UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number 811-09205
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ADVANTAGE ADVISERS XANTHUS FUND, LLC
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(Exact name of registrant as specified in charter)
200 Park Avenue, 24th Floor
New York, NY 10166
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(Address of principal executive offices) (Zip code)
Kenneth Gerstein
Schulte, Roth and Zabel LLP
919 3rd Avenue, 24th Floor
New York, NY 10022
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(Name and address of agent for service)
Registrant's telephone number, including area code: 212-667-4225
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Date of fiscal year end: December 31
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Date of reporting period: July 1, 2003 - June 30, 2004
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2003 TO JUNE 30, 2004
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BEA SYSTEMS, INC. BEAS Annual Meeting Date: 07/11/2003
Issuer: 073325 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM T. COLEMAN III Management For For
L. DALE CRANDALL Management For For
WILLIAM H. JANEWAY Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 234,800 234,800
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DELL COMPUTER CORPORATION DELL Annual Meeting Date: 07/18/2003
Issuer: 247025 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MICHAEL A. MILES Management For For
ALEX J. MANDL Management For For
MORTON L. TOPFER Management For For
02 DECLASSIFY BOARD Management For For
03 APPROVE COMPANY NAME CHANGE Management For For
04 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
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XANTHUS 0034340120388464 109 19,264 19,264
XANTHUS SEG 0034340120899112 109 235,020 235,020
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ECOLLEGE.COM ECLG Annual Meeting Date: 07/22/2003
Issuer: 27887E ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
OAKLEIGH THORNE Management For For
JACK W. BLUMENSTEIN Management For For
CHRISTOPHER E. GIRGENTI Management For For
JERI L. KORSHAK Management For For
ROBERT H. MUNDHEIM Management For For
DOUGLAS H. KELSALL Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 80,900 80,900
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MACROMEDIA, INC. MACR Annual Meeting Date: 07/24/2003
Issuer: 556100 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT K. BURGESS Management For For
JOHN (IAN) GIFFEN Management For For
WILLIAM H. HARRIS, JR. Management For For
ROBERT A. KOTICK Management For For
DONALD L. LUCAS Management For For
TIMOTHY O'REILLY Management For For
WILLIAM B. WELTY Management For For
02 ADOPT STOCK PURCHASE PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 105 156,800 156,800
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24/7 REAL MEDIA, INC. TFSM Annual Meeting Date: 07/29/2003
Issuer: 901314 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MR. ROBERT PERKINS Management For For
MR. JOSEPH J. WAECHTER Management For For
MR. MORITZ WUTTKE Management For For
02 APPROVE PREFERRED STOCK CONVERSION Management For For
03 AUTHORIZE DIRECTORS TO INCREASE SHARE CAPITAL Management For For
04 APPROVE REVERSE STOCK SPLIT Management For For
05 AMEND OMNIBUS STOCK OPTION PLAN Management For For
06 MISCELLANEOUS COMPENSATION PLANS Management For For
07 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
08 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 407,600 407,600
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XILINX, INC. XLNX Annual Meeting Date: 08/07/2003
Issuer: 983919 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WILLEM P. ROELANDTS Management For For
JOHN L. DOYLE Management For For
JERALD G. FISHMAN Management For For
PHILIP T. GIANOS Management For For
WILLIAM G. HOWARD, JR. Management For For
HAROLD E. HUGHES, JR. Management For For
RICHARD W. SEVCIK Management For For
ELIZABETH VANDERSLICE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 101 95,890 95,890
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THQ INC. THQI Annual Meeting Date: 08/12/2003
Issuer: 872443 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
BRIAN J. FARRELL Management For For
LAWRENCE BURSTEIN Management For For
BRIAN DOUGHERTY Management For For
JAMES L. WHIMS Management For For
L. GREGORY BALLARD Management For For
HENRY T. DENERO Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND OMNIBUS STOCK OPTION PLAN Management For For
04 AMEND OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 403 285,100 285,100
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M-SYSTEMS FLASH DISK PIONEERS LTD. FLSH Annual Meeting Date: 08/18/2003
Issuer: M7061C ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
I ELECTION OF DIRECTORS Management For For
MR. DOV MORAN Management For For
MR. ARYEH MERGI Management For For
MR. YOSSI BEN SHALOM Management For For
MR. ELI AYALON Management For For
MS. DANA GROSS Management For For
DR. HANS WAGNER Management For For
MR. YAIR SHOHAM* Management For For
MR. ITSIK ONFUS* Management For For
II MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
III RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
IV MISCELLANEOUS COMPENSATION PLANS Management For For
V INDEMNIFICATION/LIABILITY Management Against Against
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 108,000 108,000
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COMPUWARE CORPORATION CPWR Annual Meeting Date: 08/26/2003
Issuer: 205638 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DENNIS W. ARCHER Management For For
GURMINDER S. BEDI Management For For
ELIZABETH A. CHAPPELL Management For For
ELAINE K. DIDIER Management For For
WILLIAM O. GRABE Management For For
WILLIAM R. HALLING Management For For
PETER KARMANOS, JR. Management For For
FAYE ALEXANDER NELSON Management For For
GLENDA D. PRICE Management For For
W. JAMES PROWSE Management For For
G. SCOTT ROMNEY Management For For
LOWELL P. WEICKER, JR. Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 109 213,600 213,600
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NEW FRONTIER MEDIA, INC. NOOF Annual Meeting Date: 08/26/2003
Issuer: 644398 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MICHAEL WEINER Management For For
DR. SKENDER FANI Management For For
MELISSA HUBBARD Management For For
ALAN ISAACMAN Management For For
DAVID NICHOLAS Management For For
HIRAM J. WOO Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 109 331,400 331,400
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MCDATA CORPORATION MCDT Annual Meeting Date: 08/27/2003
Issuer: 580031 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN F. MCDONNELL Management For For
CHARLES C. JOHNSTON Management For For
LAURENCE G. WALKER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 162,300 162,300
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QUANTUM CORPORATION DSS Annual Meeting Date: 09/03/2003
Issuer: 747906 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
RICHARD E. BELLUZZO Management For For
STEPHEN M. BERKLEY Management For For
DAVID A. BROWN Management For For
MICHAEL A. BROWN Management For For
ALAN L. EARHART Management For For
EDWARD M. ESBER, JR. Management For For
KEVIN J. KENNEDY Management For For
EDWARD J. SANDERSON Management For For
GREGORY W. SLAYTON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT NON-EMPLOYEE DIRECTOR PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 204 480,700 480,700
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ACTIVISION, INC. ATVI Annual Meeting Date: 09/18/2003
Issuer: 004930 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT A. KOTICK Management For For
BRIAN G. KELLY Management For For
RONALD DOORNINK Management For For
KENNETH L. HENDERSON Management For For
BARBARA S. ISGUR Management For For
STEVEN T. MAYER Management For For
ROBERT J. MORGADO Management For For
02 APPROVE AUTHORIZED COMMON & PREFERRED STOCK INCREASE Management For For
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 202 164,400 164,400
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NATIONAL SEMICONDUCTOR CORPORATION NSM Annual Meeting Date: 09/26/2003
Issuer: 637640 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
BRIAN L. HALLA Management For For
STEVEN R. APPLETON Management For For
GARY P. ARNOLD Management For For
RICHARD J. DANZIG Management For For
ROBERT J. FRANKENBERG Management For For
E. FLOYD KVAMME Management For For
MODESTO A. MAIDIQUE Management For For
EDWARD R. MCCRACKEN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 103 80,400 80,400
- ------------------------------------------------------------------------------------------------------------------------------------
SINA CORPORATION SINA Annual Meeting Date: 09/26/2003
Issuer: G81477 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
YONGJI DUAN Management For For
YAN WANG Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 274,200 274,200
XANTHUS SEG 0034340120899112 104 152,900 152,900
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YOUBET.COM, INC. UBET Annual Meeting Date: 09/26/2003
Issuer: 987413 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 CLASSIFY/STAGGER BOARD OF DIRECTORS Management For For
02 AMEND ARTICLES/BYLAW/CHARTER-ORGANIZATION RELATED Management For For
03 ELECTION OF DIRECTORS Management For For
J. SCOTT SCHMIDT* Management For For
ROBERT E. BRIERLEY* Management For For
GARY W. SPROULE* Management For For
GUY CHIPPARONI** Management For For
DAVID M. MARSHALL** Management For For
GARY ADELSON** Management For For
CHARLES F. CHAMPION*** Management For For
JOSEPH BARLETTA*** Management For For
JAMES EDGAR*** Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 101 407,100 407,100
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ALVARION LTD. ALVR Annual Meeting Date: 09/30/2003
Issuer: M0861T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE ARTICLE AMENDMENTS Management For For
02 ELECTION OF DIRECTORS Management For For
DR. MEIR BAREL*+ Management For For
ANTHONY MAHER*+ Management For For
ODED ERAN*+ Management For For
AHARON DOVRAT**+ Management For For
BENNY HANIGAL**+ Management For For
ZVI SLONIMSKY***+ Management For For
AMNON YACOBY***+ Management For For
03 MISCELLANEOUS CORPORATE GOVERNANCE Management For For
04 MISCELLANEOUS COMPENSATION PLANS Management For For
05 MISCELLANEOUS COMPENSATION PLANS Management For For
06 MISCELLANEOUS COMPENSATION PLANS Management For For
07 MISCELLANEOUS COMPENSATION PLANS Management For For
