As filed with the Securities and Exchange Commission on April 29, 1999.
Registration No. 333-58883
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. ONE
TO THE
FORM SB-2
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
FIRST NILES FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
DELAWARE 6035 34-1870418
(State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer
incorporation or organization) Classification Code Number) Identification No.)
55 N. MAIN STREET, NILES, OHIO 44446-5097
(330) 652-2539
(Address, including zip code, and telephone number, including area code, of
registrant's principal executive offices)
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WILLIAM L. STEPHENS, PRESIDENT
FIRST NILES FINANCIAL, INC.
55 N. MAIN STREET
NILES, OHIO 44446-5097
(330) 652-2539
(Name, address, including zip code, and telephone number, including area code,
of agent for service)
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PLEASE SEND COPIES OF ALL COMMUNICATIONS TO:
James S. Fleischer, P.C.
Michael S. Sadow, P.C.
SILVER, FREEDMAN & TAFF, L.L.P.
(a limited liability partnership including professional corporations)
1100 New York Avenue, NW
Seventh Floor, East Tower
Washington, DC 20005-3934
(202) 414-6100
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The post-effective amendment is being filed for the purpose of
deregistering under the Securities Act of 1933, as amended, 890,589 shares of
Common Stock, par value $.01 per share, of First Niles Financial, Inc. covered
by Registration Statement No. 333-58883. The shares have not been issued as of
the date hereof and are no longer being offered. The offering resulted in the
sale of 1,754,411 shares of the Registrant's Common Stock at a final offering
price of $10.00 per share.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
Registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements of filing on Form SB-2 and authorized this Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized in the City of Niles, State of Ohio, on April 29, 1999.
FIRST NILES FINANCIAL, INC.
By: /s/ WILLIAM L. STEPHENS
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William L. Stephens
Chairman of the Board, President and
Chief Executive Officer
(DULY AUTHORIZED REPRESENTATIVE)
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed below by the following persons in the
capacities and on the dates indicated.
/s/ WILLIAM L. STEPHENS /s/ LAWRENCE E. SAFAREK
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William L. Stephens Lawrence E. Safarek
Chairman of the Board, President Treasurer
and Chief Executive Officer (PRINCIPAL FINANCIAL AND
(PRINCIPAL EXECUTIVE OFFICER) ACCOUNTING OFFICER)
/s/ GEORGE J. SWIFT */s/ RALPH A. ZUZOLO, SR.
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George J. Swift Ralph A. Zuzolo, Sr.
Director, Vice President and Secretary Director
*/s/ HORACE L. MCLEAN */s/ P. JAMES KRAMER
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Horace L. McLean P. James Kramer
Director Director
* By power of attorney dated July 9, 1989.