SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 8, 1997 Eagle Pacific Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) Minnesota (State of Other Jurisdiction of Incorporation) 0-18050 41-1642846 (Commission File Number) (I.R.S. Employer Identification No.) 333 South Seventh Street Minneapolis, Minnesota 55402 (Address of Principal Executive Offices) (Zip Code) (612) 371-9650 (Registrant's Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Item 5. Other Events. On May 8, 1997, Eagle Pacific Industries, Inc. (the "Company") completed the private placement of $10,000,000 of redeemable 8% Convertible Preferred Stock to Massachusetts Mutual Life Insurance Company. The Preferred Stock is convertible to Common Stock of the Company at $4.26 per share. Proceeds of the private placement will be used to further implement the Company's strategy of increasing capacity and efficiency at all three of its manufacturing facilities in order to meet current and future demands. Item 7. Financial Statements and Exhibits. (a) Financial statements of businesses acquired: Not Applicable (b) Pro form financial information: Not Applicable (c) Exhibits: See Exhibit Index on page following Signatures SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. EAGLE PACIFIC INDUSTRIES, INC. Date: May 13, 1997 By /s/ William H. Spell William H. Spell Chief Executive Officer EAGLE PACIFIC INDUSTRIES, INC. EXHIBIT INDEX FORM 8-K Dated May 13, 1997 Exhibit Number Description 10.1 Preferred Stock Purchase Agreement, Dated May 1, 1997, relating to the sale by the Registrant of 10,000 shares of 8% Convertible Preferred Stock 10.2 Rights Agreement, Dated May 1, 1997, among the Registrant and certain investors.