UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-6465
The Travelers Series Trust
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(Exact name of registrant as specified in charter)
One CityPlace, Hartford, CT 06103-3415
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(Address of principal executive offices) (Zip code)
Ernest J. Wright
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Assistant Secretary to the Board of Trustees
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The Travelers Series Trust
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One CityPlace, Hartford, CT 06103-3415
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(Name and address of agent for service)
Registrant's telephone number, including area code: 860-308-1000
Date of fiscal year end: December 31
Date of reporting period: 07/01/2003 - 06/30/2004
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ITEM 1. PROXY VOTING RECORD
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-06465
Reporting Period: 07/01/2003 - 06/30/2004
The Travelers Series Trust
============================ MFS RESEARCH PORTFOLIO ============================
APPLERA CORP
Ticker: ABI Security ID: 038020103
Meeting Date: OCT 16, 2003 Meeting Type: Annual
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Ayers For For Management
1.2 Elect Director Jean-Luc Belingard For For Management
1.3 Elect Director Robert H. Hayes For For Management
1.4 Elect Director Arnold J. Levine For For Management
1.5 Elect Director William H. Longfield For For Management
1.6 Elect Director Theodore E. Martin For For Management
1.7 Elect Director Carolyn W. Slayman For For Management
1.8 Elect Director Orin R. Smith For For Management
1.9 Elect Director James R. Tobin For For Management
1.10 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
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BEARINGPOINT, INC.
Ticker: BE Security ID: 074002106
Meeting Date: NOV 4, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph C. Blazer For For Management
1.2 Elect Director Roderick C. McGeary For For Management
1.3 Elect Director Alice M. Rivlin For For Management
Page 1
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BHP BILLITON PLC (FORMERLY BILLITON PLC)
Ticker: Security ID: G10877101
Meeting Date: OCT 24, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for BHP Billiton Ltd.
2 Accept Financial Statements and Statutory For For Management
Reports for BHP Billiton Plc
3 Reelect David Brink as Director of BHP For For Management
Billiton Ltd.
4 Reelect David Brink as Director of BHP For For Management
Billiton Plc
5 Reelect Michael Chaney as Director of BHP For For Management
Billiton Ltd.
6 Reelect Michael Chaney as Director of BHP For For Management
Billiton Plc
7 Reelect Robin Renwick as Director of BHP For For Management
Billiton Ltd.
8 Reelect Robin Renwick as Director of BHP For For Management
Billiton Plc
9 Elect Mike Salamon as Director of BHP For For Management
Billiton Ltd.
10 Elect Mike Salamon as Director of BHP For For Management
Billiton Plc
11 Elect John Buchanan as Director of BHP For For Management
Billiton Ltd.
12 Elect John Buchanan as Director of BHP For For Management
Billiton Plc
13 Approve KPMG Audit Plc and For For Management
PricewaterhouseCoopers LLP as Joint
Auditors of BHP Billiton Plc and
Authorize Board to Fix Their Remuneration
14 Authorize BHP Billiton Plc Issuance of For For Management
Equity or Equity-Linked Securities with
Preemptive Rights up to Aggregate Nominal
Amount of USD 265,926,499
15 Authorize BHP Billiton Plc Issuance of For For Management
Equity or Equity-Linked Securities
without Preemptive Rights up to Aggregate
Nominal Amount of USD 61,703,675
16 Authorize 246,814,700 Shares for BHP For For Management
Billiton Plc Share Repurchase Program
17 Approve Remuneration Report For For Management
18 Approve Grant of Deferred Shares, Options For For Management
and Performance Shares to Charles
Goodyear under the BHP Billiton Ltd.
Group Incentive Scheme
19 Approve Grant of Deferred Shares, Options For For Management
and Performance Shares to Mike Salamon
under the BHP Billiton Plc Group
Incentive Scheme
Page 2
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BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID: 109641100
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. McDougall For For Management
1.2 Elect Director Douglas H. Brooks For For Management
1.3 Elect Director Dan W. Cook, III For For Management
1.4 Elect Director Robert M. Gates For For Management
1.5 Elect Director Marvin J. Girouard For For Management
1.6 Elect Director Ronald Kirk For For Management
1.7 Elect Director George R. Mrkonic For For Management
1.8 Elect Director Erle Nye For For Management
1.9 Elect Director James E. Oesterreicher For For Management
1.10 Elect Director Cece Smith For For Management
1.11 Elect Director Roger T. Staubach For For Management
2 Ratify Auditors For For Management
3 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
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D.R. HORTON, INC.
Ticker: DHI Security ID: 23331A109
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald R. Horton For For Management
1.2 Elect Director Bradley S. Anderson For For Management
1.3 Elect Director Michael R. Buchanan For For Management
1.4 Elect Director Richard I. Galland For For Management
1.5 Elect Director Francine I. Neff For For Management
1.6 Elect Director Donald J. Tomnitz For For Management
1.7 Elect Director Bill W. Wheat For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Other Business For For Management
Page 3
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DIAGEO PLC (FORMERLY GUINNESS PLC)
Ticker: DEO Security ID: G42089113
Meeting Date: OCT 22, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 15.7 Pence Per For For Management
Share
4 Reelect Lord Blyth as Director For For Management
5 Reelect Keith Oates as Director For For Management
6 Reelect Paul Walsh as Director For For Management
7 Approve KPMG Audit Plc as Auditors and For For Management
Authorize Board to Fix Their Remuneration
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 44,833,003
9 Authorize 309,885,718 Shares for Share For For Management
Repurchase Program
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INTEGRATED CIRCUIT SYSTEMS, INC.
Ticker: ICST Security ID: 45811K208
Meeting Date: OCT 29, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hock E. Tan For For Management
1.2 Elect Director Nam P. Suh, Ph.D. For For Management
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MCAFEE INC.
Ticker: MFE Security ID: 640938106
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: NOV 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Denend For For Management
1.2 Elect Director George Samenuk For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
Page 4
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MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
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ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ellison For For Management
1.2 Elect Director Donald L. Lucas For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Jeffrey O. Henley For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For Against Management
Plan
5 Implement China Principles Against Against Shareholder
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PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
Page 5
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ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 4, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director Don H. Davis, Jr. For For Management
A.2 Elect Director William H. Gray, III For For Management
A.3 Elect Director William T. McCormick, Jr. For For Management
A.4 Elect Director Keith D. Nosbusch For For Management
B Ratify Auditors For For Management
C Amend Omnibus Stock Plan For Against Management
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TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: JUL 23, 2003 Meeting Type: Annual
Record Date: JUN 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence Biondi, S.J. For For Management
1.2 Elect Director Van B. Honeycutt For For Management
1.3 Elect Director Edward A. Kangas For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Require Majority of Independent Directors Against Against Shareholder
on Board
============= THE TRAVELERS SERIES TRUST - CONVERTIBLE SECURITIES ==============
============= PORTFOLIO ==============
The Fund held no voting securities during the period covered by this report.
============ THE TRAVELERS SERIES TRUST - DISCIPLINED MID CAP STOCK ============
============ PORTFOLIO ============
3COM CORP.
Ticker: COMS Security ID: 885535104
Meeting Date: SEP 23, 2003 Meeting Type: Annual
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Claflin For For Management
1.2 Elect Director Paul G. Yovovich For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
Page 6
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3COM CORPORATION
Ticker: COMS Security ID: 885535
Meeting Date: SEP 23, 2003 Meeting Type: Annual
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE THE 3COM 2003 STOCK PLAN WITH For For Management
AN INITIAL SHARE RESERVE OF 20,000,000
AND THEREBY ELIMINATE THE SHARES
AVAILABLE FOR FUTURE GRANTS UNDER THE
COMPANY S PRIOR EQUITY COMPENSATION
PLANS.
03 TO APPROVE AN INCREASE IN THE SHARE For For Management
RESERVE UNDER THE COMPANY S 1984 EMPLOYEE
STOCK PURCHASE PLAN BY 5,000,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS THE COMPANY S INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING MAY 28, 2004.
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99 (CENTS) ONLY STORES
Ticker: NDN Security ID: 65440K106
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schiffer For For Management
1.2 Elect Director Lawrence Glascott For For Management
1.3 Elect Director David Gold For For Management
1.4 Elect Director Howard Gold For For Management
1.5 Elect Director Jeff Gold For For Management
1.6 Elect Director Marvin Holen For For Management
1.7 Elect Director Ben Schwartz For For Management
1.8 Elect Director William Christy For For Management
1.9 Elect Director Eric G. Flamholtz For For Management
2 Vendor Standards Against For Shareholder
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
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A.G. EDWARDS, INC.
Ticker: AGE Security ID: 281760108
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAY 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Bagby For For Management
1.2 Elect Director Dr. E. Eugene Carter For For Management
1.3 Elect Director Peter B. Madoff For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
Page 7
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ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Golden For For Management
1.2 Elect Director Seth R. Johnson For For Management
1.3 Elect Director Edward F. Limato For For Management
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ADTRAN, INC.
Ticker: ADTN Security ID: 00738A106
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Smith For For Management
1.2 Elect Director Howard A. Thrailkill For For Management
1.3 Elect Director Richard A. Anderson For For Management
1.4 Elect Director W. Frank Blount For For Management
1.5 Elect Director H. Fenwick Huss For For Management
1.6 Elect Director William L. Marks For For Management
1.7 Elect Director Roy J. Nichols For For Management
2 Ratify Auditors For For Management
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ADVANCED FIBRE COMMUNICATIONS, INC.
Ticker: AFCI Security ID: 00754A105
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Schofield For For Management
1.2 Elect Director Ruann F. Ernst For For Management
1.3 Elect Director Frank Ianna For For Management
2 Ratify Auditors For For Management
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ADVANCEPCS
Ticker: ADVP Security ID: 00790K109
Meeting Date: MAR 22, 2004 Meeting Type: Annual
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director T. Danny Phillips For For Management
2.2 Elect Director Dr. George Poste For For Management
2.3 Elect Director Jean-Pierre Millon For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Articles For For Management
5 Ratify Auditors For For Management
6 Adjourn Meeting For For Management
Page 8
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ADVENT SOFTWARE, INC.
Ticker: ADVS Security ID: 007974108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Scully For For Management
1.2 Elect Director Stephanie G. DiMarco For For Management
1.3 Elect Director Terry H. Carlitz For For Management
1.4 Elect Director James P. Roemer For For Management
1.5 Elect Director Wendell G. Van Auken For For Management
1.6 Elect Director William F. Zuendt For For Management
2 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
3 Amend Stock Option Plan For Against Management
4 Ratify Auditors For For Management
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AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Barbara Hackman Franklin For For Management
1.3 Elect Director Jeffrey E. Garten For For Management
1.4 Elect Director Earl G. Graves For For Management
1.5 Elect Director Gerald Greenwald For For Management
1.6 Elect Director Ellen M. Hancock For For Management
1.7 Elect Director Michael H. Jordan For For Management
1.8 Elect Director Jack D. Kuehler For For Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director John W. Rowe, M.D. For For Management
1.13 Elect Director Ronald A. Williams For For Management
1.14 Elect Director R. David Yost For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
4 Limit Executive Compensation Against Against Shareholder
Page 9
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AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 008190100
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darwin Deason For Did Not Management
Vote
1.2 Elect Director Jeffrey A. Rich For Did Not Management
Vote
1.3 Elect Director Mark A. King For Did Not Management
Vote
1.4 Elect Director Joseph P. O'Neill For Did Not Management
Vote
1.5 Elect Director Frank A. Rossi For Did Not Management
Vote
1.6 Elect Director J. Livingston Kosberg For Did Not Management
Vote
1.7 Elect Director Dennis McCuistion For Did Not Management
Vote
2 Approve Executive Incentive Bonus Plan For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
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AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Nutt For For Management
1.2 Elect Director Sean M. Healey For For Management
1.3 Elect Director Richard E. Floor For For Management
1.4 Elect Director Stephen J. Lockwood For For Management
1.5 Elect Director Harold J. Meyerman For For Management
1.6 Elect Director Robert C. Puff, Jr. For For Management
1.7 Elect Director Dr. Rita M. Rodriguez For For Management
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AGCO CORP.
Ticker: AG Security ID: 001084102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Wayne Booker For For Management
1.2 Elect Director Gerald B. Johanneson For For Management
1.3 Elect Director Curtis E. Moll For For Management
1.4 Elect Director Robert J. Ratliff For For Management
2 Prepare Sustainability Report Against Against Shareholder
Page 10
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AGL RESOURCES INC.
Ticker: ATG Security ID: 001204106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Bell, Jr. For For Management
1.2 Elect Director Michael J. Durham For For Management
1.3 Elect Director D. Raymond Riddle For For Management
1.4 Elect Director Felker W. Ward, Jr. For For Management
1.5 Elect Director Henry C. Wolf For For Management
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AIRGAS, INC.
Ticker: ARG Security ID: 009363
Meeting Date: JUL 29, 2003 Meeting Type: Annual
Record Date: JUN 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVE THE 2003 EMPLOYEE STOCK PURCHASE For For Management
PLAN.
04 RATIFY THE SELECTION OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS.
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ALASKA AIR GROUP, INC.
Ticker: ALK Security ID: 011659109
Meeting Date: MAY 18, 2004 Meeting Type: Proxy Contest
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William S. Ayer For Withhold Management
1.2 Elect Director Dennis F. Madsen For For Management
1.3 Elect Director R. Marc Langland For Withhold Management
1.4 Elect Director John V. Rindlaub For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Adopt Simple Majority Vote Requirement Against For Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Amend By Laws to Adopt Policy for Against Against Shareholder
Shareholder Proposals or Director
Elections
6 Amend By Laws to Adopt Policy on Lead Against For Shareholder
Independent Director
7 Amend By Laws to Adopt Policy on Against For Shareholder
Independent Chairman of the Board
8 Provide for Confidential Voting Against For Shareholder
9 Adopt Report on Employee Stock Ownership Against Against Shareholder
10 Restore or Provide for Cumulative Voting Against For Shareholder
1.1 Elect Directors Richard D. Foley For Abstain Management
1.2 Elect Directors Stephen Nieman For Abstain Management
1.3 Elect Directors Robert C. Osborne For Abstain Management
1.4 Elect Directors Terry K. Dayton For Abstain Management
2 Approve Omnibus Stock Plan Against Abstain Management
3 Adopt Simple Majority Vote Requirement For Abstain Shareholder
4 Submit Shareholder Rights Plan (Poison For Abstain Shareholder
Pill) to Shareholder Vote
5 Amend By Laws to Adopt Policy for For Abstain Shareholder
Shareholder Proposals or Director
Elections
6 Amend Bylaws to Adopt Policy on Lead For Abstain Shareholder
Independent Director
7 Amend Bylaws to Adopt Policy on For Abstain Shareholder
Independent Chairman of the Board
8 Provide for Confidential Voting For Abstain Shareholder
9 Adopt Report on Employee Stock Ownership For Abstain Shareholder
10 Provide for Cumulative Voting For Abstain Shareholder
11 Amend Bylaws to Establish New Election For Abstain Shareholder
Standards
12 Amend Bylaws Regarding Majority Votes For Abstain Shareholder
Page 11
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ALBEMARLE CORP.
Ticker: ALB Security ID: 012653101
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Rohr For For Management
1.2 Elect Director Lloyd B. Andrew For For Management
1.3 Elect Director Charles E. Stewart For For Management
1.4 Elect Director William M. Gottwald For For Management
1.5 Elect Director Seymour S. Preston III For For Management
1.6 Elect Director John Sherman, Jr. For For Management
1.7 Elect Director Floyd D. Gottwald, Jr. For For Management
1.8 Elect Director Richard L. Morrill For For Management
1.9 Elect Director Anne Marie Whittemore For For Management
1.10 Elect Director John D. Gottwald For For Management
2 Ratify Auditors For For Management
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ALLETE INC.
Ticker: ALE Security ID: 018522102
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bussmann For For Management
1.2 Elect Director Gartzke For For Management
1.3 Elect Director Green For For Management
1.4 Elect Director Johnson For For Management
1.5 Elect Director Mayer For For Management
1.6 Elect Director Peirce For For Management
1.7 Elect Director Rajala For For Management
1.8 Elect Director Smith For For Management
1.9 Elect Director Stender For For Management
1.10 Elect Director Wegmiller For For Management
1.11 Elect Director Weinstein For For Management
2 Ratify Auditors For For Management
Page 12
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ALLIANT ENERGY CORP.
Ticker: LNT Security ID: 018802108
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann K. Newhall For For Management
1.2 Elect Director Michael L. Bennett For For Management
1.3 Elect Director Jack B. Evans For For Management
1.4 Elect Director David A. Perdue For For Management
1.5 Elect Director Judith D. Pyle For For Management
2 Increase Authorized Common Stock For For Management
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AMB PROPERTY CORP.
Ticker: AMB Security ID: 00163T109
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamid R. Moghadam For For Management
1.2 Elect Director W. Blake Baird For For Management
1.3 Elect Director T. Robert Burke For For Management
1.4 Elect Director David A. Cole For For Management
1.5 Elect Director J. Michael Losh For For Management
1.6 Elect Director Frederick W. Reid For For Management
1.7 Elect Director Jeffrey L. Skelton For For Management
1.8 Elect Director Thomas W. Tusher For For Management
1.9 Elect Director Caryl B. Welborn For For Management
2 Ratify Auditors For For Management
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AMERICAN CAPITAL STRATEGIES, LTD.
Ticker: ACAS Security ID: 024937104
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary C. Baskin For For Management
1.2 Elect Director Alvin N. Puryear For For Management
2 Approve Stock Option Plan For For Management
3 Increase Authorized Common Stock For Against Management
4 Approve Issuance of Warrants For For Management
5 Ratify Auditors For For Management
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AMERICAN EAGLE OUTFITTERS, INC.
Ticker: AEOS Security ID: 02553E106
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon P. Diamond For Withhold Management
1.2 Elect Director James V. O'Donnell For Withhold Management
1.3 Elect Director Janice E. Page For For Management
2 Expense Stock Options Against For Shareholder
3 Adopt ILO Based Code of Conduct Against Against Shareholder
Page 13
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AMERICAN FINANCIAL GROUP, INC.
Ticker: AFG Security ID: 025932104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl H. Lindner For For Management
1.2 Elect Director Carl H. Lindner III For For Management
1.3 Elect Director S. Craig Lindner For For Management
1.4 Elect Director Theodore H. Emmerich For For Management
1.5 Elect Director James E. Evans For For Management
1.6 Elect Director Terry S. Jacobs For For Management
1.7 Elect Director William R. Martin For For Management
1.8 Elect Director William A. Shutzer For For Management
1.9 Elect Director William W. Verity For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
AMERUS GROUP CO.
Ticker: AMH Security ID: 03072M108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger K. Brooks For For Management
1.2 Elect Director Thomas C. Godlasky For For Management
1.3 Elect Director Stephen Strome For For Management
1.4 Elect Director F.A. Wittern, Jr. For For Management
2 Amend Articles For For Management
3 Approve Deferred Compensation Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis G. Cole For For Management
1.2 Elect Director Charles D. Klein For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
Page 14
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AMPHENOL CORP.
Ticker: APH Security ID: 032095101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew E. Lietz For For Management
1.2 Elect Director Martin H. Loeffler For For Management
1.3 Elect Director Michael W. Michelson For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Non-Employee Director Stock For For Management
Option Plan
5 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
APRIA HEALTHCARE GROUP INC.
Ticker: AHG Security ID: 037933
Meeting Date: JUL 17, 2003 Meeting Type: Annual
Record Date: MAY 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF THE COMPANY S 2003 For For Management
PERFORMANCE INCENTIVE PLAN.
- --------------------------------------------------------------------------------
APRIA HEALTHCARE GROUP, INC.
Ticker: AHG Security ID: 037933108
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicente Anido, Jr. For For Management
1.2 Elect Director I.T. Corley For For Management
1.3 Elect Director David L. Goldsmith For For Management
1.4 Elect Director Lawrence M. Higby For For Management
1.5 Elect Director Richard H. Koppes For For Management
1.6 Elect Director Philip R. Lochner, Jr. For For Management
1.7 Elect Director Jeri L. Lose For For Management
1.8 Elect Director Beverly Benedict Thomas For For Management
1.9 Elect Director Ralph V. Whitworth For For Management
- --------------------------------------------------------------------------------
ARCH COAL, INC.
Ticker: ACI Security ID: 039380100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven F. Leer For For Management
1.2 Elect Director Robert G. Potter For For Management
1.3 Elect Director Theodore D. Sands For For Management
Page 15
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ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel W. Duval For For Management
1.2 Elect Director John N. Hanson For For Management
1.3 Elect Director Roger King For For Management
1.4 Elect Director Karen Gordon Mills For For Management
1.5 Elect Director William E. Mitchell For For Management
1.6 Elect Director Stephen C. Patrick For For Management
1.7 Elect Director Barry W. Perry For For Management
1.8 Elect Director Richard S. Rosenbloom For For Management
1.9 Elect Director John C. Waddell For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For For Management
- --------------------------------------------------------------------------------
ARVINMERITOR, INC.
Ticker: ARM Security ID: 043353101
Meeting Date: FEB 18, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rhonda L. Brooks as Class For For Management
I Director
1.2 Elect Director William R. Newlin as Class For For Management
I Director
1.3 Elect Director Terrence E. O'Rourke as For For Management
Class I Director
1.4 Elect Director Larry D. Yost as Class I For For Management
Director
1.5 Elect Director Richard W. Hanselman as For For Management
Class II Director
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
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ASCENTIAL SOFTWARE CORP.
Ticker: ASCL Security ID: 04362P207
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Ellenberger For For Management
1.2 Elect Director William J. Weyand For For Management
2 Reduce Authorized Common Stock For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
Page 16
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ASSOCIATED BANC-CORP.
Ticker: ASBC Security ID: 045487105
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul S. Beideman For For Management
1.2 Elect Director Robert C. Gallagher For For Management
1.3 Elect Director John C. Meng For For Management
1.4 Elect Director Ruth M. Crowley For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASTORIA FINANCIAL CORP.
Ticker: AF Security ID: 046265104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Conefry, Jr. For For Management
1.2 Elect Director Lawrence W. Peters For For Management
1.3 Elect Director Thomas V. Powderly For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ATMEL CORP.
Ticker: ATML Security ID: 049513104
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Perlegos For For Management
1.2 Elect Director Gust Perlegos For For Management
1.3 Elect Director Tsung-Ching Wu For For Management
1.4 Elect Director T. Peter Thomas For For Management
1.5 Elect Director Norm Hall For For Management
1.6 Elect Director Pierre Fougere For For Management
1.7 Elect Director Dr. Chaiho Kim For For Management
1.8 Elect Director David Sugishita For For Management
2 Ratify Auditors For For Management
Page 17
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AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eleanor Baum For For Management
1.2 Elect Director J. Veronica Biggins For For Management
1.3 Elect Director Lawrence W. Clarkson For For Management
1.4 Elect Director Ehud Houminer For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Ray M. Robinson For For Management
1.7 Elect Director Frederic Salerno For For Management
1.8 Elect Director Gary L. Tooker For For Management
1.9 Elect Director Roy Vallee For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANDAG INC.
Ticker: BDG Security ID: 059815100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy J. Carver, Jr. For For Management
1.2 Elect Director James E. Everline For For Management
1.3 Elect Director Phillip J. Hanrahan For For Management
1.4 Elect Director Amy P. Hutton For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANK OF HAWAII CORP
Ticker: BOH Security ID: 062540109
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Chun For For Management
1.2 Elect Director S. Haunani Apoliona For For Management
1.3 Elect Director Allan R. Landon For For Management
1.4 Elect Director Mary G.F. Bitterman For For Management
1.5 Elect Director Martin A. Stein For For Management
1.6 Elect Director Barbara J. Tanabe For For Management
1.7 Elect Director Robert W. Wo, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANKNORTH GROUP, INC.
Ticker: BNK Security ID: 06646R107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dana S. Levenson For For Management
1.2 Elect Director John M. Naughton For For Management
1.3 Elect Director Angelo Pizzagalli For For Management
2 Ratify Auditors For For Management
Page 18
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BANTA CORP.
Ticker: BN Security ID: 066821109
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jameson A. Baxter For For Management
1.2 Elect Director John F. Bergstrom For For Management
1.3 Elect Director Henry T. DeNero For For Management
1.4 Elect Director Paul C. Reyelts For For Management
1.5 Elect Director Ray C. Richelsen For For Management
1.6 Elect Director Stephanie A. Streeter For For Management
1.7 Elect Director Michael J. Winkler For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BARNES & NOBLE, INC.
Ticker: BKS Security ID: 067774109
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Riggio For For Management
1.2 Elect Director Michael J. Del Giudice For For Management
1.3 Elect Director William Sheluck, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Increase in Size of Board For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BARR PHARMACEUTICALS INC
Ticker: BRL Security ID: 068306109
Meeting Date: OCT 23, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Downey For Withhold Management
1.2 Elect Director Paul M. Bisaro For Withhold Management
1.3 Elect Director Carole S. Ben-Maimon For Withhold Management
1.4 Elect Director George P. Stephan For For Management
1.5 Elect Director Jack M. Kay For For Management
1.6 Elect Director Harold N. Chefitz For For Management
1.7 Elect Director Richard R. Frankovic For For Management
1.8 Elect Director Peter R. Seaver For For Management
1.9 Elect Director James S. Gilmore, III For For Management
2 Change State of Incorporation from New For For Management
York to Delaware
3 Increase Authorized Common Stock For For Management
Page 19
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BECKMAN COULTER, INC.
Ticker: BEC Security ID: 075811109
Meeting Date: APR 1, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Dollens For For Management
1.2 Elect Director Charles A. Haggerty For For Management
1.3 Elect Director William N. Kelley, M.D. For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BELO CORP.
Ticker: BLC Security ID: 080555105
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis E. Caldera For For Management
1.2 Elect Director J. L. Craven, M.D., Mph For For Management
1.3 Elect Director Stephen Hamblett For For Management
1.4 Elect Director Dealey D. Herndon For For Management
1.5 Elect Director Wayne R. Sanders For For Management
2 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC.
Ticker: BIO Security ID: 090572207
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert J. Hillman For For Management
1.2 Elect Director Philip L. Padou For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For Against Management
- --------------------------------------------------------------------------------
BIOGEN IDEC INC
Ticker: BIIB Security ID: 449370105
Meeting Date: NOV 12, 2003 Meeting Type: Special
Record Date: SEP 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For For Management
Page 20
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BISYS GROUP, INC., THE
Ticker: BSG Security ID: 055472104
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn J. Mangum For For Management
1.2 Elect Director Denis A. Bovin For Withhold Management
1.3 Elect Director Robert J. Casale For For Management
1.4 Elect Director Thomas A. Cooper For For Management
1.5 Elect Director Paula G. McInerney For For Management
1.6 Elect Director Thomas E. McInerney For For Management
1.7 Elect Director Joseph J. Melone For For Management
1.8 Elect Director Dennis R. Sheehan For For Management
2 Approve Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BLACK HILLS CORP.
Ticker: BKH Security ID: 092113109
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack W. Eugster For For Management
1.2 Elect Director Richard Korpan For For Management
1.3 Elect Director Thomas J. Zeller For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BLYTH INC.
Ticker: BTH Security ID: 09643P108
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAY 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Goergen For For Management
1.2 Elect Director Neal I. Goldman For For Management
1.3 Elect Director Howard E. Rose For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BOB EVANS FARMS, INC.
Ticker: BOBE Security ID: 096761
Meeting Date: SEP 8, 2003 Meeting Type: Annual
Record Date: JUL 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
Page 21
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BOB EVANS FARMS, INC.
