<ARTICLE> BD <LEGEND> This schedule contains summary financial information extracted from the Consolidated Balance Sheet as of December 31, 1999 and the Consolidated Statement of Operations for the year ended December 31, 1999, which are contained in the body of the accompanying Form 10-K and is qualified in its entirety by reference to such financial statements. </LEGEND> <MULTIPLIER> 1,000 <PERIOD-TYPE> YEAR <FISCAL-YEAR-END> DEC-31-1999 <PERIOD-START> JAN-01-1999 <PERIOD-END> DEC-31-1999 <CASH> 43,743 <RECEIVABLES> 23,894 <SECURITIES-RESALE> 0 <SECURITIES-BORROWED> 0 <INSTRUMENTS-OWNED> 141,860 <PP&E> 11,308 <TOTAL-ASSETS> 226,356 <SHORT-TERM> 0 <PAYABLES> 32,999 <REPOS-SOLD> 0 <SECURITIES-LOANED> 0 <INSTRUMENTS-SOLD> 3,029 <LONG-TERM> 1,359 <PREFERRED-MANDATORY> 0 <PREFERRED> 0 <COMMON> 209,179 <OTHER-SE> (20,210) <TOTAL-LIABILITY-AND-EQUITY> 226,356 <TRADING-REVENUE> 22,058 <INTEREST-DIVIDENDS> 9,468 <COMMISSIONS> 14,988 <INVESTMENT-BANKING-REVENUES> 45,183 <FEE-REVENUE> 45,312 <INTEREST-EXPENSE> 1,323 <COMPENSATION> 98,424 <INCOME-PRETAX> (6,971) <INCOME-PRE-EXTRAORDINARY> (6,971) <EXTRAORDINARY> 0 <CHANGES> 0 <NET-INCOME> (6,971) <EPS-BASIC> (0.14) <EPS-DILUTED> (0.14)