FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: File No. 811-3512
Putnam OTC & Emerging Growth Fund
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(Exact name of registrant as specified in charter)
One Post Office Square, Boston, Massachusetts 02109
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(Address of principal executive offices)
Beth S. Mazor, Vice President
Putnam OTC & Emerging Growth Fund
One Post Office Square
Boston, Massachusetts 02109
Copy To:
John W. Gerstmayr, Esq.
Ropes & Gray LLP
One International Place
Boston, Massachusetts 02110
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(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 292-1000
Date of Fiscal year-end: 7/31
Date of reporting period: 7/1/2003 - 6/30/2004
Item 1. Proxy Voting Record
Account Number: Putnam OTC & Emerging Growth Fund
ISSUER NAME TICKER CUSIP MTG DATE For/
Proposal MTG TYPE Agnst
Type Voted? Vote Mgmt
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Abercrombie & Fitch Co. ANF 002896207 5/20/04 Annual
1.10 Elect Director John A. Golden MGMT YES FOR FOR
Elect Director John A. Golden
1.20 Elect Director Seth R. Johnson MGMT YES FOR FOR
Elect Director Seth R. Johnson
1.30 Elect Director Edward F. Limato MGMT YES FOR FOR
Elect Director Edward F. Limato
ADTRAN, Inc. ADTN 00738A106 4/15/04 Annual
1.10 Elect Director Mark C. Smith MGMT YES FOR FOR
Elect Director Mark C. Smith
1.20 Elect Director Howard A. Thrailkill MGMT YES FOR FOR
Elect Director Howard A. Thrailkill
1.30 Elect Director Richard A. Anderson MGMT YES FOR FOR
Elect Director Richard A. Anderson
1.40 Elect Director W. Frank Blount MGMT YES FOR FOR
Elect Director W. Frank Blount
1.50 Elect Director H. Fenwick Huss MGMT YES FOR FOR
Elect Director H. Fenwick Huss
1.60 Elect Director William L. Marks MGMT YES FOR FOR
Elect Director William L. Marks
1.70 Elect Director Roy J. Nichols MGMT YES FOR FOR
Elect Director Roy J. Nichols
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Advance Auto Parts Inc AAP 00751Y106 5/19/04 Annual
1.10 Elect Director Lawrence P. Castellani MGMT YES FOR FOR
Elect Director Lawrence P. Castellani
1.20 Elect Director John C. Brouillard MGMT YES FOR FOR
Elect Director John C. Brouillard
1.30 Elect Director Gilbert T. Ray MGMT YES FOR FOR
Elect Director Gilbert T. Ray
1.40 Elect Director John M. Roth MGMT YES FOR FOR
Elect Director John M. Roth
1.50 Elect Director Carlos A. Saladrigas MGMT YES FOR FOR
Elect Director Carlos A. Saladrigas
1.60 Elect Director William L. Salter MGMT YES FOR FOR
Elect Director William L. Salter
1.70 Elect Director Francesca Spinelli MGMT YES FOR FOR
Elect Director Francesca Spinelli
1.80 Elect Director Nicholas F. Taubman MGMT YES FOR FOR
Elect Director Nicholas F. Taubman
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
3.00 Approve Omnibus Stock Plan MGMT YES FOR FOR
Approve Omnibus Stock Plan
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Agere Systems Inc AGR.A 00845V100 2/19/04 Annual
1.10 Elect Director Richard L. Clemmer MGMT YES FOR FOR
Elect Director Richard L. Clemmer
1.20 Elect Director John T. Dickson MGMT YES FOR FOR
Elect Director John T. Dickson
Alcatel (Formerly Alcatel Alsthom) 013904305 6/4/04 Annual
1.00 APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2003. MGMT NO
APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2003.
2.00 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2003. MGMT NO
APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2003.
3.00 RESULT FOR THE FISCAL YEAR-APPROPRIATION. MGMT NO
RESULT FOR THE FISCAL YEAR-APPROPRIATION.
4.00 APPROVAL OF REGULATED AGREEMENTS. MGMT NO
APPROVAL OF REGULATED AGREEMENTS.
5.00 RENEWAL OF THE TERM OF MR. JOZEF CORNU AS DIRECTOR. MGMT NO
RENEWAL OF THE TERM OF MR. JOZEF CORNU AS DIRECTOR.
6.00 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO
ISSUE DEBT SECURITIES, AND PARTICULARLY BOND MGMT NO
AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO
ISSUE DEBT SECURITIES, AND PARTICULARLY BOND
7.00 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO
ALLOW THE COMPANY TO PURCHASE AND SELL ITS OW MGMT NO
AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO
ALLOW THE COMPANY TO PURCHASE AND SELL ITS OW
8.00 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO
REDUCE THE CAPITAL OF THE COMPANY. MGMT NO
AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO
REDUCE THE CAPITAL OF THE COMPANY.
9.00 DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO
INCREASE THE CAPITAL OF THE COMPANY. MGMT NO
DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO
INCREASE THE CAPITAL OF THE COMPANY.
10.00 DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO
INCREASE THE CAPITAL OF THE COMPANY, WITH CANCELLA MGMT NO
DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO
INCREASE THE CAPITAL OF THE COMPANY, WITH CANCELLA
11.00 LIMITATION OF THE OVERALL AMOUNT OF ISSUES TO BE
MADE PURSUANT TO THE 9TH AND 10TH RESOLUTIONS. MGMT NO
LIMITATION OF THE OVERALL AMOUNT OF ISSUES TO BE
MADE PURSUANT TO THE 9TH AND 10TH RESOLUTIONS.
12.00 DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO
INCREASE THE CAPITAL OF THE COMPANY. MGMT NO
DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO
INCREASE THE CAPITAL OF THE COMPANY.
13.00 POWERS TO IMPLEMENT THE DECISIONS OF THE SHAREHOLDERS
MEETING AND TO CARRY OUT THE CORRESPONDING FO MGMT NO
POWERS TO IMPLEMENT THE DECISIONS OF THE SHAREHOLDERS
MEETING AND TO CARRY OUT THE CORRESPONDING FO
14.00 TO TRANSACT SUCH OTHER ORDINARY BUSINESS OF AN ANNUAL
GENERAL MEETING AS MAY PROPERLY BE RAISED. MGMT NO
TO TRANSACT SUCH OTHER ORDINARY BUSINESS OF AN ANNUAL
GENERAL MEETING AS MAY PROPERLY BE RAISED.
ALLIANCE DATA SYSTEMS CORP ADS 018581108 6/8/04 Annual
1.10 Elect Director Lawrence M. Benveniste MGMT YES AGNST AGNST
Elect Director Lawrence M. Benveniste
1.20 Elect Director D. Keith Cobb MGMT YES AGNST AGNST
Elect Director D. Keith Cobb
1.30 Elect Director Kenneth R. Jensen MGMT YES AGNST AGNST
Elect Director Kenneth R. Jensen
Amdocs Limited DOX 1/22/04 Annual
1.10 Elect Bruce Anderson as Director MGMT YES AGNST AGNST
Elect John McLennan as Director
Elect John McLennan as Director
Elect Bruce Anderson as Director
1.11 Elect Robert Minicucci as Director MGMT YES AGNST AGNST
Elect Robert Minicucci as Director
1.12 Elect Mario Segal as Director MGMT YES AGNST AGNST
Elect Mario Segal as Director
1.20 Elect Avinoam Naor as Director MGMT YES AGNST AGNST
Elect Avinoam Naor as Director
1.30 Elect Adrian Gardner as Director MGMT YES AGNST AGNST
Elect Adrian Gardner as Director
1.40 Elect Dov Baharav as Director MGMT YES AGNST AGNST
Elect Dov Baharav as Director
1.50 Elect Julian Brodsky as Director MGMT YES AGNST AGNST
Elect Julian Brodsky as Director
1.60 Elect Eli Gelman as Director MGMT YES AGNST AGNST
Elect Eli Gelman as Director
1.70 Elect Charles Foster as Director MGMT YES AGNST AGNST
Elect Charles Foster as Director
1.80 Elect James Kahan as Director MGMT YES AGNST AGNST
Elect James Kahan as Director
1.90 Elect Nehemia Lemelbaum as Director MGMT YES AGNST AGNST
Elect Nehemia Lemelbaum as Director
2.00 Accept Financial Statements For Fiscal Year 2003 MGMT YES FOR FOR
Accept Financial Statements For Fiscal Year 2003
3.00 Amend 1998 Stock Option and Incentive Plan MGMT YES FOR FOR
Amend 1998 Stock Option and Incentive Plan
4.00 Approve Ernst & Young Auditors and Authorize Audit
Committee of Board to Fix Their Remuneration MGMT YES FOR FOR
Approve Ernst & Young Auditors and Authorize Audit Committee
of Board to Fix Their Remuneration
American Tower Corp. AMT 029912201 5/6/04 Annual
1.10 Elect Director Raymond P. Dolan MGMT YES FOR FOR
Elect Director Raymond P. Dolan
1.20 Elect Director Carolyn F. Katz MGMT YES FOR FOR
Elect Director Carolyn F. Katz
1.30 Elect Director Fred R. Lummis MGMT YES FOR FOR
Elect Director Fred R. Lummis
1.40 Elect Director Pamela D.A. Reeve MGMT YES FOR FOR
Elect Director Pamela D.A. Reeve
1.50 Elect Director James D. Taiclet, Jr. MGMT YES FOR FOR
Elect Director James D. Taiclet, Jr.
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
AmeriGroup Corp. AGP 03073T102 5/12/04 Annual
1.10 Elect Director Jeffrey L. McWaters MGMT YES FOR FOR
Elect Director Jeffrey L. McWaters
1.20 Elect Director Uwe E. Reinhardt, Ph.D. MGMT YES FOR FOR
Elect Director Uwe E. Reinhardt, Ph.D.
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Ameritrade Holdings Corp. AMTD 03074K100 2/10/04 Annual
1.10 Elect Director J. Peter Ricketts MGMT YES AGNST AGNST
Elect Director J. Peter Ricketts
1.20 Elect Director C. Kevin Landry MGMT YES AGNST AGNST
Elect Director C. Kevin Landry
1.30 Elect Director Mark L. Mitchell MGMT YES AGNST AGNST
Elect Director Mark L. Mitchell
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Other Business MGMT YES AGNST AGNST
Other Business
Amylin Pharmaceuticals, Inc. AMLN 032346108 5/5/04 Annual
1.10 Elect Director Vaughn D. Bryson MGMT YES AGNST AGNST
Elect Director Vaughn D. Bryson
1.20 Elect Director Joseph C. Cook, Jr. MGMT YES AGNST AGNST
Elect Director Joseph C. Cook, Jr.
1.30 Elect Director Ginger L. Graham MGMT YES AGNST AGNST
Elect Director Ginger L. Graham
1.40 Elect Director Howard E. Greene, Jr. MGMT YES AGNST AGNST
Elect Director Howard E. Greene, Jr.