Ticker: BOBE Security ID: 096761101
Meeting Date: SEP 8, 2003 Meeting Type: Annual
Record Date: JUL 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry C. Corbin For For Management
1.2 Elect Director Stewart K. Owens For For Management
1.3 Elect Director Robert E.H. Rabold For For Management
- --------------------------------------------------------------------------------
BORG-WARNER, INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jere A. Drummond For For Management
1.2 Elect Director Timothy M. Manganello For For Management
1.3 Elect Director Ernest J. Novak, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOWATER INC.
Ticker: BOW Security ID: 102183100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold M. Nemirow For For Management
1.2 Elect Director Arthur R. Sawchuk For For Management
1.3 Elect Director Gordon D. Giffin For For Management
1.4 Elect Director Douglas A. Pertz For For Management
- --------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID: 109641100
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. McDougall For For Management
1.2 Elect Director Douglas H. Brooks For For Management
1.3 Elect Director Dan W. Cook, III For For Management
1.4 Elect Director Robert M. Gates For For Management
1.5 Elect Director Marvin J. Girouard For For Management
1.6 Elect Director Ronald Kirk For For Management
1.7 Elect Director George R. Mrkonic For For Management
1.8 Elect Director Erle Nye For For Management
1.9 Elect Director James E. Oesterreicher For For Management
1.10 Elect Director Cece Smith For For Management
1.11 Elect Director Roger T. Staubach For For Management
2 Ratify Auditors For Against Management
3 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
Page 22
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BRINKS COMPANY, THE
Ticker: BCO Security ID: 109696104
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director James L. Broadhead For For Management
1.3 Elect Director Gerald Grinstein For For Management
1.4 Elect Director Ronald L. Turner For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Amend Retirement Plan For For Management
- --------------------------------------------------------------------------------
BROWN & BROWN, INC.
Ticker: BRO Security ID: 115236101
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hyatt Brown For For Management
1.2 Elect Director Samuel P. Bell, III For For Management
1.3 Elect Director Hugh M. Brown For For Management
1.4 Elect Director Bradley Currey, Jr. For For Management
1.5 Elect Director Jim W. Henderson For For Management
1.6 Elect Director Theodore J. Hoepner For For Management
1.7 Elect Director David H. Hughes For For Management
1.8 Elect Director John R. Riedman For For Management
1.9 Elect Director Jan E. Smith For For Management
- --------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC.
Ticker: CHRW Security ID: 12541W100
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D.R. Verdoorn For For Management
1.2 Elect Director Michael W. Wickham For For Management
2 Ratify Auditors For For Management
Page 23
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CABOT CORP.
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 11, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kennett F. Burnes For For Management
1.2 Elect Director John S. Clarkeson For For Management
1.3 Elect Director Roderick C.G. MacLeod For Withhold Management
1.4 Elect Director Ronaldo H. Schmitz For For Management
- --------------------------------------------------------------------------------
CABOT MICROELECTRONICS CORP.
Ticker: CCMP Security ID: 12709P103
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juan Enriquez-Cabot For For Management
1.2 Elect Director H. Laurance Fuller For For Management
2 Elect Director William P. Noglows For For Management
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDN Security ID: 127387108
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Raymond Bingham For For Management
1.2 Elect Director Susan L. Bostrom For For Management
1.3 Elect Director Donald L. Lucas For For Management
1.4 Elect Director Sean M. Maloney For For Management
1.5 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.6 Elect Director George M. Scalise For For Management
1.7 Elect Director John B. Shoven For For Management
1.8 Elect Director Roger S. Siboni For For Management
1.9 Elect Director Lip-Bu Tan For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAESAR'S ENTERTAINMENT
Ticker: CZR Security ID: 127687101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Steven Crown For For Management
1.2 Elect Director Gilbert L. Shelton For For Management
2 Approve Omnibus Stock Plan For For Management
Page 24
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CALLAWAY GOLF CO.
Ticker: ELY Security ID: 131193104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Drapeau For For Management
1.2 Elect Director Samuel H. Armacost For For Management
1.3 Elect Director William C. Baker For For Management
1.4 Elect Director Ronald S. Beard For For Management
1.5 Elect Director John C. Cushman, III For For Management
1.6 Elect Director Yotaro Kobayashi For For Management
1.7 Elect Director Richard L. Rosenfield For For Management
1.8 Elect Director Anthony S. Thornley For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For Against Management
- --------------------------------------------------------------------------------
CAREER EDUCATION CORP.
Ticker: CECO Security ID: 141665109
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas B. Lally For For Management
1.2 Elect Director John M. Larson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CARMAX INC
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith D. Browning For For Management
1.2 Elect Director James F. Clingman, Jr. For For Management
1.3 Elect Director Hugh G. Robinson For For Management
1.4 Elect Director Richard L. Sharp For For Management
1.5 Elect Director Thomas G. Stemberg For For Management
2 Amend Employee Stock Purchase Plan For For Management
Page 25
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CBRL GROUP, INC.
Ticker: CBRL Security ID: 12489V106
Meeting Date: NOV 25, 2003 Meeting Type: Annual
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Carreker For For Management
1.2 Elect Director Robert V. Dale For For Management
1.3 Elect Director Dan W. Evins For For Management
1.4 Elect Director Robert C. Hilton For For Management
1.5 Elect Director Charles E. Jones, Jr. For For Management
1.6 Elect Director B. F. 'Jack' Lowery For Withhold Management
1.7 Elect Director Gordon L. Miller For For Management
1.8 Elect Director Martha M. Mitchell For Withhold Management
1.9 Elect Director Andrea M. Weiss For For Management
1.10 Elect Director Jimmie D. White For Withhold Management
1.11 Elect Director Michael A. Woodhouse For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CDW CORP.
Ticker: CDWC Security ID: 12512N105
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle L. Collins For For Management
1.2 Elect Director Casey G. Cowell For For Management
1.3 Elect Director John A. Edwardson For For Management
1.4 Elect Director Daniel S. Goldin For For Management
1.5 Elect Director Donald P. Jacobs For For Management
1.6 Elect Director Michael P. Krasny For For Management
1.7 Elect Director Terry L. Lengfelder For For Management
1.8 Elect Director Susan D. Wellington For For Management
1.9 Elect Director Brian E. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
CERIDIAN CORPORATION
Ticker: CEN Security ID: 156779100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Cadogan For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director Robert H. Ewald For For Management
1.4 Elect Director Ronald T. LeMay For For Management
1.5 Elect Director George R. Lewis For For Management
1.6 Elect Director Ronald L. Turner For For Management
1.7 Elect Director Carole J. Uhrich For For Management
1.8 Elect Director Alan F. White For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
Page 26
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CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Robert Cawthorn For For Management
1.3 Elect Director Stephen D. Chubb For For Management
1.4 Elect Director George E. Massaro For For Management
1.5 Elect Director George M. Milne For For Management
1.6 Elect Director Douglas E. Rogers For For Management
1.7 Elect Director Samuel O. Thier For For Management
1.8 Elect Director William H. Waltrip For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHECKFREE CORP.
Ticker: CKFR Security ID: 162813109
Meeting Date: OCT 29, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Johnson For For Management
1.2 Elect Director Eugene F. Quinn For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Make Effort to Locate Women and Against Against Shareholder
Minorities for Board Nomination
- --------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Helene B. Gralnick For For Management
1.2 Elect Director Verna K. Gibson For For Management
1.3 Elect Director Betsy S. Atkins For For Management
1.4 Elect Director Scott A. Edmonds For For Management
2 Change Range for Size of the Board For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHOICEPOINT INC.
Ticker: CPS Security ID: 170388102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Mccoy For For Management
1.2 Elect Director Thomas M. Coughlin For For Management
1.3 Elect Director Derek V. Smith For For Management
2 Approve Deferred Compensation Plan For For Management
3 Ratify Auditors For For Management
Page 27
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CHURCH & DWIGHT CO., INC.
Ticker: CHD Security ID: 171340102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Beeby For For Management
1.2 Elect Director Dwight C. Minton For For Management
1.3 Elect Director J. Richard Leaman, Jr. For For Management
1.4 Elect Director John O. Whitney For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CINCINNATI BELL INC.
Ticker: CBB Security ID: 171871106
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip R. Cox For For Management
1.2 Elect Director Michael G. Morris For For Management
1.3 Elect Director John M. Zrno For For Management
- --------------------------------------------------------------------------------
CITY NATIONAL CORP.
Ticker: CYN Security ID: 178566105
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell Goldsmith For For Management
1.2 Elect Director Michael L. Meyer For For Management
1.3 Elect Director Ronald L. Olson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
CLAIRE
Ticker: CLE Security ID: 179584107
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marla L. Schaefer For Withhold Management
1.2 Elect Director E. Bonnie Schaefer For Withhold Management
1.3 Elect Director Ira D. Kaplan For Withhold Management
1.4 Elect Director Bruce G. Miller For For Management
1.5 Elect Director Steven H. Tishman For For Management
1.6 Elect Director Todd D. Jick For For Management
1.7 Elect Director Ann Spector Leiff For For Management
2 Adopt MacBride Principles Against Against Shareholder
Page 28
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CNF INC.
Ticker: CNF Security ID: 12612W104
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Keith Kennedy, Jr. For For Management
1.2 Elect Director John C. Pope For For Management
1.3 Elect Director Gregory L. Quesnel For For Management
1.4 Elect Director Peter W. Stott For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Ellis For Did Not Management
Vote
1.2 Elect Director Lew Frankfort For Did Not Management
Vote
1.3 Elect Director Sally Frame Kasaks For Did Not Management
Vote
1.4 Elect Director Gary Loveman For Did Not Management
Vote
1.5 Elect Director Irene Miller For Did Not Management
Vote
1.6 Elect Director Keith Monda For Did Not Management
Vote
1.7 Elect Director Michael Murphy For Did Not Management
Vote
- --------------------------------------------------------------------------------
COLONIAL BANCGROUP, INC., THE
Ticker: CNB Security ID: 195493309
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Craft For For Management
1.2 Elect Director Hubert L. Harris, Jr. For For Management
1.3 Elect Director Clinton O. Holdbrooks For For Management
1.4 Elect Director Harold D. King For For Management
1.5 Elect Director Robert E. Lowder For For Management
1.6 Elect Director John C.H. Miller, Jr. For For Management
1.7 Elect Director James W. Rane For For Management
Page 29
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COLUMBIA SPORTSWEAR CO.
Ticker: COLM Security ID: 198516106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gertrude Boyle For For Management
1.2 Elect Director Timothy P. Boyle For For Management
1.3 Elect Director Sarah A. Bany For For Management
1.4 Elect Director Murrey R. Albers For For Management
1.5 Elect Director Stephen E. Babson For For Management
1.6 Elect Director Edward S. George For For Management
1.7 Elect Director Walter T. Klenz For For Management
1.8 Elect Director John W. Stanton For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMMERCE BANCORP, INC.
Ticker: CBH Security ID: 200519106
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vernon W. Hill, II For For Management
1.2 Elect Director Robert C. Beck For For Management
1.3 Elect Director Jack R Bershad For For Management
1.4 Elect Director Joseph E. Buckelew For For Management
1.5 Elect Director Donald T. Difrancesco For For Management
1.6 Elect Director John P. Ferguson For For Management
1.7 Elect Director Morton N. Kerr For For Management
1.8 Elect Director Steven M. Lewis For For Management
1.9 Elect Director George E. Norcross, III For For Management
1.10 Elect Director Joseph J. Plumeri, II For For Management
1.11 Elect Director Daniel J. Ragone For For Management
1.12 Elect Director Wm. A. Schwartz, Jr. For For Management
1.13 Elect Director Joseph T. Tarquini, Jr. For For Management
2 Approve Stock Option Plan For Against Management
3 Increase Authorized Common Stock For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMPASS BANCSHARES, INC.
Ticker: CBSS Security ID: 20449H109
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl J. Gessler, Jr. For For Management
1.2 Elect Director D. Paul Jones, Jr. For For Management
1.3 Elect Director J. Terry Strange For For Management
2 Adopt Dividend Reinvestment Plan For For Management
3 Ratify Auditors For For Management
Page 30
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CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P
Meeting Date: JUL 15, 2003 Meeting Type: Annual
Record Date: MAY 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG For For Management
LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE
COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING FEBRUARY 29,
2004
- --------------------------------------------------------------------------------
COOPER CAMERON CORP.
Ticker: CAM Security ID: 216640102
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lamar Norsworthy For For Management
1.2 Elect Director Michael E. Patrick For For Management
2 Ratify Auditors For For Management
3 Prepare Sustainability Report Against For Shareholder
- --------------------------------------------------------------------------------
CORINTHIAN COLLEGES, INC.
Ticker: COCO Security ID: 218868107
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: OCT 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. St. Pierre For Did Not Management
Vote
1.2 Elect Director Linda Arey Skladany, Esq. For Did Not Management
Vote
2 Increase Authorized Common Stock For Did Not Management
Vote
3 Approve Omnibus Stock Plan For Did Not Management
Vote
4 Ratify Auditors For Did Not Management
Vote
Page 31
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COVENTRY HEALTH CARE INC.
Ticker: CVH Security ID: 222862104
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Dale Crandall For For Management
1.2 Elect Director Robert W. Morey For For Management
1.3 Elect Director Elizabeth E. Tallett For For Management
1.4 Elect Director Allen F. Wise For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CREDENCE SYSTEMS CORP.
Ticker: CMOS Security ID: 225302108
Meeting Date: MAR 23, 2004 Meeting Type: Annual
Record Date: FEB 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Beyer For For Management
1.2 Elect Director Thomas R. Franz For Withhold Management
1.3 Elect Director William G. Howard, Jr. For For Management
1.4 Elect Director Bruce R. Wright For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CREDENCE SYSTEMS CORP.
Ticker: CMOS Security ID: 225302108
Meeting Date: MAY 27, 2004 Meeting Type: Special
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 28, 2003 Meeting Type: Annual
Record Date: SEP 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Neal Hunter For For Management
1.2 Elect Director Charles M. Swoboda For For Management
1.3 Elect Director John W. Palmour, Ph.D. For For Management
1.4 Elect Director Dolph W. von Arx For For Management
1.5 Elect Director James E. Dykes For For Management
1.6 Elect Director William J. O'Meara For For Management
1.7 Elect Director Robert J. Potter, Ph.D. For For Management
Page 32
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CROMPTON CORPORATION
Ticker: CK Security ID: 227116100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leo I. Higdon, Jr. For For Management
1.2 Elect Director C. A. (Lance) Piccolo For For Management
1.3 Elect Director Bruce F. Wesson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CYTEC INDUSTRIES INC.
Ticker: CYT Security ID: 232820100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chris A. Davis For For Management
1.2 Elect Director William P. Powell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DEAN FOODS COMPANY
Ticker: DF Security ID: 242370104
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Bernon For For Management
1.2 Elect Director Gregg L. Engles For For Management
1.3 Elect Director Joseph S. Hardin, Jr. For For Management
1.4 Elect Director Ronald Kirk For For Management
1.5 Elect Director John S. Llewellyn, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DENTSPLY INTERNATIONAL, INC.
Ticker: XRAY Security ID: 249030107
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paula H. Cholmondeley For For Management
1.2 Elect Director Michael J. Coleman For For Management
1.3 Elect Director John C. Miles Ii For For Management
1.4 Elect Director W. Keith Smith For For Management
2 Ratify Auditors For For Management
Page 33
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DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director David M. Gavin For For Management
1.4 Elect Director Michael E. Gellert For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
DEVRY INC.
Ticker: DV Security ID: 251893103
Meeting Date: NOV 18, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Bowsher as For For Management
Class III Director
1.2 Elect Director Robert C. McCormack as For For Management
Class III Director
1.3 Elect Director Julia A. McGee as Class For For Management
III Director
1.4 Elect Director Ronald L. Taylor as Class For For Management
III Director
1.5 Elect Director Connie R. Curran as Class For For Management
II Director
2 Approve Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DIAL CORPORATION, THE
Ticker: DL Security ID: 25247D101
Meeting Date: MAR 24, 2004 Meeting Type: Special
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Other Business For Against Management
- --------------------------------------------------------------------------------
DIEBOLD, INC.
Ticker: DBD Security ID: 253651103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis V. Bockius III For For Management
1.2 Elect Director Christopher M. Connor For For Management
1.3 Elect Director Richard L. Crandall For For Management
1.4 Elect Director Eric C. Evans For For Management
1.5 Elect Director Gale S. Fitzgerald For For Management
1.6 Elect Director Phillip B. Lassiter For For Management
1.7 Elect Director John N. Lauer For For Management
1.8 Elect Director William F. Massy For For Management
1.9 Elect Director Walden W. O'Dell For For Management
1.10 Elect Director Eric J. Roorda For For Management
1.11 Elect Director W. R. Timken, Jr. For For Management
1.12 Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
Page 34
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DOLLAR TREE STORES, INC.
Ticker: DLTR Security ID: 256747106
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Range for Size of the Board For For Management
2.1 Elect Director H. Ray Compton For For Management
2.2 Elect Director John F. Megrue For For Management
2.3 Elect Director Alan L. Wurtzel For For Management
2.4 Elect Director Bob Sasser For For Management
2.5 Elect Director Thomas E. Whiddon For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
DREYERS GRAND ICE CREAM HOLDINGS, INC.
Ticker: DRYR Security ID: 261877104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan L. Booth For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director William F. Cronk, III For For Management
1.4 Elect Director Tahira Hassan For For Management
1.5 Elect Director John W. Larson For For Management
1.6 Elect Director Carlos E. Represas For For Management
1.7 Elect Director T. Gary Rogers For For Management
1.8 Elect Director Jorge M. Sadurni For For Management
1.9 Elect Director Timothy P. Smucker For For Management
1.10 Elect Director Joe Weller For For Management
2 Approve Executive Incentive Bonus Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Edward Allinson For For Management
1.2 Elect Director Michael G. Fitt For For Management
2 Increase Authorized Common Stock For Against Management
Page 35
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DUN & BRADSTREET CORP, THE
Ticker: DNB Security ID: 26483E100
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alden For For Management
1.2 Elect Director Allan Z. Loren For For Management
1.3 Elect Director Victor A. Pelson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC.
Ticker: DY Security ID: 267475101
Meeting Date: NOV 25, 2003 Meeting Type: Annual
Record Date: OCT 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Nielsen For For Management
1.2 Elect Director Stephen C. Coley For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
E*TRADE GROUP, INC.
Ticker: ET Security ID: 269246104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Fisher For For Management
1.2 Elect Director George A. Hayter For For Management
1.3 Elect Director Donna L. Weaver For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EDUCATION MANAGEMENT CORP.
Ticker: EDMC Security ID: 28139T101
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: SEP 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Atwell For Did Not Management
Vote
1.2 Elect Director William M. Campbell, III For Did Not Management
Vote
1.3 Elect Director Friedrich Teroerde For Did Not Management
Vote
2 Increase Authorized Common Stock For Did Not Management
Vote
3 Approve Omnibus Stock Plan For Did Not Management
Vote
4 Ratify Auditors For Did Not Management
Vote
Page 36
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EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Ingram For For Management
1.2 Elect Director Vernon R. Loucks Jr. For For Management
2 Amend Non-Employee Director Omnibus Stock For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMMIS COMMUNICATIONS CORP.
Ticker: EMMS Security ID: 291525103
Meeting Date: JUN 30, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey H. Smulyan For For Management
1.2 Elect Director Walter Z. Berger For For Management
1.3 Elect Director Greg A. Nathanson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ENERGY EAST CORPORATION
Ticker: EAS Security ID: 29266M109
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Aurelio For For Management
1.2 Elect Director James A. Carrigg For For Management
1.3 Elect Director David M. Jagger For For Management
1.4 Elect Director Ben E. Lynch For For Management
2 Declassify the Board of Directors For For Management
3 Eliminate Cumulative Voting For Against Management
4 Approve Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ENSCO INTERNATIONAL, INC.
Ticker: ESV Security ID: 26874Q100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Carmichael For For Management
1.2 Elect Director Thomas L. Kelly II For For Management
1.3 Elect Director Rita M. Rodriguez For For Management
Page 37
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ENTERCOM COMMUNICATIONS CORP.
Ticker: ETM Security ID: 293639100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Berkman For For Management
1.2 Elect Director Daniel E. Gold For For Management
1.3 Elect Director Joseph M. Field For For Management
1.4 Elect Director David J. Field For For Management
1.5 Elect Director John C. Donlevie For For Management
1.6 Elect Director Edward H. West For For Management
1.7 Elect Director Robert S. Wiesenthal For For Management
- --------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George A. Alcorn For For Management
1.2 Elect Director Charles R. Crisp For For Management
1.3 Elect Director Mark G. Papa For For Management
1.4 Elect Director Edmund P. Segner, III For For Management
1.5 Elect Director Donald F. Textor For For Management
1.6 Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Other Business For For Management
- --------------------------------------------------------------------------------
EVEREST RE GROUP LTD
Ticker: RE Security ID: G3223R108
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Duffy For Did Not Management
Vote
1.2 Elect Director Joseph V. Taranto For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
Page 38
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EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Rose For For Management
1.2 Elect Director James L.K. Wang For For Management
1.3 Elect Director R. Jordan Gates For For Management
1.4 Elect Director James J. Casey For For Management
1.5 Elect Director Dan P. Kourkoumelis For For Management
1.6 Elect Director Michael J. Malone For For Management
1.7 Elect Director John W. Meisenbach For For Management
- --------------------------------------------------------------------------------
EXTENDED STAY AMERICA, INC.
Ticker: ESA Security ID: 30224P101
Meeting Date: MAY 7, 2004 Meeting Type: Special
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
FAIR ISAAC INC.
Ticker: FIC Security ID: 303250104
Meeting Date: FEB 2, 2004 Meeting Type: Annual
Record Date: DEC 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George Battle For For Management
1.2 Elect Director Tony J. Christianson For For Management
1.3 Elect Director Thomas G. Grudnowski For For Management
1.4 Elect Director Alex W. Hart For For Management
1.5 Elect Director Philip G. Heasley For For Management
1.6 Elect Director Guy R. Henshaw For For Management
1.7 Elect Director David S.P. Hopkins For For Management
1.8 Elect Director Margaret L. Taylor For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: FNF Security ID: 316326
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 150,000,000 TO
250,000,000.
Page 39
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FIDELITY NATIONAL FINANCIAL, INC.
Ticker: FNF Security ID: 316326107
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Did Not Management
Vote
2.1 Elect Director Terry N. Christensen For Did Not Management
Vote
2.2 Elect Director John F. Farrell, Jr. For Did Not Management
Vote
2.3 Elect Director Philip G. Heasley For Did Not Management
Vote
2.4 Elect Director Daniel D. (Ron) Lane For Did Not Management
Vote
2.5 Elect Director J. Thomas Talbot For Did Not Management
Vote
- --------------------------------------------------------------------------------
FIRST AMERICAN CORP.
Ticker: FAF Security ID: 318522307
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary J. Beban For For Management
1.2 Elect Director J. David Chatham For For Management
1.3 Elect Director William G. Davis For For Management
1.4 Elect Director James L. Doti For For Management
1.5 Elect Director Lewis W. Douglas, Jr. For For Management
1.6 Elect Director Paul B. Fay, Jr. For For Management
1.7 Elect Director D. P. Kennedy For For Management
1.8 Elect Director Parker S. Kennedy For For Management
1.9 Elect Director Frank E. O'Bryan For For Management
1.10 Elect Director Roslyn B. Payne For For Management
1.11 Elect Director D. Van Skilling For For Management
1.12 Elect Director Herbert B. Tasker For For Management
1.13 Elect Director Virginia M. Ueberroth For For Management
Page 40
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FIRST HEALTH GROUP CORP.
Ticker: FHCC Security ID: 320960107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin, Phd For For Management
1.2 Elect Director Daniel S. Brunner For For Management
1.3 Elect Director Raul Cesan For For Management
1.4 Elect Director Ronald H. Galowich For For Management
1.5 Elect Director Harold S. Handelsman For For Management
1.6 Elect Director Don Logan For For Management
1.7 Elect Director William Mayer For For Management
1.8 Elect Director David E. Simon For For Management
1.9 Elect Director James C. Smith For For Management
1.10 Elect Director Edward L. Wristen For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORP
Ticker: FHN Security ID: 337162101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Blattberg For For Management
1.2 Elect Director J. Kenneth Glass For For Management
1.3 Elect Director Michael D. Rose For For Management
1.4 Elect Director Luke Yancy III For For Management
1.5 Elect Director Mary F. Sammons For For Management
2 Change Company Name For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLOWSERVE CORP.
Ticker: FLS Security ID: 34354P105
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher A. Bartlett For For Management
1.2 Elect Director Hugh K. Coble For For Management
1.3 Elect Director George T. Haymaker, Jr. For For Management
1.4 Elect Director William C. Rusnack For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
FMC CORP.
Ticker: FMC Security ID: 302491303
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Reilly For For Management
1.2 Elect Director James R. Thompson For For Management
1.3 Elect Director William G. Walter For For Management
2 Ratify Auditors For For Management
Page 41
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FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Asbjorn Larsen For For Management
1.2 Elect Director Joseph H. Netherland For For Management
1.3 Elect Director James R. Thompson For For Management
- --------------------------------------------------------------------------------
FOREST OIL CORP.
Ticker: FST Security ID: 346091705
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cortlandt S. Dietler For For Management
1.2 Elect Director Dod A. Fraser For For Management
1.3 Elect Director Patrick R. McDonald For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director R. Leigh Clifford For Withhold Management
1.3 Elect Director James R. Moffett For For Management
1.4 Elect Director B. M. Rankin, Jr. For For Management
1.5 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Halt Payments to Indonesian Military Against Against Shareholder
- --------------------------------------------------------------------------------
GATX CORP.
Ticker: GMT Security ID: 361448103
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rod F. Dammeyer For For Management
1.2 Elect Director James M. Denny For For Management
1.3 Elect Director Richard Fairbanks For For Management
1.4 Elect Director Deborah M. Fretz For For Management
1.5 Elect Director Miles L. Marsh For For Management
1.6 Elect Director Michael E. Murphy For For Management
1.7 Elect Director Ronald H. Zech For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
Page 42
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GENTEX CORP.
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Mulder For For Management
1.2 Elect Director Frederick Sotok For For Management
1.3 Elect Director Wallace Tsuha For For Management
2 Amend Stock Option Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director James M. Denny For For Management
1.4 Elect Director John C. Martin For For Management
1.5 Elect Director Gordon E. Moore For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director George P. Shultz For For Management
1.8 Elect Director Gayle E. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For Against Management
- --------------------------------------------------------------------------------
GLATFELTER
Ticker: GLT Security ID: 377316104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen A. Dahlberg For For Management
1.2 Elect Director Richard C. III For For Management
1.3 Elect Director Lee C. Stewart For For Management
2 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
Page 43
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GRANITE CONSTRUCTION INC.
Ticker: GVA Security ID: 387328107
Meeting Date: MAY 24, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca A. McDonald For For Management
1.2 Elect Director George B. Searle For For Management
1.3 Elect Director William G. Dorey For For Management
2 Amend Omnibus Stock Plan For For Management
3 Separate Chairman and CEO Positions Against For Shareholder
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GRANT PRIDECO INC
Ticker: GRP Security ID: 38821G101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Butters For For Management
1.2 Elect Director Eliot M. Fried For For Management
1.3 Elect Director Dennis R. Hendrix For For Management
1.4 Elect Director Harold E. Layman For For Management
1.5 Elect Director Sheldon B. Lubar For For Management
1.6 Elect Director Michael Mcshane For For Management
1.7 Elect Director Robert K. Moses, Jr. For For Management
1.8 Elect Director Joseph E. Reid For For Management
1.9 Elect Director David A. Trice For For Management
- --------------------------------------------------------------------------------
GREAT PLAINS ENERGY, INC.
Ticker: GXP Security ID: 391164100
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Bodde For For Management
1.2 Elect Director Michael J. Chesser For For Management
1.3 Elect Director William H. Downey For For Management
1.4 Elect Director Mark A. Ernst For For Management
1.5 Elect Director Randall C. Ferguson, Jr. For For Management
1.6 Elect Director William K. Hall For For Management
1.7 Elect Director Luis A. Jimenez For For Management
1.8 Elect Director James A. Mitchell For For Management
1.9 Elect Director William C. Nelson For For Management
1.10 Elect Director Linda H. Talbott For For Management
1.11 Elect Director Robert H. West For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GREENPOINT FINANCIAL CORP.
Ticker: GPT Security ID: 395384100
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bharat B. Bhatt For For Management
1.2 Elect Director J. Thomas Presby For For Management
1.3 Elect Director Robert F. Vizza For For Management
2 Ratify Auditors For For Management
Page 44
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GTECH HOLDINGS CORPORATION
Ticker: GTK Security ID: 400518
Meeting Date: AUG 4, 2003 Meeting Type: Annual
Record Date: JUN 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF THE CORPORATE FINANCIALS For For Management
MANAGEMENT INCENTIVE PLAN FOR CHIEF
EXECUTIVE OFFICER AND SENIOR STAFF.
