SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-08201 AllianceBernstein Greater China '97 Fund, Inc. (Exact name of registrant as specified in charter) AllianceBernstein L.P. 1345 Avenue of the Americas, New York, New York l0105 (Address of Principal Executive Office) (Zip Code) Registrant's Telephone Number, including Area Code: (800) 221-5672 EMILIE D. WRAPP AllianceBernstein L.P. 1345 Avenue of the Americas New York, New York l0105 (Name and address of agent for service) Copies of communications to: Kathleen K. Clarke Seward & Kissel LLP 901 K Street, N.W. Washington, D.C. 20001 Date of fiscal year end: July 31 Date of reporting period: July 1, 2011 - June 30, 2012 Item 1. Proxy Voting Record. ******************************* FORM N-PX REPORT ******************************* ICA File Number: 811-08201 Reporting Period: 07/01/2011 - 06/30/2012 AllianceBernstein Greater China '97 Fund, Inc. ================ AllianceBernstein Greater China '97 Fund, Inc. ================ ADVANCED SEMICONDUCTOR ENGINEERING INC. Ticker: 2311 Security ID: Y00153109 Meeting Date: JUN 21, 2012 Meeting Type: Annual Record Date: APR 20, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2011 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2011 Profit For For Management Distribution 3 Approve the Issuance of New Shares by For For Management Capitalization of 2011 Profit 4 Approve the Issuance of Convertible For For Management Bonds via Overseas Private Placement 5 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets 6 Approve Amendment to Rules and For For Management Procedure for Election of Directors and Supervisors 7 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting 8 Amend the Articles of Association For For Management 9.1 Elect Jason C.S. Chang, a None For Shareholder Representative of ASE Enterprises Limited, with Shareholder No.1, as Director 9.2 Elect Richard H.P. Chang, with None For Shareholder Shareholder No.3, as Director 9.3 Elect Tien Wu, a Representative of ASE None For Shareholder Enterprises Limited, with Shareholder No.1, as Director 9.4 Elect Joseph Tung, a Representative of None For Shareholder ASE Enterprises Limited, with Shareholder No.1, as Director 9.5 Elect Raymond Lo, a Representative of None For Shareholder J&R Holding Ltd., with Shareholder No. 654960, as Director 9.6 Elect Jeffery Chen, a Representative None For Shareholder of J&R Holding Ltd., with Shareholder No.654960, as Director 9.7 Elect Rutherford Chang, with None For Shareholder Shareholder No.372564, as Director 9.8 Elect Shen-Fu Yu as Independent For For Shareholder Director 9.9 Elect Ta-Lin Hsu as Independent For For Shareholder Director 9.10 Elect Yen-Yi Tseng, a Representative None For Shareholder of Hung Ching Development & Construction Co., Ltd., with Shareholder No.61233, as Supervisor 9.11 Elect David Pan, a Representative of None For Shareholder Hung Ching Development & Construction Co., Ltd., with Shareholder No.61233, as Supervisor 9.12 Elect Tien-Szu Chen, a Representative None For Shareholder of Hung Ching Development & Construction Co., Ltd., with Shareholder No.61233, as Supervisor 9.13 Elect Chun-Che Lee, a Representative None For Shareholder of Hung Ching Development & Construction Co., Ltd., with Shareholder No.61233, as Supervisor 9.14 Elect Jerry Chang, with Shareholder No. None For Shareholder 526826, as Supervisor 10 Approve Release of Restrictions of For For Management Competitive Activities of Newly Elected Directors 11 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- AIA GROUP LTD. Ticker: 01299 Security ID: Y002A1105 Meeting Date: MAY 08, 2012 Meeting Type: Annual Record Date: MAY 02, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.22 Per For For Management Share 3 Reelect Jack Chak-Kwong So as For For Management Non-Executive Director 4 Reelect Chung-Kong Chow as Independent For For Management Non-Executive Director 5 Reelect John Barrie Harrison as For For Management Independent Non-Executive Director 6 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 7a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7c Authorize Reissuance of Repurchased For Against Management Shares 7d Approve Allotment and Issue of For For Management Additional Shares Under the Restricted Share Unit Scheme 8 Amend Articles Re: Board Related For For Management -------------------------------------------------------------------------------- AIR CHINA LTD. Ticker: 00753 Security ID: Y002A6104 Meeting Date: NOV 25, 2011 Meeting Type: Special Record Date: OCT 25, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Feng as Shareholder For For Management Representative Supervisor 2 Approve Connected Transaction with a For For Management Related Party -------------------------------------------------------------------------------- AIR CHINA LTD. Ticker: 00753 Security ID: Y002A6104 Meeting Date: JAN 20, 2012 Meeting Type: Special Record Date: DEC 20, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Ernst & Young Hua Ming For For Management Certified Public Accountants as the Internal Control Auditor of the Company and Authorize the Board to Fix Their Remuneration 2 Elect Wang Changshun as Director For For Management 3 Approve Reduction of Exercise Price of For For Management the Stock Appreciation Rights Under the First Issue of the Stock Appreciation Rights Programme -------------------------------------------------------------------------------- AJISEN (CHINA) HOLDINGS LTD. Ticker: 00538 Security ID: G0192S109 Meeting Date: MAY 17, 2012 Meeting Type: Annual Record Date: MAY 11, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Approve Final Dividend and Special For For Management Dividend 3a1 Reelect Poon Ka Man, Jason as Director For For Management 3a2 Reelect Katsuaki Shigemitsu as Director For For Management 3a3 Reelect Wong Hin Sun, Eugene as For For Management Director 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Share Repurchase Program For For Management 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 02009 Security ID: Y076A3105 Meeting Date: MAY 24, 2012 Meeting Type: Annual Record Date: APR 24, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management for the Year Ended Dec. 31, 2011 2 Approve Report of Supervisory Board For For Management for the Year Ended Dec. 31, 2011 3 Approve Audited Accounts of the For For Management Company for the Year Ended Dec. 31, 2011 4 Approve Profit Distribution Proposal For For Management and the Distribution of Final Dividend of RMB 0.072 Per Share 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Amend Rules and Procedures Re: Board For For Management Meeting 7 Appoint Ernst & Young Hua Ming None For Shareholder Certified Public Accountants as the Company's Sole External Auditor and Authorize Board to Fix their Remuneration 8 Approve Issuance of Debentures with an None For Shareholder Aggregate Principal Amount of Not More than RMB 3 Billion in the PRC -------------------------------------------------------------------------------- BELLE INTERNATIONAL HOLDINGS LTD Ticker: 01880 Security ID: G09702104 Meeting Date: MAY 29, 2012 Meeting Type: Annual Record Date: MAY 24, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4a1 Reelect Tang Yiu as Non-Executive For For Management Director 4a2 Reelect Sheng Baijiao as Executive For For Management Director 4a3 Reelect Ho Kwok Wah, George as For For Management Independent Non-Executive Director 4b Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LTD. Ticker: 02388 Security ID: Y0920U103 Meeting Date: MAY 29, 2012 Meeting Type: Annual Record Date: MAY 23, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.558 Per For For Management Share 3a Reelect Xiao Gang as Director For For Management 3b Reelect Zhou Zaiqun as Director For For Management 3c Reelect Chen Siqing as Director For For Management 3d Reelect Koh Beng Seng as Director For For Management 3e Reelect Tung Savio Wai-Hok as Director For For Management 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CATHAY FINANCIAL HOLDING CO., LTD. Ticker: 2882 Security ID: Y11654103 Meeting Date: JUN 15, 2012 Meeting Type: Annual Record Date: APR 16, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2011 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2011 Profit For For Management Distribution 3 Approve the Issuance of New Shares For For Management from Retained Earnings 4 Amend Articles of Association For For Management 5 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting 6 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets 7 Approve Cash Capital Increase Proposal For For Management to Raise Long-term Capital 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHEUNG KONG (HOLDINGS) LIMITED Ticker: 00001 Security ID: Y13213106 Meeting Date: MAY 25, 2012 Meeting Type: Annual Record Date: MAY 21, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Kam Hing Lam as Director For For Management 3b Elect Woo Chia Ching, Grace as Director For For