SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX/A
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-10221
AllianceBernstein Trust
(Exact name of registrant as specified in charter)
Alliance Capital Management L.P.
1345 Avenue of the Americas, New York, New York l0105
(Address of Principal Executive Office) (Zip Code)
Registrant's Telephone Number, including Area Code:
(800) 221-5672
MARK R. MANLEY
Alliance Capital Management L.P.
1345 Avenue of the Americas
New York, New York l0105
(Name and address of agent for service)
Copies of communications to:
Patricia A. Poglinco
Seward & Kissel LLP
One Battery Park Plaza
New York, New York 10004
Date of fiscal year end: November 30
Date of reporting period: July 1, 2003 - June 30, 2004
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-10221
Reporting Period: 07/01/2003 - 06/30/2004
AllianceBernstein Trust
================== ALLIANCEBERNSTEIN TRUST-GLOBAL VALUE FUND ===================
ABN AMRO HOLDING NV
Ticker: ABN Security ID: N0030P459
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
2 Discussion about Company's Corporate None None Management
Governance Report
3.1 Approve Financial Statements and For For Management
Statutory Reports
3.2 Approve Dividends For For Management
3.3 Approve Discharge of Management Board For For Management
3.4 Approve Discharge of Supervisory Board For For Management
4 Approve Remuneration Policy For For Management
5 Reappoint Ernst & Young as Auditors For For Management
6.1 Reelect T. Maas-de Bouwer to Supervisory For For Management
Board
6.2 Elect A. Olijslager to Supervisory Board For For Management
7.1 Abolish Antitakeover Preference Shares For For Management
through Repurchase and Cancellation of
Shares
7.2 Amend Articles to Reflect Cancellation of For For Management
Preference Shares (Item 7.1)
8 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
9.1 Grant Board Authority to Issue Ordinary For For Management
Shares and Convertible Preference Shares
Up to 20 Percent of Issued Share Capital
9.2 Grant Board Authority to Exclude For For Management
Preemptive Rights from Issuance Under
Item 9.1
10 Other Business None None Management
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ABSA GROUP LTD (FORMERLY AMALGAMATED BANKS OF SOUTH AFRICA)
Ticker: Security ID: S0269H108
Meeting Date: JUN 25, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital to For For Management
ZAR 1.8 Billion by Means of Creation of
80 Million Redeemable Preference Shares
2 Amend Articles of Association Re: Terms For For Management
and Conditions of Preference Shares
3 Authorize Board to Allot and Issue Shares For For Management
Pursuant to Redemption of Redeemable
Preference Shares
4 Place Authorized But Unissued Shares For For Management
under Control of Directors Pursuant to
Allocation to Botho Bonke
5 Approve Absa Group Limited Employee Share For For Management
Ownership Administrative Trust
6 Place Authorized But Unissued Shares For For Management
under Control of Directors Pursuant to
Allocation to Absa Group Limited Employee
Share Ownership Administrative Trust
7 Elect Nthobi Angel as Director For For Management
8 Elect Leslie Maasdorp as Director For For Management
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ACS, ACTIVIDADES DE CONSTRUCCIONES (FORMERLY GINES NAVARRO C
Ticker: Security ID: E7813W106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Group Financial For For Management
Statements, Allocation of Income; Present
Corporate Governance Report
2 Approve Discharge of Management Board For For Management
3 Elect Management Board For For Management
4 Authorize Repurchase of Shares For For Management
5 Approve Auditors For For Management
6 Approve Reduction in Share Capital via For For Management
Cancellation of 902,453 Treasury Shares;
Amend Articles Accordingly
7 Approve 3:1 Stock Split and Subsequent For For Management
Reduction in Par Value to EUR 0.50 from
EUR 1.50
8 Amend Articles 13, 15, 20b, 22, 26, and For For Management
28 Re: Board Numbers, Composition,
Functions, and General Meetings
Attendance and Information
9 Approve Stock Option Plan For For Management
10 Approve General Meeting Guidelines; For For Management
Present Report Re: Board Guidelines
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Approve Minutes of Meeting For For Management
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ACS, ACTIVIDADES DE CONSTRUCCIONES (FORMERLY GINES NAVARRO C
Ticker: Security ID: E7813W106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Group Financial For For Management
Statements, Allocation of Income; Present
Corporate Governance Report
2 Approve Discharge of Management Board For For Management
3 Elect Management Board For For Management
4 Authorize Repurchase of Shares For For Management
5 Approve Auditors For For Management
6 Approve Reduction in Share Capital via For For Management
Cancellation of 902,453 Treasury Shares;
Amend Articles Accordingly
7 Approve 3:1 Stock Split and Subsequent For For Management
Reduction in Par Value to EUR 0.50 from
EUR 1.50
8 Amend Articles 13, 15, 20b, 22, 26, and For For Management
28 Re: Board Numbers, Composition,
Functions, and General Meetings
Attendance and Information
9 Approve Stock Option Plan For For Management
10 Approve General Meeting Guidelines; For For Management
Present Report Re: Board Guidelines
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Approve Minutes of Meeting For For Management
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AGF (ASSURANCES GENERALES DE FRANCE)
Ticker: Security ID: F14868180
Meeting Date: MAY 25, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.80 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Approve Discharge of Directors For For Management
6 Reelect Jean-Philippe Thierry as Director For For Management
7 Reelect Beatrice Majnoni d'Intignano as For For Management
Director
8 Reelect Yves Cannac as Director For For Management
9 Elect Herve de Veyrac as Director For For Management
10 Elect Representative of Employee For For Management
Shareholders to the Board
11 Ratify Ernst & Young as Auditors For For Management
12 Ratify KPMG S.A. as Auditors For For Management
13 Ratify Christian de Chastellux as For For Management
Alternate Auditor
14 Ratify Gerard Riviere as Alternate For For Management
Auditor
15 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
16 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
17 Approve Stock Option Plan Grants For Against Management
18 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
19 Authorize Filing of Required For For Management
Documents/Other Formalities
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AGFA GEVAERT NV
Ticker: Security ID: B0302M104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' Reports None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
4 Receive Consolidated Financial Statements None None Management
and Statutory Reports
5 Approve Discharge of Directors and For For Management
Auditors
6 Approve KPMG as Auditors and Fix Their For For Management
Remuneration at EUR 345,388 Annually
7 Appoint Barnells, Buttrick, Cornu, For Against Management
Haymon, Oosterlinck, Van Miert, and von
Kyaw as Independent Directors in
Accordance with the Requirements of the
Belgian Companies Code
8 Amend Articles of Association Re: For For Management
Change-in-control Provision
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AGFA GEVAERT NV
Ticker: Security ID: B0302M104
Meeting Date: APR 27, 2004 Meeting Type: Special
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Renew Authorization to Issue Shares to For For Management
Increase Share Capital within the
Framework of Authorized Capital without
Preemptive Rights for Period of Five
Years
2 Renew Authorization to Issue Shares in For Against Management
the Event of a Public Tender Offer or
Share Exchange Offer
3 Authorize Cancellation of 11,200,000 For For Management
Repurchased Shares
4 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
5 Authorize Two Directors to Carry Out For For Management
Legal Formalities
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AGFA GEVAERT NV
Ticker: Security ID: B0302M104
Meeting Date: MAY 25, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Renew Authorization to Issue Shares to For For Management
Increase Share Capital within the
Framework of Authorized Capital without
Preemptive Rights for Period of Five
Years
2 Renew Authorization to Issue Shares in For Against Management
the Event of a Public Tender Offer or
Share Exchange Offer
3 Authorize Cancellation of 11,200,000 For For Management
Repurchased Shares
4 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
5 Authorize Two Directors to Carry Out For For Management
Legal Formalities
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ALTADIS S.A. (FORMERLY TABACALERA, S.A.)
Ticker: Security ID: E0432C106
Meeting Date: JUN 14, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For For Management
of Income and Distribution of EUR 0.80
Per Share Dividend, and Discharge
Directors
2 Ratify Management Board For For Management
3 Approve Auditors For For Management
4 Approve EUR 4.4 Million Reduction in For For Management
Capital Via Cancellation of 7.3 Million
Shares; Ammend Company's By-Laws
Accordingly
5 Authorize Share Repurchase Program For For Management
6 Authorize Issuance of Bonds For For Management
7 Amend Articles 22, 23, 25, and 28 Re: For For Management
Elimination of Shareholidng Requirement
to Attend Shareholder Meetings, Remote
Voting, Elimination of Supermajority
Quorums and Vote Requirement for Certain
Proposals, Increase Shareholders' Access
to Information
8 Approve General Meeting Guidelines For For Management
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against For Shareholder
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AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan S. Elliott For For Management
1.2 Elect Director Clifford L. Greenwalt For For Management
1.3 Elect Director Thomas A. Hays For For Management
1.4 Elect Director Richard A. Liddy For For Management
1.5 Elect Director Gordon R. Lohman For For Management
1.6 Elect Director Richard A. Lumpkin For For Management
1.7 Elect Director John Peters MacCarthy For For Management
1.8 Elect Director Paul L. Miller, Jr. For For Management
1.9 Elect Director Charles W. Mueller For For Management
1.10 Elect Director Douglas R. Oberhelman For For Management
1.11 Elect Director Gary L. Rainwater For For Management
1.12 Elect Director Harvey Saligman For For Management
2 Ratify Auditors For For Management
3 Report on Risks of Nuclear Waste Storage Against Against Shareholder
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AMERICAN ELECTRIC POWER CO.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. Brooks For For Management
1.2 Elect Director Donald M. Carlton For For Management
1.3 Elect Director John P. DesBarres For For Management
1.4 Elect Director Robert W. Fri For For Management
1.5 Elect Director William R. Howell For For Management
1.6 Elect Director Lester A. Hudson, Jr. For For Management
1.7 Elect Director Leonard J. Kujawa For For Management
1.8 Elect Director Michael G. Morris For For Management
1.9 Elect Director Richard L. Sandor For For Management
1.10 Elect Director Donald G. Smith For For Management
1.11 Elect Director Kathryn D. Sullivan For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
4 Submit Executive Pension Benefit to Vote Against Against Shareholder
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Establish Term Limits for Directors Against Against Shareholder
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ARCELOR S.A.
Ticker: Security ID: L0218T101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Report of Board of Directors and Opinions None Did Not Management
of Independent Auditor on the Annual Vote
Accounts and the Consolidated Accounts
2 Approve Annual Accounts For Did Not Management
Vote
3 Approve Consolidated Accounts For Did Not Management
Vote
4 Approve Allocation of Income and For Did Not Management
Dividend; Approve Directors' Remuneration Vote
5 Approve Discharge of Directors For Did Not Management
Vote
6 Accept Resignation of J. Lapeyre and D. For Did Not Management
Bouton; Appoint M. Marti and N. Forgeard Vote
as Directors
7 Authorize the Repurchase of up to 10 For Did Not Management
Percent of the Company's Shares for a Vote
Price of No Less than EUR 5 Per Share and
No More than EUR 25 Per Share
8 Ratify KPMG Audit as Auditors For Did Not Management
Vote
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ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel W. Duval For For Management
1.2 Elect Director John N. Hanson For For Management
1.3 Elect Director Roger King For For Management
1.4 Elect Director Karen Gordon Mills For For Management
1.5 Elect Director William E. Mitchell For For Management
1.6 Elect Director Stephen C. Patrick For For Management
1.7 Elect Director Barry W. Perry For For Management
1.8 Elect Director Richard S. Rosenbloom For For Management
1.9 Elect Director John C. Waddell For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
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AUSTRALIA & NZ BANKING GROUP LTD. (FORMERLY AUSTRALIA & NEW
Ticker: ANZ Security ID: Q09504137
Meeting Date: AUG 13, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Confirm Member Approval to the Buy-Back For For Management
Agreement Relating to the Redeemable
Preference Shares Issued by the Company
in 1998
2 Amend Constitution For For Management
3 Approve Issuance of 12.5 Million Reset For For Management
Convertible Preference Shares
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AUSTRALIA & NZ BANKING GROUP LTD. (FORMERLY AUSTRALIA & NEW
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 19, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory None None Management
Reports
2a Reelect C Dahlsen as Director For For Management
2b Reelect CB Goode as Director For For Management
2c Elect Shareholder Nominee J I Buckland as Against Against Shareholder
Director
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AVENTIS SA (FORMERLY RHONE-POULENC )
Ticker: RP.P Security ID: F0590R100
Meeting Date: JUN 11, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.23 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Ratify Yves Nicolas as Alternate Auditor For For Management
7 Amend Article 7 to Reflect 2003 Legal For Against Management
Changes Re: Shareholding Disclosure
Requirement
8 Amend Article 11 to Set Term of For For Management
Management Board Members at Three Years,
Down From Five Years Previously
9 Amend Article 13 to Set Term of For For Management
Supervisory Board Members at Three Years,
Down From Five Years Previously
10 Reelect Jean-Marc Bruel as Supervisory For For Management
Board Member
11 Reelect Martin Fruhauf as Supervisory For For Management
Board Member
12 Reelect Serge Kampf as Supervisory Board For For Management
Member
13 Reelect Hubert Markl as Supervisory Board For For Management
Member
14 Reelect Gunter Metz as Supervisory Board For For Management
Member
15 Reelect Didier Pineau-Valencienne as For For Management
Supervisory Board Member
16 Reelect Seham Razzouqi as Supervisory For For Management
Board Member
17 Reelect Michel Renault as Supervisory For For Management
Board Member
18 Reelect Hans-Jurgen Schinzler as For For Management
Supervisory Board Member
19 Reelect Marc Vienot as Supervisory Board For For Management
Member
20 Authorize Filing of Required For For Management
Documents/Other Formalities
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AVIVA PLC (FORMERLY CGNU PLC)
Ticker: Security ID: G0683Q109
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 15.15 Pence Per For For Management
Share
3 Elect Anna Catalano as Director None None Management
4 Elect Carole Piwnica as Director For For Management
5 Re-elect George Paul as Director For For Management
6 Re-elect Philip Scott as Director For For Management
7 Re-elect Patrick Snowball as Director For For Management
8 Re-elect Elizabeth Vallance as Director For For Management
9 Reappoint Ernst and Young LLP as Auditors For For Management
of the Company
10 Authorise Board to Fix Remuneration of For For Management
the Auditors
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 185,000,000
12 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 28,000,000
13 Approve Remuneration Report For For Management
14 Authorise EU Political Donations up to For For Management
Aggregate Nominal Amount of GBP 100,000
15 Approve Scrip Dividend Program For For Management
16 Amend Articles of Association Re: For For Management
Treasury Shares
17 Authorise 225 Million Ordinary Shares for For For Management
Market Purchase
18 Authorise 100 Million 8.75 Percent For For Management
Preference Shares for Market Purchase1
19 Authorise 100 Million 8.375 Percent For For Management
Preference Shares for Market Purchase
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AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eleanor Baum For For Management
1.2 Elect Director J. Veronica Biggins For For Management
1.3 Elect Director Lawrence W. Clarkson For For Management
1.4 Elect Director Ehud Houminer For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Ray M. Robinson For For Management
1.7 Elect Director Frederic Salerno For For Management
1.8 Elect Director Gary L. Tooker For For Management
1.9 Elect Director Roy Vallee For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
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BANK OF IRELAND GROUP
Ticker: IRE Security ID: G49374146
Meeting Date: JUL 9, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Consider Financial Statements For For Management
and Statutory Reports
2 Confirm and Declare a Final Dividend For For Management
3a Reelect Roy Bailie as a Director For For Management
3b Reelect Laurence Crowley as a Director For For Management
3c Reelect Donal Geaney as a Director For For Management
3d Reelect Denis O'Brien as a Director For For Management
3e Reelect John O'Donovan as a Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
the Auditors
5 Authorize Repurchase 98,493,220 Ordinary For For Management
Shares; 1,876,090 Sterling Preference
Shares; and 3,026,598 Euro Preference
Shares
6 Authorize Reissuance of Repurchased For For Management
Shares
7 Authorize Board to Allot Up to EUR 31.84 For For Management
million in Equity Securities for Cash
without Preemptive Rights
8 Authorize Board to Allot Equity For For Management
Securities Representing 15 Percent of the
Issued Share Capital, without Preemptive
Rights, For Purposes Other Than Cash
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BELLSOUTH CORP.
Ticker: BLS Security ID: 079860102
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Armando M. Codina For For Management
1.3 Elect Director Leo F. Mullin For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
6 Limit Executive Compensation Against Against Shareholder
7 Report on Political Against Against Shareholder
Contributions/Activities
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BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: BHP Security ID: Q1498M100
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: NOV 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements for BHP For For Management
Billiton Ltd and Statutory Reports for
the Year Ended June 30, 2003
2 Accept Financial Statements and Statutory For For Management
Reports for BHP Billiton Plc for the Year
Ended June 30, 2003
3 Elect D C Brink as Director of BHP For For Management
Billiton Ltd
4 Elect D C Brink as Director of BHP For For Management
Billiton Plc
5 Elect M A Chaney as Director of BHP For For Management
Billiton Ltd
6 Elect M A Chaney as Director of BHP For For Management
Billiton Plc
7 Elect Lord Renwick of Clifton as Director For For Management
of BHP Billiton Ltd
8 Elect Lord Renwick of Clifton as Director For For Management
of BHP Billitoon Plc as Director
9 Elect M Salamon as Director of BHP For For Management
Billiton Ltd
10 Elect M Salamon as Director of BHP For For Management
Billiton Plc
11 Elect J G Buchanan as Director of BHP For For Management
Billiton Ltd
12 Elect J G Buchanan as Director of BHP For For Management
Billiton Plc
13 Approve KPMG Audit Plc and For For Management
PricewaterhouseCoopers LLP as Auditors
and Authorize Board to Fix Their
Remuneration
14 Approve Authority to Allot Shares in BHP For For Management
Billiton Plc
15 Approve Renewal of Authority to Allot For For Management
Equity Securities for Cash
16 Authorize Share Repurchase Program For For Management
17 Approve Remuneration Report for the Year For For Management
Ended June 30, 2003
18 Approve the Grant of Deferred Shares, For For Management
Options and Performance Shares to
Executive Director and Chief Executive
Officer, C W Goodyear Under the BHP
Billiton Limited Group Incentive Scheme
19 Approve the Grant of Deferred Shares, For For Management
Options and Performance Shares to
Executive Director and Senior Minerals
Executive, M Salamon Under the BHP
Billiton Plc Group Incentive Scheme
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BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: Security ID: F1058Q238
Meeting Date: MAY 13, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For For Management
and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.175 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Issuance of Bonds/Debentures in For For Management
the Nominal Value of Up to EUR 30 Billion
6 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
7 Reelect Louis Schweitzer as Director For For Management
8 Reelect Lindsay Owen-Jones as Director For For Management
9 Confirm Expiration of Term of David Peake For For Management
as Director
10 Authorize Filing of Required For For Management
Documents/Other Formalities
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 340 Million
13 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value
14 Allow Board to Issue Shares in the Event For For Management
of a Public Tender Offer or Share
Exchange Offer, Subject to Certain
Conditions
15 Amend Terms of Capital Increase Reserved For For Management
for Employees Participating in
Savings-Related Share Purchase Plan
Submitted to Shareholder Vote at May 14,
2003, AGM/EGM
16 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
17 Amend Articles of Association Re: Role of For For Management
Chairman, Access to Information, Internal
Control Procedures, Convening of Board
Meetings, and Signing of the Minutes of
Board Meetings
18 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: Security ID: F1058Q238
Meeting Date: MAY 28, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For For Management
and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.175 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Issuance of Bonds/Debentures in For For Management
the Nominal Value of Up to EUR 30 Billion
6 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
7 Reelect Louis Schweitzer as Director For For Management
8 Reelect Lindsay Owen-Jones as Director For For Management
9 Confirm Expiration of Term of David Peake For For Management
as Director
10 Authorize Filing of Required For For Management
Documents/Other Formalities
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 340 Million
13 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value
14 Allow Board to Issue Shares in the Event For For Management
of a Public Tender Offer or Share
Exchange Offer, Subject to Certain
Conditions
15 Amend Terms of Capital Increase Reserved For For Management
for Employees Participating in
Savings-Related Share Purchase Plan
Submitted to Shareholder Vote at May 14,
2003, AGM/EGM
16 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
17 Amend Articles of Association Re: Role of For For Management
Chairman, Access to Information, Internal
Control Procedures, Convening of Board
Meetings, and Signing of the Minutes of
Board Meetings
18 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
BP PLC (FORM. BP AMOCO PLC )
Ticker: BP.PP Security ID: G12793181
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect The Lord Browne of Madingley as For For Management
Director
2 Re-elect Byron Grote as Director For For Management
3 Re-elect Michael Miles as Director For For Management
4 Re-elect Sir Robin Nicholson as Director For For Management
5 Re-elect Dick Olver as Director For For Management
6 Re-elect Sir Ian Prosser as Director For For Management
7 Elect Antony Burgmans as Director For For Management
8 Re-appoint Ernst and Young LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
9 Amend Articles of Association Re: For For Management
Treasury Shares and Annual Retirement of
Directors
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 1,820 Million
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 273 Million
12 Authorise 2.2 Billion Shares for Market For For Management
Purchase
13 Authorise the Company to use Treasury For For Management
Shares for the Purpose of the Employee
Share Schemes Operated by the Company
14 Approve Remuneration Report For For Management
15 Approve Increase in Remuneration of For For Management
Non-Executive Directors from GBP 1.5
Million to GBP 2.5 Million
16 Accept Financial Statements and Statutory For For Management
Reports
17 Require the Company to Prepare a Report Against Against Shareholder
Re: Mitigating Risks to Shareholder Value
when Operating in Protected and Sensitive
Areas
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO.
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter R. Dolan For For Management
1.2 Elect Director Louis V. Gerstner, Jr. For For Management
1.3 Elect Director Leif Johansson For For Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
4 Cease Political Contributions/Activities Against Against Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
- --------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: Security ID: G1510J102
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 27 Pence Per For For Management
Ordinary Share
4 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
5 Authorise Board to Fix Remuneration of For For Management
the Auditors
6a Elect Paul Adams as Director For For Management
6b Elect Antonio Monteiro de Castro as For For Management
Director
6c Elect Jan du Plessis as Director For For Management
6d Re-elect Wong Kok Siew as Director For For Management
7 Authorise 207.7 Million Shares for Market For For Management
Purchase
8a Amend Articles of Association Re: For For Management
Treasury Shares
8b Amend Articles of Association Re: For For Management
Directors' Fees
- --------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: BNI Security ID: 12189T104
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Vilma S. Martinez For For Management
1.3 Elect Director Marc F. Racicot For For Management
1.4 Elect Director Roy S. Roberts For For Management
1.5 Elect Director Matthew K. Rose For For Management
1.6 Elect Director Marc J. Shapiro For For Management
1.7 Elect Director J.C. Watts, Jr. For For Management
1.8 Elect Director Robert H. West For For Management
1.9 Elect Director J. Steven Whisler For For Management
1.10 Elect Director Edward E. Whitacre, Jr. For For Management
1.11 Elect Director Michael B. Yanney For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CANON INC.
Ticker: CAJ Security ID: J05124144
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 15,
Final JY 35, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For Against Management
5 Appoint Additional External Auditor For For Management
6 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditors
7 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors and
Statutory Auditors
- --------------------------------------------------------------------------------
CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
- --------------------------------------------------------------------------------
CHUBB CORP., THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Sheila P. Burke For For Management
1.3 Elect Director James I. Cash, Jr. For For Management
1.4 Elect Director Joel J. Cohen For For Management
1.5 Elect Director James M. Cornelius For For Management
1.6 Elect Director John D. Finnegan For For Management
1.7 Elect Director David H. Hoag For For Management
1.8 Elect Director Klaus J. Mangold For For Management
1.9 Elect Director Sir David G. Scholey, CBE For For Management
1.10 Elect Director Raymond G. H. Seitz For For Management
1.11 Elect Director Lawrence M. Small For For Management
1.12 Elect Director Daniel E. Somers For For Management
1.13 Elect Director Karen Hastie Williams For For Management
1.14 Elect Director James M. Zimmerman For For Management
1.15 Elect Director Alfred W. Zollar For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CTTAY Security ID: D16212140
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.52 per Share Vote
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Ratify KPMG Deutsche For Did Not Management
Treuhand-Gesellschaft AG as Auditors Vote
6 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
7 Elect Manfred Bodin, Diethart Breipohl, For Did Not Management
Michael Frenzel, Hubertus von Gruenberg, Vote
Hans-Olaf Henkel, Jan Oosterveld, Fred
Steingraber, Juergen Stockmar, Bernd
Voss, Ulrich Weiss to the Supervisory
Board
8 Approve Stock Option Plan for Key For Did Not Management
Employees Vote
- --------------------------------------------------------------------------------
COOPER INDUSTRIES LTD
Ticker: CBE Security ID: G24182100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S.G. Butler For For Management
1.2 Elect Director D.F. Smith For For Management
1.3 Elect Director G.B. Smith For For Management
2 Ratify Auditors For For Management
3 APPROVE THE AMENDED AND RESTATED STOCK For For Management
INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL RELATING TO SOCIAL Against Against Shareholder
AND ENVIRONMENTAL ISSUES RELATED TO
SUSTAINABILITY.
5 SHAREHOLDER PROPOSAL RELATING TO Against Against Shareholder
EXECUTIVE EQUITY COMPENSATION PLANS.
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: CSR Security ID: H3698D419
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Discharge of Board and Senior For Did Not Management
Management Vote
3.1 Approve Allocation of Income and Omission For Did Not Management
of Dividends Vote
3.2 Approve CHF 597.5 Million Reduction in For Did Not Management
Share Capital via Reduction in Par Value Vote
and Repayment to Shareholders
4.1 Reelect Thomas Bell and Aziz Syriani as For Did Not Management
Directors; Elect Peter Weibel, Noreen Vote
Doyle, and David Syz as Directors
4.2 Reelect KPMG Klynveld Peat Marwick For Did Not Management
Goerdeler SA as Auditors Vote
4.3 Reelect BDO Sofirom as Special Auditors For Did Not Management
Vote
5.1 Amend Articles Re: Submission of For Did Not Management
Shareholder Proposals Vote
5.2 Amend Articles Re: Delete Provisions For Did Not Management
Concerning Contributions In Kind Vote
- --------------------------------------------------------------------------------
CSX CORP.