03 RATIFICATION OF ERNST & YOUNG LLP, For For Management
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS,
AS AUDITORS FOR THE FISCAL YEAR ENDING
FEBRUARY 28, 2004.
- --------------------------------------------------------------------------------
HARRIS CORP.
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 24, 2003 Meeting Type: Annual
Record Date: AUG 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Dionne For For Management
1.2 Elect Director David B. Rickard For For Management
1.3 Elect Director Gregory T. Swienton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HARTE-HANKS, INC.
Ticker: HHS Security ID: 416196103
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Franklin For For Management
1.2 Elect Director William F. Farley For For Management
1.3 Elect Director William K. Gayden For For Management
2 Amend Omnibus Stock Plan For For Management
Page 45
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HEALTH NET, INC.
Ticker: HNT Security ID: 42222G108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Thomas Bouchard For For Management
1.2 Elect Director Theodore F. Craver, Jr. For For Management
1.3 Elect Director Thomas T. Farley For For Management
1.4 Elect Director Gale S. Fitzgerald For For Management
1.5 Elect Director Patrick Foley For For Management
1.6 Elect Director Jay M. Gellert For For Management
1.7 Elect Director Roger F. Greaves For For Management
1.8 Elect Director Richard W. Hanselman For For Management
1.9 Elect Director Richard J. Stegemeier For For Management
1.10 Elect Director Bruce G. Willison For For Management
1.11 Elect Director Frederick C. Yeager For For Management
2 Eliminate Class of Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans Helmerich For For Management
1.2 Elect Director George S. Dotson For For Management
1.3 Elect Director Paula Marshall-Chapman For For Management
- --------------------------------------------------------------------------------
HENRY SCHEIN, INC.
Ticker: HSIC Security ID: 806407102
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley M. Bergman For For Management
1.2 Elect Director Gerald A. Benjamin For For Management
1.3 Elect Director James P. Breslawski For For Management
1.4 Elect Director Mark E. Mlotek For For Management
1.5 Elect Director Steven Paladino For For Management
1.6 Elect Director Barry J. Alperin For For Management
1.7 Elect Director Pamela Joseph For For Management
1.8 Elect Director Donald J. Kabat For For Management
1.9 Elect Director Marvin H. Schein For For Management
1.10 Elect Director Irving Shafran For For Management
1.11 Elect Director Philip A. Laskawy For For Management
1.12 Elect Director Norman S. Matthews For For Management
1.13 Elect Director Louis W. Sullivan For For Management
1.14 Elect Director Margaret A. Hamburg For For Management
2 Amend Stock Option Plan For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Approve Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
Page 46
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HIBERNIA CORP.
Ticker: HIB Security ID: 428656102
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. 'Bo' Campbell For For Management
1.2 Elect Director Richard W. Freeman, Jr. For For Management
1.3 Elect Director Randall E. Howard For For Management
1.4 Elect Director Elton R. King For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HILLENBRAND INDUSTRIES, INC.
Ticker: HB Security ID: 431573104
Meeting Date: FEB 12, 2004 Meeting Type: Annual
Record Date: DEC 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ray J. Hillenbrand as For Withhold Management
Class II Director
1.2 Elect Director Anne Griswold Peirce as For For Management
Class II Director
1.3 Elect Director Peter H. Soderberg as For For Management
Class II Director
2 Elect Director Joanne C. Smith as Class For For Management
III Director
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HNI CORP
Ticker: HNI Security ID: 438092108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Halbrook For For Management
1.2 Elect Director Dennis J. Martin For For Management
1.3 Elect Director Jack D. Michaels For For Management
1.4 Elect Director Abbie J. Smith For For Management
2 Change Company Name For For Management
3 Amend Articles to Remove Antitakeover For For Management
Provisions
Page 47
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HORACE MANN EDUCATORS CORP.
Ticker: HMN Security ID: 440327104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Abbott For For Management
1.2 Elect Director Mary H. Futrell For For Management
1.3 Elect Director Louis G. Lower II For For Management
1.4 Elect Director Joseph J. Melone For For Management
1.5 Elect Director Jeffrey L. Morby For For Management
1.6 Elect Director Shaun F. O'Malley For For Management
1.7 Elect Director Charles A. Parker For For Management
- --------------------------------------------------------------------------------
HOSPITALITY PROPERTIES TRUST
Ticker: HPT Security ID: 44106M102
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Arthur G. Koumantzelis For For Management
- --------------------------------------------------------------------------------
HOVNANIAN ENTERPRISES, INC.
Ticker: HOV Security ID: 442487203
Meeting Date: MAR 5, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Hovnanian For Withhold Management
1.2 Elect Director A. Hovnanian For Withhold Management
1.3 Elect Director G. Decesaris, Jr. For Withhold Management
1.4 Elect Director A. Greenbaum For Withhold Management
1.5 Elect Director D. Mcdonald For For Management
1.6 Elect Director J. Robbins For For Management
1.7 Elect Director J. Sorsby For Withhold Management
1.8 Elect Director S. Weinroth For For Management
1.9 Elect Director E. Kangas For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
IMATION CORP.
Ticker: IMN Security ID: 45245A107
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Taylor For For Management
1.2 Elect Director Daryl J. White For For Management
2 Ratify Auditors For For Management
Page 48
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IMC GLOBAL INC.
Ticker: IGL Security ID: 449669100
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald F. Mazankowski For For Management
1.2 Elect Director Douglas A. Pertz For For Management
1.3 Elect Director Richard L. Thomas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INDEPENDENCE COMMUNITY BANK CORP.
Ticker: ICBC Security ID: 453414104
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAY 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rohit M. Desai For For Management
1.2 Elect Director Charles J. Hamm For For Management
1.3 Elect Director Scott M. Hand For For Management
1.4 Elect Director David L. Hinds For For Management
1.5 Elect Director Maria Fiorini Ramirez For For Management
1.6 Elect Director Donald M. Karp For For Management
1.7 Elect Director Robert B. Catell For For Management
1.8 Elect Director Robert W. Gelfman For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INDEPENDENCE COMMUNITY BANK CORP.
Ticker: ICBC Security ID: 453414104
Meeting Date: MAR 8, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
INDYMAC BANCORP, INC.
Ticker: NDE Security ID: 456607100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Perry For For Management
1.2 Elect Director Louis E. Caldera For For Management
1.3 Elect Director Lyle E. Gramley For For Management
1.4 Elect Director Hugh M. Grant For For Management
1.5 Elect Director Patrick C. Haden For For Management
1.6 Elect Director Terrance G. Hodel For For Management
1.7 Elect Director Robert L. Hunt II For For Management
1.8 Elect Director James R. Ukropina For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
Page 49
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INTEGRATED CIRCUIT SYSTEMS, INC.
Ticker: ICST Security ID: 45811K208
Meeting Date: OCT 29, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hock E. Tan For For Management
1.2 Elect Director Nam P. Suh, Ph.D. For For Management
- --------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC.
Ticker: IDTI Security ID: 458118
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 AMENDMENT TO THE COMPANY S 1984 EMPLOYEE For For Management
STOCK PURCHASE PLAN.
03 RATIFICATION OF SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT ACCOUNTANTS.
- --------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC.
Ticker: IDTI Security ID: 458118106
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory S. Lang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORP.
Ticker: IRF Security ID: 460254105
Meeting Date: JAN 26, 2004 Meeting Type: Special
Record Date: DEC 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Against Management
Page 50
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INTERNATIONAL RECTIFIER CORP.
Ticker: IRF Security ID: 460254105
Meeting Date: NOV 24, 2003 Meeting Type: Annual
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Plummer For Did Not Management
Vote
1.2 Elect Director Minoru Matsuda For Did Not Management
Vote
1.3 Elect Director Robert S. Attiyeh For Did Not Management
Vote
2 Amend Employee Stock Purchase Plan For Did Not Management
Vote
3 Amend Omnibus Stock Plan For Did Not Management
Vote
4 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
INTERNET SECURITY SYSTEMS, INC.
Ticker: ISSX Security ID: 46060X107
Meeting Date: MAY 24, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Davoli For For Management
1.2 Elect Director Christopher W. Klaus For For Management
- --------------------------------------------------------------------------------
J. B. HUNT TRANSPORT SERVICES, INC.
Ticker: JBHT Security ID: 445658107
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Cooper, Jr. For For Management
1.2 Elect Director Wayne Garrison For For Management
1.3 Elect Director Bryan Hunt For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
J. M. SMUCKER CO., THE
Ticker: SJM Security ID: 832696405
Meeting Date: JUN 17, 2004 Meeting Type: Special
Record Date: MAY 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
Page 51
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JACOBS ENGINEERING GROUP INC.
Ticker: JEC Security ID: 469814107
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Davidson, Jr. For For Management
1.2 Elect Director Edward V. Fritzky For For Management
1.3 Elect Director Robert B. Gwyn For For Management
1.4 Elect Director Linda K. Jacobs For For Management
1.5 Elect Director Benjamin F. Montoya For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JETBLUE AIRWAYS CORP
Ticker: JBLU Security ID: 477143101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Barger For For Management
1.2 Elect Director David Checketts For For Management
1.3 Elect Director Neal Moszkowski For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KEANE, INC.
Ticker: KEA Security ID: 486665102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Fain For For Management
1.2 Elect Director John F. Keane For For Management
1.3 Elect Director John F. Rockart For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KRISPY KREME DOUGHNUTS INC.
Ticker: KKD Security ID: 501014104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Livengood For For Management
1.2 Elect Director Robert S. McCoy, Jr. For For Management
1.3 Elect Director Su Hua Newton For For Management
2 Ratify Auditors For For Management
Page 52
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L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claude R. Canizares For For Management
1.2 Elect Director Thomas A. Corcoran For For Management
1.3 Elect Director Alan H. Washkowitz For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
LAM RESEARCH CORP.
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Bagley For For Management
1.2 Elect Director David G. Arscott For For Management
1.3 Elect Director Robert M. Berdahl For For Management
1.4 Elect Director Richard J. Elkus, Jr. For For Management
1.5 Elect Director Jack R. Harris For For Management
1.6 Elect Director Grant M. Inman For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORP.
Ticker: LSCC Security ID: 518415104
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark O. Hatfield For For Management
1.2 Elect Director Cyrus Y. Tsui For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LAUREATE EDUCATION INC.
Ticker: PR Security ID: 871399101
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas L. Becker For For Management
1.2 Elect Director James H. McGuire For For Management
1.3 Elect Director Richard W. Riley For For Management
2 Ratify Auditors For For Management
Page 53
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LEAR CORPORATION
Ticker: LEA Security ID: 521865105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry W. McCurdy For For Management
1.2 Elect Director Roy E. Parrott For For Management
1.3 Elect Director Richard F. Wallman For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
LEGATO SYSTEMS, INC.
Ticker: LGTO Security ID: 524651106
Meeting Date: OCT 20, 2003 Meeting Type: Special
Record Date: SEP 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Did Not Management
Vote
2 Adjourn Meeting For Did Not Management
Vote
- --------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901
Meeting Date: JUL 22, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
- --------------------------------------------------------------------------------
LENNAR CORP.
Ticker: LEN Security ID: 526057104
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving Bolotin For For Management
1.2 Elect Director R. Kirk Landon For For Management
1.3 Elect Director Donna E. Shalala For For Management
2 Other Business For For Management
Page 54
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LEUCADIA NATIONAL CORP.
Ticker: LUK Security ID: 527288104
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian M. Cumming For For Management
1.2 Elect Director Paul M. Dougan For For Management
1.3 Elect Director Lawrence D. Glaubinger For For Management
1.4 Elect Director Alan J. Hirschfield For For Management
1.5 Elect Director James E. Jordan For For Management
1.6 Elect Director Jeffrey C. Keil For For Management
1.7 Elect Director Jesse Clyde Nichols III For For Management
1.8 Elect Director Joseph S. Steinberg For For Management
2 Amend Articles to Extend Provisions that For For Management
Restrict Accumulation of 5% Common Stock
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST
Ticker: LRY Security ID: 531172104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee M. Leanne Lachman For For Management
1.2 Elect Trustee J. Anthony Hayden For For Management
2 Amend Stock Ownership Limitations For For Management
3 Amend Articles For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
LIFEPOINT HOSPITALS, INC.
Ticker: LPNT Security ID: 53219L109
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director DeWitt Ezell, Jr. For For Management
1.2 Elect Director William V. Lapham For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LINCARE HOLDINGS, INC.
Ticker: LNCR Security ID: 532791100
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.P. Byrnes For For Management
1.2 Elect Director S.H. Altman, Ph.D. For For Management
1.3 Elect Director C.B. Black For For Management
1.4 Elect Director F.D. Byrne, M.D. For For Management
1.5 Elect Director F.T. Cary For For Management
1.6 Elect Director W.F. Miller, III For For Management
2 Approve Omnibus Stock Plan For For Management
Page 55
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LONGVIEW FIBRE CO.
Ticker: LFB Security ID: 543213102
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Wertheimer For Withhold Management
1.2 Elect Director John R. Kretchmer For For Management
1.3 Elect Director Robert A. Kirchner For For Management
2 Proposal to Split the Company into 3 Against Against Shareholder
Separate Entities
- --------------------------------------------------------------------------------
LUBRIZOL CORP., THE
Ticker: LZ Security ID: 549271104
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Hambrick For For Management
1.2 Elect Director Gordon D. Harnett For For Management
1.3 Elect Director Victoria F. Haynes For For Management
1.4 Elect Director William P. Madar For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LYONDELL CHEMICAL CO.
Ticker: LYO Security ID: 552078107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Anderson For For Management
1.2 Elect Director William T. Butler For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Travis Engen For For Management
1.5 Elect Director Stephen F. Hinchliffe, For For Management
Jr.
1.6 Elect Director Danny W. Huff For For Management
1.7 Elect Director Ray R. Irani For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Dudley C. Mecum For For Management
1.10 Elect Director Dan F. Smith For For Management
1.11 Elect Director William R. Spivey For For Management
2 Ratify Auditors For For Management
Page 56
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M & T BANK CORP.
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Allyn For For Management
1.2 Elect Director Brent D. Baird For For Management
1.3 Elect Director Robert J. Bennett For For Management
1.4 Elect Director C. Angela Bontempo For For Management
1.5 Elect Director Robert T. Brady For For Management
1.6 Elect Director Emerson L. Brumback For For Management
1.7 Elect Director Michael D. Buckley For For Management
1.8 Elect Director Patrick J. Callan For For Management
1.9 Elect Director R. Carlos Carballada For For Management
1.10 Elect Director T. Jefferson Cunningham For For Management
III
1.11 Elect Director Donald Devorris For For Management
1.12 Elect Director Richard E. Garman For For Management
1.13 Elect Director James V. Glynn For For Management
1.14 Elect Director Derek C. Hathaway For For Management
1.15 Elect Director Daniel R. Hawbaker For For Management
1.16 Elect Director Patrick W.E. Hodgson For For Management
1.17 Elect Director Gary Kennedy For For Management
1.18 Elect Director Richard G. King For For Management
1.19 Elect Director Reginald B. Newman, II For For Management
1.20 Elect Director Jorge G. Pereira For For Management
1.21 Elect Director Michael P. Pinto For For Management
1.22 Elect Director Robert E. Sadler, Jr. For For Management
1.23 Elect Director Eugene J. Sheehy For For Management
1.24 Elect Director Stephen G. Sheetz For For Management
1.25 Elect Director Herbert L. Washington For For Management
1.26 Elect Director Robert G. Wilmers For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MACROMEDIA, INC.
Ticker: MACR Security ID: 556100
Meeting Date: JUL 24, 2003 Meeting Type: Annual
Record Date: MAY 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 ADOPTION OF THE COMPANY S 2003 EMPLOYEE For For Management
STOCK PURCHASE PLAN
03 RATIFICATION OF SELECTION OF KPMG LLP AS For For Management
THE COMPANY S INDEPENDENT AUDITORS
Page 57
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MACROVISION CORP.
Ticker: MVSN Security ID: 555904101
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John O. Ryan For For Management
1.2 Elect Director William A. Krepick For For Management
1.3 Elect Director Matt Christiano For For Management
1.4 Elect Director Donna S. Birks For For Management
1.5 Elect Director William N. Stirlen For For Management
1.6 Elect Director Thomas Wertheimer For For Management
1.7 Elect Director Steven G. Blank For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MANPOWER INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie A. Burns For For Management
1.2 Elect Director Willie D. Davis For For Management
1.3 Elect Director Jack M. Greenberg For For Management
1.4 Elect Director Terry A. Hueneke For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC.
Ticker: MLM Security ID: 573284106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcus C. Bennett For For Management
1.2 Elect Director Dennis L. Rediker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCDATA CORPORATION
Ticker: MCDTA Security ID: 580031
Meeting Date: AUG 27, 2003 Meeting Type: Annual
Record Date: JUL 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO RATIFY THE APPOINTMENT OF THE FIRM For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS OF MCDATA CORPORATION FOR THE
FISCAL YEAR ENDING JANUARY 31, 2004.
03 TO APPROVE AMENDMENTS TO THE 2001 MCDATA For For Management
EQUITY INCENTIVE PLAN.
Page 58
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MCDATA CORPORATION
?
Ticker: MCDT Security ID: 580031201
Meeting Date: AUG 27, 2003 Meeting Type: Annual
Record Date: JUL 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles C. Johnston For For Management
1.2 Elect Director John F. McDonnell For For Management
1.3 Elect Director Laurence G. Walker For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC.
Ticker: MDU Security ID: 552690109
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis W. Johnson For For Management
1.2 Elect Director John L. Olson For For Management
1.3 Elect Director Martin A. White For For Management
1.4 Elect Director John K. Wilson For For Management
2 Amend Non-Employee Director Omnibus Stock For For Management
Plan
- --------------------------------------------------------------------------------
MENTOR GRAPHICS CORP.
Ticker: MENT Security ID: 587200106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter L. Bonfield For For Management
1.2 Elect Director Marsha B. Congdon For For Management
1.3 Elect Director James R. Fiebiger For For Management
1.4 Elect Director Gregory K. Hinckley For For Management
1.5 Elect Director Kevin C. McDonough For For Management
1.6 Elect Director Patrick B. McManus For For Management
1.7 Elect Director Walden C. Rhines For For Management
1.8 Elect Director Fontaine K. Richardson For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Amend Stock Option Plan For Against Management
5 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
MICHAELS STORES, INC.
Ticker: MIK Security ID: 594087108
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Wyly, Jr. For For Management
1.2 Elect Director Sam Wyly For For Management
1.3 Elect Director Richard E. Hanlon For For Management
1.4 Elect Director Richard C. Marcus For For Management
1.5 Elect Director Liz Minyard For For Management
1.6 Elect Director Cece Smith For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For Against Management
Page 59
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MICREL, INC.
Ticker: MCRL Security ID: 594793101
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond D. Zinn For For Management
1.2 Elect Director Warren H. Muller For For Management
1.3 Elect Director Larry L. Hansen For For Management
1.4 Elect Director George Kelly For For Management
1.5 Elect Director Donald Livingstone For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: MCHP Security ID: 595017
Meeting Date: AUG 15, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 PROPOSAL TO AMEND OUR 2001 EMPLOYEE STOCK For For Management
PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER SUCH
PLAN BY 975,000 SHARES.
03 PROPOSAL TO AMEND OUR 2001 EMPLOYEE STOCK For For Management
PURCHASE PLAN TO ADD, COMMENCING JANUARY
1, 2005, AN ANNUAL AUTOMATIC INCREASE IN
THE NUMBER OF SHARES RESERVED FOR
ISSUANCE UNDER SUCH PLAN.
- --------------------------------------------------------------------------------
MILLENNIUM PHARMACEUTICALS, INC.
Ticker: MLNM Security ID: 599902103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Homcy, M.D. For For Management
1.2 Elect Director Raju S. Kucherlapati, For For Management
Ph.D.
1.3 Elect Director Eric S. Lander, Ph.D. For For Management
2 Ratify Auditors For For Management
Page 60
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MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leo Benatar For For Management
1.2 Elect Director Phyllis O. Bonanno For For Management
1.3 Elect Director David L. Kolb For For Management
1.4 Elect Director W. Christopher Wellborn For For Management
- --------------------------------------------------------------------------------
MONY GROUP, INC., THE
Ticker: MNY Security ID: 615337102
Meeting Date: FEB 24, 2004 Meeting Type: Special
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
2 Adjourn Meeting For Against Management
3 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
MPS GROUP INC
Ticker: MPS Security ID: 553409103
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek E. Dewan For For Management
1.2 Elect Director Timothy D. Payne For For Management
1.3 Elect Director Peter J. Tanous For For Management
1.4 Elect Director T. Wayne Davis For For Management
1.5 Elect Director John R. Kennedy For For Management
1.6 Elect Director Michael D. Abney For For Management
1.7 Elect Director William M. Isaac For For Management
1.8 Elect Director Darla D. Moore For For Management
1.9 Elect Director Arthur B. Laffer For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Approve Executive Incentive Bonus Plan For For Management
Page 61
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MURPHY OIL CORP.
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank W. Blue For For Management
1.2 Elect Director George S. Dembroski For For Management
1.3 Elect Director Claiborne P. Deming For For Management
1.4 Elect Director Robert A. Hermes For For Management
1.5 Elect Director R. Madison Murphy For For Management
1.6 Elect Director William C. Nolan, Jr. For For Management
1.7 Elect Director Ivar B. Ramberg For For Management
1.8 Elect Director David J. H. Smith For For Management
1.9 Elect Director Caroline G. Theus For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MYLAN LABORATORIES INC.
Ticker: MYL Security ID: 628530
Meeting Date: JUL 25, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVE AN INCREASE IN THE NUMBER OF For For Management
AUTHORIZED SHARES OF THE COMPANY S COMMON
STOCK TO 600,000,000 SHARES.
03 ADOPT THE MYLAN LABORATORIES INC. 2003 For For Management
LONG-TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------
NATIONAL COMMERCE FINANCIAL CORPORATION
Ticker: NCF Security ID: 63545P104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake P. Garrett, Jr. For For Management
1.2 Elect Director Thomas M. Garrott For For Management
1.3 Elect Director C. Dan Joyner For For Management
1.4 Elect Director W. Neely Mallory, Jr. For For Management
1.5 Elect Director Eric B. Munson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NATIONAL FUEL GAS CO.
Ticker: NFG Security ID: 636180101
Meeting Date: FEB 19, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip C. Ackerman For For Management
1.2 Elect Director Bernard S. Lee For Withhold Management
2 Ratify Auditors For Against Management
3 Limit Awards to Executives Against Against Shareholder
Page 62
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NATIONAL INSTRUMENTS CORP.
Ticker: NATI Security ID: 636518102
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Truchard For For Management
1.2 Elect Director Charles J. Roesslein For For Management
2 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
NATIONAL-OILWELL, INC.
Ticker: NOI Security ID: 637071101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger L. Jarvis For For Management
1.2 Elect Director Merrill A. Miller, Jr. For For Management
1.3 Elect Director Frederick W. Pheasey For For Management
- --------------------------------------------------------------------------------
NEIMAN MARCUS GROUP, INC. , THE
Ticker: NMG.A Security ID: 640204202
Meeting Date: JAN 16, 2004 Meeting Type: Annual
Record Date: NOV 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Smith For For Management
1.2 Elect Director Robert A. Smith For For Management
1.3 Elect Director Paula Stern For For Management
1.4 Elect Director Gary L. Countryman For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
NETSCREEN TECHNOLOGIES, INC.
Ticker: NSCN Security ID: 64117V107
Meeting Date: APR 16, 2004 Meeting Type: Special
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
NETSCREEN TECHNOLOGIES, INC.
Ticker: NSCN Security ID: 64117V107
Meeting Date: MAR 5, 2004 Meeting Type: Annual
Record Date: JAN 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Goguen For For Management
1.2 Elect Director Robert D. Thomas For For Management
2 Ratify Auditors For For Management
Page 63
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NEW PLAN EXCEL REALTY TRUST, INC.
Ticker: NXL Security ID: 648053106
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman Gold For For Management
1.2 Elect Director Nina Matis For For Management
1.3 Elect Director William Newman For For Management
1.4 Elect Director George Puskar For For Management
- --------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYB Security ID: 649445103
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald M. Blake For For Management
1.2 Elect Director Thomas A. Doherty For For Management
1.3 Elect Director Michael J. Levine For For Management
1.4 Elect Director Guy V. Molinari For For Management
1.5 Elect Director John A. Pileski For For Management
1.6 Elect Director John M. Tsimbinos For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYB Security ID: 649445103
Meeting Date: OCT 29, 2003 Meeting Type: Special
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
NEWPORT CORP.
Ticker: NEWP Security ID: 651824104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Jack Aplin For For Management
1.2 Elect Director Richard E. Schmidt For For Management
2 Ratify Auditors For For Management
Page 64
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NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Cawley For For Management
1.2 Elect Director Edward F. Cox For For Management
1.3 Elect Director Charles D. Davidson For For Management
1.4 Elect Director Kirby L. Hedrick For For Management
1.5 Elect Director Dale P. Jones For For Management
1.6 Elect Director Bruce A. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
NVR, INC.
Ticker: NVR Security ID: 62944T105
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Manuel H. Johnson For For Management
1.2 Elect Director David A. Preiser For For Management
1.3 Elect Director John M. Toups For For Management
2 Ratify Auditors For For Management
3 Establish Range For Board Size For For Management
4 Amend Director Qualifications For For Management
5 Amend Bylaws For For Management
6 Establish Range For Board Size For For Management
7 Amend Bylaws For For Management
8 Prepare Sustainability Report Against For Shareholder
- --------------------------------------------------------------------------------
OGE ENERGY CORP.
Ticker: OGE Security ID: 670837103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luke R. Corbett For For Management
1.2 Elect Director Robert Kelley For For Management
1.3 Elect Director J.D. Williams For For Management
Page 65
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OLD REPUBLIC INTERNATIONAL CORP.
Ticker: ORI Security ID: 680223104
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jimmy A. Dew For For Management
1.2 Elect Director John M. Dixon For For Management
1.3 Elect Director Wilbur S. Legg For For Management
1.4 Elect Director John W. Popp For For Management
- --------------------------------------------------------------------------------
OMNICARE, INC.
Ticker: OCR Security ID: 681904108
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward L. Hutton For For Management
1.2 Elect Director Joel F. Gemunder For For Management
1.3 Elect Director Charles H. Erhart, Jr. For For Management
1.4 Elect Director David W. Froesel, Jr. For For Management
1.5 Elect Director Sandra E. Laney For For Management
1.6 Elect Director Andrea R. Lindell, DNSc, For For Management
RN
1.7 Elect Director Sheldon Margen, M.D. For For Management
1.8 Elect Director John H. Timoney For For Management
1.9 Elect Director Amy Wallman For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OUTBACK STEAKHOUSE, INC.
Ticker: OSI Security ID: 689899102
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Brabson, Jr. For For Management
1.2 Elect Director Lee Roy Selmon For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Other Business For For Management
Page 66
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OVERSEAS SHIPHOLDING GROUP, INC.
Ticker: OSG Security ID: 690368105
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morten Arntzen For For Management
1.2 Elect Director Oudi Recanati For For Management
1.3 Elect Director Robert N. Cowen For For Management
1.4 Elect Director G. Allen Andreas III For For Management
1.5 Elect Director Alan R. Batkin For For Management
1.6 Elect Director Thomas B. Coleman For For Management
1.7 Elect Director Charles A. Fribourg For For Management
1.8 Elect Director Stanley Komaroff For For Management
1.9 Elect Director Solomon N. Merkin For For Management
1.10 Elect Director Joel I. Picket For For Management
1.11 Elect Director Ariel Recanati For For Management
1.12 Elect Director Michael J. Zimmerman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
OXFORD HEALTH PLANS, INC.
