UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-8798
THE BEAR STEARNS FUNDS
-------------------------------------------------
(Exact name of registrant as specified in charter)
383 Madison Avenue, New York, New York 10179
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(Address of Principal Executive Office) (Zip Code)
Stephen A. Bornstein, Esq.
Bear, Stearns & Co., Inc.
383 Madison Avenue
New York, New York 10179
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(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 272-2000
Date of fiscal year end: March 31
Date of reporting period: July 1, 2003 - June 30, 2004
Item 1. Proxy Voting Record
============================== PRIME MONEY MARKET ==============================
The fund did not vote proxies relating to portfolio securities during the period
covered by the report.
=============================== INCOME PORTFOLIO ===============================
The fund did not vote proxies relating to portfolio securities during the period
covered by the report.
=========================== HIGH YIELD TOTAL RETURN ============================
The fund did not vote proxies relating to portfolio securities during the period
covered by the report.
================================= ALPHA GROWTH =================================
ALTERA CORP.
Ticker: ALTR Security ID and/or CUSIP No.: 021441100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Daane For For Management
1.2 Elect Director Robert W. Reed For For Management
1.3 Elect Director Charles M. Clough For For Management
1.4 Elect Director Robert J. Finocchio Jr For For Management
1.5 Elect Director Kevin Mcgarity For For Management
1.6 Elect Director Paul Newhagen For For Management
1.7 Elect Director William E. Terry For For Management
1.8 Elect Director Susan Wang For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Approve Option Expensing Against For Shareholder
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AMERICAN POWER CONVERSION CORP.
Ticker: APCC Security ID and/or CUSIP No.: 029066107
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Rodger B. Dowdell, Jr. For Withhold Management
2.2 Elect Director Emanuel E. Landsman For Withhold Management
2.3 Elect Director Neil E. Rasmussen For Withhold Management
2.4 Elect Director Ervin F. Lyon For Withhold Management
2.5 Elect Director James D. Gerson For For Management
2.6 Elect Director John G. Kassakian For For Management
2.7 Elect Director John F. Keane, Sr. For For Management
2.8 Elect Director Ellen B. Richstone For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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ANALOG DEVICES, INC.
Ticker: ADI Security ID and/or CUSIP No.: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
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ANGLOGOLD ASHANTI LTD.
Ticker: ASL Security ID and/or CUSIP No.: 035128206
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ORDINARY RESOLUTION NO. 1: ADOPTION OF For For Management
FINANCIAL STATEMENTS
2 ORDINARY RESOLUTION NO. 2: RE-ELECTION OF For For Management
DIRECTOR MR J G BEST
3 ORDINARY RESOLUTION NO. 3: RE-ELECTION OF For For Management
DIRECTOR MRS E LE R BRADLEY
4 ORDINARY RESOLUTION NO. 4: RE-ELECTION OF For Against Management
DIRECTORS MR A J TRAHAR
5 ORDINARY RESOLUTION NO. 5: PLACEMENT OF For For Management
UNISSUED SHARES UNDER THE CONTROL OF THE
DIRECTORS
6 ORDINARY RESOLUTION NO. 6: AUTHORITY TO For For Management
ISSUE SHARES FOR CASH
7 ORDINARY RESOLUTION NO. 7: INCREASE IN For For Management
DIRECTORS REMUNERATION
8 SPECIAL RESOLUTION NO. 1: AUTHORITY TO For For Management
ACQUIRE THE COMPANY S OWN SHARES
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ANGLOGOLD ASHANTI LTD.
Ticker: ASL Security ID and/or CUSIP No.: 035128206
Meeting Date: APR 8, 2004 Meeting Type: Special
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 SPECIAL RESOLUTION - APPROVAL TO CHANGE For For Management
THE NAME OF ANGLOGOLD LIMITED TO
ANGLOGOLD ASHANTI LIMITED.
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BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: BHP Security ID and/or CUSIP No.: 088606108
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: NOV 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements for BHP For For Management
Billiton Ltd and Statutory Reports for
the Year Ended June 30, 2003
2 Accept Financial Statements and Statutory For For Management
Reports for BHP Billiton Plc for the Year
Ended June 30, 2003
3 Elect D C Brink as Director of BHP For For Management
Billiton Ltd
4 Elect D C Brink as Director of BHP For For Management
Billiton Plc
5 Elect M A Chaney as Director of BHP For For Management
Billiton Ltd
6 Elect M A Chaney as Director of BHP For For Management
Billiton Plc
7 Elect Lord Renwick of Clifton as Director For For Management
of BHP Billiton Ltd
8 Elect Lord Renwick of Clifton as Director For For Management
of BHP Billitoon Plc as Director
9 Elect M Salamon as Director of BHP For For Management
Billiton Ltd
10 Elect M Salamon as Director of BHP For For Management
Billiton Plc
11 Elect J G Buchanan as Director of BHP For For Management
Billiton Ltd
12 Elect J G Buchanan as Director of BHP For For Management
Billiton Plc
13 Approve KPMG Audit Plc and For For Management
PricewaterhouseCoopers LLP as Auditors
and Authorize Board to Fix Their
Remuneration
14 Approve Authority to Allot Shares in BHP For For Management
Billiton Plc
15 Approve Renewal of Authority to Allot For For Management
Equity Securities for Cash
16 Authorize Share Repurchase Program For For Management
17 Approve Remuneration Report for the Year For For Management
Ended June 30, 2003
18 Approve the Grant of Deferred Shares, For For Management
Options and Performance Shares to
Executive Director and Chief Executive
Officer, C W Goodyear Under the BHP
Billiton Limited Group Incentive Scheme
19 Approve the Grant of Deferred Shares, For For Management
Options and Performance Shares to
Executive Director and Senior Minerals
Executive, M Salamon Under the BHP
Billiton Plc Group Incentive Scheme
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BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID and/or CUSIP No.: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
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CANON INC.
Ticker: CAJ Security ID and/or CUSIP No.: 138006309
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE PROPOSAL OF PROFIT For For Management
APPROPRIATION FOR THE 103RD BUSINESS
TERM.
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3 ELECTION OF TWENTY-SEVEN DIRECTORS. For For Management
4 ELECTION OF THREE CORPORATE AUDITORS. For Against Management
5 ELECTION OF ADDITIONAL ACCOUNTING For For Management
AUDITOR.
6 GRANT OF RETIRING ALLOWANCE TO DIRECTORS For For Management
AND CORPORATE AUDITORS TO BE RETIRED.
7 REVISION OF THE REMUNERATIONS FOR For For Management
DIRECTORS AND CORPORATE AUDITORS.
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CAPITAL ONE FINANCIAL CORP.
Ticker: COF Security ID and/or CUSIP No.: 14040H105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Ronald Dietz For For Management
1.2 Elect Director Lewis Hay, III For For Management
1.3 Elect Director Mayo A. Shattuck, III For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
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CATERPILLAR INC.
Ticker: CAT Security ID and/or CUSIP No.: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Gordon R. Parker For For Management
1.5 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
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CINTAS CORP.
Ticker: CTAS Security ID and/or CUSIP No.: 172908105
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Richard T. Farmer For Withhold Management
2.2 Elect Director Robert J. Kohlhepp For For Management
2.3 Elect Director Scott D. Farmer For For Management
2.4 Elect Director Paul R. Carter For Withhold Management
2.5 Elect Director Gerald V. Dirvin For Withhold Management
2.6 Elect Director Robert J. Herbold For Withhold Management
2.7 Elect Director Roger L. Howe For Withhold Management
2.8 Elect Director David C. Phillips For Withhold Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Expense Stock Options Against For Shareholder
5 Establish a Nominating Committee of Against For Shareholder
Independent Directors
6 Require Majority of Independent Directors Against For Shareholder
on Board
7 Report on Code of Conduct Against Against Shareholder
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID and/or CUSIP No.: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
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CONAGRA FOODS INC.
Ticker: CAG Security ID and/or CUSIP No.: 205887102
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUL 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Batchelder For For Management
1.2 Elect Director Robert A. Krane For For Management
1.3 Elect Director Mark H. Rauenhorst For For Management
1.4 Elect Director Bruce Rohde For For Management
2 Ratify Auditors For For Management
4 Genetically Modified Organisms (GMO) Against Against Shareholder
5 Modify Current and Future Stock Option Against Against Shareholder
Plans
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
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COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID and/or CUSIP No.: 222372104
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Michael E. Dougherty For For Management
1.4 Elect Director Martin R. Melone For For Management
1.5 Elect Director Harley W. Snyder For For Management
2 Amend Omnibus Stock Plan For For Management
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EATON CORP.
Ticker: ETN Security ID and/or CUSIP No.: 278058102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Critelli For For Management
1.2 Elect Director Ernie Green For For Management
1.3 Elect Director Kiran M. Patel For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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FORD MOTOR COMPANY
Ticker: F Security ID and/or CUSIP No.: 345370860
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. H. Bond For Withhold Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Kimberly A. Casiano For For Management
1.4 Elect Director Edsel B. Ford II For For Management
1.5 Elect Director William Clay Ford For For Management
1.6 Elect Director William Clay Ford, Jr. For For Management
1.7 Elect Director Irvine O. Hockaday, Jr. For For Management
1.8 Elect Director Marie-Josee Kravis For For Management
1.9 Elect Director Richard A. Manoogian For For Management
1.10 Elect Director Ellen R. Marram For For Management
1.11 Elect Director Homer A. Neal For For Management
1.12 Elect Director Jorma Ollila For For Management
1.13 Elect Director Carl E. Reichardt For For Management
1.14 Elect Director Robert E. Rubin For Withhold Management
1.15 Elect Director Nicholas V. Scheele For For Management
1.16 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Increase Disclosure of Executive Against Against Shareholder
Compensation
4 Establish Other Board Committee Against For Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
6 Amend By Laws Relating to Board Against Against Shareholder
Independence
7 Report on Greenhouse Gas Emissions Against Against Shareholder
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FOREST LABORATORIES, INC.
Ticker: FRX Security ID and/or CUSIP No.: 345838106
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For Withhold Management
1.2 Elect Director William J. Candee, III For For Management
1.3 Elect Director George S. Cohan For For Management
1.4 Elect Director Dan L. Goldwasser For For Management
1.5 Elect Director Lester B. Salans, M.D. For For Management
1.6 Elect Director Kenneth E. Goodman For Withhold Management
1.7 Elect Director Phillip M. Satow For Withhold Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
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FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID and/or CUSIP No.: 35671D857
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director R. Leigh Clifford For Withhold Management
1.3 Elect Director James R. Moffett For For Management
1.4 Elect Director B. M. Rankin, Jr. For For Management
1.5 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Halt Payments to Indonesian Military Against Against Shareholder
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GENERAL MOTORS CORP.
Ticker: GM Security ID and/or CUSIP No.: 370442105
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Percy N. Barnevik For For Management
1.2 Elect Director John H. Bryan For For Management
1.3 Elect Director Armando M. Codina For For Management
1.4 Elect Director George M.C. Fisher For For Management
1.5 Elect Director Karen Katen For For Management
1.6 Elect Director Kent Kresa For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Philip A. Laskawy For For Management
1.9 Elect Director E.Stanley O'Neal For For Management
1.10 Elect Director Eckhard Pfeiffer For For Management
1.11 Elect Director G.Richard Wagoner, Jr. For For Management
2 Ratify Auditors For For Management
3 Prohibit Awards to Executives Against Against Shareholder
4 Prohibit Awards to Executives Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Limit Composition of Committees to Against Against Shareholder
Independent Directors
7 Report on Greenhouse Gas Emissions Against Against Shareholder
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
9 Establish Executive and Director Stock Against Against Shareholder
Ownership Guidelines
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GEORGIA-PACIFIC CORP.
Ticker: GP Security ID and/or CUSIP No.: 373298108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara L. Bowles For Withhold Management
1.2 Elect Director Donald V. Fites For Withhold Management
1.3 Elect Director David R. Goode For Withhold Management
1.4 Elect Director Karen N. Horn For For Management
1.5 Elect Director William R. Johnson For For Management
1.6 Elect Director James B. Williams For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
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GOLDEN WEST FINANCIAL CORP.
Ticker: GDW Security ID and/or CUSIP No.: 381317106
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia A. King For For Management
1.2 Elect Director Marion O. Sandler For For Management
1.3 Elect Director Leslie Tang Schilling For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
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INCO LTD.
