UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended March 31, 2013
Check here if Amendment: | |; Amendment Number:
This Amendment (Check only one): | | is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: Amici Capital, LLC
Address: 666 Fifth Avenue
Suite 3403
New York, NY 10103
13F File Number: 028-11383
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: William C. Verdi
Title: Chief Financial Officer
Phone: 212-484-5000
Signature, Place and Date of Signing:
/s/ William C. Verdi New York, NY May 15, 2013
----------------------- --------------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting managers(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 118
Form 13F Information Table Value Total: $2,351,243
(thousands)
List of Other Included Managers:
NONE
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FORM 13F INFORMATION TABLE
Amici Capital, LLC
March 31, 2013
COLUMN 1 COLUMN 2 COLUMN3 COLUMN 4 COLUMN 5 COL 6 COL 7 COLUMN 8
VALUE SHS OR SH/ PUT/ INVSMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MGRS SOLE SHARED NONE
ACACIA RESH CORP ACACIA TCH COM 003881307 31,232 1,035,200 SH SOLE 1,035,200
ADDUS HOMECARE CORP COM 006739106 1,187 90,000 SH SOLE 90,000
ALCATEL-LUCENT SPONSORED ADR 013904305 122 92,000 SH SOLE 92,000
ALTEVA COM 02153V102 813 88,657 SH SOLE 88,657
AMBASSADORS GROUP INC COM 023177108 323 75,000 SH SOLE 75,000
AMERICAN INTL GROUP INC COM NEW 026874784 601 15,475 SH SOLE 15,475
APOLLO GROUP INC CL A 037604105 5,217 300,000 SH SOLE 300,000
APOLLO GROUP INC CL A 037604105 261 15,000 CALL SOLE 15,000
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1,158 88,900 SH SOLE 88,900
ARES CAP CORP COM 04010L103 711 39,291 SH SOLE 39,291
ASSURED GUARANTY LTD COM G0585R106 129,627 6,289,500 SH SOLE 6,289,500
AUXILIUM PHARMACEUTICALS INC COM 05334D107 130 7,500 SH SOLE 7,500
BANCO BRADESCO S A SP ADR PFD NEW 059460303 23,020 1,352,500 SH SOLE 1,352,500
BANK MONTREAL QUE COM 063671101 13,597 216,000 SH SOLE 216,000
BANK OF AMERICA CORPORATION COM 060505104 8,627 708,300 SH SOLE 708,300
BARRICK GOLD CORP COM 067901108 6,290 213,950 SH SOLE 213,950
BERKSHIRE HILLS BANCORP INC COM 084680107 3,825 149,769 SH SOLE 149,769
BEST BUY INC COM 086516101 8,860 400,000 SH SOLE 400,000
BIOMARIN PHARMACEUTICAL INC COM 09061G101 140,647 2,259,029 SH SOLE 2,259,029
BIOMARIN PHARMACEUTICAL INC NOTE 1.875% 4/2 09061GAD3 24,725 8,000,000 PRN SOLE 8,000,000
BIOSPECIFICS TECHNOLOGIES CO COM 090931106 767 44,999 SH SOLE 44,999
BMC SOFTWARE INC COM 055921100 4,401 95,000 SH SOLE 95,000
BUILD A BEAR WORKSHOP COM 120076104 377 70,000 SH SOLE 70,000
BUNGE LIMITED COM G16962105 14,766 200,000 PUT SOLE 200,000
CANADIAN PAC RY LTD COM 13645T100 783 6,000 SH SOLE 6,000
CAPITOL FED FINL INC COM 14057J101 17,502 1,450,000 SH SOLE 1,450,000
CHESAPEAKE LODGING TR SH BEN INT 165240102 66,124 2,882,489 SH SOLE 2,882,489
CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 661 49,000 SH SOLE 49,000
CITIGROUP INC COM NEW 172967424 504 11,390 SH SOLE 11,390
CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 205 7,700 SH SOLE 7,700
CROWN HOLDINGS INC COM 228368106 624 15,000 SH SOLE 15,000
CYTORI THERAPEUTICS INC COM 23283K105 75 30,000 SH SOLE 30,000
DEALERTRACK HLDGS INC COM 242309102 1,766 60,100 SH SOLE 60,100
DONNELLEY R R & SONS CO COM 257867101 2,582 214,260 SH SOLE 214,260
DYNAVAX TECHNOLOGIES CORP COM 268158102 666 300,000 SH SOLE 300,000
E TRADE FINANCIAL CORP COM NEW 269246401 925 86,400 SH SOLE 86,400
ENERNOC INC COM 292764107 1,737 100,000 SH SOLE 100,000
ERA GROUP INC COM 26885G109 14,000 666,673 SH SOLE 666,673
EXCO RESOURCES INC COM 269279402 1,128 158,267 SH SOLE 158,267
EXELIXIS INC COM 30161Q104 402 87,000 SH SOLE 87,000
EXPRESS SCRIPTS HLDG CO COM 30219G108 113,247 1,964,400 SH SOLE 1,964,400
FIRST SOLAR INC COM 336433107 2,426 90,000 SH SOLE 90,000
FIRST SOLAR INC COM 336433107 8,358 310,000 PUT SOLE 310,000
FIRST SOLAR INC COM 336433107 5,796 215,000 CALL SOLE 215,000
FOSSIL INC COM 349882100 1,169 12,100 SH SOLE 12,100
GENERAL ELECTRIC CO COM 369604103 7,738 334,700 SH SOLE 334,700
GOOGLE INC CL A 38259P508 62,411 78,600 SH SOLE 78,600
GYRODYNE CO AMER INC COM 403820103 735 10,000 SH SOLE 10,000
HARVEST NATURAL RESOURCES IN COM 41754V103 8,247 2,349,632 SH SOLE 2,349,632
HILLTOP HOLDINGS INC COM 432748101 3,588 265,000 SH SOLE 265,000
HSBC HLDGS PLC SPON ADR NEW 404280406 4,115 35,923 SH SOLE 35,923
ICICI BK LTD ADR 45104G104 58,880 1,372,500 SH SOLE 1,372,500
INDEPENDENCE HLDG CO NEW COM NEW 453440307 5,353 525,810 SH SOLE 525,810
INVACARE CORP COM 461203101 979 75,000 SH SOLE 75,000
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 31,150 1,750,000 SH SOLE 1,750,000
ITT EDUCATIONAL SERVICES INC COM 45068B109 2,551 185,100 SH SOLE 185,100
JPMORGAN CHASE & CO COM 46625H100 2,532 53,343 SH SOLE 53,343
KB HOME COM 48666K109 4,280 196,600 SH SOLE 196,600
LCA-VISION INC COM PAR $.001 501803308 1,271 378,333 SH SOLE 378,333
LENDER PROCESSING SVCS INC COM 52602E102 31,698 1,245,000 SH SOLE 1,245,000
LIBERTY GLOBAL INC COM SER A 530555101 100,218 1,365,372 SH SOLE 1,365,372
LIBERTY GLOBAL INC COM SER C 530555309 2,771 40,372 SH SOLE 40,372
MACYS INC COM 55616P104 40,509 968,200 SH SOLE 968,200
MAKO SURGICAL CORP COM 560879108 56 5,000 SH SOLE 5,000
MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 117 7,000 SH SOLE 7,000
MASTERCARD INC CL A 57636Q104 17,641 32,600 SH SOLE 32,600
MCCLATCHY CO CL A 579489105 251 86,700 SH SOLE 86,700
MDC PARTNERS INC CL A SUB VTG 552697104 14,464 894,520 SH SOLE 894,520
MEDCATH CORP COM 58404W109 179 125,000 SH SOLE 125,000
MERCK & CO INC NEW COM 58933Y105 11,102 251,000 SH SOLE 251,000
MGP INGREDIENTS INC NEW COM 55303J106 2,412 550,997 SH SOLE 550,997
MICROSTRATEGY INC CL A NEW 594972408 2,345 23,200 SH SOLE 23,200