Ticker: OHP Security ID: 691471106
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kent J. Thirty For For Management
1.2 Elect Director B.H. Safirstein, M.D. For Withhold Management
2 Ratify Auditors For For Management
3 Divest from Tobacco Equities Against Against Shareholder
- --------------------------------------------------------------------------------
PACIFICARE HEALTH SYSTEMS, INC.
Ticker: PHS Security ID: 695112102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida Alvarez For For Management
1.2 Elect Director Bradley C. Call For For Management
1.3 Elect Director Terry O. Hartshorn For For Management
1.4 Elect Director Dominic Ng For For Management
1.5 Elect Director Howard G. Phanstiel For For Management
1.6 Elect Director Warren E. Pinckert Ii For For Management
1.7 Elect Director David A. Reed For For Management
1.8 Elect Director Charles R. Rinehart For For Management
1.9 Elect Director Linda Rosenstock For For Management
1.10 Elect Director Lloyd E. Ross For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PATTERSON COS INC.
Ticker: PDCO Security ID: 703412106
Meeting Date: SEP 8, 2003 Meeting Type: Annual
Record Date: JUL 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold C. Slavkin For For Management
1.2 Elect Director James W. Wiltz For For Management
2 Ratify Auditors For For Management
Page 67
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PATTERSON DENTAL COMPANY
Ticker: PDCO Security ID: 703412
Meeting Date: SEP 8, 2003 Meeting Type: Annual
Record Date: JUL 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO RATIFY THE SELECTION OF ERNST & YOUNG For For Management
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING APRIL 24, 2004.
- --------------------------------------------------------------------------------
PATTERSON-UTI ENERGY INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAY 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Siegel For For Management
1.2 Elect Director Cloyce A. Talbott For For Management
1.3 Elect Director A. Glenn Patterson For For Management
1.4 Elect Director Kenneth N. Berns For For Management
1.5 Elect Director Robert C. Gist For For Management
1.6 Elect Director Curtis W. Huff For For Management
1.7 Elect Director Terry H. Hunt For For Management
1.8 Elect Director Kenneth R. Peak For For Management
1.9 Elect Director Nadine C. Smith For For Management
2 Increase Authorized Common Stock For Against Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEABODY ENERGY CORP.
Ticker: BTU Security ID: 704549104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Coley For For Management
1.2 Elect Director Irl F. Engelhardt For For Management
1.3 Elect Director William C. Rusnack For For Management
1.4 Elect Director Alan H. Washkowitz For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Require Majority of Independent Directors Against Against Shareholder
on Board
Page 68
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PENTAIR, INC.
Ticker: PNR Security ID: 709631105
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glynis A. Bryan For For Management
1.2 Elect Director David A. Jones For For Management
1.3 Elect Director William T. Monahan For For Management
1.4 Elect Director Karen E. Welke For For Management
2 Approve Outside Director Stock Options in For For Management
Lieu of Cash
3 Approve Omnibus Stock Plan For For Management
4 Approve Employee Stock Purchase Plan For For Management
5 Approve Employee Stock Purchase Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPCO HOLDINGS, INC.
Ticker: POM Security ID: 713291102
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack B. Dunn, IV For For Management
1.2 Elect Director Richard B. McGlynn For For Management
1.3 Elect Director Peter F. O'Malley For For Management
1.4 Elect Director Frank K. Ross For For Management
1.5 Elect Director William T. Torgerson For For Management
2 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
PEPSIAMERICAS, INC.
Ticker: PAS Security ID: 71343P200
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda C. Barnes For For Management
1.2 Elect Director Herbert M. Baum For For Management
1.3 Elect Director Richard G. Cline For For Management
1.4 Elect Director Pierre S. Du Pont For For Management
1.5 Elect Director Archie R. Dykes For For Management
1.6 Elect Director Jarobin Gilbert, Jr. For For Management
1.7 Elect Director Matthew M. Mckenna For For Management
1.8 Elect Director Lionel L. Nowell, III For For Management
1.9 Elect Director Robert C. Pohlad For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Awards to Executives Against Against Shareholder
5 Report on Recycling Policy Against Against Shareholder
Page 69
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PETSMART
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara A. Munder For For Management
1.2 Elect Director Thomas G. Stemberg For For Management
1.3 Elect Director Nancy J. Pedot For For Management
1.4 Elect Director Jeffery W. Yabuki For For Management
1.5 Elect Director Rita V. Foley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES CO.
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Hartwell Gardner For For Management
1.2 Elect Director James L. Houghton For For Management
1.3 Elect Director Linda K. Lawson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PIXAR
Ticker: PIXR Security ID: 725811
Meeting Date: SEP 5, 2003 Meeting Type: Annual
Record Date: JUL 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
KPMG LLP AS PIXAR S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JANUARY 3,
2004.
- --------------------------------------------------------------------------------
PIXAR, INC.
Ticker: PIXR Security ID: 725811103
Meeting Date: SEP 5, 2003 Meeting Type: Annual
Record Date: JUL 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Jobs For For Management
1.2 Elect Director Dr. Edwin E. Catmull For For Management
1.3 Elect Director Skip M. Brittenham For For Management
1.4 Elect Director Joseph A. Graziano For For Management
1.5 Elect Director Lawrence B. Levy For For Management
1.6 Elect Director Joe Roth For For Management
1.7 Elect Director Larry W. Sonsini For For Management
1.8 Elect Director John S. Wadsworth, Jr. For For Management
2 Ratify Auditors For For Management
Page 70
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PMI GROUP, INC., THE
Ticker: PMI Security ID: 69344M101
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mariann Byerwalter For For Management
1.2 Elect Director James C. Castle For For Management
1.3 Elect Director Carmine Guerro For For Management
1.4 Elect Director W. Roger Haughton For For Management
1.5 Elect Director Wayne E. Hedien For For Management
1.6 Elect Director Louis G. Lower II For For Management
1.7 Elect Director Raymond L. Ocampo Jr. For For Management
1.8 Elect Director John D. Roach For For Management
1.9 Elect Director Kenneth T. Rosen For For Management
1.10 Elect Director Steven L. Scheid For For Management
1.11 Elect Director L. Stephen Smith For For Management
1.12 Elect Director Richard L. Thomas For For Management
1.13 Elect Director Mary Lee Widener For For Management
1.14 Elect Director Ronald H. Zech For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Deferred Compensation Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
POGO PRODUCING CO.
Ticker: PPP Security ID: 730448107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry M. Armstrong For For Management
1.2 Elect Director Paul G. Van Wagenen For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
POTLATCH CORP.
Ticker: PCH Security ID: 737628107
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory L. Quesnel For For Management
1.2 Elect Director Michael T. Riordan For For Management
1.3 Elect Director L. Pendleton Siegel For For Management
2 Report on Dividend Policy Against Against Shareholder
3 Eliminate Time-Phased Voting Against For Shareholder
Page 71
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PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189
Meeting Date: AUG 13, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 AMENDMENT TO THE 1998 EMPLOYEE STOCK For For Management
PURCHASE PLAN
- --------------------------------------------------------------------------------
PRIDE INTERNATIONAL, INC.
Ticker: PDE Security ID: 74153Q102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Barbanell For For Management
1.2 Elect Director Paul A. Bragg For For Management
1.3 Elect Director David A.B. Brown For For Management
1.4 Elect Director J.C. Burton For For Management
1.5 Elect Director Jorge E. Estrada For For Management
1.6 Elect Director William E. Macaulay For For Management
1.7 Elect Director Ralph D. Mcbride For For Management
1.8 Elect Director David B. Robson For For Management
2 Approve Non-Employee Director Stock For For Management
Option Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROTECTIVE LIFE CORP.
Ticker: PL Security ID: 743674103
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. McMahon, Jr. For For Management
1.2 Elect Director James S. M. French For For Management
1.3 Elect Director John D. Johns For For Management
1.4 Elect Director Donald M. James For For Management
1.5 Elect Director J. Gary Cooper For For Management
1.6 Elect Director H. Corbin Day For For Management
1.7 Elect Director W. Michael Warren, Jr. For For Management
1.8 Elect Director Malcolm Portera For For Management
1.9 Elect Director Thomas L. Hamby For For Management
1.10 Elect Director Vanessa Leonard For For Management
1.11 Elect Director William A. Terry For For Management
2 Approve Outside Director Options in Lieu For For Management
of Cash
3 Ratify Auditors For For Management
Page 72
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PROTEIN DESIGN LABS, INC.
Ticker: PDLI Security ID: 74369L103
Meeting Date: JUN 30, 2004 Meeting Type: Annual
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurence Jay Korn, Ph.D For For Management
1.2 Elect Director Max Link, Phd For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PUGET ENERGY, INC.
Ticker: PSD Security ID: 745310102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis J. Campbell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Dr. Kenneth P. Mortimer For For Management
1.4 Elect Director Stephen P. Reynolds For For Management
- --------------------------------------------------------------------------------
PULTE HOMES INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Dugas, Jr. For For Management
1.2 Elect Director David N. McCammon For For Management
1.3 Elect Director William J. Pulte For For Management
1.4 Elect Director Francis J. Sehn For For Management
1.5 Elect Director Michael E. Rossi For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditor Against For Shareholder
- --------------------------------------------------------------------------------
QLOGIC CORPORATION
Ticker: QLGC Security ID: 747277
Meeting Date: AUG 26, 2003 Meeting Type: Annual
Record Date: JUL 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 AMENDMENT TO THE QLOGIC CORPORATION STOCK For For Management
AWARDS PLAN TO EXTEND THE EXPIRATION DATE
OF THE AWARDS PLAN TO JULY 31, 2006.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP For For Management
AS INDEPENDENT AUDITORS.
Page 73
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QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Ball For For Management
1.2 Elect Director John R. Colson For For Management
1.3 Elect Director Bernard Fried For For Management
1.4 Elect Director H. Jarrell Gibbs For For Management
1.5 Elect Director Louis C. Golm For For Management
1.6 Elect Director Ben A. Guill For For Management
1.7 Elect Director Thomas J. Sikorski For For Management
1.8 Elect Director Gary A. Tucci For For Management
1.9 Elect Director John R. Wilson For For Management
- --------------------------------------------------------------------------------
QUESTAR CORP.
Ticker: STR Security ID: 748356102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Teresa Beck For For Management
1.2 Elect Director R.D. Cash For For Management
1.3 Elect Director Robert E. McKee III For For Management
1.4 Elect Director Gary G. Michael For For Management
1.5 Elect Director Charles B. Stanley For For Management
2 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
RADIAN GROUP INC.
Ticker: RDN Security ID: 750236101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Jennings For For Management
1.2 Elect Director Roy J. Kasmar For For Management
1.3 Elect Director Herbert Wender For For Management
1.4 Elect Director Jan Nicholson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Articles For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RAYONIER INC.
Ticker: RYN Security ID: 754907103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. Gross For For Management
1.2 Elect Director Thomas I. Morgan For For Management
1.3 Elect Director Katherine D. Ortega For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
Page 74
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REALNETWORKS, INC.
Ticker: RNWK Security ID: 75605L104
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric A. Benhamou For For Management
1.2 Elect Director Edward Bleier For For Management
1.3 Elect Director Kalpana Raina For For Management
2 Approve Outside Director Stock For For Management
Awards/Options in Lieu of Cash
- --------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351109
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Bartlett For For Management
1.2 Elect Director Alan C. Henderson For For Management
1.3 Elect Director A. Greig Woodring For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Articles For For Management
4 Fix Number of Directors For For Management
5 Amend Articles For Against Management
6 Approve Director & Officer For For Management
Indemnification/Liability Provisions
7 Approve Issuance of Warrants/Convertible For Against Management
Debentures
8 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. O'Connor For For Management
1.2 Elect Director Harris W. Hudson For For Management
1.3 Elect Director John W. Croghan For For Management
1.4 Elect Director W. Lee Nutter For For Management
1.5 Elect Director Ramon A. Rodriguez For For Management
1.6 Elect Director Allan C. Sorensen For For Management
2 Adjourn Meeting For Against Management
Page 75
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REYNOLDS & REYNOLDS CO. (THE)
Ticker: REY Security ID: 761695105
Meeting Date: FEB 12, 2004 Meeting Type: Annual
Record Date: DEC 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eustace W. Mita For For Management
1.2 Elect Director Philip A. Odeen For For Management
1.3 Elect Director Donald K. Peterson For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bush For For Management
1.2 Elect Director Norman A. Ferber For For Management
1.3 Elect Director James C. Peters For For Management
2 Approve Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RPM INTERNATIONAL INC.
Ticker: RPM Security ID: 749685103
Meeting Date: OCT 10, 2003 Meeting Type: Annual
Record Date: AUG 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Carbonari For For Management
1.2 Elect Director James A. Karman For For Management
1.3 Elect Director Donald K. Miller For For Management
1.4 Elect Director Joseph P. Viviano For For Management
2 Approve Non-Employee Director Restricted For For Management
Stock Plan
- --------------------------------------------------------------------------------
RUBY TUESDAY, INC.
Ticker: RI Security ID: 781182
Meeting Date: OCT 7, 2003 Meeting Type: Annual
Record Date: AUG 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE THE COMPANY S 2003 STOCK For For Management
INCENTIVE PLAN.
03 TO CONSIDER A SHAREHOLDER PROPOSAL Against Against Shareholder
REQUESTING THAT THE BOARD OF DIRECTORS
REVIEW THE COMPANY S POLICIES AND ISSUE A
REPORT ON THE RISKS, FINANCIAL COSTS AND
BENEFITS, AND ENVIRONMENTAL IMPACTS OF
CONTINUED USE OF GENETICALLY ENGINEERED
INGREDIENTS IN THE
Page 76
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RUBY TUESDAY, INC.
Ticker: RI Security ID: 781182100
Meeting Date: OCT 7, 2003 Meeting Type: Annual
Record Date: AUG 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Donald Ratajczak For For Management
1.2 Elect Director Samuel E. Beall, III For For Management
1.3 Elect Director Claire L. Arnold For For Management
2 Approve Omnibus Stock Plan For For Management
3 Report on Impact of Genetically Against Against Shareholder
Engineered Foods
- --------------------------------------------------------------------------------
RUDDICK CORP.
Ticker: RDK Security ID: 781258108
Meeting Date: FEB 19, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan T. Dickson For For Management
1.2 Elect Director Anna Spangler Nelson For For Management
1.3 Elect Director Bailey W. Patrick For For Management
1.4 Elect Director Robert H. Spilman, Jr. For For Management
- --------------------------------------------------------------------------------
SANDISK CORP.
Ticker: SNDK Security ID: 80004C101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eli Harari For For Management
1.2 Elect Director Irwin Federman For For Management
1.3 Elect Director Judy Bruner For For Management
1.4 Elect Director Michael E. Marks For For Management
1.5 Elect Director James D. Meindl For For Management
1.6 Elect Director Alan F. Shugart For For Management
2 Ratify Auditors For For Management
Page 77
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SCANA CORPORATION
Ticker: SCG Security ID: 80589M102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Bookhart, Jr For For Management
1.2 Elect Director W. Hayne Hipp For For Management
1.3 Elect Director Harold C. Stowe For For Management
1.4 Elect Director G. Smedes York For For Management
2 Approve Outside Director Stock Awards in For For Management
Lieu of Cash
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEMTECH CORP.
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen M. Antle For For Management
1.2 Elect Director James P. Burra For For Management
1.3 Elect Director Jason L. Carlson For For Management
1.4 Elect Director Rockell N. Hankin For For Management
1.5 Elect Director James T. Lindstrom For For Management
1.6 Elect Director John L. Piotrowski For For Management
1.7 Elect Director John D. Poe For For Management
1.8 Elect Director James T. Schraith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORP.
Ticker: SXT Security ID: 81725T100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Batten For For Management
1.2 Elect Director Dr. Fergus M. Clydesdale For For Management
1.3 Elect Director James A.D. Croft For For Management
1.4 Elect Director Essie Whitelaw For For Management
2 Amend Non-Employee Director Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEPRACOR INC.
Ticker: SEPR Security ID: 817315104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Digby W. Barrios For For Management
1.2 Elect Director Alan A. Steigrod For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
Page 78
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SICOR, INC.
Ticker: Security ID: 825846108
Meeting Date: JAN 16, 2004 Meeting Type: Special
Record Date: DEC 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
SILICON LABORATORIES, INC.
Ticker: SLAB Security ID: 826919102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. Artusi For For Management
1.2 Elect Director William G. Bock For For Management
1.3 Elect Director R. Ted Enloe III For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SILICON VALLEY BANCSHARES
Ticker: SIVB Security ID: 827064106
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Burns, Jr. For For Management
1.2 Elect Director G. Felda Hardymon For For Management
1.3 Elect Director Alex W. Hart For For Management
1.4 Elect Director James R. Porter For For Management
1.5 Elect Director Michaela K. Rodeno For For Management
1.6 Elect Director Larry W. Sonsini For For Management
1.7 Elect Director Kenneth P. Wilcox For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SMITH INTERNATIONAL, INC.
Ticker: SII Security ID: 832110100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Gibbs For For Management
1.2 Elect Director Jerry W. Neely For For Management
2 Ratify Auditors For For Management
Page 79
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SMITHFIELD FOODS, INC.
Ticker: SFD Security ID: 832248
Meeting Date: SEP 3, 2003 Meeting Type: Annual
Record Date: JUL 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST For For Management
& YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING MAY
2, 2004.
- --------------------------------------------------------------------------------
SMITHFIELD FOODS, INC.
Ticker: SFD Security ID: 832248108
Meeting Date: SEP 3, 2003 Meeting Type: Annual
Record Date: JUL 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Luter, III For For Management
1.2 Elect Director Wendell H. Murphy For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOVEREIGN BANCORP, INC.
Ticker: SOV Security ID: 845905108
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew C. Hove, Jr. For For Management
1.2 Elect Director Daniel K. Rothermel For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Stock Plan and Employee Stock For For Management
Purchase Plan
5 Approve Bonus Plan For Against Management
- --------------------------------------------------------------------------------
SPX CORP.
Ticker: SPW Security ID: 784635104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah R. Coffin For For Management
1.2 Elect Director Charles E. Johnson II For For Management
1.3 Elect Director David P. Williams For For Management
Page 80
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STANCORP FINANCIAL GROUP, INC.
Ticker: SFG Security ID: 852891100
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome J. Meyer For For Management
1.2 Elect Director Ralph R. Peterson For For Management
1.3 Elect Director E. Kay Stepp For For Management
1.4 Elect Director Michael G. Thorne For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Require Two Candidates for Each Board Against Against Shareholder
Seat
- --------------------------------------------------------------------------------
STERIS CORPORATION
Ticker: STE Security ID: 859152
Meeting Date: JUL 25, 2003 Meeting Type: Annual
Record Date: MAY 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 SHAREHOLDER PROPOSAL. Against Against Shareholder
- --------------------------------------------------------------------------------
STORAGE TECHNOLOGY CORP.
Ticker: STK Security ID: 862111200
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director Charles E. Foster For For Management
1.3 Elect Director Mercedes Johnson For For Management
1.4 Elect Director William T. Kerr For For Management
1.5 Elect Director Robert E. Lee For For Management
1.6 Elect Director Patrick J. Martin For For Management
1.7 Elect Director Judy C. Odom For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
SYBASE, INC.
Ticker: SY Security ID: 871130100
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cecilia Claudio For For Management
1.2 Elect Director L. William Krause For For Management
1.3 Elect Director Robert P. Wayman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
Page 81
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SYMBOL TECHNOLOGIES, INC.
Ticker: SBL Security ID: 871508107
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Nuti For For Management
1.2 Elect Director Robert J. Chrenc For For Management
1.3 Elect Director Salvatore Iannuzzi For For Management
1.4 Elect Director Edward Kozel For For Management
1.5 Elect Director George Samenuk For For Management
1.6 Elect Director Melvin A. Yellin For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYNOPSYS, INC.
Ticker: SNPS Security ID: 871607107
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aart J. de Geus For For Management
1.2 Elect Director Andy D. Bryant For For Management
1.3 Elect Director Chi-Foon Chan For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director Deborah A. Coleman For For Management
1.6 Elect Director A. Richard Newton For For Management
1.7 Elect Director Sasson Somekh For For Management
1.8 Elect Director Roy Vallee For For Management
1.9 Elect Director Steven C. Walske For For Management
2 Amend Non-Employee Director Stock Option For Against Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TCF FINANCIAL CORP.
Ticker: TCB Security ID: 872275102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luella G. Goldberg For For Management
1.2 Elect Director George G. Johnson For For Management
1.3 Elect Director Lynn A. Nagorske For For Management
1.4 Elect Director Ralph Strangis For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
Page 82
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TELEFLEX INC.
Ticker: TFX Security ID: 879369106
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia C. Barron For For Management
1.2 Elect Director Donald Beckman For For Management
1.3 Elect Director James W. Zug For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC.
Ticker: TDS Security ID: 879433100
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAY 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director K.A. Mundt For For Management
2.2 Elect Director M.H. Saranow For For Management
2.3 Elect Director K.A. Mundt For For Management
2.4 Elect Director M.L. Solomon For For Management
2.5 Elect Director H.S. Wander For For Management
2.6 Elect Director M.H. Saranow For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Mulroney For For Management
1.2 Elect Director Patricia S. Wolpert For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
THE J.M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696
Meeting Date: AUG 14, 2003 Meeting Type: Annual
Record Date: JUN 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 RATIFICATION OF APPOINTMENT OF AUDITORS. For For Management
Page 83
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TIDEWATER INC.
Ticker: TDW Security ID: 886423
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
- --------------------------------------------------------------------------------
TOLL BROTHERS, INC.
Ticker: TOL Security ID: 889478103
Meeting Date: MAR 18, 2004 Meeting Type: Annual
Record Date: JAN 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zvi Barzilay For For Management
1.2 Elect Director Edward G. Boehne For For Management
1.3 Elect Director Richard J. Braemer For For Management
1.4 Elect Director Carl B. Marbach For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TRIAD HOSPITALS, INC.
Ticker: TRI Security ID: 89579K109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Shelton For For Management
1.2 Elect Director Thomas F. Frist III For For Management
1.3 Elect Director Gale E. Sayers For For Management
1.4 Elect Director Nancy-Ann DeParle For For Management
1.5 Elect Director Michael K. Jhin For For Management
1.6 Elect Director Harriet R. Michel For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
Page 84
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TRIQUINT SEMICONDUCTOR, INC.
Ticker: TQNT Security ID: 89674K103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francisco Alvarez For For Management
1.2 Elect Director Dr. Paul A. Gary For For Management
1.3 Elect Director Charles Scott Gibson For For Management
1.4 Elect Director Nicolas Kauser For For Management
1.5 Elect Director Ralph G. Quinsey For For Management
1.6 Elect Director Dr. Walden C. Rhines For For Management
1.7 Elect Director Steven J. Sharp For For Management
1.8 Elect Director Edward F. Tuck For For Management
1.9 Elect Director Willis C. Young For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 6, 2004 Meeting Type: Annual
Record Date: DEC 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don Tyson For Withhold Management
1.2 Elect Director John Tyson For Withhold Management
1.3 Elect Director Leland E. Tollett For Withhold Management
1.4 Elect Director Barbara A. Tyson For Withhold Management
1.5 Elect Director Lloyd V. Hackley For For Management
1.6 Elect Director Jim Kever For For Management
1.7 Elect Director David A. Jones For For Management
1.8 Elect Director Richard L. Bond For Withhold Management
1.9 Elect Director Jo Ann R. Smith For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Remove Supervoting Rights for Class B Against For Shareholder
Common Stock
6 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
UNITED DOMINION REALTY TRUST, INC.
Ticker: UDR Security ID: 910197102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric J. Foss For For Management
1.2 Elect Director Robert P. Freeman For For Management
1.3 Elect Director Jon A. Grove For For Management
1.4 Elect Director James D. Klingbeil For For Management
1.5 Elect Director Robert C. Larson For For Management
1.6 Elect Director Thomas R. Oliver For For Management
1.7 Elect Director Lynne B. Sagalyn For For Management
1.8 Elect Director Mark J. Sandler For For Management
1.9 Elect Director Robert W. Scharar For For Management
1.10 Elect Director Thomas W. Toomey For For Management
2 Ratify Auditors For For Management
Page 85
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UNITRIN, INC.
Ticker: UTR Security ID: 913275103
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Annable For For Management
1.2 Elect Director Eric J. Draut For For Management
1.3 Elect Director Douglas G. Geoga For For Management
1.4 Elect Director Reuben L. Hedlund For For Management
1.5 Elect Director Jerrold V. Jerome For For Management
1.6 Elect Director William E. Johnston, Jr. For For Management
1.7 Elect Director Wayne Kauth For For Management
1.8 Elect Director Fayez S. Sarofim For For Management
1.9 Elect Director Donald G. Southwell For For Management
1.10 Elect Director Richard C. Vie For For Management
1.11 Elect Director Ann E. Ziegler For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
UNIVERSAL CORP.
Ticker: UVV Security ID: 913456109
Meeting Date: OCT 28, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Adams, Jr. For For Management
1.2 Elect Director Joseph C. Farrell For For Management
1.3 Elect Director Walter A. Stosch For For Management
1.4 Elect Director Eugene P. Trani For For Management
- --------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTL.
Ticker: VRX Security ID: 91911X104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Burkhardt For For Management
1.2 Elect Director Timothy C. Tyson For For Management
1.3 Elect Director Elaine S. Ullian For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VALERO ENERGY CORP.
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Glenn Biggs For For Management
1.2 Elect Director Ruben M. Escobedo For For Management
1.3 Elect Director Bob Marbut For For Management
2 Ratify Auditors For For Management
3 Report on Greenhouse Gas Emissions Against Against Shareholder
Page 86
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VALSPAR CORP., THE
Ticker: VAL Security ID: 920355104
Meeting Date: FEB 25, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles W. Gaillard For For Management
1.2 Elect Director Mae C. Jemison For For Management
1.3 Elect Director Gregory R. Palen For For Management
1.4 Elect Director Lawrence Perlman For For Management
2 Approve/Amend Executive Incentive Bonus For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VARCO INTERNATIONAL, INC.
Ticker: VRC Security ID: 922122106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg L. Armstrong For For Management
1.2 Elect Director George S. Dotson For For Management
1.3 Elect Director Richard A. Kertson For For Management
1.4 Elect Director John F. Lauletta For For Management
1.5 Elect Director Eric L. Mattson For For Management
1.6 Elect Director L.E. Simmons For For Management
1.7 Elect Director Jeffery A. Smisek For For Management
1.8 Elect Director Douglas E. Swanson For For Management
1.9 Elect Director James D. Woods For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS INC
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 19, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Seely Brown For For Management
1.2 Elect Director Samuel Hellman For For Management
1.3 Elect Director Terry R. Lautenbach For For Management
2 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS INC
Ticker: VAR Security ID: 92220P105
Meeting Date: JUN 10, 2004 Meeting Type: Special
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
Page 87
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VERTEX PHARMACEUTICALS INC.
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua S. Boger For For Management
1.2 Elect Director Charles A. Sanders For For Management
1.3 Elect Director Elaine S. Ullian For For Management
1.4 Elect Director Eve E. Slater For For Management
1.5 Elect Director John F. Niblack For For Management
2 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
VIAD CORP.
Ticker: VVI Security ID: 92552R109
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jess Hay For For Management
1.2 Elect Director Linda Johnson Rice For For Management
1.3 Elect Director Albert M. Teplin For For Management
1.4 Elect Director Timothy R. Wallace For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Reverse Stock Split For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Felix Zandman For For Management
1.2 Elect Director Philippe Gazeau For For Management
1.3 Elect Director Zvi Grinfas For For Management
1.4 Elect Director Dr. Gerald Paul For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Restricted Stock Plan For For Management
Page 88
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W. R. BERKLEY CORP.
