SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-00204
AllianceBernstein Small/Mid Cap Growth Fund, Inc.
(Exact name of registrant as specified in charter)
AllianceBernstein L.P.
1345 Avenue of the Americas, New York, New York l0105
(Address of Principal Executive Office) (Zip Code)
Registrant's Telephone Number, including Area Code:
(800) 221-5672
EMILIE D. WRAPP
AllianceBernstein L.P.
1345 Avenue of the Americas
New York, New York l0105
(Name and address of agent for service)
Copies of communications to:
Kathleen K. Clarke
Seward & Kissel LLP
1200 G Street, N.W.
Washington, D.C. 20005
Date of fiscal year end: July 31
Date of reporting period: July 1, 2008 - June 30, 2009
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-00204
Reporting Period: 07/01/2008 - 06/30/2009
AllianceBernstein Small Mid-Cap Growth Fund, Inc.
============== ALLIANCEBERNSTEIN SMALL/MID CAP GROWTH FUND, INC. ===============
ACORDA THERAPEUTICS, INC
Ticker: ACOR Security ID: 00484M106
Meeting Date: JUN 22, 2009 Meeting Type: Annual
Record Date: APR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry Greene For For Management
1.2 Elect Director Ian Smith For For Management
2 Ratify Auditors For For Management
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ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: SEP 24, 2008 Meeting Type: Annual
Record Date: JUL 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe G. H. Capron For For Management
1.2 Elect Director Robert J. Corti For For Management
1.3 Elect Director Frederic R. Crepin For For Management
1.4 Elect Director Bruce L. Hack For For Management
1.5 Elect Director Brian G. Kelly For For Management
1.6 Elect Director Robert A. Kotick For For Management
1.7 Elect Director Jean-Bernard Levy For For Management
1.8 Elect Director Robert J. Morgado For For Management
1.9 Elect Director Douglas P. Morris For For Management
1.10 Elect Director Rene P. Penisson For For Management
1.11 Elect Director Richard Sarnoff For For Management
2 Approve Omnibus Stock Plan For For Management
3 Adopt Policy and Report on Board Against Against Shareholder
Diversity
4 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
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ACTIVISION, INC.
Ticker: ATVI Security ID: 004930202
Meeting Date: JUL 8, 2008 Meeting Type: Special
Record Date: JUN 5, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Change Company Name For For Management
3 Increase Authorized Common Stock For For Management
4 Eliminate Class of Preferred Stock For For Management
5 Amend Quorum Requirements For For Management
6 Adopt Supermajority Vote Requirement For For Management
for Amendments
7 Prohibit Board to Amend Bylaws Without For For Management
Shareholder Consent
8 Permit Directors Designated by Vivendi For For Management
Certain Voting Powers
9 Amend Certificate of Incorporation to For For Management
Limit Certain Business Activities
10 Amend Certificate of Incorporation to For For Management
Establish Procedures Allocating Certain
Corporate Opportunities
11 Amend Certificate of Incorporation to For For Management
Require Vivendi or Activision Blizzard
to Acquire all Outstanding Shares
12 Amend Certificate of Incorporation to For For Management
Approve a Affiliate Transactions
Provision
13 Amend Certificate of Incorporation to For For Management
Restrict Business Combination Provision
14 Prohibit Board to Amend Bylaws Without For For Management
Shareholder Consent
15 Adjourn Meeting For For Management
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ACTUANT CORP
Ticker: ATU Security ID: 00508X203
Meeting Date: JAN 9, 2009 Meeting Type: Annual
Record Date: NOV 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Arzbaecher For For Management
1.2 Elect Director Gurminder S. Bedi For For Management
1.3 Elect Director Gustav H.P. Boel For For Management
1.4 Elect Director Thomas J. Fischer For For Management
1.5 Elect Director William K. Hall For For Management
1.6 Elect Director R. Alan Hunter For For Management
1.7 Elect Director Robert A. Peterson For For Management
1.8 Elect Director Holly A. Van Deursen For For Management
1.9 Elect Director Dennis K. Williams For For Management
2 Approve Omnibus Stock Plan For For Management
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AEROPOSTALE, INC
Ticker: ARO Security ID: 007865108
Meeting Date: JUN 18, 2009 Meeting Type: Annual
Record Date: APR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian R. Geiger For For Management
1.2 Elect Director Bodil Arlander For For Management
1.3 Elect Director Ronald R. Beegle For For Management
1.4 Elect Director John N. Haugh For For Management
1.5 Elect Director Robert B. Chavez For For Management
1.6 Elect Director Mindy C. Meads For For Management
1.7 Elect Director John D. Howard For For Management
1.8 Elect Director David B. Vermylen For For Management
1.9 Elect Director Karin Hirtler-Garvey For For Management
1.10 Elect Director Evelyn Dilsaver For For Management
1.11 Elect Director Thomas P. Johnson For For Management
2 Ratify Auditors For For Management
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AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 9, 2009 Meeting Type: Annual
Record Date: APR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Floor For For Management
1.2 Elect Director Sean M. Healey For For Management
1.3 Elect Director Harold J. Meyerman For Withhold Management
1.4 Elect Director William J. Nutt For For Management
1.5 Elect Director Rita M. Rodriguez For For Management
1.6 Elect Director Patrick T. Ryan For Withhold Management
1.7 Elect Director Jide J. Zeitlin For Withhold Management
2 Ratify Auditors For For Management
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AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George H. Conrades For For Management
1.2 Elect Director Martin M. Coyne II For For Management
1.3 Elect Director Jill A. Greenthal For For Management
1.4 Elect Director Geoffrey A. Moore For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director Joseph A. Madri For For Management
1.4 Elect Director Larry L. Mathis For For Management
1.5 Elect Director R. Douglas Norby For For Management
1.6 Elect Director Alvin S. Parven For For Management
1.7 Elect Director Ruedi E. Waeger For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED
Ticker: ATI Security ID: 01741R102
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane C. Creel For For Management
1.2 Elect Director James E. Rohr For For Management
1.3 Elect Director Louis J. Thomas For For Management
1.4 Elect Director Barbara S. Jeremiah For For Management
2 Ratify Auditors For For Management
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AMERICAN EAGLE OUTFITTERS, INC.