Ticker: N. Security ID and/or CUSIP No.: 453258402
Meeting Date: APR 21, 2004 Meeting Type: Annual/Special
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Bylaws Re:Declassify the Board For For Management
2.1 Elect Directors Ronald C. Cambre For For Management
2.2 Elect Directors Scott M. Hand For For Management
2.3 Elect Directors Chaviva M. Hosek For For Management
2.4 Elect Directors David P. O'Brien For For Management
2.5 Elect Directors Glen A. Barton For For Management
2.6 Elect Directors Angus A. Bruneau For For Management
2.7 Elect Directors Peter C. Jones For For Management
2.8 Elect Directors John T. Mayberry For For Management
2.9 Elect Directors Roger Phillips For For Management
2.10 Elect Directors James M. Stanford For For Management
3 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
4 Other Business (Voting) For Against Management
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INGERSOLL-RAND COMPANY LIMITED
Ticker: IR Security ID and/or CUSIP No.: G4776G101
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.C. Godsoe For For Management
1.2 Elect Director C.J. Horner For For Management
1.3 Elect Director O.R. Smith For For Management
2 ADOPTION OF AMENDED AND RESTATED For For Management
INCENTIVE STOCK PLAN OF 1998.
3 APPROVAL OF AMENDED AND RESTATED For For Management
BYE-LAWS.
4 Ratify Auditors For For Management
5 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS.
6 SHAREHOLDER PROPOSAL TO CHANGE THE Against Against Shareholder
COMPANY S JURISDICTION OF INCORPORATION.
7 SHAREHOLDER PROPOSAL TO REQUIRE THE Against Against Shareholder
SEPARATION OF THE CHIEF EXECUTIVE OFFICER
AND THE CHAIR OF THE BOARD.
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INTEL CORP.
Ticker: INTC Security ID and/or CUSIP No.: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For Withhold Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
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INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT Security ID and/or CUSIP No.: 459902102
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Thomas Baker For For Management
1.2 Elect Director Neil Barsky For For Management
1.3 Elect Director Robert A. Bittman For For Management
1.4 Elect Director Richard R. Burt For For Management
1.5 Elect Director Leslie S. Heisz For For Management
1.6 Elect Director Robert A. Mathewson For For Management
1.7 Elect Director Thomas J. Matthews For For Management
1.8 Elect Director Robert Miller For Withhold Management
1.9 Elect Director Frederick B. Rentschler For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
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LENNAR CORP.
Ticker: LEN Security ID and/or CUSIP No.: 526057104
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving Bolotin For Withhold Management
1.2 Elect Director R. Kirk Landon For For Management
1.3 Elect Director Donna E. Shalala For For Management
2 Other Business For Against Management
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LOWE
Ticker: LOW Security ID and/or CUSIP No.: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Paul Fulton For For Management
1.3 Elect Director Dawn E. Hudson For Withhold Management
1.4 Elect Director Marshall O. Larsen For For Management
1.5 Elect Director Robert A. Niblock For For Management
1.6 Elect Director Stephen F. Page For For Management
1.7 Elect Director O. Temple Sloan, Jr. For For Management
1.8 Elect Director Robert L. Tillman For For Management
2 Ratify Auditors For For Management
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MICROSOFT CORP.
Ticker: MSFT Security ID and/or CUSIP No.: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
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NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYB Security ID and/or CUSIP No.: 649445103
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald M. Blake For For Management
1.2 Elect Director Thomas A. Doherty For For Management
1.3 Elect Director Michael J. Levine For For Management
1.4 Elect Director Guy V. Molinari For For Management
1.5 Elect Director John A. Pileski For For Management
1.6 Elect Director John M. Tsimbinos For For Management
2 Ratify Auditors For For Management
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NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: NEM Security ID and/or CUSIP No.: 651639106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Barton For For Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director Michael S. Hamson For For Management
1.4 Elect Director Leo I. Higdon, Jr. For For Management
1.5 Elect Director Pierre Lassonde For For Management
1.6 Elect Director Robert J. Miller For For Management
1.7 Elect Director Wayne W. Murdy For For Management
1.8 Elect Director Robin A. Plumbridge For For Management
1.9 Elect Director John B. Prescott For For Management
1.10 Elect Director Michael K. Reilly For For Management
1.11 Elect Director Seymour Schulich For For Management
1.12 Elect Director James V. Taranik For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
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NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID and/or CUSIP No.: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
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ORACLE CORP.
Ticker: ORCL Security ID and/or CUSIP No.: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ellison For For Management
1.2 Elect Director Donald L. Lucas For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Jeffrey O. Henley For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For For Management
Plan
5 Implement China Principles Against Against Shareholder
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PACCAR INC.
Ticker: PCAR Security ID and/or CUSIP No.: 693718108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Harry C. Stonecipher For For Management
1.3 Elect Director Harold A. Wagner For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Deferred Compensation Plan For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Limit Awards to Executives Against Against Shareholder
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PETROLEO BRASILEIRO
Ticker: PBR/A Security ID and/or CUSIP No.: 71654V408
Meeting Date: MAR 29, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE MANAGEMENT REPORT, THE For For Management
FINANCIAL STATEMENTS AND AUDIT COMMITTEE
S OPINION FOR THE FISCAL YEAR 2003.
2 APPROVAL OF THE CAPITAL EXPENDITURES For For Management
BUDGET FOR THE FISCAL YEAR 2004.
3 APPROVAL OF THE DISTRIBUTION OF RESULTS For For Management
FOR THE FISCAL YEAR 2003.
4 APPROVAL OF THE ELECTION OF MEMBERS TO For For Management
THE BOARD OF DIRECTORS, AUDIT COMMITTEE
AND THEIR RESPECTIVE SUBSTITUTES, TO VOTE
IN THE SAME MANNER AS THE MAJORITY OF THE
SHAREHOLDERS AT THE MEETING.*
5 APPROVAL OF THE INCREASE IN CAPITAL STOCK For For Management
THROUGH THE INCORPORATION OF PART OF THE
REVENUE RESERVES CONSTITUTED IN PREVIOUS
FISCAL YEARS AMOUNTING TO R$ 13,033
MILLION, INCREASING THE CAPITAL STOCK
FROM R$ 19,863 MILLION TO R$ 32,896
MILLION WITHOUT ANY
6 APPROVAL OF THE INCREASE IN THE LIMIT OF For For Management
AUTHORIZED CAPITAL FROM R$ 30 BILLION TO
R$ 60 BILLION.
7 APPROVAL OF THE ESTABLISHMENT OF THE For For Management
COMPENSATION OF MANAGEMENT AND EFFECTIVE
MEMBERS OF THE AUDIT COMMITTEE, AS WELL
AS THEIR PARTICIPATION IN THE PROFITS.
- --------------------------------------------------------------------------------
PHELPS DODGE CORP.
Ticker: PD Security ID and/or CUSIP No.: 717265102
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marie L. Knowles For For Management
1.2 Elect Director Jon C. Madonna For For Management
1.3 Elect Director Gordon R. Parker For For Management
1.4 Elect Director Robert D. Johnson For For Management
2 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PLACER DOME INC.
Ticker: PDG. Security ID and/or CUSIP No.: 725906101
Meeting Date: MAY 5, 2004 Meeting Type: Annual/Special
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect G. B. Coulombe as a Director For For Management
1.2 Elect J. W. Crow as a Director For For Management
1.3 Elect G. Farquharson as a Director For For Management
1.4 Elect R. M. Franklin as a Director For For Management
1.5 Elect D. S. Karpin as a Director For For Management
1.6 Elect R. McFarland as a Director For For Management
1.7 Elect C. L. Michel as a Director For For Management
1.8 Elect E. A. Parkinson-Marcoux as a For For Management
Director
1.9 Elect J. K. Taylor as a Director For For Management
1.10 Elect V. F. Taylor III as a Director For For Management
1.11 Elect W. G. Wilson as a Director For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Adopt or Amend Shareholder Rights Plan For For Management
(Poison Pill)
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID and/or CUSIP No.: 747525103
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adelia A. Coffman For Withhold Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Irwin Mark Jacobs For For Management
1.4 Elect Director Richard Sulpizio For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID and/or CUSIP No.: 803111103
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.T. Battenberg III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director Willie D. Davis For For Management
1.5 Elect Director Vernon E. Jordan, Jr. For For Management
1.6 Elect Director Laurette T. Koellner For For Management
1.7 Elect Director Cornelis J.A. Van Lede For For Management
1.8 Elect Director Joan D. Manley For For Management
1.9 Elect Director Cary D. McMillan For For Management
1.10 Elect Director C. Steven McMillan For For Management
1.11 Elect Director Rozanne L. Ridgway For For Management
1.12 Elect Director Richard L. Thomas For For Management
2 Ratify Auditors For For Management
3 Report on Charitable Contributions Against Against Shareholder
4 Implement and Monitor Code of Corporate Against Against Shareholder
Conduct - ILO Standards
- --------------------------------------------------------------------------------
SOVEREIGN BANCORP, INC.
Ticker: SOV Security ID and/or CUSIP No.: 845905108
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew C. Hove, Jr. For Withhold Management
1.2 Elect Director Daniel K. Rothermel For Withhold Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Stock Plan and Employee Stock For Against Management
Purchase Plan
5 Approve Bonus Plan For Against Management
- --------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID and/or CUSIP No.: 855030102
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur M. Blank For For Management
1.2 Elect Director Gary L. Crittenden For For Management
1.3 Elect Director Martin Trust For For Management
1.4 Elect Director Paul F. Walsh For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
7 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
8 Limit Executive Compensation Against Against Shareholder
9 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
STARBUCKS CORP.
Ticker: SBUX Security ID and/or CUSIP No.: 855244109
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. (Bill) Bradley For For Management
1.2 Elect Director Gregory B. Maffei For For Management
1.3 Elect Director Orin C. Smith For For Management
1.4 Elect Director Olden Lee For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STRYKER CORP.
Ticker: SYK Security ID and/or CUSIP No.: 863667101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Brown For For Management
1.2 Elect Director Howard E. Cox, Jr. For For Management
1.3 Elect Director Donald M. Engelman, Ph.D. For Withhold Management
1.4 Elect Director Jerome H. Grossman, M.D. For For Management
1.5 Elect Director John S. Lillard For For Management
1.6 Elect Director William U. Parfet For For Management
1.7 Elect Director Ronda E. Stryker For Withhold Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
SYMANTEC CORP.
Ticker: SYMC Security ID and/or CUSIP No.: 871503108
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tania Amochaev For For Management
1.2 Elect Director William Coleman For For Management
1.3 Elect Director Dr. Per-Kristian Halvorsen For For Management
1.4 Elect Director David Mahoney For For Management
1.5 Elect Director Robert S. Miller For For Management
1.6 Elect Director Bill Owens For For Management
1.7 Elect Director George Reyes For For Management
1.8 Elect Director Daniel H. Schulman For For Management
1.9 Elect Director John W. Thompson For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Stock Option Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP.
Ticker: SNV Security ID and/or CUSIP No.: 87161C105
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director C. Edward Floyd For For Management
1.3 Elect Director Gardiner W. Garrard Jr For For Management
1.4 Elect Director V. Nathaniel Hansford For For Management
1.5 Elect Director Alfred W. Jones III For For Management
1.6 Elect Director H. Lynn Page For For Management
1.7 Elect Director James D. Yancey For For Management
1.8 Elect Director Frank W. Brumley For For Management
1.9 Elect Director Elizabeth W. Camp For For Management
1.10 Elect Director T. Michael Goodrich For For Management
1.11 Elect Director J. Neal Purcell For For Management
1.12 Elect Director William B. Turner, Jr For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID and/or CUSIP No.: 871829107
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Golden as Class For Withhold Management
II Director
1.2 Elect Director Joseph A. Hafner, Jr. as For For Management
Class II Director
1.3 Elect Director Thomas E. Lankford as For Withhold Management
Class II Director
1.4 Elect Director Richard J. Schnieders as For Withhold Management
Class II Director
1.5 Elect Director John K. Stubblefield, Jr. For For Management
as Class III Director
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID and/or CUSIP No.: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
XEROX CORP.
Ticker: XRX Security ID and/or CUSIP No.: 984121103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn A. Britt For For Management
1.2 Elect Director Richard J. Harrington For For Management
1.3 Elect Director William Curt Hunter For For Management
1.4 Elect Director Vernon E. Jordan, Jr. For Withhold Management
1.5 Elect Director Hilmar Kopper For For Management
1.6 Elect Director Ralph S. Larsen For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director N.J. Nicholas, Jr. For For Management
1.9 Elect Director John E. Pepper For For Management
1.10 Elect Director Ann N. Reese For For Management
1.11 Elect Director Stephen Robert For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
YAHOO!, INC.