08 APPOINT AUDITORS AND APPROVE REMUNERATION Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 117,200 117,200
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FINISAR CORPORATION FNSR Annual Meeting Date: 10/01/2003
Issuer: 31787A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROGER C. FERGUSON Management For For
LARRY D. MITCHELL Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 101 480,500 480,500
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OPENWAVE SYSTEMS INC. OPWV Special Meeting Date: 10/01/2003
Issuer: 683718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE REVERSE STOCK SPLIT Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 423,600 423,600
- ------------------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION ORCL Annual Meeting Date: 10/13/2003
Issuer: 68389X ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
LAWRENCE J. ELLISON Management For For
DONALD L. LUCAS Management For For
MICHAEL J. BOSKIN Management For For
JEFFREY O. HENLEY Management For For
JACK F. KEMP Management For For
JEFFREY BERG Management For For
SAFRA CATZ Management For For
HECTOR GARCIA-MOLINA Management For For
JOSEPH A. GRUNDFEST Management For For
H. RAYMOND BINGHAM Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
04 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
05 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 105 509,820 509,820
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AUDIOCODES LTD. AUDC Annual Meeting Date: 10/29/2003
Issuer: M15342 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 MISCELLANEOUS CORPORATE GOVERNANCE Management For For
02 MISCELLANEOUS CORPORATE GOVERNANCE Management For For
03 MISCELLANEOUS COMPENSATION PLANS Management For For
04 MISCELLANEOUS CORPORATE GOVERNANCE Management For For
05 MISCELLANEOUS COMPENSATION PLANS Management For For
06 MISCELLANEOUS CORPORATE GOVERNANCE Management For For
07 PERMIT DIRECTORS TO FIX/APPROVE AUDITOR'S REMUNERATION Management For For
08 MISCELLANEOUS COMPENSATION PLANS Management For For
09 INDEMNIFICATION/LIABILITY Management For For
10 CHANGE STOCK EXCHANGE LISTING Management Abstain Against
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 54,100 54,100
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INTEGRATED CIRCUIT SYSTEMS, INC. ICST Annual Meeting Date: 10/29/2003
Issuer: 45811K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
HOCK E. TAN Management For For
NAM P. SUH Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 208 82,910 82,910
XANTHUS SEG 0034340120899112 208 189,200 189,200
- ------------------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY STX Annual Meeting Date: 10/29/2003
Issuer: G7945J ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DAVID BONDERMAN Management For For
WILLIAM W. BRADLEY Management For For
JAMES G. COULTER Management For For
JAMES A. DAVIDSON Management For For
GLENN H. HUTCHINS Management For For
DONALD E. KIERNAN Management For For
STEPHEN J. LUCZO Management For For
DAVID F. MARQUARDT Management For For
JOHN W. THOMPSON Management For For
WILLIAM D. WATKINS Management For For
EDWARD J. ZANDER Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 101,500 101,500
- ------------------------------------------------------------------------------------------------------------------------------------
SYMMETRICOM, INC. SYMM Annual Meeting Date: 10/31/2003
Issuer: 871543 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DR. KRISH A. PRABHU Management For For
THOMAS W. STEIPP Management For For
ALFRED BOSCHULTE Management For For
ROBERT T. CLARKSON Management For For
ELIZABETH A. FETTER Management For For
ROBERT M. NEUMEISTER Management For For
DR. RICHARD W. OLIVER Management For For
RICHARD N. SNYDER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 16,200 16,200
- ------------------------------------------------------------------------------------------------------------------------------------
BEARINGPOINT, INC. BE Annual Meeting Date: 11/04/2003
Issuer: 074002 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
RANDOLPH C. BLAZER Management For For
RODERICK C. MCGEARY Management For For
ALICE M. RIVLIN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 106 99,950 99,950
- ------------------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION KLAC Annual Meeting Date: 11/05/2003
Issuer: 482480 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
H. RAYMOND BINGHAM Management For For
ROBERT T. BOND Management For For
RICHARD J. ELKUS, JR. Management For For
MICHAEL E. MARKS Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 74,880 74,880
- ------------------------------------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION LLTC Annual Meeting Date: 11/05/2003
Issuer: 535678 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT H. SWANSON, JR. Management For For
DAVID S. LEE Management For For
LEO T. MCCARTHY Management For For
RICHARD M. MOLEY Management For For
THOMAS S. VOLPE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 106 98,300 98,300
- ------------------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION LRCX Annual Meeting Date: 11/06/2003
Issuer: 512807 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JAMES W. BAGLEY Management For For
DAVID G. ARSCOTT Management For For
ROBERT M. BERDAHL Management For For
RICHARD J. ELKUS, JR. Management For For
JACK R. HARRIS Management For For
GRANT M. INMAN Management For For
02 AMEND STOCK PURCHASE PLAN Management For For
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 108 254,500 254,500
- ------------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO Annual Meeting Date: 11/11/2003
Issuer: 17275R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CAROL A. BARTZ Management For For
LARRY R. CARTER Management For For
JOHN T. CHAMBERS Management For For
DR. JAMES F. GIBBONS Management For For
DR. JOHN L. HENNESSY Management For For
RODERICK C. MCGEARY Management For For
JAMES C. MORGAN Management For For
JOHN P. MORGRIDGE Management For For
DONALD T. VALENTINE Management For For
STEVEN M. WEST Management For For
JERRY YANG Management For For
02 AMEND STOCK PURCHASE PLAN TO INCREASE SHARES Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
04 S/H PROPOSAL - BUSINESS/INVESTMENT Shareholder Against For
05 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 134,300 134,300
XANTHUS SEG 0034340120899112 102 676,640 676,640
- ------------------------------------------------------------------------------------------------------------------------------------
HARRIS INTERACTIVE INC. HPOL Annual Meeting Date: 11/11/2003
Issuer: 414549 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
BENJAMIN D. ADDOMS Management For For
LEONARD R. BAYER Management For For
DAVID BRODSKY Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 105 403,500 403,500
- ------------------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/11/2003
Issuer: 594918 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM H. GATES III Management For For
STEVEN A. BALLMER Management For For
JAMES I. CASH JR. Management For For
RAYMOND V. GILMARTIN Management For For
A. MCLAUGHLIN KOROLOGOS Management For For
DAVID F. MARQUARDT Management For For
CHARLES H. NOSKI Management For For
HELMUT PANKE Management For For
WM. G. REED JR. Management For For
JON A. SHIRLEY Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 AMEND NON-EMPLOYEE DIRECTOR PLAN Management For For
04 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder Against For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 84,622 84,622
XANTHUS SEG 0034340120899112 104 791,000 791,000
- ------------------------------------------------------------------------------------------------------------------------------------
IDEC PHARMACEUTICALS CORPORATION IDPH Special Meeting Date: 11/12/2003
Issuer: 449370 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE MERGER AGREEMENT Management For For
02 AMEND BYLAW/CHARTER Management For For
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
04 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
05 APPROVE MOTION TO ADJOURN MEETING Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 105 80,900 80,900
- ------------------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. MXIM Annual Meeting Date: 11/13/2003
Issuer: 57772K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JAMES R. BERGMAN Management For For
JOHN F. GIFFORD Management For For
B. KIPLING HAGOPIAN Management For For
M.D. SAMPELS Management For For
A.R. FRANK WAZZAN Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 AMEND OMNIBUS STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 101 107,100 107,100
- ------------------------------------------------------------------------------------------------------------------------------------
DEVRY INC. DV Annual Meeting Date: 11/18/2003
Issuer: 251893 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CHARLES A. BOWSHER* Management For For
ROBERT C. MCCORMACK* Management For For
JULIA A. MCGEE* Management For For
RONALD L. TAYLOR* Management For For
CONNIE R. CURRAN** Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 103 53,700 53,700
- ------------------------------------------------------------------------------------------------------------------------------------
DIGITAL GENERATION SYSTEMS, INC. DGIT Annual Meeting Date: 11/18/2003
Issuer: 253921 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
OMAR A. CHOUCAIR Management For For
DAVID M. KANTOR Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 161,400 161,400
- ------------------------------------------------------------------------------------------------------------------------------------
PALL CORPORATION PLL Annual Meeting Date: 11/19/2003
Issuer: 696429 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DANIEL J. CARROLL, JR. Management For For
ERIC KRASNOFF Management For For
EDWARD L. SNYDER Management For For
JAMES D. WATSON Management For For
MARCUS WILSON Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
03 AMEND STOCK PURCHASE PLAN Management For For
04 AMEND STOCK PURCHASE PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 307 180,000 180,000
- ------------------------------------------------------------------------------------------------------------------------------------
EDUCATION MANAGEMENT CORPORATION EDMC Annual Meeting Date: 11/20/2003
Issuer: 28139T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT H. ATWELL Management For For
WILLIAM M. CAMPBELL III Management For For
