UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-8168
Aquila Rocky Mountain Equity Fund
(Exact name of registrant as specified in charter)
380 Madison Avenue, New York, NY 10017
(Address of principal executive offices) (Zip code)
Joseph P. DiMaggio, Chief Financial Officer, and Treasurer
380 Madison Avenue, New York, NY 10017
(name and address of agent for service)
Registrant's telephone number, including area code: 212-697-6666
Date of fiscal year end: December 31
Date of reporting period: June 30, 2010
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5
(subsections 239.24 and 274.5 of this chapter), to file reports with
the Commission, not later than August 31 of each year, containing the
registrant's proxy voting record for the most recent twelve-month period
ended June 30, pursuant to section 30 of the Investment Company Act of
1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may
use the information provided on Form N-PX in its regulatory, disclosure
review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant
is not required to respond to the collection of information contained in
Form N-PX unless the Form displays a currently valid Office of Management
and Budget ("OMB") control number. Please direct comments concerning
the accuracy of the information collection burden estimate and any
suggestions for reducing the burden to the Secretary, Securities and
Exchange Commission, 450 Fifth Street, NW, Washington, D.C. 20549-0609.
The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. subsection 3507.
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-08168
Reporting Period: 07/01/2009 - 06/30/2010
Aquila Rocky Mountain Equity Fund
====================== Aquila Rocky Mountain Equity Fund =======================
ARRAY BIOPHARMA INC.
Ticker: ARRY Security ID: 04269X105
Meeting Date: OCT 29, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francis J. Bullock For For Management
1.2 Elect Director Kevin Koch For For Management
1.3 Elect Director Douglas E. Williams For Withhold Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
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ASPENBIO PHARMA, INC.
Ticker: APPY Security ID: 045346103
Meeting Date: NOV 20, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daryl J. Faulkner For For Management
1.2 Elect Director Gregory Pusey For For Management
1.3 Elect Director Gail S. Schoettler For For Management
1.4 Elect Director Douglas I. Hepler For For Management
1.5 Elect Director David E. Welch For For Management
1.6 Elect Director Mark J. Ratain For For Management
1.7 Elect Director Michael R. Merson For For Management
1.8 Elect Director John H. Landon For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 5, 2009 Meeting Type: Annual
Record Date: SEP 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eleanor Baum For For Management
1.2 Elect Director J. Veronica Biggins For For Management
1.3 Elect Director Lawrence W. Clarkson For For Management
1.4 Elect Director Ehud Houminer For For Management
1.5 Elect Director Frank R. Noonan For For Management
1.6 Elect Director Ray M. Robinson For For Management
1.7 Elect Director William P. Sullivan For For Management
1.8 Elect Director Gary L. Tooker For For Management
1.9 Elect Director Roy Vallee For For Management
2 Ratify Auditors For For Management
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BALL CORPORATION
Ticker: BLL Security ID: 058498106
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Hayes For For Management
1.2 Elect Director Hanno C. Fiedler For Withhold Management
1.3 Elect Director John F. Lehman For Withhold Management
1.4 Elect Director Georgia R. Nelson For Withhold Management
1.5 Elect Director Erik H. van der Kaay For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
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BILL BARRETT CORPORATION
Ticker: BBG Security ID: 06846N104
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Owens For For Management
1.2 Elect Director Randy A. Foutch For For Management
1.3 Elect Director Joseph N. Jaggers For For Management
1.4 Elect Director Edmund P. Segner, III For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
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CHIPOTLE MEXICAN GRILL INC
Ticker: CMG Security ID: 169656105
Meeting Date: DEC 21, 2009 Meeting Type: Special
Record Date: OCT 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Eliminate Class of Common Stock For For Management
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CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert S. Baldocchi For For Management
1.2 Elect Director Neil W. Flanzraich For For Management
1.3 Elect Director Darlene J. Friedman For For Management
2 Ratify Auditors For For Management
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CIBER, INC.