Ticker: AEO Security ID: 02553E106
Meeting Date: JUN 16, 2009 Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Janice E. Page For For Management
2 Elect Director J. Thomas Presby For For Management
3 Elect Director Gerald E. Wedren For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
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AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Malone For For Management
1.2 Elect Director Elizabeth R. Varet For For Management
1.3 Elect Director Dennis K. Williams For For Management
2 Ratify Auditors For For Management
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ATHENAHEALTH, INC.
Ticker: ATHN Security ID: 04685W103
Meeting Date: JUN 11, 2009 Meeting Type: Annual
Record Date: APR 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard N. Foster For For Management
1.2 Elect Director Ann H. Lamont For For Management
1.3 Elect Director James L. Mann For For Management
2 Ratify Auditors For For Management
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ATHEROS COMMUNICATIONS, INC
Ticker: ATHR Security ID: 04743P108
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: APR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Hennessy For For Management
1.2 Elect Director Craig H. Barratt For For Management
1.3 Elect Director Christine King For For Management
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BALDOR ELECTRIC CO.
Ticker: BEZ Security ID: 057741100
Meeting Date: MAY 2, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Merlin J. Augustine, Jr. For For Management
1.2 Elect Director John A. McFarland For For Management
1.3 Elect Director Robert L. Proost For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
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BARRETT BILL CORP
Ticker: BBG Security ID: 06846N104
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Fitzgibbons For For Management
1.2 Elect Director Randy I. Stein For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Other Business For Against Management
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BUCYRUS INTERNATIONAL, INC.
Ticker: BUCY Security ID: 118759109
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul W. Jones For For Management
1.2 Elect Director Robert L. Purdum For For Management
1.3 Elect Director Timothy W. Sullivan For For Management
2 Ratify Auditors For For Management
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C.H. ROBINSON WORLDWIDE, INC.
Ticker: CHRW Security ID: 12541W209
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James B. Stake For For Management
2 Elect Director John P. Wiehoff For For Management
3 Approve Increase in Size of Board For For Management
4 Ratify Auditors For For Management
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CABOT OIL & GAS CORP.
Ticker: COG Security ID: 127097103
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rhys J. Best For For Management
1.2 Elect Director Robert Kelley For For Management
1.3 Elect Director P. Dexter Peacock For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CARTER'S, INC.
Ticker: CRI Security ID: 146229109
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Fulton For For Management
1.2 Elect Director John R. Welch For For Management
1.3 Elect Director Thomas E. Whiddon For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Baldino, Jr., For For Management
Ph.D.
1.2 Elect Director William P. Egan For For Management
1.3 Elect Director Martyn D. Greenacre For For Management
1.4 Elect Director Vaughn M. Kailian For For Management
1.5 Elect Director Kevin E. Moley For For Management
1.6 Elect Director Charles A. Sanders, M.D. For For Management
1.7 Elect Director Gail R. Wilensky, Ph.D. For For Management
1.8 Elect Director Dennis L. Winger For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
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CHART INDUSTRIES, INC.
Ticker: GTLS Security ID: 16115Q308
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel F. Thomas For For Management
1.2 Elect Director W. Douglas Brown For For Management
1.3 Elect Director Richard E. Goodrich For For Management
1.4 Elect Director Steven W. Krablin For For Management
1.5 DElect Director Michael W. Press For For Management
1.6 Elect Director James M. Tidwell For For Management
1.7 Elect Director Thomas L. Williams For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 5, 2009 Meeting Type: Annual
Record Date: APR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francisco D'Souza For For Management
1.2 Elect Director John N. Fox, Jr. For For Management
1.3 Elect Director Thomas M. Wendel For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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COMPLETE PRODUCTION SERVICES INC
Ticker: CPX Security ID: 20453E109
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph C. Winkler For For Management
1.2 Elect Director R. Graham Whaling For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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COMPUGEN LTD.
