EXHIBIT 4.9
Amendment No. 1 dated as of June 10, 1997 to the
Revolving Credit Facility dated as of April 4 1997
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Reference is made to that certain One Hundred and Sixty Million Dollars
($160,000,000) Revolving Credit Facility, dated as of April 4, 1997 (the
"Revolving Credit Facility"), among Trigen Energy Corporation (the "Borrower"),
the Societe Generale (the "Issuing Bank and Agent") and the Banks listed on the
signature pages thereof. Capitalized terms used herein but not otherwise defined
herein shall have the meanings ascribed to them in the Revolving Credit
Facility.
The undersigned agree as follows:
1. The first sentence of Article 1, Section 1.01 of the Revolving Credit
Facility is hereby amended to read as follows:
"The Revolving Credit Facility available to the Borrower pursuant to this
Agreement is One Hundred Twenty Five Million Dollars ($125,000,000)."
2. Article 6, Section 6.01 is hereby amended to add a new
subsection (j), which reads as follows:
"Any event of default under Section 6.01(a) of the 364-Day
Revolving Credit Facility".
3. Article 10, Section 10.01 is hereby amended to add
the following definition:
"364-DaY Revolving Credit Facility" means the Thirty-Five Million Dollar
($35,000,000) 364-day Revolving Credit Facility dated as of June 10, 1997, among
the Borrower, the Issuing Bank and Agent and the Banks listed on the signature
pages thereof, as the same may be amended, modified or restated from time to
time.
4. The definition of "Agreement Date" in Article 10, Section 10.1 is
restated in its entirety as follows:
"Agreement Date" means the date set forth on the first page of the Agreement,
which is the date the executed copies of the Agreement were deemed delivered by
all parties hereto and, accordingly, this Agreement became effective and the
Banks first became committed to make the Loans and other extensions of credit
contemplated by this Agreement.
5. Annex A to the Revolving Credit Facility is hereby amended and is
restated in its entirety by Annex A hereto.
6. Whenever and wherever in the Revolving Credit Facility the amount of the
Facility is expressed to be One Hundred Sixty Million Dollars ($160,000,000), it
shall henceforth be deemed to read as One Hundred Twenty Five Million Dollars
($125,000,000).
7. On the date hereof, the Borrower is executing and delivering Notes in
favor of the Banks which express the principal amount of the Facility as One
Hundred Twenty Five Million Dollars ($125,000,000). In exchange, the Issuing
Bank and Agent shall cancel and return any Notes which express the principal
amount of the Facility as being One Hundred Sixty Million Dollars
($160,000,000).
8. Except as expressly amended herein (which Amendment shall be effective
only in the specific instances and for the specific purposes
provided herein) whenever the term "Revolving Credit Facility" or the term
"Agreement" is used in the Agreement, and the other Loan Documents it shall be
deemed to refer and mean the Revolving Credit Facility, as amended by this
Amendment No. 1, and that the same may be subsequently amended or modified from
time to time.
9. This Amendment No. 1 may be executed in any number of counterparts, each
of which shall be deemed to be an original with the same effect as if the
signature thereto and hereto were upon the same instrument.
10. This Amendment No. 1 and the rights and obligations of the parties
hereunder shall be construed in accordance in with and governed by the laws of
the State of New York (without giving effect to its choice of law principles
other than Section 5-1401 of the General Obligations Law).
11. This Amendment No. 1 shall be effective on the date first above
written.
IN WITNESS WHEREOF the undersigned have executed this Amendment No. 1 this
10th day of June, 1997.
TRIGEN ENERGY CORPORATION,
Company
By /s/ Stephen T. Ward_
Title: Treasurer
Name: Stephen T. Ward
SOCIETE GENERALE, NEW YORK BRANCH,
Issuing Bank and Agent
By _/s/ Betty Burg
Title: Vice Pres. Intnat'l Banking
Name: Betty Burg
COMPAGNIE FINANCIERE DE CIC ET DE
L'UNION EUROPEENNE,
Bank
By /s/ Albert Calo /Eric Longuet
Title: Vice Pres. / Vice Pres.
Name: Albert Calo / Eric Longuet
UMB BANK, N.A.,
Bank
By /s/ David A. Proffitt
Title: _Senior Vice President
Name: _David A. Proffitt_
CREDIT LOCAL DE FRANCE,
Bank
By _/s/ Philippe Ducos /Mary Power
Title: Duputy Gen'l Mgr/Vice President
Name: _Philippe Ducos /Mary Power
MELON BANK, N.A.,
Bank
By __/s/ Arlene Pedovitch_
Title: _Vice President____
Name: __Arlene Pedovitch__
IN WITNESS WHEREOF the undersigned have executed this Amendment No. 1
this 10th day of June, 1997.