1.50 Elect Director Terrence H. Gregg MGMT YES AGNST AGNST
Elect Director Terrence H. Gregg
1.60 Elect Director Jay S. Skyler MGMT YES AGNST AGNST
Elect Director Jay S. Skyler
1.70 Elect Director Joseph P. Sullivan MGMT YES AGNST AGNST
Elect Director Joseph P. Sullivan
1.80 Elect Director Thomas R. Testman MGMT YES AGNST AGNST
Elect Director Thomas R. Testman
1.90 Elect Director James N. Wilson MGMT YES AGNST AGNST
Elect Director James N. Wilson
2.00 Amend Employee Stock Purchase Plan MGMT YES FOR FOR
Amend Employee Stock Purchase Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Applebee's International, Inc. APPB 037899101 5/13/04 Annual
1.10 Elect Director Jack P. Helms MGMT YES FOR FOR
Elect Director Jack P. Helms
1.20 Elect Director Lloyd L. Hill MGMT YES FOR FOR
Elect Director Lloyd L. Hill
1.30 Elect Director Burton M. Sack MGMT YES FOR FOR
Elect Director Burton M. Sack
1.40 Elect Director Michael A. Volkema MGMT YES FOR FOR
Elect Director Michael A. Volkema
1.50 Elect Director Steven K. Lumpkin MGMT YES FOR FOR
Elect Director Steven K. Lumpkin
2.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
3.00 Approve Employee Stock Purchase Plan MGMT YES FOR FOR
Approve Employee Stock Purchase Plan
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
5.00 Report on Genetically Modified Organisms SHLDR YES AGNST FOR
Report on Genetically Modified Organisms
Aspect Communications Corp. ASPT 04523Q102 5/27/04 Annual
1.10 Elect Director Barry M. Ariko MGMT YES AGNST AGNST
Elect Director Barry M. Ariko
Elect Director Barry M. Ariko
Elect Director Barry M. Ariko
1.20 Elect Director Donald P. Casey MGMT YES AGNST AGNST
Elect Director Donald P. Casey
Elect Director Donald P. Casey
Elect Director Donald P. Casey
1.30 Elect Director Norman A. Fogelsong MGMT YES AGNST AGNST
Elect Director Norman A. Fogelsong
Elect Director Norman A. Fogelsong
Elect Director Norman A. Fogelsong
1.40 Elect Director John W. Peth MGMT YES AGNST AGNST
Elect Director John W. Peth
Elect Director John W. Peth
Elect Director John W. Peth
1.50 Elect Director Thomas Weatherford MGMT YES AGNST AGNST
Elect Director Thomas Weatherford
Elect Director Thomas Weatherford
Elect Director Thomas Weatherford
1.60 Elect Director David B. Wright MGMT YES AGNST AGNST
Elect Director David B. Wright
Elect Director David B. Wright
Elect Director David B. Wright
1.70 Elect Director Gary E. Barnett MGMT YES AGNST AGNST
Elect Director Gary E. Barnett
Elect Director Gary E. Barnett
Elect Director Gary E. Barnett
2.00 Amend Non-Employee Director Stock Option Plan MGMT YES AGNST AGNST
Amend Non-Employee Director Stock Option Plan
Amend Non-Employee Director Stock Option Plan
Amend Non-Employee Director Stock Option Plan
3.00 Amend Outside Director Stock Awards/Options in Lieu of Cash MGMT YES FOR FOR
Amend Outside Director Stock Awards/Options in Lieu of Cash
Amend Outside Director Stock Awards/Options in Lieu of Cash
Amend Outside Director Stock Awards/Options in Lieu of Cash
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Ratify Auditors
Ratify Auditors
Avid Technology, Inc. AVID 05367P100 5/26/04 Annual
1.10 Elect Director David A. Krall MGMT YES FOR FOR
Elect Director David A. Krall
1.20 Elect Director Pamela F. Lenehan MGMT YES FOR FOR
Elect Director Pamela F. Lenehan
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Barr Pharmaceuticals Inc BRL 068306109 10/23/03 Annual
1.10 Elect Director Bruce L. Downey MGMT YES AGNST AGNST
Elect Director Bruce L. Downey
1.20 Elect Director Paul M. Bisaro MGMT YES AGNST AGNST
Elect Director Paul M. Bisaro
1.30 Elect Director Carole S. Ben-Maimon MGMT YES AGNST AGNST
Elect Director Carole S. Ben-Maimon
1.40 Elect Director George P. Stephan MGMT YES AGNST AGNST
Elect Director George P. Stephan
1.50 Elect Director Jack M. Kay MGMT YES AGNST AGNST
Elect Director Jack M. Kay
1.60 Elect Director Harold N. Chefitz MGMT YES AGNST AGNST
Elect Director Harold N. Chefitz
1.70 Elect Director Richard R. Frankovic MGMT YES AGNST AGNST
Elect Director Richard R. Frankovic
1.80 Elect Director Peter R. Seaver MGMT YES AGNST AGNST
Elect Director Peter R. Seaver
1.90 Elect Director James S. Gilmore, III MGMT YES AGNST AGNST
Elect Director James S. Gilmore, III
2.00 Change State of Incorporation from New York to Delaware MGMT YES FOR FOR
Change State of Incorporation from New York to Delaware
3.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
BEA Systems, Inc. BEAS 073325102 7/11/03 Annual
1.10 Elect Director William T. Coleman III MGMT YES FOR FOR
Elect Director William T. Coleman III
1.20 Elect Director Dale Crandall MGMT YES FOR FOR
Elect Director Dale Crandall
1.30 Elect Director William H. Janeway MGMT YES FOR FOR
Elect Director William H. Janeway
2.00 Approve Executive Incentive Bonus Plan MGMT YES FOR FOR
Approve Executive Incentive Bonus Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
BJ Services Company BJS 055482103 1/22/04 Annual
1.10 Elect Director Don D. Jordan MGMT YES FOR FOR
Elect Director Don D. Jordan
1.20 Elect Director William H. White MGMT YES FOR FOR
Elect Director William H. White
2.00 Approve Omnibus Stock Plan MGMT YES FOR FOR
Approve Omnibus Stock Plan
3.00 Report on Foreign Operations Risk SHLDR YES AGNST FOR
Report on Foreign Operations Risk
BMC Software, Inc. BMC 055921100 8/21/03 Annual
1.10 Elect Director B. Garland Cupp MGMT YES FOR FOR
Elect Director B. Garland Cupp
1.20 Elect Director Robert E. Beauchamp MGMT YES FOR FOR
Elect Director Robert E. Beauchamp
1.30 Elect Director Jon E. Barfield MGMT YES FOR FOR
Elect Director Jon E. Barfield
1.40 Elect Director John W. Barter MGMT YES FOR FOR
Elect Director John W. Barter
1.50 Elect Director Meldon K. Gafner MGMT YES FOR FOR
Elect Director Meldon K. Gafner
1.60 Elect Director L.W. Gray MGMT YES FOR FOR
Elect Director L.W. Gray
1.70 Elect Director Kathleen A. O'Neil MGMT YES FOR FOR
Elect Director Kathleen A. O'Neil
1.80 Elect Director George F. Raymond MGMT YES FOR FOR
Elect Director George F. Raymond
1.90 Elect Director Tom C. Tinsley MGMT YES FOR FOR
Elect Director Tom C. Tinsley
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Brinker International, Inc. EAT 109641100 11/13/03 Annual
1.10 Elect Director Ronald A. McDougall MGMT YES FOR FOR
Elect Director Cece Smith
Elect Director Cece Smith
Elect Director Ronald A. McDougall
1.11 Elect Director Roger T. Staubach MGMT YES FOR FOR
Elect Director Roger T. Staubach
1.20 Elect Director Douglas H. Brooks MGMT YES FOR FOR
Elect Director Douglas H. Brooks
1.30 Elect Director Dan W. Cook, III MGMT YES FOR FOR
Elect Director Dan W. Cook, III
1.40 Elect Director Robert M. Gates MGMT YES FOR FOR
Elect Director Robert M. Gates
1.50 Elect Director Marvin J. Girouard MGMT YES FOR FOR
Elect Director Marvin J. Girouard
1.60 Elect Director Ronald Kirk MGMT YES FOR FOR
Elect Director Ronald Kirk
1.70 Elect Director George R. Mrkonic MGMT YES FOR FOR
Elect Director George R. Mrkonic
1.80 Elect Director Erle Nye MGMT YES FOR FOR
Elect Director Erle Nye
1.90 Elect Director James E. Oesterreicher MGMT YES FOR FOR
Elect Director James E. Oesterreicher
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Report on the Impact of Genetically Engineered Products SHLDR YES AGNST FOR
Report on the Impact of Genetically Engineered Products
Broadcom Corp. BRCM 111320107 4/29/04 Annual
1.10 Elect Director George L. Farinsky MGMT YES FOR FOR
Elect Director George L. Farinsky
1.20 Elect Director John Major MGMT YES FOR FOR
Elect Director John Major
1.30 Elect Director Alan E. Ross MGMT YES FOR FOR
Elect Director Alan E. Ross
1.40 Elect Director Henry Samueli, Ph.D. MGMT YES FOR FOR
Elect Director Henry Samueli, Ph.D.
1.50 Elect Director Robert E. Switz MGMT YES FOR FOR
Elect Director Robert E. Switz
1.60 Elect Director Werner F. Wolfen MGMT YES FOR FOR
Elect Director Werner F. Wolfen
2.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Brooks Automation, Inc. BRKS 114340102 4/27/04 Annual
1.10 Elect Director Robert J. Therrien MGMT YES FOR FOR
Elect Director Robert J. Therrien
1.20 Elect Director Roger D. Emerick MGMT YES FOR FOR
Elect Director Roger D. Emerick
1.30 Elect Director Amin J. Khoury MGMT YES FOR FOR
Elect Director Amin J. Khoury
1.40 Elect Director Joseph R. Martin MGMT YES FOR FOR
Elect Director Joseph R. Martin
1.50 Elect Director Edward C. Grady MGMT YES FOR FOR
Elect Director Edward C. Grady
1.60 Elect Director A. Clinton Allen MGMT YES FOR FOR
Elect Director A. Clinton Allen
1.70 Elect Director John K. McGillicuddy MGMT YES FOR FOR
Elect Director John K. McGillicuddy
2.00 Amend Stock Option Plan MGMT YES AGNST AGNST
Amend Stock Option Plan
3.00 Amend Employee Stock Purchase Plan MGMT YES FOR FOR
Amend Employee Stock Purchase Plan
Cal Dive International, Inc. CDIS 127914109 5/11/04 Annual
1.10 Elect Director Owen Kratz MGMT YES FOR FOR
Elect Director Owen Kratz
1.20 Elect Director Bernard J. Duroc-Danner MGMT YES FOR FOR
Elect Director Bernard J. Duroc-Danner
1.30 Elect Director John V. Lovoi MGMT YES FOR FOR
Elect Director John V. Lovoi
Career Education Corp. CECO 141665109 5/21/04 Annual
1.10 Elect Director Thomas B. Lally MGMT YES FOR FOR
Elect Director Thomas B. Lally
1.20 Elect Director John M. Larson MGMT YES FOR FOR
Elect Director John M. Larson
2.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
3.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
CARMAX INC KMX 143130102 6/29/04 Annual
1.10 Elect Director Keith D. Browning MGMT YES FOR FOR
Elect Director Keith D. Browning
1.20 Elect Director James F. Clingman, Jr. MGMT YES FOR FOR
Elect Director James F. Clingman, Jr.
1.30 Elect Director Hugh G. Robinson MGMT YES FOR FOR
Elect Director Hugh G. Robinson
1.40 Elect Director Richard L. Sharp MGMT YES FOR FOR
Elect Director Richard L. Sharp
1.50 Elect Director Thomas G. Stemberg MGMT YES FOR FOR
Elect Director Thomas G. Stemberg
2.00 Amend Employee Stock Purchase Plan MGMT YES FOR FOR
Amend Employee Stock Purchase Plan
CBRL Group, Inc. CBRL 12489V106 11/25/03 Annual
1.10 Elect Director James D. Carreker MGMT YES AGNST AGNST
Elect Director Jimmie D. White
Elect Director Jimmie D. White
Elect Director James D. Carreker
1.11 Elect Director Michael A. Woodhouse MGMT YES AGNST AGNST
Elect Director Michael A. Woodhouse
1.20 Elect Director Robert V. Dale MGMT YES AGNST AGNST
Elect Director Robert V. Dale
1.30 Elect Director Dan W. Evins MGMT YES AGNST AGNST
Elect Director Dan W. Evins
1.40 Elect Director Robert C. Hilton MGMT YES AGNST AGNST
Elect Director Robert C. Hilton
1.50 Elect Director Charles E. Jones, Jr. MGMT YES AGNST AGNST
Elect Director Charles E. Jones, Jr.
1.60 Elect Director B. F. 'Jack' Lowery MGMT YES AGNST AGNST
Elect Director B. F. 'Jack' Lowery
1.70 Elect Director Gordon L. Miller MGMT YES AGNST AGNST
Elect Director Gordon L. Miller
1.80 Elect Director Martha M. Mitchell MGMT YES AGNST AGNST
Elect Director Martha M. Mitchell
1.90 Elect Director Andrea M. Weiss MGMT YES AGNST AGNST
Elect Director Andrea M. Weiss
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
CDW Corp. CDWC 12512N105 5/20/04 Annual
1.10 Elect Director Michelle L. Collins MGMT YES FOR FOR
Elect Director Michelle L. Collins
1.20 Elect Director Casey G. Cowell MGMT YES FOR FOR
Elect Director Casey G. Cowell
1.30 Elect Director John A. Edwardson MGMT YES FOR FOR
Elect Director John A. Edwardson
1.40 Elect Director Daniel S. Goldin MGMT YES FOR FOR
Elect Director Daniel S. Goldin
1.50 Elect Director Donald P. Jacobs MGMT YES FOR FOR
Elect Director Donald P. Jacobs
1.60 Elect Director Michael P. Krasny MGMT YES FOR FOR
Elect Director Michael P. Krasny
1.70 Elect Director Terry L. Lengfelder MGMT YES FOR FOR
Elect Director Terry L. Lengfelder
1.80 Elect Director Susan D. Wellington MGMT YES FOR FOR
Elect Director Susan D. Wellington
1.90 Elect Director Brian E. Williams MGMT YES FOR FOR
Elect Director Brian E. Williams
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Approve Non-Employee Director Omnibus Stock Plan MGMT YES AGNST AGNST
Approve Non-Employee Director Omnibus Stock Plan
Celgene Corp. CELG 151020104 6/15/04 Annual
1.10 Elect Director Walter L. Robb, Ph.D. MGMT YES FOR FOR
Elect Director John W. Jackson
Elect Director Walter L. Robb, Ph.D.
Elect Director John W. Jackson
1.20 Elect Director Sol J. Barer, Ph.D. MGMT YES FOR FOR
Elect Director Sol J. Barer, Ph.D.
1.30 Elect Director Robert J. Hugin MGMT YES FOR FOR
Elect Director Robert J. Hugin
1.40 Elect Director Jack L. Bowman MGMT YES FOR FOR
Elect Director Jack L. Bowman
1.50 Elect Director Frank T. Cary MGMT YES FOR FOR
Elect Director Frank T. Cary
1.60 Elect Director Michael D. Casey MGMT YES FOR FOR
Elect Director Michael D. Casey
1.70 Elect Director A. Hull Hayes, Jr, M.D. MGMT YES FOR FOR
Elect Director A. Hull Hayes, Jr, M.D.
1.80 Elect Director Gilla Kaplan, Ph.D. MGMT YES FOR FOR
Elect Director Gilla Kaplan, Ph.D.
1.90 Elect Director Richard C.E. Morgan MGMT YES FOR FOR
Elect Director Richard C.E. Morgan
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Cephalon, Inc. CEPH 156708109 5/13/04 Annual
1.10 Elect Director Frank Baldino, Jr., Ph.D. MGMT YES AGNST AGNST
Elect Director Frank Baldino, Jr., Ph.D.
1.20 Elect Director William P. Egan MGMT YES AGNST AGNST
Elect Director William P. Egan
1.30 Elect Director Robert J. Feeney, Ph.D. MGMT YES AGNST AGNST
Elect Director Robert J. Feeney, Ph.D.
