SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-00134
AllianceBernstein Global Risk Allocation Fund, Inc.
(Exact name of registrant as specified in charter)
AllianceBernstein L.P.
1345 Avenue of the Americas, New York, New York l0105
(Address of Principal Executive Office) (Zip Code)
Registrant's Telephone Number, including Area Code:
(800) 221-5672
EMILIE D. WRAPP
AllianceBernstein L.P.
1345 Avenue of the Americas
New York, New York l0105
(Name and address of agent for service)
Copies of communications to:
Kathleen K. Clarke
901 K Street, N.W.
Washington, D.C. 20001
Date of fiscal year end: November 30
Date of reporting period: July 1, 2012 - June 30, 2013
Item 1. Proxy Voting Record.
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-00134
Reporting Period: 07/01/2012 - 06/30/2013
ALLIANCEBERNSTEIN GLOBAL RISK ALLOCATION FUND, INC.
(formerly, AllianceBernstein Balanced Shares, Inc.)
================ AllianceBernstein Global Risk Allocation Fund, Inc. ===========
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Vance D. Coffman For For Management
1c Elect Director Michael L. Eskew For For Management
1d Elect Director W. James Farrell For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Muhtar Kent For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director Robert S. Morrison For For Management
1i Elect Director Aulana L. Peters For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
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ABB LTD.
Ticker: ABBN Security ID: H0010V101
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2.1 Accept Financial Statements and For For Management
Statutory Reports
2.2 Approve Remuneration Report For Against Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 0.68 per Share
5 Approve Creation of CHF 206 Million For For Management
Pool of Capital without Preemptive
Rights
6.1 Reelect Roger Agnelli as Director For For Management
6.2 Reelect Louis Hughes as Director For For Management
6.3 Reelect Hans Maerki as Director For For Management
6.4 Reelect Michel de Rosen as Director For For Management
6.5 Reelect Michael Treschow as Director For For Management
6.6 Reelect Jacob Wallenberg as Director For For Management
6.7 Reelect Ying Yeh as Director For For Management
6.8 Reelect Hubertus von Gruenberg as For For Management
Director
7 Ratify Ernst & Young AG as Auditors For For Management
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ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label and Eliminate GMO Ingredients in Against Against Shareholder
Products
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Cease Compliance Adjustments to Against Against Shareholder
Performance Criteria
9 Pro-rata Vesting of Equity Awards Against For Shareholder
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ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.L. Burnside For For Management
1.2 Elect Director Edward J. Rapp For For Management
1.3 Elect Director Roy S. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
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ABERTIS INFRAESTRUCTURAS S.A
Ticker: ABE Security ID: E0003D111
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board For For Management
4 Authorize Increase in Capital Charged For For Management
to Reserves for Bonus Issue
5 Amend Articles Re: Board Composition, For For Management
Convening Board Meeting and Quorum
6 Receive Amendments to Board of None None Management
Directors' Regulations
7.1 Ratify Appointment of and Elect Pablis For Against Management
SL as Director
7.2 Ratify Appointment of and Elect Carlos For Against Management
Colomer Casellas as Director
7.3 Ratify Appointment of and Elect For Against Management
Obrascon Huarte Lain SA as Director
7.4 Ratify Appointment of and Elect OHL For Against Management
Concesiones SAU as Director
7.5 Ratify Appointment of and Elect OHL For Against Management
Emisiones SAU as Director
7.6 Reelect Salvador Alemany Mas as For Against Management
Director
7.7 Reelect Isidro Faine Casas as Director For Against Management
7.8 Reelect Marcelino Armenter Vidal as For Against Management
Director
7.9 Elect Director For Against Management
7.10 Elect Director For Against Management
8 Approve Stock-for-Salary For For Management
9 Advisory Vote on Remuneration Policy For Against Management
Report
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 06, 2013 Meeting Type: Annual
Record Date: DEC 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Director William L. Kimsey For For Management
2.2 Elect Director Robert I. Lipp For For Management
2.3 Elect Director Pierre Nanterme For For Management
2.4 Elect Director Gilles C. Pelisson For For Management
2.5 Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend 2010 Share Incentive Plan For For Management
6 Authorize the Holding of the 2014 AGM For For Management
at a Location Outside Ireland
7 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
8 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
9 Report on Lobbying Payments and Policy Against For Shareholder
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ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert M. Hernandez as Director For For Management
1.2 Elect Peter Menikoff as Director For For Management
1.3 Elect Robert Ripp as Director For For Management
1.4 Elect Theodore E. Shasta as Director For For Management
2 Declassify the Board of Directors For For Management
3.1 Approve Annual Report For For Management
3.2 Accept Statutory Financial Statements For For Management
3.3 Accept Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Board and Senior For For Management
Management
6.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.2 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm as Auditors
6.3 Ratify BDO AG as Special Auditors For For Management
7 Amend Omnibus Stock Plan For For Management
8 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
9 Advisory Vote to ratify Named For For Management
Executive Officers' Compensation
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ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Kelly J. Barlow For For Management
1c Elect Director Edward W. Barnholt For For Management
1d Elect Director Robert K. Burgess For For Management
1e Elect Director Frank A. Calderoni For For Management
1f Elect Director Michael R. Cannon For For Management
1g Elect Director James E. Daley For For Management
1h Elect Director Laura B. Desmond For For Management
1i Elect Director Charles M. Geschke For For Management
1j Elect Director Shantanu Narayen For For Management
1k Elect Director Daniel L. Rosensweig For For Management
1l Elect Director Robert Sedgewick For For Management
1m Elect Director John E. Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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AEGON NV
Ticker: AGN Security ID: N00927298
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Presentation on the Course of Business None None Management
in 2012
3.1 Receive Report of Management Board None None Management
(Non-Voting)
3.2 Adopt Financial Statements For For Management
4 Approve Dividends of EUR 0.21 Per Share For For Management
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7.1 Ratify Ernst & Young as Auditors for For For Management
Fiscal Year 2013
7.2 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal Years 2014-2016
8 Authorize Amendments to Capital For For Management
Structure, Including the Conversion of
All Preferred Shares into Ordinary
Shares, and Amend Articles Accordingly
9 Approve Remuneration of Supervisory For For Management
Board
10 Elect Darryl D. Button to Executive For For Management
Board
11 Reelect Shemaya Levy to Supervisory For For Management
Board
12 Elect Dona D. Young to Supervisory For For Management
Board
13 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
14 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 13
15 Authorize Board to Issue Shares Up To For For Management
1 Percent of Issued Capital Under
Incentive Plans
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Other Business (Non-Voting) None None Management
18 Close Meeting None None Management
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AEON CO. LTD.
Ticker: 8267 Security ID: J00288100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Amend Business Lines For For Management
2.1 Elect Director Hayashi, Naoki For For Management
2.2 Elect Director Okada, Motoya For For Management
2.3 Elect Director Mori, Yoshiki For For Management
2.4 Elect Director Toyoshima, Masaaki For For Management
2.5 Elect Director Ikuta, Masaharu For For Management
2.6 Elect Director Sueyoshi, Takejiro For For Management
2.7 Elect Director Tadaki, Keiichi For For Management
2.8 Elect Director Sato, Ken For For Management
2.9 Elect Director Uchinaga, Yukako For For Management
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AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director John Shelby Amos, II For For Management
1c Elect Director Paul S. Amos, II For For Management
1d Elect Director W. Paul Bowers For For Management
1e Elect Director Kriss Cloninger, III For For Management
1f Elect Director Elizabeth J. Hudson For For Management
1g Elect Director Douglas W. Johnson For For Management
1h Elect Director Robert B. Johnson For For Management
1i Elect Director Charles B. Knapp For For Management
1j Elect Director E. Stephen Purdom For For Management
1k Elect Director Barbara K. Rimer For For Management
1l Elect Director Melvin T. Stith For For Management
1m Elect Director David Gary Thompson For For Management
1n Elect Director Takuro Yoshida For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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AGEAS SA/NV
Ticker: Security ID: B0148L138
Meeting Date: APR 24, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1.1 Receive Directors' (Non-Voting) None None Management
2.1.2 Receive Consolidated Financial None None Management
Statements (Non-Voting)
2.1.3 Adopt Financial Statements For For Management
2.1.4 Approve Allocation of Income For For Management
2.2.1 Receive Explanation on Reserves and None None Management
Dividend Policy
2.2.2 Approve Dividends of EUR 1.20 Per Share For For Management
2.3.1 Approve Discharge of Directors For For Management
2.3.2 Approve Discharge of Auditors For For Management
3.1 Discussion on Company's Corporate None None Management
Governance Structure
3.2 Approve Remuneration Report For For Management
3.3 Approve Remuneration of Board Chairman For For Management
4.1 Elect Jane Murphy as Independent For For Management
Director
4.2 Elect Steve Broughton as Independent For For Management
Director
4.3 Reelect Bart De Smet as CEO For For Management
4.4 Reelect Shaoliang Jin as Independent For Against Management
Director
5.1 Approve Cancellation of Repurchased For For Management
Shares
5.2.1 Receive Special Board Report Re: None None Management
Authorization to Increase Capital
Proposed under Item 5.2.2
5.2.2 Renew Authorization to Increase Share For For Management
Capital within the Framework of
Authorized Capital
6.1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6.2 Authorize Reissuance of Repurchased For For Management
Shares
7 Close Meeting None None Management
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AGRIUM INC.
Ticker: AGU Security ID: 008916108
Meeting Date: APR 09, 2013 Meeting Type: Proxy Contest
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Re-appoint KPMG LLP as Auditors For Did Not Vote Management
2 Advisory Vote on Executive For Did Not Vote Management
Compensation Approach
3 Approve Shareholder Rights Plan For Did Not Vote Management
4.1 Elect Director David C. Everitt For Did Not Vote Management
4.2 Elect Director Russell K. Girling For Did Not Vote Management
4.3 Elect Director Susan A. Henry For Did Not Vote Management
4.4 Elect Director Russell J. Horner For Did Not Vote Management
4.5 Elect Director David J. Lesar For Did Not Vote Management
4.6 Elect Director John E. Lowe For Did Not Vote Management
4.7 Elect Director A. Anne McLellan For Did Not Vote Management
4.8 Elect Director Derek G. Pannell For Did Not Vote Management
4.9 Elect Director Frank W. Proto For Did Not Vote Management
4.10 Elect Director Mayo M. Schmidt For Did Not Vote Management
4.11 Elect Director Michael M. Wilson For Did Not Vote Management
4.12 Elect Director Victor J. Zaleschuk For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1 Re-appoint KPMG LLP as Auditors For For Management
2 Advisory Vote on Executive Against For Management
Compensation Approach
3 Approve Shareholder Rights Plan For Against Management
4.1 Elect Director Barry Rosenstein For For Shareholder
4.2 Elect Director David Bullock For For Shareholder
4.3 Elect Director Mitchell Jacobson For Withhold Shareholder
4.4 Elect Director Hon. Lyle Vanclief For Withhold Shareholder
4.5 Elect Director Stephen Clark For For Shareholder
4.6 Management Nominee- David Everitt For For Shareholder
4.7 Management Nominee- John Lowe For For Shareholder
4.8 Management Nominee- Victor Zaleschuk For For Shareholder
4.9 Management Nominee- Russell Girling For For Shareholder
4.10 Management Nominee- A. Anne McLellan For For Shareholder
4.11 Management Nominee- David Lesar For For Shareholder
4.12 Management Nominee- Michael Wilson For For Shareholder
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AIA GROUP LTD.
Ticker: 01299 Security ID: Y002A1105
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Barry Chun-Yuen Cheung as For For Management
Director
4 Elect George Yong-Boon Yeo as Director For For Management
5 Elect Narongchai Akrasanee as Director For For Management
6 Elect Qin Xiao as Director For Against Management
7 Elect Mark Edward Tucker as Director For For Management
8 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9a Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9c Approve Allotment and Issuance of For For Management
Additional Shares Under the Restricted
Share Unit Scheme
10 Amend Articles of Association of the For For Management
Company
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AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 24, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Davis, III For For Management
1b Elect Director W. Douglas Ford For For Management
1c Elect Director Evert Henkes For For Management
1d Elect Director Margaret G. McGlynn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
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AISIN SEIKI CO. LTD.
Ticker: 7259 Security ID: J00714105
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Toyoda, Kanshiro For For Management
2.2 Elect Director Fujimori, Fumio For For Management
2.3 Elect Director Kobuki, Shinzo For For Management
2.4 Elect Director Nagura, Toshikazu For For Management
2.5 Elect Director Morita, Takashi For For Management
2.6 Elect Director Fujie, Naofumi For For Management
2.7 Elect Director Mitsuya, Makoto For For Management
2.8 Elect Director Ishikawa, Toshiyuki For For Management
2.9 Elect Director Kawata, Takeshi For For Management
2.10 Elect Director Kawamoto, Mutsumi For For Management
2.11 Elect Director Usami, Kazumi For For Management
3 Appoint Statutory Auditor Kobayashi, For For Management
Ryo
4 Approve Annual Bonus Payment to For For Management
Directors
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AJINOMOTO CO. INC.
Ticker: 2802 Security ID: J00882126
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Yamaguchi, Norio For For Management
2.2 Elect Director Ito, Masatoshi For For Management
2.3 Elect Director Kunimoto, Yutaka For For Management
2.4 Elect Director Iwamoto, Tamotsu For For Management
2.5 Elect Director Igarashi, Koji For For Management
2.6 Elect Director Ono, Hiromichi For For Management
2.7 Elect Director Takato, Etsuhiro For For Management
2.8 Elect Director Shinada, Hideaki For For Management
2.9 Elect Director Kimura, Takeshi For For Management
2.10 Elect Director Nishii, Takaaki For For Management
2.11 Elect Director Tochio, Masaya For For Management
2.12 Elect Director Fukushi, Hiroshi For For Management
2.13 Elect Director Nagamachi, Takashi For For Management
2.14 Elect Director Sakie Tachibana For For Management
Fukushima
2.15 Elect Director Saito, Yasuo For For Management
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AKZO NOBEL NV
Ticker: AKZA Security ID: N01803100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3a Adopt Financial Statements For For Management
3b Approve Allocation of Income For For Management
3c Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3d Approve Dividends of EUR 1.45 Per Share For For Management
4a Approve Discharge of Management Board For For Management
4b Approve Discharge of Supervisory Board For For Management
5a Amend Executive Incentive Bonus Plan For For Management
5b Approve Continuation of Restricted For For Management
Stock Plan with Additional Performance
Criterion
6a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
6b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 6a
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Other Business (Non-Voting) and Closing None None Management
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ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director Joseph A. Madri For For Management
1.5 Elect Director Larry L. Mathis For For Management
1.6 Elect Director R. Douglas Norby For For Management
1.7 Elect Director Alvin S. Parven For For Management
1.8 Elect Director Andreas Rummelt For For Management
1.9 Elect Director Ann M. Veneman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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ALFA LAVAL AB
Ticker: ALFA Security ID: W04008152
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive President's Report None None Management
8 Receive Board's Report; Receive None None Management
Committees' Report
9 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report; Receive Auditor's Statement
Regarding Compliance with Executive
Remuneration Guidelines
10a Approve Financial Statements and For Did Not Vote Management
Statutory Reports
10b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 3.50 per Share
10c Approve Discharge of Board and For Did Not Vote Management
President
11 Receive Nomination Committee's Report None None Management
12 Determine Number of Members (9) and For Did Not Vote Management
Deputy Members (0) of Board; Fix
Number of Auditors at Two and Deputy
Auditor at Two
13 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.18 Million to the
Chairman and SEK 460,000 to Other
Directors; Approve Remuneration of
Committee Work; Approve Remuneration
of Auditors
14 Reelect Gunilla Berg, Arne Frank, For Did Not Vote Management
Bjorn Hagglund, Ulla Litzen, Anders
Narvinger (Chair), Finn Rausing, Jorn
Rausing, and Lars Renstrom as
Directors; Elect Ulf Wiinberg as New
Director; Elect Staffan Landen and
Hakan Reising as Auditors
15 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
16 Authorize Representatives of Five of For Did Not Vote Management
Company's Larger Shareholders to Serve
on Nominating Committee
17 Authorize Share Repurchase Program For Did Not Vote Management
18 Other Business None None Management
19 Close Meeting None None Management
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ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David E.I. Pyott For For Management
1b Elect Director Michael R. Gallagher For For Management
1c Elect Director Deborah Dunsire For For Management
1d Elect Director Dawn Hudson For For Management
1e Elect Director Trevor M. Jones For For Management
1f Elect Director Louis J. Lavigne, Jr. For For Management
1g Elect Director Peter J. McDonnell For For Management
1h Elect Director Timothy D. Proctor For For Management
1i Elect Director Russell T. Ray For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5.1 Provide Right to Act by Written Consent Against For Shareholder
5.2 Report on Lobbying Payments and Policy Against For Shareholder
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ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 4.50 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Elect Christine Bosse to the For Did Not Vote Management
Supervisory Board
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald L. Baliles For For Management
1.2 Elect Director Martin J. Barrington For For Management
1.3 Elect Director John T. Casteen, III For For Management
1.4 Elect Director Dinyar S. Devitre For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Debra J. Kelly-Ennis For For Management
1.8 Elect Director W. Leo Kiely, III For For Management
1.9 Elect Director Kathryn B. McQuade For For Management
1.10 Elect Director George Munoz For For Management
1.11 Elect Director Nabil Y. Sakkab For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
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AMADEUS IT HOLDINGS SA
Ticker: AMS Security ID: E04908112
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board For For Management
4 Renew Appointment of Deloitte as For For Management
Auditor
5.1 Reelect Clara Furse as Director For For Management
5.2 Reelect Guillermo de la Dehesa Romero For For Management
as Director
6 Advisory Vote on Remuneration Policy For For Management
Report
7 Approve Remuneration of Directors For For Management
8 Authorize Repurchase of Shares For For Management
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JUL 31, 2012 Meeting Type: Special
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends For For Management
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director Ralph D. Crosby, Jr. For For Management
1.4 Elect Director Linda A. Goodspeed For For Management
1.5 Elect Director Thomas E. Hoaglin For For Management
1.6 Elect Director Sandra Beach Lin For For Management
1.7 Elect Director Michael G. Morris For For Management
1.8 Elect Director Richard C. Notebaert For For Management
1.9 Elect Director Lionel L. Nowell, III For For Management
1.10 Elect Director Stephen S. Rasmussen For For Management
1.11 Elect Director Oliver G. Richard, III For For Management
1.12 Elect Director Richard L. Sandor For For Management
1.13 Elect Director Sara Martinez Tucker For For Management
1.14 Elect Director John F. Turner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlene Barshefsky For For Management
1.2 Elect Director Ursula M. Burns For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Peter Chernin For For Management
1.5 Elect Director Anne Lauvergeon For For Management
1.6 Elect Director Theodore J. Leonsis For For Management
1.7 Elect Director Richard C. Levin For For Management
1.8 Elect Director Richard A. McGinn For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Daniel L. Vasella For For Management
1.12 Elect Director Robert D. Walter For For Management
1.13 Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Arthur C. Martinez For For Management
1g Elect Director George L. Miles, Jr. For For Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Robert S. Miller For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Auditors For For Management
6 Limit Total Number of Boards on Which Against Against Shareholder
Company Directors May Serve
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond P. Dolan For For Management
1b Elect Director Ronald M. Dykes For For Management
1c Elect Director Carolyn F. Katz For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director David E. Sharbutt For For Management
1h Elect Director James D. Taiclet, Jr. For For Management
1i Elect Director Samme L. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Frank C. Herringer For For Management
1.9 Elect Director Tyler Jacks For For Management
1.10 Elect Director Gilbert S. Omenn For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Leonard D. Schaeffer For For Management
1.13 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMP LIMITED
Ticker: AMP Security ID: Q0344G101
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Peter Mason as a Director For For Management
2b Elect Simon McKeon as a Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Long Term Incentive to For For Management
Craig Dunn, Managing Director of the
Company
--------------------------------------------------------------------------------
ANA HOLDINGS CO.,LTD.
Ticker: 9202 Security ID: J51914109
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4
2.1 Elect Director Ohashi, Yoji For For Management
2.2 Elect Director Ito, Shinichiro For For Management
2.3 Elect Director Katanozaka, Shinya For For Management
2.4 Elect Director Takemura, Shigeyuki For For Management
2.5 Elect Director Maruyama, Yoshinori For For Management
2.6 Elect Director Tonomoto, Kiyoshi For For Management
2.7 Elect Director Shinobe, Osamu For For Management
2.8 Elect Director Mori, Shosuke For Against Management
2.9 Elect Director Yamamoto, Ado For For Management
2.10 Elect Director Kobayashi, Izumi For For Management
3 Appoint Statutory Auditor Kondo, Tatsuo For For Management
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin P. Chilton For For Management
1b Elect Director Luke R. Corbett For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director Peter J. Fluor For For Management
1e Elect Director Richard L. George For For Management
1f Elect Director Preston M. Geren, III For For Management
1g Elect Director Charles W. Goodyear For For Management
1h Elect Director John R. Gordon For For Management
1i Elect Director Eric D. Mullins For For Management
1j Elect Director Paula Rosput Reynolds For For Management
1k Elect Director R. A. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
ANDRITZ AG
Ticker: ANDR Security ID: A11123105
Meeting Date: MAR 22, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Auditor For For Management
7 Amend Articles Re: Share Ownership For Against Management
Disclosure Threshold
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Mark Cutifani as Director For For Management
4 Elect Byron Grote as Director For For Management
5 Elect Anne Stevens as Director For For Management
6 Re-elect David Challen as Director For For Management
7 Re-elect Sir CK Chow as Director For For Management
8 Re-elect Sir Philip Hampton as Director For For Management
9 Re-elect Rene Medori as Director For For Management
10 Re-elect Phuthuma Nhleko as Director For For Management
11 Re-elect Ray O'Rourke as Director For For Management
12 Re-elect Sir John Parker as Director For Against Management
13 Re-elect Jack Thompson as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Remuneration Report For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: B6399C107
Meeting Date: APR 24, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
A1a Receive Special Board Report None None Management
A1b Receive Special Auditor Report None None Management
A1c Eliminate Preemptive Rights Re: For Against Management
Issuance of Subscription Rights
A1d Approve Non-Employee Director Stock For Against Management
Option Plan: Issuance of 185,000
Warrants
A1e Renew Authorization to Increase Share For Against Management
Capital within the Framework of
Authorized Capital: Issuance of
Warrants under item A1d
A1f Approve Deviation from Belgian Company For Against Management
Law Provision Re: Grant of Warrants to
Non-Executive Directors
A1g Authorize Implementation of Approved For Against Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
B1 Receive Directors' Reports (Non-Voting) None None Management
B2 Receive Auditors' Reports (Non-Voting) None None Management
B3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
B4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.70 per Share
B5 Approve Discharge of Directors For For Management
B6 Approve Discharge of Auditors For For Management
B7 Reelect Kees Storm as Director For For Management
B8 Ratify PricewaterhouseCoopers as For For Management
Auditors and Approve Auditors'
Remuneration of EUR 75,000
B9a Approve Remuneration Report For Against Management
B9b Approve Stock Option Plan Grants For Against Management
B10 Approve Remuneration of Directors For For Management
B11a Approve Change-of-Control Clause Re : For For Management
Updated EMTN Program
B11b Approve Change-of-Control Clause Re : For For Management
Senior Facilities Agreement
C1 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
ANTOFAGASTA PLC
Ticker: ANTO Security ID: G0398N128
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Re-elect Jean-Paul Luksic as Director For For Management
5 Re-elect William Hayes as Director For For Management
6 Re-elect Gonzalo Menendez as Director For For Management
7 Re-elect Ramon Jara as Director For For Management
8 Re-elect Juan Claro as Director For For Management
9 Re-elect Hugo Dryland as Director For For Management
10 Re-elect Tim Baker as Director For For Management
11 Re-elect Manuel De Sousa-Oliveira as For For Management
Director
12 Elect Nelson Pizarro as Director For For Management
13 Elect Andronico Luksic as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0408V102
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lester B. Knight as Director For For Management
1.2 Elect Gregory C. Case as Director For For Management
1.3 Elect Fulvio Conti as Director For For Management
1.4 Elect Cheryl A. Francis as Director For For Management
1.5 Elect Edgar D. Jannotta as Director For For Management
1.6 Elect J. Michael Losh as Director For For Management
1.7 Elect Robert S. Morrison as Director For For Management
1.8 Elect Richard B. Myers as Director For For Management
1.9 Elect Richard C. Notebaert as Director For For Management
1.10 Elect Gloria Santona as Director For For Management
1.11 Elect Carolyn Y. Woo as Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Ratify Ernst and Young LLP as Aon's For For Management
Auditors
4 Ratify Ernst and Young LLP as Aon's U. For For Management
K. Statutory Auditor
5 Authorize Board to Fix Remuneration of For For Management
Internal Statutory Auditors
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Advisory Vote to Ratify Directors' For For Management
Remuneration Report
8 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Eugene C. Fiedorek For For Management
2 Elect Director Chansoo Joung For For Management
3 Elect Director William C. Montgomery For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For For Management
7 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
ARCELORMITTAL
Ticker: MT Security ID: L0302D129
Meeting Date: MAY 08, 2013 Meeting Type: Annual/Special
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
I Approve Consolidated Financial For For Management
Statements
II Approve Financial Statements For For Management
III Approve Allocation of Income and For For Management
Dividends
IV Approve Remuneration of Directors For For Management
V Approve Discharge of Directors For For Management
VI Reelect Vanish Mittal Bathia as For For Management
Director
VII Reelect Suzanne P. Nimocks as Director For For Management
VIII Reelect Jeannot Krecke as Director For For Management
IX Renew Appointment of Deloitte as For For Management
Auditor
X Amend Restricted Stock Plan For For Management
I Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights and Amend Articles 5.
2 and 5.5 Accordingly
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Mollie Hale Carter For For Management
1.4 Elect Director Terell K. Crews For For Management
1.5 Elect Director Pierre Dufour For For Management
1.6 Elect Director Donald E. Felsinger For For Management
1.7 Elect Director Antonio Maciel For For Management
1.8 Elect Director Patrick J. Moore For For Management
1.9 Elect Director Thomas F. O'Neill For For Management
1.10 Elect Director Daniel Shih For For Management
1.11 Elect Director Kelvin R. Westbrook For For Management
1.12 Elect Director Patricia A. Woertz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARM HOLDINGS PLC
Ticker: ARM Security ID: G0483X122
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Sir John Buchanan as Director For For Management
5 Re-elect Warren East as Director For For Management
6 Re-elect Andy Green as Director For For Management
7 Re-elect Larry Hirst as Director For For Management
8 Re-elect Mike Muller as Director For For Management
9 Re-elect Kathleen O'Donovan as Director For For Management
10 Re-elect Janice Roberts as Director For For Management
11 Re-elect Philip Rowley as Director For For Management
12 Re-elect Tim Score as Director For For Management
13 Re-elect Simon Segars as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Long Term Incentive Plan For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ASAHI GLASS CO. LTD.
Ticker: 5201 Security ID: J02394120
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 13
2.1 Elect Director Ishimura, Kazuhiko For For Management
2.2 Elect Director Nishimi, Yuuji For For Management
2.3 Elect Director Tamura, Yoshiaki For For Management
2.4 Elect Director Fujino, Takashi For For Management
2.5 Elect Director Sawabe, Hajime For For Management
2.6 Elect Director Sakane, Masahiro For For Management
2.7 Elect Director Kimura, Hiroshi For For Management
3.1 Appoint Statutory Auditor Umemoto, For For Management
Shuukichi
3.2 Appoint Statutory Auditor Tamai, Izumi For Against Management
4 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS LTD.
Ticker: 2502 Security ID: J02100113
Meeting Date: MAR 26, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2.1 Elect Director Ogita, Hitoshi For For Management
2.2 Elect Director Izumiya, Naoki For For Management
2.3 Elect Director Kawatsura, Katsuyuki For For Management
2.4 Elect Director Kodato, Toshio For For Management
2.5 Elect Director Ikeda, Shiro For For Management
2.6 Elect Director Koji, Akiyoshi For For Management
2.7 Elect Director Bando, Mariko For For Management
2.8 Elect Director Tanaka, Naoki For For Management
2.9 Elect Director Ito, Ichiro For For Management
2.10 Elect Director Takahashi, Katsutoshi For For Management
2.11 Elect Director Okuda, Yoshihide For For Management
3 Appoint Statutory Auditor Ishizaki, For For Management
Tadashi
--------------------------------------------------------------------------------
ASAHI KASEI CORP.
Ticker: 3407 Security ID: J0242P110
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ito, Ichiro For For Management
1.2 Elect Director Fujiwara, Taketsugu For For Management
1.3 Elect Director Kobori, Hideki For For Management
1.4 Elect Director Kobayashi, Hiroshi For For Management
1.5 Elect Director Nakao, Masafumi For For Management
1.6 Elect Director Sawayama, Hiroshi For For Management
1.7 Elect Director Wada, Yoshihiro For For Management
1.8 Elect Director Kodama, Yukiharu For For Management
1.9 Elect Director Ichino, Norio For For Management
1.10 Elect Director Shiraishi, Masumi For For Management
2.1 Appoint Statutory Auditor Nagahara, For For Management
Hajime
2.2 Appoint Statutory Auditor Kobayashi, For Against Management
Koji
3 Appoint Alternate Statutory Auditor For Against Management
Yamate, Akira
4 Approve Retirement Bonus Payment for For For Management
Directors and Statutory Auditor
--------------------------------------------------------------------------------
ASM PACIFIC TECHNOLOGY LTD.
Ticker: 00522 Security ID: G0535Q133
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Petrus Antonius Maria von Bommel For For Management
as Director
4 Elect Charles Dean del Prado as For For Management
Director
5 Elect Orasa Livasiri as Director For For Management
6 Elect Wong Hon Yee as Director For For Management
7 Elect Tang Koon Hung, Eric as an For For Management
Independent Non-Executive Director
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059202
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business, None None Management
Financial Situation and Sustainability
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
7 Approve Dividends of EUR 0.53 Per Share For For Management
8 Approve Remuneration Policy 2014 for For For Management
Management Board Members
9a Approve Performance Share Arrangement For For Management
According to Remuneration Policy 2010
9b Approve Performance Share Arrangement For For Management
According to Remuneration Policy 2014
10 Approve Numbers of Stock Options, For For Management
Respectively Shares, for Employees
11 Announce Intention to Reappoint F.J. None None Management
van Hout to Management Board
12a Reelect H.C.J. van den Burg to For For Management
Supervisory Board
12b Reelect P.F.M. van der Meer Mohr to For For Management
Supervisory Board
12c Reelect W.H. Ziebart to Supervisory For For Management
Board
12d Elect D.A. Grose to Supervisory Board For For Management
12e Elect C.M.S. Smits-Nusteling to For For Management
Supervisory Board
13 Announcement of Retirement of None None Management
Supervisory Board Members F.W.
Frohlich and OB Bilous by Rotation in
2014
14 Ratify Deloitte Accountants as Auditors For For Management
15a Grant Board Authority to Issue Shares For For Management
Up To 5 Percent of Issued Capital
15b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 15a
15c Grant Board Authority to Issue Shares For For Management
Up To 5 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
15d Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 15c
16a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16b Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
17 Authorize Cancellation of Repurchased For For Management
Shares
18 Other Business (Non-Voting) None None Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
ASSA ABLOY AB
Ticker: ASSAB Security ID: W0817X105
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive President's Report None None Management
8a Receive Financial Statements and None None Management
Statutory Reports
8b Receive Auditor's Report on None None Management
Application of Remuneration Guidelines
for Executive Management
8c Receive Board's Proposal for None None Management
Allocation of Income and Supporting
Statement Thereof
9a Approve Financial Statements and For Did Not Vote Management
Statutory Reports
9b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 5.10 per Share
9c Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members of Board (0)
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amounts of SEK 1.35 Million to the
Chairman, SEK 750,000 to the Vice
Chairman, and SEK 500,000 to Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
12 Reelect Lars Renstrom (Chair), Carl For Did Not Vote Management
Douglas (Vice Chair), Birgitta Klasen,
Eva Lindqvist, Johan Molin,
Sven-Christer Nilsson, Jan Svensson
and Ulrik Svensson as Directors
13 Elect Gustaf Douglas (Chairman), For Did Not Vote Management
Mikael Ekdahl, Liselott Ledin,
Marianne Nilsson, and Johan Strandberg
as Members of Nominating Committee
14 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
15 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
16 Approve 2013 Share Matching Plan For Did Not Vote Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
ASSICURAZIONI GENERALI SPA
Ticker: G Security ID: T05040109
Meeting Date: APR 27, 2013 Meeting Type: Annual/Special
Record Date: APR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2.1 Slate Submitted by Mediobanca SpA None Did Not Vote Shareholder
2.2 Slate Submitted by Institutional None For Shareholder
Shareholders
3 Approve Remuneration of Directors For For Management
4 Approve Remuneration Report For Against Management
5 Approve Free Stock Grant; Authorize For Against Management
Share Repurchase Program and
Reissuance of Repurchased Shares
6 Approve Restricted Stock Plan For Against Management
7 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
8 Approve Capital Increase to Service For Against Management
Long-Term Incentive Plan
9 Amend Company Bylaws For For Management
--------------------------------------------------------------------------------
ASTELLAS PHARMA INC.
Ticker: 4503 Security ID: J03393105
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2.1 Elect Director Nogimori, Masafumi For For Management
2.2 Elect Director Hatanaka, Yoshihiko For For Management
2.3 Elect Director Miyokawa, Yoshiro For For Management
2.4 Elect Director Oishi, Kanoko For For Management
2.5 Elect Director Aikawa, Naoki For For Management
2.6 Elect Director Kase, Yutaka For For Management
2.7 Elect Director Yasuda, Hironobu For For Management
3 Appoint Statutory Auditor Otani, Go For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Reappoint KPMG Audit plc as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Leif Johansson as Director For For Management
5(b) Elect Pascal Soriot as Director For For Management
5(c) Re-elect Simon Lowth as Director For For Management
5(d) Re-elect Genevieve Berger as Director For For Management
5(e) Re-elect Bruce Burlington as Director For For Management
5(f) Re-elect Graham Chipchase as Director For For Management
5(g) Re-elect Jean-Philippe Courtois as For Against Management
Director
5(h) Re-elect Rudy Markham as Director For For Management
5(i) Re-elect Nancy Rothwell as Director For For Management
5(j) Re-elect Shriti Vadera as Director For For Management
5(k) Re-elect John Varley as Director For For Management
5(l) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Authorise EU Political Donations and For For Management
Expenditure
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Gilbert F. Amelio For For Management
1.3 Elect Director Reuben V. Anderson For For Management
1.4 Elect Director James H. Blanchard For For Management
1.5 Elect Director Jaime Chico Pardo For For Management
1.6 Elect Director Scott T. Ford For For Management
1.7 Elect Director James P. Kelly For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director John B. McCoy For For Management
1.11 Elect Director Joyce M. Roche For For Management
1.12 Elect Director Matthew K. Rose For For Management
1.13 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Purchase and Deferral Plan For For Management
5 Report on Political Contributions Against For Shareholder
6 Report on Reducing Lead Battery Health Against For Shareholder
Hazards
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ATLAS COPCO AB
Ticker: ATCOA Security ID: W10020118
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Approve Agenda of Meeting For Did Not Vote Management
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report; Allow None None Management
Questions
8a Approve Financial Statements and For Did Not Vote Management
Statutory Reports
8b Approve Discharge of Board and For Did Not Vote Management
President
8c Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 5.50 per Share
8d Approve May 3, 2012 as Record Date for For Did Not Vote Management
Dividend
9 Determine Number of Members (10) and For Did Not Vote Management
Deputy Members of Board (0)
10 Reelect Sune Carlsson (Chair), Staffan For Did Not Vote Management
Bohman, Johan Forssell, Ronnie Leten,
Ulla Litzen, Gunilla Nordstrom, Anders
Ullberg, Peter Wallenberg, and
Margareth Ovrum as Directors; Elect
Hans Straberg (Vice Chair) as New
Director
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.85 Million for
Chairman, SEK 750,000 for Vice Chair,
and SEK 555,000 for Other Directors;
Approve Remuneration for Committee
Work; Approve Synthetic Shares as Part
of Remuneration
12a Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
12b Approve 2013 Stock Option Plan for Key For Did Not Vote Management
Employees
13a Authorize Repurchase of Up to 4.25 For Did Not Vote Management
Million Class A Shares in Connection
with 2013 Stock Option Plan for Key
Employees
13b Authorize Repurchase of Up to 70,000 For Did Not Vote Management
Class A Shares in Connection with
Synthetic Share Plan
13c Approve Transfer of Shares in For Did Not Vote Management
Connection with 2013 Stock Option Plan
for Key Employees
13d Approve Transfer of Shares in For Did Not Vote Management
Connection with Synthetic Share Plan
13e Approve Transfer of Shares in For Did Not Vote Management
Connection with 2008, 2009, and 2010
Stock Option Plans for Key Employees
14 Close Meeting None None Management
--------------------------------------------------------------------------------
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 19, 2012 Meeting Type: Annual
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3 Approve the Grant of Performance For For Management
Rights to Michael Smith, Chief
Executive Officer of the Company
4 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
5a Elect P.J. Dwyer as a Director For For Management
5b Elect J.P. Morschel as a Director For For Management
5c Elect Lee Hsien Yang as a Director For For Management
6 Elect R.J. Reeves as a Director Against Against Shareholder
--------------------------------------------------------------------------------
BAE SYSTEMS PLC
Ticker: BA. Security ID: G06940103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Paul Anderson as Director For For Management
5 Re-elect Harriet Green as Director For For Management
6 Re-elect Linda Hudson as Director For For Management
7 Re-elect Ian King as Director For For Management
8 Re-elect Peter Lynas as Director For For Management
9 Re-elect Lee McIntire as Director For For Management
10 Re-elect Richard Olver as Director For For Management
11 Re-elect Paula Rosput Reynolds as For For Management
Director
12 Re-elect Nicholas Rose as Director For For Management
13 Re-elect Carl Symon as Director For For Management
14 Reappoint KPMG Audit plc as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Approve EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Martin S. Craighead For For Management
1.4 Elect Director Lynn L. Elsenhans For For Management
1.5 Elect Director Anthony G. Fernandes For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Pierre H. Jungels For For Management
1.8 Elect Director James A. Lash For For Management
1.9 Elect Director J. Larry Nichols For For Management
1.10 Elect Director James W. Stewart For For Management
1.11 Elect Director Charles L. Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Ticker: BBVA Security ID: E11805103
Meeting Date: MAR 14, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone and Consolidated For For Management
Financial Statements, Allocation of
Income, Distribution of Dividend, and
Discharge Directors
2.1 Reelect Francisco Gonzalez Rodriguez For For Management
as Director
2.2 Reelect Angel Cano Fernandez as For For Management
Director
2.3 Reelect Ramon Bustamante y de la Mora For For Management
as Director
2.4 Reelect Ignacio Ferrero Jordi as For For Management
Director
3 Approve Merger by Absorption of Unnim For For Management
Banc SA
4.1 Approve Increase in Capital via For For Management
Issuance of New Shares Charged to
Voluntary Reserves
4.2 Approve Increase in Capital via For For Management
Issuance of New Shares Charged to
Voluntary Reserves
5 Approve Deferred Share Bonus Plan for For For Management
FY 2013
6 Renew Appointment of Deloitte as For For Management
Auditor
7 Approve Company's Corporate Web Site For For Management
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Advisory Vote on Remuneration Policy For For Management
Report
--------------------------------------------------------------------------------
BANCO ESPIRITO SANTO
Ticker: Security ID: X0346X153
Meeting Date: MAR 27, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Vice-Chairman of the General For For Management
Meeting Board
2 Accept Individual Financial Statements For For Management
and Statutory Reports for Fiscal 2012
3 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
Fiscal 2012
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Management and For For Management
Supervisory Board
6 Approve Remuneration Policy For For Management
7 Ratify Director For For Management
8 Authorize Repurchase and Reissuance of For For Management
Shares and Debt Instruments
9 Allow Directors to Be Involved with For For Management
Other Companies
10 Amend Pension Plan For For Management
--------------------------------------------------------------------------------
BANCO SANTANDER S.A.
Ticker: SAN Security ID: E19790109
Meeting Date: MAR 21, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.A Approve Consolidated and Standalone For For Management
Financial Statements
1.B Approve Discharge of Board For For Management
2 Approve Allocation of Income and For For Management
Dividends
3.A Reelect Guillermo de la Dehesa Romero For For Management
as Director
3.B Reelect Abel Matutes Juan as Director For For Management
3.C Reelect Angel Jado Becerro de Bengoa For For Management
as Director
3.D Reelect Javier Botin-Sanz de Sautuola For For Management
y O'Shea as Director
3.E Reelect Isabel Tocino Biscarolasaga as For For Management
Director
3.F Reelect Fernando de Asua Alvarez as For For Management
Director
4 Renew Appointment of Deloitte as For For Management
Auditor
5 Approve Company's Corporate Website For For Management
6 Approve Acquisition of Banco Espanol For For Management
de Credito SA
7 Approve Merger by Absorption of Banif For For Management
Sa
8.A Amend Article 58 Re: Board Remuneration For For Management
8.B Amend Article 61 Re: Company's For For Management
Corporate Website
9 Approve Capital Raising For For Management
10 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of New Shares,
Excluding Preemptive Rights of up to
20 Percent
11.A Authorize Capitalization of Reserves For For Management
for Scrip Dividends
11.B Authorize Capitalization of Reserves For For Management
for Scrip Dividends
11.C Authorize Capitalization of Reserves For For Management
for Scrip Dividends
11.D Authorize Capitalization of Reserves For For Management
for Scrip Dividends
12.A Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 10 Billion
12.B Authorize Issuance of Non-Convertible For For Management
Debt Securities up to EUR 50 Billion
13.A Approve Deferred Share Bonus Plan For For Management
13.B Approve Deferred Share Bonus Plan For For Management
13.C Approve Employee Stock Purchase Plan For For Management
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
15 Advisory Vote on Remuneration Policy For For Management
Report
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Arnold W. Donald For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Charles O. Holliday, Jr. For For Management
1.8 Elect Director Linda P. Hudson For For Management
1.9 Elect Director Monica C. Lozano For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Brian T. Moynihan For For Management
1.12 Elect Director Lionel L. Nowell, III For For Management
1.13 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against For Shareholder
5 Adopt Proxy Access Right Against Against Shareholder
6 Amend Bylaw to Limit Multiple Board Against Against Shareholder
Service
7 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
8 Review Fair Housing and Fair Lending Against For Shareholder
Compliance
--------------------------------------------------------------------------------
BANK OF MONTREAL
Ticker: BMO Security ID: 063671101
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Astley For For Management
1.2 Elect Director Janice M. Babiak For For Management
1.3 Elect Director Sophie Brochu For For Management
1.4 Elect Director George A. Cope For For Management
1.5 Elect Director William A. Downe For For Management
1.6 Elect Director Christine A. Edwards For For Management
1.7 Elect Director Ronald H. Farmer For For Management
1.8 Elect Director Eric R. La Fleche For For Management
1.9 Elect Director Bruce H. Mitchell For For Management
1.10 Elect Director Philip S. Orsino For For Management
1.11 Elect Director Martha C. Piper For For Management
1.12 Elect Director J. Robert S. Prichard For For Management
1.13 Elect Director Don M. Wilson III For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Increase Disclosure of Pension Against Against Shareholder
Plans
5 SP 2: Adopt Policy for Equitable Against Against Shareholder
Treatment under the Pension Plans
6 SP 3: Adopt Policy on Gender Equality Against Against Shareholder
in Executive Positions
7 SP 4: Adopt an Internal Pay Ratio Against Against Shareholder
8 SP 5: Publish Summary of Annual Against Against Shareholder
Meetings and Questions Raised at
Meetings
--------------------------------------------------------------------------------
BANK OF NOVA SCOTIA
Ticker: BNS Security ID: 064149107
Meeting Date: APR 09, 2013 Meeting Type: Annual
Record Date: FEB 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Brenneman For For Management
1.2 Elect Director C.J. Chen For For Management
1.3 Elect Director David A. Dodge For For Management
1.4 Elect Director N. Ashleigh Everett For For Management
1.5 Elect Director John C. Kerr For For Management
1.6 Elect Director John T. Mayberry For For Management
1.7 Elect Director Thomas C. O'Neill For For Management
1.8 Elect Director Brian J. Porter For For Management
1.9 Elect Director Aaron W. Regent For For Management
1.10 Elect Director Indira V. Samarasekera For For Management
1.11 Elect Director Susan L. Segal For For Management
1.12 Elect Director Paul D. Sobey For For Management
1.13 Elect Director Barbara S. Thomas For For Management
1.14 Elect Director Richard (Rick) E. Waugh For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Increase Disclosure of Pension Against Against Shareholder
Plans
5 SP 2: Adopt Policy for Equitable Against Against Shareholder
Treatment under the Pension Plans
6 SP 3: Establish Director Stock Against Against Shareholder
Ownership Requirement
--------------------------------------------------------------------------------
BANK OF YOKOHAMA LTD.
Ticker: 8332 Security ID: J04242103
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terazawa, Tatsumaro For For Management
1.2 Elect Director Okubo, Chiyuki For For Management
1.3 Elect Director Takano, Kengo For For Management
1.4 Elect Director Mochizuki, Atsushi For For Management
1.5 Elect Director Koshida, Susumu For For Management
1.6 Elect Director Oya, Yasuyoshi For For Management
1.7 Elect Director Kawamura, Kenichi For For Management
1.8 Elect Director Shibuya, Yasuhiro For For Management
1.9 Elect Director Sakamoto, Harumi For For Management
1.10 Elect Director Morio, Minoru For For Management
2 Appoint Statutory Auditor Ayuse, Michio For For Management
--------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Elect Sir David Walker as Director For For Management
4 Elect Tim Breedon as Director For For Management
5 Elect Antony Jenkins as Director For For Management
6 Elect Diane de Saint Victor as Director For For Management
7 Re-elect David Booth as Director For For Management
8 Re-elect Fulvio Conti as Director For For Management
9 Re-elect Simon Fraser as Director For For Management
10 Re-elect Reuben Jeffery III as Director For For Management
11 Re-elect Chris Lucas as Director For For Management
12 Re-elect Dambisa Moyo as Director For For Management
13 Re-elect Sir Michael Rake as Director For For Management
14 Re-elect Sir John Sunderland as For For Management
Director
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights in relation to the
issuance of Contingent Equity
Conversion Notes
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in relation to the
issuance of Contingent Equity
Conversion Notes
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Scrip Dividend Programme For For Management
25 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BARRICK GOLD CORPORATION
Ticker: ABX Security ID: 067901108
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Beck For For Management
1.2 Elect Director William D. Birchall For For Management
1.3 Elect Director Donald J. Carty For For Management
1.4 Elect Director Gustavo Cisneros For For Management
1.5 Elect Director Robert M. Franklin For For Management
1.6 Elect Director J. Brett Harvey For For Management
1.7 Elect Director Dambisa Moyo For For Management
1.8 Elect Director Brian Mulroney For For Management
1.9 Elect Director Anthony Munk For For Management
1.10 Elect Director Peter Munk For For Management
1.11 Elect Director Steven J. Shapiro For For Management
1.12 Elect Director Jamie C. Sokalsky For For Management
1.13 Elect Director John L. Thornton For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
BASF SE
Ticker: BAS Security ID: D06216317
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 2.60 per Share
3 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
5 Ratify KPMG as Auditors for Fiscal 2013 For Did Not Vote Management
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Chen For For Management
1b Elect Director Blake E. Devitt For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director Gail D. Fosler For For Management
1e Elect Director Carole J. Shapazian For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 1.90
per Share for Fiscal 2012
2 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
3 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
4 Approve Affiliation Agreement with For Did Not Vote Management
Bayer Beteiligungsverwaltung Goslar
GmbH
5 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors for Fiscal 2013
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 23, 2013 Meeting Type: Special
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation of For For Management
BB&T to Change the Payment Dates of
its Preferred Stock Dividends to
Conform with the Payment Date of its
Common Stock Dividends and Conform
Preferred Stock Record Dates
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Allison, IV For For Management
1.2 Elect Director Jennifer S. Banner For For Management
1.3 Elect Director K. David Boyer, Jr. For For Management
1.4 Elect Director Anna R. Cablik For For Management
1.5 Elect Director Ronald E. Deal For For Management
1.6 Elect Director James A. Faulkner For Withhold Management
1.7 Elect Director I. Patricia Henry For For Management
1.8 Elect Director John P. Howe, III For For Management
1.9 Elect Director Eric C. Kendrick For Withhold Management
1.10 Elect Director Kelly S. King For For Management
1.11 Elect Director Louis B. Lynn For For Management
1.12 Elect Director Edward C. Milligan For Withhold Management
1.13 Elect Director Charles A. Patton For Withhold Management
1.14 Elect Director Nido R. Qubein For For Management
1.15 Elect Director Tollie W. Rich, Jr. For Withhold Management
1.16 Elect Director Thomas E. Skains For For Management
1.17 Elect Director Thomas N. Thompson For For Management
1.18 Elect Director Edwin H. Welch For For Management
1.19 Elect Director Stephen T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Lobbying Expenditures
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
BCE INC.
Ticker: BCE Security ID: 05534B760
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry K. Allen For For Management
1.2 Elect Director Andre Berard For For Management
1.3 Elect Director Ronald A. Brenneman For For Management
1.4 Elect Director Sophie Brochu For For Management
1.5 Elect Director Robert E. Brown For For Management
1.6 Elect Director George A. Cope For For Management
1.7 Elect Director David F. Denison For For Management
1.8 Elect Director Anthony S. Fell For For Management
1.9 Elect Director Edward C. Lumley For For Management
1.10 Elect Director Thomas C. O'Neill For For Management
1.11 Elect Director James Prentice For For Management
1.12 Elect Director Robert C. Simmonds For For Management
1.13 Elect Director Carole Taylor For For Management
1.14 Elect Director Paul R. Weiss For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4.1 SP 1: Adopt a Policy Stipulating an Against Against Shareholder
Internal Pay Ratio
4.2 SP 2: Critical Mass of Qualified Women Against Against Shareholder
on Board of Directors
4.3 SP 3: Company Response to Advisory Say Against Against Shareholder
on Pay Result
4.4 SP 4: Establish a Separate Risk Against Against Shareholder
Management Committee
4.5 SP 5: Diversity Policy and Endorsement Against Against Shareholder
of UN?s Women?s Empowerment Principles
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 29, 2013 Meeting Type: Annual
Record Date: DEC 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Henry P. Becton, Jr. For For Management
1.3 Elect Director Catherine M. Burzik For For Management
1.4 Elect Director Edward F. DeGraan For For Management
1.5 Elect Director Vincent A. Forlenza For For Management
1.6 Elect Director Claire M. Fraser For For Management
1.7 Elect Director Christopher Jones For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Adel A.F. Mahmoud For For Management
1.10 Elect Director Gary A. Mecklenburg For For Management
1.11 Elect Director James F. Orr For For Management
1.12 Elect Director Willard J. Overlock, Jr. For For Management
1.13 Elect Director Rebecca W. Rimel For For Management
1.14 Elect Director Bertram L. Scott For For Management
1.15 Elect Director Alfred Sommer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Rescind Fair Price Provision For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BEIERSDORF AG
Ticker: BEI Security ID: D08792109
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
4 Approve Discharge of Management Board For For Management
for Fiscal 2012
5 Ratify Ernst and Young GmbH as For For Management
Auditors for Fiscal 2013
6 Approve Remuneration System for For For Management
Management Board Members
--------------------------------------------------------------------------------
BELGACOM
Ticker: BELG Security ID: B10414116
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Information from the Joint None None Management
Committee
4 Receive Consolidated Financial None None Management
Statements and Statutory Reports
5 Approve Cancellation of Dividend For Against Management
Rights on Own Shares and Renew
Authorization of Dividend Rights on
Own Shares Re: 2012 and 2013 Stock
Option Tranches
6 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 2.49 per Share
7 Approve Remuneration Report For Against Management
8 Approve Discharge of Directors For For Management
9 Approve Discharge of Auditors For For Management
10 Approve Discharge of Deloitte as For For Management
Auditor in Charge of Certifying the
Consolidated Accounts
11 Elect Guido J.M. Demuynck as Director For Abstain Management
12 Elect Carine Doutrelepont as Director For For Management
13 Elect Oren G. Shaffer as Director For For Management
14 Approve Remuneration of Newly For For Management
Appointed Board Members Re: Items 11-13
15 Ratify Deloitte as Auditors of For For Management
Consolidated Accounts and Approve
Auditor's Remuneration at EUR 298,061
16 Transact Other Business None None Management
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 04, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Adopt Quantitative Goals for GHG and Against For Shareholder
Other Air Emissions
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: JAN 21, 2013 Meeting Type: Special
Record Date: DEC 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tali Simon as External Director For For Management
2 Subject to Item 1, Issue For For Management
Indemnification Agreements to Tali
Simon
3 Reelect Mordechai Keret as External For For Management
Director
4 Extend and Amend Agreement for DBS For For Management
Satellite Services, a Subsidiary, to
Purchase Power Supplies from Eurocom
Digital Communications Ltd. - a
Related Party - and Advanced Digital
Broadcast SA
5 Vote FOR If You Are a Controlling None Against Management
Shareholder or Have a Personal
Interest in Items 1, 3, or 4; Vote
AGAINST If Are NOT a Controlling
Shareholder and Do NOT Have a Personal
Interest in Items 1, 3, or 4
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements for 2012 None None Management
2.1 Reelect Shaul Elovitch as Director For For Management
Until the Next Annual General Meeting
2.2 Reelect Or Elovitch as Director Until For For Management
the Next Annual General Meeting
2.3 Reelect Orna Peled as Director Until For For Management
the Next Annual General Meeting
2.4 Reelect Amikam Shorer as Director For For Management
Until the Next Annual General Meeting
2.5 Reelect Felix Cohen as Director Until For For Management
the Next Annual General Meeting
2.6 Reelect Joshua Rosensweig as Director For For Management
Until the Next Annual General Meeting
2.7 Reelect Eldad Ben-Moshe as Director For For Management
Until the Next Annual General Meeting
2.8 Reelect Rami Nomkin as Director Until For For Management
the Next Annual General Meeting
2.9 Reelect Yair David as Director Until For For Management
the Next Annual General Meeting
3 Reappoint Somekh Chaikin - KPMG as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Dividend of NIS 861 Million For For Management
Aggregate, NIS 0.32 Per Share, and 32%
of Shares Outstanding to Shareholders
of Record as of Apr. 30, 2013; Ex
Date: May 1, Date of Payment: May 13
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: MAY 08, 2013 Meeting Type: Special
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Employment Agreement of Stella For For Management
Handler, the New CEO, Including NIS
140,000 ($38,000) Per Month and Annual
Performance-Based Bonuses
1.2 Approve Performance Targets Dictating For For Management
Stella Handler's Bonus for 2013
1.3 Issue Indemnification Agreement to For Against Management
Stella Handler
2 Extend for 13 Years an Agreement under For For Management
which Space Communication Ltd.
Provides DBS Satellite Services Ltd
(YES) Satellite Communication Services
for Between $226 Million - $272 Million
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in any item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD.
Ticker: BEZQ Security ID: M2012Q100
Meeting Date: JUN 13, 2013 Meeting Type: Special
Record Date: MAY 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Updated Aggreement under Which For For Management
Eurocom Communication Ltd. Provides
Managerial and Consulting Services
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
BG GROUP PLC
Ticker: BG. Security ID: G1245Z108
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Den Jones as Director For For Management
5 Elect Lim Haw-Kuang as Director For For Management
6 Re-elect Peter Backhouse as Director For For Management
7 Re-elect Vivienne Cox as Director For For Management
8 Re-elect Chris Finlayson as Director For For Management
9 Re-elect Andrew Gould as Director For For Management
10 Re-elect Baroness Hogg as Director For For Management
11 Re-elect Dr John Hood as Director For For Management
12 Re-elect Martin Houston as Director For For Management
13 Re-elect Caio Koch-Weser as Director For For Management
14 Re-elect Sir David Manning as Director For For Management
15 Re-elect Mark Seligman as Director For For Management
16 Re-elect Patrick Thomas as Director For For Management
17 Appoint Ernst & Young LLP as Auditors For For Management
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BHP BILLITON LIMITED
Ticker: BHP Security ID: Q1498M100
Meeting Date: NOV 29, 2012 Meeting Type: Annual
Record Date: NOV 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept the Financial Statements and For For Management
Statutory Reports for BHP Billiton Ltd
and BHP Billiton Plc
2 Elect Pat Davies as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
3 Elect Malcolm Broomhead as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
4 Elect John Buchanan as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
5 Elect Carlos Cordeiro as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
6 Elect David Crawford as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
7 Elect Carolyn Hewson as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
8 Elect Marius Kloppers as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
9 Elect Lindsay Maxsted as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
10 Elect Wayne Murdy as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
11 Elect Keith Rumble as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
12 Elect John Schubert as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
13 Elect Shriti Vadera as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
14 Elect Jac Nasser as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
15 Appoint KPMG Audit Plc as Auditor of For For Management
BHP Billiton Plc
16 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc
17 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc for Cash
18 Approve the Repurchase of Up to 213.62 For For Management
Million Shares in BHP Billiton Plc
19 Approve the Remuneration Report For For Management
20 Approve the Grant of Long Term For For Management
Incentive Performance Shares to Marius
Kloppers, Executive Director of the
Company
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline D. Dorsa For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lynn Schenk For For Management
1.5 Elect Director Alexander J. Denner For For Management
1.6 Elect Director Nancy L. Leaming For For Management
1.7 Elect Director Richard C. Mulligan For For Management
1.8 Elect Director Robert W. Pangia For For Management
1.9 Elect Director Brian S. Posner For For Management
1.10 Elect Director Eric K. Rowinsky For For Management
1.11 Elect Director Stephen A. Sherwin For For Management
1.12 Elect Director William D. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdlatif Yousef Al-Hamad For For Management
1b Elect Director Mathis Cabiallavetta For For Management
1c Elect Director Dennis D. Dammerman For For Management
1d Elect Director Jessica P. Einhorn For For Management
1e Elect Director Fabrizio Freda For For Management
1f Elect Director David H. Komansky For For Management
1g Elect Director James E. Rohr For For Management
1h Elect Director Susan L. Wagner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BMW GROUP BAYERISCHE MOTOREN WERKE AG
Ticker: BMW Security ID: D12096109
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.52 per Preferred
Share and EUR 2.50 per Ordinary Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2013
6.1 Elect Reinhard Huettl to the For For Management
Supervisory Board
6.2 Elect Karl-Ludwig Kley to the For For Management
Supervisory Board
6.3 Elect Renate Koecher to the For For Management
Supervisory Board
6.4 Elect Joachim Milberg to the For For Management
Supervisory Board
7 Amend Articles Re: Remuneration of the For For Management
Supervisory Board
--------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD.
