SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-08201
AllianceBernstein Greater China '97 Fund, Inc.
(Exact name of registrant as specified in charter)
AllianceBernstein L.P.
1345 Avenue of the Americas, New York, New York l0105
(Address of Principal Executive Office) (Zip Code)
Registrant's Telephone Number, including Area Code:
(800) 221-5672
EMILIE D. WRAPP
AllianceBernstein L.P.
1345 Avenue of the Americas
New York, New York l0105
(Name and address of agent for service)
Copies of communications to:
Kathleen K. Clarke
Seward & Kissel LLP
1200 G Street, N.W.
Washington, D.C. 20005
Date of fiscal year end: July 31
Date of reporting period: July 1, 2008 - June 30, 2009
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-08201
Reporting Period: 07/01/2008 - 06/30/2009
AllianceBernstein Greater China '97 Fund, Inc.
================ ALLIANCEBERNSTEIN GREATER CHINA '97 FUND, INC. ================
ACER INC.
Ticker: 2353 Security ID: Y0004E108
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Operations For For Management
Reports and Financial Statements
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2008 For For Management
Dividends
4 Approve Stock Option Grants to For For Management
Employees
5 Approve Amendment on the Procedures for For For Management
Loans to Other Parties
6 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee
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ANGANG STEEL COMPANY LIMITED
Ticker: Security ID: Y0132D105
Meeting Date: JUN 12, 2009 Meeting Type: Annual
Record Date: MAY 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements For For Management
4 Approve Profit Distribution Proposal For For Management
5 Approve Remuneration of Directors For For Management
6 Approve Remuneration of Supervisors For For Management
7 Appoint Zhong Rui Yue Hua Certified For For Management
Public Accountants and RSM Nelson
Wheeler Certified Public Accountants as
the Domestic and International
Auditors, Respectively, and Authorize
the Board to Fix Their Remuneration
8a Elect Zhang Xiaogang as Executive For For Management
Director
8b Elect Tang Fuping as Executive Director For For Management
8c Elect Yang Hua as Executive Director For For Management
8d Elect Yu Wanyuan as Executive Director For For Management
8e Elect Chen Ming as Executive Director For For Management
8f Elect Fu Jihui as Executive Director For For Management
8g Elect Li Shijun as Independent For For Management
Non-Executive Director
8h Elect Ma Guoqiang as Independent For For Management
Non-Executive Director
8i Elect Liu Wei as Independent For For Management
Non-Executive Director
8j Elect Ma Chiu-Cheung, Andrew as For For Management
Independent Non-Executive Director
9a Elect Wen Baoman as Shareholders' For For Management
Representative Supervisor
9b Elect Shan Mingyi as Shareholders' For For Management
Representative Supervisor
10 Amend Articles of Association For For Management
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ANHUI CONCH CEMENT COMPANY LTD
Ticker: 914 Security ID: Y01373102
Meeting Date: JUN 5, 2009 Meeting Type: Annual
Record Date: MAY 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Proposal For For Management
for the Year 2008
5 Reappoint PRC and International For For Management
Auditors of the Company and Authorize
the Board to Fix Their Remuneration
6 Approve the Guarantees Provided by the For Abstain Management
Company for the Bank Borrowings of
Certain Subsidiaries of the Companies
7 Amend Articles Re: Profit Distribution For For Management
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Approve Issuance of Corporate Bonds For For Management
(Bonds) With Face Value in the
Aggregate Principal Amount Not
Exceeding RMB 9.5 Billion in the PRC
(Bonds Issue)
9a Approve Issuing Amount of the Bonds For For Management
9b Approve Maturity of the Bonds For For Management
9c Approve Interest Rate of the Bonds and For For Management
its Determination
9d Approve Issue Price of the Bonds For For Management
9e Approve Use of Proceeds of the Bonds For For Management
9f Approve Arrangement of Placing to the For For Management
Existing Holders of the Company's A
Shares Under the Terms of the Bonds
Issue
9g Approve Validity Period of the Bonds For For Management
9h Approve Authorization of the Bonds For For Management
Issue
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AU OPTRONICS CORP
Ticker: Security ID: Y0451X104
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Operations Report For For Management
and Financial Statements and Statutory
Reports
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2008 For For Management
Dividends and Employee Profit Sharing
4 Amend Articles of Association For For Management
5 Approve Amendment on the Procedures for For For Management
Asset Acquisition and Disposal, for
Derivatives Transactions and for Loans
to Other Parties and for Endorsement
and uarantee
6 Approve Amendment on the Election For For Management
Procedures for Directors and
Supervisors
7 Transact Other Business (Non-Voting) None None Management
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BANK OF CHINA LIMITED, BEIJING
Ticker: Security ID: Y0698A107
Meeting Date: JUN 18, 2009 Meeting Type: Annual
Record Date: MAY 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Working Report of the Board of For For Management
Directors
2 Accept Working Report of the For For Management
Supervisors
3 Approve Profit Distribution Plan For For Management
4 Accept Annual Financial Statements For For Management
5 Approve Annual Budget for Year 2009 For For Management
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian Certified Public Accountants Ltd.
Co. and PricewaterhouseCoopers Hong
Kong as External Auditors
7a Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Xiao Gang, the Chairman
of the Board of Directors
7b Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Li Lihui, the Vice
Chairman of the Board of Directors and
the President of the Bank
7c Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Li Zaohang, the
Executive Director and the Executive
Vice President of the Bank
7d Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Zhou Zaiqun, the
Executive Director and the Executive
Vice President of the Bank
7e Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Liu Ziqiang, the
Chairman of the Board of Supervisors
7f Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Wang Xueqiang, the
Supervisor of the Bank
7g Approve 2008 Performance Appraisal and For For Management
Bonus Plan for Liu Wanming, the
Supervisor of the Bank
8a Reelect Seah Lim Huat Peter as a For For Management
Non-Executive Director
8b Reelect Alberto Togni as an Independent For For Management
Non-Executive Director
9 Approve Proposal for Supplemental For For Management
Delegation of Authorities by the
Shareholders' Meeting to the Board of
Directors of the Bank
10 Amend Articles Re: Profit Distribution For For Management
Policy
11 Approve Issuance of RMB-Denominated For For Management
Bonds in Hong Kong for a Total Amount
Not Exceeding RMB 10 Billion by the End
of 2010
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BEIJING ENTERPRISES HOLDINGS
Ticker: 392 Security ID: Y07702122
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: MAY 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3a Reelect Yi Xiqun as Director For For Management
3b Reelect Zhang Honghai as Director For For Management
3c Reelect Li Fucheng as Director For For Management
3d Reelect Liu Kai as Director For For Management
3e Reelect Guo Pujin as Director For For Management
3f Reelect Fu Tingmei as Director For For Management
3g Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Ernst and Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
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CHEUNG KONG (HOLDINGS) LIMITED
Ticker: CHEUF Security ID: Y13213106
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAY 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Kam Hing Lam as Director For For Management
3b Elect Woo Chia Ching, Grace as Director For For Management
3c Elect Fok Kin-ning, Canning as Director For For Management
3d Elect Frank John Sixt as Director For For Management
3e Elect George Colin Magnus as Director For For Management
3f Elect Kwok Tun-li, Stanley as Director For For Management
3g Elect Hung Siu-lin, Katherine as For For Management
Director
4 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA BLUECHEMICAL LTD
