UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-8979
The Victory Variable Insurance Funds
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(Exact name of registrant as specified in charter)
3435 Stelzer Road, Columbus, Ohio 43219
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(Address of Principal Executive Office) (Zip Code)
George Stevens
BISYS Fund Services Ohio, Inc.
3435 Stelzer Road
Columbus, Ohio 43219
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(Name and address of agent for service)
Registrant's telephone number, including area code: (800) 362-5365
Date of fiscal year end: December 31
Date of reporting period: July 1, 2003 - June 30, 2004
Item 1. Proxy Voting Record
VVI Diversified Stock Fund Victory Variable Insurance Funds
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AIR PRODUCTS AND CHEMICALS, INC. Agenda: 932076436
CUSIP: 009158106 Meeting Type: Annual
Ticker: APD Meeting Date: 1/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W. DOUGLAS FORD Mgmt For For
JAMES F. HARDYMON Mgmt For For
PAULA G. ROSPUT Mgmt For For
LAWRASON D. THOMAS Mgmt For For
02 APPOINTMENT OF AUDITORS. RATIFICATION Mgmt For For
OF APPOINTMENT OF KPMG LLP, AS
INDEPENDENT AUDITORS FOR FISCAL YEAR
2004.
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ALCOA INC. Agenda: 932097694
CUSIP: 013817101 Meeting Type: Annual
Ticker: AA Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ALAIN J.P. BELDA Mgmt For For
CARLOS GHOSN Mgmt For For
HENRY B. SCHACHT Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
02 PROPOSAL TO APPROVE THE 2004 ALCOA Mgmt For For
STOCK INCENTIVE PLAN.
3A SHAREHOLDER PROPOSAL RELATING TO PAY Shr Against For
DISPARITY
3B SHAREHOLDER PROPOSAL RELATING TO Shr Against For
CHANGE IN CONTROL SEVERANCE PLAN
- -------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC Agenda: 932104932
CUSIP: 025537101 Meeting Type: Annual
Ticker: AEP Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 E.R. BROOKS Mgmt For For
D.M. CARLTON Mgmt For For
J.P. DESBARRES Mgmt For For
R.W. FRI Mgmt For For
W.R. HOWELL Mgmt For For
L.A. HUDSON, JR. Mgmt For For
L.J. KUJAWA Mgmt For For
01 M.G. MORRIS Mgmt For For
R.L. SANDOR Mgmt For For
D.G. SMITH Mgmt For For
K.D. SULLIVAN Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL REGARDING Shr For Against
SEVERENCE AGREEMENTS FOR EXECUTIVES
04 SHAREHOLDER PROPOSAL REGARDING Shr Against For
SUPPLEMENTAL EXECUTIVE RETIREMENT
05 SHAREHOLDER PROPOSAL ALLOWING Shr For Against
INDEPENDENT AUDITORS TO PERFORM ONLY
AUDIT AND AUDIT RELATED WORK
06 SHAREHOLDER PROPOSAL REGARDING TERM Shr Against For
LIMITS FOR DIRECTORS
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AMERICAN INTERNATIONAL GROUP, INC. Agenda: 932133072
CUSIP: 026874107 Meeting Type: Annual
Ticker: AIG Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 M. AIDINOFF Mgmt For For
P. CHIA Mgmt For For
M. COHEN Mgmt For For
W. COHEN Mgmt For For
M. FELDSTEIN Mgmt For For
E. FUTTER Mgmt For For
M. GREENBERG Mgmt For For
C. HILLS Mgmt For For
F. HOENEMEYER Mgmt For For
R. HOLBROOKE Mgmt For For
D. KANAK Mgmt For For
H. SMITH Mgmt For For
M. SULLIVAN Mgmt For For
E. TSE Mgmt For For
F. ZARB Mgmt For For
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL Mgmt Against Against
COMPENSATION PLAN
03 ADOPT A DIRECTOR STOCK PLAN Mgmt For For
04 RATIFICATION OF INDEPENDENT Mgmt For For
05 SHAREHOLDER PROPOSAL I DESCRIBED IN Shr Against For
THE PROXY STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN Shr Against For
THE PROXY STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN Shr Against For
THE PROXY STATEMENT
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ANHEUSER-BUSCH COMPANIES, INC. Agenda: 932103865
CUSIP: 035229103 Meeting Type: Annual
Ticker: BUD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 AUGUST A. BUSCH III Mgmt For For
CARLOS FERNANDEZ G. Mgmt For For
JAMES R. JONES Mgmt For For
ANDREW C. TAYLOR Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
02 APPROVAL OF INDEPENDENT AUDITORS Mgmt For For
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AUTOMATIC DATA PROCESSING, INC. Agenda: 932040152
CUSIP: 053015103 Meeting Type: Annual
Ticker: ADP Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
GARY C. BUTLER Mgmt For For
JOSEPH A. CALIFANO, JR. Mgmt For For
LEON G. COOPERMAN Mgmt For For
ANN DIBBLE JORDAN Mgmt For For
HARVEY M. KRUEGER Mgmt For For
FREDERIC V. MALEK Mgmt For For
HENRY TAUB Mgmt For For
ARTHUR F. WEINBACH Mgmt For For
JOSH S. WESTON Mgmt For For
02 APPROVAL OF THE AMENDMENTS TO THE Mgmt For For
COMPANY S 2000 KEY EMPLOYEES STOCK
OPTION PLAN
03 APPROVAL OF THE AMENDMENT TO THE Mgmt Against Against
COMPANY S EMPLOYEES SAVINGS- STOCK
PURCHASE PLAN
04 APPROVAL OF THE COMPANY S 2003 Mgmt For For
DIRECTOR STOCK PLAN
05 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
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BP P.L.C. Agenda: 932097808
CUSIP: 055622104 Meeting Type: Annual
Ticker: BP Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 LORD BROWNE Mgmt For For
DR B E GROTE Mgmt For For
MR H M P MILES Mgmt For For
SIR ROBIN NICHOLSON Mgmt For For
MR R L OLVER Mgmt For For
SIR IAN PROSSER Mgmt For For
07 TO ELECT MR A BURGMANS AS A DIRECTOR Mgmt For For
08 TO REAPPOINT ERNST & YOUNG LLP AS Mgmt For For
AUDITORS
09 TO AMEND THE ARTICLES OF ASSOCIATION Mgmt For For
OF THE COMPANY
10 TO GIVE AUTHORITY TO ALLOT SHARES UP Mgmt For For
TO A SPECIFIED AMOUNT
11 SPECIAL RESOLUTION: TO GIVE AUTHORITY Mgmt For For
TO ALLOT A LIMITED NUMBER OF SHARES
FOR CASH WITHOUT MAKING AN OFFER TO
SHAREHOLDERS
12 SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt For For
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
13 TO AUTHORISE THE USE OF TREASURY Mgmt For For
SHARES FOR EMPLOYEE SHARE SCHEMES
14 TO APPROVE THE DIRECTORS Mgmt For For
REMUNERATION REPORT
15 TO DETERMINE THE LIMIT FOR THE Mgmt For For
AGGREGATE REMUNERATION OF THE NON-
EXECUTIVE DIRECTORS
16 TO RECEIVE THE DIRECTORS ANNUAL Mgmt For For
REPORT AND THE ACCOUNTS
17 SPECIAL SHAREHOLDER RESOLUTION: TO Shr Against For
INSTRUCT THE COMPANY TO PREPARE A
REPORT MAKING CERTAIN DISCLOSURES ON
MATTERS OF CONTROL AND RISK IN
PROTECTED AND SENSITIVE AREAS
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BMC SOFTWARE, INC. Agenda: 932027394
CUSIP: 055921100 Meeting Type: Annual
Ticker: BMC Meeting Date: 8/21/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 B. GARLAND CUPP Mgmt For For
01 ROBERT E. BEAUCHAMP Mgmt For For
JON E. BARFIELD Mgmt For For
JOHN W. BARTER Mgmt For For
MELDON K. GAFNER Mgmt For For
L.W. GRAY Mgmt For For
KATHLEEN A. O'NEIL Mgmt For For
GEORGE F. RAYMOND Mgmt For For
TOM C. TINSLEY Mgmt For For
02 PROPOSAL TO RATIFY THE BOARD S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL YEAR ENDING MARCH 31,
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BEARINGPOINT, INC. Agenda: 932052309
CUSIP: 074002106 Meeting Type: Annual
Ticker: BE Meeting Date: 11/4/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 RANDOLPH C. BLAZER Mgmt For For
RODERICK C. MCGEARY Mgmt For For
ALICE M. RIVLIN Mgmt For For
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THE BOEING COMPANY Agenda: 932113020
CUSIP: 097023105 Meeting Type: Annual
Ticker: BA Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JOHN H. BIGGS Mgmt For For
JOHN E. BRYSON Mgmt For For
LINDA Z. COOK Mgmt For For
ROZANNE L. RIDGWAY Mgmt For For
02 APPROVE AMENDMENTS TO ELIMINATE Mgmt For For
CERTAIN SUPERMAJORITY VOTE
REQUIREMENTS.
03 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
04 PREPARE A REPORT ON MILITARY Shr Against For
05 ADOPT HUMAN RIGHTS POLICIES. Shr Against For
06 DECLASSIFY THE BOARD OF DIRECTORS. Shr Against For
07 ADOPT SIMPLE MAJORITY VOTE. Shr For Against
08 REQUIRE APPROVAL OF SEVERANCE Shr Against For
AGREEMENTS.
09 ADOPT RETENTION OF STOCK POLICY. Shr Against For
10 GIVE EMPLOYEES CHOICE OF PENSION Shr Against For
PLANS AT RETIREMENT OR TERMINATION.
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BRISTOL-MYERS SQUIBB COMPANY Agenda: 932113347
CUSIP: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 P.R. DOLAN Mgmt For For
L.V. GERSTNER, JR. Mgmt For For
L. JOHANSSON Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt Against Against
03 PUBLICATION OF POLITICAL Shr Against For
04 PROHIBITION OF POLITICAL Shr Against For
05 SEPARATION OF CHAIRMAN AND CEO Shr For Against
POSITIONS
06 HIV/AIDS-TB-MALARIA Shr Against For
07 DIRECTOR VOTE THRESHOLD Shr Against For
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CITIGROUP INC. Agenda: 932106215
CUSIP: 172967101 Meeting Type: Annual
Ticker: C Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 C. MICHAEL ARMSTRONG Mgmt For For
ALAIN J.P. BELDA Mgmt For For
GEORGE DAVID Mgmt For For
KENNETH T. DERR Mgmt For For
JOHN M. DEUTCH Mgmt For For
R. HERNANDEZ RAMIREZ Mgmt For For
ANN DIBBLE JORDAN Mgmt For For
DUDLEY C. MECUM Mgmt For For
RICHARD D. PARSONS Mgmt For For
ANDRALL E. PEARSON Mgmt For For
CHARLES PRINCE Mgmt For For
ROBERT E. RUBIN Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
SANFORD I. WEILL Mgmt For For
ROBERT B. WILLUMSTAD Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
KPMG LLP AS CITIGROUP S INDEPENDENT
AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
CURB ON EXECUTIVE COMPENSATION, NO
FUTURE STOCK OPTION GRANTS AND NO
RENEWALS OR EXTENSIONS OF OPTION
04 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
DISCONTINUATION OF ALL RIGHTS,
OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
THE CHAIRMAN OF THE BOARD HAVE NO
MANAGEMENT DUTIES, TITLES OR
RESPONSIBILITIES.
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THE COCA-COLA COMPANY Agenda: 932100352
CUSIP: 191216100 Meeting Type: Annual
Ticker: KO Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 HERBERT A. ALLEN Mgmt For For
RONALD W. ALLEN Mgmt For For
CATHLEEN P. BLACK Mgmt For For
WARREN E. BUFFETT Mgmt For For
DOUGLAS N. DAFT Mgmt For For
BARRY DILLER Mgmt For For
DONALD R. KEOUGH Mgmt For For
SUSAN BENNETT KING Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
DONALD F. MCHENRY Mgmt For For
ROBERT L. NARDELLI Mgmt For For
SAM NUNN Mgmt For For
J. PEDRO REINHARD Mgmt For For
JAMES D. ROBINSON III Mgmt For For
PETER V. UEBERROTH Mgmt For For
JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
03 SHARE-OWNER PROPOSAL REGARDING REPORT Shr Against Against
RELATED TO GLOBAL HIV/AIDS PANDEMIC
04 SHARE-OWNER PROPOSAL REGARDING STOCK Shr Against For
OPTION GLASS CEILING REPORT
05 SHARE-OWNER PROPOSAL REGARDING Shr Against For
EXECUTIVE COMPENSATION
06 SHARE-OWNER PROPOSAL REGARDING Shr Against For
RESTRICTED STOCK
07 SHARE-OWNER PROPOSAL REGARDING SENIOR Shr For Against
EXECUTIVE PARTICIPATION IN COMPANY S
COMPENSATION AND DEFERRAL INVESTMENT
PROGRAM
08 SHARE-OWNER PROPOSAL ON CHINA Shr Against For
BUSINESS PRINCIPLES
09 SHARE-OWNER PROPOSAL REGARDING Shr For Against
SEPARATE POSITIONS OF CEO AND
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COMCAST CORPORATION Agenda: 932139012
CUSIP: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 S. DECKER ANSTROM Mgmt For For
C. MICHAEL ARMSTRONG Mgmt For For
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
JULIAN A. BRODSKY Mgmt For For
JOSEPH L. CASTLE, II Mgmt For For
J. MICHAEL COOK Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
DR. JUDITH RODIN Mgmt For For
MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS. Mgmt For For
03 2002 RESTRICTED STOCK PLAN. Mgmt For For
04 AMENDMENT TO ARTICLES OF Mgmt For For
05 ESTABLISH A TWO-THIRDS INDEPENDENT Shr Against For
BOARD.