Ticker: 02388 Security ID: Y0920U103
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: MAY 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Li Lihui as Director For For Management
3b Elect Gao Yingxin as Director For For Management
3c Elect Shan Weijian as Director For For Management
3d Elect Ning Gaoning as Director For Against Management
4 Appoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BOLIDEN AB
Ticker: BOLI Security ID: W17218103
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report
8 Receive Report on Work of Board and None None Management
its Committees
9 Receive President's Report None None Management
10 Receive Report on Audit Work During None None Management
2011
11 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
12 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 4.00 per Share
13 Approve Discharge of Board and For Did Not Vote Management
President
14 Receive Nominating Committee's Report None None Management
15 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board; Set
Number of Auditors at One
16 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.1 Million for
Chairman and SEK 430,000 for Other
Directors; Approve Remuneration for
Committee Work
17 Reelect Marie Berglund, Staffan For Did Not Vote Management
Bohman, Lennart Evrell, Ulla Litzen,
Michael G:son Low, Leif Ronnback, and
Anders Ullberg (Chairman) as
Directors; Elect Tom Erixon as New
Director
18 Approve Remuneration of Auditors For Did Not Vote Management
19 Ratify Ernst & Young as Auditors For Did Not Vote Management
20 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
21 Elect Jan Andersson, Lars-Erik For Did Not Vote Management
Forsgaardh, Thomas Ehlin, Anders
Oscarsson, and Anders Ullberg as
Members of Nominating Committee
22 Close Meeting None None Management
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: G12793108
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Bob Dudley as Director For For Management
4 Re-elect Iain Conn as Director For For Management
5 Re-elect Dr Brian Gilvary as Director For For Management
6 Re-elect Paul Anderson as Director For For Management
7 Re-elect Frank Bowman as Director For For Management
8 Re-elect Antony Burgmans as Director For For Management
9 Re-elect Cynthia Carroll as Director For For Management
10 Re-elect George David as Director For For Management
11 Re-elect Ian Davis as Director For For Management
12 Re-elect Dame Ann Dowling as Director For For Management
13 Re-elect Brendan Nelson as Director For For Management
14 Re-elect Phuthuma Nhleko as Director For For Management
15 Re-elect Andrew Shilston as Director For For Management
16 Re-elect Carl-Henric Svanberg as For For Management
Director
17 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BRIDGESTONE CORP.
Ticker: 5108 Security ID: J04578126
Meeting Date: MAR 26, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2.1 Elect Director Tsuya, Masaaki For For Management
2.2 Elect Director Nishigai, Kazuhisa For For Management
2.3 Elect Director Morimoto, Yoshiyuki For For Management
2.4 Elect Director Zaitsu, Narumi For For Management
2.5 Elect Director Tachibana Fukushima, For For Management
Sakie
2.6 Elect Director Enkawa, Takao For For Management
2.7 Elect Director Murofushi, Kimiko For For Management
2.8 Elect Director Scott Trevor Davis For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Vicki L. Sato For For Management
1H Elect Director Elliott Sigal For For Management
1I Elect Director Gerald L. Storch For For Management
1J Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Richard Burrows as Director For For Management
7 Re-elect John Daly as Director For For Management
8 Re-elect Karen de Segundo as Director For For Management
9 Re-elect Nicandro Durante as Director For For Management
10 Re-elect Ann Godbehere as Director For For Management
11 Re-elect Christine Morin-Postel as For For Management
Director
12 Re-elect Gerry Murphy as Director For For Management
13 Re-elect Kieran Poynter as Director For For Management
14 Re-elect Anthony Ruys as Director For For Management
15 Re-elect Ben Stevens as Director For For Management
16 Elect Richard Tubb as Director For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC
Ticker: BSY Security ID: G15632105
Meeting Date: NOV 01, 2012 Meeting Type: Annual
Record Date: OCT 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Tracy Clarke as Director For For Management
4 Re-elect Jeremy Darroch as Director For For Management
5 Re-elect David DeVoe as Director For For Management
6 Re-elect Nicholas Ferguson as Director For For Management
7 Elect Martin Gilbert as Director For For Management
8 Re-elect Andrew Griffith as Director For For Management
9 Re-elect Andrew Higginson as Director For For Management
10 Re-elect Thomas Mockridge as Director For For Management
11 Re-elect James Murdoch as Director For For Management
12 Elect Matthieu Pigasse as Director For For Management
13 Re-elect Daniel Rimer as Director For For Management
14 Re-elect Arthur Siskind as Director For For Management
15 Re-elect Lord Wilson of Dinton as For For Management
Director
16 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
17 Approve Remuneration Report For Against Management
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise Off-Market Purchase of For For Management
Ordinary Shares
24 Approve the News Agreement as a For For Management
Related Party Transaction
--------------------------------------------------------------------------------
BROADCOM CORPORATION
Ticker: BRCM Security ID: 111320107
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Finocchio, Jr. For For Management
1.2 Elect Director Nancy H. Handel For For Management
1.3 Elect Director Eddy W. Hartenstein For For Management
1.4 Elect Director Maria M. Klawe For For Management
1.5 Elect Director John E. Major For For Management
1.6 Elect Director Scott A. McGregor For For Management
1.7 Elect Director William T. Morrow For For Management
1.8 Elect Director Henry Samueli For For Management
1.9 Elect Director Robert E. Switz For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC.
Ticker: BAM.A Security ID: 112585104
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcel R. Coutu For For Management
1.2 Elect Director Maureen Kempston Darkes For For Management
1.3 Elect Director Lance Liebman For For Management
1.4 Elect Director Frank J. McKenna For For Management
1.5 Elect Director Youssef A. Nasr For For Management
1.6 Elect Director James A. Pattison For For Management
1.7 Elect Director Seek Ngee Huat For For Management
1.8 Elect Director Diana L. Taylor For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: AUG 01, 2012 Meeting Type: Annual
Record Date: JUN 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jens Alder For For Management
2 Elect Director Raymond J. Bromark For For Management
3 Elect Director Gary J. Fernandes For For Management
4 Elect Director Rohit Kapoor For For Management
5 Elect Director Kay Koplovitz For For Management
6 Elect Director Christopher B. Lofgren For For Management
7 Elect Director William E. McCracken For For Management
8 Elect Director Richard Sulpizio For For Management
9 Elect Director Laura S. Unger For For Management
10 Elect Director Arthur F. Weinbach For For Management
11 Elect Director Renato (Ron) Zambonini For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Outside Director Stock Awards For For Management
in Lieu of Cash
--------------------------------------------------------------------------------
CAIXABANK SA
Ticker: CABK Security ID: E2427M123
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Discharge of Board For For Management
3 Approve Allocation of Income and For For Management
Dividends
4.1 Ratify Co-option of and Elect Caja For For Management
Navarra as Director
4.2 Ratify Co-option of and Elect Cajasol For For Management
as Director
5 Amend Article 34 For For Management
6 Approve Remuneration of Directors For For Management
7.1 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
7.2 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
7.3 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
7.4 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
8 Authorize Increase in Capital via For Against Management
Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
9 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 3 Billion
10 Authorize Issuance of Non-Convertible For For Management
Debt and Fixed-Income Securities up to
EUR 66 Billion
11 Renew Appointment of Deloitte as For For Management
Auditor
12 Approve 2013 Variable Remuneration For Against Management
Scheme
13 Authorize Company to Call EGM with 15 For For Management
Days' Notice
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
15 Advisory Vote on Remuneration Policy For Against Management
Report
16 Receive Audited Balance Sheets None None Management
17 Receive Report on Bond Issuance None None Management
--------------------------------------------------------------------------------
CANADIAN IMPERIAL BANK OF COMMERCE
Ticker: CM Security ID: 136069101
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Ernst & Young LLP as Auditors For For Management
2 Elect B.S. Belzberg, G.F. Colter, D. For For Management
D'Alessandro, P.D. Daniel, L.
Desjardins, G.D. Giffin, L.S.
Hasenfratz, K.J. Kelly, N.D. Le Pan, J.
P. Manley, G.T. McCaughey, J.L.
Peverett, L. Rahl, C. Sirois, K.B.
Stevenson, and R.W. Tysoe as Directors
2.1 Elect Director B.S. Belzberg For For Management
2.2 Elect Director G.F. Colter For For Management
2.3 Elect Director D. D'Alessandro For For Management
2.4 Elect Director P.D. Daniel For For Management
2.5 Elect Director L. Desjardins For For Management
2.6 Elect Director G.D. Giffin For For Management
2.7 Elect Director L.S. Hasenfratz For For Management
2.8 Elect Director K.J. Kelly For For Management
2.9 Elect Director N.D. Le Pan For For Management
2.10 Elect Director J.P. Manley For For Management
2.11 Elect Director G.T. McCaughey For For Management
2.12 Elect Director J.L. Peverett For For Management
2.13 Elect Director L. Rahl For For Management
2.14 Elect Director C. Sirois For For Management
2.15 Elect Director K.B. Stevenson For For Management
2.16 Elect Director R.W. Tysoe For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4.1 SP 1: Increase Disclosure of Pension Against Against Shareholder
Plans
4.2 SP 2: Adopt Policy for Equitable Against Against Shareholder
Treatment under the Pension Plans
4.3 SP 3: Adopt Policy on Gender Equality Against Against Shareholder
in Executive Positions
4.4 SP 4: Adopt an Internal Pay Ratio Against Against Shareholder
--------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY
Ticker: CNR Security ID: 136375102
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Armellino For For Management
1.2 Elect Director A. Charles Baillie For For Management
1.3 Elect Director Hugh J. Bolton For For Management
1.4 Elect Director Donald J. Carty For For Management
1.5 Elect Director Gordon D. Giffin For For Management
1.6 Elect Director Edith E. Holiday For For Management
1.7 Elect Director V. Maureen Kempston For For Management
Darkes
1.8 Elect Director Denis Losier For For Management
1.9 Elect Director Edward C. Lumley For For Management
1.10 Elect Director David G.A. McLean For For Management
1.11 Elect Director Claude Mongeau For For Management
1.12 Elect Director James E. O'Connor For For Management
1.13 Elect Director Robert Pace For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
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CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect C.M. Best, N. M. Edwards, T.W. For For Management
Faithfull, G. A. Filmon, C. L. Fong, G.
D. Giffin, W.A. Gobert, S.W. Laut, K.A.
J. MacPhail, F.J. McKenna, E.R. Smith
and D.A. Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A. J. MacPhail For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director Eldon R. Smith For For Management
1.12 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Option Plan For For Management
4 Advisory Vote on Executive For Against Management
Compensation Approach
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CANADIAN PACIFIC RAILWAY LIMITED
Ticker: CP Security ID: 13645T100
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Deloitte LLP as Auditors For For Management
2 Advisory Vote on Executive For Against Management
Compensation Approach
3.1 Elect Director William A. Ackman For For Management
3.2 Elect Director Gary F. Colter For For Management
3.3 Elect Director Isabelle Courville For For Management
3.4 Elect Director Paul G. Haggis For For Management
3.5 Elect Director E. Hunter Harrison For For Management
3.6 Elect Director Paul C. Hilal For For Management
3.7 Elect Director Krystyna T. Hoeg For For Management
3.8 Elect Director Richard C. Kelly For For Management
3.9 Elect Director Rebecca MacDonald For For Management
3.10 Elect Director Anthony R. Melman For For Management
3.11 Elect Director Linda J. Morgan For For Management
3.12 Elect Director Andrew F. Reardon For For Management
3.13 Elect Director Stephen C. Tobias For For Management
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CANON INC.
Ticker: 7751 Security ID: J05124144
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 70
2.1 Elect Director Mitarai, Fujio For For Management
2.2 Elect Director Tanaka, Toshizo For For Management
2.3 Elect Director Ikoma, Toshiaki For For Management
2.4 Elect Director Watanabe, Kunio For For Management
2.5 Elect Director Adachi, Yoroku For For Management
2.6 Elect Director Mitsuhashi, Yasuo For For Management
2.7 Elect Director Matsumoto, Shigeyuki For For Management
2.8 Elect Director Homma, Toshio For For Management
2.9 Elect Director Nakaoka, Masaki For For Management
2.10 Elect Director Honda, Haruhisa For For Management
2.11 Elect Director Ozawa, Hideki For For Management
2.12 Elect Director Maeda, Masaya For For Management
2.13 Elect Director Tani, Yasuhiro For For Management
2.14 Elect Director Araki, Makoto For For Management
2.15 Elect Director Suematsu, Hiroyuki For For Management
2.16 Elect Director Uzawa, Shigeyuki For For Management
2.17 Elect Director Nagasawa, Kenichi For For Management
2.18 Elect Director Otsuka, Naoji For For Management
2.19 Elect Director Yamada, Masanori For For Management
2.20 Elect Director Wakiya, Aitake For For Management
2.21 Elect Director Ono, Kazuto For For Management
3 Approve Special Payments in Connection For For Management
with Abolition of Retirement Bonus
System
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
5 Approve Annual Bonus Payment to For For Management
Directors
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CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director W. Ronald Dietz For For Management
1c Elect Director Lewis Hay, III For For Management
1d Elect Director Benjamin P. Jenkins, III For For Management
1e Elect Director Peter E. Raskind For For Management
1f Elect Director Mayo A. Shattuck, III For For Management
1g Elect Director Bradford H. Warner For For Management
1h Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4a Reduce Supermajority Vote Requirement For For Management
4b Reduce Supermajority Vote Requirement For For Management
4c Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CAPITALAND LIMITED
Ticker: C31 Security ID: Y10923103
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Approve Directors' Fees For For Management
4a Elect Ng Kee Choe as Director For For Management
4b Elect Peter Seah Lim Huat as Director For For Management
5a Elect Amirsham Bin A Aziz as Director For Against Management
5b Elect Stephen Lee Ching Yen as Director For For Management
5c Elect Lim Ming Yan as Director For For Management
6 Reappoint KPMG LLP Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7a Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7b Approve Grant of Awards and Issue For For Management
Shares Pursuant to the CapitaLand
Performance Share Plan 2010 and the
CapitaLand Restricted Share Plan 2010
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CAPITALAND LIMITED
Ticker: C31 Security ID: Y10923103
Meeting Date: APR 26, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
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CAPITAMALLS ASIA LTD.
Ticker: JS8 Security ID: Y1122V105
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Approve Directors' Fees For For Management
4a Reelect Sunil Tissa Amarasuriya as For For Management
Director
4b Reelect Tan Kong Yam as Director For For Management
5a Reelect Lim Ming Yan as Director For For Management
5b Reelect Ng Kee Choe as Director For For Management
5c Reelect Bob Tan Beng Hai as Director For For Management
6 Reappoint KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Grant of Awards and Issuance For Against Management
of Shares Pursuant to the CapitaMalls
Asia Performance Share Plan and the
CapitaMalls Asia Restricted Stock Plan
9 Approve Issuance of Shares Pursuant to For For Management
the CapitaMalls Asia Dividend
Reinvestment Scheme
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CAPITAMALLS ASIA LTD.
Ticker: JS8 Security ID: Y1122V105
Meeting Date: APR 24, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
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CARLSBERG
Ticker: CARL B Security ID: K36628137
Meeting Date: MAR 21, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Approve Financial Statements and For For Management
Statutory Report; Approve Discharge of
Directors
3 Approve Allocation of Income and For For Management
Dividends of DKK 6.00 per Share
4.1 Approve Remuneration of Directors in For For Management
the Amount of DKK 800,000 for the
Chairman, DKK 600,000 for the Vice
Chairman, and DKK 400,000 for Other
Directors; Approve Remuneration for
Committee Work
4.2 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
5.1 Reelect Flemming Besenbacher as For For Management
Director
5.2 Reelect Jess Soderberg as Director For For Management
5.3 Reelect Per Christian Ohrgaard as For For Management
Director
5.4 Reelect Lars Stemmerik as Director For For Management
5.5 Reelect Richard Burrows as Director For For Management
5.6 Reelect Cornelis Job van der Graaf as For For Management
Director
5.7 Reelect Donna Gordner as Director For For Management
5.8 Reelect Elizabeth Fleuriot as Director For For Management
5.9 Reelect Soren-Peter Olesen as Director For For Management
5.10 Elect Nina Smith as New Director For For Management
6 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Micky Arison As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
2 Reelect Jonathon Band As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
3 Reelect Arnold W. Donald As A Director For For Management
Of Carnival Corporation and As A
Director Of Carnival Plc.
4 Reelect Pier Luigi Foschi As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
5 Reelect Howard S. Frank As A Director For For Management
Of Carnival Corporation and As A
Director Of Carnival Plc.
6 Reelect Richard J. Glasier As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
7 Reelect Debra Kelly-Ennis As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
8 Reelect John Parker As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
9 Reelect Stuart Subotnick As A Director For For Management
Of Carnival Corporation and As A
Director Of Carnival Plc.
10 Reelect Laura Weil As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
11 Reelect Randall J. Weisenburger As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
12 Reappoint The UK Firm Of For For Management
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation
13 Authorize The Audit Committee Of For For Management
Carnival Plc To Fix Remuneration Of
The Independent Auditors Of Carnival
Plc
14 Receive The UK Accounts And Reports Of For For Management
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2011
15 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
16 Approve Remuneration of Executive For For Management
Directors
17 Authorize Issue of Equity with For For Management
Pre-emptive Rights
18 Authorize Issue of Equity without For For Management
Pre-emptive Rights
19 Authorize Shares for Market Purchase For For Management
--------------------------------------------------------------------------------
CARREFOUR
Ticker: CA Security ID: F13923119
Meeting Date: APR 23, 2013 Meeting Type: Annual/Special
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.58 per Share
4 Reelect Sebastien Bazin as Director For For Management
5 Reelect Thierry Breton as Director For For Management
6 Reelect Charles Edelstenne as Director For For Management
7 Reelect Anne-Claire Taittinger as For For Management
Director
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Amend Article 20 of Bylaws Re: Proxy For For Management
Voting
10 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500 Million
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 90 Million
13 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 90 Million
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
15 Authorize Capital Increase of Up to For For Management
EUR 90 Million for Future Exchange
Offers
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
17 Approve Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Juan Gallardo For For Management
1.4 Elect Director David R. Goode For For Management
1.5 Elect Director Jesse J. Greene, Jr. For For Management
1.6 Elect Director Jon M. Huntsman, Jr. For For Management
1.7 Elect Director Peter A. Magowan For For Management
1.8 Elect Director Dennis A. Muilenburg For For Management
1.9 Elect Director Douglas R. Oberhelman For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director Charles D. Powell For For Management
1.12 Elect Director Edward B. Rust, Jr. For For Management
1.13 Elect Director Susan C. Schwab For For Management
1.14 Elect Director Joshua I. Smith For For Management
1.15 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Provide Right to Act by Written Consent Against For Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Include Sustainability as a Against Against Shareholder
Performance Measure for Senior
Executive Compensation
8 Review and Assess Human Rights Policies Against For Shareholder
9 Prohibit Sales to the Government of Against Against Shareholder
Sudan
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
CENOVUS ENERGY INC.
Ticker: CVE Security ID: 15135U109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Director Ralph S. Cunningham For For Management
1.02 Elect Director Patrick D. Daniel For For Management
1.03 Elect Director Ian W. Delaney For For Management
1.04 Elect Director Brian C. Ferguson For For Management
1.05 Elect Director Michael A. Grandin For For Management
1.06 Elect Director Valerie A.A. Nielsen For For Management
1.07 Elect Director Charles M. Rampacek For For Management
1.08 Elect Director Colin Taylor For For Management
1.09 Elect Director Wayne G. Thomson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
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CENTRAL JAPAN RAILWAY CO.
Ticker: 9022 Security ID: J05523105
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
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CENTRICA PLC
Ticker: CNA Security ID: G2018Z143
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAY 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Roger Carr as Director For For Management
5 Re-elect Sam Laidlaw as Director For For Management
6 Re-elect Phil Bentley as Director For For Management
7 Re-elect Margherita Della Valle as For For Management
Director
8 Re-elect Mary Francis as Director For For Management
9 Re-elect Mark Hanafin as Director For For Management
10 Re-elect Lesley Knox as Director For For Management
11 Re-elect Nick Luff as Director For For Management
12 Re-elect Ian Meakins as Director For For Management
13 Re-elect Paul Rayner as Director For For Management
14 Re-elect Chris Weston as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Bruce Hanks For For Management
1.2 Elect Director C. G. Melville, Jr. For For Management
1.3 Elect Director Fred R. Nichols For For Management
1.4 Elect Director William A. Owens For For Management
1.5 Elect Director Harvey P. Perry For For Management
1.6 Elect Director Glen F. Post, III For For Management
1.7 Elect Director Laurie A. Siegel For For Management
1.8 Elect Director Joseph R. Zimmel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Share Retention Policy Against Against Shareholder
4b Adopt Policy on Bonus Banking Against Against Shareholder
4c Proxy Access Against For Shareholder
4d Provide for Confidential Voting Against For Shareholder
--------------------------------------------------------------------------------
CGI GROUP INC
Ticker: GIB.A Security ID: 39945C109
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: DEC 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Claude Boivin as Director For For Management
1.2 Elect Bernard Bourigeaud as Director For For Management
1.3 Elect Jean Brassard as Director For For Management
1.4 Elect Robert Chevrier as Director For For Management
1.5 Elect Dominic D'Alessandro as Director For For Management
1.6 Elect Thomas P. d'Aquino as Director For For Management
1.7 Elect Paule Dore as Director For For Management
1.8 Elect Richard B. Evans as Director For For Management
1.9 Elect Serge Godin as Director For For Management
1.10 Elect Andre Imbeau as Director For For Management
1.11 Elect Gilles Labbe as Director For For Management
1.12 Elect Eileen A. Mercier as Director For For Management
1.13 Elect Donna S. Morea as Director For For Management
1.14 Elect Michael E. Roach as Director For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
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CHEUNG KONG (HOLDINGS) LIMITED
Ticker: 00001 Security ID: Y13213106
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Li Tzar Kuoi, Victor as Director For Against Management
3b Elect Ip Tak Chuen, Edmond as Director For Against Management
3c Elect Chiu Kwok Hung, Justin as For Against Management
Director
3d Elect Leung Siu Hon as Director For Against Management
3e Elect Chow Kun Chee, Roland as Director For Against Management
3f Elect Lee Yeh Kwong, Charles as For Against Management
Director
3g Elect Yeh Yuan Chang, Anthony as For For Management
Director
3h Elect Wong Yick-ming, Rosanna as For For Management
Director
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD
Ticker: 01038 Security ID: G2098R102
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Kam Hing Lam as Director For For Management
3b Elect Ip Tak Chuen, Edmond as Director For For Management
3c Elect Andrew John Hunter as Director For For Management
3d Elect Chow Woo Mo Fong, Susan as For For Management
Director
3e Elect Frank John Sixt as Director For For Management
4 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director George L. Kirkland For For Management
1f Elect Director Charles W. Moorman, IV For For Management
1g Elect Director Kevin W. Sharer For For Management
1h Elect Director John G. Stumpf For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Carl Ware For For Management
1k Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
6 Report on Offshore Oil Wells and Spill Against For Shareholder
Mitigation Measures
7 Report on Financial Risks of Climate Against For Shareholder
Change
8 Report on Lobbying Payments and Policy Against For Shareholder
9 Prohibit Political Contributions Against Against Shareholder
10 Provide for Cumulative Voting Against Against Shareholder
11 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
12 Require Director Nominee with Against For Shareholder
Environmental Expertise
13 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CHIBA BANK LTD.
Ticker: 8331 Security ID: J05670104
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6.5
2 Amend Articles To Indemnify Directors For For Management
- Indemnify Statutory Auditors
3.1 Elect Director Sakuma, Hidetoshi For For Management
3.2 Elect Director Okubo, Toshikazu For For Management
3.3 Elect Director Hatano, shoichi For For Management
3.4 Elect Director Yazaki, Toyokuni For For Management
4.1 Appoint Statutory Auditor Yamazoe, For For Management
Kazuo
4.2 Appoint Statutory Auditor Fukuda, Kazuo For For Management
--------------------------------------------------------------------------------
CHUBU ELECTRIC POWER CO. INC.
Ticker: 9502 Security ID: J06510101
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Iwata, Yoshifumi For For Management
2.2 Elect Director Ono, Tomohiko For For Management
2.3 Elect Director Onoda, Satoshi For For Management
2.4 Elect Director Katsuno, Satoru For For Management
2.5 Elect Director Katsumata, Hideko For For Management
2.6 Elect Director Sakaguchi, Masatoshi For For Management
2.7 Elect Director Matsuura, Masanori For For Management
2.8 Elect Director Matsubara, Kazuhiro For For Management
2.9 Elect Director Mizutani, Ryosuke For For Management
2.10 Elect Director Mizuno, Akihisa For For Management
2.11 Elect Director Mita, Toshio For For Management
2.12 Elect Director Watanabe, Yutaka For For Management
3 Commit Firm to Place Ethics and Public Against Against Shareholder
Welfare Above Profits; Mobilize
Employees, Shareholders to this
Wisdom, Abandon Unethical Nuclear Power
4 Abandon Nuclear Power to Increase Against Against Shareholder
Flexibility to Meet Changing Conditions
5 Ban Financial Assistance to Japan Against Against Shareholder
Atomic Power Ltd and JNFL
6 Amend Articles to Mandate Disclosure Against Against Shareholder
of All Forms of Gifts and Donations to
Local Governments, Universities,
Research Institutions, et al.
7 Launch Committee of Experts, Local Against Against Shareholder
Residents, Nuclear Activist
Organization Representatives on
Decommissioning of Nuclear Plants,
Assuring Disposal of Spent Fuel
Instead of Reprocessing
8 Ban Use of Plutonium, Ban Sales of Against Against Shareholder
Plutonium, Manage Current Plutonium
Stocks Safely Assuring No Diversion to
Military or Defense Use
9 Mandate Execution of Seismic and Against Against Shareholder
Tsunami Safety Measures at Hamaoka
Plant Only With Goal of Reactor
Decommissioning
--------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO. LTD.
Ticker: 4519 Security ID: J06930101
Meeting Date: MAR 27, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Ohashi, Mitsuo For For Management
2.2 Elect Director Daniel O'Day For For Management
3 Appoint Statutory Auditor Watanabe, For For Management
Kunitoshi
--------------------------------------------------------------------------------
CHUGOKU ELECTRIC POWER CO. INC.
Ticker: 9504 Security ID: J07098106
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2 Amend Articles To Indemnify Directors For For Management
and Statutory Auditors
3.1 Elect Director Ogawa, Moriyoshi For For Management
3.2 Elect Director Ono, Masaki For For Management
3.3 Elect Director Obata, Hirofumi For For Management
3.4 Elect Director Karita, Tomohide For For Management
3.5 Elect Director Kumagai, Satoshi For For Management
3.6 Elect Director Sakotani, Akira For For Management
3.7 Elect Director Shimizu, Mareshige For For Management
3.8 Elect Director Tamura, Hiroaki For For Management
3.9 Elect Director Nobusue, Kazuyuki For For Management
3.10 Elect Director Hirano, Masaki For For Management
3.11 Elect Director Furubayashi, Yukio For For Management
3.12 Elect Director Matsumura, Hideo For For Management
3.13 Elect Director Morimae, Shigehiko For For Management
3.14 Elect Director Yamashita, Takashi For For Management
3.15 Elect Director Watanabe, Nobuo For For Management
4 Amend Articles to Stop Nuclear Plant Against Against Shareholder
Operations, Ban Plant Construction,
Permanently Preserve Kaminoseki Plant
Construction Site for Araeology and
Nature
5 Amend Articles to Ban Nuclear Power, Against Against Shareholder
Decommission Reactors, Ban
Reprocessing of Spent Nuclear Fuel
6 Amend Articles to Ban Advertising, Against Against Shareholder
Financial Assistance in Return for
Cooperation, Donations
7 Amend Articles to Require Disaster Against Against Shareholder
Prevention Covenants with Local
Governments Within 60 Km of Nuclear
Plants
8 Amend Articles to Require Firm to Against Against Shareholder
Purchase Insurance to Cover JPY 3
Trillion in Damages from Future
Fukushima-Type Accident
9 Amend Articles to Promote Non-Nuclear Against Against Shareholder
Alternative Energy, Spinoff of Power
Transmission into Separate Firm
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125509109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For Against Management
1.2 Elect Director Isaiah Harris, Jr. For Against Management
1.3 Elect Director Jane E. Henney For Against Management
1.4 Elect Director Donna F. Zarcone For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director M. Michele Burns For For Management
1d Elect Director Michael D. Capellas For For Management
1e Elect Director Larry R. Carter For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Richard M. Kovacevich For For Management
1k Elect Director Roderick C. McGeary For For Management
1l Elect Director Arun Sarin For For Management
1m Elect Director Steven M. West For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Eliminating Conflict Against For Shareholder
Minerals from Supply Chain
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Franz B. Humer For For Management
1c Elect Director Robert L. Joss For For Management
1d Elect Director Michael E. O'Neill For For Management
1e Elect Director Judith Rodin For For Management
1f Elect Director Robert L. Ryan For For Management
1g Elect Director Anthony M. Santomero For For Management
1h Elect Director Joan E. Spero For For Management
1i Elect Director Diana L. Taylor For For Management
1j Elect Director William S. Thompson, Jr. For For Management
1k Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Indemnifications Provisions Against Against Shareholder
--------------------------------------------------------------------------------
CITY DEVELOPMENTS LTD.
Ticker: C09 Security ID: V23130111
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.08 Per For For Management
Share and Special Dividend of SGD 0.05
Per Share
3 Approve Directors' Fees and Audit For For Management
Committee Fees
4a Elect Yeo Liat Kok Philip as Director For For Management
4b Elect Chan Soon Hee Eric as Director For Against Management
5a Elect Kwek Leng Beng as Director For For Management
5b Elect Chee Keng Soon as Director For For Management
5c Elect Foo See Juan as Director For For Management
5d Elect Tang See Chim as Director For For Management
6 Reappoint KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Authorize Share Repurchase Program For For Management
9 Approve Mandate for Transactions with For For Management
Related Parties
--------------------------------------------------------------------------------
CLP HOLDINGS LTD.
Ticker: 00002 Security ID: Y1660Q104
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Law Fan Chiu Fun Fanny as For For Management
Director
2b Elect Lee Yun Lien Irene as Director For For Management
2c Elect Michael Kadoorie as Director For For Management
2d Elect Paul Arthur Theys as Director For For Management
2e Elect Andrew Clifford Winawer Brandler For For Management
as Director
2f Elect Nicholas Charles Allen as For For Management
Director
3 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Revised Levels of Remuneration For For Management
Payable to the Non-executive Directors
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence A. Duffy For For Management
1.2 Elect Director Charles P. Carey For For Management
1.3 Elect Director Mark E. Cermak For For Management
1.4 Elect Director Martin J. Gepsman For For Management
1.5 Elect Director Leo Melamed For For Management
1.6 Elect Director Joseph Niciforo For For Management
1.7 Elect Director C.C. Odom, II For For Management
1.8 Elect Director John F. Sandner For For Management
1.9 Elect Director Dennis A. Suskind For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
CNP ASSURANCES
Ticker: CNP Security ID: F1876N318
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.77 per Share
4 Approve Stock Dividend Program (Cash For For Management
or Shares)
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Elect Frederic Lavenir as Director For For Management
7 Ratify Appointment of Anne-Sophie For For Management
Grave as Director
8 Ratify Appointment of Jean-Yves Forel For For Management
as Director
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
COCA-COLA AMATIL LTD.
Ticker: CCL Security ID: Q2594P146
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAY 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect Ilana Atlas as a Director For For Management
3b Elect Catherine Brenner as a Director For For Management
3c Elect Anthony Froggatt as a Director For For Management
--------------------------------------------------------------------------------
COCA-COLA HBC AG
Ticker: CCH Security ID: H1512E100
Meeting Date: JUN 19, 2013 Meeting Type: Special
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Fiscal Year
ended December 31, 2012.
2 Accept the Unconsolidated Interim For For Management
Financial Statements of Coca-Cola HBC
AG as of April 30, 2013.
3 Approve Dividends of CHF 0.34 per For For Management
Ordinary Share from Capital
Contribution Reserves
4 Elect Stefan Heidenreich as Director For For Management
5 Change Location of Registered Office For For Management
to Steinhausen, Switzerland
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maureen Breakiron-Evans For For Management
1b Elect Director John E. Klein For For Management
1c Elect Director Lakshmi Narayanan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nikesh Arora For For Management
1b Elect Director John T. Cahill For For Management
1c Elect Director Ian Cook For For Management
1d Elect Director Helene D. Gayle For For Management
1e Elect Director Ellen M. Hancock For For Management
1f Elect Director Joseph Jimenez For For Management
1g Elect Director Richard J. Kogan For For Management
1h Elect Director Delano E. Lewis For For Management
1i Elect Director J. Pedro Reinhard For For Management
1j Elect Director Stephen I. Sadove For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Adopt Share Retention Policy For Against Against Shareholder
Senior Executives
--------------------------------------------------------------------------------
COLOPLAST A/S
Ticker: COLO B Security ID: K16018184
Meeting Date: DEC 11, 2012 Meeting Type: Annual
Record Date: DEC 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
3 Approve Allocation of Income For Did Not Vote Management
4.1a Amend Articles Re: Change Par Value of For Did Not Vote Management
Shares
4.1b Amend Articles Re: Editorial Amendment For Did Not Vote Management
Concerning Name of Share Registrar
4.1c Amend Articles Re: Editorial Amendment For Did Not Vote Management
Concerning Name of Share Registrar
4.1d Amend Articles Re: Subsequent For Did Not Vote Management
Amendments to Rights Attached to Shares
4.2 Approve Reduction in Share Capital For Did Not Vote Management
4.3 Authorize Share Repurchase Program For Did Not Vote Management
4.4 Authorize Extraordinary Dividend For Did Not Vote Management
5a Elect Michael Rasmussen as Director For Did Not Vote Management
(Chairman)
5b Elect Niels Louis-Hansen as Director For Did Not Vote Management
(Deputy Chairman)
5c Elect Sven Bjorklund as Director For Did Not Vote Management
5d Elect Per Magid as Director For Did Not Vote Management
5e Elect Brian Petersen as Director For Did Not Vote Management
5f Elect Jorgen Tang-Jensen as Director For Did Not Vote Management
6 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
7 Other Business None None Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Joseph J. Collins For For Management
1.4 Elect Director J. Michael Cook For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Eduardo G. Mestre For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
1.11 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Pro-rata Vesting of Equity Awards Against For Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA
Ticker: CBA Security ID: Q26915100
Meeting Date: OCT 30, 2012 Meeting Type: Annual
Record Date: OCT 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect David Turner as a Director For For Management
2b Elect Carolyn Kay as a Director For For Management
2c Elect Harrison Young as a Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Up to 78,681 For For Management
Reward Rights to Ian Mark Narev, CEO
and Managing Director of the Company
5 Approve the Selective Buyback of Up to For For Management
100 Percent of the Preference Shares
that Form Part of the Perpetual
Exchangeable Resaleable Listed
Securities
--------------------------------------------------------------------------------
COMPAGNIE DE SAINT GOBAIN
Ticker: SGO Security ID: F80343100
Meeting Date: JUN 06, 2013 Meeting Type: Annual/Special
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.24 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Elect Agnes Lemarchand as Director For For Management
6 Elect Pamela Knapp as Director For For Management
7 Elect Philippe Varin as Director For For Management
8 Reelect Jean-Martin Folz as Director For For Management
9 Reelect Gilles Schnepp as Director For For Management
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 425 Million
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 212,5 Million
13 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to
Shareholders Vote Above
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
15 Authorize Capitalization of Reserves For For Management
of Up to EUR 106 Million for Bonus
Issue or Increase in Par Value
16 Approve Employee Stock Purchase Plan For For Management
17 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN
Ticker: ML Security ID: F61824144
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 15 of Bylaws Re: Length For For Management
of Term for Supervisory Board Members
2 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income and For For Management
Dividends of EUR 2.40 per Share
5 Approve Consolidated Financial For For Management
Statements and Statutory Reports
6 Approve Auditors' Special Report on For For Management
Related-Party Transactions
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Reelect Barbara Dalibard as For For Management
Supervisory Board Member
9 Reelect Louis Gallois as Supervisory For For Management
Board Member
10 Elect Anne-Sophie de La Bigne as For For Management
Supervisory Board Member
11 Elect Jean-Pierre Duprieu as For For Management
Supervisory Board Member
12 Elect Olivier Bazil as Supervisory For For Management
Board Member
13 Elect Michel Rollier as Supervisory For For Management
Board Member
14 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
COMPASS GROUP PLC
Ticker: CPG Security ID: G23296182
Meeting Date: FEB 07, 2013 Meeting Type: Annual
Record Date: FEB 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Roy Gardner as Director For For Management
5 Elect Dominic Blakemore as Director For For Management
6 Re-elect Richard Cousins as Director For For Management
7 Re-elect Gary Green as Director For For Management
8 Re-elect Andrew Martin as Director For For Management
9 Re-elect John Bason as Director For For Management
10 Re-elect Sir James Crosby as Director For For Management
11 Re-elect Susan Murray as Director For For Management
12 Re-elect Don Robert as Director For For Management
13 Re-elect Sir Ian Robinson as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Amend Long Term Incentive Plan 2010 For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director James E. Copeland, Jr. For For Management
1d Elect Director Jody L. Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Ryan M. Lance For For Management
1g Elect Director Mohd H. Marican For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
6 Amend EEO Policy to Prohibit Against Abstain Shareholder
Discrimination based on Gender Identity
--------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Burke For For Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director George Campbell, Jr. For For Management
1.4 Elect Director Gordon J. Davis For For Management
1.5 Elect Director Michael J. Del Giudice For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director John F. Hennessy, III For For Management
1.8 Elect Director John F. Killian For For Management
1.9 Elect Director Eugene R. McGrath For For Management
1.10 Elect Director Sally H. Pinero For For Management
1.11 Elect Director Michael W. Ranger For For Management
1.12 Elect Director L. Frederick Sutherland For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Cease CEO Compensation Benchmarking Against Against Shareholder
Policy
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Seely Brown For For Management
1.2 Elect Director Stephanie A. Burns For For Management
1.3 Elect Director John A. Canning, Jr. For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Robert F. Cummings, Jr. For For Management
1.6 Elect Director James B. Flaws For For Management
1.7 Elect Director Kurt M. Landgraf For For Management
1.8 Elect Director Kevin J. Martin For For Management
1.9 Elect Director Deborah D. Rieman For For Management
1.10 Elect Director Hansel E. Tookes, II For For Management
1.11 Elect Director Wendell P. Weeks For For Management
1.12 Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2013 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Carson, Sr. For For Management
1.2 Elect Director William H. Gates For For Management
1.3 Elect Director Hamilton E. James For For Management
1.4 Elect Director W. Craig Jelinek For For Management
1.5 Elect Director Jill S. Ruckelshaus For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director John M. Connors, Jr. For For Management
1f Elect Director Christopher J. Coughlin For For Management
1g Elect Director Randall J. Hogan, III For For Management
1h Elect Director Martin D. Madaus For For Management
1i Elect Director Dennis H. Reilley For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Authorize Open-Market Purchases of For For Management
Ordinary Shares
6 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
7 Amend Articles of Association to For For Management
expand the authority to execute
instruments of transfer
8 Approve Creation of Distributable For For Management
Reserves
--------------------------------------------------------------------------------
CREDIT AGRICOLE SA
Ticker: ACA Security ID: F22797108
Meeting Date: MAY 23, 2013 Meeting Type: Annual/Special
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Transaction with Emporiki Re: For For Management
Securities Lending
5 Approve Transaction Re: Credit For For Management
Agricole's Participation in the Share
Capital Increase of Banco Espirito
Santo
6 Approve Transaction with SACAM For For Management
International Re: Repurchase of
Emporiki Shares
7 Approve Transaction Re: Creation of a For Against Management
Special Purpose Vehicle
8 Approve Severance Payment Agreement For Against Management
with Xavier Musca
9 Reelect Jean-Marie Sander as Director For For Management
10 Reelect Philippe Brassac as Director For For Management
11 Reelect Veronique Flachaire as Director For For Management
12 Reelect Christian Talgorn as Director For For Management
13 Elect Pascale Berger as Director For For Management
14 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.05
Million
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 3.75 Billion
17 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 750 Million
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 750 Million
19 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 16-18, 20-21, and
25-26
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
21 Authorize Board to Set Issue Price for For For Management
5 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
22 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 3.75 Billion
23 Approve Issuance of Securities For For Management
Convertible into Debt up to an
Aggregate Amount of EUR 5 Billion
24 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
25 Approve Employee Stock Purchase Plan For For Management
26 Approve Stock Purchase Plan Reserved For For Management
for International Employees
27 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
28 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CRESCENT POINT ENERGY CORP
Ticker: CPG Security ID: 22576C101
Meeting Date: MAY 30, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Peter Bannister For For Management
2.2 Elect Director Paul Colborne For For Management
2.3 Elect Director Kenney F. Cugnet For For Management
2.4 Elect Director D. Hugh Gillard For For Management
2.5 Elect Director Gerald A. Romanzin For For Management
2.6 Elect Director Scott Saxberg For For Management
2.7 Elect Director Gregory G. Turnbull For For Management
3 Approve Increase in Maximum Number of For For Management
Directors from Seven to Eleven
4 Approve Advance Notice Policy For For Management
5 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CRH PLC
Ticker: CRG Security ID: G25508105
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4(a) Re-elect Ernst Bartschi as Director For For Management
4(b) Re-elect Maeve Carton as Director For For Management
4(c) Re-elect Bill Egan as Director For For Management
4(d) Re-elect Utz-Hellmuth Felcht as For For Management
Director
4(e) Re-elect Nicky Hartery as Director For For Management
4(f) Re-elect Jan de Jong as Director For For Management
4(g) Re-elect John Kennedy as Director For For Management
4(h) Re-elect Myles Lee as Director For For Management
4(i) Re-elect Heather McSharry as Director For For Management
4(j) Re-elect Albert Manifold as Director For For Management
4(k) Re-elect Dan O'Connor as Director For For Management
4(l) Re-elect Mark Towe as Director For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase of Ordinary For For Management
Shares
8 Authorise Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward C. Hutcheson, Jr. For For Management
1b Elect Director J. Landis Martin For For Management
1c Elect Director W. Benjamin Moreland For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWN LTD
Ticker: CWN Security ID: Q3014T106
Meeting Date: OCT 30, 2012 Meeting Type: Annual
Record Date: OCT 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Helen Coonan as a Director For For Management
2b Elect Benjamin Brazil as a Director For For Management
2c Elect Rowena Danziger as a Director For For Management
2d Elect John Horvath as a Director For For Management
2e Elect Michael Johnston as a Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Spill Resolution Against Against Management
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director John B. Breaux For For Management
1c Elect Director Pamela L. Carter For For Management
1d Elect Director Steven T. Halverson For For Management
1e Elect Director Edward J. Kelly, III For For Management
1f Elect Director Gilbert H. Lamphere For For Management
1g Elect Director John D. McPherson For For Management
1h Elect Director Timothy T. O'Toole For For Management
1i Elect Director David M. Ratcliffe For For Management
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Michael J. Ward For For Management
1l Elect Director J.C. Watts, Jr. For For Management
1m Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Carl Ware For For Management
6 Elect Director Robert K. Herdman For For Management
7 Elect Director Robert J. Bernhard For For Management
8 Elect Director Franklin R. Chang Diaz For For Management
9 Elect Director Stephen B. Dobbs For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Ratify Auditors For For Management
12 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown II For For Management
1.2 Elect Director David W. Dorman For For Management
1.3 Elect Director Anne M. Finucane For For Management
1.4 Elect Director Kristen Gibney Williams For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Vote Requirement Under the Fair For For Management
Price Provision
6 Report on Political Contributions Against For Shareholder
7 Pro-rata Vesting of Equity Awards Against For Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
DAIHATSU MOTOR CO. LTD.
Ticker: 7262 Security ID: J09072117
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 34
2.1 Elect Director Ina, Koichi For For Management
2.2 Elect Director Mitsui, Masanori For For Management
2.3 Elect Director Kaneko, Tatsuya For For Management
2.4 Elect Director Nomoto,Takashi For For Management
2.5 Elect Director Baba, Kenji For For Management
2.6 Elect Director Nakawaki, Yassunori For For Management
2.7 Elect Director Kitagawa, Naoto For For Management
2.8 Elect Director Sudirman Maman Rusdi For For Management
2.9 Elect Director Okano, Hiroshi For For Management
2.10 Elect Director Fukutsuka, Masahiro For For Management
2.11 Elect Director Mukouda, Shinichi For For Management
3 Appoint Alternate Statutory Auditor For For Management
Irie, Makoto
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
DAIICHI SANKYO CO. LTD.
Ticker: 4568 Security ID: J11257102
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Shoda, Takashi For For Management
2.2 Elect Director Nakayama, Joji For For Management
2.3 Elect Director Ogita, Takeshi For For Management
2.4 Elect Director Hirokawa, Kazunori For For Management
2.5 Elect Director Sato, Yuuki For For Management
2.6 Elect Director Hirabayashi, Hiroshi For For Management
2.7 Elect Director Ishihara, Kunio For For Management
2.8 Elect Director Kanazawa, Ichiro For For Management
2.9 Elect Director Sugiyama, Seiji For For Management
2.10 Elect Director Sakai, Manabu For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
DAIKIN INDUSTRIES LTD.
Ticker: 6367 Security ID: J10038115
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18
2.1 Appoint Statutory Auditor Yano, Ryuu For For Management
2.2 Appoint Statutory Auditor Fukunaga, For For Management
Kenji
3 Appoint Alternate Statutory Auditor For For Management
Ono, Ichiro
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 2.20 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Ratify KPMG AG as Auditors for Fiscal For Did Not Vote Management
2012
6.1 Relect Sari Baldauf to the Supervisory For Did Not Vote Management
Board
6.2 Relect Juergen Hambrecht to the For Did Not Vote Management
Supervisory Board
6.3 Elect Andrea Jung to the Supervisory For Did Not Vote Management
Board
--------------------------------------------------------------------------------
DAITO TRUST CONSTRUCTION CO. LTD.
Ticker: 1878 Security ID: J11151107
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 165
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Kumakiri, Naomi For For Management
3.2 Elect Director Kadochi, Hitoshi For For Management
3.3 Elect Director Inada, Akio For For Management
3.4 Elect Director Nakada, Shuuji For For Management
3.5 Elect Director Kobayashi, Katsuma For For Management
3.6 Elect Director Kawai, Shuuji For For Management
3.7 Elect Director Sasamoto, Yuujiro For For Management
3.8 Elect Director Marcus Merner For For Management
3.9 Elect Director Yamaguchi, Toshiaki For For Management
4.1 Appoint Statutory Auditor Uno, Masayasu For For Management
4.2 Appoint Statutory Auditor Hachiya, For Against Management
Hideo
4.3 Appoint Statutory Auditor Fujimaki, For For Management
Kazuo
--------------------------------------------------------------------------------
DAIWA HOUSE INDUSTRY CO. LTD.
Ticker: 1925 Security ID: J11508124
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2.1 Elect Director Higuchi, Takeo For For Management
2.2 Elect Director Ono, Naotake For For Management
2.3 Elect Director Ogawa, Tetsuji For For Management
2.4 Elect Director Ishibashi, Tamio For For Management
2.5 Elect Director Nishimura, Tatsushi For For Management
2.6 Elect Director Kawai, Katsutomo For For Management
2.7 Elect Director Ishibashi, Takuya For For Management
2.8 Elect Director Numata, Shigeru For For Management
2.9 Elect Director Hama, Takashi For For Management
2.10 Elect Director Tsuchida, Kazuto For For Management
2.11 Elect Director Yamamoto, Makoto For For Management
2.12 Elect Director Hori, Fukujiro For For Management
2.13 Elect Director Kosokabe, Takeshi For For Management
2.14 Elect Director Yoshii, Keiichi For For Management
2.15 Elect Director Fujitani, Osamu For For Management
2.16 Elect Director Kiguchi, Masahiro For For Management
2.17 Elect Director Kamikawa, Koichi For For Management
2.18 Elect Director Kimura, Kazuyoshi For For Management
2.19 Elect Director Shigemori, Yutaka For For Management
3.1 Appoint Statutory Auditor Terada, Ryozo For For Management
3.2 Appoint Statutory Auditor Hirata, Kenji For For Management
3.3 Appoint Statutory Auditor Iida, For Against Management
Kazuhiro
3.4 Appoint Statutory Auditor Iwasaki, For Against Management
Kiichiro
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
DAIWA SECURITIES GROUP INC.
Ticker: 8601 Security ID: J11718111
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Suzuki, Shigeharu For For Management
1.2 Elect Director Hibino, Takashi For For Management
1.3 Elect Director Iwamoto, Nobuyuki For For Management
1.4 Elect Director Takahashi, Akio For For Management
1.5 Elect Director Kusaki, Yoriyuki For For Management
1.6 Elect Director Yasuda, Ryuuji For Against Management
1.7 Elect Director Matsubara, Nobuko For For Management
1.8 Elect Director Tadaki, Keiichi For For Management
1.9 Elect Director Ito, Kensuke For For Management
1.10 Elect Director Jifuku, Saburo For For Management
1.11 Elect Director Shirataki, Masaru For For Management
1.12 Elect Director Tsuda, Hiroki For For Management
2 Approve Stock Option Plan and Deep For For Management
Discount Stock Option Plan
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Ehrlich For For Management
1.2 Elect Director Linda Hefner Filler For For Management
1.3 Elect Director Teri List-Stoll For For Management
1.4 Elect Director Walter G. Lohr, Jr. For For Management
1.5 Elect Director Steven M. Rales For For Management
1.6 Elect Director John T. Schwieters For For Management
1.7 Elect Director Alan G. Spoon For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
DANONE
Ticker: BN Security ID: F12033134
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.45 per Share
4 Relect Franck Riboud as Director For Against Management
5 Relect Emmanuel Faber as Director For For Management
6 Approve Auditors' Special Report For For Management
Regarding New Related-Party
Transactions
7 Approve Transaction with J.P. Morgan For For Management
8 Approve Severance Payment Agreement For For Management
with Franck Riboud
9 Approve Severance Payment Agreement For For Management
with Emmanuel Faber
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 800,000
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 55.3 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 23.6 Million
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Authorize Capital Increase of Up to For For Management
EUR 15.7 Million for Future Exchange
Offers
16 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 40.7 Million for Bonus
Issue or Increase in Par Value
18 Approve Employee Stock Purchase Plan For For Management
19 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Amend Article 5 of Bylaws Re: For For Management
Company's Duration
22 Amend Article 22.II of Bylaws Re: For For Management
Proxy Voting
23 Amend Article 24.I of Bylaws Re: For For Management
Convening of General Meetings
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
DANSKE BANK A/S
Ticker: DANSKE Security ID: K22272114
Meeting Date: MAR 18, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Recieve and Approve Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Omission of Dividends
4.1 Determine Number of Members (8) of For For Management
Board
4.2a Reelect Ole Andersen as Director For For Management
4.2b Reelect Niels Christiansen as Director For For Management
4.2c Reelect Urban Backstrom as Director For For Management
4.2d Reelect Jorn Jensen as Director For For Management
4.2e Reelect Trond Westlie as Director For For Management
4.2f Elect Lars Forberg as New Director For For Management
4.2g Elect Carol Sergean as New Director For For Management
4.2h Elect Jim Snabe as New Director For For Management
4.2i Elect Egon Geertsen as New Director Against Withhold Shareholder
5 Ratify KPMG as Auditors For For Management
6 Amend Board's Authorization to For For Management
Increase Company's Share Capital
7 Authorize Repurchase of up to 10 For For Management
Percent of Share Capital
8 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.35 Million for
Chairman, DKK 900,000 for Vice
Chairman, and 450,000 for Other
Directors; Approve Remuneration for
Committee Work
9.1 Require Danske Bank to Support Against Against Shareholder
Imposition of Tax on Speculation (FTT)
9.2 Refrainig from Introducing Fees for Against Against Shareholder
Customers Whose Total Volume of
Business With the Bank Ammounts to
Less Than DKK 60.000
9.3 Aling Salary Developement of Executive Against Against Shareholder
Board with That of Other Employees
10 Approve Termination of Chairman of the Against Against Shareholder
Executive Board Eivind Kolding
11 Other Business None None Management
--------------------------------------------------------------------------------
DASSAULT SYSTEMES
Ticker: DSY Security ID: F2457H100
Meeting Date: MAY 30, 2013 Meeting Type: Annual/Special
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Approve Auditors' Special Report For For Management
Regarding New Related-Party
Transactions and Acknowledge Ongoing
Transactions
6 Elect Odile Desforges as Director For For Management
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 15 Million
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 15 Million
11 Approve Issuance of up to Aggregate For For Management
Nominal Amount of EUR 15 Million for a
Private Placement
12 Approve Issuance of Warrants (BSAAR) For Against Management
up to EUR 6 Million Reserved for
Employees and Corporate Officers
13 Authorize Capitalization of Reserves For For Management
of Up to EUR 15 Million for Bonus
Issue or Increase in Par Value
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
15 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
16 Authorize up to 5 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
17 Approve Employee Stock Purchase Plan For For Management
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD.
Ticker: D05 Security ID: Y20246107
Meeting Date: APR 29, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Renewal of the Share For For Management
Purchase Mandate
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD.
Ticker: D05 Security ID: Y20246107
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend Per Ordinary For For Management
Share
3 Declare Final Dividend Per Non-Voting For For Management
Redeemable Convertible Preference Share
4 Approve Directors' Remuneration For For Management
5 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Elect Danny Teoh Leong Kay as Director For For Management
7 Elect Euleen Goh Yiu Kiang as Director For For Management
8 Elect Andre Sekulic as Director For For Management
9 Elect Woo Foong Pheng as Director For For Management
10 Approve Grant of Awards and Issue of For Against Management
Shares Pursuant to the DBSH Share
Option Plan and DBSH Share Plan
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
12 Approve Issuance of Shares and For For Management
Non-Voting Redeemable Convertible
Preference Shares under the DBSH Scrip
Dividend Scheme for the Final
Dividends for the Year Ended Dec. 31,
2012
13 Approve Issuance of Shares and For For Management
Non-Voting Redeemable Convertible
Preference Shares under the DBSH Scrip
Dividend Scheme for the Dividends
which may be Declared for the Year
Ending Dec. 31, 2013
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Crandall C. Bowles For For Management
1c Elect Director Vance D. Coffman For For Management
1d Elect Director Charles O. Holliday, Jr. For For Management
1e Elect Director Dipak C. Jain For For Management
1f Elect Director Clayton M. Jones For For Management
1g Elect Director Joachim Milberg For For Management
1h Elect Director Richard B. Myers For For Management
1i Elect Director Thomas H. Patrick For For Management
1j Elect Director Aulana L. Peters For For Management
1k Elect Director Sherry M. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DENA CO LTD
Ticker: 2432 Security ID: J1257N107
Meeting Date: JUN 22, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Haruta, Makoto For For Management
3.2 Elect Director Moriyasu, Isao For For Management
3.3 Elect Director Kawasaki, Shuuhei For For Management
3.4 Elect Director Kobayashi, Kenji For For Management
3.5 Elect Director Namba, Tomoko For For Management
3.6 Elect Director Hatoyama, Rehito For For Management
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
DENSO CORP.