FRIEDRICH TEROERDE Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management For For
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 101 13,300 13,300
XANTHUS SEG 0034340120899112 101 83,700 83,700
- ------------------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION WDC Annual Meeting Date: 11/20/2003
Issuer: 958102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MATTHEW E. MASSENGILL Management For For
I.M. BOOTH Management For For
PETER D. BEHRENDT Management For For
KATHLEEN A. COTE Management For For
HENRY T. DENERO Management For For
WILLIAM L. KIMSEY Management For For
MICHAEL D. LAMBERT Management For For
ROGER H. MOORE Management For For
THOMAS E. PARDUN Management For For
02 AMEND STOCK PURCHASE PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 105 188,200 188,200
- ------------------------------------------------------------------------------------------------------------------------------------
OPENWAVE SYSTEMS INC. Annual Meeting Date: 11/21/2003
Issuer: 683718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
HAROLD L. COVERT, JR. Management For For
KEVIN KENNEDY Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 423,600 423,600
- ------------------------------------------------------------------------------------------------------------------------------------
GRIC COMMUNICATIONS, INC. GRIC Special Meeting Date: 11/25/2003
Issuer: 398081 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE REORGANIZATION PLAN Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 109 174,900 174,900
- ------------------------------------------------------------------------------------------------------------------------------------
SIRIUS SATELLITE RADIO INC. SIRI Annual Meeting Date: 11/25/2003
Issuer: 82966U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
LEON D. BLACK Management For For
JOSEPH P. CLAYTON Management For For
LAWRENCE F. GILBERTI Management For For
JAMES P. HOLDEN Management For For
WARREN N. LIEBERFARB Management For For
MICHAEL J. MCGUINESS Management For For
JAMES F. MOONEY Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 103 806,300 806,300
- ------------------------------------------------------------------------------------------------------------------------------------
MERCURY INTERACTIVE CORPORATION MERQ Special Meeting Date: 12/10/2003
Issuer: 589405 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMEND STOCK OPTION PLAN Management For For
02 AMEND STOCK PURCHASE PLAN TO INCREASE SHARES Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 109 400 400
XANTHUS SEG 0034340120899112 109 73,600 73,600
- ------------------------------------------------------------------------------------------------------------------------------------
WMS INDUSTRIES INC. WMS Annual Meeting Date: 12/11/2003
Issuer: 929297 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
LOUIS J. NICASTRO Management For For
NORMAN J. MENELL Management For For
BRIAN R. GAMACHE Management For For
HAROLD H. BACH, JR. Management For For
WILLIAM C. BARTHOLOMAY Management For For
WILLIAM E. MCKENNA Management For For
DONNA B. MORE Management For For
NEIL D. NICASTRO Management For For
HARVEY REICH Management For For
DAVID M. SATZ, JR. Management For For
IRA S. SHEINFELD Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 109 255,200 255,200
- ------------------------------------------------------------------------------------------------------------------------------------
MRV COMMUNICATIONS, INC. MRVC Annual Meeting Date: 12/12/2003
Issuer: 553477 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
NOAM LOTAN Management For For
SHLOMO MARGALIT Management For For
IGAL SHIDLOVSKY Management For For
GUENTER JAENSCH Management For For
DANIEL TSUI Management For For
BARUCH FISCHER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 215,000 215,000
- ------------------------------------------------------------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC. CMVT Annual Meeting Date: 12/16/2003
Issuer: 205862 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
KOBI ALEXANDER Management For For
RAZ ALON Management For For
ITSIK DANZIGER Management For For
JOHN H. FRIEDMAN Management For For
RON HIRAM Management For For
SAM OOLIE Management For For
WILLIAM F. SORIN Management For For
02 AMEND STOCK PURCHASE PLAN Management For For
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 402 376,500 376,500
- ------------------------------------------------------------------------------------------------------------------------------------
COMPUCOM SYSTEMS, INC. CMPC Annual Meeting Date: 12/18/2003
Issuer: 204780 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
J. EDWARD COLEMAN Management For For
ANTHONY L. CRAIG Management For For
MICHAEL J. EMMI Management For For
RICHARD F. FORD Management For For
EDWIN L. HARPER Management For For
DELBERT W. JOHNSON Management For For
JOHN D. LOEWENBERG Management For For
WARREN V. MUSSER Management For For
ANTHONY J. PAONI Management For For
EDWARD N. PATRONE Management For For
M. LAZANE SMITH Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 188,400 188,400
- ------------------------------------------------------------------------------------------------------------------------------------
SYCAMORE NETWORKS, INC. SCMR Annual Meeting Date: 12/18/2003
Issuer: 871206 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
TIMOTHY A. BARROWS Management For For
JOHN W. GERDELMAN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 108 557,680 557,680
- ------------------------------------------------------------------------------------------------------------------------------------
ACTIVISION, INC. ATVI Special Meeting Date: 12/29/2003
Issuer: 004930 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AUTHORIZED COMMON STOCK INCREASE Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 202 158,550 158,550
- ------------------------------------------------------------------------------------------------------------------------------------
SOLECTRON CORPORATION SLR Annual Meeting Date: 01/07/2004
Issuer: 834182 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM A. HASLER Management For For
MICHAEL R. CANNON Management For For
RICHARD A. D'AMORE Management For For
HEINZ FRIDRICH Management For For
WILLIAM R. GRABER Management For For
DR. PAUL R. LOW Management For For
C. WESLEY M. SCOTT Management For For
OSAMU YAMADA Management For For
CYRIL YANSOUNI Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management Against Against
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 107 269,100 269,100
- ------------------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. JBL Annual Meeting Date: 01/13/2004
Issuer: 466313 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM D. MOREAN Management For For
THOMAS A. SANSONE Management For For
TIMOTHY L. MAIN Management For For
LAWRENCE J. MURPHY Management For For
MEL S. LAVITT Management For For
STEVEN A. RAYMUND Management For For
FRANK A. NEWMAN Management For For
LAURENCE S. GRAFSTEIN Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 103 27,000 27,000
XANTHUS SEG 0034340120899112 103 163,370 163,370
- ------------------------------------------------------------------------------------------------------------------------------------
ANGIOTECH PHARMACEUTICALS, INC. ANPI Special Meeting Date: 01/20/2004
Issuer: 034918 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE STOCK SPLIT Management For For
02 ADOPT STOCK OPTION PLAN Management For For
03 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 71,600 71,600
- ------------------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED DOX Annual Meeting Date: 01/22/2004
Issuer: G02602 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
BRUCE K. ANDERSON Management For For
AVINOAM NAOR Management For For
ADRIAN GARDNER Management For For
DOV BAHARAV Management For For
JULIAN A. BRODSKY Management For For
ELI GELMAN Management For For
CHARLES E. FOSTER Management For For
JAMES S. KAHAN Management For For
NEHEMIA LEMELBAUM Management For For
JOHN T. MCLENNAN Management For For
ROBERT A. MINICUCCI Management For For
MARIO SEGAL Management For For
02 RECEIVE CONSOLIDATED FINANCIAL STATEMENTS Management For For
03 AMEND OMNIBUS STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 103 266,100 266,100
- ------------------------------------------------------------------------------------------------------------------------------------
SANMINA-SCI CORPORATION SANM Annual Meeting Date: 01/26/2004
Issuer: 800907 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN C. BOLGER Management For For
NEIL R. BONKE Management For For
RANDY W. FURR Management For For
MARIO M. ROSATI Management For For
A. EUGENE SAPP, JR. Management For For
WAYNE SHORTRIDGE Management For For
PETER J. SIMONE Management For For
JURE SOLA Management For For
BERNARD V VONDERSCHMITT Management For For
JACQUELINE M. WARD Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 107 295,500 295,500
- ------------------------------------------------------------------------------------------------------------------------------------
ATI TECHNOLOGIES INC. ATYT Special Meeting Date: 01/27/2004
Issuer: 001941 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 MISCELLANEOUS CORPORATE GOVERNANCE Management For For
02 APPOINT AUDITORS AND APPROVE REMUNERATION Management For For
03 AMEND RESTRICTED STOCK AWARD PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 103 613,900 613,900
- ------------------------------------------------------------------------------------------------------------------------------------
AGERE SYSTEMS INC. AGRA Annual Meeting Date: 02/19/2004
Issuer: 00845V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
RICHARD L. CLEMMER Management For For
JOHN T. DICKSON Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 2,599,000 2,599,000
- ------------------------------------------------------------------------------------------------------------------------------------
AVAYA INC. AV Annual Meeting Date: 02/26/2004
Issuer: 053499 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOSEPH P. LANDY Management For For
MARK LESLIE Management For For
DONALD K. PETERSON Management For For
ANTHONY P. TERRACCIANO Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
03 S/H PROPOSAL - LIMIT/PROHIBIT EXECUTIVE COMPENSATION Shareholder Against For
PLAN AWARDS
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 109 301,500 301,500
- ------------------------------------------------------------------------------------------------------------------------------------