06 DISCLOSE POLITICAL CONTRIBUTIONS. Shr Against For
07 NOMINATE TWO DIRECTORS FOR EVERY OPEN Shr Against For
DIRECTORSHIP.
08 LIMIT COMPENSATION FOR SENIOR Shr Against For
EXECUTIVES.
09 ADOPT A RECAPITALIZATION PLAN. Shr For Against
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DELL COMPUTER CORPORATION Agenda: 932010123
CUSIP: 247025109 Meeting Type: Annual
Ticker: DELL Meeting Date: 7/18/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 MICHAEL A. MILES Mgmt For For
ALEX J. MANDL Mgmt For For
MORTON L. TOPFER Mgmt For For
02 ELIMINATION OF CLASSIFIED BOARD Mgmt For For
03 CHANGE OF COMPANY NAME TO DELL INC. Mgmt For For
04 APPROVAL OF EXECUTIVE ANNUAL Mgmt For For
INCENTIVE BONUS PLAN
- -------------------------------------------------------------------------------------------------------
DELPHI CORPORATION Agenda: 932106152
CUSIP: 247126105 Meeting Type: Annual
Ticker: DPH Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 OSCAR BERNARDES Mgmt For For
DR. BERND GOTTSCHALK Mgmt For For
JOHN D. OPIE Mgmt For For
02 RATIFY SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT ACCOUNTANTS
03 APPROVE THE DELPHI CORPORATION ANNUAL Mgmt For For
INCENTIVE PLAN
04 APPROVE THE DELPHI CORPORATION LONG- Mgmt For For
TERM INCENTIVE PLAN
05 STOCKHOLDER PROPOSAL RELATING TO THE Shr For Against
REDEMPTION OF DELPHI S STOCKHOLDER
RIGHTS PLAN
06 STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For
ANNUAL ELECTION OF DIRECTORS
07 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
ADOPTION OF CODE FOR DELPHI S
INTERNATIONAL OPERATIONS
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THE WALT DISNEY COMPANY Agenda: 932078175
CUSIP: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 3/3/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JOHN E. BRYSON Mgmt For For
JOHN S. CHEN Mgmt For For
MICHAEL D. EISNER Mgmt For For
JUDITH L. ESTRIN Mgmt For For
ROBERT A. IGER Mgmt For For
AYLWIN B. LEWIS Mgmt For For
MONICA C. LOZANO Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
01 GEORGE J. MITCHELL Mgmt For For
LEO J. O'DONOVAN, S.J. Mgmt For For
GARY L. WILSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
2004.
03 TO APPROVE THE HARRINGTON INVESTMENTS Shr Against For
SHAREHOLDER PROPOSAL RELATING TO
LABOR STANDARDS FOR CHINA.
04 TO APPROVE THE NEW YORK CITY Shr Against For
RETIREMENT SYSTEMS AND PENSION FUNDS
PROPOSAL RELATING TO LABOR STANDARDS
IN CHINA.
05 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO THEME PARK SAFETY
REPORTING.
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DUKE ENERGY CORPORATION Agenda: 932109677
CUSIP: 264399106 Meeting Type: Annual
Ticker: DUK Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 PAUL M. ANDERSON Mgmt For For
ANN M. GRAY Mgmt For For
MICHAEL E.J. PHELPS Mgmt For For
JAMES T. RHODES Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS DUKE ENERGY S INDEPENDENT
AUDITORS FOR 2004.
03 A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
DECLASSIFICATION OF DUKE ENERGY S
BOARD OF DIRECTORS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
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EMERSON ELECTRIC CO. Agenda: 932076791
CUSIP: 291011104 Meeting Type: Annual
Ticker: EMR Meeting Date: 2/3/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 C. FERNANDEZ G. Mgmt For For
C.F. KNIGHT Mgmt For For
G.A. LODGE Mgmt For For
R.L. RIDGWAY Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RE-APPROVAL OF PERFORMANCE MEASURES Mgmt For For
UNDER THE EMERSON ELECTRIC CO. 1997
INCENTIVE SHARES PLAN
03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
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EQUITY OFFICE PROPERTIES TRUST Agenda: 932130886
CUSIP: 294741103 Meeting Type: Annual
Ticker: EOP Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 THOMAS E. DOBROWSKI Mgmt For For
WILLIAM M. GOODYEAR Mgmt For For
JAMES D. HARPER, JR. Mgmt For For
RICHARD D. KINCAID Mgmt For For
DAVID K. MCKOWN Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
EDWIN N. SIDMAN Mgmt For For
J. H.W.R. VAN DER VLIST Mgmt For For
SAMUEL ZELL Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS.
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FIRST DATA CORPORATION Agenda: 932125657
CUSIP: 319963104 Meeting Type: Annual
Ticker: FDC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HENRY C. DUQUES Mgmt For For
CHARLES T. FOTE Mgmt For For
RICHARD P. KIPHART Mgmt For For
JOAN E. SPERO Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR 2004.
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GENERAL ELECTRIC COMPANY Agenda: 932103346
CUSIP: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CUMULATIVE VOTING Shr Against For
02 ANIMAL TESTING Shr Against For
03 NUCLEAR RISK Shr Against For
04 REPORT ON PCB CLEANUP COSTS Shr Against For
05 OFFSHORE SOURCING Shr Against For
06 SUSTAINABILITY INDEX Shr Against For
07 COMPENSATION COMMITTEE INDEPENDENCE Shr Against For
08 PAY DISPARITY Shr Against For
09 END STOCK OPTIONS AND BONUSES Shr Against For
0A JAMES I. CASH, JR. Mgmt For For
DENNIS D. DAMMERMAN Mgmt For For
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
JEFFREY R. IMMELT Mgmt For For
ANDREA JUNG Mgmt For For
ALAN G. LAFLEY Mgmt For For
KENNETH G. LANGONE Mgmt For For
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt For For
ROGER S. PENSKE Mgmt For For
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt For For
0B INDEPENDENT AUDITOR Mgmt For For
0C REVENUE MEASUREMENT ADDED TO Mgmt For For
EXECUTIVE OFFICER PERFORMANCE GOALS
10 LIMIT OUTSIDE DIRECTORSHIPS Shr Against For
11 INDEPENDENT BOARD CHAIRMAN Shr Against For
12 EXPLORE SALE OF COMPANY Shr Against For
13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For
14 BOARD INDEPENDENCE Shr For Against
15 POLITICAL CONTRIBUTIONS Shr Against For
- -------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda: 932145611
CUSIP: 375558103 Meeting Type: Annual
Ticker: GILD Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL BERG Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
JAMES M. DENNY Mgmt For For
JOHN C. MARTIN Mgmt For For
GORDON E. MOORE Mgmt For For
01 NICHOLAS G. MOORE Mgmt For For
GEORGE P. SHULTZ Mgmt For For
GAYLE E. WILSON Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF GILEAD FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
03 TO APPROVE THE ADOPTION OF GILEAD S Mgmt Against Against
2004 EQUITY INCENTIVE PLAN.
04 TO APPROVE AN AMENDMENT TO GILEAD S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED NUMBER OF
SHARES OF GILEAD COMMON STOCK FROM
500,000,000 TO 700,000,000 SHARES.
- -------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda: 932118931
CUSIP: 406216101 Meeting Type: Annual
Ticker: HAL Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R.L. CRANDALL Mgmt For For
K.T. DERR Mgmt For For
C.J. DIBONA Mgmt For For
W.R. HOWELL Mgmt For For
R.L. HUNT Mgmt For For
D.J. LESAR Mgmt For For
A.B. LEWIS Mgmt For For
J.L. MARTIN Mgmt For For
J.A. PRECOURT Mgmt For For
D.L. REED Mgmt For For
C.J. SILAS Mgmt For For
02 PROPOSAL TO AMEND HALLIBURTON S Mgmt For For
CERTIFICATE OF INCORPORATION.
03 STOCKHOLDER PROPOSAL ON OPERATIONS IN Shr Against For
IRAN.
04 STOCKHOLDER PROPOSAL ON DIRECTOR Shr Against For
ELECTION VOTE THRESHOLD.
05 STOCKHOLDER PROPOSAL TO SEPARATE Shr Against For
CHAIRMAN/CEO.
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HONEYWELL INTERNATIONAL INC. Agenda: 932106683
CUSIP: 438516106 Meeting Type: Annual
Ticker: HON Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES J. HOWARD Mgmt For For
BRUCE KARATZ Mgmt For For
RUSSELL E. PALMER Mgmt For For
IVAN G. SEIDENBERG Mgmt For For
ERIC K. SHINSEKI Mgmt For For
02 APPOINTMENT OF INDEPENDENT Mgmt For For
03 ANNUAL ELECTION OF DIRECTORS Shr Against For
04 SHAREOWNER VOTING PROVISIONS Shr Against For
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shr Against For
06 RESOLUTION ON PAY DISPARITY Shr Against For
07 CUMULATIVE VOTING Shr Against For
- -------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda: 932120532
CUSIP: 458140100 Meeting Type: Annual
Ticker: INTC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CRAIG R. BARRETT Mgmt For For
CHARLENE BARSHEFSKY Mgmt For For
E. JOHN P. BROWNE Mgmt For For
ANDREW S. GROVE Mgmt For For
D. JAMES GUZY Mgmt For For
REED E. HUNDT Mgmt For For
PAUL S. OTELLINI Mgmt For For
DAVID S. POTTRUCK Mgmt For For
JANE E. SHAW Mgmt For For
JOHN L. THORNTON Mgmt For For
DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
03 APPROVAL OF THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN
04 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against
EXPENSING OF STOCK OPTIONS
05 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
USE OF PERFORMANCE-VESTING STOCK
06 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
USE OF PERFORMANCE-BASED STOCK
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda: 932089661
CUSIP: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. BLACK Mgmt For For
K.I. CHENAULT Mgmt For For
C. GHOSN Mgmt For For
N.O. KEOHANE Mgmt For For
C.F. KNIGHT Mgmt For For
L.A. NOTO Mgmt For For
S.J. PALMISANO Mgmt For For
J.B. SLAUGHTER Mgmt For For
J.E. SPERO Mgmt For For
S. TAUREL Mgmt For For
C.M. VEST Mgmt For For
L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
(PRICEWATERHOUSECOOPERS LLP) (PAGE
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS FOR THE
BUSINESS CONSULTING SERVICES UNIT
(ERNST & YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE Mgmt For For
PERFORMANCE TERMS FOR CERTAIN
EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr Against For
VOTING (PAGE 25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For
RETIREMENT MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr Against For
COMPENSATION (PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING Shr For Against
STOCK OPTIONS (PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE Shr Against For
OF EXECUTIVE COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA Shr Against For
BUSINESS PRINCIPLES (PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For
CONTRIBUTIONS (PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF Shr Against For
EXECUTIVE COMPENSATION POLICIES (PAGE
32)
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda: 932135898
CUSIP: 460146103 Meeting Type: Annual
Ticker: IP Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARTHA F. BROOKS* Mgmt For For
JAMES A. HENDERSON* Mgmt For For
ROBERT D. KENNEDY* Mgmt For For
W. CRAIG MCCLELLAND* Mgmt For For
ROBERT M. AMEN** Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2004.
03 APPROVAL OF THE AMENDED LONG-TERM Mgmt For For
INCENTIVE COMPENSATION PLAN.
04 REAFFIRMATION OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE LONG-TERM INCENTIVE
COMPENSATION PLAN.
05 PROPOSAL RELATING TO LIMITING Shr Against For
COMPENSATION OF CHIEF EXECUTIVE
OFFICER.