Ticker: 6902 Security ID: J12075107
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 37
2.1 Elect Director Kato, Nobuaki For For Management
2.2 Elect Director Tokuda, Hiromi For For Management
2.3 Elect Director Kobayashi, Koji For For Management
2.4 Elect Director Sugi, Hikaru For For Management
2.5 Elect Director Miyaki, Masahiko For For Management
2.6 Elect Director Hironaka, Kazuo For For Management
2.7 Elect Director Shirasaki, Shinji For For Management
2.8 Elect Director Shikamura, Akio For For Management
2.9 Elect Director Maruyama, Haruya For For Management
2.10 Elect Director Tajima, Akio For For Management
2.11 Elect Director Adachi, Michio For For Management
2.12 Elect Director Wakabayashi, Hiroyuki For For Management
2.13 Elect Director Iwata, Satoshi For For Management
2.14 Elect Director Toyoda, Shoichiro For For Management
3.1 Appoint Statutory Auditor Iwase, Masato For For Management
3.2 Appoint Statutory Auditor Saito, For For Management
Tsutomu
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
DENTSU INC.
Ticker: 4324 Security ID: J1207N108
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Ishii, Tadashi For For Management
3.2 Elect Director Nakamoto, Shoichi For For Management
3.3 Elect Director Kato, Yuzuru For For Management
3.4 Elect Director Timothy Andree For For Management
3.5 Elect Director Sugimoto, Akira For For Management
3.6 Elect Director Akiyama, Ryuuhei For For Management
3.7 Elect Director Matsushima, Kunihiro For For Management
3.8 Elect Director Takada, Yoshio For For Management
3.9 Elect Director Tonouchi, Akira For For Management
3.10 Elect Director Hattori, Kazufumi For For Management
3.11 Elect Director Ishikawa, Satoshi For For Management
3.12 Elect Director Nishizawa, Yutaka For For Management
4 Appoint Statutory Auditor Shimura, For For Management
Kaoru
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Adjustment to Aggregate For Against Management
Compensation Ceilings for Directors
and Statutory Auditors
--------------------------------------------------------------------------------
DEUTSCHE BANK AG
Ticker: DBK Security ID: D18190898
Meeting Date: APR 11, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Confirm 2012 AGM Resolution to Approve For Did Not Vote Management
Allocation of Income and Dividends of
EUR 0.75 per Share
2 Confirm 2012 AGM Resolution to Ratify For Did Not Vote Management
KPMG AG as Auditors for Fiscal 2012
3.1 Confirm 2012 AGM Resolution to Elect For Did Not Vote Management
Paul Achleitner to the Supervisory
Board
3.2 Confirm 2012 AGM Resolution to Elect For Did Not Vote Management
Peter Loescher to the Supervisory Board
3.3 Confirm 2012 AGM Resolution to Elect For Did Not Vote Management
Klaus Ruediger Truetzschler to the
Supervisory Board
--------------------------------------------------------------------------------
DEUTSCHE BANK AG
Ticker: DBK Security ID: D18190898
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Ratify KPMG as Auditors for Fiscal 2013 For Did Not Vote Management
6 Authorize Repurchase of Up to Five For Did Not Vote Management
Percent of Issued Share Capital for
Trading Purposes
7 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For Did Not Vote Management
when Repurchasing Shares
9 Approve Remuneration System for For Did Not Vote Management
Management Board Members
10 Approve Remuneration of Supervisory For Did Not Vote Management
Board
11.1 Elect John Cryan to the Supervisory For Did Not Vote Management
Board
11.2 Elect Henning Kagermann to the For Did Not Vote Management
Supervisory Board
11.3 Elect Suzanne Labarge to the For Did Not Vote Management
Supervisory Board
11.4 Elect Johannes Teyssen to the For Did Not Vote Management
Supervisory Board
11.5 Elect Georg Thoma to the Supervisory For Did Not Vote Management
Board
11.6 Elect Tilman Todenhoefer to the For Did Not Vote Management
Supervisory Board
11.7 Elect Dina Dublon to the Supervisory For Did Not Vote Management
Board
12 Approve Creation of EUR 230.4 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
13 Approve Domination Agreement with For Did Not Vote Management
RREEF Management GmbH
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors for Fiscal 2013
6 Approve Creation of EUR 240 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
7 Approve Issuance of Warrants/Bonds For Did Not Vote Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.5
Billion; Approve Creation of EUR 75
Million Pool of Capital to Guarantee
Conversion Rights
8 Elect Wulf von Schimmelmann to the For Did Not Vote Management
Supervisory Board
9 Amend Articles Re: Remuneration of For Did Not Vote Management
Supervisory Board
--------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
Ticker: DTE Security ID: D2035M136
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors for Fiscal 2013
6 Elect Sari Baldauf to the Supervisory For Did Not Vote Management
Board
7 Elect Ulrich Lehner to the Supervisory For Did Not Vote Management
Board
8 Ammend Articles Re: Supervisory Board For Did Not Vote Management
Remuneration
9 Approve Cancellation of Conditional For Did Not Vote Management
Capital Authorization
10 Approve Creation of EUR 2.2 Billion For Did Not Vote Management
Pool of Capital without Preemptive
Rights
11 Approve Affiliation Agreement with For Did Not Vote Management
PASM Power and Air Condition Solution
Management GmbH
12 Ammend Affiliation Agreement with GMG For Did Not Vote Management
Generalmietgesellschaft mbH
13 Ammend Affiliation Agreement with For Did Not Vote Management
DeTeMedien, Deutsche Telekom Medien
GmbH
14 Ammend Affiliation Agreement with GMG For Did Not Vote Management
Generalmietgesellschaft mbH
15 Ammend Affiliation Agreement with For Did Not Vote Management
DeTeMedien, Deutsche Telekom Medien
GmbH
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Henry For For Management
1.2 Elect Director John A. Hill For For Management
1.3 Elect Director Michael M. Kanovsky For For Management
1.4 Elect Director Robert A. Mosbacher, Jr. For For Management
1.5 Elect Director J. Larry Nichols For For Management
1.6 Elect Director Duane C. Radtke For For Management
1.7 Elect Director Mary P. Ricciardello For For Management
1.8 Elect Director John Richels For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
DIRECTV
Ticker: DTV Security ID: 25490A309
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil Austrian For For Management
1b Elect Director Ralph Boyd, Jr. For For Management
1c Elect Director Abelardo Bru For For Management
1d Elect Director David Dillon For For Management
1e Elect Director Samuel DiPiazza, Jr. For For Management
1f Elect Director Dixon Doll For For Management
1g Elect Director Charles Lee For For Management
1h Elect Director Peter Lund For For Management
1i Elect Director Nancy Newcomb For For Management
1j Elect Director Lorrie Norrington For For Management
1k Elect Director Michael White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Cynthia A. Glassman For For Management
1.5 Elect Director Richard H. Lenny For For Management
1.6 Elect Director Thomas G. Maheras For For Management
1.7 Elect Director Michael H. Moskow For For Management
1.8 Elect Director David W. Nelms For For Management
1.9 Elect Director E. Follin Smith For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DISH NETWORK CORPORATION
Ticker: DISH Security ID: 25470M109
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Clayton For Withhold Management
1.2 Elect Director James DeFranco For Withhold Management
1.3 Elect Director Cantey M. Ergen For Withhold Management
1.4 Elect Director Charles W. Ergen For Withhold Management
1.5 Elect Director Steven R. Goodbarn For For Management
1.6 Elect Director Gary S. Howard For For Management
1.7 Elect Director David K. Moskowitz For Withhold Management
1.8 Elect Director Tom A. Ortolf For For Management
1.9 Elect Director Carl E. Vogel For Withhold Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
DNB NOR ASA
Ticker: DNBNOR Security ID: R1812S105
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Notice of Meeting and Agenda For Did Not Vote Management
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Approve Remuneration of Supervisory For Did Not Vote Management
Board, Control Committee, and
Nominating Committee
5 Approve Remuneration of Auditors For Did Not Vote Management
6 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 2.10
per Share
7 Reelect Skarholt, Andersen, Koc, For Did Not Vote Management
Leire, Smith, Svenning, Sorensen, and
Wang as Member, and Gravir, Haslestad,
Landmark, and Skogsholm as New Members
of Supervisory Board; Elect Deputy
Members of Supervisory Board
8 Elect Camilla Grieg and Karl Moursund For Did Not Vote Management
as Members of Nominating Committee
9 Reelect Frode Hassel (Chairman), For Did Not Vote Management
Thorstein Overland, Karl Olav Hovden,
and Vigdis Almestad as Members of
Control Committee; Reelect Ida Johnson
and Elect Agnar Langeland as Deputy
Members of Control Committee
10 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
11a Approve Advisory Part of Remuneration For Did Not Vote Management
Policy And Other Terms of Employment
For Executive Management
11b Approve Binding Part of Remuneration For Did Not Vote Management
Policy And Other Terms of Employment
For Executive Management
12 Approve Corporate Governance Statement For Did Not Vote Management
13 Financial Structure for a New Real None None Shareholder
Economy; Financial Services
Innovation; Requirements Regarding the
Assignment of Roles and Impartiality;
Selection of Board Members; Board
Committee for Shared Financial
Responsibility, Authorization and
Common Interests
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raj Agrawal For For Management
1.2 Elect Director Warren F. Bryant For For Management
1.3 Elect Director Michael M. Calbert For For Management
1.4 Elect Director Sandra B. Cochran For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Patricia D. Fili-Krushel For For Management
1.7 Elect Director Adrian Jones For For Management
1.8 Elect Director William C. Rhodes, III For For Management
1.9 Elect Director David B. Rickard For For Management
2 Adopt Majority Voting for the Election For For Management
of Directors
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Barr For For Management
1.2 Elect Director Peter W. Brown For For Management
1.3 Elect Director Helen E. Dragas For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director John W. Harris For For Management
1.7 Elect Director Robert S. Jepson, Jr. For For Management
1.8 Elect Director Mark J. Kington For For Management
1.9 Elect Director Pamela J. Royal For For Management
1.10 Elect Director Robert H. Spilman, Jr. For For Management
1.11 Elect Director Michael E. Szymanczyk For For Management
1.12 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Report on Coal Use from Mountaintop Against Against Shareholder
Removal Mining
6 Include Sustainability as a Against Against Shareholder
Performance Measure for Senior
Executive Compensation
7 Minimize Pool Storage of Spent Nuclear Against Against Shareholder
Fuel
8 Report on Financial Risks of Climate Against For Shareholder
Change
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director G. Alex Bernhardt, Sr. For For Management
1.3 Elect Director Michael G. Browning For For Management
1.4 Elect Director Harris E. DeLoach, Jr. For For Management
1.5 Elect Director Daniel R. DiMicco For For Management
1.6 Elect Director John H. Forsgren For For Management
1.7 Elect Director Ann Maynard Gray For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director John T. Herron For For Management
1.10 Elect Director James B. Hyler, Jr. For For Management
1.11 Elect Director E. Marie McKee For For Management
1.12 Elect Director E. James Reinsch For For Management
1.13 Elect Director James T. Rhodes For For Management
1.14 Elect Director James E. Rogers For For Management
1.15 Elect Director Carlos A. Saladrigas For For Management
1.16 Elect Director Philip R. Sharp For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director Richard H. Brown For For Management
1c Elect Director Robert A. Brown For For Management
1d Elect Director Bertrand P. Collomb For For Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. Du Pont For For Management
1h Elect Director Marillyn A. Hewson For For Management
1i Elect Director Lois D. Juliber For For Management
1j Elect Director Ellen J. Kullman For For Management
1k Elect Director Lee M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Genetically Engineered Seed Against For Shareholder
7 Report on Pay Disparity Against For Shareholder
--------------------------------------------------------------------------------
E.ON SE
Ticker: EOAN Security ID: D24914133
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 1.10 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5a Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors for Fiscal 2013
5b Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors for the Inspection of the
Abbreviated Financial Statements for
the First Half of Fiscal 2013
6a Elect Denise Kingsmill to the For Did Not Vote Management
Supervisory Board
6b Elect Ulrich Lehner to the Supervisory For Did Not Vote Management
Board
6c Elect Rene Obermann to the Supervisory For Did Not Vote Management
Board
6d Elect Karen de Segundo to the For Did Not Vote Management
Supervisory Board
6e Elect Theo Siegert to the Supervisory For Did Not Vote Management
Board
6f Elect Werner Wenning to the For Did Not Vote Management
Supervisory Board
7 Approve Remuneration System for For Did Not Vote Management
Management Board Members
8 Approve Remuneration of Supervisory For Did Not Vote Management
Board
--------------------------------------------------------------------------------
EAST JAPAN RAILWAY CO.
Ticker: 9020 Security ID: J1257M109
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Elect Director Nakai, Masahiko For For Management
3.1 Appoint Statutory Auditor Yamaguchi, For Against Management
Toshiaki
3.2 Appoint Statutory Auditor Nitta, Mutsuo For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Amend Articles to Allow Shareholder Against Against Shareholder
Meeting Resolutions on Drafting and
Implementation of Business Plans
Related to Tohoku Earthquake
Reconstruction
6 Create, Fund Committee on Drafting Against Against Shareholder
Business Plans Related to Earthquake
Reconstruction
7 Amend Articles to Allow Proposals on Against Against Shareholder
Compliance Matters at Shareholder
Meetings
8 Mandate Creation of Committee on Against Against Shareholder
Compliance
9 Amend Articles to Require Disclosure Against For Shareholder
of Top Five Individual Director
Compensation Levels
10 Amend Articles to Require At Least Against Against Shareholder
Three Outsiders on Board of Directors
11.1 Remove Chairman Satoshi Seino from the Against Against Shareholder
Board of Directors
11.2 Remove Vice Chairman Masaki Ogata from Against Against Shareholder
the Board of Directors
11.3 Remove Executive Director Yuuji Against Against Shareholder
Fukasawa from the Board of Directors
11.4 Remove Executive Director Yasuo Against Against Shareholder
Hayashi from the Board of Directors
11.5 Remove Executive Director Yuuji Against Against Shareholder
Morimoto from the Board of Directors
12 Reduce Director and Statutory Auditor Against Against Shareholder
Compensation by 20 Percent
13 Approve Alternate Income Allocation to Against Against Shareholder
Establish Reserves for Disaster
Recovery Fund for the Tohoku
Earthquake and for Consolidation of
Local Rail Lines
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For For Management
1j Elect Director Deborah L. McCoy For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approval of Overseas Market Purchases For For Management
of the Company Shares
7 Approve the Price Range for the For For Management
Reissuance of Shares
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Moffett For For Management
1b Elect Director Richard T. Schlosberg, For For Management
III
1c Elect Director Thomas J. Tierney For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Report on Lobbying Payments and Policy Against For Shareholder
4 Report on Privacy and Data Security Against For Shareholder
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas M. Baker, Jr. For For Management
1.2 Elect Director Barbara J. Beck For For Management
1.3 Elect Director Leslie S. Biller For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Jerry A. Grundhofer For For Management
1.6 Elect Director Arthur J. Higgins For For Management
1.7 Elect Director Joel W. Johnson For For Management
1.8 Elect Director Michael Larson For For Management
1.9 Elect Director Jerry W. Levin For For Management
1.10 Elect Director Robert L. Lumpkins For For Management
1.11 Elect Director Victoria J. Reich For For Management
1.12 Elect Director Mary M. VanDeWeghe For For Management
1.13 Elect Director John J. Zillmer For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
--------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL S.A
Ticker: EDP Security ID: X67925119
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2012
2 Approve Allocation of Income and For For Management
Dividends
3.1 Approve Discharge of Executive Board For For Management
3.2 Approve Discharge of General For For Management
Supervisory Board
3.3 Approve Discharge of Statutory Auditor For For Management
4 Authorize Repurchase and Reissuance of For For Management
Shares
5 Authorize Repurchase and Reissuance of For For Management
Debt Instruments
6 Approve Remuneration Policy for the For For Management
Executive Board of Directors
7 Approve Remuneration Policy for Other For For Management
Corporate Bodies
8.1 Elect Augusto Carlos Serra Ventura For For Management
Mateus as Director
8.2 Elect Nuno Manuel da Silva Amado as For For Management
Director
9 Elect a Member of the Environmental For For Management
and Sustainability Committee
--------------------------------------------------------------------------------
EISAI CO. LTD.
Ticker: 4523 Security ID: J12852117
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Allow Sales of For For Management
Supplementary Shares to Odd-Lot Holders
2.1 Elect Director Naito, Haruo For For Management
2.2 Elect Director Fujiyoshi, Akira For For Management
2.3 Elect Director Izumi, Tokuji For For Management
2.4 Elect Director Masuda, Koichi For For Management
2.5 Elect Director Ota, Kiyochika For For Management
2.6 Elect Director Aoi, Michikazu For For Management
2.7 Elect Director Matsui, Hideaki For For Management
2.8 Elect Director Deguchi, Nobuo For For Management
2.9 Elect Director Graham Fry For For Management
2.10 Elect Director Suzuki, Osamu For For Management
2.11 Elect Director Patricia Robinson For For Management
--------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: DRX Security ID: G29539106
Meeting Date: DEC 12, 2012 Meeting Type: Special
Record Date: DEC 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Demerger For For Management
--------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: DRX Security ID: G29539106
Meeting Date: APR 12, 2013 Meeting Type: Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Tender Offer For For Management
--------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: DRX Security ID: G29539106
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3a Reelect Robert Ingram as Director For For Management
3b Reelect Gary Kennedy as Director For For Management
3c Reelect Patrick Kennedy as Director For For Management
3d Reelect Kelly Martin as Director For For Management
3e Reelect Kieran McGowan as Director For For Management
3f Reelect Kyran McLaughlin as Director For For Management
3g Reelect Donal O'Connor as Director For For Management
3h Reelect Richard Pilnik as Director For For Management
3i Reelect Andrew von Eschenbach as For For Management
Director
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Reduction in Share Capital For For Management
8 Authorise Share Repurchase Program For For Management
9 Authorise Reissuance of Repurchased For For Management
Shares
10 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: DRX Security ID: G29539106
Meeting Date: JUN 17, 2013 Meeting Type: Special
Record Date: JUN 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Theravance Transaction For Against Management
2 Approve AOP Transaction For Against Management
3 Approve ELND005 Transaction For Against Management
4 Authorise Share Repurchase Program For Against Management
--------------------------------------------------------------------------------
ELECTRIC POWER DEVELOPMENT CO. (J-POWER)
Ticker: 9513 Security ID: J12915104
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2.1 Elect Director Maeda, Yasuo For For Management
2.2 Elect Director Kitamura, Masayoshi For For Management
2.3 Elect Director Sakanashi, Yoshihiko For For Management
2.4 Elect Director Hino, Minoru For For Management
2.5 Elect Director Watanabe, Toshifumi For For Management
2.6 Elect Director Mizunuma, Seigo For For Management
2.7 Elect Director Takemata, Kuniharu For For Management
2.8 Elect Director Nagashima, Junji For For Management
2.9 Elect Director Murayama, Hitoshi For For Management
2.10 Elect Director Uchiyama, Masato For For Management
2.11 Elect Director Fukuda, Naori For For Management
2.12 Elect Director Kajitani, Go For For Management
3 Appoint Statutory Auditor Samata, Akira For For Management
--------------------------------------------------------------------------------
ELECTRICITE DE FRANCE
Ticker: EDF Security ID: F2940H113
Meeting Date: MAY 30, 2013 Meeting Type: Annual/Special
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.25 per Share
4 Approve Payment of Dividends (Cash or For For Management
Shares)
5 Authorize Board to Provide the Option For For Management
for Payment in Shares of Interim
Dividend for Fiscal Year 2013
6 Approve Auditors' Special Report on For For Management
Related-Party Transactions
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Amend Articles 1, 2.3, and 6.2 of For For Management
Bylaws Re: Applicable Legislation
9 Amend Article 16 of Bylaws Re: For Against Shareholder
Employee Representative at Board
Comitees
10 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ELECTROLUX AB
Ticker: ELUXB Security ID: W24713120
Meeting Date: MAR 26, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8 Approve Financial Statements and For For Management
Statutory Reports
9 Approve Discharge of Board and For For Management
President
10 Approve Allocation of Income and For For Management
Dividends of SEK 6.50 per Share
11 Determine Number of Members (10) and For For Management
Deputy Members (0) of Board; Receive
Report on the Work of the Nominating
Committee
12 Approve Remuneration of Directors in For For Management
the Ammount of SEK 1.7 Million for
Chairman, SEK 590,000 for Vice
Chairman, and SEK 515,000 for Other
Directors; Approve Remuneration for
Committee Work
13 Reelect Marcus Wallenberg (Chairman), For For Management
Lorna Davis, Hasse Johansson, Ronnie
Leten, Keith McLoughlin, Fredrik
Persson, Ulrika Saxon, Torben
Sorensen, and Barbara Thoralfsson as
Directors; Elect Bert Nordbergas New
Director
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15 Approve 2013 Share-Related Long Term For Against Management
Incentive Plan
16a Authorize Repurchase of Class B Shares For For Management
of up to 10 Percent of Issued Shares
16b Authorize Reissuance of Repurchased For For Management
Class B Shares in Connection to
Company Acquisitions
16c Authorize Reissuance of up to 1.85 For Against Management
Million Repurchased Class B Shares in
Connection with Long-Term Incentive
Program
17 Close Meeting None None Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ralph Alvarez For For Management
2 Elect Director Winfried Bischoff For For Management
3 Elect Director R. David Hoover For For Management
4 Elect Director Franklyn G. Prendergast For For Management
5 Elect Director Kathi P. Seifert For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ELISA CORPORATION
Ticker: ELI1V Security ID: X1949T102
Meeting Date: MAR 25, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports, the Board's Report,
and the Auditor's Report; Receive
Review by the CEO
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Monthly Remuneration of For For Management
Directors in the Amount of EUR 9,000
for Chairman, EUR 6,000 for Vice
Chairman and Chairman of Audit
Committee, and EUR 5,000 for Other
Directors; Approve Attendance Fees
11 Fix Number of Directors at Seven For For Management
12 Reelect Ari Lehtoranta, Raimo Lind, For For Management
Leena Niemisto, Eira Palin-Lehtinen,
Mika Salmi, and Mika Vehvilainen as
Directors; Elect Jaakko Uotila as a
New Director
13 Approve Remuneration of Auditors For Against Management
14 Fix Number of Auditors at One For For Management
15 Ratify KPMG Oy Ab as Auditors For Against Management
16 Authorize Share Repurchase Program of For For Management
up to 5 Million Shares
17 Close Meeting None None Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director Edmund F. Kelly For For Management
1g Elect Director Judith A. Miscik For For Management
1h Elect Director Windle B. Priem For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent For For Management
7 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 05, 2013 Meeting Type: Annual
Record Date: NOV 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For For Management
1.2 Elect Director J. B. Bolten For For Management
1.3 Elect Director M. S. Levatich For For Management
1.4 Elect Director R. L. Stephenson For For Management
1.5 Elect Director A.A. Busch, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Arledge For For Management
1.2 Elect Director James J. Blanchard For For Management
1.3 Elect Director J. Lorne Braithwaite For For Management
1.4 Elect Director J. Herb England For For Management
1.5 Elect Director Charles W. Fischer For For Management
1.6 Elect Director V. Maureen Kempston For For Management
Darkes
1.7 Elect Director David A. Leslie For For Management
1.8 Elect Director Al Monaco For For Management
1.9 Elect Director George K. Petty For For Management
1.10 Elect Director Charles E. Shultz For For Management
1.11 Elect Director Dan C. Tutcher For For Management
1.12 Elect Director Catherine L. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ENCANA CORPORATION
Ticker: ECA Security ID: 292505104
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Dea For For Management
1.2 Elect Director Claire S. Farley For For Management
1.3 Elect Director Fred J. Fowler For For Management
1.4 Elect Director Suzanne P. Nimocks For For Management
1.5 Elect Director David P. O'Brien For For Management
1.6 Elect Director Jane L. Peverett For For Management
1.7 Elect Director Brian G. Shaw For For Management
1.8 Elect Director Bruce G. Waterman For For Management
1.9 Elect Director Clayton H. Woitas For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Shareholder Rights Plan For Against Management
--------------------------------------------------------------------------------
ENEL SPA
Ticker: ENEL Security ID: T3679P115
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Slate1 Submitted by the Italian None Did Not Vote Shareholder
Treasury
3.2 Slate 2 Submitted by Institutional None For Shareholder
Investors
4 Approve Internal Auditors' Remuneration For For Management
5 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Report For For Management
4 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director James C. Day For For Management
1c Elect Director Mark G. Papa For For Management
1d Elect Director H. Leighton Steward For For Management
1e Elect Director Donald F. Textor For For Management
1f Elect Director William R. Thomas For For Management
1g Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
ERICSSON
Ticker: ERICB Security ID: W26049119
Meeting Date: APR 09, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Approve Agenda of Meeting For Did Not Vote Management
4 Acknowledge Proper Convening of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8.1 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
8.2 Approve Discharge of Board and For Did Not Vote Management
President
8.3 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 2.75 per Share
9 Presentation of Nominating Committee's None None Management
Proposals
9.1 Determine Number of Members (12) and For Did Not Vote Management
Deputy Members of Board (0)
9.2 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 3.85 Million to the
Chairman and SEK 900,000 for Other
Directors (Including Possibility to
Receive Part of Remuneration in
Phantom Shares); Approve Remuneration
for Committee Work
9.3 Reelect L. Johansson, R. Austin, P. For Did Not Vote Management
Bonfield, B. Ekholm, A. Izosimov, U.
Johansson, S. Martin-Lof, H. Vestberg,
and J. Wallenberg as Directors; Elect
N. Denzel, K. Lund, and P. Ostberg as
New Directors
9.4 Approve Remuneration of Auditors For Did Not Vote Management
9.5 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
10 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
11.1 Approve 2013 Share Matching Plan for For Did Not Vote Management
All Employees
11.2 Authorize Reissuance of 11.9 Million For Did Not Vote Management
Repurchased Class B Shares for 2013
Share Matching Plan for All Employees
11.3 Approve Equity Swap Agreement with For Did Not Vote Management
Third Party as Alternative to Item 11.2
11.4 Approve 2013 Share Matching Plan for For Did Not Vote Management
Key Contributors
11.5 Authorize Reissuance of 8.7 Million For Did Not Vote Management
Repurchased Class B Shares for 2013
Share Matching Plan for Key
Contributors
11.6 Approve Equity Swap Agreement with For Did Not Vote Management
Third Party as Alternative to Item 11.5
11.7 Approve 2013 Restricted Stock Plan for For Did Not Vote Management
Executives
11.8 Authorize Reissuance of 6 Million For Did Not Vote Management
Repurchased Class B Shares for 2013
Restricted Stock Plan for Executives
11.9 Approve Swap Agreement with Third For Did Not Vote Management
Party as Alternative to Item 11.8
12 Authorize Reissuance of up to 18.2 For Did Not Vote Management
Million Repurchased Class B Shares to
Cover Social Costs in Connection with
2009, 2010, 2011 and 2012 Long-Term
Variable Compensation Plans
13 Amend Articles Re: Insert Gender Quota None Did Not Vote Shareholder
for Board of Directors
14 Instruct the Board to Investigate How None Did Not Vote Shareholder
All Shares Are to be Given the Same
Voting Power and To Present Such a
Proposal at the Next Annual General
Meeting
15.1 Request Board to Take Necessary Action None Did Not Vote Shareholder
to Create a Shareholders Association
15.2 Request Board to Propose to the None Did Not Vote Shareholder
Swedish Government Legislation on the
Abolition of Voting Power Differences
at Swedish Limited Liability Companies
15.3 Request Board to Prepare a Proposal None Did Not Vote Shareholder
Regarding Board Representation for the
Small and Midsize Shareholders
16 Close Meeting None None Management
--------------------------------------------------------------------------------
ERSTE GROUP BANK AG
Ticker: EBS Security ID: A19494102
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3a Approve Discharge of Management Board For For Management
3b Approve Discharge of Supervisory Board For For Management
4 Approve Remuneration of Supervisory For For Management
Board Members
5a Approve Reduction of Board Size to For For Management
Nine Members
5b Reelect Theresa Jordis as Supervisory For For Management
Board Member
6 Ratify Additional Auditor for Fiscal For For Management
2014
7 Authorize Repurchase of Issued Share For For Management
Capital for Trading Purposes
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Repurchase of Own For For Management
Participation Certificates for Trading
Purposes
10 Authorize Participation Certificate For For Management
Repurchase Program and Reissuance or
Cancellation of Repurchased
Participation Certificates
--------------------------------------------------------------------------------
EUROPEAN AERONAUTIC DEFENCE AND SPACE COMPANY EADS NV
Ticker: EAD Security ID: F17114103
Meeting Date: MAR 27, 2013 Meeting Type: Special
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board Re: None None Management
Proposed Changes in Company's
Governance and Shareholding Structure
3 Discuss Agenda Items None None Management
4.1 Amend Articles Re: Ownership For For Management
Restrictions and Legal Updates
4.2 Authorize Repurchase of Up to 15 For For Management
Percent of Issued Share Capital
4.3 Approve Cancellation of Repurchased For For Management
Shares
4.4 Elect T. Enders as Executive Director For For Management
4.5 Elect M. Bischoff as Non-Executive For For Management
Director
4.6 Elect R.D. Crosby as Non-Executive For For Management
Director
4.7 Elect H.-P. Keitel as Non-Executive For For Management
Director
4.8 Elect H.-J. Lamberti as Non-Executive For For Management
Director
4.9 Elect A. Lauvergeon as Non-Executive For For Management
Director
4.10 Elect L.N. Mittal as Non-Executive For For Management
Director
4.11 Elect J. Parker as Non-Executive For For Management
Director
4.12 Elect M. Pebereau as Non-Executive For For Management
Director
4.13 Elect J. Pique i Camps as For For Management
Non-Executive Director
4.14 Elect D. Ranque as Non-Executive For For Management
Director
4.15 Elect J.-C. Trichet as Non-Executive For For Management
Director
5 Close Meeting None None Management
--------------------------------------------------------------------------------
EUROPEAN AERONAUTIC DEFENCE AND SPACE COMPANY EADS NV
Ticker: EAD Security ID: N3114C808
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1 Discussion on Company's Corporate None None Management
Governance Structure
2.2 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.3 Receive Financial Statements and None None Management
Report on the Business
3 Discussion of Agenda Items None None Management
4.1 Adopt Financial Statements For For Management
4.2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
4.3 Approve Discharge of Board of Directors For For Management
4.4 Ratify Ernst & Young Accountants L.L.P. For For Management
as Co-Auditors
4.5 Ratify KPMG Accountants N.V. as For For Management
Co-Auditors
4.6 Approve Remuneration of Executive and For For Management
Non-Executive Directors
4.7 Grant Board Authority to Issue Shares For For Management
Up To 0.15 Percent of Authorized
Capital and Excluding Preemptive Rights
4.8 Approve Cancellation of Repurchased For For Management
Shares
4.9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Close Meeting None None Management
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director John A. Canning, Jr. For For Management
1d Elect Director Christopher M. Crane For For Management
1e Elect Director Yves C. de Balmann For For Management
1f Elect Director Nicholas DeBenedictis For For Management
1g Elect Director Nelson A. Diaz For For Management
1h Elect Director Sue L. Gin For For Management
1i Elect Director Paul L. Joskow For For Management
1j Elect Director Robert J. Lawless For For Management
1k Elect Director Richard W. Mies For For Management
1l Elect Director William C. Richardson For For Management
1m Elect Director Thomas J. Ridge For For Management
1n Elect Director John W. Rogers, Jr. For For Management
1o Elect Director Mayo A. Shattuck, III For For Management
1p Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
EXOR S.P.A.
Ticker: EXO Security ID: T3833E113
Meeting Date: MAR 20, 2013 Meeting Type: Special
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Mandatory Conversion of For For Management
Preferred and Saving Shares into
Ordinary Shares; Amend Bylaws
Accordingly
--------------------------------------------------------------------------------
EXOR S.P.A.
Ticker: EXO Security ID: T3833E113
Meeting Date: MAY 30, 2013 Meeting Type: Annual/Special
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2.a Approve Remuneration Report For For Management
2.b Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
1 Approve Capital Increase without For Against Management
Preemptive Rights; Issue Convertible
Bonds without Preemptive Rights. Amend
Articles 5 and 20 Accordingly
--------------------------------------------------------------------------------
EXPERIAN PLC
Ticker: EXPN Security ID: G32655105
Meeting Date: NOV 20, 2012 Meeting Type: Special
Record Date: NOV 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Related Party Transaction For For Management
and the Transaction
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For For Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Samuel K. Skinner For For Management
1l Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director L.R. Faulkner For For Management
1.5 Elect Director J.S. Fishman For For Management
1.6 Elect Director H.H. Fore For For Management
1.7 Elect Director K.C. Frazier For For Management
1.8 Elect Director W.W. George For For Management
1.9 Elect Director S.J. Palmisano For For Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.W. Tillerson For For Management
1.12 Elect Director W.C. Weldon For For Management
1.13 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
9 Adopt Sexual Orientation Anti-bias Against Abstain Shareholder
Policy
10 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
11 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Susan D. For For Management
Desmond-Hellmann
1.4 Elect Director Donald E. Graham For For Management
1.5 Elect Director Reed Hastings For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FANUC CORP.
Ticker: 6954 Security ID: J13440102
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 82.04
2 Amend Articles To Authorize Public For For Management
Announcements in Electronic Format -
Indemnify Directors - Increase Maximum
Board Size
3.1 Elect Director Inaba, Yoshiharu For For Management
3.2 Elect Director Yamaguchi, Kenji For For Management
3.3 Elect Director Gonda, Yoshihiro For For Management
3.4 Elect Director Richard E. Schneider For For Management
3.5 Elect Director Uchida, Hiroyuki For For Management
3.6 Elect Director Kosaka, Tetsuya For For Management
3.7 Elect Director Matsubara, Shunsuke For For Management
3.8 Elect Director Kohari, Katsuo For For Management
3.9 Elect Director Okada, Toshiya For For Management
3.10 Elect Director Hiramoto, Kazuyuki For For Management
3.11 Elect Director Olaf C. Gehrels For For Management
3.12 Elect Director Aoyama, Kazunari For For Management
3.13 Elect Director Ito, Takayuki For For Management
3.14 Elect Director Yamada, Yuusaku For For Management
3.15 Elect Director Hishikawa, Tetsuo For For Management
3.16 Elect Director Noda, Hiroshi For For Management
3.17 Elect Director Inaba, Kiyonori For For Management
3.18 Elect Director Ono, Masato For For Management
--------------------------------------------------------------------------------
FIAT INDUSTRIAL S.P.A.
Ticker: FI Security ID: T42136100
Meeting Date: APR 08, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.a Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
1.b Approve Remuneration Report For Against Management
2.a.1 Slate 1 Submitted by EXOR SpA None Did Not Vote Shareholder
2.a.2 Slate 2 Submitted by Institutional None For Shareholder
Investors
2.b Approve Internal Auditors' Remuneration For For Management
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For For Management
1.2 Elect Director Anthony J. Alexander For For Management
1.3 Elect Director Michael J. Anderson For For Management
1.4 Elect Director Carol A. Cartwright For For Management
1.5 Elect Director William T. Cottle For For Management
1.6 Elect Director Robert B. Heisler, Jr. For Withhold Management
1.7 Elect Director Julia L. Johnson For For Management
1.8 Elect Director Ted J. Kleisner For Withhold Management
1.9 Elect Director Donald T. Misheff For For Management
1.10 Elect Director Ernest J. Novak, Jr. For For Management
1.11 Elect Director Christopher D. Pappas For Withhold Management
1.12 Elect Director Catherine A. Rein For Withhold Management
1.13 Elect Director George M. Smart For For Management
1.14 Elect Director Wes M. Taylor For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Cease CEO Compensation Benchmarking Against Against Shareholder
Policy
6 Submit SERP to Shareholder Vote Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Require a Majority Vote for the Against For Shareholder
Election of Directors
9 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
FLETCHER BUILDING LTD.
Ticker: FBU Security ID: Q3915B105
Meeting Date: NOV 20, 2012 Meeting Type: Annual
Record Date: NOV 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alan Trevor Jackson as a Director For For Management
2 Elect Gene Thomas Tilbrook as a For For Management
Director
3 Elect Kathryn Diane Spargo as a For For Management
Director
4 Elect Mark Duncan Adamson as a Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
the Auditors
6 Approve the Grant of Up to 1 Million For Against Management
Options to Mark Duncan Adamson, Chief
Executive Officer and Managing
Director of the Company
7 Approve the Provision of Financial For For Management
Assistance to Mark Duncan Adamson,
Chief Executive Officer and Managing
Director of the Company
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For For Management
1.4 Elect Director Edsel B. Ford II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For For Management
1.7 Elect Director James H. Hance, Jr. For For Management
1.8 Elect Director William W. Helman IV For For Management
1.9 Elect Director Jon M. Huntsman, Jr. For For Management
1.10 Elect Director Richard A. Manoogian For For Management
1.11 Elect Director Ellen R. Marram For For Management
1.12 Elect Director Alan Mulally For For Management
1.13 Elect Director Homer A. Neal For For Management
1.14 Elect Director Gerald L. Shaheen For For Management
1.15 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Approval of Tax Benefits Preservation For For Management
Plan
7 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
8 Amend Bylaws -- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 15, 2012 Meeting Type: Proxy Contest
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
Management Proposals (White Card) None
1.1 Elect Director Howard Solomon For For Management
1.2 Elect Director Nesli Basgoz For For Management
1.3 Elect Director Christopher J. Coughlin For For Management
1.4 Elect Director Dan L. Goldwasser For For Management
1.5 Elect Director Kenneth E. Goodman For For Management
1.6 Elect Director Gerald M. Lieberman For For Management
1.7 Elect Director Lawrence S. Olanoff For For Management
1.8 Elect Director Lester B. Salans For For Management
1.9 Elect Director Brenton L. Saunders For For Management
1.10 Elect Director Peter J. Zimetbaum For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Against Against Shareholder
5 Repeal Any Bylaws Amendments Against Against Shareholder
Implemented on or after June 18, 2012
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Director Eric J. Ende For Did Not Vote Shareholder
1.2 Elect Director Pierre Legault For Did Not Vote Shareholder
1.3 Elect Director Andrew J. Fromkin For Did Not Vote Shareholder
1.4 Elect Director Daniel A. Ninivaggi For Did Not Vote Shareholder
1.5 Management Nominee - Howard Solomon For Did Not Vote Shareholder
1.6 Management Nominee - Nesli Basgoz For Did Not Vote Shareholder
1.7 Management Nominee - Christopher J. For Did Not Vote Shareholder
Coughlin
1.8 Management Nominee - Gerald M. For Did Not Vote Shareholder
Lieberman
1.9 Management Nominee - Brenton L. For Did Not Vote Shareholder
Saunders
1.10 Management Nominee - Peter J. Zimetbaum For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
3 Ratify Auditors For Did Not Vote Management
4 Adopt Proxy Access Right Abstain Did Not Vote Shareholder
5 Repeal Any Bylaws Amendments For Did Not Vote Shareholder
Implemented on or after June 18, 2012
--------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD.
Ticker: FMG Security ID: Q39360104
Meeting Date: NOV 14, 2012 Meeting Type: Annual
Record Date: NOV 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Cao Huiquan as a Director For For Management
3 Elect Herb Elliott as a Director For For Management
4 Approve the Fortescue Metals Group Ltd For For Management
Performance Share Plan
5 Appoint PricewaterhouseCoopers as For For Management
Auditor of the Company
--------------------------------------------------------------------------------
FORTIS INC.
Ticker: FTS Security ID: 349553107
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter E. Case For For Management
1.2 Elect Director Frank J. Crothers For For Management
1.3 Elect Director Ida J. Goodreau For For Management
1.4 Elect Director Douglas J. Haughey For For Management
1.5 Elect Director H. Stanley Marshall For For Management
1.6 Elect Director John S. McCallum For For Management
1.7 Elect Director Harry McWatters For For Management
1.8 Elect Director Ronald D. Munkley For For Management
1.9 Elect Director David G. Norris For For Management
1.10 Elect Director Michael A. Pavey For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
FORTUM OYJ
Ticker: FUM1V Security ID: X2978Z118
Meeting Date: APR 09, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive CEO's Review
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 75,000 for Chairman,
EUR 57,000 for Deputy Chairman, and
EUR 40,000 for Other Directors;
Approve Committee and Meeting Fees
11 Fix Number of Directors at Seven For For Management
12 Reelect Sari Baldauf (Chairman), For For Management
Christian Ramm-Schmidt (Deputy Chair),
Minoo Akhtarzand, Heinz-Werner Binzel,
Ilona Ervasti-Vaintola, Kim Ignatius,
and Joshua Larson as Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify Deloitte & Touch Ltd as Auditors For For Management
15 Appoint Nomination Board For For Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
FRANCE TELECOM
Ticker: FTE Security ID: F4113C103
Meeting Date: MAY 28, 2013 Meeting Type: Annual/Special
Record Date: MAY 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.78 per Share
4 Approve Transaction with Thales and For For Management
Caisse des Depots et Consignations Re:
Creation of a new Company, "Cloudwatt"
5 Elect Fonds Strategique For Against Management
d'Investissement as Director
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Change Company Name to Orange and For For Management
Amend Articles 1 and 3 of Bylaws
Accordingly
8 Amend Article 13 of Bylaws Re: For For Management
Directors' Mandates
9 Amend Article 13.2 of Bylaws Re: For For Management
Election of Representative of Employee
10 Amend Article 13.3 of Bylaws Re: For For Management
Election of Representative of Employee
Shareholders
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.5 Billion
13 Approve Issuance of Equity or For For Management
Equity-Linked Securities for a Private
Placement, up to Aggregate Nominal
Amount of EUR 1.5 Billion
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 11 to 13
15 Authorize Capital Increase of Up to For For Management
EUR 1.5 Billion for Future Exchange
Offers
16 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
17 Authorize Capital Increase of up to For For Management
EUR 1 Million to Holders of Orange
Holding SA Stock Options or Shares in
Connection with France Telecom
Liquidity Agreement
18 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
Under Items 11 to 17 at EUR 3.5 Billion
19 Authorize Capitalization of Reserves For For Management
of Up to EUR 2 Billion for Bonus Issue
or Increase in Par Value
20 Approve Employee Stock Purchase Plan For For Management
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 13, 2013 Meeting Type: Annual
Record Date: JAN 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel H. Armacost For For Management
1b Elect Director Peter K. Barker For For Management
1c Elect Director Charles Crocker For For Management
1d Elect Director Charles B. Johnson For For Management
1e Elect Director Gregory E. Johnson For For Management
1f Elect Director Rupert H. Johnson, Jr. For For Management
1g Elect Director Mark C. Pigott For For Management
1h Elect Director Chutta Ratnathicam For For Management
1i Elect Director Laura Stein For For Management
1j Elect Director Anne M. Tatlock For For Management
1k Elect Director Geoffrey Y. Yang For For Management
2 Ratify Auditors For For Management
3 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
--------------------------------------------------------------------------------
FRASER AND NEAVE LIMITED
Ticker: F99 Security ID: Y2642C155
Meeting Date: JAN 29, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3a Reelect Maria Mercedes Corrales as For For Management
Director
3b Reelect Lee Hsien Yang as Director For For Management
3c Reelect Nicky Tan Ng Kuang as Director For For Management
4 Approve Directors' Fees For For Management
5 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
7 Approve Issuance of Shares Under the For For Management
Fraser and Neave, Limited Executives'
Share Option Scheme 1999
8 Approve Grant of Awards and Issuance For For Management
of Shares Under the F&N Restricted
Share Plan and/or the F&N Performance
Share Plan
9 Approve Issuance of Shares Under the For For Management
Fraser and Neave, Limited Scrip
Dividend Scheme
10 Authorize Share Repurchase Program For For Management
11 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Common Share
and EUR 0.77 per Preference Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify KPMG as Auditors for Fiscal 2013 For For Management
6 Approve Conversion of Preference For For Management
Shares into Ordinary Shares
7 Amend Stock Option Plan and For For Management
Conditional Capital Pool to Reflect
Changes in Share Structure
8 Approve Items 6 and 7 For For Management
9 Amend Articles Re: AGM Participation For For Management
and Voting Rights
--------------------------------------------------------------------------------
FRESENIUS SE & CO KGAA
Ticker: FRE Security ID: D27348123
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: APR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2013
6 Approve Remuneration System for For For Management
Management Board Members of the
Personally Liable Partner
7 Approve Creation of EUR 40.3 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 8.4
Pool of Conditional Capital to
Guarantee Conversion Rights
--------------------------------------------------------------------------------
FUGRO NV
Ticker: FUR Security ID: N3385Q197
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board and None None Management
Supervisory Board (Non-Voting)
3 Adopt Financial Statements For For Management
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Approve Dividends of EUR 2.00 Per Share For For Management
7a Reelect M. Helmes to Supervisory Board For For Management
7b Elect J.C.M. Schonfeld to Supervisory For For Management
Board
8 Elect S.J. Thomson to Executive Board For For Management
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10a) Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
10b) Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 10a
11 Other Business (Non-Voting) None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
FUJI HEAVY INDUSTRIES LTD.
Ticker: 7270 Security ID: J14406136
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Yoshinaga, Yasuyuki For For Management
2.2 Elect Director Kondo, Jun For For Management
2.3 Elect Director Mabuchi, Akira For For Management
2.4 Elect Director Muto, Naoto For For Management
2.5 Elect Director Ikeda, Tomohiko For For Management
2.6 Elect Director Takahashi, Mitsuru For For Management
2.7 Elect Director Tachimori, Takeshi For For Management
2.8 Elect Director Arima, Toshio For For Management
3.1 Appoint Statutory Auditor Kimura, For For Management
Masakazu
3.2 Appoint Statutory Auditor Saito, Norio For For Management
4 Appoint Alternate Statutory Auditor For For Management
Tamazawa, Kenji
--------------------------------------------------------------------------------
FUJIFILM HOLDINGS CORP.
Ticker: 4901 Security ID: J14208102
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Komori, Shigetaka For For Management
2.2 Elect Director Nakajima, Shigehiro For For Management
2.3 Elect Director Toda, Yuuzo For For Management
2.4 Elect Director Tamai, Koichi For For Management
2.5 Elect Director Makino, Katsumi For For Management
2.6 Elect Director Goto, Yoshihisa For For Management
2.7 Elect Director Ishikawa, Takatoshi For For Management
2.8 Elect Director Yamamoto, Tadahito For For Management
2.9 Elect Director Kitayama, Teisuke For For Management
2.10 Elect Director Furuya, Kazuhiko For For Management
2.11 Elect Director Sukeno, Kenji For For Management
2.12 Elect Director Asami, Masahiro For For Management
3 Appoint Statutory Auditor Yamamura, For For Management
Kazuhito
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
FUJITSU LTD.
Ticker: 6702 Security ID: J15708159
Meeting Date: JUN 24, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mazuka, Michiyoshi For For Management
1.2 Elect Director Yamamoto, Masami For For Management
1.3 Elect Director Fujita, Masami For For Management
1.4 Elect Director Saso, Hideyuki For For Management
1.5 Elect Director Kato, Kazuhiko For For Management
1.6 Elect Director Ito, Haruo For For Management
1.7 Elect Director Okimoto, Takashi For For Management
1.8 Elect Director Yachi, Shotaro For For Management
1.9 Elect Director Uejima, Hirokazu For For Management
1.10 Elect Director Urakawa, Chikafumi For For Management
1.11 Elect Director Furukawa, Tatsuzumi For For Management
1.12 Elect Director Suda, Miyako For For Management
2 Appoint Statutory Auditor Hatsukawa, For For Management
Koji
--------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LTD.
Ticker: 00027 Security ID: Y2679D118
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Joseph Chee Ying Keung as For For Management
Director
2b Elect James Ross Ancell as Director For For Management
2c Authorize the Board to Fix For For Management
Remuneration of Directors
3 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
4a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
4b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GALP ENERGIA, SGPS S.A.
Ticker: GALP Security ID: X3078L108
Meeting Date: NOV 23, 2012 Meeting Type: Special
Record Date: NOV 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Four Directors Appointed to For Against Management
Fill Vacant Seats
2 Elect Five New Directors For Against Management
3 Elect Secretary of General Meeting For For Management
Board
4 Elect Fiscal Council Member For For Management
5 Elect Remuneration Committee Member For For Management
6 Authorize Repurchase and Reissuance of For For Management
Shares
--------------------------------------------------------------------------------
GALP ENERGIA, SGPS S.A.
Ticker: GALP Security ID: X3078L108
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2012
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Company's Corporate Governance For For Management
Report
4 Approve Discharge of Management and For For Management
Supervisory Board
5 Approve Remuneration Policy For For Management
--------------------------------------------------------------------------------
GDF SUEZ
Ticker: GSZ Security ID: F42768105
Meeting Date: APR 23, 2013 Meeting Type: Annual/Special
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
New Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Ratify Appointment of Ann-Kristin For For Management
Achleitner as Director
7 Elect Jonathan Reynolds as None Against Management
Representative of Employee
Shareholders to the Board
8 Elect Caroline Simon as Representative None Against Management
of Employee Shareholders to the Board
9 Approve Employee Stock Purchase Plan For For Management
10 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
11 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
12 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan Reserved for A few Employees and
Corporate Officers
13 Amend Article 13.3 of Bylaws Re: For For Management
Representative of Employee
Shareholders Length of Term
14 Authorize Filing of Required For For Management
Documents/Other Formalities
A Approve Dividends of EUR 0.83 per Share Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary T. Barra For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Paul G. Kaminski For For Management
1.6 Elect Director John M. Keane For For Management
1.7 Elect Director Lester L. Lyles For For Management
1.8 Elect Director Phebe N. Novakovic For For Management
1.9 Elect Director William A. Osborn For For Management
1.10 Elect Director Robert Walmsley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Review and Assess Human Rights Policy Against For Shareholder
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Ralph S. Larsen For For Management
12 Elect Director Rochelle B. Lazarus For For Management
13 Elect Director James J. Mulva For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For For Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Cessation of All Stock Options and Against Against Shareholder
Bonuses
21 Establish Term Limits for Directors Against Against Shareholder
22 Require Independent Board Chairman Against Against Shareholder
23 Provide Right to Act by Written Consent Against For Shareholder
24 Stock Retention/Holding Period Against Against Shareholder
25 Require More Director Nominations Than Against Against Shareholder
Open Seats
--------------------------------------------------------------------------------
GENERAL GROWTH PROPERTIES, INC.
Ticker: GGP Security ID: 370023103
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard B. Clark For For Management
1.2 Elect Director Mary Lou Fiala For For Management
1.3 Elect Director J. Bruce Flatt For For Management
1.4 Elect Director John K. Haley For For Management
1.5 Elect Director Cyrus Madon For For Management
1.6 Elect Director Sandeep Mathrani For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark R. Patterson For For Management
1.9 Elect Director John G. Schreiber For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel F. Akerson For For Management
1b Elect Director David Bonderman For Against Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Robert D. Krebs For For Management
1g Elect Director Kathryn V. Marinello For For Management
1h Elect Director Michael G. Mullen For For Management
1i Elect Director James J. Mulva For For Management
1j Elect Director Patricia F. Russo For For Management
1k Elect Director Thomas M. Schoewe For For Management
1l Elect Director Theodore M. Solso For For Management
1m Elect Director Carol M. Stephenson For For Management
1n Elect Director Cynthia A. Telles For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
GENTING SINGAPORE PLC
Ticker: G13 Security ID: G3825Q102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Fees For For Management
2 Elect Tan Hee Teck as Director For Against Management
3 Elect Lim Kok Hoong as Director For Against Management
4 Reappoint PricewaterhouseCoopers LLP, For Against Management
Singapore as Auditors and Authorize
Board to Fix Their Remuneration
5 Declare Final Dividend For Against Management
6 Approve Issuance of Equity or For For Management
Equirty-Linked Securities with or
without Preemptive Rights
7 Approve Mandate for Transactions with For For Management
Related Parties
8 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
GETINGE AB
Ticker: GETIB Security ID: W3443C107
Meeting Date: MAR 21, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Carl Bennet as Chairman of For Did Not Vote Management
Meeting
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7a Receive Financial Statements and None None Management
Statutory Reports
7b Receive Consolidated Financial None None Management
Statements and Statutory Reports
7c Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
7d Receive the Board's Dividend Proposal None None Management
8 Receive the Board's Report and the None None Management
Board Committee Reports
9 Receive President's Report None None Management
10 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
11 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 4.15 per Share
12 Approve Discharge of Board and For Did Not Vote Management
President
13 Determine Number of Members (7) and For Did Not Vote Management
Deputy Members of Board (0)
14 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.05 Million for
Chairman and SEK 525,000 for Other
Directors; Approve Remuneration for
Committee Work
15 Reelect Carl Bennet, Johan Bygge, For Did Not Vote Management
Cecilia Wennborg, Carola Lemne, Johan
Malmquist, Johan Stern, and Mats
Wahlstrom as Directors
16 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Cogan For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director Carla A. Hills For For Management
1.4 Elect Director Kevin E. Lofton For For Management
1.5 Elect Director John W. Madigan For For Management
1.6 Elect Director John C. Martin For For Management
1.7 Elect Director Nicholas G. Moore For For Management
1.8 Elect Director Richard J. Whitley For For Management
1.9 Elect Director Gayle E. Wilson For For Management
1.10 Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Lynn Elsenhans as Director For For Management
4 Elect Jing Ulrich as Director For For Management
5 Elect Hans Wijers as Director For For Management
6 Re-elect Sir Christopher Gent as For For Management
Director
7 Re-elect Sir Andrew Witty as Director For For Management
8 Re-elect Sir Roy Anderson as Director For For Management
9 Re-elect Dr Stephanie Burns as Director For For Management
10 Re-elect Stacey Cartwright as Director For For Management
11 Re-elect Simon Dingemans as Director For For Management
12 Re-elect Judy Lewent as Director For For Management
13 Re-elect Sir Deryck Maughan as Director For For Management
14 Re-elect Dr Daniel Podolsky as Director For For Management
15 Re-elect Dr Moncef Slaoui as Director For For Management
16 Re-elect Tom de Swaan as Director For For Management
17 Re-elect Sir Robert Wilson as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
GLENCORE INTERNATIONAL PLC
Ticker: GLEN Security ID: G39420107
Meeting Date: NOV 20, 2012 Meeting Type: Special
Record Date: NOV 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger with Xstrata plc; For For Management
Authorise Directors to Allot Equity
Securities in Connection with the
Merger
2 Approve Change of Company Name to For For Management
Glencore Xstrata plc
3 Authorise Issue of Equity with For For Management
Pre-emptive Rights
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights
5 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
GLENCORE XSTRATA PLC
Ticker: GLEN Security ID: G39420107
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Ivan Glasenberg as Director For For Management
4 Re-elect Anthony Hayward as Director For For Management
5 Re-elect Leonhard Fischer as Director For For Management
6 Re-elect William Macaulay as Director For For Management
7 Subject to the Merger Becoming For Against Management
Effective, Elect Sir John Bond as
Director
8 Subject to the Merger Becoming For Against Management
Effective, Elect Sir Steve Robson as
Director
9 Subject to the Merger Becoming For For Management
Effective, Elect Ian Strachan as
Director
10 Subject to the Merger Becoming For Against Management
Effective, Elect Con Fauconnier as
Director
11 Subject to the Merger Becoming For For Management
Effective, Elect Peter Hooley as
Director
12 Subject to the Merger Not Becoming For For Management
Effective, Re-elect Simon Murray as
Director
13 Subject to the Merger Not Becoming For For Management
Effective, Re-elect Steven Kalmin as
Director
14 Subject to the Merger Not Becoming For For Management
Effective, Re-elect Peter Coates as
Director
15 Subject to the Merger Not Becoming For For Management
Effective, Re-elect Li Ning as Director
16 Approve Remuneration Report For Against Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD.
Ticker: MC0 Security ID: Y27187106
Meeting Date: DEC 03, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Properties to a Real For For Management
Estate Investment Trust in Japan
--------------------------------------------------------------------------------
GOLDCORP INC.
Ticker: G Security ID: 380956409
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director John P. Bell For For Management
a2 Elect Director Beverley A. Briscoe For For Management
a3 Elect Director Peter J. Dey For For Management
a4 Elect Director Douglas M. Holtby For For Management
a5 Elect Director Charles A. Jeannes For For Management
a6 Elect Director P. Randy Reifel For For Management
a7 Elect Director A. Dan Rovig For For Management
a8 Elect Director Ian W. Telfer For For Management
a9 Elect Director Blanca Trevino For For Management
a10 Elect Director Kenneth F. Williamson For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Restricted Share Unit Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Report on Reducing Lead Battery Health Against For Shareholder
Hazards
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Stock Retention/Holding Period Against Against Shareholder
6 Adopt Policy on Succession Planning Against Against Shareholder
--------------------------------------------------------------------------------
GREAT-WEST LIFECO INC.
