SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report
(Date of earliest event reported):
May 16, 2004
DPL INC.
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(Exact name of registrant as specified in its charter)
Ohio 1-9052 31-1163136
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(State or other jurisdiction (Commission File (I.R.S. Employer
of incorporation) Number) Identification No.)
1065 Woodman Drive, Dayton, Ohio 45432
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code
(937) 224-6000
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(Former name or former address, if changed since last report.)
Item 5. Other Events and Required FD Disclosure
On May 16, 2004, DPL Inc. (the "Company") announced that (i) Stephen F.
Koziar, Jr. retired as Chief Executive Officer, President and director of the
Company; (ii) Peter H. Forster resigned from his positions as Chairman of the
Board of Directors (the "Board"), director and consultant to the Company and
(iii) Caroline E. Muhlenkamp resigned from her positions as Group Vice President
and Interim Chief Financial Officer of the Company.
Also effective May 16, 2004, the Board elected (i) Robert D. Biggs as
non-executive Chairman of the Board; (ii) W August Hillenbrand as non-executive
Vice-Chairman of the Board; (iii) James V. Mahoney as Chief Executive Officer
and (iv) Pamela G. Holdren as Interim Chief Financial Officer.
A copy of the press release announcing the retirement, resignations and
elections is attached hereto as Exhibit 99.1 and is incorporated herein by
reference.
The Company also confirmed that the staff of the Securities and Exchange
Commission (the "SEC") has requested that the Company provide certain documents
and information on a voluntary basis in connection with the previously disclosed
matters raised by a company employee. The Company is cooperating fully with the
SEC's requests.
Item 7(c). Exhibits
99.1 Press Release of DPL Inc., dated as of May 16, 2004.
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
DPL Inc.
Date: May 17, 2004
/s/ James V. Mahoney
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Name: James V. Mahoney
Title: Chief Executive Officer
EXHIBIT LIST
Paper (P) or
Exhibit No. Description Electronic (E)
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99.1 Press Release of DPL Inc., E
dated as of May 16, 2004.