- -------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda: 932103219
CUSIP: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GERARD N. BURROW Mgmt For For
MARY S. COLEMAN Mgmt For For
JAMES G. CULLEN Mgmt For For
ROBERT J. DARRETTA Mgmt For For
M. JUDAH FOLKMAN Mgmt For For
ANN D. JORDAN Mgmt For For
ARNOLD G. LANGBO Mgmt For For
SUSAN L. LINDQUIST Mgmt For For
LEO F. MULLIN Mgmt For For
STEVEN S REINEMUND Mgmt For For
DAVID SATCHER Mgmt For For
HENRY B. SCHACHT Mgmt For For
WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS INDEPENDENT
AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shr Against For
- -------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda: 932117840
CUSIP: 500255104 Meeting Type: Annual
Ticker: KSS Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WAYNE EMBRY Mgmt For For
JOHN F. HERMA Mgmt For For
R. LAWRENCE MONTGOMERY Mgmt For For
FRANK V. SICA Mgmt For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL REQUESTING THAT Shr For Against
THE BOARD OF DIRECTORS COMPENSATION
COMMITTEE, IN DEVELOPING FUTURE
EXECUTIVE EQUITY COMPENSATION PLANS,
UTILIZE PERFORMANCE AND TIME-BASED
RESTRICTED SHARE PROGRAMS IN LIEU OF
STOCK OPTIONS.
04 SHAREHOLDER PROPOSAL REQUESTING THE Shr For Against
BOARD OF DIRECTORS TO AMEND THE
COMPANY S BY-LAWS TO REQUIRE THAT AN
INDEPENDENT DIRECTOR, AS DEFINED BY
THE RULES OF THE NEW YORK STOCK
EXCHANGE, BE ITS CHAIRMAN OF THE
BOARD OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda: 932174662
CUSIP: 501044101 Meeting Type: Annual
Ticker: KR Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN L. CLENDENIN Mgmt For For
DAVID B. DILLON Mgmt For For
DAVID B. LEWIS Mgmt For For
DON W. MCGEORGE Mgmt For For
W. RODNEY MCMULLEN Mgmt For For
SUSAN M. PHILLIPS Mgmt For For
02 APPROVAL OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, AS AUDITORS.
03 APPROVE SHAREHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED, TO AMEND
REGULATIONS TO REQUIRE ALL DIRECTORS
TO BE ELECTED ANNUALLY.
04 APPROVE SHAREHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED, TO RECOMMEND
SEPARATION OF CHAIRMAN AND CHIEF
EXECUTIVE OFFICER POSITIONS.
05 APPROVE SHAREHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED, TO RECOMMEND
SHAREHOLDER APPROVAL OF SEVERANCE
AGREEMENTS.
- -------------------------------------------------------------------------------------------------------
MBNA CORPORATION Agenda: 932107231
CUSIP: 55262L100 Meeting Type: Annual
Ticker: KRB Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES H. BERICK Mgmt For For
BENJAMIN R. CIVILETTI Mgmt For For
BRUCE L. HAMMONDS Mgmt For For
WILLIAM L. JEWS Mgmt For For
RANDOLPH D. LERNER Mgmt For For
STUART L. MARKOWITZ Mgmt For For
WILLIAM B. MILSTEAD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL (ITEM 3 IN PROXY Shr For Against
STATEMENT)
04 STOCKHOLDER PROPOSAL (ITEM 4 IN PROXY Shr For Against
STATEMENT)
- -------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda: 932028663
CUSIP: 585055106 Meeting Type: Annual
Ticker: MDT Meeting Date: 8/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD H. ANDERSON Mgmt For For
MICHAEL R. BONSIGNORE Mgmt For For
GORDON M. SPRENGER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
MEDTRONIC S INDEPENDENT AUDITORS
03 TO APPROVE MEDTRONIC S 2003 LONG-TERM Mgmt For For
INCENTIVE PLAN.
04 TO APPROVE MEDTRONIC S EXECUTIVE Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION Agenda: 932101582
CUSIP: 58551A108 Meeting Type: Annual
Ticker: MEL Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JARED L. COHON* Mgmt For For
IRA J. GUMBERG* Mgmt For For
MARTIN G. MCGUINN* Mgmt For For
DAVID S. SHAPIRA* Mgmt For For
JOHN P. SURMA* Mgmt For For
EDWARD J. MCANIFF** Mgmt For For
02 PROPOSAL TO AMEND THE CORPORATION S Mgmt For For
LONG-TERM PROFIT INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT PUBLIC
- -------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda: 932102306
CUSIP: 589331107 Meeting Type: Annual
Ticker: MRK Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PETER C. WENDELL* Mgmt For For
WILLIAM G. BOWEN** Mgmt For For
WILLIAM M. DALEY** Mgmt For For
THOMAS E. SHENK** Mgmt For For
WENDELL P. WEEKS** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS
03 PROPOSAL TO AMEND THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS
04 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
MANAGEMENT COMPENSATION
05 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
EXTENSION OF PRESCRIPTION DRUG
06 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
ETHICAL AND SOCIAL PERFORMANCE OF THE
COMPANY
07 STOCKHOLDER PROPOSAL CONCERNING USE Shr Against For
OF SHAREHOLDER RESOURCES FOR
POLITICAL PURPOSES
08 STOCKHOLDER PROPOSAL CONCERNING A Shr Against For
REPORT RELATED TO THE GLOBAL HIV/AIDS
PANDEMIC
- -------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda: 932048879
CUSIP: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM H. GATES III Mgmt For For
STEVEN A. BALLMER Mgmt For For
JAMES I. CASH JR. Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
A. MCLAUGHLIN KOROLOGOS Mgmt For For
DAVID F. MARQUARDT Mgmt For For
CHARLES H. NOSKI Mgmt For For
HELMUT PANKE Mgmt For For
WM. G. REED JR. Mgmt For For
JON A. SHIRLEY Mgmt For For
02 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
2001 STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
1999 STOCK OPTION PLAN FOR NON-
EMPLOYEE DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD Shr Against For
RECOMMENDS A VOTE AGAINST THIS
PROPOSAL)
- -------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda: 932106265
CUSIP: 620076109 Meeting Type: Annual
Ticker: MOT Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E. ZANDER Mgmt For For
H.L. FULLER Mgmt For For
J. LEWENT Mgmt For For
W. MASSEY Mgmt For For
N. NEGROPONTE Mgmt For For
I. NOOYI Mgmt For For
J. PEPPER, JR. Mgmt For For
S. SCOTT III Mgmt For For
D. WARNER III Mgmt For For
J. WHITE Mgmt For For
M. ZAFIROVSKI Mgmt For For
02 SHAREHOLDER PROPOSAL RE: COMMONSENSE Shr For Against
EXECUTIVE COMPENSATION
03 SHAREHOLDER PROPOSAL RE: PERFORMANCE Shr Against For
AND TIME-BASED RESTRICTED SHARES
- -------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda: 932107433
CUSIP: 655844108 Meeting Type: Annual
Ticker: NSC Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALSTON D. CORRELL Mgmt For For
LANDON HILLIARD Mgmt For For
BURTON M. JOYCE Mgmt For For
JANE MARGARET O'BRIEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP, INDEPENDENT PUBLIC
ACCOUNTANTS, AS AUDITORS.
- -------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda: 932141550
CUSIP: 666807102 Meeting Type: Annual
Ticker: NOC Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEWIS W. COLEMAN Mgmt For For
J. MICHAEL COOK Mgmt For For
PHILIP A. ODEEN Mgmt For For
AULANA L. PETERS Mgmt For For
KEVIN W. SHARER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY
S INDEPENDENT AUDITOR.
03 SHAREHOLDER PROPOSAL REGARDING Shr Against For
CRITERIA FOR MILITARY CONTRACTS.
04 SHAREHOLDER PROPOSAL REGARDING THE Shr Against For
CLASSIFIED BOARD.
- -------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, IN Agenda: 932108081
CUSIP: 693475105 Meeting Type: Annual
Ticker: PNC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. CHELLGREN Mgmt For For
MR. CLAY Mgmt For For
MR. COOPER Mgmt For For
MR. DAVIDSON Mgmt For For
MR. KELSON Mgmt For For
01 MR. LINDSAY Mgmt For For
MR. MASSARO Mgmt For For
MR. O'BRIEN Mgmt For For
MS. PEPPER Mgmt For For
MR. ROHR Mgmt For For
MS. STEFFES Mgmt For For
MR. STRIGL Mgmt For For
MR. THIEKE Mgmt For For
MR. USHER Mgmt For For
MR. WASHINGTON Mgmt For For
MR. WEHMEIER Mgmt For For
- -------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N Agenda: 932100996
CUSIP: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 4/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. DEUTCH Mgmt For For
J.S. GORELICK Mgmt For For
A. GOULD Mgmt For For
T. ISAAC Mgmt For For
A. LAJOUS Mgmt For For
A. LEVY-LANG Mgmt For For
D. PRIMAT Mgmt For For
T. SANDVOLD Mgmt For For
N. SEYDOUX Mgmt For For
L.G. STUNTZ Mgmt For For
02 ADOPTION AND APPROVAL OF FINANCIALS Mgmt For For
AND DIVIDENDS
03 APPROVAL OF ADOPTION OF THE 2004 Mgmt For For
STOCK AND DEFERRAL PLAN FOR NON-
EMPLOYEE DIRECTORS
04 APPROVAL OF AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC. Agenda: 932051446
CUSIP: 866810104 Meeting Type: Annual
Ticker: SUNW Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SCOTT G. MCNEALY Mgmt For For
JAMES L. BARKSDALE Mgmt For For
L. JOHN DOERR Mgmt For For
01 ROBERT J. FISHER Mgmt For For
MICHAEL E. LEHMAN Mgmt For For
ROBERT L. LONG Mgmt For For
M. KENNETH OSHMAN Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
LYNN E. TURNER Mgmt For For
02 AMENDMENTS TO THE 1990 EMPLOYEE STOCK Mgmt Against Against
PURCHASE PLAN. PROPOSAL TO APPROVE
AMENDMENTS TO SUN S 1990 EMPLOYEE
STOCK PURCHASE PLAN, INCLUDING AN
INCREASE IN THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 170,000,000 SHARES OF
COMMON STOCK TO AN AGGREGATE OF
616,400,000 SHARES
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS. PROPOSAL TO
RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP, AS SUN S INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR
04 STOCKHOLDER PROPOSAL ENTITLED CHINA Shr Against For
BUSINESS PRINCIPLES FOR RIGHTS OF
WORKERS IN CHINA. PROPOSAL
REQUESTING IMPLEMENTATION OF
PRINCIPLES EMBODIED IN CHINA
BUSINESS PRINCIPLES FOR RIGHTS OF
- -------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda: 932131294
CUSIP: 887317105 Meeting Type: Annual
Ticker: TWX Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES L. BARKSDALE Mgmt For For
STEPHEN F. BOLLENBACH Mgmt For For
STEPHEN M. CASE Mgmt For For
FRANK J. CAUFIELD Mgmt For For
ROBERT C. CLARK Mgmt For For
MILES R. GILBURNE Mgmt For For
CARLA A. HILLS Mgmt For For
REUBEN MARK Mgmt For For
MICHAEL A. MILES Mgmt For For
KENNETH J. NOVACK Mgmt For For
RICHARD D. PARSONS Mgmt For For
R.E. TURNER Mgmt For For
FRANCIS T. VINCENT, JR. Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING CHINA Shr Against For
BUSINESS PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT Shr Against For
ON PAY DISPARITY.
- -------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda: 932099814
CUSIP: 902973304 Meeting Type: Annual
Ticker: USB Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 V. BUYNISKI GLUCKMAN Mgmt For For
ARTHUR D. COLLINS, JR. Mgmt For For
JERRY W. LEVIN Mgmt For For
THOMAS E. PETRY Mgmt For For
RICHARD G. REITEN Mgmt For For
02 RATIFY SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE 2004
FISCAL YEAR.
03 SHAREHOLDER PROPOSAL: COMPENSATION Shr For Against
SYSTEM FOR SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL Shr For Against
EXECUTIVE RETIREMENT BENEFITS.
05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY Shr For Against
VOTING.
- -------------------------------------------------------------------------------------------------------
UNOCAL CORPORATION Agenda: 932128831
CUSIP: 915289102 Meeting Type: Annual
Ticker: UCL Meeting Date: 5/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD D. MCCORMICK Mgmt For For
MARINA V.N. WHITMAN Mgmt For For
CHARLES R. WILLIAMSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS
03 APPROVAL OF THE 2004 MANAGEMENT Mgmt For For
INCENTIVE PROGRAM
04 APPROVAL OF THE 2004 DIRECTORS Mgmt For For
DEFERRED COMPENSATION AND RESTRICTED
STOCK UNIT AWARD PLAN
05 STOCKHOLDER PROPOSAL: BYLAW REQUIRING Shr For Against
THAT THE CHAIRMAN NOT CONCURRENTLY
SERVE AS CEO
06 STOCKHOLDER PROPOSAL: USE OF Shr Against For
RESTRICTED STOCK PROGRAMS FOR
EXECUTIVE COMPENSATION IN LIEU OF
STOCK OPTIONS
07 STOCKHOLDER PROPOSAL: BOARD OF Shr Against For
DIRECTORS OFFICE FOR DIRECT
COMMUNICATIONS WITH INDEPENDENT
DIRECTORS REGARDING CORPORATE
GOVERNANCE
08 STOCKHOLDER PROPOSAL: BOARD OF Shr Against For
DIRECTORS COMMITTEE REPORT ON
GREENHOUSE GASES
- -------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda: 932128982
CUSIP: 94106L109 Meeting Type: Annual
Ticker: WMI Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PASTORA CAFFERTY Mgmt For For
FRANK M. CLARK, JR. Mgmt For For
ROBERT S. MILLER Mgmt For For
A. MAURICE MYERS Mgmt For For
JOHN C. POPE Mgmt For For
W. ROBERT REUM Mgmt For For
STEVEN G. ROTHMEIER Mgmt For For
DAVID P. STEINER Mgmt For For
CARL W. VOGT Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS FOR 2004.