1.40 Elect Director Martyn D. Greenacre MGMT YES AGNST AGNST
Elect Director Martyn D. Greenacre
1.50 Elect Director Charles A. Sanders, M.D. MGMT YES AGNST AGNST
Elect Director Charles A. Sanders, M.D.
1.60 Elect Director Gail R. Wilensky, Ph.D. MGMT YES AGNST AGNST
Elect Director Gail R. Wilensky, Ph.D.
1.70 Elect Director Dennis L. Winger MGMT YES AGNST AGNST
Elect Director Dennis L. Winger
1.80 Elect Director Horst Witzel, Dr.-Ing. MGMT YES AGNST AGNST
Elect Director Horst Witzel, Dr.-Ing.
2.00 Amend Omnibus Stock Plan MGMT YES FOR FOR
Amend Omnibus Stock Plan
Check Point Software Technologies Inc CHKP 6/30/04 Annual
1.00 ELECTION OF DIRECTORS (OTHER THAN OUTSIDE DIRECTORS):
(NOTE: DIRECTORS ARE ELECTED AS A GROUP, NOT MGMT YES AGNST AGNST
ELECTION OF DIRECTORS (OTHER THAN OUTSIDE DIRECTORS):
(NOTE: DIRECTORS ARE ELECTED AS A GROUP, NOT
2.00 TO RATIFY THE CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31, 2003 MGMT YES FOR FOR
TO RATIFY THE CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31, 2003
3.00 TO RATIFY THE APPOINTMENT AND COMPENSATION OF THE
COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS. MGMT YES FOR FOR
TO RATIFY THE APPOINTMENT AND COMPENSATION OF THE
COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS.
4.00 TO APPROVE AMENDMENT TO DIRECTORS COMPENSATION. MGMT YES AGNST AGNST
TO APPROVE AMENDMENT TO DIRECTORS COMPENSATION.
5.00 TO APPROVE EXECUTIVE OFFICERS COMPENSATION. MGMT YES AGNST AGNST
TO APPROVE EXECUTIVE OFFICERS COMPENSATION.
Chesapeake Energy Corp. CHK 165167107 6/4/04 Annual
1.10 Elect Director Frank A. Keating MGMT YES FOR FOR
Elect Director Frank A. Keating
1.20 Elect Director Tom L. Ward MGMT YES FOR FOR
Elect Director Tom L. Ward
1.30 Elect Director Frederick B. Whittemore MGMT YES FOR FOR
Elect Director Frederick B. Whittemore
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
3.00 Increase Authorized Preferred Stock MGMT YES AGNST AGNST
Increase Authorized Preferred Stock
Chico's FAS, Inc. CHS 168615102 6/22/04 Annual
1.10 Elect Director Helene B. Gralnick MGMT YES AGNST AGNST
Elect Director Helene B. Gralnick
1.20 Elect Director Verna K. Gibson MGMT YES AGNST AGNST
Elect Director Verna K. Gibson
1.30 Elect Director Betsy S. Atkins MGMT YES AGNST AGNST
Elect Director Betsy S. Atkins
1.40 Elect Director Scott A. Edmonds MGMT YES AGNST AGNST
Elect Director Scott A. Edmonds
2.00 Change Range for Size of the Board MGMT YES FOR FOR
Change Range for Size of the Board
3.00 Amend Employee Stock Purchase Plan MGMT YES FOR FOR
Amend Employee Stock Purchase Plan
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
ChoicePoint Inc. CPS 170388102 4/29/04 Annual
1.10 Elect Director John B. Mccoy MGMT YES FOR FOR
Elect Director John B. Mccoy
1.20 Elect Director Thomas M. Coughlin MGMT YES FOR FOR
Elect Director Thomas M. Coughlin
1.30 Elect Director Derek V. Smith MGMT YES FOR FOR
Elect Director Derek V. Smith
2.00 Approve Deferred Compensation Plan MGMT YES FOR FOR
Approve Deferred Compensation Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Citadel Broadcasting Corp CDL 17285T106 5/24/04 Annual
1.10 Elect Director David W. Checketts MGMT YES AGNST AGNST
Elect Director David W. Checketts
1.20 Elect Director J. Anthony Forstmann MGMT YES AGNST AGNST
Elect Director J. Anthony Forstmann
1.30 Elect Director Charles P. Rose, Jr. MGMT YES AGNST AGNST
Elect Director Charles P. Rose, Jr.
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Citrix Systems, Inc. CTXS 177376100 5/13/04 Annual
1.10 Elect Director Mark B. Templeton MGMT YES FOR FOR
Elect Director Mark B. Templeton
1.20 Elect Director Kevin R. Compton MGMT YES FOR FOR
Elect Director Kevin R. Compton
1.30 Elect Director Stephen M. Dow MGMT YES FOR FOR
Elect Director Stephen M. Dow
2.00 Expense Stock Options SHLDR YES AGNST FOR
Expense Stock Options
Cognex Corp. CGNX 192422103 4/22/04 Special
1.10 Elect Director Robert J. Shillman MGMT YES FOR FOR
Elect Director Robert J. Shillman
1.20 Elect Director Anthony Sun MGMT YES FOR FOR
Elect Director Anthony Sun
Cognizant Technology Solutions Corp. CTSH 192446102 5/26/04 Annual
1.10 Elect Director Lakshmi Narayanan MGMT YES FOR FOR
Elect Director Lakshmi Narayanan
1.20 Elect Director John E. Klein MGMT YES FOR FOR
Elect Director John E. Klein
2.00 Increase Authorized Common Stock and Eliminate Class
of Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock and Eliminate Class
of Common Stock
3.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
4.00 Approve Employee Stock Purchase Plan MGMT YES FOR FOR
Approve Employee Stock Purchase Plan
5.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Cognos Inc. CSN. 19244C109 6/23/04 Special
1.10 Elect Director Robert G. Ashe MGMT YES AGNST AGNST
Elect Director Robert G. Ashe
1.20 Elect Director John E. Caldwell MGMT YES AGNST AGNST
Elect Director John E. Caldwell
1.30 Elect Director Paul D. Damp MGMT YES AGNST AGNST
Elect Director Paul D. Damp
1.40 Elect Director Pierre Y. Ducros MGMT YES AGNST AGNST
Elect Director Pierre Y. Ducros
1.50 Elect Director Robert W. Korthals MGMT YES AGNST AGNST
Elect Director Robert W. Korthals
1.60 Elect Director John J. Rando MGMT YES AGNST AGNST
Elect Director John J. Rando
1.70 Elect Director Bill V. Russell MGMT YES AGNST AGNST
Elect Director Bill V. Russell
1.80 Elect Director James M. Tory MGMT YES AGNST AGNST
Elect Director James M. Tory
1.90 Elect Director Renato Zambonini MGMT YES AGNST AGNST
Elect Director Renato Zambonini
2.00 Ratify Ernst & Young LLP as Auditors MGMT YES FOR FOR
Ratify Ernst & Young LLP as Auditors
3.00 Amend 2003 - 2008 Stock Option Plan MGMT YES AGNST AGNST
Amend 2003 - 2008 Stock Option Plan
4.00 Eliminate Class of Preferred Stock MGMT YES FOR FOR
Eliminate Class of Preferred Stock
Community Health Systems, Inc. CYH 203668108 5/25/04 Annual
1.10 Elect Director W. Larry Cash MGMT YES FOR FOR
Elect Director W. Larry Cash
1.20 Elect Director J. Anthony Forstmann MGMT YES FOR FOR
Elect Director J. Anthony Forstmann
1.30 Elect Director Harvey Klein, M.D. MGMT YES FOR FOR
Elect Director Harvey Klein, M.D.
1.40 Elect Director H. Mitchell Watson, Jr. MGMT YES FOR FOR
Elect Director H. Mitchell Watson, Jr.
2.00 Approve Executive Incentive Bonus Plan MGMT YES FOR FOR
Approve Executive Incentive Bonus Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
4.00 Separate Chairman and CEO Positions SHLDR YES AGNST FOR
Separate Chairman and CEO Positions
Comverse Technology, Inc. CMVT 205862402 6/15/04 Annual
1.10 Elect Director Kobi Alexander MGMT YES FOR FOR
Elect Director Kobi Alexander
1.20 Elect Director Raz Alon MGMT YES FOR FOR
Elect Director Raz Alon
1.30 Elect Director Itsik Danziger MGMT YES FOR FOR
Elect Director Itsik Danziger
1.40 Elect Director John H. Friedman MGMT YES FOR FOR
Elect Director John H. Friedman
1.50 Elect Director Ron Hiram MGMT YES FOR FOR
Elect Director Ron Hiram
1.60 Elect Director Sam Oolie MGMT YES FOR FOR
Elect Director Sam Oolie
1.70 Elect Director William F. Sorin MGMT YES AGNST AGNST
Elect Director William F. Sorin
2.00 Approve Omnibus Stock Plan MGMT YES FOR FOR
Approve Omnibus Stock Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Connetics Corp. CNCT 208192104 5/7/04 Annual
1.10 Elect Director Alexander E. Barkas, Ph.D. MGMT YES FOR FOR
Elect Director Alexander E. Barkas, Ph.D.
1.20 Elect Director Eugene A. Bauer, M.D. MGMT YES FOR FOR
Elect Director Eugene A. Bauer, M.D.
1.30 Elect Director R. Andrew Eckert MGMT YES FOR FOR
Elect Director R. Andrew Eckert
1.40 Elect Director Denise M. Gilbert, Ph.D. MGMT YES FOR FOR
Elect Director Denise M. Gilbert, Ph.D.
1.50 Elect Director John C. Kane MGMT YES FOR FOR
Elect Director John C. Kane
1.60 Elect Director Thomas D. Kiley MGMT YES FOR FOR
Elect Director Thomas D. Kiley
1.70 Elect Director Leon E. Panetta MGMT YES AGNST AGNST
Elect Director Leon E. Panetta
1.80 Elect Director G. Kirk Raab MGMT YES AGNST AGNST
Elect Director G. Kirk Raab
1.90 Elect Director Thomas G. Wiggans MGMT YES FOR FOR
Elect Director Thomas G. Wiggans
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Other Business MGMT YES FOR FOR
Other Business
Corinthian Colleges, Inc. COCO 218868107 11/20/03 Annual
1.10 Elect Director Paul R. St. Pierre MGMT YES AGNST AGNST
Elect Director Paul R. St. Pierre
1.20 Elect Director Linda Arey Skladany, Esq. MGMT YES AGNST AGNST
Elect Director Linda Arey Skladany, Esq.
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
3.00 Approve Omnibus Stock Plan MGMT YES FOR FOR
Approve Omnibus Stock Plan
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Crown Castle International Corp. CCI 228227104 5/26/04 Annual
1.10 Elect Director Randall A. Hack MGMT YES AGNST AGNST
Elect Director Randall A. Hack
1.20 Elect Director Edward C. Hutcheson, Jr. MGMT YES AGNST AGNST
Elect Director Edward C. Hutcheson, Jr.