THE DAI-ICHI KANGYO BANK, LTD.,
Bank
By __/s/ Naoki Yamamori___
Title: VP & Department Head
Name: _Naoki Yamamori_____
BANQUE FRANCAISE DU COMMERCE EXTERIEUR, Bank
By:/s/ Pieter J. van Tulder / John Rigo
Title:_VP & Mgr Intn'l Group/A.V.Pres__
Name: _Pieter J. van Tulder/John Rigo
CREDIT COMMERCIAL DE FRANCE,
Bank
By _/s/ Jean-Paul Foity___
Title: __General Manager__
Name: __Jean-Paul Foity___
ANNEX A
Banks, Lending Offices Percentage
and Notice Addresses Commitments Interest
- ---------------------- ----------- ----------
SOCIETE GENERALE, NEW YORK BRANCH $23,437,500 18.750%
Domestic Lending Office:
SOCIETE GENERALE, NEW YORK BRANCH
1221 Avenue of the Americas
New York, New York 10020
Eurodollar Lending Office:
SOCIETE GENERALE, NEW YORK BRANCH
1221 Avenue of the Americas
New York, New York 10020
Information Address:
SOCIETE GENERALE, NEW YORK BRANCH 1221 Avenue of the Americas
New York, New York 10020
Fax No.: (212) 278-7463 Telephone No.: (212) 278-6926
Attention: Betty Burg
Vice President, French Corporate Group
Notice:
Attention: Corporate Banking Officer
Fax No.: (212) 278-7463
Telephone No.: (212) 278-6931
Notice concerning Letters of Credit:
Attention: Specialized Letters of
Credit Services
Fax No.: (212) 278-7428
Telephone No.: (212) 278-6927
Wire Transfer Instructions:
Societe Generale-New York
ABA No. 026-004226
Account No. 01-72863
Reference: Trigen Energy Corporation
ANNEX A
Banks, Lending Offices Percentage
and Notice Addresses Commitments Interest
- ------------------------- ------------ -----------
COMPAGNIE FINANCIERE DE CIC $19,531,250 15.625%
ET DE L'UNION EUROPEENNE
Domestic Lending Office:
COMPAGNIE FINANCIERE DE CIC ET DE L'UNION EUROPEENNE
520 Madison Avenue
New York, New York 10022
Fax No.: 212-715-4535
Telephone No.: 212-715-4425
Attention: Albert M. Calo
Eurodollar Lending Office:
COMPAGNIE FINANCIERE DE CIC ET DE L'UNION EUROPEENNE
520 Madison Avenue
New York, New York 10022
Fax No.: 212-715-4535
Telephone No.: 212-715-4425
Attention: Albert M. Calo
Information Address:
COMPAGNIE FINANCIERE DE CIC ET DE L'UNION EUROPEENNE
520 Madison Avenue
New York, New York 10022
Fax No.: 212-715-4535
Telephone No.: 212-715-4425
Attention: Albert M. Calo
ANNEX A
Banks, Lending Offices Percentage
and Notice Addresses Commitments Interest
- ---------------------- ----------- -------------
UMB BANK, N.A. $7,812,500 6.250%
Domestic Lending Office:
UMB BANK, N.A.
1010 Grand Boulevard
Kansas City, MO 60141
Fax No.: 816-860-7143
Telephone No.: 816-860-7935
Attention: David A. Proffitt
Eurodollar Lending Office:
UMB BANK, N.A.
1010 Grand Boulevard
Kansas City, MO 60141
Fax No.: 816-860-7143 Tel No.: 816-860-7935
Attention: David A. Proffitt
Information Address:
UMB BANK, N.A.