03 TO VOTE ON A PROPOSAL TO APPROVE OUR Mgmt For For
2004 STOCK INCENTIVE PLAN.
04 TO VOTE ON A PROPOSAL TO APPROVE OUR Mgmt For For
2005 ANNUAL INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
WYETH Agenda: 932113210
CUSIP: 983024100 Meeting Type: Annual
Ticker: WYE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C.L. ALEXANDER, JR. Mgmt For For
F.A. BENNACK, JR. Mgmt For For
R.L. CARRION Mgmt For For
R. ESSNER Mgmt For For
J.D. FEERICK Mgmt For For
R. LANGER Mgmt For For
01 J.P. MASCOTTE Mgmt For For
M.L. POLAN Mgmt For For
I.G. SEIDENBERG Mgmt For For
W.V. SHIPLEY Mgmt For For
J.R. TORELL III Mgmt For For
02 RATIFICATION OF PRINCIPAL INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS
03 ADOPTION OF THE STOCKHOLDER PROPOSAL Shr Against For
ON ACCESS TO AND AFFORDABILITY OF
PRESCRIPTION DRUGS
04 ADOPTION OF STOCKHOLDER PROPOSAL ON Shr Against For
ANIMAL TESTING
- -------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda: 932143477
CUSIP: 984332106 Meeting Type: Annual
Ticker: YHOO Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TERRY S. SEMEL Mgmt For For
JERRY YANG Mgmt For For
ROY J. BOSTOCK Mgmt For For
RONALD W. BURKLE Mgmt For For
ERIC HIPPEAU Mgmt For For
ARTHUR H. KERN Mgmt For For
ROBERT A. KOTICK Mgmt For For
EDWARD R. KOZEL Mgmt For For
GARY L. WILSON Mgmt For For
02 AMENDMENT OF THE AMENDED AND RESTATED Mgmt For For
1996 EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS.
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
EXPENSING OF OPTIONS.
- -------------------------------------------------------------------------------------------------------
TRANSOCEAN INC. Agenda: 932116470
CUSIP: G90078109 Meeting Type: Annual
Ticker: RIG Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT L. LONG Mgmt For For
MARTIN B. MCNAMARA Mgmt For For
ROBERT M. SPRAGUE Mgmt For For
J. MICHAEL TALBERT Mgmt For For
02 APPROVAL OF THE AMENDMENT OF OUR Mgmt For For
LONG-TERM INCENTIVE PLAN AS DESCRIBED
IN THE PROXY STATEMENT.
03 APPROVAL OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
XL CAPITAL LTD Agenda: 932119515
CUSIP: G98255105 Meeting Type: Annual
Ticker: XL Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN LOUDON Mgmt For For
ROBERT S. PARKER Mgmt For For
ALAN Z. SENTER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, NEW YORK,
TO ACT AS THE INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
VVI Small Company Opportunity Fund Victory Variable Insurance Funds
- -------------------------------------------------------------------------------------------------------
ABM INDUSTRIES INCORPORATED Agenda: 932092618
CUSIP: 000957100 Meeting Type: Annual
Ticker: ABM Meeting Date: 3/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LUKE S. HELMS Mgmt For For
HENRY L. KOTKINS, JR. Mgmt For For
WILLIAM W. STEELE Mgmt For For
02 APPROVAL OF THE 2004 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN, AUTHORIZING THE
ISSUANCE OF 2,000,000 SHARES
- -------------------------------------------------------------------------------------------------------
AGL RESOURCES INC. Agenda: 932099826
CUSIP: 001204106 Meeting Type: Annual
Ticker: ATG Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS D. BELL, JR. Mgmt For For
MICHAEL J. DURHAM Mgmt For For
D. RAYMOND RIDDLE Mgmt For For
FELKER W. WARD, JR. Mgmt For For
HENRY C. WOLF Mgmt For For
- -------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda: 932095905
CUSIP: 012653101 Meeting Type: Annual
Ticker: ALB Meeting Date: 3/31/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARK C. ROHR Mgmt For For
LLOYD B. ANDREW Mgmt For For
CHARLES E. STEWART Mgmt For For
WILLIAM M. GOTTWALD Mgmt For For
SEYMOUR S. PRESTON III Mgmt For For
JOHN SHERMAN, JR. Mgmt For For
FLOYD D. GOTTWALD, JR. Mgmt For For
RICHARD L. MORRILL Mgmt For For
ANNE MARIE WHITTEMORE Mgmt For For
JOHN D. GOTTWALD Mgmt For For
02 THE PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS THE INDEPENDENT AUDITORS FOR
THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
ALFA CORPORATION Agenda: 932108219
CUSIP: 015385107 Meeting Type: Annual
Ticker: ALFA Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JERRY A. NEWBY Mgmt For For
HAL F. LEE Mgmt For For
RUSSELL R. WIGGINS Mgmt For For
DEAN WYSNER Mgmt For For
JACOB C. HARPER Mgmt For For
STEVE DUNN Mgmt For For
B. PHIL RICHARDSON Mgmt For For
BOYD E. CHRISTENBERRY Mgmt For For
JOHN R. THOMAS Mgmt For For
LARRY E. NEWMAN Mgmt For For
C. LEE ELLIS Mgmt For For
- -------------------------------------------------------------------------------------------------------
AMERICAN GREETINGS CORPORATION Agenda: 932177923
CUSIP: 026375105 Meeting Type: Annual
Ticker: AM Meeting Date: 6/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SCOTT S. COWEN* Mgmt For For
HARRIET MOUCHLY-WEISS* Mgmt For For
CHARLES A. RATNER* Mgmt For For
ZEV WEISS* Mgmt For For
JOSEPH HARDIN** Mgmt For For
02 TO INCREASE THE NUMBER OF COMMON Mgmt For For
SHARES AVAILABLE FOR ISSUANCE UNDER
THE COMPANY S 1997 EQUITY AND
PERFORMANCE INCENTIVE PLAN FROM
12,500,000 TO 17,000,000.
- -------------------------------------------------------------------------------------------------------
AMERON INTERNATIONAL CORPORATION Agenda: 932095967
CUSIP: 030710107 Meeting Type: Annual
Ticker: AMN Meeting Date: 3/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. MICHAEL HAGAN Mgmt For For
TERRY L. HAINES Mgmt For For
DENNIS C. POULSEN Mgmt For For
02 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP,
INDEPENDENT PUBLIC ACCOUNTANTS.
03 APPROVE AN AMENDMENT TO THE Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
04 APPROVE THE AMERON INTERNATIONAL Mgmt For For
CORPORATION 2004 STOCK INCENTIVE
- -------------------------------------------------------------------------------------------------------
AMERUS GROUP CO. Agenda: 932118905
CUSIP: 03072M108 Meeting Type: Annual
Ticker: AMH Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROGER K. BROOKS Mgmt For For
THOMAS C. GODLASKY Mgmt For For
STEPHEN STROME Mgmt For For
F.A. WITTERN, JR. Mgmt For For
02 PROPOSAL TO AMEND THE COMPANY S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION.
03 PROPOSAL TO APPROVE A PROVISION IN Mgmt For For
THE COMPANY S MIP DEFERRAL PLAN TO
GRANT UP TO 180,000 SHARES OF THE
COMPANY S COMMON STOCK TO ELIGIBLE
EMPLOYEES DURING AND AFTER 2004.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR THE 2004
FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
ANALOGIC CORPORATION Agenda: 932076842
CUSIP: 032657207 Meeting Type: Annual
Ticker: ALOG Meeting Date: 1/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BERNARD M. GORDON Mgmt For For
JOHN A. TARELLO Mgmt For For
JOHN W. WOOD JR. Mgmt For For
02 TO CONSIDER AND ACT UPON THE MATTER Mgmt For For
OF APPROVING AN AMENDMENT TO THE
COMPANY S KEY EMPLOYEE STOCK BONUS
PLAN, AS AMENDED.
03 TO CONSIDER AND ACT UPON THE MATTER Mgmt For For
OF APPROVING AN AMENDMENT TO THE
COMPANY S 1997 NON-QUALIFIED STOCK
OPTION PLAN FOR NON-EMPLOYEE
- -------------------------------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC. Agenda: 932143201
CUSIP: 035290105 Meeting Type: Annual
Ticker: AXE Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LORD JAMES BLYTH Mgmt For For
ROBERT L. CRANDALL Mgmt For For
ROBERT W. GRUBBS JR. Mgmt For For
F. PHILIP HANDY Mgmt For For
MELVYN N. KLEIN Mgmt For For
STUART M. SLOAN Mgmt For For
THOMAS C. THEOBALD Mgmt For For
MARY AGNES WILDEROTTER Mgmt For For
MATTHEW ZELL Mgmt For For
SAMUEL ZELL Mgmt For For
02 APPROVAL OF THE COMPANY S MANAGEMENT Mgmt For For
INCENTIVE PLAN.
03 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPANY S 2001 STOCK INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
ARCH CHEMICALS, INC. Agenda: 932109499
CUSIP: 03937R102 Meeting Type: Annual
Ticker: ARJ Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD E. CAVANAGH Mgmt For For
MICHAEL O. MAGDOL Mgmt For For
JANICE J. TEAL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
ARGOSY GAMING COMPANY Agenda: 932114921
CUSIP: 040228108 Meeting Type: Annual
Ticker: AGY Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 F. LANCE CALLIS Mgmt For For
JOHN B. PRATT, SR. Mgmt For For
EDWARD F. BRENNAN Mgmt For For
02 IN THEIR DISCRETION, THE PROXIES ARE Mgmt For For
AUTHORIZED TO VOTE UPON ANY OTHER
BUSINESS AS MAY PROPERLY COME BEFORE
THE MEETING.
- -------------------------------------------------------------------------------------------------------
AVOCENT CORPORATION Agenda: 932172620
CUSIP: 053893103 Meeting Type: Annual
Ticker: AVCT Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM H. MCALEER Mgmt For For
DAVID P. VIEAU Mgmt For For
DOYLE C. WEEKS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
- -------------------------------------------------------------------------------------------------------
BANDAG, INCORPORATED Agenda: 932126849
CUSIP: 059815100 Meeting Type: Annual
Ticker: BDG Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROY J. CARVER, JR. Mgmt For For
JAMES E. EVERLINE Mgmt For For
PHILLIP J. HANRAHAN Mgmt For For
AMY P. HUTTON Mgmt For For
02 APPROVAL OF THE BANDAG, INCORPORATED Mgmt For For
2004 STOCK GRANT AND AWARDS PLAN.
03 RATIFICATION OF SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
BLACK HILLS CORPORATION Agenda: 932133349
CUSIP: 092113109 Meeting Type: Annual
Ticker: BKH Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JACK W. EUGSTER Mgmt For For
RICHARD KORPAN Mgmt For For
THOMAS J. ZELLER Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP TO SERVE AS BLACK HILLS
CORPORATION S INDEPENDENT AUDITORS IN
2004.
- -------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda: 932117927
CUSIP: 099724106 Meeting Type: Annual
Ticker: BWA Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JERE A. DRUMMOND Mgmt For For
TIMOTHY M. MANGANELLO Mgmt For For
ERNEST J. NOVAK, JR. Mgmt For For
02 TO VOTE UPON A PROPOSAL TO APPROVE Mgmt For For
THE BORGWARNER INC. 2004 STOCK
INCENTIVE PLAN.
03 TO VOTE UPON A PROPOSAL TO APPROVE AN Mgmt For For
AMENDMENT TO THE COMPANY S RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED COMMON STOCK
OF THE COMPANY IN ORDER TO PERMIT,
AMONG OTHER THINGS, A 2-FOR-1 STOCK
SPLIT.
04 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITORS
FOR THE COMPANY FOR 2004.
