SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-00204
AllianceBernstein Small/Mid Cap Growth Fund, Inc.
(Exact name of registrant as specified in charter)
AllianceBernstein L.P.
1345 Avenue of the Americas, New York, New York l0105
(Address of Principal Executive Office) (Zip Code)
Registrant's Telephone Number, including Area Code:
(800) 221-5672
EMILIE D. WRAPP
AllianceBernstein L.P.
1345 Avenue of the Americas
New York, New York l0105
(Name and address of agent for service)
Copies of communications to:
Kathleen K. Clarke
Seward & Kissel LLP
1200 G Street, N.W.
Washington, D.C. 20005
Date of fiscal year end: July 31
Date of reporting period: July 1, 2009 - June 30, 2010
Item 1. Proxy Voting Record.
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-00204
Reporting Period: 07/01/2009 - 06/30/2010
AllianceBernstein Small/Mid Cap Growth Fund, Inc.
============== AllianceBernstein Small/Mid Cap Growth Fund, Inc. ===============
ACTUANT CORPORATION
Ticker: ATU Security ID: 00508X203
Meeting Date: JAN 12, 2010 Meeting Type: Annual
Record Date: NOV 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Arzbaecher For For Management
1.2 Elect Director Gurminder S. Bedi For For Management
1.3 Elect Director Gustav H.P. Boel For For Management
1.4 Elect Director Thomas J. Fischer For For Management
1.5 Elect Director William K. Hall For For Management
1.6 Elect Director R. Alan Hunter For For Management
1.7 Elect Director Robert A. Peterson For For Management
1.8 Elect Director Holly A. Van Deursen For For Management
1.9 Elect Director Dennis K. Williams For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Increase Authorized Common Stock For For Management
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AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel T. Byrne For For Management
1.2 Elect Director Dwight D. Churchill For For Management
1.3 Elect Director Sean M. Healey For For Management
1.4 Elect Director Harold J. Meyerman For For Management
1.5 Elect Director William J. Nutt For For Management
1.6 Elect Director Rita M. Rodriguez For For Management
1.7 Elect Director Patrick T. Ryan For For Management
1.8 Elect Director Jide J. Zeitlin For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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AIRGAS, INC.
Ticker: ARG Security ID: 009363102
Meeting Date: AUG 18, 2009 Meeting Type: Annual
Record Date: JUL 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Hovey For For Management
1.2 Elect Director Paula A. Sneed For For Management
1.3 Elect Director David M. Stout For For Management
1.4 Elect Director Ellen C. Wolf For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
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AKEENA SOLAR, INC.
Ticker: AKNS Security ID: 009720103
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry Cinnamon For For Management
1.2 Elect Director Ed Roffman For For Management
1.3 Elect Director Jon Witkin For For Management
1.4 Elect Director Pradeep Jotwani For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Adjourn Meeting For Against Management
6 Other Business For Against Management
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ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director Joseph A. Madri For For Management
1.5 Elect Director Larry L. Mathis For For Management
1.6 Elect Director R. Douglas Norby For For Management
1.7 Elect Director Alvin S. Parven For For Management
1.8 Elect Director Andreas Rummelt For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David E. Collins For For Management
2 Elect Director Joseph Lacob For Against Management
3 Elect Director C. Raymond Larkin, Jr. For For Management
4 Elect Director George J. Morrow For For Management
5 Elect Director Dr. David C. Nagel For For Management
6 Elect Director Thomas M. Prescott For For Management
7 Elect Director Greg J. Santora For For Management
8 Elect Director Warren S. Thaler For For Management
9 Ratify Auditors For For Management
10 Amend Omnibus Stock Plan For For Management
11 Approve Qualified Employee Stock For For Management
Purchase Plan
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ALLIANCE DATA SYSTEMS CORP.