Ticker: YHOO Security ID and/or CUSIP No.: 984332106
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry S. Semel For Withhold Management
1.2 Elect Director Jerry Yang For Withhold Management
1.3 Elect Director Roy J. Bostock For Withhold Management
1.4 Elect Director Ronald W. Burkle For Withhold Management
1.5 Elect Director Eric Hippeau For Withhold Management
1.6 Elect Director Arthur H. Kern For Withhold Management
1.7 Elect Director Robert A. Kotick For Withhold Management
1.8 Elect Director Edward R. Kozel For Withhold Management
1.9 Elect Director Gary L. Wilson For Withhold Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS INC
Ticker: ZMH Security ID and/or CUSIP No.: 98956P102
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry C. Glasscock For Withhold Management
1.2 Elect Director John L. McGoldrick For Withhold Management
2 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
3 Ratify Auditors Against For Shareholder
=============================== INSIDERS SELECT ================================
APACHE CORPORATION
Ticker: APA Security ID and/or CUSIP No.: 037411
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: OCT 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 AMENDMENT OF RESTATED CERTIFICATE OF For For Management
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF THE COMPANY S COMMON
STOCK FROM 215,000,000 SHARES TO
430,000,000 SHARES.
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID and/or CUSIP No.: 291011
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 RE-APPROVAL OF PERFORMANCE MEASURES UNDER For For Management
THE EMERSON ELECTRIC CO. 1997 INCENTIVE
SHARES PLAN
03 RATIFICATION OF INDEPENDENT AUDITORS For For Management
- --------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION
Ticker: NSM Security ID and/or CUSIP No.: 637640
Meeting Date: SEP 26, 2003 Meeting Type: Annual
Record Date: AUG 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For Management
01.1 BRIAN L. HALLA For For Management
01.2 STEVEN R. APPLETON For For Management
01.3 GARY P. ARNOLD For Withheld Management
01.4 RICHARD J. DANZIG For For Management
01.5 ROBERT J. FRANKENBERG For For Management
01.6 E. FLOYD KVAMME For For Management
01.7 MODESTO A. MAIDIQUE For For Management
01.8 EDWARD R. MCCRACKEN For For Management
02 TO APPROVE KPMG LLP AS AUDITORS OF THE For For Management
COMPANY.
03 TO APPROVE THE ADOPTION OF THE 2003 For For Management
EMPLOYEES STOCK PURCHASE PLAN.
============================= INTERNATIONAL EQUITY =============================
CHECK POINT SOFTWARE TECHNOLOGIES INC
Ticker: CHKP Security ID and/or CUSIP No.: M22465104
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gil Shwed, Marius Nacht, David For For Management
Rubner, Alex Serge Vieux, and Dr. Tal
Shavit as Directors
2 Elect Irwin Federman and Ray Rothrock as For For Management
External Directors
3 Authorization for Chairman of the Board For For Management
to Serve as Chairman of the Board and
Cheif Executive Officer
4 Accept Financial Statements for the Year For For Management
Ended December 31, 2002
5 Approve Kost Forer & Gabbay as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Approve Options to Purchase Two Million For Against Management
Shares to Gil Shwed, Director and
Officer, and One Million Shares to Marius
Nacht, Director and Officer
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
Ticker: Security ID and/or CUSIP No.: 204412209
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPRECIATION OF THE MANAGEMENT S REPORT For For Management
AND ANALYSIS, DISCUSSION AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2003.
2 PROPOSAL FOR THE DESTINATION OF THE For For Management
PROFITS OF THE SAID FISCAL YEAR.
3 ESTABLISHMENT OF THE TOTAL AND ANNUAL For For Management
REMUNERATION OF THE MEMBERS OF THE
COMPANY S MANAGEMENT.
4 ELECTION OF THE MEMBERS OF THE FISCAL For For Management
COUNCIL AND ESTABLISHMENT OF THEIR
REMUNERATION.
5 PROPOSAL OF CAPITAL INCREASE, THROUGH THE For For Management
CAPITALIZATION OF RESERVES, WITHOUT THE
ISSUANCE OF SHARES, AND THE CONSEQUENT
CHANGE OF THE HEAD SECTION OF ARTICLE 5
OF THE COMPANY S BY-LAWS.
- --------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID and/or CUSIP No.: Y2573F102
Meeting Date: SEP 30, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Richard Sharp as Director For For Management
2a Reelect James Davidson as Director For For Management
2b Reelect Lip-Bu Tan as Director For For Management
3 Reelect Patrick Foley as Director For For Management
4 Reappoint Deloitte & Touche as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Amend 1997 Employee Share Purchase Plan For For Management
6 Approve Issuance of Shares without For For Management
Preemptive Rights
7 Approve Nonexecutive Directors' Fees For For Management
8 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
RESEARCH IN MOTION LTD
Ticker: RIM Security ID and/or CUSIP No.: 760975102
Meeting Date: JUL 21, 2003 Meeting Type: Annual
Record Date: JUN 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect J. L. Balsillie, M. Lazaridis, D. For For Management
Fregin, K. Cork, D. Wright, J. Estill and
J. Richardson as Directors
2 Ratify Ernst & Young LLP as Auditors For For Management
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: SSNHY Security ID and/or CUSIP No.: 796050888
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE BALANCE SHEET, PROFIT AND For For Management
LOSS STATEMENT AND STATEMENT OF
APPROPRIATION OF RETAINED EARNINGS
(DRAFT) FOR THE 35TH FISCAL YEAR (FROM
JANUARY 1, 2003 TO DECEMBER 31, 2003), AS
SET FORTH IN THE COMPANY S NOTICE OF
MEETING.
2 APPROVAL OF THE APPOINTMENT OF GORAN S. For For Management
MALM AND KAP-HYUN LEE AS OUTSIDE
DIRECTORS.
3 APPROVAL OF THE APPOINTMENT OF KAP-HYUN For For Management
LEE AS MEMBER OF THE AUDIT COMMITTEE.
4 APPROVAL OF THE APPOINTMENT OF HAK-SOO For For Management
LEE AS OTHER DIRECTOR.
5 APPROVAL OF THE CEILING AMOUNT OF THE For For Management
REMUNERATION FOR DIRECTORS, AS SET FORTH
IN THE COMPANY S NOTICE OF MEETING.
- --------------------------------------------------------------------------------
SINA CORP. (FORMERLY SINA.COM)
Ticker: SINA Security ID and/or CUSIP No.: G81477104
Meeting Date: SEP 26, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yongji Duan and Yan Wang as For For Management
Directors
2 Approve Increase in Authorized Ordinary For For Management
Shares to 150,000 from 75,000
3 Ratify Pricewaterhousecoopers as Auditors For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID and/or CUSIP No.: 881624209
Meeting Date: OCT 27, 2003 Meeting Type: Special
Record Date: SEP 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect G. Shalev as an External Director For For Management
2 Approve Increase in Remuneration of For For Management
Directors other than the Chairman
=============================== INTRINSIC VALUE ================================
ABBOTT LABORATORIES
Ticker: ABT Security ID and/or CUSIP No.: 002824100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director H.Laurance Fuller For For Management
1.3 Elect Director Richard A. Gonzalez For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Jeffrey M. Leiden For For Management
1.6 Elect Director David A. Lord Owen For For Management
1.7 Elect Director Boone Powell Jr. For For Management
1.8 Elect Director Addison Barry Rand For For Management
1.9 Elect Director W.Ann Reynolds For For Management
1.10 Elect Director Roy S. Roberts For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director John R. Walter For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Drug Pricing Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
ALLSTATE CORP., THE
Ticker: ALL Security ID and/or CUSIP No.: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID and/or CUSIP No.: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
AMERICAN EXPRESS CO.
Ticker: AXP Security ID and/or CUSIP No.: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID and/or CUSIP No.: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORP.
Ticker: APC Security ID and/or CUSIP No.: 032511107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Barcus For For Management
1.2 Elect Director James L. Bryan For For Management
1.3 Elect Director James T. Hackett For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Report on Greenhouse Gas Emissions Against For Shareholder
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID and/or CUSIP No.: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID and/or CUSIP No.: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
CHEVRONTEXACO CORP.
Ticker: CVX Security ID and/or CUSIP No.: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
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CITIGROUP INC.
Ticker: C Security ID and/or CUSIP No.: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
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COMCAST CORP.
Ticker: CMCSA Security ID and/or CUSIP No.: 20030N101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director C. Michael Armstrong For For Management
1.3 Elect Director Kenneth J. Bacon For For Management
1.4 Elect Director Sheldon M. Bonovitz For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph L. Castle, II For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Dr. Judith Rodin For For Management
1.11 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Articles/Bylaws/Charter-Non-Routine For For Management
5 Require Two-Thirds Majority of Against For Shareholder
Independent Directors on Board
6 Political Contributions/Activities Against Against Shareholder
7 Nominate Two Directors for every open Against Against Shareholder
Directorships
8 Limit Executive Compensation Against Against Shareholder
9 Adopt a Recapitalization Plan Against For Shareholder
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CONOCOPHILLIPS
Ticker: COP Security ID and/or CUSIP No.: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
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ELECTRONIC DATA SYSTEMS CORP.
Ticker: EDS Security ID and/or CUSIP No.: 285661104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger A. Enrico For For Management
1.2 Elect Director Ellen M. Hancock For For Management
1.3 Elect Director C. Robert Kidder For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
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EXXON MOBIL CORP.
Ticker: XOM Security ID and/or CUSIP No.: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against For Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
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FANNIE MAE
Ticker: FNM Security ID and/or CUSIP No.: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
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FIRST DATA CORP.
Ticker: FDC Security ID and/or CUSIP No.: 319963104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry C. Duques For For Management
1.2 Elect Director Charles T. Fote For For Management
1.3 Elect Director Richard P. Kiphart For For Management
1.4 Elect Director Joan E. Spero For For Management
2 Ratify Auditors For For Management
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GENERAL DYNAMICS CORP.
Ticker: GD Security ID and/or CUSIP No.: 369550108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For For Management
1.2 Elect Director James S. Crown For For Management
1.3 Elect Director Lester Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Charles H. Goodman For For Management
1.6 Elect Director Jay L. Johnson For For Management
1.7 Elect Director George A. Joulwan For For Management
1.8 Elect Director Paul G. Kaminski For For Management
1.9 Elect Director John M. Keane For For Management
1.10 Elect Director Lester L. Lyles For For Management
1.11 Elect Director Carl E. Mundy, Jr. For For Management
1.12 Elect Director Robert Walmsley For For Management
2 Approve Omnibus Stock Plan For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Report on Foreign Military Sales Against Against Shareholder
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GENERAL ELECTRIC CO.
Ticker: GE Security ID and/or CUSIP No.: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against For Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
HCA, INC.
Ticker: HCA Security ID and/or CUSIP No.: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
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HEWLETT-PACKARD CO.
Ticker: HPQ Security ID and/or CUSIP No.: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For Withhold Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HOME DEPOT, INC. (THE)
Ticker: HD Security ID and/or CUSIP No.: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director Berry R. Cox For For Management
1.5 Elect Director Claudio X. Gonzalez For Withhold Management
1.6 Elect Director Milledge A. Hart, III For For Management
1.7 Elect Director Bonnie G. Hill For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Robert L. Nardelli For For Management
1.10 Elect Director Roger S. Penske For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against For Shareholder
6 Adopt ILO Based Code of Conduct Against Against Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
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INTERNATIONAL PAPER CO.
Ticker: IP Security ID and/or CUSIP No.: 460146103
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha F. Brooks For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director Robert D. Kennedy For For Management
1.4 Elect Director W. Craig McClelland For Withhold Management
1.5 Elect Director Robert M. Amen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
INTERPUBLIC GROUP OF COMPANIES, INC., THE
Ticker: IPG Security ID and/or CUSIP No.: 460690100
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Bell For For Management
1.2 Elect Director Frank J. Borell For For Management
1.3 Elect Director Reginald K. Brack For For Management
1.4 Elect Director Jill M. Considine For For Management
1.5 Elect Director Christopher J. Coughlin For For Management
1.6 Elect Director John J. Donner, Jr. For For Management
1.7 Elect Director Richard A. Goldstein For For Management
1.8 Elect Director H. John Greenlaus For For Management
1.9 Elect Director Michael I. Roth For For Management
1.10 Elect Director J. Phillip Samper For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
5 MacBride Principles Against Against Shareholder
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID and/or CUSIP No.: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID and/or CUSIP No.: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For Against Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against For Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORP.
Ticker: KMB Security ID and/or CUSIP No.: 494368103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pastora San Juan Cafferty For Withhold Management
1.2 Elect Director Claudio X. Gonzalez For Withhold Management
1.3 Elect Director Linda Johnson Rice For Withhold Management
1.4 Elect Director Marc J. Shapiro For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
KRAFT FOODS INC
Ticker: KFT Security ID and/or CUSIP No.: 50075N104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis C. Camilleri For Withhold Management
1.2 Elect Director Roger K. Deromedi For Withhold Management
1.3 Elect Director Dinyar S. Devitre For Withhold Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Betsy D. Holden For Withhold Management
1.6 Elect Director John C. Pope For For Management
1.7 Elect Director Mary L. Schapiro For For Management
1.8 Elect Director Charles R. Wall For Withhold Management
1.9 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
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LIBERTY MEDIA CORP.
