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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES AND EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
March 31, 2004
ANNALY MORTGAGE MANAGEMENT, INC.
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(Exact Name of Registrant as Specified in its Charter)
MARYLAND 1-13447 22-3479661
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State or Other Jurisdiction (Commission (I.R.S. Employer
Of Incorporation) File Number) Identification No.)
1211 Avenue of the Americas
Suite 2902
New York, New York 10036
(Address of Principal --------
Executive Offices) (Zip Code)
Offices)
Registrant's telephone number, including area code: (212) 696-0100
NO CHANGE
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(Former Name or Former Address, if Changed Since Last Report)
Item 5. OTHER EVENTS
On March 31, 2004, Annaly Mortgage Management, Inc. (the "Company")
entered into an underwriting agreement with Bear, Stearns & Co. Inc. as
representative of the several underwriters (collectively, the "Underwriters"),
relating to the sale of 4,250,000 shares of 7.875% Series A Cumulative
Redeemable Preferred Stock, par value $0.01 per share (the "Series A Preferred
Stock"), and the granting of an over-allotment option for an additional 637,500
shares of Series A Preferred Stock to the Underwriters solely to fulfill
over-allotments. The offering is expected to close on April 5, 2004.
The aggregate net proceeds, excluding the proceeds the Company may
obtain from the exercise of the over-allotment option, to the Company (after
deducting estimated expenses) are estimated to be approximately $102.8 million.
Item 7. FINANCIAL STATEMENTS; PRO FORMA FINANCIAL INFORMATION AND
EXHIBITS.
(a) Not applicable.
(b) Not applicable.
(c) Exhibits:
1.1 Underwriting Agreement, dated March 31, 2004
between the Company and the Underwriters
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
ANNALY MORTGAGE MANAGEMENT, INC.
By: /s/ Kathryn Fagan
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Name: Kathryn Fagan
Title: Chief Financial Officer
Dated: April 1, 2004
EXHIBIT INDEX
Exhibit No. Description
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1.1 Underwriting Agreement, dated March 31, 2004
between the Company and the Underwriters