UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of Report (Date of earliest event reported): November 8, 2007
PHC, Inc.
(Exact Name of Registrant as Specified in its Charter)
Massachusetts
(State of Incorporation or Organization)
1-33323 04-2601571
(Commission File Number) (I.R.S. Employer
Identification No.)
200 Lake Street, Suite 102, Peabody, Massachusetts 01960
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (978) 536-2777
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4c))
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Item 2.02 Results of Operations and Financial Condition
The registrant is providing the following information pursuant to Item 2.02. The
information being provided consists of the attached press release, dated
November 8, 2007, relating to the registrant's results of operations and
financial condition for the quarter ended September 30, 2007. The text of the
press release is included as Exhibit 99.1 to this report.
The information furnished pursuant to this Current Report on Form 8-K (including
the exhibits hereto) shall not be considered "filed" under the Securities
Exchange Act of 1934, as amended, nor shall it be incorporated by reference into
any of the registrant's filings under the Securities Act of 1933, as amended, or
under the Securities Exchange Act of 1934, as amended, unless the Registrant
expressly states in such filing that such information is to be considered
"filed" or incorporated by reference therein.
Item 9.01 Financial Statements and Exhibits.
(d) The following exhibit is being furnished herewith:
Exhibit No. Exhibit Description
99.1 Press release text of PHC, Inc. dated November 8, 2007.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
PHC, INC.
Date: November 9, 2007 By: /s/ Bruce A. Shear
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Bruce A. Shear
President
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