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.E. Bailey For For Management
1.2 Elect Director R.L. Burrus, Jr. For For Management
1.3 Elect Director E.J. Kelly, III For For Management
1.4 Elect Director R.D. Kunisch For For Management
1.5 Elect Director S.J. Morcott For For Management
1.6 Elect Director D.M. Ratcliffe For For Management
1.7 Elect Director C.E. Rice For For Management
1.8 Elect Director W.C. Richardson For For Management
1.9 Elect Director F.S. Royal, M.D. For For Management
1.10 Elect Director D.J. Shepard For For Management
1.11 Elect Director M.J. Ward For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Limit Awards to Executives Against For Shareholder
- --------------------------------------------------------------------------------
DELHAIZE GROUP (FORMERLY DELHAIZE LE LION)
Ticker: Security ID: B33432129
Meeting Date: APR 30, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect William Roper as Director For Did Not Management
Vote
2 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
3 Authorize Board to Implement Approved For Did Not Management
Resolutions Vote
- --------------------------------------------------------------------------------
DELHAIZE GROUP (FORMERLY DELHAIZE LE LION)
Ticker: Security ID: B33432129
Meeting Date: MAY 27, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
2 Authorize Board to Implement Approved For For Management
Resolutions
- --------------------------------------------------------------------------------
DEPFA BANK PLC
Ticker: Security ID: G27230104
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Declare Final Dividend For For Management
3a Reelect Reinhare Grzesik as Director For For Management
3b Reelect Thomas Kolbeck as Director For For Management
3c Reelect Jacques Poos as Director For For Management
3d Reelect Hans Reich as Director For For Management
3e Reelect Jurgen Karcher as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Approve Sub-division of Ordinary Share For For Management
Capital
6 Approve Increase in Authorized Capital For For Management
and Authorize New Class of Preferred
Stock
- --------------------------------------------------------------------------------
DSM NV
Ticker: Security ID: N65297199
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
3.1 Approve Financial Statements For For Management
3.2 Approve Discharge of Management Board For For Management
3.3 Approve Discharge of Supervisory Board For For Management
4 Reelect C. Herkstroeter, H. Bodt, E. For For Management
Sosa; Elect E. Kist as New Member to
Supervisory Board
5.1 Grant Board Authority to Issue Ordinary For For Management
Shares Up to 20 Percent of Issued
Capital, and to Issue All Unissued but
Authorized Preference Shares
5.2 Grant Board Authority to Restrict/Exclude For For Management
Preemptive Rights from Issuance of
Ordinary Shares Up to 20 Percent of
Issued Share Capital (Item 5.1)
6 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
7 Discussion about Company's Corporate None None Management
Governance Report
8 Amend Articles: Transfer Authority to For For Management
Appoint Management Board from Supervisory
Board to General Meeting; Changes to
Company's Corporate Governance Structure
to Reflect Recommendations by Dutch
Corporate Governance Code as Well as
Pending Legislation
9 Other Business (Non-Voting) None None Management
10 Close Meeting None None Management
- --------------------------------------------------------------------------------
EASTMAN CHEMICAL CO.
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Renee J. Hornbaker For For Management
1.2 Elect Director Thomas H. McLain For For Management
1.3 Elect Director Peter M. Wood For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
ELECTROCOMPONENTS PLC
Ticker: Security ID: G29848101
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 11.75 Pence Per For For Management
Share
4 Reelect Timothy Barker as Director For For Management
5 Reelect Jeff Hewitt as Director For For Management
6 Reelect Nick Temple as Director For For Management
7 Approve KPMG Audit Plc as Auditors and For For Management
Authorize Board to Fix Their Remuneration
8 Authorize 43,520,665 Shares for Share For For Management
Repurchase Program
- --------------------------------------------------------------------------------
ENI SPA
Ticker: E Security ID: T3643A145
Meeting Date: MAY 25, 2004 Meeting Type: Annual/Special
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements, Consolidated For For Management
Accounts, and Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program For For Management
4 Elect External Auditors for the For For Management
Three-Year Term 2004-2006 and Fix
Remuneration of Auditors
5 Amend Article 2 of the Set of Rules For For Management
Governing General Meetings of Eni Spa
6 Approve Remuneration of Directors For For Management
1 Amend Articles To Reflect New Italian For Against Management
Company Law Regulations
2 Amend Articles 17, 19, and 28 of the For For Management
Company's Bylaws
- --------------------------------------------------------------------------------
ENI SPA
Ticker: E Security ID: T3643A145
Meeting Date: MAY 28, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements, Consolidated For For Management
Accounts, and Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program For For Management
4 Elect External Auditors for the For For Management
Three-Year Term 2004-2006 and Fix
Remuneration of Auditors
5 Amend Article 2 of the Set of Rules For For Management
Governing General Meetings of Eni Spa
6 Approve Remuneration of Directors For For Management
1 Amend Articles To Reflect New Italian For Against Management
Company Law Regulations
2 Amend Articles 17, 19, and 28 of the For For Management
Company's Bylaws
- --------------------------------------------------------------------------------
ENTERGY CORP.
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen Scannell Bateman For For Management
1.2 Elect Director W. Frank Blount For For Management
1.3 Elect Director Simon D. deBree For For Management
1.4 Elect Director Claiborne P. Deming For For Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Donald C. Hintz For For Management
1.7 Elect Director J. Wayne Leonard For For Management
1.8 Elect Director Robert v.d. Luft For For Management
1.9 Elect Director Kathleen A. Murphy For For Management
1.10 Elect Director Paul W. Murrill For For Management
1.11 Elect Director James R. Nichols For For Management
1.12 Elect Director William A. Percy, II For For Management
1.13 Elect Director Dennis H. Reilley For For Management
1.14 Elect Director Wm. Clifford Smith For For Management
1.15 Elect Director Bismark A. Steinhagen For For Management
1.16 Elect Director Steven V. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
4 Restore or Provide for Cumulative Voting Against Against Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORP.
Ticker: FLT Security ID: 339030108
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
FRANCE TELECOM SA
Ticker: Security ID: F4113C103
Meeting Date: APR 9, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors for Fiscal Year Ended
Dec. 2003
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports for Fiscal Year
Ended Dec. 2003
3 Approve Treatment of Losses and Dividends For For Management
of EUR 0.25 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Fix Issue Price of Previous Authority to For For Management
Issue Equity or Equity-Linked Securities
without Preemptive Rights Submitted to
Shareholder Vote at Feb. 25, 2003 EGM to
Increase Capital by up to EUR 30 Billion
7 Amend Article 1, 2, and 7 to Reflect 2003 For For Management
Legislative Changes, Postal Service and
Telecommunication Code, and European
Parliament Directives
8 Amend Articles to Reflect 2003 For For Management
Legislative Changes; Remove French
Government Obligation to Retain Majority
Stake in Company and Amend Articles with
Respect to Board Composition
9 Amend Articles to Reflect Potential For For Management
Change in Control with Respect to Powers
of Chairman and Management
10 Amend Articles of Association to For For Management
Introduce Liquidation Provision
11 Authorize Board to Issue Up to 30 Million For For Management
Shares to Participants of Wanadoo Stock
Option Plan in Connection with France
Telecom Liquidity Agreement
12 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
13 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
FREDDIE MAC
Ticker: FRE Security ID: 313400301
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan E. Donoghue For For Management
1.2 Elect Director Michelle Engler For For Management
1.3 Elect Director Richard Karl Goeltz For For Management
1.4 Elect Director George D. Gould For For Management
1.5 Elect Director Henry Kaufman For For Management
1.6 Elect Director John B. Mccoy For For Management
1.7 Elect Director Shaun F. O'Malley For For Management
1.8 Elect Director Ronald F. Poe For For Management
1.9 Elect Director Stephen A. Ross For For Management
1.10 Elect Director Donald J. Schuenke For For Management
1.11 Elect Director Christina Seix For For Management
1.12 Elect Director Richard F. Syron For For Management
1.13 Elect Director William J. Turner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For For Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against Against Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
GEORGE WIMPEY PLC
Ticker: Security ID: G96872109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 8.45 Pence Per For For Management
Share
3 Re-elect John Robinson as Director For For Management
4 Re-elect Michael Blackburn as Director For For Management
5 Re-elect David Williams as Director For For Management
6 Elect Baroness Dean of Thornton-le-Fylde For For Management
as Director
7 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix Their
Remuneration
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 32,017,837
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 4,802,675
10 Authorise 38,421,405 Shares for Market For For Management
Repurchase
11 Approve Remuneration Report For For Management
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC )
Ticker: SBH Security ID: G3910J112
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Elect Lawrence Culp as Director For For Management
4 Elect Crispin Davis as Director For For Management
5 Elect Sir Robert Wilson as Director For For Management
6 Elect Tachi Yamada as Director For For Management
7 Re-elect Sir Christopher Hogg as Director For For Management
8 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
9 Authorise Board to Fix Remuneration of For For Management
the Auditors
10 Authorise EU Political Donations up to For For Management
Aggregate Nominal Amount of GBP 100,000
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 74,330,954
12 Authorise 594,647,632 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
GRUPO DRAGADOS (FRM. DRAGADOS Y CONSTRUCCIONES,)
Ticker: Security ID: E5700X104
Meeting Date: OCT 13, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Balance Sheet Dated For Against Management
4-30-03
2 Approve Acquisition by ACS, Actividades For Against Management
de Construccion y Servicios SA
3 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
- --------------------------------------------------------------------------------
HEIDELBERGCEMENT(FRMLY HEIDELBERGER ZEMENT AG)
Ticker: Security ID: D31709104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.15 per Share Vote
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Ratify Ernst & Young AG as Auditors For Did Not Management
Vote
6 Approve Creation of EUR 50 Million Pool For Did Not Management
of Conditional Capital with Preemptive Vote
Rights
7 Approve Creation of EUR 20 Million Pool For Did Not Management
of Conditional Capital without Preemptive Vote
Rights
8 Authorize Issuance of Participation For Did Not Management
Certificates Up to Aggregate Nominal Vote
Value of EUR 150 Million
9 Elect Waltraud Hertreiter, Fritz-Juergen For Did Not Management
Heckmann, Rolf Huelstrunk, Max Kley, Vote
Adolf Merckle, Ludwig Merckle, Bernd
Scheifele, and Eduard Schleicher to the
Supervisory Board
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For Withhold Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: HMCL Security ID: J22302111
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 19,
Final JY 23, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
3.28 Elect Director For For Management
3.29 Elect Director For For Management
3.30 Elect Director For For Management
3.31 Elect Director For For Management
3.32 Elect Director For For Management
3.33 Elect Director For For Management
3.34 Elect Director For For Management
3.35 Elect Director For For Management
3.36 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
6 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
7 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditor
- --------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: Security ID: G4803W103
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 9.45 Pence Per For For Management
IHG PLC Share
4a Elect Richard Hartman as Director For For Management
4b Elect Ralph Kugler as Director For For Management
4c Elect Robert Larson as Director For For Management
4d Elect Richard North as Director For For Management
4e Elect Stevan Porter as Director For For Management
4f Elect David Prosser as Director For For Management
4g Elect Richard Solomons as Director For For Management
4h Elect Sir Howard Stringer as Director For For Management
4i Elect David Webster as Director For For Management
5 Re-appoint Ernst and Young LLP as For For Management
Auditors of the Company
6 Authorise Board to Fix Remuneration of For For Management
the Auditors
7 Approve Increase in Remuneration of For For Management
Non-Executive Directors from GBP 550,000
to GBP 750,000
8 Authorise EU Political Donations up to For For Management
Aggregate Nominal Amount of GBP 100,000
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 235,529,677
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 35,329,451
11 Authorise 105,917,695 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER CO.
Ticker: IP Security ID: 460146103
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha F. Brooks For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director Robert D. Kennedy For For Management
1.4 Elect Director W. Craig McClelland For For Management
1.5 Elect Director Robert M. Amen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
INTERPUBLIC GROUP OF COMPANIES, INC., THE
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Bell For For Management
1.2 Elect Director Frank J. Borell For For Management
1.3 Elect Director Reginald K. Brack For For Management
1.4 Elect Director Jill M. Considine For For Management
1.5 Elect Director Christopher J. Coughlin For For Management
1.6 Elect Director John J. Donner, Jr. For For Management
1.7 Elect Director Richard A. Goldstein For For Management
1.8 Elect Director H. John Greenlaus For For Management
1.9 Elect Director Michael I. Roth For For Management
1.10 Elect Director J. Phillip Samper For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
5 MacBride Principles Against Against Shareholder
- --------------------------------------------------------------------------------
JEFFERSON-PILOT CORP.
Ticker: JP Security ID: 475070108
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis R. Glass For For Management
1.2 Elect Director George W. Henderson, III For For Management
1.3 Elect Director Patrick S. Pittard For For Management
1.4 Elect Director Robert G. Greer For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
JFE HOLDINGS INC.
Ticker: Security ID: J2817M100
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 30, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
- --------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL SERVICES, INC.
Ticker: JHF Security ID: 41014S106
Meeting Date: FEB 24, 2004 Meeting Type: Special
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
KBC BANK AND INSURANCE HOLDING COMPANY
Ticker: Security ID: B53789101
Meeting Date: APR 29, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Special Report None None Management
Regarding Plans to Increase Share Capital
within the Framework of Authorized
Capital
2 Renew Authorization to Increase Share For Against Management
Capital within the Framework of
Authorized Capital up to EUR 200 Million
for Period of Five Years
3 Amend Articles Re: Delete Transitional For For Management
Provision Concerning Bond Loan
4 Authorize Board to Repurchase Shares in For Against Management
the Event of a Public Tender Offer or
Share Exchange Offer
5 Amend Articles Re: Independent Directors For For Management
6 Amend Articles Re: Board's Executive For For Management
Committee
7 Amend Articles Re: Allocation of Profit For For Management
8 Renew Authorization to Increase Share For Against Management
Capital Through Issuance of
Warrants/Convertible Bonds with or
without Preemptive Rights within the
Framework of Authorized Capital up to EUR
200 Million for Period of Five Years
9 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
- --------------------------------------------------------------------------------
KBC BANK AND INSURANCE HOLDING COMPANY
Ticker: Security ID: B53789101
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Report None None Management
2 Receive Auditors' Report None None Management
3 Approve Financial Statements and For For Management
Allocation of Income and Gross Dividend
of EUR 1.64 per Share
4 Approve Discharge of Directors For For Management
5 Approve Discharge of Auditors For For Management
6.1 Reelect Willy Duron, Emile Celis, For For Management
Christin Defrancq, Rik Donckels, Frans
Florquin, Xavier Lienart, Paul Peeters,
Patrick Vanden Avenne, Germain
Vantieghem, and Marc Wittemans as
Directors
6.2 Reelect Willy Breesch and Alfons Wouters For Against Management
as Directors and Confirm Them as
Independent Directors
6.3 Confirm Jozef Cornu and Herwig Langohr as For Against Management
Independent Directors
6.4 Reappoint Ernst & Young as Auditors and For For Management
Fix Their Remuneration
7 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
8 Transact Other Business None None Management
- --------------------------------------------------------------------------------
KROGER CO., THE
Ticker: KR Security ID: 501044101
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Clendenin For For Management
1.2 Elect Director David B. Dillon For For Management
1.3 Elect Director David B. Lewis For For Management
1.4 Elect Director Don W. McGeorge For For Management
1.5 Elect Director W. Rodney McMullen For For Management
1.6 Elect Director Susan M. Phillips For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Separate Chairman and CEO Positions Against For Shareholder
5 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry W. McCurdy For For Management
1.2 Elect Director Roy E. Parrott For For Management
1.3 Elect Director Richard F. Wallman For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger S. Berlind For For Management
1.2 Elect Director Marsha Johnson Evans For For Management
1.3 Elect Director Sir Christopher Gent For For Management
1.4 Elect Director Dina Merrill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAN AG
Ticker: Security ID: D51716104
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
6 Amend Articles Re: Changes to the For For Management
Remuneration of the Supervisory Board
Members and Amendment to the Articles
7 Approve Affiliation Agreements with a For For Management
Subsidiary (MAN Altersversorgung GmbH)
8 Ratify BDO Deutsche Warentreuhand AG as For For Management
Auditors
- --------------------------------------------------------------------------------
MAY DEPARTMENT STORES CO., THE
Ticker: MAY Security ID: 577778103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene S. Kahn For Withhold Management
1.2 Elect Director Helene L. Kaplan For Withhold Management
1.3 Elect Director James M. Kilts For Withhold Management
1.4 Elect Director Russell E. Palmer For Withhold Management
1.5 Elect Director William P. Stiritz For Withhold Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
MEADWESTVACO CORP.
Ticker: MWV Security ID: 583334107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Hoglund For For Management
1.2 Elect Director Douglas S. Luke For For Management
1.3 Elect Director Robert C. McCormack For For Management
1.4 Elect Director Jane L. Warner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MERCK KGAA
Ticker: Security ID: D5357W103
Meeting Date: MAR 26, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.80 per Share Vote
4 Approve Discharge of Personally Liable For Did Not Management
Partners Vote
5 Approve Discharge of Supervisory Board For Did Not Management
Vote
6 Ratify KPMG Deutsche For Did Not Management
Treuhand-Gesellschaft AG as Auditors Vote
7 Elect Karl-Ludwig Kley and Wilhelm Simson For Did Not Management
to Supervisory Board Vote
8 Approve Creation of EUR 64.3 Million Pool For Did Not Management
of Conditional Capital with Preemptive Vote
Rights
- --------------------------------------------------------------------------------
METLIFE, INC
Ticker: MET Security ID: 59156R108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis H. Barnette For For Management
1.2 Elect Director John C. Danforth For For Management
1.3 Elect Director Burton A. Dole, Jr. For For Management
1.4 Elect Director Harry P. Kamen For For Management
1.5 Elect Director Charles M. Leighton For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Auditors For For Management
6 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Madigan For Withhold Management
1.2 Elect Director Dr. Klaus Zumwinkel For For Management
1.3 Elect Director Sir Howard Davies For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
NATIONAL CITY CORP.
Ticker: NCC Security ID: 635405103
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Barfield For For Management
1.2 Elect Director James S. Broadhurst For For Management
1.3 Elect Director John W. Brown For For Management
1.4 Elect Director Christopher M. Connor For For Management
1.5 Elect Director David A. Daberko For For Management
1.6 Elect Director Joseph T. Gorman For For Management
1.7 Elect Director Bernadine P. Healy For For Management
1.8 Elect Director Paul A. Ormond For For Management
1.9 Elect Director Robert A. Paul For For Management
1.10 Elect Director Gerald L. Shaheen For For Management
1.11 Elect Director Jerry Sue Thornton For For Management
1.12 Elect Director Morry Weiss For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NIPPON MEAT PACKERS INC.
Ticker: Security ID: J54752142
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 16, Special JY 0
2 Amend Articles to: Reduce Directors' Term For For Management
in Office - Authorize Share Repurchases
at Board's Discretion - Limit Outside
Directors' Legal Liability
3 Approve Retirement Bonuses for Directors For Against Management
and Special Payments to Continuing
Directors and Statutory Auditors in
Connection with Abolition of Retirement
Bonus System
4 Approve Deep Discount Stock Option Plan For For Management
- --------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Ticker: NSANY Security ID: J57160129
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 8,
Final JY 11, Special JY 0
2 Amend Articles to: Authorize Share For Against Management
Repurchases at Board's Discretion
3 Approve Executive Stock Option Plan For For Management
4 Authorize Share Repurchase Program For For Management
5.1 Appoint Internal Statutory Auditor For For Management
5.2 Appoint Internal Statutory Auditor For Against Management
5.3 Appoint Internal Statutory Auditor For For Management
5.4 Appoint Internal Statutory Auditor For For Management
5.5 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonuses for Statutory For Against Management
Auditors
- --------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP.
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alston D. Correll For For Management
1.2 Elect Director Landon Hilliard For For Management
1.3 Elect Director Burton M. Joyce For For Management
1.4 Elect Director Jane Margaret O'Brien For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OFFICE DEPOT, INC.
Ticker: ODP Security ID: 676220106
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lee A. Ault III For Withhold Management
1.2 Elect Director Neil R. Austrian For Withhold Management
1.3 Elect Director David W. Bernauer For For Management
1.4 Elect Director Abelardo E. Bru For For Management
1.5 Elect Director David I. Fuente For Withhold Management
1.6 Elect Director Brenda J. Gaines For Withhold Management
1.7 Elect Director Myra M. Hart For For Management
1.8 Elect Director W. Scott Hedrick For Withhold Management
1.9 Elect Director James L. Heskett For Withhold Management
1.10 Elect Director Patricia H. McKay For For Management
1.11 Elect Director Michael J. Myers For Withhold Management
1.12 Elect Director Bruce Nelson For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OMV AG
Ticker: OMVZY Security ID: A51460110
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management and For For Management
Supervisory Boards
4 Approve Remuneration of Directors For For Management
5 Ratify Auditors For For Management
6 Authorize Repurchase of Issued Share For For Management
Capital for Issuance to Management Board
Members and Key Employees
7 Approve Restructuring Plan For For Management
8 Approve Issuance of Convertible Bonds For For Management
and/or Bonds with Warrants Attached up to
Aggregate Nominal Amount of EUR 600
Million without Preemptive Rights;
Approve Creation of Pool of Conditional
Capital to Guarantee Conversion Rights
9 Approve Creation of EUR 21.8 Million Pool For For Management
of Conditional Capital with Preemptive
Rights
10 Approve Creation of EUR 58.2 Million Pool For Against Management
of Conditional Capital without Preemptive
Rights
11 Amend Articles to Reflect Changes in For Against Management
Capital
12 Approve Supervisory Board Liability and For Against Management
Indemnification
13 Elect Supervisory Board Members For For Management
- --------------------------------------------------------------------------------
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
Ticker: PRE Security ID: G6852T105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vito H. Baumgartner For For Management
1.2 Elect Director Jean-Paul Montupet For For Management
1.3 Elect Director John A. Rollwagen For For Management
1.4 Elect Director Lucio Stanca For For Management
2 TO APPROVE AN INCREASE IN THE MAXIMUM For For Management
NUMBER OF DIRECTORS FROM TEN TO ELEVEN,
WITH THE MINIMUM NUMBER OF DIRECTORS SET
AT THREE, AND FOR THE BOARD TO BE
AUTHORIZED TO FILL ANY VACANCIES AS AND
WHEN THEY DEEM EXPEDIENT.
3 TO AMEND THE BYE-LAWS OF THE COMPANY TO For For Management
REMOVE THE EXEMPTION WHICH EXCLUDES SWISS
REINSURANCE COMPANY AND ITS AFFILIATES
FROM THE PROHIBITION ON OBTAINING OR
EXERCISING MORE THAN 9.9% OF THE VOTING
RIGHTS ATTACHED TO THE COMPANY S ISSUED
AND OUTSTANDING
4 TO INCREASE THE NUMBER OF COMMON SHARES For For Management
RESERVED FOR ISSUANCE UNDER THE PARTNERRE
LTD. EMPLOYEE INCENTIVE PLAN FROM
3,500,000 COMMON SHARES TO 5,000,000
COMMON SHARES.
5 Ratify Auditors For For Management
6 Other Business For Against Management
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PPL CORP.
Ticker: PPL Security ID: 69351T106
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Hecht For For Management
1.2 Elect Director Stuart Heydt For For Management
1.3 Elect Director W. Keith Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROMISE CO LTD.
Ticker: Security ID: J64083108
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 50,
Final JY 50, Special JY 0
2 Amend Articles to: Expand Business Lines For Against Management
- Authorize Share Repurchases at Board's
Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
4 Approve Retirement Bonus for Director For For Management
- --------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: Q Security ID: 749121109
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip F. Anschutz For For Management
1.2 Elect Director Richard C. Notebaert For For Management
1.3 Elect Director Frank F. Popoff For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Exclude Pension Credits from Net Income For For Shareholder
When Determining Executive Compensation
4 Declassify the Board of Directors For For Shareholder
5 Submit Severance Agreement For For Shareholder
(Change-in-Control) to Shareholder Vote
6 Require Majority of Independent Directors Against For Shareholder
on Board
7 Performance- Based/Indexed Options Against Against Shareholder
8 Performance- Based/Indexed Options Against For Shareholder
9 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: Q Security ID: 749121109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Donohue For For Management
1.2 Elect Director Peter S. Hellman For For Management
1.3 Elect Director Vinod Khosla For For Management
1.4 Elect Director K. Dane Brooksher For For Management
2 Declassify the Board of Directors For For Management
3 Separate Chairman and CEO Positions Against Against Shareholder
4 Submit Executive Pension Benefit to Vote Against Against Shareholder
5 Require Majority of Independent Directors Against Against Shareholder
on Board
- --------------------------------------------------------------------------------
REPSOL YPF SA (FORMERLY REPSOL, S.A.)
Ticker: REP Security ID: E8471S130
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For For Management
of Income and Distribution of Dividend of
EUR 0.40 Per Share, and Discharge
Directors
2 Elect Management Board For Abstain Management
3 Approve Deloitte & Touche Espana Auditors For For Management
SL as Auditors
4 Authorize Repurchase of Shares up to a For For Management
Maximum of Five Percent of Capital
5 Amend Articles Re: Legal Provisions For For Management
Governing the Company, Shareholders
Meeting, Right of Attendance,
Representation, Board Composition,
Administrators' Liability, and Debentures
Issuance
6 Amend Articles Re: Regulations of the For For Management
General Shareholder's Meeting
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
ROYAL & SUN ALLIANCE INSURANCE GROUP(FORMERLY SUN ALLIANCE GROU
Ticker: Security ID: G8566X133
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 2.9 Pence Per For For Management
Ordinary Share
3 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
4 Elect Edward Lea as Director For For Management
5 Elect John Maxwell as Director For For Management
6 Elect Noel Harwerth as Director For For Management
7 Elect Malcolm Le May as Director For For Management
8 Elect George Culmer as Director For For Management
9 Approve Remuneration Report For For Management
10 Approve the Royal Sun and Alliance For For Management
Insurance Group Plc Share Matching Plan
11 Authorise EU Political Donations up to For For Management
Aggregate Nominal Amount of GBP 100,000
and Incur EU Political Expenditure up to
Aggregate Nominal Amount of GBP 100,000
12 Amend Articles of Association Re: For For Management
Electronic Communication
13 Authorise Directors to Establish a Scrip For For Management
Dividend Scheme
14 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 439,023,157
15 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 39,603,474
16 Authorise 288,025,262 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
ROYAL & SUN ALLIANCE INSURANCE GROUP(FORMERLY SUN ALLIANCE GROU
Ticker: Security ID: G8566X133
Meeting Date: SEP 22, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital to For For Management
GBP 1,379,000,000
2 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 396,000,000 Pursuant to Rights Issue
and Otherwise up to GBP 132,003,857
- --------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: RBS Security ID: G76891111
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 35.7 Pence Per For For Management
Share
4 Re-elect Emilio Botin as Director For For Management
5 Re-elect Lawrence Fish as Director For For Management
6 Re-elect Sir Angus Grossart as Director For For Management
7 Re-elect Sir George Mathewson as Director For For Management
8 Re-elect Gordon Pell as Director For For Management
9 Re-elect Iain Robertson as Director For For Management
10 Re-elect Sir Iain Vallance as Director For For Management
11 Re-appoint Deloitte and Touche LLP as For For Management
Auditors of the Company
12 Authorise Board to Fix Remuneration of For For Management
the Auditors
13 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 247,120,127
14 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 37,068,019
15 Authorise 296,544,152 Ordinary Shares for For For Management
Market Purchase
16 Approve Increase in Authorised Capital by For For Management
Creation of 110 Million Category II
Non-cumulative Dollar Preference Shares;
Issue Equity with Pre-emptive Rights up
to All the Existing Preference Shares
17 Amend Articles Re: Preference Shares For For Management
- --------------------------------------------------------------------------------
SAFEWAY INC.