1.30 Elect Director J. Landis Martin MGMT YES AGNST AGNST
Elect Director J. Landis Martin
2.00 Approve Omnibus Stock Plan MGMT YES FOR FOR
Approve Omnibus Stock Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
4.00 Implement MacBride Principles SHLDR YES AGNST FOR
Implement MacBride Principles
Cumulus Media Inc. CMLS 231082108 4/30/04 Annual
1.10 Elect Director Eric P. Robison MGMT YES AGNST AGNST
Elect Director Eric P. Robison
2.00 Approve Omnibus Stock Plan MGMT YES FOR FOR
Approve Omnibus Stock Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Cypress Semiconductor Corp. CY 232806109 4/19/04 Annual
1.10 Elect Director T.J. Rodgers MGMT YES FOR FOR
Elect Director T.J. Rodgers
1.20 Elect Director Fred B. Bialek MGMT YES FOR FOR
Elect Director Fred B. Bialek
1.30 Elect Director Eric A. Benhamou MGMT YES FOR FOR
Elect Director Eric A. Benhamou
1.40 Elect Director John C. Lewis MGMT YES FOR FOR
Elect Director John C. Lewis
1.50 Elect Director Alan F. Shugart MGMT YES FOR FOR
Elect Director Alan F. Shugart
1.60 Elect Director James R. Long MGMT YES FOR FOR
Elect Director James R. Long
1.70 Elect Director W. Steve Albrecht MGMT YES FOR FOR
Elect Director W. Steve Albrecht
2.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
DICKS SPORTING GOODS INC DKS 253393102 6/2/04 Annual
1.10 Elect Director Emanuel Chirico MGMT YES FOR FOR
Elect Director Emanuel Chirico
1.20 Elect Director Walter Rossi MGMT YES FOR FOR
Elect Director Walter Rossi
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
Digital River, Inc. DRIV 25388B104 5/24/04 Annual
1.10 Elect Director Joel A. Ronning MGMT YES FOR FOR
Elect Director Joel A. Ronning
1.20 Elect Director Perry W. Steiner MGMT YES FOR FOR
Elect Director Perry W. Steiner
1.30 Elect Director J. Paul Thorin MGMT YES FOR FOR
Elect Director J. Paul Thorin
2.00 Amend Stock Option Plan MGMT YES AGNST AGNST
Amend Stock Option Plan
3.00 Amend Stock Option Plan MGMT YES AGNST AGNST
Amend Stock Option Plan
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Ensco International, Inc. ESV 26874Q100 5/11/04 Annual
1.10 Elect Director David M. Carmichael MGMT YES FOR FOR
Elect Director David M. Carmichael
1.20 Elect Director Thomas L. Kelly II MGMT YES FOR FOR
Elect Director Thomas L. Kelly II
1.30 Elect Director Rita M. Rodriguez MGMT YES FOR FOR
Elect Director Rita M. Rodriguez
Entercom Communications Corp. ETM 293639100 5/13/04 Annual
1.10 Elect Director David J. Berkman MGMT YES FOR FOR
Elect Director David J. Berkman
1.20 Elect Director Daniel E. Gold MGMT YES FOR FOR
Elect Director Daniel E. Gold
1.30 Elect Director Joseph M. Field MGMT YES FOR FOR
Elect Director Joseph M. Field
1.40 Elect Director David J. Field MGMT YES FOR FOR
Elect Director David J. Field
1.50 Elect Director John C. Donlevie MGMT YES FOR FOR
Elect Director John C. Donlevie
1.60 Elect Director Edward H. West MGMT YES FOR FOR
Elect Director Edward H. West
1.70 Elect Director Robert S. Wiesenthal MGMT YES FOR FOR
Elect Director Robert S. Wiesenthal
Exar Corporation EXAR 300645108 9/4/03 Annual
1.00 Elect Director Dr. Frank P. Carrubba MGMT YES FOR FOR
Elect Director Dr. Frank P. Carrubba
2.00 Amend Non-Employee Director Stock Option Plan MGMT YES FOR FOR
Amend Non-Employee Director Stock Option Plan
Expeditors International Of Washington, Inc. EXPD 302130109 5/5/04 Annual
1.10 Elect Director Peter J. Rose MGMT YES FOR FOR
Elect Director Peter J. Rose
1.20 Elect Director James L.K. Wang MGMT YES FOR FOR
Elect Director James L.K. Wang
1.30 Elect Director R. Jordan Gates MGMT YES FOR FOR
Elect Director R. Jordan Gates
1.40 Elect Director James J. Casey MGMT YES FOR FOR
Elect Director James J. Casey
1.50 Elect Director Dan P. Kourkoumelis MGMT YES FOR FOR
Elect Director Dan P. Kourkoumelis
1.60 Elect Director Michael J. Malone MGMT YES FOR FOR
Elect Director Michael J. Malone
1.70 Elect Director John W. Meisenbach MGMT YES FOR FOR
Elect Director John W. Meisenbach
F5 Networks, Inc. FFIV 315616102 4/29/04 Annual
1.10 Elect Director John McAdam MGMT YES FOR FOR
Elect Director John McAdam
1.20 Elect Director Alan J. Higginson MGMT YES FOR FOR
Elect Director Alan J. Higginson
2.00 Elect Director Rich Malone MGMT YES FOR FOR
Elect Director Rich Malone
3.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
4.00 Amend Employee Stock Purchase Plan MGMT YES FOR FOR
Amend Employee Stock Purchase Plan
Fair Isaac Inc. FIC 303250104 2/2/04 Annual
1.10 Elect Director A. George Battle MGMT YES AGNST AGNST
Elect Director A. George Battle
1.20 Elect Director Tony J. Christianson MGMT YES AGNST AGNST
Elect Director Tony J. Christianson
1.30 Elect Director Thomas G. Grudnowski MGMT YES AGNST AGNST
Elect Director Thomas G. Grudnowski
1.40 Elect Director Alex W. Hart MGMT YES AGNST AGNST
Elect Director Alex W. Hart
1.50 Elect Director Philip G. Heasley MGMT YES AGNST AGNST
Elect Director Philip G. Heasley
1.60 Elect Director Guy R. Henshaw MGMT YES AGNST AGNST
Elect Director Guy R. Henshaw
1.70 Elect Director David S.P. Hopkins MGMT YES AGNST AGNST
Elect Director David S.P. Hopkins
1.80 Elect Director Margaret L. Taylor MGMT YES AGNST AGNST
Elect Director Margaret L. Taylor
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Fairchild Semiconductor International, Inc. FCS 303726103 5/4/04 Annual
1.10 Elect Director Kirk P. Pond MGMT YES FOR FOR
Elect Director Ronald W. Shelly
Elect Director Kirk P. Pond
Elect Director Ronald W. Shelly
1.11 Elect Director William N. Stout MGMT YES FOR FOR
Elect Director William N. Stout
1.20 Elect Director Joseph R. Martin MGMT YES FOR FOR
Elect Director Joseph R. Martin
1.30 Elect Director Charles P. Carinalli MGMT YES FOR FOR
Elect Director Charles P. Carinalli
1.40 Elect Director Richard M. Cashin, Jr. MGMT YES FOR FOR
Elect Director Richard M. Cashin, Jr.
1.50 Elect Director Charles M. Clough MGMT YES FOR FOR
Elect Director Charles M. Clough
1.60 Elect Director Robert F. Friel MGMT YES FOR FOR
Elect Director Robert F. Friel
1.70 Elect Director Thomas L. Magnanti MGMT YES FOR FOR
Elect Director Thomas L. Magnanti
1.80 Elect Director Bryan R. Roub MGMT YES FOR FOR
Elect Director Bryan R. Roub
1.90 Elect Director Paul C. Schorr IV MGMT YES FOR FOR
Elect Director Paul C. Schorr IV
2.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Foundry Networks, Inc. FDRY 35063R100 6/1/04 Annual
1.10 Elect Director Bobby R. Johnson, Jr. MGMT YES FOR FOR
Elect Director Bobby R. Johnson, Jr.
1.20 Elect Director Andrew K. Ludwick MGMT YES FOR FOR
Elect Director Andrew K. Ludwick
1.30 Elect Director Alfred J. Amoroso MGMT YES FOR FOR
Elect Director Alfred J. Amoroso
1.40 Elect Director C. Nicholas Keating, Jr. MGMT YES FOR FOR
Elect Director C. Nicholas Keating, Jr.
1.50 Elect Director J. Steven Young MGMT YES AGNST AGNST
Elect Director J. Steven Young
1.60 Elect Director Alan L. Earhart MGMT YES FOR FOR
Elect Director Alan L. Earhart
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Gentex Corp. GNTX 371901109 5/13/04 Annual
1.10 Elect Director John Mulder MGMT YES FOR FOR
Elect Director John Mulder
1.20 Elect Director Frederick Sotok MGMT YES FOR FOR
Elect Director Frederick Sotok
1.30 Elect Director Wallace Tsuha MGMT YES FOR FOR
Elect Director Wallace Tsuha
2.00 Amend Stock Option Plan MGMT YES FOR FOR
Amend Stock Option Plan
3.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Harrah's Entertainment, Inc. HET 413619107 4/29/04 Annual
1.10 Elect Director Ralph Horn MGMT YES FOR FOR
Elect Director Ralph Horn
1.20 Elect Director Gary W. Loveman MGMT YES FOR FOR
Elect Director Gary W. Loveman
1.30 Elect Director Philip G. Satre MGMT YES FOR FOR
Elect Director Philip G. Satre
1.40 Elect Director Boake A. Sells MGMT YES FOR FOR
Elect Director Boake A. Sells
2.00 Approve Omnibus Stock Plan MGMT YES FOR FOR
Approve Omnibus Stock Plan
3.00 Approve Executive Incentive Bonus Plan MGMT YES FOR FOR
Approve Executive Incentive Bonus Plan
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
5.00 Report on Political Contributions/Activities SHLDR YES AGNST FOR
Report on Political Contributions/Activities
Health Management Associates, Inc. HMA 421933102 2/17/04 Annual
1.10 Elect Director William J. Schoen MGMT YES FOR FOR
Elect Director William J. Schoen
1.20 Elect Director Joseph V. Vumbacco MGMT YES FOR FOR
Elect Director Joseph V. Vumbacco
1.30 Elect Director Kent P. Dauten MGMT YES FOR FOR
Elect Director Kent P. Dauten
1.40 Elect Director Donald E. Kiernan MGMT YES FOR FOR
Elect Director Donald E. Kiernan
1.50 Elect Director Robert A. Knox MGMT YES FOR FOR
Elect Director Robert A. Knox
1.60 Elect Director William E. Mayberry, M.D. MGMT YES FOR FOR
Elect Director William E. Mayberry, M.D.
1.70 Elect Director William C. Steere, Jr. MGMT YES FOR FOR
Elect Director William C. Steere, Jr.
1.80 Elect Director Randolph W. Westerfield, Ph.D. MGMT YES FOR FOR
Elect Director Randolph W. Westerfield, Ph.D.
Heartland Express, Inc. HTLD 422347104 5/6/04 Annual
1.10 Elect Director Russell A. Gerdin MGMT YES FOR FOR
Elect Director Russell A. Gerdin
1.20 Elect Director Richard O. Jacobson MGMT YES FOR FOR
Elect Director Richard O. Jacobson
1.30 Elect Director Benjamin J. Allen MGMT YES FOR FOR
Elect Director Benjamin J. Allen
1.40 Elect Director Michael J. Gerdin MGMT YES FOR FOR
Elect Director Michael J. Gerdin
1.50 Elect Director Lawrence D. Crouse MGMT YES FOR FOR
Elect Director Lawrence D. Crouse
Henry Schein, Inc. HSIC 806407102 5/25/04 Annual
1.10 Elect Director Irving Shafran MGMT YES FOR FOR
Elect Director Stanley M. Bergman
Elect Director Stanley M. Bergman
Elect Director Irving Shafran
1.11 Elect Director Philip A. Laskawy MGMT YES FOR FOR
Elect Director Philip A. Laskawy
1.12 Elect Director Norman S. Matthews MGMT YES FOR FOR
Elect Director Norman S. Matthews
1.13 Elect Director Louis W. Sullivan MGMT YES FOR FOR
Elect Director Louis W. Sullivan
1.14 Elect Director Margaret A. Hamburg MGMT YES FOR FOR
Elect Director Margaret A. Hamburg
1.20 Elect Director Gerald A. Benjamin MGMT YES FOR FOR
Elect Director Gerald A. Benjamin
1.30 Elect Director James P. Breslawski MGMT YES FOR FOR
Elect Director James P. Breslawski
1.40 Elect Director Mark E. Mlotek MGMT YES FOR FOR
Elect Director Mark E. Mlotek
1.50 Elect Director Steven Paladino MGMT YES FOR FOR
Elect Director Steven Paladino
1.60 Elect Director Barry J. Alperin MGMT YES FOR FOR
Elect Director Barry J. Alperin
1.70 Elect Director Pamela Joseph MGMT YES AGNST AGNST
Elect Director Pamela Joseph
1.80 Elect Director Donald J. Kabat MGMT YES FOR FOR
Elect Director Donald J. Kabat
1.90 Elect Director Marvin H. Schein MGMT YES AGNST AGNST
Elect Director Marvin H. Schein
2.00 Amend Stock Option Plan MGMT YES AGNST AGNST
Amend Stock Option Plan
3.00 Amend Non-Employee Director Omnibus Stock Plan MGMT YES FOR FOR
Amend Non-Employee Director Omnibus Stock Plan
4.00 Approve Employee Stock Purchase Plan MGMT YES FOR FOR
Approve Employee Stock Purchase Plan
5.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Hi/fn, Inc. HIFN 428358105 2/23/04 Annual
1.10 Elect Director Dennis DeCoste MGMT YES FOR FOR
Elect Director Dennis DeCoste
1.20 Elect Director Taher Elgamal MGMT YES FOR FOR
Elect Director Taher Elgamal
1.30 Elect Director Robert Johnson MGMT YES FOR FOR
Elect Director Robert Johnson
2.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
3.00 Amend Employee Stock Purchase Plan MGMT YES FOR FOR
Amend Employee Stock Purchase Plan
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Hilton Hotels Corp. HLT 432848109 5/27/04 Annual
1.10 Elect Director A. Steven Crown MGMT YES FOR FOR
Elect Director A. Steven Crown
1.20 Elect Director David Michels MGMT YES FOR FOR
Elect Director David Michels
1.30 Elect Director John H. Myers MGMT YES FOR FOR
Elect Director John H. Myers
1.40 Elect Director Donna F. Tuttle MGMT YES FOR FOR
Elect Director Donna F. Tuttle
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Approve Omnibus Stock Plan MGMT YES FOR FOR
Approve Omnibus Stock Plan
4.00 Approve Incentive Bonus Plan MGMT YES FOR FOR
Approve Incentive Bonus Plan
5.00 Declassify the Board of Directors SHLDR YES FOR AGNST
Declassify the Board of Directors
6.00 Require Majority of Independent Directors on Board SHLDR YES AGNST FOR
Require Majority of Independent Directors on Board
IDEX Corp. IEX 45167R104 3/23/04 Annual
1.10 Elect Director Paul E. Raether MGMT YES AGNST AGNST
Elect Director Paul E. Raether
1.20 Elect Director Neil A. Springer MGMT YES AGNST AGNST
Elect Director Neil A. Springer
1.30 Elect Director Dennis K. Williams MGMT YES AGNST AGNST
Elect Director Dennis K. Williams
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Integrated Device Technology, Inc. IDTI 458118106 9/12/03 Annual
1.00 Elect Director Gregory S. Lang MGMT YES FOR FOR
Elect Director Gregory S. Lang
2.00 Amend Employee Stock Purchase Plan MGMT YES FOR FOR
Amend Employee Stock Purchase Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Intersil Corporation ISIL 46069S109 5/12/04 Annual
1.10 Elect Director Gregory L. Williams MGMT YES FOR FOR
Elect Director Gregory L. Williams
1.20 Elect Director Richard M. Beyer MGMT YES FOR FOR
Elect Director Richard M. Beyer
1.30 Elect Director Dr. Robert W. Conn MGMT YES FOR FOR
Elect Director Dr. Robert W. Conn
1.40 Elect Director James V. Diller MGMT YES FOR FOR
Elect Director James V. Diller
1.50 Elect Director Gary E. Gist MGMT YES FOR FOR
Elect Director Gary E. Gist
1.60 Elect Director Jan Peeters MGMT YES FOR FOR
Elect Director Jan Peeters
1.70 Elect Director Robert N. Pokelwaldt MGMT YES FOR FOR
Elect Director Robert N. Pokelwaldt
1.80 Elect Director James A. Urry MGMT YES FOR FOR
Elect Director James A. Urry
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
Investors Financial Services Corp. IFIN 461915100 4/13/04 Annual
1.10 Elect Director Kevin J. Sheehan MGMT YES FOR FOR
Elect Director Kevin J. Sheehan
1.20 Elect Director James M. Oates MGMT YES FOR FOR
Elect Director James M. Oates
1.30 Elect Director Thomas P. McDermott MGMT YES FOR FOR
Elect Director Thomas P. McDermott
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
3.00 Amend Employee Stock Purchase Plan MGMT YES FOR FOR
Amend Employee Stock Purchase Plan
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
J. B. Hunt Transport Services, Inc. JBHT 445658107 4/22/04 Annual
1.10 Elect Director John A. Cooper, Jr. MGMT YES FOR FOR
Elect Director John A. Cooper, Jr.