Ticker: GWO Security ID: 39138C106
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Bain For For Management
1.2 Elect Director Marcel R. Coutu For For Management
1.3 Elect Director Andre Desmarais For For Management
1.4 Elect Director Paul Desmarais, Jr. For Withhold Management
1.5 Elect Director Michael L. Hepher For For Management
1.6 Elect Director Chaviva M. Hosek For For Management
1.7 Elect Director J. David A. Jackson For For Management
1.8 Elect Director D. Allen Loney For For Management
1.9 Elect Director Raymond L. McFeetors For For Management
1.10 Elect Director David A. Nield For For Management
1.11 Elect Director R. Jeffrey Orr For For Management
1.12 Elect Director Michel Plessis-Belair For For Management
1.13 Elect Director Henri-Paul Rousseau For For Management
1.14 Elect Director Raymond Royer For For Management
1.15 Elect Director Jerome J. Selitto For For Management
1.16 Elect Director James M. Singh For For Management
1.17 Elect Director Emoke J.E. Szathmary For For Management
1.18 Elect Director Gregory D. Tretiak For For Management
1.19 Elect Director Brian E. Walsh For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
GROUPE BRUXELLES LAMBERT
Ticker: GBLB Security ID: B4746J115
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2.1 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
2.2 Adopt Financial Statements For For Management
3 Approve Discharge of Directors For For Management
4 Approve Discharge of Auditors For For Management
5.1.1 Reelect Victor Delloye as Director For For Management
5.1.2 Reelect Maurice Lippens as Director For For Management
5.1.3 Reelect Michel Plessis-Belair as For For Management
Director
5.1.4 Reelect Amaury de Seze as Director For For Management
5.1.5 Reelect Jean Stephenne as Director For For Management
5.1.6 Reelect Arnaud Vial as Director For For Management
5.2.1 Elect Christine Marin-Postel as For For Management
Director
5.2.2 Elect Martine Verluyten as Director For For Management
5.3.1 Indicate Christine Morin-Postel as For For Management
Independent Board Member
5.3.2 Indicate Jean Stephenne as Independent For For Management
Board Member
5.3.3 Indicate Martine Verluyten as For For Management
Independent Board Member
5.4 Ratify Deloitte as Auditors and For For Management
Approve Auditors' Remuneration
6 Approve Remuneration Report For For Management
7.1 Approve Stock Option Plan For For Management
7.2 Approve Change-of-Control Clause Re : For Against Management
Stock Option Plan under Item 7.1
7.3 Approve Stock Option Plan Grants for For For Management
2013 up to 13.5 Million Re: Stock
Option Plan under Item 7.1
7.4 Approve Special Board Report Re: For For Management
Article 629 of the Company Code Re:
Item 7.5
7.5 Approve Guarantee to Acquire Shares For For Management
under New Stock Option Plan Re: Item 7.
1
8 Transact Other Business None None Management
--------------------------------------------------------------------------------
H & M HENNES & MAURITZ
Ticker: HMB Security ID: W41422101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Receive President's Report; Allow None None Management
Questions
4 Prepare and Approve List of For Did Not Vote Management
Shareholders
5 Approve Agenda of Meeting For Did Not Vote Management
6 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
7 Acknowledge Proper Convening of Meeting For Did Not Vote Management
8a Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
8b Receive Auditor Report None None Management
8c Receive Chairman Report None None Management
8d Receive Nominating Committee Report None None Management
9a Approve Financial Statements and For Did Not Vote Management
Statutory Reports
9b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 9.50 per Share
9c Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors; For Did Not Vote Management
Approve Remuneration of Auditors
12 Reelect Mia Brunell Livfors, Anders For Did Not Vote Management
Dahlvig, Lottie Knutson, Sussi Kvart,
Bo Lundquist, Stefan Persson (Chair),
Melker Schorling and Christian Sievert
as Directors
13 Ratify Ernst & Young as Auditors For Did Not Vote Management
14 Elect Stefan Persson, Lottie Tham, For Did Not Vote Management
Liselott Ledin, Jan Andersson, and
Anders Oscarsson to the Nominating
Committee; Approve Nominating
Committee Guidelines
15 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
16 Amend All-Employee Incentive Plan For Did Not Vote Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
H. J. HEINZ COMPANY
Ticker: HNZ Security ID: 423074103
Meeting Date: APR 30, 2013 Meeting Type: Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
HANG LUNG PROPERTIES LTD.
Ticker: 00101 Security ID: Y30166105
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Reelect Shang Shing Yin as Director For For Management
3b Reelect Dominic Chiu Fai Ho as Director For For Management
3c Reelect Philip Nan Lok Chen as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HANG SENG BANK
Ticker: 00011 Security ID: Y30327103
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect John C C Chan as Director For For Management
2b Elect Marvin K T Cheung as Director For For Management
2c Elect Eric K C Li as Director For For Management
2d Elect Vincent H S Lo as Director For For Management
3 Fix Remuneration of Directors For For Management
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Share Repurchase Program For For Management
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HANKYU HANSHIN HOLDINGS INC.
Ticker: 9042 Security ID: J18439109
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Sumi, Kazuo For For Management
2.2 Elect Director Sakai, Shinya For For Management
2.3 Elect Director Inoe, Noriyuki For For Management
2.4 Elect Director Mori, Shosuke For For Management
2.5 Elect Director Matsuoka, Isao For For Management
2.6 Elect Director Sugioka, Shunichi For For Management
2.7 Elect Director Fujiwara, Takaoki For For Management
2.8 Elect Director Desaki, Hiroshi For For Management
2.9 Elect Director Minami, Nobuo For For Management
2.10 Elect Director Nozaki, Mitsuo For For Management
2.11 Elect Director Shin, Masao For For Management
2.12 Elect Director Wakabayashi, Tsuneo For For Management
2.13 Elect Director Namai, Ichiro For For Management
2.14 Elect Director Okafuji, Seisaku For For Management
3.1 Appoint Statutory Auditor Dohi, For For Management
Takaharu
3.2 Appoint Statutory Auditor Ishibashi, For For Management
Masayoshi
--------------------------------------------------------------------------------
HCP, INC.
Ticker: HCP Security ID: 40414L109
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Flaherty, III For For Management
1b Elect Director Christine N. Garvey For For Management
1c Elect Director David B. Henry For For Management
1d Elect Director Lauralee E. Martin For For Management
1e Elect Director Michael D. McKee For For Management
1f Elect Director Peter L. Rhein For For Management
1g Elect Director Kenneth B. Roath For For Management
1h Elect Director Joseph P. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEINEKEN HOLDING NV
Ticker: HEIO Security ID: N39338194
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Annual Report (Non-Voting) None None Management
2 Adopt Financial Statements For For Management
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Approve Discharge of Baord of Directors For For Management
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
5c Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 5b
6a Reelect M. Das as Non-Executive For For Management
Director
6b Elect Mr A.A.C. de Carvalho as For For Management
Non-Executive Director
--------------------------------------------------------------------------------
HEINEKEN NV
Ticker: HEIA Security ID: N39427211
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Receive Report of Management Board None None Management
(Non-Voting)
1b Adopt Financial Statements For For Management
1c Approve Allocation of Income and For For Management
Dividends of EUR 0.89 per Share
1d Approve Discharge of Management Board For For Management
1e Approve Discharge of Supervisory Board For For Management
2a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
2c Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 2b
3 Approve Extraordinary Share Award to For Against Management
CEO and CFO
4a Reelect J.F.M.L. van Boxmeer as CEO For For Management
4b Approve Retention Share Award of EUR 1. For Against Management
5 million to CEO
5a Reelect M. Das to Supervisory Board For For Management
5b Reelect V.C.O.B.J. Navarre to For For Management
Supervisory Board
5c Elect H. Scheffers to Supervisory Board For For Management
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HTO Security ID: X3258B102
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: JUN 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Auditors For For Management
3 Approve Director Remuneration For For Management
4 Approve Auditors and Fix Their For Against Management
Remuneration
5 Approve Director Liability Contracts For For Management
6 Approve CEO Contract and Remuneration For Against Management
7 Amend The Terms of Contract Signed For Against Management
Between Executive Director and Company
8 Amend Stock Option Plan For Against Management
9 Approve Use of Reserves for For For Management
Participation of Company in
Realization of Business Plans
10 Amend Company Articles For For Management
11 Approve Share Buyback For For Management
12 Ratify Director Appointment For For Management
13 Various Announcements None None Management
--------------------------------------------------------------------------------
HENDERSON LAND DEVELOPMENT CO. LTD.
Ticker: 00012 Security ID: Y31476107
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Poon Chung Kwong as Director For For Management
3b Elect Chung Shui Ming, Timpson as For For Management
Director
3c Elect Lee King Yue as Director For For Management
3d Elect Li Ning as Director For For Management
3e Elect Kwok Ping Ho as Director For For Management
3f Elect Wong Ho Ming, Augustine as For For Management
Director
3g Elect Lee Tat Man as Director For For Management
3h Elect Kwong Che Keung, Gordon as For For Management
Director
3i Elect Ko Ping Keung as Director For For Management
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Bonus Shares For For Management
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5d Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 16, 2013 Meeting Type: Proxy Contest
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director J. Krenicki For Did Not Vote Management
1.2 Elect Director K. Meyers For Did Not Vote Management
1.3 Elect Director Fredric G. Reynolds For Did Not Vote Management
1.4 Elect Director William G. Schrader For Did Not Vote Management
1.5 Director Mark Williams For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Declassify the Board of Directors For Did Not Vote Management
5 Require Independent Board Chairman Against Did Not Vote Shareholder
6 Reduce Supermajority Vote Requirement Against Did Not Vote Shareholder
7 Report on Political Contributions Against Did Not Vote Shareholder
8 Repeal Any Bylaws Amendments Adopted Against Did Not Vote Shareholder
subsequent to February 2, 2011
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card) None
1.1 Elect Director Rodney F. Chase For For Shareholder
1.2 Elect Director Harvey Golub For For Shareholder
1.3 Elect Director Karl F. Kurz For For Shareholder
1.4 Elect Director David McManus For For Shareholder
1.5 Elect Director Marshall D. Smith For For Shareholder
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Against Against Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Require Independent Board Chairman For Against Shareholder
6 Reduce Supermajority Vote Requirement For For Shareholder
7 Report on Political Contributions For For Shareholder
8 Repeal Any Bylaws Amendments Adopted For For Shareholder
subsequent to February 2, 2011
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Shumeet Banerji For For Management
1.3 Elect Director Rajiv L. Gupta For For Management
1.4 Elect Director John H. Hammergren For For Management
1.5 Elect Director Raymond J. Lane For For Management
1.6 Elect Director Ann M. Livermore For For Management
1.7 Elect Director Gary M. Reiner For For Management
1.8 Elect Director Patricia F. Russo For For Management
1.9 Elect Director G. Kennedy Thompson For For Management
1.10 Elect Director Margaret C. Whitman For For Management
1.11 Elect Director Ralph V. Whitworth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Amend Omnibus Stock Plan For For Management
6 Establish Environmental/Social Issue Against Against Shareholder
Board Committee
7 Amend Human Rights Policies Against For Shareholder
8 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
HEXAGON AB
Ticker: Security ID: W40063104
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive President's Report None None Management
8a Receive Financial Statements and None None Management
Statutory Reports
8b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
8c Receive Board's Dividend Proposal None None Management
9a Approve Financial Statements and For Did Not Vote Management
Statutory Reports
9b Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.28 per Share
9c Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Members (6) and For Did Not Vote Management
Deputy Members of Board
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 900,000 for Chairman
and SEK 450,000 for Other Members;
Approve Remuneration for Committee
Work; Approve Remuneration of Auditors
12 Reelect Melker Schorling (Chair), Ola For Did Not Vote Management
Rollen, Gun Nilsson, Ulrik Svensson,
and Ulrika Francke as Directors; Elect
Jill Smith as New Director; Ratify
Ernst & Young as Auditors
13 Elect Mikael Ekdahl, Jan Andersson, For Did Not Vote Management
Anders Oscarsson, and Tomas Ehlin as
Members of Nominating Committee
14 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
15 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
16 Close Meeting None None Management
--------------------------------------------------------------------------------
HITACHI LTD.
Ticker: 6501 Security ID: J20454112
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kawamura, Takashi For For Management
1.2 Elect Director Ota, Yoshie For For Management
1.3 Elect Director Katsumata, Nobuo For For Management
1.4 Elect Director Cynthia Carroll For For Management
1.5 Elect Director Sakakibara, Sadayuki For For Management
1.6 Elect Director George Buckley For For Management
1.7 Elect Director Mochizuki, Harufumi For For Management
1.8 Elect Director Motobayashi, Toru For For Management
1.9 Elect Director Philip Yeo For For Management
1.10 Elect Director Kikawa, Michijiro For For Management
1.11 Elect Director Stephen Gomersall For For Management
1.12 Elect Director Nakanishi, Hiroaki For For Management
1.13 Elect Director Hatchoji, Takashi For For Management
1.14 Elect Director Miyoshi, Takashi For For Management
--------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: 7267 Security ID: J22302111
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 19
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Ike, Fumihiko For For Management
3.2 Elect Director Ito, Takanobu For For Management
3.3 Elect Director Iwamura, Tetsuo For For Management
3.4 Elect Director Yamamoto, Takashi For For Management
3.5 Elect Director Yamamoto, Yoshiharu For For Management
3.6 Elect Director Yoshida, Masahiro For For Management
3.7 Elect Director Hogen, Kensaku For For Management
3.8 Elect Director Kuroyanagi, Nobuo For For Management
3.9 Elect Director Fukui, Takeo For For Management
3.10 Elect Director Shiga, Yuuji For For Management
3.11 Elect Director Takeuchi, Kohei For For Management
3.12 Elect Director Aoyama, Shinji For For Management
3.13 Elect Director Kaihara, Noriya For For Management
4 Appoint Statutory Auditor Endo, Kunio For For Management
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD
Ticker: 00388 Security ID: Y3506N139
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect John Estmond Strickland as For For Management
Director
3b Elect Wong Sai Hung, Oscar as Director For For Management
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HOYA CORP.
Ticker: 7741 Security ID: J22848105
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogi, Yuuzaburo For For Management
1.2 Elect Director Kodama, Yukiharu For For Management
1.3 Elect Director Koeda, Itaru For For Management
1.4 Elect Director Aso, Yutaka For For Management
1.5 Elect Director Uchinaga, Yukako For For Management
1.6 Elect Director Urano, Mitudo For For Management
1.7 Elect Director Suzuki, Hiroshi For For Management
2 Amend Articles to Require Disclosure Against For Shareholder
of Individual Director and Executive
Officer Compensation
3 Amend Articles to Raise Limit on Against Against Shareholder
Shareholder Proposal Text to 1000
Characters
4 Amend Articles to Prohibit Deeming Against For Shareholder
Non-Votes as Votes FOR Management
Proposals, AGAINST Shareholder
Proposals
5 Amend Articles to Require Against Against Shareholder
Non-Executive Directors to Meet
Without Executive Director Presence At
Least Once a Year
6 Amend Articles to Require a Against Against Shareholder
Non-Executive Board Chairman
7 Amend Articles to Establish a Contact Against Against Shareholder
Point with the Audit Committee for
Internal and External Whistle-Blowers
8 Amend Articles to Empower Board to Against Against Shareholder
Hire Legal Counsel Independently from
Management
9 Amend Articles to Require Budget Against Against Shareholder
Allocations For Board Committees to
Spend at Their Discretion
10 Appoint Shareholder Director Nominee Against Against Shareholder
Takayama, Seijiro
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3(a) Re-elect Safra Catz as Director For For Management
3(b) Re-elect Laura Cha as Director For For Management
3(c) Re-elect Marvin Cheung as Director For For Management
3(d) Elect Jim Comey as Director For For Management
3(e) Re-elect John Coombe as Director For For Management
3(f) Re-elect Joachim Faber as Director For For Management
3(g) Re-elect Rona Fairhead as Director For For Management
3(h) Elect Renato Fassbind as Director For For Management
3(i) Re-elect Douglas Flint as Director For For Management
3(j) Re-elect Stuart Gulliver as Director For For Management
3(k) Re-elect James Hughes-Hallett as For For Management
Director
3(l) Re-elect William Laidlaw as Director For For Management
3(m) Re-elect John Lipsky as Director For For Management
3(n) Re-elect Janis Lomax as Director For For Management
3(o) Re-elect Iain Mackay as Director For For Management
3(p) Re-elect Sir Simon Robertson as For For Management
Director
3(q) Re-elect John Thornton as Director For For Management
4 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
5 Authorise Issue of Equity with For For Management
Pre-emptive Rights
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase of Ordinary For For Management
Shares
8 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HUSKY ENERGY INC.
Ticker: HSE Security ID: 448055103
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor T.K. Li For For Management
1.2 Elect Director Canning K.N. Fok For For Management
1.3 Elect Director Stephen E. Bradley For For Management
1.4 Elect Director Asim Ghosh For For Management
1.5 Elect Director Martin J.G. Glynn For For Management
1.6 Elect Director Poh Chan Koh For For Management
1.7 Elect Director Eva Lee Kwok For For Management
1.8 Elect Director Stanley T.L. Kwok For For Management
1.9 Elect Director Frederick S.H. Ma For For Management
1.10 Elect Director George C. Magnus For For Management
1.11 Elect Director Neil D. McGee For For Management
1.12 Elect Director Colin S. Russel For For Management
1.13 Elect Director Wayne E. Shaw For For Management
1.14 Elect Director William Shurniak For For Management
1.15 Elect Director Frank J. Sixt For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HUTCHISON WHAMPOA LIMITED
Ticker: 00013 Security ID: Y38024108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Li Tzar Kuoi as Director For For Management
3b Elect Frank John Sixt as Director For For Management
3c Elect Holger Kluge as Director For For Management
3d Elect George Colin Magnus as Director For For Management
3e Elect Lee Wai Mun, Rose as Director For For Management
3f Elect Lee Yeh Kwong, Charles as For For Management
Director
4 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
IBERDROLA S.A.
Ticker: IBE Security ID: E6165F166
Meeting Date: MAR 22, 2013 Meeting Type: Annual
Record Date: MAR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Management Reports For For Management
3 Approve Discharge of Board For For Management
4 Renew Appointment of Ernst & Young as For For Management
Auditor
5 Approve Allocation of Income and For For Management
Dividends
6.A Authorize Capitalization of Reserves For For Management
for Scrip Dividends
6.B Authorize Capitalization of Reserves For For Management
for Scrip Dividends
7 Ratify Appointment of and Elect Manuel For For Management
Lagares Gomez-Abascal as Director
8 Authorize Board to Create and Fund For For Management
Associations and Foundations
9.A Amend Article 6 Re: Representation of For For Management
Shares
9.B Amend Articles Re: Board Functioning For For Management
10 Authorize Share Repurchase and Capital For For Management
Reduction via Amortization of
Repurchased Shares
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Advisory Vote on Remuneration Policy For For Management
Report
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director Don H. Davis, Jr. For For Management
1d Elect Director James W. Griffith For For Management
1e Elect Director Robert C. McCormack For For Management
1f Elect Director Robert S. Morrison For For Management
1g Elect Director E. Scott Santi For For Management
1h Elect Director James A. Skinner For For Management
1i Elect Director David B. Smith, Jr. For For Management
1j Elect Director Pamela B. Strobel For For Management
1k Elect Director Kevin M. Warren For For Management
1l Elect Director Anre D. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
IMPERIAL OIL LIMITED
Ticker: IMO Security ID: 453038408
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2.1 Elect Director K.T. (Krystyna) Hoeg For For Management
2.2 Elect Director R.M. (Richard) Kruger For For Management
2.3 Elect Director J.M. (Jack) Mintz For For Management
2.4 Elect Director D.S. (David) Sutherland For For Management
2.5 Elect Director S.D. (Sheelagh) For For Management
Whittaker
2.6 Elect Director D.W. (Darren) Woods For For Management
2.7 Elect Director V.L. (Victor) Young For For Management
--------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG
Ticker: IFX Security ID: D35415104
Meeting Date: FEB 28, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2011/2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.12 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2011/2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2011/2012
5 Ratify KPMG as Auditors for Fiscal For Did Not Vote Management
2012/2013
6 Approve Remuneration System for For Did Not Vote Management
Management Board Members
7 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For Did Not Vote Management
when Repurchasing Shares
9 Approve Cancellation of Conditional For Did Not Vote Management
Capital Authorization
--------------------------------------------------------------------------------
ING GROEP NV
Ticker: INGA Security ID: N4578E413
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Report of Management Board None None Management
(Non-Voting)
2b Receive Report of Supervisory Board None None Management
(Non-Voting)
2c Adopt Financial Statements For For Management
2d Receive Announcement Re: None None Management
Discontinuation of Dutch Translation
Annual Reports
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
5 Discussion on Company's Corporate None None Management
Governance Structure
6 Receive Announcements on Sustainability None None Management
7a Approve Discharge of Management Board For For Management
7b Approve Discharge of Supervisory Board For For Management
8 Ratify Ernst & Young as Auditors For For Management
9a Reelect Jan Hommen to Executive Board For For Management
9b Reelect Patrick Flynn to Executive For For Management
Board
9c Elect Ralph Hamers to Executive Board For For Management
10a Reelect Jeroen van der Veer to For For Management
Supervisory Board
10b Reelect Tine Bahlmann to Supervisory For For Management
Board
10c Elect Carin Gorter to Supervisory Board For For Management
10d Elect Hermann-Josef Lamberti to For For Management
Supervisory Board
10e Elect Isabel Martin Castella to For For Management
Supervisory Board
11a Grant Board Authority to Issue Up To For For Management
380 Million Shares and
Restricting/Excluding Preemptive Rights
11b Grant Board Authority to Issue 380 For For Management
Million Shares in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
12a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital in
Connection with a Major Capital
Restructuring
13 Close Meeting None None Management
--------------------------------------------------------------------------------
INPEX CORPORATION
Ticker: 1605 Security ID: J2467E101
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3500
2 Amend Articles To Indemnify Outside For For Management
Directors and Outside Statutory
Auditors with Contracts - Reflect
Stock Exchange Mandate to Consolidate
Trading Units
3.1 Elect Director Kuroda, Naoki For For Management
3.2 Elect Director Sugioka, Masatoshi For For Management
3.3 Elect Director Kitamura, Toshiaki For For Management
3.4 Elect Director Yui, Seiji For For Management
3.5 Elect Director Sano, Masaharu For For Management
3.6 Elect Director Sugaya, Shunichiro For For Management
3.7 Elect Director Murayama, Masahiro For For Management
3.8 Elect Director Ito, Seiya For For Management
3.9 Elect Director Tanaka, Wataru For For Management
3.10 Elect Director Ikeda, Takahiko For For Management
3.11 Elect Director Kurasawa, Yoshikazu For For Management
3.12 Elect Director Wakasugi, Kazuo For For Management
3.13 Elect Director Kagawa, Yoshiyuki For For Management
3.14 Elect Director Kato, Seiji For For Management
3.15 Elect Director Tonoike, Rentaro For For Management
3.16 Elect Director Okada, Yasuhiko For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors
and Statutory Auditors
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director James D. Plummer For For Management
1g Elect Director David S. Pottruck For For Management
1h Elect Director Frank D. Yeary For For Management
1i Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income For For Management
2.a Fix Number of Supervisory Board Members For For Management
2.b.1 Slate 1 Submitted by Compagnia di San None Did Not Vote Shareholder
Paolo and Fondazione Cariplo
2.b.2 Slate 2 Submitted by Fondazione Cassa None Did Not Vote Shareholder
di Risparmio di Padova e Rovigo, Ente
Cassa di Risparmio di Firenze and
Fondazione Cassa di Risparmio in
Bologna
2.b.3 Slate 3 Submitted by Institutional None Against Shareholder
Investors
2.c Elect Chairman and Deputy Chairmen of None Against Shareholder
the Supervisory Board
2.d Approve Remuneration of Supervisory For Against Management
Board Members
3.a Remuneration Policies for Management For For Management
Board Members
3.b Approve Remuneration Report For For Management
3.c Approve Executive Incentive Bonus For For Management
Plan; Authorize Share Repurchase
Program and Reissuance of Repurchased
Shares
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 17, 2013 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher W. Brody For For Management
1b Elect Director William V. Campbell For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Diane B. Greene For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director Dennis D. Powell For For Management
1h Elect Director Brad D. Smith For For Management
1i Elect Director Jeff Weiner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amal M. Johnson For For Management
1.2 Elect Director Eric H. Halvorson For For Management
1.3 Elect Director Alan J. Levy For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVESTMENT AB KINNEVIK
Ticker: KINV B Security ID: W4832D110
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Chairman's Report None None Management
8 Receive President's Report None None Management
9 Receive Financial Statements and None None Management
Statutory Reports
10 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
11 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 6.50 per Share
12 Approve Discharge of Board and For Did Not Vote Management
President
13 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members of Board (0)
14 Approve Remuneration of Directors in For Did Not Vote Management
the Aggregate Amount of SEK 6.08
Million; Approve Remuneration of
Auditors
15 Reelect Tom Boardman, Vigo Carlund, For Did Not Vote Management
Amelia Fawcett, Wilhelm Klingspor,
Erik Mitteregger, Allen
Sangines-Krause, and Cristina Stenbeck
(Chair) as Directors; Elect Lorenzo
Grabau as New Director
16 Ratify Deloitte AB as Auditors For Did Not Vote Management
17 Authorize Chairman of Board and For Did Not Vote Management
Representatives of at Least Three of
Company's Largest Shareholders to
Serve on Nominating Committee
18 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
19 Approve Restricted Stock Plan; Approve For Did Not Vote Management
Associated Formalities
20 Authorize Share Repurchase Program For Did Not Vote Management
21a Found a Shareholder Association None Did Not Vote Shareholder
21b Prepare Proposal for Representation of None Did Not Vote Shareholder
Small and Medium Shareholders
21c Instruct Board to Write to the Swedish None Did Not Vote Shareholder
Government to Abolish the Difference
in Voting Powers Between Shares
21d Special Examination Regarding the None Did Not Vote Shareholder
Company's External and Internal
Entertainment
21e Adopt Vision Regarding Gender Equality None Did Not Vote Shareholder
in the Company and Implementation of
the Vision; Monitor the Development on
Ethnicity Area and Recieve Reports of
the Work at the AGM
22a Examine to Distribute the Unlisted None Did Not Vote Shareholder
Assets Directly to Shareholders
22b Examine the Possibility to De-merge None Did Not Vote Shareholder
Kinnevik into Two Companies, "Kinnevik
Telecom" and "Kinnevik Retail"
22c Examine the Possibility to De-merge None Did Not Vote Shareholder
Kinnevik into Two Listed Companies,
"Kinnevik Listed" and "Kinnevik
Unlisted"
22d Examine the Possibility to Make an None Did Not Vote Shareholder
Extraordinary Dividend of SEK 10 and
Increase Debt Ratio
22e Examine the Possibility to Make a More None Did Not Vote Shareholder
Long-Term and More Aggressive Forecast
for the Dividend
22f Examine the Possibility to Repurchase None Did Not Vote Shareholder
Shares Without Cancelling Them
22g Examine the Possibility to Contact None Did Not Vote Shareholder
Other Investment Companies With the
Purpose of Establishing a Team Which
Shall Work for Reducing the Investment
Company Discounts in Investment
Companies
22h Contact Warren Buffet for His Advice None Did Not Vote Shareholder
and Views on How Kinnevik Can be
Developed and How Its Investment
Company Discount Can Be Reduced
22i Examine the Possibility to Make the None Did Not Vote Shareholder
General Meeting the Largest AGM in
Sweden
22j Examine Which Shareholder Perquisites None Did Not Vote Shareholder
That Can Be Conferred in the Future
22k Examine the Possibility to Prepare and None Did Not Vote Shareholder
Make Public a Five Item Agenda with
Concrete Measures to Eliminate the
Investment Company Discount
22l Establish a Concrete Target that the None Did Not Vote Shareholder
Investment Company Discount Shall be
Turned Into a Premium
23 Close Meeting None None Management
--------------------------------------------------------------------------------
INVESTMENT AB KINNEVIK
Ticker: KINV B Security ID: W4832D110
Meeting Date: JUN 18, 2013 Meeting Type: Special
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Approve Voluntary Conversion of Class For Did Not Vote Management
A Shares into Class B Shares
8 Close Meeting None None Management
--------------------------------------------------------------------------------
INVESTOR AB
Ticker: INVEB Security ID: W48102128
Meeting Date: APR 15, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Approve Agenda of Meeting For Did Not Vote Management
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Receive Financial Statements and None None Management
Statutory Reports; Receive
Consolidated Financial Statements and
Statutory Reports; Receive Auditor's
Report
7 Receive President's Report None None Management
8 Receive Board's Report and the Board None None Management
Committee Reports
9 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
10 Approve Discharge of Board and For Did Not Vote Management
President
11 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 7 per Share
12a Determine Number of Members (13) and For Did Not Vote Management
Deputy Members (0) of Board
12b Determine Number of Auditors (1) For Did Not Vote Management
13a Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 2.1 Million for
Chairman and SEK 550,000 for Other
Directors; Approve Fees for Committee
Work
13b Approve Remuneration of Auditors For Did Not Vote Management
14 Reelect Josef Ackermann, Marcus For Did Not Vote Management
Wallenberg, Jacob Wallenberg, Gunnar
Brock, Sune Carlsson, Borje Ekholm,
Tom Johnstone, Carola Lemne, Grace
Skaugen, O. Sexton, Hans Straberg,
Lena Torell, and Peter Wallenberg Jr
as Directors
15 Ratify Deloitte as Auditors For Did Not Vote Management
16a Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
16b Approve 2013 Long-Term Incentive For Did Not Vote Management
Programs
17a Authorize Repurchase of Issued Share For Did Not Vote Management
Capital and Reissuance of Repurchased
Shares for General Purposes and in
Support of Long-Term Incentive Program
and Synthetic Share Program for Board
of Directors
17b Authorize Reissuance of up to 1.4 For Did Not Vote Management
Million Repurchased Shares in Support
of Long-Term Incentive Programs
18 Close Meeting None None Management
--------------------------------------------------------------------------------
ISUZU MOTORS LTD.
Ticker: 7202 Security ID: J24994105
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Katayama, Masanori For For Management
2.2 Elect Director Nagai, Katsumasa For For Management
2.3 Elect Director Mizutani, Haruki For For Management
2.4 Elect Director Mitsuzaki, Chikao For For Management
2.5 Elect Director Miyagaki, Hiroyuki For For Management
3.1 Appoint Statutory Auditor Nagashima, For Against Management
Yasuharu
3.2 Appoint Statutory Auditor Shindo, For Against Management
Tetsuhiko
3.3 Appoint Statutory Auditor Takahashi, For Against Management
Tadashi
--------------------------------------------------------------------------------
ITOCHU CORP.
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Kobayashi, Eizo For For Management
2.2 Elect Director Okafuji, Masahiro For For Management
2.3 Elect Director Kobayashi, Yoichi For For Management
2.4 Elect Director Seki, Tadayuki For For Management
2.5 Elect Director Aoki, Yoshihisa For For Management
2.6 Elect Director Takayanagi, Koji For For Management
2.7 Elect Director Matsushima, Toru For For Management
2.8 Elect Director Fukuda, Yuuji For For Management
2.9 Elect Director Nakamura, Ichiro For For Management
2.10 Elect Director Yoshida, Tomofumi For For Management
2.11 Elect Director Okamoto, Hitoshi For For Management
2.12 Elect Director Shiomi, Takao For For Management
2.13 Elect Director Fujisaki, Ichiro For For Management
2.14 Elect Director Kawakita, Chikara For For Management
3 Appoint Statutory Auditor Majima, For For Management
Shingo
4 Appoint Alternate Statutory Auditor For For Management
Miki, Hideo
--------------------------------------------------------------------------------
JAPAN AIRLINES CO. LTD.
Ticker: 9201 Security ID: J25979121
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 190
2 Amend Articles To Enable the Company For For Management
to Pay Dividends to Holders of
Non-voting Common Shares
3.1 Elect Director Onishi, Masaru For For Management
3.2 Elect Director Ueki, Yoshiharu For For Management
3.3 Elect Director Kamikawa, Hirohide For For Management
3.4 Elect Director Sato, Nobuhiro For For Management
3.5 Elect Director Okawa, Junko For For Management
3.6 Elect Director Kainaka, Tatsuo For For Management
3.7 Elect Director Iwata, Kimie For For Management
--------------------------------------------------------------------------------
JAPAN REAL ESTATE INVESTMENT CORP.
Ticker: 8952 Security ID: J27523109
Meeting Date: MAR 19, 2013 Meeting Type: Special
Record Date: JAN 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect Changes in For For Management
Law
2 Elect Executive Director Terasawa, For For Management
Noritada
3 Elect Alternate Executive Director For For Management
Katayama, Hiroshi
4.1 Appoint Supervisory Director Kusakabe, For Against Management
Kenji
4.2 Appoint Supervisory Director Okanoya, For For Management
Tomohiro
--------------------------------------------------------------------------------
JAPAN TOBACCO INC
Ticker: 2914 Security ID: J27869106
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For Against Management
Final Dividend of JPY 38
2 Elect Director Terabatake, Masamichi For For Management
3 Appoint Statutory Auditor Kojima, For For Management
Tomotaka
4 Approve Alternate Income Allocation, Against For Shareholder
with a Final Dividend of JPY 120
5 Authorize Share Repurchase of Up To Against For Shareholder
100 Million Shares in the Coming Year
6 Amend Articles to Allow Binding Against For Shareholder
Shareholder Meeting Resolutions on
Cancellation of Treasury Shares
7 Cancel the Company's Treasury Shares Against For Shareholder
--------------------------------------------------------------------------------
JERONIMO MARTINS SGPS S.A
Ticker: JMT Security ID: X40338109
Meeting Date: DEC 19, 2012 Meeting Type: Special
Record Date: DEC 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Balance Sheet For For Management
2 Approve Dividends from Reserves For For Management
--------------------------------------------------------------------------------
JERONIMO MARTINS SGPS S.A
Ticker: JMT Security ID: X40338109
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2012
2 Approve Allocation of Income and For For Management
Dividends
3 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
Fiscal 2012
4 Approve Discharge of Management and For For Management
Supervisory Board
5 Approve Remuneration Policy For For Management
6 Elect Corporate Bodies For For Management
7 Elect Remuneration Committee For For Management
--------------------------------------------------------------------------------
JFE HOLDINGS, INC.
Ticker: 5411 Security ID: J2817M100
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Bada, Hajime For For Management
2.2 Elect Director Hayashida, Eiji For For Management
2.3 Elect Director Okada, Shinichi For For Management
2.4 Elect Director Kishimoto, Sumiyuki For For Management
2.5 Elect Director Ashida, Akimitsu For For Management
2.6 Elect Director Maeda, Masafumi For For Management
3 Appoint Statutory Auditor kurokawa, For For Management
Yasushi
4 Appoint Alternate Statutory Auditor For For Management
Saiki, Isao
5 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
JGC CORP.
Ticker: 1963 Security ID: J26945105
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 45.50
2.1 Elect Director Takeuchi, Keisuke For For Management
2.2 Elect Director Kawana, Koichi For For Management
2.3 Elect Director Ishizuka, Tadashi For For Management
2.4 Elect Director Sato, Masayuki For For Management
2.5 Elect Director Yamazaki, Yutaka For For Management
2.6 Elect Director Akabane, Tsutomu For For Management
2.7 Elect Director Miura, Hideaki For For Management
2.8 Elect Director Sato, Satoshi For For Management
2.9 Elect Director Isetani, Yasumasa For For Management
2.10 Elect Director Fukuyama, Hiroyasu For For Management
2.11 Elect Director Kitagawa, Hitoshi For For Management
2.12 Elect Director Momose, Yasushi For For Management
2.13 Elect Director Hidaka, Takehito For For Management
2.14 Elect Director Miyoshi, Hiroyuki For For Management
2.15 Elect Director Endo, Shigeru For For Management
3 Appoint Statutory Auditor Shimada, For For Management
Toyohiko
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Ian E.L. Davis For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michael M.E. Johns For For Management
1.6 Elect Director Susan L. Lindquist For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William D. Perez For For Management
1.10 Elect Director Charles Prince For For Management
1.11 Elect Director A. Eugene Washington For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 23, 2013 Meeting Type: Annual
Record Date: NOV 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Julie L. Bushman For For Management
1.3 Elect Director Eugenio Clariond For For Management
Reyes-Retana
1.4 Elect Director Jeffrey A. Joerres For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For Against Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
JUPITER TELECOMMUNICATIONS CO., LTD.
Ticker: 4817 Security ID: J28710101
Meeting Date: MAR 27, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 1250
2.1 Elect Director Mori, Shuuichi For For Management
2.2 Elect Director Maki, Toshio For For Management
2.3 Elect Director Mikogami, Daisuke For For Management
2.4 Elect Director Aoki, Tomoya For Against Management
2.5 Elect Director Fukuda, Mineo For Against Management
2.6 Elect Director Kato, Toru For Against Management
2.7 Elect Director Yamazoe, Ryosuke For For Management
2.8 Elect Director Nakai, Yoshiki For For Management
2.9 Elect Director Sasaki, Shinichi For For Management
2.10 Elect Director Morozumi, Hirofumi For For Management
2.11 Elect Director Takahashi, Makoto For Against Management
3 Appoint Statutory Auditor Oyama, For For Management
Shunsuke
--------------------------------------------------------------------------------
JX HOLDINGS, INC.
Ticker: 5020 Security ID: J29699105
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2.1 Elect Director Kimura, Yasushi For For Management
2.2 Elect Director Matsushita, Isao For For Management
2.3 Elect Director Uchijima, Ichiro For For Management
2.4 Elect Director Kawada, Junichi For For Management
2.5 Elect Director Tonoike, Rentaro For For Management
2.6 Elect Director Omachi, Akira For For Management
2.7 Elect Director Isshiki, Seiichi For For Management
2.8 Elect Director Uchida, Yukio For For Management
2.9 Elect Director Hirai, Shigeo For For Management
2.10 Elect Director Adachi, Yoshimasa For For Management
2.11 Elect Director Sakata, Masahiro For For Management
2.12 Elect Director Komiyama, Hiroshi For For Management
2.13 Elect Director Ota, Hiroko For For Management
2.14 Elect Director Otsuka, Mutsutake For For Management
3.1 Appoint Statutory Auditor Omura, For For Management
Tadashi
3.2 Appoint Statutory Auditor Kanemoto, For For Management
Toshinori
--------------------------------------------------------------------------------
KANSAI ELECTRIC POWER CO. INC.
Ticker: 9503 Security ID: J30169106
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Accounting Transfers For For Management
2.1 Elect Director Mori, Shosuke For For Management
2.2 Elect Director Yagi, Makoto For For Management
2.3 Elect Director Ikoma, Masao For For Management
2.4 Elect Director Toyomatsu, Hideki For For Management
2.5 Elect Director Kagawa, Jiro For For Management
2.6 Elect Director Iwane, Shigeki For For Management
2.7 Elect Director Hiroe, Yuzuru For For Management
2.8 Elect Director Hashimoto, Noriaki For For Management
2.9 Elect Director Mukae, Yoichi For For Management
2.10 Elect Director Doi, Yoshihiro For For Management
2.11 Elect Director Iwatani, Masahiro For For Management
2.12 Elect Director Yashima, Yasuhiro For For Management
2.13 Elect Director Shirai, Ryohei For For Management
2.14 Elect Director Kawabe, Tatsuya For For Management
2.15 Elect Director Inoe, Noriyuki For Against Management
2.16 Elect Director Tsujii, Akio For For Management
2.17 Elect Director Tamakoshi, Ryosuke For For Management
3 Amend Articles to Promote Use of Japan Against Against Shareholder
Sea Methane Hydrate, Oil and Natural
Gas from Around Disputed Senkaku
(Diaoyu) Islands
4 Amend Articles to Set Company Credo to Against Against Shareholder
Quit Nuclear Power and Promote Social
Responsibility
5 Amend Articles to Require Operations Against Against Shareholder
be Based on Corporate Social
Responsibility Placing Highest
Priority on Safety of the Public
6 Amend Articles to Require Detailed Against Against Shareholder
Shareholder Meeting Minutes Disclosure
7 Amend Articles to Reduce Maximum Board Against Against Shareholder
of Directors Size from 20 to 12
8 Amend Articles to Reduce Maximum Against Against Shareholder
Statutory Auditor Board Size from 7 to
6 and Stipulate that All Shall Be
Selected Based on Recommendations from
Environmentalist Organizations
9 Amend Articles to Require Firm to Against Against Shareholder
Aggressively Support Environmental
Protection
10 Amend Articles to Require Priority be Against Against Shareholder
Given to Protecting Employee Human
Rights, Rights of Consumers and Local
Residents, Improving Labor Environment
11 Amend Articles to Require Priority be Against Against Shareholder
Given to Facilities Investment and
Retention of Personnel Devoted to
Upgrading Lifeline Service for Poor
12 Amend Articles to Demand Firm Show Against Against Shareholder
Remorse for All-Electric Households
Program, Strive to Provide Energy
Efficient, Safe and Inexpensive
Household Appliance Options
13 Remove President Makoto Yagi from the Against Against Shareholder
Board
14 Amend Articles to Stipulate that Against Against Shareholder
Safety is the Highest Priority in
Electric Power Operations
15 Amend Articles to Ban Safety Worker Against Against Shareholder
Exposure to, and All Release of
Radiation
16 Amend Articles to Require Disclosure Against Against Shareholder
of Individual Breakdown of Director
Compensation, Names and Compensation
of Each Consultant and Advisor
17 Amend Articles to Ban Nuclear Power Against Against Shareholder
18 Amend Articles to Require Abandonment Against Against Shareholder
of Nuclear Fuel Reprocessing
19 Amend Articles to Ban Investment in Against Against Shareholder
Japan Atomic Power and JNFL
20 Amend Articles to Promote Maximum Against For Shareholder
Disclosure, Consumer Trust
21 Amend Articles to Require in Against For Shareholder
Disclosure Individual Breakdown of
Director Pay
22 Amend Articles to Allow Firm to Against For Shareholder
Indemnify Outside Directors
23 Amend Articles to Encourage Dispersed Against Against Shareholder
Renewable and Natural Gas Power
24 Amend Articles to Require Firm to Seek Against Against Shareholder
Enabling Legal Changes and to Sell Off
Either Generation Operations or
Transmission and Distribution
Operations
25 Amend Articles to Promote Reduced Against For Shareholder
Power Demand, Increase Energy
Efficiency by Various Means
26 Amend Articles to Ban Hiring or Against Against Shareholder
Service on the Board by Former
Government Officials
27 Amend Articles to Reduce Maximum Board Against Against Shareholder
of Directors Size from 20 to 10
28 Amend Articles to Cease Nuclear Against Against Shareholder
Operations and Decommission All
Nuclear Facilities as Soon as Possible
29 Amend Articles to Commit to Nurture of Against Against Shareholder
Work Climate Conducive to Improving
Quality of Nuclear Safety Mechanisms
Through Debate Among Employees
30 Appoint Shareholder Director Nominee Against For Shareholder
Norio Murakami
31 Amend Articles to End Reliance on Against Against Shareholder
Nuclear Power
--------------------------------------------------------------------------------
KAO CORP.
Ticker: 4452 Security ID: J30642169
Meeting Date: MAR 26, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 31
2.1 Elect Director Ozaki, Motoki For For Management
2.2 Elect Director Sawada, Michitaka For For Management
2.3 Elect Director Kanda, Hiroshi For For Management
2.4 Elect Director Takahashi, Tatsuo For For Management
2.5 Elect Director Saito, Toshihide For For Management
2.6 Elect Director Hashimoto, Ken For For Management
2.7 Elect Director Mitsui, Hisao For For Management
2.8 Elect Director Ikeda, Teruhiko For For Management
2.9 Elect Director Kadonaga, Sonosuke For For Management
2.10 Elect Director Nagashima, Toru For For Management
3.1 Appoint Statutory Auditor Kobayashi, For For Management
Shoji
3.2 Appoint Statutory Auditor Igarashi, For For Management
Norio
--------------------------------------------------------------------------------
KBC GROEP NV
Ticker: KBC Security ID: B5337G162
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: APR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Adopt Financial Statements For For Management
5 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
6 Approve Remuneration Report For For Management
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9 Ratify Ernst & Young as Auditors and For For Management
Approve Auditors' Remuneration at EUR
83,823
10a Reelect Alain Tytgadt as Director For For Management
10b Reelect Philippe Vlerick as Director For For Management
10c Reelect Dirk Heremans as Director For For Management
11 Authorize Repurchase of Up To 250,000 For For Management
Shares
12 Transact Other Business None None Management
Ia Discuss Merger Proposal between KBC None None Management
Group NV and KBC Global Services NV
Ib Approve Merger Project with KBC Global For For Management
Services Re: Item Ic
Ic Approve Merger by Absorption of KBC For For Management
Global Services
Id Amend Corporate Purpose Re: Merger For For Management
Agreement with KBC Global Services
Under Items Ib-Ic
IIa Receive Special Board Report Re: None None Management
Capital Increases under Items IIc and
IId
IIb Amend Article 5 Re: Dematerialization For For Management
of Bearer Shares
IIc Authorize Board to Increase Authorized For Against Management
Capital up to EUR 700 Million,
Including by way of Issuance of
Ordinary Shares Without Preemptive
Rights, Warrants or Convertible Bonds
IId Authorize Board to Issue Shares in the For Against Management
Event of a Public Tender Offer
IIe Amend Article 11bis Re: For For Management
Dematerialization of Bearer Shares
IIf Amend Article 21 Re: Representation of For For Management
the Company
IIg Amend Article 27 Re: Right to Attend For For Management
Meetings
IIh Insert Transitional Provision in For For Management
Article 42 Bylaws Re: Capital
Increases under items IIc and IId
IIi Authorize Implementation of Approved For For Management
Resolutions
IIj Approve Coordination of Articles of For For Management
Association
IIk Authorize Filing of Required For For Management
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
KDDI CORPORATION
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 95
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Onodera, Tadashi For For Management
3.2 Elect Director Tanaka, Takashi For For Management
3.3 Elect Director Morozumi, Hirofumi For For Management
3.4 Elect Director Takahashi, Makoto For For Management
3.5 Elect Director Shimatani, Yoshiharu For For Management
3.6 Elect Director Ishikawa, Yuuzo For For Management
3.7 Elect Director Inoe, Masahiro For For Management
3.8 Elect Director Yuasa, Hideo For For Management
3.9 Elect Director Hukuzaki, Tsutomu For For Management
3.10 Elect Director Tajima, Hidehiko For For Management
3.11 Elect Director Kuba, Tetsuo For For Management
3.12 Elect Director Kodaira, Nobuyori For For Management
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon Gund For For Management
1.2 Elect Director Mary Laschinger For For Management
1.3 Elect Director Ann McLaughlin Korologos For For Management
1.4 Elect Director Cynthia Milligan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
KEPPEL CORPORATION LTD.
Ticker: BN4 Security ID: Y4722Z120
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Alvin Yeo Khirn Hai as Director For For Management
4 Elect Tong Chong Heong as Director For For Management
5 Elect Tan Ek Kia as Director For For Management
6 Elect Tan Puay Chiang as Director For For Management
7 Approve Remuneration of Non-Executive For For Management
Directors for the Financial Year Ended
Dec. 31, 2012
8 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Authorize Share Repurchase Program For For Management
11 Approve Mandate for Transactions with For For Management
Related Parties
--------------------------------------------------------------------------------
KEPPEL CORPORATION LTD.
Ticker: BN4 Security ID: Y4722Z120
Meeting Date: APR 19, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Distribution of Up To For For Management
366.6 Million Units in Keppel REIT
--------------------------------------------------------------------------------
KERRY GROUP PLC
Ticker: KRZ Security ID: G52416107
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Elect Sean Bugler as Director For Against Management
4a Reelect Denis Buckley as Director For For Management
4b Reelect Gerry Behan as Director For Against Management
4c Reelect Kieran Breen as Director For Against Management
4d Reelect Denis Carroll as Director For Against Management
4e Reelect Michael Dowling as Director For For Management
4f Reelect Patrick Flahive as Director For Against Management
4g Reelect Joan Garahy as Director For For Management
4h Reelect Flor Healy as Director For Against Management
4i Reelect James Kenny as Director For For Management
4j Reelect Stan McCarthy as Director For Against Management
4k Reelect Brian Mehigan as Director For Against Management
4l Reelect Gerard O'Hanlon as Director For Against Management
4m Reelect Michael Teahan as Director For Against Management
4n Reelect Philip Toomey as Director For For Management
4o Reelect Denis Wallis as Director For Against Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Approve Remuneration Report For For Management
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Share Repurchase Program For For Management
10 Approve Kerry Group PLC 2013 Long Term For For Management
Incentive Plan
11 Amend Company's Articles of Association For For Management
--------------------------------------------------------------------------------
KEYENCE CORP.
Ticker: 6861 Security ID: J32491102
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For Against Management
Final Dividend of JPY 45
2.1 Elect Director Takizaki, Takemitsu For Against Management
2.2 Elect Director Yamamoto, Akinori For For Management
2.3 Elect Director Kanzawa, Akira For For Management
2.4 Elect Director Kimura, Tsuyoshi For For Management
2.5 Elect Director Ueda, Yoshihiro For For Management
2.6 Elect Director Konishi, Masayuki For For Management
2.7 Elect Director Ideno, Tomohide For For Management
2.8 Elect Director Sasaki, Michio For For Management
3 Appoint Statutory Auditor Kitayama, For For Management
Hiroaki
4 Appoint Alternate Statutory Auditor For For Management
Kitamura, Tomiji
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director John F. Bergstrom For For Management
1.3 Elect Director Abelardo E. Bru For For Management
1.4 Elect Director Robert W. Decherd For For Management
1.5 Elect Director Thomas J. Falk For For Management
1.6 Elect Director Fabian T. Garcia For For Management
1.7 Elect Director Mae C. Jemison For For Management
1.8 Elect Director James M. Jenness For For Management
1.9 Elect Director Nancy J. Karch For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Linda Johnson Rice For For Management
1.12 Elect Director Marc J. Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director C. Park Shaper For For Management
1.3 Elect Director Steven J. Kean For For Management
1.4 Elect Director Anthony W. Hall, Jr. For For Management
1.5 Elect Director Deborah A. Macdonald For For Management
1.6 Elect Director Michael Miller For For Management
1.7 Elect Director Michael C. Morgan For For Management
1.8 Elect Director Fayez Sarofim For For Management
1.9 Elect Director Joel V. Staff For For Management
1.10 Elect Director John Stokes For For Management
1.11 Elect Director Robert F. Vagt For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KINROSS GOLD CORPORATION
Ticker: K Security ID: 496902404
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John A. Brough as Director For For Management
1.2 Elect John K. Carrington as Director For For Management
1.3 Elect John M.H. Huxley as Director For For Management
1.4 Elect Kenneth C. Irving as Director For For Management
1.5 Elect John A. Keyes as Director For For Management
1.6 Elect John A. Macken as Director For For Management
1.7 Elect Catherine McLeod-Seltzer as For For Management
Director
1.8 Elect John E. Oliver as Director For For Management
1.9 Elect Una M. Power as Director For For Management
1.10 Elect Terence C.W. Reid as Director For For Management
1.11 Elect J. Paul Rollinson as Director For For Management
1.12 Elect Ruth G. Woods as Director For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
KINTETSU CORP.
Ticker: 9041 Security ID: J33136128
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Yamaguchi, Masanori For For Management
2.2 Elect Director Kobayashi, Tetsuya For For Management
2.3 Elect Director Wadabayashi, Michiyoshi For For Management
2.4 Elect Director Akasaka, Hidenori For For Management
2.5 Elect Director Ueda, Kazuyasu For For Management
2.6 Elect Director Miwa, Takashi For For Management
2.7 Elect Director Tabuchi, Hirohisa For For Management
2.8 Elect Director Futamura, Takashi For For Management
2.9 Elect Director Ogura, Toshihide For For Management
2.10 Elect Director Yasumoto, Yoshihiro For For Management
2.11 Elect Director Morishima, Kazuhiro For For Management
2.12 Elect Director Maeda, Hajimu For For Management
2.13 Elect Director Okamoto, Kunie For For Management
2.14 Elect Director Obata, Naotaka For For Management
2.15 Elect Director Araki, Mikio For For Management
2.16 Elect Director Yoshida,Yoshinori For For Management
2.17 Elect Director Nishimura, Takashi For For Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
KIRIN HOLDINGS CO., LTD.
Ticker: 2503 Security ID: 497350108
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15.5
2 Amend Articles To Change Location of For For Management
Head Office
3.1 Elect Director Miyake, Senji For For Management
3.2 Elect Director Kobayashi, Hirotake For For Management
3.3 Elect Director Nakajima, Hajime For For Management
3.4 Elect Director Suzuki, Masahito For For Management
3.5 Elect Director Nishimura, Keisuke For For Management
3.6 Elect Director Suzuki, Toru For For Management
3.7 Elect Director Miki, Shigemitsu For For Management
3.8 Elect Director Arima, Toshio For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
KOMATSU LTD.
Ticker: 6301 Security ID: J35759125
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2.1 Elect Director Noji, Kunio For For Management
2.2 Elect Director Ohashi, Tetsuji For For Management
2.3 Elect Director Fujitsuka, Mikio For For Management
2.4 Elect Director Takamura, Fujitoshi For For Management
2.5 Elect Director Hotta, Kensuke For For Management
2.6 Elect Director Kano, Noriaki For For Management
2.7 Elect Director Ikeda, Koichi For For Management
2.8 Elect Director Shinozuka, Hisashi For For Management
2.9 Elect Director Kuromoto, Kazunori For For Management
2.10 Elect Director Mori, Masanao For For Management
3.1 Appoint Statutory Auditor Matsuo, For For Management
Kunihiro
3.2 Appoint Statutory Auditor Yamada, Koji For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
KONE CORPORATION
Ticker: KNEBV Security ID: X4551T105
Meeting Date: FEB 25, 2013 Meeting Type: Annual
Record Date: FEB 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's and
Auditor's Reports; Receive CEO's Review
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.745 per Class A
Share and EUR 1.75 per Class B Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 54,000 for Chairman,
EUR 44,000 for Vice Chairman, EUR
33,000 for Other Directors, and EUR
16,500 for Deputy Members; Approve
Attendance Fees for Board and
Committee Work
11 Fix Number of Directors at Eight; Fix For For Management
Number of Deputy Members at One
12 Reelect Shinichiro Akiba, Matti For Against Management
Alahuhta, Anne Brunila, Antti Herlin,
Jussi Herlin, Sirkka
Hamalainen-Lindfors, Juhani Kaskeala,
and Sirpa Pietikainen as Directors;
Elect Iiris Herlin as New Deputy Member
13 Approve Remuneration of Auditors For For Management
14 Fix Number of Auditors at Two For For Management
15 Ratify PricewaterhouseCoopers Oy and For For Management
Heikki Lassila as Auditors
16 Authorize Repurchase of up to 3.8 For For Management
Million Class A Shares and 21.8
Million Class B Shares
17 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE KPN NV
Ticker: KPN Security ID: N4297B146
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements For For Management
4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5 Approve Dividends of EUR 0.12 Per Share For For Management
6 Approve Discharge of Management Board For Against Management
7 Approve Discharge of Supervisory Board For Against Management
8 Opportunity to Make Recommendations None None Management
9 Reelect M.E. van Lier Lels to For For Management
Supervisory Board
10 Reelect R.J. Routs to Supervisory Board For For Management
11 Reelect D.J. Haank to Supervisory Board For For Management
12 Elect C.J. Garcia Moreno Elizondo to For For Management
Supervisory Board
13 Elect O. von Hauske to Supervisory For For Management
Board
14 Composition of Supervisory Board in None None Management
2014
15a Receive Announcements on Capital None None Management
Increase
15b Grant Board Authority to Increase For For Management
Authorized Capital and Issue Shares
Within Framework of Rights Issue of up
to EUR 3 Billion
16 Announce Intention to Appoint J.F.E. None None Management
Farwerck to Management Board
17 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE PHILIPS ELECTRONICS
Ticker: PHGFF Security ID: N6817P109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 President's Speech None None Management
2a Adopt Financial Statements For For Management
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Approve Dividends of EUR 0.75 Per Share For For Management
2d Approve Discharge of Management Board For For Management
2e Approve Discharge of Supervisory Board For For Management
3a Reelect C.A. Poon to Supervisory Board For For Management
3b Reelect J.J. Schiro to Supervisory For For Management
Board
3c Reelect J. van der Veer to Supervisory For For Management
Board
4a Amend Long-Term Incentive Plan For For Management
4b Approve Performance Share and For For Management
Performance Stock Option Grants
5 Change Company Name to Koninklijke For For Management
Philips N.V.
6a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
6b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 6a
7 Authorize Repurchase of Shares For For Management
8 Approve Cancellation of Repurchased For For Management
Shares
9 Allow Questions None None Management
--------------------------------------------------------------------------------
KONINKLIJKE VOPAK NV
Ticker: VPK Security ID: N5075T159
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5 Approve Dividends of EUR 0.88 Per Share For For Management
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Reelect R.G.M. Zwitserloot to For For Management
Supervisory Board
9 Approve Amendments to Remuneration For For Management
Policy for Management Board Members
10 Approve Remuneration of Supervisory For For Management
Board
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abelardo E. Bru For For Management
1b Elect Director Jeanne P. Jackson For For Management
1c Elect Director E. Follin Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Label Products with GMO Ingredients Against Against Shareholder
--------------------------------------------------------------------------------
KUBOTA CORP.
Ticker: 6326 Security ID: J36662138
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Indemnify Directors For For Management
and Statutory Auditors
2.1 Elect Director Masumoto, Yasuo For For Management
2.2 Elect Director Tomita, Tetsuji For For Management
2.3 Elect Director Sakamoto, Satoru For For Management
2.4 Elect Director Kimata, Masatoshi For For Management
2.5 Elect Director Kubo, Toshihiro For For Management
2.6 Elect Director Kimura, Shigeru For For Management
2.7 Elect Director Mizuno, Yuzuru For For Management
2.8 Elect Director Sato, Junichi For For Management
3 Appoint Statutory Auditor Kawachi, For For Management
Masaharu
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
KURARAY CO. LTD.
