Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Date of Report (Date of Earliest Event Reported) March 20, 1997 CURRENT REPORT PURSUANT TO SECTION 13 or 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 1-13418 Falcon Building Products, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 36-3931893 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) Identification No.) Two North Riverside Plaza Chicago, Illinois 60606 (Address of Principal Executive Office) (312) 906-9700 (Registrant's telephone number, including area code) Not Applicable (Former name, former address and former fiscal year, if changed since last report) Item 5. Other Events On March 20, 1997, Falcon Building Products, Inc. ("Falcon") and Investcorp executed a definitive agreement providing for the merger of Falcon with an affiliate of Investcorp. The press release announcing the above is attached as an exhibit hereto. Item 7. Financial Statements and Exhibits (c) Exhibits 99.1 Press release issued by Falcon Building Products, Inc. and Investcorp on March 20, 1997. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. FALCON BUILDING PRODUCTS, INC. By: /s/ Sam A. Cottone ------------------- Sam A. Cottone Senior Vice President and Chief Financial Officer Dated: March 20, 1997