Ticker: CGEN Security ID: M25722105
Meeting Date: SEP 24, 2008 Meeting Type: Annual
Record Date: AUG 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PROF. RUTH ARNON For For Management
1.2 ELECT DIRECTOR MR. MARTIN GERSTEL For For Management
1.3 ELECT DIRECTOR MR. ALEX KOTZER For For Management
2 TO APPROVE THE ISSUANCE OF SHARES AND For Against Management
OPTIONS AS WELL AS A CHANGE IN A
PROVISION OF THE EMPLOYMENT AGREEMENT
OF OUR CHIEF EXECUTIVE OFFICER AND
DIRECTOR, MR. ALEX KOTZER.
3 RATIFY AUDITORS For For Management
- --------------------------------------------------------------------------------
CONCUR TECHNOLOGIES, INC.
Ticker: CNQR Security ID: 206708109
Meeting Date: MAR 11, 2009 Meeting Type: Annual
Record Date: JAN 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Steven Singh For For Management
1.2 Elect Director Jeffrey T. Seely For For Management
1.3 Elect Director Randall H. Talbot For For Management
2 Increase Authorized Common Stock For Against Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CTRIP.COM INTERNATIONAL LTD.
Ticker: CTRP Security ID: 22943F100
Meeting Date: SEP 30, 2008 Meeting Type: Annual
Record Date: AUG 22, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
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CYMER, INC.
Ticker: CYMI Security ID: 232572107
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Abbe For For Management
1.2 Elect Director Robert P. Akins For For Management
1.3 Elect Director Edward H. Braun For For Management
1.4 Elect Director Michael R. Gaulke For For Management
1.5 Elect Director William G. Oldham For For Management
1.6 Elect Director Peter J. Simone For For Management
1.7 Elect Director Young K. Sohn For For Management
1.8 Elect Director Jon D. Tompkins For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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DICKS SPORTING GOODS INC
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Colombo For For Management
1.2 Elect Director David I. Fuente For For Management
1.3 Elect Director Larry D. Stone For For Management
2 Ratify Auditors For For Management
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DIGITAL RIVER, INC.
Ticker: DRIV Security ID: 25388B104
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: APR 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas M. Steenland For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: MAY 11, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Beck For Withhold Management
1.2 Elect Director J. David Wargo For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DOLLAR TREE INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 18, 2009 Meeting Type: Annual
Record Date: APR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold S. Barron For Withhold Management
1.2 Elect Director J. Douglas Perry For Withhold Management
1.3 Elect Director Thomas A. Saunders III For Withhold Management
1.4 Elect Director Carl P. Zeithaml For Withhold Management
2 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
ESTEE LAUDER COMPANIES INC., THE
Ticker: EL Security ID: 518439104
Meeting Date: NOV 7, 2008 Meeting Type: Annual
Record Date: SEP 16, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlene Barshefsky For For Management
1.2 Elect Director Leonard A. Lauder For For Management
1.3 Elect Director Ronald S. Lauder For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Emmert For For Management
1.2 Elect Director R. Jordan Gates For For Management
1.3 Elect Director Dan P. Kourkoumelis For For Management
1.4 Elect Director Michael J. Malone For For Management
1.5 Elect Director John W. Meisenbach For For Management
1.6 Elect Director Peter J. Rose For For Management
1.7 Elect Director James L.K. Wang For For Management
1.8 Elect Director Robert R. Wright For For Management
2 Approve Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 12, 2009 Meeting Type: Annual
Record Date: JAN 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Karl D. Guelich For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAR 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect DirectorMike R. Bowlin For For Management
1.2 Elect DirectorPhilip J. Burguieres For For Management
1.3 Elect DirectorPeter D. Kinnear For For Management
1.4 Elect DirectorEdward J. Mooney For For Management
1.5 Elect DirectorJames M. Ringler For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
FOREST OIL CORP.
Ticker: FST Security ID: 346091705
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dod A. Fraser For For Management
1.2 Elect Director James D. Lightner For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GEN-PROBE, INC.
Ticker: GPRO Security ID: 36866T103
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John W. Brown For For Management
2 Elect Director John C. Martin Ph.D. For For Management
3 Elect Director Henry L. Nordhoff For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Approve Increase in Size of Board For For Management
- --------------------------------------------------------------------------------
GREENHILL & CO., INC.
Ticker: GHL Security ID: 395259104
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: MAR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Greenhill For For Management