Ticker: CBR Security ID: 17163B102
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bobby G. Stevenson For For Management
1.2 Elect Director Peter H. Cheesbrough For For Management
1.3 Elect Director James C. Spira For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Hans Helmerich For For Management
2 Elect Director Harold R. Logan, Jr. For For Management
3 Elect Director Monroe W. Robertson For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DISH NETWORK CORPORATION
Ticker: DISH Security ID: 25470M109
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Defranco For Withhold Management
1.2 Elect Director Cantey Ergen For Withhold Management
1.3 Elect Director Charles W. Ergen For Withhold Management
1.4 Elect Director Steven R. Goodbarn For For Management
1.5 Elect Director Gary S. Howard For For Management
1.6 Elect Director David K. Moskowitz For Withhold Management
1.7 Elect Director Tom A. Ortolf For For Management
1.8 Elect Director Carl E. Vogel For Withhold Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
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DYNAMIC MATERIALS CORPORATION
Ticker: BOOM Security ID: 267888105
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean K. Allen For For Management
1.2 Elect Director Yvon Pierre Cariou For For Management
1.3 Elect Director Bernard Hueber For For Management
1.4 Elect Director Gerard Munera For For Management
1.5 Elect Director Richard P. Graff For For Management
1.6 Elect Director Rolf Rospek For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Robert A. Day For For Management
1.4 Elect Director Gerald J. Ford For For Management
1.5 Elect Director H. Devon Graham, Jr. For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Bobby Lee Lackey For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Dustan E. McCoy For For Management
1.10 Elect Director James R. Moffett For For Management
1.11 Elect Director B.M. Rankin, Jr. For For Management
1.12 Elect Director Stephen H. Siegele For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Request Director Nominee with Against For Shareholder
Environmental Qualifications
5 Stock Retention/Holding Period Against For Shareholder
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GLACIER BANCORP, INC.
Ticker: GBCI Security ID: 37637Q105
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Blodnick For For Management
1.2 Elect Director James M. English For Withhold Management
1.3 Elect Director Allen J. Fetscher For Withhold Management
1.4 Elect Director Dallas I. Herron For Withhold Management
1.5 Elect Director Jon W. Hippler For For Management
1.6 Elect Director Craig A. Langel For Withhold Management
1.7 Elect Director L. Peter Larson For Withhold Management
1.8 Elect Director Douglas J. McBride For Withhold Management
1.9 Elect Director John W. Murdoch For Withhold Management
1.10 Elect Director Everit A. Sliter For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC.
Ticker: LOPE Security ID: 38526M106
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent D. Richardson For For Management
1.2 Elect Director Brian E. Mueller For For Management
1.3 Elect Director Christopher C. For For Management
Richardson
1.4 Elect Director Chad N. Heath For For Management
1.5 Elect Director D. Mark Dorman For For Management
1.6 Elect Director David J. Johnson For For Management
1.7 Elect Director Jack A. Henry For For Management
1.8 Elect Director Gerald F. Colangelo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IHS INC.
Ticker: IHS Security ID: 451734107
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Preferred and For Against Management
Common Stock
2.1 Elect Director Steven A. Denning For For Management
2.2 Elect Director Roger Holtback For For Management
2.3 Elect Director Michael Klein For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC.
Ticker: JNS Security ID: 47102X105
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard M. Weil For For Management
2 Elect Director G. Andrew Cox For For Management
3 Elect Director Deborah R. Gatzek For For Management
4 Elect Director Robert T. Parry For For Management
5 Elect Director Jock Patton For For Management
6 Ratify Auditors For For Management
7 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
JDA SOFTWARE GROUP, INC.
Ticker: JDAS Security ID: 46612K108
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas G. Marlin For For Management
2 Elect Director Jock Patton For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KNIGHT TRANSPORTATION, INC.
Ticker: KNX Security ID: 499064103
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Knight For For Management
1.2 Elect Director Randy Knight For For Management
1.3 Elect Director Michael Garnreiter For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LINTA Security ID: 53071M104
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director Robert R. Bennett For Withhold Management
1.3 Elect Director M. Ian G. Gilchrist For For Management
1.4 Elect Director Andrea L. Wong For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
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M.D.C. HOLDINGS, INC.
Ticker: MDC Security ID: 552676108
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Berman For For Management
1.2 Elect Director Herbert T. Buchwald For For Management
1.3 Elect Director Larry A. Mizel For For Management
2 Require Independent Board Chairman Against For Shareholder
3 Ratify Auditors For For Management
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MEDICIS PHARMACEUTICAL CORP.
Ticker: MRX Security ID: 584690309
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael A. Pietrangelo For For Management
2 Elect Director Lottie H. Shackelford For For Management
3 Elect Director Jonah Shacknai For For Management
4 Ratify Auditors For For Management
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MERIT MEDICAL SYSTEMS, INC.
