UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22045
NAME OF REGISTRANT: WISCONSIN CAPITAL FUNDS INC
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 1221 JOHN Q HAMMONS DRIVE
MADISON, WI 53717
NAME AND ADDRESS OF AGENT FOR SERVICE: THOMAS G PLUMB
1221 JOHN Q HAMMONS DRIVE
MADISON, WI 53717
REGISTRANT'S TELEPHONE NUMBER: 608-824-8800
DATE OF FISCAL YEAR END: 03/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
Plumb Balanced Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933390407
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1F ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Abstain Against
04 AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933386319
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
W.J. FARRELL Mgmt For For
H.L. FULLER Mgmt For For
E.M. LIDDY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Mgmt For For
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt Abstain Against
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 3 Years Against
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. Shr Against For
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AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933358699
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHADWICK C. DEATON Mgmt For For
MICHAEL J. DONAHUE Mgmt For For
URSULA O. FAIRBAIRN Mgmt For For
LAWRENCE S. SMITH Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF
KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. Mgmt Abstain Against
TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS.
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt 3 Years For
TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
OF ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION.
05 APPROVAL OF ANNUAL INCENTIVE PLAN TERMS. TO Mgmt Abstain Against
APPROVE THE ANNUAL INCENTIVE PLAN TERMS TO
PERMIT EXCLUSION FROM TAX DEDUCTION LIMITS.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years Against
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING.
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ATP OIL & GAS CORPORATION Agenda Number: 933442179
--------------------------------------------------------------------------------------------------------------------------
Security: 00208J108
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: ATPG
ISIN: US00208J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. CHRIS A. BRISACK Mgmt For For
MR. GEORGE R. EDWARDS Mgmt For For
MR. WALTER WENDLANDT Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS OF ATP FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt Abstain Against
COMPENSATION.
04 TO APPROVE, IN ACCORDANCE WITH THE ADVISORY Mgmt Abstain Against
RESOLUTION, THE HOLDING OF AN ADVISORY VOTE
ON EXECUTIVE COMPENSATION EVERY THREE YEARS,
EVERY TWO YEARS, OR EVERY YEAR, AS INDICATED.
--------------------------------------------------------------------------------------------------------------------------
ATWOOD OCEANICS, INC. Agenda Number: 933366507
--------------------------------------------------------------------------------------------------------------------------
Security: 050095108
Meeting Type: Annual
Meeting Date: 10-Feb-2011
Ticker: ATW
ISIN: US0500951084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DEBORAH A. BECK Mgmt For For
ROBERT W. BURGESS Mgmt For For
GEORGE S. DOTSON Mgmt For For
JACK E. GOLDEN Mgmt For For
HANS HELMERICH Mgmt For For
JAMES R. MONTAGUE Mgmt For For
ROBERT J. SALTIEL Mgmt For For
02 TO APPROVE OUR ATWOOD OCEANICS, INC. AMENDED Mgmt Abstain Against
AND RESTATED 2007 LONG-TERM INCENTIVE PLAN
AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS.
04 TO APPROVE, BY A SHAREHOLDER NON-BINDING ADVISORY Mgmt Abstain Against
VOTE, THE COMPENSATION PAID BY THE COMPANY
TO ITS NAMED EXECUTIVE OFFICERS, COMMONLY REFERRED
TO AS A "SAY ON PAY" PROPOSAL.
05 TO ESTABLISH, BY A SHAREHOLDER NON-BINDING ADVISORY Mgmt 3 Years Against
VOTE, THE FREQUENCY OF SUBMISSION TO SHAREHOLDERS
OF ADVISORY "SAY ON PAY" PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933332378
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 09-Nov-2010
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
GARY C. BUTLER Mgmt For For
LEON G. COOPERMAN Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
SHARON T. ROWLANDS Mgmt For For
ENRIQUE T. SALEM Mgmt For For
GREGORY L. SUMME Mgmt For For
02 AMENDMENT OF THE AUTOMATIC DATA PROCESSING, Mgmt Abstain Against
INC. EMPLOYEES' SAVINGS STOCK PURCHASE PLAN
03 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 933381446
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Mgmt For For
ACCOUNTS.
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT. Mgmt For For
03 TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. Mgmt For For
04 TO RE-ELECT MR A BURGMANS AS A DIRECTOR. Mgmt For For
05 TO RE-ELECT MRS C B CARROLL AS A DIRECTOR. Mgmt For For
06 TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR. Mgmt For For
07 TO RE-ELECT MR I C CONN AS A DIRECTOR. Mgmt For For
08 TO RE-ELECT MR G DAVID AS A DIRECTOR. Mgmt For For
09 TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. Mgmt For For
10 TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. Mgmt For For
11 TO RE-ELECT DR B E GROTE AS A DIRECTOR. Mgmt For For
12 TO ELECT MR F L BOWMAN AS A DIRECTOR. Mgmt For For
13 TO ELECT MR B R NELSON AS A DIRECTOR. Mgmt For For
14 TO ELECT MR F P NHLEKO AS A DIRECTOR. Mgmt For For
15 TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. Mgmt For For
16 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND Mgmt For For
AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION.
S17 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Mgmt For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY.
18 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP Mgmt For For
TO A SPECIFIED AMOUNT.
S19 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Mgmt For For
A LIMITED NUMBER OF SHARES FOR CASH FREE OF
PRE-EMPTION RIGHTS.
S20 SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING Mgmt For For
OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL
MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS.
21 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE.
22 TO APPROVE THE RENEWAL OF THE BP SHAREMATCH Mgmt For For
PLAN.
23 TO APPROVE THE RENEWAL OF THE BP SHARESAVE UK Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933419687
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1D ELECTION OF DIRECTOR: C. HAGEL Mgmt For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G ELECTION OF DIRECTOR: D.B. RICE Mgmt For For
1H ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1L ELECTION OF DIRECTOR: C. WARE Mgmt For For
1M ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shr Against For
06 HUMAN RIGHTS COMMITTEE. Shr Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shr Abstain Against
08 GUIDELINES FOR COUNTRY SELECTION. Shr Abstain Against
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
10 HYDRAULIC FRACTURING. Shr Against For
11 OFFSHORE OIL WELLS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 933389430
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSE B. ALVAREZ Mgmt For For
JAMES R. CRAIGIE Mgmt For For
ROSINA B. DIXON Mgmt For For
ROBERT D. LEBLANC Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt Abstain Against
OFFICERS.
03 ADVISORY VOTE TO DETERMINE THE FREQUENCY OF Mgmt 3 Years For
THE ADVISORY VOTE ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH
& DWIGHT CO., INC. 2011 CONSOLIDATED FINANCIAL
STATEMENTS.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933332265
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 18-Nov-2010
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
1M ELECTION OF DIRECTOR: JERRY YANG Mgmt For For
02 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt Abstain Against
REGARDING EXECUTIVE COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 30, 2011.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shr Against For
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON ENVIRONMENTAL SUSTAINABILITY.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
06 PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING Shr Against For
THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING
CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT
AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN
RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE
OF CISCO'S SALES TO CHINA AND CERTAIN OTHER
GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda Number: 933399203
--------------------------------------------------------------------------------------------------------------------------
Security: 125581801
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: CIT
ISIN: US1255818015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN A. THAIN Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM M. FREEMAN Mgmt For For
1D ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1E ELECTION OF DIRECTOR: R. BRAD OATES Mgmt For For
1F ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1G ELECTION OF DIRECTOR: GERALD ROSENFELD Mgmt For For
1H ELECTION OF DIRECTOR: JOHN R. RYAN Mgmt For For
1I ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
1J ELECTION OF DIRECTOR: PETER J. TOBIN Mgmt For For
1K ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CIT'S INDEPENDENT AUDITORS FOR 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Abstain Against
OF CIT'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED
IN CIT'S PROXY STATEMENT
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years Against
WITH WHICH CIT HOLDS STOCKHOLDER ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
05 TO APPROVE CIT'S 2011 EMPLOYEE STOCK PURCHASE Mgmt Abstain Against
PLAN, INCLUDING THE NUMBER OF SHARES AVAILABLE
FOR PURCHASE THEREUNDER.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933398732
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 3 Years
ON EXECUTIVE COMPENSATION.
05 APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE Mgmt Abstain Against
INCENTIVE PLAN.
06 GENDER EXPRESSION NON-DISCRIMINATION. Shr For Against
07 POLITICAL CONTRIBUTIONS. Shr Against For
08 REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
09 ACCIDENT RISK MITIGATION. Shr Abstain Against
10 COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). Shr Against For
11 GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
12 REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
13 CANADIAN OIL SANDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933397110
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Mgmt For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1D ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1E ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Mgmt For For
1F ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For For
1G ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1H ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1I ELECTION OF DIRECTOR: TERRENCE MURRAY Mgmt For For
1J ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Mgmt For For
1K ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1L ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
03 PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Mgmt Abstain Against
COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT.
04 FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. Mgmt 3 Years Against
05 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
AND EXPENDITURES.
06 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION Shr Abstain Against
BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933374984
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 07-Apr-2011
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT M. DEVLIN Mgmt For For
1E ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1I ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1J ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
1K ELECTION OF DIRECTOR: LAWRENCE A.WEINBACH Mgmt For For
02 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt Abstain Against
COMPENSATION.
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 3 Years For
TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO THE DISCOVER FINANCIAL Mgmt Abstain Against
SERVICES DIRECTORS' COMPENSATION PLAN.
05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933385521
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1D ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1E ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1G ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ON AMENDED EQUITY AND INCENTIVE PLAN Mgmt Abstain Against
04 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION Mgmt Abstain Against
05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 3 Years Against
OF EXECUTIVE COMPENSATION VOTES
06 ON SPECIAL SHAREOWNER MEETINGS Shr Abstain Against
07 ON GENETICALLY ENGINEERED SEED Shr Abstain Against
08 ON EXECUTIVE COMPENSATION REPORT Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933358435
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 01-Feb-2011
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.N. FARR* Mgmt For For
H. GREEN* Mgmt For For
C.A. PETERS* Mgmt For For
J.W. PRUEHER* Mgmt For For
R.L. RIDGWAY** Mgmt For For
02 RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER Mgmt Abstain Against
THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES
PLAN.