Ticker: Security ID: Y14251105
Meeting Date: JUN 12, 2009 Meeting Type: Annual
Record Date: MAY 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Accept Report of the Supervisory For For Management
Committee
4 Approve Proposed Distribution of Profit For For Management
and Final Dividend
5 Reappoint Ernst & Young Hua Ming and For For Management
Ernst & Young as the Domestic and
International Auditors, Respectively
and Authorize Board to Fix Their
Remuneration
6 Approve Budget Proposal for the Year For For Management
2009
7 Reelect Yang Yexin as Executive For For Management
Director and Authorize Board to Fix His
Remuneration
8 Reelect Fang Yong as Executive Director For For Management
and Authorize Board to Fix His
Remuneration
9 Reelect Chen Kai as Executive Director For For Management
and Authorize Board to Fix His
Remuneration
10 Reelect Wu Mengfei as Non-Executive For For Management
Director and Authorize Board to Fix His
Remuneration
11 Reelect Tsui Yiu Wah, Alec as For For Management
Independent Non-Executive Director and
Authorize Board to Fix His Remuneration
12 Reelect Zhang Xinzhi as Independent For For Management
Non-Executive Director and Authorize
Board to Fix His Remuneration
13 Elect Li Yongwu as Independent For For Management
Non-Executive Director and Authorize
Board to Fix His Remuneration
14 Reelect Yin Jihong as Supervisor and For For Management
Authorize Board to Fix His Remuneration
15 Reelect Huang Jinggui as Supervisor and For For Management
Authorize Board to Fix His Remuneration
16 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
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CHINA COAL ENERGY CO LTD
Ticker: Security ID: Y1434L100
Meeting Date: DEC 19, 2008 Meeting Type: Special
Record Date: NOV 18, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Land Use Rights Leasing For For Management
Framework Agreement and Related Annual
Caps
2 Approve Trademark License Framework For For Management
Agreement and Related Annual Caps
3 Approve Property Leasing Framework For For Management
Agreement and Related Annual Caps
4 Approve Coal Export and Sales Agency For For Management
Framework Agreement and Related Annual
Caps
5 Approve Coal Supplies Framework For For Management
Agreement and Related Annual Caps
6 Approve Integrated Materials and For For Management
Services Mutual Provision Framework
Agreement and Related Annual Caps
7 Approve Revised Cap of the Amounts Paid For For Management
for the Provision of Construction
Services from China Goal Group
8 Approve Mine Construction, Mining For For Management
Design and General Contracting Service
Framework Agreement and Related Annual
Caps
9 Approve Coal, Pertinent Products and For For Management
Services Provision Framework Agreement
and Related Annual Caps
10 Elect Wang An as Executive Director For For Management
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CHINA COAL ENERGY COMPANY LIMITED
Ticker: Security ID: Y1434L100
Meeting Date: JUN 26, 2009 Meeting Type: Annual
Record Date: MAY 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan For For Management
5 Approve Capital Expenditure Budget for For For Management
2009
6 Approve Remuneration of Directors and For For Management
Supervisors
7 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company as the
Company's Domestic Auditors and
PricewaterhouseCoopers, Certified
Public Accountants, as the Company's
International Auditors and Authorize
the Board to Fix Their Remuneration
8 Amend Articles of Association For For Management
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CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD.
Ticker: 1800 Security ID: Y14369105
Meeting Date: AUG 29, 2008 Meeting Type: Special
Record Date: JUL 29, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Domestic Corporate For For Management
Bonds With a Principal Amount Not More
Than RMB 15.0 Billion
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CHINA COMMUNICATIONS SERVICES CORP.LTD
Ticker: 552 Security ID: Y1436A102
Meeting Date: JUN 9, 2009 Meeting Type: Annual
Record Date: MAY 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements, Report of the Directors,
Report of the Supervisory Committee,
and Report of the International
Auditors; and Authorize Board to Fix
the Company's 2009 Budget
2 Approve Profit Distribution Proposal For For Management
and Declare Final Dividend for the Year
Ended Dec. 31, 2008
3 Reappoint KPMG and KPMG Huazhen as For For Management
International and Domestic Auditors,
Respectively, and Authorize the Board
to Fix Their Remuneration
4 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5 Approve Increase in Registered Capital For For Management
to Reflect the Issuance of Shares
Without Preemptive Rights and Reflect
Such Increase in the Articles of
Association of the Company
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: MAR 26, 2009 Meeting Type: Special
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Subordinated Bonds For For Management
in the Aggregate Principal Amount Not
Exceeding RMB 80 Billion
2 Approve Resolution on Supplying For For Management
Corporate Communications to the Holders
of H Shares By Means of the Bank's Own
Website
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: JUN 11, 2009 Meeting Type: Annual
Record Date: MAY 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2008 Report of the Board of For For Management
Directors
2 Accept 2008 Report of the Board of For For Management
Supervisors
3 Accept 2008 Final Financial Accounts For For Management
4 Approve 2009 Fixed Assets Investment For For Management
Budget
5 Approve Profit Distribution Plan for For For Management
the Second Half of 2008
6 Approve 2008 Final Emoluments For For Management
Distribution Plan for Directors and
Supervisors
7 Appoint Auditors For For Management
8 Elect Chen Zuofu as Executive Director For For Management
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CHINA COSCO HOLDINGS CO., LTD
Ticker: Security ID: Y1455B106
Meeting Date: JUN 9, 2009 Meeting Type: Annual
Record Date: MAY 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Audited Financial Statements For For Management
4 Approve Final Dividends For For Management
5 Reappoint PricewaterhouseCoopers and For For Management
Zhongruiyuehua Certified Public
Accountants Co., Ltd. as International
and PRC Auditors, Respectively, and
Authorize the Board to Fix Their
Remuneration
6 Elect Supervisor Representing the For For Management
Shareholders and Independent Supervisor
and Authorize Board to Determine the
Remuneration and Enter into Service
Contract with the Newly Elected
Supervisors
6a Elect Luo Jiulian as Supervisor For For Management
Representing the Shareholders
6b Elect Meng Yan as Independent For For Management
Supervisor
7 Amend Articles Re: Electronic For For Management
Distribution of Corporate
Communications and Cash Dividend Policy
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CHINA DONGXIANG (GROUP) CO LTD
Ticker: 3818 Security ID: G2112Y109
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAY 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Approve Final Dividend For For Management
2b Approve Final Special Dividend For For Management
3a Reelect Mak Kin Kwong as Director and For For Management
Authorize Board to Fix His Remuneration
3b Reelect Xiang Bing as Director and For For Management
Authorize Board to Fix His Remuneration
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Payout of Interim Dividends For For Management
from the Share Premium Account
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CHINA LIFE INSURANCE CO. LIMITED
Ticker: 2628 Security ID: Y1477R204
Meeting Date: OCT 27, 2008 Meeting Type: Special
Record Date: SEP 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Miao Jianmin as Non-Executive For For Management
Director
1b Elect Lin Dairen as Executive Director For For Management
1c Elect Liu Yingqi as Executive Director For For Management
2 Amend Articles of Association For For Management
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CHINA LIFE INSURANCE CO. LIMITED
Ticker: 2628 Security ID: Y1477R204
Meeting Date: MAY 25, 2009 Meeting Type: Annual
Record Date: APR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution and Cash For For Management
Dividend Distribution Plan for the Year
Ended Dec. 31, 2008
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian Certified Public Accountants Co.