Ticker: BER Security ID: 084423102
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Berkley, Jr. For For Management
1.2 Elect Director Ronald E. Blaylock For For Management
1.3 Elect Director Mark E. Brockbank For For Management
1.4 Elect Director Rodney A. Hawes, Jr. For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WASHINGTON POST CO., THE
Ticker: WPO Security ID: 939640108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Dotson, Jr. For For Management
1.2 Elect Director Ronald L. Olson For For Management
1.3 Elect Director Alice M. Rivlin For For Management
2 Other Business For For Management
- --------------------------------------------------------------------------------
WAUSAU-MOSINEE PAPER CORP
Ticker: WMO Security ID: 943315101
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis J. Kuester For For Management
1.2 Elect Director Andrew N. Baur For For Management
2 Amend Stock Option Plan For For Management
Page 89
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WEATHERFORD INTL LTD
Ticker: WFT Security ID: G95089101
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Burguieres For Did Not Management
Vote
1.2 Elect Director Nicholas F. Brady For Did Not Management
Vote
1.3 Elect Director David J. Butters For Did Not Management
Vote
1.4 Elect Director Bernard J. Duroc-Danner For Did Not Management
Vote
1.5 Elect Director Sheldon B. Lubar For Did Not Management
Vote
1.6 Elect Director William E. Macaulay For Did Not Management
Vote
1.7 Elect Director Robert B. Millard For Did Not Management
Vote
1.8 Elect Director Robert K. Moses, Jr. For Did Not Management
Vote
1.9 Elect Director Robert A. Rayne For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
WEBSTER FINANCIAL CORP.
Ticker: WBS Security ID: 947890109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Becker For For Management
1.2 Elect Director William T. Bromage For For Management
1.3 Elect Director James C. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WEST CORPORATION
Ticker: WSTC Security ID: 952355105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary E. West For For Management
1.2 Elect Director George H. Krauss For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WESTAR ENERGY, INC.
Ticker: WR Security ID: 95709T100
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Anthony Isaac For For Management
1.2 Elect Director Michael F. Morrissey For For Management
1.3 Elect Director John C. Nettels, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Nomination Procedures for the Board Against Against Shareholder
- --------------------------------------------------------------------------------
WESTPORT RESOURCES CORP.
Ticker: WRC Security ID: 961418100
Meeting Date: JUN 25, 2004 Meeting Type: Special
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
Page 90
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WESTPORT RESOURCES CORP.
Ticker: WRC Security ID: 961418100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurence D. Belfer For For Management
1.2 Elect Director James M. Funk For For Management
1.3 Elect Director Michael Russell For For Management
1.4 Elect Director Randy Stein For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WESTWOOD ONE, INC.
Ticker: WON Security ID: 961815107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: APR 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman J. Pattiz For For Management
1.2 Elect Director Mel Karmazin For For Management
1.3 Elect Director Joseph B. Smith For For Management
1.4 Elect Director Dennis F. Holt For For Management
1.5 Elect Director Shane Coppola For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WGL HOLDINGS, INC.
Ticker: WGL Security ID: 92924F106
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Barnes For For Management
1.2 Elect Director Daniel J. Callahan, III For For Management
1.3 Elect Director George P. Clancy, Jr. For For Management
1.4 Elect Director James H. DeGraffenreidt, For For Management
Jr.
1.5 Elect Director James W. Dyke, Jr. For For Management
1.6 Elect Director Melvyn J. Estrin For For Management
1.7 Elect Director James F. Lafond For For Management
1.8 Elect Director Debra L. Lee For For Management
1.9 Elect Director Karen Hastie Williams For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
Page 91
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WHOLE FOODS MARKET, INC.
Ticker: WFMI Security ID: 966837106
Meeting Date: MAR 22, 2004 Meeting Type: Annual
Record Date: JAN 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Dupree For For Management
1.2 Elect Director Gabrielle E. Greene For For Management
1.3 Elect Director John P. Mackey For For Management
1.4 Elect Director Morris J. Siegel For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC.
Ticker: WSM Security ID: 969904101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Howard Lester For For Management
1.2 Elect Director Edward A. Mueller For For Management
1.3 Elect Director Sanjiv Ahuja For For Management
1.4 Elect Director Adrian D.P. Bellamy For For Management
1.5 Elect Director Patrick J. Connolly For For Management
1.6 Elect Director Jeanne P. Jackson For For Management
1.7 Elect Director Michael R. Lynch For For Management
1.8 Elect Director Richard T. Robertson For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WISCONSIN ENERGY CORP.
Ticker: WEC Security ID: 976657106
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Cornog For For Management
1.2 Elect Director Gale E. Klappa For For Management
1.3 Elect Director Frederick P. Stratton, For For Management
Jr.
2 Declassify the Board of Directors For For Management
- --------------------------------------------------------------------------------
XTO ENERGY CORP
Ticker: XTO Security ID: 98385X106
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip R. Kevil For For Management
1.2 Elect Director Scott G. Sherman For For Management
1.3 Elect Director Bob R. Simpson For For Management
2 Increase Authorized Common Stock For For Management
Page 92
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ZEBRA TECHNOLOGIES CORP.
Ticker: ZBRA Security ID: 989207105
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerhard Cless For For Management
1.2 Elect Director Michael A. Smith For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Adopt Charter Language on Board Diversity Against Against Shareholder
============= THE TRAVELERS SERIES TRUST - EQUITY INCOME PORTFOLIO =============
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDWARD A. BRENNAN For For Management
1.2 ELECT DIRECTOR MICHAEL L. ESKEW For For Management
1.3 ELECT DIRECTOR W. JAMES MCNERNEY, JR. For For Management
1.4 ELECT DIRECTOR KEVIN W. SHARER For For Management
2 RATIFICATION OF INDEPENDENT AUDITORS For For Management
3 APPROVAL OF AN AMENDMENT TO THE For For Management
CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED COMMON STOCK
4 STOCKHOLDER PROPOSAL RELATING TO Against Against Shareholder
SEPARATION OF THE ROLES OF CEO AND
CHAIRMAN OF THE BOARD
- --------------------------------------------------------------------------------
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDWARD A. BRENNAN For For Management
1.2 ELECT DIRECTOR MICHAEL L. ESKEW For For Management
1.3 ELECT DIRECTOR W. JAMES MCNERNEY, JR. For For Management
1.4 ELECT DIRECTOR KEVIN W. SHARER For For Management
2 RATIFICATION OF INDEPENDENT AUDITORS For For Management
3 APPROVAL OF AN AMENDMENT TO THE For For Management
CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED COMMON STOCK
4 STOCKHOLDER PROPOSAL RELATING TO Against Against Shareholder
SEPARATION OF THE ROLES OF CEO AND
CHAIRMAN OF THE BOARD
Page 93
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ACCENTURE LTD
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 5, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DENNIS F. HIGHTOWER For For Management
1.2 ELECT DIRECTOR WILLIAM L. KIMSEY For For Management
1.3 ELECT DIRECTOR ROBERT I. LIPP For For Management
1.4 ELECT DIRECTOR WULF VON SCHIMMELMANN For For Management
2 RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT For For Management
AUDITORS FOR THE 2004 FISCAL YEAR AND
AUTHORIZATION OF THE BOARD OF DIRECTORS
TO DETERMINE KPMG LLP S REMUNERATION.
- --------------------------------------------------------------------------------
ACCENTURE LTD
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 5, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DENNIS F. HIGHTOWER For For Management
1.2 ELECT DIRECTOR WILLIAM L. KIMSEY For For Management
1.3 ELECT DIRECTOR ROBERT I. LIPP For For Management
1.4 ELECT DIRECTOR WULF VON SCHIMMELMANN For For Management
2 RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT For For Management
AUDITORS FOR THE 2004 FISCAL YEAR AND
AUTHORIZATION OF THE BOARD OF DIRECTORS
TO DETERMINE KPMG LLP S REMUNERATION.
Page 94
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AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR W. DOUGLAS FORD For For Management
1.2 ELECT DIRECTOR JAMES F. HARDYMON For For Management
1.3 ELECT DIRECTOR PAULA G. ROSPUT For For Management
1.4 ELECT DIRECTOR LAWRASON D. THOMAS For For Management
2 APPOINTMENT OF AUDITORS. RATIFICATION OF For For Management
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
AUDITORS FOR FISCAL YEAR 2004.
- --------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR W. DOUGLAS FORD For For Management
1.2 ELECT DIRECTOR JAMES F. HARDYMON For For Management
1.3 ELECT DIRECTOR PAULA G. ROSPUT For For Management
1.4 ELECT DIRECTOR LAWRASON D. THOMAS For For Management
2 APPOINTMENT OF AUDITORS. RATIFICATION OF For For Management
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
AUDITORS FOR FISCAL YEAR 2004.
- --------------------------------------------------------------------------------
ALLIED CAPITAL CORPORATION
Ticker: ALD Security ID: 01903Q108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM L. WALTON For Withhold Management
1.2 ELECT DIRECTOR JOAN M. SWEENEY For Withhold Management
1.3 ELECT DIRECTOR BROOKS H. BROWNE For Withhold Management
1.4 ELECT DIRECTOR ROBERT E. LONG For Withhold Management
2 THE RATIFICATION OF THE SELECTION OF KPMG For For Management
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR
ALLIED CAPITAL CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2004.
3 TO APPROVE THE COMPANY S NON-QUALIFIED For For Management
DEFERRED COMPENSATION PLAN II.
4 TO APPROVE AN AMENDMENT TO THE COMPANY S For Against Management
STOCK OPTION PLAN.
- --------------------------------------------------------------------------------
ALLIED CAPITAL CORPORATION
Ticker: ALD Security ID: 01903Q108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM L. WALTON For Withhold Management
1.2 ELECT DIRECTOR JOAN M. SWEENEY For Withhold Management
1.3 ELECT DIRECTOR BROOKS H. BROWNE For Withhold Management
1.4 ELECT DIRECTOR ROBERT E. LONG For Withhold Management
2 THE RATIFICATION OF THE SELECTION OF KPMG For For Management
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR
ALLIED CAPITAL CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2004.
3 TO APPROVE THE COMPANY S NON-QUALIFIED For For Management
DEFERRED COMPENSATION PLAN II.
4 TO APPROVE AN AMENDMENT TO THE COMPANY S For Against Management
STOCK OPTION PLAN.
Page 95
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AMERICAN ELECTRIC POWER COMPANY, INC
Ticker: AEP Security ID: 025537101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR E.R. BROOKS For For Management
1.2 ELECT DIRECTOR D.M. CARLTON For For Management
1.3 ELECT DIRECTOR J.P. DESBARRES For For Management
1.4 ELECT DIRECTOR R.W. FRI For For Management
1.5 ELECT DIRECTOR W.R. HOWELL For For Management
1.6 ELECT DIRECTOR L.A. HUDSON, JR. For For Management
1.7 ELECT DIRECTOR L.J. KUJAWA For For Management
1.8 ELECT DIRECTOR M.G. MORRIS For For Management
1.9 ELECT DIRECTOR R.L. SANDOR For For Management
1.10 ELECT DIRECTOR D.G. SMITH For For Management
1.11 ELECT DIRECTOR K.D. SULLIVAN For For Management
2 RATIFICATION OF INDEPENDENT AUDITORS For For Management
3 SHAREHOLDER PROPOSAL REGARDING SEVERENCE Against Against Shareholder
AGREEMENTS FOR EXECUTIVES
4 SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS
5 SHAREHOLDER PROPOSAL ALLOWING INDEPENDENT Against Against Shareholder
AUDITORS TO PERFORM ONLY AUDIT AND AUDIT
RELATED WORK
6 SHAREHOLDER PROPOSAL REGARDING TERM Against Against Shareholder
LIMITS FOR DIRECTORS
- --------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC
Ticker: AEP Security ID: 025537101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR E.R. BROOKS For For Management
1.2 ELECT DIRECTOR D.M. CARLTON For For Management
1.3 ELECT DIRECTOR J.P. DESBARRES For For Management
1.4 ELECT DIRECTOR R.W. FRI For For Management
1.5 ELECT DIRECTOR W.R. HOWELL For For Management
1.6 ELECT DIRECTOR L.A. HUDSON, JR. For For Management
1.7 ELECT DIRECTOR L.J. KUJAWA For For Management
1.8 ELECT DIRECTOR M.G. MORRIS For For Management
1.9 ELECT DIRECTOR R.L. SANDOR For For Management
1.10 ELECT DIRECTOR D.G. SMITH For For Management
1.11 ELECT DIRECTOR K.D. SULLIVAN For For Management
2 RATIFICATION OF INDEPENDENT AUDITORS For For Management
3 SHAREHOLDER PROPOSAL REGARDING SEVERENCE Against Against Shareholder
AGREEMENTS FOR EXECUTIVES
4 SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS
5 SHAREHOLDER PROPOSAL ALLOWING INDEPENDENT Against Against Shareholder
AUDITORS TO PERFORM ONLY AUDIT AND AUDIT
RELATED WORK
6 SHAREHOLDER PROPOSAL REGARDING TERM Against Against Shareholder
LIMITS FOR DIRECTORS
Page 96
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR M. AIDINOFF For For Management
1.2 ELECT DIRECTOR P. CHIA For For Management
1.3 ELECT DIRECTOR M. COHEN For For Management
1.4 ELECT DIRECTOR W. COHEN For For Management
1.5 ELECT DIRECTOR M. FELDSTEIN For For Management
1.6 ELECT DIRECTOR E. FUTTER For For Management
1.7 ELECT DIRECTOR M. GREENBERG For For Management
1.8 ELECT DIRECTOR C. HILLS For For Management
1.9 ELECT DIRECTOR F. HOENEMEYER For For Management
1.10 ELECT DIRECTOR R. HOLBROOKE For For Management
1.11 ELECT DIRECTOR D. KANAK For For Management
1.12 ELECT DIRECTOR H. SMITH For For Management
1.13 ELECT DIRECTOR M. SULLIVAN For For Management
1.14 ELECT DIRECTOR E. TSE For For Management
1.15 ELECT DIRECTOR F. ZARB For For Management
2 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL For For Management
COMPENSATION PLAN
3 ADOPT A DIRECTOR STOCK PLAN For For Management
4 RATIFICATION OF INDEPENDENT ACCOUNTANTS For For Management
5 SHAREHOLDER PROPOSAL I DESCRIBED IN THE Against Against Shareholder
PROXY STATEMENT
6 SHAREHOLDER PROPOSAL II DESCRIBED IN THE Against Against Shareholder
PROXY STATEMENT
7 SHAREHOLDER PROPOSAL III DESCRIBED IN THE Against Against Shareholder
PROXY STATEMENT
Page 97
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR M. AIDINOFF For For Management
1.2 ELECT DIRECTOR P. CHIA For For Management
1.3 ELECT DIRECTOR M. COHEN For For Management
1.4 ELECT DIRECTOR W. COHEN For For Management
1.5 ELECT DIRECTOR M. FELDSTEIN For For Management
1.6 ELECT DIRECTOR E. FUTTER For For Management
1.7 ELECT DIRECTOR M. GREENBERG For For Management
1.8 ELECT DIRECTOR C. HILLS For For Management
1.9 ELECT DIRECTOR F. HOENEMEYER For For Management
1.10 ELECT DIRECTOR R. HOLBROOKE For For Management
1.11 ELECT DIRECTOR D. KANAK For For Management
1.12 ELECT DIRECTOR H. SMITH For For Management
1.13 ELECT DIRECTOR M. SULLIVAN For For Management
1.14 ELECT DIRECTOR E. TSE For For Management
1.15 ELECT DIRECTOR F. ZARB For For Management
2 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL For For Management
COMPENSATION PLAN
3 ADOPT A DIRECTOR STOCK PLAN For For Management
4 RATIFICATION OF INDEPENDENT ACCOUNTANTS For For Management
5 SHAREHOLDER PROPOSAL I DESCRIBED IN THE Against Against Shareholder
PROXY STATEMENT
6 SHAREHOLDER PROPOSAL II DESCRIBED IN THE Against Against Shareholder
PROXY STATEMENT
7 SHAREHOLDER PROPOSAL III DESCRIBED IN THE Against Against Shareholder
PROXY STATEMENT
- --------------------------------------------------------------------------------
ANDRX CORPORATION
Ticker: ADRX Security ID: 034553107
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LAWRENCE J. DUBOW For For Management
1.2 ELECT DIRECTOR ELLIOT F. HAHN, PH.D. For For Management
1.3 ELECT DIRECTOR THOMAS P. RICE For For Management
2 TO APPROVE THE AMENDED AND RESTATED For For Management
CERTIFICATE OF INCORPORATION.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG For For Management
LLP AS INDEPENDENT AUDITORS FOR ANDRX
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- --------------------------------------------------------------------------------
ANDRX CORPORATION
Ticker: ADRX Security ID: 034553107
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LAWRENCE J. DUBOW For For Management
1.2 ELECT DIRECTOR ELLIOT F. HAHN, PH.D. For For Management
1.3 ELECT DIRECTOR THOMAS P. RICE For For Management
2 TO APPROVE THE AMENDED AND RESTATED For For Management
CERTIFICATE OF INCORPORATION.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG For For Management
LLP AS INDEPENDENT AUDITORS FOR ANDRX
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- --------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DANIEL W. DUVAL For For Management
1.2 ELECT DIRECTOR JOHN N. HANSON For For Management
1.3 ELECT DIRECTOR ROGER KING For For Management
1.4 ELECT DIRECTOR KAREN GORDON MILLS For For Management
1.5 ELECT DIRECTOR WILLIAM E. MITCHELL For For Management
1.6 ELECT DIRECTOR STEPHEN C. PATRICK For For Management
1.7 ELECT DIRECTOR BARRY W. PERRY For For Management
1.8 ELECT DIRECTOR RICHARD S. ROSENBLOOM For For Management
1.9 ELECT DIRECTOR JOHN C. WADDELL For For Management
2 APPROVAL OF THE ADOPTION OF THE ARROW For For Management
ELECTRONICS, INC. 2004 OMNIBUS INCENTIVE
PLAN.
3 RATIFICATION OF THE APPOINTMENT OF ERNST For For Management
& YOUNG LLP AS ARROW S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
4 IN ACCORDANCE WITH THEIR DISCRETION UPON For Abstain Management
SUCH OTHER MATTERS AS MAY PROPERLY COME
BEFORE THE MEETING OR ANY ADJOURNMENTS
THEREOF.
Page 98
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ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DANIEL W. DUVAL For For Management
1.2 ELECT DIRECTOR JOHN N. HANSON For For Management
1.3 ELECT DIRECTOR ROGER KING For For Management
1.4 ELECT DIRECTOR KAREN GORDON MILLS For For Management
1.5 ELECT DIRECTOR WILLIAM E. MITCHELL For For Management
1.6 ELECT DIRECTOR STEPHEN C. PATRICK For For Management
1.7 ELECT DIRECTOR BARRY W. PERRY For For Management
1.8 ELECT DIRECTOR RICHARD S. ROSENBLOOM For For Management
1.9 ELECT DIRECTOR JOHN C. WADDELL For For Management
2 APPROVAL OF THE ADOPTION OF THE ARROW For For Management
ELECTRONICS, INC. 2004 OMNIBUS INCENTIVE
PLAN.
3 RATIFICATION OF THE APPOINTMENT OF ERNST For For Management
& YOUNG LLP AS ARROW S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
4 IN ACCORDANCE WITH THEIR DISCRETION UPON For Abstain Management
SUCH OTHER MATTERS AS MAY PROPERLY COME
BEFORE THE MEETING OR ANY ADJOURNMENTS
THEREOF.
Page 99
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AVAYA INC.
Ticker: AV Security ID: 053499109
Meeting Date: FEB 26, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOSEPH P. LANDY For For Management
1.2 ELECT DIRECTOR MARK LESLIE For For Management
1.3 ELECT DIRECTOR DONALD K. PETERSON For For Management
1.4 ELECT DIRECTOR ANTHONY P. TERRACCIANO For For Management
2 DIRECTORS PROPOSAL - APPROVAL OF THE For Against Management
AVAYA INC. 2004 LONG TERM INCENTIVE PLAN,
WHICH IS THE AMENDED AND RESTATED AVAYA
INC. LONG TERM INCENTIVE PLAN FOR
MANAGEMENT EMPLOYEES.
3 SHAREHOLDER PROPOSAL REGARDING CHIEF Against Against Shareholder
EXECUTIVE OFFICER COMPENSATION.
- --------------------------------------------------------------------------------
AVAYA INC.
Ticker: AV Security ID: 053499109
Meeting Date: FEB 26, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOSEPH P. LANDY For For Management
1.2 ELECT DIRECTOR MARK LESLIE For For Management
1.3 ELECT DIRECTOR DONALD K. PETERSON For For Management
1.4 ELECT DIRECTOR ANTHONY P. TERRACCIANO For For Management
2 DIRECTORS PROPOSAL - APPROVAL OF THE For Against Management
AVAYA INC. 2004 LONG TERM INCENTIVE PLAN,
WHICH IS THE AMENDED AND RESTATED AVAYA
INC. LONG TERM INCENTIVE PLAN FOR
MANAGEMENT EMPLOYEES.
3 SHAREHOLDER PROPOSAL REGARDING CHIEF Against Against Shareholder
EXECUTIVE OFFICER COMPENSATION.
- --------------------------------------------------------------------------------
AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PHILIP M. NEAL For For Management
1.2 ELECT DIRECTOR FRANK V. CAHOUET For For Management
1.3 ELECT DIRECTOR PETER W. MULLIN For For Management
1.4 ELECT DIRECTOR BRUCE E. KARATZ For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR, WHICH ENDS ON JANUARY 1,
2005
3 REAPPROVAL OF THE SENIOR EXECUTIVE For For Management
LEADERSHIP COMPENSATION PLAN
4 REAPPROVAL OF THE EXECUTIVE LONG-TERM For For Management
INCENTIVE PLAN
Page 100
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AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PHILIP M. NEAL For For Management
1.2 ELECT DIRECTOR FRANK V. CAHOUET For For Management
1.3 ELECT DIRECTOR PETER W. MULLIN For For Management
1.4 ELECT DIRECTOR BRUCE E. KARATZ For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR, WHICH ENDS ON JANUARY 1,
2005
3 REAPPROVAL OF THE SENIOR EXECUTIVE For For Management
LEADERSHIP COMPENSATION PLAN
4 REAPPROVAL OF THE EXECUTIVE LONG-TERM For For Management
INCENTIVE PLAN
- --------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ELEANOR BAUM For For Management
1.2 ELECT DIRECTOR J. VERONICA BIGGINS For For Management
1.3 ELECT DIRECTOR LAWRENCE W. CLARKSON For For Management
1.4 ELECT DIRECTOR EHUD HOUMINER For For Management
1.5 ELECT DIRECTOR JAMES A. LAWRENCE For For Management
1.6 ELECT DIRECTOR RAY M. ROBINSON For For Management
1.7 ELECT DIRECTOR FREDERIC SALERNO For For Management
1.8 ELECT DIRECTOR GARY L. TOOKER For For Management
1.9 ELECT DIRECTOR ROY VALLEE For For Management
2 APPROVAL OF THE 2003 STOCK COMPENSATION For For Management
PLAN.
3 APPROVAL TO AMEND THE AVNET EMPLOYEE For For Management
STOCK PURCHASE PLAN.
4 RATIFICATION OF APPOINTMENT OF KPMG LLP For For Management
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JULY 3, 2004.
- --------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ELEANOR BAUM For For Management
1.2 ELECT DIRECTOR J. VERONICA BIGGINS For For Management
1.3 ELECT DIRECTOR LAWRENCE W. CLARKSON For For Management
1.4 ELECT DIRECTOR EHUD HOUMINER For For Management
1.5 ELECT DIRECTOR JAMES A. LAWRENCE For For Management
1.6 ELECT DIRECTOR RAY M. ROBINSON For For Management
1.7 ELECT DIRECTOR FREDERIC SALERNO For For Management
1.8 ELECT DIRECTOR GARY L. TOOKER For For Management
1.9 ELECT DIRECTOR ROY VALLEE For For Management
2 APPROVAL OF THE 2003 STOCK COMPENSATION For For Management
PLAN.
3 APPROVAL TO AMEND THE AVNET EMPLOYEE For For Management
STOCK PURCHASE PLAN.
4 RATIFICATION OF APPOINTMENT OF KPMG LLP For For Management
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JULY 3, 2004.
Page 101
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM BARNET, III For For Management
1.2 ELECT DIRECTOR CHARLES W. COKER For For Management
1.3 ELECT DIRECTOR JOHN T. COLLINS For For Management
1.4 ELECT DIRECTOR GARY L. COUNTRYMAN For For Management
1.5 ELECT DIRECTOR PAUL FULTON For For Management
1.6 ELECT DIRECTOR CHARLES K. GIFFORD For For Management
1.7 ELECT DIRECTOR DONALD E. GUINN For For Management
1.8 ELECT DIRECTOR JAMES H. HANCE, JR. For For Management
1.9 ELECT DIRECTOR KENNETH D. LEWIS For For Management
1.10 ELECT DIRECTOR WALTER E. MASSEY For For Management
1.11 ELECT DIRECTOR THOMAS J. MAY For For Management
1.12 ELECT DIRECTOR C. STEVEN MCMILLAN For For Management
1.13 ELECT DIRECTOR EUGENE M. MCQUADE For For Management
1.14 ELECT DIRECTOR PATRICIA E. MITCHELL For For Management
1.15 ELECT DIRECTOR EDWARD L. ROMERO For For Management
1.16 ELECT DIRECTOR THOMAS M. RYAN For For Management
1.17 ELECT DIRECTOR O. TEMPLE SLOAN, JR. For For Management
1.18 ELECT DIRECTOR MEREDITH R. SPANGLER For For Management
1.19 ELECT DIRECTOR JACKIE M. WARD For For Management
2 RATIFICATION OF INDEPENDENT PUBLIC For For Management
ACCOUNTANTS
3 STOCKHOLDER PROPOSAL - ANNUAL MEETING Against Against Shareholder
DATE
4 STOCKHOLDER PROPOSAL - NOMINATION OF Against Against Shareholder
DIRECTORS
5 STOCKHOLDER PROPOSAL - CHARITABLE Against Against Shareholder
CONTRIBUTIONS
6 STOCKHOLDER PROPOSAL - MUTUAL FUND Against Against Shareholder
TRADING POLICIES
7 STOCKHOLDER PROPOSAL - PRIVACY AND Against Against Shareholder
INFORMATION SECURITY
Page 102
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM BARNET, III For For Management
1.2 ELECT DIRECTOR CHARLES W. COKER For For Management
1.3 ELECT DIRECTOR JOHN T. COLLINS For For Management
1.4 ELECT DIRECTOR GARY L. COUNTRYMAN For For Management
1.5 ELECT DIRECTOR PAUL FULTON For For Management
1.6 ELECT DIRECTOR CHARLES K. GIFFORD For For Management
1.7 ELECT DIRECTOR DONALD E. GUINN For For Management
1.8 ELECT DIRECTOR JAMES H. HANCE, JR. For For Management
1.9 ELECT DIRECTOR KENNETH D. LEWIS For For Management
1.10 ELECT DIRECTOR WALTER E. MASSEY For For Management
1.11 ELECT DIRECTOR THOMAS J. MAY For For Management
1.12 ELECT DIRECTOR C. STEVEN MCMILLAN For For Management
1.13 ELECT DIRECTOR EUGENE M. MCQUADE For For Management
1.14 ELECT DIRECTOR PATRICIA E. MITCHELL For For Management
1.15 ELECT DIRECTOR EDWARD L. ROMERO For For Management
1.16 ELECT DIRECTOR THOMAS M. RYAN For For Management
1.17 ELECT DIRECTOR O. TEMPLE SLOAN, JR. For For Management
1.18 ELECT DIRECTOR MEREDITH R. SPANGLER For For Management
1.19 ELECT DIRECTOR JACKIE M. WARD For For Management
2 RATIFICATION OF INDEPENDENT PUBLIC For For Management
ACCOUNTANTS
3 STOCKHOLDER PROPOSAL - ANNUAL MEETING Against Against Shareholder
DATE
4 STOCKHOLDER PROPOSAL - NOMINATION OF Against Against Shareholder
DIRECTORS
5 STOCKHOLDER PROPOSAL - CHARITABLE Against Against Shareholder
CONTRIBUTIONS
6 STOCKHOLDER PROPOSAL - MUTUAL FUND Against Against Shareholder
TRADING POLICIES
7 STOCKHOLDER PROPOSAL - PRIVACY AND Against Against Shareholder
INFORMATION SECURITY
- --------------------------------------------------------------------------------
BANK ONE CORPORATION
Ticker: ONE Security ID: 06423A103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 MERGER PROPOSAL For For Management
2.1 ELECT DIRECTOR BRYAN For For Management
2.2 ELECT DIRECTOR BURKE For For Management
2.3 ELECT DIRECTOR CROWN For For Management
2.4 ELECT DIRECTOR DIMON For For Management
2.5 ELECT DIRECTOR FAY For For Management
2.6 ELECT DIRECTOR JACKSON For For Management
2.7 ELECT DIRECTOR KESSLER For For Management
2.8 ELECT DIRECTOR LIPP For For Management
2.9 ELECT DIRECTOR MANOOGIAN For For Management
2.10 ELECT DIRECTOR NOVAK For For Management
2.11 ELECT DIRECTOR ROGERS For For Management
2.12 ELECT DIRECTOR STRATTON For For Management
3 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITOR
Page 103
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BANK ONE CORPORATION
Ticker: ONE Security ID: 06423A103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 MERGER PROPOSAL For For Management
2.1 ELECT DIRECTOR BRYAN For For Management
2.2 ELECT DIRECTOR BURKE For For Management
2.3 ELECT DIRECTOR CROWN For For Management
2.4 ELECT DIRECTOR DIMON For For Management
2.5 ELECT DIRECTOR FAY For For Management
2.6 ELECT DIRECTOR JACKSON For For Management
2.7 ELECT DIRECTOR KESSLER For For Management
2.8 ELECT DIRECTOR LIPP For For Management
2.9 ELECT DIRECTOR MANOOGIAN For For Management
2.10 ELECT DIRECTOR NOVAK For For Management
2.11 ELECT DIRECTOR ROGERS For For Management
2.12 ELECT DIRECTOR STRATTON For For Management
3 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITOR
- --------------------------------------------------------------------------------
BEA SYSTEMS, INC.