1010 Grand Boulevard
Kansas City, MO 60141
Fax No.: 816-860-7143
Telephone No.: 816-860-7935
Attention: David A. Proffitt
ANNEX A
Banks, Lending Offices Percentage
and Notice Addresses Commitments Interest
- ---------------------- ----------- ----------
CREDIT LOCAL DE FRANCE $18,750,000 15.000%
Domestic Lending Office:
CREDIT LOCAL DE FRANCE
450 Park Avenue
3rd Floor
New York, New York 10022
Fax No.: 212-753-7522
Telephone No.: 212-753-2613 // 212-753-2763
Attention: Ms. Aida Slabotzky
Eurodollar Lending Office:
CREDIT LOCAL DE FRANCE
450 Park Avenue
3rd Floor
New York, New York 10022
Fax No.: 212-753-7522
Telephone No.: 212-753-2613 // 212-753-2763
Attention: Ms. Aida Slabotzky
Information Address:
CREDIT LOCAL DE FRANCE
450 Park Avenue
3rd Floor
New York, New York 10022
Fax No.: 212-753-5522
Telephone No.: 212-753-2763 // 212-753-3546
Attention: Ms. Mary Power
ANNEX A
Banks, Lending Offices Percentage
and Notice Addresses Commitments Interest
- --------------------- ---------- -----------
MELLON BANK, N.A. $10,156,250 8.125%
Domestic Lending Office:
MELLON BANK, N.A.
65 East 55th Street
New York, New York 10022
Fax No.: 412-236-2027
Telephone No.: 412-234-3699
Attention: Ms. Pinkey Holiday
Eurodollar Lending Office:
MELLON BANK BANK, N.A.
65 East 55th Street
New York, New York 10022
Fax No.: 412-236-2027
Telephone No.: 412-234-3699
Attention: Ms. Pinkey Holiday
Information Address:
MELLON BANK, N.A.
65 East 55th Street
New York, New York 10022
Fax No.: 212-702-5269 Telephone No.: 212-702-5258
Attention: Ms. Arlene Pedovitch
ANNEX A
Banks, Lending Offices Percentage
and Notice Addresses Commitments Interest
- -------------------- ------------ ----------
THE DAI-ICHI KANGYO BANK, LTD. $7,812,500 6.250%
Domestic Lending Office:
THE DAI-ICHI KANGYO BANK, LTD.
One World Trade Center
48th Floor
New York, New York 10048
Fax No.: 212-488-8955
Telephone No.: 212-432-8436
Attention: Mr. Paul Colatrella
Eurodollar Lending Office:
THE DAI-ICHI KANGYO BANK, LTD.
One World Trade Center
48th Floor
New York, New York 10048
Fax No.: 212-488-8955
Telephone No.: 212-432-8436
Attention: Mr. Paul Colatrella
Information Address:
THE DAI-ICHI KANGYO BANK, LTD.
One World Trade Center
48th Floor
New York, New York 10048
Fax No.: 212-488-8955
Telephone No.: 212-432-8436
Attention: Mr. Paul Colatrella
ANNEX A
Banks, Lending Offices Percentage
and Notice Addresses Commitments Interest
- --------------------- ----------- -----------
BANQUE FRANCAISE DU COMMERCE EXTERIEUR $18,750,000 15.000%
Domestic Lending Office:
BANQUE FRANCAISE DU COMMERCE EXTERIEUR
645 Fifth Avenue
New York, New York 10022
Fax No.: 212-872-5045
Telephone No.: 212-872-5119
Attention: Mr. John Rigo
Eurodollar Lending Office:
BANQUE FRANCAISE DU COMMERCE EXTERIEUR
645 Fifth Avenue
New York, New York 10022
Fax No.: 212-872-5045
Telephone No.: 212-872-5119
Attention: Mr. John Rigo
Information Address:
BANQUE FRANCAISE DU COMMERCE EXTERIEUR
645 Fifth Avenue
New York, New York 10022
Fax No.: 212-872-5045
Telephone No.: 212-872-5119
Attention: Mr. John Rigo
ANNEX A
Banks, Lending Offices Percentage
and Notice Addresses Commitments Interest
- ---------------------- ----------- -----------
CREDIT COMMERCIAL DE FRANCE $18,750,000 15.000%
Domestic Lending Office:
CREDIT COMMERCIAL DE FRANCE
590 Madison Avenue
25th Floor
New York, New York 10022
Fax No.: 212-832-7469
Telephone No.: 212-848-0554
Attention: Ms. Janine Ayoub
Eurodollar Lending Office:
CREDIT COMMERCIAL DE FRANCE
590 Madison Avenue
25th Floor
New York, New York 10022
Fax No.: 212-832-7469
Telephone No.: 212-848-0554
Attention: Ms. Janine Ayoub
Information Address:
CREDIT COMMERCIAL DE FRANCE
590 Madison Avenue
25th Floor
New York, New York 10022
Fax No.: 212-832-7469
Telephone No.: 212-848-0554
Attention: Ms. Janine Ayoub