Management 3c Elect Fok Kin Ning, Canning as Director For For Management 3d Elect Frank John Sixt as Director For For Management 3e Elect Kwok Tun-li, Stanley as Director For For Management 3f Elect Chow Nin Mow, Albert as Director For For Management 3g Elect Hung Siu-lin, Katherine as For For Management Director 4 Appoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION CO., LTD. Ticker: 01800 Security ID: Y14369105 Meeting Date: JUN 06, 2012 Meeting Type: Annual Record Date: MAY 04, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Directors For For Management 2 Approve Report of Supervisory Committee For For Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Reappoint PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Domestic Auditors and Authorize Board to Fix Their Remuneration 5 Approve Profit Distribution Plan and For For Management Dividend Distribution Plan 6 Approve Future Shareholders' Return For For Management Plan 7 Approve CCCC (Shantou) East-Coast New For For Management City Investment Co. Ltd. Applying for Bank Loan and the Company Providing Guarantee to Such Bank Loan 8 Approve Issuance of Domestic Corporate For For Management Bonds 9 Amend Articles of Association of the For For Management Company 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Approve Estimated Cap for the Internal For For Shareholder Guarantees of the Group in 2012 -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 00939 Security ID: Y1397N101 Meeting Date: AUG 18, 2011 Meeting Type: Special Record Date: JUL 18, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of RMB-Denominated For For Management Subordinated Bonds 2 Elect Zhang Huajian as Shareholder For For Management Representative Supervisor -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 00939 Security ID: Y1397N101 Meeting Date: JAN 16, 2012 Meeting Type: Special Record Date: DEC 15, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Hongzhang as Executive For For Management Director -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 00939 Security ID: Y1397N101 Meeting Date: JUN 07, 2012 Meeting Type: Annual Record Date: MAY 07, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2011 Report of Board of For For Management Directors 2 Approve 2011 Report of Board of For For Management Supervisors 3 Approve 2011 Final Financial Accounts For For Management 4 Approve 2011 Profit Distribution Plan For For Management 5 Approve 2011 Final Emoluments For For Management Distribution Plan for Directors and Supervisors 6 Approve Budget of 2012 Fixed Assets For For Management Investment 7 Appoint Auditors and Authorize Board For For Management to Fix Their Remuneration 8 Reelect Chen Zuofu as Executive For For Management Director 9 Elect Elaine La Roche as Independent For For Management Non-Executive Director 10 Amend Articles of Association of the For For Management Bank 11 Amend Procedural Rules for For For Management Shareholders' General Meeting of the Bank 12 Amend Procedural Rules for the Board For For Management of Directors of the Bank 13 Amend Procedural Rules for the Board For For Management of Supervisors of the Bank -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 02628 Security ID: Y1477R204 Meeting Date: OCT 14, 2011 Meeting Type: Special Record Date: SEP 12, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue of Subordinated Term For For Management Debts -------------------------------------------------------------------------------- CHINA MENGNIU DAIRY CO., LTD. Ticker: 02319 Security ID: G21096105 Meeting Date: JUN 15, 2012 Meeting Type: Annual Record Date: JUN 12, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Sun Yiping as Director and For For Management Authorize Board to Fix Her Remuneration 3b Reelect Ning Gaoning as Director and For For Management Authorize Board to Fix His Remuneration 3c Reelect Yu Xubo as Director and For For Management Authorize Board to Fix His Remuneration 3d Reelect Ma Jianping as Director and For For Management Authorize Board to Fix His Remuneration 3e Reelect Jiao Shuge as Director and For For Management Authorize Board to Fix His Remuneration 3f Reelect Julian Juul Wolhardt as For For Management Director and Authorize Board to Fix His Remuneration 3g Reelect Xie Tao as Director and For For Management Authorize Board to Fix His Remuneration 4 Reappoint Ernst & Young as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA METAL RECYCLING (HOLDINGS) LTD. Ticker: 00773 Security ID: G21131100 Meeting Date: MAY 30, 2012 Meeting Type: Annual Record Date: MAY 25, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Reelect Chun Chi Wai as Director For For Management 3b Reelect Lai Wun Yin as Director For For Management 3c Reelect Chan Kam Hung as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 00688 Security ID: Y15004107 Meeting Date: MAY 30, 2012 Meeting Type: Annual Record Date: MAY 28, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.20 Per For For Management Share 3a Reelect Kong Qingping as Director For For Management 3b Reelect Nip Yun Wing as Director For For Management 3c Reelect Luo Liang as Director For Against Management 3d Reelect Zheng Xuexuan as Director For For Management 3e Reelect Lam Kwong Siu as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Appoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES CEMENT HOLDINGS LTD. Ticker: 01313 Security ID: G2113L106 Meeting Date: MAY 04, 2012 Meeting Type: Annual Record Date: APR 27, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.06 Per For For Management Share 3a Reelect Zhou Longshan as Director For For Management 3b Reelect Pan Yonghong as Director For For Management 3c Reelect Lau Chung Kwok Robert as For For Management Director 3d Reelect Zeng Xuemin as Director For For Management 3e Reelect LAM Chi Yuen Nelson as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY CO., LTD. Ticker: 01088 Security ID: Y1504C113 Meeting Date: MAY 25, 2012 Meeting Type: Annual Record Date: APR 24, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of Board of Directors For For Management 2 Accept Report of Board of Supervisors For For Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan For For For Management the Year Ended Dec. 31, 2011 5 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 6 Reappoint KPMG Huazhen and KPMG as PRC For For Management and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7 Amend Rules of Procedure of Board For For Management Meeting of the Company 8 Amend Related Party Transactions For For Management Decision Making Rules of the Company 9 Elect Kong Dong as Non-Executive For For Shareholder Director 10 Elect Chen Hongsheng as Non-Executive For For Shareholder Director 11 Amend Articles: Board-Related For For Management 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY CO., LTD. Ticker: 01088 Security ID: Y1504C113 Meeting Date: MAY 25, 2012 Meeting Type: Special Record Date: APR 24, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- CHINA SHINEWAY PHARMACEUTICAL GROUP LTD. Ticker: 02877 Security ID: G2110P100 Meeting Date: MAY 30, 2012 Meeting Type: Annual Record Date: MAY 25, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Reelect Xin Yunxia as Director For For Management 2b Reelect Sun Liutai as Director For For Management 2c Reelect Hung Randy King Kuen as For For Management Director 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 4b Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4c Authorize Reissuance of Repurchased For Against Management Shares 5 Approve Final Dividend of RMB 0.12 Per For For Management Share 6 Approve Special Dividend of RMB 0.14 For For Management Per Share -------------------------------------------------------------------------------- CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING) Ticker: 01138 Security ID: Y1503Y108 Meeting Date: JAN 16, 2012 Meeting Type: Special Record Date: DEC 16, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Lirong as Executive Director For For Management and Approve Director's Service Contract 2 Elect Wang Wusheng as Independent For For Management Non-Executive Director and Approve Director's Service Contract -------------------------------------------------------------------------------- CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING) Ticker: 01138 Security ID: Y1503Y108 Meeting Date: MAY 17, 2012 Meeting Type: Annual Record Date: APR 16, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2011 Audited Financial For For Management Statements 2 Approve 2011 Report of the Board of For For Management Directors 3 Approve 2011 Report of the Supervisory For For Management Committee 4 Approve Final Dividend of RMB 0.10 Per For For Management Share 5 Approve 2011 Annual Report For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors, Supervisors and Senior Management of the Company 7 Reappoint Baker Tilly China and Baker For For Management Tilly Hong Kong Limited as Domestic and International Auditors