Ticker: BEAS Security ID: 073325102
Meeting Date: JUL 11, 2003 Meeting Type: Annual
Record Date: MAY 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM T. COLEMAN III For For Management
1.2 ELECT DIRECTOR L. DALE CRANDALL For For Management
1.3 ELECT DIRECTOR WILLIAM H. JANEWAY For For Management
2 PROPOSAL TO RATIFY AND APPROVE THE For For Management
ADOPTION OF THE BEA SYSTEMS, INC. 2004
SENIOR EXECUTIVE BONUS PLAN.
3 PROPOSAL TO RATIFY AND APPROVE THE For For Management
APPOINTMENT OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE FISCAL YEAR ENDING JANUARY 31, 2004.
- --------------------------------------------------------------------------------
BEA SYSTEMS, INC.
Ticker: BEAS Security ID: 073325102
Meeting Date: JUL 11, 2003 Meeting Type: Annual
Record Date: MAY 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM T. COLEMAN III For For Management
1.2 ELECT DIRECTOR L. DALE CRANDALL For For Management
1.3 ELECT DIRECTOR WILLIAM H. JANEWAY For For Management
2 PROPOSAL TO RATIFY AND APPROVE THE For For Management
ADOPTION OF THE BEA SYSTEMS, INC. 2004
SENIOR EXECUTIVE BONUS PLAN.
3 PROPOSAL TO RATIFY AND APPROVE THE For For Management
APPOINTMENT OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE FISCAL YEAR ENDING JANUARY 31, 2004.
Page 104
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BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 11, 2004 Meeting Type: Annual
Record Date: DEC 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HENRY P. BECTON, JR. For For Management
1.2 ELECT DIRECTOR EDWARD F. DEGRAAN For For Management
1.3 ELECT DIRECTOR JAMES F. ORR For For Management
1.4 ELECT DIRECTOR MARGARETHA AF UGGLAS For For Management
2 RATIFICATION OF INDEPENDENT AUDITORS. For For Management
3 ADOPTION OF 2004 EMPLOYEE AND DIRECTOR For For Management
EQUITY-BASED COMPENSATION PLAN. THE BOARD
OF DIRECTORS RECOMMENDS A VOTE AGAINST
PROPOSAL 4.
4 CUMULATIVE VOTING. Against Abstain Shareholder
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 11, 2004 Meeting Type: Annual
Record Date: DEC 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HENRY P. BECTON, JR. For For Management
1.2 ELECT DIRECTOR EDWARD F. DEGRAAN For For Management
1.3 ELECT DIRECTOR JAMES F. ORR For For Management
1.4 ELECT DIRECTOR MARGARETHA AF UGGLAS For For Management
2 RATIFICATION OF INDEPENDENT AUDITORS. For For Management
3 ADOPTION OF 2004 EMPLOYEE AND DIRECTOR For For Management
EQUITY-BASED COMPENSATION PLAN. THE BOARD
OF DIRECTORS RECOMMENDS A VOTE AGAINST
PROPOSAL 4.
4 CUMULATIVE VOTING. Against Abstain Shareholder
- --------------------------------------------------------------------------------
BELO CORP.
Ticker: BLC Security ID: 080555105
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LOUIS E. CALDERA For For Management
1.2 ELECT DIRECTOR J. L. CRAVEN, M.D., MPH For For Management
1.3 ELECT DIRECTOR STEPHEN HAMBLETT For For Management
1.4 ELECT DIRECTOR DEALEY D. HERNDON For For Management
1.5 ELECT DIRECTOR WAYNE R. SANDERS For For Management
2 PROPOSAL TO APPROVE THE BELO 2004 For Against Management
EXECUTIVE COMPENSATION PLAN.
Page 105
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BELO CORP.
Ticker: BLC Security ID: 080555105
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LOUIS E. CALDERA For For Management
1.2 ELECT DIRECTOR J. L. CRAVEN, M.D., MPH For For Management
1.3 ELECT DIRECTOR STEPHEN HAMBLETT For For Management
1.4 ELECT DIRECTOR DEALEY D. HERNDON For For Management
1.5 ELECT DIRECTOR WAYNE R. SANDERS For For Management
2 PROPOSAL TO APPROVE THE BELO 2004 For Against Management
EXECUTIVE COMPENSATION PLAN.
- --------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ELECT JORGE BORN, JR., AS A MEMBER OF For For Management
THE BOARD OF DIRECTORS TO SERVE UNTIL THE
2007 ANNUAL GENERAL MEETING OF
SHAREHOLDERS.
2 TO ELECT OCTAVIO CARABALLO, AS A MEMBER For For Management
OF THE BOARD OF DIRECTORS TO SERVE UNTIL
THE 2007 ANNUAL GENERAL MEETING
SHAREHOLDERS.
3 TO ELECT BERNARD DE LA TOUR D AUVERGNE For For Management
LAURAGUAIS, AS A MEMBER OF THE BOARD OF
DIRECTORS TO SERVE UNTIL THE 2007 ANNUAL
GENERAL MEETING OF SHAREHOLDERS.
4 TO ELECT WILLIAM ENGELS, AS A MEMBER OF For For Management
THE BOARD OF DIRECTORS TO SERVE UNTIL THE
2007 ANNUAL GENERAL MEETING OF
SHAREHOLDERS.
5 TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE For For Management
LIMITED S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004 AND
TO AUTHORIZE BUNGE LIMITED S BOARD OF
DIRECTORS, ACTING THROUGH ITS AUDIT
COMMITTEE, TO DETERMINE THE INDEPENDENT
AUDITORS FEES.
6 TO APPROVE THE TERMS OF BUNGE LIMITED S For For Management
AMENDED AND RESTATED NON-EMPLOYEE
DIRECTORS EQUITY INCENTIVE PLAN.
Page 106
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BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ELECT JORGE BORN, JR., AS A MEMBER OF For For Management
THE BOARD OF DIRECTORS TO SERVE UNTIL THE
2007 ANNUAL GENERAL MEETING OF
SHAREHOLDERS.
2 TO ELECT OCTAVIO CARABALLO, AS A MEMBER For For Management
OF THE BOARD OF DIRECTORS TO SERVE UNTIL
THE 2007 ANNUAL GENERAL MEETING
SHAREHOLDERS.
3 TO ELECT BERNARD DE LA TOUR D AUVERGNE For For Management
LAURAGUAIS, AS A MEMBER OF THE BOARD OF
DIRECTORS TO SERVE UNTIL THE 2007 ANNUAL
GENERAL MEETING OF SHAREHOLDERS.
4 TO ELECT WILLIAM ENGELS, AS A MEMBER OF For For Management
THE BOARD OF DIRECTORS TO SERVE UNTIL THE
2007 ANNUAL GENERAL MEETING OF
SHAREHOLDERS.
5 TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE For For Management
LIMITED S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004 AND
TO AUTHORIZE BUNGE LIMITED S BOARD OF
DIRECTORS, ACTING THROUGH ITS AUDIT
COMMITTEE, TO DETERMINE THE INDEPENDENT
AUDITORS FEES.
6 TO APPROVE THE TERMS OF BUNGE LIMITED S For For Management
AMENDED AND RESTATED NON-EMPLOYEE
DIRECTORS EQUITY INCENTIVE PLAN.
- --------------------------------------------------------------------------------
BURLINGTON RESOURCES INC.
Ticker: BR Security ID: 122014103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR B.T. ALEXANDER For For Management
1.2 ELECT DIRECTOR R.V. ANDERSON For For Management
1.3 ELECT DIRECTOR L.I. GRANT For For Management
1.4 ELECT DIRECTOR R.J. HARDING For For Management
1.5 ELECT DIRECTOR J.T. LAMACCHIA For For Management
1.6 ELECT DIRECTOR R.L. LIMBACHER For For Management
1.7 ELECT DIRECTOR J.F. MCDONALD For For Management
1.8 ELECT DIRECTOR K.W. ORCE For For Management
1.9 ELECT DIRECTOR D.M. ROBERTS For For Management
1.10 ELECT DIRECTOR J.A. RUNDE For For Management
1.11 ELECT DIRECTOR J.F. SCHWARZ For For Management
1.12 ELECT DIRECTOR W. SCOTT, JR. For For Management
1.13 ELECT DIRECTOR B.S. SHACKOULS For For Management
1.14 ELECT DIRECTOR S.J. SHAPIRO For For Management
1.15 ELECT DIRECTOR W.E. WADE, JR. For For Management
2 APPROVAL OF AN AMENDMENT TO THE COMPANY S For For Management
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK OF THE COMPANY TO 650,000,000.
3 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT AUDITOR FOR THE YEAR ENDED
DECEMBER 31, 2004.
Page 107
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BURLINGTON RESOURCES INC.
Ticker: BR Security ID: 122014103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR B.T. ALEXANDER For For Management
1.2 ELECT DIRECTOR R.V. ANDERSON For For Management
1.3 ELECT DIRECTOR L.I. GRANT For For Management
1.4 ELECT DIRECTOR R.J. HARDING For For Management
1.5 ELECT DIRECTOR J.T. LAMACCHIA For For Management
1.6 ELECT DIRECTOR R.L. LIMBACHER For For Management
1.7 ELECT DIRECTOR J.F. MCDONALD For For Management
1.8 ELECT DIRECTOR K.W. ORCE For For Management
1.9 ELECT DIRECTOR D.M. ROBERTS For For Management
1.10 ELECT DIRECTOR J.A. RUNDE For For Management
1.11 ELECT DIRECTOR J.F. SCHWARZ For For Management
1.12 ELECT DIRECTOR W. SCOTT, JR. For For Management
1.13 ELECT DIRECTOR B.S. SHACKOULS For For Management
1.14 ELECT DIRECTOR S.J. SHAPIRO For For Management
1.15 ELECT DIRECTOR W.E. WADE, JR. For For Management
2 APPROVAL OF AN AMENDMENT TO THE COMPANY S For For Management
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK OF THE COMPANY TO 650,000,000.
3 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT AUDITOR FOR THE YEAR ENDED
DECEMBER 31, 2004.
- --------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date: SEP 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDMUND M. CARPENTER For For Management
1.2 ELECT DIRECTOR DOUGLAS R. CONANT For For Management
1.3 ELECT DIRECTOR PAUL R. CHARRON For For Management
1.4 ELECT DIRECTOR BENNETT DORRANCE For For Management
1.5 ELECT DIRECTOR KENT B. FOSTER For For Management
1.6 ELECT DIRECTOR HARVEY GOLUB For For Management
1.7 ELECT DIRECTOR RANDALL W. LARRIMORE For For Management
1.8 ELECT DIRECTOR PHILIP E. LIPPINCOTT For For Management
1.9 ELECT DIRECTOR MARY ALICE D. MALONE For For Management
1.10 ELECT DIRECTOR DAVID C. PATTERSON For For Management
1.11 ELECT DIRECTOR CHARLES R. PERRIN For For Management
1.12 ELECT DIRECTOR GEORGE M. SHERMAN For For Management
1.13 ELECT DIRECTOR DONALD M. STEWART For For Management
1.14 ELECT DIRECTOR GEORGE STRAWBRIDGE, JR. For For Management
1.15 ELECT DIRECTOR LES C. VINNEY For For Management
1.16 ELECT DIRECTOR CHARLOTTE C. WEBER For For Management
2 RATIFICATION OF APPOINTMENT OF AUDITORS For For Management
3 APPROVAL OF THE 2003 LONG-TERM INCENTIVE For Against Management
PLAN
Page 108
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CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date: SEP 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDMUND M. CARPENTER For For Management
1.2 ELECT DIRECTOR DOUGLAS R. CONANT For For Management
1.3 ELECT DIRECTOR PAUL R. CHARRON For For Management
1.4 ELECT DIRECTOR BENNETT DORRANCE For For Management
1.5 ELECT DIRECTOR KENT B. FOSTER For For Management
1.6 ELECT DIRECTOR HARVEY GOLUB For For Management
1.7 ELECT DIRECTOR RANDALL W. LARRIMORE For For Management
1.8 ELECT DIRECTOR PHILIP E. LIPPINCOTT For For Management
1.9 ELECT DIRECTOR MARY ALICE D. MALONE For For Management
1.10 ELECT DIRECTOR DAVID C. PATTERSON For For Management
1.11 ELECT DIRECTOR CHARLES R. PERRIN For For Management
1.12 ELECT DIRECTOR GEORGE M. SHERMAN For For Management
1.13 ELECT DIRECTOR DONALD M. STEWART For For Management
1.14 ELECT DIRECTOR GEORGE STRAWBRIDGE, JR. For For Management
1.15 ELECT DIRECTOR LES C. VINNEY For For Management
1.16 ELECT DIRECTOR CHARLOTTE C. WEBER For For Management
2 RATIFICATION OF APPOINTMENT OF AUDITORS For For Management
3 APPROVAL OF THE 2003 LONG-TERM INCENTIVE For Against Management
PLAN
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDWIN M. BANKS For For Management
1.2 ELECT DIRECTOR COLLEEN C. WELCH, PH.D. For For Management
1.3 ELECT DIRECTOR ROGER L. HEADRICK For For Management
1.4 ELECT DIRECTOR JEAN-PIERRE MILLON For For Management
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDWIN M. BANKS For For Management
1.2 ELECT DIRECTOR COLLEEN C. WELCH, PH.D. For For Management
1.3 ELECT DIRECTOR ROGER L. HEADRICK For For Management
1.4 ELECT DIRECTOR JEAN-PIERRE MILLON For For Management
Page 109
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CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN T. DILLON For For Management
1.2 ELECT DIRECTOR JUAN GALLARDO For For Management
1.3 ELECT DIRECTOR WILLIAM A. OSBORN For For Management
1.4 ELECT DIRECTOR GORDON R. PARKER For For Management
1.5 ELECT DIRECTOR EDWARD B. RUST, JR. For For Management
2 AMEND OPTION PLAN For Against Management
3 RATIFY AUDITORS For For Management
4 STOCKHOLDER PROPOSAL - RIGHTS PLAN Against For Shareholder
5 STOCKHOLDER PROPOSAL - SALE OF EQUIPMENT Against Against Shareholder
TO ISRAEL
6 STOCKHOLDER PROPOSAL - HIV/AIDS Against Against Shareholder
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN T. DILLON For For Management
1.2 ELECT DIRECTOR JUAN GALLARDO For For Management
1.3 ELECT DIRECTOR WILLIAM A. OSBORN For For Management
1.4 ELECT DIRECTOR GORDON R. PARKER For For Management
1.5 ELECT DIRECTOR EDWARD B. RUST, JR. For For Management
2 AMEND OPTION PLAN For Against Management
3 RATIFY AUDITORS For For Management
4 STOCKHOLDER PROPOSAL - RIGHTS PLAN Against For Shareholder
5 STOCKHOLDER PROPOSAL - SALE OF EQUIPMENT Against Against Shareholder
TO ISRAEL
6 STOCKHOLDER PROPOSAL - HIV/AIDS Against Against Shareholder
- --------------------------------------------------------------------------------
CHUBB CORPORATION
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ZOE BAIRD For For Management
1.2 ELECT DIRECTOR SHEILA P. BURKE For For Management
1.3 ELECT DIRECTOR JAMES I. CASH, JR. For For Management
1.4 ELECT DIRECTOR JOEL J. COHEN For For Management
1.5 ELECT DIRECTOR JAMES M. CORNELIUS For For Management
1.6 ELECT DIRECTOR JOHN D. FINNEGAN For For Management
1.7 ELECT DIRECTOR DAVID H. HOAG For For Management
1.8 ELECT DIRECTOR KLAUS J. MANGOLD For For Management
1.9 ELECT DIRECTOR SIR DAVID G SCHOLEY CBE For For Management
1.10 ELECT DIRECTOR RAYMOND G.H. SEITZ For For Management
1.11 ELECT DIRECTOR LAWRENCE M. SMALL For For Management
1.12 ELECT DIRECTOR DANIEL E. SOMERS For For Management
1.13 ELECT DIRECTOR KAREN HASTIE WILLIAMS For For Management
1.14 ELECT DIRECTOR JAMES M. ZIMMERMAN For For Management
1.15 ELECT DIRECTOR ALFRED W. ZOLLAR For For Management
2 APPROVE THE ADOPTION OF THE CHUBB For Against Management
CORPORATION LONG-TERM STOCK INCENTIVE
PLAN (2004)
3 APPROVE THE ADOPTION OF THE CHUBB For Against Management
CORPORATION LONG-TERM STOCK INCENTIVE
PLAN FOR NON-EMPLOYEE DIRECTORS (2004)
4 RATIFY THE APPOINTMENT OF ERNST & YOUNG For For Management
LLP AS INDEPENDENT AUDITORS FOR 2004
5 SHAREHOLDER PROPOSAL Against Against Shareholder
Page 110
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CHUBB CORPORATION
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ZOE BAIRD For For Management
1.2 ELECT DIRECTOR SHEILA P. BURKE For For Management
1.3 ELECT DIRECTOR JAMES I. CASH, JR. For For Management
1.4 ELECT DIRECTOR JOEL J. COHEN For For Management
1.5 ELECT DIRECTOR JAMES M. CORNELIUS For For Management
1.6 ELECT DIRECTOR JOHN D. FINNEGAN For For Management
1.7 ELECT DIRECTOR DAVID H. HOAG For For Management
1.8 ELECT DIRECTOR KLAUS J. MANGOLD For For Management
1.9 ELECT DIRECTOR SIR DAVID G SCHOLEY CBE For For Management
1.10 ELECT DIRECTOR RAYMOND G.H. SEITZ For For Management
1.11 ELECT DIRECTOR LAWRENCE M. SMALL For For Management
1.12 ELECT DIRECTOR DANIEL E. SOMERS For For Management
1.13 ELECT DIRECTOR KAREN HASTIE WILLIAMS For For Management
1.14 ELECT DIRECTOR JAMES M. ZIMMERMAN For For Management
1.15 ELECT DIRECTOR ALFRED W. ZOLLAR For For Management
2 APPROVE THE ADOPTION OF THE CHUBB For Against Management
CORPORATION LONG-TERM STOCK INCENTIVE
PLAN (2004)
3 APPROVE THE ADOPTION OF THE CHUBB For Against Management
CORPORATION LONG-TERM STOCK INCENTIVE
PLAN FOR NON-EMPLOYEE DIRECTORS (2004)
4 RATIFY THE APPOINTMENT OF ERNST & YOUNG For For Management
LLP AS INDEPENDENT AUDITORS FOR 2004
5 SHAREHOLDER PROPOSAL Against Against Shareholder
- --------------------------------------------------------------------------------
CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: CCU Security ID: 184502102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ALAN D. FELD For For Management
1.2 ELECT DIRECTOR THOMAS O. HICKS For For Management
1.3 ELECT DIRECTOR PERRY J. LEWIS For For Management
1.4 ELECT DIRECTOR L. LOWRY MAYS For For Management
1.5 ELECT DIRECTOR MARK P. MAYS For For Management
1.6 ELECT DIRECTOR RANDALL T. MAYS For For Management
1.7 ELECT DIRECTOR B.J. MCCOMBS For For Management
1.8 ELECT DIRECTOR PHYLLIS B. RIGGINS For For Management
1.9 ELECT DIRECTOR THEORDORE H. STRAUSS For For Management
1.10 ELECT DIRECTOR J.C. WATTS For For Management
1.11 ELECT DIRECTOR JOHN H. WILLIAMS For For Management
2 RATIFICATION OF THE SELECTION OF ERNST & For For Management
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2004.
Page 111
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CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: CCU Security ID: 184502102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ALAN D. FELD For For Management
1.2 ELECT DIRECTOR THOMAS O. HICKS For For Management
1.3 ELECT DIRECTOR PERRY J. LEWIS For For Management
1.4 ELECT DIRECTOR L. LOWRY MAYS For For Management
1.5 ELECT DIRECTOR MARK P. MAYS For For Management
1.6 ELECT DIRECTOR RANDALL T. MAYS For For Management
1.7 ELECT DIRECTOR B.J. MCCOMBS For For Management
1.8 ELECT DIRECTOR PHYLLIS B. RIGGINS For For Management
1.9 ELECT DIRECTOR THEORDORE H. STRAUSS For For Management
1.10 ELECT DIRECTOR J.C. WATTS For For Management
1.11 ELECT DIRECTOR JOHN H. WILLIAMS For For Management
2 RATIFICATION OF THE SELECTION OF ERNST & For For Management
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2004.
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J.K. CONWAY For For Management
1.2 ELECT DIRECTOR R.E. FERGUSON For For Management
1.3 ELECT DIRECTOR C.M. GUTIERREZ For For Management
1.4 ELECT DIRECTOR E.M. HANCOCK For For Management
1.5 ELECT DIRECTOR D.W. JOHNSON For For Management
1.6 ELECT DIRECTOR R.J. KOGAN For For Management
1.7 ELECT DIRECTOR D.E. LEWIS For For Management
1.8 ELECT DIRECTOR R. MARK For For Management
1.9 ELECT DIRECTOR E.A. MONRAD For For Management
2 RATIFY SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS
3 REAPPROVAL OF PORTIONS OF THE COMPANY S For For Management
STOCKHOLDER-APPROVED EXECUTIVE INCENTIVE
COMPENSATION PLAN
4 STOCKHOLDER PROPOSAL ON GOLDEN PARACHUTE Against Against Shareholder
SEVERANCE PAY
5 STOCKHOLDER PROPOSAL ON WORKPLACE HUMAN Against Against Shareholder
RIGHTS
6 STOCKHOLDER PROPOSAL ON INDEPENDENT Against Against Shareholder
CHAIRMAN
Page 112
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COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J.K. CONWAY For For Management
1.2 ELECT DIRECTOR R.E. FERGUSON For For Management
1.3 ELECT DIRECTOR C.M. GUTIERREZ For For Management
1.4 ELECT DIRECTOR E.M. HANCOCK For For Management
1.5 ELECT DIRECTOR D.W. JOHNSON For For Management
1.6 ELECT DIRECTOR R.J. KOGAN For For Management
1.7 ELECT DIRECTOR D.E. LEWIS For For Management
1.8 ELECT DIRECTOR R. MARK For For Management
1.9 ELECT DIRECTOR E.A. MONRAD For For Management
2 RATIFY SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS
3 REAPPROVAL OF PORTIONS OF THE COMPANY S For For Management
STOCKHOLDER-APPROVED EXECUTIVE INCENTIVE
COMPENSATION PLAN
4 STOCKHOLDER PROPOSAL ON GOLDEN PARACHUTE Against Against Shareholder
SEVERANCE PAY
5 STOCKHOLDER PROPOSAL ON WORKPLACE HUMAN Against Against Shareholder
RIGHTS
6 STOCKHOLDER PROPOSAL ON INDEPENDENT Against Against Shareholder
CHAIRMAN
- --------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR RALPH W. BABB, JR. For For Management
1.2 ELECT DIRECTOR JAMES F. CORDES For For Management
1.3 ELECT DIRECTOR PETER D. CUMMINGS For For Management
1.4 ELECT DIRECTOR TODD W. HERRICK For For Management
1.5 ELECT DIRECTOR WILLIAM P. VITITOE For For Management
1.6 ELECT DIRECTOR KENNETH L. WAY For For Management
2 APPROVAL AND RATIFICATION OF THE COMERICA For Against Management
INCORPORATED AMENDED AND RESTATED
EMPLOYEE STOCK PURCHASE PLAN
3 APPROVAL OF THE COMERICA INCORPORATED For Against Management
INCENTIVE PLAN FOR NON- EMPLOYEE
DIRECTORS
4 RATIFICATION OF THE APPOINTMENT OF ERNST For For Management
& YOUNG LLP AS INDEPENDENT AUDITORS
Page 113
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COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR RALPH W. BABB, JR. For For Management
1.2 ELECT DIRECTOR JAMES F. CORDES For For Management
1.3 ELECT DIRECTOR PETER D. CUMMINGS For For Management
1.4 ELECT DIRECTOR TODD W. HERRICK For For Management
1.5 ELECT DIRECTOR WILLIAM P. VITITOE For For Management
1.6 ELECT DIRECTOR KENNETH L. WAY For For Management
2 APPROVAL AND RATIFICATION OF THE COMERICA For Against Management
INCORPORATED AMENDED AND RESTATED
EMPLOYEE STOCK PURCHASE PLAN
3 APPROVAL OF THE COMERICA INCORPORATED For Against Management
INCENTIVE PLAN FOR NON- EMPLOYEE
DIRECTORS
4 RATIFICATION OF THE APPOINTMENT OF ERNST For For Management
& YOUNG LLP AS INDEPENDENT AUDITORS
- --------------------------------------------------------------------------------
CONTINENTAL AIRLINES, INC.
Ticker: CAL Security ID: 210795308
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: FEB 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR THOMAS J. BARRACK, JR. For For Management
1.2 ELECT DIRECTOR GORDON M. BETHUNE For For Management
1.3 ELECT DIRECTOR KIRBYJON H. CALDWELL For For Management
1.4 ELECT DIRECTOR LAWRENCE W. KELLNER For For Management
1.5 ELECT DIRECTOR DOUGLAS H. MCCORKINDALE For For Management
1.6 ELECT DIRECTOR HENRY L. MEYER III For For Management
1.7 ELECT DIRECTOR GEORGE G. C. PARKER For For Management
1.8 ELECT DIRECTOR KAREN HASTIE WILLIAMS For For Management
1.9 ELECT DIRECTOR RONALD B. WOODARD For For Management
1.10 ELECT DIRECTOR CHARLES A. YAMARONE For For Management
2 PROPOSAL TO ADOPT 2004 EMPLOYEE STOCK For For Management
PURCHASE PLAN
3 RATIFICATION OF INDEPENDENT AUDITORS For For Management
4 PROPOSAL TO RECOMMEND RETENTION OF For Against Management
STOCKHOLDERS RIGHTS AGREEMENT
5 PROPOSAL OF STOCKHOLDER Against Against Shareholder
6 PLEASE MARK THE FOR BOX ONLY IF ANY Unknown Abstain Management
STOCK OWNED OF RECORD OR BENEFICIALLY BY
YOU IS OWNED OR CONTROLLED BY NON-U.S.
CITIZENS (AS DEFINED IN THE PROXY
STATEMENT).
Page 114
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CONTINENTAL AIRLINES, INC.
