SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ____________________ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 14, 2000 ---------------- (November 14, 2000) - ---------------- ICG COMMUNICATIONS, INC. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) Delaware 1-11965 84-1342022 - -------------------------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 161 Inverness Drive West, Englewood, Colorado 80112 --------------------------------------------------- (Address of principal executive offices) ICG HOLDINGS (CANADA) CO. ---------------------------------------------------------------- (Exact name of registrant as specified in charter) Canada 1-11052 Not Applicable - -------------------------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 161 Inverness Drive West, Englewood, Colorado 80112 --------------------------------------------------- (Address of principal executive offices) ICG HOLDINGS, INC. ----------------------------------------------------------------- (Exact name of registrant as specified in charter) Colorado 33-96540 84-1158866 - -------------------------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 161 Inverness Drive West, Englewood, Colorado 80112 --------------------------------------------------- (Address of principal executive offices) ICG FUNDING, LLC ----------------------------------------------------------------- (Exact name of registrant as specified in charter) Delaware 333-40495 84-1434980 - -------------------------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 161 Inverness Drive West, Englewood, Colorado 80112 --------------------------------------------------- (Address of principal executive offices) Registrants' telephone numbers, including area codes (888)424 1144 and ------------- (303) 414-5000 - -------------- Item 3. Bankruptcy or Receivership. ------ --------------------------- In a press release dated today, November 14, 2000, ICG Communications, Inc., a Delaware corporation (the "Company"), announced that the Company and most of its subsidiaries filed for voluntary bankruptcy protection under Chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court in the District of Delaware. A copy of a press release related to the Bankruptcy filing is attached. Item 7. Exhibit. ------ -------- (c) Exhibit ------- 99.1 Press Release, dated November 14, 2000. INDEX TO EXHIBIT Exhibit No. Description - ----------- ------------- 99.1 Press Release, dated November 14, 2000. EXHIBIT 99.1 Press Release, dated November 14, 2000. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized. Dated: November 14, 2000 ICG COMMUNICATIONS, INC. By: /s/ Harry R. Herbst ---------------------- Harry R. Herbst Executive Vice President and Chief Financial Officer (Principal Financial Officer) ICG HOLDINGS (CANADA) CO. By: /s/ Harry R. Herbst --------------------- Harry R. Herbst Executive Vice President and Chief Financial Officer (Principal Financial Officer) ICG HOLDINGS, INC. By: /s/ Harry R. Herbst --------------------- Harry R. Herbst Executive Vice President and Chief Financial Officer (Principal Financial Officer) ICG FUNDING, LLC By: ICG Communications, Inc. Common Member and Manager By: /s/ Harry R. Herbst --------------------- Harry R. Herbst Executive Vice President and Chief Financial Officer (Principal Financial Officer) EX-99.1 PRESS RELEASE, DATED November 14, 2000