of the Company, Respectively, and Authorize Board to Fix Their Remuneration 8 Amend Articles Re: Change of For For Management Registered Address 9 Approve Issuance of Corporate Bonds For For Management 10 Authorize Board to Deal with Specific For For Management Matters in Relation to the Issuance of Corporate Bonds -------------------------------------------------------------------------------- CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING) Ticker: 01138 Security ID: Y1503Y108 Meeting Date: JUN 20, 2012 Meeting Type: Special Record Date: MAY 23, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Li Shaode as Executive Director For For Management 2 Reelect Xu Lirong as Executive Director For For Management 3 Reelect Lin Jianqing as Executive For For Management Director 4 Reelect Wang Daxiong as Executive For For Management Director 5 Reelect Zhang Guofa as Executive For For Management Director 6 Reelect Yan Zhichong as Executive For For Management Director 7 Elect Qiu Guoxuan as Executive Director For For Management 8 Reelect Zhu Yongguang as Independent For For Management Non-Executive Director 9 Reelect Zhang Jun as Independent For For Management Non-Executive Director 10 Reelect Lu Wenbin as Independent For For Management Non-Executive Director 11 Reelect Wang Wusheng as Independent For For Management Non-Executive Director 12 Elect Xu Wenrong as Supervisor For For Management 13 Elect Xu Hui as Supervisor For For Management 14 Elect Zhang Rongbiao as Supervisor For For Management -------------------------------------------------------------------------------- CHINA STEEL CORPORATION Ticker: 2002 Security ID: Y15041109 Meeting Date: JUN 15, 2012 Meeting Type: Annual Record Date: APR 16, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2011 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2011 Profit For For Management Distribution 3 Approve the Issuance of New Shares by For For Management Capitalization of Distributable Earnings 4 Amend the Articles of Association For For Management 5 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting 6 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets 7 Approve Amendment to Rules and For For Management Procedure for Election of Directors and Supervisors 8 Approve Release of Restrictions of For For Management Competitive Activities of Director Mr. Jyh-Yuh, Sung 9 Approve Release of Restrictions of For For Management Competitive Activities of Director Mr. Kin-Tsau, Lee 10 Approve Release of Restrictions of For For Management Competitive Activities of Director Mr. Jih-Gang, Liu -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 00762 Security ID: Y1519S111 Meeting Date: MAY 29, 2012 Meeting Type: Annual Record Date: MAY 24, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a1 Reelect Chang Xiaobing as Director For For Management 3a2 Reelect Cheung Wing Lam Linus as For For Management Director 3a3 Reelect John Lawson Thornton as For For Management Director 3a4 Reelect Chung Shui Ming Timpson as For For Management Director 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINATRUST FINANCIAL HOLDING CO., LTD. Ticker: 2891 Security ID: Y15093100 Meeting Date: JUN 28, 2012 Meeting Type: Annual Record Date: APR 27, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2011 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2011 Profit For For Management Distribution 3 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting 4 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets 5 Approve the Issuance of New Shares by For For Management Capitalization of 2011 Profit 6 Approve to Amend the Articles of For For Management Association 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors and Representatives 8 Transact Other Business None None Management -------------------------------------------------------------------------------- CHROMA ATE INC. Ticker: 2360 Security ID: Y1604M102 Meeting Date: JUN 06, 2012 Meeting Type: Annual Record Date: APR 06, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on 2011 Profit For For Management Distribution 3 Amend the Articles of Association For For Management 4 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets 5 Approve to Amend Trading Procedures For For Management Governing Derivatives Products 6 Elect I-Shih Tseng, a Representative None Against Shareholder of CHROMA INVESTMENT CO., LTD with Shareholder No.12744, as Director 7 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Elected Directors and Their Representatives -------------------------------------------------------------------------------- CHUNGHWA TELECOM CO., LTD. Ticker: 2412 Security ID: Y1613J108 Meeting Date: JUN 22, 2012 Meeting Type: Annual Record Date: APR 23, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2011 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2011 Profit For For Management Distribution 3 Approve to Amend the Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 5 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting 6 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets -------------------------------------------------------------------------------- CNOOC LTD. Ticker: 00883 Security ID: Y1662W117 Meeting Date: MAY 25, 2012 Meeting Type: Annual Record Date: MAY 21, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Declare Final Dividend For For Management 1c Reelect Wu Guangqi as Executive For For Management Director 1d Reelect Wu Zhenfang as Non-Executive For For Management Director 1e Reelect Tse Hau Yin, Aloysius as For For Management Independent Non-Executive Director 1f Authorize Board to Fix Remuneration of For For Management Directors 1g Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 2a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2b Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- FOCUS MEDIA HOLDING LIMITED Ticker: FMCN Security ID: 34415V109 Meeting Date: NOV 01, 2011 Meeting Type: Annual Record Date: SEP 20, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1a Reelect Charles Chao as Director For For Management 1b Reelect Wu Ying as Director For For Management 2 Elect Kit Leong Low as Director For For Management 3 Appoint Deloitte Touche Tohmatsu CPA For For Management Ltd. as Auditors -------------------------------------------------------------------------------- FORMOSA PLASTICS CORP. Ticker: 1301 Security ID: Y26095102 Meeting Date: JUN 19, 2012 Meeting Type: Annual Record Date: APR 20, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2011 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2011 Profit For For Management Distribution 3 Approve to Amend the Articles of For For Management Association 4 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting 5 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets 6 Approve the Proposal on Election of For For Management Directors and Supervisors 7.1 Elect Zhang Yurui, a Representative of None For Shareholder Hong Tong Co., Ltd. with Shareholder No. 616535, as Director 7.2 Elect C.T. Lee with Shareholder No. None Against Shareholder 6190, as Director 7.3 Elect William Wong, a Representative None Against Shareholder of Formosa Chemicals & Fiber Corporation with Shareholder No. 270960, as Director 7.4 Elect Susan Wang, a Representative of None Against Shareholder Nanya Plastics Corporation with Shareholder No. 280567, as Director 7.5 Elect Wilfred Wang, a Representative None Against Shareholder of Formosa Petrochemical Corporation with Shareholder No. 4, as Director 7.6 Elect H. H. Wang with Shareholder No. None Against Shareholder 771725, as Director 7.7 Elect Director No.6 None Against Shareholder 7.8 Elect Director No.7 None Against Shareholder 7.9 Elect Director No.8 None Against Shareholder 7.10 Elect Director No.9 None Against Shareholder 7.11 Elect Director No.10 None Against Shareholder 7.12 Elect Director No.11 None Against Shareholder 7.13 Elect Wei Qilin, with ID J100196868, For For Shareholder as Independent Director 7.14 Elect Wang Deshan, with ID R100629055, For For Shareholder as Independent Director 7.15 Elect Wu Qingji, with ID R101312504, For For Shareholder as Independent Director 7.16 Elect Supervisor No.1 None Against Shareholder 7.17 Elect Supervisor No.2 None Against Shareholder 7.18 Elect Supervisor No.3 None Against Shareholder 8 Transact Other Business None None Management -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO. LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: OCT 06, 2011 Meeting Type: Special Record Date: SEP 06, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve By-Election of Chao, Yuan-Chi For For Management with ID Number A102889975 as Independent Director 1.2 Approve By-Election of Chao, Shao-Kang For For Management with ID Number D100005296 as Independent Director 2 Approve Release of Restrictions of For For Management Competitive Activities of the Newly Elected Independent Directors -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO. LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: JUN 15, 2012 Meeting Type: Annual Record Date: APR 16, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2011 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2011 Profit For For Management Distribution 3 Approve the Issuance of New Shares by For For Management Capitalization of Accumulated Undistributed Earnings 4 Approve Cash Capital Increase Proposal For For Management to Raise Long-term Capital 5 Amend the Articles of Association For For Management 6 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting 7 Approve Amendment to Rules and For For Management Procedures for Election of Directors 8 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- GOLDEN EAGLE RETAIL GROUP LTD. Ticker: 03308 Security ID: G3958R109 Meeting Date: MAY 17, 2012 Meeting Type: Annual Record Date: MAY 11, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend RMB0.188 Per For For Management Share 3a Reelect Zheng Shu Yun as Director For For Management 3b Reelect Wang Yao as Director For For Management 3c Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HANG LUNG PROPERTIES LTD. Ticker: 00101 Security ID: Y30166105 Meeting Date: APR 18, 2012 Meeting Type: Annual Record Date: APR 13, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Reelect Ronald Joseph Arculli as For Against Management Director 3b Reelect Ronnie Chichung Chan as For For Management Director 3c Reelect Henry Tze Yin Yiu as Director For For Management 3d Reelect Hau Cheong Ho as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint KPMG as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Share Option Scheme For For Management -------------------------------------------------------------------------------- HANG SENG BANK Ticker: 00011 Security ID: Y30327103 Meeting Date: MAY 11, 2012 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Rose W M Lee as Director For For Management 2b Elect Andrew H C Fung as Director For For Management 2c Elect Anita Y M Fung as Director For For Management 2d Elect Fred Zuliu Hu as Director For For Management 2e Reelect Dorothy K Y P Sit as Director For For Management 2f Reelect Richard Y S Tang as Director For For Management 2g Reelect Peter T S Wong as Director For Against Management 3 Reappoint KPMG as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HIWIN TECHNOLOGIES CORP. Ticker: 2049 Security ID: Y3226A102 Meeting Date: JUN 22, 2012 Meeting Type: Annual Record Date: APR 23, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2011 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2011 Profit For For Management Distribution 3 Approve the Issuance of New Shares by For For Management Capitalization of Distributable Earnings 4 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets 5 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO., LTD. Ticker: 2317 Security ID: Y36861105 Meeting Date: JUN 18, 2012 Meeting Type: Annual Record Date: APR 19, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2011 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2011 Profit For For Management Distribution 3 Approve the Issuance of New Shares by For For Management Capitalization of 2011 Profit 4 Approve Increase of Cash Capital and For For Management Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt 5 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets 6 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 7 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting 8 Amend the Articles of Association For For Management 9 Approve to Issue the Restricted Stock For Against Management 10 Approve to Issue the Employee Stock For Against Management Options with Price Lower than the Current Price -------------------------------------------------------------------------------- HONG KONG EXCHANGES AND CLEARING LTD Ticker: 00388 Security ID: Y3506N139 Meeting Date: APR 23, 2012 Meeting Type: Annual Record Date: APR 18, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$2.09 Per For For Management Share 3a Reelect Chan Tze Ching, Ignatius as For For Management Director 3b Reelect John Mackay McCulloch For For Management Williamson as Director 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7a Approve Remuneration of HK$900,000 and For For Management HK$600,000 Per Annum to the Chairman and Each of the Other Non-Executive Directors, Respectively 7b Approve Attendance Fee and Additional For For Management Remuneration for the Chairman and Members of Certain Board Committees -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: G4634U169 Meeting Date: MAY 25, 2012 Meeting Type: Annual Record Date: MAY 24, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3a Re-elect Safra Catz as Director For For Management 3b Re-elect Laura Cha as Director For For Management 3c Re-elect Marvin Cheung as Director For For Management 3d Re-elect John Coombe as Director For For Management 3e Elect Joachim Faber as Director For For Management 3f Re-elect Rona Fairhead as Director For For Management 3g Re-elect Douglas Flint as Director For For Management 3h Re-elect Alexander Flockhart as For For Management Director 3i Re-elect Stuart Gulliver as Director For For Management 3j Re-elect James Hughes-Hallett as For For Management Director 3k Re-elect William Laidlaw as Director For For Management 3l Elect John Lipsky as Director For For Management 3m Re-elect Janis Lomax as Director For For Management 3n Re-elect Iain Mackay as Director For For Management 3o Re-elect Nagavara Murthy as Director For For Management 3p Re-elect Sir Simon Robertson as For For Management Director 3q Re-elect John Thornton as Director For For Management 4 Reappoint KPMG Audit plc as Auditors For For Management and Authorise Their Remuneration 5 Authorise Issue of Equity with For For Management Pre-emptive Rights 6 Authorise Issue of Equity without For For Management Pre-emptive Rights 7 Authorise Market Purchase For For Management 8 Approve Scrip Dividend Program For For Management 9 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- HUTCHISON WHAMPOA LIMITED Ticker: 00013 Security ID: Y38024108 Meeting Date: MAY 25, 2012 Meeting Type: Annual Record Date: MAY 21, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Li Ka-shing as Director For For Management 3b Reelect Chow Woo Mo Fong, Susan as For For Management Director 3c Reelect Lai Kai Ming, Dominic as For For Management Director 3d Reelect Michael David Kadoorie as For For Management Director 3e Reelect Margaret Leung Ko May Yee as For For Management Director 4 Appoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 01398 Security ID: ADPV10686 Meeting Date: NOV 29, 2011 Meeting Type: Special Record Date: OCT 24, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Subordinated Bonds For For Management 2 Elect Jiang Jianqing as Executive For For Management Director of the Bank 3 Elect Yang Kaisheng as Executive For For Management Director of the Bank 4 Elect Wong Kwong Shing, Frank as For For Management Independent Non-Executive Director of the Bank 5 Elect Tian Guoqiang as Independent For For Management Non-Executive Director of the Bank 6 Elect Wang Chixi as Shareholder For For Management Supervisor of the Bank 7 Elect Huan Huiwu as Non-Executive None For Shareholder Director of the Bank 8 Elect Wang Xiaoya as Non-Executive None For Shareholder Director of the Bank 9 Elect Ge Rongrong as Non-Executive None For Shareholder Director of the Bank 10 Elect Li Jun as Non-Executive Director None For Shareholder of the Bank 11 Elect Wang Xiaolan as Non-Executive None For Shareholder Director of the Bank 12 Elect Yao Zhongli as Non-Executive None For Shareholder Director of the Bank -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 01398 Security ID: ADPV10686 Meeting Date: FEB 23, 2012 Meeting Type: Special Record Date: JAN 20, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fixed Assets Investment Budget For For Management for 2012 2 Elect Or Ching Fai as Director For For Management -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 01398 Security ID: Y3990B112 Meeting Date: MAY 31, 2012 Meeting Type: Annual Record Date: APR 30, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2011 Work Report of Board of For For Management Directors 2 Accept 2011 Work Report of Board of For For Management Supervisors 3 Accept Bank's 2011 Audited Accounts For For Management 4 Approve 2011 Profit Distribution Plan For For Management 5 Reappoint Ernst & Young and Ernst & For For Management Young Hua Ming as Auditors and Authorize Board to Fix Their Aggregate Audit Fees for 2012 of RMB 165.6 Million 6 Elect Dong Juan as External Supervisor For For Management 7 Elect Meng Yan as External Supervisor For For Management 8 Elect Hong Yongmiao as Independent None For Shareholder Non-Executive Director 9 Approve Payment of Remuneration to None For Shareholder Directors and Supervisors -------------------------------------------------------------------------------- INTERNATIONAL GAMES