Ticker: CAL Security ID: 210795308
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: FEB 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR THOMAS J. BARRACK, JR. For For Management
1.2 ELECT DIRECTOR GORDON M. BETHUNE For For Management
1.3 ELECT DIRECTOR KIRBYJON H. CALDWELL For For Management
1.4 ELECT DIRECTOR LAWRENCE W. KELLNER For For Management
1.5 ELECT DIRECTOR DOUGLAS H. MCCORKINDALE For For Management
1.6 ELECT DIRECTOR HENRY L. MEYER III For For Management
1.7 ELECT DIRECTOR GEORGE G. C. PARKER For For Management
1.8 ELECT DIRECTOR KAREN HASTIE WILLIAMS For For Management
1.9 ELECT DIRECTOR RONALD B. WOODARD For For Management
1.10 ELECT DIRECTOR CHARLES A. YAMARONE For For Management
2 PROPOSAL TO ADOPT 2004 EMPLOYEE STOCK For For Management
PURCHASE PLAN
3 RATIFICATION OF INDEPENDENT AUDITORS For For Management
4 PROPOSAL TO RECOMMEND RETENTION OF For Against Management
STOCKHOLDERS RIGHTS AGREEMENT
5 PROPOSAL OF STOCKHOLDER Against Against Shareholder
6 PLEASE MARK THE FOR BOX ONLY IF ANY Unknown Abstain Management
STOCK OWNED OF RECORD OR BENEFICIALLY BY
YOU IS OWNED OR CONTROLLED BY NON-U.S.
CITIZENS (AS DEFINED IN THE PROXY
STATEMENT).
- --------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JEREMY R. KNOWLES For For Management
1.2 ELECT DIRECTOR EUGENE C. SIT For For Management
1.3 ELECT DIRECTOR WILLIAM D. SMITHBURG For For Management
1.4 ELECT DIRECTOR HANSEL E. TOOKES II For For Management
1.5 ELECT DIRECTOR WENDELL P. WEEKS For For Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS CORNING S
INDEPENDENT AUDITORS FOR FISCAL YEAR
ENDING DECEMBER 31, 2004.
3 SHAREHOLDER PROPOSAL RELATING TO Against Against Shareholder
SEVERANCE AGREEMENTS WITH SENIOR
EXECUTIVES.
- --------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JEREMY R. KNOWLES For For Management
1.2 ELECT DIRECTOR EUGENE C. SIT For For Management
1.3 ELECT DIRECTOR WILLIAM D. SMITHBURG For For Management
1.4 ELECT DIRECTOR HANSEL E. TOOKES II For For Management
1.5 ELECT DIRECTOR WENDELL P. WEEKS For For Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS CORNING S
INDEPENDENT AUDITORS FOR FISCAL YEAR
ENDING DECEMBER 31, 2004.
3 SHAREHOLDER PROPOSAL RELATING TO Against Against Shareholder
SEVERANCE AGREEMENTS WITH SENIOR
EXECUTIVES.
Page 115
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DELPHI CORPORATION
Ticker: DPH Security ID: 247126105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR OSCAR BERNARDES For For Management
1.2 ELECT DIRECTOR DR. BERND GOTTSCHALK For For Management
1.3 ELECT DIRECTOR JOHN D. OPIE For For Management
2 RATIFY SELECTION OF DELOITTE & TOUCHE LLP For For Management
AS INDEPENDENT ACCOUNTANTS
3 APPROVE THE DELPHI CORPORATION ANNUAL For For Management
INCENTIVE PLAN
4 APPROVE THE DELPHI CORPORATION LONG-TERM For Against Management
INCENTIVE PLAN
5 STOCKHOLDER PROPOSAL RELATING TO THE Against For Shareholder
REDEMPTION OF DELPHI S STOCKHOLDER RIGHTS
PLAN
6 STOCKHOLDER PROPOSAL RELATING TO THE Against For Shareholder
ANNUAL ELECTION OF DIRECTORS
7 STOCKHOLDER PROPOSAL RELATING TO ADOPTION Against Against Shareholder
OF CODE FOR DELPHI S INTERNATIONAL
OPERATIONS
- --------------------------------------------------------------------------------
DELPHI CORPORATION
Ticker: DPH Security ID: 247126105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR OSCAR BERNARDES For For Management
1.2 ELECT DIRECTOR DR. BERND GOTTSCHALK For For Management
1.3 ELECT DIRECTOR JOHN D. OPIE For For Management
2 RATIFY SELECTION OF DELOITTE & TOUCHE LLP For For Management
AS INDEPENDENT ACCOUNTANTS
3 APPROVE THE DELPHI CORPORATION ANNUAL For For Management
INCENTIVE PLAN
4 APPROVE THE DELPHI CORPORATION LONG-TERM For Against Management
INCENTIVE PLAN
5 STOCKHOLDER PROPOSAL RELATING TO THE Against For Shareholder
REDEMPTION OF DELPHI S STOCKHOLDER RIGHTS
PLAN
6 STOCKHOLDER PROPOSAL RELATING TO THE Against For Shareholder
ANNUAL ELECTION OF DIRECTORS
7 STOCKHOLDER PROPOSAL RELATING TO ADOPTION Against Against Shareholder
OF CODE FOR DELPHI S INTERNATIONAL
OPERATIONS
Page 116
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DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR D.H. BENSON For For Management
1.2 ELECT DIRECTOR J-P.M. ERGAS For For Management
1.3 ELECT DIRECTOR K.C. GRAHAM For For Management
1.4 ELECT DIRECTOR R.L. HOFFMAN For For Management
1.5 ELECT DIRECTOR J.L. KOLEY For For Management
1.6 ELECT DIRECTOR R.K. LOCHRIDGE For For Management
1.7 ELECT DIRECTOR T.L. REECE For For Management
1.8 ELECT DIRECTOR B.G. RETHORE For For Management
1.9 ELECT DIRECTOR G.L. ROUBOS For For Management
1.10 ELECT DIRECTOR M.B. STUBBS For For Management
2 TO CONSIDER AND APPROVE THE 2005 EQUITY For For Management
AND CASH INCENTIVE PLAN.
3 TO TRANSACT SUCH OTHER BUSINESS AS MAY For Abstain Management
PROPERLY COME BEFORE THE MEETING.
- --------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR D.H. BENSON For For Management
1.2 ELECT DIRECTOR J-P.M. ERGAS For For Management
1.3 ELECT DIRECTOR K.C. GRAHAM For For Management
1.4 ELECT DIRECTOR R.L. HOFFMAN For For Management
1.5 ELECT DIRECTOR J.L. KOLEY For For Management
1.6 ELECT DIRECTOR R.K. LOCHRIDGE For For Management
1.7 ELECT DIRECTOR T.L. REECE For For Management
1.8 ELECT DIRECTOR B.G. RETHORE For For Management
1.9 ELECT DIRECTOR G.L. ROUBOS For For Management
1.10 ELECT DIRECTOR M.B. STUBBS For For Management
2 TO CONSIDER AND APPROVE THE 2005 EQUITY For For Management
AND CASH INCENTIVE PLAN.
3 TO TRANSACT SUCH OTHER BUSINESS AS MAY For Abstain Management
PROPERLY COME BEFORE THE MEETING.
- --------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 264399106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PAUL M. ANDERSON For For Management
1.2 ELECT DIRECTOR ANN M. GRAY For For Management
1.3 ELECT DIRECTOR MICHAEL E.J. PHELPS For For Management
1.4 ELECT DIRECTOR JAMES T. RHODES For For Management
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS For For Management
DUKE ENERGY S INDEPENDENT AUDITORS FOR
2004.
3 A SHAREHOLDER PROPOSAL RELATING TO Against For Shareholder
DECLASSIFICATION OF DUKE ENERGY S BOARD
OF DIRECTORS, IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
Page 117
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DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 264399106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PAUL M. ANDERSON For For Management
1.2 ELECT DIRECTOR ANN M. GRAY For For Management
1.3 ELECT DIRECTOR MICHAEL E.J. PHELPS For For Management
1.4 ELECT DIRECTOR JAMES T. RHODES For For Management
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS For For Management
DUKE ENERGY S INDEPENDENT AUDITORS FOR
2004.
3 A SHAREHOLDER PROPOSAL RELATING TO Against For Shareholder
DECLASSIFICATION OF DUKE ENERGY S BOARD
OF DIRECTORS, IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
- --------------------------------------------------------------------------------
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR BARRINGTON H. BRANCH For For Management
1.2 ELECT DIRECTOR GARY A. BURK For For Management
1.3 ELECT DIRECTOR GEOFFREY BUTTON For For Management
1.4 ELECT DIRECTOR WILLIAM CAVANAUGH III For For Management
1.5 ELECT DIRECTOR NGAIRE E. CUNEO For For Management
1.6 ELECT DIRECTOR CHARLES R. EITEL For For Management
1.7 ELECT DIRECTOR THOMAS L. HEFNER For For Management
1.8 ELECT DIRECTOR L. BEN LYTLE For For Management
1.9 ELECT DIRECTOR WILLIAM O. MCCOY For For Management
1.10 ELECT DIRECTOR JOHN W. NELLEY, JR. For For Management
1.11 ELECT DIRECTOR DENNIS D. OKLAK For For Management
1.12 ELECT DIRECTOR JAMES E. ROGERS For For Management
1.13 ELECT DIRECTOR JACK R. SHAW For For Management
1.14 ELECT DIRECTOR ROBERT J. WOODWARD, JR. For For Management
1.15 ELECT DIRECTOR DARELL E. ZINK, JR. For For Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
KPMG LLP AS INDEPENDENT AUDITORS
3 SHAREHOLDER PROPOSAL TO SEPARATE THE Against Against Shareholder
POSITIONS OF BOARD CHAIR AND CHIEF
EXECUTIVE OFFICER
Page 118
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DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR BARRINGTON H. BRANCH For For Management
1.2 ELECT DIRECTOR GARY A. BURK For For Management
1.3 ELECT DIRECTOR GEOFFREY BUTTON For For Management
1.4 ELECT DIRECTOR WILLIAM CAVANAUGH III For For Management
1.5 ELECT DIRECTOR NGAIRE E. CUNEO For For Management
1.6 ELECT DIRECTOR CHARLES R. EITEL For For Management
1.7 ELECT DIRECTOR THOMAS L. HEFNER For For Management
1.8 ELECT DIRECTOR L. BEN LYTLE For For Management
1.9 ELECT DIRECTOR WILLIAM O. MCCOY For For Management
1.10 ELECT DIRECTOR JOHN W. NELLEY, JR. For For Management
1.11 ELECT DIRECTOR DENNIS D. OKLAK For For Management
1.12 ELECT DIRECTOR JAMES E. ROGERS For For Management
1.13 ELECT DIRECTOR JACK R. SHAW For For Management
1.14 ELECT DIRECTOR ROBERT J. WOODWARD, JR. For For Management
1.15 ELECT DIRECTOR DARELL E. ZINK, JR. For For Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
KPMG LLP AS INDEPENDENT AUDITORS
3 SHAREHOLDER PROPOSAL TO SEPARATE THE Against Against Shareholder
POSITIONS OF BOARD CHAIR AND CHIEF
EXECUTIVE OFFICER
- --------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR RENEE J. HORNBAKER For Withhold Management
1.2 ELECT DIRECTOR THOMAS H. MCLAIN For Withhold Management
1.3 ELECT DIRECTOR PETER M. WOOD For Withhold Management
2 RATIFICATION OF APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS
3 ADOPTION OF STOCKHOLDER PROPOSAL TO Against Against Shareholder
UTILIZE RESTRICTED SHARES IN LIEU OF
STOCK OPTIONS AS EXECUTIVE STOCK-BASED
COMPENSATION
- --------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR RENEE J. HORNBAKER For Withhold Management
1.2 ELECT DIRECTOR THOMAS H. MCLAIN For Withhold Management
1.3 ELECT DIRECTOR PETER M. WOOD For Withhold Management
2 RATIFICATION OF APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS
3 ADOPTION OF STOCKHOLDER PROPOSAL TO Against Against Shareholder
UTILIZE RESTRICTED SHARES IN LIEU OF
STOCK OPTIONS AS EXECUTIVE STOCK-BASED
COMPENSATION
Page 119
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ECHOSTAR COMMUNICATIONS CORPORATION
Ticker: DISH Security ID: 278762109
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MICHAEL T. DUGAN For For Management
1.2 ELECT DIRECTOR JAMES DEFRANCO For For Management
1.3 ELECT DIRECTOR CANTEY ERGEN For For Management
1.4 ELECT DIRECTOR CHARLES W. ERGEN For For Management
1.5 ELECT DIRECTOR RAYMOND L. FRIEDLOB For For Management
1.6 ELECT DIRECTOR STEVEN R. GOODBARN For For Management
1.7 ELECT DIRECTOR DAVID K. MOSKOWITZ For For Management
1.8 ELECT DIRECTOR C. MICHAEL SCHROEDER For For Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS.
3 TO TRANSACT SUCH OTHER BUSINESS AS MAY For Abstain Management
PROPERLY COME BEFORE THE ANNUAL MEETING
OR ANY ADJOURNMENT THEREOF.
- --------------------------------------------------------------------------------
ECHOSTAR COMMUNICATIONS CORPORATION
Ticker: DISH Security ID: 278762109
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MICHAEL T. DUGAN For For Management
1.2 ELECT DIRECTOR JAMES DEFRANCO For For Management
1.3 ELECT DIRECTOR CANTEY ERGEN For For Management
1.4 ELECT DIRECTOR CHARLES W. ERGEN For For Management
1.5 ELECT DIRECTOR RAYMOND L. FRIEDLOB For For Management
1.6 ELECT DIRECTOR STEVEN R. GOODBARN For For Management
1.7 ELECT DIRECTOR DAVID K. MOSKOWITZ For For Management
1.8 ELECT DIRECTOR C. MICHAEL SCHROEDER For For Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS.
3 TO TRANSACT SUCH OTHER BUSINESS AS MAY For Abstain Management
PROPERLY COME BEFORE THE ANNUAL MEETING
OR ANY ADJOURNMENT THEREOF.
Page 120
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EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR C. FERNANDEZ G. For For Management
1.2 ELECT DIRECTOR C.F. KNIGHT For For Management
1.3 ELECT DIRECTOR G.A. LODGE For For Management
1.4 ELECT DIRECTOR R.L. RIDGWAY For For Management
1.5 ELECT DIRECTOR E.E. WHITACRE, JR. For For Management
2 RE-APPROVAL OF PERFORMANCE MEASURES UNDER For For Management
THE EMERSON ELECTRIC CO. 1997 INCENTIVE
SHARES PLAN
3 RATIFICATION OF INDEPENDENT AUDITORS For For Management
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR C. FERNANDEZ G. For For Management
1.2 ELECT DIRECTOR C.F. KNIGHT For For Management
1.3 ELECT DIRECTOR G.A. LODGE For For Management
1.4 ELECT DIRECTOR R.L. RIDGWAY For For Management
1.5 ELECT DIRECTOR E.E. WHITACRE, JR. For For Management
2 RE-APPROVAL OF PERFORMANCE MEASURES UNDER For For Management
THE EMERSON ELECTRIC CO. 1997 INCENTIVE
SHARES PLAN
3 RATIFICATION OF INDEPENDENT AUDITORS For For Management
- --------------------------------------------------------------------------------
ENSCO INTERNATIONAL INCORPORATED
Ticker: ESV Security ID: 26874Q100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DAVID M. CARMICHAEL For For Management
1.2 ELECT DIRECTOR THOMAS L. KELLY II For For Management
1.3 ELECT DIRECTOR RITA M. RODRIGUEZ For For Management
- --------------------------------------------------------------------------------
ENSCO INTERNATIONAL INCORPORATED
Ticker: ESV Security ID: 26874Q100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DAVID M. CARMICHAEL For For Management
1.2 ELECT DIRECTOR THOMAS L. KELLY II For For Management
1.3 ELECT DIRECTOR RITA M. RODRIGUEZ For For Management
Page 121
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ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR M.S. BATEMAN For For Management
1.2 ELECT DIRECTOR W.F. BLOUNT For For Management
1.3 ELECT DIRECTOR S.D. DEBREE For For Management
1.4 ELECT DIRECTOR C.P. DEMING For For Management
1.5 ELECT DIRECTOR A.M. HERMAN For For Management
1.6 ELECT DIRECTOR D.C. HINTZ For For Management
1.7 ELECT DIRECTOR J.W. LEONARD For For Management
1.8 ELECT DIRECTOR R. V.D. LUFT For For Management
1.9 ELECT DIRECTOR K.A. MURPHY For For Management
1.10 ELECT DIRECTOR P.W. MURRILL For For Management
1.11 ELECT DIRECTOR J.R. NICHOLS For For Management
1.12 ELECT DIRECTOR W.A. PERCY, II For For Management
1.13 ELECT DIRECTOR D.H. REILLEY For For Management
1.14 ELECT DIRECTOR W.C. SMITH For For Management
1.15 ELECT DIRECTOR B.A. STEINHAGEN For For Management
1.16 ELECT DIRECTOR S.V. WILKINSON For For Management
2 RATIFICATION OF EXTERNAL AUDITORS. For For Management
3 STOCKHOLDER PROPOSAL REGARDING LIMITING Unknown For Shareholder
BENEFITS PAYABLE UNDER SEVERANCE
AGREEMENTS.
4 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE Against Abstain Shareholder
VOTING.
5 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
COMPENSATION FOR THE TOP FIVE EXECUTIVES.
- --------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR M.S. BATEMAN For For Management
1.2 ELECT DIRECTOR W.F. BLOUNT For For Management
1.3 ELECT DIRECTOR S.D. DEBREE For For Management
1.4 ELECT DIRECTOR C.P. DEMING For For Management
1.5 ELECT DIRECTOR A.M. HERMAN For For Management
1.6 ELECT DIRECTOR D.C. HINTZ For For Management
1.7 ELECT DIRECTOR J.W. LEONARD For For Management
1.8 ELECT DIRECTOR R. V.D. LUFT For For Management
1.9 ELECT DIRECTOR K.A. MURPHY For For Management
1.10 ELECT DIRECTOR P.W. MURRILL For For Management
1.11 ELECT DIRECTOR J.R. NICHOLS For For Management
1.12 ELECT DIRECTOR W.A. PERCY, II For For Management
1.13 ELECT DIRECTOR D.H. REILLEY For For Management
1.14 ELECT DIRECTOR W.C. SMITH For For Management
1.15 ELECT DIRECTOR B.A. STEINHAGEN For For Management
1.16 ELECT DIRECTOR S.V. WILKINSON For For Management
2 RATIFICATION OF EXTERNAL AUDITORS. For For Management
3 STOCKHOLDER PROPOSAL REGARDING LIMITING Unknown For Shareholder
BENEFITS PAYABLE UNDER SEVERANCE
AGREEMENTS.
4 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE Against Abstain Shareholder
VOTING.
5 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
COMPENSATION FOR THE TOP FIVE EXECUTIVES.
Page 122
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EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR M.J. BOSKIN For For Management
1.2 ELECT DIRECTOR J.R. HOUGHTON For For Management
1.3 ELECT DIRECTOR W.R. HOWELL For For Management
1.4 ELECT DIRECTOR R.C. KING For For Management
1.5 ELECT DIRECTOR P.E. LIPPINCOTT For For Management
1.6 ELECT DIRECTOR H.J. LONGWELL For For Management
1.7 ELECT DIRECTOR H.A. MCKINNELL, JR. For For Management
1.8 ELECT DIRECTOR M.C. NELSON For For Management
1.9 ELECT DIRECTOR L.R. RAYMOND For For Management
1.10 ELECT DIRECTOR W.V. SHIPLEY For For Management
1.11 ELECT DIRECTOR R.W. TILLERSON For For Management
2 RATIFICATION OF INDEPENDENT AUDITORS For For Management
(PAGE 27).
3 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR For For Management
RESTRICTED STOCK PLAN (PAGE 28).
4 POLITICAL CONTRIBUTIONS (PAGE 30). Against Against Shareholder
5 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Against Against Shareholder
6 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE Against Against Shareholder
34).
7 BOARD CHAIRMAN AND CEO (PAGE 37). Against Against Shareholder
8 EXECUTIVE COMPENSATION (PAGE 39). Against Against Shareholder
9 EQUITY COMPENSATION REPORT (PAGE 40). Against Against Shareholder
10 AMENDMENT OF EEO POLICY (PAGE 42). Against Against Shareholder
11 CLIMATE SCIENCE REPORT (PAGE 44). Against Against Shareholder
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR M.J. BOSKIN For For Management
1.2 ELECT DIRECTOR J.R. HOUGHTON For For Management
1.3 ELECT DIRECTOR W.R. HOWELL For For Management
1.4 ELECT DIRECTOR R.C. KING For For Management
1.5 ELECT DIRECTOR P.E. LIPPINCOTT For For Management
1.6 ELECT DIRECTOR H.J. LONGWELL For For Management
1.7 ELECT DIRECTOR H.A. MCKINNELL, JR. For For Management
1.8 ELECT DIRECTOR M.C. NELSON For For Management
1.9 ELECT DIRECTOR L.R. RAYMOND For For Management
1.10 ELECT DIRECTOR W.V. SHIPLEY For For Management
1.11 ELECT DIRECTOR R.W. TILLERSON For For Management
2 RATIFICATION OF INDEPENDENT AUDITORS For For Management
(PAGE 27).
3 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR For For Management
RESTRICTED STOCK PLAN (PAGE 28).
4 POLITICAL CONTRIBUTIONS (PAGE 30). Against Against Shareholder
5 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Against Against Shareholder
6 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE Against Against Shareholder
34).
7 BOARD CHAIRMAN AND CEO (PAGE 37). Against Against Shareholder
8 EXECUTIVE COMPENSATION (PAGE 39). Against Against Shareholder
9 EQUITY COMPENSATION REPORT (PAGE 40). Against Against Shareholder
10 AMENDMENT OF EEO POLICY (PAGE 42). Against Against Shareholder
11 CLIMATE SCIENCE REPORT (PAGE 44). Against Against Shareholder
Page 123
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FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR S.B. ASHLEY For For Management
1.2 ELECT DIRECTOR K.M. DUBERSTEIN For For Management
1.3 ELECT DIRECTOR T.P. GERRITY For For Management
1.4 ELECT DIRECTOR T. HOWARD For For Management
1.5 ELECT DIRECTOR A. KOROLOGOS For For Management
1.6 ELECT DIRECTOR F.V. MALEK For For Management
1.7 ELECT DIRECTOR D.B. MARRON For For Management
1.8 ELECT DIRECTOR D.H. MUDD For For Management
1.9 ELECT DIRECTOR A.M. MULCAHY For For Management
1.10 ELECT DIRECTOR J.K. PICKETT For For Management
1.11 ELECT DIRECTOR L. RAHL For For Management
1.12 ELECT DIRECTOR F.D. RAINES For For Management
1.13 ELECT DIRECTOR H.P. SWYGERT For For Management
2 RATIFICATION OF THE SELECTION OF AUDITORS For For Management
3 APPROVAL OF AN AMENDMENT TO THE FANNIE For For Management
MAE EMPLOYEE STOCK PURCHASE PLAN
4 STOCKHOLDER PROPOSAL TO REINSTATE Against Against Shareholder
CUMULATIVE VOTING
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR S.B. ASHLEY For For Management
1.2 ELECT DIRECTOR K.M. DUBERSTEIN For For Management
1.3 ELECT DIRECTOR T.P. GERRITY For For Management
1.4 ELECT DIRECTOR T. HOWARD For For Management
1.5 ELECT DIRECTOR A. KOROLOGOS For For Management
1.6 ELECT DIRECTOR F.V. MALEK For For Management
1.7 ELECT DIRECTOR D.B. MARRON For For Management
1.8 ELECT DIRECTOR D.H. MUDD For For Management
1.9 ELECT DIRECTOR A.M. MULCAHY For For Management
1.10 ELECT DIRECTOR J.K. PICKETT For For Management
1.11 ELECT DIRECTOR L. RAHL For For Management
1.12 ELECT DIRECTOR F.D. RAINES For For Management
1.13 ELECT DIRECTOR H.P. SWYGERT For For Management
2 RATIFICATION OF THE SELECTION OF AUDITORS For For Management
3 APPROVAL OF AN AMENDMENT TO THE FANNIE For For Management
MAE EMPLOYEE STOCK PURCHASE PLAN
4 STOCKHOLDER PROPOSAL TO REINSTATE Against Against Shareholder
CUMULATIVE VOTING
Page 124
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FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: SEP 30, 2003 Meeting Type: Annual
Record Date: AUG 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF RICHARD L. SHARP AS A For For Management
DIRECTOR OF THE COMPANY.
2 RE-ELECTION OF JAMES A. DAVIDSON AS A For For Management
DIRECTOR OF THE COMPANY.
3 RE-ELECTION OF LIP-BU TAN AS A DIRECTOR For For Management
OF THE COMPANY.
4 RE-APPOINTMENT OF PATRICK FOLEY AS A For For Management
DIRECTOR OF THE COMPANY.
5 TO APPOINT DELOITTE & TOUCHE LLP AS For For Management
INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING MARCH 31, 2004.
6 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
1997 EMPLOYEE SHARE PURCHASE PLAN.
7 TO APPROVE THE AUTHORIZATION FOR THE For For Management
DIRECTORS OF THE COMPANY TO ALLOT AND
ISSUE ORDINARY SHARES.
8 TO APPROVE THE AUTHORIZATION FOR THE For For Management
COMPANY TO PROVIDE CASH COMPENSATION TO
ITS DIRECTORS.
9 TO APPROVE THE AUTHORIZATION OF THE For For Management
PROPOSED RENEWAL OF THE SHARE MANDATE
RELATING TO ACQUISITIONS BY THE COMPANY
OF ITS OWN ISSUED ORDINARY SHARES.
- --------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: SEP 30, 2003 Meeting Type: Annual
Record Date: AUG 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF RICHARD L. SHARP AS A For For Management
DIRECTOR OF THE COMPANY.
2 RE-ELECTION OF JAMES A. DAVIDSON AS A For For Management
DIRECTOR OF THE COMPANY.
3 RE-ELECTION OF LIP-BU TAN AS A DIRECTOR For For Management
OF THE COMPANY.
4 RE-APPOINTMENT OF PATRICK FOLEY AS A For For Management
DIRECTOR OF THE COMPANY.
5 TO APPOINT DELOITTE & TOUCHE LLP AS For For Management
INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING MARCH 31, 2004.
6 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
1997 EMPLOYEE SHARE PURCHASE PLAN.
7 TO APPROVE THE AUTHORIZATION FOR THE For For Management
DIRECTORS OF THE COMPANY TO ALLOT AND
ISSUE ORDINARY SHARES.
8 TO APPROVE THE AUTHORIZATION FOR THE For For Management
COMPANY TO PROVIDE CASH COMPENSATION TO
ITS DIRECTORS.
9 TO APPROVE THE AUTHORIZATION OF THE For For Management
PROPOSED RENEWAL OF THE SHARE MANDATE
RELATING TO ACQUISITIONS BY THE COMPANY
OF ITS OWN ISSUED ORDINARY SHARES.