Ticker: MMSI Security ID: 589889104
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rex C. Bean For For Management
1.2 Elect Director Richard W. Edelman For For Management
1.3 Elect Director Michael E. Stillabower For For Management
2 Ratify Auditors For For Management
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MICROCHIP TECHNOLOGY INCORPORATED
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 14, 2009 Meeting Type: Annual
Record Date: JUN 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-martinez For Withhold Management
1.3 Elect Director L.b. Day For Withhold Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: DEC 10, 2009 Meeting Type: Annual
Record Date: OCT 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven R. Appleton For For Management
2 Elect Director Teruaki Aoki For For Management
3 Elect Director James W. Bagley For For Management
4 Elect Director Robert L. Bailey For For Management
5 Elect Director Mercedes Johnson For For Management
6 Elect Director Lawrence N. Mondry For For Management
7 Elect Director Robert E. Switz For For Management
8 Approve Executive Incentive Bonus Plan For For Management
9 Ratify Auditors For For Management
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MOBILE MINI, INC.
Ticker: MINI Security ID: 60740F105
Meeting Date: JUN 23, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick G. McNamee For For Management
1.2 Elect Director Lawrence Trachtenberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
- --------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Security ID: 62855J104
Meeting Date: NOV 5, 2009 Meeting Type: Annual
Record Date: SEP 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Henderson For For Management
1.2 Elect Director S. Louise Phanstiel For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
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MYRIAD PHARMACEUTICALS, INC.
Ticker: MYRX Security ID: 62856H107
Meeting Date: APR 22, 2010 Meeting Type: Special
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Change Company Name For For Management
4 Adjourn Meeting For For Management
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NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Glen A. Barton For For Management
2 Elect Director Vincent A. Calarco For For Management
3 Elect Director Joseph A. Carrabba For For Management
4 Elect Director Noreen Doyle For For Management
5 Elect Director Veronica M. Hagen For For Management
6 Elect Director Michael S. Hamson For For Management
7 Elect Director Richard T. O'Brien For For Management
8 Elect Director John B. Prescott For For Management
9 Elect Director Donald C. Roth For For Management
10 Elect Director James V. Taranik For For Management
11 Elect Director Simon Thompson For For Management
12 Ratify Auditors For For Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
14 Require a Majority Vote for the Against For Shareholder
Election of Directors
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PETSMART, INC.
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Rakesh Gangwal For For Management
2 Elect Director Robert F. Moran For For Management
3 Elect Director Barbara A. Munder For For Management
4 Elect Director Thomas G. Stemberg For For Management
5 Ratify Auditors For For Management
6 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC.
Ticker: PNK Security ID: 723456109
Meeting Date: MAY 11, 2010 Meeting Type: Proxy Contest
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None Did Not Vote
1 Elect Director Stephen C. Comer For Did Not Vote Management
2 Elect Director John V. Giovenco For Did Not Vote Management
3 Elect Director Richard J. Goeglein For Did Not Vote Management
4 Elect Director Ellis Landau For Did Not Vote Management
5 Elect Director Bruce A. Leslie For Did Not Vote Management
6 Elect Director James L. Martineau For Did Not Vote Management
7 Elect Director Michael Ornest For Did Not Vote Management
8 Elect Director Lynn P. Reitnouer For Did Not Vote Management
9 Elect Director Anthony M. Sanfilippo For Did Not Vote Management
10 Amend Omnibus Stock Plan For Did Not Vote Management
11 Ratify Auditors For Did Not Vote Management
12 Advisory Vote to Ratify Named Executive Against Did Not Vote Shareholder
Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None Did Not Vote
1 Elect Director Stephen C. Comer None Did Not Vote Shareholder
2 Elect Director John V. Giovenco None Did Not Vote Shareholder
3 Elect Director Richard J. Goeglein None Did Not Vote Shareholder
4 Elect Director Ellis Landau None Did Not Vote Shareholder
5 Elect Director Bruce A. Leslie None Did Not Vote Shareholder
6 Elect Director James L. Martineau None Did Not Vote Shareholder
7 Elect Director Michael Ornest None Did Not Vote Shareholder
8 Elect Director Lynn P. Reitnouer None Did Not Vote Shareholder
9 Elect Director Anthony M. Sanfilippo None Did Not Vote Shareholder
10 Amend Omnibus Stock Plan None Did Not Vote Management
11 Ratify Auditors None Did Not Vote Management
12 Advisory Vote to Ratify Named Executive For Did Not Vote Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
PROVIDENCE SERVICE CORP., THE
Ticker: PRSC Security ID: 743815102
Meeting Date: NOV 19, 2009 Meeting Type: Special
Record Date: OCT 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Shareholder Rights Plan (Poison For For Management
Pill)
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
PROVIDENCE SERVICE CORPORATION, THE
Ticker: PRSC Security ID: 743815102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hunter Hurst, III For For Management
1.2 Elect Director Richard A. Kerley For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUESTAR CORPORATION
Ticker: STR Security ID: 748356102
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Teresa Beck For Withhold Management
1.2 Elect Director R.d. Cash For For Management
1.3 Elect Director James A. Harmon For Withhold Management
1.4 Elect Director Robert E. McKee For Withhold Management
1.5 Elect Director Gary G. Michael For Withhold Management
1.6 Elect Director Charles B. Stanley For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
RAMTRON INTERNATIONAL CORP.