ADC TELECOMMUNICATIONS, INC. ADCT Annual Meeting Date: 03/02/2004
Issuer: 000886 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT ANNUNZIATA Management For For
JOHN J. BOYLE III Management For For
LARRY W. WANGBERG Management For For
ROBERT E. SWITZ Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 APPROVE AUTHORIZED COMMON STOCK INCREASE Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 101 527,500 527,500
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY IGT Annual Meeting Date: 03/02/2004
Issuer: 459902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
G. THOMAS BAKER Management For For
NEIL BARSKY Management For For
ROBERT A. BITTMAN Management For For
RICHARD R. BURT Management For For
LESLIE S. HEISZ Management For For
ROBERT A. MATHEWSON Management For For
THOMAS J. MATTHEWS Management For For
ROBERT MILLER Management For For
FREDERICK B. RENTSCHLER Management For For
02 AMEND STOCK PURCHASE PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 63,700 63,700
- ------------------------------------------------------------------------------------------------------------------------------------
BOOKHAM TECHNOLOGY PLC BKHM Special Meeting Date: 03/05/2004
Issuer: 09856Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 CHANGE STOCK EXCHANGE LISTING Management For For
02 CHANGE STOCK EXCHANGE LISTING Management For For
03 CHANGE STOCK EXCHANGE LISTING Management For For
04 CHANGE STOCK EXCHANGE LISTING Management For For
05 CHANGE STOCK EXCHANGE LISTING Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 108 914,500 914,500
- ------------------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. ADI Annual Meeting Date: 03/09/2004
Issuer: 032654 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JERALD G. FISHMAN Management For For
F. GRANT SAVIERS Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 105 207,480 207,480
- ------------------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY HPQ Annual Meeting Date: 03/17/2004
Issuer: 428236 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
L.T. BABBIO, JR. Management For For
P.C. DUNN Management For For
C.S. FIORINA Management For For
R.A. HACKBORN Management For Fort
G.A. KEYWORTH II Management For For
R.E. KNOWLING, JR. Management For For
S.M. LITVACK Management For For
R.L. RYAN Management For For
L.S. SALHANY Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT OMNIBUS STOCK OPTION PLAN Management Against Against
04 S/H PROPOSAL - PROXY PROCESS/STATEMENT Shareholder For Against
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 103 101,700 101,700
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Special Meeting Date: 03/22/2004
Issuer: 141705 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AUTHORIZED COMMON STOCK INCREASE Management For For
02 APPROVE MERGER AGREEMENT Management For For
03 APPROVE AUTHORIZED PREFERRED STOCK INCREASE Management For For
04 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
05 APPROVE MOTION TO ADJOURN MEETING Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 103 90,700 90,700
- ------------------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. AMAT Annual Meeting Date: 03/24/2004
Issuer: 038222 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MICHAEL H. ARMACOST Management For For
DEBORAH A. COLEMAN Management For For
HERBERT M. DWIGHT, JR. Management For For
PHILIP V. GERDINE Management For For
PAUL R. LOW Management For For
DAN MAYDAN Management For For
STEVEN L. MILLER Management For For
JAMES C. MORGAN Management For For
GERHARD H. PARKER Management For For
MICHAEL R. SPLINTER Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 105 862,800 862,800
- ------------------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION NOK Annual Meeting Date: 03/25/2004
Issuer: 654902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
1A MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
1B DIVIDEND Management For For
1C MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
1E ELECTION OF DIRECTORS Management For For
PAUL J. COLLINS Management For For
GEORG EHRNROOTH Management For For
BENGT HOLMSTROM Management For For
PER KARLSSON Management For For
JORMA OLLILA Management For For
MARJORIE SCARDINO Management For For
VESA VAINIO Management For For
ARNE WESSBERG Management For For
1G RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
2 AUTHORIZE DIRECTORS TO DECREASE SHARE CAPITAL Management For For
3 AUTHORIZE DIRECTORS TO INCREASE SHARE CAPITAL Management Against Against
4 AUTHORIZE REISSUANCE OF REPURCHASED SHARES Management For For
5 MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL Management For For
6 AUTHORIZE DIRECTORS TO INCREASE SHARE CAPITAL Management For For
7 CHANGE STOCK EXCHANGE LISTING Management Against Against
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 204 203,000 203,000
- ------------------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. SWKS Annual Meeting Date: 03/30/2004
Issuer: 83088M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
KEVIN L. BEEBE Management For For
TIMOTHY R. FUREY Management For For
DAVID J. MCLACHLAN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 558,500 558,500
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED DEFENSE INDUSTRIES, INC. UDI Annual Meeting Date: 04/13/2004
Issuer: 91018B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
FRANK C. CARLUCCI Management For For
PETER J. CLARE Management For For
WILLIAM E. CONWAY, JR. Management For For
C. THOMAS FAULDERS, III Management For For
ROBERT J. NATTER Management For For
J.H. BINFORD PEAY, III Management For For
THOMAS W. RABAUT Management For For
FRANCIS RABORN Management For For
JOHN M. SHALIKASHVILI Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 102,560 102,560
- ------------------------------------------------------------------------------------------------------------------------------------
NOVELL, INC. NOVL Annual Meeting Date: 04/15/2004
Issuer: 670006 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ALBERT AIELLO Management For For
FRED CORRADO Management For For
RICHARD L. CRANDALL Management For For
WAYNE MACKIE Management For For
CLAUDIA B. MALONE Management For For
JACK L. MESSMAN Management For For
RICHARD L. NOLAN Management For For
THOMAS G. PLASKETT Management For For
JOHN W. PODUSKA, SR. Management For For
JAMES D. ROBINSON, III Management For For
KATHY BRITTAIN WHITE Management For For
02 S/H - EXPENSING OF STOCK OPTIONS Shareholder For Against
03 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder For Against
04 S/H - AUDITOR ON NOT GIVING CONSULTING ADVISE Shareholder For Against
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 105 563,200 563,200
- ------------------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. JNPR Special Meeting Date: 04/16/2004
Issuer: 48203R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE REORGANIZATION PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 201,200 201,200
- ------------------------------------------------------------------------------------------------------------------------------------
ASIAINFO HOLDINGS, INC. ASIA Annual Meeting Date: 04/19/2004
Issuer: 04518A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
XINGSHENG ZHANG Management For For
YING WU Management For For
TAO LONG Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 341,200 341,200
- ------------------------------------------------------------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION CY Annual Meeting Date: 04/19/2004
Issuer: 232806 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
T.J. RODGERS Management For For
FRED B. BIALEK Management For For
ERIC A. BENHAMOU Management For For
JOHN C. LEWIS Management For For
ALAN F. SHUGART Management For For
JAMES R. LONG Management For For
W. STEVE ALBRECHT Management For For
02 AMEND STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 109 222,300 222,300
- ------------------------------------------------------------------------------------------------------------------------------------
NMS COMMUNICATIONS CORPORATION NMSS Annual Meeting Date: 04/22/2004
Issuer: 629248 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
W. FRANK KING, PH.D. Management For For
PAMELA D.A. REEVE Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 105 76,200 76,200
- ------------------------------------------------------------------------------------------------------------------------------------
BROOKS AUTOMATION, INC. BRKS Annual Meeting Date: 04/27/2004
Issuer: 114340 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT J. THERRIEN Management For For
ROGER D. EMERICK Management For For
AMIN J. KHOURY Management For For
JOSEPH R. MARTIN Management For For
EDWARD C. GRADY Management For For
A. CLINTON ALLEN Management For For
JOHN K. MCGILLICUDDY Management For For
02 AMEND STOCK OPTION PLAN Management For For
03 AMEND STOCK PURCHASE PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 102 351,500 351,500
- ------------------------------------------------------------------------------------------------------------------------------------
INTER-TEL, INCORPORATED INTL Annual Meeting Date: 04/27/2004
Issuer: 458372 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
STEVEN G. MIHAYLO Management For For
J. ROBERT ANDERSON Management For For
JERRY W. CHAPMAN Management For For
GARY D. EDENS Management For For
C. ROLAND HADEN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 109 49,800 49,800
- ------------------------------------------------------------------------------------------------------------------------------------
OVERSTOCK.COM, INC. OSTK Annual Meeting Date: 04/27/2004
Issuer: 690370 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GORDON S. MACKLIN Management For For
JOHN J. BYRNE Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 101 38,700 38,700
- ------------------------------------------------------------------------------------------------------------------------------------
ALVARION LTD. ALVR Annual Meeting Date: 04/28/2004
Issuer: M0861T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MR. ZVI SLONIMSKY* Management For For
MR. AMNON YACOBY* Management For For
MR. DAVID KETTLER** Management For For
02 MISCELLANEOUS CORPORATE GOVERNANCE Management For For
03 MISCELLANEOUS COMPENSATION PLANS Management For For
04 MISCELLANEOUS COMPENSATION PLANS Management For For
05 MISCELLANEOUS COMPENSATION PLANS Management For For
06 APPROVE RENUMERATION OF DIRECTORS Management For For
7A APPROVE RENUMERATION OF DIRECTORS Management For For
7B MISCELLANEOUS COMPENSATION PLANS Management For For