03 APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK Mgmt Abstain Against
OPTION PLAN.
04 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
05 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON Mgmt Abstain Against
ELECTRIC CO. EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt Abstain Against
COMPENSATION ADVISORY VOTES.
07 APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING Shr Abstain Against
THE ISSUANCE OF A SUSTAINABILITY REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933416908
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt Abstain Against
56)
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Abstain Against
(PAGE 57)
05 INDEPENDENT CHAIRMAN (PAGE 58) Shr Abstain Against
06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shr Against For
07 AMENDMENT OF EEO POLICY (PAGE 61) Shr Against For
08 POLICY ON WATER (PAGE 62) Shr Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shr Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shr Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shr Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 933387599
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1C ELECTION OF DIRECTOR: SUZANNE H. WOOLSEY Mgmt For For
02 AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt Abstain Against
COMPENSATION.
03 AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 3 Years
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
05 THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO REMOVE AND REPLACE THE
SUPERMAJORITY VOTING PROVISIONS.
06 THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG Agenda Number: 933408355
--------------------------------------------------------------------------------------------------------------------------
Security: H27178104
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: FWLT
ISIN: CH0018666781
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2014: CLAYTON C. DALEY, JR.
1B RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2014: EDWARD G. GALANTE
1C RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2014: RAYMOND J. MILCHOVICH
02 RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, SWITZERLAND Mgmt For For
AS OUR INDEPENDENT AUDITOR ("REVISIONSSTELLE")
FOR FISCAL YEAR 2011.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011 (CONSULTATIVE VOTE).
04 APPROVAL OF OUR 2010 SWISS ANNUAL REPORT AND Mgmt For For
OUR STATUTORY FINANCIAL STATEMENTS FOR FISCAL
YEAR 2010.
05 DISCHARGE FROM LIABILITY OF OUR DIRECTORS AND Mgmt Abstain Against
EXECUTIVE OFFICERS FOR FISCAL YEAR 2010.
06 CREATION OF AUTHORIZED CAPITAL IN THE AMOUNT Mgmt For For
OF CHF 186,953,868 REPLACING THE EXPIRED AUTHORIZED
CAPITAL IN THE AMOUNT OF CHF 189,623,871.
07 APPROVAL OF CAPITAL REDUCTION THROUGH CANCELLATION Mgmt For For
OF SHARES REPURCHASED UNDER OUR SHARE REPURCHASE
PROGRAM AND AN ASSOCIATED AMENDMENT TO OUR
ARTICLES OF ASSOCIATION TO REDUCE OUR SHARE
CAPITAL IN THE AMOUNT OF CHF 12,938,130.
08 ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt Abstain Against
COMPENSATION.
09 ADVISORY VOTE ON THE FREQUENCY OF FUTURE NAMED Mgmt 3 Years Against
EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES.
(ONCE EVERY ONE, TWO OR THREE YEARS).
10 RE-ALLOCATION OF FREE RESERVES TO LEGAL RESERVES Mgmt Abstain Against
FROM CAPITAL CONTRIBUTION.
11 IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR Mgmt For For
AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS
ARE RAISED AT THE ANNUAL GENERAL MEETING, I
INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS:
ON PROPOSAL 11, PLEASE BE ADVISED THAT A VOTE
'FOR" WILL INSTRUCT THE APPOINTED PROXIES TO
VOTE IN ACCORDANCE WITH THE RECOMMENDATIONS
OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL GEOPHYSICAL SVCS INC Agenda Number: 933457675
--------------------------------------------------------------------------------------------------------------------------
Security: 37946S107
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: GGS
ISIN: US37946S1078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH P. MCCOY Mgmt For For
DAMIR S. SKERL Mgmt For For
GEORGE E. MATELICH Mgmt For For
STANLEY DE J. OSBORNE Mgmt For For
KARL F. KURZ Mgmt For For
02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt Abstain Against
OF EXECUTIVE COMPENSATION.
03 SAY ON FREQUENCY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 3 Years Against
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
04 RATIFY THE APPOINTMENT OF UHY, LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
GREENLIGHT CAPITAL RE, LTD. Agenda Number: 933381218
--------------------------------------------------------------------------------------------------------------------------
Security: G4095J109
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: GLRE
ISIN: KYG4095J1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN BROOKS Mgmt For For
1B ELECTION OF DIRECTOR: DAVID EINHORN Mgmt For For
1C ELECTION OF DIRECTOR: LEONARD GOLDBERG Mgmt For For
1D ELECTION OF DIRECTOR: IAN ISAACS Mgmt For For
1E ELECTION OF DIRECTOR: FRANK LACKNER Mgmt For For
1F ELECTION OF DIRECTOR: BRYAN MURPHY Mgmt For For
1G ELECTION OF DIRECTOR: JOSEPH PLATT Mgmt For For
2A ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, Mgmt For For
LTD.: ALAN BROOKS
2B ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, Mgmt For For
LTD.: DAVID EINHORN
2C ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, Mgmt For For
LTD.: LEONARD GOLDBERG
2D ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, Mgmt For For
LTD.: IAN ISAACS
2E ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, Mgmt For For
LTD.: FRANK LACKNER
2F ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, Mgmt For For
LTD.: BRYAN MURPHY
2G ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, Mgmt For For
LTD.: JOSEPH PLATT
3A ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE Mgmt For For
IRELAND, LTD.: LEONARD GOLDBERG
3B ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE Mgmt For For
IRELAND, LTD.: PHILIP HARKIN
3C ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE Mgmt For For
IRELAND, LTD.: FRANK LACKNER
3D ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE Mgmt For For
IRELAND, LTD.: DAVID MAGUIRE
3E ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE Mgmt For For
IRELAND, LTD.: BRENDAN TUOHY
04 TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY Mgmt For For
THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
05 TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY Mgmt For For
THE APPOINTMENT OF BDO CAYMAN ISLANDS AS THE
INDEPENDENT AUDITORS OF GREENLIGHT REINSURANCE,
LTD. FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011, WHICH, PURSUANT TO THE COMPANY'S THIRD
AMENDED AND RESTATED MEMORANDUM AND ARTICLES
OF ASSOCIATION, IS REQUIRED TO BE CONSIDERED
BY THE SHAREHOLDERS OF THE COMPANY.
06 TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY Mgmt For For
THE APPOINTMENT OF BDO, REGISTERED AUDITORS
IN IRELAND AS THE INDEPENDENT AUDITORS OF GREENLIGHT
REINSURANCE IRELAND, LTD. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011, WHICH, PURSUANT TO
THE COMPANY'S THIRD AMENDED AND RESTATED MEMORANDUM
AND ARTICLES OF ASSOCIATION,IS REQUIRED TO
BE CONSIDERED BY THE SHAREHOLDERS OF THE COMPANY.
07 TO CONSIDER AND CAST A NON-BINDING ADVISORY Mgmt Abstain Against
VOTE ON A RESOLUTION APPROVING THE COMPENSATION
OF THE COMPANY'S EXECUTIVE OFFICERS PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION, OR "SAY-ON-PAY"
VOTE.
08 TO CONSIDER AND CAST A NON-BINDING ADVISORY Mgmt 3 Years Against
VOTE ON THE FREQUENCY WITH WHICH SAY-ON-PAY
VOTES SHOULD BE HELD IN THE FUTURE.
--------------------------------------------------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC. Agenda Number: 933386636
--------------------------------------------------------------------------------------------------------------------------
Security: 443683107
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: HCBK
ISIN: US4436831071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: Mgmt For For
RONALD E. HERMANCE, JR.
1B ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: Mgmt For For
WILLIAM G. BARDEL
1C ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: Mgmt For For
SCOTT A. BELAIR
1D ELECTION OF DIRECTOR FOR TERM OF TWO YEARS: Mgmt For For
CORNELIUS E. GOLDING
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS HUDSON CITY BANCORP'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 THE ADOPTION OF THE HUDSON CITY BANCORP, INC. Mgmt Abstain Against
AMENDED AND RESTATED 2011 STOCK INCENTIVE PLAN.
04 THE APPROVAL OF A NON-BINDING ADVISORY PROPOSAL Mgmt Abstain Against
ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 THE APPROVAL OF A NON-BINDING ADVISORY PROPOSAL Mgmt 3 Years Against
ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON
NAMED EXECUTIVE OFFICER COMPENSATION.
06 SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION Shr For Against
OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933382854
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1I ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1J ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION Mgmt Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 3 Years Against
ON NAMED EXECUTIVE OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shr Against For
RESTRAINT
06 SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S Shr Abstain Against
EQUAL EMPLOYMENT OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shr Against For
METHODS FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda Number: 933383743
--------------------------------------------------------------------------------------------------------------------------
Security: 500255104
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: KSS
ISIN: US5002551043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER BONEPARTH Mgmt For For
1B ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For
1C ELECTION OF DIRECTOR: JOHN F. HERMA Mgmt For For
1D ELECTION OF DIRECTOR: DALE E. JONES Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM S. KELLOGG Mgmt For For
1F ELECTION OF DIRECTOR: KEVIN MANSELL Mgmt For For
1G ELECTION OF DIRECTOR: FRANK V. SICA Mgmt For For
1H ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER Mgmt For For
1I ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt For For
1J ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
1K ELECTION OF DIRECTOR: STEPHEN E. WATSON Mgmt For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3A APPROVAL OF ELIMINATION OF SUPERMAJORITY VOTE Mgmt For For
REQUIREMENT IN ARTICLE V.
3B APPROVAL OF ELIMINATION OF SUPERMAJORITY VOTE Mgmt For For
REQUIREMENT IN ARTICLE VI.
04 RE-APPROVAL OF ANNUAL INCENTIVE PLAN. Mgmt Abstain Against
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Abstain Against
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 3 Years Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 SHAREHOLDER PROPOSAL: SHAREHOLDER ACTION BY Shr Against For
WRITTEN CONSENT.
08 SHAREHOLDER PROPOSAL: SUCCESSION PLANNING AND Shr Against For
REPORTING.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933315586
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 21-Sep-2010
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS IN PHASES AND EFFECT RELATED CHANGES
IN DIRECTOR VACANCY AND REMOVAL PROCEDURES.