- -------------------------------------------------------------------------------------------------------
BOSTON BEER COMPANY, INC. Agenda: 932111420
CUSIP: 100557107 Meeting Type: Annual
Ticker: SAM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PEARSON C. CUMMIN, III Mgmt For For
JAMES C. KAUTZ Mgmt For For
ROBERT N. HIATT Mgmt For For
- -------------------------------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST Agenda: 932125796
CUSIP: 105368203 Meeting Type: Annual
Ticker: BDN Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WALTER D'ALESSIO Mgmt For For
D. PIKE ALOIAN Mgmt For For
DONALD E. AXINN Mgmt For For
ROBERT C. LARSON Mgmt For For
ANTHONY A. NICHOLS, SR. Mgmt For For
CHARLES P. PIZZI Mgmt For For
GERARD H. SWEENEY Mgmt For For
02 SHAREHOLDER PROPOSAL REGARDING Shr For Against
SEVERANCE AGREEMENTS
- -------------------------------------------------------------------------------------------------------
BRIGGS & STRATTON CORPORATION Agenda: 932046940
CUSIP: 109043109 Meeting Type: Annual
Ticker: BGG Meeting Date: 10/15/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A ROBERT J. O'TOOLE Mgmt For For
JOHN S. SHIELY Mgmt For For
CHARLES I. STORY Mgmt For For
- -------------------------------------------------------------------------------------------------------
CBL & ASSOCIATES PROPERTIES, INC. Agenda: 932127310
CUSIP: 124830100 Meeting Type: Annual
Ticker: CBL Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN D. LEBOVITZ Mgmt For For
WINSTON W. WALKER Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE, LLP AS THE INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY S FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
CLECO CORPORATION Agenda: 932111898
CUSIP: 12561W105 Meeting Type: Annual
Ticker: CNL Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SHERIAN G. CADORIA Mgmt For For
RICHARD B. CROWELL Mgmt For For
DAVID M. EPPLER Mgmt For For
W. LARRY WESTBROOK Mgmt For For
- -------------------------------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION Agenda: 932113575
CUSIP: 127097103 Meeting Type: Annual
Ticker: COG Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT F. BAILEY Mgmt For For
JOHN G.L. CABOT Mgmt For For
02 APPROVE THE 2004 INCENTIVE PLAN. Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP,
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS, AS AUDITORS OF THE
COMPANY FOR IT S 2004 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
CHEMICAL FINANCIAL CORPORATION Agenda: 932103889
CUSIP: 163731102 Meeting Type: Annual
Ticker: CHFC Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. DANIEL BERNSON Mgmt For For
NANCY BOWMAN Mgmt For For
JAMES A. CURRIE Mgmt For For
MICHAEL L. DOW Mgmt For For
THOMAS T. HUFF Mgmt For For
TERENCE F. MOORE Mgmt For For
ALOYSIUS J. OLIVER Mgmt For For
FRANK P. POPOFF Mgmt For For
DAVID B. RAMAKER Mgmt For For
DAN L. SMITH Mgmt For For
WILLIAM S. STAVROPOULOS Mgmt For For
- -------------------------------------------------------------------------------------------------------
CHESAPEAKE CORPORATION Agenda: 932121762
CUSIP: 165159104 Meeting Type: Annual
Ticker: CSK Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEREMY S.G. FOWDEN Mgmt For For
THOMAS H. JOHNSON Mgmt For For
FRANK S. ROYAL Mgmt For For
HENRI D. PETIT Mgmt For For
- -------------------------------------------------------------------------------------------------------
CHITTENDEN CORPORATION Agenda: 932113501
CUSIP: 170228100 Meeting Type: Annual
Ticker: CHZ Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES W. SMITH Mgmt For For
PALL D. SPERA Mgmt For For
OWEN W. WELLS Mgmt For For
- -------------------------------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC. Agenda: 932117636
CUSIP: 17273K109 Meeting Type: Annual
Ticker: CIR Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEROME D. BRADY Mgmt For For
DEWAIN K. CROSS Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004
- -------------------------------------------------------------------------------------------------------
THE COMMERCE GROUP, INC. Agenda: 932149063
CUSIP: 200641108 Meeting Type: Annual
Ticker: CGI Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RANDALL V. BECKER Mgmt For For
JOSEPH A. BORSKI, JR. Mgmt For For
ERIC G. BUTLER Mgmt For For
HENRY J. CAMOSSE Mgmt For For
GERALD FELS Mgmt For For
DAVID R. GRENON Mgmt For For
ROBERT W. HARRIS Mgmt For For
ROBERT S. HOWLAND Mgmt For For
JOHN J. KUNKEL Mgmt For For
RAYMOND J. LAURING Mgmt For For
NORMAND R. MAROIS Mgmt For For
SURYAKANT M. PATEL Mgmt For For
ARTHUR J. REMILLARD, JR Mgmt For For
ARTHUR J REMILLARD, III Mgmt For For
REGAN P. REMILLARD Mgmt For For
GURBACHAN SINGH Mgmt For For
JOHN W. SPILLANE Mgmt For For
- -------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, Agenda: 932158428
CUSIP: 203349105 Meeting Type: Annual
Ticker: CTCO Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRANK M. HENRY Mgmt For For
MICHAEL J. MAHONEY Mgmt For For
01 JOHN J. WHYTE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
03 APPROVAL TO ADOPT THE CTE NON- Mgmt For For
MANAGEMENT DIRECTORS STOCK
COMPENSATION PLAN.
- -------------------------------------------------------------------------------------------------------
COMMUNITY FIRST BANKSHARES, INC. Agenda: 932107142
CUSIP: 203902101 Meeting Type: Annual
Ticker: CFBX Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARK A. ANDERSON Mgmt For For
PATRICK DELANEY Mgmt For For
JOHN H. FLITTIE Mgmt For For
DARRELL G. KNUDSON Mgmt For For
DAWN R. ELM Mgmt For For
MARILYN R. SEYMANN Mgmt For For
HARVEY L. WOLLMAN Mgmt For For
THOMAS GALLAGHER Mgmt For For
RAHN K. PORTER Mgmt For For
LAURIS N. MOLBERT Mgmt For For
KAREN M. MEYER Mgmt For For
02 TO RATIFY AND APPROVE THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP, AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY
- -------------------------------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC. Agenda: 932123627
CUSIP: 219023108 Meeting Type: Annual
Ticker: CPO Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KAREN L. HENDRICKS Mgmt For For
BERNARD H. KASTORY Mgmt For For
BARBARA A. KLEIN Mgmt For For
SAMUEL C. SCOTT III Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR 2004.
- -------------------------------------------------------------------------------------------------------
CORUS BANKSHARES, INC. Agenda: 932099713
CUSIP: 220873103 Meeting Type: Annual
Ticker: CORS Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOSEPH C. GLICKMAN Mgmt For For
ROBERT J. GLICKMAN Mgmt For For
ROBERT J. BUFORD Mgmt For For
STEVEN D. FIFIELD Mgmt For For
RODNEY D. LUBEZNIK Mgmt For For
MICHAEL J. MCCLURE Mgmt For For
PETER C. ROBERTS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS OF THE COMPANY.
- -------------------------------------------------------------------------------------------------------
COVENTRY HEALTH CARE, INC. Agenda: 932151347
CUSIP: 222862104 Meeting Type: Annual
Ticker: CVH Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L. DALE CRANDALL Mgmt For For
ROBERT W. MOREY Mgmt For For
ELIZABETH E. TALLETT Mgmt For For
ALLEN F. WISE Mgmt For For
02 2004 INCENTIVE PLAN. Mgmt Against Against
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG, LLP, AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
DSP GROUP, INC. Agenda: 932122334
CUSIP: 23332B106 Meeting Type: Annual
Ticker: DSPG Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ELIYAHU AYALON Mgmt For For
ZVI LIMON Mgmt For For
LOUIS SILVER Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
KOST, FORER, GABBAY & KASIERER AS THE
COMPANY S INDEPENDENT AUDITORS FOR
FISCAL 2004.
- -------------------------------------------------------------------------------------------------------
DELPHI FINANCIAL GROUP, INC. Agenda: 932141726
CUSIP: 247131105 Meeting Type: Annual
Ticker: DFG Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DONALD A. SHERMAN* Mgmt For For
ROBERT ROSENKRANZ Mgmt For For
VAN D. GREENFIELD Mgmt For For
ROBERT M. SMITH, JR. Mgmt For For
HAROLD F. ILG Mgmt For For
LAWRENCE E. DAURELLE Mgmt For For
JAMES N. MEEHAN Mgmt For For
EDWARD A. FOX Mgmt For For
PHILIP R. O'CONNOR Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE 2003 Mgmt For For
EMPLOYEE LONG-TERM INCENTIVE AND
SHARE AWARD PLAN.
03 APPROVAL OF THE ADOPTION OF THE Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
04 SHAREHOLDER PROPOSAL REGARDING Shr Against For
INVESTMENTS IN TOBACCO EQUITIES.
05 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt For For
PROPERLY COMES BEFORE THE MEETING OR
ANY ADJOURNMENT THEREOF.
- -------------------------------------------------------------------------------------------------------
DENBURY RESOURCES INC. Agenda: 932134074
CUSIP: 247916208 Meeting Type: Annual
Ticker: DNR Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD G. GREENE Mgmt For For
DAVID I. HEATHER Mgmt For For
WILLIAM S. PRICE, III Mgmt For For
GARETH ROBERTS Mgmt For For
WIELAND F. WETTSTEIN Mgmt For For
CARRIE A. WHEELER Mgmt For For
02 PROPOSAL TO APPROVE A NEW OMNIBUS Mgmt Against Against
STOCK AND INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
DISCOVERY PARTNERS INTERNATIONAL, IN Agenda: 932147348
CUSIP: 254675101 Meeting Type: Annual
Ticker: DPII Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SIR COLIN DOLLERY Mgmt For For
HERM ROSENMAN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
ENERGEN CORPORATION Agenda: 932110000
CUSIP: 29265N108 Meeting Type: Annual
Ticker: EGN Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN D. BAN* Mgmt For For
JULIAN W. BANTON* Mgmt For For
T. MICHAEL GOODRICH* Mgmt For For
WM. MICHAEL WARREN JR.* Mgmt For For
DAVID W. WILSON** Mgmt For For
- -------------------------------------------------------------------------------------------------------
FTI CONSULTING, INC. Agenda: 932116735
CUSIP: 302941109 Meeting Type: Annual
Ticker: FCN Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENIS J. CALLAGHAN Mgmt For For
DENNIS J. SHAUGHNESSY Mgmt For For
GEORGE P. STAMAS Mgmt For For
02 APPROVE AND ADOPT THE FTI CONSULTING, Mgmt For For
INC. 2004 LONG-TERM INCENTIVE PLAN
03 APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For
FTI CONSULTING, INC. EMPLOYEE STOCK
PURCHASE PLAN, AS AMENDED, TO
INCREASE THE NUMBER OF SHARES
AUTHORIZED BY 250,000 SHARES OF
04 RATIFICATION OF SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS INDEPENDENT
AUDITOR FOR FTI CONSULTING, INC. S
FISCAL YEAR ENDING DECEMBER 31, 2004
- -------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION Agenda: 932176337
CUSIP: 34354P105 Meeting Type: Annual
Ticker: FLS Meeting Date: 6/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHRISTOPHER A. BARTLETT Mgmt For For
HUGH K. COBLE Mgmt For For
GEORGE T. HAYMAKER, JR. Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
02 APPROVAL AND ADOPTION OF THE Mgmt Against Against
FLOWSERVE CORPORATION 2004 STOCK
COMPENSATION PLAN.
- -------------------------------------------------------------------------------------------------------
GARDNER DENVER, INC. Agenda: 932121700
CUSIP: 365558105 Meeting Type: Annual
Ticker: GDI Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRANK J. HANSEN Mgmt For For
THOMAS M. MCKENNA Mgmt For For
DIANE K. SCHUMACHER Mgmt For For
02 APPROVAL OF AMENDMENT AND RESTATEMENT Mgmt For For
OF LONG-TERM INCENTIVE PLAN
03 APPROVAL OF AMENDMENT AND RESTATEMENT Mgmt For For
OF EMPLOYEE STOCK PURCHASE PLAN
- -------------------------------------------------------------------------------------------------------
GENLYTE GROUP INCORPORATED Agenda: 932114767
CUSIP: 372302109 Meeting Type: Annual
Ticker: GLYT Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LARRY K. POWERS Mgmt For For
ZIA EFTEKHAR Mgmt For For
- -------------------------------------------------------------------------------------------------------
GLOBAL IMAGING SYSTEMS, INC. Agenda: 932028207
CUSIP: 37934A100 Meeting Type: Annual
Ticker: GISX Meeting Date: 8/18/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL T. HENDRIX Mgmt For For
M. LAZANE SMITH Mgmt For For
02 TO APPROVE THE PROPOSED AMENDMENT TO Mgmt Against Against
THE 1998 STOCK OPTION AND INCENTIVE
PLAN
- -------------------------------------------------------------------------------------------------------
GLOBAL POWER EQUIPMENT GROUP INC. Agenda: 932143314
CUSIP: 37941P108 Meeting Type: Annual
Ticker: GEG Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LARRY EDWARDS Mgmt For For
STEPHEN EISENSTEIN Mgmt For For
02 THE APPROVAL OF THE ADOPTION OF THE Mgmt Against Against
COMPANY S 2004 STOCK INCENTIVE PLAN.