Ticker: SWY Security ID: 786514208
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Burd For For Management
1.2 Elect Director Robert I. MacDonnell For Withhold Management
1.3 Elect Director William Y. Tauscher For Withhold Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Repricing of Options For For Management
5 Amend Bylaws to Require Independent Against For Shareholder
Director as Chairman of the Board
6 Provide for Cumulative Voting Against Against Shareholder
7 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
8 Prepare Sustainability Report Against Against Shareholder
9 Report on Political Contributions Against Against Shareholder
10 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
SAFEWAY PLC(FORMERLY ARGYLL GROUP)
Ticker: Security ID: G7769A106
Meeting Date: FEB 11, 2004 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
- --------------------------------------------------------------------------------
SAFEWAY PLC(FORMERLY ARGYLL GROUP)
Ticker: Security ID: G7769A106
Meeting Date: FEB 11, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement; Approve For For Management
Share Capital Reorganisation, Share
Capital Reduction and Restoration and
Allotment of Relevant Securities to
Morrisons; and Amend Articles
- --------------------------------------------------------------------------------
SAFEWAY PLC(FORMERLY ARGYLL GROUP)
Ticker: Security ID: G7769A106
Meeting Date: JUL 8, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 6.61 Pence Per For For Management
Ordinary Share
4 Reelect Lawrence Christensen as Director For For Management
5 Reelect Richard Williams as Director For For Management
6 Reelect Peter Foy as Director For For Management
7 Elect Sharon Hintze as Director For For Management
8 Elect Peter Smith as Director For For Management
9 Ratify KPMG Audit Plc as Auditors For For Management
10 Authorize Board to Fix Remuneration of For For Management
Auditors
11 Authorize Ten Percent of the Issued For For Management
Ordinary Share Capital for Share
Repurchase Program
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 100.5 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 13.2 Million
- --------------------------------------------------------------------------------
SANLAM LIMITED
Ticker: Security ID: S7302C129
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended Dec. 31, 2003
2 Reappoint External Auditors For For Management
3.1 Reelect M.M.M. Bakane-Tuoane as Director For For Management
3.2 Reelect F.A. du Plessis as Director For For Management
3.3 Reelect W. James as Director For For Management
4 Reelect J.J.M. van Zyl as Director For For Management
5 Reelect Three Directors to Be Appointed For Against Management
in Casual Vacancies or as Additional
Directors Following Completion of
Ubuntu-Botho Transactions
6 Authorize Board to Fix Remuneration of For For Management
the Auditors
7 Approve Remuneration of Directors For For Management
8 Place Authorized But Unissued Shares For For Management
under Control of Directors
9 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
- --------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Baum For For Management
1.2 Elect Director Wilford D. Godbold, Jr. For For Management
1.3 Elect Director Richard G. Newman For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
6 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
7 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
SIEMENS AG
Ticker: SMAG40 Security ID: D69671218
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2002/2003
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2002/2003
5 Ratify KPMG as Auditors For For Management
6 Elect Jerry Speyer to the Supervisory For For Management
Board; Elect Hans-Dieter Wiedig as a
Deputy Supervisory Board Member
7 Authorize Repurchase of up to Ten Percent For For Management
of Issued Share Capital; Authorize Board
to Issue Repurchased Shares
8 Approve Creation of EUR 600 Million Pool For For Management
of Conditional Capital with Preemptive
Rights
9 Approve Issuance of Convertible Bonds For For Management
and/or Bonds with Warrants Attached up to
Aggregate Nominal Amount of EUR 11.3
Billion with Preemptive Rights; Approve
Creation of EUR 600 Million Pool of
Conditional Capital to Guarantee
Conversion Rights
- --------------------------------------------------------------------------------
SINGAPORE AIRLINES LIMITED
Ticker: Security ID: V80178110
Meeting Date: JUL 26, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Issuance of Shares without For For Management
Preemptive Rights
3 Authorize Share Repurchase Program For For Management
4 Amend Employee Share Option Plan For Against Management
5 Approve Mandate for Transactions with For For Management
Related Parties
- --------------------------------------------------------------------------------
SINGAPORE AIRLINES LIMITED
Ticker: Security ID: V80178110
Meeting Date: JUL 26, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2 Declare Final Dividend of SGD 0.09 Per For For Management
Share
3 Elect Brian Pitman as Director For For Management
4a Reelect Fock Siew Wah as Director For For Management
4b Reelect Ho Kwon Ping as Director For For Management
5 Reelect Chew Choon Seng as Director For For Management
6 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
7 Approve Directors' Fees of SGD 571,000 For For Management
for the Year Ended Mar. 31, 2003
8 Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
SOCIETE GENERALE
Ticker: SCGLY Security ID: F43638141
Meeting Date: APR 12, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.75 per Share
3 Accept Consolidated Financial Statements For For Management
and Statutory Reports
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Ratify Appointment of Jean Azema as For For Management
Director
6 Reelect Philippe Citerne as Director For For Management
7 Reelect Antoine Jeancourt Galignani as For For Management
Director
8 Reelect Euan Baird as Director For For Management
9 Reelect Michel Cicurel as Director For For Management
10 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
11 Amend Articles of Association to Reflect For For Management
2003 Legal Changes Re: Internal Control
Measures and Role of Chairman
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 900 Million
13 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 300 Million
14 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer, Subject to Certain
Conditions
15 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
16 Approve Stock Option Plan Grants For Against Management
17 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
18 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SOCIETE GENERALE
Ticker: SCGLY Security ID: F43638141
Meeting Date: APR 29, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.75 per Share
3 Accept Consolidated Financial Statements For For Management
and Statutory Reports
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Ratify Appointment of Jean Azema as For For Management
Director
6 Reelect Philippe Citerne as Director For For Management
7 Reelect Antoine Jeancourt Galignani as For For Management
Director
8 Reelect Euan Baird as Director For For Management
9 Reelect Michel Cicurel as Director For For Management
10 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
11 Amend Articles of Association to Reflect For For Management
2003 Legal Changes Re: Internal Control
Measures and Role of Chairman
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 900 Million
13 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 300 Million
14 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer, Subject to Certain
Conditions
15 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
16 Approve Stock Option Plan Grants For Against Management
17 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
18 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SOLECTRON CORP.
Ticker: SLR Security ID: 834182107
Meeting Date: JAN 7, 2004 Meeting Type: Annual
Record Date: NOV 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Hasler For For Management
1.2 Elect Director Michael R. Cannon For For Management
1.3 Elect Director Richard A. D'Amore For For Management
1.4 Elect Director Heinz Fridrich For For Management
1.5 Elect Director William R. Graber For For Management
1.6 Elect Director Dr. Paul R. Low For For Management
1.7 Elect Director C. Wesley M. Scott For For Management
1.8 Elect Director Osamu Yamada For For Management
1.9 Elect Director Cyril Yansouni For For Management
2 Approve Option Exchange Program For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SPRINT CORP.
Ticker: FON Security ID: 852061100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon M. Bethune For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Deborah A. Henretta For For Management
1.4 Elect Director Linda Koch Lorimer For For Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Report on Foreign Outsourcing Against Against Shareholder
- --------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP INC.
Ticker: Security ID: J7771X109
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends on Ordinary
Shares: Interim JY 0, Final JY 3000,
Special JY 0
2 Amend Articles to: Decrease Authorized For For Management
Preferred Share Capital to Reflect
Conversion of Preferred to Ordinary
Shares - Authorize Share Repurchases at
Board's Discretion
3 Elect Director For For Management
4 Appoint Internal Statutory Auditor For Against Management
5 Approve Retirement Bonuses for Director For Against Management
and Statutory Auditor
- --------------------------------------------------------------------------------
SUPERVALU INC.
Ticker: SVU Security ID: 868536103
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Lillis For For Management
1.2 Elect Director Jeffrey Noodle For For Management
1.3 Elect Director Steven S. Rogers For For Management
1.4 Elect Director Ronald E. Daly For For Management
1.5 Elect Director Marissa Peterson For For Management
2 Ratify Auditors For For Management
3 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
TAYLOR WOODROW PLC
Ticker: Security ID: G86954107
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 6.5 Pence Per For For Management
Share
3 Approve Remuneration Report For For Management
4 Elect Norman Askew as Director For For Management
5 Elect Michael Davis as Director For For Management
6 Elect Graeme McCallum as Director For For Management
7 Elect Vernon Sankey as Director For For Management
8 Re-elect Lady Robin Innes Ker as Director For For Management
9 Re-elect Denis Mac Daid as Director For For Management
10 Reappoint Deloitte and Touche LLP For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
11 Approve Taylor Woodrow 2004 For For Management
Savings-Related Share Option Plan
12 Approve Taylor Woodrow 2004 Share For For Management
Incentive Plan
13 Approve Taylor Woodrow 2004 Performance For For Management
Share Plan
14 Approve Taylor Woodrow 2004 Deferred For For Management
Bonus Plan
15 Approve Taylor Woodrow 2004 Employee For For Management
Benefit Trust
16 Approve Increase in Remuneration of For For Management
Non-Executive Directors from GBP 300,000
to GBP 600,000
17 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 48,783,941
18 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 7,310,802
19 Authorise 58,486,423 Shares for Market For For Management
Purchase
- --------------------------------------------------------------------------------
TELLABS, INC.
Ticker: TLAB Security ID: 879664100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Birck For For Management
1.2 Elect Director Frederick A. Krehbiel For For Management
1.3 Elect Director Krish A. Prabhu For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen M. Bader For For Management
1.2 Elect Director R. Kerry Clark For For Management
1.3 Elect Director Ivor J. Evans For For Management
1.4 Elect Director Lord Powell of Bayswater For For Management
KCMG
2 Amend Omnibus Stock Plan For For Management
3 Approve Stock-for-Salary/Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Report on Foreign Weapons Sales Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: F92124100
Meeting Date: APR 28, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and Net For For Management
Dividends of EUR 4.70 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital and Reissuance of
Repurchased Shares
6 Authorize Issuance of Bonds/Debentures For For Management
7 Reelect Thierry Desmarest as Director For For Management
8 Reelect Thierry de Rudder as Director For For Management
9 Reelect Serge Tchuruk as Director For For Management
10 Elect Daniel Boeuf as Representative of For For Management
Employee Shareholders to the Board
11 Elect Philippe Marchandise as Against Against Management
Representative of Employee Shareholders
to the Board
12 Elect Cyril Mouche as Representative of Against Against Management
Employee Shareholders to the Board
13 Elect Alan Cramer as Representative of Against Against Management
Employee Shareholders to the Board
14 Ratify Ernst & Young Audit as Auditors For For Management
15 Ratify KPMG Audit as Auditors For For Management
16 Ratify Pierre Jouanne as Alternate For For Management
Auditor
17 Ratify Jean-Luc Decornoy as Alternate For For Management
Auditor
18 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 900,000
19 Approve Stock Option Plan Grants For For Management
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 4 Billion
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 2 Billion
22 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
- --------------------------------------------------------------------------------
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: F92124100
Meeting Date: MAY 14, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and Net For For Management
Dividends of EUR 4.70 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital and Reissuance of
Repurchased Shares
6 Authorize Issuance of Bonds/Debentures For For Management
7 Reelect Thierry Desmarest as Director For For Management
8 Reelect Thierry de Rudder as Director For For Management
9 Reelect Serge Tchuruk as Director For For Management
10 Elect Daniel Boeuf as Representative of For For Management
Employee Shareholders to the Board
11 Elect Philippe Marchandise as Against Against Management
Representative of Employee Shareholders
to the Board
12 Elect Cyril Mouche as Representative of Against Against Management
Employee Shareholders to the Board
13 Elect Alan Cramer as Representative of Against Against Management
Employee Shareholders to the Board
14 Ratify Ernst & Young Audit as Auditors For For Management
15 Ratify KPMG Audit as Auditors For For Management
16 Ratify Pierre Jouanne as Alternate For For Management
Auditor
17 Ratify Jean-Luc Decornoy as Alternate For For Management
Auditor
18 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 900,000
19 Approve Stock Option Plan Grants For For Management
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 4 Billion
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 2 Billion
22 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
- --------------------------------------------------------------------------------
TOYOTA MOTOR CORP.
Ticker: TM Security ID: J92676113
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Against Management
the Following Dividends: Interim JY 20,
Final JY 25, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
4 Approve Executive Stock Option Plan For For Management
5 Authorize Share Repurchase Program For For Management
6 Approve Retirement Bonuses for Directors For For Management
and Special Bonus for Family of Deceased
Director
7 Approve Alternate Allocation of Income, Against For Shareholder
with a Final Dividend of JY 40 Per Share
8 Amend Articles of Incorporation to Against For Shareholder
Require Disclosure of Individual
Compensation Levels of Directors and
Statutory Auditors
9 Amend Articles of Incorporation to Against Against Shareholder
Prohibit Corporate Donations to Political
Parties and Political Fundraising Groups
- --------------------------------------------------------------------------------
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: TVCR Security ID: 89420G109
Meeting Date: MAR 19, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
UFJ HOLDINGS INC.
Ticker: Security ID: J9400N106
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Retained Earnings, For For Management
with No Dividends on Ordinary Shares
2 Amend Articles to: Decrease Authorized For For Management
Preferred Share Capital to Reflect
Conversion of Preferred to Ordinary
Shares - Authorize Share Repurchases at
Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
- --------------------------------------------------------------------------------
VALERO ENERGY CORP.
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Glenn Biggs For For Management
1.2 Elect Director Ruben M. Escobedo For For Management
1.3 Elect Director Bob Marbut For For Management
2 Ratify Auditors For For Management
3 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
VF CORP.
Ticker: VFC Security ID: 918204108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Crutchfield For Withhold Management
1.2 Elect Director George Fellows For Withhold Management
1.3 Elect Director Daniel R. Hesse For Withhold Management
1.4 Elect Director Clarence Otis, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Adopt ILO Based Code of Conduct Against Against Shareholder
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: Security ID: G93882101
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Reelect Lord MacLaurin of Knebworth as For For Management
Director
4 Reelect Kenneth Hydon as Director For For Management
5 Reelect Thomas Geitner as Director For For Management
6 Reelect Alec Broers as Director For For Management
7 Reelect Juergen Schrempp as Director For For Management
8 Elect John Buchanan as Director For For Management
9 Approve Final Dividend of 0.8983 Pence For For Management
Per Share
10 Ratify Deloitte and Touche as Auditors For For Management
11 Authorize Board to Fix Remuneration of For For Management
Auditors
12 Authorize EU Political Donations up to For For Management
GBP 100,000
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
USD 900,000,000
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of USD 340,000,000
15 Authorize 6,800,000,000 Shares for Share For For Management
Repurchase Program
- --------------------------------------------------------------------------------
VOLKSWAGEN AG (VW)
Ticker: VWAG Security ID: D94523145
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.05 per Common Share Vote
and EUR 1.11 per Preferred Share
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Approve Creation of EUR 400 Million Pool For Did Not Management
of Conditional Capital with Preemptive Vote
Rights
6 Approve Issuance of Convertible Bonds For Did Not Management
and/or Bonds with Warrants Attached up to Vote
Aggregate Nominal Amount of EUR 5 Billion
with Preemptive Rights; Approve Creation
of EUR 100 Million Pool of Conditional
Capital to Guarantee Conversion Rights
7 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
8 Approve Affiliation Agreements with For Did Not Management
Subsidiaries (Volkswagen Coaching GmbH) Vote
9 Ratify PwC Deutsche Revision AG as For Did Not Management
Auditors Vote
- --------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Balloun For For Management
1.2 Elect Director John T. Casteen, III For For Management
1.3 Elect Director Joseph Neubauer For For Management
1.4 Elect Director Lanty L. Smith For For Management
1.5 Elect Director Dona Davis Young For For Management
2 Ratify Auditors For For Management
3 Require Two Candidates for Each Board Against Against Shareholder
Seat
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WHIRLPOOL CORP.
Ticker: WHR Security ID: 963320106
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan D. Gilmour For For Management
1.2 Elect Director Michael F. Johnston For For Management
1.3 Elect Director Janice D. Stoney For For Management
1.4 Elect Director David R. Whitwam For For Management
2 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
WHITBREAD PLC
Ticker: Security ID: G9606P114
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 16.15 Pence Per For For Management
Ordinary Share
4 Elect Angie Risley as Director For For Management
5 Re-elect Sir John Banham as Director For For Management
6 Re-elect Alan Parker as Director For For Management
7 Re-elect Stewart Miller as Director For For Management
8 Re-appoint Ernst and Young LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
9 Amend the Whitbread Long Term Incentive For For Management
Plan
10 Authorise the Directors to Set up Share For For Management
Plans for Employees Overseas
11 Authorise Market Purchase of Ordinary For For Management
Shares up to GBP 14,875,000
12 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 7,437,500
- --------------------------------------------------------------------------------
WM MORRISON SUPERMARKETS PLC
Ticker: Security ID: G62748119
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 2.7 Pence Per For For Management
Share
3 Re-elect Marie Melnyk as Director For For Management
4 Re-elect Roger Owen as Director For For Management
5 Approve Remuneration Report For Against Management
6 Re-appoint KPMG Audit Plc as Auditors and For For Management
Authorise Board to Fix Remuneration of
Auditors
7 Authorise 151,900,000 Ordinary Shares and For For Management
144,476 Convertible Preference Shares for
Market Purchase
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 80 Million
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 13,255,325
- --------------------------------------------------------------------------------
XL CAPITAL LTD (FORMERLY EXEL LTD. )
Ticker: XL Security ID: G98255105
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Loudon For For Management
1.2 Elect Director Robert S. Parker For For Management
1.3 Elect Director Alan Z. Senter For For Management
2 Ratify Auditors For For Management
=============== ALLIANCEBERNSTEIN TRUST-INTERNATIONAL VALUE FUND ===============
ACS, ACTIVIDADES DE CONSTRUCCIONES (FORMERLY GINES NAVARRO C
Ticker: Security ID: E7813W106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Group Financial For For Management
Statements, Allocation of Income; Present
Corporate Governance Report
2 Approve Discharge of Management Board For For Management
3 Elect Management Board For For Management
4 Authorize Repurchase of Shares For For Management
5 Approve Auditors For For Management
6 Approve Reduction in Share Capital via For For Management
Cancellation of 902,453 Treasury Shares;
Amend Articles Accordingly
7 Approve 3:1 Stock Split and Subsequent For For Management
Reduction in Par Value to EUR 0.50 from
EUR 1.50
8 Amend Articles 13, 15, 20b, 22, 26, and For For Management
28 Re: Board Numbers, Composition,
Functions, and General Meetings
Attendance and Information
9 Approve Stock Option Plan For For Management
10 Approve General Meeting Guidelines; For For Management
Present Report Re: Board Guidelines
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Approve Minutes of Meeting For For Management
- --------------------------------------------------------------------------------
ACS, ACTIVIDADES DE CONSTRUCCIONES (FORMERLY GINES NAVARRO C
Ticker: Security ID: E7813W106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Group Financial For For Management
Statements, Allocation of Income; Present
Corporate Governance Report
2 Approve Discharge of Management Board For For Management
3 Elect Management Board For For Management
4 Authorize Repurchase of Shares For For Management
5 Approve Auditors For For Management
6 Approve Reduction in Share Capital via For For Management
Cancellation of 902,453 Treasury Shares;
Amend Articles Accordingly
7 Approve 3:1 Stock Split and Subsequent For For Management
Reduction in Par Value to EUR 0.50 from
EUR 1.50
8 Amend Articles 13, 15, 20b, 22, 26, and For For Management
28 Re: Board Numbers, Composition,
Functions, and General Meetings
Attendance and Information
9 Approve Stock Option Plan For For Management
10 Approve General Meeting Guidelines; For For Management
Present Report Re: Board Guidelines
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Approve Minutes of Meeting For For Management
- --------------------------------------------------------------------------------
AGF (ASSURANCES GENERALES DE FRANCE)
Ticker: Security ID: F14868180
Meeting Date: MAY 25, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.80 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Approve Discharge of Directors For For Management
6 Reelect Jean-Philippe Thierry as Director For For Management
7 Reelect Beatrice Majnoni d'Intignano as For For Management
Director
8 Reelect Yves Cannac as Director For For Management
9 Elect Herve de Veyrac as Director For For Management
10 Elect Representative of Employee For For Management
Shareholders to the Board
11 Ratify Ernst & Young as Auditors For For Management
12 Ratify KPMG S.A. as Auditors For For Management
13 Ratify Christian de Chastellux as For For Management
Alternate Auditor
14 Ratify Gerard Riviere as Alternate For For Management
Auditor
15 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
16 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
17 Approve Stock Option Plan Grants For Against Management
18 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
19 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
AMB GENERALI HOLDINGS AG
Ticker: Security ID: D0353Q119
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports (Non-Voting) Vote
2 Receive Consolidated Financial Statements None Did Not Management
and Statutory Reports (Non-Voting) Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.35 per Share Vote
4a Approve Discharge of Management Board For Did Not Management
Vote
4b Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Elect Alfredo Gysi to the Supervisory For Did Not Management
Board Vote
6 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
7 Approve Creation of EUR 68.7 Million Pool For Did Not Management
of Conditional Capital with Partial Vote
Exclusion of Preemptive Rights
8 Approve Remuneration of Directors in the For Did Not Management
Amount of EUR 5,000 Vote
9 Approve Affiliation Agreements with For Did Not Management
Subsidiaries (Cosmos Versicherung AG) Vote
- --------------------------------------------------------------------------------
ARCELOR S.A.
Ticker: Security ID: L0218T101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Report of Board of Directors and Opinions None Did Not Management
of Independent Auditor on the Annual Vote
Accounts and the Consolidated Accounts
2 Approve Annual Accounts For Did Not Management
Vote
3 Approve Consolidated Accounts For Did Not Management
Vote
4 Approve Allocation of Income and For Did Not Management
Dividend; Approve Directors' Remuneration Vote
5 Approve Discharge of Directors For Did Not Management
Vote
6 Accept Resignation of J. Lapeyre and D. For Did Not Management
Bouton; Appoint M. Marti and N. Forgeard Vote
as Directors
7 Authorize the Repurchase of up to 10 For Did Not Management
Percent of the Company's Shares for a Vote
Price of No Less than EUR 5 Per Share and
No More than EUR 25 Per Share
8 Ratify KPMG Audit as Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
AVENTIS SA (FORMERLY RHONE-POULENC )
Ticker: RP.P Security ID: F0590R100
Meeting Date: JUN 11, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.23 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Ratify Yves Nicolas as Alternate Auditor For For Management
7 Amend Article 7 to Reflect 2003 Legal For Against Management
Changes Re: Shareholding Disclosure
Requirement
8 Amend Article 11 to Set Term of For For Management
Management Board Members at Three Years,
Down From Five Years Previously
9 Amend Article 13 to Set Term of For For Management
Supervisory Board Members at Three Years,
Down From Five Years Previously
10 Reelect Jean-Marc Bruel as Supervisory For For Management
Board Member
11 Reelect Martin Fruhauf as Supervisory For For Management
Board Member
12 Reelect Serge Kampf as Supervisory Board For For Management
Member
13 Reelect Hubert Markl as Supervisory Board For For Management
Member
14 Reelect Gunter Metz as Supervisory Board For For Management
Member
15 Reelect Didier Pineau-Valencienne as For For Management
Supervisory Board Member
16 Reelect Seham Razzouqi as Supervisory For For Management
Board Member
17 Reelect Michel Renault as Supervisory For For Management
Board Member
18 Reelect Hans-Jurgen Schinzler as For For Management
Supervisory Board Member
19 Reelect Marc Vienot as Supervisory Board For For Management
Member
20 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
AVIVA PLC (FORMERLY CGNU PLC)
Ticker: Security ID: G0683Q109
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 15.15 Pence Per For For Management
Share
3 Elect Anna Catalano as Director None None Management
4 Elect Carole Piwnica as Director For For Management
5 Re-elect George Paul as Director For For Management
6 Re-elect Philip Scott as Director For For Management
7 Re-elect Patrick Snowball as Director For For Management
8 Re-elect Elizabeth Vallance as Director For For Management
9 Reappoint Ernst and Young LLP as Auditors For For Management
of the Company
10 Authorise Board to Fix Remuneration of For For Management
the Auditors
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 185,000,000
12 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 28,000,000
13 Approve Remuneration Report For For Management
14 Authorise EU Political Donations up to For For Management
Aggregate Nominal Amount of GBP 100,000
15 Approve Scrip Dividend Program For For Management
16 Amend Articles of Association Re: For For Management
Treasury Shares
17 Authorise 225 Million Ordinary Shares for For For Management
Market Purchase
18 Authorise 100 Million 8.75 Percent For For Management
Preference Shares for Market Purchase1
19 Authorise 100 Million 8.375 Percent For For Management
Preference Shares for Market Purchase
- --------------------------------------------------------------------------------
BANK HAPOALIM B.M.