08 MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL Management For For
09 MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL Management For For
10 AMEND STOCK OPTION PLAN TO INCREASE SHARES Management For For
11 APPOINT AUDITORS AND APPROVE REMUNERATION Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 266,194 266,194
- ------------------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. AMD Annual Meeting Date: 04/29/2004
Issuer: 007903 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
W.J. SANDERS III Management For For
HECTOR DE J. RUIZ Management For For
W. MICHAEL BARNES Management For For
CHARLES M. BLALACK Management For For
R. GENE BROWN Management For For
BRUCE CLAFLIN Management For For
H.PAULETT EBERHART Management For For
ROBERT B. PALMER Management For For
LEONARD M. SILVERMAN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 107 80,700 80,700
- ------------------------------------------------------------------------------------------------------------------------------------
AXCELIS TECHNOLOGIES, INC. ACLS Annual Meeting Date: 04/29/2004
Issuer: 054540 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GARY L. TOOKER Management For For
PATRICK H. NETTLES Management For For
ALEXANDER M. CUTLER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 109 127,000 127,000
- ------------------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION BRCM Annual Meeting Date: 04/29/2004
Issuer: 111320 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GEORGE L. FARINSKY Management For For
JOHN MAJOR Management For For
ALAN E. ROSS Management For For
HENRY SAMUELI, PH.D. Management For For
ROBERT E. SWITZ Management For For
WERNER F. WOLFEN Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 107 69,600 69,600
- ------------------------------------------------------------------------------------------------------------------------------------
INFOCUS CORPORATION INFS Annual Meeting Date: 04/29/2004
Issuer: 45665B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PETER D. BEHRENDT Management For For
MICHAEL R. HALLMAN Management For For
JOHN V. HARKER Management For For
SVEIN S. JACOBSEN Management For For
DUANE C. MCDOUGALL Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 106 53,200 53,200
- ------------------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/03/2004
Issuer: 620076 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
E. ZANDER Management For For
H.L. FULLER Management For For
J. LEWENT Management For For
W. MASSEY Management For For
N. NEGROPONTE Management For For
I. NOOYI Management For For
J. PEPPER, JR. Management For For
S. SCOTT III Management For For
D. WARNER III Management For For
J. WHITE Management For For
M. ZAFIROVSKI Management For For
02 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against For
03 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder For Against
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 109 174,700 174,700
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX Annual Meeting Date: 05/04/2004
Issuer: 141705 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
EDWIN M. BANKS Management For For
COLLEEN C. WELCH, PH.D. Management For For
ROGER L. HEADRICK Management For For
JEAN-PIERRE MILLON Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 103 90,700 90,700
- ------------------------------------------------------------------------------------------------------------------------------------
FAIRCHILD SEMICONDUCTOR INTL., INC. FCS Annual Meeting Date: 05/04/2004
Issuer: 303726 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
KIRK P. POND Management For For
JOSEPH R. MARTIN Management For For
CHARLES P. CARINALLI Management For For
RICHARD M. CASHIN, JR. Management For For
CHARLES M. CLOUGH Management For For
ROBERT F. FRIEL Management For For
THOMAS L. MAGNANTI Management For For
BRYAN R. ROUB Management For For
PAUL C. SCHORR IV Management For For
RONALD W. SHELLY Management For For
WILLIAM N. STOUT Management For For
02 AMEND STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 103 279,800 279,800
- ------------------------------------------------------------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC. AEIS Annual Meeting Date: 05/05/2004
Issuer: 007973 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DOUGLAS S. SCHATZ Management For For
RICHARD P. BECK Management For For
ROBERT L. BRATTER Management For For
ARTHUR A. NOETH Management For For
ELWOOD SPEDDEN Management For For
GERALD M. STAREK Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 50,600 50,600
- ------------------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC Annual Meeting Date: 05/05/2004
Issuer: 268648 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN R. EGAN Management For For
MICHAEL C. RUETTGERS Management For For
DAVID N. STROHM Management For For
02 AMEND STOCK OPTION PLAN TO INCREASE SHARES Management For For
03 AMEND STOCK PURCHASE PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
05 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 264,400 264,400
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPHASE CORPORATION INPH Annual Meeting Date: 05/05/2004
Issuer: 460593 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PAUL N. HUG Management For For
GREGORY B. KALUSH Management For For
RANDALL D. LEDFORD Management For For
MICHAEL J. MYERS Management For For
KENNETH V. SPENSER Management For For
S. THOMAS THAWLEY Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
03 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 106 42,200 42,200
- ------------------------------------------------------------------------------------------------------------------------------------
SECURE COMPUTING CORPORATION SCUR Annual Meeting Date: 05/05/2004
Issuer: 813705 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
STEPHEN M. PURICELLI Management For For
TIMOTHY MCGURRAN Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management For For
03 AMEND STOCK OPTION PLAN TO INCREASE SHARES Management For For
04 AMEND STOCK PURCHASE PLAN Management For For
05 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 280,959 280,959
- ------------------------------------------------------------------------------------------------------------------------------------
ECHOSTAR COMMUNICATIONS CORPORATION DISH Annual Meeting Date: 05/06/2004
Issuer: 278762 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MICHAEL T. DUGAN Management For For
JAMES DEFRANCO Management For For
CANTEY ERGEN Management For For
CHARLES W. ERGEN Management For For
RAYMOND L. FRIEDLOB Management For For
STEVEN R. GOODBARN Management For For
DAVID K. MOSKOWITZ Management For For
C. MICHAEL SCHROEDER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 109 141,800 141,800
- ------------------------------------------------------------------------------------------------------------------------------------
SAP AG SAP Annual Meeting Date: 05/06/2004
Issuer: 803054 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 CHANGE STOCK EXCHANGE LISTING Management For For
03 CHANGE STOCK EXCHANGE LISTING Management For For
04 CHANGE STOCK EXCHANGE LISTING Management For For
05 CHANGE STOCK EXCHANGE LISTING Management For For
06 CHANGE STOCK EXCHANGE LISTING Management For For
07 CHANGE STOCK EXCHANGE LISTING Management For For
08 CHANGE STOCK EXCHANGE LISTING Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 204 97,600 97,600
- ------------------------------------------------------------------------------------------------------------------------------------
DENTSPLY INTERNATIONAL INC. XRAY Annual Meeting Date: 05/10/2004
Issuer: 249030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PAULA H. CHOLMONDELEY Management For For
MICHAEL J. COLEMAN Management For For
JOHN C. MILES II Management For For
W. KEITH SMITH Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 107 65,000 65,000
- ------------------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION ALTR Annual Meeting Date: 05/11/2004
Issuer: 021441 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN P. DAANE Management For For
ROBERT W. REED Management For For
CHARLES M. CLOUGH Management For For
ROBERT J. FINOCCHIO JR Management For For
KEVIN MCGARITY Management For For
PAUL NEWHAGEN Management For For
WILLIAM E. TERRY Management For For
SUSAN WANG Management For For
02 AMEND STOCK OPTION PLAN TO INCREASE SHARES Management For For
03 AMEND STOCK PURCHASE PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
05 S/H - EXPENSING OF STOCK OPTIONS Shareholder For Against
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 50,000 50,000
XANTHUS SEG 0034340120899112 100 182,400 182,400
- ------------------------------------------------------------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC. BHE Annual Meeting Date: 05/11/2004
Issuer: 08160H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DONALD E. NIGBOR Management For For
CARY T. FU Management For For
STEVEN A. BARTON Management For For
JOHN W. COX Management For For
JOHN C. CUSTER Management For For
PETER G. DORFLINGER Management For For
BERNEE D.L. STROM Management For For
02 ADOPT STOCK AWARDS PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 101 27,690 27,690
- ------------------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. TSM Annual Meeting Date: 05/11/2004
Issuer: 874039 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
05 MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
06 MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
07 DIVIDEND Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 100 824,200 824,200
- ------------------------------------------------------------------------------------------------------------------------------------
AIRSPAN NETWORKS, INC. AIRN Annual Meeting Date: 05/12/2004
Issuer: 00950H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ERIC D. STONESTROM Management For For
MATTHEW DESCH Management For For
H. BERRY CASH Management For For
THOMAS S. HUSEBY Management For For
DAVID A. TWYVER Management For For
MICHAEL T. FLYNN Management For For
GUILLERMO HEREDIA Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 APPROVE AUTHORIZED COMMON STOCK INCREASE Management For For
04 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
05 AMEND STOCK PURCHASE PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 42,900 42,900
- ------------------------------------------------------------------------------------------------------------------------------------
ATMEL CORPORATION ATML Annual Meeting Date: 05/12/2004