1B AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE A SUPERMAJORITY
VOTING REQUIREMENT FOR AMENDING THE COMPANY'S
CERTIFICATE OF INCORPORATION.
1C AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO REVISE REQUIREMENTS APPLICABLE
TO THE COMPOSITION OF THE BOARD OF DIRECTORS.
1D AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO REVISE REQUIREMENTS APPLICABLE
TO THE OWNERSHIP OF THE COMPANY'S STOCK AND
DELETE RELATED OBSOLETE PROVISIONS.
02 APPROVAL OF THE ADJOURNMENT OF THE ANNUAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO
APPROVE EACH OF THE PROPOSALS COMPRISING PROPOSAL
1 AT THE TIME OF THE ANNUAL MEETING.
03 DIRECTOR
NANCY J. KARCH Mgmt For For
J.O. REYES LAGUNES Mgmt For For
EDWARD SUNING TIAN Mgmt For For
SILVIO BARZI Mgmt For For
04 RE-APPROVAL OF THE COMPANY'S SENIOR EXECUTIVE Mgmt Abstain Against
ANNUAL INCENTIVE COMPENSATION PLAN.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2010.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933452396
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1B ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1C ELECTION OF DIRECTOR: MARK SCHWARTZ Mgmt For For
1D ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF HOLDING FUTURE Mgmt 3 Years Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2011
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933410297
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1D ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF THE APPOINTMENT Mgmt For For
OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
05 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION BY REPEALING SUCH ARTICLE
(TRANSACTIONS WITH INTERESTED SHAREHOLDERS).
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (BOARD OF DIRECTORS).
07 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT Mgmt For For
IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (SHAREHOLDER ACTION).
08 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr For Against
TO CLASSIFIED BOARD.
09 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO THE USE OF CONTROLLED ATMOSPHERE STUNNING.
10 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO A REPORT ON CHILDREN'S NUTRITION.
11 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO BEVERAGE CONTAINERS.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933309139
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 25-Aug-2010
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
DAVID L. CALHOUN Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
WILLIAM A. HAWKINS Mgmt For For
SHIRLEY A. JACKSON, PHD Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JEAN-PIERRE ROSSO Mgmt For For
JACK W. SCHULER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933416744
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Mgmt For For
1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Mgmt For For
1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1N ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For
1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1R ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Mgmt Abstain Against
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 933309216
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 20-Aug-2010
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVE SANGHI Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt For For
L.B. DAY Mgmt For For
MATTHEW W. CHAPMAN Mgmt For For
WADE F. MEYERCORD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL
YEAR ENDING MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933331011
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 16-Nov-2010
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
02 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shr Against For
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 933379352
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: G.A. BARTON Mgmt For For
1B ELECTION OF DIRECTOR: V.A. CALARCO Mgmt For For
1C ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1D ELECTION OF DIRECTOR: N. DOYLE Mgmt For For
1E ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1F ELECTION OF DIRECTOR: M.S. HAMSON Mgmt For For
1G ELECTION OF DIRECTOR: R.T. O'BRIEN Mgmt For For
1H ELECTION OF DIRECTOR: J.B. PRESCOTT Mgmt For For
1I ELECTION OF DIRECTOR: D.C. ROTH Mgmt For For
1J ELECTION OF DIRECTOR: S. THOMPSON Mgmt For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS FOR Mgmt For For
2011.
03 PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Mgmt Abstain Against
RELATING TO EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDERS Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PENN VIRGINIA RESOURCE PARTNERS, L.P. Agenda Number: 933445632
--------------------------------------------------------------------------------------------------------------------------
Security: 707884102
Meeting Type: Annual
Meeting Date: 22-Jun-2011
Ticker: PVR
ISIN: US7078841027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD B. CLOUES, II Mgmt For For
JAMES L. GARDNER Mgmt For For
ROBERT J. HALL Mgmt For For
THOMAS W. HOFMANN Mgmt For For
JAMES R. MONTAGUE Mgmt For For
MARSHA R. PERELMAN Mgmt For For
WILLIAM H. SHEA, JR. Mgmt For For
JOHN C. VAN RODEN, JR. Mgmt For For
JONATHAN B. WELLER Mgmt For For
02 TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, Mgmt Abstain Against
EXECUTIVE COMPENSATION.
03 TO RECOMMEND, BY ADVISORY (NON-BINDING) VOTE, Mgmt 3 Years Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933392069
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt Abstain Against
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt For For
FOR FISCAL YEAR 2011.
05 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt For For
TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS
IN UNCONTESTED ELECTIONS.
06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr Against For
SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63)
07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P.65)
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933496829
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 12-Aug-2010
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RATIFYING THE ENGAGEMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
CORPORATE FINANCE & RECOVERY LTDA. ("PWC"),
TO PREPARE A VALUATION REPORT OF 4 (FOUR) LETRAS
FINANCEIRAS DO TESOURO (FEDERAL TREASURY BILLS)
ISSUED BY THE BRAZILIAN FEDERAL GOVERNMENT
(THE "VALUATION REPORT"), ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
02 APPROVING THE CRITERIA AND METHODOLOGY TO ESTABLISH Mgmt Abstain Against
THE VALUE OF THE LFTS, AS PROPOSED BY PWC IN
THE VALUATION REPORT (THE "VALUATION CRITERIA")
03 DELEGATING AUTHORITY TO THE BOARD OF DIRECTORS Mgmt For For
OF THE COMPANY TO RATIFY THE FINAL VALUE OF
EACH OF THE LFTS SERIES, AS APPEAR IN THE VALUATION
REPORT PURSUANT TO THE VALUATION CRITERIA
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933354095
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 07-Dec-2010
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION Mgmt Abstain Against
SIGNED BETWEEN MARLIM PARTICIPACOES S.A. AND
THE COMPANY ON 11/04/2010
02 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION Mgmt Abstain Against
SIGNED BETWEEN NOVA MARLIM PARTICIPACOES S.A.
AND THE COMPANY ON 11/04/2010
03 RATIFY THE HIRING OF KPMG AUDITORES INDEPENDENTES Mgmt For For
BY THE COMPANY TO PREPARE THE ASSESSMENT REPORTS
FOR MARLIM PARTICIPACOES S.A. AND NOVA MARLIM
PARTICIPACOES S.A. ("ASSESSMENT REPORTS"),
UNDER THE TERMS OF PARAGRAPH 1 OF ARTICLE 227
OF ACT 6404/76, AS AMENDED
04 APPROVE THE ASSESSMENT REPORTS PREPARED BY KPMG Mgmt For For
AUDITORES INDEPENDENTES AT BOOK VALUE FOR THE
ASSESSMENT OF THE NET WORTH OF MARLIM PARTICIPACOES
S.A. AND OF NOVA MARLIM PARTICIPACOES S.A.
05 APPROVE THE INCORPORATION OF MARLIM PARTICIPACOES Mgmt Abstain Against
S.A. AND NOVA MARLIM PARTICIPACOES S.A. INTO
THE COMPANY, WITH NO INCREASE TO THE COMPANY'S
JOINT STOCK
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933365113
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 31-Jan-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A MERGER OF COMPERJ BASIC PETROCHEMICALS S.A. Mgmt For For
("UPB") AND OF COMPERJ PET S.A. ("PET") INTO
PETROBRAS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
B APPROVE THE PROPOSED AMENDMENT TO PETROBRAS' Mgmt For For
BYLAWS, UNDER THE TERMS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933486905
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 04-Apr-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 CHANGE IN THE WORDING OF THE CAPUT OF ARTICLE Mgmt For For
20 OF THE COMPANY'S BYLAWS, BY EXCLUDING THE
WORD "UP TO", AND ESTABLISHING THE NUMBER OF
DIRECTORS.
02 MERGER OF COMPANHIA MEXILHAO DO BRASIL TO PETROBRAS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933430364
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THE MANAGEMENT REPORT, FINANCIAL STATEMENTS Mgmt For For
AND FISCAL BOARD'S REPORT OF FISCAL YEAR OF
2010
O2 CAPITAL BUDGET FOR 2011 Mgmt For For
O3 DISTRIBUTION OF THE INCOME OF YEAR 2010 Mgmt For For
O4 ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS Mgmt For For
O5 ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS Mgmt For For
O6 ELECTION OF MEMBERS TO THE FISCAL BOARD AND Mgmt For For
THEIR RESPECTIVE SUBSTITUTES
O7 ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT Mgmt For For
AND EFFECTIVE MEMBERS OF THE FISCAL BOARD
E1 CAPITAL INCREASE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933365947
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
FRANCISCO ROS Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, Mgmt Abstain Against
AS AMENDED, WHICH INCLUDES AN INCREASE IN THE
SHARE RESERVE BY 65,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE Mgmt Abstain Against
STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE
BY 22,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011.
05 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Abstain Against
06 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
RTI INTERNATIONAL METALS, INC. Agenda Number: 933408672
--------------------------------------------------------------------------------------------------------------------------
Security: 74973W107
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: RTI
ISIN: US74973W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL I. BOOKER Mgmt For For
RONALD L. GALLATIN Mgmt For For
CHARLES C. GEDEON Mgmt For For
ROBERT M. HERNANDEZ Mgmt For For
DAWNE S. HICKTON Mgmt For For
EDITH E. HOLIDAY Mgmt For For
BRYAN T. MOSS Mgmt For For
JAMES A. WILLIAMS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 APPROVAL BY NON-BINDING VOTE OF COMPENSATION Mgmt Abstain Against
OF NAMED EXECUTIVE OFFICERS.
04 RECOMMENDATION BY NON-BINDING VOTE OF FREQUENCY Mgmt 3 Years Against
OF NON-BINDING VOTE ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC. Agenda Number: 933378855
--------------------------------------------------------------------------------------------------------------------------
Security: 83545G102
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: SAH
ISIN: US83545G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
O. BRUTON SMITH Mgmt For For
B. SCOTT SMITH Mgmt For For
DAVID B. SMITH Mgmt For For
WILLIAM R. BROOKS Mgmt For For
WILLIAM I. BELK Mgmt For For
ROBERT HELLER Mgmt For For
ROBERT L. REWEY Mgmt For For
VICTOR H. DOOLAN Mgmt For For
DAVID C. VORHOFF Mgmt For For
02 TO APPROVE A NON-BINDING ADVISORY VOTE ON SONIC Mgmt Abstain Against
AUTOMOTIVE, INC.'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.