1.2 Elect Director Scott L. Bok For For Management
1.3 Elect Director Simon A. Borrows For For Management
1.4 Elect Director John C. Danforth For For Management
1.5 Elect Director Steven F. Goldstone For For Management
1.6 Elect Director Stephen L. Key For For Management
1.7 Elect Director Robert T. Blakely For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HEXCEL CORP.
Ticker: HXL Security ID: 428291108
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Beckman For For Management
1.2 Elect Director David E. Berges For For Management
1.3 Elect Director Lynn Brubaker For For Management
1.4 Elect Director Jeffrey C. Campbell For For Management
1.5 Elect Director Sandra L. Derickson For For Management
1.6 Elect Director W. Kim Foster For For Management
1.7 Elect Director Jeffrey A. Graves For For Management
1.8 Elect Director David C. Hill For For Management
1.9 Elect Director David C. Hurley For For Management
1.10 Elect Director David L. Pugh For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HITTITE MICROWAVE CORPORATION
Ticker: HITT Security ID: 43365Y104
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: APR 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Daly For For Management
1.2 Elect Director Ernest L. Godshalk For For Management
1.3 Elect Director Rick D. Hess For For Management
1.4 Elect Director Adrienne M. Markham For For Management
1.5 Elect Director Brian P. McAloon For For Management
1.6 Elect Director Cosmo S. Trapani For For Management
1.7 Elect Director Franklin Weigold For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HURON CONSULTING GROUP, INC.
Ticker: HURN Security ID: 447462102
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director DuBose Ausley For For Management
1.2 Elect Director John S. Moody For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IDEX CORP.
Ticker: IEX Security ID: 45167R104
Meeting Date: APR 7, 2009 Meeting Type: Annual
Record Date: FEB 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Cook For For Management
1.2 Elect Director Frank S. Hermance For For Management
1.3 Elect Director Michael T. Tokarz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: SEP 9, 2008 Meeting Type: Special
Record Date: JUL 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. Blaine Bowman For For Management
2 Elect Director Karin Eastham For For Management
3 Elect Director Jay T. Flatley For For Management
4 Elect Director William H. Rastetter, For For Management
Ph.D.
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERACTIVE BROKERS GROUP INC.
Ticker: IBKR Security ID: 45841N107
Meeting Date: JUL 8, 2008 Meeting Type: Annual
Record Date: MAY 16, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Peterffy For For Management
1.2 Elect Director Earl H. Nemser For For Management
1.3 Elect Director Paul J. Brody For For Management
1.4 Elect Director Milan Galik For For Management
1.5 Elect Director Lawrence E. Harris For For Management
1.6 Elect Director Hans R. Stoll For For Management
1.7 Elect Director Ivers W. Riley For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORP.
Ticker: IRF Security ID: 460254105
Meeting Date: OCT 10, 2008 Meeting Type: Proxy Contest
Record Date: SEP 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card)
1.1 Elect Director Jack O. Vance For For Management
1.2 Elect Director Thomas Lacey For For Management
1.3 Elect Director Mary B. Cranston For For Management
2 Ratify Auditors For For Management
3 Claw-back of Payments under Against Against Shareholder
Restatements
4 Amend Bylaws to Require 2008 Annual Against Against Shareholder
Meeting be Held no later than December
21. 2008
5 Amend Bylaws to Provide for a Majority Against Against Shareholder
Vote to Adjourn Stockholders Meeting
6 Amend Bylaws to Repeal Amendments to Against Against Shareholder
Bylaws made after February 29. 2008
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card)
1.1 Elect Director Ronald M. Ruzic For None Shareholder
1.2 Elect Director William T. Vinson For None Shareholder
1.3 Elect Director Yoram (Jerry) Wind For None Shareholder
2 Amend Bylaws to Require 2008 Annual For None Shareholder
Meeting be Held no later than December
21. 2008
3 Amend Bylaws to Provide for a Majority For None Shareholder
Vote to Adjourn Stockholders Meeting
4 Amend Bylaws to Repeal Amendments to For None Shareholder
Bylaws made after February 29. 2008
5 Ratify Auditors For None Management
6 Claw-back of Payments under Abstain None Shareholder
Restatements
- --------------------------------------------------------------------------------
IRON MOUNTAIN INC.
Ticker: IRM Security ID: 462846106
Meeting Date: JUN 4, 2009 Meeting Type: Annual
Record Date: APR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarke H. Bailey For For Management
1.2 Elect Director Constantin R. Boden For For Management
1.3 Elect Director Robert T. Brennan For For Management
1.4 Elect Director Kent P. Dauten For For Management
1.5 Elect Director Michael Lamach For For Management
1.6 Elect Director Arthur D. Little For For Management
1.7 Elect Director C. Richard Reese For For Management
1.8 Elect Director Vincent J. Ryan For For Management
1.9 Elect Director Laurie A. Tucker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ITT EDUCATIONAL SERVICES, INC.
Ticker: ESI Security ID: 45068B109
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joanna T. Lau For For Management
1.2 Elect Director Samuel L. Odle For For Management
1.3 Elect Director John A. Yena For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JDS UNIPHASE CORP.
Ticker: JDSU Security ID: 46612J507
Meeting Date: NOV 12, 2008 Meeting Type: Annual
Record Date: SEP 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Liebhaber For For Management
1.2 Elect Director Casimir S. Skrzypczak For For Management
1.3 Elect Director Kevin A. DeNuccio For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOY GLOBAL, INC.
Ticker: JOYG Security ID: 481165108
Meeting Date: FEB 24, 2009 Meeting Type: Annual
Record Date: DEC 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Gerard For For Management
1.2 Elect Director John Nils Hanson For For Management
1.3 Elect Director Ken C. Johnsen For For Management
1.4 Elect Director Gale E. Klappa For For Management
1.5 Elect Director Richard B. Loynd For For Management
1.6 Elect Director P. Eric Siegert For For Management
1.7 Elect Director Michael W. Sutherlin For For Management
1.8 Elect Director James H. Tate For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Haverty For For Management
1.2 Elect Director Thomas A. McDonnell For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
- --------------------------------------------------------------------------------
KIRBY CORP.