Ticker: L Security ID and/or CUSIP No.: 530718105
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For Withhold Management
1.2 Elect Director Paul A. Gould For For Management
1.3 Elect Director John C. Malone For Withhold Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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LIMITED BRANDS
Ticker: LTD Security ID and/or CUSIP No.: 532716107
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene M. Freedman For For Management
1.2 Elect Director V. Ann Hailey For For Management
1.3 Elect Director David T. Kollat For For Management
1.4 Elect Director Leslie H. Wexner For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID and/or CUSIP No.: 571748102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W. Bernard For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Zachary W. Carter For For Management
1.4 Elect Director Robert F. Erburu For For Management
1.5 Elect Director Oscar Fanjul For For Management
1.6 Elect Director Ray J. Groves For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID and/or CUSIP No.: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MGIC INVESTMENT CORP.
Ticker: MTG Security ID and/or CUSIP No.: 552848103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Abbott For For Management
1.2 Elect Director Thomas M. Hagerty For For Management
1.3 Elect Director Michael E. Lehman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID and/or CUSIP No.: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Madigan For Withhold Management
1.2 Elect Director Dr. Klaus Zumwinkel For For Management
1.3 Elect Director Sir Howard Davies For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK Security ID and/or CUSIP No.: 654902204
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INCOME STATEMENTS AND THE For For Management
BALANCE SHEETS.
2 APPROVAL OF A DIVIDEND OF EUR 0.30 PER For For Management
SHARE.
3 APPROVAL OF THE DISCHARGE OF THE For For Management
CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
4.1 Elect Director Paul J. Collins For For Management
4.2 Elect Director Georg Ehrnrooth For For Management
4.3 Elect Director Bengt Holmstrom For For Management
4.4 Elect Director Per Karlsson For For Management
4.5 Elect Director Jorma Ollila For For Management
4.6 Elect Director Marjorie Scardino For For Management
4.7 Elect Director Vesa Vainio For For Management
4.8 Elect Director Arne Wessberg For For Management
5 Ratify Auditors For For Management
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY THE
COMPANY
7 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO INCREASE THE SHARE CAPITAL OF
THE COMPANY.
8 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO REPURCHASE NOKIA SHARES.
9 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO DISPOSE NOKIA SHARES HELD BY THE
COMPANY.
10 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
INCREASE THE CAPITAL OF THE FOUNDATION OF
NOKIA CORPORATION.
11 MARK THE FOR BOX IF YOU WISH TO None Against Management
INSTRUCT THE DEPOSITARY TO GIVE A PROXY
TO ANY ONE OF MARIANNA UOTINEN-TARKOMA,
ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF
NOKIA CORPORATION, TO AUTHORIZE ANY OF
THEM (WITH FULL POWER OF SUBSTITUTION) TO
VOTE, IN THEIR DISCR
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID and/or CUSIP No.: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID and/or CUSIP No.: 724479100
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda G. Alvarado For For Management
1.2 Elect Director Ernie Green For For Management
1.3 Elect Director John S. McFarlane For For Management
1.4 Elect Director Eduardo R. Menasce For For Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
SBC COMMUNICATIONS INC.
Ticker: SBC Security ID and/or CUSIP No.: 78387G103
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Barnes For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director John B. McCoy For For Management
1.4 Elect Director S. Donley Ritchey For For Management
1.5 Elect Director Joyce M. Roche For For Management
1.6 Elect Director Patricia P. Upton For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Change Size of Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
SPRINT CORP.
Ticker: FON Security ID and/or CUSIP No.: 852061100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon M. Bethune For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Deborah A. Henretta For For Management
1.4 Elect Director Linda Koch Lorimer For Withhold Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against For Shareholder
4 Limit Executive Compensation Against Against Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Foreign Outsourcing Against Against Shareholder
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID and/or CUSIP No.: 87612E106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Michele J. Hooper For For Management
1.3 Elect Director Anne M. Mulcahy For For Management
1.4 Elect Director Stephen W. Sanger For For Management
1.5 Elect Director Warren R. Staley For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID and/or CUSIP No.: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director Stephen F. Bollenbach For For Management
1.3 Elect Director Stephen M. Case For For Management
1.4 Elect Director Frank J. Caufield For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Miles R. Gilburne For For Management
1.7 Elect Director Carla A. Hills For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director R. E. Turner For For Management
1.13 Elect Director Francis T. Vincent, Jr. For For Management
2 Ratify Auditors For For Management
3 Adopt China Principles Against Against Shareholder
4 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
TJX COMPANIES, INC., THE
Ticker: TJX Security ID and/or CUSIP No.: 872540109
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Crittenden For For Management
1.2 Elect Director Edmond J. English For For Management
1.3 Elect Director Richard G. Lesser For For Management
2 Amend Omnibus Stock Plan For For Management
3 Implement ILO Based Code of Conduct Against Against Shareholder
4 Report on Vendor Standards Against Against Shareholder
5 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
TORCHMARK CORP.
Ticker: TMK Security ID and/or CUSIP No.: 891027104
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Joseph M. Farley For For Management
1.3 Elect Director C. B. Hudson For For Management
1.4 Elect Director Joseph L. Lanier, Jr. For For Management
1.5 Elect Director R. K. Richey For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Divest Investments in Tobacco Companies Against Against Shareholder
- --------------------------------------------------------------------------------
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: TVCR Security ID and/or CUSIP No.: 89420G109
Meeting Date: MAR 19, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID and/or CUSIP No.: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID and/or CUSIP No.: 902973304
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria Buyniski For Withhold Management
Gluckman
1.2 Elect Director Arthur D. Collins, Jr. For Withhold Management
1.3 Elect Director Jerry W. Levin For Withhold Management
1.4 Elect Director Thomas E. Petry For Withhold Management
1.5 Elect Director Richard G. Reiten For Withhold Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Executive Compensation to Vote Against For Shareholder
5 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID and/or CUSIP No.: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against Against Shareholder
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Performance-Based/Indexed Options Against For Shareholder
6 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID and/or CUSIP No.: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Thomas H. O'Brien For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Ivan G. Seidenberg For For Management
1.9 Elect Director Walter V. Shipley For For Management
1.10 Elect Director John R. Stafford For For Management
1.11 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Require Majority of Independent Directors Against Against Shareholder
on Board
5 Separate Chairman and CEO Positions Against For Shareholder
6 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Report on Political Against Against Shareholder
Contributions/Activities
11 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID and/or CUSIP No.: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID and/or CUSIP No.: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For Withhold Management
1.11 Elect Director Judith M. Runstad For Withhold Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For Withhold Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
================================== S&P STARS ===================================
ADOBE SYSTEMS INC.
Ticker: ADBE Security ID and/or CUSIP No.: 00724F101
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Cannon For For Management
1.2 Elect Director Bruce R. Chizen For For Management
1.3 Elect Director James E. Daley For For Management
1.4 Elect Director Charles M. Geschke For For Management
1.5 Elect Director Delbert W. Yocam For For Management
2 Amend Omnibus Stock Plan For For Management
3 Expense Stock Options Against For Shareholder
4 Adopt a Plocy that will Committ Against For Shareholder
Executives to Hold a Significant
Percentage of their Shares
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID and/or CUSIP No.: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID and/or CUSIP No.: 037411105
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: OCT 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID and/or CUSIP No.: 053332102
Meeting Date: DEC 11, 2003 Meeting Type: Annual
Record Date: OCT 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Elson For For Management
1.2 Elect Director Marsha J. Evans For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director N. Gerry House For For Management
1.5 Elect Director J.R. Hyde, III For For Management
1.6 Elect Director Edward S. Lampert For For Management
1.7 Elect Director W. Andrew McKenna For For Management
1.8 Elect Director Steve Odland For For Management
1.9 Elect Director James J. Postl For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID and/or CUSIP No.: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
BLACK & DECKER CORP., THE
Ticker: BDK Security ID and/or CUSIP No.: 091797100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Norman R. Augustine For For Management
1.3 Elect Director Barbara L. Bowles For For Management
1.4 Elect Director M. Anthony Burns For For Management
1.5 Elect Director Kim B. Clark For For Management
1.6 Elect Director Manuel A. Fernandez For For Management
1.7 Elect Director Benjamin H. Griswold, IV For For Management
1.8 Elect Director Anthony Luiso For For Management
2 Ratify Auditors For For Management
3 Approve Restricted Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID and/or CUSIP No.: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID and/or CUSIP No.: 14149Y108
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Bing For For Management
1.2 Elect Director John F. Finn For For Management
1.3 Elect Director John F. Havens For For Management
1.4 Elect Director David W. Raisbeck For For Management
1.5 Elect Director Robert D. Walter For For Management
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID and/or CUSIP No.: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID and/or CUSIP No.: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ.B Security ID and/or CUSIP No.: 21036P108
Meeting Date: JUL 15, 2003 Meeting Type: Annual
Record Date: MAY 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. McDermott as For Withhold Management
Class A Stock Director
1.2 Elect Director Paul L. Smith as Class A For Withhold Management
Stock Director
1.3 Elect Director George Bresler as Class B For For Management
Stock Director
1.4 Elect Director Jeananne K. Hauswald as For Withhold Management
Class B Stock Director
1.5 Elect Director James A. Locke III as For Withhold Management
Class B Stock Director
1.6 Elect Director Richard Sands, Ph.D. as For For Management
Class B Stock Director
1.7 Elect Director Robert Sands as Class B For Withhold Management
Stock Director
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
EMULEX CORP.
Ticker: ELX Security ID and/or CUSIP No.: 292475209
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: OCT 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred B. Cox For Withhold Management
1.2 Elect Director Michael P. Downey For For Management
1.3 Elect Director Bruce C. Edwards For For Management
1.4 Elect Director Paul F. Folino For For Management
1.5 Elect Director Robert H. Goon For For Management
1.6 Elect Director Don M. Lyle For For Management
2 Approve Option Exchange Program For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID and/or CUSIP No.: Y2573F102
Meeting Date: SEP 30, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Richard Sharp as Director For For Management
2a Reelect James Davidson as Director For For Management
2b Reelect Lip-Bu Tan as Director For For Management
3 Reelect Patrick Foley as Director For For Management
4 Reappoint Deloitte & Touche as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Amend 1997 Employee Share Purchase Plan For For Management
6 Approve Issuance of Shares without For For Management
Preemptive Rights
7 Approve Nonexecutive Directors' Fees For For Management
8 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID and/or CUSIP No.: 524908100
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger S. Berlind For For Management
1.2 Elect Director Marsha Johnson Evans For For Management
1.3 Elect Director Sir Christopher Gent For For Management
1.4 Elect Director Dina Merrill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MBNA CORP.
Ticker: KRB Security ID and/or CUSIP No.: 55262L100
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Berick For Withhold Management
1.2 Elect Director Benjamin R. Civiletti For Withhold Management
1.3 Elect Director Bruce L. Hammonds For Withhold Management
1.4 Elect Director William L. Jews For For Management
1.5 Elect Director Randolph D. Lerner For Withhold Management
1.6 Elect Director Stuart L. Markowitz For For Management
1.7 Elect Director William B. Milstead For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Require Majority of Independent Directors Against For Shareholder
on Board
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID and/or CUSIP No.: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
OPEN TEXT CORP.
Ticker: OTC Security ID and/or CUSIP No.: 683715106
Meeting Date: DEC 11, 2003 Meeting Type: Annual/Special
Record Date: NOV 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect P. Thomas Jenkins, John Shackleton, For For Management
Randy Fowlie, Peter J. Hoult, Brian
Jackman, David Johnston, Ken Olisa,
Stephen J. Sadler, Michael Slaunwhite as
Directors
2 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
3 Make Effort to Locate Women for Board Against For Shareholder
Nominations and Senior Officer Positions
4 Issue Shares in Connection with an For For Management
Acquisition
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID and/or CUSIP No.: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
SCHOLASTIC CORP.