03 TO APPROVE A NON-BINDING ADVISORY VOTE ON THE Mgmt 3 Years Against
FREQUENCY OF HOLDING A NON-BINDING ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS SONIC AUTOMOTIVE, INC'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION Agenda Number: 933408420
--------------------------------------------------------------------------------------------------------------------------
Security: 84265V105
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: SCCO
ISIN: US84265V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GERMAN LARREA MOTA-V. Mgmt For For
OSCAR GONZALEZ ROCHA Mgmt For For
EMILIO CARRILLO GAMBOA Mgmt For For
ALFREDO CASAR PEREZ Mgmt For For
LUIS CASTELAZO MORALES Mgmt For For
E.C. SANCHEZ MEJORADA Mgmt For For
A. DE LA PARRA ZAVALA Mgmt For For
X. GARCIA DE QUEVEDO T. Mgmt For For
G. LARREA MOTA-VELASCO Mgmt For For
D. MUNIZ QUINTANILLA Mgmt For For
L.M. PALOMINO BONILLA Mgmt For For
G.PEREZALONSO CIFUENTES Mgmt For For
JUAN REBOLLEDO GOUT Mgmt For For
CARLOS RUIZ SACRISTAN Mgmt For For
02 RATIFY THE AUDIT COMMITTEE'S SELECTION OF GALAZ, Mgmt For For
YAMAZAKI, RUIZ URQUIZA, S.C., MEMBER FIRM OF
DELOITTE TOUCHE TOHMATSU LIMITED, AS INDEPENDENT
ACCOUNTANTS FOR 2011.
03 APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt Abstain Against
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years Against
OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933380418
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1E ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1F ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1G ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1H ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For
1I ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt For For
1J ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1K ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1L ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1M ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1N ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
1O ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt Abstain Against
UNDER THE PERFORMANCE INCENTIVE PLAN OF THE
COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
04 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt Abstain Against
UNDER THE COCA-COLA COMPANY 1989 RESTRICTED
STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY Mgmt Abstain Against
ON PAY VOTE)
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Mgmt 3 Years Against
SAY ON PAY VOTE
07 SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933405397
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS Mgmt Abstain Against
(SAY ON PAY)
03 ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY Mgmt 3 Years Against
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2011 FISCAL YEAR
05 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr Against For
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr Against For
MEETINGS
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Abstain Against
AND LONG-TERM PERFORMANCE
08 SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR Shr For Against
EXECUTIVE COMPENSATION
09 SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE Shr Abstain Against
CHANGE RISK DISCLOSURE
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 933408759
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2010.
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2010.
03 TO RE-ELECT MR P G J M POLMAN AS A DIRECTOR. Mgmt For For
04 TO RE-ELECT MR R J-M S HUET AS A DIRECTOR. Mgmt For For
05 TO RE-ELECT PROFESSOR L O FRESCO AS A DIRECTOR Mgmt For For
06 TO RE-ELECT MS A M FUDGE AS A DIRECTOR. Mgmt For For
07 TO RE-ELECT MR C E GOLDEN AS A DIRECTOR. Mgmt For For
08 TO RE-ELECT DR B E GROTE AS A DIRECTOR. Mgmt For For
09 TO RE-ELECT MS H NYASULU AS A DIRECTOR. Mgmt For For
10 TO RE-ELECT THE RT HON SIR MALCOLM RIFKIND MP Mgmt For For
AS A DIRECTOR.
11 TO RE-ELECT MR K J STORM AS A DIRECTOR. Mgmt For For
12 TO RE-ELECT MR M TRESCHOW AS A DIRECTOR. Mgmt For For
13 TO RE-ELECT MR P S WALSH AS A DIRECTOR. Mgmt For For
14 TO ELECT MR S BHARTI MITTAL AS A DIRECTOR. Mgmt For For
15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY.
16 TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION Mgmt For For
OF THE AUDITORS.
17 TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE Mgmt Abstain Against
SHARES.
18 TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS.
19 TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE Mgmt For For
ITS OWN SHARES.
20 TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE. Mgmt Abstain Against
21 TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS. Mgmt Abstain Against
22 TO AMEND THE ARTICLES OF ASSOCIATION IN RELATION Mgmt For For
TO THE DIRECTORS' POWER TO BORROW MONEY AND
GIVE SECURITY.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933408189
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1G ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1H ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1I ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1J ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1K ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1L ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY Mgmt Abstain Against
ON PAY").
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION ("SAY
ON FREQUENCY").
5A COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: ACTIONS ADVERSELY
AFFECTING PREFERRED STOCK.
5B COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: REMOVAL OF DIRECTORS.
5C COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: CHANGING THE AUTHORIZED
AMOUNT OF CAPITAL STOCK.
06 SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shr Abstain Against
DIRECTOR TO SERVE AS CHAIRMAN OF THE BOARD
IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933381939
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1H ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1I ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt Abstain Against
03 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt Abstain Against
OF FUTURE EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR YEAR ENDING 2011.
05 IN THEIR DISCRETION UPON SUCH OTHER MATTERS Mgmt For For
AS MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933358980
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS.
02 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO IMPLEMENT A MAJORITY VOTE STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS.
3 4 DIRECTOR
GARY P. COUGHLAN Mgmt For For
MARY B. CRANSTON Mgmt For For
F.J. FERNANDEZ-CARBAJAL Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
CATHY E. MINEHAN Mgmt For For
SUZANNE NORA JOHNSON Mgmt For For
DAVID J. PANG Mgmt For For
JOSEPH W. SAUNDERS Mgmt For For
WILLIAM S. SHANAHAN Mgmt For For
JOHN A. SWAINSON Mgmt For For
SUZANNE NORA JOHNSON Mgmt For For
JOSEPH W. SAUNDERS Mgmt For For
JOHN A. SWAINSON Mgmt For For
05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Abstain Against
06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 3 Years Against
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
07 TO APPROVE THE VISA INC. INCENTIVE PLAN, AS Mgmt Abstain Against
AMENDED AND RESTATED.
08 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
VISTEON CORPORATION Agenda Number: 933436974
--------------------------------------------------------------------------------------------------------------------------
Security: 92839U206
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: VC
ISIN: US92839U2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DUNCAN H. COCROFT Mgmt For For
PHILIPPE GUILLEMOT Mgmt For For
HERBERT L. HENKEL Mgmt For For
MARK T. HOGAN Mgmt For For
JEFFREY D. JONES Mgmt For For
KARL J. KRAPEK Mgmt For For
TIMOTHY D. LEULIETTE Mgmt For For
WILLIAM E. REDMOND, JR. Mgmt For For
DONALD J. STEBBINS Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933299681
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W209
Meeting Type: Annual
Meeting Date: 27-Jul-2010
Ticker: VOD
ISIN: US92857W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS Mgmt For For
OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR
ENDED 31 MARCH 2010
02 TO RE-ELECT SIR JOHN BOND AS A DIRECTOR (MEMBER Mgmt For For
OF THE NOMINATIONS AND GOVERNANCE COMMITTEE)
03 TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE, MEMBER OF THE NOMINATIONS
AND GOVERNANCE COMMITTEE)
04 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
05 TO RE-ELECT MICHEL COMBES AS A DIRECTOR Mgmt For For
06 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt For For
07 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For For
08 TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE)
09 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
10 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE)
11 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE)
12 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER Mgmt For For
OF THE NOMINATIONS AND GOVERNANCE COMMITTEE,
MEMBER OF THE REMUNERATION COMMITTEE)
13 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
14 TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
15 TO APPROVE A FINAL DIVIDEND OF 5.65P PER ORDINARY Mgmt For For
SHARE
16 TO APPROVE THE REMUNERATION REPORT Mgmt Abstain Against
17 TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
18 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE Mgmt For For
THE REMUNERATION OF THE AUDITORS
19 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
S20 TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION Mgmt For For
RIGHTS (SPECIAL RESOLUTION)
S21 TO AUTHORISE THE COMPANY'S TO PURCHASE ITS OWN Mgmt For For
SHARES (SECTION 701, COMPANIES ACT 2006) (SPECIAL
RESOLUTION)
S22 TO ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL Mgmt For For
RESOLUTION)
S23 TO AUTHORISE THE CALLING OF A GENERAL MEETING Mgmt Abstain Against
OTHER THAN AN ANNUAL GENERAL MEETING ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION)
24 TO APPROVE THE CONTINUED OPERATION OF THE VODAFONE Mgmt Abstain Against
SHARE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD Agenda Number: 933429359
--------------------------------------------------------------------------------------------------------------------------
Security: H27013103
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: WFT
ISIN: CH0038838394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE 2010 ANNUAL REPORT, THE CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL
LTD. FOR THE YEAR ENDED DECEMBER 31, 2010 AND
THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD
INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER
31, 2010.
02 DISCHARGE OF THE BOARD OF DIRECTORS AND EXECUTIVE Mgmt For For
OFFICERS FROM LIABILITY FOR ACTIONS OR OMISSIONS
DURING THE YEAR ENDED DECEMBER 31, 2010.
3A ELECTION OF DIRECTOR: BERNARD J. DUROC-DANNER Mgmt For For
3B ELECTION OF DIRECTOR: SAMUEL W. BODMAN, III Mgmt For For
3C ELECTION OF DIRECTOR: NICHOLAS F. BRADY Mgmt For For
3D ELECTION OF DIRECTOR: DAVID J. BUTTERS Mgmt For For
3E ELECTION OF DIRECTOR: WILLIAM E. MACAULAY Mgmt For For
3F ELECTION OF DIRECTOR: ROBERT B. MILLARD Mgmt For For
3G ELECTION OF DIRECTOR: ROBERT K. MOSES, JR. Mgmt For For
3H ELECTION OF DIRECTOR: GUILLERMO ORTIZ Mgmt For For
3I ELECTION OF DIRECTOR: EMYR JONES PARRY Mgmt For For
3J ELECTION OF DIRECTOR: ROBERT A. RAYNE Mgmt For For
04 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR
ENDING DECEMBER 31, 2011 AND THE RE-ELECTION
OF ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR
FOR YEAR ENDING DECEMBER 31, 2011.