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence M. Benveniste For For Management
1.2 Elect Director D. Keith Cobb For For Management
1.3 Elect Director Kenneth R. Jensen For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Klein For For Management
1.2 Elect Director Steven W. Kohlhagen For For Management
2 Ratify Auditors For For Management
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ASIAINFO HOLDINGS, INC.
Ticker: ASIA Security ID: 04518A104
Meeting Date: APR 29, 2010 Meeting Type: Special
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue Shares/Cash in Connection For For Management
with Acquisition
2 Change Company Name For For Management
3 Adjourn Meeting For For Management
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ATHEROS COMMUNICATIONS, INC
Ticker: ATHR Security ID: 04743P108
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Harris For For Management
1.2 Elect Director Marshall L. Mohr For For Management
1.3 Elect Director Andrew S. Rappaport For For Management
2 Ratify Auditors For For Management
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BALDOR ELECTRIC COMPANY
Ticker: BEZ Security ID: 057741100
Meeting Date: MAY 1, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean A. Mauldin For For Management
1.2 Elect Director R.L. Qualls For For Management
1.3 Elect Director Barry K. Rogstad For For Management
1.4 Elect Director Ronald E. Tucker For For Management
2 Ratify Auditors For For Management
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BUCYRUS INTERNATIONAL, INC.
Ticker: BUCY Security ID: 118759109
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deepak K. Kapur For For Management
1.2 Elect Director Theodore C. Rogers For For Management
1.3 Elect Director Robert C. Scharp For For Management
2 Ratify Auditors For For Management
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CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Carmichael For For Management
1.2 Elect Director Robert L. Keiser For For Management
2 Ratify Auditors For For Management
3 Report on Environmental Impacts of Against Against Shareholder
Natural Gas Fracturing
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CARMAX, INC.
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 28, 2010 Meeting Type: Annual
Record Date: APR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Keith D. Browning For For Management
1.3 Elect Director Thomas G. Stemberg For For Management
2 Ratify Auditors For For Management
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CARTER'S, INC.
Ticker: CRI Security ID: 146229109
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vanessa J. Castagna For For Management
1.2 Elect Director William J. Montgoris For For Management
1.3 Elect Director David Pulver For For Management
2 Ratify Auditors For For Management
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CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert S. Baldocchi For For Management
1.2 Elect Director Neil W. Flanzraich For For Management
1.3 Elect Director Darlene J. Friedman For For Management
2 Ratify Auditors For For Management
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COMPLETE PRODUCTION SERVICES, INC.
Ticker: CPX Security ID: 20453E109
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold G. Hamm For For Management
1.2 Elect Director W. Matt Ralls For For Management
1.3 Elect Director James D. Woods For For Management
2 Ratify Auditors For For Management
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CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ray M. Poage For For Management
1.2 Elect Director A. Wellford Tabor For For Management
2 Ratify Auditors For For Management
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CORINTHIAN COLLEGES, INC.
Ticker: COCO Security ID: 218868107
Meeting Date: NOV 17, 2009 Meeting Type: Annual
Record Date: SEP 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. St. Pierre For For Management
1.2 Elect Director Linda Arey Skladany For For Management
1.3 Elect Director Robert Lee For For Management
2 Ratify Auditors For For Management
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DENDREON CORPORATION
Ticker: DNDN Security ID: 24823Q107
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerardo Canet For For Management
1.2 Elect Director Bogdan Dziurzynski For For Management
1.3 Elect Director Douglas G. Watson For For Management
2 Ratify Auditors For For Management
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DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emanuel Chirico For For Management
1.2 Elect Director Brian J. Dunn For For Management
1.3 Elect Director Walter Rossi For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
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DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Ray Compton For For Management
1.2 Elect Director Conrad M. Hall For For Management
1.3 Elect Director Lemuel E. Lewis For For Management
1.4 Elect Director Bob Sasser For For Management
2 Declassify the Board of Directors For For Management
3 Increase Authorized Common Stock For For Management
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EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director Robert A. Ingram For For Management
2 Election Director William J. Link, For For Management
Ph.d.