Ltd. and PricewaterhouseCoopers as PRC
and International Auditors,
Respectfully, and Authorize Board to
Fix Their Remuneration
7a Elect Yang Chao as Executive Director For For Management
7b Elect Wan Feng as Executive Director For For Management
7c Elect Lin Dairen as Executive Director For For Management
7d Elect Liu Yingqi as Executive Director For For Management
7e Elect Miao Jianmin as Non-Executive For For Management
Director
7f Elect Shi Guoqing as Non-Executive For For Management
Director
7g Elect Zhuang Zuojin as Non-Executive For For Management
Director
7h Elect Sun Shuyi as Independent For For Management
Non-Executive Director
7i Elect Ma Yongwei as Independent For For Management
Non-Executive Director
7j Elect Sun Changji as Independent For For Management
Non-Executive Director
7k Elect Bruce Douglas Moore as For For Management
Independent Non-Executive Director
8a Elect Xia Zhihua as Non-Employee For For Management
Representative Supervisor
8b Elect Shi Xiangming as Non-Employee For For Management
Representative Supervisor
8c Elect Tian Hui as Non-Employee For For Management
Representative Supervisor
9 Approve Renewal of Liability Insurance For Abstain Management
for Directors and Senior Management
Officers
10 Review Duty Report of Independent None None Management
Directors for the Year 2008
11 Review Status of Connected Transactions None None Management
and Execution of Connected Transaction
Management System of the Company for
the Year 2008
12 Amend Articles of Association For For Management
13 Amend Procedural Rules for For For Management
Shareholders' General Meetings
14 Amend Procedural Rules for Board of For For Management
Directors Meetings
15 Amend Procedural Rules for the For For Management
Supervisory Committee Meetings
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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CHINA MERCHANTS BANK CO LTD
Ticker: 3968 Security ID: Y14896115
Meeting Date: FEB 27, 2009 Meeting Type: Special
Record Date: JAN 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposal Allowing the Company For For Management
to Send or Supply Corporate
Communication to the Holders of H
Shares Through the Company's Website
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CHINA MERCHANTS BANK CO LTD
Ticker: 3968 Security ID: Y14896115
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: MAY 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Work Report of the Board of For For Management
Directors
2 Accept Work Report of the Board of For For Management
Supervisors
3 Approve Work Plan Report of the Board For For Management
of Supervisors for the Year 2009
4 Accept Audited Financial Report For For Management
5 Accept Final Financial Report For For Management
6 Approve Duty Performance and For For Management
Cross-Evaluation Reports of Independent
Non-Executive Directors
7 Approve Assessment Report on the Duty For For Management
Performance of Directors
8 Approve Duty Performance and For For Management
Cross-Evaluation Reports of External
Supervisors
9 Approve Related Party Transaction For For Management
Report
10 Approve Profit Appropriation Plan For For Management
11 Approve Issuance of Financial Bonds For For Management
12 Approve Issuance of Capital Bonds For For Management
13 Amend Articles of Association For For Management
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CHINA MOBILE (HONG KONG) LIMITED
Ticker: CHLKF Security ID: Y14965100
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAY 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Wang Jianzhou as Director For For Management
3b Reelect Zhang Chunjiang as Director For For Management
3c Reelect Sha Yuejia as Director For For Management
3d Reelect Liu Aili as Director For For Management
3e Reelect Xu Long as Director For For Management
3f Reelect Moses Cheng Mo Chi as Director For For Management
3g Reelect Nicholas Jonathan Read as For For Management
Director
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA OILFIELD SERVICES LTD
Ticker: 2883 Security ID: Y15002101
Meeting Date: AUG 26, 2008 Meeting Type: Special
Record Date: AUG 5, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Tender Offer by COSL Norwegian For For Management
AS to Acquire All Issued and
Outstanding Shares in Awilco Offshore
ASA
1b Authorize Board to Do All Such Acts and For For Management
Things and Execute All Such Documents
Necessary to Give Effect to the Tender
Offer
1c Approve Validity Period of Twelve For For Management
Months from the Date of Passing for the
Resolutions Passed at this Meeting
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CHINA OILFIELD SERVICES LTD
Ticker: 2883 Security ID: Y15002101
Meeting Date: DEC 29, 2008 Meeting Type: Special
Record Date: DEC 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Domestic Corporate For For Management
Bonds
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CHINA OILFIELD SERVICES LTD
Ticker: 2883 Security ID: Y15002101
Meeting Date: FEB 13, 2009 Meeting Type: Special
Record Date: JAN 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement Between the Company For For Management
and Offshore Oil Engineering Co., LTD.
(CNOOC Engineering) in Respect of the
Building of the Jack-Up Rigs to be
Named COSL 922, COSL 923 and COSL 924
by CNOOC Engineering for the Company
2 Approve Grant of Share Appreciation For Against Management
Rights to the Grantees Under the Stock
Appreciation Rights Scheme
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CHINA OILFIELD SERVICES LTD
Ticker: 2883 Security ID: Y15002101
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: MAY 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approved Proposed Profit Distribution For For Management
and Annual Dividend
3 Accept Report of the Board of Directors For For Management
4 Accept Report of the Supervisory For For Management
Committee
5 Reappoint Ernst and Young Hua Ming and For For Management
Ernst and Young as Domestic and
International Auditors and Authorize
Board to Fix Their Remuneration
6a Elect Fu Chengyu as a Non-Executive For For Management
Director
6b Elect Liu Jian as Executive Director For For Management
6c Elect Li Yong as Executive Director For For Management
6d Elect Tsui Yiu Wa as Independent For For Management
Non-Executive Director
7a Elect Zhu Liebing as Supervisor None For Shareholder
7b Elect Wang Zhile as Independent None For Shareholder
Supervisor
8a Approve Electronic Distribution of For For Management
Corporate Communications With the
Condition That Each H Shareholder Has
Been Asked Individually to Agree That
the Company May Send or Supply
Corporate Communications to Him Through
Its Website
8b Approve Electronic Distribution of For For Management
Corporate Communications With the
Condition That the Company Has Not
Received Any Objection From Such H
Shareholder Within a 28-Day Period
Beginning With the Date on Which the
Company's Request Was Sent
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Amend Articles of Association For For Management
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CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: Security ID: Y15004107
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAY 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Chen Bin as Director For For Management
2b Reelect Zhu Yijian as Director For For Management
2c Reelect Luo Liang as Director For Against Management
2d Reelect Li Kwok Po, David as Director For For Management
2e Reelect Fan Hsu Lai Tai, Rita as For For Management
Director
3 Authorize the Board to Fix Remuneration For For Management
of Directors
4 Approve Final Dividend of HK$0.07 Per For For Management
Share
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize the Board to Fix
Their Remuneration
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: Security ID: Y15004107
Meeting Date: MAY 27, 2009 Meeting Type: Special
Record Date: MAY 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CSCECL Group Engagement For For Management
Agreement and Related Cap
2 Approve CSC Group Engagement Agreement For For Management
and Related Cap
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: SNPMF Security ID: Y15010104
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: APR 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Consolidated Financial For For Management
Statements
4 Approve Plan for Allocating Any Surplus For For Management
Common Reserve Funds of RMB 20 Billion
From the After-Tax Profit
5 Approve Profit Distribution Plan for For For Management
the Year Ended Dec. 31, 2008
6 Reappoint KPMG Huazhen and KPMG as For For Management
Domestic and Overseas Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
7 Authorize Board to Determine the For For Management
Interim Profit Distribution Plan for
2009
8a Elect Su Shulin as Director For For Management
8b Elect Wang Tianpu as Director For For Management
8c Elect Zhang Yaocang as Director For For Management