Ticker: Security ID: M1586M115
Meeting Date: NOV 17, 2003 Meeting Type: Special
Record Date: NOV 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Mishkan, a For For Management
Wholly-Owned Subsidiary of the Company
- --------------------------------------------------------------------------------
BANK OF IRELAND GROUP
Ticker: IRE Security ID: G49374146
Meeting Date: JUL 9, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Consider Financial Statements For For Management
and Statutory Reports
2 Confirm and Declare a Final Dividend For For Management
3a Reelect Roy Bailie as a Director For For Management
3b Reelect Laurence Crowley as a Director For For Management
3c Reelect Donal Geaney as a Director For For Management
3d Reelect Denis O'Brien as a Director For For Management
3e Reelect John O'Donovan as a Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
the Auditors
5 Authorize Repurchase 98,493,220 Ordinary For For Management
Shares; 1,876,090 Sterling Preference
Shares; and 3,026,598 Euro Preference
Shares
6 Authorize Reissuance of Repurchased For For Management
Shares
7 Authorize Board to Allot Up to EUR 31.84 For For Management
million in Equity Securities for Cash
without Preemptive Rights
8 Authorize Board to Allot Equity For For Management
Securities Representing 15 Percent of the
Issued Share Capital, without Preemptive
Rights, For Purposes Other Than Cash
- --------------------------------------------------------------------------------
BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: Security ID: F1058Q238
Meeting Date: MAY 13, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For For Management
and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.175 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Issuance of Bonds/Debentures in For For Management
the Nominal Value of Up to EUR 30 Billion
6 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
7 Reelect Louis Schweitzer as Director For For Management
8 Reelect Lindsay Owen-Jones as Director For For Management
9 Confirm Expiration of Term of David Peake For For Management
as Director
10 Authorize Filing of Required For For Management
Documents/Other Formalities
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 340 Million
13 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value
14 Allow Board to Issue Shares in the Event For For Management
of a Public Tender Offer or Share
Exchange Offer, Subject to Certain
Conditions
15 Amend Terms of Capital Increase Reserved For For Management
for Employees Participating in
Savings-Related Share Purchase Plan
Submitted to Shareholder Vote at May 14,
2003, AGM/EGM
16 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
17 Amend Articles of Association Re: Role of For For Management
Chairman, Access to Information, Internal
Control Procedures, Convening of Board
Meetings, and Signing of the Minutes of
Board Meetings
18 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: Security ID: F1058Q238
Meeting Date: MAY 28, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For For Management
and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.175 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Issuance of Bonds/Debentures in For For Management
the Nominal Value of Up to EUR 30 Billion
6 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
7 Reelect Louis Schweitzer as Director For For Management
8 Reelect Lindsay Owen-Jones as Director For For Management
9 Confirm Expiration of Term of David Peake For For Management
as Director
10 Authorize Filing of Required For For Management
Documents/Other Formalities
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 340 Million
13 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value
14 Allow Board to Issue Shares in the Event For For Management
of a Public Tender Offer or Share
Exchange Offer, Subject to Certain
Conditions
15 Amend Terms of Capital Increase Reserved For For Management
for Employees Participating in
Savings-Related Share Purchase Plan
Submitted to Shareholder Vote at May 14,
2003, AGM/EGM
16 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
17 Amend Articles of Association Re: Role of For For Management
Chairman, Access to Information, Internal
Control Procedures, Convening of Board
Meetings, and Signing of the Minutes of
Board Meetings
18 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
BP PLC (FORM. BP AMOCO PLC )
Ticker: BP.PP Security ID: G12793181
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect The Lord Browne of Madingley as For For Management
Director
2 Re-elect Byron Grote as Director For For Management
3 Re-elect Michael Miles as Director For For Management
4 Re-elect Sir Robin Nicholson as Director For For Management
5 Re-elect Dick Olver as Director For For Management
6 Re-elect Sir Ian Prosser as Director For For Management
7 Elect Antony Burgmans as Director For For Management
8 Re-appoint Ernst and Young LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
9 Amend Articles of Association Re: For For Management
Treasury Shares and Annual Retirement of
Directors
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 1,820 Million
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 273 Million
12 Authorise 2.2 Billion Shares for Market For For Management
Purchase
13 Authorise the Company to use Treasury For For Management
Shares for the Purpose of the Employee
Share Schemes Operated by the Company
14 Approve Remuneration Report For For Management
15 Approve Increase in Remuneration of For For Management
Non-Executive Directors from GBP 1.5
Million to GBP 2.5 Million
16 Accept Financial Statements and Statutory For For Management
Reports
17 Require the Company to Prepare a Report Against Against Shareholder
Re: Mitigating Risks to Shareholder Value
when Operating in Protected and Sensitive
Areas
- --------------------------------------------------------------------------------
CANON INC.
Ticker: CAJ Security ID: J05124144
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 15,
Final JY 35, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For Against Management
5 Appoint Additional External Auditor For For Management
6 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditors
7 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors and
Statutory Auditors
- --------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: Security ID: Y15010104
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: NOV 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Major Ongoing Connected For Abstain Management
Transactions
2 Approve Deminimus Ongoing Connected For Abstain Management
Transactions
- --------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: Security ID: Y15010104
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements For For Management
4 Approve 2003 Profit Appropriation Plan For For Management
and Final Dividend
5 Reappoint KPMG Huazhen and KPMG as the For For Management
PRC and International Auditors
Respectively and Authorize Board to Fix
Their Remuneration
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2 Amend Articles Re: External Guarantees, For For Management
Voting at General Meetings, Nomination of
Directors, Material Interest of Directors
in Contracts Entered into by the Company
- --------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: Security ID: Y15010104
Meeting Date: OCT 15, 2003 Meeting Type: Special
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of 03 Sinopec Bonds For For Management
Amounting to Approximately RMB3.5 Billion
2 Authorize Board to Deal with All Matters For For Management
in Connection with the Bond Issuance
- --------------------------------------------------------------------------------
COMPAGNIE DE SAINT GOBAIN
Ticker: Security ID: F80343100
Meeting Date: JUN 10, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.725 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Reelect Jean-Louis Beffa as Director For For Management
7 Reelect Isabelle Bouillot as Director For For Management
8 Reelect Sylvia Jay as Director For For Management
9 Reelect Jose Luis Leal as Director For For Management
10 Ratify Appointment of Gian Paolo Caccini For For Management
as Director
11 Ratify PricewaterhouseCoopers Audit as For For Management
Auditors
12 Ratify KPMG Audit as Auditors For For Management
13 Ratify Yves Nicolas as Alternate Auditor For For Management
14 Ratify Jean-Paul Vellutini as Alternate For For Management
Auditor
15 Amend Articles of Association to Reflect For Against Management
2003 Legal Changes Re: Shareholding
Disclosure Requirement, Access to Company
Information, and Responsibilities of the
Chairman
16 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
COMPAL ELECTRONICS
Ticker: Security ID: 20440Y200
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report on 2003 Business Operation None None Management
Results
1.2 Receive Supervisors' Report None None Management
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Allocation of Income and For For Management
Dividends
2.3 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
3.1 Approve Capitalization of 2003 Dividends For For Management
and Employee Profit Sharing
3.2 Amend Operating Procedures for the Loan For Against Management
of Funds to Other Parties
4 Elect Directors and Supervisors For Abstain Management
5 Other Business None None Management
- --------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CTTAY Security ID: D16212140
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.52 per Share Vote
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Ratify KPMG Deutsche For Did Not Management
Treuhand-Gesellschaft AG as Auditors Vote
6 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
7 Elect Manfred Bodin, Diethart Breipohl, For Did Not Management
Michael Frenzel, Hubertus von Gruenberg, Vote
Hans-Olaf Henkel, Jan Oosterveld, Fred
Steingraber, Juergen Stockmar, Bernd
Voss, Ulrich Weiss to the Supervisory
Board
8 Approve Stock Option Plan for Key For Did Not Management
Employees Vote
- --------------------------------------------------------------------------------
CREDIT AGRICOLE SA
Ticker: Security ID: F22797108
Meeting Date: MAY 19, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.825 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Elect Alain Dieval as Director in For Against Management
Replacement of Pierre Bastide
6 Elect Daniel Lebegue as Director in For Against Management
Replacement of Jean Peyrelevade
7 Elect Michel Michaut as Director in For Against Management
Replacement of Jean-Marie Sander
8 Reelect Pierre Bru as Director For Against Management
9 Reelect Yves Couturier as Director For Against Management
10 Reelect Pierre Kerfriden as Director For Against Management
11 Reelect Jean Le Brun as Director For Against Management
12 Confirm End of Term of Cabinet Alain For For Management
Laine as Auditors and Cabinet Mazars &
Guerard as Deputy Auditor and Appoint New
Auditors
13 Authorize Issuance of Bonds/Debentures Up For For Management
to Aggregate Amount of EUR 20 Billion
14 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 670,000
15 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 1 Bilion
18 Authorize Capitalization of Reserves of For For Management
Up to EUR 3 Billion for Bonus Issue or
Increase in Par Value
19 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
20 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
21 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: CSR Security ID: H3698D419
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Discharge of Board and Senior For Did Not Management
Management Vote
3.1 Approve Allocation of Income and Omission For Did Not Management
of Dividends Vote
3.2 Approve CHF 597.5 Million Reduction in For Did Not Management
Share Capital via Reduction in Par Value Vote
and Repayment to Shareholders
4.1 Reelect Thomas Bell and Aziz Syriani as For Did Not Management
Directors; Elect Peter Weibel, Noreen Vote
Doyle, and David Syz as Directors
4.2 Reelect KPMG Klynveld Peat Marwick For Did Not Management
Goerdeler SA as Auditors Vote
4.3 Reelect BDO Sofirom as Special Auditors For Did Not Management
Vote
5.1 Amend Articles Re: Submission of For Did Not Management
Shareholder Proposals Vote
5.2 Amend Articles Re: Delete Provisions For Did Not Management
Concerning Contributions In Kind Vote
- --------------------------------------------------------------------------------
DELHAIZE GROUP (FORMERLY DELHAIZE LE LION)
Ticker: Security ID: B33432129
Meeting Date: APR 30, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect William Roper as Director For Did Not Management
Vote
2 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
3 Authorize Board to Implement Approved For Did Not Management
Resolutions Vote
- --------------------------------------------------------------------------------
DELHAIZE GROUP (FORMERLY DELHAIZE LE LION)
Ticker: Security ID: B33432129
Meeting Date: MAY 27, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
2 Authorize Board to Implement Approved For For Management
Resolutions
- --------------------------------------------------------------------------------
DEPFA BANK PLC
Ticker: Security ID: G27230104
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Declare Final Dividend For For Management
3a Reelect Reinhare Grzesik as Director For For Management
3b Reelect Thomas Kolbeck as Director For For Management
3c Reelect Jacques Poos as Director For For Management
3d Reelect Hans Reich as Director For For Management
3e Reelect Jurgen Karcher as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Approve Sub-division of Ordinary Share For For Management
Capital
6 Approve Increase in Authorized Capital For For Management
and Authorize New Class of Preferred
Stock
- --------------------------------------------------------------------------------
DSM NV
Ticker: Security ID: N65297199
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
3.1 Approve Financial Statements For For Management
3.2 Approve Discharge of Management Board For For Management
3.3 Approve Discharge of Supervisory Board For For Management
4 Reelect C. Herkstroeter, H. Bodt, E. For For Management
Sosa; Elect E. Kist as New Member to
Supervisory Board
5.1 Grant Board Authority to Issue Ordinary For For Management
Shares Up to 20 Percent of Issued
Capital, and to Issue All Unissued but
Authorized Preference Shares
5.2 Grant Board Authority to Restrict/Exclude For For Management
Preemptive Rights from Issuance of
Ordinary Shares Up to 20 Percent of
Issued Share Capital (Item 5.1)
6 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
7 Discussion about Company's Corporate None None Management
Governance Report
8 Amend Articles: Transfer Authority to For For Management
Appoint Management Board from Supervisory
Board to General Meeting; Changes to
Company's Corporate Governance Structure
to Reflect Recommendations by Dutch
Corporate Governance Code as Well as
Pending Legislation
9 Other Business (Non-Voting) None None Management
10 Close Meeting None None Management
- --------------------------------------------------------------------------------
ENI SPA
Ticker: E Security ID: T3643A145
Meeting Date: MAY 25, 2004 Meeting Type: Annual/Special
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements, Consolidated For For Management
Accounts, and Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program For For Management
4 Elect External Auditors for the For For Management
Three-Year Term 2004-2006 and Fix
Remuneration of Auditors
5 Amend Article 2 of the Set of Rules For For Management
Governing General Meetings of Eni Spa
6 Approve Remuneration of Directors For For Management
1 Amend Articles To Reflect New Italian For Against Management
Company Law Regulations
2 Amend Articles 17, 19, and 28 of the For For Management
Company's Bylaws
- --------------------------------------------------------------------------------
ENI SPA
Ticker: E Security ID: T3643A145
Meeting Date: MAY 28, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements, Consolidated For For Management
Accounts, and Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program For For Management
4 Elect External Auditors for the For For Management
Three-Year Term 2004-2006 and Fix
Remuneration of Auditors
5 Amend Article 2 of the Set of Rules For For Management
Governing General Meetings of Eni Spa
6 Approve Remuneration of Directors For For Management
1 Amend Articles To Reflect New Italian For Against Management
Company Law Regulations
2 Amend Articles 17, 19, and 28 of the For For Management
Company's Bylaws
- --------------------------------------------------------------------------------
FRANCE TELECOM SA
Ticker: Security ID: F4113C103
Meeting Date: APR 9, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors for Fiscal Year Ended
Dec. 2003
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports for Fiscal Year
Ended Dec. 2003
3 Approve Treatment of Losses and Dividends For For Management
of EUR 0.25 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Fix Issue Price of Previous Authority to For For Management
Issue Equity or Equity-Linked Securities
without Preemptive Rights Submitted to
Shareholder Vote at Feb. 25, 2003 EGM to
Increase Capital by up to EUR 30 Billion
7 Amend Article 1, 2, and 7 to Reflect 2003 For For Management
Legislative Changes, Postal Service and
Telecommunication Code, and European
Parliament Directives
8 Amend Articles to Reflect 2003 For For Management
Legislative Changes; Remove French
Government Obligation to Retain Majority
Stake in Company and Amend Articles with
Respect to Board Composition
9 Amend Articles to Reflect Potential For For Management
Change in Control with Respect to Powers
of Chairman and Management
10 Amend Articles of Association to For For Management
Introduce Liquidation Provision
11 Authorize Board to Issue Up to 30 Million For For Management
Shares to Participants of Wanadoo Stock
Option Plan in Connection with France
Telecom Liquidity Agreement
12 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
13 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
GEORGE WIMPEY PLC
Ticker: Security ID: G96872109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 8.45 Pence Per For For Management
Share
3 Re-elect John Robinson as Director For For Management
4 Re-elect Michael Blackburn as Director For For Management
5 Re-elect David Williams as Director For For Management
6 Elect Baroness Dean of Thornton-le-Fylde For For Management
as Director
7 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix Their
Remuneration
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 32,017,837
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 4,802,675
10 Authorise 38,421,405 Shares for Market For For Management
Repurchase
11 Approve Remuneration Report For For Management
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC )
Ticker: SBH Security ID: G3910J112
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Elect Lawrence Culp as Director For For Management
4 Elect Crispin Davis as Director For For Management
5 Elect Sir Robert Wilson as Director For For Management
6 Elect Tachi Yamada as Director For For Management
7 Re-elect Sir Christopher Hogg as Director For For Management
8 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
9 Authorise Board to Fix Remuneration of For For Management
the Auditors
10 Authorise EU Political Donations up to For For Management
Aggregate Nominal Amount of GBP 100,000
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 74,330,954
12 Authorise 594,647,632 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
GRUPO DRAGADOS (FRM. DRAGADOS Y CONSTRUCCIONES,)
Ticker: Security ID: E5700X104
Meeting Date: OCT 13, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Balance Sheet Dated For Against Management
4-30-03
2 Approve Acquisition by ACS, Actividades For Against Management
de Construccion y Servicios SA
3 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
- --------------------------------------------------------------------------------
HANNOVER RUCKVERSICHERUNG
Ticker: Security ID: D3015J135
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: MAY 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.95 per Share
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Creation of EUR 60.3 Million Pool For Against Management
of Conditional Capital without Preemptive
Rights
6 Amend Articles Re: Changes to the For For Management
Remuneration of the Supervisory Board
Members and Amendment to the Articles
7 Authorize Repurchase of up to Ten Percent For For Management
of Issued Share Capital
8 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
HEIDELBERGCEMENT(FRMLY HEIDELBERGER ZEMENT AG)
Ticker: Security ID: D31709104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.15 per Share Vote
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Ratify Ernst & Young AG as Auditors For Did Not Management
Vote
6 Approve Creation of EUR 50 Million Pool For Did Not Management
of Conditional Capital with Preemptive Vote
Rights
7 Approve Creation of EUR 20 Million Pool For Did Not Management
of Conditional Capital without Preemptive Vote
Rights
8 Authorize Issuance of Participation For Did Not Management
Certificates Up to Aggregate Nominal Vote
Value of EUR 150 Million
9 Elect Waltraud Hertreiter, Fritz-Juergen For Did Not Management
Heckmann, Rolf Huelstrunk, Max Kley, Vote
Adolf Merckle, Ludwig Merckle, Bernd
Scheifele, and Eduard Schleicher to the
Supervisory Board
- --------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: HMCL Security ID: J22302111
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 19,
Final JY 23, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
3.28 Elect Director For For Management
3.29 Elect Director For For Management
3.30 Elect Director For For Management
3.31 Elect Director For For Management
3.32 Elect Director For For Management
3.33 Elect Director For For Management
3.34 Elect Director For For Management
3.35 Elect Director For For Management
3.36 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
6 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
7 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditor
- --------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: Security ID: G4803W103
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 9.45 Pence Per For For Management
IHG PLC Share
4a Elect Richard Hartman as Director For For Management
4b Elect Ralph Kugler as Director For For Management
4c Elect Robert Larson as Director For For Management
4d Elect Richard North as Director For For Management
4e Elect Stevan Porter as Director For For Management
4f Elect David Prosser as Director For For Management
4g Elect Richard Solomons as Director For For Management
4h Elect Sir Howard Stringer as Director For For Management
4i Elect David Webster as Director For For Management
5 Re-appoint Ernst and Young LLP as For For Management
Auditors of the Company
6 Authorise Board to Fix Remuneration of For For Management
the Auditors
7 Approve Increase in Remuneration of For For Management
Non-Executive Directors from GBP 550,000
to GBP 750,000
8 Authorise EU Political Donations up to For For Management
Aggregate Nominal Amount of GBP 100,000
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 235,529,677
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 35,329,451
11 Authorise 105,917,695 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
JFE HOLDINGS INC.
Ticker: Security ID: J2817M100
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 30, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
- --------------------------------------------------------------------------------
KOOKMIN BANK
Ticker: KKBKY Security ID: Y4822W100
Meeting Date: MAR 23, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Non-Consolidated Financial For For Management
Statements and Disposition of Deficit,
with No Dividends
2 Amend Articles of Incorporation For For Management
3 Elect Directors For For Management
4 Elect Members of Audit Committee For For Management
5 Approve Stock Option Grants For For Management
- --------------------------------------------------------------------------------
LLOYDS TSB GROUP PLC (FORMERLY TSB GROUP)
Ticker: Security ID: G5542W106
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3a Elect Peter Ayliffe as Director For For Management
3b Elect Wolfgang Berndt as Director For For Management
3c Elect Angela Knight as Director For For Management
3d Elect Helen Weir as Director For For Management
4a Re-elect Ewan Brown as Director For For Management
4b Re-elect Eric Daniels as Director For For Management
4c Re-elect David Pritchard as Director For For Management
4d Re-elect Maarten van den Bergh as For For Management
Director
5 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
6 Authorise Board to Fix Remuneration of For For Management
the Auditors
7 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 334,068,329; USD 40,000,000; EUR
40,000,000 and JPY 1,250,000,000
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 70,913,582
9 Authorise 567 Million Ordinary Shares for For For Management
Market Purchase
10 Adopt New Articles of Association For For Management
11 Approve Lloyds TSB Performance Share Plan For For Management
and Amend Lloyds TSB Group No 2 Executive
Share Options Scheme 1997
- --------------------------------------------------------------------------------
MAN AG
Ticker: Security ID: D51716104
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
6 Amend Articles Re: Changes to the For For Management
Remuneration of the Supervisory Board
Members and Amendment to the Articles
7 Approve Affiliation Agreements with a For For Management
Subsidiary (MAN Altersversorgung GmbH)
8 Ratify BDO Deutsche Warentreuhand AG as For For Management
Auditors
- --------------------------------------------------------------------------------
MOL HUNGARIAN OIL AND GAS PLC.(FORMERLY MOL MAGYAR OLAY-ES
Ticker: Security ID: X5462R112
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Directors' Report on 2003 None Did Not Management
Business Year and Proposal on Allocation Vote
of Income
1.2 Receive Auditors' Report None Did Not Management
Vote
1.3 Receive Supervisory Board's Report None Did Not Management
Vote
1.4 Approve Financial Statements and For Did Not Management
Allocation of Income and Dividend Vote
2 Approve Auditors and Fix Their For Did Not Management
Remuneration Vote
3 Amend Articles of Association For Did Not Management
Vote
4 Receive Board's Report on Transactions For Did Not Management
with Treasury Shares and Authorize Share Vote
Repurchase Program
5 Elect Supervisory Board Members and For Did Not Management
Determine Their Remuneration Vote
6 Elect Members of Board of Directors and For Did Not Management
Determine Their Remuneration Vote
- --------------------------------------------------------------------------------
MOL HUNGARIAN OIL AND GAS PLC.(FORMERLY MOL MAGYAR OLAY-ES
Ticker: Security ID: 608464202
Meeting Date: SEP 1, 2003 Meeting Type: Special
Record Date: AUG 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Electronic Vote Collection Method For Management
2 Designate Inspector or Shareholder For Management
Representative(s) of Minutes of Meeting;
Elect Counter of Votes
3 Approve Agenda of Meeting For Management
4 Amend Articles Re: General Meeting; For For Management
Rights Attached to Series B Shares
Relating to Natural Gas Industry;
Amendments to Reflect Legislative and
Regulatory Changes
5 Modify Deeds of Foundation of For For Management
Wholly-Owned Subsidiaries Engaged in the
Natural Gas Industry
6.1 Dematerialization of Series A and B For For Management
Shares
6.2 Amend Articles to Reflect For Management
Dematerialization of Series A and B
Shares (Item 6.1)
7.1 Convert Series C Shares into Series A For For Management
Shares
7.2 Amend Articles to Reflect Convertion of For Management
Series C Shares into Series A Shares
(Item 7.1)
8.1 Authorize Issuance of Convertible Bonds For Management
without Preemptive Rights up to HUF 2.2
Billion for Long-Term Incentive Scheme
8.2 Approve Terms of Long-Term Incentive For Management
Scheme
8.3 Approve Remuneration of Directors For For Management
9.1 Reelect Zsolt Hernadi as Director For For Management
9.2 Reelect Gyoergy Mosonyi as Director For Management
9.3 Reelect Gabor Horvath as Director For Management
9.4 Reelect Iain Paterson as Director For Management
9.5 Reelect Sandor Csanyi as Director For Management
9.6 Reelect Michel-Marc Delcommune as For Management
Director
9.7 Reelect Miklos Dobak as Director For Management
- --------------------------------------------------------------------------------
NIPPON MEAT PACKERS INC.
Ticker: Security ID: J54752142
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 16, Special JY 0
2 Amend Articles to: Reduce Directors' Term For For Management
in Office - Authorize Share Repurchases
at Board's Discretion - Limit Outside
Directors' Legal Liability
3 Approve Retirement Bonuses for Directors For Against Management
and Special Payments to Continuing
Directors and Statutory Auditors in
Connection with Abolition of Retirement
Bonus System
4 Approve Deep Discount Stock Option Plan For For Management
- --------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Ticker: NSANY Security ID: J57160129
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 8,
Final JY 11, Special JY 0
2 Amend Articles to: Authorize Share For Against Management
Repurchases at Board's Discretion
3 Approve Executive Stock Option Plan For For Management
4 Authorize Share Repurchase Program For For Management
5.1 Appoint Internal Statutory Auditor For For Management
5.2 Appoint Internal Statutory Auditor For Against Management
5.3 Appoint Internal Statutory Auditor For For Management
5.4 Appoint Internal Statutory Auditor For For Management
5.5 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonuses for Statutory For Against Management
Auditors
- --------------------------------------------------------------------------------
PERSIMMON PLC
Ticker: Security ID: G70202109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 11.3 Pence Per For For Management
Ordinary Share
3 Re-elect John White as Director For For Management
4 Re-elect Michael Farley as Director For For Management
5 Re-elect David Bryant as Director For For Management
6 Re-elect Sir Chips Keswick as Director For For Management
7 Elect Neil Davidson as Director For For Management
8 Reappoint KPMG Audit Plc as Auditors and For For Management
Authorise Board to Fix Their Remuneration
9 Approve Remuneration Report For For Management
10 Authorise 28,386,136 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
PEUGEOT S.A.
Ticker: Security ID: F72313111
Meeting Date: MAY 26, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.025 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Reelect Thierry Peugeot as Supervisory For Against Management
Board Member
6 Approve Remuneration of Directors in the For For Management
Aggregate Amount of EUR 340,000
7 Authorize Repurchase of Up to 24 Million For For Management
Shares
8 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer
9 Approve Stock Option Plan Grants For Against Management
- --------------------------------------------------------------------------------
POSCO (FORMERLY POHANG IRON & STEEL)
Ticker: PKX Security ID: Y70334100
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income, with a For For Management
Year-End Dividend of KRW 5000 Per Share
2.1 Amend Articles of Incorporation Re: For For Management
Cumulative Voting
2.2 Amend Articles of Incorporation Re: For For Management
Corporate Governance
3.1.1 Elect Outside Director For For Management
3.1.2 Elect Outside Director For For Management
3.1.3 Elect Outside Director For For Management
3.1.4 Elect Outside Director For For Management
3.2.1 Elect Member of Audit Committee For For Management
3.2.2 Elect Member of Audit Committee For For Management
3.3.1 Elect Inside Director For For Management
3.3.2 Elect Inside Director For For Management
3.3.3 Elect Inside Director For For Management
3.3.4 Elect Inside Director For For Management
3.3.5 Elect Inside Director For For Management
4 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
PROMISE CO LTD.