Ticker: KEX Security ID: 497266106
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bob G. Gower For For Management
1.2 Elect Director Monte J. Miller For For Management
1.3 Elect Director Joseph H. Pyne For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
KOHL'S CORP.
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Boneparth For For Management
2 Elect Director Steven A. Burd For For Management
3 Elect Director John F. Herma For For Management
4 Elect Director Dale E. Jones For For Management
5 Elect Director William S. Kellogg For For Management
6 Elect Director Kevin Mansell For For Management
7 Elect Director R. Lawrence Montgomery For For Management
8 Elect Director Frank V. Sica For For Management
9 Elect Director Peter M. Sommerhauser For For Management
10 Elect Director Stephanie A. Streeter For For Management
11 Elect Director Stephen E. Watson For For Management
12 Ratify Auditors For For Management
13 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Millard For For Management
1.2 Elect Director Arthur L. Simon For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LAM RESEARCH CORP.
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 6, 2008 Meeting Type: Annual
Record Date: SEP 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Bagley For For Management
1.2 Elect Director David G. Arscott For For Management
1.3 Elect Director Robert M. Berdahl For For Management
1.4 Elect Director Richard J. Elkus, Jr. For For Management
1.5 Elect Director Jack R. Harris For For Management
1.6 Elect Director Grant M. Inman For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Stephen G. Newberry For For Management
1.9 Elect Director Seiichi Watanabe For For Management
1.10 Elect Director Patricia S. Wolpert For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LAZARD LTD
Ticker: LAZ Security ID: G54050102
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Steven J. Heyer as Director For For Management
1.2 Elect Sylvia Jay as Director For For Management
1.3 Elect Vernon E. Jordan Jr. as Director For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
- --------------------------------------------------------------------------------
LINCOLN ELECTRIC HOLDINGS, INC.
Ticker: LECO Security ID: 533900106
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold L. Adams For For Management
1.2 Elect Director Robert J. Knoll For For Management
1.3 Elect Director John M. Stropki, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MASIMO CORP.
Ticker: MASI Security ID: 574795100
Meeting Date: JUN 16, 2009 Meeting Type: Annual
Record Date: APR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward L. Cahill For For Management
1.2 Elect Director Robert Coleman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCAFEE, INC.
Ticker: MFE Security ID: 579064106
Meeting Date: APR 27, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie G. Denend For For Management
1.2 Elect Director David G. DeWalt For For Management
1.3 Elect Director Charles J. Robel For For Management
2 Declassify the Board of Directors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSEMI CORP.
Ticker: MSCC Security ID: 595137100
Meeting Date: FEB 19, 2009 Meeting Type: Annual
Record Date: JAN 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Peterson For For Management
1.2 Elect Director Dennis R. Leibel For For Management
1.3 Elect Director Thomas R. Anderson For For Management
1.4 Elect Director William E. Bendush For For Management
1.5 Elect Director William L. Healey For For Management
1.6 Elect Director Paul F. Folino For For Management
1.7 Elect Director Matthew E. Massengill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Security ID: 62855J104
Meeting Date: NOV 13, 2008 Meeting Type: Annual
Record Date: SEP 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter Gilbert, Ph.D. For For Management
1.2 Elect Director D.H. Langer, M.D. For For Management
2 Increase Authorized Common Stock For Against Management
3 Amend Stock Option Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NATIONAL CINEMEDIA, INC.
Ticker: NCMI Security ID: 635309107
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Haas For For Management
1.2 Elect Director James R. Holland, Jr. For For Management
1.3 Elect Director Stephen L. Lanning For For Management
1.4 Elect Director Edward H. Meyer For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 2, 2008 Meeting Type: Annual
Record Date: JUL 9, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Donald T. Valentine For For Management
1.3 Elect Director Jeffry R. Allen For For Management
1.4 Elect Director Carol A. Bartz For For Management
1.5 Elect Director Alan L. Earhart For For Management
1.6 Elect Director Thomas Georgens For For Management
1.7 Elect Director Edward Kozel For For Management
1.8 Elect Director Mark Leslie For For Management
1.9 Elect Director Nicholas G. Moore For For Management
1.10 Elect Director George T. Shaheen For For Management
1.11 Elect Director Robert T. Wall For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NETFLIX. INC
Ticker: NFLX Security ID: 64110L106
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard N. Barton For For Management