Issuer: 049513 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GEORGE PERLEGOS Management For For
GUST PERLEGOS Management For For
TSUNG-CHING WU Management For For
T. PETER THOMAS Management For For
NORM HALL Management For For
PIERRE FOUGERE Management For For
DR. CHAIHO KIM Management For For
DAVID SUGISHITA Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 527,500 527,500
- ------------------------------------------------------------------------------------------------------------------------------------
INTERSIL CORPORATION ISIL Annual Meeting Date: 05/12/2004
Issuer: 46069S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GREGORY L. WILLIAMS Management For For
RICHARD M. BEYER Management For For
DR. ROBERT W. CONN Management For For
JAMES V. DILLER Management For For
GARY E. GIST Management For For
JAN PEETERS Management For For
ROBERT N. POKELWALDT Management For For
JAMES A. URRY Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 109 74,900 74,900
- ------------------------------------------------------------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC. ULTI Annual Meeting Date: 05/12/2004
Issuer: 90385D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
SCOTT SCHERR Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 107 171,700 171,700
- ------------------------------------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC. VSH Annual Meeting Date: 05/12/2004
Issuer: 928298 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DR. FELIX ZANDMAN Management For For
PHILIPPE GAZEAU Management For For
ZVI GRINFAS Management For For
DR. GERALD PAUL Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
04 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 108 507,750 507,750
- ------------------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. CTXS Annual Meeting Date: 05/13/2004
Issuer: 177376 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MARK B. TEMPLETON Management For For
KEVIN R. COMPTON Management For For
STEPHEN M. DOW Management For For
02 S/H - EXPENSING OF STOCK OPTIONS Shareholder For Against
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 332,600 332,600
XANTHUS SEG 0034340120899112 100 258,200 258,200
- ------------------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. MKSI Annual Meeting Date: 05/13/2004
Issuer: 55306N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JAMES G. BERGES Management For For
RICHARD S. CHUTE Management For For
OWEN W. ROBBINS Management For For
02 INCENTIVE STOCK OPTIONS Management For For
03 AMEND DIRECTOR STOCK OPTION PLAN TO INCREASE SHARES Management For For
04 AMEND STOCK PURCHASE PLAN Management For For
05 AMEND STOCK PURCHASE PLAN TO INCREASE SHARES Management For For
06 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 153,200 153,200
- ------------------------------------------------------------------------------------------------------------------------------------
PMC-SIERRA, INC. PMCS Annual Meeting Date: 05/14/2004
Issuer: 69344F ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT BAILEY Management For For
ALEXANDRE BALKANSKI Management For For
RICHARD BELLUZZO Management For For
JAMES DILLER Management For For
JONATHAN JUDGE Management For For
WILLIAM KURTZ Management For For
FRANK MARSHALL Management For For
LEWIS WILKS Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 106 101,500 101,500
- ------------------------------------------------------------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC. SDS Annual Meeting Date: 05/14/2004
Issuer: 867363 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GREGORY S. BENTLEY Management For For
MICHAEL C. BROOKS Management For For
CRISTOBAL CONDE Management For For
RAMON DE OLIVEIRA Management For For
HENRY C. DUQUES Management For For
ALBERT A. EISENSTAT Management For For
BERNARD GOLDSTEIN Management For For
JANET BRUTSCHEA HAUGEN Management For For
JAMES L. MANN Management For For
MALCOLM I. RUDDOCK Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 103 71,100 71,100
- ------------------------------------------------------------------------------------------------------------------------------------
TRIQUINT SEMICONDUCTOR, INC. TQNT Annual Meeting Date: 05/14/2004
Issuer: 89674K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
FRANCISCO ALVAREZ Management For For
DR. PAUL A. GARY Management For For
CHARLES SCOTT GIBSON Management For For
NICOLAS KAUSER Management For For
RALPH G. QUINSEY Management For For
DR. WALDEN C. RHINES Management For For
STEVEN J. SHARP Management For For
EDWARD F. TUCK Management For For
WILLIS C. YOUNG Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE Management Against Against
SHARES
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 103 399,200 399,200
- ------------------------------------------------------------------------------------------------------------------------------------
REDBACK NETWORKS INC. RBAK Annual Meeting Date: 05/17/2004
Issuer: 757209 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
KEVIN A. DENUCCIO Management For For
PAUL GIORDANO Management For For
ROY D. BEHREN Management For For
JOHN L. DREW Management For For
DAVID C. FRIEZO Management For For
MARTIN A. KAPLAN Management For For
WILLIAM H. KURTZ Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 507 199,500 199,500
- ------------------------------------------------------------------------------------------------------------------------------------
THERMO ELECTRON CORPORATION TMO Annual Meeting Date: 05/18/2004
Issuer: 883556 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MARIJN E. DEKKERS Management For For
ROBERT A. MCCABE Management For For
ROBERT W. O'LEARY Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 160,200 160,200
- ------------------------------------------------------------------------------------------------------------------------------------
HYPERCOM CORPORATION HYC Annual Meeting Date: 05/19/2004
Issuer: 44913M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
NORMAN STOUT Management For For
DANIEL D. DIETHELM Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 105 171,400 171,400
- ------------------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION INTC Annual Meeting Date: 05/19/2004
Issuer: 458140 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CRAIG R. BARRETT Management For For
CHARLENE BARSHEFSKY Management For For
E. JOHN P. BROWNE Management For For
ANDREW S. GROVE Management For For
D. JAMES GUZY Management For For
REED E. HUNDT Management For For
PAUL S. OTELLINI Management For For
DAVID S. POTTRUCK Management For For
JANE E. SHAW Management For For
JOHN L. THORNTON Management For For
DAVID B. YOFFIE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
04 S/H - EXPENSING OF STOCK OPTIONS Shareholder For Against
05 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against For
06 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 100 489,200 489,200
- ------------------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. JNPR Annual Meeting Date: 05/19/2004
Issuer: 48203R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PRADEEP SINDHU Management For For
ROBERT M. CALDERONI Management For For
KENNETH LEVY Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 201,200 201,200
- ------------------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. WSM Annual Meeting Date: 05/19/2004
Issuer: 969904 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
W. HOWARD LESTER Management For For
EDWARD A. MUELLER Management For For
SANJIV AHUJA Management For For
ADRIAN D.P. BELLAMY Management For For
PATRICK J. CONNOLLY Management For For
JEANNE P. JACKSON Management For For
MICHAEL R. LYNCH Management For For
RICHARD T. ROBERTSON Management For For
02 AMEND STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 101 60,900 60,900
- ------------------------------------------------------------------------------------------------------------------------------------
CDW CORPORATION CDWC Annual Meeting Date: 05/20/2004
Issuer: 12512N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MICHELLE L. COLLINS Management For For
CASEY G. COWELL Management For For
JOHN A. EDWARDSON Management For For
DANIEL S. GOLDIN Management For For
DONALD P. JACOBS Management For For
MICHAEL P. KRASNY Management For For
TERRY L. LENGFELDER Management For For
SUSAN D. WELLINGTON Management For For
BRIAN E. WILLIAMS Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 105 74,775 74,775
- ------------------------------------------------------------------------------------------------------------------------------------
MAXTOR CORPORATION MXO Annual Meeting Date: 05/20/2004
Issuer: 577729 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PAUL J. TUFANO Management For For
CHARLES M. BOESENBERG Management For For
MICHAEL R. CANNON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 205 296,000 296,000
- ------------------------------------------------------------------------------------------------------------------------------------
SANDISK CORPORATION SNDK Annual Meeting Date: 05/20/2004
Issuer: 80004C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DR. ELI HARARI Management For For
IRWIN FEDERMAN Management For For
JUDY BRUNER Management For For
MICHAEL E. MARKS Management For For
DR. JAMES D. MEINDL Management For For
ALAN F. SHUGART Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 101 48,900 48,900
- ------------------------------------------------------------------------------------------------------------------------------------
STORAGE TECHNOLOGY CORPORATION STK Annual Meeting Date: 05/20/2004
Issuer: 862111 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JAMES R. ADAMS Management For For
CHARLES E. FOSTER Management For For
MERCEDES JOHNSON Management For For
WILLIAM T. KERR Management For For
ROBERT E. LEE Management For For
PATRICK J. MARTIN Management For For
JUDY C. ODOM Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
04 S/H PROPOSAL - ADOPT CUMULATIVE VOTING Shareholder Against For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 200 149,800 149,800
- ------------------------------------------------------------------------------------------------------------------------------------
YAHOO] INC. YHOO Annual Meeting Date: 05/21/2004
Issuer: 984332 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
TERRY S. SEMEL Management For For
JERRY YANG Management For For
ROY J. BOSTOCK Management For For
RONALD W. BURKLE Management For For
ERIC HIPPEAU Management For For
ARTHUR H. KERN Management For For