Ticker: Security ID: J64083108
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 50,
Final JY 50, Special JY 0
2 Amend Articles to: Expand Business Lines For Against Management
- Authorize Share Repurchases at Board's
Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
4 Approve Retirement Bonus for Director For For Management
- --------------------------------------------------------------------------------
PTT PUBLIC COMPANY
Ticker: Security ID: Y6883U113
Meeting Date: APR 9, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Accept Report on Company Performance in For For Management
2003
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Allocation of Income and Dividend For For Management
of Baht 4.00 per Share
5 Elect Directors For Abstain Management
6 Approve Remuneration of Directors For Abstain Management
7 Approve Auditors and Authorize Board to For Abstain Management
Fix Their Remuneration
8 Other Business For Against Management
- --------------------------------------------------------------------------------
QANTAS AIRWAYS LIMITED
Ticker: Security ID: Q77974105
Meeting Date: OCT 16, 2003 Meeting Type: Annual
Record Date: OCT 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory None None Management
Reports for the Year Ended June 30, 2003
2 Accept Questions and Comments from None None Management
Shareholders
3.1 Elect Trevor Eastwood as Director For For Management
3.2 Elect Jim Kennedy as Director For For Management
3.3 Elect Peter Gregg as Director For For Management
4.1 Approve Particpation in the Qantas For For Management
Deferred Share Plan by Geoff Dixon
4.2 Approve Participation in the Qantas For For Management
Deferred Share Plan by Peter Gregg
5 Approve Amendments to the Constitution For For Management
Re: Preference Shares, Electronic
Communication and Legislative Amendments
- --------------------------------------------------------------------------------
REPSOL YPF SA (FORMERLY REPSOL, S.A.)
Ticker: REP Security ID: E8471S130
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For For Management
of Income and Distribution of Dividend of
EUR 0.40 Per Share, and Discharge
Directors
2 Elect Management Board For Abstain Management
3 Approve Deloitte & Touche Espana Auditors For For Management
SL as Auditors
4 Authorize Repurchase of Shares up to a For For Management
Maximum of Five Percent of Capital
5 Amend Articles Re: Legal Provisions For For Management
Governing the Company, Shareholders
Meeting, Right of Attendance,
Representation, Board Composition,
Administrators' Liability, and Debentures
Issuance
6 Amend Articles Re: Regulations of the For For Management
General Shareholder's Meeting
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
RMC GROUP PLC
Ticker: Security ID: G76050106
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 21.8 Pence Per For For Management
Ordinary Share
3 Elect David Munro as Director For For Management
4 Re-elect Bill Alexander as Director For For Management
5 Re-elect Alastair Robinson as Director For For Management
6 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
7 Approve Remuneration Report For For Management
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 22,177,997
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,327,032
10 Authorise 26,537,390 Ordinary Shares for For For Management
Market Purchase
11 Authorise EU Political Donations up to For For Management
Aggregate Nominal Amount of GBP 50,000
- --------------------------------------------------------------------------------
ROYAL & SUN ALLIANCE INSURANCE GROUP(FORMERLY SUN ALLIANCE GROU
Ticker: Security ID: G8566X133
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 2.9 Pence Per For For Management
Ordinary Share
3 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
4 Elect Edward Lea as Director For For Management
5 Elect John Maxwell as Director For For Management
6 Elect Noel Harwerth as Director For For Management
7 Elect Malcolm Le May as Director For For Management
8 Elect George Culmer as Director For For Management
9 Approve Remuneration Report For For Management
10 Approve the Royal Sun and Alliance For For Management
Insurance Group Plc Share Matching Plan
11 Authorise EU Political Donations up to For For Management
Aggregate Nominal Amount of GBP 100,000
and Incur EU Political Expenditure up to
Aggregate Nominal Amount of GBP 100,000
12 Amend Articles of Association Re: For For Management
Electronic Communication
13 Authorise Directors to Establish a Scrip For For Management
Dividend Scheme
14 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 439,023,157
15 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 39,603,474
16 Authorise 288,025,262 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
ROYAL & SUN ALLIANCE INSURANCE GROUP(FORMERLY SUN ALLIANCE GROU
Ticker: Security ID: G8566X133
Meeting Date: SEP 22, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital to For For Management
GBP 1,379,000,000
2 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 396,000,000 Pursuant to Rights Issue
and Otherwise up to GBP 132,003,857
- --------------------------------------------------------------------------------
SAFEWAY PLC(FORMERLY ARGYLL GROUP)
Ticker: Security ID: G7769A106
Meeting Date: FEB 11, 2004 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
- --------------------------------------------------------------------------------
SAFEWAY PLC(FORMERLY ARGYLL GROUP)
Ticker: Security ID: G7769A106
Meeting Date: FEB 11, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement; Approve For For Management
Share Capital Reorganisation, Share
Capital Reduction and Restoration and
Allotment of Relevant Securities to
Morrisons; and Amend Articles
- --------------------------------------------------------------------------------
SAFEWAY PLC(FORMERLY ARGYLL GROUP)
Ticker: Security ID: G7769A106
Meeting Date: JUL 8, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 6.61 Pence Per For For Management
Ordinary Share
4 Reelect Lawrence Christensen as Director For For Management
5 Reelect Richard Williams as Director For For Management
6 Reelect Peter Foy as Director For For Management
7 Elect Sharon Hintze as Director For For Management
8 Elect Peter Smith as Director For For Management
9 Ratify KPMG Audit Plc as Auditors For For Management
10 Authorize Board to Fix Remuneration of For For Management
Auditors
11 Authorize Ten Percent of the Issued For For Management
Ordinary Share Capital for Share
Repurchase Program
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 100.5 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 13.2 Million
- --------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO. LTD.
Ticker: Security ID: Y7749X101
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Appropriation of Income, with Dividends
of KRW 600 Per Ordinary Share
2 Amend Articles of Incorporation to For For Management
Introduce Outside Director Recommendation
Committee and Compensation Committee,
Allow Electronic Distribution of
Financial Statements
3 Elect Directors For For Management
4 Elect Members of Audit Committee For For Management
5 Approve Limit on Remuneration of For For Management
Directors
6.1 Approve Stock Option Grants to Department For For Management
Heads of Shinhan Financial Group and its
Subsidiaries
6.2 Approve Stock Option Grants to Executives For For Management
of Shinhan Financial Group and its
Subsidiaries
- --------------------------------------------------------------------------------
SHIRE PHARMACEUTICALS GROUP PLC
Ticker: Security ID: G81083100
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Re-elect James Cavanaugh as Director For For Management
3 Re-elect Barry Price as Director For For Management
4 Elect Robin Buchanan as Director For For Management
5 Elect David Kappler as Director For For Management
6 Re-appoint Deloitte and Touche LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
7 Approve Remuneration Report For For Management
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 7,997,400
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 1,199,610
10 Authorise 47,985,315 Ordinary Shares for For For Management
Market Purchase
11 Authorise the Company to Make EU For For Management
Political Donations up to Aggregate
Nominal Amount of GBP 25,000 and Incur EU
Political Expenditure up to Aggregate
Nominal Amount of GBP 25,000
- --------------------------------------------------------------------------------
SINGAPORE AIRLINES LIMITED
Ticker: Security ID: V80178110
Meeting Date: JUL 26, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Issuance of Shares without For For Management
Preemptive Rights
3 Authorize Share Repurchase Program For For Management
4 Amend Employee Share Option Plan For Against Management
5 Approve Mandate for Transactions with For For Management
Related Parties
- --------------------------------------------------------------------------------
SINGAPORE AIRLINES LIMITED
Ticker: Security ID: V80178110
Meeting Date: JUL 26, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2 Declare Final Dividend of SGD 0.09 Per For For Management
Share
3 Elect Brian Pitman as Director For For Management
4a Reelect Fock Siew Wah as Director For For Management
4b Reelect Ho Kwon Ping as Director For For Management
5 Reelect Chew Choon Seng as Director For For Management
6 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
7 Approve Directors' Fees of SGD 571,000 For For Management
for the Year Ended Mar. 31, 2003
8 Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
SOCIETE GENERALE
Ticker: SCGLY Security ID: F43638141
Meeting Date: APR 12, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.75 per Share
3 Accept Consolidated Financial Statements For For Management
and Statutory Reports
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Ratify Appointment of Jean Azema as For For Management
Director
6 Reelect Philippe Citerne as Director For For Management
7 Reelect Antoine Jeancourt Galignani as For For Management
Director
8 Reelect Euan Baird as Director For For Management
9 Reelect Michel Cicurel as Director For For Management
10 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
11 Amend Articles of Association to Reflect For For Management
2003 Legal Changes Re: Internal Control
Measures and Role of Chairman
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 900 Million
13 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 300 Million
14 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer, Subject to Certain
Conditions
15 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
16 Approve Stock Option Plan Grants For Against Management
17 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
18 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SOCIETE GENERALE
Ticker: SCGLY Security ID: F43638141
Meeting Date: APR 29, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.75 per Share
3 Accept Consolidated Financial Statements For For Management
and Statutory Reports
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Ratify Appointment of Jean Azema as For For Management
Director
6 Reelect Philippe Citerne as Director For For Management
7 Reelect Antoine Jeancourt Galignani as For For Management
Director
8 Reelect Euan Baird as Director For For Management
9 Reelect Michel Cicurel as Director For For Management
10 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
11 Amend Articles of Association to Reflect For For Management
2003 Legal Changes Re: Internal Control
Measures and Role of Chairman
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 900 Million
13 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 300 Million
14 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer, Subject to Certain
Conditions
15 Approve Capital Increase Reserved for For Against Management
Employees Participating in
Savings-Related Share Purchase Plan
16 Approve Stock Option Plan Grants For Against Management
17 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
18 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP INC.
Ticker: Security ID: J7771X109
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends on Ordinary
Shares: Interim JY 0, Final JY 3000,
Special JY 0
2 Amend Articles to: Decrease Authorized For For Management
Preferred Share Capital to Reflect
Conversion of Preferred to Ordinary
Shares - Authorize Share Repurchases at
Board's Discretion
3 Elect Director For For Management
4 Appoint Internal Statutory Auditor For Against Management
5 Approve Retirement Bonuses for Director For Against Management
and Statutory Auditor
- --------------------------------------------------------------------------------
TAYLOR WOODROW PLC
Ticker: Security ID: G86954107
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 6.5 Pence Per For For Management
Share
3 Approve Remuneration Report For For Management
4 Elect Norman Askew as Director For For Management
5 Elect Michael Davis as Director For For Management
6 Elect Graeme McCallum as Director For For Management
7 Elect Vernon Sankey as Director For For Management
8 Re-elect Lady Robin Innes Ker as Director For For Management
9 Re-elect Denis Mac Daid as Director For For Management
10 Reappoint Deloitte and Touche LLP For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
11 Approve Taylor Woodrow 2004 For For Management
Savings-Related Share Option Plan
12 Approve Taylor Woodrow 2004 Share For For Management
Incentive Plan
13 Approve Taylor Woodrow 2004 Performance For For Management
Share Plan
14 Approve Taylor Woodrow 2004 Deferred For For Management
Bonus Plan
15 Approve Taylor Woodrow 2004 Employee For For Management
Benefit Trust
16 Approve Increase in Remuneration of For For Management
Non-Executive Directors from GBP 300,000
to GBP 600,000
17 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 48,783,941
18 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 7,310,802
19 Authorise 58,486,423 Shares for Market For For Management
Purchase
- --------------------------------------------------------------------------------
UFJ HOLDINGS INC.
Ticker: Security ID: J9400N106
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Retained Earnings, For For Management
with No Dividends on Ordinary Shares
2 Amend Articles to: Decrease Authorized For For Management
Preferred Share Capital to Reflect
Conversion of Preferred to Ordinary
Shares - Authorize Share Repurchases at
Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: Security ID: G93882101
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Reelect Lord MacLaurin of Knebworth as For For Management
Director
4 Reelect Kenneth Hydon as Director For For Management
5 Reelect Thomas Geitner as Director For For Management
6 Reelect Alec Broers as Director For For Management
7 Reelect Juergen Schrempp as Director For For Management
8 Elect John Buchanan as Director For For Management
9 Approve Final Dividend of 0.8983 Pence For For Management
Per Share
10 Ratify Deloitte and Touche as Auditors For For Management
11 Authorize Board to Fix Remuneration of For For Management
Auditors
12 Authorize EU Political Donations up to For For Management
GBP 100,000
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
USD 900,000,000
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of USD 340,000,000
15 Authorize 6,800,000,000 Shares for Share For For Management
Repurchase Program
- --------------------------------------------------------------------------------
VOLKSWAGEN AG (VW)
Ticker: VWAG Security ID: D94523145
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.05 per Common Share Vote
and EUR 1.11 per Preferred Share
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Approve Creation of EUR 400 Million Pool For Did Not Management
of Conditional Capital with Preemptive Vote
Rights
6 Approve Issuance of Convertible Bonds For Did Not Management
and/or Bonds with Warrants Attached up to Vote
Aggregate Nominal Amount of EUR 5 Billion
with Preemptive Rights; Approve Creation
of EUR 100 Million Pool of Conditional
Capital to Guarantee Conversion Rights
7 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
8 Approve Affiliation Agreements with For Did Not Management
Subsidiaries (Volkswagen Coaching GmbH) Vote
9 Ratify PwC Deutsche Revision AG as For Did Not Management
Auditors Vote
- --------------------------------------------------------------------------------
WHITBREAD PLC
Ticker: Security ID: G9606P114
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 16.15 Pence Per For For Management
Ordinary Share
4 Elect Angie Risley as Director For For Management
5 Re-elect Sir John Banham as Director For For Management
6 Re-elect Alan Parker as Director For For Management
7 Re-elect Stewart Miller as Director For For Management
8 Re-appoint Ernst and Young LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
9 Amend the Whitbread Long Term Incentive For For Management
Plan
10 Authorise the Directors to Set up Share For For Management
Plans for Employees Overseas
11 Authorise Market Purchase of Ordinary For For Management
Shares up to GBP 14,875,000
12 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 7,437,500
- --------------------------------------------------------------------------------
WM MORRISON SUPERMARKETS PLC
Ticker: Security ID: G62748119
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 2.7 Pence Per For For Management
Share
3 Re-elect Marie Melnyk as Director For For Management
4 Re-elect Roger Owen as Director For For Management
5 Approve Remuneration Report For Against Management
6 Re-appoint KPMG Audit Plc as Auditors and For For Management
Authorise Board to Fix Remuneration of
Auditors
7 Authorise 151,900,000 Ordinary Shares and For For Management
144,476 Convertible Preference Shares for
Market Purchase
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 80 Million
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 13,255,325
================= ALLIANCEBERNSTEIN TRUST-SMALL CAP VALUE FUND =================
ADAPTEC, INC.
Ticker: ADPT Security ID: 00651F108
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUN 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl J. Conti For For Management
1.2 Elect Director Victoria L. Cotten For For Management
1.3 Elect Director Lucie J. Fjeldstad For For Management
1.4 Elect Director Joseph S. Kennedy For For Management
1.5 Elect Director Ilene H. Lang For For Management
1.6 Elect Director Robert J. Loarie For For Management
1.7 Elect Director Robert N. Stephens For For Management
1.8 Elect Director Dr. Douglas E. Van For For Management
Houweling
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADC TELECOMMUNICATIONS, INC.
Ticker: ADCT Security ID: 000886101
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Annunziata For For Management
1.2 Elect Director John J. Boyle III For For Management
1.3 Elect Director Larry W. Wangberg For For Management
1.4 Elect Director Robert E. Switz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALBEMARLE CORP.
Ticker: ALB Security ID: 012653101
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Rohr For For Management
1.2 Elect Director Lloyd B. Andrew For For Management
1.3 Elect Director Charles E. Stewart For For Management
1.4 Elect Director William M. Gottwald For For Management
1.5 Elect Director Seymour S. Preston III For For Management
1.6 Elect Director John Sherman, Jr. For For Management
1.7 Elect Director Floyd D. Gottwald, Jr. For For Management
1.8 Elect Director Richard L. Morrill For For Management
1.9 Elect Director Anne Marie Whittemore For For Management
1.10 Elect Director John D. Gottwald For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERADA HESS CORP.
Ticker: AHC Security ID: 023551104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas F. Brady For For Management
1.2 Elect Director J. Barclay Collins II For For Management
1.3 Elect Director Thomas H. Kean For For Management
1.4 Elect Director Frank A. Olson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Establish Other Board Committee Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. G. Mathis For For Management
1.2 Elect Director Thomas L. Martin For For Management
1.3 Elect Director Dr. Henry T. Yang For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ANDREW CORP.
Ticker: ANDW Security ID: 034425108
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Bollinger, Ph.D. For For Management
1.2 Elect Director Philip Wm. Colburn For For Management
1.3 Elect Director Thomas A. Donahoe For For Management
1.4 Elect Director Ralph E. Faison For For Management
1.5 Elect Director Jere D. Fluno For For Management
1.6 Elect Director William O. Hunt For For Management
1.7 Elect Director Charles R. Nicholas For For Management
1.8 Elect Director Robert G. Paul For For Management
1.9 Elect Director Gerald A. Poch For For Management
1.10 Elect Director Glen O. Toney, Ph.D. For For Management
1.11 Elect Director Dennis L. Whipple For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANDREW CORP.
Ticker: ANDW Security ID: 034425108
Meeting Date: JUL 15, 2003 Meeting Type: Special
Record Date: MAY 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Authorize New Class of Preferred Stock For For Management
3 Approve Increase in Size of Board For For Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
APOGENT TECHNOLOGIES INC.
Ticker: AOT Security ID: 03760A101
Meeting Date: JAN 27, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary G. Puma For For Management
1.2 Elect Director Simon B. Rich For For Management
1.3 Elect Director Joe L. Roby For For Management
1.4 Elect Director Kenneth F. Yontz For For Management
- --------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel W. Duval For For Management
1.2 Elect Director John N. Hanson For For Management
1.3 Elect Director Roger King For For Management
1.4 Elect Director Karen Gordon Mills For For Management
1.5 Elect Director William E. Mitchell For For Management
1.6 Elect Director Stephen C. Patrick For For Management
1.7 Elect Director Barry W. Perry For For Management
1.8 Elect Director Richard S. Rosenbloom For For Management
1.9 Elect Director John C. Waddell For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
ARVINMERITOR, INC.
Ticker: ARM Security ID: 043353101
Meeting Date: FEB 18, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rhonda L. Brooks as Class For For Management
I Director
1.2 Elect Director William R. Newlin as Class For For Management
I Director
1.3 Elect Director Terrence E. O'Rourke as For For Management
Class I Director
1.4 Elect Director Larry D. Yost as Class I For For Management
Director
1.5 Elect Director Richard W. Hanselman as For For Management
Class II Director
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
ASTORIA FINANCIAL CORP.
Ticker: AF Security ID: 046265104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Conefry, Jr. For For Management
1.2 Elect Director Lawrence W. Peters For For Management
1.3 Elect Director Thomas V. Powderly For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Jackson For For Management
1.2 Elect Director Robert J. Brown For For Management
1.3 Elect Director J.P. Bryan For For Management
1.4 Elect Director Rick L. Burdick For For Management
1.5 Elect Director William C. Crowley For For Management
1.6 Elect Director Alan S. Dawes For For Management
1.7 Elect Director Edward S. Lampert For For Management
1.8 Elect Director Irene B. Rosenfeld For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryce Blair For For Management
1.2 Elect Director Bruce A. Choate For For Management
1.3 Elect Director John J. Healy, Jr. For For Management
1.4 Elect Director Gilbert M. Meyer For For Management
1.5 Elect Director Charles D. Peebler, Jr. For For Management
1.6 Elect Director Lance R. Primis For For Management
1.7 Elect Director Allan D. Schuster For For Management
1.8 Elect Director Amy P. Williams For For Management
2 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eleanor Baum For For Management
1.2 Elect Director J. Veronica Biggins For For Management
1.3 Elect Director Lawrence W. Clarkson For For Management
1.4 Elect Director Ehud Houminer For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Ray M. Robinson For For Management
1.7 Elect Director Frederic Salerno For For Management
1.8 Elect Director Gary L. Tooker For For Management
1.9 Elect Director Roy Vallee For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BALL CORP.
Ticker: BLL Security ID: 058498106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hanno C. Fiedler For For Management
1.2 Elect Director John F. Lehman For For Management
1.3 Elect Director George A. Sissel For For Management
1.4 Elect Director Erik H. van der Kaay For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANKNORTH GROUP, INC.
Ticker: BNK Security ID: 06646R107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dana S. Levenson For For Management
1.2 Elect Director John M. Naughton For For Management
1.3 Elect Director Angelo Pizzagalli For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BORG-WARNER, INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jere A. Drummond For For Management
1.2 Elect Director Timothy M. Manganello For For Management
1.3 Elect Director Ernest J. Novak, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BRUNSWICK CORP.
Ticker: BC Security ID: 117043109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Jeffrey L. Bleustein For For Management
1.3 Elect Director Graham H. Phillips For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAESAR'S ENTERTAINMENT
Ticker: CZR Security ID: 127687101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Steven Crown For For Management
1.2 Elect Director Gilbert L. Shelton For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CAESAR'S ENTERTAINMENT
Ticker: CZR Security ID: 700690100
Meeting Date: SEP 10, 2003 Meeting Type: Special
Record Date: JUL 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name For For Management
- --------------------------------------------------------------------------------
CENTEX CORP.
Ticker: CTX Security ID: 152312104
Meeting Date: JUL 17, 2003 Meeting Type: Annual
Record Date: MAY 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan W. Cook III For For Management
1.2 Elect Director Thomas J. Falk For For Management
1.3 Elect Director Laurence E. Hirsch For For Management
1.4 Elect Director Thomas M. Schoewe For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMMERCIAL FEDERAL CORP.
Ticker: CFB Security ID: 201647104
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Talton K. Anderson For Withhold Management
1.2 Elect Director James P. O'Donnell For Withhold Management
1.3 Elect Director Robert J. Hutchinson For Withhold Management
1.4 Elect Director Jane E. Miller For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC.
Ticker: CEG Security ID: 210371100
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James T. Brady For For Management
1.2 Elect Director James R. Curtiss For For Management
1.3 Elect Director Edward J. Kelly, III For For Management
1.4 Elect Director Robert J. Lawless For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COOPER INDUSTRIES LTD
Ticker: CBE Security ID: G24182100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S.G. Butler For For Management
1.2 Elect Director D.F. Smith For For Management
1.3 Elect Director G.B. Smith For For Management
2 Ratify Auditors For For Management
3 APPROVE THE AMENDED AND RESTATED STOCK For For Management
INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL RELATING TO SOCIAL Against Against Shareholder
AND ENVIRONMENTAL ISSUES RELATED TO
SUSTAINABILITY.
5 SHAREHOLDER PROPOSAL RELATING TO Against Against Shareholder
EXECUTIVE EQUITY COMPENSATION PLANS.
- --------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC.
Ticker: CPO Security ID: 219023108
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen L. Hendricks For For Management
1.2 Elect Director Bernard H. Kastory For For Management
1.3 Elect Director Barbara A. Klein For For Management
1.4 Elect Director Samuel C. Scott III For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CROMPTON CORPORATION
Ticker: CK Security ID: 227116100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leo I. Higdon, Jr. For For Management
1.2 Elect Director C. A. (Lance) Piccolo For For Management
1.3 Elect Director Bruce F. Wesson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CYTEC INDUSTRIES INC.
Ticker: CYT Security ID: 232820100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chris A. Davis For For Management
1.2 Elect Director William P. Powell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DANA CORP.
Ticker: DCN Security ID: 235811106
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin F. Bailar For For Management
1.2 Elect Director A. Charles Baillie For For Management
1.3 Elect Director David E. Berges For For Management
1.4 Elect Director Michael J. Burns For For Management
1.5 Elect Director Edmund M. Carpenter For For Management
1.6 Elect Director Samir G. Gibara For For Management
1.7 Elect Director Cheyl W. Grise For For Management
1.8 Elect Director Glen H. Hiner For For Management
1.9 Elect Director James P. Kelly For For Management
1.10 Elect Director Marilyn R. Marks For For Management
1.11 Elect Director Richard B. Priory For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DELUXE CORP.
Ticker: DLX Security ID: 248019101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Eilers For For Management
1.2 Elect Director Charles A. Haggerty For For Management
1.3 Elect Director William A. Hawkins, III For For Management
1.4 Elect Director Cheryl M. McKissack For For Management
1.5 Elect Director Lawrence J. Mosner For For Management
1.6 Elect Director Stephen P. Nachtsheim For For Management
1.7 Elect Director Mary Ann O'Dwyer For For Management
1.8 Elect Director Martyn R. Redgrave For For Management
1.9 Elect Director Robert C. Salipante For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC.
Ticker: FD Security ID: 31410H101
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sara Levinson For Withhold Management
1.2 Elect Director Joseph Neubauer For Withhold Management
1.3 Elect Director Joseph A. Pichler For Withhold Management
1.4 Elect Director Karl M. von der Heyden For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
FELCOR LODGING TRUST INCORPORATED
Ticker: FCH Security ID: 31430F101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melinda J. Bush For For Management
1.2 Elect Director Charles A. Ledsinger, Jr. For For Management
1.3 Elect Director Robert H. Lutz, Jr. For For Management
1.4 Elect Director Michael D. Rose For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FMC CORP.
Ticker: FMC Security ID: 302491303
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Reilly For For Management
1.2 Elect Director James R. Thompson For For Management
1.3 Elect Director William G. Walter For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FOOT LOCKER INC
Ticker: FL Security ID: 344849104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Preston For For Management
1.2 Elect Director Matthew D. Serra For For Management
1.3 Elect Director Christopher A. Sinclair For For Management
1.4 Elect Director Dona D. Young For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENUINE PARTS CO.
Ticker: GPC Security ID: 372460105
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Douville For For Management
1.2 Elect Director Michael M.E. Johns, M.D. For For Management
1.3 Elect Director J. Hicks Lanier For For Management
1.4 Elect Director Wendy B. Needham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Company-Specific -- Shareholder Against Against Shareholder
Miscellaneous
- --------------------------------------------------------------------------------
GROUP 1 AUTOMOTIVE INC.