Ticker: 3405 Security ID: J37006137
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18
2.1 Elect Director Ito, Fumio For For Management
2.2 Elect Director Yamashita, Setsuo For For Management
2.3 Elect Director Murakami, Keiji For For Management
2.4 Elect Director Tenkumo, Kazuhiro For For Management
2.5 Elect Director Kawarasaki, Yuuichi For For Management
2.6 Elect Director Yukiyoshi, Kunio For For Management
2.7 Elect Director Fujii, Nobuo For For Management
2.8 Elect Director Matsuyama, Sadaaki For For Management
2.9 Elect Director Shioya, Takafusa For For Management
2.10 Elect Director Hamaguchi, Tomokazu For For Management
3 Appoint Statutory Auditor Fujimoto, Mie For For Management
--------------------------------------------------------------------------------
KYOCERA CORP.
Ticker: 6971 Security ID: J37479110
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Amend Articles To Indemnify Directors For For Management
3.1 Elect Director Kuba, Tetsuo For For Management
3.2 Elect Director Maeda, Tatsumi For For Management
3.3 Elect Director Yamaguchi, Goro For For Management
3.4 Elect Director Komaguchi, Katsumi For For Management
3.5 Elect Director Yamamoto, Yasuyuki For For Management
3.6 Elect Director Ishii, Ken For For Management
3.7 Elect Director Ota, Yoshihito For For Management
3.8 Elect Director Aoki, Shoichi For For Management
3.9 Elect Director John Gilbertson For For Management
3.10 Elect Director John Rigby For For Management
3.11 Elect Director Fure, Hiroshi For For Management
3.12 Elect Director Date, Yoji For For Management
3.13 Elect Director Onodera, Tadashi For For Management
4.1 Appoint Statutory Auditor Mae, Koji For For Management
4.2 Appoint Statutory Auditor Koyano, For For Management
Yasunari
--------------------------------------------------------------------------------
L AIR LIQUIDE
Ticker: AI Security ID: F01764103
Meeting Date: MAY 07, 2013 Meeting Type: Annual/Special
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.50 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Thierry Desmarest as Director For For Management
6 Reelect Thierry Peugeot as Director For For Management
7 Approve Severance Payment Agreement For For Management
with Benoit Potier
8 Approve Severance Payment Agreement For For Management
with Pierre Dufour
9 Authorize Issuance of Bonds/Debentures For For Management
10 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
11 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Stock Option Plan
12 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 430 Million
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Approve Employee Stock Purchase Plan For For Management
16 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
L OREAL
Ticker: OR Security ID: F58149133
Meeting Date: APR 26, 2013 Meeting Type: Annual/Special
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.30 per Share
4 Elect Virgine Morgon as Director For For Management
5 Reelect Francoise Bettencourt Meyers For For Management
as Director
6 Reelect Peter Brabeck-Letmathe as For For Management
Director
7 Reelect Louis Schweitzer as Director For For Management
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights, and/or Authorize
Capitalization of Reserves for Bonus
Issue or Increase in Par Value, up to
Aggregate Nominal Amount of EUR
169,207,813.88
10 Authorize up to 0.6 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LAFARGE
Ticker: LG Security ID: F54432111
Meeting Date: MAY 07, 2013 Meeting Type: Annual/Special
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Ordinary
Share and EUR 1.10 per Long-Term
Registered Share
4 Approve Transaction with Orascom For For Management
Construction Industries S.A.E.
5 Approve Severance Payment Agreement For Against Management
with Bruno Lafont
6 Reelect Bruno Lafont as Director For For Management
7 Reelect Philippe Charrier as Director For For Management
8 Reelect Oscar Fanjul as Director For For Management
9 Reelect Juan Gallardo as Director For For Management
10 Reelect Helene Ploix as Director For For Management
11 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
12 Authorize Issuance of Bonds/Debentures For For Management
in the Aggregate Value of EUR 8 Billion
13 Approve Issuance of Securities For For Management
Convertible into Debt up to an
Aggregate Amount of EUR 8 Billion
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 560 Million
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 112 Million
16 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 112 Million
17 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegations Submitted to
Shareholder Vote under Items 14 and 15
19 Authorize Capitalization of Reserves For For Management
of Up to EUR 100 Million for Bonus
Issue or Increase in Par Value
20 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
21 Authorize up to 1.50 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
22 Authorize up to 1.50 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
23 Approve Employee Stock Purchase Plan For For Management
24 Approve Stock Purchase Plan Reserved For For Management
for International Employees
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 01, 2012 Meeting Type: Annual
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin B. Anstice For For Management
1.2 Elect Director Eric K. Brandt For For Management
1.3 Elect Director Michael R. Cannon For For Management
1.4 Elect Director Youssef A. El-mansy For For Management
1.5 Elect Director Christine A. Heckart For For Management
1.6 Elect Director Grant M. Inman For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Stephen G. Newberry For For Management
1.9 Elect Director Krishna C. Saraswat For For Management
1.10 Elect Director William R. Spivey For For Management
1.11 Elect Director Abhijit Y. Talwalkar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheldon G. Adelson For For Management
1.2 Elect Director Irwin Chafetz For For Management
1.3 Elect Director Victor Chaltiel For For Management
1.4 Elect Director Charles A. Koppelman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LAWSON, INC.
Ticker: 2651 Security ID: J3871L103
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 100
2 Amend Articles To Amend Business Lines For For Management
3 Elect Director Kyoya, Yutaka For For Management
4 Appoint Statutory Auditor Seki, For For Management
Atsuhiko
--------------------------------------------------------------------------------
LI & FUNG LIMITED
Ticker: 00494 Security ID: G5485F169
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Victor Fung Kwok King as Director For For Management
3b Elect Bruce Philip Rockowitz as For For Management
Director
3c Elect Paul Edward Selway-Swift as For For Management
Director
3d Elect Margaret Leung Ko May Yee as For For Management
Director
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: LINTA Security ID: 53071M104
Meeting Date: AUG 08, 2012 Meeting Type: Annual
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize a New Class of Common Stock For Against Management
2 Adjourn Meeting For Against Management
3.1 Elect Director Michael A. George For For Management
3.2 Elect Director Gregory B. Maffei For For Management
3.3 Elect Director M. Lavoy Robison For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LMCA Security ID: 530322106
Meeting Date: AUG 08, 2012 Meeting Type: Annual
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donne F. Fisher For For Management
1.2 Elect Director Gregory B. Maffei For For Management
1.3 Elect Director Andrea L. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Approve Omnibus Stock Plan For Against Management
5 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LINDE AG
Ticker: LIN Security ID: D50348107
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify KPMG as Auditors for Fiscal 2013 For For Management
6 Approve Creation of EUR 47 Million For For Management
Pool of Capital without Preemptive
Rights
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 3.5 Billion;
Approve Creation of EUR 47 Million
Pool of Capital to Guarantee
Conversion Rights
8 Approve Cancellation of Conditional For For Management
Capital
9.1.1 Elect Ann-Kristin Achleitner to the For For Management
Supervisory Board
9.1.2 Elect Clemens Boersig to the For For Management
Supervisory Board
9.1.3 Elect Michael Diekmann to the For For Management
Supervisory Board
9.1.4 Elect Franz Fehrenbach to the For For Management
Supervisory Board
9.1.5 Elect Klaus-Peter Mueller to the For For Management
Supervisory Board
9.1.6 Elect Manfred Schneider to the For For Management
Supervisory Board
9.2.1 Elect Mathias Otto as Alternate For For Management
Supervisory Board Member
9.2.2 Elect Guenter Hugger as Alternate For For Management
Supervisory Board Member
10.1 Amend Corporate Purpose For For Management
10.2 Amend Articles Re: Composition of the For For Management
Board
10.3 Amend Articles Re: Remuneration of For For Management
Supervisory Board
10.4 Amend Articles Re: Editorial Changes For For Management
--------------------------------------------------------------------------------
LINKEDIN CORPORATION
Ticker: LNKD Security ID: 53578A108
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George "Skip" Battle For For Management
1.2 Elect Director Michael J. Moritz For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIXIL GROUP CORPORATION
Ticker: 5938 Security ID: J2855M103
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ushioda, Yoichiro For For Management
1.2 Elect Director Fujimori, Yoshiaki For For Management
1.3 Elect Director Tsutsui, Takashi For For Management
1.4 Elect Director Kanamori, Yoshizumi For For Management
1.5 Elect Director Kikuchi, Yoshinobu For For Management
1.6 Elect Director Ina, Keiichiro For For Management
1.7 Elect Director Sudo, Fumio For For Management
1.8 Elect Director Sato, Hidehiko For For Management
1.9 Elect Director Kawaguchi, Tsutomu For For Management
1.10 Elect Director Koda, Main For For Management
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5533W248
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Lord Blackwell as Director For For Management
4 Elect Carolyn Fairbairn as Director For For Management
5 Elect Nicholas Luff as Director For For Management
6 Re-elect Sir Winfried Bischoff as For For Management
Director
7 Re-elect George Culmer as Director For For Management
8 Re-elect Anita Frew as Director For For Management
9 Re-elect Antonio Horta-Osorio as For For Management
Director
10 Re-elect David Roberts as Director For For Management
11 Re-elect Anthony Watson as Director For For Management
12 Re-elect Sara Weller as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise Market Purchase of For For Management
Preference Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5533W248
Meeting Date: MAY 16, 2013 Meeting Type: Special
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
2 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
--------------------------------------------------------------------------------
LOBLAW COMPANIES LIMITED
Ticker: L Security ID: 539481101
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen E. Bachand For For Management
1.2 Elect Director Paul M. Beeston For For Management
1.3 Elect Director Warren Bryant For For Management
1.4 Elect Director Christie J.B. Clark For For Management
1.5 Elect Director Gordon A.M. Currie For For Management
1.6 Elect Director Anthony S. Fell For For Management
1.7 Elect Director Christiane Germain For For Management
1.8 Elect Director Anthony R. Graham For For Management
1.9 Elect Director John S. Lacey For For Management
1.10 Elect Director Nancy H.O. Lockhart For For Management
1.11 Elect Director Thomas C. O'Neill For For Management
1.12 Elect Director Vicente Trius For For Management
1.13 Elect Director Galen G. Weston For For Management
1.14 Elect Director John D. Wetmore For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Rosalind G. Brewer For For Management
1.3 Elect Director David B. Burritt For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Thomas J. Falk For For Management
1.6 Elect Director Marillyn A. Hewson For For Management
1.7 Elect Director Gwendolyn S. King For For Management
1.8 Elect Director James M. Loy For For Management
1.9 Elect Director Douglas H. McCorkindale For For Management
1.10 Elect Director Joseph W. Ralston For For Management
1.11 Elect Director Anne Stevens For For Management
1.12 Elect Director Robert J. Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David W. Bernauer For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director Peter C. Browning For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Dawn E. Hudson For For Management
1.7 Elect Director Robert L. Johnson For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Richard K. Lochridge For For Management
1.10 Elect Director Robert A. Niblock For For Management
1.11 Elect Director Eric C. Wisemen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
LUNDIN PETROLEUM AB
Ticker: LUPE Security ID: W64566107
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAY 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9 Approve Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Omission of Dividends
11 Approve Discharge of Board and For For Management
President
12 Receive Nominating Committee's None None Management
Presentation
13 Receive Presentation on Remuneration For For Management
of Board Members for Special
Assignments
14 Determine Number of Members (8) and For For Management
Deputy Members of Board (0)
15a Reelect Ashley Heppenstall as Director For For Management
15b Reelect Asbjorn Larsen as Director For For Management
15c Reelect Ian Lundin as Director For For Management
15d Reelect Lukas Lundin as Director For For Management
15e Reelect William Rand as Director For For Management
15f Reelect Magnus Unger as Director For For Management
15g Elect Peggy Bruzelius as Director For For Management
15h Elect Cecilia Vieweg as Director For For Management
15i Reelect Ian Lundin as Chairman of the For For Management
Board
16 Approve Remuneration of Directors in For For Management
the Amount of SEK 1 Million for
Chairman and SEK 490,000 for Other
Non-Employed Directors; Approve
Remuneration for Committee Work
17 Reserve SEK 2 Million for Remuneration For Against Shareholder
of Board Members for Special
Assignments
18 Ratify PricewaterhouseCoopers AB as For For Management
Auditors
19 Approve Remuneration of Auditors For For Management
20 Receive Presentation Regarding Items None None Management
21-24
21 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
22 Amend 2009 Incentive Plan: Allow For For Management
Options and/or Cash as Settlement for
Plan
23 Approve Issuance of up to 35 Million For For Management
Shares and/or Convertible Debentures
without Preemptive Rights
24 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
25 Authorize Representatives of Three to For For Management
Four of Company's Largest Shareholders
to Serve on Nominating Committee
26 Appoint Independent Committee to Against Against Shareholder
Identify Compliance with International
Human Rights Guidelines on Corporate
Responsibility
--------------------------------------------------------------------------------
LUXOTTICA GROUP S.P.A.
Ticker: LUX Security ID: T6444Z110
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: APR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Performance Shares Plan For Against Management
2013-2017
4 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON
Ticker: MC Security ID: F58485115
Meeting Date: APR 18, 2013 Meeting Type: Annual/Special
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 2.90 per Share
5 Reelect Bernard Arnault as Director For For Management
6 Reelect Bernadette Chirac as Director For For Management
7 Reelect Nicholas Clive Worms as For For Management
Director
8 Reelect Charles de Croisset as Director For For Management
9 Reelect Francesco Trapani as Director For For Management
10 Reelect Hubert Vedrine as Director For For Management
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
13 Authorize Capitalization of Reserves For For Management
of Up to EUR 50 Million for Bonus
Issue or Increase in Par Value
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
15 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
16 Approve Issuance of Shares up to 20 For Against Management
Percent of Issued Capital Per Year up
to EUR 50 Million Reserved for
Qualified Investors or Restricted
Number of Investors
17 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights Under Items 15 and
16 Above
18 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 15 to 17
19 Authorize Capital Increase of Up to For Against Management
EUR 50 Million for Future Exchange
Offers
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
21 Approve Employee Stock Purchase Plan For For Management
22 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 50 Million
23 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
24 Amend Article 18 and 29 of Bylaws Re: For Against Management
Related-Party Transactions, Stock
Dividend Program
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacques Aigrain For For Management
1.2 Elect Director Scott M. Kleinman For For Management
1.3 Elect Director Bruce A. Smith For For Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Dividends of USD 4.20 Per Share For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of up to 10 For For Management
Percent of Issued Share Capital in
Treasury Account
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC.
Ticker: MG Security ID: 559222401
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Director Scott B. Bonham For For Management
1.02 Elect Director Peter G. Bowie For For Management
1.03 Elect Director J. Trevor Eyton For For Management
1.04 Elect Director V. Peter Harder For For Management
1.05 Elect Director Lady Barbara Judge For For Management
1.06 Elect Director Kurt J. Lauk For For Management
1.07 Elect Director Donald J. Walker For For Management
1.08 Elect Director Lawrence D. Worrall For For Management
1.09 Elect Director William L. Young For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize the Audit Committee to
Fix Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MAKITA CORP.
Ticker: 6586 Security ID: J39584107
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 54
2.1 Elect Director Goto, Masahiko For For Management
2.2 Elect Director Hori, Shiro For For Management
2.3 Elect Director Torii, Tadayoshi For For Management
2.4 Elect Director Kato, Tomoyasu For For Management
2.5 Elect Director Asanuma, Tadashi For For Management
2.6 Elect Director Niwa, Hisayoshi For For Management
2.7 Elect Director Tomita, Shinichiro For For Management
2.8 Elect Director Kaneko, Tetsuhisa For For Management
2.9 Elect Director Aoki, Yoji For For Management
2.10 Elect Director Ota, Tomoyuki For For Management
2.11 Elect Director Goto, Munetoshi For For Management
2.12 Elect Director Morita, Akiyoshi For For Management
3 Appoint Statutory Auditor Yamamoto, For For Management
Fusahiro
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
MANULIFE FINANCIAL CORPORATION
Ticker: MFC Security ID: 56501R106
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Caron For For Management
1.2 Elect Director John M. Cassaday For For Management
1.3 Elect Director Susan F. Dabarno For For Management
1.4 Elect Director Richard B. DeWolfe For For Management
1.5 Elect Director Sheila S. Fraser For For Management
1.6 Elect Director Donald A. Guloien For For Management
1.7 Elect Director Scott M. Hand For For Management
1.8 Elect Director Robert J. Harding For For Management
1.9 Elect Director Luther S. Helms For For Management
1.10 Elect Director Tsun-yan Hsieh For For Management
1.11 Elect Director Donald R. Lindsay For For Management
1.12 Elect Director Lorna R. Marsden For For Management
1.13 Elect Director John R.V. Palmer For For Management
1.14 Elect Director C. James Prieur For For Management
1.15 Elect Director Andrea S. Rosen For For Management
1.16 Elect Director Lesley D. Webster For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MAPFRE S.A.
Ticker: MAP Security ID: E3449V125
Meeting Date: MAR 09, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Discharge of Board For For Management
3 Ratify Co-option of and Elect Jose For For Management
Ignacio Goirigolzarri Tellaeche as
Director
4 Ratify Co-option of and Elect Manuel For For Management
Lagares Gomez-Abascal as Director
5 Ratify Co-option of and Elect Esteban For For Management
Pedrayes Larrauri as Director
6 Elect Adriana Casademont i Ruhi as For For Management
Director
7 Elect Rafael Casas Gutierrez as For For Management
Director
8 Approve Allocation of Income and For For Management
Dividends
9 Add New Article 33 bis For For Management
10 Authorize Increase in Capital up to 50 For Against Management
Percent via Issuance of Equity or
Equity-Linked Securities without
Preemptive Rights
11 Approve Listing of New Shares For Against Management
12 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 2 Billion
13 Authorize Share Repurchase of up to 10 For For Management
Percent
14 Advisory Vote on Remuneration Policy For Against Management
Report
15 Renew Appointment of Ernst & Young as For For Management
Auditor
16 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
17 Authorize President and Secretary to For For Management
Ratify and Execute Approved Resolutions
18 Authorize Board to Clarify or For For Management
Interpret Previous Agenda Items
19 Thank Individuals Who Loyally For For Management
Contribute to Company's Management in
FY 2012
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Clarence P. Cazalot, Jr. For For Management
1d Elect Director Linda Z. Cook For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bayh For For Management
1.2 Elect Director William L. Davis For For Management
1.3 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zachary W. Carter For For Management
1b Elect Director Oscar Fanjul For For Management
1c Elect Director Daniel S. Glaser For For Management
1d Elect Director H. Edward Hanway For For Management
1e Elect Director Lord Lang For For Management
1f Elect Director Elaine La Roche For For Management
1g Elect Director Steven A. Mills For For Management
1h Elect Director Bruce P. Nolop For For Management
1i Elect Director Marc D. Oken For For Management
1j Elect Director Morton O. Schapiro For For Management
1k Elect Director Adele Simmons For For Management
1l Elect Director Lloyd M. Yates For For Management
1m Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MARUBENI CORP.
Ticker: 8002 Security ID: J39788138
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Asada, Teruo For For Management
1.2 Elect Director Kokubu, Fumiya For For Management
1.3 Elect Director Yamazoe, Shigeru For For Management
1.4 Elect Director Akiyoshi, Mitsuru For For Management
1.5 Elect Director Nomura, Yutaka For For Management
1.6 Elect Director Okada, Daisuke For For Management
1.7 Elect Director Kuwayama, Shoji For For Management
1.8 Elect Director Tanaka, Kazuaki For For Management
1.9 Elect Director Matsumura, Yukihiko For For Management
1.10 Elect Director Kakinoki, Masumi For For Management
1.11 Elect Director Kitabata, Takao For For Management
1.12 Elect Director Kuroda, Yukiko For For Management
2.1 Appoint Statutory Auditor Enoki, For For Management
Masahiro
2.2 Appoint Statutory Auditor Suetsuna, For For Management
Takashi
2.3 Appoint Statutory Auditor Nezu, For Against Management
Yoshizumi
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Nancy J. Karch For For Management
1g Elect Director Marc Olivie For For Management
1h Elect Director Rima Qureshi For For Management
1i Elect Director Jose Octavio Reyes For For Management
Lagunes
1j Elect Director Mark Schwartz For For Management
1k Elect Director Jackson P. Tai For For Management
1l Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAZDA MOTOR CORP.
Ticker: 7261 Security ID: J41551102
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harada, Yuuji For For Management
1.2 Elect Director Nakamine, Yuuji For For Management
1.3 Elect Director Inamoto, Nobuhide For For Management
1.4 Elect Director Kurosawa, Koji For For Management
1.5 Elect Director Sakai, Ichiro For For Management
1.6 Elect Director Muta, Taizo For For Management
2.1 Appoint Statutory Auditor Tochio, For For Management
Nobuyoshi
2.2 Appoint Statutory Auditor Hirasawa, For Against Management
Masahide
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Walter E. Massey For For Management
1b Elect Director John W. Rogers, Jr. For For Management
1c Elect Director Roger W. Stone For For Management
1d Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Pay Disparity Against For Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Human Rights Risk Assessment Against For Shareholder
Process
7 Report on Nutrition Initiatives and Against For Shareholder
Childhood Obesity Concerns
--------------------------------------------------------------------------------
MCGRAW HILL FINANCIAL INC.
Ticker: MHP Security ID: 580645109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pedro Aspe For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Charles E. Haldeman, Jr. For For Management
1.5 Elect Director Linda Koch Lorimer For For Management
1.6 Elect Director Harold McGraw, III For For Management
1.7 Elect Director Robert P. McGraw For For Management
1.8 Elect Director Hilda Ochoa-Brillembourg For For Management
1.9 Elect Director Michael Rake For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Richard E. Thornburgh For For Management
2 Change Company Name For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: MAY 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby, III For For Management
5 Elect Director M. Christine Jacobs For For Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jane E. Shaw For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
12 Provide Right to Act by Written Consent Against For Shareholder
13 Require Independent Board Chairman Against For Shareholder
14 Stock Retention Against Against Shareholder
15 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES, LTD.
Ticker: MLNX Security ID: M51363113
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Eyal Waldman as Director For For Management
1.2 Elect Dov Baharav as Director For For Management
1.3 Elect Glenda Dorchak as Director For For Management
1.4 Elect Irwin Federman as Director For For Management
1.5 Elect Thomas Weatherford as Director For For Management
2.1 Elect Amal M. Johnson as Director For For Management
2.2 Elect Thomas J. Riordan as Director For For Management
3 Appoint Eyal Waldman as Chairman of For Against Management
the Board of Directors for an
Additional Three-year Term
4 Approve For For Management
Bonus/Compensation/Remuneration of
Eyal Waldman
5 Approve Restricted Stock Units to Eyal For For Management
Waldman
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Amend Annual Retainer Fees Paid to For For Management
Non-employee Directors
8 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Report on Charitable and Political Against For Shareholder
Contributions
7 Report on Lobbying Activities Against For Shareholder
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Glenn Hubbard For For Management
1.2 Elect Director Steven A. Kandarian For For Management
1.3 Elect Director John M. Keane For For Management
1.4 Elect Director Alfred F. Kelly, Jr. For For Management
1.5 Elect Director James M. Kilts For For Management
1.6 Elect Director Catherine R. Kinney For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Kenton J. Sicchitano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
MILLICOM INTERNATIONAL CELLULAR S.A.
Ticker: MIC Security ID: L6388F128
Meeting Date: DEC 05, 2012 Meeting Type: Special
Record Date: NOV 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Jean-Michel Schmit as Chairman For For Management
of Meeting and Empower Meeting
Chairman to Appoint other Bureau
Members
2 Receive Board's Report on Conflict of None None Management
Interests
3 Elect Anders Kronborg as New Director For For Management
4 Approve Dividends of USD 3 per Share For For Management
--------------------------------------------------------------------------------
MILLICOM INTERNATIONAL CELLULAR S.A.
Ticker: MIC Security ID: L6388F128
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting and Empower For For Management
Chairman to Appoint Other Members of
Bureau
2 Receive and Approve Board's and For For Management
Auditor's Reports
3 Accept Consolidated and Standalone For For Management
Financial Statements
4 Approve Allocation of Income and For For Management
Dividends of USD 2.64 per Share
5 Approve Discharge of Directors For For Management
6 Fix Number of Directors at 8 For For Management
7 Reelect Mia Brunell Livfors as Director For Against Management
8 Reelect Allen Sangines-Krause as For Against Management
Director
9 Reelect Paul Donovan as Director For For Management
10 Reelect Omari Issa as Director For For Management
11 Reelect Kim Ignatius as Director For For Management
12 Elect Alejandro Santo Domingo as For For Management
Director
13 Elect Lorenzo Grabau as Director For For Management
14 Elect Ariel Eckstein as Director For For Management
15 Reelect Allen Sangines-Krause as For For Management
Chairman of the Board
16 Approve Remuneration of Directors For For Management
17 Renew Appointment of Ernst & Young as For For Management
Auditor
18 Approve Remuneration of Auditors For For Management
19 Approve (i) Procedure on Appointment For For Management
of Nomination Committee and (ii)
Determination of Assignment of
Nomination Committee
20 Approve Set Up of Charity Trust For For Management
21 Approve Share Repurchase Program For For Management
22 Approve Guidelines for Remuneration to For For Management
Senior Management
--------------------------------------------------------------------------------
MITSUBISHI CHEMICAL HOLDINGS CORP.
Ticker: 4188 Security ID: J44046100
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Kobayashi, Yoshimitsu For For Management
2.2 Elect Director Yoshimura, Shotaro For For Management
2.3 Elect Director Ishizuka, Hiroaki For For Management
2.4 Elect Director Tsuchiya, Michihiro For For Management
2.5 Elect Director Ubagai, Takumi For For Management
2.6 Elect Director Ochi, Hitoshi For For Management
2.7 Elect Director Tsuda, Noboru For For Management
2.8 Elect Director Kikkawa, Takeo For For Management
--------------------------------------------------------------------------------
MITSUBISHI CORP.
Ticker: 8058 Security ID: J43830116
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Kojima, Yorihiko For For Management
2.2 Elect Director Kobayashi, Ken For For Management
2.3 Elect Director Nabeshima, Hideyuki For For Management
2.4 Elect Director Nakahara, Hideto For For Management
2.5 Elect Director Yanai, Jun For For Management
2.6 Elect Director Kinukawa, Jun For For Management
2.7 Elect Director Miyauchi, Takahisa For For Management
2.8 Elect Director Nagai, Yasuo For For Management
2.9 Elect Director Uchino, Shuuma For For Management
2.10 Elect Director Ito, Kunio For For Management
2.11 Elect Director Tsukuda, Kazuo For For Management
2.12 Elect Director Kato, Ryozo For For Management
2.13 Elect Director Konno, Hidehiro For For Management
2.14 Elect Director Sakie Tachibana For For Management
Fukushima
3 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORP.
Ticker: 6503 Security ID: J43873116
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shimomura, Setsuhiro For For Management
1.2 Elect Director Yamanishi, Kenichiro For For Management
1.3 Elect Director Yoshimatsu, Hiroki For For Management
1.4 Elect Director Hashimoto, Noritomo For For Management
1.5 Elect Director Fujimoto, Ryosuke For For Management
1.6 Elect Director Okuma, Nobuyuki For For Management
1.7 Elect Director Matsuyama, Akihiro For For Management
1.8 Elect Director Sasaki, Mikio For For Management
1.9 Elect Director Miki, Shigemitsu For Against Management
1.10 Elect Director Makino, Fujiatsu For Against Management
1.11 Elect Director Yabunaka, Mitoji For For Management
1.12 Elect Director Obayashi, Hiroshi For For Management
--------------------------------------------------------------------------------
MITSUBISHI ESTATE CO LTD
Ticker: 8802 Security ID: J43916113
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Kimura, Keiji For For Management
2.2 Elect Director Sugiyama, Hirotaka For For Management
2.3 Elect Director Yanagisawa, Yutaka For For Management
2.4 Elect Director Kono, Masaaki For For Management
2.5 Elect Director Kazama, Toshihiko For For Management
2.6 Elect Director Kato, Jo For For Management
2.7 Elect Director Aiba, Naoto For For Management
2.8 Elect Director Ono, Masamichi For For Management
2.9 Elect Director Okusa, Toru For For Management
2.10 Elect Director Matsuhashi, Isao For For Management
2.11 Elect Director Tokiwa, Fumikatsu For For Management
2.12 Elect Director Gomi, Yasumasa For For Management
2.13 Elect Director Tomioka, Shuu For For Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
MITSUBISHI HEAVY INDUSTRIES, LTD.
Ticker: 7011 Security ID: J44002129
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Omiya, Hideaki For For Management
2.2 Elect Director Miyanaga, Shunichi For For Management
2.3 Elect Director Maekawa, Atsushi For For Management
2.4 Elect Director Hara, Hisashi For For Management
2.5 Elect Director Abe, Takashi For For Management
2.6 Elect Director Hishikawa, Akira For For Management
2.7 Elect Director Nishizawa, Takato For For Management
2.8 Elect Director Wani, Masafumi For For Management
2.9 Elect Director Masamori, Shigero For For Management
2.10 Elect Director Kujirai, Yoichi For For Management
2.11 Elect Director Nojima, Tatsuhiko For For Management
2.12 Elect Director Arihara, Masahiko For For Management
2.13 Elect Director Mizutani, Hisakazu For For Management
2.14 Elect Director Kodama, Toshio For For Management
2.15 Elect Director Funato, Takashi For For Management
2.16 Elect Director Kodama, Yukio For For Management
2.17 Elect Director Kojima, Yorihiko For For Management
2.18 Elect Director Christina Ahmadjian For For Management
2.19 Elect Director Tsuda, Hiroki For For Management
3.1 Appoint Statutory Auditor Kuroyanagi, For Against Management
Nobuo
3.2 Appoint Statutory Auditor Ito, For For Management
Shinichiro
--------------------------------------------------------------------------------
MITSUBISHI TANABE PHARMA CORP.
Ticker: 4508 Security ID: J4448H104
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Tsuchiya, Michihiro For For Management
2.2 Elect Director Kaga, Kuniaki For For Management
2.3 Elect Director Yanagisawa, Kenichi For For Management
2.4 Elect Director Kosakai, Kenkichi For For Management
2.5 Elect Director Mitsuka, Masayuki For For Management
2.6 Elect Director Kobayashi, Takashi For For Management
2.7 Elect Director Hattori, Shigehiko For For Management
2.8 Elect Director Sato, Shigetaka For For Management
3 Appoint Statutory Auditor Hamaoka, For For Management
Junji
4 Appoint Alternate Statutory Auditor For Against Management
Tomita, Hidetaka
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2 Amend Articles To Amend Provisions on For For Management
Preferred Shares to Comply with Basel
III - Remove Provisions on Class 3
Preferred Shares to Reflect
Cancellation
3.1 Elect Director Okihara, Takamune For For Management
3.2 Elect Director Wakabayashi, Tatsuo For For Management
3.3 Elect Director Hirano, Nobuyuki For For Management
3.4 Elect Director Tanaka, Masaaki For For Management
3.5 Elect Director Yuuki, Taihei For For Management
3.6 Elect Director Hamakawa, Ichiro For For Management
3.7 Elect Director Kagawa, Akihiko For For Management
3.8 Elect Director Toyoizumi, Toshiro For For Management
3.9 Elect Director Okamoto, Junichi For For Management
3.10 Elect Director Araki, Saburo For For Management
3.11 Elect Director Noguchi, Hiroyuki For For Management
3.12 Elect Director Tokunari, Muneaki For For Management
3.13 Elect Director Araki, Ryuuji For For Management
3.14 Elect Director Watanabe, Kazuhiro For For Management
3.15 Elect Director Kawamoto, Yuuko For For Management
4.1 Appoint Statutory Auditor Mikumo, For For Management
Takashi
4.2 Appoint Statutory Auditor Okamoto, For Against Management
Kunie
4.3 Appoint Statutory Auditor Ikeda, For For Management
Yasushi
4.4 Appoint Statutory Auditor Kojima, Hideo For For Management
5 Amend Deep Discount Stock Option Plan For For Management
Approved at 2007 AGM and Approve
Adjustment to Aggregate Compensation
Ceilings for Directors and Statutory
Auditors
--------------------------------------------------------------------------------
MITSUI & CO.
Ticker: 8031 Security ID: J44690139
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 21
2.1 Elect Director Utsuda, Shoei For For Management
2.2 Elect Director Iijima, Masami For For Management
2.3 Elect Director Tanaka, Seiichi For For Management
2.4 Elect Director Kawashima, Fuminobu For For Management
2.5 Elect Director Saiga, Daisuke For For Management
2.6 Elect Director Okada, Joji For For Management
2.7 Elect Director Kinoshita, Masayuki For For Management
2.8 Elect Director Anbe, Shintaro For For Management
2.9 Elect Director Tanaka, Koichi For For Management
2.10 Elect Director Matsubara, Nobuko For For Management
2.11 Elect Director Nonaka, Ikujiro For For Management
2.12 Elect Director Hirabayashi, Hiroshi For For Management
2.13 Elect Director Muto, Toshiro For For Management
3 Appoint Statutory Auditor Watanabe, For For Management
Hiroyasu
--------------------------------------------------------------------------------
MITSUI FUDOSAN CO. LTD.
Ticker: 8801 Security ID: J4509L101
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 11
2.1 Elect Director Iwasa, Hiromichi For For Management
2.2 Elect Director Komoda, Masanobu For For Management
2.3 Elect Director Iinuma, Yoshiaki For For Management
2.4 Elect Director Saito, Hitoshi For For Management
2.5 Elect Director Kitahara, Yoshikazu For For Management
2.6 Elect Director Asai, Hiroshi For For Management
2.7 Elect Director Iino, Kenji For For Management
2.8 Elect Director Fujibayashi, Kiyotaka For For Management
2.9 Elect Director Urano, Mitsudo For For Management
2.10 Elect Director Matsushima, Masayuki For For Management
2.11 Elect Director Yamashita, Toru For For Management
2.12 Elect Director Egashira, Toshiaki For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
4 Approve Retirement Bonus Payment for For For Management
Director
--------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP INC.
Ticker: 8411 Security ID: J4599L102
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3 for Common
Shareholders
2 Authorize Preferred Share Repurchase For For Management
Program
3 Amend Articles To Create New Classes For For Management
of Preferred Shares
4.1 Elect Director Sato, Yasuhiro For For Management
4.2 Elect Director Tsujita, Yasunori For For Management
4.3 Elect Director Okabe, Toshitsugu For For Management
4.4 Elect Director Hayashi, Nobuhide For For Management
4.5 Elect Director Kanki, Tadashi For For Management
4.6 Elect Director Koike, Masakane For For Management
4.7 Elect Director Nomiyama, Akihiko For For Management
4.8 Elect Director Ohashi, Mitsuo For For Management
4.9 Elect Director Anraku, Kanemitsu For For Management
5 Appoint Statutory Auditor Funaki, For For Management
Nobukatsu
6 Amend Articles to Cap Total Against Against Shareholder
Compensation to Any Employee at JPY 30
Million, Require Advance Shareholder
Approval for Exceptions
7 Amend Articles to Require Firm to Urge Against Against Shareholder
Railroads to Install Anticrime Cameras
in Trains using Mizuho Group Financing
8 Amend Articles to Require Firm to Urge Against For Shareholder
Subsidiaries Owning Shares in Allied
Firms to Vote Shares Appropriately
9 Amend Articles to Require Firm to Post Against For Shareholder
Board Training Policy on Website
10 Amend Articles to Require Shareholder Against Against Shareholder
Approval for Reinvestment of Any Net
Profit Not Paid Out as Dividends
11 Amend Articles to Require Firm to Urge Against Against Shareholder
Subsidiaries to Disclose when Sued to
Invalidate Shareholder Meeting
Resolutions
12 Amend Articles to Require Firm to Against For Shareholder
Annually Disclose Individual Breakdown
of Director, Statutory Auditor
Compensation
13 Amend Articles to Require Brokerage Against Against Shareholder
Subsidiaries Underwriting an IPO to
Disclose Evaluation Documents and
their Basis
14 Amend Articles to Require Firm to Urge Against Against Shareholder
Subsidiaries and Affiliates to Conduct
Investor Seminars on MBO
Countermeasures
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Fredric G. Reynolds For For Management
1g Elect Director Irene B. Rosenfeld For For Management
1h Elect Director Patrick T. Siewert For For Management
1i Elect Director Ruth J. Simmons For For Management
1j Elect Director Ratan N. Tata For For Management
1k Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Adopting Extended Producer Against For Shareholder
Responsibility Policy
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 31, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Chicoine For For Management
1b Elect Director Arthur H. Harper For For Management
1c Elect Director Gwendolyn S. King For For Management
1d Elect Director Jon R. Moeller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Report on Risk of Genetically Against For Shareholder
Engineered Products
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erskine B. Bowles For For Management
1.2 Elect Director Howard J. Davies For For Management
1.3 Elect Director Thomas H. Glocer For For Management
1.4 Elect Director James P. Gorman For For Management
1.5 Elect Director Robert H. Herz For For Management
1.6 Elect Director C. Robert Kidder For For Management
1.7 Elect Director Klaus Kleinfeld For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Hutham S. Olayan For For Management
1.10 Elect Director James W. Owens For For Management
1.11 Elect Director O. Griffith Sexton For For Management
1.12 Elect Director Ryosuke Tamakoshi For For Management
1.13 Elect Director Masaaki Tanaka For For Management
1.14 Elect Director Laura D. Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory Q. Brown For For Management
1b Elect Director William J. Bratton For For Management
1c Elect Director Kenneth C. Dahlberg For For Management
1d Elect Director David W. Dorman For For Management
1e Elect Director Michael V. Hayden For For Management
1f Elect Director Judy C. Lewent For For Management
1g Elect Director Anne R. Pramaggiore For For Management
1h Elect Director Samuel C. Scott, III For For Management
1i Elect Director Bradley E. Singer For For Management
1j Elect Director John A. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Encourage Suppliers to Produce Against Against Shareholder
Sustainability Reports
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
MS&AD INSURANCE GROUP HOLDINGS
Ticker: 8725 Security ID: J4687C105
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27
2.1 Elect Director Egashira, Toshiaki For For Management
2.2 Elect Director Karasawa, Yasuyoshi For For Management
2.3 Elect Director Suzuki, Hisahito For For Management
2.4 Elect Director Yoneda, Masanori For For Management
2.5 Elect Director Fujimoto, Susumu For For Management
2.6 Elect Director Horimoto, Shuuhei For For Management
2.7 Elect Director Tsuchiya, Mitsuhiro For For Management
2.8 Elect Director Iijima, Ichiro For For Management
2.9 Elect Director Yanagawa, Nampei For For Management
2.10 Elect Director Watanabe, Akira For For Management
2.11 Elect Director Tsunoda, Daiken For For Management
2.12 Elect Director Ogawa, Tadashi For For Management
2.13 Elect Director Matsunaga, Mari For For Management
3.1 Appoint Statutory Auditor Yoshino, Jiro For For Management
3.2 Appoint Statutory Auditor Nomura, For For Management
Kuniaki
3.3 Appoint Statutory Auditor Tezuka, For For Management
Hiroyuki
--------------------------------------------------------------------------------
MTR CORPORATION LTD
Ticker: 00066 Security ID: Y6146T101
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Vincent Cheng Hoi-chuen as For For Management
Director
3b Elect Christine Fang Meng-sang as For For Management
Director
3c Elect Edward Ho Sing-tin as Director For For Management
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports, Including Corporate
Governance and Remuneration Reports
for Fiscal 2012(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 7 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Approve Remuneration System for For Did Not Vote Management
Management Board Members
6 Elect Ann-Kristin Achleitner to the For Did Not Vote Management
Supervisory Board
7 Amend Articles Re: Supervisory Board For Did Not Vote Management
Remuneration
8 Approve Creation of EUR 280 Million For Did Not Vote Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
--------------------------------------------------------------------------------
MURATA MANUFACTURING CO. LTD.
Ticker: 6981 Security ID: J46840104
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Murata, Tsuneo For For Management
3.2 Elect Director Makino, Koji For For Management
3.3 Elect Director Nakajima, Norio For For Management
3.4 Elect Director Takemura, Yoshito For For Management
3.5 Elect Director Tanahashi, Yasuro For For Management
4 Appoint Statutory Auditor Tanaka, For For Management
Junichi
--------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LIMITED
Ticker: NAB Security ID: Q65336119
Meeting Date: DEC 13, 2012 Meeting Type: Annual
Record Date: DEC 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Michael Chaney as a Director For Against Management
2b Elect Mark Joiner as a Director For Against Management
2c Elect Paul Rizzo as a Director For For Management
2d Elect John Waller as a Director For For Management
3a Approve the Grant of Performance For For Management
Rights to Cameron Clyne, Group Chief
Executive Officer
3b Approve the Grant of Performance For Against Management
Rights to Mark Joiner, Executive
Director of Finance
4 Approve the Remuneration Report For Against Management
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Merrill A. Miller, Jr. For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Ben A. Guill For For Management
1D Elect Director David D. Harrison For For Management
1E Elect Director Roger L. Jarvis For For Management
1F Elect Director Eric L. Mattson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NATIXIS
Ticker: KN Security ID: F6483L100
Meeting Date: MAY 21, 2013 Meeting Type: Annual/Special
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.10 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Ratify Appointment of Thierry Cahn as For For Management
Director
6 Ratify Appointment of Pierre Valentin For For Management
as Director
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 3 Billion
10 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 3 Billion
11 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
12 Approve Issuance of up to 20 Percent For Against Management
of Issued Capital Per Year for a
Private Placement, up to Aggregate
Nominal Amount of EUR 3 Billion
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
14 Authorize Capitalization of Reserves For For Management
of Up to EUR 3 Billion for Bonus Issue
or Increase in Par Value
15 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
16 Approve Employee Stock Purchase Plan For For Management
17 Authorize up to 5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.05 per Share
4.1.1 Reelect Peter Brabeck-Letmathe as For For Management
Director
4.1.2 Reelect Steven Hoch as Director For For Management
4.1.3 Reelect Titia de Lange as Director For For Management
4.1.4 Reelect Jean-Pierre Roth as Director For For Management
4.2 Elect Eva Cheng as Director For For Management
4.3 Ratify KPMG AG as Auditors For For Management
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Ticker: 00017 Security ID: Y63084126
Meeting Date: NOV 21, 2012 Meeting Type: Annual
Record Date: NOV 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Chen Guanzhan as Director For Against Management
3b Reelect Ki Man-Fung, Leonie as Director For Against Management
3c Reelect Cheng Chi-Heng as Director For Against Management
3d Reelect Cheng Chi-Man, Sonia as For Against Management
Director
3e Reelect Cheng Kar-Shing, Peter as For Against Management
Director
3f Reelect Ho Hau-Hay, Hamilton as For For Management
Director
3g Reelect Lee Luen-Wai, John as Director For For Management
3h Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce R. Brook For For Management
1.2 Elect Director J. Kofi Bucknor For For Management
1.3 Elect Director Vincent A. Calarco For For Management
1.4 Elect Director Joseph A. Carrabba For For Management
1.5 Elect Director Noreen Doyle For For Management
1.6 Elect Director Gary J. Goldberg For For Management
1.7 Elect Director Veronica M. Hagen For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Donald C. Roth For For Management
1.10 Elect Director Simon R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NEWS CORPORATION
Ticker: NWS Security ID: 65248E203
Meeting Date: JUN 11, 2013 Meeting Type: Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation For For Management
Clarifying the Ability to Make
Distributions in Comparable Securities
in Connection with Separation
Transactions
2 Amend Certificate of Incorporation For For Management
Allowing for Certain Distributions on
Subsidiary-owned Shares and the
Creation of Additional
Subsidiary-owned Shares
3 Change Company Name For For Management
4 Please vote FOR if Stock is Owned of None For Management
Record or Beneficially by a U.S.
Stockholder, Or vote AGAINST if Such
Stock is Owned of Record or
Beneficially by a Non-U.S. Stockholder
--------------------------------------------------------------------------------
NEWS CORPORATION
Ticker: NWS Security ID: 65248E104
Meeting Date: JUN 11, 2013 Meeting Type: Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation For For Management
Clarifying the Ability to Make
Distributions in Comparable Securities
in Connection with Separation
Transactions
2 Amend Certificate of Incorporation For For Management
Allowing for Certain Distributions on
Subsidiary-owned Shares and the
Creation of Additional
Subsidiary-owned Shares
--------------------------------------------------------------------------------
NEXON CO.,LTD.
Ticker: 3659 Security ID: J4914X104
Meeting Date: MAR 26, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seungwoo Choi For For Management
1.2 Elect Director Owen Mahoney For For Management
1.3 Elect Director Jiwon Park For For Management
1.4 Elect Director Jungju Kim For For Management
1.5 Elect Director Honda, Satoshi For For Management
1.6 Elect Director Kuniya, Shiro For For Management
2 Approve Stock Option Plan For For Management
3 Approve Deep Discount Stock Option Plan For Against Management
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director Robert M. Beall, II For For Management
1c Elect Director James L. Camaren For For Management
1d Elect Director Kenneth B. Dunn For For Management
1e Elect Director Lewis Hay, III For For Management
1f Elect Director Toni Jennings For For Management
1g Elect Director James L. Robo For For Management
1h Elect Director Rudy E. Schupp For For Management
1i Elect Director John L. Skolds For For Management
1j Elect Director William H. Swanson For For Management
1k Elect Director Michael H. Thaman For For Management
1l Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Minimize Pool Storage of Spent Nuclear Against Against Shareholder
Fuel
--------------------------------------------------------------------------------
NIDEC CORP.
Ticker: 6594 Security ID: J52968104
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Expand Board For For Management
Eligibility
2.1 Elect Director Nagamori, Shigenobu For For Management
2.2 Elect Director Kobe, Hiroshi For For Management
2.3 Elect Director Sawamura, Kenji For For Management
2.4 Elect Director Kure, Bunsei For For Management
2.5 Elect Director Sato, Akira For For Management
2.6 Elect Director Hamada, Tadaaki For For Management
2.7 Elect Director Kimura, Toshihiro For For Management
2.8 Elect Director Hayafune, Kazuya For For Management
2.9 Elect Director Yoshimatsu, Masuo For For Management
2.10 Elect Director Wakabayashi, Shozo For For Management
2.11 Elect Director Ishida, Noriko For For Management
3 Appoint Statutory Auditor Inoe, Tetsuo For For Management
--------------------------------------------------------------------------------
NIKON CORP.
Ticker: 7731 Security ID: 654111103
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12
2.1 Elect Director Kimura, Makoto For For Management
2.2 Elect Director Ito, Junichi For For Management
2.3 Elect Director Ushida, Kazuo For For Management
2.4 Elect Director Masai, Toshiyuki For For Management
2.5 Elect Director Okamoto, Yasuyuki For For Management
2.6 Elect Director Hashizume, Norio For For Management
2.7 Elect Director Oki, Hiroshi For For Management
2.8 Elect Director Kanazawa, Kenichi For For Management
2.9 Elect Director Matsuo, Kenji For For Management
2.10 Elect Director Higuchi, Kokei For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
NINTENDO CO. LTD.
Ticker: 7974 Security ID: J51699106
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 100
2.1 Elect Director Iwata, Satoru For For Management
2.2 Elect Director Takeda, Genyo For For Management
2.3 Elect Director Miyamoto, Shigeru For For Management
2.4 Elect Director Kimishima, Tatsumi For For Management
2.5 Elect Director Takemura, Kaoru For For Management
2.6 Elect Director Takahashi, Shigeyuki For For Management
2.7 Elect Director Yamato, Satoshi For For Management
2.8 Elect Director Tanaka, Susumu For For Management
2.9 Elect Director Takahashi, Shinya For For Management
2.10 Elect Director Shinshi, Hirokazu For For Management
--------------------------------------------------------------------------------
NIPPON BUILDING FUND INC.
Ticker: 8951 Security ID: J52088101
Meeting Date: MAR 14, 2013 Meeting Type: Special
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect Changes in For For Management
Law
2 Elect Executive Director Nishikawa, For For Management
Tsutomu
3 Elect Alternate Executive Director For For Management
Tanaka, Kenichi
4.1 Appoint Supervisory Director Hirai, For For Management
Yoshiyuki
4.2 Appoint Supervisory Director Tsugawa, For For Management
Tetsuro
4.3 Appoint Supervisory Director Fukaya, For For Management
Yutaka
--------------------------------------------------------------------------------
NIPPON STEEL SUMITOMO METAL CORP.
Ticker: 5401 Security ID: J55999122
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 1
2.1 Elect Director Muneoka, Shoji For For Management
2.2 Elect Director Tomono, Hiroshi For For Management
2.3 Elect Director Kozuka, Shuuichiro For For Management
2.4 Elect Director Shindo, Kosei For For Management
2.5 Elect Director Iwaki, Masakazu For For Management
2.6 Elect Director Higuchi, Shinya For For Management
2.7 Elect Director Ota, Katsuhiko For For Management
2.8 Elect Director Miyasaka, Akihiro For For Management
2.9 Elect Director Yanagawa, Kinya For For Management
2.10 Elect Director Sakuma, Soichiro For For Management
2.11 Elect Director Saeki, Yasumitsu For For Management
2.12 Elect Director Morinobu, Shinji For For Management
3 Appoint Statutory Auditor Nagayasu, For Against Management
Katsunori
--------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: 9432 Security ID: J59396101
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
--------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Ticker: 7201 Security ID: J57160129
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12.5
2.1 Elect Director Carlos Ghosn For For Management
2.2 Elect Director Shiga, Toshiyuki For For Management
2.3 Elect Director Saikawa, Hiroto For For Management
2.4 Elect Director Colin Dodge For For Management
2.5 Elect Director Yamashita, Mitsuhiko For For Management
2.6 Elect Director Imazu, Hidetoshi For For Management
2.7 Elect Director Greg Kelly For For Management
2.8 Elect Director Jean-Baptiste Duzan For For Management
2.9 Elect Director Nakamura, Katsumi For For Management
3 Approve Stock Appreciation Rights Plan For For Management
for Directors
--------------------------------------------------------------------------------
NITTO DENKO CORP.
Ticker: 6988 Security ID: J58472119
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2 Approve Annual Bonus Payment to For For Management
Directors
3.1 Elect Director Nagira, Yukio For For Management
3.2 Elect Director Aizawa, Kaoru For For Management
3.3 Elect Director Takasaki, Hideo For For Management
3.4 Elect Director Sakuma, Yoichiro For For Management
3.5 Elect Director Omote, Toshihiko For For Management
3.6 Elect Director Takeuchi, Toru For For Management
3.7 Elect Director Furuse, Yoichiro For For Management
3.8 Elect Director Mizukoshi, Koshi For For Management
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
NKSJ HOLDINGS, INC.
Ticker: 8630 Security ID: J58699109
Meeting Date: JUN 24, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Futamiya, Masaya For For Management
2.2 Elect Director Sakurada, Kengo For For Management
2.3 Elect Director Tsuji, Shinji For For Management
2.4 Elect Director Takata, Toshiyuki For For Management
2.5 Elect Director Yamaguchi, Yuuichi For For Management
2.6 Elect Director Nishizawa, Keiji For For Management
2.7 Elect Director Ehara, Shigeru For For Management
2.8 Elect Director Takemoto, Shoichiro For For Management
2.9 Elect Director Kumanomido, Atsushi For For Management
2.10 Elect Director Kawabata, Yoshiharu For For Management
2.11 Elect Director George C. Olcott For For Management
2.12 Elect Director Nohara, Sawako For For Management
3.1 Appoint Statutory Auditor Tubaki, For For Management
Chikami
3.2 Appoint Statutory Auditor Kasama, Haruo For For Management
--------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK1V Security ID: X61873133
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive CEO's Review
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Omission of Dividends
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 for
Chairman, EUR 150,000 for Vice
Chairman, and EUR 130,000 for Board
Members; Approve Remuneration for
Committee Work
11 Fix Number of Directors at 10 For For Management
12 Reelect Bruce Brown, Stephen Elop, For For Management
Henning Kagermann, Jouko Karvinen,
Helge Lund, Marten Mickos, Elizabeth
Nelson, Risto Siilasmaa, and Kari
Stadigh as Directors; Elect Elizabeth
Doherty as New Director
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers Oy as For For Management
Auditor
15 Authorize Share Repurchase Program of For For Management
up to 370 Million Shares
16 Approve Issuance of up to 740 Million For For Management
Shares without Preemptive Rights
17 Close Meeting None None Management
--------------------------------------------------------------------------------
NOKIAN TYRES OYJ
Ticker: NRE1V Security ID: X5862L103
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.45 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Annual Remuneration of For For Management
Directors in the Amount of EUR 80,000
for Chairman, and EUR 40,000 for Other
Directors; Approve Meeting Fees
11 Fix Number of Directors at Six For For Management
12 Reelect Kim Gran, Hille Korhonen, For For Management
Risto Murto, Hannu Penttila, Aleksey
Vlasov, and Petteri Wallden as
Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify KPMG Oy Ab as Auditors For For Management
15 Approve Stock Option Plans for For For Management
Employees; Approve Issuance of up to 3.
45 Million Stock Options
16 Authorize Share Repurchase Program For For Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: 8604 Security ID: J59009159
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Koga, Nobuyuki For For Management
1.2 Elect Director Nagai, Koji For For Management
1.3 Elect Director Yoshikawa, Atsushi For For Management
1.4 Elect Director Suzuki, Hiroyuki For For Management
1.5 Elect Director David Benson For For Management
1.6 Elect Director Sakane, Masahiro For For Management
1.7 Elect Director Kanemoto, Toshinori For For Management
1.8 Elect Director Fujinuma, Tsuguoki For For Management
1.9 Elect Director Kusakari, Takao For For Management
1.10 Elect Director Clara Furse For For Management
1.11 Elect Director Michael Lim Choo San For For Management
--------------------------------------------------------------------------------
NORDEA BANK AB
Ticker: NDA Security ID: W57996105
Meeting Date: MAR 14, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Approve Agenda of Meeting For Did Not Vote Management
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
8 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.34 per Share
9 Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Members (9) and For Did Not Vote Management
Deputy Members (0) of Board
11 Fix Number of Auditors at One For Did Not Vote Management
12 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of EUR 252,000 for
Chairman, EUR 108,100 for Deputy
Chairman, and EUR 77,900 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
13 Reelect Bjorn Wahlroos (Chairman), For Did Not Vote Management
Peter Braunwalder, Marie Ehrling,
Svein Jacobsen, Tom Knutzen, Lars
Nordstrom, Sarah Russell, and Kari
Stadigh as Directors: Elect Elisabeth
Grieg as New Director
14 Ratify KPMG as Auditors For Did Not Vote Management
15 Authorize Chairman of Board and For Did Not Vote Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
16 Approve Issuance of Convertible For Did Not Vote Management
Instruments without Preemptive Rights
17a Authorize Share Repurchase Program For Did Not Vote Management
17b Authorize Reissuance of Repurchased For Did Not Vote Management
Shares
18 Authorize Repurchase of Shares in For Did Not Vote Management
Connection with Securities Trading
19 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Bell, Jr For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Wesley G. Bush For For Management
1.5 Elect Director Daniel A. Carp For For Management
1.6 Elect Director Karen N. Horn For For Management
1.7 Elect Director Burton M. Joyce For For Management
1.8 Elect Director Steven F. Leer For For Management
1.9 Elect Director Michael D. Lockhart For For Management
1.10 Elect Director Charles W. Moorman For For Management
1.11 Elect Director Martin H. Nesbitt For For Management
1.12 Elect Director John R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley G. Bush For For Management
1.2 Elect Director Victor H. Fazio For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Stephen E. Frank For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director Madeleine A. Kleiner For For Management
1.7 Elect Director Karl J. Krapek For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Aulana L. Peters For For Management
1.10 Elect Director Gary Roughead For For Management
1.11 Elect Director Thomas M. Schoewe For For Management
1.12 Elect Director Kevin W. Sharer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 22, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.30 per Share
4 Approve Remuneration System For For Management
5.1 Elect Verena Briner as Director For For Management
5.2 Elect Joerg Reinhardt as Director For For Management
5.3 Elect Charles Sawyers as Director For For Management
5.4 Elect William Winters as Director For For Management
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
--------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker: NOVO B Security ID: K7314N152
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Approve Financial Statements and For For Management
Statutory Reports
3.1 Approve Remuneration of Directors for For For Management
2012 in the Aggregate Amount of DKK 9.