Ticker: SCHL Security ID and/or CUSIP No.: 807066105
Meeting Date: SEP 23, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Davies as Common For For Management
Stock Director
1.2 Elect Director Linda B. Keene as Common For For Management
Stock Director
1.3 Elect Director John G. McDonald as Common For For Management
Stock Director
1.4 Elect Director Richard Robinson as Class For For Management
A Stock Director
1.5 Elect Director Rebeca M. Barrera as Class For For Management
A Stock Director
1.6 Elect Director Ramon C. Cortines as Class For For Management
A Stock Director
1.7 Elect Director Charles T. Harris III as For For Management
Class A Stock Director
1.8 Elect Director Andrew S. Hedden as Class For For Management
A Stock Director
1.9 Elect Director Mae C. Jemison as Class A For For Management
Stock Director
1.10 Elect Director Peter M. Mayer as Class A For For Management
Stock Director
1.11 Elect Director Augustus K. Oliver as For For Management
Class A Stock Director
1.12 Elect Director Richard M. Spaulding as For For Management
Class A Stock Director
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Non-Employee Director Stock Option For Against Management
Plan
- --------------------------------------------------------------------------------
SPRINT CORP.
Ticker: FON Security ID and/or CUSIP No.: 852061506
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon M. Bethune For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Deborah A. Henretta For For Management
1.4 Elect Director Linda Koch Lorimer For Withhold Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against For Shareholder
4 Limit Executive Compensation Against Against Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Foreign Outsourcing Against Against Shareholder
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID and/or CUSIP No.: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
UNITED STATES STEEL CORP.
Ticker: X Security ID and/or CUSIP No.: 912909108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Darnall For For Management
1.2 Elect Director Roy G. Dorrance For For Management
1.3 Elect Director Charles R. Lee For For Management
1.4 Elect Director John G. Drosdick For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITEDGLOBAL.COM INC
Ticker: UCOMA Security ID and/or CUSIP No.: 913247508
Meeting Date: FEB 11, 2004 Meeting Type: Special
Record Date: JAN 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For Against Management
=========================== S&P STARS OPPORTUNITIES ============================
ADAPTEC, INC.
Ticker: ADPT Security ID and/or CUSIP No.: 00651F108
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUN 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl J. Conti For For Management
1.2 Elect Director Victoria L. Cotten For For Management
1.3 Elect Director Lucie J. Fjeldstad For Withhold Management
1.4 Elect Director Joseph S. Kennedy For For Management
1.5 Elect Director Ilene H. Lang For Withhold Management
1.6 Elect Director Robert J. Loarie For Withhold Management
1.7 Elect Director Robert N. Stephens For For Management
1.8 Elect Director Dr. Douglas E. Van For For Management
Houweling
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
ADOBE SYSTEMS INC.
Ticker: ADBE Security ID and/or CUSIP No.: 00724F101
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Cannon For For Management
1.2 Elect Director Bruce R. Chizen For For Management
1.3 Elect Director James E. Daley For For Management
1.4 Elect Director Charles M. Geschke For For Management
1.5 Elect Director Delbert W. Yocam For For Management
2 Amend Omnibus Stock Plan For For Management
3 Expense Stock Options Against For Shareholder
4 Adopt a Plocy that will Committ Against For Shareholder
Executives to Hold a Significant
Percentage of their Shares
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID and/or CUSIP No.: 008190100
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darwin Deason For For Management
1.2 Elect Director Jeffrey A. Rich For For Management
1.3 Elect Director Mark A. King For For Management
1.4 Elect Director Joseph P. O'Neill For For Management
1.5 Elect Director Frank A. Rossi For For Management
1.6 Elect Director J. Livingston Kosberg For For Management
1.7 Elect Director Dennis McCuistion For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID and/or CUSIP No.: 008252108
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Nutt For For Management
1.2 Elect Director Sean M. Healey For For Management
1.3 Elect Director Richard E. Floor For Withhold Management
1.4 Elect Director Stephen J. Lockwood For For Management
1.5 Elect Director Harold J. Meyerman For For Management
1.6 Elect Director Robert C. Puff, Jr. For For Management
1.7 Elect Director Dr. Rita M. Rodriguez For For Management
- --------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP.
Ticker: AIN Security ID and/or CUSIP No.: 012348108
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank R. Schmeler For Withhold Management
1.2 Elect Director Thomas R. Beecher, Jr. For Withhold Management
1.3 Elect Director Francis L. McKone For Withhold Management
1.4 Elect Director Barbara P. Wright For For Management
1.5 Elect Director Joseph G. Morone For For Management
1.6 Elect Director Christine L. Standish For Withhold Management
1.7 Elect Director Erland E. Kailbourne For For Management
1.8 Elect Director John C. Standish For Withhold Management
1.9 Elect Director Hugh J. Murphy For For Management
2 Approve Outside Director Stock Awards in For For Management
Lieu of Cash
- --------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC.
Ticker: ABK Security ID and/or CUSIP No.: 023139108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip B. Lassiter For For Management
1.2 Elect Director Michael A. Callen For For Management
1.3 Elect Director Renso L. Caporali For For Management
1.4 Elect Director Jill M. Considine For For Management
1.5 Elect Director Richard Dulude For For Management
1.6 Elect Director Robert J. Genader For For Management
1.7 Elect Director W. Grant Gregory For For Management
1.8 Elect Director Laura S. Unger For For Management
1.9 Elect Director Henry D. G. Wallace For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERICA WEST HOLDINGS CORP.
Ticker: AWA Security ID and/or CUSIP No.: 023657208
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter T. Klenz For For Management
1.2 Elect Director Richard C. Kraemer For For Management
1.3 Elect Director Denise M. O'Leary For For Management
2 Increase Authorized Common Stock For Against Management
3 Adopt a Policy that No Member of the Against Against Shareholder
Board shall have Investment in a Direct
Competitor Company
- --------------------------------------------------------------------------------
AMERICAN STANDARD COMPANIES, INC.
Ticker: ASD Security ID and/or CUSIP No.: 029712106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Anderson For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Ruth Ann Marshall For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID and/or CUSIP No.: 031652100
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director John N. Boruch For For Management
1.3 Elect Director Winston J. Churchill For For Management
1.4 Elect Director Thomas D. George For For Management
1.5 Elect Director Gregory K. Hinckley For For Management
1.6 Elect Director Juergen Knorr For For Management
1.7 Elect Director John B. Neff For For Management
1.8 Elect Director James W. Zug For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID and/or CUSIP No.: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANDRX CORP.
Ticker: ADRX Security ID and/or CUSIP No.: 034553107
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. DuBow For For Management
1.2 Elect Director Elliot F. Hahn, Ph.D. For For Management
1.3 Elect Director Thomas P. Rice For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID and/or CUSIP No.: 053332102
Meeting Date: DEC 11, 2003 Meeting Type: Annual
Record Date: OCT 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Elson For For Management
1.2 Elect Director Marsha J. Evans For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director N. Gerry House For For Management
1.5 Elect Director J.R. Hyde, III For For Management
1.6 Elect Director Edward S. Lampert For For Management
1.7 Elect Director W. Andrew McKenna For For Management
1.8 Elect Director Steve Odland For For Management
1.9 Elect Director James J. Postl For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANKRATE, INC.
Ticker: RATE Security ID and/or CUSIP No.: 06646V108
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elisabeth H. DeMarse For Withhold Management
1.2 Elect Director Thomas R. Evans For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BARR PHARMACEUTICALS INC
Ticker: BRL Security ID and/or CUSIP No.: 068306109
Meeting Date: OCT 23, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Downey For Withhold Management
1.2 Elect Director Paul M. Bisaro For Withhold Management
1.3 Elect Director Carole S. Ben-Maimon For Withhold Management
1.4 Elect Director George P. Stephan For For Management
1.5 Elect Director Jack M. Kay For For Management
1.6 Elect Director Harold N. Chefitz For For Management
1.7 Elect Director Richard R. Frankovic For For Management
1.8 Elect Director Peter R. Seaver For For Management
1.9 Elect Director James S. Gilmore, III For For Management
2 Change State of Incorporation from New For For Management
York to Delaware
3 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
BARRA, INC.
Ticker: BARZ Security ID and/or CUSIP No.: 068313105
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George (Skip) Battle For For Management
1.2 Elect Director Kamal Duggirala For For Management
1.3 Elect Director M. Blair Hull For For Management
1.4 Elect Director Norman J. Laboe For For Management
1.5 Elect Director Clyde W. Ostler For For Management
1.6 Elect Director Andrew Rudd For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BEA SYSTEMS, INC.
Ticker: BEAS Security ID and/or CUSIP No.: 073325102
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean O. Morton For Withhold Management
1.2 Elect Director George Reyes For For Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID and/or CUSIP No.: 086516101
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradbury H. Anderson For For Management
1.2 Elect Director K.J. Higgins Victor For For Management
1.3 Elect Director Allen U. Lenzmeier For For Management
1.4 Elect Director Frank D. Trestman For For Management
1.5 Elect Director James C. Wetherbe For For Management
1.6 Elect Director Ronald James For For Management
1.7 Elect Director Matthew H. Paull For For Management
1.8 Elect Director Mary A. Tolan For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BLACK & DECKER CORP., THE
Ticker: BDK Security ID and/or CUSIP No.: 091797100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Norman R. Augustine For For Management
1.3 Elect Director Barbara L. Bowles For For Management
1.4 Elect Director M. Anthony Burns For For Management
1.5 Elect Director Kim B. Clark For For Management
1.6 Elect Director Manuel A. Fernandez For For Management
1.7 Elect Director Benjamin H. Griswold, IV For For Management
1.8 Elect Director Anthony Luiso For For Management
2 Ratify Auditors For For Management
3 Approve Restricted Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID and/or CUSIP No.: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID and/or CUSIP No.: 109641100
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. McDougall For For Management
1.2 Elect Director Douglas H. Brooks For For Management
1.3 Elect Director Dan W. Cook, III For For Management
1.4 Elect Director Robert M. Gates For For Management
1.5 Elect Director Marvin J. Girouard For Withhold Management
1.6 Elect Director Ronald Kirk For Withhold Management
1.7 Elect Director George R. Mrkonic For For Management
1.8 Elect Director Erle Nye For For Management
1.9 Elect Director James E. Oesterreicher For Withhold Management
1.10 Elect Director Cece Smith For Withhold Management
1.11 Elect Director Roger T. Staubach For For Management
2 Ratify Auditors For Against Management
3 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
BURLINGTON RESOURCES INC.
Ticker: BR Security ID and/or CUSIP No.: 122014103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Reuben V. Anderson For For Management
1.3 Elect Director Laird I. Grant For For Management
1.4 Elect Director Robert J. Harding For For Management
1.5 Elect Director John T. LaMacchia For For Management
1.6 Elect Director Randy L. Limbacher For For Management
1.7 Elect Director James F. McDonald For For Management
1.8 Elect Director Kenneth W. Orce For Withhold Management
1.9 Elect Director Donald M. Roberts For For Management
1.10 Elect Director James A. Runde For For Management
1.11 Elect Director John F. Schwarz For For Management
1.12 Elect Director Walter Scott, Jr. For Withhold Management
1.13 Elect Director Bobby S. Shackouls For For Management
1.14 Elect Director Steven J. Shapiro For For Management
1.15 Elect Director William E. Wade, Jr. For For Management
2 Approve Increase in Common Stock and a For For Management
Stock Split
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CELGENE CORP.
Ticker: CELG Security ID and/or CUSIP No.: 151020104
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Jackson For For Management
1.2 Elect Director Sol J. Barer, Ph.D. For For Management
1.3 Elect Director Robert J. Hugin For For Management
1.4 Elect Director Jack L. Bowman For For Management
1.5 Elect Director Frank T. Cary For For Management
1.6 Elect Director Michael D. Casey For For Management
1.7 Elect Director A. Hull Hayes, Jr, M.D. For For Management
1.8 Elect Director Gilla Kaplan, Ph.D. For For Management
1.9 Elect Director Richard C.E. Morgan For For Management
1.10 Elect Director Walter L. Robb, Ph.D. For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CNET NETWORKS, INC.
Ticker: CNET Security ID and/or CUSIP No.: 12613R104
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. 'Bud' Colligan For For Management
1.2 Elect Director Jarl Mohn For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CORINTHIAN COLLEGES, INC.
Ticker: COCO Security ID and/or CUSIP No.: 218868107
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: OCT 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. St. Pierre For Withhold Management
1.2 Elect Director Linda Arey Skladany, Esq. For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COVENTRY HEALTH CARE INC.
Ticker: CVH Security ID and/or CUSIP No.: 222862104
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Dale Crandall For For Management
1.2 Elect Director Robert W. Morey For For Management
1.3 Elect Director Elizabeth E. Tallett For For Management
1.4 Elect Director Allen F. Wise For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CSK AUTO CORP.
Ticker: CAO Security ID and/or CUSIP No.: 125965103
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maynard Jenkins For For Management
1.2 Elect Director James G. Bazlen For For Management
1.3 Elect Director Morton Godlas For For Management
1.4 Elect Director Terilyn A. Henderson For For Management
1.5 Elect Director Charles K. Marquis For For Management
1.6 Elect Director Charles J. Philippin For For Management
1.7 Elect Director William A. Shutzer For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CYTYC CORPORATION
Ticker: CYTC Security ID and/or CUSIP No.: 232946103
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter E. Boomer For For Management
1.2 Elect Director Daniel J. Levangie For For Management
1.3 Elect Director Joseph B. Martin, M.D., For For Management
Ph.D.