3 Election Director Wesley W. Von Schack For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Approve/Amend Executive Incentive Bonus For For Management
Plan
7 Ratify Auditors For For Management
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EMERGENCY MEDICAL SERVICES CORPORATION
Ticker: EMS Security ID: 29100P102
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven B. Epstein For For Management
1.2 Elect Director Paul B. Iannini For For Management
1.3 Elect Director James T. Kelly For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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ENERSYS
Ticker: ENS Security ID: 29275Y102
Meeting Date: JUL 23, 2009 Meeting Type: Annual
Record Date: JUN 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hwan-yoon F. Chung For For Management
1.2 Elect Director Arthur T. Katsaros For For Management
1.3 Elect Director Gen. Robert Magnus For For Management
2 Ratify Auditors For For Management
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EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Emmert For For Management
1.2 Elect Director R. Jordan Gates For For Management
1.3 Elect Director Dan P. Kourkoumelis For For Management
1.4 Elect Director Michael J. Malone For For Management
1.5 Elect Director John W. Meisenbach For For Management
1.6 Elect Director Peter J. Rose For For Management
1.7 Elect Director James L.K. Wang For For Management
1.8 Elect Director Robert R. Wright For For Management
2 Approve Stock Option Plan For For Management
3 Ratify Auditors For For Management
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F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 11, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Deborah L. Bevier For For Management
2 Elect Director Alan J. Higginson For For Management
3 Elect Director John McAdam For For Management
4 Ratify Auditors For For Management
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FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: FCS Security ID: 303726103
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles P. Carinalli For For Management
1.2 Elect Director Randy W. Carson For For Management
1.3 Elect Director Anthony Lear For For Management
1.4 Elect Director Thomas L. Magnanti For For Management
1.5 Elect Director Kevin J. Mcgarity For For Management
1.6 Elect Director Bryan R. Roub For For Management
1.7 Elect Director Ronald W. Shelly For For Management
1.8 Elect Director Mark S. Thompson For For Management
2 Eliminate Cumulative Voting For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thorleif Enger For For Management
1.2 Elect Director Claire S. Farley For For Management
1.3 Elect Director Joseph H. Netherland For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
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GENESEE & WYOMING INC.
Ticker: GWR Security ID: 371559105
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip J. Ringo For For Management
1.2 Elect Director Mark A. Scudder For For Management
1.3 Elect Director Oivind Lorentzen, III For For Management
1.4 Elect Director Michael Norkus For For Management
2 Ratify Auditors For For Management
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GREEN MOUNTAIN COFFEE ROASTERS, INC.
Ticker: GMCR Security ID: 393122106
Meeting Date: MAR 11, 2010 Meeting Type: Annual
Record Date: JAN 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara D. Carlini For For Management
1.2 Elect Director Douglas N. Daft For For Management
1.3 Elect Director Hinda Miller For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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GREENHILL & CO., INC.
Ticker: GHL Security ID: 395259104
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Greenhill For For Management
1.2 Elect Director Scott L. Bok For For Management
1.3 Elect Director Simon A. Borrows For For Management
1.4 Elect Director John C. Danforth For For Management
1.5 Elect Director Steven F. Goldstone For For Management
1.6 Elect Director Stephen L. Key For For Management
1.7 Elect Director Robert T. Blakely For For Management
2 Ratify Auditors For For Management
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HEXCEL CORPORATION
Ticker: HXL Security ID: 428291108
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Beckman For For Management
1.2 Elect Director David E. Berges For For Management
1.3 Elect Director Lynn Brubaker For For Management
1.4 Elect Director Jeffrey C. Campbell For For Management
1.5 Elect Director Sandra L. Derickson For For Management
1.6 Elect Director W. Kim Foster For For Management
1.7 Elect Director Jeffrey A. Graves For For Management
1.8 Elect Director David C. Hill For For Management
1.9 Elect Director David C. Hurley For For Management
1.10 Elect Director David L. Pugh For For Management
2 Ratify Auditors For For Management
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HITTITE MICROWAVE CORPORATION
Ticker: HITT Security ID: 43365Y104
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Daly For For Management
1.2 Elect Director Ernest L. Godshalk For For Management
1.3 Elect Director Rick D. Hess For For Management
1.4 Elect Director Adrienne M. Markham For For Management
1.5 Elect Director Brian P. McAloon For For Management
1.6 Elect Director Cosmo S. Trapani For For Management
1.7 Elect Director Franklin Weigold For For Management
2 Ratify Auditors For For Management
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HMS HOLDINGS CORP.