03 RATIFICATION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR OF THE COMPANY
- -------------------------------------------------------------------------------------------------------
GRANITE CONSTRUCTION INCORPORATED Agenda: 932141310
CUSIP: 387328107 Meeting Type: Annual
Ticker: GVA Meeting Date: 5/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 REBECCA A. MCDONALD Mgmt For For
GEORGE B. SEARLE Mgmt For For
WILLIAM G. DOREY Mgmt For For
02 TO APPROVE GRANITE S 1999 EQUITY Mgmt For For
INCENTIVE PLAN, IN ORDER TO (1)
EXTEND THE TERM OF THE PLAN FOR AN
ADDITIONAL TEN YEARS ENDING MAY 24,
2014; (2) INCREASE BY 500,000 THE
NUMBER OF SHARES OF COMMON STOCK; (3)
AUTHORIZE THE ISSUANCE OF RESTRICTED
STOCK UNITS AND (4) PRESERVE OUR
ABILITY TO DEDUCT IN FULL CERTAIN
PLAN-RELATED COMPENSATION UNDER
03 TO VOTE ON THE STOCKHOLDER PROPOSAL, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING,
REQUIRING AN INDEPENDENT DIRECTOR
WHO HAS NOT SERVED AS CHIEF EXECUTIVE
OFFICER OF GRANITE TO SERVE AS
GRANITE S CHAIRMAN OF THE BOARD.
04 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
GRANITE S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
GRIFFON CORPORATION Agenda: 932082302
CUSIP: 398433102 Meeting Type: Annual
Ticker: GFF Meeting Date: 2/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HENRY A. ALPERT Mgmt For For
ABRAHAM M. BUCHMAN Mgmt For For
CLARENCE A. HILL Mgmt For For
WILLIAM H. WALDORF Mgmt For For
- -------------------------------------------------------------------------------------------------------
HAEMONETICS CORPORATION Agenda: 932021176
CUSIP: 405024100 Meeting Type: Annual
Ticker: HAE Meeting Date: 7/22/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD G. GELBMAN Mgmt For For
BRAD NUTTER Mgmt For For
RONALD MATRICARIA Mgmt For For
02 TO RATIFY THE SELECTION BY THE BOARD Mgmt For For
OF DIRECTORS OF ERNST & YOUNG LLP AS
INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE CURRENT FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
JOHN H. HARLAND COMPANY Agenda: 932113373
CUSIP: 412693103 Meeting Type: Annual
Ticker: JH Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN J. MCMAHON, JR. Mgmt For For
LARRY L. PRINCE Mgmt For For
JESSE J. SPIKES Mgmt For For
- -------------------------------------------------------------------------------------------------------
HOLLY CORPORATION Agenda: 932141663
CUSIP: 435758305 Meeting Type: Annual
Ticker: HOC Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 B.P. BERRY Mgmt For For
M.P. CLIFTON Mgmt For For
W.J. GLANCY Mgmt For For
W.J. GRAY Mgmt For For
M.R. HICKERSON Mgmt For For
01 T.K. MATTHEWS Mgmt For For
R.G. MCKENZIE Mgmt For For
L. NORSWORTHY Mgmt For For
J.P. REID Mgmt For For
P.T. STOFFEL Mgmt For For
02 APPROVAL OF AMENDING THE COMPANY S Mgmt For For
RESTATED CERTIFICATE OF
- -------------------------------------------------------------------------------------------------------
HOUSTON EXPLORATION COMPANY Agenda: 932165536
CUSIP: 442120101 Meeting Type: Annual
Ticker: THX Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT B. CATELL Mgmt For For
JOHN U. CLARKE Mgmt For For
DAVID G. ELKINS Mgmt For For
ROBERT J. FANI Mgmt For For
WILLIAM G. HARGETT Mgmt For For
HAROLD R. LOGAN, JR. Mgmt For For
GERALD LUTERMAN Mgmt For For
STEPHEN W. MCKESSY Mgmt For For
H. NEIL NICHOLS Mgmt For For
DONALD C. VAUGHN Mgmt For For
02 APPROVAL OF THE 2004 LONG-TERM Mgmt Against Against
INCENTIVE PLAN.
03 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
HYPERCOM CORPORATION Agenda: 932136446
CUSIP: 44913M105 Meeting Type: Annual
Ticker: HYC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NORMAN STOUT Mgmt For For
DANIEL D. DIETHELM Mgmt For For
- -------------------------------------------------------------------------------------------------------
ITLA CAPITAL CORPORATION Agenda: 932023663
CUSIP: 450565106 Meeting Type: Annual
Ticker: ITLA Meeting Date: 7/30/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
I NORVAL L. BRUCE Mgmt For For
JEFFREY L. LIPSCOMB Mgmt For For
PRESTON MARTIN Mgmt For For
II THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR ITLA CAPITAL FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2003.
- -------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda: 932131218
CUSIP: 45168D104 Meeting Type: Annual
Ticker: IDXX Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JONATHAN W. AYERS Mgmt For For
JAMES L. MOODY, JR. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS. TO RATIFY THE
SELECTION BY THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE CURRENT FISCAL YEAR (PROPOSAL
- -------------------------------------------------------------------------------------------------------
IMATION CORP. Agenda: 932105059
CUSIP: 45245A107 Meeting Type: Annual
Ticker: IMN Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GLEN A. TAYLOR Mgmt For For
DARYL J. WHITE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
INTER-TEL, INCORPORATED Agenda: 932114945
CUSIP: 458372109 Meeting Type: Annual
Ticker: INTL Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVEN G. MIHAYLO Mgmt For For
J. ROBERT ANDERSON Mgmt For For
JERRY W. CHAPMAN Mgmt For For
GARY D. EDENS Mgmt For For
C. ROLAND HADEN Mgmt For For
02 TO CONSIDER AND RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY S INDEPENDENT AUDITORS.
03 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt For For
MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENT THEREOF.
- -------------------------------------------------------------------------------------------------------
J & J SNACK FOODS CORP. Agenda: 932080497
CUSIP: 466032109 Meeting Type: Annual
Ticker: JJSF Meeting Date: 2/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SIDNEY R. BROWN Mgmt For For
LEONARD M. LODISH Mgmt For For
02 APPROVAL OF PERFORMANCE-BASED Mgmt For For
COMPENSATION FOR GERALD B. SHREIBER.
- -------------------------------------------------------------------------------------------------------
JDA SOFTWARE GROUP, INC. Agenda: 932132854
CUSIP: 46612K108 Meeting Type: Annual
Ticker: JDAS Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DOUGLAS G. MARLIN Mgmt For For
JOCK PATTON Mgmt For For
02 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
KAYDON CORPORATION Agenda: 932130331
CUSIP: 486587108 Meeting Type: Annual
Ticker: KDN Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID A. BRANDON Mgmt For For
GERALD J. BREEN Mgmt For For
BRIAN P. CAMPBELL Mgmt For For
THOMAS C. SULLIVAN Mgmt For For
ROBERT M. TEETER Mgmt For For
B. JOSEPH WHITE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
- -------------------------------------------------------------------------------------------------------
LTC PROPERTIES, INC. Agenda: 932151715
CUSIP: 502175102 Meeting Type: Annual
Ticker: LTC Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANDRE C. DIMITRIADIS Mgmt For For
EDMUND C. KING Mgmt For For
WENDY L. SIMPSON Mgmt For For
TIMOTHY J. TRICHE, MD Mgmt For For
SAM YELLEN Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
CHARTER OF THE COMPANY TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 35,000,000 TO
45,000,000 SHARES.
03 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
CHARTER OF THE COMPANY TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF
PREFERRED STOCK FROM 15,000,000 TO
25,000,000 SHARES
04 APPROVAL OF THE COMPANY S 2004 STOCK Mgmt Against Against
OPTION PLAN
05 APPROVAL OF THE COMPANY S 2004 Mgmt Against Against
RESTRICTED STOCK PLAN
06 RATIFICATION OF THE COMPANY S Mgmt For For
INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC. Agenda: 932119705
CUSIP: 515098101 Meeting Type: Annual
Ticker: LSTR Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM S. ELSTON Mgmt For For
MERRITT J. MOTT Mgmt For For
DIANA M. MURPHY Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR FISCAL 2004.
03 TO CONSIDER APPROVAL OF AN AMENDMENT Mgmt For For
TO ARTICLE IV OF THE COMPANY S
RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED SHARES OF
COMMON STOCK OF THE COMPANY.
- -------------------------------------------------------------------------------------------------------
LASALLE HOTEL PROPERTIES Agenda: 932099888
CUSIP: 517942108 Meeting Type: Annual
Ticker: LHO Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DONALD S. PERKINS Mgmt For For
STUART L. SCOTT Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
THE LIBERTY CORPORATION Agenda: 932120796
CUSIP: 530370105 Meeting Type: Annual
Ticker: LC Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD E. CRUTCHFIELD Mgmt For For
JOHN R. FARMER Mgmt For For
WILLIAM O. MCCOY Mgmt For For
02 PROPOSAL TO APPROVE THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR LIBERTY.
03 SHAREHOLDER PROPOSAL DESCRIBED IN THE Shr For Against
PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
M & F WORLDWIDE CORP. Agenda: 932132791
CUSIP: 552541104 Meeting Type: Annual
Ticker: MFW Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD O. PERELMAN Mgmt For For
THEO W. FOLZ Mgmt For For
BRUCE SLOVIN Mgmt For For
02 APPROVE THE ADOPTION OF THE 2003 Mgmt For For
STOCK OPTION PLAN.
- -------------------------------------------------------------------------------------------------------
MRO SOFTWARE, INC. Agenda: 932091476
CUSIP: 55347W105 Meeting Type: Annual
Ticker: MROI Meeting Date: 3/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN B. SAYRE Mgmt For For
01 ALAN L. STANZLER Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S AMENDED AND RESTATED 1999
EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES ISSUABLE THEREUNDER
BY AN ADDITIONAL 1,200,000 SHARES.
03 TO RATIFY THE APPOINTMENT BY THE Mgmt For For
BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS L.L.P. AS THE
COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE CURRENT FISCAL
- -------------------------------------------------------------------------------------------------------
MACROVISION CORPORATION Agenda: 932139024
CUSIP: 555904101 Meeting Type: Annual
Ticker: MVSN Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN O. RYAN Mgmt For For
WILLIAM A. KREPICK Mgmt For For
MATT CHRISTIANO Mgmt For For
DONNA S. BIRKS Mgmt For For
WILLIAM N. STIRLEN Mgmt For For
THOMAS WERTHEIMER Mgmt For For
STEVEN G. BLANK Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS MACROVISION S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31,
- -------------------------------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC. Agenda: 932137789
CUSIP: 563571108 Meeting Type: Annual
Ticker: MTW Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT C. STIFT Mgmt For For
VIRGIS W. COLBERT Mgmt For For
KENNETH W. KRUEGER Mgmt For For
02 THE APPROVAL OF THE PROPOSED 2004 Mgmt For For
NON-EMPLOYEE DIRECTOR STOCK AND
AWARDS PLAN.
- -------------------------------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION Agenda: 932086071
CUSIP: 577128101 Meeting Type: Annual
Ticker: MATW Meeting Date: 2/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GLENN R. MAHONE* Mgmt For For
01 DAVID J. DECARLO** Mgmt For For
ROBERT J. KAVANAUGH** Mgmt For For
JOHN P. O'LEARY, JR.** Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS TO AUDIT THE
RECORDS OF THE COMPANY FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2004.
- -------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda: 932088099
CUSIP: 577933104 Meeting Type: Annual
Ticker: MMS Meeting Date: 3/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL R. LEDERER Mgmt For For
PETER B. POND Mgmt For For
JAMES R. THOMPSON, JR. Mgmt For For
02 TO APPROVE A PROPOSED AMENDMENT TO Mgmt For For
THE 1997 EMPLOYEE STOCK PURCHASE PLAN
TO INCREASE THE NUMBER OF SHARES OF
MAXIMUS COMMON STOCK AVAILABLE FOR
PURCHASE UNDER THE PLAN TO 1,000,000
SHARES.