2 Approve Omnibus Stock Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMULEX CORP.
Ticker: ELX Security ID and/or CUSIP No.: 292475209
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: OCT 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred B. Cox For Withhold Management
1.2 Elect Director Michael P. Downey For For Management
1.3 Elect Director Bruce C. Edwards For For Management
1.4 Elect Director Paul F. Folino For For Management
1.5 Elect Director Robert H. Goon For For Management
1.6 Elect Director Don M. Lyle For For Management
2 Approve Option Exchange Program For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ENSCO INTERNATIONAL, INC.
Ticker: ESV Security ID and/or CUSIP No.: 26874Q100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Carmichael For Withhold Management
1.2 Elect Director Thomas L. Kelly II For Withhold Management
1.3 Elect Director Rita M. Rodriguez For For Management
- --------------------------------------------------------------------------------
EVERGREEN RESOURCES, INC.
Ticker: EVG Security ID and/or CUSIP No.: 299900308
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis R. Carlton For Withhold Management
1.2 Elect Director Mark S. Sexton For Withhold Management
1.3 Elect Director Arthur L. Smith For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EVERGREEN RESOURCES, INC.
Ticker: EVG Security ID and/or CUSIP No.: 299900308
Meeting Date: NOV 20, 2003 Meeting Type: Special
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
EXAR CORPORATION
Ticker: EXAR Security ID and/or CUSIP No.: 300645108
Meeting Date: SEP 4, 2003 Meeting Type: Annual
Record Date: JUL 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dr. Frank P. Carrubba For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
FAIR ISAAC INC.
Ticker: FIC Security ID and/or CUSIP No.: 303250104
Meeting Date: FEB 2, 2004 Meeting Type: Annual
Record Date: DEC 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George Battle For For Management
1.2 Elect Director Tony J. Christianson For For Management
1.3 Elect Director Thomas G. Grudnowski For For Management
1.4 Elect Director Alex W. Hart For Withhold Management
1.5 Elect Director Philip G. Heasley For Withhold Management
1.6 Elect Director Guy R. Henshaw For For Management
1.7 Elect Director David S.P. Hopkins For For Management
1.8 Elect Director Margaret L. Taylor For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: FCS Security ID and/or CUSIP No.: 303726103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirk P. Pond For For Management
1.2 Elect Director Joseph R. Martin For For Management
1.3 Elect Director Charles P. Carinalli For For Management
1.4 Elect Director Richard M. Cashin, Jr. For For Management
1.5 Elect Director Charles M. Clough For For Management
1.6 Elect Director Robert F. Friel For For Management
1.7 Elect Director Thomas L. Magnanti For For Management
1.8 Elect Director Bryan R. Roub For For Management
1.9 Elect Director Paul C. Schorr IV For For Management
1.10 Elect Director Ronald W. Shelly For For Management
1.11 Elect Director William N. Stout For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID and/or CUSIP No.: Y2573F102
Meeting Date: SEP 30, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Richard Sharp as Director For For Management
2a Reelect James Davidson as Director For For Management
2b Reelect Lip-Bu Tan as Director For For Management
3 Reelect Patrick Foley as Director For For Management
4 Reappoint Deloitte & Touche as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Amend 1997 Employee Share Purchase Plan For For Management
6 Approve Issuance of Shares without For For Management
Preemptive Rights
7 Approve Nonexecutive Directors' Fees For For Management
8 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
FMC CORP.
Ticker: FMC Security ID and/or CUSIP No.: 302491303
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Reilly For For Management
1.2 Elect Director James R. Thompson For For Management
1.3 Elect Director William G. Walter For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INCO LTD.
Ticker: N. Security ID and/or CUSIP No.: 453258402
Meeting Date: APR 21, 2004 Meeting Type: Annual/Special
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Bylaws Re:Declassify the Board For For Management
2.1 Elect Directors Ronald C. Cambre For For Management
2.2 Elect Directors Scott M. Hand For For Management
2.3 Elect Directors Chaviva M. Hosek For For Management
2.4 Elect Directors David P. O'Brien For For Management
2.5 Elect Directors Glen A. Barton For For Management
2.6 Elect Directors Angus A. Bruneau For For Management
2.7 Elect Directors Peter C. Jones For For Management
2.8 Elect Directors John T. Mayberry For For Management
2.9 Elect Directors Roger Phillips For For Management
2.10 Elect Directors James M. Stanford For For Management
3 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
4 Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
LA QUINTA CORP.
Ticker: LQI Security ID and/or CUSIP No.: 50419U202
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Byrnes For For Management
1.2 Elect Director Francis W. Cash For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID and/or CUSIP No.: 524908100
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger S. Berlind For For Management
1.2 Elect Director Marsha Johnson Evans For For Management
1.3 Elect Director Sir Christopher Gent For For Management
1.4 Elect Director Dina Merrill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LENNAR CORP.
Ticker: LEN Security ID and/or CUSIP No.: 526057104
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving Bolotin For Withhold Management
1.2 Elect Director R. Kirk Landon For For Management
1.3 Elect Director Donna E. Shalala For For Management
2 Other Business For Against Management
- --------------------------------------------------------------------------------
MANITOWOC COMPANY, INC., THE
Ticker: MTW Security ID and/or CUSIP No.: 563571108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Stift For For Management
1.2 Elect Director Virgis W. Colbert For For Management
1.3 Elect Director Kenneth W. Krueger For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY, INC.
Ticker: MCHP Security ID and/or CUSIP No.: 595017104
Meeting Date: AUG 15, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-Martinez For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
Ticker: MKSI Security ID and/or CUSIP No.: 55306N104
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director Richard S. Chute For Withhold Management
1.3 Elect Director Owen W. Robbins For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Amend Employee Stock Purchase Plan For For Management
5 Amend Employee Stock Purchase Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEXTEL PARTNERS, INC.
Ticker: NXTP Security ID and/or CUSIP No.: 65333F107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam Aron For For Management
1.2 Elect Director John Chapple For For Management
1.3 Elect Director Steven B. Dodge For For Management
1.4 Elect Director Timothy Donahue For For Management
1.5 Elect Director Caroline H. Rapking For For Management
1.6 Elect Director James N. Perry, Jr. For For Management
1.7 Elect Director Dennis M. Weibling For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For Against Management
4 Increase Authorized Common Stock For For Management
5 Permit Board to Amend Bylaws Without For Against Management
Shareholder Consent
- --------------------------------------------------------------------------------
NUCOR CORP.
Ticker: NUE Security ID and/or CUSIP No.: 670346105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. Dimicco For For Management
1.2 Elect Director James D. Hlavacek For For Management
1.3 Elect Director Raymond J. Milchovich For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OPEN TEXT CORP.
Ticker: OTC Security ID and/or CUSIP No.: 683715106
Meeting Date: DEC 11, 2003 Meeting Type: Annual/Special
Record Date: NOV 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect P. Thomas Jenkins, John Shackleton, For For Management
Randy Fowlie, Peter J. Hoult, Brian
Jackman, David Johnston, Ken Olisa,
Stephen J. Sadler, Michael Slaunwhite as
Directors
2 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
3 Make Effort to Locate Women for Board Against For Shareholder
Nominations and Senior Officer Positions
4 Issue Shares in Connection with an For For Management
Acquisition
- --------------------------------------------------------------------------------
OXFORD HEALTH PLANS, INC.
Ticker: OHP Security ID and/or CUSIP No.: 691471106
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kent J. Thirty For For Management
1.2 Elect Director B.H. Safirstein, M.D. For Withhold Management
2 Ratify Auditors For For Management
3 Divest from Tobacco Equities Against Against Shareholder
- --------------------------------------------------------------------------------
QUIKSILVER, INC.
Ticker: ZQK Security ID and/or CUSIP No.: 74838C106
Meeting Date: MAR 26, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Barnum, Jr. For For Management
1.2 Elect Director Charles E. Crowe For Withhold Management
1.3 Elect Director Michael H. Gray For For Management
1.4 Elect Director Robert G. Kirby For Withhold Management
1.5 Elect Director Bernard Mariette For Withhold Management
1.6 Elect Director Robert B. McKnight, Jr. For Withhold Management
1.7 Elect Director Franck Riboud For Withhold Management
1.8 Elect Director Tom Roach For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approval of the Terms of the Executive For For Management
Incentive Plan
- --------------------------------------------------------------------------------
REGIS CORP.
Ticker: RGS Security ID and/or CUSIP No.: 758932107
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rolf E. Bjelland For For Management
1.2 Elect Director Paul D. Finkelstein For For Management
1.3 Elect Director Thomas L. Gregory For For Management
1.4 Elect Director Van Zandt Hawn For For Management
1.5 Elect Director Susan S. Hoyt For For Management
1.6 Elect Director David B. Kunin For For Management
1.7 Elect Director Myron Kunin For For Management
- --------------------------------------------------------------------------------
RELIANT ENERGY INC.
Ticker: RRI Security ID and/or CUSIP No.: 75952B105
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laree E. Perez For For Management
1.2 Elect Director William L. Transier For For Management
2 Ratify Auditors For For Management
3 Adopt Executive Retention Ratio Against Against Shareholder
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID and/or CUSIP No.: 773903109
Meeting Date: FEB 4, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director Don H. Davis, Jr. For For Management
A.2 Elect Director William H. Gray, III For For Management
A.3 Elect Director William T. McCormick, Jr. For For Management
A.4 Elect Director Keith D. Nosbusch For For Management
B Ratify Auditors For For Management
C Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
RYAN'S RESTAURANT GROUP, INC.
Ticker: RYAN Security ID and/or CUSIP No.: 783519101
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Way For For Management
1.2 Elect Director G. Edwin Mccranie For For Management
1.3 Elect Director James M. Shoemaker, Jr. For Withhold Management
1.4 Elect Director Barry L. Edwards For For Management
1.5 Elect Director Harold K. Roberts, Jr. For For Management
1.6 Elect Director Brian S. Mackenzie For For Management
1.7 Elect Director James D. Cockman For For Management
2 Change Company Name For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEALED AIR CORP.
Ticker: SEE Security ID and/or CUSIP No.: 81211K100
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hank Brown For For Management
1.2 Elect Director Michael Chu For For Management
1.3 Elect Director Lawrence R. Codey For For Management
1.4 Elect Director T.J. Dermot Dunphy For For Management
1.5 Elect Director Charles F. Farrell, Jr. For For Management
1.6 Elect Director William V. Hickey For For Management
1.7 Elect Director Kenneth P. Manning For For Management
1.8 Elect Director William J. Marino For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYBASE, INC.
Ticker: SY Security ID and/or CUSIP No.: 871130100
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cecilia Claudio For For Management
1.2 Elect Director L. William Krause For For Management
1.3 Elect Director Robert P. Wayman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYMANTEC CORP.
Ticker: SYMC Security ID and/or CUSIP No.: 871503108
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tania Amochaev For For Management
1.2 Elect Director William Coleman For For Management
1.3 Elect Director Dr. Per-Kristian Halvorsen For For Management
1.4 Elect Director David Mahoney For For Management
1.5 Elect Director Robert S. Miller For For Management
1.6 Elect Director Bill Owens For For Management
1.7 Elect Director George Reyes For For Management
1.8 Elect Director Daniel H. Schulman For For Management
1.9 Elect Director John W. Thompson For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Stock Option Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID and/or CUSIP No.: 881624209
Meeting Date: OCT 27, 2003 Meeting Type: Special
Record Date: SEP 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect G. Shalev as an External Director For For Management
2 Approve Increase in Remuneration of For For Management
Directors other than the Chairman
- --------------------------------------------------------------------------------
TRIAD HOSPITALS, INC.
Ticker: TRI Security ID and/or CUSIP No.: 89579K109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Shelton For For Management
1.2 Elect Director Thomas F. Frist III For For Management
1.3 Elect Director Gale E. Sayers For For Management
1.4 Elect Director Nancy-Ann DeParle For For Management
1.5 Elect Director Michael K. Jhin For For Management
1.6 Elect Director Harriet R. Michel For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
UNITED STATES STEEL CORP.
