UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 1997 THE CASTLE GROUP, INC. (Exact name of registrant as specified in its charter) Utah 0-23338 99-037845 (State or other jurisdiction (Commission File (IRS Employer Identification of incorporation) Number) Number) 745 Fort Street, 10th Floor, Honolulu, Hawaii 96813 (Address of principal executive office) Registrant's telephone number, including area code 808-524-0900 Not Applicable (Former name or former address, if changed since last report) Page 1 of 3 sequentially numbered pages Item 6. RESIGNATION OF REGISTRANT'S DIRECTORS On December 4, 1998, Mr. Kelvin Bloom tendered his resignation as a director and officer of the Castle Group, Inc. to the board of directors. Mr. Bloom did not have any disagreements with the Company relating to any of the Company's operations, policies or practices. Item 7. FINANCIAL STATEMENTS AND EXHIBITS ( c) Exhibits furnished in accordance with the provisions of Item 601 of Regulation S-B. None 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. THE CASTLE GROUP, INC. (Registrant) Date: December 15, 1998 /s/ Michael S. Nitta ------------------------------ Chief Financial Officer 3