4 Million
3.2 Approve Remuneration of Directors for For For Management
2013 in the Amount of DKK 1.5 Million
for Chairman, DKK 1 Million for Vice
Chairman, and Base Amount of DKK
500,000 for Other Members; Approve
Remuneration for Committee Work
4 Approve Allocation of Income and For For Management
Dividends of DKK 18 per Share
5.1 Elect Goran Ando (Chairman) as Director For For Management
5.2 Elect Jeppe Christiansen (Vice For For Management
Chairman) as New Director
5.3a Elect Bruno Angelici as Director For For Management
5.3b Elect Henrik Gurtler as Director For For Management
5.3c Elect Liz Hewitt as Director For For Management
5.3d Elect Thomas Koestler as Director For For Management
5.3e Elect Hannu Ryopponen as Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7.1 Approve DKK 10 Million Reduction in For For Management
Class B Share Capital via Share
Cancellation
7.2 Approve Creation of up to DKK 78 For For Management
Million Pool of Capital with or
without Preemptive Rights
7.3 Authorize Repurchase up to 10 Percent For For Management
of Share Capital
7.4 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
8 Other Business None None Management
--------------------------------------------------------------------------------
NOVOZYMES A/S
Ticker: NZYM B Security ID: K7317J133
Meeting Date: FEB 28, 2013 Meeting Type: Annual
Record Date: FEB 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of DKK 2.20 per Share
4 Approve Unchanged Remuneration of For Did Not Vote Management
Directors and Audit Committee
5 Relect Henrik Gurtler (Chairman) as For Did Not Vote Management
Director
6 Relect Kurt Nielsen (Vice-Chairman) as For Did Not Vote Management
Director
7a Reelect Lena Olving as Director For Did Not Vote Management
7b Reelect Jorgen Rasmussen as Director For Did Not Vote Management
7c Reelect Agnete Raaschou-Nielsen as For Did Not Vote Management
Director
7d Reelect Mathias Uhlen as Director For Did Not Vote Management
8 Ratify PricewaterhouseCoopers For Did Not Vote Management
Statsautoriseret
Revisionspartnerselskab as Auditors
9a Approve Reduction of DKK 10.6 Million For Did Not Vote Management
in Share Capital via Share Cancellation
9b Authorize Board or Chairman of Meeting For Did Not Vote Management
to Make Editorial Changes to Adopted
Resolutions in Connection with
Registration
10 Other Business None None Management
--------------------------------------------------------------------------------
NTT DATA CORP.
Ticker: 9613 Security ID: J59386102
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3000
2 Amend Articles To Limit Rights of For For Management
Odd-Lot Holders
3.1 Elect Director Iwamoto, Toshio For For Management
3.2 Elect Director Yamada, Eiji For For Management
3.3 Elect Director Hagino, Yoshinori For For Management
3.4 Elect Director Kurishima, Satoshi For For Management
3.5 Elect Director Shiina, Masanori For For Management
3.6 Elect Director Sagae, Hironobu For For Management
3.7 Elect Director Ueki, Eiji For For Management
3.8 Elect Director Yamashita, Toru For For Management
3.9 Elect Director Takaya, Yoichiro For For Management
--------------------------------------------------------------------------------
NTT DOCOMO INC.
Ticker: 9437 Security ID: J59399105
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3000
2 Amend Articles To Change Company Name For For Management
- Limit Rights of Odd-Lot Holders -
Amend Business Lines
3.1 Elect Director Tokuhiro, Kiyoshi For For Management
3.2 Elect Director Murakami, Teruyasu For For Management
3.3 Elect Director Nakamura, Takashi For For Management
4.1 Appoint Statutory Auditor Ota, Kenji For For Management
4.2 Appoint Statutory Auditor Shiotsuka For Against Management
Naoto
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director John E. Feick For For Management
1.6 Elect Director Margaret M. Foran For For Management
1.7 Elect Director Carlos M. Gutierrez For For Management
1.8 Elect Director Ray R. Irani For Against Management
1.9 Elect Director Avedick B. Poladian For For Management
1.10 Elect Director Aziz D. Syriani For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
ODAKYU ELECTRIC RAILWAY CO. LTD.
Ticker: 9007 Security ID: J59568139
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4
2.1 Elect Director Osuga, Yorihiko For For Management
2.2 Elect Director Yamaki, Toshimitsu For For Management
2.3 Elect Director Arai, Kazuyoshi For For Management
2.4 Elect Director Kaneda, Osamu For For Management
2.5 Elect Director Asahi, Yasuyuki For For Management
2.6 Elect Director Fujinami, Michinobu For For Management
2.7 Elect Director Kaneko, Ichiro For For Management
2.8 Elect Director Morita, Tomijiro For For Management
2.9 Elect Director Ogawa, Mikio For For Management
2.10 Elect Director Hoshino, Koji For For Management
2.11 Elect Director Amano, Izumi For For Management
2.12 Elect Director Shimoka, Yoshihiko For For Management
2.13 Elect Director Koyanagi, Jun For For Management
2.14 Elect Director Dakiyama, Hiroyuki For For Management
--------------------------------------------------------------------------------
OMV AG
Ticker: OMV Security ID: A51460110
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAY 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Ernst & Young AG as Auditors For For Management
7.1 Approve Long Term Incentive Plan For Against Management
7.2 Approve Matching Share Plan For Against Management
8 Amend Articles: Adaptation to the For For Management
Company Law Amendment Act 2011
--------------------------------------------------------------------------------
ONO PHARMACEUTICAL CO. LTD.
Ticker: 4528 Security ID: J61546115
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2 Amend Articles To Indemnify Directors For For Management
and Statutory Auditors
3.1 Elect Director Sagara, Gyo For For Management
3.2 Elect Director Awata, Hiroshi For For Management
3.3 Elect Director Sano, Kei For For Management
3.4 Elect Director Kawabata, Kazuhito For For Management
3.5 Elect Director Fujiyoshi, Shinji For For Management
3.6 Elect Director Ono, Isao For For Management
3.7 Elect Director Fukushima, Daikichi For For Management
3.8 Elect Director Kato, Yutaka For For Management
3.9 Elect Director Kurihara, Jun For For Management
4 Appoint Statutory Auditor Tezuka, For For Management
Michio
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
6 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA)
Ticker: OPAP Security ID: X3232T104
Meeting Date: APR 06, 2013 Meeting Type: Special
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Director Appointments For For Management
2 Ratify Appointment of Members of Audit For For Management
Committee
3 Approve Agreement with Intralot For For Management
--------------------------------------------------------------------------------
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA)
Ticker: OPAP Security ID: X3232T104
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Statutory Reports For For Management
2 Accept Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Discharge of Board and Auditors For For Management
5 Approve Director Remuneration for 2012 For For Management
6 Pre-approve Director Remuneration for For For Management
2013
7 Approve Auditors and Fix Their For For Management
Remuneration
8 Approve Related Party Transaction For For Management
9 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
10 Various Announcements None None Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For Withhold Management
1.6 Elect Director George H. Conrades For Withhold Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For For Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Adopt Multiple Performance Metrics Against For Shareholder
Under Executive Incentive Plans
6 Require Independent Board Chairman Against Against Shareholder
7 Adopt Retention Ratio for Against Against Shareholder
Executives/Directors
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
ORIENTAL LAND CO.
Ticker: 4661 Security ID: J6174U100
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Kagami, Toshio For For Management
2.2 Elect Director Uenishi, Kyoichiro For For Management
2.3 Elect Director Irie, Norio For For Management
2.4 Elect Director Tamaru, Yasushi For For Management
2.5 Elect Director Suzuki, Shigeru For For Management
2.6 Elect Director Takano, Yumiko For For Management
2.7 Elect Director Yokota, Akiyoshi For For Management
2.8 Elect Director Kikuchi, Yoritoshi For For Management
2.9 Elect Director Konobe, Hirofumi For For Management
2.10 Elect Director Hanada, Tsutomu For For Management
2.11 Elect Director Katayama, Yuuichi For For Management
--------------------------------------------------------------------------------
ORIGIN ENERGY LTD.
Ticker: ORG Security ID: Q71610101
Meeting Date: NOV 12, 2012 Meeting Type: Annual
Record Date: NOV 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Ralph J Norris as a Director For For Management
3 Elect John H Akehurst as a Director For For Management
4 Elect Karen A Moses as a Director For For Management
5 Elect Helen M Nugent as a Director For For Management
6 Approve the Adoption of the For For Management
Remuneration Report
7 Approve the Grant of Long Term For For Management
Incentives Up to a Maximum Value of
A$3.75 Million and the Subsequent
Allotment of Shares in Respect of
those Incentives to Grant A King,
Managing Director of the Company
8 Approve the Grant of Long Term For For Management
Incentives Up to a Maximum Value of
A$1.59 Million and the Subsequent
Allotment of Shares on Exercise of
those Incentives to Karen A Moss,
Executive Director
9 Approve Potential Termination Benefits For For Management
--------------------------------------------------------------------------------
ORION OYJ
Ticker: ORNBV Security ID: X6002Y112
Meeting Date: MAR 19, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports, the Board's Report,
and the Auditor's Report; Receive
Review by the CEO
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 76,000 for Chairman,
EUR 51,000 for Vice Chairman, and EUR
38,000 for Other Directors; Approve
Meeting Fees
11 Fix Number of Directors at Six For For Management
12 Reelect Sirpa Jalkanen, Eero Karvonen, For Against Management
Hannu Syrjanen (Chairman), Heikki
Westerlund, Timo Maasilta, and Jukka
Ylppo as Directors
13 Approve Remuneration of Auditors For Against Management
14 Ratify PricewaterhouseCoopers as For Against Management
Auditors
15 Authorize Share Repurchase Program of For For Management
Maximum 500,000 B Shares
16 Authorize Reissuance of up to 600,000 For For Management
Repurchased Shares
17 Close Meeting None None Management
--------------------------------------------------------------------------------
ORIX CORP.
Ticker: 8591 Security ID: J61933123
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Miyauchi, Yoshihiko For For Management
1.2 Elect Director Inoe, Makoto For For Management
1.3 Elect Director Urata, Haruyuki For For Management
1.4 Elect Director Umaki, Tamio For For Management
1.5 Elect Director Kojima, Kazuo For For Management
1.6 Elect Director Yamaya, Yoshiyuki For For Management
1.7 Elect Director Kadowaki, Katsutoshi For For Management
1.8 Elect Director Sasaki, Takeshi For For Management
1.9 Elect Director Tsujiyama, Eiko For For Management
1.10 Elect Director Robert Feldman For For Management
1.11 Elect Director Niinami, Takeshi For For Management
1.12 Elect Director Usui, Nobuaki For For Management
1.13 Elect Director Yasuda, Ryuuji For For Management
--------------------------------------------------------------------------------
ORKLA ASA
Ticker: ORKO Security ID: R67787102
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 2.50
per Share
2.1 Receive Information on Remuneration None None Management
Policy and Other Terms of Employment
for Executive Management
2.2 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
2.3 Approve Guidelines for Incentive-Based For Did Not Vote Management
Compensation for Executive Management
3 Receive Company's Corporate Governance None None Management
Statement
4.a Amend Articles Re: Discontinuation of For Did Not Vote Management
Corporate Assembly and Increase
Employee Representatives; Amend
Articles Re: Reflect Changes in
Corporate Assembly for Section
Relating to Nomination Committee
4.b Amend Articles Re: Number of Board For Did Not Vote Management
Members and Deputies
5.1 Authorize Repurchase of Shares for Use For Did Not Vote Management
in Employee Incentive Programs
5.2 Authorize Share Repurchase Program and For Did Not Vote Management
Disposal of Repurchased Shares
6 Authorize Company to Call EGM with Two For Did Not Vote Management
Weeks' Notice
7.1 Reelect Andresen, Kreutzer, Bjerke, For Did Not Vote Management
Pettersson, Waersted, Windfelt,
Svarva, Blystad, Selte, Venold,
Brautaset, Gleditsch, and Rydning as
Members of Corporate Assembly
7.2 Reelect Bjorn, Berdal, Houg, Sorli, For Did Not Vote Management
and Ideboen as Deputy Members of
Corporate Assembly
8 Elect Nils-Henrik Pettersson as Member For Did Not Vote Management
of Nominating Committee
9 Approve Remuneration of Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
OSAKA GAS CO. LTD.
Ticker: 9532 Security ID: J62320114
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4.5
2.1 Elect Director Ozaki, Hiroshi For For Management
2.2 Elect Director Kitamae, Masato For For Management
2.3 Elect Director Honjo, Takehiro For For Management
2.4 Elect Director Kyuutoku, Hirofumi For For Management
2.5 Elect Director Kawagishi, Takahiko For For Management
2.6 Elect Director Matsuzaka, Hidetaka For For Management
2.7 Elect Director Ozaki, Yoichiro For For Management
2.8 Elect Director Ikejima, Kenji For For Management
2.9 Elect Director Fujita, Masaki For For Management
2.10 Elect Director Ryoki, Yasuo For For Management
2.11 Elect Director Setoguchi, Tetsuo For For Management
2.12 Elect Director Morishita, Shunzo For For Management
2.13 Elect Director Miyahara, Hideo For For Management
--------------------------------------------------------------------------------
OTSUKA HOLDINGS CO LTD
Ticker: 4578 Security ID: J63117105
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Otsuka, Akihiko For For Management
1.2 Elect Director Higuchi, Tatsuo For For Management
1.3 Elect Director Otsuka, Ichiro For For Management
1.4 Elect Director Makise, Atsumasa For For Management
1.5 Elect Director Matsuo, Yoshiro For For Management
1.6 Elect Director Otsuka, Yuujiro For For Management
1.7 Elect Director Kobayashi, Yukio For For Management
1.8 Elect Director Hirotomi, Yasuyuki For For Management
1.9 Elect Director Kawaguchi, Juichi For For Management
2 Appoint Statutory Auditor Tobe, For For Management
Sadanobu
--------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2a Elect Cheong Choong Kong as Director For For Management
2b Elect Lee Seng Wee as Director For For Management
3a Elect David Conner as Director For For Management
3b Elect Lee Tih Shih as Director For For Management
3c Elect Pramukti Surjaudaja as Director For For Management
3d Elect Neo Boon Siong as Director For For Management
4 Approve Final Dividend For For Management
5a Approve Directors' Fees For For Management
5b Approve Issuance of 6,000 Shares to For For Management
Each Non-Executive Director for the
Year Ended Dec. 31, 2012
6 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
7a Approve Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
7b Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Issuance of Shares and Grant For For Management
of Awards Pursuant to the OCBC Share
Option Scheme 2001 and OCBC Employee
Share Purchase Plan
9 Approve Issuance of Shares Pursuant to For For Management
the Oversea-Chinese Banking
Corporation Limited Scrip Dividend
Scheme
--------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 25, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison J. Carnwath For For Management
1.2 Elect Director Luiz Kaufmann For For Management
1.3 Elect Director John M. Pigott For For Management
1.4 Elect Director Gregory M. E. Spierkel For For Management
2 Declassify the Board of Directors Against For Shareholder
3 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
PANASONIC CORP
Ticker: 6752 Security ID: J6354Y104
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Accounting Transfers For For Management
2.1 Elect Director Matsushita, Masayuki For For Management
2.2 Elect Director Tsuga, Kazuhiro For For Management
2.3 Elect Director Nagae, Shuusaku For For Management
2.4 Elect Director Kashima, Ikusaburo For For Management
2.5 Elect Director Yamada, Yoshihiko For For Management
2.6 Elect Director Miyata, Yoshiiku For For Management
2.7 Elect Director Takami, Kazunori For For Management
2.8 Elect Director Toyama, Takashi For For Management
2.9 Elect Director Kawai, Hideaki For For Management
2.10 Elect Director Miyabe, Yoshiyuki For For Management
2.11 Elect Director Nakagawa, Yoshiaki For For Management
2.12 Elect Director Yoshida, Mamoru For For Management
2.13 Elect Director Uno, Ikuo For For Management
2.14 Elect Director Oku, Masayuki For For Management
2.15 Elect Director Nomura, Tsuyoshi For For Management
2.16 Elect Director Yoshioka, Tamio For For Management
2.17 Elect Director Ota, Hiroko For For Management
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shona L. Brown For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Ian M. Cook For For Management
1.4 Elect Director Dina Dublon For For Management
1.5 Elect Director Victor J. Dzau For For Management
1.6 Elect Director Ray L. Hunt For For Management
1.7 Elect Director Alberto Ibarguen For For Management
1.8 Elect Director Indra K. Nooyi For For Management
1.9 Elect Director Sharon Percy Rockefeller For For Management
1.10 Elect Director James J. Schiro For For Management
1.11 Elect Director Lloyd G. Trotter For For Management
1.12 Elect Director Daniel Vasella For For Management
1.13 Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERNOD RICARD
Ticker: RI Security ID: F72027109
Meeting Date: NOV 09, 2012 Meeting Type: Annual/Special
Record Date: NOV 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.58 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Severance Payment Agreement For For Management
with Pierre Pringuet
6 Approve Severance Payment Agreement For Against Management
with Alexandre Ricard
7 Ratify Appointment of Martina For For Management
Gonzalez-Gallarza as Director
8 Ratify Appointment of Alexandre Ricard For For Management
as Director
9 Reelect Alexandre Ricard as Director For For Management
10 Reelect Pierre Pringuet as Director For For Management
11 Reelect Wolfgang Colberg as Director For For Management
12 Reelect Cesar Giron as Director For For Management
13 Reelect Martina Gonzalez-Gallarza as For For Management
Director
14 Elect Ian Gallienne as Director For For Management
15 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 875,000
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize up to 0.7 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
18 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
19 Approve Employee Stock Purchase Plan For For Management
20 Amend Article 5 of Bylaws Re: For For Management
Company's Duration
21 Amend Article 20 of Bylaws Re: Age For For Management
Limit of the Chairman of the Board
22 Amend Article 27 of Bylaws Re: For Against Management
Related-Party Transactions
23 Amend Article 32 of Bylaws Re: For For Management
Convening of General Meetings
24 Amend Article 33 of Bylaws Re: Proxy For For Management
Voting, Shareholders Proposals
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Andrews For For Management
1.2 Elect Director Lewis Chew For For Management
1.3 Elect Director C. Lee Cox For For Management
1.4 Elect Director Anthony F. Earley, Jr. For For Management
1.5 Elect Director Fred J. Fowler For For Management
1.6 Elect Director Maryellen C. Herringer For For Management
1.7 Elect Director Roger H. Kimmel For For Management
1.8 Elect Director Richard A. Meserve For For Management
1.9 Elect Director Forrest E. Miller For For Management
1.10 Elect Director Rosendo G. Parra For For Management
1.11 Elect Director Barbara L. Rambo For For Management
1.12 Elect Director Barry Lawson Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Andre Calantzopoulos For For Management
1.4 Elect Director Louis C. Camilleri For For Management
1.5 Elect Director J. Dudley Fishburn For For Management
1.6 Elect Director Jennifer Li For For Management
1.7 Elect Director Graham Mackay For For Management
1.8 Elect Director Sergio Marchionne For For Management
1.9 Elect Director Kalpana Morparia For For Management
1.10 Elect DirectorLucio A. Noto For For Management
1.11 Elect Director Robert B. Polet For For Management
1.12 Elect Director Carlos Slim Helu For For Management
1.13 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg C. Garland For For Management
1b Elect Director John E. Lowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PORTUGAL TELECOM, SGPS, S.A.
Ticker: PTC Security ID: X6769Q104
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Individual Financial Statements For For Management
and Statutory Reports for Fiscal 2012
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
Fiscal 2012
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Management and For For Management
Supervisory Board
5 Ratify Fernando Magalhaes Portella as For Against Management
Director
6 Elect Member of the Remuneration For For Management
Committee
7 Authorize Repurchase and Reissuance of For For Management
Shares
8 Discuss Terms of Possible Issuance of For For Management
Convertible Debentures
9 Approve Suspension of Preemptive For For Management
Rights in Regards to Item 8
10 Authorize Issuance of Bonds/Debentures For For Management
11 Authorize Repurchase and Reissuance of For For Management
Debt Instruments
12 Approve Remuneration Policy For Against Management
--------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: POT Security ID: 73755L107
Meeting Date: MAY 16, 2013 Meeting Type: Annual/Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher M. Burley For For Management
1.2 Elect Director Donald G. Chynoweth For For Management
1.3 Elect Director Daniel Clauw For For Management
1.4 Elect Director William J. Doyle For For Management
1.5 Elect Director John W. Estey For For Management
1.6 Elect Director Gerald W. Grandey For For Management
1.7 Elect Director C. Steven Hoffman For For Management
1.8 Elect Director Dallas J. Howe For For Management
1.9 Elect Director Alice D. Laberge For For Management
1.10 Elect Director Keith G. Martell For For Management
1.11 Elect Director Jeffrey J. McCaig For For Management
1.12 Elect Director Mary Mogford For For Management
1.13 Elect Director Elena Viyella de Paliza For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve 2013 Performance Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
POWER ASSETS HOLDINGS LTD.
Ticker: 00006 Security ID: Y7092Q109
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Chan Loi Shun as Director For Against Management
3b Elect Fong Chi Wai, Alex as Director For For Management
3c Elect Lee Lan Yee, Francis as Director For For Management
3d Elect Frank John Sixt as Director For Against Management
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Share Repurchase Program For For Management
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
POWER FINANCIAL CORP.
Ticker: PWF Security ID: 73927C100
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Marc A. Bibeau, Andre Desmarais, For Did Not Vote Management
Paul Desmarais, Paul Desmarais Jr.,
Gerald Frere, Anthony R. Graham,
Robert Gratton, V. Peter Harder, J.
David A. Jackson, R. Jeffrey Orr,
Louise Roy, Raymond Royer, and Emoke J.
E. Szathmary as Directors
1.1 Elect Director Marc A. Bibeau For For Management
1.2 Elect Director Andre Desmarais For For Management
1.3 Elect Director Paul Desmarais For Withhold Management
1.4 Elect Director Paul Desmarais Jr. For For Management
1.5 Elect Director Gerald Frere For For Management
1.6 Elect Director Anthony R. Graham For For Management
1.7 Elect Director Robert Gratton For Withhold Management
1.8 Elect Director V. Peter Harder For For Management
1.9 Elect Director J. David A. Jackson For For Management
1.10 Elect Director R. Jeffrey Orr For For Management
1.11 Elect Director Louise Roy For For Management
1.12 Elect Director Raymond Royer For For Management
1.13 Elect Director Emoke J.E. Szathmary For For Management
2 Ratify Deloitte LLP as Auditors For For Management
--------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director John V. Faraci For For Management
1.3 Elect Director Victoria F. Haynes For For Management
1.4 Elect Director Martin H. Richenhagen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick M. Bernthal For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Philip G. Cox For For Management
1.4 Elect Director Steven G. Elliott For For Management
1.5 Elect Director Louise K. Goeser For For Management
1.6 Elect Director Stuart E. Graham For For Management
1.7 Elect Director Stuart Heydt For For Management
1.8 Elect Director Raja Rajamannar For For Management
1.9 Elect Director Craig A. Rogerson For For Management
1.10 Elect Director William H. Spence For For Management
1.11 Elect Director Natica von Althann For For Management
1.12 Elect Director Keith H. Williamson For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
PPR
Ticker: KER Security ID: F7440G127
Meeting Date: JUN 18, 2013 Meeting Type: Annual/Special
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Kering and For For Management
Amend Article 2 of Bylaws Accordingly
2 Amend Article 8 of Bylaws Re: Voting For For Management
Rights
3 Amend Article 22 of Bylaws Re: Stock For For Management
Dividend Program
4 Approve Financial Statements and For For Management
Statutory Reports
5 Approve Consolidated Financial For For Management
Statements and Statutory Reports
6 Approve Allocation of Income and For For Management
Dividends of EUR 3.75 per Share
7 Reelect Francois Jean-Henri Pinault as For For Management
Director
8 Reelect Baudouin Prot as Director For For Management
9 Reelect Patricia Barbizet as Director For For Management
10 Reelect Jean-Francois Palus as Director For For Management
11 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
12 Approve Agreement with Jean-Francois For Against Management
Palus Re: Retirement Benefits
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 200 Million
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 200 Million for Bonus
Issue or Increase in Par Value
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 75 Million
18 Approve Issuance of up to 20 Percent For For Management
of Issued Capital Per Year for a
Private Placement, up to Aggregate
Nominal Amount of EUR 75 Million
19 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
20 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to
Shareholders Vote under Items 15, 17,
18 and 19
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
22 Approve Employee Stock Purchase Plan Against For Management
23 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Oscar Bernardes For For Management
1.3 Elect Director Bret K. Clayton For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Edward G. Galante For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Ira D. Hall For For Management
1.8 Elect Director Raymond W. LeBoeuf For For Management
1.9 Elect Director Larry D. McVay For For Management
1.10 Elect Director Wayne T. Smith For For Management
1.11 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tim Armstrong For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Jeffery H. Boyd For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Nancy B. Peretsman For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gordon M. Bethune For For Management
1.3 Elect Director Gaston Caperton For For Management
1.4 Elect Director Gilbert F. Casellas For For Management
1.5 Elect Director James G. Cullen For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Mark B. Grier For For Management
1.8 Elect Director Constance J. Horner For For Management
1.9 Elect Director Martina Hund-Mejean For For Management
1.10 Elect Director Karl J. Krapek For For Management
1.11 Elect Director Christine A. Poon For For Management
1.12 Elect Director John R. Strangfeld For For Management
1.13 Elect Director James A. Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PRUDENTIAL PLC
Ticker: PRU Security ID: G72899100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Philip Remnant as Director For For Management
5 Re-elect Sir Howard Davies as Director For For Management
6 Re-elect Robert Devey as Director For For Management
7 Re-elect John Foley as Director For For Management
8 Re-elect Michael Garrett as Director For For Management
9 Re-elect Ann Godbehere as Director For For Management
10 Re-elect Alexander Johnston as Director For For Management
11 Re-elect Paul Manduca as Director For For Management
12 Re-elect Michael McLintock as Director For For Management
13 Re-elect Kaikhushru Nargolwala as For For Management
Director
14 Re-elect Nicolaos Nicandrou as Director For For Management
15 Re-elect Barry Stowe as Director For For Management
16 Re-elect Tidjane Thiam as Director For For Management
17 Re-elect Lord Turnbull as Director For For Management
18 Re-elect Michael Wells as Director For For Management
19 Reappoint KPMG Audit plc as Auditors For For Management
20 Authorise Board to Fix Remuneration of For For Management
Auditors
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise Issue of Equity with For For Management
Pre-emptive Rights
23 Authorise Issue of Equity with For For Management
Pre-emptive Rights
24 Approve Savings-Related Share Option For For Management
Scheme
25 Approve Long Term Incentive Plan For For Management
26 Authorise Issue of Equity without For For Management
Pre-emptive Rights
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director William V. Hickey For For Management
1.3 Elect Director Ralph Izzo For For Management
1.4 Elect Director Shirley Ann Jackson For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Thomas A. Renyi For For Management
1.7 Elect Director Hak Cheol Shin For For Management
1.8 Elect Director Richard J. Swift For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Tamara Hughes Gustavson For For Management
1.3 Elect Director Uri P. Harkham For For Management
1.4 Elect Director B. Wayne Hughes, Jr. For For Management
1.5 Elect Director Avedick B. Poladian For For Management
1.6 Elect Director Gary E. Pruitt For For Management
1.7 Elect Director Ronald P. Spogli For For Management
1.8 Elect Director Daniel C. Staton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD.
Ticker: QBE Security ID: Q78063114
Meeting Date: MAR 27, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Approve the Grant of Up to 162,493 For For Management
Conditional Rights to Frank
O'Halloran, Former Group Chief
Executive Officer
4 Approve the Payment of a Retirement For For Management
Allowance of A$2.34 Million to Frank
O'Halloran, Former Group Chief
Executive Officer
5 Approve the Grant of 90,000 For For Management
Conditional Rights to John Neal, Group
Chief Executive Officer of the Company
6 Approve the Grant of Up to 68,127 For For Management
Conditional Rights to John Neal, Group
Chief Executive Officer
7 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
8 Elect John Graf as a Director For For Management
9a Elect Duncan Boyle as a Director For For Management
9b Elect John Green as a Director For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Duane A. Nelles For For Management
1i Elect Director Francisco Ros For For Management
1j Elect Director Brent Scowcroft For For Management
1k Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAIFFEISEN BANK INTERNATIONAL AG
Ticker: RBI Security ID: A7111G104
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: JUN 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.17 per Share
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify KPMG Austria AG as Auditors For For Management
7 Elect Klaus Buchleitner as Supervisory For For Management
Board Member
8 Approve Creation of EUR 298.1 Million For Against Management
Pool of Capital without Preemptive
Rights
9 Approve Issuance of Convertible Bonds For Against Management
with a Maximum Total Amount of EUR 2
Billion
10 Approve Creation of EUR 119.3 Million For Against Management
Pool of Capital without Preemptive
Rights to Grant Conversion or
Subscription Rights Pursuant to
Resolution in Item 9
11 Approve Issuance of up to 208,588 For Against Management
shares to Members of the Management
Board under Share Transfer Program
--------------------------------------------------------------------------------
RAKUTEN CO.
Ticker: 4755 Security ID: J64264104
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mikitani, Hiroshi For For Management
1.2 Elect Director Kunishige, Atsushi For For Management
1.3 Elect Director Kobayashi, Masatada For For Management
1.4 Elect Director Shimada, Toru For For Management
1.5 Elect Director Sugihara, Akio For For Management
1.6 Elect Director Takeda, Kazunori For For Management
1.7 Elect Director Yasutake, Hiroaki For For Management
1.8 Elect Director Yamada, Yoshihisa For For Management
1.9 Elect Director Charles B. Baxter For For Management
1.10 Elect Director Kusano, Koichi For For Management
1.11 Elect Director Kutaragi, Ken For For Management
1.12 Elect Director Joshua G. James For Against Management
1.13 Elect Director Fukino, Hiroshi For For Management
1.14 Elect Director Murai, Jun For For Management
1.15 Elect Director Hyakuno, Kentaro For For Management
2 Appoint Statutory Auditor Kunitake, For Against Management
Tanekiyo
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Cartwright For For Management
1b Elect Director Vernon E. Clark For For Management
1c Elect Director Stephen J. Hadley For For Management
1d Elect Director Michael C. Ruettgers For For Management
1e Elect Director Ronald L. Skates For For Management
1f Elect Director William R. Spivey For For Management
1g Elect Director Linda G. Stuntz For For Management
1h Elect Director William H. Swanson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Submit SERP to Shareholder Vote Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RB. Security ID: G74079107
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Adrian Bellamy as Director For For Management
5 Re-elect Peter Harf as Director For For Management
6 Re-elect Richard Cousins as Director For For Management
7 Re-elect Kenneth Hydon as Director For For Management
8 Re-elect Rakesh Kapoor as Director For For Management
9 Re-elect Andre Lacroix as Director For For Management
10 Re-elect Graham Mackay as Director For For Management
11 Re-elect Judith Sprieser as Director For For Management
12 Re-elect Warren Tucker as Director For For Management
13 Elect Adrian Hennah as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
REED ELSEVIER NV
Ticker: REN Security ID: N73430113
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss Annual Report 2012 None None Management
3 Adopt Financial Statements For For Management
4a Approve Discharge of Management Board For For Management
4b Approve Discharge of Supervisory Board For For Management
5 Approve Dividends of EUR 0.467 Per For For Management
Share
6 Ratify Deloitte Accountants as Auditors For For Management
7a Elect Wolfhart Hauser to Supervisory For For Management
Board
7b Reelect Anthony Habgood to Supervisory For For Management
Board
7c Reelect Adrian Hennah to Supervisory For For Management
Board
7d Reelect Lisa Hook to Supervisory Board For For Management
7e Reelect Marike van Lier Lels to For For Management
Supervisory Board
7f Reelect Robert Polet to Supervisory For For Management
Board
7g Reelect Linda S. Sanford to For For Management
Supervisory Board
7h Reelect Ben van der Veer to For For Management
Supervisory Board
8a Reelect Erik Engstrom to Executive For For Management
Board
8b Reelect Duncan Palmer to Executive For For Management
Board
9 Amend Articles Re: Implementation of For For Management
One-Tier Board Structure and Reflect
Legislative Changes
10a Amend Remuneration Policy for For For Management
Management Board Members
10b Approve Restricted Stock Plan For For Management
According to Remuneration Policy under
Item 10a
10c Approve Renewal of Stock Option Plan For For Management
According to Remuneration Policy under
Item 10a
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12a Grant Board Authority to Issue Shares For For Management
12b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 12a
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For Withhold Management
1.2 Elect Director Leonard S. Schleifer For Withhold Management
1.3 Elect Director Eric M. Shooter For Withhold Management
1.4 Elect Director George D. Yancopoulos For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REPSOL SA
Ticker: REP Security ID: E8471S130
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Discharge of Board For For Management
3 Renew Appointment of Deloitte as For For Management
Auditor
4 Approve Updated Balance Sheets to For For Management
Benefit from New Tax Regulation
5 Approve Allocation of Income and For For Management
Dividends
6 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
7 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
8 Reelect Luis Suarez de Lezo Mantilla For For Management
as Director
9 Reelect Maria Isabel Gabarro Miquel as For For Management
Director
10 Ratify Appointment by Co-option of and For For Management
Reelect Manuel Manrique Cecilia as
Director
11 Elect Rene Dahan as Director For For Management
12 Amend Article 45 Re: Board Remuneration For For Management
13 Approve Remuneration of Directors For For Management
14 Advisory Vote on Remuneration Policy For For Management
Report
15 Authorize Issuance of Non-Convertible For For Management
Bonds/Debentures and Other Debt
Securities
16 Amend Article 38 Re: Executive For For Management
Committee
17 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
RESONA HOLDINGS, INC.
Ticker: 8308 Security ID: J6448E106
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reduce Authorized For For Management
Capital and Amend Provisions on
Preferred Shares
2 Approve Accounting Transfers For For Management
3 Amend Articles To Amend Provisions on For For Management
Preferred Shares and Transfer
Authority to Preside at Shareholder
Meetings from Chairman to President
4.1 Elect Director Higashi, Kazuhiro For For Management
4.2 Elect Director Hara, Toshiki For For Management
4.3 Elect Director Kan, Tetsuya For For Management
4.4 Elect Director Isono, Kaoru For For Management
4.5 Elect Director Okuda, Tsutomu For For Management
4.6 Elect Director Nagai, Shuusai For For Management
4.7 Elect Director Osono, Emi For For Management
4.8 Elect Director Arima, Toshio For For Management
4.9 Elect Director Sanuki, Yoko For For Management
4.10 Elect Director Urano, Mitsudo For For Management
5 Amend Articles To Reduce Authorized For For Management
Capital and Amend Provisions on
Preferred Shares
--------------------------------------------------------------------------------
REYNOLDS AMERICAN INC.
Ticker: RAI Security ID: 761713106
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel M. Delen For For Management
1b Elect Director Martin D. Feinstein For For Management
1c Elect Director Lionel L. Nowell, III For For Management
1d Elect Director Neil R. Withington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
RICOH CO. LTD.
Ticker: 7752 Security ID: J64683105
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16.5
2 Elect Director Kanemaru, Kenichi For For Management
3.1 Appoint Statutory Auditor Minakawa, For For Management
Kunihito
3.2 Appoint Statutory Auditor Yabuki, For For Management
Kimitoshi
4 Appoint Alternate Statutory Auditor For For Management
Horie, Kiyohisa
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
RIO TINTO LTD.
Ticker: RIO Security ID: Q81437107
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Financial Statements and For For Management
Reports of the Directors and Auditors
for the Year Ended Dec. 31, 2012
2 Approve the Remuneration Report For For Management
3 Elect Robert Brown as a Director For For Management
4 Elect Vivienne Cox as a Director For For Management
5 Elect Jan du Plessis as a Director For For Management
6 Elect Guy Elliott as a Director For For Management
7 Elect Michael Fitzpatrick as a Director For For Management
8 Elect Ann Godbehere as a Director For For Management
9 Elect Richard Goodmanson as a Director For For Management
10 Elect John Kerr as a Director For For Management
11 Elect Chris Lynch as a Director For For Management
12 Elect Paul Tellier as a Director For For Management
13 Elect John Varley as a Director For For Management
14 Elect Sam Walsh as a Director For For Management
15 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors of Rio Tinto plc
16 Authorize the Audit Committee to For For Management
Determine the Remuneration of Auditors
17 Approve the Performance Share Plan 2013 For For Management
18 Approve the Renewal of the Off-Market For For Management
and On-Market Share Buyback Authorities
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Robert Brown as Director For For Management
4 Re-elect Vivienne Cox as Director For For Management
5 Re-elect Jan du Plessis as Director For For Management
6 Re-elect Guy Elliott as Director For For Management
7 Re-elect Michael Fitzpatrick as For For Management
Director
8 Re-elect Ann Godbehere as Director For For Management
9 Re-elect Richard Goodmanson as Director For For Management
10 Re-elect Lord Kerr as Director For For Management
11 Re-elect Chris Lynch as Director For For Management
12 Re-elect Paul Tellier as Director For For Management
13 Re-elect John Varley as Director For For Management
14 Re-elect Sam Walsh as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Approve Performance Share Plan For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC
Ticker: RR Security ID: G76225104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Ian Davis as Director For For Management
4 Elect Jasmin Staiblin as Director For For Management
5 Re-elect John Rishton as Director For For Management
6 Re-elect Dame Helen Alexander as For For Management
Director
7 Re-elect Lewis Booth as Director For For Management
8 Re-elect Sir Frank Chapman as Director For For Management
9 Re-elect Iain Conn as Director For For Management
10 Re-elect James Guyette as Director For For Management
11 Re-elect John McAdam as Director For For Management
12 Re-elect Mark Morris as Director For For Management
13 Re-elect John Neill as Director For For Management
14 Re-elect Colin Smith as Director For For Management
15 Reappoint KPMG Audit plc as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Approve Payment to Shareholders For For Management
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
ROYAL BANK OF CANADA
Ticker: RY Security ID: 780087102
Meeting Date: FEB 28, 2013 Meeting Type: Annual/Special
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Geoffrey Beattie For For Management
1.2 Elect Director D.F. Denison For For Management
1.3 Elect Director Paule Gauthier For For Management
1.4 Elect Director Richard L. George For For Management
1.5 Elect Director Timothy J. Hearn For For Management
1.6 Elect Director Alice D. Laberge For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Brandt C. Louie For For Management
1.9 Elect Director Michael H. McCain For For Management
1.10 Elect Director Heather Munroe-Blum For For Management
1.11 Elect Director Gordon M. Nixon For For Management
1.12 Elect Director David P. O'Brien For For Management
1.13 Elect Director J. Pedro Reinhard For For Management
1.14 Elect Director Edward Sonshine For For Management
1.15 Elect Director Kathleen P. Taylor For For Management
1.16 Elect Director Bridget A. van Kralingen For For Management
1.17 Elect Director Victor L. Young For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Increase Disclosure of Pension Against Against Shareholder
Plans
5 SP 2: Adopt Policy for Equitable Against Against Shareholder
Treatment under the Pension Plans
6 SP 3: Adopt Policy on Gender Equality Against Against Shareholder
in Executive Positions
7 SP 4: Adopt an Internal Pay Ratio Against Against Shareholder
8 SP 5: Publish Summary of Annual Against Against Shareholder
Meetings and Questions Raised at
Meetings
9 SP 6: Amend Bylaws- Shareholder Bill Against Against Shareholder
of Rights
10 SP 7: Revoke Appointment of Deloitte & Against Against Shareholder
Touche LLP as Auditor
11 SP 8: Amend Bylaws- Director Against Against Shareholder
Remuneration
12 SP 9: Amend Bylaw to Limit Number of Against Against Shareholder
Directors
--------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: RBS Security ID: G7S86Z172
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Sandy Crombie as Director For For Management
4 Re-elect Alison Davis as Director For For Management
5 Re-elect Tony Di Iorio as Director For For Management
6 Re-elect Philip Hampton as Director For For Management
7 Re-elect Stephen Hester as Director For For Management
8 Re-elect Penny Hughes as Director For For Management
9 Re-elect Brendan Nelson as Director For For Management
10 Re-elect Baroness Noakes as Director For For Management
11 Re-elect Art Ryan as Director For For Management
12 Re-elect Bruce Van Saun as Director For For Management
13 Re-elect Philip Scott as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Approve Renewal of Directors' For For Management
Authority to Offer Shares in lieu of a
Cash Dividend
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: RBS Security ID: G7S86Z172
Meeting Date: MAY 14, 2013 Meeting Type: Special
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to the
Issue of Equity Convertible Notes
2 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issue of Equity Convertible Notes
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A118
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
RWE AG
Ticker: RWE Security ID: D6629K109
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Approve Remuneration System for For Against Management
Management Board Members
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2013
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for the Half Year Financial
Report 2013
8a Elect Werner Brandt to the Supervisory For For Management
Board
8b Elect Hans-Peter Keitel to the For For Management
Supervisory Board
9 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
SAFRAN
Ticker: SAF Security ID: F4035A557
Meeting Date: MAY 28, 2013 Meeting Type: Annual/Special
Record Date: MAY 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.96 per Share
4 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
5 Reelect Jean-Marc Forneri as Director For For Management
6 Elect Monique Cohen as Director For For Management
7 Elect Christian Streiff as Director For For Management
8 Acknowledge Appointment of Four For Against Management
Representative of French State to the
Board
9 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 670,000
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 25 Million
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8 Million
13 Authorize Capital Increase of Up to For For Management
EUR 8 Million for Future Exchange
Offers
14 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 8 Million
15 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 11 to 14
16 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for Future
Acquisitions
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 12.5 Million for Bonus
Issue or Increase in Par Value
18 Approve Employee Stock Purchase Plan For For Management
19 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
Under Items at EUR 50 Million
20 Authorize up to 1.5 Percent of Issued For For Management
Capital for Use in Stock Option Plan
21 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
22 Elect One or Several Representatives For Against Shareholder
of Employees to the Board
23 Approve Alternate Income Allocation Against Against Shareholder
Proposal with Respect to Item 3 Above
and Dividends of EUR 0.77 per Share
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: MAR 20, 2013 Meeting Type: Special
Record Date: FEB 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stratton Sclavos For For Management
1.2 Elect Director Lawrence Tomlinson For For Management
1.3 Elect Director Shirley Young For For Management
2 Declassify the Board of Directors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAMPO OYJ
Ticker: SAMAS Security ID: X75653109
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's and
Auditor's Report; Receive CEO's Review
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 160,000 for
Chairman, EUR 100,000 for Vice
Chairman, and EUR 80,000 for Other
Directors
11 Fix Number of Directors at Eight For For Management
12 Reelect Anne Brunila, Grate Axen, For For Management
Veli-Matti Mattila, Eira
Palin-Lehtinen, Matti Vuoria, Per
Sorlie, and Bjorn Wahlroos (Chairman)
as Directors; Elect Jannica Fagerholm
as New Director
13 Approve Remuneration of Auditors For For Management
14 Ratify Ernst & Young as Auditors For For Management
15 Authorize Repurchase of up to 50 For For Management
Million Issued Class A Shares
16 Close Meeting None None Management
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 01928 Security ID: G7800X107
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Toh Hup Hock as Executive For For Management
Director
3b Elect Michael Alan Leven as For For Management
Non-Executive Director
3c Elect Jeffrey Howard Schwartz as For For Management
Non-Executive Director
3d Elect David Muir Turnbull as For For Management
Independent Non-Executive Director
3e Elect Victor Patrick Hoog Antink as For For Management
Independent Non-Executive Director
3f Elect Steven Zygmunt Strasser as For For Management
Independent Non-Executive Director
3g Authorize Board to Fix the For For Management
Remuneration of Directors
4 Reappoint PricewaterhouseCoopers as None None Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Adopt Company's Formal Chinese Name, For For Management
and Amend Memorandum and Articles of
Association to Reflect the Amended
Name of the Company
9 Amend Memorandum and Articles of For Against Management
Association of the Company
--------------------------------------------------------------------------------
SANDVIK AB
Ticker: SAND Security ID: W74857165
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Approve Agenda of Meeting For Did Not Vote Management
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive President's Report None None Management
9 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
10 Approve Discharge of Board and For Did Not Vote Management
President
11 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 3.50 per Share
12 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board
13 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of 1.65 Million for
Chairman and SEK 550,000 for
Non-Executive Members; Approve
Remuneration for Committee Work
14 Reelect Olof Faxander, Jurgen For Did Not Vote Management
Geissinger, Johan Karlstrom, Fredrik
Lundberg, Hanne de Mora, Anders Nyren
(Chairman), Simon Thompson, and Lars
Westerberg as Directors
15 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
16 Approve Stock Option and Share For Did Not Vote Management
Matching Plan (LTI 2013) for Key
Employees
17 Spin-off and Listing of Sandvik None Did Not Vote Shareholder
Materials Technology on the Stock
Exchange; Distribute Shares to
Sandvik's Shareholders
18 Close Meeting None None Management
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 03, 2013 Meeting Type: Annual/Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.77 per Share
4 Elect Fabienne Lecorvaisier as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
8 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
10 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Grants of
Restricted Shares in Substitution for
Discount under Capital Increases for
Employee Stock Purchase Plans
13 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAP AG
Ticker: SAP Security ID: D66992104
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
6 Ratify KPMG AG as Auditors for Fiscal For For Management
2013
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Adrian Lajous For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director L. Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Approve Omnibus Stock Plan For For Management
6 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA
Ticker: SU Security ID: F86921107
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.87 per Share
4 Approve Additional Pension Scheme For For Management
Agreement with the Members of the
Management Board and the Chairman of
the Supervisory Board
5 Approve Severance Payment Agreement For For Management
with Jean-Pascal Tricoire
6 Reelect Gerard de La Martiniere as For For Management
Supervisory Board Member
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Adopt One-Tiered Board Structure and For For Management
Amend Articles 1, 11-21 and 22-28 of
Bylaws Accordingly
9 Transfer Outstanding Delegations of For For Management
Powers to Issue Capital under Stock
Purchase Plans from Management Board
to Board of Directors
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million
11 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 220 Million
13 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 10 and 12
14 Authorize Capital Increase of up to 9. For For Management
9 Percent of Issued Capital for Future
Acquisitions
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 110 Million
16 Authorize up to 1.8 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
17 Authorize up to 0.5 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
18 Approve Employee Stock Purchase Plan For For Management
19 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Elect Jean-Pascal Tricoire as Director For For Management
22 Elect Henri Lachmann as Director For For Management
23 Elect Leo Apotheker as Director For For Management
24 Elect Betsy Atkins as Director For For Management
25 Elect Gerard de La Martiniere as For For Management
Director
26 Elect Xavier Fontanet Director For For Management
27 Elect Noel Forgeard as Director For For Management
28 Elect Antoine Gosset-Grainville as For For Management
Director
29 Elect Willy R. Kissling as Director For For Management
30 Elect Cathy Kopp as Director For For Management
31 Elect Dominique Senequier as Director For For Management
32 Elect M.G. Richard Thoman as Director For For Management
33 Elect Serge Weinberg as Director For For Management
34 Elect Claude Briquet as Representative Against Against Management
of Employee Shareholders to the Board
35 Elect Magali Herbaut as Representative For For Management
of Employee Shareholders to the Board
36 Elect Thierry Jacquet as Against Against Management
Representative of Employee
Shareholders to the Board
37 Elect Jean-Michel Vedrine as Against Against Management
Representative of Employee
Shareholders to the Board
38 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.3 Million
39 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SECOM CO. LTD.
Ticker: 9735 Security ID: J69972107
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 105
2 Amend Articles To Indemnify Directors For For Management
3.1 Elect Director Iida, Makoto For For Management
3.2 Elect Director Toda, Juichi For For Management
3.3 Elect Director Maeda, Shuuji For For Management
3.4 Elect Director Sato, Koichi For For Management
3.5 Elect Director Nakayama, Yasuo For For Management
3.6 Elect Director Ito, Hiroshi For For Management
3.7 Elect Director Anzai, Kazuaki For For Management
3.8 Elect Director Yoshida, Yasuyuki For For Management
3.9 Elect Director Nakayama, Junzo For For Management
3.10 Elect Director Fuse, Tatsuro For For Management
3.11 Elect Director Furukawa, Kenichi For For Management
3.12 Elect Director Hirose, Takaharu For For Management
3.13 Elect Director Sawada, Takashi For For Management
4 Appoint Statutory Auditor Sekiya, For For Management
Kenichi
5 Approve Retirement Bonus Payment for For For Management
Directors
6 Approve Retirement Bonus Payment for For For Management
Statutory Auditor
7 Approve Special Payments to Directors For For Management
in Connection with Abolition of
Retirement Bonus System
8 Approve Special Payments to Statutory For For Management
Auditors in Connection with Abolition
of Retirement Bonus System
--------------------------------------------------------------------------------
SEKISUI HOUSE LTD.
Ticker: 1928 Security ID: J70746136
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: JAN 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2 Appoint Statutory Auditor Dohi, For For Management
Takaharu
3 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
SEMBCORP MARINE LTD.
Ticker: S51 Security ID: Y8231K102
Meeting Date: APR 19, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renewal of the IPT Mandate For For Management
2 Approve Renewal of the Share Purchase For For Management
Mandate
--------------------------------------------------------------------------------
SEMBCORP MARINE LTD.
Ticker: S51 Security ID: Y8231K102
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend and Special For For Management
Dividend
3 Elect Ajaib Haridass as Director For For Management
4 Elect Tang Kin Fei as Director For For Management
5 Elect Ron Foo Siang Guan as Director For For Management
6 Elect Goh Geok Ling as Director For For Management
7 Approve Directors' Fees For For Management
8 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Grant of Awards and Issuance For Against Management
of Shares Pursuant to the Sembcorp
Marine Performance Share Plan 2010
and/or the Sembcorp Marine Restricted
Share Plan 2010
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO LTD
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 33
2.1 Elect Director Suzuki, Toshifumi For For Management
2.2 Elect Director Murata, Noritoshi For For Management
2.3 Elect Director Goto, Katsuhiro For For Management
2.4 Elect Director Kobayashi, Tsuyoshi For For Management
2.5 Elect Director Ito, Junro For For Management
2.6 Elect Director Takahashi, Kunio For For Management
2.7 Elect Director Shimizu, Akihiko For For Management
2.8 Elect Director Kamei, Atsushi For For Management
2.9 Elect Director Isaka, Ryuichi For For Management
2.10 Elect Director Anzai, Takashi For For Management
2.11 Elect Director Otaka, Zenko For For Management
2.12 Elect Director Matsumoto, Ryu For For Management
2.13 Elect Director Okubo, Tsuneo For For Management
2.14 Elect Director Shimizu, Noritaka For For Management
2.15 Elect Director Scott Trevor Davis For For Management
2.16 Elect Director Nonaka, Ikujiro For For Management
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SHIMANO INC.
Ticker: 7309 Security ID: J72262108
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 37.5
2.1 Elect Director Kakutani, Keiji For For Management
2.2 Elect Director Wada, Shinji For For Management
2.3 Elect Director Yuasa, Satoshi For For Management
2.4 Elect Director Chia Chin Seng For For Management
2.5 Elect Director Ichijo, Kazuo For For Management
--------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO. LTD.
Ticker: 4063 Security ID: J72810120
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Saito, Yasuhiko For For Management
2.2 Elect Director Takasugi, Koji For For Management
2.3 Elect Director Ishihara, Toshinobu For For Management
2.4 Elect Director Frank Peter Popoff For Against Management
2.5 Elect Director Miyazaki, Tsuyoshi For For Management
2.6 Elect Director Fukui, Toshihiko For For Management
2.7 Elect Director Miyajima, Masaki For For Management
2.8 Elect Director Kasahara, Toshiyuki For For Management
2.9 Elect Director Onezawa, Hidenori For For Management
2.10 Elect Director Nakamura, Ken For For Management
2.11 Elect Director Matsui, Yukihiro For For Management
2.12 Elect Director Okamoto, Hiroaki For For Management
2.13 Elect Director Ueno, Susumu For For Management
2.14 Elect Director Maruyama, Kazumasa For For Management
3 Appoint Statutory Auditor Fukui, Taku For Against Management
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
SHIONOGI & CO., LTD.
Ticker: 4507 Security ID: J74229105
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2.1 Elect Director Shiono, Motozo For For Management
2.2 Elect Director Teshirogi, Isao For For Management
2.3 Elect Director Nomura, Akio For For Management
2.4 Elect Director Mogi, Teppei For For Management
2.5 Elect Director Machida, Katsuhiko For For Management
3 Appoint Statutory Auditor Tsukihara, For Against Management
Koichi
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: G8124V108
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect William Burns as Director For For Management
4 Re-elect Matthew Emmens as Director For For Management
5 Re-elect Dr David Ginsburg as Director For For Management
6 Re-elect Graham Hetherington as For For Management
Director
7 Re-elect David Kappler as Director For For Management
8 Re-elect Susan Kilsby as Director For For Management
9 Re-elect Anne Minto as Director For For Management
10 Re-elect David Stout as Director For For Management
11 Elect Dr Steven Gillis as Director For For Management
12 Elect Dr Flemming Ornskov as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SHISEIDO CO. LTD.
Ticker: 4911 Security ID: J74358144
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Maeda, Shinzo For For Management
2.2 Elect Director Carsten Fischer For For Management
2.3 Elect Director Takamori, Tatsuomi For For Management
2.4 Elect Director Nishimura, Yoshinori For For Management
2.5 Elect Director Okazawa, Yuu For For Management
2.6 Elect Director Sakai, Toru For For Management
2.7 Elect Director Iwata, Shoichiro For For Management
2.8 Elect Director Nagai, Taeko For For Management
2.9 Elect Director Uemura, Tatsuo For Against Management
3 Appoint Statutory Auditor Harada, Akio For For Management
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SHIZUOKA BANK LTD.
Ticker: 8355 Security ID: J74444100
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 8
2.1 Elect Director Ito, Seiya For For Management
2.2 Elect Director Nakanishi, Katsunori For For Management
2.3 Elect Director Goto, Masahiro For For Management
2.4 Elect Director Yamamoto, Toshihiko For For Management
2.5 Elect Director Nakamura, Akihiro For For Management
2.6 Elect Director Hitosugi, Itsuro For For Management
2.7 Elect Director Saito, Hiroki For For Management
2.8 Elect Director Nagasawa, Yoshihiro For For Management
2.9 Elect Director Fushimi, Yukihiro For For Management
2.10 Elect Director Fujisawa, Kumi For For Management
3 Appoint Alternate Statutory Auditor For For Management
Mitsui, Yoshinori
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: JAN 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2011/2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 3.00 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2011/2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2011/2012
5 Ratify Ernst & Young GmbH as Auditors For Did Not Vote Management
for Fiscal 2012
6a Reelect Josef Ackermann to the For Did Not Vote Management
Supervisory Board
6b Reelect Gerd von Brandenstein to the For Did Not Vote Management
Supervisory Board
6c Reelect Gerhard Cromme to the For Did Not Vote Management
Supervisory Board
6d Reelect Michael Diekmann to the For Did Not Vote Management
Supervisory Board
6e Reelect Hans Michael Gaul to the For Did Not Vote Management
Supervisory Board
6f Reelect Peter Gruss to the Supervisory For Did Not Vote Management
Board
6g Reelect Nicola Leibinger-Kammueller For Did Not Vote Management
to the Supervisory Board
6h Elect Gerard Mestrallet to the For Did Not Vote Management
Supervisory Board
6i Elect Gueler Sabanci to the For Did Not Vote Management
Supervisory Board
6j Elect Werner Wenning to the For Did Not Vote Management
Supervisory Board
7 Approve Settlement Agreement Between For Did Not Vote Management
Siemens AG and Thomas Ganswindt
Concluded on November 20/28, 2012
8 Approve Spin-Off and Takeover For Did Not Vote Management
Agreement with Osram Licht AG
--------------------------------------------------------------------------------
SILVER WHEATON CORP.
Ticker: SLW Security ID: 828336107
Meeting Date: MAY 21, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director Lawrence I. Bell For For Management
a2 Elect Director George L. Brack For For Management
a3 Elect Director John A. Brough For For Management
a4 Elect Director R. Peter Gillin For For Management
a5 Elect Director Douglas M. Holtby For For Management
a6 Elect Director Eduardo Luna For For Management
a7 Elect Director Wade D. Nesmith For For Management
a8 Elect Director Randy V.J. Smallwood For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melvyn E. Bergstein For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Daniel C. Smith For For Management
1g Elect Director J. Albert Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SINGAPORE PRESS HOLDINGS LTD.
Ticker: T39 Security ID: Y7990F106
Meeting Date: JUN 18, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Proposed Establishment of For For Management
SPH REIT and the Injection of the
Paragon Property and the Clementi Mall
Into SPH REIT
2 Declare Special Dividend For For Management
--------------------------------------------------------------------------------
SINGAPORE TECHNOLOGIES ENGINEERING
Ticker: S63 Security ID: Y7996W103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend and Special For For Management
Dividend
3 Reelect Stanley Lai Tze Chang as For For Management
Director
4 Reelect Quek Poh Huat as Director For For Management
5 Reelect Davinder Singh as Director For For Management
6 Reelect Kwa Chong Seng as Director For For Management
7 Reelect Chan Yeng Kit as Director For For Management
8 Approve Directors' Fees For For Management
9 Reappoint KPMG LLP as Auditors and For For Management
Authorize the Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
11 Approve Issuance of Shares and Grant For Against Management
of Awards Pursuant to the Singapore
Technologies Engineering Performance
Share Plan 2010 and Singapore
Technologies Engineering Restricted
Share Plan 2010
--------------------------------------------------------------------------------
SINGAPORE TECHNOLOGIES ENGINEERING
Ticker: S63 Security ID: Y7996W103
Meeting Date: APR 24, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renewal of the Shareholders For For Management
Mandate
2 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SINO LAND COMPANY LTD.