Ticker: X Security ID and/or CUSIP No.: 912909108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Darnall For For Management
1.2 Elect Director Roy G. Dorrance For For Management
1.3 Elect Director Charles R. Lee For For Management
1.4 Elect Director John G. Drosdick For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITEDGLOBAL.COM INC
Ticker: UCOMA Security ID and/or CUSIP No.: 913247508
Meeting Date: FEB 11, 2004 Meeting Type: Special
Record Date: JAN 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID and/or CUSIP No.: 928298108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Felix Zandman For Withhold Management
1.2 Elect Director Philippe Gazeau For Withhold Management
1.3 Elect Director Zvi Grinfas For For Management
1.4 Elect Director Dr. Gerald Paul For Withhold Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID and/or CUSIP No.: 929042109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Robert P. Kogod For For Management
1.2 Elect Trustee David Mandelbaum For For Management
1.3 Elect Trustee Richard R. West For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES
Ticker: WTS Security ID and/or CUSIP No.: 942749102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy P. Horne For For Management
1.2 Elect Director Kenneth J. Mcavoy For Withhold Management
1.3 Elect Director John K. Mcgillicuddy For For Management
1.4 Elect Director Gordon W. Moran For For Management
1.5 Elect Director Daniel J. Murphy, III For For Management
1.6 Elect Director Patrick S. O'Keefe For For Management
1.7 Elect Director Roger A. Young For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC., THE
Ticker: WMB Security ID and/or CUSIP No.: 969457100
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Lillis For For Management
1.2 Elect Director William G. Lowrie For For Management
1.3 Elect Director Joseph H. Williams For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
=============================== SMALL CAP VALUE ================================
ABGENIX, INC.
Ticker: ABGX Security ID and/or CUSIP No.: 00339B107
Meeting Date: JUN 7, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Scott Greer For For Management
1.2 Elect Director M. Kathleen Behrens, For For Management
Ph.D.
1.3 Elect Director Raju S. Kucherlapati, For For Management
Ph.D.
1.4 Elect Director Kenneth B. Lee, Jr. For For Management
1.5 Elect Director Mark B. Logan For For Management
1.6 Elect Director Thomas G. Wiggans For For Management
1.7 Elect Director Raymond M. Withy, Ph.D. For For Management
- --------------------------------------------------------------------------------
ACCREDO HEALTH, INC.
Ticker: ACDO Security ID and/or CUSIP No.: 00437V104
Meeting Date: NOV 25, 2003 Meeting Type: Annual
Record Date: SEP 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dick R. Gourley as Class For For Management
II Director
1.2 Elect Director Thomas G. Rotherham as For For Management
Class II Director
1.3 Elect Director William Edward Evans as For For Management
Class III Director
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADAPTEC, INC.
Ticker: ADPT Security ID and/or CUSIP No.: 00651F108
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUN 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl J. Conti For For Management
1.2 Elect Director Victoria L. Cotten For For Management
1.3 Elect Director Lucie J. Fjeldstad For Withhold Management
1.4 Elect Director Joseph S. Kennedy For For Management
1.5 Elect Director Ilene H. Lang For Withhold Management
1.6 Elect Director Robert J. Loarie For Withhold Management
1.7 Elect Director Robert N. Stephens For For Management
1.8 Elect Director Dr. Douglas E. Van For For Management
Houweling
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
ADOLOR CORP
Ticker: ADLR Security ID and/or CUSIP No.: 00724X102
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Goddard, Ph.D. For For Management
1.2 Elect Director Claude H. Nash, Ph.D. For For Management
1.3 Elect Director Donald Nickelson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADVO, INC.
Ticker: AD Security ID and/or CUSIP No.: 007585102
Meeting Date: JAN 23, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd C. Brown For For Management
1.2 Elect Director David F. Dyer For For Management
1.3 Elect Director Bobbie Gaunt For For Management
1.4 Elect Director Karen Kaplan For For Management
1.5 Elect Director John J. Mahoney For For Management
1.6 Elect Director Gary M. Mulloy For For Management
1.7 Elect Director Howard H. Newman For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANDREW CORP.
Ticker: ANDW Security ID and/or CUSIP No.: 034425108
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Bollinger, Ph.D. For For Management
1.2 Elect Director Philip Wm. Colburn For For Management
1.3 Elect Director Thomas A. Donahoe For For Management
1.4 Elect Director Ralph E. Faison For For Management
1.5 Elect Director Jere D. Fluno For For Management
1.6 Elect Director William O. Hunt For For Management
1.7 Elect Director Charles R. Nicholas For For Management
1.8 Elect Director Robert G. Paul For For Management
1.9 Elect Director Gerald A. Poch For For Management
1.10 Elect Director Glen O. Toney, Ph.D. For For Management
1.11 Elect Director Dennis L. Whipple For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ARCTIC CAT, INC.
Ticker: ACAT Security ID and/or CUSIP No.: 039670104
Meeting Date: AUG 7, 2003 Meeting Type: Annual
Record Date: JUN 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Ness For Withhold Management
1.2 Elect Director Gregg A. Ostrander For For Management
- --------------------------------------------------------------------------------
BANKATLANTIC BANCORP, INC.
Ticker: BBX Security ID and/or CUSIP No.: 065908501
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Coldren For For Management
1.2 Elect Director Mary E. Ginestra For For Management
1.3 Elect Director Willis N. Holcombe For For Management
1.4 Elect Director Jarett S. Levan For For Management
2 Approve Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
CATO CORPORATION, THE
Ticker: CTR Security ID and/or CUSIP No.: 149205106
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Currin For Withhold Management
1.2 Elect Director A.F. (Pete) Sloan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Stock Option Plan For For Management
5 Ratify Auditors For For Management
6 Other Business For Against Management
- --------------------------------------------------------------------------------
COLONIAL PROPERTIES TRUST
Ticker: CLP Security ID and/or CUSIP No.: 195872106
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee M. Miller Gorrie For For Management
1.2 Elect Trustee James K. Lowder For For Management
1.3 Elect Trustee Herbert A. Meisler For For Management
1.4 Elect Trustee John W. Spiegel For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Trustees For For Management
- --------------------------------------------------------------------------------
COMMERCIAL FEDERAL CORP.
Ticker: CFB Security ID and/or CUSIP No.: 201647104
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Talton K. Anderson For Withhold Management
1.2 Elect Director James P. O'Donnell For Withhold Management
1.3 Elect Director Robert J. Hutchinson For Withhold Management
1.4 Elect Director Jane E. Miller For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONNETICS CORP.
Ticker: CNCT Security ID and/or CUSIP No.: 208192104
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander E. Barkas, For For Management
Ph.D.
1.2 Elect Director Eugene A. Bauer, M.D. For Withhold Management
1.3 Elect Director R. Andrew Eckert For For Management
1.4 Elect Director Denise M. Gilbert, Ph.D. For For Management
1.5 Elect Director John C. Kane For For Management
1.6 Elect Director Thomas D. Kiley For For Management
1.7 Elect Director Leon E. Panetta For Withhold Management
1.8 Elect Director G. Kirk Raab For For Management
1.9 Elect Director Thomas G. Wiggans For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
DUPONT PHOTOMASKS, INC.
Ticker: DPMI Security ID and/or CUSIP No.: 26613X101
Meeting Date: NOV 4, 2003 Meeting Type: Annual
Record Date: SEP 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. James Prendergast For For Management
1.2 Elect Director William T. Siegle For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EFUNDS CORPORATION
Ticker: EFD Security ID and/or CUSIP No.: 28224R101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Almeida For For Management
1.2 Elect Director Sheila A. Penrose For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC.
Ticker: EFII Security ID and/or CUSIP No.: 286082102
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gill Cogan For For Management
1.2 Elect Director Jean-Louis Gassee For For Management
1.3 Elect Director Guy Gecht For For Management
1.4 Elect Director James S. Greene For For Management
1.5 Elect Director Dan Maydan For For Management
1.6 Elect Director Fred Rosenzweig For For Management
1.7 Elect Director Thomas I. Unterberg For For Management
1.8 Elect Director David Peterschmidt For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ENERGEN CORP.
Ticker: EGN Security ID and/or CUSIP No.: 29265N108
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen D. Ban For For Management
1.2 Elect Director Julian W. Banton For For Management
1.3 Elect Director T. Michael Goodrich For For Management
1.4 Elect Director Wm. Michael Warren Jr. For For Management
1.5 Elect Director David W. Wilson For For Management
- --------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS, INC.
Ticker: FDS Security ID and/or CUSIP No.: 303075105
Meeting Date: JAN 8, 2004 Meeting Type: Annual
Record Date: NOV 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Billeadeau For For Management
1.2 Elect Director Philip A. Hadley For For Management
1.3 Elect Director John C. Mickle For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FARGO ELECTRONICS, INC.
Ticker: FRGO Security ID and/or CUSIP No.: 30744P102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David D. Murphy For For Management
1.2 Elect Director Elaine A. Pullen For For Management
- --------------------------------------------------------------------------------
FIRST FINANCIAL HOLDINGS, INC.
Ticker: FFCH Security ID and/or CUSIP No.: 320239106
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary C. Banks, Jr. For For Management
1.2 Elect Director Paula Harper Bethea For For Management
1.3 Elect Director Paul G. Campbell, Jr. For For Management
2 Approve Non-Employee Director Stock For For Management
Option Plan
3 Approve Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
FLOWSERVE CORP.
Ticker: FLS Security ID and/or CUSIP No.: 34354P105
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher A. Bartlett For For Management
1.2 Elect Director Hugh K. Coble For For Management
1.3 Elect Director George T. Haymaker, Jr. For For Management
1.4 Elect Director William C. Rusnack For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GENESEE & WYOMING INC.
Ticker: GWR Security ID and/or CUSIP No.: 371559105
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis S. Fuller For For Management
1.2 Elect Director Philip J. Ringo For For Management
1.3 Elect Director Mark A. Scudder For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GLENBOROUGH REALTY TRUST INC.
Ticker: GLB Security ID and/or CUSIP No.: 37803P105
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Batinovich For For Management
1.2 Elect Director Laura Wallace For For Management
- --------------------------------------------------------------------------------
GREATER BAY BANCORP
Ticker: GBBK Security ID and/or CUSIP No.: 391648102
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick J. de Grosz For For Management
1.2 Elect Director Susan Ford Dorsey For For Management
1.3 Elect Director James E. Jackson For For Management
1.4 Elect Director Stanley A. Kangas For For Management
1.5 Elect Director George M. Marcus For For Management
1.6 Elect Director Duncan L. Matteson For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors Against For Management
6 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
HEADWATERS INCORPORATED
Ticker: HDWR Security ID and/or CUSIP No.: 42210P102
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: JAN 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Sam Christensen For For Management
1.2 Elect Director William S. Dickinson For For Management
1.3 Elect Director Malyn K. Malquist For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
INTERTAN, INC.
Ticker: ITN Security ID and/or CUSIP No.: 461120107
Meeting Date: DEC 5, 2003 Meeting Type: Annual
Record Date: OCT 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Darcy McKeough For For Management
1.2 Elect Director Ron G. Stegall For For Management
- --------------------------------------------------------------------------------
JDA SOFTWARE GROUP, INC.
Ticker: JDAS Security ID and/or CUSIP No.: 46612K108
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas G. Marlin For For Management
1.2 Elect Director Jock Patton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KEMET CORPORATION
Ticker: KEM Security ID and/or CUSIP No.: 488360108
Meeting Date: JUL 23, 2003 Meeting Type: Annual
Record Date: JUN 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Volpe For Withhold Management
1.2 Elect Director Dr. Jeffrey A. Graves For Withhold Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
KEYSTONE PROPERTY TRUST
Ticker: KTR Security ID and/or CUSIP No.: 493596100
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Donald E. Callaghan For For Management
1.2 Elect Trustee Jonathan D. Eilian For For Management
1.3 Elect Trustee John S. Moody For For Management
2 Declassify the Board of Trustees For For Management
- --------------------------------------------------------------------------------
KRONOS WORLDWIDE, INC.
Ticker: KRO Security ID and/or CUSIP No.: 50105F105
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cecil H. Moore, Jr. For For Management
1.2 Elect Director George E. Poston For For Management
1.3 Elect Director Glenn R. Simmons For Withhold Management
1.4 Elect Director Harold C. Simmons For Withhold Management
1.5 Elect Director Dr. R. Gerald Turner For For Management
1.6 Elect Director Steven L. Watson For Withhold Management
2 Other Business For Against Management
- --------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORP.
Ticker: LSCC Security ID and/or CUSIP No.: 518415104
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark O. Hatfield For For Management
1.2 Elect Director Cyrus Y. Tsui For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAF BANCORP, INC.
Ticker: MAFB Security ID and/or CUSIP No.: 55261R108
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry A. Ekl For Withhold Management
1.2 Elect Director Kenneth R. Koranda For Withhold Management
1.3 Elect Director Thomas R. Perz For Withhold Management
1.4 Elect Director Lois B. Vasto For Withhold Management
1.5 Elect Director Jerry A. Weberling For Withhold Management
- --------------------------------------------------------------------------------
MAF BANCORP, INC.