05 APPROVAL OF AN ADVISORY RESOLUTION REGARDING Mgmt Abstain Against
EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
Plumb Equity Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933390407
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1F ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Abstain Against
04 AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933386319
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
W.J. FARRELL Mgmt For For
H.L. FULLER Mgmt For For
E.M. LIDDY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Mgmt For For
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt Abstain Against
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 3 Years Against
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933358699
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHADWICK C. DEATON Mgmt For For
MICHAEL J. DONAHUE Mgmt For For
URSULA O. FAIRBAIRN Mgmt For For
LAWRENCE S. SMITH Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF
KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. Mgmt Abstain Against
TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS.
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt 3 Years For
TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
OF ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION.
05 APPROVAL OF ANNUAL INCENTIVE PLAN TERMS. TO Mgmt Abstain Against
APPROVE THE ANNUAL INCENTIVE PLAN TERMS TO
PERMIT EXCLUSION FROM TAX DEDUCTION LIMITS.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years Against
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ATP OIL & GAS CORPORATION Agenda Number: 933442179
--------------------------------------------------------------------------------------------------------------------------
Security: 00208J108
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: ATPG
ISIN: US00208J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. CHRIS A. BRISACK Mgmt For For
MR. GEORGE R. EDWARDS Mgmt For For
MR. WALTER WENDLANDT Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS OF ATP FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt Abstain Against
COMPENSATION.
04 TO APPROVE, IN ACCORDANCE WITH THE ADVISORY Mgmt Abstain Against
RESOLUTION, THE HOLDING OF AN ADVISORY VOTE
ON EXECUTIVE COMPENSATION EVERY THREE YEARS,
EVERY TWO YEARS, OR EVERY YEAR, AS INDICATED.
--------------------------------------------------------------------------------------------------------------------------
ATWOOD OCEANICS, INC. Agenda Number: 933366507
--------------------------------------------------------------------------------------------------------------------------
Security: 050095108
Meeting Type: Annual
Meeting Date: 10-Feb-2011
Ticker: ATW
ISIN: US0500951084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DEBORAH A. BECK Mgmt For For
ROBERT W. BURGESS Mgmt For For
GEORGE S. DOTSON Mgmt For For
JACK E. GOLDEN Mgmt For For
HANS HELMERICH Mgmt For For
JAMES R. MONTAGUE Mgmt For For
ROBERT J. SALTIEL Mgmt For For
02 TO APPROVE OUR ATWOOD OCEANICS, INC. AMENDED Mgmt Abstain Against
AND RESTATED 2007 LONG-TERM INCENTIVE PLAN
AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS.
04 TO APPROVE, BY A SHAREHOLDER NON-BINDING ADVISORY Mgmt Abstain Against
VOTE, THE COMPENSATION PAID BY THE COMPANY
TO ITS NAMED EXECUTIVE OFFICERS, COMMONLY REFERRED
TO AS A "SAY ON PAY" PROPOSAL.
05 TO ESTABLISH, BY A SHAREHOLDER NON-BINDING ADVISORY Mgmt 3 Years Against
VOTE, THE FREQUENCY OF SUBMISSION TO SHAREHOLDERS
OF ADVISORY "SAY ON PAY" PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933332378
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 09-Nov-2010
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
GARY C. BUTLER Mgmt For For
LEON G. COOPERMAN Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
SHARON T. ROWLANDS Mgmt For For
ENRIQUE T. SALEM Mgmt For For
GREGORY L. SUMME Mgmt For For
02 AMENDMENT OF THE AUTOMATIC DATA PROCESSING, Mgmt Abstain Against
INC. EMPLOYEES' SAVINGS STOCK PURCHASE PLAN
03 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 933381446
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Mgmt For For
ACCOUNTS.
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT. Mgmt For For
03 TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. Mgmt For For
04 TO RE-ELECT MR A BURGMANS AS A DIRECTOR. Mgmt For For
05 TO RE-ELECT MRS C B CARROLL AS A DIRECTOR. Mgmt For For
06 TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR. Mgmt For For
07 TO RE-ELECT MR I C CONN AS A DIRECTOR. Mgmt For For
08 TO RE-ELECT MR G DAVID AS A DIRECTOR. Mgmt For For
09 TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. Mgmt For For
10 TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. Mgmt For For
11 TO RE-ELECT DR B E GROTE AS A DIRECTOR. Mgmt For For
12 TO ELECT MR F L BOWMAN AS A DIRECTOR. Mgmt For For
13 TO ELECT MR B R NELSON AS A DIRECTOR. Mgmt For For
14 TO ELECT MR F P NHLEKO AS A DIRECTOR. Mgmt For For
15 TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. Mgmt For For
16 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND Mgmt For For
AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION.
S17 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Mgmt For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY.
18 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP Mgmt For For
TO A SPECIFIED AMOUNT.
S19 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Mgmt For For
A LIMITED NUMBER OF SHARES FOR CASH FREE OF
PRE-EMPTION RIGHTS.
S20 SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING Mgmt For For
OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL
MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS.
21 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE.
22 TO APPROVE THE RENEWAL OF THE BP SHAREMATCH Mgmt For For
PLAN.
23 TO APPROVE THE RENEWAL OF THE BP SHARESAVE UK Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933419687
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1D ELECTION OF DIRECTOR: C. HAGEL Mgmt For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G ELECTION OF DIRECTOR: D.B. RICE Mgmt For For
1H ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1L ELECTION OF DIRECTOR: C. WARE Mgmt For For
1M ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shr Against For
06 HUMAN RIGHTS COMMITTEE. Shr Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shr Abstain Against
08 GUIDELINES FOR COUNTRY SELECTION. Shr Abstain Against
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
10 HYDRAULIC FRACTURING. Shr Against For
11 OFFSHORE OIL WELLS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 933389430
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSE B. ALVAREZ Mgmt For For
JAMES R. CRAIGIE Mgmt For For
ROSINA B. DIXON Mgmt For For
ROBERT D. LEBLANC Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt Abstain Against
OFFICERS.
03 ADVISORY VOTE TO DETERMINE THE FREQUENCY OF Mgmt 3 Years For
THE ADVISORY VOTE ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH
& DWIGHT CO., INC. 2011 CONSOLIDATED FINANCIAL
STATEMENTS.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933332265
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 18-Nov-2010
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
1M ELECTION OF DIRECTOR: JERRY YANG Mgmt For For
02 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt Abstain Against
REGARDING EXECUTIVE COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 30, 2011.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shr Against For
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON ENVIRONMENTAL SUSTAINABILITY.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
06 PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING Shr Against For
THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING
CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT
AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN
RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE
OF CISCO'S SALES TO CHINA AND CERTAIN OTHER
GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda Number: 933399203
--------------------------------------------------------------------------------------------------------------------------
Security: 125581801
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: CIT
ISIN: US1255818015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN A. THAIN Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM M. FREEMAN Mgmt For For
1D ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1E ELECTION OF DIRECTOR: R. BRAD OATES Mgmt For For
1F ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1G ELECTION OF DIRECTOR: GERALD ROSENFELD Mgmt For For
1H ELECTION OF DIRECTOR: JOHN R. RYAN Mgmt For For
1I ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
1J ELECTION OF DIRECTOR: PETER J. TOBIN Mgmt For For
1K ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CIT'S INDEPENDENT AUDITORS FOR 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Abstain Against
OF CIT'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED
IN CIT'S PROXY STATEMENT
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years Against
WITH WHICH CIT HOLDS STOCKHOLDER ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
05 TO APPROVE CIT'S 2011 EMPLOYEE STOCK PURCHASE Mgmt Abstain Against
PLAN, INCLUDING THE NUMBER OF SHARES AVAILABLE
FOR PURCHASE THEREUNDER.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933378336
--------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: C
ISIN: US1729671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAIN J.P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: TIMOTHY C. COLLINS Mgmt For For
1C ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt For For
1H ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt For For
1I ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1K ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1L ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Mgmt For For
1N ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CITIGROUP Mgmt Abstain Against
2009 STOCK INCENTIVE PLAN.
04 APPROVAL OF CITI'S 2011 EXECUTIVE PERFORMANCE Mgmt Abstain Against
PLAN.
05 ADVISORY VOTE ON CITI'S 2010 EXECUTIVE COMPENSATION. Mgmt Abstain Against
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
07 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT Mgmt For For
EXTENSION.
08 STOCKHOLDER PROPOSAL REGARDING POLITICAL NON-PARTISANSHIP.Shr Against For
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
RESTORING TRUST AND CONFIDENCE IN THE FINANCIAL
SYSTEM.
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr Abstain Against
HOLDING 15% OR ABOVE HAVE THE RIGHT TO CALL
SPECIAL STOCKHOLDER MEETINGS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT Shr Abstain Against
COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURES,
AND SECURITIZATIONS.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933398732
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 3 Years
ON EXECUTIVE COMPENSATION.
05 APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE Mgmt Abstain Against
INCENTIVE PLAN.
06 GENDER EXPRESSION NON-DISCRIMINATION. Shr For Against
07 POLITICAL CONTRIBUTIONS. Shr Against For
08 REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
09 ACCIDENT RISK MITIGATION. Shr Abstain Against
10 COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). Shr Against For
11 GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
12 REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
13 CANADIAN OIL SANDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CORINTHIAN COLLEGES, INC. Agenda Number: 933337481
--------------------------------------------------------------------------------------------------------------------------
Security: 218868107
Meeting Type: Annual
Meeting Date: 17-Nov-2010
Ticker: COCO
ISIN: US2188681074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL R. ST. PIERRE Mgmt For For
LINDA AREY SKLADANY Mgmt For For
ROBERT LEE Mgmt For For
JACK D. MASSIMINO Mgmt For For
HANK ADLER Mgmt For For
JOHN M. DIONISIO Mgmt For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S CERTIFICATE OF INCORPORATION
TO INCREASE THE MAXIMUM PERMITTED NUMBER OF
DIRECTORS ON THE COMPANY'S BOARD OF DIRECTORS
TO THIRTEEN.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt Abstain Against
THE CORINTHIAN COLLEGES, INC. 2003 PERFORMANCE
AWARD PLAN, WHICH AUTHORIZES THE ISSUANCE OF
AN ADDITIONAL 5,000,000 SHARES UNDER SUCH PLAN,
AND CERTAIN OTHER AMENDMENTS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
04 APPROVAL OF THE AMENDMENT OF THE CORINTHIAN Mgmt Abstain Against
COLLEGES, INC. EMPLOYEE STOCK PURCHASE PLAN
TO EXTEND THE COMPANY'S ABILITY TO GRANT NEW
AWARDS UNDER SUCH PLAN UNTIL DECEMBER 31, 2020.