Ticker: 00083 Security ID: Y80267126
Meeting Date: OCT 31, 2012 Meeting Type: Annual
Record Date: OCT 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.36 Per For For Management
Share with Option For Scrip Dividend
3a Reelect Ronald Joseph Arculli as For For Management
Director
3b Reelect Allan Zeman as Director For For Management
3c Reelect Steven Ong Kay Eng as Director For For Management
3d Reelect Yu Wai Wai as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Amend Articles of Association and For For Management
Adopt the New Articles of Association
--------------------------------------------------------------------------------
SKANDINAVISKA ENSKILDA BANKEN
Ticker: SEBA Security ID: W25381141
Meeting Date: MAR 21, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive President's Report None None Management
9 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
10 Approve Allocation of Income and For Did Not Vote Management
Dividends of 2.75 SEK per Share
11 Approve Discharge of Board and For Did Not Vote Management
President
12 Receive Report on Work of Nomination None None Management
Committee
13 Set Number of Directors at 12; Set For Did Not Vote Management
Number of Auditors at One
14 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 2.4 Million for
Chairman, SEK 580,000 for the Vice
Chairmen, and SEK 500,000 for Other
Directors: Approve Remuneration for
Committee Work, Approve Remuneration
of Auditors
15 Reelect Johan Andresen, Signhild For Did Not Vote Management
Hansen, Annika Falkengren, Urban
Jansson, Birgitta Kantola, Thomas
Nicolin, Jesper Ovesen, Jacob
Wallenberg, and Marcus Wallenberg
(Chairman) as Directors, Elect Samir
Brikho, Winnie Fok, and Sven Nyman as
New Directors
16 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
17 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
18a Approve Share Deferral Plan for For Did Not Vote Management
President, Group Executive Committee,
and Certain Other Executive Managers
18b Approve Share Matching Plan for For Did Not Vote Management
Executive Management and Key Employees
18c Approve Profit Sharing Program For Did Not Vote Management
19a Authorize Repurchase of up to Two For Did Not Vote Management
Percent of Issued Shares
19b Authorize Repurchase of Class A and/or For Did Not Vote Management
Class C Shares of up to Ten Percent of
Issued Shares and Reissuance of
Repurchased Shares in Connection with
Long-Term Incentive Plan
19c Authorize Reissuance of Repurchased For Did Not Vote Management
Class A Shares in Connection with 2013
Long-Term Equity Programmes
20 Appointment of Auditors of Foundations For Did Not Vote Management
that Have Delegated their Business to
the Bank
21 Amend Articles: Composition of Board None Did Not Vote Shareholder
(Gender)
22 Close Meeting None None Management
--------------------------------------------------------------------------------
SKF AB
Ticker: SKFB Security ID: W84237143
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
8 Receive President's Report None None Management
9 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
10 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 5.50 per Share
11 Approve Discharge of Board and For Did Not Vote Management
President
12 Determine Number of Members (9) and For Did Not Vote Management
Deputy Members (0) of Board
13 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.2 Million for the
Chairman and SEK 412,500 for Other
Members; Approve Remuneration for
Committee Work and Variable Pay
14 Reelect Leif Ostling, Ulla Litzen, Tom For Did Not Vote Management
Johnstone, Lena Treschow Torell, Peter
Grafoner, Lars Wedenborn, Joe
Loughrey, Jouko Karvinen, and Baba
Kalyani as Directors
15 Determine Number of Auditors (1) For Did Not Vote Management
16 Approve Remuneration of Auditors For Did Not Vote Management
17 Amend Articles Re: Set Auditor Term at For Did Not Vote Management
Four Years
18 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
19 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
20 Approve Restricted Stock Plan for Key For Did Not Vote Management
Employees
21 Authorize Share Repurchase Program For Did Not Vote Management
22 Authorize Chairman of Board and For Did Not Vote Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
--------------------------------------------------------------------------------
SMC CORP.
Ticker: 6273 Security ID: J75734103
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2.1 Elect Director Takada, Yoshiyuki For For Management
2.2 Elect Director Maruyama, Katsunori For For Management
2.3 Elect Director Usui, Ikuji For For Management
2.4 Elect Director Takada, Yoshiki For For Management
2.5 Elect Director Tomita, Katsunori For For Management
2.6 Elect Director Kosugi, Seiji For For Management
2.7 Elect Director Ohashi, Eiji For For Management
2.8 Elect Director Satake, Masahiko For For Management
2.9 Elect Director Mogi, Iwao For For Management
2.10 Elect Director Shikakura, Koichi For For Management
2.11 Elect Director Kuwahara, Osamu For For Management
2.12 Elect Director Ogura, Koji For For Management
2.13 Elect Director Kawada, Motoichi For For Management
2.14 Elect Director German Berakoetxea For For Management
2.15 Elect Director Daniel Langmeier For For Management
2.16 Elect Director Lup Yin Chan For For Management
2.17 Elect Director Takada, Susumu For For Management
3 Approve Retirement Bonus Payment for For For Management
Directors
--------------------------------------------------------------------------------
SMITHFIELD FOODS, INC.
Ticker: SFD Security ID: 832248108
Meeting Date: SEP 19, 2012 Meeting Type: Annual
Record Date: JUL 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Luter, III For For Management
1.2 Elect Director C. Larry Pope For For Management
1.3 Elect Director Wendell H. Murphy, Sr. For For Management
1.4 Elect Director Paul S. Trible, Jr. For For Management
2a Declassify the Board of Directors For For Management
2b Reduce Supermajority Vote Requirement For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578L107
Meeting Date: MAR 25, 2013 Meeting Type: Annual/Special
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: 2, 5, 6, and 17 For For Management
2 Amend Articles Re: 9 and 12 (General For For Management
Meetings)
3 Amend Articles Re: 13, 16, and 20 For For Management
(Board-Related)
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Report For For Management
4 Fix Number of Directors For For Management
5 Fix Directors Term For For Management
6.1 Slate Submitted by CDP RETI SRL None Did Not Vote Shareholder
6.2 Slate Submitted by Institutional None For Shareholder
Shareholders
7 Elech Chairman of the Board For For Management
8 Approve Remuneration of Directors For For Management
9.1 Slate Submitted by CDP RETI SRL None Against Shareholder
9.2 Slate Submitted by Institutional None For Shareholder
Shareholders
10 Appoint Chairman of Internal Statutory For For Shareholder
Auditors
11 Approve Internal Auditors' Remuneration For For Management
--------------------------------------------------------------------------------
SOCIETE GENERALE
Ticker: GLE Security ID: F43638141
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAY 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.45 per Share
3 Approve Stock Dividend Program (New For For Management
Shares)
4 Approve Consolidated Financial For For Management
Statements and Statutory Reports
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions and
Acknowledge the Absence of New
Transactions
6 Reelect Jean-Bernard Levy as Director For For Management
7 Elect Alexandra Schaapveld as Director For For Management
8 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
9 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles To Change Company Name For For Management
- Amend Business Lines
3.1 Elect Director Son, Masayoshi For For Management
3.2 Elect Director Miyauchi, Ken For For Management
3.3 Elect Director Kasai, Kazuhiko For For Management
3.4 Elect Director Ronald Fisher For For Management
3.5 Elect Director Yun Ma For For Management
3.6 Elect Director Miyasaka, Manabu For For Management
3.7 Elect Director Yanai, Tadashi For For Management
3.8 Elect Director Mark Schwartz For For Management
4.1 Appoint Statutory Auditor Sano, Mitsuo For For Management
4.2 Appoint Statutory Auditor Uno, Soichiro For For Management
4.3 Appoint Statutory Auditor Shibayama, For Against Management
Koichi
4.4 Appoint Statutory Auditor Kubokawa, For For Management
Hidekazu
--------------------------------------------------------------------------------
SOLVAY SA
Ticker: SOLB Security ID: B82095116
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2 Approve Remuneration Report For For Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 3.20 per Share
5.1 Approve Discharge of Directors For For Management
5.2 Approve Discharge of Auditors For For Management
6.a.1 Reelect Ridder Guy de Selliers de For For Management
Moranville as Director
6.a.2 Reelect Nicolas Boel as Director For For Management
6.a.3 Reelect Bernard de Laguiche as Director For For Management
6.a.4 Reelect Herve Coppens d Eeckenbrugge For For Management
as Director
6.a.5 Reelect Evelyn du Monceau as Director For For Management
6.a.6 Reelect Jean-Pierre Clamadieu as For For Management
Director
6.b.1 Indicate Baron Herve Coppens For For Management
d?Eeckenbrugge as Independent Board
Member
6.b.2 Indicate Evelyn du Monceau as For For Management
Independent Board Member
6.c Receive Information on Resignation of None None Management
Jean van Zeebroeck as Director
6.d Elect Francoise de Viron as Director For For Management
6.e Indicate Francoise de Viron as For For Management
Independent Board Member
6.f Elect Amparo Moraleda as Director For For Management
6.g Indicate Amparo Moraleda as For For Management
Independent Board Member
7.a.1 Ratify Deloitte as Auditors For For Management
Represented by Eric Nys
7.a.2 Approve the Representation of Deloitte For For Management
by Frank Verhaegen in Case That Eric
Nys Would Not Be Able to Fulfill His
Duties
7.b Approve Auditors' Remuneration of EUR For For Management
1,146,300
8 Transact Other Business None None Management
--------------------------------------------------------------------------------
SONY CORPORATION
Ticker: 6758 Security ID: J76379106
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hirai, Kazuo For For Management
1.2 Elect Director Kato, Masaru For For Management
1.3 Elect Director Peter Bonfield For For Management
1.4 Elect Director Yasuda, Ryuuji For For Management
1.5 Elect Director Uchinaga, Yukako For Against Management
1.6 Elect Director Yahagi, Mitsuaki For For Management
1.7 Elect Director Anraku, Kanemitsu For For Management
1.8 Elect Director Kojima, Yorihiko For For Management
1.9 Elect Director Nagayama, Osamu For For Management
1.10 Elect Director Nimura, Takaaki For For Management
1.11 Elect Director Harada, Eiko For For Management
1.12 Elect Director Ito, Joichi For For Management
1.13 Elect Director Tim Schaaff For For Management
2 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
SONY FINANCIAL HOLDINGS INC.
Ticker: 8729 Security ID: J76337104
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Ihara, Katsumi For For Management
2.2 Elect Director Watanabe, Hirotoshi For For Management
2.3 Elect Director Shimaoka, Masamitsu For For Management
2.4 Elect Director Ishii, Shigeru For For Management
2.5 Elect Director Niwa, Atsuo For For Management
2.6 Elect Director Kato, Masaru For For Management
2.7 Elect Director Nagasaka, Takemi For For Management
2.8 Elect Director Yamamoto, Isao For For Management
2.9 Elect Director Kuniya, Shiro For For Management
3.1 Appoint Statutory Auditor Korenaga, For Against Management
Hirotoshi
3.2 Appoint Statutory Auditor Koizumi, For For Management
Mitsuhiro
4 Appoint Alternate Statutory Auditor For For Management
Inoe, Toraki
--------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William T. Esrey For For Management
1b Elect Director Gregory L. Ebel For For Management
1c Elect Director Austin A. Adams For For Management
1d Elect Director Joseph Alvarado For For Management
1e Elect Director Pamela L. Carter For For Management
1f Elect Director F. Anthony Comper For For Management
1g Elect Director Peter B. Hamilton For For Management
1h Elect Director Dennis R. Hendrix For For Management
1i Elect Director Michael McShane For For Management
1j Elect Director Michael G. Morris For For Management
1k Elect Director Michael E.J. Phelps For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Methane Emissions Against For Shareholder
--------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Ticker: STAN Security ID: G84228157
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Om Bhatt as Director For For Management
5 Elect Dr Louis Chi-Yan Cheung as For For Management
Director
6 Elect Margaret Ewing as Director For For Management
7 Elect Dr Lars Thunell as Director For For Management
8 Re-elect Stefano Bertamini as Director For For Management
9 Re-elect Jaspal Bindra as Director For For Management
10 Re-elect James Dundas as Director For For Management
11 Re-elect Dr Han Seung-soo as Director For For Management
12 Re-elect Simon Lowth as Director For For Management
13 Re-elect Rudolph Markham as Director For For Management
14 Re-elect Ruth Markland as Director For For Management
15 Re-elect Richard Meddings as Director For For Management
16 Re-elect John Paynter as Director For For Management
17 Re-elect Sir John Peace as Director For For Management
18 Re-elect Alun Rees as Director For For Management
19 Re-elect Peter Sands as Director For For Management
20 Re-elect Viswanathan Shankar as For For Management
Director
21 Re-elect Paul Skinner as Director For For Management
22 Re-elect Oliver Stocken as Director For For Management
23 Reappoint KPMG Audit plc as Auditors For For Management
24 Authorise Board to Fix Remuneration of For For Management
Auditors
25 Approve EU Political Donations and For For Management
Expenditure
26 Authorise Issue of Equity with For For Management
Pre-emptive Rights
27 Authorise Issue of Equity with For For Management
Pre-emptive Rights
28 Authorise Issue of Equity without For For Management
Pre-emptive Rights
29 Authorise Market Purchase of Ordinary For For Management
Shares
30 Authorise Market Purchase of For For Management
Preference Shares
31 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
32 Approve Sharesave Plan For For Management
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard Schultz For For Management
1b Elect Director William W. Bradley For For Management
1c Elect Director Robert M. Gates For For Management
1d Elect Director Mellody Hobson For For Management
1e Elect Director Kevin R. Johnson For For Management
1f Elect Director Olden Lee For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director James G. Shennan, Jr. For For Management
1i Elect Director Clara Shih For For Management
1j Elect Director Javier G. Teruel For For Management
1k Elect Director Myron E. Ullman, III For For Management
1l Elect Director Craig E. Weatherup For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Prohibit Political Spending Against Against Shareholder
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kennett F. Burnes For For Management
1b Elect Director Peter Coym For For Management
1c Elect Director Patrick de Saint-Aignan For For Management
1d Elect Director Amelia C. Fawcett For For Management
1e Elect Director Linda A. Hill For For Management
1f Elect Director Joseph L. Hooley For For Management
1g Elect Director Robert S. Kaplan For For Management
1h Elect Director Richard P. Sergel For For Management
1i Elect Director Ronald L. Skates For For Management
1j Elect Director Gregory L. Summe For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STATOIL ASA
Ticker: STL Security ID: R8413J103
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting For Did Not Vote Management
4 Approve Notice of Meeting and Agenda For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 6.75
per Share
7 Withdraw Company from Tar Sands Against Did Not Vote Shareholder
Activities in Canada
8 Withdraw Company from Ice-Laden Against Did Not Vote Shareholder
Activities in the Arctic
9 Approve Board of Directors' Statement For Did Not Vote Management
on Company Corporate Governance
10 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
11 Approve Remuneration of Auditors For Did Not Vote Management
12 Amend Articles Re: Appointment of For Did Not Vote Management
Nominating Committee Members
13 Approve Remuneration of Corporate For Did Not Vote Management
Assembly in the Amount of NOK 112,200
for the Chairman, NOK 59,100 for the
Vice Chairman, NOK 41,500 for Other
Members, and NOK 5,900 for Deputy
Members
14 Elect Elisabeth Berge and Johan Alstad For Did Not Vote Management
as Member and Deputy Member of
Nominating Committee
15 Approve Remuneration of Nominating For Did Not Vote Management
Committee in the Amount of NOK 11,200
for the Chairman and NOK 8,300 for
Other Members
16 Authorize Repurchase and Reissuance of For Did Not Vote Management
Shares up to a Nominal Value of NOK 27.
5 Million in Connection with Share
Saving Scheme for Employees
17 Authorize Repurchase of up to 75 For Did Not Vote Management
Million Shares For Cancellation
Purposes
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard E. Cox, Jr. For For Management
1b Elect Director Srikant M. Datar For For Management
1c Elect Director Roch Doliveux For For Management
1d Elect Director Louise L. Francesconi For For Management
1e Elect Director Allan C. Golston For For Management
1f Elect Director Howard L. Lance For For Management
1g Elect Director Kevin A. Lobo For For Management
1h Elect Director William U. Parfet For For Management
1i Elect Director Ronda E. Stryker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUBSEA 7 S.A.
Ticker: Security ID: L8882U106
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Board's and For Did Not Vote Management
Auditor's Reports
2 Approve Financial Statements For Did Not Vote Management
3 Approve Consolidated Financial For Did Not Vote Management
Statements
4 Approve Allocation of Income and For Did Not Vote Management
Dividends of $0.60 per Share
5 Approve Discharge of Directors For Did Not Vote Management
6 Renew Appointment of Deloitte as For Did Not Vote Management
Auditor
7 Approve Subsea 7 S.A. 2013 Long Term For Did Not Vote Management
Incentive Plan
8 Reelect Allen Stevens as Director For Did Not Vote Management
9 Reelect Dod Fraser as Director For Did Not Vote Management
--------------------------------------------------------------------------------
SUMITOMO CHEMICAL CO. LTD.
Ticker: 4005 Security ID: J77153120
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yonekura, Hiromasa For For Management
1.2 Elect Director Ishitobi, Osamu For For Management
1.3 Elect Director Tokura, Masakazu For For Management
1.4 Elect Director Takao, Yoshimasa For For Management
1.5 Elect Director Deguchi, Toshihisa For For Management
1.6 Elect Director Ono, Tomohisa For For Management
1.7 Elect Director Okamoto, Yoshihiko For For Management
1.8 Elect Director Nishimoto, Rei For For Management
1.9 Elect Director Ito, Kunio For For Management
2 Appoint Statutory Auditor Aso, For For Management
Mitsuhiro
--------------------------------------------------------------------------------
SUMITOMO CORP.
Ticker: 8053 Security ID: J77282119
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 21
2 Amend Articles To Indemnify Directors For For Management
3.1 Elect Director Nakamura, Kuniharu For For Management
3.2 Elect Director Sasaki, Shinichi For For Management
3.3 Elect Director Kawahara, Takuro For For Management
3.4 Elect Director Togashi, Kazuhisa For For Management
3.5 Elect Director Abe, Yasuyuki For For Management
3.6 Elect Director Furihata, Toru For For Management
3.7 Elect Director Kanegae, Michihiko For For Management
3.8 Elect Director Omori, Kazuo For For Management
3.9 Elect Director Hidaka, Naoki For For Management
3.10 Elect Director Inohara, Hiroyuki For For Management
3.11 Elect Director Harada, Akio For For Management
3.12 Elect Director Matsunaga, Kazuo For For Management
4.1 Appoint Statutory Auditor Moriyama, For For Management
Takahiro
4.2 Appoint Statutory Auditor Nitta, Mutsuo For Against Management
4.3 Appoint Statutory Auditor Kasama, Haruo For For Management
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Stock Option Plan, Deep For For Management
Discount Stock Option Plan and
Adjustment to Aggregate Compensation
Ceiling for Directors
7 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
--------------------------------------------------------------------------------
SUMITOMO ELECTRIC INDUSTRIES LTD.
Ticker: 5802 Security ID: J77411114
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Kawai, Fumiyoshi For For Management
2.2 Elect Director Ushijima, Nozomi For For Management
3 Appoint Statutory Auditor Watanabe, For For Management
Katsuaki
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
SUMITOMO METAL MINING CO. LTD.
Ticker: 5713 Security ID: J77712123
Meeting Date: JUN 24, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Kemori, Nobumasa For For Management
2.2 Elect Director Nakazato, Yoshiaki For For Management
2.3 Elect Director Kawaguchi, Yukio For For Management
2.4 Elect Director Kubota, Takeshi For For Management
2.5 Elect Director Tsuchida, Naoyuki For For Management
2.6 Elect Director Ogata, Mikinobu For For Management
2.7 Elect Director Sato, Hajime For For Management
2.8 Elect Director Ushijima, Tsutomu For For Management
3 Appoint Alternate Statutory Auditor For For Management
Taimatsu, Hitoshi
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 70
2 Amend Articles To Remove Provisions on For For Management
Class 6 Preferred Shares - Amend
Provisions on Preferred Shares to
Comply with Basel III
3.1 Elect Director Oku, Masayuki For For Management
3.2 Elect Director Kunibe, Takeshi For For Management
3.3 Elect Director Kubo, Ken For For Management
3.4 Elect Director Ito, Yuujiro For For Management
3.5 Elect Director Fuchizaki, Masahiro For For Management
3.6 Elect Director Narita, Manabu For For Management
3.7 Elect Director Ogino, Kozo For For Management
3.8 Elect Director Iwamoto, Shigeru For For Management
3.9 Elect Director Nomura, Kuniaki For For Management
4.1 Appoint Statutory Auditor Minami, For For Management
Koichi
4.2 Appoint Statutory Auditor Uno, Ikuo For Against Management
4.3 Appoint Statutory Auditor Ito, Satoshi For Against Management
5 Appoint Alternate Statutory Auditor For For Management
Tsunoda, Daiken
--------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS, INC.
Ticker: 8309 Security ID: J0752J108
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4.75
2 Amend Articles To Amend Provisions on For For Management
Preferred Shares to Comply with Basel
III - Indemnify Directors
3.1 Elect Director Tsunekage, Hitoshi For For Management
3.2 Elect Director Kitamura, Kunitaro For For Management
3.3 Elect Director Otsuka, Akio For For Management
3.4 Elect Director Iwasaki, Nobuo For For Management
3.5 Elect Director Okubo, Tetsuo For For Management
3.6 Elect Director Hashimoto, Masaru For For Management
3.7 Elect Director Okuno, Jun For For Management
3.8 Elect Director Mukohara, Kiyoshi For For Management
3.9 Elect Director Hoshino, Toshio For For Management
3.10 Elect Director Shinohara, Soichi For For Management
4.1 Appoint Statutory Auditor Kamikanda, For For Management
Takashi
4.2 Appoint Statutory Auditor Nakanishi, For For Management
Hiroyuki
4.3 Appoint Statutory Auditor Takano, For Against Management
Yasuhiko
4.4 Appoint Statutory Auditor Yoshimoto, For For Management
Tetsuya
4.5 Appoint Statutory Auditor Saito, For For Management
Shinichi
5 Amend Articles to Amend Articles To For For Management
Amend Provisions on Preferred Shares
to Comply with Basel III - Indemnify
Directors
--------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO. LTD.
Ticker: 8830 Security ID: J77841112
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Takashima, Junji For For Management
2.2 Elect Director Onodera, Kenichi For For Management
2.3 Elect Director Nishima, Kojun For For Management
2.4 Elect Director Takemura, Nobuaki For For Management
2.5 Elect Director Kobayashi, Masato For For Management
2.6 Elect Director Sakamoto, Yoshinobu For For Management
2.7 Elect Director Odai, Yoshiyuki For For Management
2.8 Elect Director Kato, Hiroshi For For Management
2.9 Elect Director Ito, Koji For For Management
2.10 Elect Director Tanaka, Toshikazu For For Management
3.1 Appoint Statutory Auditor Abe, Shoichi For Against Management
3.2 Appoint Statutory Auditor Tomoyasu, For Against Management
Hiroshi
3.3 Appoint Statutory Auditor Kitamura, For For Management
Tadashi
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: 00016 Security ID: Y82594121
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: NOV 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Reelect Lui Ting, Victor as Director For For Management
3a2 Reelect Leung Nai-pang, Norman as For For Management
Director
3a3 Reelect Leung Kui-king, Donald as For For Management
Director
3a4 Reelect Kwok Ping-kwong, Thomas as For Against Management
Director
3a5 Reelect Lee Shau-kee as Director For Against Management
3a6 Reelect Yip Dicky Peter as Director For For Management
3a7 Reelect Wong Yue-chim, Richard as For For Management
Director
3a8 Reelect Fung Kwok-lun, William as For For Management
Director
3a9 Reelect Kwan Cheuk-yin, William as For For Management
Director
3a10 Reelect Wong Yick-kam, Michael as For For Management
Director
3a11 Reelect Chan Kwok-wai, Patrick as For For Management
Director
3b Approve Directors' Fees For For Management
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Adopt New Share Option Scheme of the For Against Management
Company and Terminate Its Existing
Share Option Scheme
9 Adopt New Share Option Scheme of For For Management
SUNeVision Holdings Ltd. and Terminate
Its Existing Share Option Scheme
--------------------------------------------------------------------------------
SUN LIFE FINANCIAL INC.
Ticker: SLF Security ID: 866796105
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Anderson For For Management
1.2 Elect Director Richard H. Booth For For Management
1.3 Elect Director John H. Clappison For For Management
1.4 Elect Director Dean A. Connor For For Management
1.5 Elect Director David A. Ganong For For Management
1.6 Elect Director Martin J. G. Glynn For For Management
1.7 Elect Director Krystyna T. Hoeg For For Management
1.8 Elect Director Idalene F. Kesner For For Management
1.9 Elect Director Real Raymond For For Management
1.10 Elect Director Hugh D. Segal For For Management
1.11 Elect Director Barbara G. Stymiest For For Management
1.12 Elect Director James H. Sutcliffe For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director John T. Ferguson For For Management
1.4 Elect Director W. Douglas Ford For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SUZUKI MOTOR CORP.
Ticker: 7269 Security ID: J78529138
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Suzuki, Osamu For For Management
2.2 Elect Director Tamura, Minoru For For Management
2.3 Elect Director Honda, Osamu For For Management
2.4 Elect Director Suzuki, Toshihiro For For Management
2.5 Elect Director Harayama, Yasuhito For For Management
2.6 Elect Director Aizawa, Naoki For For Management
2.7 Elect Director Mochizuki, Eiji For For Management
2.8 Elect Director Iguchi, Masakazu For For Management
2.9 Elect Director Tanino, Sakutaro For Against Management
3 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SVENSKA CELLULOSA AB (SCA)
Ticker: Security ID: W90152120
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Acknowledge Proper Convening of Meeting For Did Not Vote Management
5 Approve Agenda of Meeting For Did Not Vote Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive Review by Chairman and CEO None None Management
8a Approve Financial Statements and For Did Not Vote Management
Statutory Reports
8b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 4.50 per Share
8c Approve Discharge of Board and For Did Not Vote Management
President
9 Determine Number of Members (9) and For Did Not Vote Management
Deputy Members of Board (0)
10 Fix Number of Auditors (1) For Did Not Vote Management
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.65 Million for
Chairman, and SEK 550,000 for
Non-Executive Directors; Approve
Remuneration of Auditors
12 Reelect Par Boman, Rolf Borjesson, Jan For Did Not Vote Management
Johansson, Leif Johansson, Louise
Julian, Sverker Martin-Lof, Bert
Nordberg, Anders Nyren, and Barbara
Thoralfsson as Directors
13 Ratify PricewaterhouseCoopers AB as For Did Not Vote Management
Auditors
14 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
15 Amend Articles Re: Insert Gender Quota None Did Not Vote Shareholder
for Board of Directors
16 Close Meeting None None Management
--------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN
Ticker: SHBA Security ID: W90937181
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive
Consolidated Financial Statements and
Statutory Reports; Receive Board's
Report; Receive Auditor's Report;
Receive Review by CEO
8 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve
Consolidated Financial Statements and
Statutory Reports
9 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 10.75 per Share
10 Approve Discharge of Board and For Did Not Vote Management
President
11 Authorize Repurchase of Up to 40 For Did Not Vote Management
Million Class A and/or Class B Shares
and Reissuance of Repurchased Shares
12 Authorize Repurchase of Up to 2 For Did Not Vote Management
Percent of Issued Share Capital for
the Bank's Trading Book
13 Determine Number of Members (11) of For Did Not Vote Management
Board
14 Determine Number of Auditors (2) For Did Not Vote Management
15 Approve Remuneration of Directors in For Did Not Vote Management
the Ammount of SEK 3.15 Million for
Chairman, SEK 875,000 for Vice
Chairmen, and SEK 600,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
16 Reelect Anders Nyren (Chairman), For Did Not Vote Management
Fredrik Lundberg, Jon Baksaas, Par
Boman, Tommy Bylund, Lone Schroder,
Jan Johansson, Sverker Martin-Lof,
Bente Rathe, Ole Johansson and
Charlotte Skog as Directors
17 Ratify KPMG and Ernst & Young as For Did Not Vote Management
Auditors
18 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
19 Approve Proposal Concerning the For Did Not Vote Management
Appointment of Auditors in Foundations
Without Own Management
20 Amend Articles of Association: None Did Not Vote Shareholder
Composition of Board (Gender)
21 Close Meeting None None Management
--------------------------------------------------------------------------------
SWEDBANK AB
Ticker: SWEDA Security ID: W9423X102
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Recieve Address by None None Management
Chairman of the Board
2 Elect Claes Zettermarck as Chairman of For Did Not Vote Management
Meeting
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7a Receive Financial Statements and None None Management
Statutory Reports
7b Receive Auditor's Report None None Management
7c Receive President's Report None None Management
8 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
9 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 9.90 Per Preference
Share and SEK 9.90 Per Common Share
10 Approve Discharge of Board and For Did Not Vote Management
President
11 Determine Number of Board Members (10) For Did Not Vote Management
12 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.35 Million to the
Chairman, SEK 675,000 to the Vice
Chairman, and SEK 400,000 to Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
13 Reelect Olav Fjell, Ulrika Francke, For Did Not Vote Management
Goran Hedman, Lars Idermark, Anders
Igel, Pia Rudengren, Anders Sundstrom
(Chair), Charlotte Stromberg,
Karl-Henrik Sundstrom, and Siv
Svensson as Directors
14 Authorize Chairman of Board and For Did Not Vote Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
15 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
16 Authorize Repurchase Program of up to For Did Not Vote Management
One Percent of Issued Share Capital in
Accordance with the Securities Market
Act
17 Authorize Share Repurchase Program For Did Not Vote Management
18 Approve Issuance of Convertibles For Did Not Vote Management
without Preemptive Rights
19a Approve Collective Remuneration For Did Not Vote Management
Program 2013
19b Approve Resolution Regarding Deferred For Did Not Vote Management
Variable Remuneration in the form of
Shares under Program 2013
19c Authorize Transfer of Own Ordinary For Did Not Vote Management
Shares under Program 2013
20 Proposal to Decrease the Share None Did Not Vote Shareholder
Dividend (refer to item 9); Proposal
to Make the Bank to Again Become a
Full Service Bank
21 Close Meeting None None Management
--------------------------------------------------------------------------------
SWEDISH MATCH AB
Ticker: SWMA Security ID: W92277115
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Acknowledge Proper Convening of Meeting For Did Not Vote Management
5 Approve Agenda of Meeting For Did Not Vote Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
8 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 7.30 per Share
9 Approve Discharge of Board and For Did Not Vote Management
President
10a Approve SEK 7.56 Million Reduction In For Did Not Vote Management
Share Capital via Share Cancellation;
Allocate Reduced Amount to Fund for
Use Pursuant to a Resolution Adopted
by the General Meeting
10b Approve SEK 7.56 Million Share Capital For Did Not Vote Management
Increase via Transfer of Funds from
Unrestricted Shareholders' Equity to
Share Capital
11 Authorize Share Repurchase Program For Did Not Vote Management
12 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
13 Determine Number of Members (7) and For Did Not Vote Management
Deputy Members of Board (0)
14 Approve Remuneration of Directors in For Did Not Vote Management
the Amounts of SEK 1.71 Million to the
Chairman, SEK 810,000 to the Vice
Chairman, and SEK 685,000 to Other
Directors; Approve Remuneration for
Committee Work
15 Reelect Andrew Cripps (Vice Chair), For Did Not Vote Management
Karen Guerra, Conny Karlsson (Chair),
Robert Sharpe, Meg Tiveus, and Joakim
Westh as Directors; Elect Wenche
Rolfsen as New Director
16 Determine Number of Auditors (1) For Did Not Vote Management
17 Approve Remuneration of Auditors For Did Not Vote Management
18 Ratify KPMG AB as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
SWIRE PACIFIC LIMITED
Ticker: 00019 Security ID: Y83310105
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect P A Johansen as Director For For Management
1b Elect J R Slosar as Director For For Management
1c Elect R W M Lee as Director For For Management
1d Elect J B Rae-Smith as Director For For Management
2 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Change Company Name For For Management
--------------------------------------------------------------------------------
SWIRE PROPERTIES LTD.
Ticker: 01972 Security ID: Y83191109
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Christopher Dale Pratt as For For Management
Director
1b Elect Martin Cubbon as Director For For Management
1c Elect Guy Martin Coutts Bradley as For For Management
Director
1d Elect Stephen Edward Bradley as For For Management
Director
1e Elect Chan Cho Chak John as Director For For Management
1f Elect Paul Kenneth Etchells as Director For For Management
1g Elect Ho Cho Ying Davy as Director For For Management
1h Elect James Wyndham John For Against Management
Hughes-Hallett as Director
1i Elect Peter Alan Kilgour as Director For For Management
1j Elect Liu Sing Cheong as Director For For Management
1k Elect Gordon James Ongley as Director For For Management
1l Elect Merlin Bingham Swire as Director For For Management
1m Elect Spencer Theodore Fung as Director For For Management
2 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SYNGENTA AG
Ticker: SYNN Security ID: H84140112
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 9.50 per Share
4.1 Reelect Michael Mack as Director For For Management
4.2 Reelect Jacques Vincent as Director For For Management
4.3 Elect Eleni Gabre-Madhin as Director For For Management
4.4 Elect Eveline Saupper as Director For For Management
5 Ratify Ernst & Young as Auditors For For Management
--------------------------------------------------------------------------------
T&D HOLDINGS INC.
Ticker: 8795 Security ID: J86796109
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22.5
2 Amend Articles To Increase Maximum For For Management
Board Size
3.1 Elect Director Nakagome, Kenji For For Management
3.2 Elect Director Igarashi, Tsutomu For For Management
3.3 Elect Director Ueda, Masahiro For For Management
3.4 Elect Director Yokoyama, Terunori For For Management
3.5 Elect Director Matsuyama, Haruka For For Management
3.6 Elect Director Tanaka, Katsuhide For For Management
3.7 Elect Director Kida, Tetsuhiro For For Management
3.8 Elect Director Shimada, Kazuyoshi For For Management
4.1 Appoint Statutory Auditor Yokokawa, For For Management
Akimasa
4.2 Appoint Statutory Auditor Ozawa, For For Management
Yuuichi
5 Appoint Alternate Statutory Auditor For For Management
Ezaki, Masayuki
--------------------------------------------------------------------------------
TAISHO PHARMACEUTICAL HOLDINGS CO., LTD.
Ticker: 4581 Security ID: J79885109
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Uehara, Akira For For Management
2.2 Elect Director Ohhira, Akira For For Management
2.3 Elect Director Hotta, Hisataka For For Management
2.4 Elect Director Uehara, Shigeru For For Management
2.5 Elect Director Uehara, Ken For For Management
2.6 Elect Director Churei, Kiyomi For For Management
2.7 Elect Director Fujita, Kenichi For For Management
2.8 Elect Director Fukutome, Junichi For For Management
2.9 Elect Director Morikawa, Toshio For For Management
--------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO. LTD.
Ticker: 4502 Security ID: J8129E108
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2.1 Elect Director Hasegawa, Yasuchika For For Management
2.2 Elect Director Yamanaka, Yasuhiko For For Management
2.3 Elect Director Frank Morich For For Management
2.4 Elect Director Yamada, Tadataka For For Management
2.5 Elect Director Iwasaki, Masato For For Management
2.6 Elect Director Sudo, Fumio For For Management
2.7 Elect Director Kojima, Yorihiko For For Management
2.8 Elect Director Honda, Shinji For For Management
3 Appoint Statutory Auditor Kuniya, Shiro For Against Management
4 Appoint Alternate Statutory Auditor For For Management
Kuroda, Katsushi
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
TALISMAN ENERGY INC.
Ticker: TLM Security ID: 87425E103
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christiane Bergevin For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director William R.P. Dalton For For Management
1.4 Elect Director Kevin S. Dunne For For Management
1.5 Elect Director Harold N. Kvisle For For Management
1.6 Elect Director Brian M. Levitt For For Management
1.7 Elect Director Lisa A. Stewart For For Management
1.8 Elect Director Peter W. Tomsett For For Management
1.9 Elect Director Michael T. Waites For For Management
1.10 Elect Director Charles R. Williamson For For Management
1.11 Elect Director Charles M. Winograd For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Henrique De Castro For For Management
1d Elect Director Calvin Darden For For Management
1e Elect Director Mary N. Dillon For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Mary E. Minnick For For Management
1h Elect Director Anne M. Mulcahy For For Management
1i Elect Director Derica W. Rice For For Management
1j Elect Director Gregg W. Steinhafel For For Management
1k Elect Director John G. Stumpf For For Management
1l Elect Director Solomon D. Trujillo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Electronics Recycling and Against For Shareholder
Preventing E-Waste Export
--------------------------------------------------------------------------------
TDK CORP.
Ticker: 6762 Security ID: J82141136
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Kamigama, Takehiro For For Management
2.2 Elect Director Kobayashi, Atsuo For For Management
2.3 Elect Director Uemura, Hiroyuki For For Management
2.4 Elect Director Yoneyama, Junji For For Management
2.5 Elect Director Mori, Kenichi For For Management
2.6 Elect Director Yanase, Yukio For For Management
2.7 Elect Director Sumita, Makoto For For Management
3 Appoint Statutory Auditor Yagi, For For Management
Kazunori
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre R. Brondeau For For Management
1.2 Elect Director Juergen W. Gromer For For Management
1.3 Elect Director William A. Jeffrey For For Management
1.4 Elect Director Thomas J. Lynch For For Management
1.5 Elect Director Yong Nam For For Management
1.6 Elect Director Daniel J. Phelan For For Management
1.7 Elect Director Frederic M. Poses For For Management
1.8 Elect Director Lawrence S. Smith For For Management
1.9 Elect Director Paula A. Sneed For For Management
1.10 Elect Director David P. Steiner For For Management
1.11 Elect Director John C. Van Scoter For For Management
2.1 Accept Annual Report for Fiscal For For Management
2011/2012
2.2 Accept Statutory Financial Statements For For Management
for Fiscal 2012/2013
2.3 Accept Consolidated Financial For For Management
Statements for Fiscal 2012/2013
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2012/2013
4.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors for Fiscal 2012/2013
4.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor for Fiscal 2012/2013
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Ordinary Cash Dividend For For Management
7 Renew Authorized Capital For For Management
8 Approve Reduction in Share Capital For For Management
9 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TECHNIP
Ticker: TEC Security ID: F90676101
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.68 per Share
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Acknowledge Auditors' Special Report For For Management
Regarding Related-Party Transactions
Mentioning the Absence of New
Related-Party Transactions
5 Ratify Appointment of Alexandra Bech For For Management
Gjorv as Director
6 Reelect Alexandra Bech Gjorv as For For Management
Director
7 Reelect Marie-Ange Debon as Director For For Management
8 Reelect Gerard Hauser as Director For For Management
9 Reelect Joseph Rinaldi as Director For For Management
10 Elect Manisha Girotra as Director For For Management
11 Elect Pierre-Jean Sivignon as Director For For Management
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 800,000
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize up to 0.50 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
15 Authorize Restricted Stock Plan For For Management
Reserved for Chairman and/or CEO and
Executives, Subject to Approval of
Item 14
16 Authorize up to 0.30 Percent of Issued For For Management
Capital for Use in Stock Option Plan
17 Authorize Stock Option Plan Reserved For For Management
for Chairman and/or CEO and
Executives, Subject to Approval of
Item 16
18 Approve Employee Stock Purchase Plan For For Management
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TECK RESOURCES LIMITED
Ticker: TCK.B Security ID: 878742204
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mayank M. Ashar For For Management
1.2 Elect Director Jalynn H. Bennett For For Management
1.3 Elect Director Hugh J. Bolton For For Management
1.4 Elect Director Felix P. Chee For For Management
1.5 Elect Director Jack L. Cockwell For For Management
1.6 Elect Director Edward C. Dowling For For Management
1.7 Elect Director Norman B. Keevil For For Management
1.8 Elect Director Norman B. Keevil, III For For Management
1.9 Elect Director Takeshi Kubota For For Management
1.10 Elect Director Takashi Kuriyama For For Management
1.11 Elect Director Donald R. Lindsay For For Management
1.12 Elect Director Janice G. Rennie For For Management
1.13 Elect Director Warren S.R. Seyffert For For Management
1.14 Elect Director Chris M.T. Thompson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TELECOM ITALIA SPA
Ticker: TIT Security ID: T92778108
Meeting Date: APR 17, 2013 Meeting Type: Annual/Special
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For For Management
3 Appoint One Primary Internal Statutory For For Management
Auditor and One Alternate
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
TELEFONICA S.A.
Ticker: TEF Security ID: 879382109
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone and Consolidated For For Management
Financial Statements, Allocation of
Income, and Discharge Directors
2.1 Reelect Jose Maria Abril Perez as For For Management
Director
2.2 Reelect Jose Fernando de Almansa For For Management
Moreno-Barreda as Director
2.3 Reelect Eva Castillo Sanz as Director For For Management
2.4 Reelect Luiz Fernando Furlan as For For Management
Director
2.5 Reelect Francisco Javier de Paz Mancho For For Management
as Director
2.6 Ratify Co-option of and Elect Santiago For For Management
Fernandez Valbuena as Director
3 Renew Appointment of Ernst & Young as For For Management
Auditor
4.1 Amend Articles For For Management
4.2 Amend Articles For For Management
4.3 Approve Restated Articles of For For Management
Association
5 Adopt Restated General Meeting For For Management
Regulations
6 Approve Dividends For For Management
7 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 25 Billion
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Advisory Vote on Remuneration Policy For Against Management
Report
--------------------------------------------------------------------------------
TELEKOM AUSTRIA AG
Ticker: TKA Security ID: A8502A102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAY 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For Against Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Auditors For For Management
7.1 Elect Alfred Brogyanyi as Supervisory For For Management
Board Member
7.2 Elect Elisabetta Castiglioni as For For Management
Supervisory Board Member
7.3 Elect Henrietta Egerth-Stadlhuber as For For Management
Supervisory Board Member
7.4 Elect Michael Enzinger as Supervisory For For Management
Board Member
7.5 Elect Oscar Von Hauske Solis as For For Management
Supervisory Board Member
7.6 Elect Rudolf Kemler as Supervisory For For Management
Board Member
7.7 Elect Peter J. Oswald Supervisory For For Management
Board Member
7.8 Elect Ronny Pecik as Supervisory Board For For Management
Member
7.9 Elect Wolfgang Ruttenstorfer as For For Management
Supervisory Board Member
7.10 Elect Harald Stoeber as Supervisory For For Management
Board Member
8 Receive Report on Share Repurchase None None Management
Program (Non-Voting)
9 Approve Extension of Share Repurchase For For Management
Program and Associated Share Usage
Authority
10 Amend Articles Re: The Company Law For For Management
Amendment Act 2011
--------------------------------------------------------------------------------
TELENOR ASA
Ticker: TEL Security ID: R21882106
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For Did Not Vote Management
2 Designate Inspector(s) of Minutes of None None Management
Meeting
3 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve NOK 6.00
Dividend per Share
4 Approve Remuneration of Auditors For Did Not Vote Management
5 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
6 Approve NOK 259.9 Million Reduction in For Did Not Vote Management
Share Capital via Cancellation of 19.9
Million Shares and Redemption of 23.4
Million Shares Owned by the Kingdom of
Norway; Amend Articles Accordingly
7 Authorize Repurchase of up to 46 For Did Not Vote Management
Million Issued Shares and Cancellation
of Repurchased Shares
8a Elect Anders Skjaevestad as Member of For Did Not Vote Management
Corporate Assembly
8b Elect John Bernander as Member of For Did Not Vote Management
Corporate Assembly
8c Elect Kirsten Ideboen as Member of For Did Not Vote Management
Corporate Assembly
8d Elect Didrik Munch as Member of For Did Not Vote Management
Corporate Assembly
8e Elect Elin Myrmel-Johansen as Member For Did Not Vote Management
of Corporate Assembly
8f Elect Widar Salbuvik as Member of For Did Not Vote Management
Corporate Assembly
8g Elect Tore Onshuus Sandvik as Member For Did Not Vote Management
of Corporate Assembly
8h Elect Silvija Seres as Member of For Did Not Vote Management
Corporate Assembly
8i Elect Siri Strandenes as Member of For Did Not Vote Management
Corporate Assembly
8j Elect Olaug Svarva as Member of For Did Not Vote Management
Corporate Assembly
8k Elect Gry Molleskog as 1st Deputy For Did Not Vote Management
Member of Corporate Assembly
8l Elect Nils-Edvard Olsen as 2nd Deputy For Did Not Vote Management
Member of Corporate Assembly
8m Elect Ingvild Nybo Holth as 3rd Deputy For Did Not Vote Management
Member of Corporate Assembly
9a Elect Mette Wikborg as Member of For Did Not Vote Management
Nominating Committee
9b Elect Rune Selmar as Member of For Did Not Vote Management
Nominating Committee
10a Approve Remuneration of the Corporate For Did Not Vote Management
Assembly
10b Approve Remuneration of the Nomination For Did Not Vote Management
Committee
--------------------------------------------------------------------------------
TELIASONERA AB
Ticker: TLSN Security ID: W95890104
Meeting Date: APR 03, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sven Unger Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Approve Agenda of Meeting For Did Not Vote Management
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
8 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 2.85 per Share
9 Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.2 Million for
Chairman, SEK 750,000 for Deputy
Chairman, and SEK 450,000 for Other
Directors; Approve Remuneration for
Committee Work
12 Reelect Olli-Pekka Kallasvuo and For Did Not Vote Management
Per-Arne Sandstrom as Directors; Elect
Marie Ehrling, Mats Jansson, Tapio
Kuula, Nina Linander, Martin
Lorentzon, and Kersti Sandqvist as New
Director
13 Elect Marie Ehrling as Chairman of the For Did Not Vote Management
Board and Olli-Pekka Kallasvuo as Vice
Chairman of the Board
14 Determine Number of Auditors (1) For Did Not Vote Management
15 Approve Remuneration of Auditors For Did Not Vote Management
16 Ratify PricewaterhouseCoopers AB as For Did Not Vote Management
Auditors
17 Elect Magnus Skaninger, Kari Jarvinen, For Did Not Vote Management
Jan Andersson, Per Frennberg, and
Marie Ehrling as Members of the
Nominating Committee
18 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
19 Authorize Share Repurchase Program For Did Not Vote Management
20a Approve 2013/2016 Performance Share For Did Not Vote Management
Program
20b Approve Transfer of Shares in For Did Not Vote Management
Connection with the 2013/2016
Performance Share Program
21 Require Teliasonera to Sell Skanova None Did Not Vote Shareholder
Shares or to Distribute the Shares to
the Company's Shareholders
22 Separate Emerging Markets Operations None Did Not Vote Shareholder
to a Separate Publicly Listed Company
from the Mature Markets Operations and
to Distribute the Shares to Company's
Shareholders
23 Dismiss Current Auditors None Did Not Vote Shareholder
24a Request the Board of Directors to None Did Not Vote Shareholder
Claim Damages from Former Board and
Management
24b Authorize Board to Limit the None Did Not Vote Shareholder
Aggregated Amount of Reimbursement of
Damages to up to SEK 100 million
--------------------------------------------------------------------------------
TENARIS SA
Ticker: TEN Security ID: L90272102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Board's and For For Management
Auditor's Reports
2 Approve Consolidated Financial For For Management
Statements
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Directors For For Management
6 Elect Directors For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
9 Allow Electronic Distribution of For For Management
Company Documents to Shareholders
--------------------------------------------------------------------------------
TERUMO CORP.
Ticker: 4543 Security ID: J83173104
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2.1 Elect Director Nakao, Koji For For Management
2.2 Elect Director Shintaku, Yuutaro For For Management
2.3 Elect Director Matsumura, Hiroshi For For Management
2.4 Elect Director Mimura, Takayoshi For For Management
2.5 Elect Director Oguma, Akira For For Management
2.6 Elect Director Arase, Hideo For For Management
2.7 Elect Director Shoji, Kuniko For For Management
2.8 Elect Director Takagi, Toshiaki For For Management
2.9 Elect Director Ikuta, Masaharu For For Management
2.10 Elect Director Kakizoe, Tadao For For Management
2.11 Elect Director Matsunaga, Mari For For Management
3.1 Appoint Statutory Auditor Sekine, Kenji For For Management
3.2 Appoint Statutory Auditor Yone, For For Management
Masatake
4 Appoint Alternate Statutory Auditor For For Management
Tabuchi, Tomohisa
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
TESCO PLC
Ticker: TSCO Security ID: G87621101
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: JUN 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Olivia Garfield as Director For For Management
5 Re-elect Sir Richard Broadbent as For For Management
Director
6 Re-elect Philip Clarke as Director For For Management
7 Re-elect Gareth Bullock as Director For For Management
8 Re-elect Patrick Cescau as Director For For Management
9 Re-elect Stuart Chambers as Director For For Management
10 Re-elect Ken Hanna as Director For For Management
11 Re-elect Laurie Mcllwee as Director For For Management
12 Re-elect Deanna Oppenheimer as Director For For Management
13 Re-elect Jacqueline Tammenoms Bakker For For Management
as Director
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Babb, JR. For For Management
1b Elect Director Mark A. Blinn For For Management
1c Elect Director Daniel A. Carp For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Pamela H. Patsley For For Management
1f Elect Director Robert E. Sanchez For For Management
1g Elect Director Wayne R. Sanders For For Management
1h Elect Director Ruth J. Simmons For For Management
1i Elect Director Richard K. Templeton For For Management
1j Elect Director Christine Todd Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Jack M. Greenberg For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Ronald T. LeMay For For Management
1g Elect Director Andrea Redmond For For Management
1h Elect Director H. John Riley, Jr. For For Management
1i Elect Director John W. Rowe For For Management
1j Elect Director Judith A. Sprieser For For Management
1k Elect Director Mary Alice Taylor For For Management
1l Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 09, 2013 Meeting Type: Annual
Record Date: FEB 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Gerald L. Hassell For For Management
1.4 Elect Director Edmund F. 'Ted' Kelly For For Management
1.5 Elect Director Richard J. Kogan For For Management
1.6 Elect Director Michael J. Kowalski For For Management
1.7 Elect Director John A. Luke, Jr. For For Management
1.8 Elect Director Mark A. Nordenberg For For Management
1.9 Elect Director Catherine A. Rein For For Management
1.10 Elect Director William C. Richardson For For Management
1.11 Elect Director Samuel C. Scott, III For For Management
1.12 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Submit SERP to Shareholder Vote Against Against Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen A. Ellis For For Management
1b Elect Director Arun Sarin For For Management
1c Elect Director Charles R. Schwab For For Management
1d Elect Director Paula A. Sneed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against For Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE CHUBB CORPORATION
Ticker: CB Security ID: 171232101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Election Of Director Zoe Baird Budinger For For Management
1b Election Of Director Sheila P. Burke For For Management
1c Election Of Director James I. Cash, Jr. For For Management
1d Election Of Director John D. Finnegan For For Management
1e Election Of Director Lawrence W. For For Management
Kellner
1f Election Of Director Martin G. Mcguinn For For Management
1g Election Of Director Lawrence M. Small For For Management
1h Election Of Director Jess Soderberg For For Management
1i Election Of Director Daniel E. Somers For For Management
1j Election Of Director William C. Weldon For For Management
1k Election Of Director James M. Zimmerman For For Management
1l Election Of Director Alfred W. Zollar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
5 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Richard M. Daley For For Management
1.5 Elect Director Barry Diller For For Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Evan G. Greenberg For For Management
1.8 Elect Director Alexis M. Herman For For Management
1.9 Elect Director Muhtar Kent For For Management
1.10 Elect Director Robert A. Kotick For For Management
1.11 Elect Director Maria Elena Lagomasino For For Management
1.12 Elect Director Donald F. McHenry For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director Jacob Wallenberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold A. Allemang For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Jacqueline K. Barton For For Management
1d Elect Director James A. Bell For For Management
1e Elect Director Jeff M. Fettig For For Management
1f Elect Director Andrew N. Liveris For For Management
1g Elect Director Paul Polman For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director James M. Ringler For For Management
1j Elect Director Ruth G. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
THE GAP, INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Adrian D. P. Bellamy For For Management
1b Elect Director Domenico De Sole For For Management
1c Elect Director Robert J. Fisher For For Management
1d Elect Director William S. Fisher For For Management
1e Elect Director Isabella D. Goren For For Management
1f Elect Director Bob L. Martin For For Management
1g Elect Director Jorge P. Montoya For For Management
1h Elect Director Glenn K. Murphy For For Management
1i Elect Director Mayo A. Shattuck, III For For Management
1j Elect Director Katherine Tsang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For For Management
5 Elect Director William W. George For For Management
6 Elect Director James A. Johnson For For Management
7 Elect Director Lakshmi N. Mittal For For Management
8 Elect Director Adebayo O. Ogunlesi For For Management
9 Elect Director James J. Schiro For For Management
10 Elect Director Debora L. Spar For For Management
11 Elect Director Mark E. Tucker For For Management
12 Elect Director David A. Viniar For For Management
13 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
14 Approve Omnibus Stock Plan For For Management
15 Ratify Auditors For For Management
16 Establish Board Committee on Human Against Against Shareholder
Rights
17 Report on Lobbying Payments and Policy Against For Shareholder
18 Adopt Proxy Access Right Against Against Shareholder
19 Employ Investment Bank to Explore Against Against Shareholder
Alternatives to Maximize Shareholder
Value
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Bonnie G. Hill For For Management
1i Elect Director Karen L. Katen For For Management
1j Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Prepare Employment Diversity Report Against For Shareholder
7 Adopt Stormwater Run-off Management Against Against Shareholder
Policy
--------------------------------------------------------------------------------
THE HONG KONG AND CHINA GAS CO. LTD.
Ticker: 00003 Security ID: Y33370100
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Lee Shau Kee as Director For For Management
3b Elect Leung Hay Man as Director For For Management
3c Elect Colin Lam Ko Yin as Director For For Management
3d Elect Alfred Chan Wing Kin as Director For For Management
3e Elect Peter Wong Wai Yee as Director For For Management
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Bonus Shares For For Management
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5d Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: JAN 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard O. Berndt For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Paul W. Chellgren For For Management
1.4 Elect Director William S. Demchak For For Management
1.5 Elect Director Kay Coles James For For Management
1.6 Elect Director Richard B. Kelson For For Management
1.7 Elect Director Bruce C. Lindsay For For Management
1.8 Elect Director Anthony A. Massaro For For Management
1.9 Elect Director Jane G. Pepper For For Management
1.10 Elect Director James E. Rohr For For Management
1.11 Elect Director Donald J. Shepard For For Management
1.12 Elect Director Lorene K. Steffes For For Management
1.13 Elect Director Dennis F. Strigl For For Management
1.14 Elect Director Thomas J. Usher For For Management
1.15 Elect Director George H. Walls, Jr. For For Management
1.16 Elect Director Helge H. Wehmeier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Climate Change Financing Risk Against For Shareholder
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juanita Powell Baranco For For Management
1b Elect Director Jon A. Boscia For For Management
1c Elect Director Henry A. 'Hal' Clark, For For Management
III
1d Electi Director Thomas A. Fanning For For Management
1e Elect Director David J. Grain For For Management
1f Elect Director H. William Habermeyer, For For Management
Jr.
1g Elect Director Veronica M. Hagen For For Management
1h Elect Director Warren A. Hood, Jr. For For Management
1i Elect Director Donald M. James For For Management
1j Elect Director Dale E. Klein For For Management
1k Elect Director William G. Smith, Jr. For For Management
1l Elect Director Steven R. Specker For For Management
1m Elect Director E. Jenner Wood, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Alter Mandatory Retirement Policy for For For Management
Directors
5 Reduce Supermajority Vote Requirement For For Management
6 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zein Abdalla For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Alan M. Bennett For For Management
1.4 Elect Director Bernard Cammarata For For Management
1.5 Elect Director David T. Ching For For Management
1.6 Elect Director Michael F. Hines For For Management
1.7 Elect Director Amy B. Lane For For Management
1.8 Elect Director Dawn G. Lepore For For Management
1.9 Elect Director Carol Meyrowitz For For Management
1.10 Elect Director John F. O'Brien For For Management
1.11 Elect Director Willow B. Shire For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK
Ticker: TD Security ID: 891160509
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date: FEB 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Bennett For For Management
1.2 Elect Director Hugh J. Bolton For For Management
1.3 Elect Director John L. Bragg For For Management
1.4 Elect Director Amy W. Brinkley For For Management
1.5 Elect Director W. Edmund Clark For For Management
1.6 Elect Director Colleen A. Goggins For For Management
1.7 Elect Director Henry H. Ketcham For For Management
1.8 Elect Director Brian M. Levitt For For Management
1.9 Elect Director Harold H. MacKay For For Management
1.10 Elect Director Karen E. Maidment For For Management
1.11 Elect Director Irene R. Miller For For Management
1.12 Elect Director Nadir H. Mohamed For For Management
1.13 Elect Director Wilbur J. Prezzano For For Management
1.14 Elect Director Helen K. Sinclair For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP A: Increase Disclosure of Pension Against Against Shareholder
Plans
5 SP B: Adopt Policy for Equitable Against Against Shareholder
Treatment under the Pension Plans
6 SP C: Adopt an Internal Pay Ratio Against Against Shareholder
7 SP D: Adopt Policy on Gender Equality Against Against Shareholder
in Senior Management Positions
8 SP E: Publish Summary of Annual Against Against Shareholder
Meetings and Questions Raised at
Meetings
9 SP F: Submit More Candidates For Against Against Shareholder
Election Than the Number of Vacancies
on the Board
10 SP G: Advisory Vote on Executive Against Against Shareholder
Officers' Compensation
11 SP H: Set Maximum Amount of Employee Against Against Shareholder
Compensation
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Director Susan E. Arnold For For Management
1.b Elect Director John S. Chen For For Management
1.c Elect Director Judith L. Estrin For For Management
1.d Elect Director Robert A. Iger For For Management
1.e Elect Director Fred H. Langhammer For For Management
1.f Elect Director Aylwin B. Lewis For For Management
1.g Elect Director Monica C. Lozano For For Management
1.h Elect Director Robert W. Matschullat For For Management
1.i Elect Director Sheryl K. Sandberg For For Management
1.j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adopt Proxy Access Right Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE WHARF (HOLDINGS) LTD.