Ticker: GPI Security ID: 398905109
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Adams For For Management
1.2 Elect Director Max P. Watson, Jr. For For Management
1.3 Elect Director J. Terry Strange For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HARSCO CORP.
Ticker: HSC Security ID: 415864107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G.D.H. Butler For For Management
1.2 Elect Director J.I. Scheiner For For Management
1.3 Elect Director R.C. Wilburn For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HEALTH NET, INC.
Ticker: HNT Security ID: 42222G108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Thomas Bouchard For For Management
1.2 Elect Director Theodore F. Craver, Jr. For For Management
1.3 Elect Director Thomas T. Farley For For Management
1.4 Elect Director Gale S. Fitzgerald For For Management
1.5 Elect Director Patrick Foley For For Management
1.6 Elect Director Jay M. Gellert For For Management
1.7 Elect Director Roger F. Greaves For For Management
1.8 Elect Director Richard W. Hanselman For For Management
1.9 Elect Director Richard J. Stegemeier For For Management
1.10 Elect Director Bruce G. Willison For For Management
1.11 Elect Director Frederick C. Yeager For For Management
2 Eliminate Class of Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HIBERNIA CORP.
Ticker: HIB Security ID: 428656102
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. 'Bo' Campbell For For Management
1.2 Elect Director Richard W. Freeman, Jr. For For Management
1.3 Elect Director Randall E. Howard For For Management
1.4 Elect Director Elton R. King For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HUGHES SUPPLY, INC.
Ticker: HUG Security ID: 444482103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Baker II For For Management
1.2 Elect Director Dale E. Jones For For Management
1.3 Elect Director William P. Kennedy For For Management
1.4 Elect Director Patrick J. Knipe For For Management
2 Other Business For Against Management
- --------------------------------------------------------------------------------
JONES APPAREL GROUP, INC.
Ticker: JNY Security ID: 480074103
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Boneparth For For Management
1.2 Elect Director Sidney Kimmel For For Management
1.3 Elect Director Geraldine Stutz For For Management
1.4 Elect Director Howard Gittis For For Management
1.5 Elect Director Anthony F. Scarpa For For Management
1.6 Elect Director Matthew H. Kamens For For Management
1.7 Elect Director Michael L. Tarnopol For For Management
1.8 Elect Director J. Robert Kerrey For For Management
1.9 Elect Director Ann N. Reese For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
KEMET CORPORATION
Ticker: KEM Security ID: 488360108
Meeting Date: JUL 23, 2003 Meeting Type: Annual
Record Date: JUN 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Volpe For For Management
1.2 Elect Director Dr. Jeffrey A. Graves For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
KENNAMETAL, INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 28, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. DeFeo For For Management
1.2 Elect Director William R. Newlin For For Management
1.3 Elect Director Lawrence W. Stranghoener For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KERR-MCGEE CORP.
Ticker: KMG Security ID: 492386107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Bradford For For Management
1.2 Elect Director Luke R. Corbett For For Management
1.3 Elect Director David C Genever-Watling For For Management
1.4 Elect Director Farah M. Walters For For Management
2 Ratify Auditors For For Management
3 Establishment of an Office of the Board Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
LINCOLN ELECTRIC HOLDINGS, INC.
Ticker: LECO Security ID: 533900106
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ranko Cucuz For For Management
1.2 Elect Director Kathryn Jo Lincoln For For Management
1.3 Elect Director Anthony A. Massaro For For Management
1.4 Elect Director George H. Walls, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEADWESTVACO CORP.
Ticker: MWV Security ID: 583334107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Hoglund For For Management
1.2 Elect Director Douglas S. Luke For For Management
1.3 Elect Director Robert C. McCormack For For Management
1.4 Elect Director Jane L. Warner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MODINE MANUFACTURING CO.
Ticker: MODI Security ID: 607828100
Meeting Date: JUL 16, 2003 Meeting Type: Annual
Record Date: MAY 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank W. Jones For For Management
1.2 Elect Director Dennis J. Kuester For For Management
1.3 Elect Director Michael T.Yonker For For Management
- --------------------------------------------------------------------------------
NORTHEAST UTILITIES
Ticker: NU Security ID: 664397106
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Booth For For Management
1.2 Elect Director Cotton Mather Cleveland For For Management
1.3 Elect Director Sanford Cloud, Jr. For For Management
1.4 Elect Director James F. Cordes For For Management
1.5 Elect Director E. Gail De Planque For For Management
1.6 Elect Director John H. Forsgren For For Management
1.7 Elect Director John G. Graham For For Management
1.8 Elect Director Elizabeth T. Kennan For For Management
1.9 Elect Director Robert E. Patricelli For For Management
1.10 Elect Director Charles W. Shivery For For Management
1.11 Elect Director John F. Swope For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OFFICE DEPOT, INC.
Ticker: ODP Security ID: 676220106
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lee A. Ault III For Withhold Management
1.2 Elect Director Neil R. Austrian For Withhold Management
1.3 Elect Director David W. Bernauer For For Management
1.4 Elect Director Abelardo E. Bru For For Management
1.5 Elect Director David I. Fuente For Withhold Management
1.6 Elect Director Brenda J. Gaines For Withhold Management
1.7 Elect Director Myra M. Hart For For Management
1.8 Elect Director W. Scott Hedrick For Withhold Management
1.9 Elect Director James L. Heskett For Withhold Management
1.10 Elect Director Patricia H. McKay For For Management
1.11 Elect Director Michael J. Myers For Withhold Management
1.12 Elect Director Bruce Nelson For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OGE ENERGY CORP.
Ticker: OGE Security ID: 670837103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luke R. Corbett For For Management
1.2 Elect Director Robert Kelley For For Management
1.3 Elect Director J.D. Williams For For Management
- --------------------------------------------------------------------------------
PACCAR INC.
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Harry C. Stonecipher For For Management
1.3 Elect Director Harold A. Wagner For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Deferred Compensation Plan For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
PACIFICARE HEALTH SYSTEMS, INC.
Ticker: PHS Security ID: 695112102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida Alvarez For For Management
1.2 Elect Director Bradley C. Call For For Management
1.3 Elect Director Terry O. Hartshorn For For Management
1.4 Elect Director Dominic Ng For For Management
1.5 Elect Director Howard G. Phanstiel For For Management
1.6 Elect Director Warren E. Pinckert Ii For For Management
1.7 Elect Director David A. Reed For For Management
1.8 Elect Director Charles R. Rinehart For For Management
1.9 Elect Director Linda Rosenstock For For Management
1.10 Elect Director Lloyd E. Ross For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORP.
Ticker: PH Security ID: 701094104
Meeting Date: OCT 22, 2003 Meeting Type: Annual
Record Date: AUG 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duane E. Collins For For Management
1.2 Elect Director Robert J. Kohlhepp For For Management
1.3 Elect Director Giulio Mazzalupi For For Management
1.4 Elect Director Klaus-Peter Muller For For Management
1.5 Elect Director Allan L. Rayfield For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
Ticker: PRE Security ID: G6852T105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vito H. Baumgartner For For Management
1.2 Elect Director Jean-Paul Montupet For For Management
1.3 Elect Director John A. Rollwagen For For Management
1.4 Elect Director Lucio Stanca For For Management
2 TO APPROVE AN INCREASE IN THE MAXIMUM For For Management
NUMBER OF DIRECTORS FROM TEN TO ELEVEN,
WITH THE MINIMUM NUMBER OF DIRECTORS SET
AT THREE, AND FOR THE BOARD TO BE
AUTHORIZED TO FILL ANY VACANCIES AS AND
WHEN THEY DEEM EXPEDIENT.
3 TO AMEND THE BYE-LAWS OF THE COMPANY TO For For Management
REMOVE THE EXEMPTION WHICH EXCLUDES SWISS
REINSURANCE COMPANY AND ITS AFFILIATES
FROM THE PROHIBITION ON OBTAINING OR
EXERCISING MORE THAN 9.9% OF THE VOTING
RIGHTS ATTACHED TO THE COMPANY S ISSUED
AND OUTSTANDING
4 TO INCREASE THE NUMBER OF COMMON SHARES For For Management
RESERVED FOR ISSUANCE UNDER THE PARTNERRE
LTD. EMPLOYEE INCENTIVE PLAN FROM
3,500,000 COMMON SHARES TO 5,000,000
COMMON SHARES.
5 Ratify Auditors For For Management
6 Other Business For Against Management
- --------------------------------------------------------------------------------
PAYLESS SHOESOURCE, INC.
Ticker: PSS Security ID: 704379106
Meeting Date: MAY 27, 2004 Meeting Type: Proxy Contest
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Boggan Jr. For For Management
1.2 Elect Director Michael E. Murphy For For Management
1.3 Elect Director Robert C. Wheeler For For Management
2 Ratify Auditors For For Management
1.1 Elect Director James A. Mitarotonda Against None Management
1.2 Elect Director William J. Fox Against None Management
1.3 Elect Director Harold D. Kahn Against None Management
2 Ratify Auditors For None Management
- --------------------------------------------------------------------------------
PEABODY ENERGY CORP.
Ticker: BTU Security ID: 704549104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Coley For For Management
1.2 Elect Director Irl F. Engelhardt For For Management
1.3 Elect Director William C. Rusnack For For Management
1.4 Elect Director Alan H. Washkowitz For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Require Majority of Independent Directors Against Against Shareholder
on Board
- --------------------------------------------------------------------------------
PNM RESOURCES INC
Ticker: PNM Security ID: 69349H107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bonnie S. Reitz For For Management
1.2 Elect Director Jeffry E. Sterba For For Management
1.3 Elect Director Joan B. Woodard For For Management
1.4 Elect Director Adelmo E. Archuleta For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
POPULAR INC.
Ticker: BPOP Security ID: 733174106
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose B. Carrion Jr. For For Management
1.2 Elect Director Manuel Morales Jr. For For Management
1.3 Elect Director Jose R. Vizcarrondo For For Management
1.4 Elect Director Maria Luisa Ferre For For Management
1.5 Elect Director Frederic V. Salerno For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Increase Authorized Preferred Stock For For Management
5 Amend Articles For For Management
6 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PUGET ENERGY, INC.
Ticker: PSD Security ID: 745310102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis J. Campbell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Dr. Kenneth P. Mortimer For For Management
1.4 Elect Director Stephen P. Reynolds For For Management
- --------------------------------------------------------------------------------
PULTE HOMES INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Dugas, Jr. For For Management
1.2 Elect Director David N. McCammon For For Management
1.3 Elect Director William J. Pulte For For Management
1.4 Elect Director Francis J. Sehn For For Management
1.5 Elect Director Michael E. Rossi For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditor Against For Shareholder
- --------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: Q Security ID: 749121109
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip F. Anschutz For For Management
1.2 Elect Director Richard C. Notebaert For For Management
1.3 Elect Director Frank F. Popoff For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Exclude Pension Credits from Net Income For For Shareholder
When Determining Executive Compensation
4 Declassify the Board of Directors For For Shareholder
5 Submit Severance Agreement For For Shareholder
(Change-in-Control) to Shareholder Vote
6 Require Majority of Independent Directors Against For Shareholder
on Board
7 Performance- Based/Indexed Options Against Against Shareholder
8 Performance- Based/Indexed Options Against For Shareholder
9 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
READER'S DIGEST ASSOCIATION, INC., THE
Ticker: RDA Security ID: 755267101
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan B. Bulkeley For For Management
1.2 Elect Director Herman Cain For For Management
1.3 Elect Director William E. Mayer For For Management
- --------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO.
Ticker: RS Security ID: 759509102
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Range for Size of the Board For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
3.1 Elect Director Joe D. Crider For For Management
3.2 Elect Director Thomas W. Gimbel For For Management
3.3 Elect Director David H. Hannah For For Management
3.4 Elect Director Gregg J. Mollins For For Management
4 Approve Stock Option Plan For For Management
5 Ratify Auditors For For Management
6 Other Business For Against Management
- --------------------------------------------------------------------------------
SEACOR HOLDINGS INC.
Ticker: CKH Security ID: 811904101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Fabrikant For For Management
1.2 Elect Director Andrew R. Morse For For Management
1.3 Elect Director Michael E. Gellert For For Management
1.4 Elect Director Stephen Stamas For For Management
1.5 Elect Director Richard M. Fairbanks, III For For Management
1.6 Elect Director Pierre de Demandolx For For Management
1.7 Elect Director John C. Hadjipateras For For Management
1.8 Elect Director Oivind Lorentzen For For Management
1.9 Elect Director James A. F. Cowderoy For For Management
1.10 Elect Director Steven J. Wisch For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SIERRA PACIFIC RESOURCES
Ticker: SRP Security ID: 826428104
Meeting Date: AUG 11, 2003 Meeting Type: Special
Record Date: JUN 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Conversion of Securities For For Management
- --------------------------------------------------------------------------------
SMITHFIELD FOODS, INC.
Ticker: SFD Security ID: 832248108
Meeting Date: SEP 3, 2003 Meeting Type: Annual
Record Date: JUL 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Luter, III For For Management
1.2 Elect Director Wendell H. Murphy For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOLECTRON CORP.
Ticker: SLR Security ID: 834182107
Meeting Date: JAN 7, 2004 Meeting Type: Annual
Record Date: NOV 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Hasler For For Management
1.2 Elect Director Michael R. Cannon For For Management
1.3 Elect Director Richard A. D'Amore For For Management
1.4 Elect Director Heinz Fridrich For For Management
1.5 Elect Director William R. Graber For For Management
1.6 Elect Director Dr. Paul R. Low For For Management
1.7 Elect Director C. Wesley M. Scott For For Management
1.8 Elect Director Osamu Yamada For For Management
1.9 Elect Director Cyril Yansouni For For Management
2 Approve Option Exchange Program For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOVEREIGN BANCORP, INC.
Ticker: SOV Security ID: 845905108
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew C. Hove, Jr. For Withhold Management
1.2 Elect Director Daniel K. Rothermel For Withhold Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Stock Plan and Employee Stock For For Management
Purchase Plan
5 Approve Bonus Plan For For Management
- --------------------------------------------------------------------------------
STANCORP FINANCIAL GROUP, INC.
Ticker: SFG Security ID: 852891100
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome J. Meyer For For Management
1.2 Elect Director Ralph R. Peterson For For Management
1.3 Elect Director E. Kay Stepp For For Management
1.4 Elect Director Michael G. Thorne For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Require Two Candidates for Each Board Against Against Shareholder
Seat
- --------------------------------------------------------------------------------
SUPERVALU INC.
Ticker: SVU Security ID: 868536103
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Lillis For For Management
1.2 Elect Director Jeffrey Noodle For For Management
1.3 Elect Director Steven S. Rogers For For Management
1.4 Elect Director Ronald E. Daly For For Management
1.5 Elect Director Marissa Peterson For For Management
2 Ratify Auditors For For Management
3 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
TECH DATA CORP.
Ticker: TECD Security ID: 878237106
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Maximilian Ardelt For For Management
1.3 Elect Director John Y. Williams For For Management
2 Amend Omnibus Stock Plan For For Management
3 Eliminate Class of Preferred Stock For For Management
- --------------------------------------------------------------------------------
TELLABS, INC.
Ticker: TLAB Security ID: 879664100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Birck For For Management
1.2 Elect Director Frederick A. Krehbiel For For Management
1.3 Elect Director Krish A. Prabhu For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEMPLE-INLAND INC.
Ticker: TIN Security ID: 879868107
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald M. Carlton For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Jeffrey M. Heller For For Management
1.4 Elect Director Kenneth M. Jastrow, II For For Management
1.5 Elect Director James A. Johnson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEREX CORP.
Ticker: TEX Security ID: 880779103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. DeFeo For For Management
1.2 Elect Director G. Chris Andersen For For Management
1.3 Elect Director Don DeFosset For For Management
1.4 Elect Director William H. Fike For For Management
1.5 Elect Director Dr. Donald P. Jacobs For For Management
1.6 Elect Director David A. Sachs For For Management
1.7 Elect Director J. C. Watts, Jr. For For Management
1.8 Elect Director Helge H. Wehmeier For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Employee Stock Purchase Plan For For Management
6 Approve Deferred Compensation Plan For For Management
7 Approve Outside Director Stock Options in For For Management
Lieu of Cash
- --------------------------------------------------------------------------------
TEXAS INDUSTRIES, INC.
Ticker: TXI Security ID: 882491103
Meeting Date: OCT 21, 2003 Meeting Type: Annual
Record Date: AUG 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon E. Forward For For Management
1.2 Elect Director James M. Hoak, Jr. For For Management
1.3 Elect Director Keith W. Hughes For For Management
1.4 Elect Director Henry H. Mauz, Jr. For For Management
- --------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen M. Bader For For Management
1.2 Elect Director R. Kerry Clark For For Management
1.3 Elect Director Ivor J. Evans For For Management
1.4 Elect Director Lord Powell of Bayswater For For Management
KCMG
2 Amend Omnibus Stock Plan For For Management
3 Approve Stock-for-Salary/Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Report on Foreign Weapons Sales Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
UNIONBANCAL CORP.
Ticker: UB Security ID: 908906100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Andrews For For Management
1.2 Elect Director L. Dale Crandall For For Management
1.3 Elect Director Richard D. Farman For For Management
1.4 Elect Director Stanley F. Farrar For For Management
1.5 Elect Director Philip B. Fylnn For For Management
1.6 Elect Director Michael J. Gillfillan For For Management
1.7 Elect Director Richard C. Hartnack For For Management
1.8 Elect Director Norimichi Kanari For For Management
1.9 Elect Director Satoru Kishi For Withhold Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Mary S. Metz For For Management
1.12 Elect Director Takahiro Moriguchi For Withhold Management
1.13 Elect Director J. Fernando Niebla For For Management
1.14 Elect Director Takaharu Saegusa For For Management
1.15 Elect Director Tetsuo Shimura For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
UNIVERSAL CORP.
Ticker: UVV Security ID: 913456109
Meeting Date: OCT 28, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Adams, Jr. For For Management
1.2 Elect Director Joseph C. Farrell For For Management
1.3 Elect Director Walter A. Stosch For For Management
1.4 Elect Director Eugene P. Trani For For Management
- --------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Hotz For For Management
2 Amend Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
URS CORP.
Ticker: URS Security ID: 903236107
Meeting Date: MAR 23, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Jesse Arnelle For For Management
1.2 Elect Director Richard C. Blum For For Management
1.3 Elect Director Armen Der Marderosian For For Management
1.4 Elect Director Mickey P. Foret For For Management
1.5 Elect Director Martin M. Koffel For For Management
1.6 Elect Director Richard B. Madden For For Management
1.7 Elect Director General Joseph W. For For Management
Ralston, USAF (Ret.)
1.8 Elect Director John D. Roach For For Management
1.9 Elect Director William D. Walsh For For Management
2 Increase Authorized Common Stock For For Management
3 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
USF CORP.
Ticker: USFC Security ID: 91729Q101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard P. Distasio For For Management
1.2 Elect Director Neil A. Springer For For Management
- --------------------------------------------------------------------------------
VALERO ENERGY CORP.
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Glenn Biggs For For Management
1.2 Elect Director Ruben M. Escobedo For For Management
1.3 Elect Director Bob Marbut For For Management
2 Ratify Auditors For For Management
3 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
VF CORP.
Ticker: VFC Security ID: 918204108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Crutchfield For Withhold Management
1.2 Elect Director George Fellows For Withhold Management
1.3 Elect Director Daniel R. Hesse For Withhold Management
1.4 Elect Director Clarence Otis, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Adopt ILO Based Code of Conduct Against Against Shareholder
- --------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Felix Zandman For For Management
1.2 Elect Director Philippe Gazeau For For Management
1.3 Elect Director Zvi Grinfas For For Management
1.4 Elect Director Dr. Gerald Paul For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
WASHINGTON FEDERAL, INC.
Ticker: WFSL Security ID: 938824109
Meeting Date: JAN 21, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Kenney For For Management
1.2 Elect Director Derek L. Chinn For For Management
1.3 Elect Director W. Alden Harris For For Management
1.4 Elect Director Guy C. Pinkerton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WESTERN DIGITAL CORP.
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: OCT 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew E. Massengill For For Management
1.2 Elect Director I.M. Booth For For Management
1.3 Elect Director Peter D. Behrendt For For Management
1.4 Elect Director Kathleen A. Cote For For Management
1.5 Elect Director Henry T. DeNero For For Management
1.6 Elect Director William L. Kimsey For For Management
1.7 Elect Director Michael D. Lambert For For Management
1.8 Elect Director Roger H. Moore For For Management
1.9 Elect Director Thomas E. Pardun For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WHITNEY HOLDING CORP.
Ticker: WTNY Security ID: 966612103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn M. Sullivan For For Management
1.2 Elect Director H.J. Blumenthal, Jr. For For Management
1.3 Elect Director Joel B. Bullard, Jr. For For Management
1.4 Elect Director Angus R. Cooper, Ii For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Articles to Remove Fair Price Against For Shareholder
Provision
- --------------------------------------------------------------------------------
WPS RESOURCES CORP.
Ticker: WPS Security ID: 92931B106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Bemis For For Management
1.2 Elect Director Ellen Carnahan For For Management
1.3 Elect Director Robert C. Gallagher For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ZALE CORP.
Ticker: ZLC Security ID: 988858106
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. DiNicola For For Management
1.2 Elect Director Mary L. Forte For For Management
1.3 Elect Director J. Glen Adams For For Management
1.4 Elect Director A. David Brown For For Management
1.5 Elect Director Mary E. Burton For For Management
1.6 Elect Director Peter P. Copses For For Management
1.7 Elect Director Richard C. Marcus For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
====================== ALLIANCEBERNSTEIN TRUST-VALUE FUND ======================
ACE LTD.
Ticker: ACE Security ID: G0070K103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Duperreault For For Management
1.2 Elect Director Robert M. Hernandez For For Management
1.3 Elect Director Peter Menikoff For For Management
1.4 Elect Director Robert Ripp For For Management
1.5 Elect Director Dermot F. Smurfit For For Management
2 PROPOSAL TO APPROVE THE ACE LIMITED 2004 For For Management
LONG-TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF ACE LIMITED
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- --------------------------------------------------------------------------------
ADC TELECOMMUNICATIONS, INC.
Ticker: ADCT Security ID: 000886101
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Annunziata For For Management
1.2 Elect Director John J. Boyle III For For Management
1.3 Elect Director Larry W. Wangberg For For Management
1.4 Elect Director Robert E. Switz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Barbara Hackman Franklin For For Management
1.3 Elect Director Jeffrey E. Garten For For Management
1.4 Elect Director Earl G. Graves For For Management
1.5 Elect Director Gerald Greenwald For For Management
1.6 Elect Director Ellen M. Hancock For For Management
1.7 Elect Director Michael H. Jordan For For Management
1.8 Elect Director Jack D. Kuehler For For Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director John W. Rowe, M.D. For For Management
1.13 Elect Director Ronald A. Williams For For Management
1.14 Elect Director R. David Yost For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
ALCAN INC.
Ticker: AL. Security ID: 013716105
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Berger For For Management
1.2 Elect Director L.D. Desautels For For Management
1.3 Elect Director T. Engen For For Management
1.4 Elect Director L.Y. Fortier For For Management
1.5 Elect Director J.P. Jacamon For For Management
1.6 Elect Director W.R. Loomis For For Management
1.7 Elect Director Y. Mansion For For Management
1.8 Elect Director C. Morin-Postel For For Management
1.9 Elect Director J.E. Newall For For Management
1.10 Elect Director G. Saint-Pierre For For Management
1.11 Elect Director G. Schulmeyer For For Management
1.12 Elect Director P.M. Tellier For For Management
1.13 Elect Director M.K. Wong For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
- --------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director Carlos Ghosn For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Report on Pay Disparity Against Against Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
ALLIANT ENERGY CORP.
Ticker: LNT Security ID: 018802108
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann K. Newhall For For Management
1.2 Elect Director Michael L. Bennett For For Management
1.3 Elect Director Jack B. Evans For For Management
1.4 Elect Director David A. Perdue For For Management
1.5 Elect Director Judith D. Pyle For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC.
Ticker: AW Security ID: 019589308
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: NOV 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Securities For For Management
- --------------------------------------------------------------------------------
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. G. Mathis For For Management
1.2 Elect Director Thomas L. Martin For For Management
1.3 Elect Director Dr. Henry T. Yang For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER CO.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. Brooks For For Management
1.2 Elect Director Donald M. Carlton For For Management
1.3 Elect Director John P. DesBarres For For Management
1.4 Elect Director Robert W. Fri For For Management
1.5 Elect Director William R. Howell For For Management
1.6 Elect Director Lester A. Hudson, Jr. For For Management
1.7 Elect Director Leonard J. Kujawa For For Management
1.8 Elect Director Michael G. Morris For For Management
1.9 Elect Director Richard L. Sandor For For Management
1.10 Elect Director Donald G. Smith For For Management
1.11 Elect Director Kathryn D. Sullivan For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
4 Submit Executive Pension Benefit to Vote Against Against Shareholder
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Establish Term Limits for Directors Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
AMSOUTH BANCORPORATION
Ticker: ASO Security ID: 032165102
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claude B. Nielsen For For Management
1.2 Elect Director Cleophus Thomas, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Stock For For Management
Option Plan
6 Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Allen Andreas For For Management
1.2 Elect Director Mollie Hale Carter For For Management
1.3 Elect Director Roger S. Joslin For For Management
1.4 Elect Director D.J. Mimran For For Management
1.5 Elect Director Patrick J. Moore For For Management
1.6 Elect Director M. Brian Mulroney For For Management
1.7 Elect Director J. K. Vanier For For Management
1.8 Elect Director O. G. Webb For For Management
1.9 Elect Director Kelvin R. Westbrook For For Management
- --------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel W. Duval For For Management
1.2 Elect Director John N. Hanson For For Management
1.3 Elect Director Roger King For For Management
1.4 Elect Director Karen Gordon Mills For For Management
1.5 Elect Director William E. Mitchell For For Management
1.6 Elect Director Stephen C. Patrick For For Management
1.7 Elect Director Barry W. Perry For For Management
1.8 Elect Director Richard S. Rosenbloom For For Management
1.9 Elect Director John C. Waddell For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
ASHLAND INC.
Ticker: ASH Security ID: 044204105
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest H. Drew For For Management
1.2 Elect Director Mannie L. Jackson For For Management
1.3 Elect Director Theodore M. Solso For For Management
1.4 Elect Director Michael J. Ward For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASTORIA FINANCIAL CORP.
Ticker: AF Security ID: 046265104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Conefry, Jr. For For Management
1.2 Elect Director Lawrence W. Peters For For Management
1.3 Elect Director Thomas V. Powderly For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AUTOLIV INC.
Ticker: ALV Security ID: 052800109
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Per-Olof Aronson For For Management
1.2 Elect Director Walter Kunerth For For Management
1.3 Elect Director Lars Westerberg For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Jackson For For Management
1.2 Elect Director Robert J. Brown For For Management
1.3 Elect Director J.P. Bryan For For Management
1.4 Elect Director Rick L. Burdick For For Management
1.5 Elect Director William C. Crowley For For Management
1.6 Elect Director Alan S. Dawes For For Management
1.7 Elect Director Edward S. Lampert For For Management
1.8 Elect Director Irene B. Rosenfeld For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eleanor Baum For For Management
1.2 Elect Director J. Veronica Biggins For For Management
1.3 Elect Director Lawrence W. Clarkson For For Management
1.4 Elect Director Ehud Houminer For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Ray M. Robinson For For Management
1.7 Elect Director Frederic Salerno For For Management
1.8 Elect Director Gary L. Tooker For For Management
1.9 Elect Director Roy Vallee For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
BANK ONE CORP.