SYSTEM CO., LTD. Ticker: 3293 Security ID: Y41065106 Meeting Date: JUN 08, 2012 Meeting Type: Annual Record Date: APR 09, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on 2011 Profit For For Management Distribution 3.1 Elect LEE KO-CHU, with Shareholder No. For For Management 2, as Director 3.2 Elect CHIANG SHUN-CHEN, with For For Management Shareholder No.1, as Director 3.3 Elect CHEN A-CHIEN, with Shareholder For For Management No.18, as Director 3.4 Elect PSAO CHUN-CHIEH, with For For Management Shareholder No.16, as Director 3.5 Elect WANG WAN-HSUI, with Shareholder For For Management No.5, as Director 3.6 Elect CHU WEI-JEN, with ID F101013669, For For Management as Independent Director 3.7 Elect TAI WEN-KAI, with ID U120277774, For For Management as Independent Director 3.8 Elect CHANG WEI-CHEN, with ID For For Management Q121637716, as Supervisor 3.9 Elect LIN HSIAO-CHEN, withShareholder For For Management No.15, as Supervisor 3.10 Elect WANG TSAN-HUA, withShareholder For For Management No.257, as Supervisor 4 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets 5 Approve to Amend Trading Procedures For For Management Governing Derivatives Products 6 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting 7 Amend the Articles of Association For For Management 8 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors 9 Approve Allocation of Cash Dividend For For Management from Capital Reserves -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LTD. Ticker: 00358 Security ID: Y4446C100 Meeting Date: DEC 06, 2011 Meeting Type: Special Record Date: NOV 04, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution For For Management 2 Appoint Ernst & Young Hua Ming For For Management Certified Public Accountants as Internal Control Accountant and Authorize Board to Fix Their Remuneration 3 Approve Consolidated Supply and For For Management Services Agreement 1 and related Annual Caps 4 Approve Consolidated Supply and For For Management Services Agreement 2 and related Annual Caps 5 Approve Financial Services Agreement For Against Management and related Annual Caps -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LTD. Ticker: 00358 Security ID: Y4446C100 Meeting Date: JUN 19, 2012 Meeting Type: Annual Record Date: MAY 18, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management for the Year 2011 5 Approve Revised Financial Services For Against Management Agreement and Relevant Annual Caps 6 Approve New Land Leasing Agreement and For For Management Relevant Annual Caps 7a Elect Li Yihuang as Director For For Management 7b Elect Li Baomin as Director For For Management 7c Elect Gao Jianmin as Director For For Management 7d Elect Liang Qing as Director For For Management 7e Elect Gan Chengjiu as Director For For Management 7f Elect Hu Qingwen as Director For For Management 7g Elect Shi Jialiang as Director For For Management 7h Elect Wu Jianchang as Director For For Management 7i Elect Gao Dezhu as Director For For Management 7j Elect Zhang Weidong as Director For For Management 7k Elect Deng Hui as Director For For Management 8 Authorize Board to Enter into Service For For Management Contract and/or Appointment Letter with the Newly Elected Executive and Independent Non-Executive Directors 9a Elect Hu Faliang as Supervisor For For Management 9b Elect Wu Jinxing as Supervisor For For Management 9c Elect Wan Sujuan as Supervisor For For Management 9d Elect Xie Ming as Supervisor For For Management 9e Elect Lin Jinliang as Supervisor For For Management 10 Authorize Board to Enter into Service For For Management Contract or Appointment Letter with the Newly Elected Supervisors 11 Approve Annual Remuneration of For For Management Directors and Supervisors 12 Appoint Deloitte Touche Tohmatsu CPA For For Management Ltd. as Domestic Auditors and Internal Control Audit Institution and Deloitte Touche Tohmatsu as Overseas Auditors and Authorize Board to Fix Their Remuneration 13 Approve Permanent Replenishment of For For Management Working Capital by Surplus Capital From Previous A Share Issue 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 15 Approve Expansion of Business Scope of None For Shareholder the Company and Amend the Relevant Provisions of the Articles of Association -------------------------------------------------------------------------------- KEPPEL CORPORATION LTD. Ticker: BN4 Security ID: Y4722Z120 Meeting Date: APR 20, 2012 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend of SGD 0.26 Per For For Management Share 3 Reelect Lee Boon Yang as Director For For Management 4 Reelect Choo Chiau Beng as Director For For Management 5 Reelect Oon Kum Loon as Director For For Management 6 Approve Directors' Fees of SGD 1.4 For For Management million and Award of 34,000 Existing Ordinary Shares to Identified Directors for the Year Ended Dec. 31, 2011 7 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Approve Mandate for Transactions with For For Management Related Parties -------------------------------------------------------------------------------- L'OCCITANE INTERNATIONAL S.A. Ticker: 00973 Security ID: L6071D109 Meeting Date: SEP 30, 2011 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY Ended March 31, 2011 2 Approve Dividends For For Management 3i Reelect Thomas Levilion as Director For For Management 3ii Reelect Pierre Maurice Georges Milet For For Management as Director 3iii elect Charles Mark Broadley as Director For For Management 3iv Reelect Susan Saltzbart Kilsbey as For For Management Director 3v Reelect Jackson Chik Sum Ng as Director For For Management 4 Elect Domenico Trizio as New Director For For Management 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to 20 Percent of Issued Share Capital 5B Authorize Repurchase of Up to Ten For For Management Percent of Issued Share Capital 5C Authorize Reissuance of Repurchased For Against Management Shares 1 Authorize Board to Fix Remuneration of For For Management Directors 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Discharge of Directors For For Management 4 Approve Discharge of Auditors For For Management -------------------------------------------------------------------------------- L'OCCITANE INTERNATIONAL S.A. Ticker: 00973 Security ID: L6071D109 Meeting Date: SEP 30, 2011 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management -------------------------------------------------------------------------------- LI & FUNG LIMITED Ticker: 00494 Security ID: G5485F169 Meeting Date: MAY 14, 2012 Meeting Type: Annual Record Date: MAY 11, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.34 Per For For Management Share 3a Reelect Spencer Theodore Fung as For For Management Director 3b Reelect Franklin Warren McFarlan as For For Management Director 3c Reelect Martin Tang Yue Nien as For For Management Director 3d Reelect Fu Yuning as Director For For Management 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MAN WAH HOLDINGS LTD. Ticker: 01999 Security ID: G5800U107 Meeting Date: JUL 25, 2011 Meeting Type: Annual Record Date: JUL 20, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.13 Per For For Management Share 3 Reelect Wang Guisheng as Executive For For Management Director 4 Reelect Stephen Allen Barr as For For Management Executive Director 5 Reelect Ong Chor Wei as Non-Executive For For Management Director 6 Reelect Francis Lee Fook Wah as For For Management Non-Executive Director 7 Reelect Lee Teck Leng Robson as For For Management Independent Non-Executive Director 8 Approve Remuneration of Directors for For For Management the Year Ended Mar. 31, 2011 9 Authorize Board to Fix the For For Management Remuneration of Directors for the Year Ending Mar. 31, 2012 10 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MONGOLIAN MINING CORP Ticker: 00975 Security ID: G6264V102 Meeting Date: AUG 31, 2011 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Service Agreement and Sale and For For Management Purchase Agreement 2 Approve Fuel Supply Agreement For For Management -------------------------------------------------------------------------------- MONGOLIAN MINING CORP Ticker: 00975 Security ID: G6264V102 Meeting Date: MAY 24, 2012 Meeting Type: Annual Record Date: MAY 18, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2a Reelect Oyungerel Janchiv as For For Management Non-Executive Director 2b Reelect Ochirbat Punsalmaa as For For Management Independent Non-Executive Director 2c Reelect Unenbat Jigjid as Independent For For Management Non-Executive Director 2d Reelect Chan Tze Ching, Ignatius as For Against Management Independent Non-Executive Director 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Reappoint KPMG Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Share Repurchase Program For For Management 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 601857 Security ID: Y6883Q104 Meeting Date: OCT 20, 2011 Meeting Type: Special Record Date: SEP 19, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with a For Against Management Related Party 2 Elect Wang Lixin as Supervisor For For Management -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 601857 Security ID: Y6883Q104 Meeting Date: MAY 23, 2012 Meeting Type: Annual Record Date: APR 20, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Final Dividend For For Management 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends for the Year 2012 6 Reappoint PricewaterhouseCoopers, For For Management Certified Public Accountants as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 02318 Security ID: Y69790106 Meeting Date: FEB 08, 2012 Meeting Type: Special Record Date: JAN 06, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2a Approve Type of Securities to be For For Management Issued in Relation to the Public Issuance of A Share Convertible Corporate Bonds 2b Approve Issue Size in Relation to the For For Management Public Issuance of A Share Convertible Corporate Bonds 2c Approve Par Value and Issue Price in For For Management Relation to the Public Issuance of A Share Convertible Corporate Bonds 2d Approve Term in Relation to the Public For For Management Issuance of A Share Convertible Corporate Bonds 2e Approve Interest Rate in Relation to For For Management the Public Issuance of A Share Convertible Corporate Bonds 2f Approve Method and Timing of the For For Management Interest Payment in Relation to the Public Issuance of A Share Convertible Corporate Bonds 2g Approve Conversion Period in Relation For For Management to the Public Issuance of A Share Convertible Corporate Bonds 2h Approve Determination and Adjustment For For Management to CB Conversion Price in Relation to the Public Issuance of A Share Convertible Corporate Bonds 2i Approve Downward Adjustment to CB For For Management Conversion Price in Relation to the Public Issuance of A Share Convertible Corporate Bonds 2j Approve Method for Determining the For For Management Number of Shares for Conversion in Relation to the Public Issuance of A Share Convertible Corporate Bonds 2k Approve Terms of Redemption in For For Management Relation to the Public Issuance of A Share Convertible Corporate Bonds 2l Approve Terms of Sale Back in Relation For For Management to the Public Issuance of A Share Convertible Corporate Bonds 2m Approve Entitlement to Dividend of the For For Management Year Conversion in Relation to the Public Issuance of A Share Convertible Corporate Bonds 2n Approve Method of Issuance and Target For For Management Subscribers in Relation to the Public Issuance of A Share Convertible Corporate Bonds 2o Approve Subscription Arrangement for For For Management the Existing A Shareholders in Relation to the Public Issuance of A Share Convertible Corporate Bonds 2p Approve the Relevant Matters of CB For For Management Holders' Meetings in Relation to the Public Issuance of A Share Convertible Corporate Bonds 2q Approve Use of Proceeds in Relation to For For Management the Public Issuance of A Share Convertible Corporate Bonds 2r Approve Special Provisions in Relation For For Management to Solvency Capital in Relation to the Public Issuance of A Share Convertible Corporate Bonds 2s Approve Guarantee and Security in For For Management Relation to the Public Issuance of A Share Convertible Corporate Bonds 2t Approve Validity Period of the For For Management Resolution in Relation to the Public Issuance of A Share Convertible Corporate Bonds 2u Approve Matters Relating to For For Management Authorization in Relation to the Public Issuance of A Share Convertible Corporate Bonds 3 Approve Feasibility Analysis on the For For Management Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds 4 Approve Utilization Report on the Use For For Management of Proceeds from the Previous Fund Raising Activity 5 Elect Fan Mingchun as Non-Executive None For Shareholder Director -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 02318 Security ID: Y69790106 Meeting Date: JUN 27, 2012 Meeting Type: Annual Record Date: MAY 25, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management for the Year Ended Dec. 31, 2011 2 Approve Report of Supervisory For For Management Committee for the Year Ended Dec. 31, 2011 3 Approve Annual Report and its Summary For For Management for the Year Ended Dec. 31, 2011 4 Approve Financial Statements and For For Management Auditors Report for the Year Ended Dec. 31, 2011 5 Approve Profit Distribution Plan for For For Management the Year Ended Dec. 31, 2011 and the Distribution of Final Dividends 6 Reappoint Ernst & Young Hua Ming as For For Management the PRC Auditors and Ernst & Young as the International Auditors of the Company, and Authorize Board to Fix Their Remuneration 7a Reelect Ma Mingzhe as an Executive For For Management Director 7b Reelect Sun Jianyi as an Executive For For Management Director 7c Elect Ren Huichuan as an Executive For For Management Director 7d Reelect Yao Jason Bo as an Executive For For Management Director 7e Elect Ku Man as an Executive Director For For Management 7f Reelect Lin Lijun as a Non-Executive For For Management Director 7g Reelect Wong Tung Shun Peter as a For For Management Non-Executive Director 7h Reelect Ng Sing Yip as a Non-Executive For For Management Director 7i Reelect Li Zhe as a Non-Executive For For Management Director 7j Reelect Guo Limin as a Non-Executive For For Management Director 7k Reelect Fan Mingchun as a For For Management Non-Executive Director 7l Elect Cheng Siu Hong as a For For Management Non-Executive Director 7m Reelect Zhang Hongyi as an Independent For For Management Non-Executive Director 7n Reelect Chen Su as an Independent For For Management Non-Executive Director 7o Reelect Xia Liping as an Independent For For Management Non-Executive Director 7p Reelect Tang Yunwei as an Independent For For Management Non-Executive Director 7q Reelect Lee Ka Sze Carmelo as an For For Management Independent Non-Executive Director 7r Reelect Woo Ka Biu Jackson as an For For Management Independent Non-Executive Director 7s Elect Stephen Thomas Meldrum as an For For Management Independent Non-Executive Director 8a Reelect Gu Liji as an Independent For For Management Supervisor 8b Reelect Sun Fuxin as an Independent For For Management Supervisor 8c Reelect Peng Zhijian as an Independent For For Management Supervisor 8d Elect Lin Li as a Supervisor For For Management 9 Approve Resolution Relating to For For Management Reviewing the Continuing Connected Transactions Conducted Between Ping An Group and Connected Banks in the Ordinary and Usual Course of Business -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 01928 Security ID: G7800X107 Meeting Date: JUN 01, 2012 Meeting Type: Annual Record Date: MAY 21, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.58 Per For For Management Share 3a Reelect Sheldon Gary Adelson as For For Management Non-Executive Director 3b Reelect Edward Matthew Tracy as For For Management Executive Director 3c Reelect Lau Wong William as For For Management Non-Executive Director 3d Reelect Irwin Abe Siegel as For For Management Non-Executive Director 3e Reelect Chiang Yun as Independent For For Management Non-Executive Director 3f Reelect Iain Ferguson Bruce as For For Management Independent Non-Executive Director 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD Ticker: 00460 Security ID: G8162K113 Meeting Date: SEP 19, 2011 Meeting Type: Special Record Date: SEP 14, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management 2 Reelect Homer Sun as Director For For Management 3 Reelect Eddy Huang as Director For For Management -------------------------------------------------------------------------------- SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD. Ticker: 00460 Security ID: G8162K113 Meeting Date: JUN 01, 2012 Meeting Type: Annual Record Date: MAY 25, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Declare Final Dividend For For Management 3 Declare Special Dividend For For Management 4a1 Reelect Guo Weicheng as Executive For For Management Director 4a2 Reelect Zhang Jionglong as For For Management Non-Executive Director 4a3 Reelect Bai Huiliang as Independent For For Management Non-Executive Director 4b Authorize Board to Fix Remuneration of For For Management Directors 5 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6b Authorize Share Repurchase Program For For Management 6c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SITC INTERNATIONAL HOLDINGS CO LTD. Ticker: 01308 Security ID: G8187G105 Meeting Date: MAY 04, 2012 Meeting Type: Annual Record Date: APR 30, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Declare Final Dividend of HK$0.12 Per For For Management Share 3a Reelect Yang Xianxiang as Executive For For Management Director 3b Reelect Liu Kecheng as Executive For For Management Director 3c Reelect Tsui Yung Kwok as Independent For For Management Non-Executive Director 3d Reelect Yeung Kwok On as