SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Mark One)
[X] Annual report pursuant to section 13 or 15(d) of the Securities
Exchange Act of 1934 [FEE REQUIRED]
For the fiscal year ended October 31, 1994 or
[ ] Transition report pursuant to section 13 or 15(d) of the Securities
Exchange Act of 1934 [NO FEE REQUIRED]
For the transition period from to
Commission file number 0-12619
COLLINS INDUSTRIES, INC.
(Exact name of registrant as specified in its charter)
MISSOURI 43-0985160
(State or other jurisdiction (I.R.S. Employer
of incorporation) Identification Number)
421 East 30th Avenue Hutchinson, Kansas 67502-2489
(Address of principal executive offices) (Zip Code)
Registrant's telephone number including area code: 316-663-5551
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which registered
None N/A
Securities registered pursuant to Section 12(g) of the Act:
Common Stock, Par Value $.10 per share
(Title of class)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days.
Yes X No
----- -----
Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to
the best of the registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. (X)
The aggregate market value of voting stock held by non-affiliates of the
registrant as of March 6, 1995 was $14,263,316.
The number of shares of Common Stock outstanding as of March 6, 1995 was
7,237,348.
Documents Incorporated by Reference
The following are the documents incorporated by reference and the part of the
Form 10-K into which the document is incorporated:
Document: Part of Form 10-K
Proxy Statement for Annual Meeting
of Shareholders on 2/24/95 Part III
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
AMENDMENT TO ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
COLLINS INDUSTRIES, INC.
AMENDMENT NO. 1
The undersigned registrant hereby amends the following items, financial
statements, exhibits or other portions of its Annual Report on Form 10-K for
the fiscal year ended October 31, 1994 as set forth below:
ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT.
Information with respect to security ownership of certain beneficial
owners and management is contained in the section entitled "Security
Ownership of Certain Beneficial Owners and Management" in the Company's Proxy
Statement for the Annual Meeting of Shareholders held on February 24, 1995,
and is incorporated herein by reference.
In addition to the information with respect to security ownership of
certain beneficial owners and management incorporated herein by reference,
the following table sets forth information as of January 25, 1995, with
respect to certain additional persons who the Company has been informed are
beneficial owners of more than five percent of the Company's outstanding
Common Stock.
Name and Address Shares Beneficially Percentage
of Beneficial Owned Owned Owned
------------------- ------------------- -----------
Dimensional Fund 517,975 (1) 7.16%
Advisors Inc.
1299 Ocean Avenue, 11th Floor
Santa Monica, CA 90401
Collins Industries, Inc. Tax 382,710 5.29%
Deferred Saving Plan & Trust
c/o Bank of Kansas, as Trustee (2)
Financial Square
P.O. Box 1707
South Hutchinson, Kansas 67504-1707
(1) Includes 312,550 shares owned by Dimensional Fund Advisors Inc. Persons
who are officers of Dimensional Fund Advisors Inc. also serve as officers of
DFA Investment Dimensions Group Inc. (The "Fund") and The DFA Investment
Trust Company (the "Trust"), each an open-end management investment company
registered under the Investment Company Act of 1940. In their capacities as
officers of the Fund and the Trust, these persons vote 186,325 additional
shares which are owned by the Fund and 19,100 additional shares which are
owned by the Trust.
(2) Prior to January 1, 1995, the trustee of the Collins Industries, Inc. Tax
Deferred Savings Plan & Trust was The First National Bank of Hutchinson, One
North Main, P.O. Box 913, Hutchinson, Kansas 67504-0913.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed
on its behalf by the undersigned, thereunto duly authorized.
Dated: April 12, 1995
COLLINS INDUSTRIES, INC.
By: /s/ Larry W. Sayre
---------------------------
Larry W. Sayre, Vice President Finance and
Chief Financial Officer