8d Elect Zhang Jianhua as Director For For Management
8e Elect Wang Zhigang as Director For For Management
8f Elect Cai Xiyou as Director For For Management
8g Elect Cao Yaofeng as Director For For Management
8h Elect Li Chunguang as Director For For Management
8i Elect Dai Houliang as Director For For Management
8j Elect Liu Yun as Director For For Management
8k Elect Liu Zhongli as Independent For For Management
Non-Executive Director
8l Elect Ye Qing as Independent For For Management
Non-Executive Director
8m Elect Li Deshui as Independent For For Management
Non-Executive Director
8n Elect Xie Zhongyu as Independent For For Management
Non-Executive Director
8o Elect Chen Xiaojin as Independent For For Management
Non-Executive Director
9 Elect Wang Zuoran as Supervisor For For Management
9a Elect Zhang Youcai as Supervisor For For Management
9b Elect Geng Limin as Supervisor For For Management
9c Elect Zou Huiping as Supervisor For For Management
9d Elect Li Yonggui as Supervisor For For Management
10 Approve Service Contract Among the For For Management
Company, Directors and Supervisors
11 Authorize Secretary of the Board to For For Management
Deal with All Matters Relating to the
Election of the Directors and
Supervisors
12 Amend Articles of Association For For Management
13 Authorize Secretary of the Board to For For Management
Deal with All Matters Relating to the
Proposed Amendments to the Articles of
Association
14 Authorize Board to Determine the For For Management
Proposed Plan for Issuance of Debt
Financing Instruments
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
- --------------------------------------------------------------------------------
CHINA RAILWAY CONSTRUCTION CORPORATION LTD
Ticker: 1186 Security ID: Y1508P110
Meeting Date: JAN 13, 2009 Meeting Type: Special
Record Date: DEC 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium-Term Notes For For Management
in an Aggregate Principal Amount of No
More Than RMB 15 Billion in the PRC
- --------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO LTD
Ticker: 1088 Security ID: Y1504C113
Meeting Date: JUN 5, 2009 Meeting Type: Annual
Record Date: MAY 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan For For Management
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Reappoint KPMG Huazhen and KPMG as PRC For For Management
and International Auditors,
Respectively, and Authorize the Board
to Fix Their Remuneration
7 Elect Gong Huazhang as Independent For For Management
Non-Executive Director
8 Approve Connected Transaction with a For For Management
Related Party
9 Amend Articles of Association For For Management
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
- --------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO LTD
Ticker: 1088 Security ID: Y1504C113
Meeting Date: JUN 5, 2009 Meeting Type: Special
Record Date: MAY 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of the Issued A Share Capital
and H Share Capital
- --------------------------------------------------------------------------------
CHINA SHIPPING CONTAINER LINES CO. LTD.
Ticker: Security ID: Y1513C104
Meeting Date: JUN 25, 2009 Meeting Type: Annual
Record Date: MAY 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Auditors' Reports
2 Approve Profit Distribution Plan For For Management
3 Accept Report of the Board of Directors For For Management
4 Accept Report of the Supervisory For For Management
Committee
5 Accept Annual Reports For For Management
6 Appoint PricewaterhouseCoopers, Hong For For Management
Kong, Certified Public Accountants as
International Auditors and Authorize
the Board to Fix Their Remuneration
7 Appoint Vocation International For For Management
Certified Public Accountants Co., Ltd.
as PRC Auditors and Authorize the Board
to Fix Their Remuneration
8 Approve Remuneration of Directors and For For Management
Supervisors
9 Approve Regulations Governing For For Management
Independent Non-Executive Directors
- --------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO. (FRMRL. SHANGHAI HAI XING)
Ticker: Security ID: Y1503Y108
Meeting Date: NOV 28, 2008 Meeting Type: Special
Record Date: OCT 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Four Construction Agreements For For Management
2 Amend Articles of Association For For Management
3 Authorize Senior Management to Make For For Management
Relevant Amendments to the Business
License of the Company
- --------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO. (FRMRL. SHANGHAI HAI XING)
Ticker: Security ID: Y1503Y108
Meeting Date: APR 2, 2009 Meeting Type: Special
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium Term Notes For For Management
in the Principal Amount of Not More
than RMB 5.0 Billion
- --------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO. (FRMRL. SHANGHAI HAI XING)
Ticker: Security ID: Y1503Y108
Meeting Date: MAY 25, 2009 Meeting Type: Annual
Record Date: APR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements For For Management
2 Accept Report of the Board of Directors For For Management
3 Accept Report of the Supervisory For For Management
Committee
4 Approve Final Dividend of RMB 0.30 Per For For Management
Share
5 Authorize the Board to Fix Remuneration For For Management
of Directors
6 Reappoint Vocation International For For Management
Certified Public Accountant Co., Ltd.
and UHY Vocation HK CPA Ltd. as the
Domestic and International Auditors of
the Company, Respectively, and
Authorize the Board to Fix Their
Remuneration
7a Reelect Li Shaode as Executive Director For For Management
7b Reelect Ma Zehua as Executive Director For For Management
7c Reelect Lin Jianqing as Executive For For Management
Director
7d Reelect Wang Daxiong as Executive For For Management
Director
7e Reelect Zhang Guofa as Executive For For Management
Director
7f Reelect Mao Shijia as Executive For For Management
Director
7g Elect Qiu Guoxuan as Executive Director For For Management
7h Reelect Zhu Yongguang as Independent For For Management
Non-Executive Director
7i Elect Gu Gongyun as Independent For For Management
Non-Executive Director
7j Elect Zhang Jun as Independent For For Management
Non-Executive Director
7k Elect Lu Wenbin as Independent For For Management
Non-Executive Director
8a Reelect Kou Laiqi as Supervisor For For Management
8b Reelect Xu Hui as Supervisor For For Management
8c Reelect Yan Zhichong as Supervisor For For Management
8d Reelect Yu Shicheng as Supervisor For For Management
9a Amend Articles Re: Dividend For For Management
Distribution Policies
9b Amend Business Scope For For Management
9c Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
CHINA STEEL CORPORATION
Ticker: Security ID: Y15041109
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Reports and For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2008 For For Management
Dividends
4 Amend Articles of Association For For Management
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee
7 Approve Release of Restrictions on For For Management
Competitive Activities of Directors
8 Other Business For Against Management
- --------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD
Ticker: CUNCF Security ID: Y1519S111
Meeting Date: JAN 14, 2009 Meeting Type: Special
Record Date: JAN 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer Agreement Between For For Management
China United Network Communications
Corp. Ltd. and China United
Telecommunications Corp. Ltd.
- --------------------------------------------------------------------------------
CHINA UNICOM LTD
Ticker: CUNCF Security ID: Y15125100
Meeting Date: SEP 16, 2008 Meeting Type: Special
Record Date: SEP 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal by China Unicom For For Management
Corporation Ltd. (CUCL) of the CDMA
Business to China Telecom Corporation
Ltd.
2 Approve Transfer of the Rights and For For Management
Obligations of China United
Telecommunications Corporation Ltd.
Under the Option Waiver and Lease
Termination Agreement to CUCL
- --------------------------------------------------------------------------------
CHINA UNICOM LTD
Ticker: CUNCF Security ID: Y15125100
Meeting Date: SEP 16, 2008 Meeting Type: Special
Record Date: SEP 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Fractional Shares For For Management
2 Approve Scheme of Arrangement For For Management
3 Approve Framework Agreement for For For Management
Engineering and Information Technology
Services and Related Annual Caps
4 Approve Domestic Interconnection For For Management
Settlement Agreement 2008-2010
5 Approve International Long Distance For For Management
Voice Services Settlement Agreement
2008-2010
6 Approve Framework Agreement for For For Management
Interconnection Settlement
7 Approve Transfer Agreement Between For For Management
China United Telecommunications
Corporation Ltd., the Company and China
Netcom (Group) Co., Ltd.; and the
Continuing Connected Transactions
8 Change Company Name to China Unicom For For Management
(Hong Kong) Ltd.