Ticker: HMSY Security ID: 40425J101
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Holster For For Management
1.2 Elect Director James T. Kelly For For Management
1.3 Elect Director William C. Lucia For For Management
1.4 Elect Director William S. Mosakowski For For Management
2 Ratify Auditors For For Management
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HUMAN GENOME SCIENCES, INC.
Ticker: HGSI Security ID: 444903108
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Danzig For For Management
1.2 Elect Director Jurgen Drews For For Management
1.3 Elect Director Maxine Gowen For For Management
1.4 Elect Director Tuan Ha-Ngoc For For Management
1.5 Elect Director A. N. 'Jerry' Karabelas For For Management
1.6 Elect Director John L. LaMattina For For Management
1.7 Elect Director Augustine Lawlor For For Management
1.8 Elect Director H. Thomas Watkins For For Management
1.9 Elect Director Robert C. Young For For Management
2 Ratify Auditors For For Management
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IBERIABANK CORPORATION
Ticker: IBKC Security ID: 450828108
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elaine D. Abell For For Management
1.2 Elect Director William H. Fenstermaker For For Management
1.3 Elect Director O. L. Pollard Jr. For For Management
2 Ratify Auditors For For Management
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IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: APR 6, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil A. Springer For For Management
1.2 Elect Director Ruby R. Chandy For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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INFORMATICA CORPORATION
Ticker: INFA Security ID: 45666Q102
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: APR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Garrett For For Management
1.2 Elect Director Gerald Held For For Management
1.3 Elect Director Charles J. Robel For For Management
2 Ratify Auditors For For Management
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J.CREW GROUP, INC.
Ticker: JCG Security ID: 46612H402
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heather Resiman For For Management
1.2 Elect Director David House For For Management
1.3 Elect Director Stuart Sloan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
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JOY GLOBAL, INC.
Ticker: JOYG Security ID: 481165108
Meeting Date: MAR 9, 2010 Meeting Type: Annual
Record Date: JAN 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Gerard For For Management
1.2 Elect Director John Nils Hanson For For Management
1.3 Elect Director Ken C. Johnsen For For Management
1.4 Elect Director Gale E. Klappa For For Management
1.5 Elect Director Richard B. Loynd For For Management
1.6 Elect Director P. Eric Siegert For For Management
1.7 Elect Director Michael W. Sutherlin For For Management
1.8 Elect Director James H. Tate For For Management
2 Ratify Auditors For For Management
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KIRBY CORPORATION
Ticker: KEX Security ID: 497266106
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director C. Sean Day For For Management
2 Elect Director William M. Lamont, Jr. For For Management
3 Elect Director C. Berdon Lawrence For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
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KNIGHT TRANSPORTATION, INC.