1.2 Elect Director Charles H. Giancarlo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEWFIELD EXPLORATION CO.
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David A. Trice For For Management
2 Elect Director Lee K. Boothby For For Management
3 Elect Director Philip J. Burguieres For For Management
4 Elect Director Pamela J. Gardner For For Management
5 Elect Director Dennis R. Hendrix For For Management
6 Elect Director John Randolph Kemp III For For Management
7 Elect Director J. Michael Lacey For For Management
8 Elect Director Joseph H. Netherland For For Management
9 Elect Director Howard H. Newman For For Management
10 Elect Director Thomas G. Ricks For For Management
11 Elect Director Juanita F. Romans For For Management
12 Elect Director C. E. (Chuck) Shultz For For Management
13 Elect Director J. Terry Strange For For Management
14 Approve Omnibus Stock Plan For For Management
15 Approve Non-Employee Director For For Management
Restricted Stock Plan
16 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Farrell, Ph.D. For For Management
1.2 Elect Director Lesley H. Howe For For Management
1.3 Elect Director Eileen M. More For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Huff For For Management
1.2 Elect Director Jerold J. DesRoche For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis J. Crawford For For Management
1.2 Elect Director Daryl Ostrander For For Management
1.3 Elect Director Robert H. Smith For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ONYX PHARMACEUTICALS, INC.
Ticker: ONXX Security ID: 683399109
Meeting Date: MAY 26, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Goddard, Ph.D. For For Management
1.2 Elect Director Antonio J. Grillo-Lopez, For For Management
M.D.
1.3 Elect Director Wendell Wierenga, Ph.D. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ORIENT EXPRESS HOTELS, INC.
Ticker: OEH Security ID: G67743107
Meeting Date: JUN 5, 2009 Meeting Type: Annual
Record Date: APR 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Director John D. Campbell For For Management
1.2 Director Mitchell C. Hochberg For For Management
1.3 Director James B. Hurlock For For Management
1.4 Director Prudence M. Leith For For Management
1.5 Director J. Robert Lovejoy For For Management
1.6 Director Georg R. Rafael For For Management
1.7 Director James B. Sherwood For For Management
1.8 Director Paul M. White For For Management
2 Approval Of The Company S 2009 Share For For Management
Award And Incentive Plan
3 Appointment Of Deloitte Llp As The For For Management
Company S Independentregistered Public
Accounting Firm, And Authorization Of
Theaudit Committee To Fix The
Accounting Firm's Remuneration
- --------------------------------------------------------------------------------
OSI PHARMACEUTICALS, INC.
Ticker: OSIP Security ID: 671040103
Meeting Date: JUN 17, 2009 Meeting Type: Annual
Record Date: APR 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Ingram For For Management
1.2 Elect Director Colin Goddard, Ph.D. For For Management
1.3 Elect Director Santo J. Costa For For Management
1.4 Elect Director Joseph Klein, III For For Management
1.5 Elect Director Kenneth B. Lee, Jr. For For Management
1.6 Elect Director Viren Mehta For For Management
1.7 Elect Director David W. Niemiec For For Management
1.8 Elect Director Herbert M. Pinedo, M.D., For For Management
Ph.D.
1.9 Elect Director Katharine B. Stevenson For For Management
1.10 Elect Director John P. White For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PANERA BREAD COMPANY
Ticker: PNRA Security ID: 69840W108
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Domenic Colasacco For For Management
1.2 Elect Director W. Austin Ligon For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PENN VIRGINIA CORP.
Ticker: PVA Security ID: 707882106
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward B. Cloues For For Management
1.2 Elect Director A. James Dearlove For For Management
1.3 Elect Director Robert Garrett For For Management
1.4 Elect Director Keith D. Horton For For Management
1.5 Elect Director Marsha R. Perelman For For Management
1.6 Elect Director William H. Shea, Jr. For For Management
1.7 Elect Director Philippe van Marcke de For For Management
Lummen
1.8 Elect Director Gary K. Wright For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George P. Carter For For Management
1.2 Elect Director Jerry Franklin For For Management
1.3 Elect Director Eunice S. Groark For For Management
1.4 Elect Director James A. Thomas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PMC-SIERRA, INC.
Ticker: PMCS Security ID: 69344F106
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Bailey For For Management
1.2 Elect Director Richard E. Belluzzo For For Management
1.3 Elect Director James V. Diller, Sr. For For Management
1.4 Elect Director Michael R. Farese For For Management
1.5 Elect Director Jonathan J. Judge For For Management
1.6 Elect Director William H. Kurtz For For Management
1.7 Elect Director Gregory S. Lang For For Management
1.8 Elect Director Frank J. Marshall For For Management
2 Ratify Auditors For For Management
3 Performance-Based Equity Awards Against Against Shareholder
- --------------------------------------------------------------------------------
POLO RALPH LAUREN CORP.
Ticker: RL Security ID: 731572103
Meeting Date: AUG 7, 2008 Meeting Type: Annual
Record Date: JUN 23, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Frank A. Bennack, Jr. For For Management
1.2 Elect Joel L. Fleishman For For Management
1.3 Elect Terry S. Semel For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PSYCHIATRIC SOLUTIONS, INC.
Ticker: PSYS Security ID: 74439H108
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Grant, Jr. For For Management
1.2 Elect Director David M. Dill For For Management
2 Amend Non-Employee Director Omnibus For For Management
Stock Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QIAGEN N.V.