- --------------------------------------------------------------------------------
CHINA YURUN FOOD GROUP LTD
Ticker: 1068 Security ID: G21159101
Meeting Date: JUN 22, 2009 Meeting Type: Annual
Record Date: JUN 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.08 Per For For Management
Share
3 Reelect Zhu Yicai as Executive Director For For Management
4 Reelect Feng Kuande as Executive For For Management
Director
5 Reelect Gao Hui as Independent For For Management
Non-Executive Director
6 Authorize the Board to Fix Remuneration For For Management
of Directors
7 Reappoint KPMG as Auditors and For For Management
Authorize the Board to Fix Their
Remuneration
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
CHUNGHWA TELECOM CO. LTD.
Ticker: CHWAF Security ID: Y1613J108
Meeting Date: AUG 14, 2008 Meeting Type: Special
Record Date: JUL 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capitalization of Reserves for For For Management
Bonus Issue
2 Approve Adjustment of Capital For For Management
Contribution in a Company
- --------------------------------------------------------------------------------
CHUNGHWA TELECOM CO. LTD.
Ticker: CHWAF Security ID: Y1613J108
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Report and For For Management
Financial Statements
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Proposed Conversion of the Capital For For Management
Surplus into Capital Stock of the
Company and Issuance of New Shares
5 Proposed Capital Deduction and Issuance For For Management
of Cash Dividends
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
7 Approve Amendment on the Procedures for For For Management
Loans to Other Parties
8 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: CEOHF Security ID: Y1662W117
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAY 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Wu Guangqi as Executive For For Management
Director
3b Reelect Cao Xinghe as Non-Executive For For Management
Director
3c Reelect Wu Zhenfang as Non-Executive For For Management
Director
3d Reelect Edgar W. K. Cheng as For For Management
Independent Non-Executive Director
3e Authorize the Board to Fix Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize the For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Amend Articles of Association For For Management
- --------------------------------------------------------------------------------
COMPAL ELECTRONICS INC.
Ticker: Security ID: Y16907100
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Financial Statements and For For Management
Statutory Reports
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2008 For For Management
Dividends and Employee Profit Sharing
4 Amend Articles of Association For For Management
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee
7 Approve Amendment on the Procedures for For For Management
Loans to Other Parties
8.1 Elect Sheng-Hsiung Hsu with ID No. 23 For For Management
as Director
8.2 Elect John Kevin Medica with ID No. For For Management
562334 as Director
8.3 Elect Jui-Tsung Chen with ID No. 83 as For For Management
Director
8.4 Elect Wen-Being Hsu with ID No. 15 as For For Management
Director
8.5 Elect Wen-Chung Shen with ID No. 19173 For For Management
as Director
8.6 Elect Kuang-Nan Lin with ID No. 57 as For For Management
Director
8.7 Elect Representative of Kinpo For For Management
Electronics Inc with Shareholder ID No
85 as Director
8.8 Elect Yung-Ching Chang with ID No. 2024 For For Management
as Director
8.9 Elect Chung-Pin Wong with ID No. 1357 For For Management
as Director
8.10 Elect Shao-Tsu Kung with ID No. 2028 as For For Management
Director
8.11 Elect Chiung-Chi Hsu with ID No. 91 as For For Management
Director
8.12 Elect Chi-Lin Wea with ID No. For For Management
J100196868 as Director
8.13 Elect Charng-Chyi Ko with ID No. 55 as For For Management
Supervisor
8.14 Elect Yen-Chia Chou with ID No. 60 as For For Management
Supervisor
8.15 Elect Sheng-Chieh Hsu with ID No. 3 as For For Management
Supervisor
9 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
10 Transact Other Business (Non-Voting) None For Management
- --------------------------------------------------------------------------------
DENWAY MOTORS LTD. (FORMERLY DENWAY INVESTMENT)
Ticker: 203 Security ID: Y2032Y106
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: MAY 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Zeng Qinghong as Director For For Management
3b Reelect Yang Dadong as Director For For Management
3c Reelect Yao Yiming as Director For For Management
3d Reelect Cheung Doi Shu as Director For For Management
3e Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD
Ticker: 489 Security ID: Y21042109
Meeting Date: JUN 18, 2009 Meeting Type: Annual
Record Date: MAY 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan and For For Management
Distribution of Final Dividend
5 Authorize Board to Deal with All Issues For For Management
in Relation to Distribution of Interim
Dividend
6 Reappoint Ernst & Young as the For For Management
International Auditors and Ernst &
Young Hua Ming as the PRC Auditors and
Authorize Board to Fix Their
Remuneration
7 Authorize the Board to Fix Remuneration For For Management
of Directors and Supervisors
8 Authorize Qiao Yang to Deal With the For Abstain Management
Provision of Guarantee for the Bank
Loans With a Cap Not Exceeding RMB 30
Million Each
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
- --------------------------------------------------------------------------------
HARBIN POWER EQUIPMENT CO.
Ticker: Security ID: Y30683109
Meeting Date: JUN 12, 2009 Meeting Type: Annual
Record Date: MAY 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve 2008 Dividend of RMB 0.075 Per For For Management
Share
5 Elect Zou Lei as Executive Director For For Management
6 Authorize Board to Appoint Any Person For For Management
to Fill In a Casual Vacancy in the
Board of Directors or as an Additional
Director
7 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued H Share Capital
- --------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO. LTD.
Ticker: 2317 Security ID: Y36861105
Meeting Date: APR 16, 2009 Meeting Type: Annual
Record Date: FEB 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2008 Financial Statements and For For Management
Statutory Reports
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Dividends For For Management
4 Approve Increase of Registered Capital For For Management
and Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt
5 Approve Amendment on the Procedures for For For Management
Loans to Other Parties
6 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee
7 Approve Rules and Procedures of For For Management
Shareholder's General Meeting
8 Amend Articles of Association For For Management
9 Other Business For Against Management
- --------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD
Ticker: 388 Security ID: Y3506N139
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: APR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Director's and Auditor's Reports
2 Approve Final Dividend of HK$1.80 Per For For Management
Share
3a Elect Ignatius T C Chan as Director For For Management
3b Elect John M M Williamson as Director For For Management
3c Elect Gilbert K T Chu as Director None Against Shareholder
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
- --------------------------------------------------------------------------------
HONGKONG ELECTRIC HOLDINGS LTD.
Ticker: HGKGF Security ID: Y33549117
Meeting Date: MAR 16, 2009 Meeting Type: Special
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 100 Percent For For Management
Interest in Outram Ltd and the Related
Transactions Including the Entering
Into of the Operation and Management
Contract
- --------------------------------------------------------------------------------
HONGKONG ELECTRIC HOLDINGS LTD.