Ticker: MAFB Security ID and/or CUSIP No.: 55261R108
Meeting Date: NOV 25, 2003 Meeting Type: Special
Record Date: OCT 6, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
MICROSEMI CORP.
Ticker: MSCC Security ID and/or CUSIP No.: 595137100
Meeting Date: FEB 25, 2004 Meeting Type: Annual
Record Date: JAN 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Peterson For For Management
1.2 Elect Director Nick E. Yocca For Withhold Management
1.3 Elect Director Thomas R. Anderson For For Management
1.4 Elect Director Dennis R. Leibel For For Management
1.5 Elect Director William E. Bendush For For Management
1.6 Elect Director William L. Healey For For Management
1.7 Elect Director Harold A. Blonquist For For Management
- --------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC.
Ticker: MLI Security ID and/or CUSIP No.: 624756102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gennaro J. Fulvio For Withhold Management
1.2 Elect Director Gary S. Gladstein For Withhold Management
1.3 Elect Director Terry Hermanson For Withhold Management
1.4 Elect Director Robert B. Hodes For Withhold Management
1.5 Elect Director Harvey L. Karp For Withhold Management
1.6 Elect Director William D. O'Hagan For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NABI BIOPHARMACEUTICALS
Ticker: NABI Security ID and/or CUSIP No.: 629519109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Castaldi For For Management
1.2 Elect Director Geoffrey F. Cox, Ph.D. For For Management
1.3 Elect Director George W. Ebright For For Management
1.4 Elect Director Richard A. Harvey, Jr. For For Management
1.5 Elect Director Linda Jenckes For For Management
1.6 Elect Director Thomas H. McLain For For Management
1.7 Elect Director Stephen G. Sudovar For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
NETIQ CORPORATION
Ticker: NTIQ Security ID and/or CUSIP No.: 64115P102
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Barram as Class For For Management
II Director
1.2 Elect Director Michael J. Maples as Class For For Management
II Director
1.3 Elect Director Michael J. Rose as Class For For Management
II Director
1.4 Elect Director Maureen F. McNichols as For For Management
Class III Director
2 Ratify Auditors For For Management
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NL INDUSTRIES, INC.
Ticker: NL Security ID and/or CUSIP No.: 629156407
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cecil H. Moore, Jr. For For Management
1.2 Elect Director Glenn R. Simmons For Withhold Management
1.3 Elect Director Harold C. Simmons For Withhold Management
1.4 Elect Director Gen. Thomas P. Stafford For For Management
1.5 Elect Director Steven L. Watson For Withhold Management
1.6 Elect Director Terry N. Worrell For For Management
2 Other Business For Against Management
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OSI SYSTEMS, INC.
Ticker: OSIS Security ID and/or CUSIP No.: 671044105
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deepak Chopra For Withhold Management
1.2 Elect Director Ajay Mehra For Withhold Management
1.3 Elect Director Steven C. Good For For Management
1.4 Elect Director Meyer Luskin For For Management
1.5 Elect Director Madan G. Syal For Withhold Management
1.6 Elect Director Chand R. Viswanathan For For Management
2 Ratify Auditors For For Management
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PERRIGO CO.
Ticker: PRGO Security ID and/or CUSIP No.: 714290103
Meeting Date: OCT 28, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary M. Cohen For For Management
1.2 Elect Director David T. Gibbons For For Management
1.3 Elect Director Judith A. Hemberger For For Management
2 Approve Omnibus Stock Plan For For Management
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PROVIDENT BANKSHARES CORP.
Ticker: PBKS Security ID and/or CUSIP No.: 743859100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melvin A. Bilal For For Management
1.2 Elect Director Ward B. Coe, III For Withhold Management
1.3 Elect Director William J. Crowley, Jr. For For Management
1.4 Elect Director Gary N. Geisel For For Management
1.5 Elect Director Bryan J. Logan For For Management
1.6 Elect Director Frederick W. Meier, Jr. For For Management
2 Approve Merger Agreement For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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RENAL CARE GROUP, INC.
Ticker: RCI Security ID and/or CUSIP No.: 759930100
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph C. Hutts For For Management
1.2 Elect Director Harry R. Jacobson, M.D. For For Management
1.3 Elect Director Thomas A. Lowery, M.D. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Increase Authorized Common Stock For For Management
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REPUBLIC BANCORP, INC.
Ticker: RBNC Security ID and/or CUSIP No.: 760282103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry D. Campbell For For Management
1.2 Elect Director Dana M. Cluckey For For Management
1.3 Elect Director George J. Butvilas For For Management
1.4 Elect Director Lee E. Benz For For Management
1.5 Elect Director Mary P. Cauley For For Management
1.6 Elect Director Richard J. Cramer, Sr. For For Management
1.7 Elect Director Barry J. Eckhold For For Management
1.8 Elect Director Gary Hurand For For Management
1.9 Elect Director Dennis J. Ibold For For Management
1.10 Elect Director Stanley A. Jacobson For For Management
1.11 Elect Director John J. Lennon For For Management
1.12 Elect Director Milton F. Lutz II For For Management
1.13 Elect Director Sam H. McGoun For For Management
1.14 Elect Director Kelly E. Miller For For Management
1.15 Elect Director Randolph P. Piper For For Management
1.16 Elect Director Dr. Isaac J. Powell For For Management
1.17 Elect Director William C. Rands III For For Management
1.18 Elect Director B. Thomas M. Smith, Jr. For For Management
1.19 Elect Director Dr. Jeoffrey K. Stross For For Management
1.20 Elect Director Steven E. Zack For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
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SCANSOURCE, INC.
Ticker: SCSC Security ID and/or CUSIP No.: 806037107
Meeting Date: DEC 4, 2003 Meeting Type: Annual
Record Date: OCT 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Baur For Withhold Management
1.2 Elect Director Steven R. Fischer For Withhold Management
1.3 Elect Director James G. Foody For Withhold Management
1.4 Elect Director Steven H. Owings For Withhold Management
1.5 Elect Director John P. Reilly For Withhold Management
2 Approve Non-Employee Director Stock For For Management
Option Plan
3 Ratify Auditors For Against Management
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SELECTIVE INSURANCE GROUP, INC.
Ticker: SIGI Security ID and/or CUSIP No.: 816300107
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Edward Herder For For Management
1.2 Elect Director Gregory E. Murphy For For Management
1.3 Elect Director William M. Rue For For Management
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SHUFFLE MASTER, INC.
Ticker: SHFL Security ID and/or CUSIP No.: 825549108
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark L. Yoseloff For For Management
1.2 Elect Director Garry W. Saunders For For Management
1.3 Elect Director Ken Robson For For Management
1.4 Elect Director Don R. Kornstein For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
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SOURCECORP, INC.
Ticker: SRCP Security ID and/or CUSIP No.: 836167106
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Walker For Withhold Management
1.2 Elect Director Ed H. Bowman, Jr. For Withhold Management
1.3 Elect Director David Lowenstein For Withhold Management
1.4 Elect Director G. Michael Bellenghi For Withhold Management
1.5 Elect Director Michael J. Bradley For For Management
1.6 Elect Director Donald F. Moorehead, Jr. For For Management
1.7 Elect Director Edward M. Rowell For For Management
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STAGE STORES, INC.
Ticker: STGS Security ID and/or CUSIP No.: 85254C305
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Davido For For Management
1.2 Elect Director Alan Gilman For For Management
1.3 Elect Director Michael Glazer For For Management
1.4 Elect Director Michael McCreery For For Management
1.5 Elect Director John Mentzer For For Management
1.6 Elect Director Margaret Monaco For For Management
1.7 Elect Director William Montgoris For For Management
1.8 Elect Director Walter Salmon For For Management
1.9 Elect Director James Scarborough For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
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SUPERIOR INDUSTRIES INTERNATIONAL, INC.
Ticker: SUP Security ID and/or CUSIP No.: 868168105
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheldon I. Ausman For For Management
1.2 Elect Director V. Bond Evans For For Management
2 Amend Executive Incentive Bonus Plan For For For Management
Louis L. Borick
3 Approve Executive Incentive Bonus Plan For For Management
For Steven J. Borick
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SUSQUEHANNA BANCSHARES, INC.
Ticker: SUSQ Security ID and/or CUSIP No.: 869099101
Meeting Date: APR 21, 2004 Meeting Type: Special
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Other Business For Against Management
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SUSQUEHANNA BANCSHARES, INC.
Ticker: SUSQ Security ID and/or CUSIP No.: 869099101
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne E. Alter, Jr. For For Management
1.2 Elect Director James G. Apple For For Management
1.3 Elect Director John M. Denlinger For For Management
1.4 Elect Director Chloe R. Eichelberger For For Management
1.5 Elect Director T. Max Hall For Withhold Management
1.6 Elect Director William B. Zimmerman For For Management
1.7 Elect Director E. Susan Piersol For For Management
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SWIFT ENERGY CO.
Ticker: SFY Security ID and/or CUSIP No.: 870738101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Earl Swift For For Management
1.2 Elect Director Greg Matiuk For For Management
1.3 Elect Director Henry C. Montgomery For For Management
1.4 Elect Director Deanna L. Cannon For For Management
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SWS GROUP, INC.
Ticker: SWS Security ID and/or CUSIP No.: 78503N107
Meeting Date: NOV 12, 2003 Meeting Type: Annual
Record Date: SEP 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don A. Buchholz For For Management
1.2 Elect Director Donald W. Hultgren For For Management
1.3 Elect Director Brodie L. Cobb For For Management
1.4 Elect Director J. Jan Collmer For For Management
1.5 Elect Director Ronald W. Haddock For For Management
1.6 Elect Director R. Jan LeCroy For For Management
1.7 Elect Director Frederick R. Meyer For For Management
1.8 Elect Director Jon L. Mosle, Jr. For For Management
2 Approve Restricted Stock Plan For For Management
3 Approve Deferred Compensation Plan For For Management
4 Other Business For Against Management
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TECHNE CORP.
Ticker: TECH Security ID and/or CUSIP No.: 878377100
Meeting Date: OCT 23, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Thomas E. Oland For For Management
2.2 Elect Director Roger C. Lucas, Ph.D. For Withhold Management
2.3 Elect Director Howard V. O'Connell For For Management
2.4 Elect Director G. Arthur Herbert For For Management
2.5 Elect Director Randolph C. Steer, M.D., For For Management
Ph.D.
2.6 Elect Director Christopher S. Henney, For For Management
D.Sc., Ph.D.
2.7 Elect Director Robert V. Baumgartner, For For Management
C.P.A.
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TREDEGAR CORPORATION
Ticker: TG Security ID and/or CUSIP No.: 894650100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald T. Cowles For For Management
1.2 Elect Director Richard W. Goodrum For Withhold Management
1.3 Elect Director John D. Gottwald For Withhold Management
1.4 Elect Director Thomas G. Slater, Jr. For Withhold Management
2 Approve Omnibus Stock Plan For For Management
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UNISOURCE ENERGY CORP.
Ticker: UNS Security ID and/or CUSIP No.: 909205106
Meeting Date: MAR 29, 2004 Meeting Type: Special
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
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UNISOURCE ENERGY CORP.
Ticker: UNS Security ID and/or CUSIP No.: 909205106
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Pignatelli For For Management
1.2 Elect Director Lawrence J. Aldrich For For Management
1.3 Elect Director Larry W. Bickle For For Management
1.4 Elect Director Elizabeth T. Bilby For For Management
1.5 Elect Director Harold W. Burlingame For For Management
1.6 Elect Director John L. Carter For For Management
1.7 Elect Director Robert A. Elliott For For Management
1.8 Elect Director Kenneth Handy For For Management
1.9 Elect Director Warren Y. Jobe For For Management
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WOODWARD GOVERNOR COMPANY
Ticker: WGOV Security ID and/or CUSIP No.: 980745103
Meeting Date: JAN 28, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Cohn For For Management
1.2 Elect Director Michael H. Joyce For For Management
1.3 Elect Director James R. Rulseh For For Management
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ZALE CORP.
Ticker: ZLC Security ID and/or CUSIP No.: 988858106
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. DiNicola For For Management
1.2 Elect Director Mary L. Forte For For Management
1.3 Elect Director J. Glen Adams For For Management
1.4 Elect Director A. David Brown For For Management
1.5 Elect Director Mary E. Burton For For Management
1.6 Elect Director Peter P. Copses For For Management
1.7 Elect Director Richard C. Marcus For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Bear Stearns Funds
By: /s/ Barry Sommers
----------------------
(Principal Executive Officer)
Date August 17, 2004