05 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933397110
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Mgmt For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1D ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1E ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Mgmt For For
1F ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For For
1G ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1H ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1I ELECTION OF DIRECTOR: TERRENCE MURRAY Mgmt For For
1J ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Mgmt For For
1K ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1L ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
03 PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Mgmt Abstain Against
COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT.
04 FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. Mgmt 3 Years Against
05 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
AND EXPENDITURES.
06 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION Shr Abstain Against
BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933374984
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 07-Apr-2011
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT M. DEVLIN Mgmt For For
1E ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1I ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1J ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
1K ELECTION OF DIRECTOR: LAWRENCE A.WEINBACH Mgmt For For
02 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt Abstain Against
COMPENSATION.
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 3 Years For
TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO THE DISCOVER FINANCIAL Mgmt Abstain Against
SERVICES DIRECTORS' COMPENSATION PLAN.
05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933358435
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 01-Feb-2011
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.N. FARR* Mgmt For For
H. GREEN* Mgmt For For
C.A. PETERS* Mgmt For For
J.W. PRUEHER* Mgmt For For
R.L. RIDGWAY** Mgmt For For
02 RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER Mgmt Abstain Against
THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES
PLAN.
03 APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK Mgmt Abstain Against
OPTION PLAN.
04 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
05 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON Mgmt Abstain Against
ELECTRIC CO. EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt Abstain Against
COMPENSATION ADVISORY VOTES.
07 APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING Shr Abstain Against
THE ISSUANCE OF A SUSTAINABILITY REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 933387599
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1C ELECTION OF DIRECTOR: SUZANNE H. WOOLSEY Mgmt For For
02 AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt Abstain Against
COMPENSATION.
03 AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 3 Years
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
05 THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO REMOVE AND REPLACE THE
SUPERMAJORITY VOTING PROVISIONS.
06 THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG Agenda Number: 933408355
--------------------------------------------------------------------------------------------------------------------------
Security: H27178104
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: FWLT
ISIN: CH0018666781
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2014: CLAYTON C. DALEY, JR.
1B RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2014: EDWARD G. GALANTE
1C RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2014: RAYMOND J. MILCHOVICH
02 RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, SWITZERLAND Mgmt For For
AS OUR INDEPENDENT AUDITOR ("REVISIONSSTELLE")
FOR FISCAL YEAR 2011.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011 (CONSULTATIVE VOTE).
04 APPROVAL OF OUR 2010 SWISS ANNUAL REPORT AND Mgmt For For
OUR STATUTORY FINANCIAL STATEMENTS FOR FISCAL
YEAR 2010.
05 DISCHARGE FROM LIABILITY OF OUR DIRECTORS AND Mgmt Abstain Against
EXECUTIVE OFFICERS FOR FISCAL YEAR 2010.
06 CREATION OF AUTHORIZED CAPITAL IN THE AMOUNT Mgmt For For
OF CHF 186,953,868 REPLACING THE EXPIRED AUTHORIZED
CAPITAL IN THE AMOUNT OF CHF 189,623,871.
07 APPROVAL OF CAPITAL REDUCTION THROUGH CANCELLATION Mgmt For For
OF SHARES REPURCHASED UNDER OUR SHARE REPURCHASE
PROGRAM AND AN ASSOCIATED AMENDMENT TO OUR
ARTICLES OF ASSOCIATION TO REDUCE OUR SHARE
CAPITAL IN THE AMOUNT OF CHF 12,938,130.
08 ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt Abstain Against
COMPENSATION.
09 ADVISORY VOTE ON THE FREQUENCY OF FUTURE NAMED Mgmt 3 Years Against
EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES.
(ONCE EVERY ONE, TWO OR THREE YEARS).
10 RE-ALLOCATION OF FREE RESERVES TO LEGAL RESERVES Mgmt Abstain Against
FROM CAPITAL CONTRIBUTION.
11 IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR Mgmt For For
AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS
ARE RAISED AT THE ANNUAL GENERAL MEETING, I
INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS:
ON PROPOSAL 11, PLEASE BE ADVISED THAT A VOTE
'FOR" WILL INSTRUCT THE APPOINTED PROXIES TO
VOTE IN ACCORDANCE WITH THE RECOMMENDATIONS
OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL GEOPHYSICAL SVCS INC Agenda Number: 933457675
--------------------------------------------------------------------------------------------------------------------------
Security: 37946S107
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: GGS
ISIN: US37946S1078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH P. MCCOY Mgmt For For
DAMIR S. SKERL Mgmt For For
GEORGE E. MATELICH Mgmt For For
STANLEY DE J. OSBORNE Mgmt For For
KARL F. KURZ Mgmt For For
02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt Abstain Against
OF EXECUTIVE COMPENSATION.
03 SAY ON FREQUENCY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 3 Years Against
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
04 RATIFY THE APPOINTMENT OF UHY, LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
GREENLIGHT CAPITAL RE, LTD. Agenda Number: 933381218
--------------------------------------------------------------------------------------------------------------------------
Security: G4095J109
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: GLRE
ISIN: KYG4095J1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN BROOKS Mgmt For For
1B ELECTION OF DIRECTOR: DAVID EINHORN Mgmt For For
1C ELECTION OF DIRECTOR: LEONARD GOLDBERG Mgmt For For
1D ELECTION OF DIRECTOR: IAN ISAACS Mgmt For For
1E ELECTION OF DIRECTOR: FRANK LACKNER Mgmt For For
1F ELECTION OF DIRECTOR: BRYAN MURPHY Mgmt For For
1G ELECTION OF DIRECTOR: JOSEPH PLATT Mgmt For For
2A ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, Mgmt For For
LTD.: ALAN BROOKS
2B ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, Mgmt For For
LTD.: DAVID EINHORN
2C ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, Mgmt For For
LTD.: LEONARD GOLDBERG
2D ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, Mgmt For For
LTD.: IAN ISAACS
2E ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, Mgmt For For
LTD.: FRANK LACKNER
2F ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, Mgmt For For
LTD.: BRYAN MURPHY
2G ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, Mgmt For For
LTD.: JOSEPH PLATT
3A ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE Mgmt For For
IRELAND, LTD.: LEONARD GOLDBERG
3B ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE Mgmt For For
IRELAND, LTD.: PHILIP HARKIN
3C ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE Mgmt For For
IRELAND, LTD.: FRANK LACKNER
3D ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE Mgmt For For
IRELAND, LTD.: DAVID MAGUIRE
3E ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE Mgmt For For
IRELAND, LTD.: BRENDAN TUOHY
04 TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY Mgmt For For
THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
05 TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY Mgmt For For
THE APPOINTMENT OF BDO CAYMAN ISLANDS AS THE
INDEPENDENT AUDITORS OF GREENLIGHT REINSURANCE,
LTD. FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011, WHICH, PURSUANT TO THE COMPANY'S THIRD
AMENDED AND RESTATED MEMORANDUM AND ARTICLES
OF ASSOCIATION, IS REQUIRED TO BE CONSIDERED
BY THE SHAREHOLDERS OF THE COMPANY.
06 TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY Mgmt For For
THE APPOINTMENT OF BDO, REGISTERED AUDITORS
IN IRELAND AS THE INDEPENDENT AUDITORS OF GREENLIGHT
REINSURANCE IRELAND, LTD. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011, WHICH, PURSUANT TO
THE COMPANY'S THIRD AMENDED AND RESTATED MEMORANDUM
AND ARTICLES OF ASSOCIATION,IS REQUIRED TO
BE CONSIDERED BY THE SHAREHOLDERS OF THE COMPANY.
07 TO CONSIDER AND CAST A NON-BINDING ADVISORY Mgmt Abstain Against
VOTE ON A RESOLUTION APPROVING THE COMPENSATION
OF THE COMPANY'S EXECUTIVE OFFICERS PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION, OR "SAY-ON-PAY"
VOTE.
08 TO CONSIDER AND CAST A NON-BINDING ADVISORY Mgmt 3 Years Against
VOTE ON THE FREQUENCY WITH WHICH SAY-ON-PAY
VOTES SHOULD BE HELD IN THE FUTURE.
--------------------------------------------------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC. Agenda Number: 933386636
--------------------------------------------------------------------------------------------------------------------------
Security: 443683107
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: HCBK
ISIN: US4436831071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: Mgmt For For
RONALD E. HERMANCE, JR.
1B ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: Mgmt For For
WILLIAM G. BARDEL
1C ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: Mgmt For For
SCOTT A. BELAIR
1D ELECTION OF DIRECTOR FOR TERM OF TWO YEARS: Mgmt For For
CORNELIUS E. GOLDING
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS HUDSON CITY BANCORP'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 THE ADOPTION OF THE HUDSON CITY BANCORP, INC. Mgmt Abstain Against
AMENDED AND RESTATED 2011 STOCK INCENTIVE PLAN.
04 THE APPROVAL OF A NON-BINDING ADVISORY PROPOSAL Mgmt Abstain Against
ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 THE APPROVAL OF A NON-BINDING ADVISORY PROPOSAL Mgmt 3 Years Against
ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON
NAMED EXECUTIVE OFFICER COMPENSATION.