- -------------------------------------------------------------------------------------------------------
MEDIA GENERAL, INC. Agenda: 932113462
CUSIP: 584404107 Meeting Type: Annual
Ticker: MEG Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES A. DAVIS Mgmt For For
C. BOYDEN GRAY Mgmt For For
WALTER E. WILLIAMS Mgmt For For
- -------------------------------------------------------------------------------------------------------
MERITAGE CORPORATION Agenda: 932139923
CUSIP: 59001A102 Meeting Type: Annual
Ticker: MTH Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVEN J. HILTON Mgmt For For
RAYMOND OPPEL Mgmt For For
WILLIAM G. CAMPBELL Mgmt For For
02 TO APPROVE AMENDMENT TO COMPANY S Mgmt For For
STOCK OPTION PLAN
- -------------------------------------------------------------------------------------------------------
NATIONAL HEALTH INVESTORS, INC. Agenda: 932096248
CUSIP: 63633D104 Meeting Type: Annual
Ticker: NHI Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
I TED H. WELCH Mgmt For For
RICHARD F. LAROCHE, JR. Mgmt For For
II PROPOSAL TO RATIFY THE AUDIT Mgmt For For
COMMITTEE S SELECTION OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITOR
- -------------------------------------------------------------------------------------------------------
NETIQ CORPORATION Agenda: 932057068
CUSIP: 64115P102 Meeting Type: Annual
Ticker: NTIQ Meeting Date: 11/20/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID J. BARRAM* Mgmt For For
MICHAEL J. MAPLES* Mgmt For For
MICHAEL J. ROSE* Mgmt For For
MAUREEN F. MCNICHOLS** Mgmt For For
02 TO APPROVE THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE
COMPANY S INDEPENDENT CERTIFIED
PUBLIC
- -------------------------------------------------------------------------------------------------------
NEW ENGLAND BUSINESS SERVICE, INC. Agenda: 932048108
CUSIP: 643872104 Meeting Type: Annual
Ticker: NEB Meeting Date: 10/24/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM T. END Mgmt For For
NEIL S. FOX Mgmt For For
ROBERT L. GABLE Mgmt For For
THOMAS J. MAY Mgmt For For
HERBERT W. MOLLER Mgmt For For
ROBERT J. MURRAY Mgmt For For
JOSEPH R. RAMRATH Mgmt For For
RICHARD T. RILEY Mgmt For For
BRIAN E. STERN Mgmt For For
M. ANNE SZOSTAK Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR OF
THE COMPANY FOR THE CURRENT FISCAL
YEAR ENDING JUNE 26, 2004.
- -------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. Agenda: 932141536
CUSIP: 675232102 Meeting Type: Annual
Ticker: OII Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID S. HOOKER Mgmt For For
HARRIS J. PAPPAS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2004.
- -------------------------------------------------------------------------------------------------------
ODYSSEY RE HOLDINGS CORP. Agenda: 932111949
CUSIP: 67612W108 Meeting Type: Annual
Ticker: ORH Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 V. PREM WATSA Mgmt For For
JAMES F. DOWD Mgmt For For
ANDREW A. BARNARD Mgmt For For
FRANK B. BENNETT Mgmt For For
ANTHONY F. GRIFFITHS Mgmt For For
ROBBERT HARTOG Mgmt For For
BRANDON W. SWEITZER Mgmt For For
- -------------------------------------------------------------------------------------------------------
OSHKOSH TRUCK CORPORATION Agenda: 932080601
CUSIP: 688239201 Meeting Type: Annual
Ticker: OSK Meeting Date: 2/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD M. DONNELLY Mgmt For For
DONALD V. FITES Mgmt For For
RICHARD G. SIM Mgmt For For
- -------------------------------------------------------------------------------------------------------
OSTEOTECH, INC. Agenda: 932170195
CUSIP: 688582105 Meeting Type: Annual
Ticker: OSTE Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD W. BAUER Mgmt For For
KENNETH P. FALLON, III Mgmt For For
STEPHEN S. GALLIKER Mgmt For For
01 MICHAEL J. JEFFRIES Mgmt For For
DONALD D. JOHNSTON Mgmt For For
J. PHILLIP KOSTUIK M.D. Mgmt For For
STEPHEN J. SOGIN, PH.D. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
OSTEOTECH S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
PFF BANCORP, INC. Agenda: 932032749
CUSIP: 69331W104 Meeting Type: Annual
Ticker: PFB Meeting Date: 9/16/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN C. MORGAN, ED.D Mgmt For For
JIL H. STARK Mgmt For For
ROYCE A. STUTZMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS OF
PFF BANCORP, INC. FOR THE FISCAL YEAR
ENDING MARCH 31, 2004.
- -------------------------------------------------------------------------------------------------------
PRG-SCHULTZ INTERNATIONAL, INC. Agenda: 932143617
CUSIP: 69357C107 Meeting Type: Annual
Ticker: PRGX Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GARTH H. GREIMANN Mgmt For For
N. COLIN LIND Mgmt For For
JIMMY M. WOODWARD Mgmt For For
02 ADOPTION OF THE PRG-SCHULTZ Mgmt For For
INTERNATIONAL, INC. 2004 EXECUTIVE
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
PS BUSINESS PARKS, INC. Agenda: 932138488
CUSIP: 69360J107 Meeting Type: Annual
Ticker: PSB Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD L. HAVNER, JR. Mgmt For For
JOSEPH D. RUSSELL, JR. Mgmt For For
HARVEY LENKIN Mgmt For For
VERN O. CURTIS Mgmt For For
ARTHUR M. FRIEDMAN Mgmt For For
01 JAMES H. KROPP Mgmt For For
ALAN K. PRIBBLE Mgmt For For
JACK D. STEELE Mgmt For For
02 APPROVAL OF THE PS BUSINESS PARKS, Mgmt For For
INC. RETIREMENT PLAN FOR NON-EMPLOYEE
DIRECTORS.
03 RATIFICATION OF APPOINTMENT OF ERNST Mgmt For For
& YOUNG, INDEPENDENT AUDITORS, TO
AUDIT THE ACCOUNTS OF PS BUSINESS
PARKS, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
PARKWAY PROPERTIES, INC. Agenda: 932136585
CUSIP: 70159Q104 Meeting Type: Annual
Ticker: PKY Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL P. FRIEDMAN Mgmt For For
ROGER P. FRIOU Mgmt For For
MARTIN L. GARCIA Mgmt For For
MATTHEW W. KAPLAN Mgmt For For
MICHAEL J. LIPSEY Mgmt For For
JOE F. LYNCH Mgmt For For
STEVEN G. ROGERS Mgmt For For
LELAND R. SPEED Mgmt For For
LENORE M. SULLIVAN Mgmt For For
02 PROPOSAL TO CONSIDER AND RATIFY THE Mgmt For For
ADOPTION OF THE COMPANY S 2001 NON-
EMPLOYEE DIRECTORS EQUITY
COMPENSATION PLAN, AS AMENDED.
- -------------------------------------------------------------------------------------------------------
PATHMARK STORES, INC. Agenda: 932173583
CUSIP: 70322A101 Meeting Type: Annual
Ticker: PTMK Meeting Date: 6/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM J. BEGLEY Mgmt For For
DANIEL H. FITZGERALD Mgmt For For
EUGENE M. FREEDMAN Mgmt For For
BRUCE HARTMAN Mgmt For For
JAMES L. MOODY, JR. Mgmt For For
EILEEN R. SCOTT Mgmt For For
FRANK G. VITRANO Mgmt For For
02 APPROVAL OF DELOITTE & TOUCHE LLP, Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS, AS
AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda: 932118828
CUSIP: 704549104 Meeting Type: Annual
Ticker: BTU Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM A. COLEY Mgmt For For
IRL F. ENGELHARDT Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS.
03 APPROVAL OF 2004 LONG-TERM EQUITY Mgmt For For
INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REGARDING Shr Against For
DIRECTOR INDEPENDENCE.
- -------------------------------------------------------------------------------------------------------
PERRIGO COMPANY Agenda: 932046558
CUSIP: 714290103 Meeting Type: Annual
Ticker: PRGO Meeting Date: 10/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GARY M. COHEN Mgmt For For
DAVID T. GIBBONS Mgmt For For
JUDITH A. HEMBERGER Mgmt For For
02 APPROVAL OF THE COMPANY S 2003 LONG- Mgmt For For
TERM INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
POLYMEDICA CORPORATION Agenda: 932044251
CUSIP: 731738100 Meeting Type: Annual
Ticker: PLMD Meeting Date: 9/26/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL S. BERNSTEIN MD Mgmt For For
HERBERT A. DENTON Mgmt For For
WALTER R. MAUPAY, JR. Mgmt For For
02 TO RATIFY THE SELECTION BY THE BOARD Mgmt For For
OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING MARCH 31,
- -------------------------------------------------------------------------------------------------------
QUANEX CORPORATION Agenda: 932087150
CUSIP: 747620102 Meeting Type: Annual
Ticker: NX Meeting Date: 2/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VINCENT R. SCORSONE Mgmt For For
JOSEPH J. ROSS Mgmt For For
RICHARD L. WELLEK Mgmt For For
02 TO RATIFY THE COMPANY S EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
R&G FINANCIAL CORPORATION Agenda: 932135723
CUSIP: 749136107 Meeting Type: Annual
Ticker: RGF Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VICTOR L. GALAN Mgmt For For
RAFAEL NIN Mgmt For For
BENIGNO FERNANDEZ Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION OF THE COMPANY TO
INCREASE THE AUTHORIZED COMMON STOCK
OF THE COMPANY FROM ONE HUNDRED
MILLION (100,000,000) TO TWO HUNDRED
MILLION (200,000,000).
03 PROPOSAL TO APPROVE THE R&G FINANCIAL Mgmt For For
CORPORATION 2004 STOCK OPTION PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT BY Mgmt For For
THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
- -------------------------------------------------------------------------------------------------------
ROSLYN BANCORP, INC. Agenda: 932049174
CUSIP: 778162107 Meeting Type: Special
Ticker: RSLN Meeting Date: 10/29/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF JUNE
27, 2003, BY AND BETWEEN NEW YORK
COMMUNITY BANCORP, INC. AND ROSLYN
BANCORP, INC., AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS.
- -------------------------------------------------------------------------------------------------------
RUDDICK CORPORATION Agenda: 932079862
CUSIP: 781258108 Meeting Type: Annual
Ticker: RDK Meeting Date: 2/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALAN T. DICKSON Mgmt For For
ANNA SPANGLER NELSON Mgmt For For
BAILEY W. PATRICK Mgmt For For
ROBERT H. SPILMAN, JR. Mgmt For For
- -------------------------------------------------------------------------------------------------------
SCS TRANSPORTATION, INC. Agenda: 932107407
CUSIP: 81111T102 Meeting Type: Annual
Ticker: SCST Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN J. HOLLAND Mgmt For For
DOUGLAS W. ROCKEL Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS
FOR 2004.
- -------------------------------------------------------------------------------------------------------
SHOPKO STORES, INC. Agenda: 932157729
CUSIP: 824911101 Meeting Type: Annual
Ticker: SKO Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEFFREY C. GIRARD Mgmt For For
DALE P. KRAMER Mgmt For For
JOHN G. TURNER Mgmt For For
02 APPROVAL OF SHOPKO STORES, INC. 2004 Mgmt For For
STOCK INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP TO AUDIT THE
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING
JANUARY 29, 2005.
- -------------------------------------------------------------------------------------------------------
STAGE STORES, INC. Agenda: 932159595
CUSIP: 85254C305 Meeting Type: Annual
Ticker: STGS Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SCOTT DAVIDO Mgmt For For
01 ALAN GILMAN Mgmt For For
MICHAEL GLAZER Mgmt For For
MICHAEL MCCREERY Mgmt For For
JOHN MENTZER Mgmt For For
MARGARET MONACO Mgmt For For
WILLIAM MONTGORIS Mgmt For For
WALTER SALMON Mgmt For For
JAMES SCARBOROUGH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR 2004.
03 APPROVAL OF MATERIAL TERMS OR Mgmt For For
EXECUTIVE OFFICER PERFORMANCE GOALS.
04 APPROVAL OF AMENDED AND RESTATED 2001 Mgmt Against Against
EQUITY INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
STATE AUTO FINANCIAL CORPORATION Agenda: 932153074
CUSIP: 855707105 Meeting Type: Annual
Ticker: STFC Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL W. HUESMAN Mgmt For For
JOHN R. LOWTHER Mgmt For For
ROBERT H. MOONE Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS FOR
- -------------------------------------------------------------------------------------------------------
STONE ENERGY CORPORATION Agenda: 932136751
CUSIP: 861642106 Meeting Type: Annual
Ticker: SGY Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GEORGE R. CHRISTMAS Mgmt For For
B.J. DUPLANTIS Mgmt For For
JOHN P. LABORDE Mgmt For For
RICHARD A. PATTAROZZI Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS
03 APPROVAL OF 2004 AMENDED AND RESTATED Mgmt For For
STOCK INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
STONERIDGE, INC. Agenda: 932127536
CUSIP: 86183P102 Meeting Type: Annual
Ticker: SRI Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD E. CHENEY Mgmt For For
AVERY S. COHEN Mgmt For For
JOHN C. COREY Mgmt For For
D.M. DRAIME Mgmt For For
SHELDON J. EPSTEIN Mgmt For For
WILLIAM M. LASKY Mgmt For For
EARL L. LINEHAN Mgmt For For
- -------------------------------------------------------------------------------------------------------
SUNRISE SENIOR LIVING, INC. Agenda: 932134492
CUSIP: 86768K106 Meeting Type: Annual
Ticker: SRZ Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CRAIG R. CALLEN Mgmt For For
PAUL J. KLAASSEN Mgmt For For
- -------------------------------------------------------------------------------------------------------
TALX CORPORATION Agenda: 932032131
CUSIP: 874918105 Meeting Type: Annual
Ticker: TALX Meeting Date: 9/4/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EUGENE M. TOOMBS Mgmt For For
M. STEPHEN YOAKUM Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITOR OF
THE COMPANY FOR THE 2004 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
TECHNITROL, INC. Agenda: 932118020
CUSIP: 878555101 Meeting Type: Annual
Ticker: TNL Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID H. HOFMANN Mgmt For For
EDWARD M. MAZZE Mgmt For For
- -------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda: 932117787
CUSIP: 879360105 Meeting Type: Annual
Ticker: TDY Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES CROCKER Mgmt For For
ROBERT MEHRABIAN Mgmt For For
MICHAEL T. SMITH Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
TEREX CORPORATION Agenda: 932141257
CUSIP: 880779103 Meeting Type: Annual
Ticker: TEX Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD M. DEFEO Mgmt For For
G. CHRIS ANDERSEN Mgmt For For
DON DEFOSSET Mgmt For For
WILLIAM H. FIKE Mgmt For For
DR. DONALD P. JACOBS Mgmt For For
DAVID A. SACHS Mgmt For For
J.C. WATTS, JR. Mgmt For For
HELGE H. WEHMEIER Mgmt For For
02 RATIFICATION OF SELECTION OF Mgmt For For
INDEPENDENT ACCOUNTANTS.