Ticker: QGEN Security ID: N72482107
Meeting Date: JUN 24, 2009 Meeting Type: Annual
Record Date: MAY 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Report of Supervisory Board None None Management
(Non-Voting)
4 Approve Financial Statements and For For Management
Statutory Reports
5 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8a Reelect Detlev Riesner to Supervisory For For Management
Board
8b Reelect Werner Brandt to Supervisory For For Management
Board
8c Reelect Metin Colpan to Supervisory For For Management
Board
8d Reelect Erik Hornnaess to Supervisory For For Management
Board
8e Reelect Manfred Karobath to Supervisory For For Management
Board
8f Reelect Heino von Prondzynski to For For Management
Supervisory Board
9a Reelect Peer Schatz to Executive Board For For Management
9b Reelect Roland Sackers to Executive For For Management
Board
9c Reelect Joachim Schorr to Executive For For Management
Board
9d Reelect Bernd Uder to Executive Board For For Management
10 Ratify Ernst & Young as Auditors For For Management
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Allow Questions None None Management
13 Close Meeting None None Management
- --------------------------------------------------------------------------------
QUEST SOFTWARE, INC.
Ticker: QSFT Security ID: 74834T103
Meeting Date: JUN 4, 2009 Meeting Type: Annual
Record Date: APR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent C. Smith For For Management
1.2 Elect Director Raymond J. Lane For For Management
1.3 Elect Director Douglas F. Garn For For Management
1.4 Elect Director Augustine L. Nieto II For For Management
1.5 Elect Director Kevin M. Klausmeyer For For Management
1.6 Elect Director Paul A. Sallaberry For For Management
1.7 Elect Director H. John Dirks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RED HAT, INC.
Ticker: RHT Security ID: 756577102
Meeting Date: AUG 14, 2008 Meeting Type: Annual
Record Date: JUN 18, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Narendra K. Gupta For For Management
1.2 Elect Director William S. Kaiser For For Management
1.3 Elect Director James M. Whitehurst For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Balmuth For For Management
1.2 Elect Director K. Gunnar Bjorklund For For Management
1.3 Elect Director Sharon D. Garrett For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUL 10, 2008 Meeting Type: Annual
Record Date: MAY 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Benioff For For Management
1.2 Elect Director Craig Conway For For Management
1.3 Elect Director Alan Hassenfeld For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SBA COMMUNICATIONS CORP.
Ticker: SBAC Security ID: 78388J106
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian C. Carr For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
SHANDA INTERACTIVE ENTERTAINMENT LIMITED
Ticker: SNDA Security ID: 81941Q203
Meeting Date: DEC 8, 2008 Meeting Type: Annual
Record Date: OCT 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECT THE DIRECTOR FOR THE ENSUING For Against Management
YEAR: TIANQIAO CHEN
2 ELECT THE DIRECTOR FOR THE ENSUING For Against Management
YEAR: DANIAN CHEN
3 ELECT THE DIRECTOR FOR THE ENSUING For Against Management
YEAR: QIANQIAN LUO
4 ELECT THE DIRECTOR FOR THE ENSUING For For Management
YEAR: JINGSHENG HUANG
5 ELECT THE DIRECTOR FOR THE ENSUING For For Management
YEAR: CHENGYU XIONG
6 ELECT THE DIRECTOR FOR THE ENSUING For For Management
YEAR: BRUNO WU
7 ELECT THE DIRECTOR FOR THE ENSUING For Against Management
YEAR: QUNZHAO TAN
8 ELECT THE DIRECTOR FOR THE ENSUING For Against Management
YEAR: GRACE WU
- --------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
Ticker: SWKS Security ID: 83088M102
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Balakrishnan S. Iyer For For Management
1.2 Elect Director Thomas C. Leonard For For Management
1.3 Elect Director Robert A. Schriesheim For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOUTHWESTERN ENERGY CO.
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis E. Epley, Jr. For For Management
1.2 Elect Director Robert L. Howard For For Management
1.3 Elect Director Harold M. Korell For For Management
1.4 Elect Director Vello A. Kuuskraa For For Management
1.5 Elect Director Kenneth R. Mourton For For Management
1.6 Elect Director Charles E. Scharlau For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STERICYCLE, INC.
Ticker: SRCL Security ID: 858912108
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: APR 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Miller For For Management
1.2 Elect Director Jack W. Schuler For For Management
1.3 Elect Director Thomas D. Brown For For Management
1.4 Elect Director Rod F. Dammeyer For For Management
1.5 Elect Director William K. Hall For For Management
1.6 Elect Director Jonathan T. Lord, M.D. For For Management
1.7 Elect Director John Patience For For Management
1.8 Elect Director Ronald G. Spaeth For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STIFEL FINANCIAL CORP.
Ticker: SF Security ID: 860630102
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: APR 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Dill For For Management