Independent For For Management Non-Executive Director 3e Reelect Lo Wing Yan, William as For For Management Independent Non-Executive Director 3f Reelect Ngai Wai Fung as Independent For For Management Non-Executive Director 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Ernst & Young as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- STANDARD CHARTERED PLC Ticker: STAN Security ID: G84228157 Meeting Date: MAY 09, 2012 Meeting Type: Annual Record Date: MAY 04, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Elect Viswanathan Shankar as Director For For Management 5 Re-elect Stefano Bertamini as Director For For Management 6 Re-elect Jaspal Bindra as Director For For Management 7 Re-elect Richard Delbridge as Director For For Management 8 Re-elect James Dundas as Director For For Management 9 Re-elect Valerie Gooding as Director For For Management 10 Re-elect Dr Han Seung-soo as Director For For Management 11 Re-elect Simon Lowth as Director For For Management 12 Re-elect Rudolph Markham as Director For For Management 13 Re-elect Ruth Markland as Director For For Management 14 Re-elect Richard Meddings as Director For For Management 15 Re-elect John Paynter as Director For For Management 16 Re-elect Sir John Peace as Director For For Management 17 Re-elect Alun Rees as Director For For Management 18 Re-elect Peter Sands as Director For For Management 19 Re-elect Paul Skinner as Director For For Management 20 Re-elect Oliver Stocken as Director For For Management 21 Reappoint KPMG Audit plc as Auditors For For Management 22 Authorise Board to Fix Remuneration of For For Management Auditors 23 Approve EU Political Donations and For For Management Expenditure 24 Authorise Issue of Equity with For For Management Pre-emptive Rights 25 Authorise Issue of Equity with For For Management Pre-emptive Rights 26 Authorise Issue of Equity without For For Management Pre-emptive Rights 27 Authorise Market Purchase of Ordinary For For Management Shares 28 Authorise Market Purchase of For For Management Preference Shares 29 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LTD. Ticker: 00016 Security ID: Y82594121 Meeting Date: DEC 08, 2011 Meeting Type: Annual Record Date: DEC 02, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Reelect Li Ka-cheung, Eric as Director For For Management 3a2 Reelect Kwok Ping-sheung, Walter as For Against Management Director 3a3 Reelect Po-shing Woo as Director For Against Management 3a4 Reelect Wong Chik-wing, Mike as For Against Management Director 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve New Share Option Scheme and For Against Management Terminate Existing Share Option Scheme of SUNeVision Holdings Ltd. 9 Approve New Share Option Scheme and For Against Management Terminate Existing Share Option Scheme of SmarTone Telecommunications Holdings Ltd. 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 12, 2012 Meeting Type: Annual Record Date: APR 13, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2011 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2011 Profit For For Management Distribution 3 Amend the Articles of Association For For Management 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5.1 Elect Morris Chang, with Shareholder For For Management No.4515, as Director 5.2 Elect F.C. Tseng, with Shareholder No. For For Management 104, as Director 5.3 Elect Johnsee Lee, a Representative of For For Management National Development Fund, Executive Yuan, with Shareholder No. 1, as Director 5.4 Elect Rick Tsai, with Shareholder No. For For Management 7252, as Director 5.5 Elect Sir Peter Leahy Bonfield, with For For Management Passport No.093180657, as Independent Director 5.6 Elect Stan Shih, with Shareholder No. For For Management 534770, as Independent Director 5.7 Elect Thomas J. Engibous, with For For Management Passport No.135021464, as Independent Director 5.8 Elect Gregory C. Chow, with Passport For For Management No.214553970, as Independent Director 5.9 Elect Kok-Choo Chen, with Shareholder For For Management No.9546, as Independent Director 6 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- TENCENT HOLDINGS LTD. Ticker: 00700 Security ID: G87572148 Meeting Date: MAY 16, 2012 Meeting Type: Annual Record Date: MAY 11, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a1 Reelect Li Dong Sheng as Director For For Management 3a2 Reelect Iain Ferguson Bruce as Director For For Management 3b Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- THE WHARF (HOLDINGS) LTD. Ticker: 00004 Security ID: Y8800U127 Meeting Date: MAY 30, 2012 Meeting Type: Annual Record Date: MAY 18, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Reelect Peter K. C. Woo as Director For For Management 2b Reelect Stephen T. H. Ng as Director For For Management 2c Reelect Andrew O. K. Chow as Director For For Management 2d Reelect Doreen Y. F. Lee as Director For For Management 2e Reelect Paul Y. C. Tsui as Director For For Management 2f Reelect Hans Michael Jebsen as Director For For Management 2g Reelect James E. Thompson as Director For For Management 3 Reappoint KPMG as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Authorize Board to Fix Remuneration of For For Management Directors and Audit Committee Members 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend Existing Share Option Scheme For For Management -------------------------------------------------------------------------------- TRINA SOLAR LTD. Ticker: TSL Security ID: 89628E104 Meeting Date: SEP 13, 2011 Meeting Type: Annual Record Date: AUG 12, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Junfeng Li as Director For For Management 2 Reelect Liping Qiu as Director For For Management 3 Appoint Deloitte Touche Tohmatsu as For For Management Auditors -------------------------------------------------------------------------------- TRINITY LTD. Ticker: 00891 Security ID: G90624100 Meeting Date: MAY 11, 2012 Meeting Type: Annual Record Date: MAY 10, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Reelect Jose Hosea Cheng Hor Yin as For For Management Director 3b Reelect Cassian Cheung Ka Sing as For For Management Director 3c Reelect Eva Li Kam Fun as Director For For Management 3d Reelect Patrick Sun as Director For For Management 3e Reelect Wong Yat Ming as Director For For Management 4 Reappoint PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WISTRON CORP. Ticker: 3231 Security ID: Y96738102 Meeting Date: JUN 21, 2012 Meeting Type: Annual Record Date: APR 20, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Simon Lin (Hsien-Ming Lin) with For For Management Shareholder No.000002 as Director 1.2 Elect Stan Shih (Chen-Jung Shih) with For For Management Shareholder No.000003 as Director 1.3 Elect Haydn Hsieh (Hong-Po Hsieh) with For For Management Shareholder No.000004 as Director 1.4 Elect Robert Huang (Po-Tuan Huang) For For Management with Shareholder No.000642 as Director 1.5 Elect John Hsuan (Min-Chih Hsuan) with For For Management ID F100588265 as Independent Director 1.6 Elect Michael Tsai (Kuo-Chih Tsai) For For Management with ID A100138304 as Independent Director 1.7 Elect James K.F. Wu (Kuo-Feng Wu) with For For Management ID N100666626 as Independent Director 1.8 Elect Victor C.J. Cheng (Chung-Jen For For Management Cheng) with Shareholder No.181362 as Independent Director 1.9 Elect Duh-Kung Tsai with ID L101428771 For For Management as Independent Director 2 Approve 2011 Business Operations For For Management Report and Financial Statements 3 Approve Plan on 2011 Profit For For Management Distribution 4 Approve the Issuance of New Shares by For For Management Capitalization of Distributable Earnings 5 Amend the Articles of Association For For Management 6 Approve Amendment to Rules and For For Management Procedure for Election of Directors 7 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets 8 Approve Release of Restrictions of For For Management Competitive Activities of Newly Elected Directors and Their Representatives 9 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting 10 Approve to Issue the Restricted Stock For For Management -------------------------------------------------------------------------------- WISTRON NEWEB CORP. Ticker: 6285 Security ID: Y96739100 Meeting Date: JUN 12, 2012 Meeting Type: Annual Record Date: APR 13, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2011 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2011 Profit For For Management Distribution 3 Approve the Issuance of New Shares by For For Management Capitalization of 2011 Distributable Earnings 4 Approve to Amend the Articles of For For Management Association 5 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets 6 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 01171 Security ID: Y97417102 Meeting Date: FEB 08, 2012 Meeting Type: Special Record Date: JAN 06, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Issue Size in Relation to the For For Management