1.20 Elect Director Wayne Garrison MGMT YES FOR FOR
Elect Director Wayne Garrison
1.30 Elect Director Bryan Hunt MGMT YES FOR FOR
Elect Director Bryan Hunt
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Jacobs Engineering Group Inc. JEC 469814107 2/10/04 Annual
1.10 Elect Director Robert C. Davidson, Jr. MGMT YES FOR FOR
Elect Director Robert C. Davidson, Jr.
1.20 Elect Director Edward V. Fritzky MGMT YES FOR FOR
Elect Director Edward V. Fritzky
1.30 Elect Director Robert B. Gwyn MGMT YES FOR FOR
Elect Director Robert B. Gwyn
1.40 Elect Director Linda K. Jacobs MGMT YES FOR FOR
Elect Director Linda K. Jacobs
1.50 Elect Director Benjamin F. Montoya MGMT YES FOR FOR
Elect Director Benjamin F. Montoya
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
JETBLUE AIRWAYS CORP JBLU 477143101 5/26/04 Annual
1.10 Elect Director David Barger MGMT YES FOR FOR
Elect Director David Barger
1.20 Elect Director David Checketts MGMT YES FOR FOR
Elect Director David Checketts
1.30 Elect Director Neal Moszkowski MGMT YES FOR FOR
Elect Director Neal Moszkowski
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Juniper Networks, Inc. JNPR 48203R104 4/16/04 Special
1.00 Issue Shares in Connection with an Acquisition MGMT YES FOR FOR
Issue Shares in Connection with an Acquisition
Juniper Networks, Inc. JNPR 48203R104 5/19/04 Annual
1.10 Elect Director Pradeep Sindhu MGMT YES FOR FOR
Elect Director Pradeep Sindhu
1.20 Elect Director Robert M. Calderoni MGMT YES FOR FOR
Elect Director Robert M. Calderoni
1.30 Elect Director Kenneth Levy MGMT YES AGNST AGNST
Elect Director Kenneth Levy
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
KLA-Tencor Corp. KLAC 482480100 11/5/03 Annual
1.00 Elect Director H. Raymond Bingham MGMT YES FOR FOR
Elect Director Robert T. Bond
Elect Director Richard J. Elkus, Jr.
Elect Director Michael E. Marks
Elect Director Richard J. Elkus, Jr.
Elect Director Michael E. Marks
Elect Director Robert T. Bond
Elect Director H. Raymond Bingham
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
La Quinta Corp. LQI 50419U202 5/20/04 Annual
1.10 Elect Director William G. Byrnes MGMT YES FOR FOR
Elect Director William G. Byrnes
1.20 Elect Director Francis W. Cash MGMT YES FOR FOR
Elect Director Francis W. Cash
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Lam Research Corp. LRCX 512807108 11/6/03 Annual
1.10 Elect Director James W. Bagley MGMT YES FOR FOR
Elect Director James W. Bagley
1.20 Elect Director David G. Arscott MGMT YES FOR FOR
Elect Director David G. Arscott
1.30 Elect Director Robert M. Berdahl MGMT YES FOR FOR
Elect Director Robert M. Berdahl
1.40 Elect Director Richard J. Elkus, Jr. MGMT YES FOR FOR
Elect Director Richard J. Elkus, Jr.
1.50 Elect Director Jack R. Harris MGMT YES FOR FOR
Elect Director Jack R. Harris
1.60 Elect Director Grant M. Inman MGMT YES FOR FOR
Elect Director Grant M. Inman
2.00 Amend Employee Stock Purchase Plan MGMT YES FOR FOR
Amend Employee Stock Purchase Plan
3.00 Approve Executive Incentive Bonus Plan MGMT YES FOR FOR
Approve Executive Incentive Bonus Plan
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Lamar Advertising Company LAMR 512815101 5/27/04 Annual
1.10 Elect Director Anna Reilly Cullinan MGMT YES FOR FOR
Elect Director Anna Reilly Cullinan
1.20 Elect Director John Maxwell Hamilton MGMT YES FOR FOR
Elect Director John Maxwell Hamilton
1.30 Elect Director Robert M. Jelenic MGMT YES FOR FOR
Elect Director Robert M. Jelenic
1.40 Elect Director Charles W. Lamar, III MGMT YES FOR FOR
Elect Director Charles W. Lamar, III
1.50 Elect Director Stephen P. Mumblow MGMT YES FOR FOR
Elect Director Stephen P. Mumblow
1.60 Elect Director Thomas V. Reifenheiser MGMT YES FOR FOR
Elect Director Thomas V. Reifenheiser
1.70 Elect Director Kevin P. Reilly, Jr. MGMT YES FOR FOR
Elect Director Kevin P. Reilly, Jr.
2.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
Lennar Corp. LEN 526057104 3/30/04 Annual
1.10 Elect Director Irving Bolotin MGMT YES AGNST AGNST
Elect Director Irving Bolotin
1.20 Elect Director R. Kirk Landon MGMT YES AGNST AGNST
Elect Director R. Kirk Landon
1.30 Elect Director Donna E. Shalala MGMT YES AGNST AGNST
Elect Director Donna E. Shalala
2.00 Other Business MGMT YES AGNST AGNST
Other Business
Ligand Pharmaceuticals Incorporated LGND 53220K207 6/11/04 Annual
1.10 Elect Director Henry F. Blissenbach MGMT YES FOR FOR
Elect Director Henry F. Blissenbach
1.20 Elect Director Alexander D. Cross MGMT YES FOR FOR
Elect Director Alexander D. Cross
1.30 Elect Director John Groom MGMT YES FOR FOR
Elect Director John Groom
1.40 Elect Director Irving S. Johnson MGMT YES FOR FOR
Elect Director Irving S. Johnson
1.50 Elect Director John W. Kozarich MGMT YES FOR FOR
Elect Director John W. Kozarich
1.60 Elect Director Carl Peck MGMT YES FOR FOR
Elect Director Carl Peck
1.70 Elect Director David E. Robinson MGMT YES FOR FOR
Elect Director David E. Robinson
1.80 Elect Director Michael A. Rocca MGMT YES FOR FOR
Elect Director Michael A. Rocca
2.00 Amend Stock Option Plan MGMT YES FOR FOR
Amend Stock Option Plan
3.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Linens 'n Things, Inc. LIN 535679104 5/6/04 Annual
1.10 Elect Director Stanley P. Goldstein MGMT YES FOR FOR
Elect Director Stanley P. Goldstein
1.20 Elect Director Robert Kamerschen MGMT YES FOR FOR
Elect Director Robert Kamerschen
2.00 Approve Omnibus Stock Plan MGMT YES AGNST AGNST
Approve Omnibus Stock Plan
Magma Design Automation, Inc LAVA 559181102 8/29/03 Annual
1.10 Elect Director Timothy J. Ng MGMT YES AGNST AGNST
Elect Director Timothy J. Ng
1.20 Elect Director Chet Silvestri MGMT YES AGNST AGNST
Elect Director Chet Silvestri
2.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Manhattan Associates, Inc. MANH 562750109 5/21/04 Annual
1.10 Elect Director John J. Huntz, Jr. MGMT YES FOR FOR
Elect Director John J. Huntz, Jr.
1.20 Elect Director Thomas E. Noonan MGMT YES FOR FOR
Elect Director Thomas E. Noonan
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Manor Care, Inc. HCR 564055101 5/5/04 Annual
1.10 Elect Director Virgis W. Colbert MGMT YES FOR FOR
Elect Director Virgis W. Colbert
1.20 Elect Director William H. Longfield MGMT YES FOR FOR
Elect Director William H. Longfield
1.30 Elect Director Paul A. Ormond MGMT YES FOR FOR
Elect Director Paul A. Ormond
2.00 Amend Omnibus Stock Plan MGMT YES FOR FOR
Amend Omnibus Stock Plan
3.00 Declassify the Board of Directors MGMT YES FOR FOR
Declassify the Board of Directors
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
5.00 Limit Executive Compensation SHLDR YES AGNST FOR
Limit Executive Compensation
Marvell Technology Group Ltd MRVL 5/28/04 Annual
1.10 Elect Director Dr. John M. Cioffi, Phd MGMT YES AGNST AGNST
Elect Director Dr. John M. Cioffi, Phd
1.20 Elect Director Dr. Paul R. Gray, Ph.D. MGMT YES AGNST AGNST
Elect Director Dr. Paul R. Gray, Ph.D.
1.30 Elect Director Douglas King MGMT YES AGNST AGNST
Elect Director Douglas King
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE
AUDITORS REMUNERATION FOR THE 2005 FISCAL YEAR ENDIN MGMT YES FOR FOR
TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE
AUDITORS REMUNERATION FOR THE 2005 FISCAL YEAR ENDIN
4.00 TO APPROVE AN INCREASE TO THE COMPANY S
AUTHORIZED SHARE CAPITAL. MGMT YES FOR FOR
TO APPROVE AN INCREASE TO THE COMPANY S
AUTHORIZED SHARE CAPITAL.
McData Corporation MCDT 580031201 8/27/03 Annual
1.10 Elect Director Charles C. Johnston MGMT YES FOR FOR
Elect Director Charles C. Johnston
1.20 Elect Director John F. McDonnell MGMT YES FOR FOR
Elect Director John F. McDonnell
1.30 Elect Director Laurence G. Walker MGMT YES FOR FOR
Elect Director Laurence G. Walker
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
Medicines Company (The) MDCO 584688105 5/27/04 Annual
1.10 Elect Director William W. Crouse MGMT YES FOR FOR
Elect Director William W. Crouse
1.20 Elect Director T. Scott Johnson MGMT YES FOR FOR
Elect Director T. Scott Johnson
1.30 Elect Director David M. Stack MGMT YES FOR FOR
Elect Director David M. Stack
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Approve Omnibus Stock Plan MGMT YES AGNST AGNST
Approve Omnibus Stock Plan
Mercury Interactive Corp. MERQ 589405109 5/19/04 Annual
1.10 Elect Director Amnon Landan MGMT YES FOR FOR
Elect Director Amnon Landan
1.20 Elect Director Igal Kohavi MGMT YES FOR FOR
Elect Director Igal Kohavi
1.30 Elect Director Clyde Ostler MGMT YES FOR FOR
Elect Director Clyde Ostler
1.40 Elect Director Yair Shamir MGMT YES FOR FOR
Elect Director Yair Shamir
1.50 Elect Director Giora Yaron MGMT YES FOR FOR
Elect Director Giora Yaron
1.60 Elect Director Anthony Zingale MGMT YES FOR FOR
Elect Director Anthony Zingale
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Michaels Stores, Inc. MIK 594087108 6/17/04 Annual
1.10 Elect Director Charles J. Wyly, Jr. MGMT YES FOR FOR
Elect Director Charles J. Wyly, Jr.
1.20 Elect Director Sam Wyly MGMT YES FOR FOR
Elect Director Sam Wyly
1.30 Elect Director Richard E. Hanlon MGMT YES FOR FOR
Elect Director Richard E. Hanlon
1.40 Elect Director Richard C. Marcus MGMT YES FOR FOR
Elect Director Richard C. Marcus
1.50 Elect Director Liz Minyard MGMT YES FOR FOR
Elect Director Liz Minyard
1.60 Elect Director Cece Smith MGMT YES FOR FOR
Elect Director Cece Smith
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
Micromuse Inc. MUSE 595094103 6/23/04 Annual
1.10 Elect Director John C. Bolger MGMT YES FOR FOR
Elect Director John C. Bolger
1.20 Elect Director Michael E.W. Jackson MGMT YES FOR FOR
Elect Director Michael E.W. Jackson
1.30 Elect Director Kathleen M.H. Wallman MGMT YES FOR FOR
Elect Director Kathleen M.H. Wallman
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Monster Worldwide, Inc. MNST 611742107 6/16/04 Annual
1.10 Elect Director Andrew J. Mckelvey MGMT YES FOR FOR
Elect Director Andrew J. Mckelvey
1.20 Elect Director George R. Eisele MGMT YES FOR FOR
Elect Director George R. Eisele
1.30 Elect Director John Gaulding MGMT YES FOR FOR
Elect Director John Gaulding
1.40 Elect Director Ronald J. Kramer MGMT YES FOR FOR
Elect Director Ronald J. Kramer
1.50 Elect Director Michael Kaufman MGMT YES FOR FOR
Elect Director Michael Kaufman
1.60 Elect Director John Swann MGMT YES FOR FOR
Elect Director John Swann
1.70 Elect Director David A. Stein MGMT YES FOR FOR
Elect Director David A. Stein
2.00 Amend Omnibus Stock Plan MGMT YES FOR FOR
Amend Omnibus Stock Plan
Multimedia Games, Inc. MGAM 625453105 2/2/04 Annual
1.10 Elect Director Thomas W. Sarnoff MGMT YES AGNST AGNST
Elect Director Thomas W. Sarnoff
1.20 Elect Director Clifton E. Lind MGMT YES AGNST AGNST
Elect Director Clifton E. Lind
1.30 Elect Director Gordon T. Graves MGMT YES AGNST AGNST
Elect Director Gordon T. Graves
1.40 Elect Director Robert D. Repass MGMT YES AGNST AGNST
Elect Director Robert D. Repass
1.50 Elect Director Martin A. Keane MGMT YES AGNST AGNST
Elect Director Martin A. Keane
1.60 Elect Director John M. Winkelman MGMT YES AGNST AGNST
Elect Director John M. Winkelman
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
3.00 Approve Non-Employee Director Stock Option Plan MGMT YES FOR FOR
Approve Non-Employee Director Stock Option Plan
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Mylan Laboratories Inc. MYL 628530107 7/25/03 Annual
1.10 Elect Director Milan Puskar MGMT YES AGNST AGNST
Elect Director Randall L. Vanderveen, Ph.D.