NATIONAL OILWELL VARCO INC COM 637071101 112,422 1,589,000 SH SOLE 1,589,000
NATIONAL OILWELL VARCO INC COM 637071101 21,933 310,000 CALL SOLE 310,000
NETAPP INC COM 64110D104 7,071 207,000 SH SOLE 207,000
NEWMONT MINING CORP COM 651639106 8,378 200,000 SH SOLE 200,000
NEWS CORP CL A 65248E104 1,068 35,000 SH SOLE 35,000
NORDION INC COM 65563C105 1,322 200,000 SH SOLE 200,000
NOVAGOLD RES INC COM NEW 66987E206 290 80,000 SH SOLE 80,000
NPS PHARMACEUTICALS INC COM 62936P103 1,529 150,000 SH SOLE 150,000
PENFORD CORP COM 707051108 12,382 1,128,746 SH SOLE 1,128,746
PENN NATL GAMING INC COM 707569109 11,479 210,903 SH SOLE 210,903
PENNEY J C INC COM 708160106 1,044 69,100 SH SOLE 69,100
QUALCOMM INC COM 747525103 38,496 575,000 SH SOLE 575,000
QUALSTAR CORP COM 74758R109 1,402 834,901 SH SOLE 834,901
QUANTUM CORP COM DSSG 747906204 23,126 18,067,315 SH SOLE 18,067,315
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 3,254 100,000 PUT SOLE 100,000
SANOFI SPONSORED ADR 80105N105 136,863 2,679,377 SH SOLE 2,679,377
SEACOR HOLDINGS INC COM 811904101 33,903 460,135 SH SOLE 460,135
SEALED AIR CORP NEW COM 81211K100 38,142 1,582,000 SH SOLE 1,582,000
SI FINL GROUP INC MD COM 78425V104 839 69,369 SH SOLE 69,369
SIGA TECHNOLOGIES INC COM 826917106 72 20,000 SH SOLE 20,000
SL GREEN RLTY CORP COM 78440X101 2,911 33,800 SH SOLE 33,800
SLM CORP COM 78442P106 14,086 687,771 SH SOLE 687,771
SPDR GOLD TRUST GOLD SHS 78463V107 649 4,200 SH SOLE 4,200
SPDR S&P 500 ETF TR TR UNIT 78462F103 79,902 510,000 PUT SOLE 510,000
SPECTRUM PHARMACEUTICALS INC COM 84763A108 112 15,000 SH SOLE 15,000
STANDARD PAC CORP NEW COM 85375C101 44,618 5,164,159 SH SOLE 5,164,159
TATA MTRS LTD SPONSORED ADR 876568502 1,111 45,500 SH SOLE 45,500
TESSERA TECHNOLOGIES INC COM 88164L100 82,091 4,378,213 SH SOLE 4,378,213
TEXTRON INC COM 883203101 63,197 2,120,000 SH SOLE 2,120,000
TFS FINL CORP COM 87240R107 25,026 2,310,711 SH SOLE 2,310,711
THOR INDS INC COM 885160101 957 26,000 SH SOLE 26,000
TIVO INC COM 888706108 48,618 3,924,000 SH SOLE 3,924,000
TRANSOCEAN LTD REG SHS H8817H100 4,457 85,782 SH SOLE 85,782
TUMI HLDGS INC COM 89969Q104 49,946 2,385,208 SH SOLE 2,385,208
UNILEVER N V N Y SHS NEW 904784709 26,047 635,302 SH SOLE 635,302
UNITED RENTALS INC COM 911363109 3,882 70,629 SH SOLE 70,629
UNITED THERAPEUTICS CORP DEL COM 91307C102 46,377 761,900 SH SOLE 761,900
VERINT SYS INC COM 92343X100 18,750 513,002 SH SOLE 513,002
VERISIGN INC COM 92343E102 21,328 451,100 SH SOLE 451,100
VERISIGN INC SDCV 3.250% 8/1 92343EAD4 54,571 36,704,000 PRN SOLE 36,704,000
VIRGIN MEDIA INC COM 92769L101 979 20,000 SH SOLE 20,000
VISA INC COM CL A 92826C839 71,452 420,700 SH SOLE 420,700
WALGREEN CO COM 931422109 61,603 1,292,000 SH SOLE 1,292,000
WALTER INVT MGMT CORP COM 93317W102 93,606 2,512,900 SH SOLE 2,512,900
WEBMD HEALTH CORP COM 94770V102 243 10,000 SH SOLE 10,000
YAMANA GOLD INC COM 98462Y100 154 10,000 SH SOLE 10,000
SK 02903 0001 1379093