1.2 Elect Director Richard F. Ford For For Management
1.3 Elect Director Richard J. Himelfarb For For Management
1.4 Elect Director James M. Zemlyak For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STRAYER EDUCATION, INC.
Ticker: STRA Security ID: 863236105
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Silberman For For Management
1.2 Elect Director Dr. Charlotte F. Beason For For Management
1.3 Elect Director William E. Brock For For Management
1.4 Elect Director David A. Coulter For For Management
1.5 Elect Director Robert R. Grusky For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director Todd A. Milano For For Management
1.8 Elect Director G. Thomas Waite, III For For Management
1.9 Elect Director J. David Wargo For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
Ticker: SPN Security ID: 868157108
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold J. Bouillion For For Management
1.2 Elect Director Enoch L. Dawkins For For Management
1.3 Elect Director James M. Funk For For Management
1.4 Elect Director Terence E. Hall For For Management
1.5 Elect Director E.E. 'Wyn' Howard, III For For Management
1.6 Elect Director Justin L. Sullivan For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SYNOPSYS, INC.
Ticker: SNPS Security ID: 871607107
Meeting Date: FEB 27, 2009 Meeting Type: Annual
Record Date: DEC 31, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aart J. De Geus For For Management
1.2 Elect Director Alfred Castino For For Management
1.3 Elect Director Chi-Foon Chan For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director Deborah A. Coleman For For Management
1.6 Elect Director John Schwarz For For Management
1.7 Elect Director Sasson Somekh For For Management
1.8 Elect Director Roy Vallee For For Management
1.9 Elect Director Steven C. Walske For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TESCO CORP.
Ticker: TESO Security ID: 88157K101
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred J. Dyment For For Management
1.2 Elect Director Gary L. Kott For For Management
1.3 Elect Director R. Vance Milligan For For Management
1.4 Elect Director Julio M. Quintana For For Management
1.5 Elect Director Norman W. Robertson For For Management
1.6 Elect Director Michael W. Sutherlin For For Management
1.7 Elect Director Clifton T. Weatherford For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
- --------------------------------------------------------------------------------
TW TELECOM, INC.
Ticker: TWTC Security ID: 87311L104
Meeting Date: JUN 4, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory J. Attorri For For Management
1.2 Elect Director Spencer B. Hays For For Management
1.3 Elect Director Larissa L. Herda For For Management
1.4 Elect Director Kevin W. Mooney For For Management
1.5 Elect Director Kirby G. Pickle For For Management
1.6 Elect Director Roscoe C. Young, II For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adopt Shareholder Rights Plan (Poison For For Management
Pill)
5 Advisory Vote to Ratify Director's and Against For Shareholder
Officer's Compensation
- --------------------------------------------------------------------------------
UNITED THERAPEUTICS CORP.
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 26, 2009 Meeting Type: Annual
Record Date: APR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ray Kurzweil For Withhold Management
1.2 Elect Director Martine Rothblatt, Ph.D. For Withhold Management
1.3 Elect Director Louis Sullivan, M.D. For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC.
Ticker: VMI Security ID: 920253101
Meeting Date: APR 27, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Barton For For Management
1.2 Elect Director Daniel P. Neary For For Management
1.3 Elect Director Kenneth E. Stinson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERIGY LIMITED
Ticker: VRGY Security ID: Y93691106
Meeting Date: APR 14, 2009 Meeting Type: Annual
Record Date: APR 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Edward Grady as Director For For Management
2 Reelect Ernest Godshalk as Director For For Management
3 Reelect Bobby Cheng as Director For For Management
4 Reelect Keith Barnes as Director For For Management
5 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Cash Compensation to For For Management
Non-Employee Directors; Pro Rated Cash
Compensation to New Non-Employee
Directors; and Additional Cash
Compensation to the Lead Independent
Director and Chairperson of the Audit
Committee for Services Rendered
7 Approve Issuance of Shares without For For Management
Preemptive Rights
8 Authorize Share Repurchase Program For For Management
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VISTAPRINT LIMITED
Ticker: VPRT Security ID: G93762204
Meeting Date: NOV 7, 2008 Meeting Type: Annual
Record Date: SEP 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ROBERT KEANE For For Management
1.2 ELECT DIRECTOR DANIEL CIPORIN For Withhold Management
2 TO APPROVE THE COMPANY S SECOND AMENDED For For Management
AND RESTATED BYE-LAWS.
3 TO RATIFY AND APPROVE THE APPOINTMENT For For Management
OF ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2009.
- --------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC.
Ticker: WSM Security ID: 969904101
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Howard Lester For For Management
1.2 Elect Director Adrian D.P. Bellamy For Withhold Management
1.3 Elect Director Patrick J. Connolly For For Management
1.4 Elect Director Adrian T. Dillon For For Management
1.5 Elect Director Anthony A. Greener For Withhold Management
1.6 Elect Director Ted W. Hall For Withhold Management
1.7 Elect Director Michael R. Lynch For For Management
1.8 Elect Director Richard T. Robertson For Withhold Management
1.9 Elect Director David B. Zenoff For For Management
2 Ratify Auditors For For Management
3 Require Independent Board Chairman Against Against Shareholder
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: AllianceBernstein Small/Mid Cap
Growth Fund, Inc.
By: Robert M. Keith*
-----------------------
Chief Executive Officer
Date: August 31, 2009
*By: /s/ Emilie D. Wrapp
--------------------
Emilie D. Wrapp
Secretary