Elect Director Randall L. Vanderveen, Ph.D.
Elect Director Milan Puskar
1.11 Elect Director Stuart A. Williams, Esq. MGMT YES AGNST AGNST
Elect Director Stuart A. Williams, Esq.
1.20 Elect Director Robert J. Coury MGMT YES AGNST AGNST
Elect Director Robert J. Coury
1.30 Elect Director Wendy Cameron MGMT YES AGNST AGNST
Elect Director Wendy Cameron
1.40 Elect Director Laurence S. DeLynn MGMT YES AGNST AGNST
Elect Director Laurence S. DeLynn
1.50 Elect Director John C. Gaisford, M.D. MGMT YES AGNST AGNST
Elect Director John C. Gaisford, M.D.
1.60 Elect Director Douglas J. Leech MGMT YES AGNST AGNST
Elect Director Douglas J. Leech
1.70 Elect Director Joseph C. Maroon, M.D. MGMT YES AGNST AGNST
Elect Director Joseph C. Maroon, M.D.
1.80 Elect Director Patricia A. Sunseri MGMT YES AGNST AGNST
Elect Director Patricia A. Sunseri
1.90 Elect Director C.B. Todd MGMT YES AGNST AGNST
Elect Director C.B. Todd
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
3.00 Approve Omnibus Stock Plan MGMT YES FOR FOR
Approve Omnibus Stock Plan
Nabors Industries, Ltd. NBR 6/1/04 Annual
1.10 Elect Director James L. Payne MGMT YES AGNST AGNST
Elect Director James L. Payne
1.20 Elect Director Hans W. Schmidt MGMT YES AGNST AGNST
Elect Director Hans W. Schmidt
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 SHAREHOLDER PROPOSAL TO CHANGE NABORS JURISDICTION OF
INCORPORATION FROM BERMUDA TO DELAWARE. MGMT YES AGNST FOR
SHAREHOLDER PROPOSAL TO CHANGE NABORS JURISDICTION OF
INCORPORATION FROM BERMUDA TO DELAWARE.
NBTY, Inc. NTY 628782104 4/26/04 Annual
1.10 Elect Director Arthur Rudolph MGMT YES FOR FOR
Elect Director Arthur Rudolph
1.20 Elect Director Glenn Cohen MGMT YES FOR FOR
Elect Director Glenn Cohen
1.30 Elect Director Michael L. Ashner MGMT YES FOR FOR
Elect Director Michael L. Ashner
1.40 Elect Director Michael C. Slade MGMT YES FOR FOR
Elect Director Michael C. Slade
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Network Appliance, Inc. NTAP 64120L104 9/2/03 Annual
1.10 Elect Director Daniel J. Warmenhoven MGMT YES FOR FOR
Elect Director Daniel J. Warmenhoven
1.20 Elect Director Donald T. Valentine MGMT YES FOR FOR
Elect Director Donald T. Valentine
1.30 Elect Director Sanjiv Ahuja MGMT YES FOR FOR
Elect Director Sanjiv Ahuja
1.40 Elect Director Carol A. Bartz MGMT YES FOR FOR
Elect Director Carol A. Bartz
1.50 Elect Director Michael R. Hallman MGMT YES FOR FOR
Elect Director Michael R. Hallman
1.60 Elect Director Nicholas G. Moore MGMT YES FOR FOR
Elect Director Nicholas G. Moore
1.70 Elect Director Dr. Sachio Semmoto MGMT YES FOR FOR
Elect Director Dr. Sachio Semmoto
1.80 Elect Director Robert T. Wall MGMT YES FOR FOR
Elect Director Robert T. Wall
2.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
3.00 Amend Employee Stock Purchase Plan MGMT YES FOR FOR
Amend Employee Stock Purchase Plan
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
5.00 Other Business MGMT YES AGNST AGNST
Other Business
Neurocrine Biosciences, Inc. NBIX 64125C109 5/26/04 Annual
1.10 Elect Director Richard F. Pops MGMT YES FOR FOR
Elect Director Richard F. Pops
1.20 Elect Director Stephen A. Sherwin, M.D. MGMT YES FOR FOR
Elect Director Stephen A. Sherwin, M.D.
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
New York Community Bancorp, Inc. NYB 649445103 10/29/03 Special
1.00 Approve Merger Agreement MGMT YES FOR FOR
Approve Merger Agreement
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
New York Community Bancorp, Inc. NYB 649445103 5/19/04 Annual
1.10 Elect Director Donald M. Blake MGMT YES FOR FOR
Elect Director Donald M. Blake
1.20 Elect Director Thomas A. Doherty MGMT YES FOR FOR
Elect Director Thomas A. Doherty
1.30 Elect Director Michael J. Levine MGMT YES FOR FOR
Elect Director Michael J. Levine
1.40 Elect Director Guy V. Molinari MGMT YES FOR FOR
Elect Director Guy V. Molinari
1.50 Elect Director John A. Pileski MGMT YES FOR FOR
Elect Director John A. Pileski
1.60 Elect Director John M. Tsimbinos MGMT YES FOR FOR
Elect Director John M. Tsimbinos
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
North Fork Bancorporation, Inc. NFB 659424105 4/27/04 Annual
1.10 Elect Director James F. Reeve MGMT YES FOR FOR
Elect Director James F. Reeve
1.20 Elect Director George H. Rowsom MGMT YES FOR FOR
Elect Director George H. Rowsom
1.30 Elect Director Dr. Kurt R. Schmeller MGMT YES FOR FOR
Elect Director Dr. Kurt R. Schmeller
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Omnicare, Inc. OCR 681904108 5/18/04 Annual
1.10 Elect Director Edward L. Hutton MGMT YES FOR FOR
Elect Director Edward L. Hutton
1.20 Elect Director Joel F. Gemunder MGMT YES FOR FOR
Elect Director Joel F. Gemunder
1.30 Elect Director Charles H. Erhart, Jr. MGMT YES FOR FOR
Elect Director Charles H. Erhart, Jr.
1.40 Elect Director David W. Froesel, Jr. MGMT YES FOR FOR
Elect Director David W. Froesel, Jr.
1.50 Elect Director Sandra E. Laney MGMT YES FOR FOR
Elect Director Sandra E. Laney
1.60 Elect Director Andrea R. Lindell, DNSc, RN MGMT YES FOR FOR
Elect Director Andrea R. Lindell, DNSc, RN
1.70 Elect Director Sheldon Margen, M.D. MGMT YES FOR FOR
Elect Director Sheldon Margen, M.D.
1.80 Elect Director John H. Timoney MGMT YES FOR FOR
Elect Director John H. Timoney
1.90 Elect Director Amy Wallman MGMT YES FOR FOR
Elect Director Amy Wallman
2.00 Approve Omnibus Stock Plan MGMT YES FOR FOR
Approve Omnibus Stock Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
ONYX Pharmaceuticals, Inc. ONXX 683399109 6/23/04 Annual
1.10 Elect Director Nicole Vitullo MGMT YES FOR FOR
Elect Director Nicole Vitullo
2.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
3.00 Amend Non-Employee Director Stock Option Plan MGMT YES AGNST AGNST
Amend Non-Employee Director Stock Option Plan
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
OSI Pharmaceuticals, Inc. OSIP 671040103 3/17/04 Annual
1.10 Elect Director Robert A. Ingram MGMT YES AGNST AGNST
Elect Director John P. White
Elect Director John P. White
Elect Director Robert A. Ingram
1.20 Elect Director Colin Goddard, Ph.D. MGMT YES AGNST AGNST
Elect Director Colin Goddard, Ph.D.
1.30 Elect Director Edwin A. Gee, Ph.D. MGMT YES AGNST AGNST
Elect Director Edwin A. Gee, Ph.D.
1.40 Elect Director Michael Atieh MGMT YES AGNST AGNST
Elect Director Michael Atieh
1.50 Elect Director G. Morgan Browne MGMT YES AGNST AGNST
Elect Director G. Morgan Browne
1.60 Elect Director Daryl K. Granner, M.D. MGMT YES AGNST AGNST
Elect Director Daryl K. Granner, M.D.
1.70 Elect Director Walter M Lovenberg, Phd MGMT YES AGNST AGNST
Elect Director Walter M Lovenberg, Phd
1.80 Elect Director Viren Mehta MGMT YES AGNST AGNST
Elect Director Viren Mehta
1.90 Elect Director Sir Mark Richmond, Phd MGMT YES AGNST AGNST
Elect Director Sir Mark Richmond, Phd
2.00 Amend Stock Option Plan MGMT YES AGNST AGNST
Amend Stock Option Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
P.F. Chang's China Bistro Inc PFCB 69333Y108 4/23/04 Annual
1.10 Elect Director Richard L. Federico MGMT YES FOR FOR
Elect Director Richard L. Federico
1.20 Elect Director R. Michael Welborn MGMT YES FOR FOR
Elect Director R. Michael Welborn
1.30 Elect Director James D. Shennan, Jr. MGMT YES FOR FOR
Elect Director James D. Shennan, Jr.
1.40 Elect Director F. Lane Cardwell, Jr. MGMT YES FOR FOR
Elect Director F. Lane Cardwell, Jr.
1.50 Elect Director Kenneth J. Wessels MGMT YES FOR FOR
Elect Director Kenneth J. Wessels
1.60 Elect Director M. Ann Rhoades MGMT YES FOR FOR
Elect Director M. Ann Rhoades
1.70 Elect Director Lesley H. Howe MGMT YES FOR FOR
Elect Director Lesley H. Howe
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Amend Stock Option Plan MGMT YES AGNST AGNST
Amend Stock Option Plan
4.00 Adjourn Meeting MGMT YES FOR FOR
Adjourn Meeting
Pacific Sunwear of California, Inc. PSUN 694873100 5/19/04 Annual
1.10 Elect Director Sally Frame Kasaks MGMT YES FOR FOR
Elect Director Sally Frame Kasaks
1.20 Elect Director Peter Starrett MGMT YES FOR FOR
Elect Director Peter Starrett
1.30 Elect Director Thomas M. Murnane MGMT YES FOR FOR
Elect Director Thomas M. Murnane
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
PATTERSON-UTI ENERGY INC. PTEN 703481101 6/29/04 Annual
1.10 Elect Director Mark S. Siegel MGMT YES FOR FOR
Elect Director Mark S. Siegel
1.20 Elect Director Cloyce A. Talbott MGMT YES FOR FOR
Elect Director Cloyce A. Talbott
1.30 Elect Director A. Glenn Patterson MGMT YES FOR FOR
Elect Director A. Glenn Patterson
1.40 Elect Director Kenneth N. Berns MGMT YES FOR FOR
Elect Director Kenneth N. Berns
1.50 Elect Director Robert C. Gist MGMT YES FOR FOR
Elect Director Robert C. Gist
1.60 Elect Director Curtis W. Huff MGMT YES FOR FOR
Elect Director Curtis W. Huff
1.70 Elect Director Terry H. Hunt MGMT YES FOR FOR
Elect Director Terry H. Hunt
1.80 Elect Director Kenneth R. Peak MGMT YES FOR FOR
Elect Director Kenneth R. Peak
1.90 Elect Director Nadine C. Smith MGMT YES FOR FOR
Elect Director Nadine C. Smith
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
3.00 Amend Omnibus Stock Plan MGMT YES FOR FOR
Amend Omnibus Stock Plan
4.00 Amend Omnibus Stock Plan MGMT YES FOR FOR
Amend Omnibus Stock Plan
5.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Pediatrix Medical Group, Inc. PDX 705324101 5/20/04 Annual
1.10 Elect Director Cesar L. Alvarez MGMT YES AGNST AGNST
Elect Director Cesar L. Alvarez
1.20 Elect Director Waldemar A. Carlo, M.D. MGMT YES AGNST AGNST
Elect Director Waldemar A. Carlo, M.D.
1.30 Elect Director Michael B. Fernandez MGMT YES AGNST AGNST
Elect Director Michael B. Fernandez
1.40 Elect Director Roger K. Freeman, M.D. MGMT YES AGNST AGNST
Elect Director Roger K. Freeman, M.D.