Ticker: ONE Security ID: 06423A103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director John H. Bryan For For Management
2.2 Elect Director Stephen B. Burke For For Management
2.3 Elect Director James S. Crown For For Management
2.4 Elect Director James Dimon For For Management
2.5 Elect Director Maureen A. Fay For For Management
2.6 Elect Director Laban P. Jackson, Jr. For For Management
2.7 Elect Director John W. Kessler For For Management
2.8 Elect Director Robert I. Lipp For For Management
2.9 Elect Director Richard A. Manoogian For For Management
2.10 Elect Director David C. Novak For For Management
2.11 Elect Director John W. Rogers, Jr. For For Management
2.12 Elect Director Frederick P. Stratton, For For Management
Jr.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BEAR STEARNS COMPANIES INC., THE
Ticker: BSC Security ID: 073902108
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Cayne For For Management
1.2 Elect Director Carl D. Glickman For For Management
1.3 Elect Director Alan C. Greenberg For For Management
1.4 Elect Director Donald J. Harrington For For Management
1.5 Elect Director William L. Mack For For Management
1.6 Elect Director Frank T. Nickell For For Management
1.7 Elect Director Paul A. Novelly For For Management
1.8 Elect Director Frederic V. Salerno For For Management
1.9 Elect Director Alan D. Schwartz For For Management
1.10 Elect Director Warren J. Spector For For Management
1.11 Elect Director Vincent Tese For For Management
2 Amend the Capital Accumulation Plan for For For Management
Senior Managing Directors
3 Amend Stock Option Plan For For Management
4 Approve Restricted Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BELLSOUTH CORP.
Ticker: BLS Security ID: 079860102
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Armando M. Codina For For Management
1.3 Elect Director Leo F. Mullin For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
6 Limit Executive Compensation Against Against Shareholder
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
BOISE CASCADE CORP.
Ticker: BCC Security ID: 097383103
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claire S. Farley For For Management
1.2 Elect Director Rakesh Gangwal For For Management
1.3 Elect Director Gary G. Michael For For Management
1.4 Elect Director A. William Reynolds For For Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
BOISE CASCADE CORP.
Ticker: BCC Security ID: 097383103
Meeting Date: DEC 9, 2003 Meeting Type: Special
Record Date: NOV 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BORG-WARNER, INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jere A. Drummond For For Management
1.2 Elect Director Timothy M. Manganello For For Management
1.3 Elect Director Ernest J. Novak, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO.
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter R. Dolan For For Management
1.2 Elect Director Louis V. Gerstner, Jr. For For Management
1.3 Elect Director Leif Johansson For For Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
4 Cease Political Contributions/Activities Against Against Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
- --------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: BNI Security ID: 12189T104
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Vilma S. Martinez For For Management
1.3 Elect Director Marc F. Racicot For For Management
1.4 Elect Director Roy S. Roberts For For Management
1.5 Elect Director Matthew K. Rose For For Management
1.6 Elect Director Marc J. Shapiro For For Management
1.7 Elect Director J.C. Watts, Jr. For For Management
1.8 Elect Director Robert H. West For For Management
1.9 Elect Director J. Steven Whisler For For Management
1.10 Elect Director Edward E. Whitacre, Jr. For For Management
1.11 Elect Director Michael B. Yanney For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CABOT CORP.
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 11, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kennett F. Burnes For For Management
1.2 Elect Director John S. Clarkeson For For Management
1.3 Elect Director Roderick C.G. MacLeod For For Management
1.4 Elect Director Ronaldo H. Schmitz For For Management
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Gordon R. Parker For For Management
1.5 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
CENDANT CORPORATION
Ticker: CD Security ID: 151313103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director The Right Honourable For For Management
Brian Mulroney
1.2 Elect Director Ronald L. Nelson For For Management
1.3 Elect Director Robert W. Pittman For For Management
1.4 Elect Director Myra J. Biblowit For For Management
1.5 Elect Director Sheli Z. Rosenberg For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
- --------------------------------------------------------------------------------
CHUBB CORP., THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Sheila P. Burke For For Management
1.3 Elect Director James I. Cash, Jr. For For Management
1.4 Elect Director Joel J. Cohen For For Management
1.5 Elect Director James M. Cornelius For For Management
1.6 Elect Director John D. Finnegan For For Management
1.7 Elect Director David H. Hoag For For Management
1.8 Elect Director Klaus J. Mangold For For Management
1.9 Elect Director Sir David G. Scholey, CBE For For Management
1.10 Elect Director Raymond G. H. Seitz For For Management
1.11 Elect Director Lawrence M. Small For For Management
1.12 Elect Director Daniel E. Somers For For Management
1.13 Elect Director Karen Hastie Williams For For Management
1.14 Elect Director James M. Zimmerman For For Management
1.15 Elect Director Alfred W. Zollar For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
CMS ENERGY CORP.
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Merribel S. Ayres For For Management
1.2 Elect Director Earl D. Holton For For Management
1.3 Elect Director David W. Joos For For Management
1.4 Elect Director Michael T. Monahan For For Management
1.5 Elect Director Joseph F. Paquette, Jr. For For Management
1.6 Elect Director William U. Parfet For For Management
1.7 Elect Director Percy A. Pierre For For Management
1.8 Elect Director S. Kinnie Smith, Jr. For For Management
1.9 Elect Director Kenneth L. Way For For Management
1.10 Elect Director Kenneth Whipple For For Management
1.11 Elect Director John B. Yasinsky For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Bundled Compensation Plans For For Management
5 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COMCAST CORP.
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director C. Michael Armstrong For For Management
1.3 Elect Director Kenneth J. Bacon For For Management
1.4 Elect Director Sheldon M. Bonovitz For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph L. Castle, II For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Dr. Judith Rodin For For Management
1.11 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Articles/Bylaws/Charter-Non-Routine For For Management
5 Require Two-Thirds Majority of Against Against Shareholder
Independent Directors on Board
6 Political Contributions/Activities Against Against Shareholder
7 Nominate Two Directors for every open Against Against Shareholder
Directorships
8 Limit Executive Compensation Against Against Shareholder
9 Adopt a Recapitalization Plan Against For Shareholder
- --------------------------------------------------------------------------------
COMERICA INC.
Ticker: CMA Security ID: 200340107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Babb, Jr. For For Management
1.2 Elect Director James F. Cordes For For Management
1.3 Elect Director Peter D. Cummings For For Management
1.4 Elect Director Todd W. Herrick For For Management
1.5 Elect Director William P. Vititoe For For Management
1.6 Elect Director Kenneth L. Way For For Management
2 Approve Employee Stock Purchase Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC.
Ticker: CEG Security ID: 210371100
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James T. Brady For For Management
1.2 Elect Director James R. Curtiss For For Management
1.3 Elect Director Edward J. Kelly, III For For Management
1.4 Elect Director Robert J. Lawless For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COOPER INDUSTRIES LTD
Ticker: CBE Security ID: G24182100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S.G. Butler For For Management
1.2 Elect Director D.F. Smith For For Management
1.3 Elect Director G.B. Smith For For Management
2 Ratify Auditors For For Management
3 APPROVE THE AMENDED AND RESTATED STOCK For For Management
INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL RELATING TO SOCIAL Against Against Shareholder
AND ENVIRONMENTAL ISSUES RELATED TO
SUSTAINABILITY.
5 SHAREHOLDER PROPOSAL RELATING TO Against Against Shareholder
EXECUTIVE EQUITY COMPENSATION PLANS.
- --------------------------------------------------------------------------------
COOPER TIRE & RUBBER CO.
Ticker: CTB Security ID: 216831107
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur H. Aronson For For Management
1.2 Elect Director Thomas A. Dattilo For For Management
1.3 Elect Director Byron O. Pond For For Management
2 Ratify Auditors Against For Shareholder
- --------------------------------------------------------------------------------
CORNING INC.
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy R. Knowles For For Management
1.2 Elect Director Eugene C. Sit For For Management
1.3 Elect Director William D. Smithburg For For Management
1.4 Elect Director Hansel E. Tookes II For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JAN 9, 2004 Meeting Type: Special
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Michael E. Dougherty For For Management
1.4 Elect Director Martin R. Melone For For Management
1.5 Elect Director Harley W. Snyder For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CSX CORP.
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.E. Bailey For For Management
1.2 Elect Director R.L. Burrus, Jr. For For Management
1.3 Elect Director E.J. Kelly, III For For Management
1.4 Elect Director R.D. Kunisch For For Management
1.5 Elect Director S.J. Morcott For For Management
1.6 Elect Director D.M. Ratcliffe For For Management
1.7 Elect Director C.E. Rice For For Management
1.8 Elect Director W.C. Richardson For For Management
1.9 Elect Director F.S. Royal, M.D. For For Management
1.10 Elect Director D.J. Shepard For For Management
1.11 Elect Director M.J. Ward For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Limit Awards to Executives Against For Shareholder
- --------------------------------------------------------------------------------
DANA CORP.
Ticker: DCN Security ID: 235811106
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin F. Bailar For For Management
1.2 Elect Director A. Charles Baillie For For Management
1.3 Elect Director David E. Berges For For Management
1.4 Elect Director Michael J. Burns For For Management
1.5 Elect Director Edmund M. Carpenter For For Management
1.6 Elect Director Samir G. Gibara For For Management
1.7 Elect Director Cheyl W. Grise For For Management
1.8 Elect Director Glen H. Hiner For For Management
1.9 Elect Director James P. Kelly For For Management
1.10 Elect Director Marilyn R. Marks For For Management
1.11 Elect Director Richard B. Priory For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DEL MONTE FOODS CO.
Ticker: DLM Security ID: 24522P103
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Terence D. Martin For For Management
1.3 Elect Director Richard G. Wolford For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DELPHI CORP.
Ticker: DPH Security ID: 247126105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oscar de Paula Bernardes For Withhold Management
Neto
1.2 Elect Director Dr. Bernd Gottschalk For Withhold Management
1.3 Elect Director John D. Opie For Withhold Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
6 Declassify the Board of Directors Against For Shareholder
7 Amend Workplace Code of Conduct Against Against Shareholder
- --------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold A. Allemang For For Management
1.2 Elect Director John C. Danforth For For Management
1.3 Elect Director Jeff M. Fettig For For Management
1.4 Elect Director Andrew N. Liveris For For Management
1.5 Elect Director James M. Ringler For For Management
1.6 Elect Director William S. Stavropoulos For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Report on Social Initiatives in Bhopal Against Against Shareholder
- --------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J. P. Belda For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director Curtis J. Crawford For For Management
1.4 Elect Director John T. Dillon For For Management
1.5 Elect Director Louisa C. Duemling For For Management
1.6 Elect Director Charles O. Holliday, Jr. For For Management
1.7 Elect Director Deborah C. Hopkins For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Masahisa Naitoh For For Management
1.10 Elect Director William K. Reilly For For Management
1.11 Elect Director H. Rodney Sharp, III For For Management
1.12 Elect Director Charles M. Vest For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Adopt and Report on a Code of Corporate Against Against Shareholder
Conduct
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
EATON CORP.
Ticker: ETN Security ID: 278058102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Critelli For For Management
1.2 Elect Director Ernie Green For For Management
1.3 Elect Director Kiran M. Patel For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director France A. Cordova For For Management
1.3 Elect Director Bradford M. Freeman For For Management
1.4 Elect Director Bruce Karatz For For Management
1.5 Elect Director Luis G. Nogales For For Management
1.6 Elect Director Ronald L. Olson For For Management
1.7 Elect Director James M. Rosser For For Management
1.8 Elect Director Richard T. Schlosberg, For For Management
III
1.9 Elect Director Robert H. Smith For For Management
1.10 Elect Director Thomas C. Sutton For For Management
2 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
ELECTRONIC DATA SYSTEMS CORP.
Ticker: EDS Security ID: 285661104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger A. Enrico For For Management
1.2 Elect Director Ellen M. Hancock For For Management
1.3 Elect Director C. Robert Kidder For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
- --------------------------------------------------------------------------------
ENTERGY CORP.
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen Scannell Bateman For For Management
1.2 Elect Director W. Frank Blount For For Management
1.3 Elect Director Simon D. deBree For For Management
1.4 Elect Director Claiborne P. Deming For For Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Donald C. Hintz For For Management
1.7 Elect Director J. Wayne Leonard For For Management
1.8 Elect Director Robert v.d. Luft For For Management
1.9 Elect Director Kathleen A. Murphy For For Management
1.10 Elect Director Paul W. Murrill For For Management
1.11 Elect Director James R. Nichols For For Management
1.12 Elect Director William A. Percy, II For For Management
1.13 Elect Director Dennis H. Reilley For For Management
1.14 Elect Director Wm. Clifford Smith For For Management
1.15 Elect Director Bismark A. Steinhagen For For Management
1.16 Elect Director Steven V. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
4 Restore or Provide for Cumulative Voting Against Against Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
EXELON CORP.
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas DeBenedictis For For Management
1.2 Elect Director G. Fred Dibona, Jr. For For Management
1.3 Elect Director Sue L. Gin For For Management
1.4 Elect Director Edgar D. Jannotta For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against For Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC.
Ticker: FD Security ID: 31410H101
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sara Levinson For Withhold Management
1.2 Elect Director Joseph Neubauer For Withhold Management
1.3 Elect Director Joseph A. Pichler For Withhold Management
1.4 Elect Director Karl M. von der Heyden For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
FIRSTENERGY CORPORATION
Ticker: FE Security ID: 337932107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For For Management
1.2 Elect Director Ernest J. Novak, Jr. For For Management
1.3 Elect Director John M. Pietruski For For Management
1.4 Elect Director Catherine A. Rein For For Management
1.5 Elect Director Robert C. Savage For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Approve Deferred Compensation Plan For For Management
6 Approve Deferred Compensation Plan For For Management
7 Expense Stock Options Against For Shareholder
8 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
9 Report on Political Against Against Shareholder
Contributions/Activities
10 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORP.
Ticker: FLT Security ID: 339030108
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: SEP 30, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Richard Sharp as Director For For Management
2a Reelect James Davidson as Director For For Management
2b Reelect Lip-Bu Tan as Director For For Management
3 Reelect Patrick Foley as Director For For Management
4 Reappoint Deloitte & Touche as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Amend 1997 Employee Share Purchase Plan For For Management
6 Approve Issuance of Shares without For For Management
Preemptive Rights
7 Approve Nonexecutive Directors' Fees For For Management
8 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
FREDDIE MAC
Ticker: FRE Security ID: 313400301
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan E. Donoghue For For Management
1.2 Elect Director Michelle Engler For For Management
1.3 Elect Director Richard Karl Goeltz For For Management
1.4 Elect Director George D. Gould For For Management
1.5 Elect Director Henry Kaufman For For Management
1.6 Elect Director John B. Mccoy For For Management
1.7 Elect Director Shaun F. O'Malley For For Management
1.8 Elect Director Ronald F. Poe For For Management
1.9 Elect Director Stephen A. Ross For For Management
1.10 Elect Director Donald J. Schuenke For For Management
1.11 Elect Director Christina Seix For For Management
1.12 Elect Director Richard F. Syron For For Management
1.13 Elect Director William J. Turner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Percy N. Barnevik For For Management
1.2 Elect Director John H. Bryan For For Management
1.3 Elect Director Armando M. Codina For For Management
1.4 Elect Director George M.C. Fisher For For Management
1.5 Elect Director Karen Katen For For Management
1.6 Elect Director Kent Kresa For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Philip A. Laskawy For For Management
1.9 Elect Director E.Stanley O'Neal For For Management
1.10 Elect Director Eckhard Pfeiffer For For Management
1.11 Elect Director G.Richard Wagoner, Jr. For For Management
2 Ratify Auditors For For Management
3 Prohibit Awards to Executives Against Against Shareholder
4 Prohibit Awards to Executives Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Limit Composition of Committees to Against Against Shareholder
Independent Directors
7 Report on Greenhouse Gas Emissions Against Against Shareholder
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
9 Establish Executive and Director Stock Against Against Shareholder
Ownership Guidelines
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Meeting Date: OCT 3, 2003 Meeting Type: Written Consent
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Amend Articles For For Management
3 Approve Hughes Split-Off For For Management
4 Approve GM/News Stock Sale For For Management
5 Approve News Stock Acquisition For For Management
6 Amend Articles For For Management
- --------------------------------------------------------------------------------
GEORGIA-PACIFIC CORP.
Ticker: GP Security ID: 373298108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara L. Bowles For Withhold Management
1.2 Elect Director Donald V. Fites For Withhold Management
1.3 Elect Director David R. Goode For Withhold Management
1.4 Elect Director Karen N. Horn For For Management
1.5 Elect Director William R. Johnson For For Management
1.6 Elect Director James B. Williams For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC )
Ticker: SBH Security ID: 37733W105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE DIRECTORS For For Management
REPORT AND THE FINANCIAL STATEMENTS
(ORDINARY RESOLUTION)
2 TO APPROVE THE REMUNERATION REPORT For For Management
(ORDINARY RESOLUTION)
3 TO ELECT MR H LAWRENCE CULP AS A DIRECTOR For For Management
(ORDINARY RESOLUTION)
4 TO ELECT MR CRISPIN DAVIS AS A DIRECTOR For For Management
(ORDINARY RESOLUTION)
5 TO ELECT SIR ROBERT WILSON AS A DIRECTOR For For Management
(ORDINARY RESOLUTION)
6 TO ELECT DR TACHI YAMADA AS A DIRECTOR For For Management
(ORDINARY RESOLUTION)
7 TO RE-ELECT SIR CHRISTOPHER HOGG AS A For For Management
DIRECTOR (ORDINARY RESOLUTION)
8 Ratify Auditors For For Management
9 REMUNERATION OF AUDITORS (ORDINARY For For Management
RESOLUTION)
10 AUTHORISE THE COMPANY TO MAKE DONATIONS For For Management
TO EU POLITICAL ORGAN- ISATIONS AND INCUR
EU POLITICAL EXPENDITURE (SPECIAL
BUSINESS)
11 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management
(SPECIAL RESOLUTION)
12 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES (SPECIAL RESOLUTION)
- --------------------------------------------------------------------------------
GOLDEN WEST FINANCIAL CORP.
Ticker: GDW Security ID: 381317106
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia A. King For For Management
1.2 Elect Director Marion O. Sandler For For Management
1.3 Elect Director Leslie Tang Schilling For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Of Madingley For For Management
1.3 Elect Director Claes Dahlback For For Management
1.4 Elect Director James A. Johnson For For Management
1.5 Elect Director Lois D. Juliber For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
GOODRICH CORPORATION
Ticker: GR Security ID: 382388106
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane C. Creel For For Management
1.2 Elect Director George A. Davidson, Jr. For For Management
1.3 Elect Director Harris E. DeLoach, Jr. For For Management
1.4 Elect Director James J. Glasser For For Management
1.5 Elect Director James W. Griffith For For Management
1.6 Elect Director William R. Holland For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director Douglas E. Olesen For For Management
1.9 Elect Director Alfred M. Rankin, Jr. For For Management
1.10 Elect Director James R. Wilson For For Management
1.11 Elect Director A. Thomas Young For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GUIDANT CORP.
Ticker: GDT Security ID: 401698105
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maurice A. Cox, Jr. For For Management
1.2 Elect Director Nancy-Ann Min DeParle For For Management
1.3 Elect Director Ronald W. Dollens For For Management
1.4 Elect Director Enrique C. Falla For For Management
1.5 Elect Director Kristina M. Johnson, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
H. J. HEINZ CO.
Ticker: HNZ Security ID: 423074103
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Johnson For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Mary C. Choksi For For Management
1.4 Elect Director Leonard S. Coleman, Jr. For For Management
1.5 Elect Director Peter H. Coors For For Management
1.6 Elect Director Edith E. Holiday For For Management
1.7 Elect Director Candace Kendle For For Management
1.8 Elect Director Dean R. O'Hare For For Management
1.9 Elect Director Lynn C. Swann For For Management
1.10 Elect Director Thomas J. Usher For For Management
1.11 Elect Director James M. Zimmerman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ramani Ayer For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Edward J. Kelly, III For For Management
1.4 Elect Director Paul G. Kirk, Jr. For For Management
1.5 Elect Director Thomas M. Marra For For Management
1.6 Elect Director Gail J. McGovern For For Management
1.7 Elect Director Robert W. Selander For For Management
1.8 Elect Director Charles B. Strauss For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Gordon I. Ulmer For For Management
1.11 Elect Director David K. Zwiener For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For Withhold Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HOME DEPOT, INC. (THE)
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director Berry R. Cox For For Management
1.5 Elect Director Claudio X. Gonzalez For For Management
1.6 Elect Director Milledge A. Hart, III For For Management
1.7 Elect Director Bonnie G. Hill For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Robert L. Nardelli For For Management
1.10 Elect Director Roger S. Penske For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against For Shareholder
6 Adopt ILO Based Code of Conduct Against Against Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUB.B Security ID: 443510201
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Jackson Ratcliffe For For Management
1.2 Elect Director E. Richard Brooks For For Management
1.3 Elect Director George Edwards, Jr. For For Management
1.4 Elect Director Joel Hoffman For For Management
1.5 Elect Director Andrew McNally IV For For Management
1.6 Elect Director Daniel Meyer For For Management
1.7 Elect Director Timothy Powers For For Management
1.8 Elect Director Malcolm Wallop For For Management
1.9 Elect Director Daniel Van Riper For For Management
1.10 Elect Director Richard Swift For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Jones For For Management
1.2 Elect Director David A. Jones, Jr. For For Management
1.3 Elect Director Frank A. D'Amelio For For Management
1.4 Elect Director Michael E. Gellert For For Management
1.5 Elect Director John R. Hall For For Management
1.6 Elect Director Kurt J. Hilzinger For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director W. Ann Reynolds, Ph.D. For For Management
- --------------------------------------------------------------------------------
INGRAM MICRO, INC.
Ticker: IM Security ID: 457153104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orrin H. Ingram II For For Management
1.2 Elect Director Michael T. Smith For For Management
1.3 Elect Director Joe B. Wyatt For For Management
1.4 Elect Director Howard I. Atkins For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against For Shareholder
8 Expense Stock Options Against For Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
JEFFERSON-PILOT CORP.
Ticker: JP Security ID: 475070108
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis R. Glass For For Management
1.2 Elect Director George W. Henderson, III For For Management
1.3 Elect Director Patrick S. Pittard For For Management
1.4 Elect Director Robert G. Greer For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL SERVICES, INC.
Ticker: JHF Security ID: 41014S106
Meeting Date: FEB 24, 2004 Meeting Type: Special
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For For Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against For Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
KB HOME
Ticker: KBH Security ID: 48666K109
Meeting Date: APR 1, 2004 Meeting Type: Annual
Record Date: FEB 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Burkle For For Management
1.2 Elect Director Ray R. Irani For For Management
1.3 Elect Director Leslie Moonves For For Management
1.4 Elect Director Luis G. Nogales For For Management
1.5 Elect Director Melissa Lora For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander M. Cutler For For Management
1.2 Elect Director Douglas J. McGregor For For Management
1.3 Elect Director Eduardo R. Menasce For For Management
1.4 Elect Director Henry L. Meyer III For For Management
1.5 Elect Director Peter G. Ten Eyck, II For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KROGER CO., THE
Ticker: KR Security ID: 501044101
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Clendenin For For Management
1.2 Elect Director David B. Dillon For For Management
1.3 Elect Director David B. Lewis For For Management
1.4 Elect Director Don W. McGeorge For For Management
1.5 Elect Director W. Rodney McMullen For For Management
1.6 Elect Director Susan M. Phillips For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Separate Chairman and CEO Positions Against For Shareholder
5 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry W. McCurdy For For Management
1.2 Elect Director Roy E. Parrott For For Management
1.3 Elect Director Richard F. Wallman For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger S. Berlind For For Management
1.2 Elect Director Marsha Johnson Evans For For Management
1.3 Elect Director Sir Christopher Gent For For Management
1.4 Elect Director Dina Merrill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LUBRIZOL CORP., THE
Ticker: LZ Security ID: 549271104
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Hambrick For For Management
1.2 Elect Director Gordon D. Harnett For For Management
1.3 Elect Director Victoria F. Haynes For For Management
1.4 Elect Director William P. Madar For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC.
Ticker: LU Security ID: 549463107
Meeting Date: FEB 18, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karl J. Krapek For For Management
1.2 Elect Director Patricia F. Russo For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Declassify the Board of Directors and For For Management
Amend Director Removal Provision
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Approve Reverse Stock Split For For Management
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
6 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC.
Ticker: MG.A Security ID: 559222401
Meeting Date: AUG 19, 2003 Meeting Type: Special
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
1 Approve Spin-Off Agreement For For Management
- --------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC.
Ticker: MG.A Security ID: 559222401
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Fike For Withhold Management
1.2 Elect Director Manfred Gingl For Withhold Management
1.3 Elect Director Michael D. Harris For Withhold Management
1.4 Elect Director Edward C. Lumley For Withhold Management
1.5 Elect Director Klaus Mangold For Withhold Management
1.6 Elect Director Karlheinz Muhr For Withhold Management
1.7 Elect Director Gerhard Randa For Withhold Management
1.8 Elect Director Donald Resnick For Withhold Management
1.9 Elect Director Royden R. Richardson For Withhold Management
1.10 Elect Director Frank Stronach For Withhold Management
1.11 Elect Director Franz Vranitzky For Withhold Management
1.12 Elect Director Siegfried Wolf For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
- --------------------------------------------------------------------------------
MARATHON OIL CORP
Ticker: MRO Security ID: 565849106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles F. Bolden, Jr. For For Management
1.2 Elect Director Charles R. Lee For For Management
1.3 Elect Director Dennis H. Reilley For For Management
1.4 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Report on Greenhouse Gas Emissions Against Against Shareholder
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC.
Ticker: MLM Security ID: 573284106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcus C. Bennett For For Management
1.2 Elect Director Dennis L. Rediker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAY DEPARTMENT STORES CO., THE
Ticker: MAY Security ID: 577778103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene S. Kahn For Withhold Management
1.2 Elect Director Helene L. Kaplan For Withhold Management
1.3 Elect Director James M. Kilts For Withhold Management
1.4 Elect Director Russell E. Palmer For Withhold Management
1.5 Elect Director William P. Stiritz For Withhold Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
MBIA INC.
