As filed with the Securities and Exchange Commission on April 25, 2002
Registration File No. 333-86916
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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POST EFFECTIVE AMENDMENT NUMBER 1 TO
Form SB-2
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Federal Trust Corporation
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(Name of small business issuer in its charter)
Florida 6712
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(State or jurisdiction of (Primary Standard Industrial
incorporation or organization) Classification Code Number)
59-2935028
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(I.R.S. Employer Identification No.)
312 W. First Street
Sanford, Florida 32771
(800) 226-2829
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(Address and telephone number
of principal executive offices)
James V. Suskiewich
President & Chief Executive Officer
312 W. First Street
Sanford, Florida 32771
(800) 226-2829
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(Name, address and telephone number of agent for service)
Copies Requested to:
Herbert D. Haughton, Esq. or Richard L. Pearlman, Esq
Igler & Dougherty, P.A.
1501 Park Avenue East
Tallahassee, Florida 32301
(850) 878-2411 Telephone
(850) 878-1230 Facsimile
Approximate date of proposed sale to the public: As soon as practicable after
this registration statement becomes effective.
If any of the securities being registered on this form are to be offered on a
delayed or continuous basis pursuant to rule 415 under the Securities Act of
1933 check the following box. [ ]
If this form is filed to register additional securities for an offering pursuant
to rule 462(b) under the Securities Act, please check the following box and list
the Securities Act registration statement number of the earlier effective
registration statement for the same offering. [ ] _________
If this form is a post-effective amendment filed pursuant to Rule 462(c) under
the Securities Act, check the following box and list the Securities Act
registration statement number of the earlier effective registration statement
for the same offering. [ ] ________
If delivery of the prospectus is expected to be made pursuant to Rule 434,
please check the following box. [ ]
CALCULATION OF REGISTRATION FEE
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Title of Proposed Proposed
each class Amount maximum maximum
of securities to be offering aggregate Amount of
to be registered registered price(1) offering price(2) registration fee
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Common stock $0.01 par value 1,100,000 $3.65 $4,015,000 $369.38
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<FN>
(1) Maximum per share purchase price of stock to be issued.
(2) Estimated solely for the purpose of calculating the registration fee on the
basis of the proposed maximum offering price per share.
</FN>
The Registrant hereby amends this registration statement on such date or
dates as may be necessary to delay its effective date until the Registrant shall
file a further amendment which specifically states that this registration
statement shall thereafter become effective in accordance with Section 8(a) of
the Securities Act of 1933 or until the registration statement shall become
effective on such date as the Commission, acting pursuant to Section 8(a), may
determine.
DEREGISTRATION OF SECURITIES
This Post-Effective Amendment Number 1, to deregister all unsold
securities, relates to the Registration Statement filed by Federal Trust
Corporation, a Florida Corporation ("FTC") on Form SB-2 (the "Registration
Statement"), Registration No. 333-86916.
FTC hereby deregisters the 1,444 unsold shares of common stock (par value
$.01 per share) which were covered by the Registration Statement. The Offering
closed with 1,098,556 shares being sold.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant
certifies that it has reasonable grounds to believe that it meets all of the
requirements for filing on Form SB-2 and has duly caused this Post-Effective
Amendment Number 1 to the Registration Statement on Form SB-2 to be signed on
its behalf by the undersigned, thereunto duly authorized, in the City of
Sanford, and the State of Florida on this 29th day of July, 2002.
FEDERAL TRUST CORPORATION
By: /s/ James V. Suskiewich
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James V. Suskiewich
Chairman of the Board and Chief Executive Officer
By: /s/ Aubrey H. Wright
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Aubrey H. Wright
Principal Accounting Officer
Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment Number 1 to the Registration Statement has been signed
by the following persons in the capacities and on the dates indicated.
Signature Title Date
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/s/ James V. Suskiewich President, Chief
- ------------------------- Executive Officer,
James V. Suskiewich Director July 29, 2002
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Samuel C. Certo Director July __, 2002
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Kenneth W. Hill Director, Vice Chairman July __, 2002
Signature Title Date
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*/s/ James V. Suskiewich
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George W. Foster Director, Chairman July 29, 2002
*/s/ James V. Suskiewich
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A. George Igler Director July 29, 2002
* Pursuant to Power of Attorney filed April 25, 2002, authorizing James V.
Suskiewich and Aubrey H. Wright, or either of them, as the true and lawful
attorneys-in-fact to sign all amendments to the Form SB-2 Registration Statement
File No. 333-86916.