1.50 Elect Director Paul G. Gabos MGMT YES AGNST AGNST
Elect Director Paul G. Gabos
1.60 Elect Director Roger J. Medel, M.D. MGMT YES AGNST AGNST
Elect Director Roger J. Medel, M.D.
1.70 Elect Director Lawrence M. Mullen MGMT YES AGNST AGNST
Elect Director Lawrence M. Mullen
2.00 Approve Omnibus Stock Plan MGMT YES FOR FOR
Approve Omnibus Stock Plan
Petco Animal Supplies, Inc. PETC 716016209 6/3/04 Annual
1.10 Elect Director James M. Myers MGMT YES FOR FOR
Elect Director James M. Myers
1.20 Elect Director Jonathan Coslet MGMT YES FOR FOR
Elect Director Jonathan Coslet
1.30 Elect Director Charles W. Duddles MGMT YES FOR FOR
Elect Director Charles W. Duddles
2.00 Report on Animal Sales SHLDR YES AGNST FOR
Report on Animal Sales
PETsMART PETM 716768106 6/10/04 Annual
1.10 Elect Director Barbara A. Munder MGMT YES FOR FOR
Elect Director Barbara A. Munder
1.20 Elect Director Thomas G. Stemberg MGMT YES FOR FOR
Elect Director Thomas G. Stemberg
1.30 Elect Director Nancy J. Pedot MGMT YES FOR FOR
Elect Director Nancy J. Pedot
1.40 Elect Director Jeffery W. Yabuki MGMT YES FOR FOR
Elect Director Jeffery W. Yabuki
1.50 Elect Director Rita V. Foley MGMT YES FOR FOR
Elect Director Rita V. Foley
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Pioneer Natural Resources Co. PXD 723787107 5/13/04 Annual
1.10 Elect Director R. Hartwell Gardner MGMT YES FOR FOR
Elect Director R. Hartwell Gardner
1.20 Elect Director James L. Houghton MGMT YES FOR FOR
Elect Director James L. Houghton
1.30 Elect Director Linda K. Lawson MGMT YES FOR FOR
Elect Director Linda K. Lawson
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
QLogic Corp. QLGC 747277101 8/26/03 Annual
1.10 Elect Director H.K. Desai MGMT YES FOR FOR
Elect Director H.K. Desai
1.20 Elect Director Larry R. Carter MGMT YES FOR FOR
Elect Director Larry R. Carter
1.30 Elect Director James R. Fiebiger MGMT YES FOR FOR
Elect Director James R. Fiebiger
1.40 Elect Director Balakrishnan S. Iyer MGMT YES FOR FOR
Elect Director Balakrishnan S. Iyer
1.50 Elect Director Carol L. Miltner MGMT YES FOR FOR
Elect Director Carol L. Miltner
1.60 Elect Director George D. Wells MGMT YES FOR FOR
Elect Director George D. Wells
2.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Redback Networks, Inc. RBAK 757209507 5/17/04 Annual
1.10 Elect Director Kevin A. Denuccio MGMT YES FOR FOR
Elect Director Kevin A. Denuccio
1.20 Elect Director Paul Giordano MGMT YES FOR FOR
Elect Director Paul Giordano
1.30 Elect Director Roy D. Behren MGMT YES FOR FOR
Elect Director Roy D. Behren
1.40 Elect Director John L. Drew MGMT YES FOR FOR
Elect Director John L. Drew
1.50 Elect Director David C. Friezo MGMT YES FOR FOR
Elect Director David C. Friezo
1.60 Elect Director Martin A. Kaplan MGMT YES FOR FOR
Elect Director Martin A. Kaplan
1.70 Elect Director William H. Kurtz MGMT YES FOR FOR
Elect Director William H. Kurtz
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Resmed, Inc. RMD 761152107 11/13/03 Annual
1.10 Elect Director Peter C. Farrell, Ph.D. MGMT YES FOR FOR
Elect Director Peter C. Farrell, Ph.D.
1.20 Elect Director Gary W. Pace, Ph.D. MGMT YES FOR FOR
Elect Director Gary W. Pace, Ph.D.
2.00 Approve Employee Stock Purchase Plan MGMT YES FOR FOR
Approve Employee Stock Purchase Plan
3.00 Approve Increase in Non-Executive Director Fees MGMT YES FOR FOR
Approve Increase in Non-Executive Director Fees
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Respironics, Inc. RESP 761230101 11/18/03 Annual
1.10 Elect Director Joseph C. Lawyer MGMT YES AGNST AGNST
Elect Director Joseph C. Lawyer
1.20 Elect Director Sean McDonald MGMT YES AGNST AGNST
Elect Director Sean McDonald
1.30 Elect Director John C. Miles II MGMT YES AGNST AGNST
Elect Director John C. Miles II
2.00 Ratify Auditors MGMT YES AGNST AGNST
Ratify Auditors
3.00 Amend Omnibus Stock Plan MGMT YES FOR FOR
Amend Omnibus Stock Plan
Robert Half International Inc. RHI 770323103 5/4/04 Annual
1.10 Elect Director Andrew S. Berwick, Jr. MGMT YES FOR FOR
Elect Director Andrew S. Berwick, Jr.
1.20 Elect Director Frederick P. Furth MGMT YES FOR FOR
Elect Director Frederick P. Furth
1.30 Elect Director Edward W. Gibbons MGMT YES FOR FOR
Elect Director Edward W. Gibbons
1.40 Elect Director Harold M. Messmer, Jr. MGMT YES FOR FOR
Elect Director Harold M. Messmer, Jr.
1.50 Elect Director Thomas J. Ryan MGMT YES FOR FOR
Elect Director Thomas J. Ryan
1.60 Elect Director J. Stephen Schaub MGMT YES FOR FOR
Elect Director J. Stephen Schaub
1.70 Elect Director M. Keith Waddell MGMT YES FOR FOR
Elect Director M. Keith Waddell
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Roper Industries, Inc. ROP 776696106 5/26/04 Annual
1.10 Elect Director Brian D. Jellison MGMT YES FOR FOR
Elect Director Brian D. Jellison
1.20 Elect Director W. Lawrence Banks MGMT YES FOR FOR
Elect Director W. Lawrence Banks
1.30 Elect Director David W. Devonshire MGMT YES FOR FOR
Elect Director David W. Devonshire
1.40 Elect Director John F. Fort III MGMT YES FOR FOR
Elect Director John F. Fort III
2.00 Amend Omnibus Stock Plan MGMT YES FOR FOR
Amend Omnibus Stock Plan
3.00 Other Business MGMT YES AGNST AGNST
Other Business
Ross Stores, Inc. ROST 778296103 5/20/04 Annual
1.10 Elect Director Michael J. Bush MGMT YES FOR FOR
Elect Director Michael J. Bush
1.20 Elect Director Norman A. Ferber MGMT YES AGNST AGNST
Elect Director Norman A. Ferber
1.30 Elect Director James C. Peters MGMT YES FOR FOR
Elect Director James C. Peters
2.00 Approve Omnibus Stock Plan MGMT YES AGNST AGNST
Approve Omnibus Stock Plan
3.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
RSA Security Inc. RSAS 749719100 5/27/04 Annual
1.10 Elect Director Gloria C. Larson MGMT YES FOR FOR
Elect Director Gloria C. Larson
1.20 Elect Director Joseph B. Lassiter, III MGMT YES FOR FOR
Elect Director Joseph B. Lassiter, III
1.30 Elect Director Charles R. Stuckey, Jr. MGMT YES FOR FOR
Elect Director Charles R. Stuckey, Jr.
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
SafeNet, Inc. SFNT 78645R107 3/15/04 Special
1.00 Issue Shares in Connection with an Acquisition MGMT YES FOR FOR
Issue Shares in Connection with an Acquisition
2.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
3.00 Adjourn Meeting MGMT YES FOR FOR
Adjourn Meeting
SafeNet, Inc. SFNT 78645R107 6/3/04 Annual
1.10 Elect Director Anthony A. Caputo MGMT YES FOR FOR
Elect Director Anthony A. Caputo
1.20 Elect Director Walter W. Straub MGMT YES FOR FOR
Elect Director Walter W. Straub
1.30 Elect Director Arthur L. Money MGMT YES FOR FOR
Elect Director Arthur L. Money
1.40 Elect Director Thomas A. Brooks MGMT YES FOR FOR
Elect Director Thomas A. Brooks
1.50 Elect Director Andrew E. Clark MGMT YES FOR FOR
Elect Director Andrew E. Clark
1.60 Elect Director Shelley A. Harrison MGMT YES FOR FOR
Elect Director Shelley A. Harrison
1.70 Elect Director Ira A. Hunt, Jr. MGMT YES FOR FOR
Elect Director Ira A. Hunt, Jr.
1.80 Elect Director Bruce R. Thaw MGMT YES FOR FOR
Elect Director Bruce R. Thaw
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Siebel Systems, Inc. SEBL 826170102 6/23/04 Annual
1.10 Elect Director C. Scott Hartz MGMT YES FOR FOR
Elect Director C. Scott Hartz
1.20 Elect Director Charles R. Schwab MGMT YES FOR FOR
Elect Director Charles R. Schwab
1.30 Elect Director George T. Shaheen MGMT YES FOR FOR
Elect Director George T. Shaheen
1.40 Elect Director John W. White MGMT YES FOR FOR
Elect Director John W. White
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Expense Stock Options SHLDR YES FOR AGNST
Expense Stock Options
Skyworks Solutions, Inc. SWKS 83088M102 3/30/04 Annual
1.10 Elect Director Kevin L. Beebe MGMT YES AGNST AGNST
Elect Director Kevin L. Beebe
1.20 Elect Director Timothy R. Furey MGMT YES AGNST AGNST
Elect Director Timothy R. Furey
1.30 Elect Director David J. Mclachlan MGMT YES AGNST AGNST
Elect Director David J. Mclachlan
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Other Business MGMT YES AGNST AGNST
Other Business
Spectrasite, Inc. SSI 84761M104 5/25/04 Annual
1.10 Elect Director Stephen H. Clark MGMT YES FOR FOR
Elect Director Stephen H. Clark
1.20 Elect Director Paul M. Albert, Jr. MGMT YES FOR FOR
Elect Director Paul M. Albert, Jr.
1.30 Elect Director Robert Katz MGMT YES FOR FOR
Elect Director Robert Katz
1.40 Elect Director Richard Masson MGMT YES FOR FOR
Elect Director Richard Masson
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Stericycle, Inc. SRCL 858912108 5/11/04 Annual
1.10 Elect Director Jack W. Schuler MGMT YES FOR FOR
Elect Director Jack W. Schuler
1.20 Elect Director Mark C. Miller MGMT YES FOR FOR
Elect Director Mark C. Miller
1.30 Elect Director John P. Connaughton MGMT YES FOR FOR
Elect Director John P. Connaughton
1.40 Elect Director Rod F. Dammeyer MGMT YES FOR FOR
Elect Director Rod F. Dammeyer
1.50 Elect Director Patrick F. Graham MGMT YES FOR FOR
Elect Director Patrick F. Graham
1.60 Elect Director John Patience MGMT YES FOR FOR
Elect Director John Patience
1.70 Elect Director Thomas R. Reusche MGMT YES FOR FOR
Elect Director Thomas R. Reusche
1.80 Elect Director Peter Vardy MGMT YES FOR FOR
Elect Director Peter Vardy
1.90 Elect Director L. John Wilkerson, Ph.D. MGMT YES FOR FOR
Elect Director L. John Wilkerson, Ph.D.
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Report on Waste Incineration SHLDR YES AGNST FOR
Report on Waste Incineration
Steris Corp. STE 859152100 7/25/03 Annual
1.10 Elect Director Stephen R. Hardis MGMT YES FOR FOR
Elect Director Stephen R. Hardis
1.20 Elect Director Raymond A. Lancaster MGMT YES FOR FOR
Elect Director Raymond A. Lancaster
1.30 Elect Director J.B. Richey MGMT YES FOR FOR
Elect Director J.B. Richey
1.40 Elect Director Les C. Vinney MGMT YES FOR FOR
Elect Director Les C. Vinney
2.00 Declassify the Board of Directors SHLDR YES FOR AGNST
Declassify the Board of Directors
Symbol Technologies, Inc. SBL 871508107 4/26/04 Annual
1.10 Elect Director William R. Nuti MGMT YES FOR FOR
Elect Director William R. Nuti
1.20 Elect Director Robert J. Chrenc MGMT YES FOR FOR
Elect Director Robert J. Chrenc
1.30 Elect Director Salvatore Iannuzzi MGMT YES FOR FOR
Elect Director Salvatore Iannuzzi
1.40 Elect Director Edward Kozel MGMT YES FOR FOR
Elect Director Edward Kozel
1.50 Elect Director George Samenuk MGMT YES FOR FOR
Elect Director George Samenuk
1.60 Elect Director Melvin A. Yellin MGMT YES FOR FOR
Elect Director Melvin A. Yellin
2.00 Amend Executive Incentive Bonus Plan MGMT YES FOR FOR
Amend Executive Incentive Bonus Plan
3.00 Approve Omnibus Stock Plan MGMT YES AGNST AGNST
Approve Omnibus Stock Plan
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
T. Rowe Price Group, Inc. TROW 74144T108 4/8/04 Annual
1.10 Elect Director Dwight S. Taylor MGMT YES FOR FOR
Elect Director Edward C. Bernard
Elect Director Edward C. Bernard
Elect Director Dwight S. Taylor
1.11 Elect Director Anne Marie Whittemore MGMT YES FOR FOR
Elect Director Anne Marie Whittemore
1.20 Elect Director James T. Brady MGMT YES FOR FOR
Elect Director James T. Brady
1.30 Elect Director D. William J. Garrett MGMT YES FOR FOR
Elect Director D. William J. Garrett
1.40 Elect Director Donald B. Hebb, Jr. MGMT YES FOR FOR
Elect Director Donald B. Hebb, Jr.