Public Offering of Corporate Bonds 1b Approve Bond Period and Interest Rate For For Management in Relation to the Public Offering of Corporate Bonds 1c Approve Use of Proceeds in Relation to For For Management the Public Offering of Corporate Bonds 1d Approve Arrangement to Place to For For Management Existing Shareholders in Relation to the Public Offering of Corporate Bonds 1e Approve Guarantee in Relation to the For For Management Public Offering of Corporate Bonds 1f Approve Listing Arrangement in For For Management Relation to the Public Offering of Corporate Bonds 1g Approve Methods for Redemption and For For Management Payment of Interest in Relation to the Public Offering of Corporate Bonds 1h Approve Warranty for Repayment of the For For Management Bonds in Relation to the Public Offering of Corporate Bonds 1i Approve Valid Period of the Special For For Management Resolutions in Relation to the Public Offering of Corporate Bonds 2 Authorize Board to Further Authorize For For Management the General Managers of the Company to Handle All Matters in Relation to the Public Offering of Corporate Bonds -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 01171 Security ID: Y97417102 Meeting Date: APR 23, 2012 Meeting Type: Special Record Date: MAR 23, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of USD Bonds For For Management 2 Approve Amendments to the Articles of For Against Management Association and Rules of Procedure for the Board of Directors -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 01171 Security ID: Y97417102 Meeting Date: JUN 22, 2012 Meeting Type: Special Record Date: MAY 22, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued H Share Capital -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 01171 Security ID: Y97417102 Meeting Date: JUN 22, 2012 Meeting Type: Annual Record Date: MAY 22, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Working Report of the Board of For For Management Directors 2 Approve Working Report of the For For Management Supervisory Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profit Distribution Plan for For For Management Year Ended Dec. 31, 2011 and Authorize Distribution of Cash Dividend of RMB 0. 57 Per Share 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Renewal of Liability Insurance For Against Management of Directors, Supervisors and Senior Officers 7 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 8a Approve Provision of Labour and For For Management Services Agreement and Proposed Annual Cap 8b Approve Provision of Insurance Fund For For Management Administrative Services Agreement and Proposed Annual Cap 8c Approve Provision of Materials Supply For For Management Agreement and Proposed Annual Cap 8d Approve Provision of Products, For For Management Materials and Equipment Leasing Agreement and Proposed Annual Cap 8e Approve Provision of Electricity and For For Management Heat Agreement and Proposed Annual Cap 8f Approve Financial Services Agreement For Against Management and Proposed Annual Cap 9 Approve Alteration of the Approved For Against Management Financing Activities of the Financing Business 10 Approve Extension of the Term for the For For Management $3 Billion Loan of Yancoal Australia Ltd. 11 Approve Provision of Guarantee for the For For Management Business in Australia 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued H Share Capital -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LTD. Ticker: 00881 Security ID: G9894K108 Meeting Date: JUN 15, 2012 Meeting Type: Annual Record Date: JUN 08, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend of HK$0.16 Per For For Management Share 3 Reelect Yu Guangming as Executive For For Management Director 4 Reelect Leng Xuesong as Non-Executive For For Management Director 5 Reelect Shigeno Tomihei as Independent For For Management Non-Executive Director 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Reappoint Ernst & Young as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 000157 Security ID: Y9895V103 Meeting Date: JUN 29, 2012 Meeting Type: Annual Record Date: MAY 29, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory Board For For Management 3a Appoint Baker Tilly China Certified For For Management Public Accountants Co., Ltd. as Domestic Auditors 3b Appoint KPMG as International Auditors For For Management 3c Authorize Audit Committee to Fix For For Management Remuneration of Auditors 4a Accept Audited Financial Statements For For Management Prepared under PRC Generally Accepted Accounting Principles 4b Accept Audited Financial Statements For For Management Prepared under International Financial Reporting Standards 5 Approve Report of Settlement Accounts For For Management 6 Approve Report of Annual Budget For For Management 7 Approve Profit Distribution Plan and For For Management Final Dividend of RMB 0.25 Per Share 8 Accept Full Text and Summary Annual For For Management Report of A Shares 9 Accept Annual Report of H Shares For For Management 10 Approve Application for Credit For For Management Facilities by Zoomlion Finance and Leasing (China) Co., Ltd. 11 Approve Application for Credit For For Management Facilities by Zoomlion Finance and Leasing (Beijing) Co., Ltd. 12 Approve Provision of Guarantee for the For Against Management Loan of Zoomlion International Trading (H.K.) Co., Limited 13a Approve Termination of Investments in For For Management the Environmental and Sanitation Machinery Project for the Industrialization of Key Equipment for Social Emergency Rescue System and Transfer of Proceeds to Replenish Working Capital 13b Approve Transfer of Proceeds from the For For Management Project for Upgrading of Medium and Large Excavators to the Project for Construction of Heavy Crane Production Base in Weinan Industrial Park 14 Approve Application by the Company to For For Shareholder the Relevant Banks for Credit Facilities and Financing with Credit Limit not Exceeding RMB140 Billion 1 Approve Change of Business Scope of For For Management the Company and Amend Articles of Association 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 000063 Security ID: Y0004F105 Meeting Date: APR 11, 2012 Meeting Type: Special Record Date: MAR 09, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Jianheng as For For Management Non-Independent Director 2 Approve Company's Fulfillment of None For Shareholder Conditions for Bond Issue 3 Approve Proposed Issue of Bonds None For Shareholder 4 Approve Mandate for the Board to Deal None For Shareholder with Matters Pertaining to the Bond Issue with Full Discretion ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant: AllianceBernstein Greater China '97 Fund, Inc. By: Robert M. Keith* ----------------------- Chief Executive Officer Date: August 30, 2012 *By: /s/ Emilie D. Wrapp ------------------- Emilie D. Wrapp Secretary POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the person whose signature appears below hereby revokes all prior powers granted by the undersigned to the extent inconsistent herewith and constitutes and appoints Robert M. Keith, Emilie D. Wrapp, Eric C. Freed, Nancy E. Hay and Stephen J. Laffey and each of them, to act severally as attorney-in-fact and agent, with power of substitution and resubstitution, for the undersigned in any and all capacities, solely for the purpose of signing the respective Registration Statements, and any amendments thereto, on Form N-1A and any other filings of: -AllianceBernstein Balanced Shares, Inc. -AllianceBernstein Blended Style Series, Inc. -AllianceBernstein Bond Fund, Inc. -AllianceBernstein Cap Fund, Inc. -AllianceBernstein Core Opportunities Fund, Inc. -AllianceBernstein Corporate Shares -AllianceBernstein Equity Income Fund, Inc. -AllianceBernstein Exchange Reserves -AllianceBernstein Fixed-Income Shares, Inc. -AllianceBernstein Global Bond Fund, Inc. -AllianceBernstein Global Growth Fund, Inc. -AllianceBernstein Global Real Estate Investment Fund, Inc. -AllianceBernstein Global Thematic Growth Fund, Inc. -AllianceBernstein Greater China '97 Fund, Inc. -AllianceBernstein Growth and Income Fund, Inc. -AllianceBernstein High Income Fund, Inc. -AllianceBernstein Institutional Funds, Inc. -AllianceBernstein International Growth Fund, Inc. -AllianceBernstein Large Cap Growth Fund, Inc. -AllianceBernstein Small/Mid-Cap Growth Fund, Inc. -AllianceBernstein Municipal Income Fund, Inc. -AllianceBernstein Municipal Income Fund II -AllianceBernstein Trust -AllianceBernstein Unconstrained Bond Fund, Inc. -AllianceBernstein Variable Products Series Fund, Inc. -The AllianceBernstein Portfolios -The AllianceBernstein Pooling Portfolios -Sanford C. Bernstein Fund II, Inc. and filing the same, with exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that said attorneys-in-fact, or their substitute or substitutes, may do or cause to be done by virtue hereof. /s/ Robert M. Keith -------------------------------- Robert M. Keith Dated: August 2, 2011