Ticker: MBI Security ID: 55262C100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Brown For For Management
1.2 Elect Director C. Edward Chaplin For For Management
1.3 Elect Director David C. Clapp For For Management
1.4 Elect Director Gary C. Dunton For For Management
1.5 Elect Director Claire L. Gaudiani For For Management
1.6 Elect Director Freda S. Johnson For For Management
1.7 Elect Director Daniel P. Kearney For For Management
1.8 Elect Director James A. Lebenthal For For Management
1.9 Elect Director Debra J. Perry For For Management
1.10 Elect Director John A. Rolls For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For For Management
1.2 Elect Director Walter E. Massey For For Management
1.3 Elect Director John W. Rogers, Jr. For For Management
1.4 Elect Director Anne-Marie Slaughter For For Management
1.5 Elect Director Roger W. Stone For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
METLIFE, INC
Ticker: MET Security ID: 59156R108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis H. Barnette For For Management
1.2 Elect Director John C. Danforth For For Management
1.3 Elect Director Burton A. Dole, Jr. For For Management
1.4 Elect Director Harry P. Kamen For For Management
1.5 Elect Director Charles M. Leighton For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Auditors For For Management
6 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
MGIC INVESTMENT CORP.
Ticker: MTG Security ID: 552848103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Abbott For For Management
1.2 Elect Director Thomas M. Hagerty For For Management
1.3 Elect Director Michael E. Lehman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leo Benatar For For Management
1.2 Elect Director Phyllis O. Bonanno For For Management
1.3 Elect Director David L. Kolb For For Management
1.4 Elect Director W. Christopher Wellborn For For Management
- --------------------------------------------------------------------------------
MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank V. Atlee III For For Management
1.2 Elect Director Gwendolyn S. King For For Management
1.3 Elect Director Sharon R. Long, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Report on Impact of Genetically Against Against Shareholder
Engineered Seed
5 Report on Export of Hazardous Pesticides Against Against Shareholder
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Madigan For Withhold Management
1.2 Elect Director Dr. Klaus Zumwinkel For For Management
1.3 Elect Director Sir Howard Davies For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
NATIONAL CITY CORP.
Ticker: NCC Security ID: 635405103
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Barfield For For Management
1.2 Elect Director James S. Broadhurst For For Management
1.3 Elect Director John W. Brown For For Management
1.4 Elect Director Christopher M. Connor For For Management
1.5 Elect Director David A. Daberko For For Management
1.6 Elect Director Joseph T. Gorman For For Management
1.7 Elect Director Bernadine P. Healy For For Management
1.8 Elect Director Paul A. Ormond For For Management
1.9 Elect Director Robert A. Paul For For Management
1.10 Elect Director Gerald L. Shaheen For For Management
1.11 Elect Director Jerry Sue Thornton For For Management
1.12 Elect Director Morry Weiss For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP.
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alston D. Correll For For Management
1.2 Elect Director Landon Hilliard For For Management
1.3 Elect Director Burton M. Joyce For For Management
1.4 Elect Director Jane Margaret O'Brien For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHEAST UTILITIES
Ticker: NU Security ID: 664397106
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Booth For For Management
1.2 Elect Director Cotton Mather Cleveland For For Management
1.3 Elect Director Sanford Cloud, Jr. For For Management
1.4 Elect Director James F. Cordes For For Management
1.5 Elect Director E. Gail De Planque For For Management
1.6 Elect Director John H. Forsgren For For Management
1.7 Elect Director John G. Graham For For Management
1.8 Elect Director Elizabeth T. Kennan For For Management
1.9 Elect Director Robert E. Patricelli For For Management
1.10 Elect Director Charles W. Shivery For For Management
1.11 Elect Director John F. Swope For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP.
Ticker: OXY Security ID: 674599105
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Burkle For For Management
1.2 Elect Director John S. Chalsty For For Management
1.3 Elect Director Edward P. Djerejian For For Management
1.4 Elect Director R. Chad Dreier For For Management
1.5 Elect Director John E. Feick For For Management
1.6 Elect Director Ray R. Irani For For Management
1.7 Elect Director Dale R. Laurance For For Management
1.8 Elect Director Irvin W. Maloney For For Management
1.9 Elect Director Rodolfo Segovia For For Management
1.10 Elect Director Aziz D. Syriani For For Management
1.11 Elect Director Rosemary Tomich For For Management
1.12 Elect Director Walter L. Weisman For For Management
2 Ratify Auditors For For Management
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
OFFICE DEPOT, INC.
Ticker: ODP Security ID: 676220106
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lee A. Ault III For Withhold Management
1.2 Elect Director Neil R. Austrian For Withhold Management
1.3 Elect Director David W. Bernauer For For Management
1.4 Elect Director Abelardo E. Bru For For Management
1.5 Elect Director David I. Fuente For Withhold Management
1.6 Elect Director Brenda J. Gaines For Withhold Management
1.7 Elect Director Myra M. Hart For For Management
1.8 Elect Director W. Scott Hedrick For Withhold Management
1.9 Elect Director James L. Heskett For Withhold Management
1.10 Elect Director Patricia H. McKay For For Management
1.11 Elect Director Michael J. Myers For Withhold Management
1.12 Elect Director Bruce Nelson For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OWENS-ILLINOIS, INC.
Ticker: OI Security ID: 690768403
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Dineen For For Management
1.2 Elect Director James H. Greene, Jr. For For Management
1.3 Elect Director Thomas L. Young For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
OXFORD HEALTH PLANS, INC.
Ticker: OHP Security ID: 691471106
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kent J. Thirty For For Management
1.2 Elect Director B.H. Safirstein, M.D. For Withhold Management
2 Ratify Auditors For For Management
3 Divest from Tobacco Equities Against Against Shareholder
- --------------------------------------------------------------------------------
PACCAR INC.
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Harry C. Stonecipher For For Management
1.3 Elect Director Harold A. Wagner For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Deferred Compensation Plan For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORP.
Ticker: PH Security ID: 701094104
Meeting Date: OCT 22, 2003 Meeting Type: Annual
Record Date: AUG 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duane E. Collins For For Management
1.2 Elect Director Robert J. Kohlhepp For For Management
1.3 Elect Director Giulio Mazzalupi For For Management
1.4 Elect Director Klaus-Peter Muller For For Management
1.5 Elect Director Allan L. Rayfield For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
Ticker: PRE Security ID: G6852T105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vito H. Baumgartner For For Management
1.2 Elect Director Jean-Paul Montupet For For Management
1.3 Elect Director John A. Rollwagen For For Management
1.4 Elect Director Lucio Stanca For For Management
2 TO APPROVE AN INCREASE IN THE MAXIMUM For For Management
NUMBER OF DIRECTORS FROM TEN TO ELEVEN,
WITH THE MINIMUM NUMBER OF DIRECTORS SET
AT THREE, AND FOR THE BOARD TO BE
AUTHORIZED TO FILL ANY VACANCIES AS AND
WHEN THEY DEEM EXPEDIENT.
3 TO AMEND THE BYE-LAWS OF THE COMPANY TO For For Management
REMOVE THE EXEMPTION WHICH EXCLUDES SWISS
REINSURANCE COMPANY AND ITS AFFILIATES
FROM THE PROHIBITION ON OBTAINING OR
EXERCISING MORE THAN 9.9% OF THE VOTING
RIGHTS ATTACHED TO THE COMPANY S ISSUED
AND OUTSTANDING
4 TO INCREASE THE NUMBER OF COMMON SHARES For For Management
RESERVED FOR ISSUANCE UNDER THE PARTNERRE
LTD. EMPLOYEE INCENTIVE PLAN FROM
3,500,000 COMMON SHARES TO 5,000,000
COMMON SHARES.
5 Ratify Auditors For For Management
6 Other Business For Against Management
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PG&E CORP.
Ticker: PCG Security ID: 69331C108
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Andrews For For Management
1.2 Elect Director Leslie S. Biller For For Management
1.3 Elect Director David A. Coulter For For Management
1.4 Elect Director C. Lee Cox For For Management
1.5 Elect Director Robert D. Glynn, Jr. For For Management
1.6 Elect Director David M. Lawrence, MD For For Management
1.7 Elect Director Mary S. Metz For For Management
1.8 Elect Director Barry Lawson Williams For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
5 Require Directors be a Link-Free Against Against Shareholder
Directors
6 Adopt Radioactive Waste Policy Against Against Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Chellgren For For Management
1.2 Elect Director Robert Clay For For Management
1.3 Elect Director J. Gary Cooper For For Management
1.4 Elect Director George Davidson, Jr. For For Management
1.5 Elect Director Richard Kelson For For Management
1.6 Elect Director Bruce Lindsay For For Management
1.7 Elect Director Anthony Massaro For For Management
1.8 Elect Director Thomas O'Brien For For Management
1.9 Elect Director Jane Pepper For For Management
1.10 Elect Director James Rohr For For Management
1.11 Elect Director Lorene Steffes For For Management
1.12 Elect Director Dennis Strigl For For Management
1.13 Elect Director Stephen Thieke For For Management
1.14 Elect Director Thomas Usher For For Management
1.15 Elect Director Milton Washington For For Management
1.16 Elect Director Helge Wehmeier For For Management
- --------------------------------------------------------------------------------
PPL CORP.
Ticker: PPL Security ID: 69351T106
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Hecht For For Management
1.2 Elect Director Stuart Heydt For For Management
1.3 Elect Director W. Keith Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
PULTE HOMES INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Dugas, Jr. For For Management
1.2 Elect Director David N. McCammon For For Management
1.3 Elect Director William J. Pulte For For Management
1.4 Elect Director Francis J. Sehn For For Management
1.5 Elect Director Michael E. Rossi For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditor Against For Shareholder
- --------------------------------------------------------------------------------
QUANTUM CORP.
Ticker: DSS Security ID: 747906204
Meeting Date: SEP 3, 2003 Meeting Type: Annual
Record Date: JUL 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Belluzzo For For Management
1.2 Elect Director Stephen M. Berkley For For Management
1.3 Elect Director David A. Brown For For Management
1.4 Elect Director Michael A. Brown For For Management
1.5 Elect Director Alan L. Earhart For For Management
1.6 Elect Director Edward M. Esber, Jr. For For Management
1.7 Elect Director Dr. Kevin J. Kennedy For For Management
1.8 Elect Director Edward J. Sanderson For For Management
1.9 Elect Director Gregory W. Slayton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: Q Security ID: 749121109
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip F. Anschutz For For Management
1.2 Elect Director Richard C. Notebaert For For Management
1.3 Elect Director Frank F. Popoff For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Exclude Pension Credits from Net Income For For Shareholder
When Determining Executive Compensation
4 Declassify the Board of Directors For For Shareholder
5 Submit Severance Agreement For For Shareholder
(Change-in-Control) to Shareholder Vote
6 Require Majority of Independent Directors Against For Shareholder
on Board
7 Performance- Based/Indexed Options Against Against Shareholder
8 Performance- Based/Indexed Options Against For Shareholder
9 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: Q Security ID: 749121109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Donohue For For Management
1.2 Elect Director Peter S. Hellman For For Management
1.3 Elect Director Vinod Khosla For For Management
1.4 Elect Director K. Dane Brooksher For For Management
2 Declassify the Board of Directors For For Management
3 Separate Chairman and CEO Positions Against Against Shareholder
4 Submit Executive Pension Benefit to Vote Against Against Shareholder
5 Require Majority of Independent Directors Against Against Shareholder
on Board
- --------------------------------------------------------------------------------
R. R. DONNELLEY & SONS CO.
Ticker: RRD Security ID: 257867101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Angelson For For Management
1.2 Elect Director Robert F. Cummings, Jr. For For Management
1.3 Elect Director Alfred C. Eckert III For For Management
1.4 Elect Director Oliver R. Sockwell For For Management
1.5 Elect Director Stephen M. Wolf For For Management
2 Sale of Company Assets Against Against Shareholder
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
R. R. DONNELLEY & SONS CO.
Ticker: RRD Security ID: 257867101
Meeting Date: FEB 23, 2004 Meeting Type: Special
Record Date: JAN 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD.
Ticker: RNR Security ID: G7496G103
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Hecht For For Management
1.2 Elect Director William I. Riker For For Management
1.3 Elect Director Nicholas L. Trivisonno For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 4, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director Don H. Davis, Jr. For For Management
A.2 Elect Director William H. Gray, III For For Management
A.3 Elect Director William T. McCormick, Jr. For For Management
A.4 Elect Director Keith D. Nosbusch For For Management
B Ratify Auditors For For Management
C Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SAFEWAY INC.
Ticker: SWY Security ID: 786514208
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Burd For For Management
1.2 Elect Director Robert I. MacDonnell For Withhold Management
1.3 Elect Director William Y. Tauscher For Withhold Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Repricing of Options For For Management
5 Amend Bylaws to Require Independent Against For Shareholder
Director as Chairman of the Board
6 Provide for Cumulative Voting Against Against Shareholder
7 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
8 Prepare Sustainability Report Against Against Shareholder
9 Report on Political Contributions Against Against Shareholder
10 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
SANMINA-SCI CORP.
Ticker: SANM Security ID: 800907107
Meeting Date: JAN 26, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Bolger For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Randy W. Furr For For Management
1.4 Elect Director Mario M. Rosati For For Management
1.5 Elect Director A. Eugene Sapp, Jr. For For Management
1.6 Elect Director Wayne Shortridge For For Management
1.7 Elect Director Peter J. Simone For For Management
1.8 Elect Director Jure Sola For For Management
1.9 Elect Director Bernard V Vonderschmitt For For Management
1.10 Elect Director Jacqueline M. Ward For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.T. Battenberg III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director Willie D. Davis For For Management
1.5 Elect Director Vernon E. Jordan, Jr. For For Management
1.6 Elect Director Laurette T. Koellner For For Management
1.7 Elect Director Cornelis J.A. Van Lede For For Management
1.8 Elect Director Joan D. Manley For For Management
1.9 Elect Director Cary D. McMillan For For Management
1.10 Elect Director C. Steven McMillan For For Management
1.11 Elect Director Rozanne L. Ridgway For For Management
1.12 Elect Director Richard L. Thomas For For Management
2 Ratify Auditors For For Management
3 Report on Charitable Contributions Against Against Shareholder
4 Implement and Monitor Code of Corporate Against Against Shareholder
Conduct - ILO Standards
- --------------------------------------------------------------------------------
SBC COMMUNICATIONS INC.
Ticker: SBC Security ID: 78387G103
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Barnes For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director John B. McCoy For For Management
1.4 Elect Director S. Donley Ritchey For For Management
1.5 Elect Director Joyce M. Roche For For Management
1.6 Elect Director Patricia P. Upton For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Change Size of Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
SEARS, ROEBUCK & CO.
Ticker: S Security ID: 812387108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Bax For For Management
1.2 Elect Director Donald J. Carty For Withhold Management
1.3 Elect Director Alan J. Lacy For Withhold Management
1.4 Elect Director Hugh B. Price For Withhold Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Establish Other Board Committee Against Against Shareholder
- --------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Baum For For Management
1.2 Elect Director Wilford D. Godbold, Jr. For For Management
1.3 Elect Director Richard G. Newman For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
6 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
7 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
SOLECTRON CORP.
Ticker: SLR Security ID: 834182107
Meeting Date: JAN 7, 2004 Meeting Type: Annual
Record Date: NOV 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Hasler For For Management
1.2 Elect Director Michael R. Cannon For For Management
1.3 Elect Director Richard A. D'Amore For For Management
1.4 Elect Director Heinz Fridrich For For Management
1.5 Elect Director William R. Graber For For Management
1.6 Elect Director Dr. Paul R. Low For For Management
1.7 Elect Director C. Wesley M. Scott For For Management
1.8 Elect Director Osamu Yamada For For Management
1.9 Elect Director Cyril Yansouni For For Management
2 Approve Option Exchange Program For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SPRINT CORP.
Ticker: FON Security ID: 852061100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon M. Bethune For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Deborah A. Henretta For For Management
1.4 Elect Director Linda Koch Lorimer For For Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Report on Foreign Outsourcing Against Against Shareholder
- --------------------------------------------------------------------------------
ST. PAUL TRAVELERS COMPANIES, INC., THE
Ticker: STA Security ID: 792860108
Meeting Date: MAR 19, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with a Merger For For Management
Agreement
2 Amend Bylaws For For Management
3 Amend Articles For For Management
4 Reduce Supermajority Vote Requirement For For Management
- --------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hicks Lanier For For Management
1.2 Elect Director Larry L. Prince For For Management
1.3 Elect Director Frank S. Royal, M.D. For For Management
1.4 Elect Director Robert M. Beall, II For For Management
1.5 Elect Director Jeffrey C. Crowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SUPERVALU INC.
Ticker: SVU Security ID: 868536103
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Lillis For For Management
1.2 Elect Director Jeffrey Noodle For For Management
1.3 Elect Director Steven S. Rogers For For Management
1.4 Elect Director Ronald E. Daly For For Management
1.5 Elect Director Marissa Peterson For For Management
2 Ratify Auditors For For Management
3 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
TECH DATA CORP.
Ticker: TECD Security ID: 878237106
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Maximilian Ardelt For For Management
1.3 Elect Director John Y. Williams For For Management
2 Amend Omnibus Stock Plan For For Management
3 Eliminate Class of Preferred Stock For For Management
- --------------------------------------------------------------------------------
TELLABS, INC.
Ticker: TLAB Security ID: 879664100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Birck For For Management
1.2 Elect Director Frederick A. Krehbiel For For Management
1.3 Elect Director Krish A. Prabhu For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEMPLE-INLAND INC.
Ticker: TIN Security ID: 879868107
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald M. Carlton For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Jeffrey M. Heller For For Management
1.4 Elect Director Kenneth M. Jastrow, II For For Management
1.5 Elect Director James A. Johnson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen M. Bader For For Management
1.2 Elect Director R. Kerry Clark For For Management
1.3 Elect Director Ivor J. Evans For For Management
1.4 Elect Director Lord Powell of Bayswater For For Management
KCMG
2 Amend Omnibus Stock Plan For For Management
3 Approve Stock-for-Salary/Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Report on Foreign Weapons Sales Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
THOMAS & BETTS CORP.
Ticker: TNB Security ID: 884315102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.H. Drew For For Management
1.2 Elect Director T.K. Dunnigan For For Management
1.3 Elect Director J.K. Hauswald For For Management
1.4 Elect Director D. Jernigan For For Management
1.5 Elect Director R.B. Kalich Sr. For For Management
1.6 Elect Director R.A. Kenkel For For Management
1.7 Elect Director K.R. Masterson For For Management
1.8 Elect Director D.J. Pileggi For For Management
1.9 Elect Director J.P. Richard For For Management
1.10 Elect Director J.L. Stead For For Management
1.11 Elect Director D.D. Stevens For For Management
1.12 Elect Director W.H. Waltrip For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director Stephen F. Bollenbach For For Management
1.3 Elect Director Stephen M. Case For For Management
1.4 Elect Director Frank J. Caufield For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Miles R. Gilburne For For Management
1.7 Elect Director Carla A. Hills For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director R. E. Turner For For Management
1.13 Elect Director Francis T. Vincent, Jr. For For Management
2 Ratify Auditors For For Management
3 Adopt China Principles Against Against Shareholder
4 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
TORCHMARK CORP.
Ticker: TMK Security ID: 891027104
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Joseph M. Farley For For Management
1.3 Elect Director C. B. Hudson For For Management
1.4 Elect Director Joseph L. Lanier, Jr. For For Management
1.5 Elect Director R. K. Richey For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Divest Investments in Tobacco Companies Against Against Shareholder
- --------------------------------------------------------------------------------
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: TVCR Security ID: 89420G109
Meeting Date: MAR 19, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
TXU CORP.
Ticker: TXU Security ID: 873168108
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek C. Bonham For For Management
1.2 Elect Director E. Gail de Planque For For Management
1.3 Elect Director William M. Griffin For For Management
1.4 Elect Director Kerney Laday For For Management
1.5 Elect Director Jack E. Little For For Management
1.6 Elect Director Erle Nye For For Management
1.7 Elect Director J.E. Oesterreicher For For Management
1.8 Elect Director Michael W. Ranger For For Management
1.9 Elect Director Herbert H. Richardson For For Management
1.10 Elect Director C. John Wilder For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 6, 2004 Meeting Type: Annual
Record Date: DEC 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don Tyson For For Management
1.2 Elect Director John Tyson For For Management
1.3 Elect Director Leland E. Tollett For For Management
1.4 Elect Director Barbara A. Tyson For For Management
1.5 Elect Director Lloyd V. Hackley For For Management
1.6 Elect Director Jim Kever For For Management
1.7 Elect Director David A. Jones For For Management
1.8 Elect Director Richard L. Bond For For Management
1.9 Elect Director Jo Ann R. Smith For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Remove Supervoting Rights for Class B Against For Shareholder
Common Stock
6 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria Buyniski For Withhold Management
Gluckman
1.2 Elect Director Arthur D. Collins, Jr. For Withhold Management
1.3 Elect Director Jerry W. Levin For Withhold Management
1.4 Elect Director Thomas E. Petry For Withhold Management
1.5 Elect Director Richard G. Reiten For Withhold Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Executive Compensation to Vote Against For Shareholder
5 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
- --------------------------------------------------------------------------------
UST INC.
Ticker: UST Security ID: 902911106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Clancey For For Management
1.2 Elect Director Vincent A. Gierer, Jr. For For Management
1.3 Elect Director Joseph E. Heid For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison None For Shareholder
Pill) to Shareholder Vote
4 Reduce Nitrosamines in Oral Snuff Against Against Shareholder
- --------------------------------------------------------------------------------
VALERO ENERGY CORP.
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Glenn Biggs For For Management
1.2 Elect Director Ruben M. Escobedo For For Management
1.3 Elect Director Bob Marbut For For Management
2 Ratify Auditors For For Management
3 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Thomas H. O'Brien For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Ivan G. Seidenberg For For Management
1.9 Elect Director Walter V. Shipley For For Management
1.10 Elect Director John R. Stafford For For Management
1.11 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Require Majority of Independent Directors Against Against Shareholder
on Board
5 Separate Chairman and CEO Positions Against For Shareholder
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Report on Political Against Against Shareholder
Contributions/Activities
11 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
VF CORP.
Ticker: VFC Security ID: 918204108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Crutchfield For Withhold Management
1.2 Elect Director George Fellows For Withhold Management
1.3 Elect Director Daniel R. Hesse For Withhold Management
1.4 Elect Director Clarence Otis, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Adopt ILO Based Code of Conduct Against Against Shareholder
- --------------------------------------------------------------------------------
VIACOM INC.
Ticker: VIA Security ID: 925524308
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Abrams For For Management
1.2 Elect Director David R. Andelman For For Management
1.3 Elect Director Joseph A. Califano, Jr. For For Management
1.4 Elect Director William S. Cohen For For Management
1.5 Elect Director Philippe P. Dauman For For Management
1.6 Elect Director Alan C. Greenberg For For Management
1.7 Elect Director Mel Karmazin For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director David T. McLaughlin For For Management
1.10 Elect Director Shari Redstone For For Management
1.11 Elect Director Sumner M. Redstone For For Management
1.12 Elect Director Frederic V. Salerno For For Management
1.13 Elect Director William Schwartz For For Management
1.14 Elect Director Patty Stonesifer For For Management
1.15 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
VULCAN MATERIALS CO.
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orin R. Smith For For Management
1.2 Elect Director Douglas J. McGregor For For Management
1.3 Elect Director Donald B. Rice For For Management
1.4 Elect Director Vincent J. Trosino For For Management
2 Approve Non-Employee Director Restricted For For Management
Stock Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Balloun For For Management
1.2 Elect Director John T. Casteen, III For For Management
1.3 Elect Director Joseph Neubauer For For Management
1.4 Elect Director Lanty L. Smith For For Management
1.5 Elect Director Dona Davis Young For For Management
2 Ratify Auditors For For Management
3 Require Two Candidates for Each Board Against Against Shareholder
Seat
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Michael D. Eisner For For Management
1.4 Elect Director Judith L. Estrin For For Management
1.5 Elect Director Robert A. Iger For For Management
1.6 Elect Director Aylwin B. Lewis For For Management
1.7 Elect Director Monica C. Lozano For For Management
1.8 Elect Director Robert W. Matschullat For For Management
1.9 Elect Director George J. Mitchell For For Management
1.10 Elect Director Leo J. O'Donovan, S.J. For For Management
1.11 Elect Director Gary L. Wilson For For Management
2 Ratify Auditors For For Management
3 China Principles Against Against Shareholder
4 Report on Supplier Labor Standards in Against Against Shareholder
China
5 Report on Amusement Park Safety Against Against Shareholder
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For For Management
1.11 Elect Director Judith M. Runstad For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For For Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
WHIRLPOOL CORP.
Ticker: WHR Security ID: 963320106
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan D. Gilmour For For Management
1.2 Elect Director Michael F. Johnston For For Management
1.3 Elect Director Janice D. Stoney For For Management
1.4 Elect Director David R. Whitwam For For Management
2 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC., THE
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Lillis For For Management
1.2 Elect Director William G. Lowrie For For Management
1.3 Elect Director Joseph H. Williams For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
WISCONSIN ENERGY CORP.
Ticker: WEC Security ID: 976657106
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Cornog For For Management
1.2 Elect Director Gale E. Klappa For For Management
1.3 Elect Director Frederick P. Stratton, For For Management
Jr.
2 Declassify the Board of Directors For For Management
- --------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES INC.
Ticker: WOR Security ID: 981811102
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Blystone For For Management
1.2 Elect Director James G. Brocksmith, Jr. For For Management
1.3 Elect Director William S. Dietrich, II For For Management
1.4 Elect Director Sidney A. Ribeau For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
3 Approve Stock Option Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
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XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director David A. Christensen For For Management
2.2 Elect Director Margaret R. Preska For For Management
2.3 Elect Director W. Thomas Stephens For For Management
2.4 Elect Director Richard H. Anderson For For Management
2.5 Elect Director Richard C. Kelly For For Management
2.6 Elect Director Ralph R. Peterson For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
XL CAPITAL LTD (FORMERLY EXEL LTD. )
Ticker: XL Security ID: G98255105
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Loudon For For Management
1.2 Elect Director Robert S. Parker For For Management
1.3 Elect Director Alan Z. Senter For For Management
2 Ratify Auditors For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: AllianceBernstein Trust
By: Marc O. Mayer*
-----------------------
Chief Executive Officer
Date: August 31, 2004
*By: /s/ Mark R. Manley
------------------
Mark R. Manley
Secretary