FORM 10-Q/A
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
(X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 1999
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OR
( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period from ______ to ______
Commission file number 0-26380
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PIXTECH, INC.
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(Exact name of registrant as specified in its charter)
Delaware 04-3214691
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(State or other jurisdiction of (IRS Employer Identification No.)
incorporation or organization)
Avenue Olivier Perroy, 13790 Rousset, France
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(Address of principal executive offices) (Zip code)
011-33-4-42-29-10-00
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(Registrant's telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. Yes X No
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The number of shares outstanding of each of the issuer's classes of common stock
as of
Class Outstanding at July 31, 1999
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Common Stock, $.01 par value 23,467,138
This 10-Q/A is being filed solely for the purpose of amending Item 6 to the
Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 1999.
ITEM 6 Exhibits and reports on Form 8-K:
(a) Exhibits:
2.3 Amendment No. 2 to Acquisition Agreement, dated as of
May 17, 1999, between the Registrant and Micron
Technology, Inc. Filed as Exhibit 2.3 to the
Registrant's quarterly report on Form 10-Q for the
period ending June 30, 1999 and incorporated herein by
reference.
3.4 Certificate of Amendment of Restated Certificate of
Incorporation.
4.6 Warrant to purchase 310,000 shares of Common Stock of
the Registrant issued to Micron Technology, Inc.
("Micron"). Filed as Exhibit 3 to Micron's Schedule 13D
filed with the Commission on May 28, 1999 and
incorporated herein by reference.
10.44 Lease Agreement, dated as of May 19, 1999, between the
Registrant and Micron Technology, Inc. Filed as Exhibit
10.44 to the Registrant's quarterly report on Form 10-Q
for the period ending June 30, 1999 and incorporated
herein by reference.
10.45 Employment Agreement of James J. Cathey dated May 20,
1999. Filed as Exhibit 10.45 to the Registrant's
quarterly report on Form 10-Q for the period ending
June 30, 1999 and incorporated herein by reference.
10.46++ Patent Cross License Agreement dated May 19, 1999
between the Registrant and Micron Technology, Inc.
10.47 Investor Rights Agreement dated as of May 19, 1999
between the Registrant and Micron Technology, Inc.
Filed as Exhibit 2 to Micron's Schedule 13D filed with
the Commission on May 28, 1999 and incorporated herein
by reference.
27. Financial Data Schedule. Filed as Exhibit 27 to the
Registrant's quarterly report on Form 10-Q for the
period ending June 30, 1999 and incorporated herein by
reference.
(b) Reports on Form 8-K:
A report on Form 8-K has been filed during the second
quarter of 1999, on May 27, 1999, reporting under Item 2
the closing by the Registrant of an Acquisition
Agreement with Micron Technology, Inc. This report was
amended on August 9, 1999 to include unaudited pro forma
consolidated financial statements under Item 7(b).
++ Confidential treatment has been requested for certain
portions of these Exhibits pursuant to rule 24b-2 of the
Securities Exchange Act of 1934, as amended .
PIXTECH, INC.
June 30, 1999
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
PIXTECH, INC.
Date: August 24, 1999 BY: /s/ Dieter Mezger
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Dieter Mezger
President, Chief Executive Officer
PIXTECH, INC.
June 30, 1999
EXHIBIT INDEX
(a) Exhibits:
2.3 Amendment No. 2 to Acquisition Agreement, dated as of
May 17, 1999, between the Registrant and Micron
Technology, Inc. Filed as Exhibit 2.3 to the
Registrant's quarterly report on Form 10-Q for the
period ending June 30, 1999 and incorporated herein by
reference.
3.4 Certificate of Amendment of Restated Certificate of
Incorporation.
4.6 Warrant to purchase 310,000 shares of Common Stock of
the Registrant issued to Micron Technology, Inc.
("Micron"). Filed as Exhibit 3 to Micron's Schedule 13D
filed with the Commission on May 28, 1999 and
incorporated herein by reference.
10.44 Lease Agreement, dated as of May 19, 1999, between the
Registrant and Micron Technology, Inc. Filed as Exhibit
10.44 to the Registrant's quarterly report on Form 10-Q
for the period ending June 30, 1999 and incorporated
herein by reference.
10.45 Employment Agreement of James J. Cathey dated May 20,
1999. Filed as Exhibit 10.45 to the Registrant's
quarterly report on Form 10-Q for the period ending
June 30, 1999 and incorporated herein by reference.
10.46++ Patent Cross License Agreement dated May 19, 1999
between the Registrant and Micron Technology, Inc.
10.47 Investor Rights Agreement dated as of May 19, 1999
between the Registrant and Micron Technology, Inc.
Filed as Exhibit 2 to Micron's Schedule 13D filed with
the Commission on May 28, 1999 and incorporated herein
by reference.
27. Financial Data Schedule. Filed as Exhibit 27 to the
Registrant's quarterly report on Form 10-Q for the
period ending June 30, 1999 and incorporated herein by
reference.
(b) Reports on Form 8-K:
A report on Form 8-K has been filed during the second
quarter of 1999, on May 27, 1999, reporting under Item 2
the closing by the Registrant of an Acquisition
Agreement with Micron Technology, Inc. This report was
amended on August 9, 1999 to include unaudited pro forma
consolidated financial statements under Item 7(b).
++ Confidential treatment has been requested for certain
portions of these Exhibits pursuant to rule 24b-2 of the
Securities Exchange Act of 1934, as amended .