Ticker: HGKGF Security ID: Y33549117
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAY 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Neil Douglas McGee as Director For For Management
3b Reelect Ralph Raymond Shea as Director For For Management
3c Reelect Wan Chi-tin as Director For For Management
3d Reelect Wong Chung-hin as Director For For Management
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
HTC CORPORATION
Ticker: 2498 Security ID: Y3194T109
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Reports and For For Management
Financial Statements
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2008 For For Management
Dividends and Employee Profit Sharing
4 Amend Articles of Association For For Management
5 Approve Amendment on the Procedures for For For Management
Asset Acquisition and Disposal
6 Approve Amendments on the Procedures For For Management
for Derivatives
7 Approve Amendment on the Procedures for For For Management
Loans to Other Parties
8 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee
9 Elect Hochen Tan with ID No. D101161444 For For Management
as Director
10 Other Business For Against Management
- --------------------------------------------------------------------------------
HUTCHISON WHAMPOA LIMITED
Ticker: 13 Security ID: Y38024108
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAY 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Li Ka-shing as Director For For Management
3b Reelect Chow Woo Mo Fong, Susan as For For Management
Director
3c Reelect Lai Kai Ming, Dominic as For For Management
Director
3d Reelect William Shurniak as Director For For Management
4 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Approve Remuneration of Directors For For Management
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6c Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Amendments to the 2004 Partner For For Management
Share Option Plan
- --------------------------------------------------------------------------------
HUTCHISON WHAMPOA LIMITED
Ticker: 13 Security ID: Y38024108
Meeting Date: MAY 21, 2009 Meeting Type: Special
Record Date: MAY 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve HTHKH Share Option Scheme For Against Management
2 Approve CKH Master Agreement Between For For Management
the Company and Cheung Kong (Hldgs.)
Ltd. in Relation to the Acquisition of
CKH Connected Debt Securities
3 Approve HSE Master Agreement Between For For Management
the Company and Husky Energy Inc. in
Relation to the Acquisition of HSE
Connected Debt Securities
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: ADPV10686
Meeting Date: OCT 27, 2008 Meeting Type: Special
Record Date: SEP 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Jianqing as Executive For Against Management
Director
2 Elect Yang Kaisheng as Executive For For Management
Director
3 Elect Zhang Furong as Executive For For Management
Director
4 Elect Niu Ximing as Executive Director For For Management
5 Elect Leung Kam Chung, Antony as For For Management
Independent Non-Executive Director
6 Elect John L. Thornton as Independent For For Management
Non-Executive Director
7 Elect Qian Yingyi as Independent For For Management
Non-Executive Director
8 Elect Wong Kwong Shing, Frank as For For Management
Independent Non-Executive Director
9 Elect Huan Huiwu as Non-Executive For For Shareholder
Director
10 Elect Gao Jianhong as Non-Executive For For Shareholder
Director
11 Elect Li Chunxiang as Non-Executive For Against Shareholder
Director
12 Elect Li Jun as Non-Executive Director For For Shareholder
13 Elect Li Xiwen as Non-Executive For For Shareholder
Director
14 Elect Wei Fusheng as Non-Executive For For Shareholder
Director
15 Elect Wang Chixi as Shareholder For For Management
Supervisor
16 Approve Issuance of Subordinated Bonds For Against Management
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: ADPV10686
Meeting Date: MAY 25, 2009 Meeting Type: Annual
Record Date: APR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Work Report of the Board For For Management
of Directors
2 Approve 2008 Work Report of the Board For For Management
of Supervisors
3 Approve 2008 Audited Accounts For For Management
4 Approve 2008 Profit Distribution Plan For For Management
5 Approve 2009 Fixed Assets Investment For For Management
Budget
6 Reappoint Ernst & Young and Ernst & For For Management
Young Hua Ming as International and
Domestic Auditors, Respectively, and
Fix the Total Audit Fees for 2009 at
RMB 153 million
7 Approve the Remuneration Calculations For For Management
for Directors and Supervisors for 2008
8 Amend Articles of Association For For Management
9 Amend Rules of Procedures for For For Management
Shareholders' General Meeting
10 Amend Rules of Procedures for the Board For For Management
of Directors
11 Amend Rules of Procedures for the Board For For Management
of Supervisors
12 Elect Dong Juan as External Supervisor None For Shareholder
13 Elect Meng Yan as External Supervisor None For Shareholder
- --------------------------------------------------------------------------------
LI & FUNG LIMITED
Ticker: 494 Security ID: G5485F144
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAY 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Final Dividend of HK$0.33 Per For For Management
Share
3a Reelect Franklin Warren McFarlan For For Management
Director
3b Reelect Spencer Theodore Fung as For For Management
Director
3c Reelect Martin Tang Yue Nien as For For Management
Director
4 Authorize Directors' Fees and For For Management
Additional Remuneration to
Non-Executive Directors on Board
Committees
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
MEDIATEK INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 10, 2009 Meeting Type: Annual
Record Date: APR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2008 For For Management
Dividends and Employee Profit Sharing,
4 Approve Amendment on the Procedures for For For Management
Loans to Other Parties and Procedures
on Endorsement and Guarantee
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6.1 Elect Ming-kai Tsai (Shareholder ID For For Management
Number: 1) as Director
6.2 Elect Jyh-jer Cho (Shareholder ID For For Management
Number: 2) as Director
6.3 Elect Ching-jiang Hsieh (Shareholder ID For For Management
Number: 11) as Director
6.4 Elect National Taiwan University For For Management
(Shareholder ID Number: 23053) as
Director
6.5 Elect National Chiao Tung University For For Management
(Shareholder ID Number: 23286) as
Director
6.6 Elect National Tsing Hua University For For Management
(Shareholder ID Number: 48657) as
Supervisor
6.7 Elect National Cheng Kung University For For Management
(Shareholder ID Number: 76347) as
Supervisor
6.8 Elect MediaTek Capital Corp. For For Management
(Shareholder ID Number: 2471) as
Supervisor
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
8 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 601318 Security ID: Y69790106
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: APR 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Annual Report and Its Summary For For Management
4 Accept Auditors' Report and Audited For For Management
Financial Statements
5 Approve Profit Distribution Plan For For Management
6 Reappoint Ernst and Young Hua Ming as For For Management
the PRC Auditors and Ernst and Young as
the International Auditors and
Authorize the Board to Fix Their
Remuneration
7 Reelect Ma Mingzhe as Executive For For Management
Director
8 Reelect Sun Jianyi as Executive For For Management
Director
9 Reelect Cheung Chi Yan Louis as For For Management
Executive Director
10 Appoint Wang Liping as Executive For For Management
Director
11 Appoint Jason Bo Yao as Executive For For Management
Director
12 Reelect Lin Lijun as Non-Executive For For Management
Director
13 Reelect Hu Aimin as Non-Executive For For Management
Director
14 Reelect Chen Hongbo as Non-Executive For For Management
Director
15 Reelect Wong Tung Shun Peter as For For Management
Non-Executive Director
16 Reelect Ng Sing Yip as Non-Executive For For Management
Director
17 Reelect Clive Bannister as For For Management
Non-Executive Director
18 Appoint Li Zhe as Non-Executive For For Management
Director
19 Reelect Chow Wing Kin Anthony as For For Management
Independent Non-Executive Director
20 Reelect Zhang Hongyi as Independent For For Management
Non-Executive Director
21 Reelect Chen Su as Independent For For Management
Non-Executive Director
22 Reelect Xia Liping as Independent For For Management
Non-Executive Director
23 Appoint Tang Yunwei as Independent For For Management
Non-Executive Director
24 Appoint Lee Ka Sze Carmelo as For For Management
Independent Non-Executive Director
25 Appoint Chung Yu-wo Danny as For For Management
Independent Non-Executive Director
26 Approve Remuneration of Directors For For Management
27 Appoint Gu Liji as Independent For For Management
Supervisor
28 Reelect Sun Fuxin as Independent For For Management
Supervisor
29 Appoint Song Zhijiang as Shareholders For For Management
Representative Supervisor
30 Approve Supervisors' Remuneration Plan For For Management
for the Supervisory Committee
31 Amend Articles of Association For For Management
32 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
33 Appoint Peng Zhijian as Independent For For Management
Supervisor
- --------------------------------------------------------------------------------
QUANTA COMPUTER INC.