Ticker: KNX Security ID: 499064103
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Knight For For Management
1.2 Elect Director Randy Knight For For Management
1.3 Elect Director Michael Garnreiter For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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LAMAR ADVERTISING COMPANY
Ticker: LAMR Security ID: 512815101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Maxwell Hamilton For Withhold Management
1.2 Elect Director John E. Koerner, III For For Management
1.3 Elect Director Edward H. McDermott For For Management
1.4 Elect Director Stephen P. Mumblow For Withhold Management
1.5 Elect Director Thomas V. Reifenheiser For Withhold Management
1.6 Elect Director Anna Reilly For Withhold Management
1.7 Elect Director Kevin P. Reilly, Jr. For For Management
1.8 Elect Director Wendell Reilly For For Management
2 Ratify Auditors For For Management
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LAZARD LTD
Ticker: LAZ Security ID: G54050102
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Laurent Mignon as Director For For Management
1.2 Elect Gary W. Parr as Director For For Management
1.3 Elect Hal S. Scott as Director For For Management
2 Amend Bye-laws Re: Removal Procedure For For Management
for Chairman and CEO
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration Auditors
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LINCOLN ELECTRIC HOLDINGS, INC.
Ticker: LECO Security ID: 533900106
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Hanks For For Management
1.2 Elect Director Kathryn Jo Lincoln For For Management
1.3 Elect Director William E. MacDonald, For For Management
III
1.4 Elect Director George H. Walls, Jr. For For Management
2 Ratify Auditors For For Management
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LKQ CORPORATION
Ticker: LKQX Security ID: 501889208
Meeting Date: MAY 10, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. Clinton Allen For For Management
2 Elect Director Victor M. Casini For For Management
3 Elect Director Robert M. Devlin For For Management
4 Elect Director Donald F. Flynn For For Management
5 Elect Director Kevin F. Flynn For For Management
6 Elect Director Ronald G. Foster For For Management
7 Elect Director Joseph M. Holsten For For Management
8 Elect Director Paul M. Meister For For Management
9 Elect Director John F. O Brien For For Management
10 Elect Director William M. Webster, IV For For Management
11 Ratify Auditors For For Management
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MAGELLAN HEALTH SERVICES, INC.
Ticker: MGLN Security ID: 559079207
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Ressner For For Management
1.2 Elect Director Michael S. Diament For For Management
2 Ratify Auditors For For Management
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MASIMO CORP.
Ticker: MASI Security ID: 574795100
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe Kiani For For Management
1.2 Elect Director Jack Lasersohn For For Management
2 Ratify Auditors For For Management
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MEDICIS PHARMACEUTICAL CORP.
Ticker: MRX Security ID: 584690309
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael A. Pietrangelo For For Management
2 Elect Director Lottie H. Shackelford For For Management
3 Elect Director Jonah Shacknai For For Management
4 Ratify Auditors For For Management
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MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: DEC 10, 2009 Meeting Type: Annual
Record Date: OCT 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven R. Appleton For For Management
2 Elect Director Teruaki Aoki For For Management
3 Elect Director James W. Bagley For For Management
4 Elect Director Robert L. Bailey For For Management
5 Elect Director Mercedes Johnson For For Management
6 Elect Director Lawrence N. Mondry For For Management
7 Elect Director Robert E. Switz For For Management
8 Approve Executive Incentive Bonus Plan For For Management
9 Ratify Auditors For For Management
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NATIONAL CINEMEDIA, INC.
Ticker: NCMI Security ID: 635309107
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Campbell For For Management
1.2 Elect Director Gerardo I. Lopez For For Management
1.3 Elect Director Lee Roy Mitchell For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Haley For For Management
1.2 Elect Director Gregory S. Stanger For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lee K. Boothby For For Management
1.2 Elect Director Philip J. Burguieres For For Management
1.3 Elect Director Pamela J. Gardner For For Management
1.4 Elect Director John Randolph Kemp III For For Management
1.5 Elect Director J. Michael Lacey For For Management
1.6 Elect Director Joseph H. Netherland For For Management
1.7 Elect Director Howard H. Newman For For Management
1.8 Elect Director Thomas G. Ricks For For Management
1.9 Elect Director Juanita F. Romans For For Management
1.10 Elect Director C. E. (Chuck) Shultz For For Management
1.11 Elect Director J. Terry Strange For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexis V. Lukianov For For Management
1.2 Elect Director Jack R. Blair For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Hooker For For Management
1.2 Elect Director Harris J. Pappas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Daniel McCranie For For Management
1.2 Elect Director Emmanuel T. Hernandez For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ONYX PHARMACEUTICALS, INC.