06 SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION Shr For Against
OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933382854
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1I ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1J ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION Mgmt Abstain Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 3 Years Against
ON NAMED EXECUTIVE OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shr Against For
RESTRAINT
06 SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S Shr Abstain Against
EQUAL EMPLOYMENT OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shr Against For
METHODS FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda Number: 933383743
--------------------------------------------------------------------------------------------------------------------------
Security: 500255104
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: KSS
ISIN: US5002551043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER BONEPARTH Mgmt For For
1B ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For
1C ELECTION OF DIRECTOR: JOHN F. HERMA Mgmt For For
1D ELECTION OF DIRECTOR: DALE E. JONES Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM S. KELLOGG Mgmt For For
1F ELECTION OF DIRECTOR: KEVIN MANSELL Mgmt For For
1G ELECTION OF DIRECTOR: FRANK V. SICA Mgmt For For
1H ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER Mgmt For For
1I ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt For For
1J ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
1K ELECTION OF DIRECTOR: STEPHEN E. WATSON Mgmt For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3A APPROVAL OF ELIMINATION OF SUPERMAJORITY VOTE Mgmt For For
REQUIREMENT IN ARTICLE V.
3B APPROVAL OF ELIMINATION OF SUPERMAJORITY VOTE Mgmt For For
REQUIREMENT IN ARTICLE VI.
04 RE-APPROVAL OF ANNUAL INCENTIVE PLAN. Mgmt Abstain Against
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Abstain Against
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 3 Years Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 SHAREHOLDER PROPOSAL: SHAREHOLDER ACTION BY Shr Against For
WRITTEN CONSENT.
08 SHAREHOLDER PROPOSAL: SUCCESSION PLANNING AND Shr Against For
REPORTING.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933315586
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 21-Sep-2010
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS IN PHASES AND EFFECT RELATED CHANGES
IN DIRECTOR VACANCY AND REMOVAL PROCEDURES.
1B AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE A SUPERMAJORITY
VOTING REQUIREMENT FOR AMENDING THE COMPANY'S
CERTIFICATE OF INCORPORATION.
1C AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO REVISE REQUIREMENTS APPLICABLE
TO THE COMPOSITION OF THE BOARD OF DIRECTORS.
1D AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO REVISE REQUIREMENTS APPLICABLE
TO THE OWNERSHIP OF THE COMPANY'S STOCK AND
DELETE RELATED OBSOLETE PROVISIONS.
02 APPROVAL OF THE ADJOURNMENT OF THE ANNUAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO
APPROVE EACH OF THE PROPOSALS COMPRISING PROPOSAL
1 AT THE TIME OF THE ANNUAL MEETING.
03 DIRECTOR
NANCY J. KARCH Mgmt For For
J.O. REYES LAGUNES Mgmt For For
EDWARD SUNING TIAN Mgmt For For
SILVIO BARZI Mgmt For For
04 RE-APPROVAL OF THE COMPANY'S SENIOR EXECUTIVE Mgmt Abstain Against
ANNUAL INCENTIVE COMPENSATION PLAN.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2010.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933452396
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1B ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1C ELECTION OF DIRECTOR: MARK SCHWARTZ Mgmt For For
1D ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Abstain Against
03 ADVISORY VOTE ON FREQUENCY OF HOLDING FUTURE Mgmt 3 Years Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2011
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933410297
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1D ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF THE APPOINTMENT Mgmt For For
OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
05 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION BY REPEALING SUCH ARTICLE
(TRANSACTIONS WITH INTERESTED SHAREHOLDERS).
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (BOARD OF DIRECTORS).
07 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT Mgmt For For
IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (SHAREHOLDER ACTION).
08 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr For Against
TO CLASSIFIED BOARD.
09 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO THE USE OF CONTROLLED ATMOSPHERE STUNNING.
10 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO A REPORT ON CHILDREN'S NUTRITION.
11 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO BEVERAGE CONTAINERS.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933309139
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 25-Aug-2010
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
DAVID L. CALHOUN Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
WILLIAM A. HAWKINS Mgmt For For
SHIRLEY A. JACKSON, PHD Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JEAN-PIERRE ROSSO Mgmt For For
JACK W. SCHULER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 933309216
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 20-Aug-2010
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVE SANGHI Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt For For
L.B. DAY Mgmt For For
MATTHEW W. CHAPMAN Mgmt For For
WADE F. MEYERCORD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL
YEAR ENDING MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933331011
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 16-Nov-2010
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
02 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shr Against For
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 933379352
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: G.A. BARTON Mgmt For For
1B ELECTION OF DIRECTOR: V.A. CALARCO Mgmt For For
1C ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1D ELECTION OF DIRECTOR: N. DOYLE Mgmt For For
1E ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1F ELECTION OF DIRECTOR: M.S. HAMSON Mgmt For For
1G ELECTION OF DIRECTOR: R.T. O'BRIEN Mgmt For For
1H ELECTION OF DIRECTOR: J.B. PRESCOTT Mgmt For For
1I ELECTION OF DIRECTOR: D.C. ROTH Mgmt For For
1J ELECTION OF DIRECTOR: S. THOMPSON Mgmt For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS FOR Mgmt For For
2011.
03 PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Mgmt Abstain Against
RELATING TO EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDERS Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PENN VIRGINIA RESOURCE PARTNERS, L.P. Agenda Number: 933445632
--------------------------------------------------------------------------------------------------------------------------
Security: 707884102
Meeting Type: Annual
Meeting Date: 22-Jun-2011
Ticker: PVR
ISIN: US7078841027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD B. CLOUES, II Mgmt For For
JAMES L. GARDNER Mgmt For For
ROBERT J. HALL Mgmt For For
THOMAS W. HOFMANN Mgmt For For
JAMES R. MONTAGUE Mgmt For For
MARSHA R. PERELMAN Mgmt For For
WILLIAM H. SHEA, JR. Mgmt For For
JOHN C. VAN RODEN, JR. Mgmt For For
JONATHAN B. WELLER Mgmt For For
02 TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, Mgmt Abstain Against
EXECUTIVE COMPENSATION.
03 TO RECOMMEND, BY ADVISORY (NON-BINDING) VOTE, Mgmt 3 Years Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933392069
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt Abstain Against
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt Abstain Against
OF EXECUTIVE COMPENSATION VOTES.
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt For For
FOR FISCAL YEAR 2011.
05 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt For For
TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS
IN UNCONTESTED ELECTIONS.
06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr Against For
SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63)
07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P.65)
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933496829
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 12-Aug-2010
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RATIFYING THE ENGAGEMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
CORPORATE FINANCE & RECOVERY LTDA. ("PWC"),
TO PREPARE A VALUATION REPORT OF 4 (FOUR) LETRAS
FINANCEIRAS DO TESOURO (FEDERAL TREASURY BILLS)
ISSUED BY THE BRAZILIAN FEDERAL GOVERNMENT
(THE "VALUATION REPORT"), ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
02 APPROVING THE CRITERIA AND METHODOLOGY TO ESTABLISH Mgmt Abstain Against
THE VALUE OF THE LFTS, AS PROPOSED BY PWC IN
THE VALUATION REPORT (THE "VALUATION CRITERIA")
03 DELEGATING AUTHORITY TO THE BOARD OF DIRECTORS Mgmt For For
OF THE COMPANY TO RATIFY THE FINAL VALUE OF
EACH OF THE LFTS SERIES, AS APPEAR IN THE VALUATION
REPORT PURSUANT TO THE VALUATION CRITERIA
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933354095
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 07-Dec-2010
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION Mgmt Abstain Against
SIGNED BETWEEN MARLIM PARTICIPACOES S.A. AND
THE COMPANY ON 11/04/2010
02 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION Mgmt Abstain Against
SIGNED BETWEEN NOVA MARLIM PARTICIPACOES S.A.
AND THE COMPANY ON 11/04/2010
03 RATIFY THE HIRING OF KPMG AUDITORES INDEPENDENTES Mgmt For For
BY THE COMPANY TO PREPARE THE ASSESSMENT REPORTS
FOR MARLIM PARTICIPACOES S.A. AND NOVA MARLIM
PARTICIPACOES S.A. ("ASSESSMENT REPORTS"),
UNDER THE TERMS OF PARAGRAPH 1 OF ARTICLE 227
OF ACT 6404/76, AS AMENDED
04 APPROVE THE ASSESSMENT REPORTS PREPARED BY KPMG Mgmt For For
AUDITORES INDEPENDENTES AT BOOK VALUE FOR THE
ASSESSMENT OF THE NET WORTH OF MARLIM PARTICIPACOES
S.A. AND OF NOVA MARLIM PARTICIPACOES S.A.
05 APPROVE THE INCORPORATION OF MARLIM PARTICIPACOES Mgmt Abstain Against
S.A. AND NOVA MARLIM PARTICIPACOES S.A. INTO
THE COMPANY, WITH NO INCREASE TO THE COMPANY'S
JOINT STOCK
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933365113
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 31-Jan-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A MERGER OF COMPERJ BASIC PETROCHEMICALS S.A. Mgmt For For
("UPB") AND OF COMPERJ PET S.A. ("PET") INTO
PETROBRAS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
B APPROVE THE PROPOSED AMENDMENT TO PETROBRAS' Mgmt For For
BYLAWS, UNDER THE TERMS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933486905
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 04-Apr-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 CHANGE IN THE WORDING OF THE CAPUT OF ARTICLE Mgmt For For
20 OF THE COMPANY'S BYLAWS, BY EXCLUDING THE
WORD "UP TO", AND ESTABLISHING THE NUMBER OF
DIRECTORS.
02 MERGER OF COMPANHIA MEXILHAO DO BRASIL TO PETROBRAS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933430364
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THE MANAGEMENT REPORT, FINANCIAL STATEMENTS Mgmt For For
AND FISCAL BOARD'S REPORT OF FISCAL YEAR OF
2010
O2 CAPITAL BUDGET FOR 2011 Mgmt For For
O3 DISTRIBUTION OF THE INCOME OF YEAR 2010 Mgmt For For
O4 ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS Mgmt For For
O5 ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS Mgmt For For
O6 ELECTION OF MEMBERS TO THE FISCAL BOARD AND Mgmt For For
THEIR RESPECTIVE SUBSTITUTES
O7 ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT Mgmt For For
AND EFFECTIVE MEMBERS OF THE FISCAL BOARD
E1 CAPITAL INCREASE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA PETROBRAS Agenda Number: 702565396
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: SGM
Meeting Date: 12-Aug-2010
Ticker:
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1. Ratify the engagement of PricewaterhouseCoopers Mgmt For For
Corporate Finance and Recovery Ltda to Prepare
valuation report of four federal treasury bills
to be used by shareholders to pay for shares
subscribed in primary public offering
2. Approve the PricewaterhouseCoopers Corporate Mgmt Abstain Against
Finance and Recovery Ltda's valuation report
3. Authorize the Board to ratify and execute approved Mgmt For For
resolutions
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933365947
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
FRANCISCO ROS Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, Mgmt Abstain Against
AS AMENDED, WHICH INCLUDES AN INCREASE IN THE
SHARE RESERVE BY 65,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE Mgmt Abstain Against
STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE
BY 22,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011.