Ticker: 2382 Security ID: Y7174J106
Meeting Date: JUN 19, 2009 Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Operations Report For For Management
and Financial Statements
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2008 For For Management
Dividends and Employee Profit Sharing
4 Amend Articles of Association For For Management
5 Approve Amendment on the Procedures for For For Management
Loans to Other Parties and for
Endorsement and Guarantee
6 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
SHANDA INTERACTIVE ENTERTAINMENT LIMITED
Ticker: SNDA Security ID: 81941Q203
Meeting Date: DEC 8, 2008 Meeting Type: Annual
Record Date: OCT 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECT THE DIRECTOR FOR THE ENSUING For Against Management
YEAR: TIANQIAO CHEN
2 ELECT THE DIRECTOR FOR THE ENSUING For Against Management
YEAR: DANIAN CHEN
3 ELECT THE DIRECTOR FOR THE ENSUING For Against Management
YEAR: QIANQIAN LUO
4 ELECT THE DIRECTOR FOR THE ENSUING For For Management
YEAR: JINGSHENG HUANG
5 ELECT THE DIRECTOR FOR THE ENSUING For For Management
YEAR: CHENGYU XIONG
6 ELECT THE DIRECTOR FOR THE ENSUING For For Management
YEAR: BRUNO WU
7 ELECT THE DIRECTOR FOR THE ENSUING For Against Management
YEAR: QUNZHAO TAN
8 ELECT THE DIRECTOR FOR THE ENSUING For Against Management
YEAR: GRACE WU
- --------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
Ticker: Security ID: Y76810103
Meeting Date: OCT 9, 2008 Meeting Type: Special
Record Date: SEP 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividend of RMB 0.057 For For Management
Per Share
- --------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
Ticker: 8199 Security ID: Y76810103
Meeting Date: DEC 15, 2008 Meeting Type: Special
Record Date: NOV 14, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jean-Luc Butel as Non-Executive For For Management
Director
2 Elect Li Bing Yung as Non-Executive For Against Management
Director
- --------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
Ticker: 8199 Security ID: Y76810103
Meeting Date: MAY 4, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Report of the Board of Directors For For Management
3 Accept Report of the Supervisory For For Management
Committee
4 Approve Profit Distribution Plan Final For For Management
Distribution Plan and Distribution of
the Final Dividend
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Reelect Lau Wai Kit as Independent For For Management
Non-Executive Director
7 Authorize Board to Fix the Remuneration For For Management
of Directors and Supervisors
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
- --------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
Ticker: 8199 Security ID: Y76810103
Meeting Date: MAY 4, 2009 Meeting Type: Special
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Transfer of Listing of For For Management
H Shares from the Growth Enterprise
Market (GEM) to the Main Board of the
Stock Exchange (Proposed Transfer)
2 Amend Articles of Association For For Management
3 Authorize Board and Company Secretary For For Management
to Do All Such Acts and Things and to
Do All Such Steps in Connection with
the Proposed Transfer
4 Adopt Amended Articles of Association For For Management
- --------------------------------------------------------------------------------
SIMCERE PHARMACEUTICAL GROUP
Ticker: SCR Security ID: 82859P104
Meeting Date: JUL 31, 2008 Meeting Type: Annual
Record Date: JUN 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Share Incentive Plan For For Management
- --------------------------------------------------------------------------------
SINO-OCEAN LAND
Ticker: 3377 Security ID: Y8002N103
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAY 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend (Together with a For For Management
Scrip Alternative)
3a Reelect Liang Yanfeng as Director and For For Management
Authorize Board to Fix His Remuneration
3b Reelect Tsang Hing Lun as Director and For For Management
Authorize Board to Fix His Remuneration
3c Reelect Gu Yunchang as Director and For For Management
Authorize Board to Fix His Remuneration
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Ticker: STAN Security ID: G84228157
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of 42.32 US For For Management
Cents Per Ordinary Share
3 Approve Remuneration Report For For Management
4 Re-elect Jamie Dundas as Director For For Management
5 Re-elect Rudolph Markham as Director For For Management
6 Re-elect Ruth Markland as Director For For Management
7 Re-elect Richard Meddings as Director For For Management
8 Re-elect John Peace as Director For For Management
9 Elect Steve Bertamini as Director For For Management
10 Elect John Paynter as Director For For Management
11 Reappoint KPMG Audit plc as Auditors of For For Management
the Company
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise the Company and its For For Management
Subsidiaries to Make EU Political
Donations to Political Parties or
Independent Election Candidates, to
Political Organisations Other than
Political Parties and Incur EU
Political Expenditure up to GBP 100,000
14 Increase Auth. Share Capital from USD For For Management
2,816,000,000, GBP 500,000,000 and EUR
1,000,000,000 to USD 3,316,000,000, GBP
500,000,000, EUR 1,000,000,000, AED
100,000,000, HKD 100,000,000, INR
1,000,000,000, KRW 500,000,000,000 and
SGD 100,000,000
15 Issue Equity with Rights up to USD For For Management
316,162,105.50 (Relevant Authorities
and Share Dividend Scheme) and
Additional Amount of USD 632,324,211
(Rights Issue) After Deducting Any
Securities Issued Under the Relevant
Authorities and Share Dividend Scheme
16 Extend Directors' Authority to Issue For For Management
Equity with Pre-emptive Rights up to
Aggregate Nominal Amount of USD
189,697,263 Pursuant to Paragraph A of
Resolution 15 to Include the Shares
Repurchased by the Company Under
Authority Granted by Resolution 18
17 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 47,424,315.50
18 Authorise 189,697,263 Ordinary Shares For For Management
for Market Purchase
19 Authorise Market Purchase of 477,500 For For Management
Preference Shares of USD 5.00 and
195,285,000 Preference Shares of GBP
1.00
20 Adopt New Articles of Association For For Management
21 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
- --------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: 16 Security ID: Y82594121
Meeting Date: DEC 4, 2008 Meeting Type: Annual
Record Date: NOV 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Kwong Siu-hing as Director For For Management
3a2 Reelect Cheung Kin-tung, Marvin as For For Management
Director
3a3 Reelect Lee Shau-kee as Director For For Management
3a4 Reelect Kwok Ping-sheung, Walter as For For Management
Director
3a5 Reelect Kwok Ping-luen, Raymond as For For Management
Director
3a6 Reelect Chan Kai-ming as Director For For Management
3a7 Reelect Wong Yick-kam, Michael as For For Management
Director
3a8 Reelect Wong Chik-wing, Mike as For For Management
Director
3b Approve Remuneration of Directors For For Management
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: TSMWF Security ID: Y84629107
Meeting Date: JUN 10, 2009 Meeting Type: Annual
Record Date: APR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Operations Report For For Management
and Financial Statements
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2008 For For Management
Dividends and Employee Profit Sharing
4 Approve to Amend the Company's Internal For For Management
Policies
4.1 Approve Amendment on the Procedures for For For Management
Loans to Other Parties
4.2 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee
5.1 Elect Morris Chang, ID No. 4515 as For For Management
Director
5.2 Elect F.C. Tseng, ID No. 104 as For For Management
Director
5.3 Elect Rick Tsai, ID No. 7252 as For For Management
Director
5.4 Elect Tain-Jy Chen (Representative of For For Management
National Development Fund, Executive
Yuan), ID No. 1 as Director
5.5 Elect Peter Leahy Bonfield, ID No. For For Management
093180657 as Independent Director
5.6 Elect Stan Shih, ID No. 534770 as For For Management
Independent Director
5.7 Elect Carleton Sneed Fiorina, ID No. For For Management
438012153 as Independent Director
5.8 Elect Thomas J. Engibous, ID No. For For Management
135021464 as Independent Director
6 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572122
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAY 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Approve Final Dividend For For Management
2b Approve Special Dividend For For Management
3a1 Reelect Iain Ferguson Bruce as Director For For Management
3a2 Reelect Ian Charles Stone as Director For For Management
3b Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572122
Meeting Date: MAY 13, 2009 Meeting Type: Special
Record Date: MAY 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt 2009 Share Option Scheme For For Management
2 Amend the Existing Share Award Scheme For For Management
Adopted on Dec. 13, 2007
- --------------------------------------------------------------------------------
TINGYI (CAYMAN ISLANDS) HOLDING CO.