03 APPROVAL OF THE AMENDMENT OF THE Mgmt Against Against
TEREX CORPORATION 2000 INCENTIVE
04 APPROVAL OF THE TEREX CORPORATION Mgmt For For
2004 ANNUAL INCENTIVE COMPENSATION
05 APPROVAL OF THE TEREX CORPORATION Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
06 APPROVAL OF THE TEREX CORPORATION Mgmt Against Against
DEFERRED COMPENSATION PLAN.
07 APPROVAL OF THE COMPENSATION Mgmt For For
ARRANGEMENT FOR OUTSIDE DIRECTORS OF
TEREX CORPORATION.
- -------------------------------------------------------------------------------------------------------
THE TIMBERLAND COMPANY Agenda: 932128968
CUSIP: 887100105 Meeting Type: Annual
Ticker: TBL Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SIDNEY W. SWARTZ Mgmt For For
01 JEFFREY B. SWARTZ Mgmt For For
JOHN E. BEARD Mgmt For For
JOHN F. BRENNAN Mgmt For For
IAN W. DIERY Mgmt For For
IRENE M. ESTEVES Mgmt For For
JOHN A. FITZSIMMONS Mgmt For For
VIRGINIA H. KENT Mgmt For For
BILL SHORE Mgmt For For
- -------------------------------------------------------------------------------------------------------
TOLLGRADE COMMUNICATIONS, INC. Agenda: 932108586
CUSIP: 889542106 Meeting Type: Annual
Ticker: TLGD Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD H. HEIBEL Mgmt For For
ROBERT W. KAMPMEINERT Mgmt For For
- -------------------------------------------------------------------------------------------------------
TRIAD GUARANTY INC. Agenda: 932138286
CUSIP: 895925105 Meeting Type: Annual
Ticker: TGIC Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GLENN T. AUSTIN, JR. Mgmt For For
ROBERT T. DAVID Mgmt For For
WILLIAM T. RATLIFF, III Mgmt For For
MICHAEL A.F. ROBERTS Mgmt For For
RICHARD S. SWANSON Mgmt For For
DARRYL W. THOMPSON Mgmt For For
DAVID W. WHITEHURST Mgmt For For
- -------------------------------------------------------------------------------------------------------
TRIUMPH GROUP, INC. Agenda: 932017634
CUSIP: 896818101 Meeting Type: Annual
Ticker: TGI Meeting Date: 7/21/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD C. ILL Mgmt For For
JOHN R. BARTHOLDSON Mgmt For For
RICHARD C. GOZON Mgmt For For
CLAUDE F. KRONK Mgmt For For
JOSEPH M. SILVESTRI Mgmt For For
WILLIAM O. ALBERTINI Mgmt For For
GEORGE SIMPSON Mgmt For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
UICI Agenda: 932136535
CUSIP: 902737105 Meeting Type: Annual
Ticker: UCI Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD L. JENSEN Mgmt For For
WILLIAM J. GEDWED Mgmt For For
GLENN W. REED Mgmt For For
RICHARD T. MOCKLER Mgmt For For
MURAL R. JOSEPHSON Mgmt For For
R.H. MICK THOMPSON Mgmt For For
DENNIS C. MCCUISTION Mgmt For For
02 PROPOSAL TO APPROVE THE UICI AGENCY Mgmt For For
MATCHING TOTAL OWNERSHIP PLAN AND THE
UICI AGENCY MATCHING TOTAL OWNERSHIP
PLAN II, WHICH HAVE BEEN ESTABLISHED
FOR THE BENEFIT OF THE INDEPENDENT
INSURANCE AGENTS AND INDEPENDENT
SALES REPRESENTATIVES ASSOCIATED WITH
UGA-ASSOCIATION FIELD SERVICES AND
NEW UNITED AGENCY, INC.
03 PROPOSAL TO APPROVE THE UICI MATCHING Mgmt For For
AGENCY CONTRIBUTION PLAN I AND UICI
AGENCY MATCHING AGENCY CONTRIBUTION
PLAN II, WHICH HAVE BEEN ESTABLISHED
FOR THE BENEFIT OF THE INDEPENDENT
INSURANCE AGENTS AND INDEPENDENT
SALES REPRESENTATIVES ASSOCIATED WITH
CORNERSTONE AMERICA.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT AUDITORS
FOR THE COMPANY.
- -------------------------------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION Agenda: 932114731
CUSIP: 902788108 Meeting Type: Annual
Ticker: UMBF Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL D. BARTLETT, JR.* Mgmt For For
WILLIAM L. BISHOP* Mgmt For For
DAVID R. BRADLEY, JR.* Mgmt For For
NEWTON A. CAMPBELL* Mgmt For For
JAMES R. ELSESSER* Mgmt For For
PETER J. GENOVESE* Mgmt For For
01 C. N. HOFFMAN III* Mgmt For For
ALEXANDER C. KEMPER* Mgmt For For
MARY LYNN OLIVER* Mgmt For For
KRIS A. ROBBINS* Mgmt For For
TERRENCE P. DUNN** Mgmt For For
GREG M. GRAVES** Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
RETENTION OF DELOITTE & TOUCHE LLP
TO SERVE AS THE COMPANY S INDEPENDENT
AUDITORS AND TO EXAMINE AND AUDIT
THE CONSOLIDATED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE FISCAL YEAR
- -------------------------------------------------------------------------------------------------------
USG CORPORATION Agenda: 932122017
CUSIP: 903293405 Meeting Type: Annual
Ticker: USG Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAWRENCE M. CRUTCHER Mgmt For For
WILLIAM C. FOOTE Mgmt For For
JUDITH A. SPRIESER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
UNITED STATIONERS INC. Agenda: 932119476
CUSIP: 913004107 Meeting Type: Annual
Ticker: USTR Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROY W. HALEY Mgmt For For
BENSON P. SHAPIRO Mgmt For For
ALEX D. ZOGHLIN Mgmt For For
02 APPROVAL OF THE UNITED STATIONERS Mgmt For For
INC. 2004 LONG-TERM INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
UNIVERSAL AMERICAN FINANCIAL CORP. Agenda: 932172529
CUSIP: 913377107 Meeting Type: Annual
Ticker: UHCO Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PROPOSAL TO AMEND OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE
AUTHORIZED SHARES OF COMMON STOCK.
02 PROPOSAL TO INCREASE THE NUMBER OF Mgmt Against Against
SHARES ISSUABLE UNDER OUR UNIVERSAL
AMERICAN FINANCIAL CORP. 1998
INCENTIVE COMPENSATION PLAN.
03 RICHARD A. BARASCH Mgmt For For
BRADLEY E. COOPER Mgmt For For
MARK M. HARMELING Mgmt For For
BERTRAM HARNETT Mgmt For For
LINDA H. LAMEL Mgmt For For
ERIC W. LEATHERS Mgmt For For
PATRICK J. MCLAUGHLIN Mgmt For For
ROBERT A. SPASS Mgmt For For
ROBERT F. WRIGHT Mgmt For For
- -------------------------------------------------------------------------------------------------------
VARIAN, INC. Agenda: 932075802
CUSIP: 922206107 Meeting Type: Annual
Ticker: VARI Meeting Date: 2/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN G. MCDONALD Mgmt For For
WAYNE R. MOON Mgmt For For
02 APPROVAL OF AMENDED AND RESTATED Mgmt For For
MANAGEMENT INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
THE WARNACO GROUP, INC. Agenda: 932149570
CUSIP: 934390402 Meeting Type: Annual
Ticker: WRNC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID A. BELL Mgmt For For
ROBERT A. BOWMAN Mgmt For For
RICHARD KARL GOELTZ Mgmt For For
JOSEPH R. GROMEK Mgmt For For
SHEILA A. HOPKINS Mgmt For For
CHARLES R. PERRIN Mgmt For For
CHERYL NIDO TURPIN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
AUDITORS FOR THE CURRENT FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
WATSCO, INC. Agenda: 932167415
CUSIP: 942622200 Meeting Type: Annual
Ticker: WSO Meeting Date: 6/1/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FREDERICK H. JOSEPH Mgmt For For
- -------------------------------------------------------------------------------------------------------
ZALE CORPORATION Agenda: 932052614
CUSIP: 988858106 Meeting Type: Annual
Ticker: ZLC Meeting Date: 11/6/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT J. DINICOLA Mgmt For For
MARY L. FORTE Mgmt For For
J. GLEN ADAMS Mgmt For For
A. DAVID BROWN Mgmt For For
MARY E. BURTON Mgmt For For
PETER P. COPSES Mgmt For For
RICHARD C. MARCUS Mgmt For For
02 TO APPROVE THE ZALE CORPORATION 2003 Mgmt For For
STOCK INCENTIVE PLAN.
03 TO APPROVE THE ZALE CORPORATION Mgmt For For
EXECUTIVE BONUS PLAN.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JULY 31, 2004.
- -------------------------------------------------------------------------------------------------------
MAX RE CAPITAL LTD. Agenda: 932119565
CUSIP: G6052F103 Meeting Type: Annual
Ticker: MXRE Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
02 AUDITORS. APPOINTMENT OF KPMG, Mgmt For For
HAMILTON, BERMUDA, AS INDEPENDENT
AUDITORS OF MAX RE CAPITAL LTD. FOR
2004.
04 AUDITORS. APPOINTMENT OF KPMG, Mgmt For For
HAMILTON, BERMUDA, AS INDEPENDENT
AUDITORS OF MAX RE LTD. FOR 2004.
1A TO ELECT JOHN R. BARBER TO THE BOARD Mgmt For For
OF DIRECTORS OF MAX RE CAPITAL LTD.
1B TO ELECT W. MARSTON BECKER TO THE Mgmt For For
BOARD OF DIRECTORS OF MAX RE CAPITAL
LTD.
1C TO ELECT ROBERT J. COONEY TO THE Mgmt For For
BOARD OF DIRECTORS OF MAX RE CAPITAL
1D TO ELECT MARIO P. TORSIELLO TO THE Mgmt For For
BOARD OF DIRECTORS OF MAX RE CAPITAL
LTD.
3A TO ELECT JOHN R. BARBER TO THE BOARD Mgmt For For
OF DIRECTORS OF MAX RE LTD.
3B TO ELECT W. MARSTON BECKER TO THE Mgmt For For
BOARD OF DIRECTORS OF MAX RE LTD.
3C TO ELECT ROBERT J. COONEY TO THE Mgmt For For
BOARD OF DIRECTORS OF MAX RE LTD.
3D TO ELECT MARIO P. TORSIELLO TO THE Mgmt For For
BOARD OF DIRECTORS OF MAX RE LTD.
- -------------------------------------------------------------------------------------------------------
PXRE GROUP LTD. Agenda: 932136511
CUSIP: G73018106 Meeting Type: Annual
Ticker: PXT Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GERALD L. RADKE Mgmt For For
F. SEDGWICK BROWNE Mgmt For For
02 TO APPROVE THE RECOMMENDATION OF THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS THAT KPMG LLP BE APPOINTED
AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004, AND TO REFER THE
DETERMINATION OF THE INDEPENDENT
AUDITOR S REMUNERATION TO THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS.
03 TO APPROVE THE ADOPTION OF THE PXRE Mgmt For For
2004 INCENTIVE BONUS COMPENSATION
04 TO APPROVE THE ADOPTION OF AMENDMENTS Mgmt For For
TO THE PXRE DIRECTOR STOCK PLAN.
Investment Quality Bond Fund Victory Variable Insurance Funds
The fund did not own any voting securities for which proxies were received
during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
The Victory Variable Insurance Funds
By: /s/ Kathleen A. Dennis
------------------------------------------------
Kathleen A. Dennis, President
Date August 31, 2004