ROBERT A. KOTICK Management For For
EDWARD R. KOZEL Management For For
GARY L. WILSON Management For For
02 AMEND STOCK PURCHASE PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management Against Against
04 S/H - EXPENSING OF STOCK OPTIONS Shareholder For Against
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 106 87,810 87,810
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNET SECURITY SYSTEMS, INC. ISSX Annual Meeting Date: 05/24/2004
Issuer: 46060X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT E. DAVOLI Management For For
CHRISTOPHER W. KLAUS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 107 49,000 49,000
- ------------------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. AMZN Annual Meeting Date: 05/25/2004
Issuer: 023135 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JEFFREY P. BEZOS Management For For
TOM A. ALBERG Management For For
L. JOHN DOERR Management For For
WILLIAM B. GORDON Management For For
MYRTLE S. POTTER Management For For
THOMAS O. RYDER Management For For
PATRICIA Q. STONESIFER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 106 127,870 127,870
- ------------------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. HSIC Annual Meeting Date: 05/25/2004
Issuer: 806407 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management Against
STANLEY M. BERGMAN Management For For
GERALD A. BENJAMIN Management For For
JAMES P. BRESLAWSKI Management For For
MARK E. MLOTEK Management For For
STEVEN PALADINO Management For For
BARRY J. ALPERIN Management For For
PAMELA JOSEPH Management Withheld Against
DONALD J. KABAT Management For For
MARVIN H. SCHEIN Management For For
IRVING SHAFRAN Management For For
PHILIP A. LASKAWY Management For For
NORMAN S. MATTHEWS Management For For
DR. LOUIS W. SULLIVAN Management For For
DR. MARGARET A. HAMBURG Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management Against Against
03 AMEND INCENTIVE STOCK OPTION PLAN Management Against Against
04 ADOPT STOCK PURCHASE PLAN Management For For
05 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 102 88,200 88,200
- ------------------------------------------------------------------------------------------------------------------------------------
INGRAM MICRO INC. IM Annual Meeting Date: 05/25/2004
Issuer: 457153 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ORRIN H. INGRAM II* Management For For
MICHAEL T. SMITH* Management For For
JOE B. WYATT* Management For For
HOWARD I. ATKINS** Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 104 299,200 299,200
- ------------------------------------------------------------------------------------------------------------------------------------
SILICON IMAGE, INC. SIMG Annual Meeting Date: 05/25/2004
Issuer: 82705T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DAVID HODGES Management For For
CHRISTOPHER PAISLEY Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 102 441,700 441,700
- ------------------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION APH Annual Meeting Date: 05/26/2004
Issuer: 032095 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ANDREW E. LIETZ Management For For
MARTIN H. LOEFFLER Management For For
MICHAEL W. MICHELSON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 APPROVE AUTHORIZED COMMON STOCK INCREASE Management For For
04 ADOPT DIRECTOR STOCK OPTION PLAN Management For For
05 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 101 144,000 144,000
- ------------------------------------------------------------------------------------------------------------------------------------
ARRIS GROUP, INC. ARRS Annual Meeting Date: 05/26/2004
Issuer: 04269Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ALEX B. BEST Management For For
HARRY L. BOSCO Management For For
J.A. IAN CRAIG Management For For
MATTHEW B. KEARNEY Management For For
WILLIAM H. LAMBERT Management For For
JOHN R. PETTY Management For For
ROBERT J. STANZIONE Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 100 612,500 612,500
- ------------------------------------------------------------------------------------------------------------------------------------
AVICI SYSTEMS INC. AVCI Annual Meeting Date: 05/26/2004
Issuer: 05367L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM INGRAM Management For For
ROBERT P. SCHECHTER Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 802 123,200 123,200
- ------------------------------------------------------------------------------------------------------------------------------------
CALPINE CORPORATION CPN Annual Meeting Date: 05/26/2004
Issuer: 131347 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ANN B. CURTIS Management For For
KENNETH T. DERR Management For For
GERALD GREENWALD Management For For
02 APPROVE CHARTER AMENDMENT Management For For
03 AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE Management Against Against
SHARES
04 AMEND STOCK PURCHASE PLAN Management For For
05 S/H PROPOSAL - PROXY PROCESS/STATEMENT Shareholder Against For
06 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder For Against
07 S/H PROPOSAL - PROXY PROCESS/STATEMENT Shareholder Against For
08 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 106 99,800 99,800
- ------------------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. SNPS Annual Meeting Date: 05/26/2004
Issuer: 871607 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
AART J. DE GEUS Management For For
ANDY D. BRYANT Management For For
CHI-FOON CHAN Management For For
BRUCE R. CHIZEN Management For For
DEBORAH A. COLEMAN Management For For
A. RICHARD NEWTON Management For For
SASSON SOMEKH Management For For
ROY VALLEE Management For For
STEVEN C. WALSKE Management For For
02 AMEND NON-EMPLOYEE DIRECTOR PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 107 68,600 68,600
- ------------------------------------------------------------------------------------------------------------------------------------
BINDVIEW DEVELOPMENT CORPORATION BVEW Annual Meeting Date: 05/27/2004
Issuer: 090327 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PETER T. DAMERIS Management For For
ERIC J. PULASKI Management For For
02 AMEND NON-EMPLOYEE DIRECTOR PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 107 246,400 246,400
- ------------------------------------------------------------------------------------------------------------------------------------
CHIRON CORPORATION CHIR Annual Meeting Date: 05/27/2004
Issuer: 170040 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
VAUGHN D. BRYSON Management For For
PIERRE E. DOUAZE Management For For
EDWARD E. PENHOET Management For For
02 AMEND STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS SEG 0034340120899112 109 88,600 88,600
- ------------------------------------------------------------------------------------------------------------------------------------
GENZYME CORPORATION GENZ Annual Meeting Date: 05/27/2004
Issuer: 372917 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DOUGLAS A. BERTHIAUME Management For For
HENRY E. BLAIR Management For For
GAIL K. BOUDREAUX Management For For
02 AMEND STOCK PURCHASE PLAN Management For For
03 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
04 AMEND DIRECTOR STOCK OPTION PLAN Management For For
05 AMEND ARTICLES/BYLAW/CHARTER-ORGANIZATION RELATED Management For For
06 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
07 S/H PROPOSAL - CORPORATE GOVERNANCE Shareholder Against For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 57,700 57,700
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONIC INC. HLIT Annual Meeting Date: 05/27/2004
Issuer: 413160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ANTHONY J. LEY Management For For
E. FLOYD KVAMME Management For For
WILLIAM F. REDDERSEN Management For For
LEWIS SOLOMON Management For For
MICHEL L. VAILLAUD Management For For
DAVID R. VAN VALKENBURG Management For For
02 AMEND STOCK PURCHASE PLAN Management For For
03 AMEND STOCK OPTION PLAN Management For For
04 AMEND DIRECTOR STOCK OPTION PLAN Management For For
05 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 134,400 134,400
XANTHUS SEG 0034340120899112 102 469,700 469,700
- ------------------------------------------------------------------------------------------------------------------------------------
INFORMATICA CORPORATION INFA Annual Meeting Date: 05/27/2004
Issuer: 45666Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JANICE D. CHAFFIN Management For For
CARL J. YANKOWSKI Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 184,200 184,200
- ------------------------------------------------------------------------------------------------------------------------------------
LIVEPERSON, INC. LPSN Annual Meeting Date: 05/27/2004
Issuer: 538146 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
EMMANUEL GILL Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 101 146,800 146,800
- ------------------------------------------------------------------------------------------------------------------------------------
SIRVA, INC. SIR Annual Meeting Date: 05/27/2004
Issuer: 82967Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
KATHLEEN J. AFFELDT Management For For
RICHARD J. SCHNALL Management For For
CARL T. STOCKER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 213,264 213,264
- ------------------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. TER Annual Meeting Date: 05/27/2004
Issuer: 880770 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN P. MULRONEY Management For For
PATRICIA S. WOLPERT Management For For
02 AMEND STOCK PURCHASE PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 191,200 191,200
- ------------------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. MRVL Annual Meeting Date: 05/28/2004
Issuer: G5876H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DR. JOHN M. CIOFFI, PHD Management For For
DR. PAUL R. GRAY, PH.D. Management For For
DOUGLAS KING Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND OMNIBUS STOCK OPTION PLAN Management For For
04 APPROVE STOCK SPLIT Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 105 84,000 84,000
XANTHUS SEG 0034340120899112 105 198,050 198,050
- ------------------------------------------------------------------------------------------------------------------------------------
PACIFIC INTERNET LIMITED PCNTF Annual Meeting Date: 06/01/2004
Issuer: Y66183 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
O1 MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
O2 APPOINT AUDITORS AND APPROVE REMUNERATION Management For For