Ticker: ONXX Security ID: 683399109
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corinne H. Nevinny For For Management
1.2 Elect Director Thomas G. Wiggans For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ORIENT EXPRESS HOTELS, INC.
Ticker: OEH Security ID: G67743107
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John D. Campbell as Director For Withhold Management
1.2 Elect Mitchell C. Hochberg as Director For Withhold Management
1.3 Elect James B. Hurlock as Director For Withhold Management
1.4 Elect Prudence M. Leith as Director For Withhold Management
1.5 Elect J. Robert Lovejoy as Director For Withhold Management
1.6 Elect Georg R. Rafael as Director For Withhold Management
1.7 Elect James B. Sherwood as Director For Withhold Management
1.8 Elect Paul M. White as Director For For Management
2 Amend 2009 Share Award and Incentive For For Management
Plan
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
- --------------------------------------------------------------------------------
PANERA BREAD COMPANY
Ticker: PNRA Security ID: 69840W108
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry J. Franklin For For Management
1.2 Elect Director Charles J. Chapman, III For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John K. Dwight For For Management
1.2 Elect Director Janet M. Hansen For For Management
1.3 Elect Director Mark W. Richards For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the None For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
QIAGEN NV
Ticker: QIA Security ID: N72482107
Meeting Date: JUN 30, 2010 Meeting Type: Annual
Record Date: MAY 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Report of Supervisory Board None None Management
(Non-Voting)
4 Discussion on Company's Corporate None None Management
Governance Structure
5 Approve Financial Statements For For Management
6 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9.a Reelect Detlev Riesner to Supervisory For For Management
Board
9.b Reelect Werner Brandt to Supervisory For For Management
Board
9.c Reelect Metin Colpan to Supervisory For For Management
Board
9.d Reelect Erik Hornnaess to Supervisory For For Management
Board
9.e Reelect Manfred Karobath to Supervisory For For Management
Board
9.f Reelect Heino von Prondzynski to For For Management
Supervisory Board
10.a Reelect Peer Schatz to Executive Board For For Management
10.b Reelect Roland Sackers to Executive For For Management
Board
10.c Reelect Joachim Schorr to Executive For For Management
Board
10.d Reelect Bernd Uder to Executive Board For For Management
11 Ratify Ernst and Young as Auditors For For Management
12 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
13 Allow Questions None None Management
14 Close Meeting None None Management
- --------------------------------------------------------------------------------
RAILAMERICA, INC.
Ticker: RA Security ID: 750753402
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Giles For For Management
1.2 Elect Director Vincent T. Montgomery For For Management
1.3 Elect Director Ray M. Robinson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RED HAT, INC.
Ticker: RHT Security ID: 756577102
Meeting Date: AUG 13, 2009 Meeting Type: Annual
Record Date: JUN 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Micheline Chau For For Management
1.2 Elect Director Marye Anne Fox For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 11, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard S. Schleifer For For Management
1.2 Elect Director Eric M. Shooter For For Management
1.3 Elect Director George D. Yancopoulos For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RESMED INC.
Ticker: RMD Security ID: 761152107
Meeting Date: NOV 18, 2009 Meeting Type: Annual
Record Date: SEP 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Farrell For For Management