05 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Abstain Against
06 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
RTI INTERNATIONAL METALS, INC. Agenda Number: 933408672
--------------------------------------------------------------------------------------------------------------------------
Security: 74973W107
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: RTI
ISIN: US74973W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL I. BOOKER Mgmt For For
RONALD L. GALLATIN Mgmt For For
CHARLES C. GEDEON Mgmt For For
ROBERT M. HERNANDEZ Mgmt For For
DAWNE S. HICKTON Mgmt For For
EDITH E. HOLIDAY Mgmt For For
BRYAN T. MOSS Mgmt For For
JAMES A. WILLIAMS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 APPROVAL BY NON-BINDING VOTE OF COMPENSATION Mgmt Abstain Against
OF NAMED EXECUTIVE OFFICERS.
04 RECOMMENDATION BY NON-BINDING VOTE OF FREQUENCY Mgmt 3 Years Against
OF NON-BINDING VOTE ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC. Agenda Number: 933378855
--------------------------------------------------------------------------------------------------------------------------
Security: 83545G102
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: SAH
ISIN: US83545G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
O. BRUTON SMITH Mgmt For For
B. SCOTT SMITH Mgmt For For
DAVID B. SMITH Mgmt For For
WILLIAM R. BROOKS Mgmt For For
WILLIAM I. BELK Mgmt For For
ROBERT HELLER Mgmt For For
ROBERT L. REWEY Mgmt For For
VICTOR H. DOOLAN Mgmt For For
DAVID C. VORHOFF Mgmt For For
02 TO APPROVE A NON-BINDING ADVISORY VOTE ON SONIC Mgmt Abstain Against
AUTOMOTIVE, INC.'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.
03 TO APPROVE A NON-BINDING ADVISORY VOTE ON THE Mgmt 3 Years Against
FREQUENCY OF HOLDING A NON-BINDING ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS SONIC AUTOMOTIVE, INC'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION Agenda Number: 933408420
--------------------------------------------------------------------------------------------------------------------------
Security: 84265V105
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: SCCO
ISIN: US84265V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GERMAN LARREA MOTA-V. Mgmt For For
OSCAR GONZALEZ ROCHA Mgmt For For
EMILIO CARRILLO GAMBOA Mgmt For For
ALFREDO CASAR PEREZ Mgmt For For
LUIS CASTELAZO MORALES Mgmt For For
E.C. SANCHEZ MEJORADA Mgmt For For
A. DE LA PARRA ZAVALA Mgmt For For
X. GARCIA DE QUEVEDO T. Mgmt For For
G. LARREA MOTA-VELASCO Mgmt For For
D. MUNIZ QUINTANILLA Mgmt For For
L.M. PALOMINO BONILLA Mgmt For For
G.PEREZALONSO CIFUENTES Mgmt For For
JUAN REBOLLEDO GOUT Mgmt For For
CARLOS RUIZ SACRISTAN Mgmt For For
02 RATIFY THE AUDIT COMMITTEE'S SELECTION OF GALAZ, Mgmt For For
YAMAZAKI, RUIZ URQUIZA, S.C., MEMBER FIRM OF
DELOITTE TOUCHE TOHMATSU LIMITED, AS INDEPENDENT
ACCOUNTANTS FOR 2011.
03 APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt Abstain Against
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years Against
OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933380418
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1E ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1F ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1G ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1H ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For
1I ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt For For
1J ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1K ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1L ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1M ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1N ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
1O ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt Abstain Against
UNDER THE PERFORMANCE INCENTIVE PLAN OF THE
COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
04 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt Abstain Against
UNDER THE COCA-COLA COMPANY 1989 RESTRICTED
STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY Mgmt Abstain Against
ON PAY VOTE)
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Mgmt 3 Years Against
SAY ON PAY VOTE
07 SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933405397
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS Mgmt Abstain Against
(SAY ON PAY)
03 ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY Mgmt 3 Years Against
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2011 FISCAL YEAR
05 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr Against For
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr Against For
MEETINGS
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Abstain Against
AND LONG-TERM PERFORMANCE
08 SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR Shr For Against
EXECUTIVE COMPENSATION
09 SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE Shr Abstain Against
CHANGE RISK DISCLOSURE
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 933408759
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2010.
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2010.
03 TO RE-ELECT MR P G J M POLMAN AS A DIRECTOR. Mgmt For For
04 TO RE-ELECT MR R J-M S HUET AS A DIRECTOR. Mgmt For For
05 TO RE-ELECT PROFESSOR L O FRESCO AS A DIRECTOR Mgmt For For
06 TO RE-ELECT MS A M FUDGE AS A DIRECTOR. Mgmt For For
07 TO RE-ELECT MR C E GOLDEN AS A DIRECTOR. Mgmt For For
08 TO RE-ELECT DR B E GROTE AS A DIRECTOR. Mgmt For For
09 TO RE-ELECT MS H NYASULU AS A DIRECTOR. Mgmt For For
10 TO RE-ELECT THE RT HON SIR MALCOLM RIFKIND MP Mgmt For For
AS A DIRECTOR.
11 TO RE-ELECT MR K J STORM AS A DIRECTOR. Mgmt For For
12 TO RE-ELECT MR M TRESCHOW AS A DIRECTOR. Mgmt For For
13 TO RE-ELECT MR P S WALSH AS A DIRECTOR. Mgmt For For
14 TO ELECT MR S BHARTI MITTAL AS A DIRECTOR. Mgmt For For
15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY.
16 TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION Mgmt For For
OF THE AUDITORS.
17 TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE Mgmt Abstain Against
SHARES.
18 TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS.
19 TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE Mgmt For For
ITS OWN SHARES.
20 TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE. Mgmt Abstain Against
21 TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS. Mgmt Abstain Against
22 TO AMEND THE ARTICLES OF ASSOCIATION IN RELATION Mgmt For For
TO THE DIRECTORS' POWER TO BORROW MONEY AND
GIVE SECURITY.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933381939
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1H ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1I ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt Abstain Against
03 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt Abstain Against
OF FUTURE EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR YEAR ENDING 2011.
05 IN THEIR DISCRETION UPON SUCH OTHER MATTERS Mgmt For For
AS MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933358980
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS.
02 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO IMPLEMENT A MAJORITY VOTE STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS.
3 4 DIRECTOR
GARY P. COUGHLAN Mgmt For For
MARY B. CRANSTON Mgmt For For
F.J. FERNANDEZ-CARBAJAL Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
CATHY E. MINEHAN Mgmt For For
SUZANNE NORA JOHNSON Mgmt For For
DAVID J. PANG Mgmt For For
JOSEPH W. SAUNDERS Mgmt For For
WILLIAM S. SHANAHAN Mgmt For For
JOHN A. SWAINSON Mgmt For For
SUZANNE NORA JOHNSON Mgmt For For
JOSEPH W. SAUNDERS Mgmt For For
JOHN A. SWAINSON Mgmt For For
05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Abstain Against
06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 3 Years Against
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
07 TO APPROVE THE VISA INC. INCENTIVE PLAN, AS Mgmt Abstain Against
AMENDED AND RESTATED.
08 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
VISTEON CORPORATION Agenda Number: 933436974
--------------------------------------------------------------------------------------------------------------------------
Security: 92839U206
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: VC
ISIN: US92839U2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DUNCAN H. COCROFT Mgmt For For
PHILIPPE GUILLEMOT Mgmt For For
HERBERT L. HENKEL Mgmt For For
MARK T. HOGAN Mgmt For For
JEFFREY D. JONES Mgmt For For
KARL J. KRAPEK Mgmt For For
TIMOTHY D. LEULIETTE Mgmt For For
WILLIAM E. REDMOND, JR. Mgmt For For
DONALD J. STEBBINS Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD Agenda Number: 933429359
--------------------------------------------------------------------------------------------------------------------------
Security: H27013103
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: WFT
ISIN: CH0038838394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE 2010 ANNUAL REPORT, THE CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL
LTD. FOR THE YEAR ENDED DECEMBER 31, 2010 AND
THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD
INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER
31, 2010.
02 DISCHARGE OF THE BOARD OF DIRECTORS AND EXECUTIVE Mgmt For For
OFFICERS FROM LIABILITY FOR ACTIONS OR OMISSIONS
DURING THE YEAR ENDED DECEMBER 31, 2010.
3A ELECTION OF DIRECTOR: BERNARD J. DUROC-DANNER Mgmt For For
3B ELECTION OF DIRECTOR: SAMUEL W. BODMAN, III Mgmt For For
3C ELECTION OF DIRECTOR: NICHOLAS F. BRADY Mgmt For For
3D ELECTION OF DIRECTOR: DAVID J. BUTTERS Mgmt For For
3E ELECTION OF DIRECTOR: WILLIAM E. MACAULAY Mgmt For For
3F ELECTION OF DIRECTOR: ROBERT B. MILLARD Mgmt For For
3G ELECTION OF DIRECTOR: ROBERT K. MOSES, JR. Mgmt For For
3H ELECTION OF DIRECTOR: GUILLERMO ORTIZ Mgmt For For
3I ELECTION OF DIRECTOR: EMYR JONES PARRY Mgmt For For
3J ELECTION OF DIRECTOR: ROBERT A. RAYNE Mgmt For For
04 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR
ENDING DECEMBER 31, 2011 AND THE RE-ELECTION
OF ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR
FOR YEAR ENDING DECEMBER 31, 2011.
05 APPROVAL OF AN ADVISORY RESOLUTION REGARDING Mgmt Abstain Against
EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) WISCONSIN CAPITAL FUNDS INC
By (Signature) /s/ THOMAS G PLUMB
Name THOMAS G PLUMB
Title President
Date 08/24/2011