Ticker: RMTR Security ID: 751907304
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Howard, Jr. For For Management
1.2 Elect Director William W. Staunton III For For Management
1.3 Elect Director Eric A. Balzer For For Management
1.4 Elect Director William L. George For For Management
1.5 Elect Director Jack L. Saltich For For Management
1.6 Elect Director Theodore J. Coburn For For Management
1.7 Elect Director Eric Kuo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director James E. O Connor For For Management
2 Election Director John W. Croghan For For Management
3 Election Director James W. Crownover For For Management
4 Election Director William J. Flynn For For Management
5 Election Director David I. Foley For For Management
6 Election Director Michael Larson For For Management
7 Election Director Nolan Lehmann For For Management
8 Election Director W. Lee Nutter For For Management
9 Election Director Ramon A. Rodriguez For For Management
10 Election Director Allan C. Sorensen For For Management
11 Election Director John M. Trani For For Management
12 Election Director Michael W. Wickham For For Management
13 Ratify Auditors For For Management
14 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
RIGHTNOW TECHNOLOGIES, INC.
Ticker: RNOW Security ID: 76657R106
Meeting Date: JUN 7, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg R. Gianforte For For Management
1.2 Elect Director Gregory M. Avis For Withhold Management
1.3 Elect Director Thomas W. Kendra For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
ROCKY MOUNTAIN CHOCOLATE FACTORY
Ticker: RMCF Security ID: 774678403
Meeting Date: JUL 17, 2009 Meeting Type: Annual
Record Date: JUN 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin E. Crail For Withhold Management
1.2 Elect Director Lee N. Mortenson For Withhold Management
1.3 Elect Director Bryan J. Merryman For Withhold Management
1.4 Elect Director Gerald A. Kien For Withhold Management
1.5 Elect Director Clyde Wm. Engle For Withhold Management
1.6 Elect Director Scott G. Capdevielle For For Management
- --------------------------------------------------------------------------------
SHUFFLE MASTER, INC.
Ticker: SHFL Security ID: 825549108
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: JAN 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Garry W. Saunders For For Management
1.2 Elect Director Louis Castle For For Management
1.3 Elect Director Phillip C. Peckman For For Management
1.4 Elect Director John R. Bailey For For Management
1.5 Elect Director Timothy J. Parrott For For Management
1.6 Elect Director Daniel M. Wade For For Management
- --------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jerry C. Atkin For Against Management
2 Elect Director J. Ralph Atkin For Against Management
3 Elect Director Margaret S. Billson For Against Management
4 Elect Director Ian M. Cumming For Against Management
5 Elect Director Henry J. Eyring For Against Management
6 Elect Director Robert G. Sarver For Against Management
7 Elect Director Steven F. Udvar-Hazy For Against Management
8 Elect Director James L. Welch For Against Management
9 Elect Director Michael K. Young For Against Management
10 Approve Omnibus Stock Plan For Against Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SPECTRANETICS CORPORATION, THE
Ticker: SPNC Security ID: 84760C107
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Jennings For For Management
1.2 Elect Director Joseph M. Ruggio For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
USANA HEALTH SCIENCES, INC.
Ticker: USNA Security ID: 90328M107
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Myron W. Wentz, Ph.D. For For Management
1.2 Elect Director Robert Anciaux For For Management
1.3 Elect Director Gilbert A. Fuller For Withhold Management
1.4 Elect Director Ronald S. Poelman For For Management
1.5 Elect Director Jerry G. McClain For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WESTERN UNION COMPANY, THE
Ticker: WU Security ID: 959802109
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dinyar S. Devitre For For Management
2 Elect Director Christina A. Gold For For Management
3 Elect Director Betsy D. Holden For For Management
4 Elect Director Wulf Von Schimmelmann For For Management
5 Ratify Auditors For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
AQUILA ROCKY MOUNTAIN EQUITY FUND
/s/ Diana P. Herrmann
- - ----------------------
Diana P. Herrmann, President and Trustee
/s/ Joseph P. DiMaggio
- - -----------------------
Joseph P. DiMaggio, Chief Financial Officer and Treasurer
August 5, 2010