2 Elect Director Gary Pace For For Management
3 Elect Director Ronald Taylor For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RIVERBED TECHNOLOGY, INC.
Ticker: RVBD Security ID: 768573107
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Floyd For Withhold Management
1.2 Elect Director Christopher J. Schaepe For Withhold Management
1.3 Elect Director James R. Swartz For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Berwick, Jr. For For Management
1.2 Elect Director Edward W. Gibbons For For Management
1.3 Elect Director Harold M. Messmer, Jr. For For Management
1.4 Elect Director Barbara J. Novogradac For For Management
1.5 Elect Director Robert J. Pace For For Management
1.6 Elect Director Frederick A. Richman For For Management
1.7 Elect Director J. Stephen Schaub For For Management
1.8 Elect Director M. Keith Waddell For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78388J106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Krouse, Jr. For For Management
1.2 Elect Director Kevin L. Beebe For For Management
1.3 Elect Director Jack Langer For For Management
1.4 Elect Director Jeffrey A. Stoops For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SEATTLE GENETICS, INC.
Ticker: SGEN Security ID: 812578102
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc E. Lippman For For Management
1.2 Elect Director Franklin M. Berger For For Management
1.3 Elect Director Daniel G. Welch For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
Ticker: SSD Security ID: 829073105
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary M. Cusumano For Withhold Management
1.2 Elect Director Peter N. Louras, Jr. For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
Ticker: SWKS Security ID: 83088M102
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin L. Beebe For For Management
1.2 Elect Director Timothy R. Furey For For Management
1.3 Elect Director David J. McLachlan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOLARWINDS, INC.
Ticker: SWI Security ID: 83416B109
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Horing For For Management
1.2 Elect Director J. Benjamin Nye For For Management
1.3 Elect Director Kevin B. Thompson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOLUTIA INC.
Ticker: SOA Security ID: 834376501
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Heffernan For For Management
1.2 Elect Director W. Thomas Jagodinski For For Management
1.3 Elect Director William C. Rusnack For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Adopt, Renew or Amend NOL Rights Plan For For Management
(NOL Pill)
- --------------------------------------------------------------------------------
STIFEL FINANCIAL CORP.
Ticker: SF Security ID: 860630102
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Dubinsky For For Management
1.2 Elect Director Robert E. Lefton For For Management
1.3 Elect Director Scott B. McCuaig For For Management
1.4 Elect Director James M. Oates For For Management
1.5 Elect Director Ben A. Plotkin For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STRAYER EDUCATION, INC.
Ticker: STRA Security ID: 863236105
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert S. Silberman For For Management
2 Elect Director Charlotte F. Beason, For For Management
M.D.
3 Elect Director William E. Brock For For Management
4 Elect Director David A. Coulter For For Management
5 Elect Director Robert R. Grusky For For Management
6 Elect Director Robert L. Johnson For For Management
7 Elect Director Todd A. Milano For For Management
8 Elect Director G. Thomas Waite, III For For Management
9 Elect Director J. David Wargo For For Management
10 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
Ticker: SPN Security ID: 868157108
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold J. Bouillion For For Management
1.2 Elect Director Enoch L. Dawkins For For Management
1.3 Elect Director James M. Funk For For Management
1.4 Elect Director Terence E. Hall For For Management
1.5 Elect Director Ernest E. 'Wyn' Howard, For For Management
III
1.6 Elect Director Justin L. Sullivan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYBASE, INC.
Ticker: SY Security ID: 871130100
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Chen For For Management
1.2 Elect Director Richard C. Alberding For For Management
1.3 Elect Director Cecilia Claudio For For Management
1.4 Elect Director Michael A. Daniels For For Management
1.5 Elect Director L. William Krause For For Management
1.6 Elect Director Alan B. Salisbury For For Management
1.7 Elect Director Jack E. Sum For For Management
1.8 Elect Director Robert P. Wayman For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
TEMPUR-PEDIC INTERNATIONAL INC.
