SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): OCTOBER 16, 1997
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PENNFED FINANCIAL SERVICES, INC. PENNFED CAPITAL TRUST I
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(Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter)
Delaware 22-3297339 Delaware Applied For
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622 Eagle Rock Avenue 622 Eagle Rock Avenue
West Orange, New Jersey 07052 West Orange, New Jersey 07052
(973) 669-7366 (973) 669-7366
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(Address, including ZIP Code, and (Address, including ZIP Code,
telephone number including area code, of and telephone number including
registrant's principal executive offices) area code, of registrant's
principal executive offices)
Commission File No. 0-24040
N/A
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(Former name or former address, if changed since last report.)
ITEM 5. OTHER EVENTS
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Attached hereto as Exhibit 20.1 is a press release announcing that PennFed
Financial Services, Inc.'s (the "Corporation") subsidiary, PennFed Capital Trust
I, a trust formed under the laws of Delaware, sold $30 million in capital
through the public offering of its cumulative trust preferred securities.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
PENNFED FINANCIAL SERVICES, INC.
Date: October 16, 1997 By: /s/ Joseph L. LaMonica
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Joseph L. LaMonica
President, Chief Executive Officer
and Director
PENNFED CAPITAL TRUST I
By: /s/ Lucy T. Tinker
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Lucy T. Tinker
Administrative Trustee
By: /s/ Jeffrey J. Carfora
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Jeffrey J. Carfora
Administrative Trustee
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EXHIBIT INDEX
EXHIBIT
NUMBER DESCRIPTION
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20.1 Press Release regarding the sale through a public offering of
cumulative trust preferred securities by PennFed Capital Trust I,
a subsidiary of the Corporation
3