1.50 Elect Director James A.C. Kennedy MGMT YES FOR FOR
Elect Director James A.C. Kennedy
1.60 Elect Director James S. Riepe MGMT YES FOR FOR
Elect Director James S. Riepe
1.70 Elect Director George A. Roche MGMT YES FOR FOR
Elect Director George A. Roche
1.80 Elect Director Brian C. Rogers MGMT YES FOR FOR
Elect Director Brian C. Rogers
1.90 Elect Director Dr. Alfred Sommer MGMT YES FOR FOR
Elect Director Dr. Alfred Sommer
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Approve Omnibus Stock Plan MGMT YES AGNST AGNST
Approve Omnibus Stock Plan
4.00 Other Business MGMT YES AGNST AGNST
Other Business
TCF Financial Corp. TCB 872275102 4/28/04 Annual
1.10 Elect Director Luella G. Goldberg MGMT YES FOR FOR
Elect Director Luella G. Goldberg
1.20 Elect Director George G. Johnson MGMT YES FOR FOR
Elect Director George G. Johnson
1.30 Elect Director Lynn A. Nagorske MGMT YES FOR FOR
Elect Director Lynn A. Nagorske
1.40 Elect Director Ralph Strangis MGMT YES AGNST AGNST
Elect Director Ralph Strangis
2.00 Approve Executive Incentive Bonus Plan MGMT YES FOR FOR
Approve Executive Incentive Bonus Plan
3.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
4.00 Approve Omnibus Stock Plan MGMT YES AGNST AGNST
Approve Omnibus Stock Plan
5.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Tellabs, Inc. TLAB 879664100 4/22/04 Annual
1.10 Elect Director Michael J. Birck MGMT YES FOR FOR
Elect Director Michael J. Birck
1.20 Elect Director Frederick A. Krehbiel MGMT YES FOR FOR
Elect Director Frederick A. Krehbiel
1.30 Elect Director Krish A. Prabhu MGMT YES FOR FOR
Elect Director Krish A. Prabhu
2.00 Approve Omnibus Stock Plan MGMT YES FOR FOR
Approve Omnibus Stock Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
The Yankee Candle Company, Inc. YCC 984757104 6/16/04 Annual
1.10 Elect Director Dale F. Frey MGMT YES FOR FOR
Elect Director Dale F. Frey
1.20 Elect Director Michael F. Hines MGMT YES FOR FOR
Elect Director Michael F. Hines
1.30 Elect Director Ronald L. Sargent MGMT YES FOR FOR
Elect Director Ronald L. Sargent
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Tractor Supply Co. TSCO 892356106 4/15/04 Annual
1.10 Elect Director James F. Wright MGMT YES AGNST AGNST
Elect Director James F. Wright
1.20 Elect Director Gerard E. Jones MGMT YES AGNST AGNST
Elect Director Gerard E. Jones
1.30 Elect Director Edna K. Morris MGMT YES AGNST AGNST
Elect Director Edna K. Morris
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Approve Executive Incentive Bonus Plan MGMT YES FOR FOR
Approve Executive Incentive Bonus Plan
Tuesday Morning Corp. TUES 899035505 5/18/04 Annual
1.10 Elect Director Benjamin D. Chereskin MGMT NO
Elect Director Benjamin D. Chereskin
1.20 Elect Director Kathleen Mason MGMT NO
Elect Director Kathleen Mason
1.30 Elect Director W. J. Hunckler, III MGMT NO
Elect Director W. J. Hunckler, III
1.40 Elect Director Robin P. Selati MGMT NO
Elect Director Robin P. Selati
1.50 Elect Director Sally Frame Kasaks MGMT NO
Elect Director Sally Frame Kasaks
1.60 Elect Director Henry F. Frigon MGMT NO
Elect Director Henry F. Frigon
1.70 Elect Director Giles H. Bateman MGMT NO
Elect Director Giles H. Bateman
2.00 Approve Omnibus Stock Plan MGMT NO
Approve Omnibus Stock Plan
Universal Health Services, Inc. UHS 913903100 5/19/04 Annual
1.10 Elect Director Robert H. Hotz MGMT YES FOR FOR
Elect Director Robert H. Hotz
2.00 Amend Restricted Stock Plan MGMT YES FOR FOR
Amend Restricted Stock Plan
Uti Worldwide Inc. UTIW 2/27/04 Special
1.00 TO APPROVE THE UTI WORLDWIDE INC. 2004
LONG-TERM INCENTIVE PLAN. MGMT YES AGNST AGNST
TO APPROVE THE UTI WORLDWIDE INC. 2004
LONG-TERM INCENTIVE PLAN.
Uti Worldwide Inc. UTIW 6/25/04 Annual
1.10 Elect Director Alan C. Draper MGMT YES AGNST AGNST
Elect Director Alan C. Draper
1.20 Elect Director C. John Langley, Jr. MGMT YES AGNST AGNST
Elect Director C. John Langley, Jr.
1.30 Elect Director Allan M. Rosenzweig MGMT YES AGNST AGNST
Elect Director Allan M. Rosenzweig
2.00 TO APPROVE THE 2004 UTI WORLDWIDE INC. NON-EMPLOYEE
DIRECTORS SHARE INCENTIVE PLAN. MGMT YES FOR FOR
TO APPROVE THE 2004 UTI WORLDWIDE INC. NON-EMPLOYEE
DIRECTORS SHARE INCENTIVE PLAN.
Varian Medical Systems Inc VAR 92220P105 2/19/04 Annual
1.10 Elect Director John Seely Brown MGMT YES FOR FOR
Elect Director John Seely Brown
1.20 Elect Director Samuel Hellman MGMT YES FOR FOR
Elect Director Samuel Hellman
1.30 Elect Director Terry R. Lautenbach MGMT YES FOR FOR
Elect Director Terry R. Lautenbach
2.00 Amend Executive Incentive Bonus Plan MGMT YES FOR FOR
Amend Executive Incentive Bonus Plan
Varian Medical Systems Inc VAR 92220P105 6/10/04 Special
1.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
VeriSign Inc VRSN 92343E102 5/27/04 Annual
1.10 Elect Director D. James Bidzos MGMT YES AGNST AGNST
Elect Director D. James Bidzos
1.20 Elect Director William L. Chenevich MGMT YES AGNST AGNST
Elect Director William L. Chenevich
1.30 Elect Director Gregory L. Reyes MGMT YES AGNST AGNST
Elect Director Gregory L. Reyes
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Waste Connections, Inc. WCN 941053100 5/26/04 Annual
1.10 Elect Director Ronald J. Mittelstaedt MGMT YES FOR FOR
Elect Director Ronald J. Mittelstaedt
2.00 Increase Authorized Common Stock and Eliminate
Class of Preferred Stock MGMT YES FOR FOR
Increase Authorized Common Stock and Eliminate
Class of Preferred Stock
3.00 Approve Omnibus Stock Plan MGMT YES AGNST AGNST
Approve Omnibus Stock Plan
4.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Watson Pharmaceuticals, Inc. WPI 942683103 5/17/04 Annual
1.10 Elect Director Allen Chao, Ph.D. MGMT YES FOR FOR
Elect Director Allen Chao, Ph.D.
1.20 Elect Director Michel J. Feldman MGMT YES AGNST AGNST
Elect Director Michel J. Feldman
1.30 Elect Director Fred G. Weiss MGMT YES FOR FOR
Elect Director Fred G. Weiss
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
3.00 Review Executive Compensation SHLDR YES AGNST FOR
Review Executive Compensation
WebMD Corporation HLTH 94769M105 9/12/03 Annual
1.10 Elect Director Paul A. Brooke MGMT YES FOR FOR
Elect Director Paul A. Brooke
1.20 Elect Director James V. Manning MGMT YES FOR FOR
Elect Director James V. Manning
1.30 Elect Director Martin J. Wygod MGMT YES FOR FOR
Elect Director Martin J. Wygod
2.00 Amend Omnibus Stock Plan MGMT YES AGNST AGNST
Amend Omnibus Stock Plan
3.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
webMethods, Inc. WEBM 94768C108 8/26/03 Annual
1.10 Elect Director R. James Green MGMT YES FOR FOR
Elect Director R. James Green
1.20 Elect Director William A. Halter MGMT YES FOR FOR
Elect Director William A. Halter
1.30 Elect Director Robert Vasan MGMT YES FOR FOR
Elect Director Robert Vasan
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
WELLCHOICE INC WC 949475107 5/19/04 Annual
1.10 Elect Director Philip Briggs MGMT YES AGNST AGNST
Elect Director Philip Briggs
1.20 Elect Director Faye Wattleton MGMT YES AGNST AGNST
Elect Director Faye Wattleton
1.30 Elect Director Stephen Scheidt, M.D. MGMT YES AGNST AGNST
Elect Director Stephen Scheidt, M.D.
1.40 Elect Director Edward J. Malloy MGMT YES AGNST AGNST
Elect Director Edward J. Malloy
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Westwood One, Inc. WON 961815107 5/13/04 Annual
1.10 Elect Director Norman J. Pattiz MGMT YES FOR FOR
Elect Director Norman J. Pattiz
1.20 Elect Director Mel Karmazin MGMT YES FOR FOR
Elect Director Mel Karmazin
1.30 Elect Director Joseph B. Smith MGMT YES FOR FOR
Elect Director Joseph B. Smith
1.40 Elect Director Dennis F. Holt MGMT YES FOR FOR
Elect Director Dennis F. Holt
1.50 Elect Director Shane Coppola MGMT YES FOR FOR
Elect Director Shane Coppola
2.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Williams-Sonoma, Inc. WSM 969904101 5/19/04 Annual
1.10 Elect Director W. Howard Lester MGMT YES FOR FOR
Elect Director W. Howard Lester
1.20 Elect Director Edward A. Mueller MGMT YES FOR FOR
Elect Director Edward A. Mueller
1.30 Elect Director Sanjiv Ahuja MGMT YES FOR FOR
Elect Director Sanjiv Ahuja
1.40 Elect Director Adrian D.P. Bellamy MGMT YES FOR FOR
Elect Director Adrian D.P. Bellamy
1.50 Elect Director Patrick J. Connolly MGMT YES FOR FOR
Elect Director Patrick J. Connolly
1.60 Elect Director Jeanne P. Jackson MGMT YES FOR FOR
Elect Director Jeanne P. Jackson
1.70 Elect Director Michael R. Lynch MGMT YES FOR FOR
Elect Director Michael R. Lynch
1.80 Elect Director Richard T. Robertson MGMT YES FOR FOR
Elect Director Richard T. Robertson
2.00 Amend Stock Option Plan MGMT YES FOR FOR
Amend Stock Option Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
Wireless Facilities, Inc. WFII 97653A103 6/15/04 Annual
1.10 Elect Director Masood K. Tayebi, Ph.D. MGMT YES FOR FOR
Elect Director Masood K. Tayebi, Ph.D.
1.20 Elect Director Scott Anderson MGMT YES FOR FOR
Elect Director Scott Anderson
1.30 Elect Director Bandel Carano MGMT YES FOR FOR
Elect Director Bandel Carano
1.40 Elect Director Eric M. DeMarco MGMT YES FOR FOR
Elect Director Eric M. DeMarco
1.50 Elect Director William Hoglund MGMT YES FOR FOR
Elect Director William Hoglund
1.60 Elect Director Scot Jarvis MGMT YES FOR FOR
Elect Director Scot Jarvis
1.70 Elect Director William Owens MGMT YES FOR FOR
Elect Director William Owens
2.00 Amend Employee Stock Purchase Plan MGMT YES FOR FOR
Amend Employee Stock Purchase Plan
3.00 Ratify Auditors MGMT YES FOR FOR
Ratify Auditors
XTO ENERGY CORP XTO 98385X106 5/18/04 Annual
1.10 Elect Director Phillip R. Kevil MGMT YES AGNST AGNST
Elect Director Phillip R. Kevil
1.20 Elect Director Scott G. Sherman MGMT YES AGNST AGNST
Elect Director Scott G. Sherman
1.30 Elect Director Bob R. Simpson MGMT YES AGNST AGNST
Elect Director Bob R. Simpson
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Increase Authorized Common Stock
Zimmer Holdings Inc ZMH 98956P102 7/22/03 Special
1.00 Issue Shares in Connection with an Acquisition MGMT YES FOR FOR
Issue Shares in Connection with an Acquisition
Any ballot marked 'Abstain' is considered to have been voted. Ballots
marked 'Abstain' are considered to have been voted against management's
recommendation, regardless of whether the recommendation is 'For' or
'Against,' except where management has made no recommendation or has
recommended that shareholders 'Abstain.'
Where management has recommended that shareholders 'Abstain' from
voting on a ballot item: 1) a ballot market 'Abstain' is considered to
have been voted for management's recommendation to 'Abstain' and 2) a
ballot voted 'For" or 'Against' is considered to have been voted
against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, the
abbreviation "N/A" is used to denote that there is no applicable
recommendation compared to which a vote may be 'For' or 'Against' the
recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
Putnam OTC & Emerging Growth Fund
- -------------------------------------------------------------------------
(Registrant)
By: /s/ Charles E. Porter*, Executive Vice President,
Associate Treasurer and Principal Executive Officer
------------------------------------------------------------------
(Signature & Title)
Date: August 23, 2004
------------------------------------------------------------------
* By Jonathan S. Horwitz,
pursuant to a Power-of-Attorney