Ticker: TPX Security ID: 88023U101
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mark Sarvary For For Management
2 Elect Director Evelyn Dilsaver For For Management
3 Elect Director Francis A. Doyle For For Management
4 Elect Director John A. Heil For For Management
5 Elect Director Peter K. Hoffman For For Management
6 Elect Director Sir Paul Judge For For Management
7 Elect Director Nancy F. Koehn For For Management
8 Elect Director Christopher A. Masto For For Management
9 Elect Director P. Andrews McLane For For Management
10 Elect Director Robert B. Trussell, Jr. For For Management
11 Ratify Auditors For For Management
12 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James W. Bagley For For Management
2 Elect Director Michael A. Bradley For For Management
3 Elect Director Albert Carnesale For For Management
4 Elect Director Edwin J. Gillis For For Management
5 Elect Director Paul J. Tufano For For Management
6 Elect Director Roy A. Vallee For For Management
7 Elect Director Patricia S. Wolpert For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIBCO SOFTWARE INC.
Ticker: TIBX Security ID: 88632Q103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vivek Y. Ranadive For For Management
1.2 Elect Director Nanci E. Caldwell For For Management
1.3 Elect Director Eric C.W. Dunn For For Management
1.4 Elect Director Narendra K. Gupta For For Management
1.5 Elect Director Peter J. Job For For Management
1.6 Elect Director Philip K. Wood For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TW TELECOM INC.
Ticker: TWTC Security ID: 87311L104
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory J. Attorri For For Management
1.2 Elect Director Spencer B. Hays For For Management
1.3 Elect Director Larissa L. Herda For For Management
1.4 Elect Director Kevin W. Mooney For For Management
1.5 Elect Director Kirby G. Pickle For For Management
1.6 Elect Director Roscoe C. Young, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 28, 2010 Meeting Type: Annual
Record Date: APR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Causey For Withhold Management
1.2 Elect Director Richard Giltner For For Management
1.3 Elect Director R. Paul Gray For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC.
Ticker: VMI Security ID: 920253101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Lewis, Jr., For For Management
PhD
1.2 Elect Director Kaj den Daas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Boger For For Management
1.2 Elect Director Charles A. Sanders For For Management
1.3 Elect Director Elaine S. Ullian For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VISTAPRINT NV
Ticker: VPRT Security ID: G93762204
Meeting Date: AUG 6, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reincorporation from Bermuda to For For Management
Netherlands
- --------------------------------------------------------------------------------
VISTAPRINT NV
Ticker: VPRT Security ID: N93540107
Meeting Date: NOV 17, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 A Vote For The Election Of Nominee John For For Management
J. Gavin, Jr.
2 A Vote For The Election Of Nominee For For Management
George M. Overholser
3 A Vote For The Election Of Nominee Mark For For Management
T. Thomas
4 Approve Our Performance Incentive Plan For For Management
For Covered Employees
5 Appoint Ernst & Young Llp As Our For For Management
Independent Registered Publicaccounting
Firm For The Fiscal Year Ending June
30, 2010
- --------------------------------------------------------------------------------
WMS INDUSTRIES INC.
Ticker: WMS Security ID: 929297109
Meeting Date: DEC 10, 2009 Meeting Type: Annual
Record Date: OCT 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold H. Bach, Jr. For For Management
1.2 Elect Director Robert J. Bahash For For Management
1.3 Elect Director Brian R. Gamache For For Management
1.4 Elect Director Patricia M. Nazemetz For For Management
1.5 Elect Director Louis J. Nicastro For For Management
1.6 Elect Director Neil D. Nicastro For For Management
1.7 Elect Director Edward W. Rabin, Jr For For Management
1.8 Elect Director Ira S. Sheinfeld For For Management
1.9 Elect Director Bobby L. Siller For For Management
1.10 Elect Director William J. Vareschi, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION
Ticker: WYN Security ID: 98310W108
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Honourable B. Mulroney For For Management
1.2 ElectDirector Michael H. Wargotz For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: AllianceBernstein Small/Mid Cap
Growth Fund, Inc.
By: Robert M. Keith*
-----------------------
Chief Executive Officer
Date: August 30, 2010
*By: /s/ Emilie D. Wrapp
--------------------
Emilie D. Wrapp
Secretary