Ticker: 322 Security ID: G8878S103
Meeting Date: DEC 30, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Waiver of the For For Management
Pre-emptive Right and Tag-along Right
by Master Kong Beverages (BVI) Co. Ltd.
in Respect of the Transfer of 1,000
Shares in Tingyi-Asahi-Itochu Beverages
Holding Co. Ltd.
- --------------------------------------------------------------------------------
WHARF (HOLDINGS) LTD.
Ticker: 4 Security ID: Y8800U127
Meeting Date: JUN 5, 2009 Meeting Type: Annual
Record Date: JUN 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Peter K. C. Woo as Director For For Management
3b Reelect Stephen T. H. Ng as Director For For Management
3c Reelect Doreen Y. F. Lee as Director For For Management
3d Reelect Paul Y. C. Tsui as Director For For Management
3e Reelect Hans Michael Jebsen as Director For Against Management
3f Reelect James E. Thompson as Director For For Management
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
WISTRON CORP
Ticker: 3231 Security ID: Y96738102
Meeting Date: JUN 23, 2009 Meeting Type: Annual
Record Date: APR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Operations For For Management
Reports and Financial Statements
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2008 For For Management
Dividends
4 Amend Articles of Association For For Management
5 Approve Amendment on the Election For For Management
Procedures for Directors and
Supervisors
6.1 Elect Simon Lin (Hsien-Ming Lin), For For Management
Shareholder No. 000002 as Director
6.2 Elect Stan Shih (Chen-Jung Shih), For For Management
Shareholder No. 000003 as Director
6.3 Elect Haydn Hsieh (Hong-Po Hsieh), For For Management
Shareholder No. 000004 as Director
6.4 Elect Philip Peng (Chin-Bing Peng), For For Management
Representative of Acer Inc.,
Shareholder No. 000001 as Director
6.5 Elect Robert Huang (Po-Tuan Huang), For For Management
Shareholder No. 000642 as Director
6.6 Elect John Hsuan (Min-Chih Hsuan), ID For For Management
No. F100588265 as Independent Director
6.7 Elect Michael Tsai (Kuo-Chih Tsai), ID For For Management
No. A100138304 as Independent Director
6.8 Elect Victor C.J. Cheng (Chung-Jen For For Management
Cheng), ID No. J100515149 as
Independent Director
6.9 Elect James K.F. Wu (Kuo-Feng Wu), ID For For Management
No. N100666626 as Independent Director
7 Approve Release of Restrictions on For For Management
Competitive Activities of Directors
8 Approve Amendment on the Procedures for For For Management
Endorsement and Guarantee
9 Approve Amendment on the Procedures for For For Management
Loans to Other Parties
10 Amend Procedures Governing the For For Management
Acquisition and Disposal of Assets
11 Approve Amendment of the Foreign For For Management
Exchange Risk Management Policy and
Guidelines
12 Approve Amendment of the Regulation for For For Management
the Management of Long-term and
Short-term Investments
13 Approve Issuance of Preferred A-Shares For For Management
Through a Private Placement
14 Approve Issuance of New Common Shares For For Management
in the Form of GDR
15 Approve and Discuss the Proposal to Opt For For Management
for Tax Benefits for Earnings in 2006
16 Approve and Discuss the Proposal to Opt For For Management
for Tax Benefits for the Issuance of
New Common Shares in 2008 and the
Earnings in 2007
- --------------------------------------------------------------------------------
XINAO GAS HOLDINGS
Ticker: 2688 Security ID: G9826J104
Meeting Date: MAY 26, 2009 Meeting Type: Annual
Record Date: MAY 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Reelect Wang Yusuo as Director For For Management
3b Reelect Zhao Jinfeng as Director For For Management
3c Reelect Yu Jianchao as Director For For Management
3d Reelect Cheng Chak Ngok as Director For For Management
3e Reelect Liang Zhiwei as Director For For Management
3f Reelect Zhai Xiaoqin as Director For For Management
3g Authorize Directors to Fix Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
YUANTA FINANCIAL HOLDING CO. LTD
Ticker: Security ID: Y2652W109
Meeting Date: JUN 26, 2009 Meeting Type: Annual
Record Date: APR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2008 Business Operations For For Management
Reports and Financial Statements
2 Approve 2008 Allocation of Income and For For Management
Dividends
3 Approve Allocation of Cash Dividend For For Management
4 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 763 Security ID: Y0004F105
Meeting Date: NOV 27, 2008 Meeting Type: Special
Record Date: OCT 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Agreement in For For Management
Relation to the Investment and
Construction of ZTE Corp. Xi'an
Research and Development and Production
Base in Xi'an Hi-tech Industrial
Development Park
- --------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 763 Security ID: Y0004F105
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: APR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Report of the Board of Directors For For Management
3 Accept Report of the Supervisory For For Management
Committee
4 Accept Report of the President of the For For Management
Company
5 Accept Final Financial Accounts For For Management
6 Approve Connected Transaction with a For Abstain Management
Related Party and the Related Annual
Cap
7 Approve Application to the National For For Management
Developement Bank for a $2.5 Billion
Composite Credit Facility
8 Approve Application to the Bank of For For Management
China Ltd., Shenzhen Branch for a RMB
15.7 Billion Composite Credit Facility
9a Reappoint Ernst & Young Hua Ming as the For For Management
PRC Auditors and Authorize Board to Fix
Their Remuneration
9b Reappoint Ernst & Young as the Hong For For Management
Kong Auditors and Authorize Board to
Fix Their Remuneration
10 Approve Profit Distribution Proposal For For Management
and Capitalization from Capital
Reserves of the Company for 2008
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
12a Amend Articles Re: Registered Capital For For Management
12b Amend Articles of Association and For For Management
Shareholders' General Meeting
- --------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 763 Security ID: Y0004F105
Meeting Date: MAY 19, 2009 Meeting Type: Special
Record Date: APR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Proposal For For Management
and Capitalization from Capital
Reserves of the Company for 2008
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: AllianceBernstein Greater
China '97 Fund, Inc.
By: Robert M. Keith*
-----------------------
Chief Executive Officer
Date: August 31, 2009
*By: /s/ Emilie D. Wrapp
-------------------
Emilie D. Wrapp
Secretary