S3 APPROVE RENUMERATION OF DIRECTORS Management For For
S4A ALLOT SECURITIES Management For For
S4B ADOPT STOCK OPTION PLAN Management For For
S4C ADOPT STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 107 210,400 210,400
- ------------------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED PCLN Annual Meeting Date: 06/01/2004
Issuer: 741503 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JEFFERY H. BOYD Management For For
RALPH M. BAHNA Management For For
HOWARD W. BARKER, JR. Management For For
JEFFREY E. EPSTEIN Management For For
PATRICIA L. FRANCY Management For For
JAMES M. GUYETTE Management For For
EDMOND TAK CHUEN IP Management For For
DOMINIC KAI MING LAI Management For For
MARSHALL LOEB Management For For
NANCY B. PERETSMAN Management For For
IAN F. WADE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 403 184,300 184,300
- ------------------------------------------------------------------------------------------------------------------------------------
BOOKHAM TECHNOLOGY PLC BKHM Annual Meeting Date: 06/02/2004
Issuer: 09856Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
O1 MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
O2 MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
O3 MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
O4 MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
O5 MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
O6 APPOINT AUDITORS AND APPROVE REMUNERATION Management For For
S7 APPROVE ALLOTMENT OF RELEVANT SECURITIES Management For For
S8 APPROVE ALLOTMENT OF EQUITY SECURITIES Management For For
S9 AUTHORIZE DIRECTORS TO REPURCHASE SHARES Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 108 1,840,600 1,840,600
- ------------------------------------------------------------------------------------------------------------------------------------
DOUBLECLICK INC. DCLK Annual Meeting Date: 06/07/2004
Issuer: 258609 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
THOMAS S. MURPHY Management For For
MARK E. NUNNELLY Management For For
KEVIN J. O'CONNOR Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 304 188,300 188,300
- ------------------------------------------------------------------------------------------------------------------------------------
QUEST SOFTWARE, INC. QSFT Annual Meeting Date: 06/09/2004
Issuer: 74834T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
VICENT C. SMITH Management For For
DORAN G. MACHIN Management For For
JERRY MURDOCK, JR. Management For For
RAYMOND J. LANE Management For For
AUGUSTINE L. NIETO II Management For For
KEVIN M. KLAUSMEYER Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
03 AMEND ARTICLES/BYLAW/CHARTER-ORGANIZATION RELATED Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 103 367,400 367,400
- ------------------------------------------------------------------------------------------------------------------------------------
ANGIOTECH PHARMACEUTICALS, INC. ANPI Special Meeting Date: 06/10/2004
Issuer: 034918 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 FIX NUMBER OF DIRECTORS Management For For
02 ELECTION OF DIRECTORS Management For For
WILLIAM L. HUNTER, M.D. Management For For
DAVID T. HOWARD Management For For
HARTLEY T. RICHARDSON Management For For
EDWARD M. BROWN Management For For
ARTHUR H. WILLMS Management For For
GLEN D. NELSON, M.D. Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
04 APPOINT AUDITORS AND APPROVE REMUNERATION Management For For
05 MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
06 MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
07 ARTICLES OF ASSOCIATION Management For For
08 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 74,900 74,900
- ------------------------------------------------------------------------------------------------------------------------------------
BEA SYSTEMS, INC. BEAS Annual Meeting Date: 06/11/2004
Issuer: 073325 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DEAN O. MORTON Management For For
GEORGE REYES Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 449,000 449,000
- ------------------------------------------------------------------------------------------------------------------------------------
BROADVISION, INC. BVSN Annual Meeting Date: 06/11/2004
Issuer: 111412 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PEHONG CHEN Management For For
DAVID L. ANDERSON Management For For
JAMES D. DIXON Management For For
TODD A. GARRETT Management For For
KOH BOON HWEE Management For For
RODERICK C. MCGEARY Management For For
T. MICHAEL NEVENS Management For For
CARL PASCARELLA Management For For
02 APPROVE AUTHORIZED COMMON AND PREFERRED STOCK Management For For
DECREASE
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 607 217,000 217,000
- ------------------------------------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED LGND Annual Meeting Date: 06/11/2004
Issuer: 53220K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
HENRY F. BLISSENBACH Management For For
ALEXANDER D. CROSS Management For For
JOHN GROOM Management For For
IRVING S. JOHNSON Management For For
JOHN W. KOZARICH Management For For
CARL PECK Management For For
DAVID E. ROBINSON Management For For
MICHAEL A. ROCCA Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 APPROVE AUTHORIZED COMMON STOCK INCREASE Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 207 97,500 97,500
- ------------------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. BIIB Annual Meeting Date: 06/16/2004
Issuer: 09062X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ALAN BELZER Management For For
MARY L. GOOD Management For For
JAMES C. MULLEN Management For For
BRUCE R. ROSS Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 103 74,900 74,900
- ------------------------------------------------------------------------------------------------------------------------------------
PRIMUS TELECOMMUNICATIONS GROUP, INC PRTL Annual Meeting Date: 06/16/2004
Issuer: 741929 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 MISCELLANEOUS CORPORATE GOVERNANCE Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 AMEND STOCK OPTION PLAN TO INCREASE SHARES Management For For
04 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 103 131,400 131,400
- ------------------------------------------------------------------------------------------------------------------------------------
SPECTRALINK CORPORATION SLNK Annual Meeting Date: 06/21/2004
Issuer: 847580 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CARL D. CARMAN Management For For
ANTHONY V. CAROLLO, JR. Management For For
JOHN H. ELMS Management For For
GERALD J. "BUD" LABER Management For For
WERNER P. SCHMUECKING Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 107 146,600 146,600
- ------------------------------------------------------------------------------------------------------------------------------------
INTERACTIVECORP IACI Annual Meeting Date: 06/23/2004
Issuer: 45840Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
RICHARD N. BARTON Management For For
ROBERT R. BENNETT Management For For
EDGAR BRONFMAN, JR. Management For For
BARRY DILLER Management For For
VICTOR A. KAUFMAN Management For For
DONALD R. KEOUGH* Management For For
MARIE-JOSEE KRAVIS Management For For
JOHN C. MALONE Management For For
STEVEN RATTNER Management For For
GEN.H.N. SCHWARZKOPF* Management For For
ALAN G. SPOON* Management For For
DIANE VON FURSTENBERG Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 101 156,900 156,900
- ------------------------------------------------------------------------------------------------------------------------------------
MICROMUSE INC. MUSE Annual Meeting Date: 06/23/2004
Issuer: 595094 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN C. BOLGER Management For For
MICHAEL E.W. JACKSON Management For For
KATHLEEN M.H. WALLMAN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 103 372,400 372,400
- ------------------------------------------------------------------------------------------------------------------------------------
SIEBEL SYSTEMS, INC. SEBL Annual Meeting Date: 06/23/2004
Issuer: 826170 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
C. SCOTT HARTZ Management For For
CHARLES R. SCHWAB Management For For
GEORGE T. SHAHEEN Management For For
JOHN W. WHITE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H - EXPENSING OF STOCK OPTIONS Shareholder For Against
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 102 585,400 585,400
- ------------------------------------------------------------------------------------------------------------------------------------
HOMESTORE, INC. HOMS Annual Meeting Date: 06/28/2004
Issuer: 437852 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM E. KELVIE Management For For
KENNETH K. KLEIN Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 106 1,036,140 1,036,140
- ------------------------------------------------------------------------------------------------------------------------------------
SINA CORPORATION SINA Annual Meeting Date: 06/28/2004
Issuer: G81477 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DANIEL CHIANG Management For For
TER FUNG TSAO Management For For
SONG-YI ZHANG Management For For
XIAOTAO CHEN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 120,700 120,700
- ------------------------------------------------------------------------------------------------------------------------------------
GIGAMEDIA LIMITED GIGM Annual Meeting Date: 06/30/2004
Issuer: Y2711Y ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 APPROVE RENUMERATION OF DIRECTORS Management Against Against
04 ADOPT EMPLOYEE STOCK OPTION PLAN Management For For
05 ADOPT STOCK PURCHASE PLAN Management For For
06 MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL Management Against Against
07 APPROVE ARTICLE AMENDMENTS Management For For
Custodian Stock Ballot Voted
Account Name Account Class Shares Shares
--------------------------------------------------------------------------------------------------------------------------
XANTHUS 0034340120388464 104 264,100 264,100
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant Advantage Advisers Xanthus Fund, LLC
---------------------------------------------------------------------
By (Signature and Title)* /s/ Marshall Dornfeld
------------------------------------------------------
Marshall Dornfeld, Chief Executive Officer
(Principal Executive Officer)
Date August 10, 2004
---------------------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.