Ticker: 00004 Security ID: Y8800U127
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAY 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect T. Y. Ng as Director For Against Management
2b Elect Alexander S. K. Au as Director For For Management
2c Elect Edward K. Y. Chen as Director For For Management
2d Elect Raymond K. F. Ch'ien as Director For For Management
2e Elect Y. T. Leng as Director For For Management
2f Elect Arthur K. C. Li as Director For For Management
3 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4a Approve Increase in the Rate of Fee For For Management
Payable to Chairman of the Company
4b Approve Increase in Rate of Fee For For Management
Payable to Directors Other than the
Chairman
4c Approve Increase in Rate of Fee For For Management
Payable to Audit Committee Members
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Joseph R. Cleveland For For Management
1.3 Elect Director Kathleen B. Cooper For For Management
1.4 Elect Director John A. Hagg For For Management
1.5 Elect Director Juanita H. Hinshaw For For Management
1.6 Elect Director Ralph Izzo For For Management
1.7 Elect Director Frank T. MacInnis For For Management
1.8 Elect Director Steven W. Nance For For Management
1.9 Elect Director Murray D. Smith For For Management
1.10 Elect Director Janice D. Stoney For For Management
1.11 Elect Director Laura A. Sugg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director C. Martin Harris For For Management
1b Elect Director Judy C. Lewent For For Management
1c Elect Director Jim P. Manzi For For Management
1d Elect Director Lars R. Sorensen For For Management
1e Elect Director Elaine S. Ullian For For Management
1f Elect Director Marc N. Casper For For Management
1g Elect Director Nelson J. Chai For For Management
1h Elect Director Tyler Jacks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THOMSON REUTERS CORPORATION
Ticker: TRI Security ID: 884903105
Meeting Date: MAY 08, 2013 Meeting Type: Annual/Special
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Thomson For For Management
1.2 Elect Director James C. Smith For For Management
1.3 Elect Director Manvinder S. Banga For For Management
1.4 Elect Director David W. Binet For For Management
1.5 Elect Director Mary Cirillo For For Management
1.6 Elect Director Steven A. Denning For For Management
1.7 Elect Director Lawton W. Fitt For For Management
1.8 Elect Director Sir Deryck Maughan For For Management
1.9 Elect Director Ken Olisa For For Management
1.10 Elect Director Vance K. Opperman For For Management
1.11 Elect Director John M. Thompson For For Management
1.12 Elect Director Peter J. Thomson For For Management
1.13 Elect Director Wulf von Schimmelmann For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend U.S. Employee Stock Purchase Plan For For Management
4 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
THYSSENKRUPP AG
Ticker: TKA Security ID: D8398Q119
Meeting Date: JAN 18, 2013 Meeting Type: Annual
Record Date: DEC 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2011/2012
(Non-Voting)
2 Approve Discharge of Management Board For Against Management
for Fiscal 2011/2012
3 Approve Discharge of Supervisory Board For Against Management
for Fiscal 2011/2012
4 Elect Carola von Schmettow to the For For Management
Supervisory Board
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2012/2013
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director N.J. Nicholas, Jr. For For Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Plan Against For Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Fred Hassan For For Management
1.9 Elect Director Kenneth J. Novack For For Management
1.10 Elect Director Paul D. Wachter For For Management
1.11 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TOBU RAILWAY CO. LTD.
Ticker: 9001 Security ID: J84162148
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Nezu, Yoshizumi For For Management
3.2 Elect Director Tsunoda, Kenichi For For Management
3.3 Elect Director Nakajima, Kenzo For For Management
3.4 Elect Director Takeda, Zengo For For Management
3.5 Elect Director Makino, Osamu For For Management
3.6 Elect Director Furusawa, Hiromichi For For Management
3.7 Elect Director Hirata, Kazuhiko For For Management
3.8 Elect Director Inomori, Shinji For For Management
3.9 Elect Director Miwa, Hiroaki For For Management
3.10 Elect Director Okatsu, Noritaka For For Management
3.11 Elect Director Ojiro, Akihiro For For Management
3.12 Elect Director Sakamaki, Nobuaki For For Management
3.13 Elect Director Koshimura, Toshiaki For Against Management
3.14 Elect Director Suzuki, Mitiaki For For Management
3.15 Elect Director Iwase, Yutaka For For Management
4 Appoint Statutory Auditor Nakajima, For For Management
Naotaka
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TOKIO MARINE HOLDINGS, INC.
Ticker: 8766 Security ID: J86298106
Meeting Date: JUN 24, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27.5
2.1 Elect Director Sumi, Shuuzo For For Management
2.2 Elect Director Tamai, Takaaki For For Management
2.3 Elect Director Nagano, Tsuyoshi For For Management
2.4 Elect Director Oba, Masashi For For Management
2.5 Elect Director Fujita, Hirokazu For For Management
2.6 Elect Director Ito, Kunio For For Management
2.7 Elect Director Mimura, Akio For For Management
2.8 Elect Director Kitazawa, Toshifumi For For Management
2.9 Elect Director Sasaki, Mikio For For Management
2.10 Elect Director Ito, Takashi For For Management
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TOKYO ELECTRON LTD.
Ticker: 8035 Security ID: J86957115
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Authorize Internet For For Management
Disclosure of Shareholder Meeting
Materials
2 Amend Articles to Increase Maximum For For Management
Number of Statutory Auditors
3.1 Elect Director Higashi, Tetsuro For For Management
3.2 Elect Director Tsuneishi, Tetsuo For For Management
3.3 Elect Director Kitayama, Hirofumi For For Management
3.4 Elect Director Sato, Kiyoshi For For Management
3.5 Elect Director Washino, Kenji For For Management
3.6 Elect Director Ito, Hikaru For For Management
3.7 Elect Director Matsuoka, Takaaki For For Management
3.8 Elect Director Harada, Yoshiteru For For Management
3.9 Elect Director Hori, Tetsuro For For Management
3.10 Elect Director Inoe, Hiroshi For For Management
3.11 Elect Director Sakane, Masahiro For For Management
4.1 Appoint Statutory Auditor Akaishi, For For Management
Mikio
4.2 Appoint Statutory Auditor Yamamoto, For For Management
Takatoshi
5 Approve Annual Bonus Payment to For For Management
Directors
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TOKYO GAS CO. LTD.
Ticker: 9531 Security ID: J87000105
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5.5
2.1 Elect Director Torihara, Mitsunori For For Management
2.2 Elect Director Okamoto, Tsuyoshi For For Management
2.3 Elect Director Muraki, Shigeru For For Management
2.4 Elect Director Hirose, Michiaki For For Management
2.5 Elect Director Yoshino, Kazuo For For Management
2.6 Elect Director Hataba, Matsuhiko For For Management
2.7 Elect Director Kunigo, Yutaka For For Management
2.8 Elect Director Mikami, Masahiro For For Management
2.9 Elect Director Sato, Yukio For For Management
2.10 Elect Director Tomizawa, Ryuuichi For For Management
2.11 Elect Director Nakagaki, Yoshihiko For For Management
3.1 Appoint Statutory Auditor Oya, Tsutomu For For Management
3.2 Appoint Statutory Auditor Otani, Kojiro For For Management
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TOKYU CORP.
Ticker: 9005 Security ID: J88720123
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3.5
2.1 Elect Director Koshimura, Toshiaki For For Management
2.2 Elect Director Nomoto, Hirofumi For For Management
2.3 Elect Director Sugita, Yoshiki For For Management
2.4 Elect Director Takahashi, Haruka For For Management
2.5 Elect Director Imamura, Toshio For For Management
2.6 Elect Director Kuwahara, Tsuneyasu For For Management
2.7 Elect Director Tomoe, Masao For For Management
2.8 Elect Director Izumi, Yasuyuki For For Management
2.9 Elect Director Watanabe, Isao For For Management
2.10 Elect Director Happo, Takakuni For For Management
2.11 Elect Director Suzuki, Katsuhisa For For Management
2.12 Elect Director Ono, Hiroshi For For Management
2.13 Elect Director Hoshino, Toshiyuki For For Management
2.14 Elect Director Takahashi, Kazuo For For Management
2.15 Elect Director Nezu, Yoshizumi For Against Management
2.16 Elect Director Konaga, Keiichi For For Management
2.17 Elect Director Kanazashi, Kiyoshi For For Management
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TONENGENERAL SEKIYU K.K.
Ticker: 5012 Security ID: J8657U110
Meeting Date: MAR 26, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 19
2.1 Elect Director Muto, Jun For For Management
2.2 Elect Director Hirose, Takashi For For Management
2.3 Elect Director Funada, Masaoki For For Management
2.4 Elect Director Miyata, Tomohide For For Management
2.5 Elect Director Imazawa, Toyofumi For For Management
2.6 Elect Director D.R. Csapo For For Management
2.7 Elect Director Onoda, Yasushi For For Management
2.8 Elect Director Ito, Yukinori For For Management
2.9 Elect Director G.W. Wilson For For Management
3 Appoint Alternate Statutory Auditor For Against Management
Kobayakawa, Hisayoshi
4 Approve Retirement Bonus and Special For For Management
Payments in Connection with Abolition
of Retirement Bonus System
5 Approve Deep Discount Stock Option Plan For For Management
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TORAY INDUSTRIES INC.
Ticker: 3402 Security ID: J89494116
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Suga, Yasuo For For Management
2.2 Elect Director Kobayashi, Hirofumi For For Management
3 Appoint Statutory Auditor Yagita, For For Management
Motoyuki
4 Appoint Alternate Statutory Auditor For For Management
Kobayashi, Koichi
5 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
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TOSHIBA CORP.
Ticker: 6502 Security ID: J89752117
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nishida, Atsutoshi For For Management
1.2 Elect Director Sasaki, Norio For For Management
1.3 Elect Director Shimomitsu, Hidejiro For For Management
1.4 Elect Director Tanaka, Hisao For For Management
1.5 Elect Director Kitamura, Hideo For For Management
1.6 Elect Director Kubo, Makoto For For Management
1.7 Elect Director Muraoka, Fumio For For Management
1.8 Elect Director Kosugi, Takeo For For Management
1.9 Elect Director Itami, Hiroyuki For For Management
1.10 Elect Director Shimanouchi, Ken For For Management
1.11 Elect Director Saito, Kiyomi For For Management
1.12 Elect Director Muromachi, Masashi For For Management
1.13 Elect Director Sudo, Akira For For Management
1.14 Elect Director Fukakushi, Masahiko For For Management
1.15 Elect Director Kobayashi, Kiyoshi For For Management
1.16 Elect Director Ushio, Fumiaki For For Management
2 Amend Articles to Prohibit Inclusion Against For Shareholder
of Non-Votes in Tally for Shareholder
or Company Proposals
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.34 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Thierry Desmarest as Director For For Management
6 Reelect Gunnar Brock as Director For For Management
7 Reelect Gerard Lamarche as Director For For Management
8 Elect Charles Keller as Representative For For Management
of Employee Shareholders to the Board
9 Elect Philippe Marchandise as Against Against Management
Representative of Employee
Shareholders to the Board
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.40
Million
11 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Stock Option Plan
12 Approve Employee Stock Purchase Plan For For Management
A Approve the Establishment of an Against Against Shareholder
Independent Ethics Committee
B Approve to Link Remuneration to Against Against Shareholder
Positive Safety Indicators
C Acquire the Diversity Label Against Against Shareholder
D Approve Nomination of Employees Against Against Shareholder
Representative to the Remuneration
Committee
E Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders
--------------------------------------------------------------------------------
TOYOTA INDUSTRIES CORP.
Ticker: 6201 Security ID: J92628106
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Yoshida, Kazunori For For Management
2.2 Elect Director Toyoda, Tetsuro For For Management
2.3 Elect Director Yamaguchi, Chiaki For For Management
2.4 Elect Director Sasaki, Kazue For For Management
2.5 Elect Director Morishita, Hirotaka For For Management
2.6 Elect Director Furukawa, Shinya For For Management
2.7 Elect Director Onishi, Akira For For Management
2.8 Elect Director Suzuki, Masaharu For For Management
2.9 Elect Director Kato, Masafumi For For Management
2.10 Elect Director Sasaki, Norio For For Management
2.11 Elect Director Ogawa, Toshifumi For For Management
2.12 Elect Director Onishi, Toshifumi For For Management
2.13 Elect Director Cho, Fujio For For Management
2.14 Elect Director Ogawa, Takaki For For Management
2.15 Elect Director Otsuka, Kan For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
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TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Uchiyamada, Takeshi For For Management
2.2 Elect Director Toyoda, Akio For For Management
2.3 Elect Director Ozawa, Satoshi For For Management
2.4 Elect Director Kodaira, Nobuyori For For Management
2.5 Elect Director Kato, Mitsuhisa For For Management
2.6 Elect Director Maekawa, Masamoto For For Management
2.7 Elect Director Furuhashi, Mamoru For For Management
2.8 Elect Director Ihara, Yasumori For For Management
2.9 Elect Director Sudo, Seiichi For For Management
2.10 Elect Director Saga, Koei For For Management
2.11 Elect Director Ise, Kiyotaka For For Management
2.12 Elect Director Terashi, Shigeki For For Management
2.13 Elect Director Ishii, Yoshimasa For For Management
2.14 Elect Director Uno, Ikuo For For Management
2.15 Elect Director Kato, Haruhiko For For Management
2.16 Elect Director Mark T. Hogan For For Management
3 Amend Articles To Indemnify Directors For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
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TOYOTA TSUSHO CORP.
Ticker: 8015 Security ID: J92719111
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2.1 Elect Director Shimizu, Junzo For For Management
2.2 Elect Director Shirai, Yoshio For For Management
2.3 Elect Director Karube, Jun For For Management
2.4 Elect Director Asano, Mikio For For Management
2.5 Elect Director Yokoi, Yasuhiko For For Management
2.6 Elect Director Sawayama, Hiroki For For Management
2.7 Elect Director Shirai, Takumi For For Management
2.8 Elect Director Yamagiwa, Kuniaki For For Management
2.9 Elect Director Matsudaira, Soichiro For For Management
2.10 Elect Director Hattori, Takashi For For Management
2.11 Elect Director Miura, Yoshiki For For Management
2.12 Elect Director Oi, Yuuichi For For Management
2.13 Elect Director Yanase, Hideki For For Management
3 Appoint Statutory Auditor Adachi, For For Management
Seiichiro
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
TRANSCANADA CORPORATION
Ticker: TRP Security ID: 89353D107
Meeting Date: APR 26, 2013 Meeting Type: Annual/Special
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Benson For For Management
1.2 Elect Director Derek H. Burney For For Management
1.3 Elect Director Paule Gauthier For For Management
1.4 Elect Director Russell K. Girling For For Management
1.5 Elect Director S. Barry Jackson For For Management
1.6 Elect Director Paul L. Joskow For For Management
1.7 Elect Director Paula Rosput Reynolds For For Management
1.8 Elect Director Mary Pat Salomone For For Management
1.9 Elect Director W. Thomas Stephens For For Management
1.10 Elect Director D. Michael G. Stewart For For Management
1.11 Elect Director Richard E. Waugh For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Stock Option Plan For For Management
4 Approve Shareholder Rights Plan For Against Management
5 Advisory Vote on Executive For For Management
Compensation Approach
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TRANSOCEAN LTD.
Ticker: RIGN Security ID: H8817H100
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3A Approve Payment of a Dividend in For For Management
Principle
3B1 Approve Reduction (Transocean) in For For Management
Share Capital and Repayment of $2.24
per share
3B2 Approve Reduction (Icahn Group) in Against Against Shareholder
Share Capital and Repayment of $4.00
per share
4 Approve Creation of CHF 75 Million For For Management
Pool of Capital without Preemptive
Rights
5 Declassify the Board of Directors None For Shareholder
6A Elect Director Frederico F. Curado For For Management
6B Elect Director Steven L. Newman For For Management
6C Elect Director Thomas W. Cason For For Management
6D Elect Director Robert M. Sprague For Did Not Vote Management
6E Elect Director J. Michael Talbert For Did Not Vote Management
6F Elect Director John J. Lipinski Against Did Not Vote Shareholder
6G Elect Director Jose Maria Alapont Against For Shareholder
6H Elect Director Samuel Merksamer Against For Shareholder
7 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2013
and Reelection of Ernst & Young Ltd,
Zurich as the Company's Auditor for a
Further One-Year Term
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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TULLOW OIL PLC
Ticker: TLW Security ID: G91235104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Anne Drinkwater as Director For For Management
5 Re-elect Tutu Agyare as Director For For Management
6 Re-elect David Bamford as Director For For Management
7 Re-elect Ann Grant as Director For For Management
8 Re-elect Aidan Heavey as Director For For Management
9 Re-elect Steve Lucas as Director For For Management
10 Re-elect Graham Martin as Director For For Management
11 Re-elect Angus McCoss as Director For For Management
12 Re-elect Paul McDade as Director For For Management
13 Re-elect Ian Springett as Director For For Management
14 Re-elect Simon Thompson as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Commitee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve Tullow Incentive Plan For For Management
21 Approve Employee Share Award Plan For For Management
22 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
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UBS AG
Ticker: UBSN Security ID: H89231338
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.15 per Share from
Capital Contribution Reserve
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Axel Weber as Director For For Management
4.1b Reelect Michel Demare as Director For For Management
4.1c Reelect David Sidwell as Director For For Management
4.1d Reelect Rainer-Marc Frey as Director For For Management
4.1e Relect Ann Godbehere as Director For For Management
4.1f Reelect Axel Lehmann as Director For For Management
4.1g Reelect Helmut Panke as Director For For Management
4.1h Reelect William Parrett as Director For For Management
4.1i Reelect Isabelle Romy as Director For For Management
4.1j Reelect Beatrice Weder di Mauro as For For Management
Director
4.1k Reelect Joseph Yam as Director For For Management
4.2 Elect Reto Francioni as Director For For Management
4.3 Ratify Ernst & Young Ltd. as Auditors For For Management
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UCB SA
Ticker: UCB Security ID: B93562120
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Receive Directors' Reports (Non-Voting) None None Management
A.2 Receive Auditors' Reports (Non-Voting) None None Management
A.3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
A.4 Approve Financial Statements and For For Management
Allocation of Income
A.5 Approve Remuneration Report For For Management
A.6 Approve Discharge of Directors For For Management
A.7 Approve Discharge of Auditors For For Management
A.8.1 Reelect Roch Doliveux as Director For For Management
A.8.2 Reelect Albrecht De Graeve as Director For For Management
A.8.3 Indicate Albrecht De Graeve as For For Management
Independent Board Member
A.8.4 Reelect Peter Fellner as Director For For Management
A.9 Approve Remuneration of Directors For For Management
A.10 Approve Restricted Stock Plan For For Management
A.11 Increase Number of Shares Under For For Management
Employee Stock Purchase Plan From
500,000 to 1 Million Shares
A.12 Approve Change-of-Control Clause Re: For For Management
EMTN Program
A.13 Approve Change-of-Control Clause Re: For For Management
Other
A.14 Approve Change-of-Control Clause Re: For For Management
EIB loan
E.1 Receive Special Board Report Re: None None Management
Authorized Capital
E.2 Authorize Board to Increase Authorized For Against Management
Capital up to EUR 500 Million,
Including by way of Issuance of
Warrants or Convertible Bonds
E.3 Authorize Board to Issue Warrants/ For Against Management
Convertible Bonds in the Event of a
Public Tender Offer or Share Exchange
Offer Up to EUR 500 Million and Amend
Articles Accordingly
E.4 Amend Article 11 Re: Transitional For For Management
Measure on Bearer Shares
E.5 Authorize Board to Repurchase and to For Against Management
Reissue Shares in the Event of a
Serious and Imminent Harm and Amend
Articles Accordingly
E.6 Authorize Repurchase of Up to 20 For Against Management
Percent of Issued Share Capital if
Item E.5 is not Approved
E.7 Amend Article 14 Re: Share Register For For Management
E.8 Amend Article 19 Re: Minutes of Board For For Management
Decisions
E.9 Amend Article 20 Re: Committees For For Management
E.10 Amend Article 36 Re: Form of Proxies For For Management
E.11 Amend Article 37 Re: General Meeting For For Management
E.12 Amend Article 38 Re: Voting Rights For For Management
--------------------------------------------------------------------------------
UMICORE
Ticker: UMI Security ID: B95505168
Meeting Date: APR 30, 2013 Meeting Type: Annual/Special
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2 Approve Remuneration Report For For Management
3 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.00 per Share
4 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
5 Approve Discharge of Directors For For Management
6 Approve Discharge of Auditors For For Management
7.1 Reelect Isabelle Bouillot as Director For For Management
7.2 Reelect Shohei Naito as Director For For Management
7.3 Elect Frans van Daele as Independent For For Management
Director
7.4 Elect Barabara Kux as Independent For For Management
Director
7.5 Approve Remuneration of Directors For For Management
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
UNIBAIL RODAMCO SE
Ticker: UL Security ID: F95094110
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 8.40 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Reelect Francois Jaclot as Supervisory For For Management
Board Member
7 Reelect Frans Cremers as Supervisory For For Management
Board Member
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 75 Million
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 45 Million
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
14 Approve Employee Stock Purchase Plan For For Management
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
UNICHARM CORP.
Ticker: 8113 Security ID: J94104114
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Amend Business Lines For For Management
2.1 Elect Director Takahara, Keiichiro For For Management
2.2 Elect Director Takahara, Takahisa For For Management
2.3 Elect Director Futagami, Gumpei For For Management
2.4 Elect Director Nakano, Kennosuke For For Management
2.5 Elect Director Ishikawa, Eiji For For Management
2.6 Elect Director Mori, Shinji For For Management
2.7 Elect Director Ando, Yoshiro For For Management
2.8 Elect Director Takai, Masakatsu For For Management
2.9 Elect Director Miyabayashi, Yoshihiro For For Management
2.10 Elect Director Sakaguchi, Katsuhiko For For Management
2.11 Elect Director Moriyama, Shigeo For For Management
--------------------------------------------------------------------------------
UNICREDIT SPA
Ticker: UCG Security ID: T960AS101
Meeting Date: MAY 11, 2013 Meeting Type: Annual/Special
Record Date: MAY 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Slate Submitted by Fondazione Cassa di None Did Not Vote Shareholder
Risparmio di Verona Vicenza Belluno e
Ancona
3.2 Slate Submitted by Institutional None For Shareholder
Investors
4 Approve Internal Auditors' Remuneration For For Management
5 Elect Three Directors (Bundled); For For Management
Authorize Board Members to Assume
Positions in Competing Companies
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration Report For For Management
8 Approve 2013 Group Incentive System For For Management
9 Approve Group Employees Share For For Management
Ownership Plan 2013
1 Amend Company Bylaws For For Management
2 Approve Capital Increase to Service For For Management
Incentive Plans
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: N8981F271
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive Board For For Management
Members
4 Approve Discharge of Non-Executive For For Management
Board Members
5 Reelect P.G.J.M. Polman as CEO to For For Management
Board of Directors
6 Relect R.J.M.S. Huet as CFO to Board For For Management
of Directors
7 Reelect L.O. Fresco to Board of For For Management
Directors
8 Reelect A.M. Fudge to Board of For For Management
Directors
9 Reelect C.E. Golden to Board of For For Management
Directors
10 Reelect B.E. Grote to Board of For For Management
Directors
11 Reelect H. Nyasulu to Board of For For Management
Directors
12 Reelect M. Rifkind to Board of For For Management
Directors
13 Reelect K.J. Storm to Board of For For Management
Directors
14 Reelect M. Treschow to Board of For For Management
Directors
15 Reelect P.S. Walsh to Board of For For Management
Directors
16 Elect L.M. Cha to Board of Directors For For Management
17 Elect M.Ma to Board of Directors For For Management
18 Elect J. Rishton to Board of Directors For For Management
19 Ratify PricewaterhouseCoopers For For Management
Accountants NV as Auditors
20 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Approve Authorization to Cancel For For Management
Ordinary Shares
23 Allow Questions and Close Meeting None None Management
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Paul Polman as Director For For Management
4 Re-elect Jean-Marc Huet as Director For For Management
5 Re-elect Louise Fresco as Director For For Management
6 Re-elect Ann Fudge as Director For For Management
7 Re-elect Charles Golden as Director For For Management
8 Re-elect Byron Grote as Director For For Management
9 Re-elect Hixonia Nyasulu as Director For For Management
10 Re-elect Sir Malcolm Rifkind as For For Management
Director
11 Re-elect Kees Storm as Director For For Management
12 Re-elect Michael Treschow as Director For For Management
13 Re-elect Paul Walsh as Director For For Management
14 Elect Laura Cha as Director For For Management
15 Elect Mary Ma as Director For For Management
16 Elect John Rishton as Director For For Management
17 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
18 Authorise Board to Fix Remuneration of For For Management
Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Thomas J. Donohue For For Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director John J. Koraleski For For Management
1.7 Elect Director Charles C. Krulak For For Management
1.8 Elect Director Michael R. McCarthy For For Management
1.9 Elect Director Michael W. McConnell For For Management
1.10 Elect Director Thomas F. McLarty, III For For Management
1.11 Elect Director Steven R. Rogel For For Management
1.12 Elect Director Jose H. Villarreal For For Management
1.13 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
UNITED OVERSEAS BANK LIMITED
Ticker: U11 Security ID: V96194127
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend and Special For For Management
Dividend
3 Approve Directors' Fees For For Management
4 Approve Fee to the Chairman of the For Against Management
Bank for the Period from January 2012
to December 2012
5 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Elect Wee Ee Cheong as Director For For Management
7 Elect Franklin Leo Lavin as Director For For Management
8 Elect James Koh Cher Siang as Director For For Management
9 Elect Ong Yew Huat as Director For For Management
10 Elect Wee Cho Yaw as Director For For Management
11 Elect Cham Tao Soon as Director For For Management
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
13 Approve Issuance of Shares Pursuant to For For Management
the UOB Scrip Dividend Scheme
14 Approve Issuance of Preference Shares For For Management
15 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Michael J. Burns For For Management
1c Elect Director D. Scott Davis For For Management
1d Elect Director Stuart E. Eizenstat For For Management
1e Elect Director Michael L. Eskew For For Management
1f Elect Director William R. Johnson For For Management
1g Elect Director Candace Kendle For For Management
1h Elect Director Ann M. Livermore For For Management
1i Elect Director Rudy H. P. Markham For For Management
1j Elect Director Clark T. Randt, Jr. For For Management
1k Elect Director Carol B. Tome For For Management
1l Elect Director Kevin M. Warsh For For Management
2 Ratify Auditors For For Management
3 Report on Lobbying Payments and Policy Against For Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Director Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
UPM-KYMMENE OY
Ticker: UPM1V Security ID: X9518S108
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive CEO's Speech
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 175,000 for
Chairman, EUR 120,000 for Deputy
Chairman, and EUR 95,000 for Other
Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at 10 For For Management
12 Reelect Matti Alahuhta, Berndt Brunow, For For Management
Karl Grotenfelt, Wendy Lane, Jussi
Pesonen, Ursula Ranin, Veli-Matti
Reinikkala, Bjorn Wahlroos and Kim
Wahl as Directors; Elect Piia-Noora
Kauppi as New Director
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Approve Issuance of up to 25 Million For For Management
Shares without Preemptive Rights
16 Authorize Share Repurchase Program For For Management
17 Approve Charitable Donations of up to For For Management
EUR 500,000
18 Close Meeting None None Management
--------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
Ticker: VRX Security ID: 91911K102
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald H. Farmer For For Management
1b Elect Director Robert A. Ingram For For Management
1c Elect Director Theo Melas-Kyriazi For For Management
1d Elect Director G. Mason Morfit For For Management
1e Elect Director Laurence E. Paul For For Management
1f Elect Director J. Michael Pearson For For Management
1g Elect Director Robert N. Power For For Management
1h Elect Director Norma A. Provencio For For Management
1i Elect Director Howard B. Schiller For For Management
1j Elect Director Lloyd M. Segal For For Management
1k Elect Director Katharine B. Stevenson For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Continuance of Company [CBCA For For Management
to BCBCA]
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Ruben M. Escobedo For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Bob Marbut For For Management
1f Elect Director Donald L. Nickles For For Management
1g Elect Director Philip J. Pfeiffer For For Management
1h Elect Director Robert A. Profusek For For Management
1i Elect Director Susan Kaufman Purcell For For Management
1j Elect Director Stephen M. Waters For For Management
1k Elect Director Randall J. Weisenburger For For Management
1l Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Lobbying Expenditures
--------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Debra A. Cafaro For For Management
1b Elect Director Douglas Crocker, II For For Management
1c Elect Director Ronald G. Geary For For Management
1d Elect Director Jay M. Gellert For For Management
1e Elect Director Richard I. Gilchrist For For Management
1f Elect Director Matthew J. Lustig For For Management
1g Elect Director Douglas M. Pasquale For For Management
1h Elect Director Robert D. Reed For For Management
1i Elect Director Sheli Z. Rosenberg For For Management
1j Elect Director Glenn J. Rufrano For For Management
1k Elect Director James D. Shelton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
7 Adopt Anti Gross-up Policy Against Against Shareholder
--------------------------------------------------------------------------------
VERBUND AG
Ticker: VER Security ID: A91460104
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: APR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify Auditors For For Management
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Approve Remuneration of Supervisory For For Management
Board Members
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Carrion For For Management
1.2 Elect Director Melanie L. Healey For For Management
1.3 Elect Director M. Frances Keeth For For Management
1.4 Elect Director Robert W. Lane For For Management
1.5 Elect Director Lowell C. McAdam For For Management
1.6 Elect Director Sandra O. Moose For For Management
1.7 Elect Director Joseph Neubauer For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Clarence Otis, Jr. For For Management
1.10 Elect Director Hugh B. Price For For Management
1.11 Elect Director Rodney E. Slater For For Management
1.12 Elect Director Kathryn A. Tesija For For Management
1.13 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Commit to Wireless Network Neutrality Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Adopt Proxy Access Right Against For Shareholder
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
9 Amend Articles/Bylaws/Charter- Call Against For Shareholder
Special Meetings
10 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
VF CORPORATION
Ticker: VFC Security ID: 918204108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Carucci For For Management
1.2 Elect Director Juliana L. Chugg For For Management
1.3 Elect Director George Fellows For For Management
1.4 Elect Director Clarence Otis, Jr. For For Management
1.5 Elect Director Matthew J. Shattock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VIENNA INSURANCE GROUP AG
Ticker: VIG Security ID: A9142L128
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Approve Creation of EUR 66.4 Million For Against Management
Pool of Capital without Preemptive
Rights
6 Approve Issuance of Profit For For Management
Participation Certificates without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
7 Approve Issuance of Convertible Bonds For Against Management
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 2
Billion
8 Amend Articles to Reflect Changes in For Against Management
Capital
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VINCI
Ticker: DG Security ID: F5879X108
Meeting Date: APR 16, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.77 per Share
4 Approve Stock Dividend Program (Cash For For Management
or Shares)
5 Reelect Michael Pragnell as Director For For Management
6 Elect Yannick Assouad as Director For For Management
7 Elect Graziella Gavezotti as Director For For Management
8 Renew Appointment of Deloitte et For For Management
Associes as Auditor
9 Appoint KPMG Audit IS as Auditor For For Management
10 Renew Appointment of BEAS Sarl as For For Management
Alternate Auditor
11 Appoint KPMG Audit ID as Alternate For For Management
Auditor
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Approve Transaction with Vinci For For Management
Energies Re: Participation in Cegelec
Entreprise
14 Approve Transaction with For Against Management
YTSeuropaconsultants Re: Consulting
Services
15 Approve Transaction with Vinci For For Management
Deutschland
16 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
17 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 300 Million
19 Authorize Issuance of Specific For For Management
Convertible Bonds without Preemptive
Rights Named Oceane, up to an
Aggregate Nominal Amount EUR 150
Million
20 Approve Issuance of Convertible Bonds For For Management
without Preemptive Rights Other than
Oceane, up to an Aggregate Nominal
Amount EUR 150 Million
21 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
22 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
23 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: DEC 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary P. Coughlan For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Joseph W. Saunders For For Management
1i Elect Director Charles W. Scharf For For Management
1j Elect Director William S. Shanahan For For Management
1k Elect Director John A. Swainson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VIVENDI
Ticker: VIV Security ID: F97982106
Meeting Date: APR 30, 2013 Meeting Type: Annual/Special
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Approve Treatment of Losses and For For Management
Dividends of EUR 1 per Share
5 Approve Severance Payment Agreement For For Management
with Philippe Capron
6 Elect Vincent Bollore as Supervisory For For Management
Board Member
7 Elect Pascal Cagni as Supervisory For For Management
Board Member
8 Elect Yseulys Costes as Supervisory For For Management
Board Member
9 Elect Alexandre de Juniac as For For Management
Supervisory Board Member
10 Elect Nathalie Bricault as For For Management
Representative of Employee
Shareholders to the Supervisory Board
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.5 Billion
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
15 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
16 Approve Employee Stock Purchase Plan For For Management
17 Approve Stock Purchase Plan Reserved For For Management
for International Employees
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VMWARE, INC.
Ticker: VMW Security ID: 928563402
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
VOLKSWAGEN AG (VW)
Ticker: VOW3 Security ID: D94523145
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.50 per Ordinary
Share and EUR 3.56 per Preferred Share
3.1 Approve Discharge of Management Board For For Management
Member Martin Winterkorn for Fiscal
2012
3.2 Approve Discharge of Management Board For For Management
Member Francisco Javier Garcia Sanz
for Fiscal 2012
3.3 Approve Discharge of Management Board For For Management
Member Jochem Heizmann for Fiscal 2012
3.4 Approve Discharge of Management Board For For Management
Member Christian Klingler for Fiscal
2012
3.5 Approve Discharge of Management Board For For Management
Member Michael Macht for Fiscal 2012
3.6 Approve Discharge of Management Board For For Management
Member Horst Neumann for Fiscal 2012
3.7 Approve Discharge of Management Board For For Management
Member Leif Oestling for Fiscal 2012
3.8 Approve Discharge of Management Board For For Management
Member Hans Dieter Poetsch for Fiscal
2012
3.9 Approve Discharge of Management Board For For Management
Member Rupert Stadler for Fiscal 2012
4.1 Approve Discharge of Supervisory For For Management
Board Member Member Ferdinand Piech
for Fiscal 2012
4.2 Approve Discharge of Supervisory Board For For Management
Member Berthold Huber for Fiscal 2012
4.3 Approve Discharge of Supervisory Board For For Management
Member Hussain Ali Al-Abdulla for
Fiscal 2012
4.4 Approve Discharge of Supervisory Board For For Management
Member Khalifa Jassim Al-Kuwari for
Fiscal 2012
4.5 Approve Discharge of Supervisory Board For For Management
Member Joerg Bode for Fiscal 2012
4.6 Approve Discharge of Supervisory Board For For Management
Member Annika Falkengren for Fiscal
2012
4.7 Approve Discharge of Supervisory Board For For Management
Member Michael Frenzel for Fiscal 2012
4.8 Approve Discharge of Supervisory Board For For Management
Member Uwe Fritsch for Fiscal 2012
4.9 Approve Discharge of Supervisory Board For For Management
Member Babette Froehlich for Fiscal
2012
4.10 Approve Discharge of Supervisory Board For For Management
Member Peter Jacobs for Fiscal 2012
4.11 Approve Discharge of Supervisory Board For For Management
Member David McAllister for Fiscal 2012
4.12 Approve Discharge of Supervisory Board For For Management
Member Hartmut Meine for Fiscal 2012
4.13 Approve Discharge of Supervisory Board For For Management
Member Peter Mosch for Fiscal 2012
4.14 Approve Discharge of Supervisory Board For For Management
Member Bernd Osterloh for Fiscal 2012
4.15 Approve Discharge of Supervisory Board For For Management
Member Hans Michel Piech for Fiscal
2012
4.16 Approve Discharge of Supervisory Board For For Management
Member Ursula Piech for Fiscal 2012
4.17 Approve Discharge of Supervisory Board For For Management
Member Ferdinand Oliver Porsche for
Fiscal 2012
4.18 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Porsche for Fiscal 2012
4.19 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Ritmeier for Fiscal
2012
4.20 Approve Discharge of Supervisory Board For For Management
Member Juergen Stumpf for Fiscal 2012
4.21 Approve Discharge of Supervisory Board For For Management
Member Member Bernd Wehlauer for
Fiscal 2012
4.22 Approve Discharge of Supervisory Board For For Management
Member Thomas Zwiebler for Fiscal 2012
5 Reelect Wolfgang Porsche to the For For Management
Supervisory Board
6 Approve Affiliation Agreements with For For Management
Subsidiaries
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2013
--------------------------------------------------------------------------------
VOLVO AB
Ticker: VOLVB Security ID: 928856301
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Sven Unger as Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Board and Board Committee None None Management
Reports
8 Receive Financial Statements and None None Management
Statutory Reports
9 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
10 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 3.00 per Share
11 Approve Discharge of Board and For Did Not Vote Management
President
12 Determine Number of Members (9) and For Did Not Vote Management
Deputy Members of Board (0)
13 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 2.25 Million for
Chairman and SEK 750,000 for Other
Members; Approve Remuneration for
Committee Work
14 Reelect Peter Bijur, Jean-Baptiste For Did Not Vote Management
Duzan, Hanne de Mora, Anders Nyren,
Olof Persson, Carl-Henric Svanberg
(Chairman), Ravi Venkatesan, Lars
Westerberg, and Ying Yeh as Directors;
15 Elect Chairman of the Board For Did Not Vote Management
(Carl-Henric Svanberg), Carl-Olof By,
Lars Forberg, Hakan Sandberg, and
Yngve Slyngstad as Members of
Nominating Committee; Approve Omission
of Remuneration of Nominating Committee
16 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
17 Amend Articles Re: Auditor Tenure For Did Not Vote Management
18 Amend Articles Re: Insert Gender Quota None Did Not Vote Shareholder
for Board of Directors
19 Request Board to Consider Increasing None Did Not Vote Shareholder
Apprenticeships
--------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director V. Ann Hailey For For Management
1.3 Elect Director William K. Hall For For Management
1.4 Elect Director Stuart L. Levenick For For Management
1.5 Elect Director John W. McCarter, Jr. For For Management
1.6 Elect Director Neil S. Novich For For Management
1.7 Elect Director Michael J. Roberts For For Management
1.8 Elect Director Gary L. Rogers For For Management
1.9 Elect Director James T. Ryan For For Management
1.10 Elect Director E. Scott Santi For For Management
1.11 Elect Director James D. Slavik For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Douglas N. Daft For For Management
1e Elect Director Michael T. Duke For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Marissa A. Mayer For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S. Reinemund For For Management
1j Elect Director H. Lee Scott, Jr. For For Management
1k Elect Director Jim C. Walton For For Management
1l Elect Director S. Robson Walton For For Management
1m Elect Director Christopher J. Williams For For Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Bylaws -- Call Special Meetings Against For Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
8 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
--------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 09, 2013 Meeting Type: Annual
Record Date: NOV 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janice M. Babiak For For Management
1b Elect Director David J. Brailer For For Management
1c Elect Director Steven A. Davis For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Mark P. Frissora For For Management
1f Elect Director Ginger L. Graham For For Management
1g Elect Director Alan G. McNally For For Management
1h Elect Director Dominic P. Murphy For For Management
1i Elect Director Stefano Pessina For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director Alejandro Silva For For Management
1l Elect Director James A. Skinner For For Management
1m Elect Director Gregory D. Wasson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
WARTSILA OYJ
Ticker: WRT1V Security ID: X98155116
Meeting Date: MAR 07, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports, the Board's Report,
and the Auditor's Report; Receive
Review by the CEO
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 120,000 for
Chairman, EUR 90,000 for Vice
Chairman, and EUR 60,000 for Other
Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
11 Fix Number of Directors at Nine For For Management
12 Reelect Maarit Aarni-Sirvio, For For Management
Kaj-Gustaf Bergh (Vice Chairman),
Alexander Ehrnrooth, Paul Ehrnrooth,
Gunilla Nordstrom, Mikael Lilius
(Chairman), Markus Rauramo, and Matti
Vuoria as Directors; Elect Sune
Carlsson as New Director
13 Approve Remuneration of Auditors For For Management
14 Ratify KPMG as Auditors For For Management
15a Authorize Share Repurchase of up to 19 For For Management
Million Issued Shares
15b Authorize Reissuance of up to 19 For For Management
Million Repurchased Shares
16 Close Meeting None None Management
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradbury H. Anderson For For Management
1b Elect Director Frank M. Clark, Jr. For For Management
1c Elect Director Patrick W. Gross For For Management
1d Elect Director Victoria M. Holt For For Management
1e Elect Director John C. Pope For For Management
1f Elect Director W. Robert Reum For For Management
1g Elect Director David P. Steiner For For Management
1h Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against Against Shareholder
5 Report on Political Contributions Against For Shareholder
6 Adopt Compensation Benchmarking Policy Against Against Shareholder
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sheila P. Burke For For Management
1b Elect Director George A. Schaefer, Jr. For For Management
1c Elect Director Joseph R. Swedish For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director Howard V. Richardson For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Review Fair Housing and Fair Lending Against For Shareholder
Compliance
--------------------------------------------------------------------------------
WESFARMERS LTD.
Ticker: WES Security ID: Q95870103
Meeting Date: NOV 14, 2012 Meeting Type: Annual
Record Date: NOV 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Increase in the Maximum For For Management
Number of Directors to 12
3 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
4a Elect Colin Bruce Carter as a Director For For Management
4b Elect James Philip Graham as a Director For For Management
4c Elect Diane Lee Smith-Gander as a For For Management
Director
4d Elect Paul Moss Bassat as a Director For For Management
5 Approve the Adoption of the For For Management
Remuneration Report
6 Approve the Grant of Up to 100,000 For For Management
Performance Rights to Richard Goyder,
Group Managing Director
7 Approve the Grant of Up to 50,000 For For Management
Performance Rights to Terry Bowen,
Finance Director
--------------------------------------------------------------------------------
WEST JAPAN RAILWAY CO.
Ticker: 9021 Security ID: J95094108
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2.1 Elect Director Miyahara, Hideo For For Management
2.2 Elect Director Yoshie, Norihiko For For Management
--------------------------------------------------------------------------------
WESTFIELD GROUP
Ticker: WDC Security ID: Q97062105
Meeting Date: MAY 29, 2013 Meeting Type: Annual/Special
Record Date: MAY 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Frank Lowy as a Director For For Management
4 Elect Brian Schwartz as a Director For For Management
5 Elect Roy Furman as a Director For For Management
6 Elect Peter Allen as a Director For For Management
7 Elect Mark G. Johnson as a Director For For Management
8 Approve the Extension to the On-Market For For Management
Buy-Back
--------------------------------------------------------------------------------
WESTPAC BANKING CORPORATION
Ticker: WBC Security ID: Q97417101
Meeting Date: DEC 13, 2012 Meeting Type: Annual
Record Date: DEC 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3a Elect Gordon Cairns as a Director For For Management
3b Elect Robert Elstone as a Director For For Management
4a Approve the Amendments to the For For Management
Company's Constitution Relating to
Preference Shares
4b Approve the Amendments to the For For Management
Company's Constitution Relating to
General Meeting, Meetings of
Directors, and Other Matters
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFM Security ID: 966837106
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: JAN 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Elstrott For For Management
1.2 Elect Director Gabrielle Greene For For Management
1.3 Elect Director Shahid 'Hass' Hassan For For Management
1.4 Elect Director Stephanie Kugelman For For Management
1.5 Elect Director John Mackey For For Management
1.6 Elect Director Walter Robb For For Management
1.7 Elect Director Jonathan Seiffer For For Management
1.8 Elect Director Morris 'Mo' Siegel For For Management
1.9 Elect Director Jonathan Sokoloff For For Management
1.10 Elect Director Ralph Sorenson For For Management
1.11 Elect Director William 'Kip' Tindell, For For Management
III
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Adopting Extended Producer Against For Shareholder
Responsibility Policy
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
WILMAR INTERNATIONAL LTD.
Ticker: F34 Security ID: Y9586L109
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Kuok Khoon Chen as Director For For Management
5 Elect Kuok Khoon Ean as Director For For Management
6 Elect Martua Sitorus as Director For For Management
7 Elect Juan Ricardo Luciano as Director For Against Management
8 Elect Yeo Teng Yang as Director For For Management
9 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Mandate for Transactions with For For Management
Related Parties
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
12 Approve Grant of Options and Issuance For Against Management
of Shares Under Wilmar Executives
Share Option Scheme 2009
--------------------------------------------------------------------------------
WILMAR INTERNATIONAL LTD.
Ticker: F34 Security ID: Y9586L109
Meeting Date: APR 25, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD.
Ticker: WPL Security ID: 980228100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Frank Cooper as a Director For For Management
2b Elect Andrew Jamieson as a Director For For Management
2c Elect Sarah Ryan as a Director For For Management
3 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
WOOLWORTHS LTD.
Ticker: WOW Security ID: Q98418108
Meeting Date: NOV 22, 2012 Meeting Type: Annual
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect John Frederick Astbury as a For For Management
Director
2b Elect Thomas William Pockett as a For For Management
Director
2c Elect Christine Cross as a Director For For Management
2d Elect Allan Douglas Mackay as a For For Management
Director
2e Elect Michael James Ullmer as a For For Management
Director
3a Approve the Grant of 122,470 For For Management
Performance Rights to Grant O'Brien,
Managing Director and Chief Executive
Officer of the Company
3b Approve the Grant of 88,401 For For Management
Performance Rights to Tom Pockett,
Finance Director of the Company
4 Approve the Renewal of the For For Management
Proportional Takeover Provisions
5 Approve the Adoption of the For For Management
Remuneration Report
6 Approve the Reduction of Share Capital For For Management
--------------------------------------------------------------------------------
WOOLWORTHS LTD.
Ticker: WOW Security ID: Q98418108
Meeting Date: NOV 22, 2012 Meeting Type: Special
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Against Against Shareholder
Company's Constitution
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9787K108
Meeting Date: DEC 11, 2012 Meeting Type: Special
Record Date: DEC 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to Creation For For Management
of a New Jersey Incorporated and
United Kingdom Tax Resident Parent
Company
2 Approve the New WPP Reduction of For For Management
Capital
3 Approve Change of Company Name to WPP For For Management
2012 Limited
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9787K108
Meeting Date: DEC 11, 2012 Meeting Type: Court
Record Date: DEC 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9788D103
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve the Sustainability Report For For Management
5 Re-elect Colin Day as Director For For Management
6 Re-elect Esther Dyson as Director For For Management
7 Re-elect Orit Gadiesh as Director For For Management
8 Re-elect Philip Lader as Director For For Management
9 Re-elect Ruigang Li as Director For Against Management
10 Re-elect Mark Read as Director For For Management
11 Re-elect Paul Richardson as Director For For Management
12 Re-elect Jeffrey Rosen as Director For For Management
13 Re-elect Timothy Shriver as Director For For Management
14 Re-elect Sir Martin Sorrell as Director For For Management
15 Re-elect Solomon Trujillo as Director For For Management
16 Elect Roger Agnelli as Director For For Management
17 Elect Dr Jacques Aigrain as Director For For Management
18 Elect Hugo Shong as Director For For Management
19 Elect Sally Susman as Director For For Management
20 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Approve Executive Performance Share For For Management
Plan
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
WYNN MACAU LTD.
Ticker: 01128 Security ID: G98149100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Linda Chen as Director For For Management
3b Elect Bruce Rockowitz as Director For For Management
3c Elect Jeffrey Kin-fung Lam as Director For For Management
3d Elect Matthew O. Maddox as Director For For Management
3e Authorize the Board to Fix For For Management
Remuneration of Directors
4 Reappont Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 08, 2012 Meeting Type: Annual
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Philip T. Gianos For For Management
2 Elect Director Moshe N. Gavrielov For For Management
3 Elect Director John L. Doyle For For Management
4 Elect Director Jerald G. Fishman For For Management
5 Elect Director William G. Howard, Jr. For For Management
6 Elect Director J. Michael Patterson For For Management
7 Elect Director Albert A. Pimentel For For Management
8 Elect Director Marshall C. Turner For For Management
9 Elect Director Elizabeth W. Vanderslice For For Management
10 Amend Qualified Employee Stock For For Management
Purchase Plan
11 Amend Omnibus Stock Plan For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
XSTRATA PLC
Ticker: XTA Security ID: G9826T102
Meeting Date: NOV 20, 2012 Meeting Type: Special
Record Date: NOV 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to Merger For For Management
with Glencore International plc
2 Approve the Revised Management For Against Management
Incentive Arrangements and the Revised
New Xstrata 2012 Plan
--------------------------------------------------------------------------------
XSTRATA PLC
Ticker: XTA Security ID: G9826T102
Meeting Date: NOV 20, 2012 Meeting Type: Court
Record Date: NOV 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement Subject For For Management
to the Revised Management Incentive
Arrangements Resolution Being Passed
2 Approve Scheme of Arrangement Subject Against For Management
to the Revised Management Incentive
Arrangements Resolution Not Being
Passed
--------------------------------------------------------------------------------
YAHOO JAPAN CORPORATION
Ticker: 4689 Security ID: J95402103
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Amend Business Lines For For Management
- Reflect Stock Exchange Mandate to
Consolidate Trading Units
2.1 Elect Director Miyasaka, Manabu For For Management
2.2 Elect Director Son, Masayoshi For For Management
2.3 Elect Director Miyauchi, Ken For For Management
2.4 Elect Director Imai, Yasuyuki For For Management
2.5 Elect Director Kenneth Goldman For For Management
3.1 Appoint Statutory Auditor Sano, Mitsuo For Against Management
3.2 Appoint Statutory Auditor Uemura, Kyoko For For Management
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Hayes For For Management
1.2 Elect Director Susan M. James For For Management
1.3 Elect Director Max R. Levchin For For Management
1.4 Elect Director Peter Liguori For For Management
1.5 Elect Director Daniel S. Loeb For For Management
1.6 Elect Director Marissa A. Mayer For For Management
1.7 Elect Director Thomas J. McInerney For For Management
1.8 Elect Director Maynard G. Webb, Jr. For For Management
1.9 Elect Director Harry J. Wilson For For Management
1.10 Elect Director Michael J. Wolf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against For Shareholder
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
YAKULT HONSHA CO. LTD.
Ticker: 2267 Security ID: J95468120
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hori, Sumiya For For Management
1.2 Elect Director Negishi, Takashige For For Management
1.3 Elect Director Kawabata, Yoshihiro For For Management
1.4 Elect Director Kai, Chizuka For For Management
1.5 Elect Director Negishi, Masahiro For For Management
1.6 Elect Director Sakamoto, Shigeyoshi For For Management
1.7 Elect Director Narita, Hiroshi For For Management
1.8 Elect Director Richard Hall For For Management
1.9 Elect Director Yasuda, Ryuuji For For Management
1.10 Elect Director Fukuoka, Masayuki For For Management
1.11 Elect Director Christian Neu For For Management
1.12 Elect Director Bertrand Austruy For Against Management
1.13 Elect Director Ozeki, Yasuo For For Management
1.14 Elect Director Yamamoto, Koso For For Management
1.15 Elect Director Matsuzono, Takashi For For Management
--------------------------------------------------------------------------------
YAMANA GOLD INC.
Ticker: YRI Security ID: 98462Y100
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Marrone For For Management
1.2 Elect Director Patrick J. Mars For For Management
1.3 Elect Director John Begeman For For Management
1.4 Elect Director Alexander Davidson For For Management
1.5 Elect Director Richard Graff For For Management
1.6 Elect Director Nigel Lees For For Management
1.7 Elect Director Juvenal Mesquita Filho For For Management
1.8 Elect Director Carl Renzoni For For Management
1.9 Elect Director Antenor F. Silva, Jr. For For Management
1.10 Elect Director Dino Titaro For For Management
2 Ratify Deloitte LLP as Auditors For For Management
--------------------------------------------------------------------------------
YAMATO HOLDINGS CO LTD
Ticker: 9064 Security ID: J96612114
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seto, Kaoru For For Management
1.2 Elect Director Kigawa, Makoto For For Management
1.3 Elect Director Kanda, Haruo For For Management
1.4 Elect Director Yamauchi, Masaki For For Management
1.5 Elect Director Minaki, Kenji For For Management
1.6 Elect Director Hagiwara, Toshitaka For For Management
1.7 Elect Director Mori, Masakatsu For For Management
2 Appoint Statutory Auditor Yokose, For For Management
Motoharu
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: R9900C106
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Approve Notice of For Did Not Vote Management
Meeting and Agenda
2 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
3 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 13 per
Share
4 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
5 Approve Corporate Governance Statement For Did Not Vote Management
6 Approve Remuneration of Auditors For Did Not Vote Management
7 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of NOK 482,000 for the
Chairman and NOK 277,000 for Other
Members; Approve Remuneration for
Committee Work
8 Approve Remuneration of Nominating For Did Not Vote Management
Committee in the Amount of NOK 5,300
per Meeting
9 Elect Geir Isaksen as New Director For Did Not Vote Management
10 Amend Articles Re: Signatory Power For Did Not Vote Management
11 Approve NOK 9.7 Million Reduction in For Did Not Vote Management
Share Capital via Share Cancellation
12 Authorize Share Repurchase Program For Did Not Vote Management
--------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Cavanagh For For Management
1b Elect Director David W. Dorman For For Management
1c Elect Director Massimo Ferragamo For For Management
1d Elect Director Mirian M. Graddick-Weir For For Management
1e Elect Director J. David Grissom For For Management
1f Elect Director Bonnie G. Hill For For Management
1g Elect Director Jonathan S. Linen For For Management
1h Elect Director Thomas C. Nelson For For Management
1i Elect Director David C. Novak For For Management
1j Elect Director Thomas M. Ryan For For Management
1k Elect Director Jing-Shyh S. Su For For Management
1l Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Comprehensive Packaging Against For Shareholder
Recycling Strategy
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 17.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Elect Monica Maechler as Director For For Management
4.1.2 Reelect Susan Bies as Director For For Management
4.1.3 Reelect Victor Chu as Director For For Management
4.1.4 Reelect Rolf Watter as Director For For Management
4.2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: AllianceBernstein Global Risk
Allocation Fund, Inc.
By: Robert M. Keith*
-----------------------
Chief Executive Officer
Date: August 27, 2013
*By: /s/ Emilie D. Wrapp
--------------------
Emilie D. Wrapp
Secretary
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the person whose signature
appears below hereby revokes all prior powers granted by the undersigned to the
extent inconsistent herewith and constitutes and appoints Robert M. Keith,
Emilie D. Wrapp, Eric C. Freed, Nancy E. Hay and Stephen J. Laffey and each of
them, to act severally as attorney-in-fact and agent, with power of substitution
and resubstitution, for the undersigned in any and all capacities, solely for
the purpose of signing the respective Registration Statements, and any
amendments thereto, on Form N-1A and any other filings of:
-AllianceBernstein Blended Style Series, Inc.
-AllianceBernstein Bond Fund, Inc.
-AllianceBernstein Cap Fund, Inc.
-AllianceBernstein Core Opportunities Fund, Inc.
-AllianceBernstein Corporate Shares
-AllianceBernstein Discovery Growth Fund, Inc.
-AllianceBernstein Equity Income Fund, Inc.
-AllianceBernstein Exchange Reserves
-AllianceBernstein Fixed-Income Shares, Inc.
-AllianceBernstein Global Bond Fund, Inc.
-AllianceBernstein Global Real Estate Investment Fund, Inc.
-AllianceBernstein Global Risk Allocation Fund, Inc.
-AllianceBernstein Global Thematic Growth Fund, Inc.
-AllianceBernstein Growth and Income Fund, Inc.
-AllianceBernstein High Income Fund, Inc.
-AllianceBernstein Institutional Funds, Inc.
-AllianceBernstein International Growth Fund, Inc.
-AllianceBernstein Large Cap Growth Fund, Inc.
-AllianceBernstein Municipal Income Fund, Inc.
-AllianceBernstein Municipal Income Fund II
-AllianceBernstein Trust
-AllianceBernstein Unconstrained Bond Fund, Inc.
-AllianceBernstein Variable Products Series Fund, Inc.
-The AllianceBernstein Portfolios
-The AllianceBernstein Pooling Portfolios
-Sanford C. Bernstein Fund II, Inc.
and filing the same, with exhibits thereto, and other documents in connection
therewith, with the Securities and Exchange Commission, hereby ratifying and
confirming all that said attorneys-in-fact, or their substitute or substitutes,
may do or cause to be done by virtue hereof.
/s/ Robert M. Keith
------------------------
Robert M. Keith
Dated: February 5, 2013