Page 125
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FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ASBJORN LARSEN For For Management
1.2 ELECT DIRECTOR JOSEPH H. NETHERLAND For For Management
1.3 ELECT DIRECTOR JAMES R. THOMPSON For For Management
- --------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ASBJORN LARSEN For For Management
1.2 ELECT DIRECTOR JOSEPH H. NETHERLAND For For Management
1.3 ELECT DIRECTOR JAMES R. THOMPSON For For Management
Page 126
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FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN R. H. BOND For For Management
1.2 ELECT DIRECTOR STEPHEN G. BUTLER For For Management
1.3 ELECT DIRECTOR KIMBERLY A. CASIANO For For Management
1.4 ELECT DIRECTOR EDSEL B. FORD II For For Management
1.5 ELECT DIRECTOR WILLIAM CLAY FORD For For Management
1.6 ELECT DIRECTOR WILLIAM CLAY FORD, JR. For For Management
1.7 ELECT DIRECTOR IRVINE O. HOCKADAY, JR. For For Management
1.8 ELECT DIRECTOR MARIE-JOSEE KRAVIS For For Management
1.9 ELECT DIRECTOR RICHARD A. MANOOGIAN For For Management
1.10 ELECT DIRECTOR ELLEN R. MARRAM For For Management
1.11 ELECT DIRECTOR HOMER A. NEAL For For Management
1.12 ELECT DIRECTOR JORMA OLLILA For For Management
1.13 ELECT DIRECTOR CARL E. REICHARDT For For Management
1.14 ELECT DIRECTOR ROBERT E. RUBIN For For Management
1.15 ELECT DIRECTOR NICHOLAS V. SCHEELE For For Management
1.16 ELECT DIRECTOR JOHN L. THORNTON For For Management
2 RATIFICATION OF SELECTION OF INDEPENDENT For For Management
PUBLIC ACCOUNTANTS
3 RELATING TO DISCLOSURE OF OFFICERS Against Against Shareholder
COMPENSATION
4 RELATING TO ESTABLISHING A COMMITTEE OF Against Against Shareholder
THE BOARD OF DIRECTORS TO EVALUATE ANY
CONFLICT OF INTEREST
5 RELATING TO TERMINATING CERTAIN FORMS OF Against Against Shareholder
COMPENSATION FOR NAMED EXECUTIVES
6 RELATING TO LIMITING THE NUMBER OF Against Against Shareholder
EMPLOYEES APPOINTED AS DIRECTORS
7 RELATING TO THE COMPANY REPORTING ON Against Against Shareholder
GREENHOUSE GAS EMISSIONS
- --------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN R. H. BOND For For Management
1.2 ELECT DIRECTOR STEPHEN G. BUTLER For For Management
1.3 ELECT DIRECTOR KIMBERLY A. CASIANO For For Management
1.4 ELECT DIRECTOR EDSEL B. FORD II For For Management
1.5 ELECT DIRECTOR WILLIAM CLAY FORD For For Management
1.6 ELECT DIRECTOR WILLIAM CLAY FORD, JR. For For Management
1.7 ELECT DIRECTOR IRVINE O. HOCKADAY, JR. For For Management
1.8 ELECT DIRECTOR MARIE-JOSEE KRAVIS For For Management
1.9 ELECT DIRECTOR RICHARD A. MANOOGIAN For For Management
1.10 ELECT DIRECTOR ELLEN R. MARRAM For For Management
1.11 ELECT DIRECTOR HOMER A. NEAL For For Management
1.12 ELECT DIRECTOR JORMA OLLILA For For Management
1.13 ELECT DIRECTOR CARL E. REICHARDT For For Management
1.14 ELECT DIRECTOR ROBERT E. RUBIN For For Management
1.15 ELECT DIRECTOR NICHOLAS V. SCHEELE For For Management
1.16 ELECT DIRECTOR JOHN L. THORNTON For For Management
2 RATIFICATION OF SELECTION OF INDEPENDENT For For Management
PUBLIC ACCOUNTANTS
3 RELATING TO DISCLOSURE OF OFFICERS Against Against Shareholder
COMPENSATION
4 RELATING TO ESTABLISHING A COMMITTEE OF Against Against Shareholder
THE BOARD OF DIRECTORS TO EVALUATE ANY
CONFLICT OF INTEREST
5 RELATING TO TERMINATING CERTAIN FORMS OF Against Against Shareholder
COMPENSATION FOR NAMED EXECUTIVES
6 RELATING TO LIMITING THE NUMBER OF Against Against Shareholder
EMPLOYEES APPOINTED AS DIRECTORS
7 RELATING TO THE COMPANY REPORTING ON Against Against Shareholder
GREENHOUSE GAS EMISSIONS
Page 127
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GAP, INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HOWARD BEHAR For For Management
1.2 ELECT DIRECTOR ADRIAN D.P. BELLAMY For For Management
1.3 ELECT DIRECTOR DONALD G. FISHER For For Management
1.4 ELECT DIRECTOR DORIS F. FISHER For For Management
1.5 ELECT DIRECTOR ROBERT J. FISHER For For Management
1.6 ELECT DIRECTOR GLENDA A. HATCHETT For For Management
1.7 ELECT DIRECTOR PENELOPE L. HUGHES For For Management
1.8 ELECT DIRECTOR BOB L. MARTIN For For Management
1.9 ELECT DIRECTOR JORGE P. MONTOYA For For Management
1.10 ELECT DIRECTOR PAUL S. PRESSLER For For Management
1.11 ELECT DIRECTOR JAMES M. SCHNEIDER For For Management
1.12 ELECT DIRECTOR MAYO A. SHATTUCK III For For Management
1.13 ELECT DIRECTOR MARGARET C. WHITMAN For For Management
2 RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS
3 TO APPROVE THE PROPOSAL TO AMEND AND For For Management
RESTATE THE COMPANY S EXECUTIVE
MANAGEMENT INCENTIVE CASH AWARD PLAN
4 A SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
GAP, INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HOWARD BEHAR For For Management
1.2 ELECT DIRECTOR ADRIAN D.P. BELLAMY For For Management
1.3 ELECT DIRECTOR DONALD G. FISHER For For Management
1.4 ELECT DIRECTOR DORIS F. FISHER For For Management
1.5 ELECT DIRECTOR ROBERT J. FISHER For For Management
1.6 ELECT DIRECTOR GLENDA A. HATCHETT For For Management
1.7 ELECT DIRECTOR PENELOPE L. HUGHES For For Management
1.8 ELECT DIRECTOR BOB L. MARTIN For For Management
1.9 ELECT DIRECTOR JORGE P. MONTOYA For For Management
1.10 ELECT DIRECTOR PAUL S. PRESSLER For For Management
1.11 ELECT DIRECTOR JAMES M. SCHNEIDER For For Management
1.12 ELECT DIRECTOR MAYO A. SHATTUCK III For For Management
1.13 ELECT DIRECTOR MARGARET C. WHITMAN For For Management
2 RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS
3 TO APPROVE THE PROPOSAL TO AMEND AND For For Management
RESTATE THE COMPANY S EXECUTIVE
MANAGEMENT INCENTIVE CASH AWARD PLAN
4 A SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
EXECUTIVE COMPENSATION
Page 128
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HCA INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR C. MICHAEL ARMSTRONG For For Management
1.2 ELECT DIRECTOR MAGDALENA H AVERHOFF MD For For Management
1.3 ELECT DIRECTOR JACK O. BOVENDER, JR. For For Management
1.4 ELECT DIRECTOR RICHARD M. BRACKEN For For Management
1.5 ELECT DIRECTOR MARTIN FELDSTEIN For For Management
1.6 ELECT DIRECTOR THOMAS F. FRIST, JR. MD For For Management
1.7 ELECT DIRECTOR FREDERICK W. GLUCK For For Management
1.8 ELECT DIRECTOR GLENDA A. HATCHETT For For Management
1.9 ELECT DIRECTOR CHARLES O. HOLLIDAY JR. For For Management
1.10 ELECT DIRECTOR T. MICHAEL LONG For For Management
1.11 ELECT DIRECTOR JOHN H. MCARTHUR For For Management
1.12 ELECT DIRECTOR KENT C. NELSON For For Management
1.13 ELECT DIRECTOR FRANK S. ROYAL, MD For For Management
1.14 ELECT DIRECTOR HAROLD T. SHAPIRO For For Management
2 RATIFICATION OF ERNST & YOUNG LLP AS HCA For For Management
S INDEPENDENT AUDITOR, AS DESCRIBED IN
THE PROXY STATEMENT.
3 APPROVAL OF THE HCA INC. AMENDED AND For For Management
RESTATED MANAGEMENT STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------
HCA INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR C. MICHAEL ARMSTRONG For For Management
1.2 ELECT DIRECTOR MAGDALENA H AVERHOFF MD For For Management
1.3 ELECT DIRECTOR JACK O. BOVENDER, JR. For For Management
1.4 ELECT DIRECTOR RICHARD M. BRACKEN For For Management
1.5 ELECT DIRECTOR MARTIN FELDSTEIN For For Management
1.6 ELECT DIRECTOR THOMAS F. FRIST, JR. MD For For Management
1.7 ELECT DIRECTOR FREDERICK W. GLUCK For For Management
1.8 ELECT DIRECTOR GLENDA A. HATCHETT For For Management
1.9 ELECT DIRECTOR CHARLES O. HOLLIDAY JR. For For Management
1.10 ELECT DIRECTOR T. MICHAEL LONG For For Management
1.11 ELECT DIRECTOR JOHN H. MCARTHUR For For Management
1.12 ELECT DIRECTOR KENT C. NELSON For For Management
1.13 ELECT DIRECTOR FRANK S. ROYAL, MD For For Management
1.14 ELECT DIRECTOR HAROLD T. SHAPIRO For For Management
2 RATIFICATION OF ERNST & YOUNG LLP AS HCA For For Management
S INDEPENDENT AUDITOR, AS DESCRIBED IN
THE PROXY STATEMENT.
3 APPROVAL OF THE HCA INC. AMENDED AND For For Management
RESTATED MANAGEMENT STOCK PURCHASE PLAN.
Page 129
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HILTON HOTELS CORPORATION
Ticker: HLT Security ID: 432848109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR A. STEVEN CROWN For For Management
1.2 ELECT DIRECTOR DAVID MICHELS For For Management
1.3 ELECT DIRECTOR JOHN H. MYERS For For Management
1.4 ELECT DIRECTOR DONNA F. TUTTLE For For Management
2 RATIFICATION OF ERNST & YOUNG LLP AS THE For For Management
COMPANY S AUDITORS FOR 2004.
3 APPROVAL OF THE COMPANY S 2004 OMNIBUS For Against Management
EQUITY COMPENSATION PLAN.
4 APPROVAL OF THE COMPANY S ANNUAL For For Management
INCENTIVE PLAN.
5 A STOCKHOLDER PROPOSAL CONCERNING BOARD Against For Shareholder
DECLASSIFICATION.
6 A STOCKHOLDER PROPOSAL CONCERNING BOARD Against Against Shareholder
INDEPENDENCE.
- --------------------------------------------------------------------------------
HILTON HOTELS CORPORATION
Ticker: HLT Security ID: 432848109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR A. STEVEN CROWN For For Management
1.2 ELECT DIRECTOR DAVID MICHELS For For Management
1.3 ELECT DIRECTOR JOHN H. MYERS For For Management
1.4 ELECT DIRECTOR DONNA F. TUTTLE For For Management
2 RATIFICATION OF ERNST & YOUNG LLP AS THE For For Management
COMPANY S AUDITORS FOR 2004.
3 APPROVAL OF THE COMPANY S 2004 OMNIBUS For Against Management
EQUITY COMPENSATION PLAN.
4 APPROVAL OF THE COMPANY S ANNUAL For For Management
INCENTIVE PLAN.
5 A STOCKHOLDER PROPOSAL CONCERNING BOARD Against For Shareholder
DECLASSIFICATION.
6 A STOCKHOLDER PROPOSAL CONCERNING BOARD Against Against Shareholder
INDEPENDENCE.
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES J. HOWARD For For Management
1.2 ELECT DIRECTOR BRUCE KARATZ For For Management
1.3 ELECT DIRECTOR RUSSELL E. PALMER For For Management
1.4 ELECT DIRECTOR IVAN G. SEIDENBERG For For Management
1.5 ELECT DIRECTOR ERIC K. SHINSEKI For For Management
2 APPOINTMENT OF INDEPENDENT ACCOUNTANTS For For Management
3 ANNUAL ELECTION OF DIRECTORS Against For Shareholder
4 SHAREOWNER VOTING PROVISIONS Against For Shareholder
5 SHAREOWNER INPUT - GOLDEN PARACHUTES Against Against Shareholder
6 RESOLUTION ON PAY DISPARITY Against Against Shareholder
7 CUMULATIVE VOTING Against Abstain Shareholder
Page 130
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HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES J. HOWARD For For Management
1.2 ELECT DIRECTOR BRUCE KARATZ For For Management
1.3 ELECT DIRECTOR RUSSELL E. PALMER For For Management
1.4 ELECT DIRECTOR IVAN G. SEIDENBERG For For Management
1.5 ELECT DIRECTOR ERIC K. SHINSEKI For For Management
2 APPOINTMENT OF INDEPENDENT ACCOUNTANTS For For Management
3 ANNUAL ELECTION OF DIRECTORS Against For Shareholder
4 SHAREOWNER VOTING PROVISIONS Against For Shareholder
5 SHAREOWNER INPUT - GOLDEN PARACHUTES Against Against Shareholder
6 RESOLUTION ON PAY DISPARITY Against Against Shareholder
7 CUMULATIVE VOTING Against Abstain Shareholder
- --------------------------------------------------------------------------------
INGRAM MICRO INC.
Ticker: IM Security ID: 457153104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ORRIN H. INGRAM II* For For Management
1.2 ELECT DIRECTOR MICHAEL T. SMITH* For For Management
1.3 ELECT DIRECTOR JOE B. WYATT* For For Management
1.4 ELECT DIRECTOR HOWARD I. ATKINS** For For Management
- --------------------------------------------------------------------------------
INGRAM MICRO INC.
Ticker: IM Security ID: 457153104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ORRIN H. INGRAM II* For For Management
1.2 ELECT DIRECTOR MICHAEL T. SMITH* For For Management
1.3 ELECT DIRECTOR JOE B. WYATT* For For Management
1.4 ELECT DIRECTOR HOWARD I. ATKINS** For For Management
Page 131
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INTERACTIVECORP
Ticker: IACI Security ID: 45840Q101
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR RICHARD N. BARTON For For Management
1.2 ELECT DIRECTOR ROBERT R. BENNETT For For Management
1.3 ELECT DIRECTOR EDGAR BRONFMAN, JR. For For Management
1.4 ELECT DIRECTOR BARRY DILLER For For Management
1.5 ELECT DIRECTOR VICTOR A. KAUFMAN For For Management
1.6 ELECT DIRECTOR DONALD R. KEOUGH* For For Management
1.7 ELECT DIRECTOR MARIE-JOSEE KRAVIS For For Management
1.8 ELECT DIRECTOR JOHN C. MALONE For For Management
1.9 ELECT DIRECTOR STEVEN RATTNER For For Management
1.10 ELECT DIRECTOR GEN. H.N. SCHWARZKOPF* For For Management
1.11 ELECT DIRECTOR ALAN G. SPOON* For For Management
1.12 ELECT DIRECTOR DIANE VON FURSTENBERG For For Management
2 THE PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
ERNST & YOUNG LLP TO SERVE AS THE
INDEPENDENT AUDITORS OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2004
- --------------------------------------------------------------------------------
INTERACTIVECORP
Ticker: IACI Security ID: 45840Q101
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR RICHARD N. BARTON For For Management
1.2 ELECT DIRECTOR ROBERT R. BENNETT For For Management
1.3 ELECT DIRECTOR EDGAR BRONFMAN, JR. For For Management
1.4 ELECT DIRECTOR BARRY DILLER For For Management
1.5 ELECT DIRECTOR VICTOR A. KAUFMAN For For Management
1.6 ELECT DIRECTOR DONALD R. KEOUGH* For For Management
1.7 ELECT DIRECTOR MARIE-JOSEE KRAVIS For For Management
1.8 ELECT DIRECTOR JOHN C. MALONE For For Management
1.9 ELECT DIRECTOR STEVEN RATTNER For For Management
1.10 ELECT DIRECTOR GEN. H.N. SCHWARZKOPF* For For Management
1.11 ELECT DIRECTOR ALAN G. SPOON* For For Management
1.12 ELECT DIRECTOR DIANE VON FURSTENBERG For For Management
2 THE PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
ERNST & YOUNG LLP TO SERVE AS THE
INDEPENDENT AUDITORS OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2004
- --------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES I
Ticker: IFF Security ID: 459506101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MARGARET HAYES ADAME For For Management
1.2 ELECT DIRECTOR GUNTER BLOBEL For For Management
1.3 ELECT DIRECTOR J. MICHAEL COOK For For Management
1.4 ELECT DIRECTOR PETER A. GEORGESCU For For Management
1.5 ELECT DIRECTOR RICHARD A. GOLDSTEIN For For Management
1.6 ELECT DIRECTOR ALEXANDRA A. HERZAN For For Management
1.7 ELECT DIRECTOR ARTHUR C. MARTINEZ For For Management
1.8 ELECT DIRECTOR BURTON M. TANSKY For For Management
2 TO RATIFY THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS FOR THE 2004 FISCAL YEAR
3 A SHAREHOLDER PROPOSAL RELATING TO Against Against Shareholder
AUDITOR INDEPENDENCE
Page 132
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INTERNATIONAL FLAVORS & FRAGRANCES I
Ticker: IFF Security ID: 459506101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MARGARET HAYES ADAME For For Management
1.2 ELECT DIRECTOR GUNTER BLOBEL For For Management
1.3 ELECT DIRECTOR J. MICHAEL COOK For For Management
1.4 ELECT DIRECTOR PETER A. GEORGESCU For For Management
1.5 ELECT DIRECTOR RICHARD A. GOLDSTEIN For For Management
1.6 ELECT DIRECTOR ALEXANDRA A. HERZAN For For Management
1.7 ELECT DIRECTOR ARTHUR C. MARTINEZ For For Management
1.8 ELECT DIRECTOR BURTON M. TANSKY For For Management
2 TO RATIFY THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS FOR THE 2004 FISCAL YEAR
3 A SHAREHOLDER PROPOSAL RELATING TO Against Against Shareholder
AUDITOR INDEPENDENCE
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MARTHA F. BROOKS* For For Management
1.2 ELECT DIRECTOR JAMES A. HENDERSON* For For Management
1.3 ELECT DIRECTOR ROBERT D. KENNEDY* For For Management
1.4 ELECT DIRECTOR W. CRAIG MCCLELLAND* For For Management
1.5 ELECT DIRECTOR ROBERT M. AMEN** For For Management
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS For For Management
THE COMPANY S INDEPENDENT AUDITOR FOR
2004.
3 APPROVAL OF THE AMENDED LONG-TERM For For Management
INCENTIVE COMPENSATION PLAN.
4 REAFFIRMATION OF THE PERFORMANCE GOALS For For Management
UNDER THE LONG-TERM INCENTIVE
COMPENSATION PLAN.
5 PROPOSAL RELATING TO LIMITING Against Against Shareholder
COMPENSATION OF CHIEF EXECUTIVE OFFICER.
Page 133
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INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MARTHA F. BROOKS* For For Management
1.2 ELECT DIRECTOR JAMES A. HENDERSON* For For Management
1.3 ELECT DIRECTOR ROBERT D. KENNEDY* For For Management
1.4 ELECT DIRECTOR W. CRAIG MCCLELLAND* For For Management
1.5 ELECT DIRECTOR ROBERT M. AMEN** For For Management
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS For For Management
THE COMPANY S INDEPENDENT AUDITOR FOR
2004.
3 APPROVAL OF THE AMENDED LONG-TERM For For Management
INCENTIVE COMPENSATION PLAN.
4 REAFFIRMATION OF THE PERFORMANCE GOALS For For Management
UNDER THE LONG-TERM INCENTIVE
COMPENSATION PLAN.
5 PROPOSAL RELATING TO LIMITING Against Against Shareholder
COMPENSATION OF CHIEF EXECUTIVE OFFICER.
- --------------------------------------------------------------------------------
INTERNATIONAL STEEL GROUP INC
Ticker: ISG Security ID: 460377104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILBUR L. ROSS, JR. For For Management
1.2 ELECT DIRECTOR RODNEY B. MOTT For For Management
2 TO RATIFY THE APPOINTMENT OF OUR For For Management
INDEPENDENT ACCOUNTANTS
- --------------------------------------------------------------------------------
INTERNATIONAL STEEL GROUP INC
Ticker: ISG Security ID: 460377104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILBUR L. ROSS, JR. For For Management
1.2 ELECT DIRECTOR RODNEY B. MOTT For For Management
2 TO RATIFY THE APPOINTMENT OF OUR For For Management
INDEPENDENT ACCOUNTANTS
Page 134
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J.P. MORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 MERGER PROPOSAL For For Management
2.1 ELECT DIRECTOR HANS W. BECHERER For For Management
2.2 ELECT DIRECTOR FRANK A. BENNACK, JR. For For Management
2.3 ELECT DIRECTOR JOHN H. BIGGS For For Management
2.4 ELECT DIRECTOR LAWRENCE A. BOSSIDY For For Management
2.5 ELECT DIRECTOR ELLEN V. FUTTER For For Management
2.6 ELECT DIRECTOR WILLIAM H. GRAY, III For For Management
2.7 ELECT DIRECTOR WILLIAM B. HARRISON, JR For For Management
2.8 ELECT DIRECTOR HELENE L. KAPLAN For For Management
2.9 ELECT DIRECTOR LEE R. RAYMOND For For Management
2.10 ELECT DIRECTOR JOHN R. STAFFORD For For Management
3 APPOINTMENT OF EXTERNAL AUDITOR For For Management
4 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE For For Management
PLAN
5 ADJOURNMENT OF MEETING, IF NECESSARY, TO For Abstain Management
SOLICIT ADDITIONAL PROXIES
6 DIRECTOR TERM LIMIT Against Against Shareholder
7 CHARITABLE CONTRIBUTIONS Against Against Shareholder
8 POLITICAL CONTRIBUTIONS Against Against Shareholder
9 SEPARATION OF CHAIRMAN AND CEO Against Against Shareholder
10 DERIVATIVE DISCLOSURE Against Against Shareholder
11 AUDITOR INDEPENDENCE Against Against Shareholder
12 DIRECTOR COMPENSATION Against Against Shareholder
13 PAY DISPARITY Against Against Shareholder
- --------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 MERGER PROPOSAL For For Management
2.1 ELECT DIRECTOR HANS W. BECHERER For For Management
2.2 ELECT DIRECTOR FRANK A. BENNACK, JR. For For Management
2.3 ELECT DIRECTOR JOHN H. BIGGS For For Management
2.4 ELECT DIRECTOR LAWRENCE A. BOSSIDY For For Management
2.5 ELECT DIRECTOR ELLEN V. FUTTER For For Management
2.6 ELECT DIRECTOR WILLIAM H. GRAY, III For For Management
2.7 ELECT DIRECTOR WILLIAM B. HARRISON, JR For For Management
2.8 ELECT DIRECTOR HELENE L. KAPLAN For For Management
2.9 ELECT DIRECTOR LEE R. RAYMOND For For Management
2.10 ELECT DIRECTOR JOHN R. STAFFORD For For Management
3 APPOINTMENT OF EXTERNAL AUDITOR For For Management
4 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE For For Management
PLAN
5 ADJOURNMENT OF MEETING, IF NECESSARY, TO For Abstain Management
SOLICIT ADDITIONAL PROXIES
6 DIRECTOR TERM LIMIT Against Against Shareholder
7 CHARITABLE CONTRIBUTIONS Against Against Shareholder
8 POLITICAL CONTRIBUTIONS Against Against Shareholder
9 SEPARATION OF CHAIRMAN AND CEO Against Against Shareholder
10 DERIVATIVE DISCLOSURE Against Against Shareholder
11 AUDITOR INDEPENDENCE Against Against Shareholder
12 DIRECTOR COMPENSATION Against Against Shareholder
13 PAY DISPARITY Against Against Shareholder
Page 135
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KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WAYNE EMBRY For For Management
1.2 ELECT DIRECTOR JOHN F. HERMA For For Management
1.3 ELECT DIRECTOR R. LAWRENCE MONTGOMERY For For Management
1.4 ELECT DIRECTOR FRANK V. SICA For For Management
2 RATIFY APPOINTMENT OF ERNST & YOUNG LLP For For Management
AS INDEPENDENT AUDITORS.
3 SHAREHOLDER PROPOSAL REQUESTING THAT THE Against Against Shareholder
BOARD OF DIRECTORS COMPENSATION
COMMITTEE, IN DEVELOPING FUTURE EXECUTIVE
EQUITY COMPENSATION PLANS, UTILIZE
PERFORMANCE AND TIME-BASED RESTRICTED
SHARE PROGRAMS IN LIEU OF STOCK OPTIONS.
4 SHAREHOLDER PROPOSAL REQUESTING THE BOARD Against Against Shareholder
OF DIRECTORS TO AMEND THE COMPANY S
BY-LAWS TO REQUIRE THAT AN INDEPENDENT
DIRECTOR, AS DEFINED BY THE RULES OF THE
NEW YORK STOCK EXCHANGE, BE ITS CHAIRMAN
OF THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WAYNE EMBRY For For Management
1.2 ELECT DIRECTOR JOHN F. HERMA For For Management
1.3 ELECT DIRECTOR R. LAWRENCE MONTGOMERY For For Management
1.4 ELECT DIRECTOR FRANK V. SICA For For Management
2 RATIFY APPOINTMENT OF ERNST & YOUNG LLP For For Management
AS INDEPENDENT AUDITORS.
3 SHAREHOLDER PROPOSAL REQUESTING THAT THE Against Against Shareholder
BOARD OF DIRECTORS COMPENSATION
COMMITTEE, IN DEVELOPING FUTURE EXECUTIVE
EQUITY COMPENSATION PLANS, UTILIZE
PERFORMANCE AND TIME-BASED RESTRICTED
SHARE PROGRAMS IN LIEU OF STOCK OPTIONS.
4 SHAREHOLDER PROPOSAL REQUESTING THE BOARD Against Against Shareholder
OF DIRECTORS TO AMEND THE COMPANY S
BY-LAWS TO REQUIRE THAT AN INDEPENDENT
DIRECTOR, AS DEFINED BY THE RULES OF THE
NEW YORK STOCK EXCHANGE, BE ITS CHAIRMAN
OF THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
KULICKE AND SOFFA INDUSTRIES, INC.
Ticker: KLIC Security ID: 501242101
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR BRIAN R. BACHMAN For For Management
1.2 ELECT DIRECTOR PHILIP V. GERDINE For For Management
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP For For Management
AS INDEPENDENT ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2004.
Page 136
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KULICKE AND SOFFA INDUSTRIES, INC.
Ticker: KLIC Security ID: 501242101
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR BRIAN R. BACHMAN For For Management
1.2 ELECT DIRECTOR PHILIP V. GERDINE For For Management
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP For For Management
AS INDEPENDENT ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2004.
- --------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC.
Ticker: LSTR Security ID: 515098101
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM S. ELSTON For For Management
1.2 ELECT DIRECTOR MERRITT J. MOTT For For Management
1.3 ELECT DIRECTOR DIANA M. MURPHY For For Management
2 RATIFICATION OF THE APPOINTMENT OF KPMG For For Management
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR FISCAL 2004.
3 TO CONSIDER APPROVAL OF AN AMENDMENT TO For For Management
ARTICLE IV OF THE COMPANY S RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED SHARES OF COMMON STOCK OF
THE COMPANY.
- --------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC.
Ticker: LSTR Security ID: 515098101
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM S. ELSTON For For Management
1.2 ELECT DIRECTOR MERRITT J. MOTT For For Management
1.3 ELECT DIRECTOR DIANA M. MURPHY For For Management
2 RATIFICATION OF THE APPOINTMENT OF KPMG For For Management
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR FISCAL 2004.
3 TO CONSIDER APPROVAL OF AN AMENDMENT TO For For Management
ARTICLE IV OF THE COMPANY S RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED SHARES OF COMMON STOCK OF
THE COMPANY.
- --------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC.
Ticker: MAR Security ID: 571903202
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LAWRENCE W. KELLNER For For Management
1.2 ELECT DIRECTOR JOHN W. MARRIOTT III For For Management
1.3 ELECT DIRECTOR HARRY J. PEARCE For For Management
2 RATIFY APPOINTMENT OF ERNST AND YOUNG LLP For For Management
AS INDEPENDENT AUDITOR
3 SHAREHOLDER PROPOSAL TO ADOPT CUMULATIVE Against Abstain Shareholder
VOTING FOR ELECTION OF DIRECTORS
Page 137
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MARRIOTT INTERNATIONAL, INC.
Ticker: MAR Security ID: 571903202
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LAWRENCE W. KELLNER For For Management
1.2 ELECT DIRECTOR JOHN W. MARRIOTT III For For Management
1.3 ELECT DIRECTOR HARRY J. PEARCE For For Management
2 RATIFY APPOINTMENT OF ERNST AND YOUNG LLP For For Management
AS INDEPENDENT AUDITOR
3 SHAREHOLDER PROPOSAL TO ADOPT CUMULATIVE Against Abstain Shareholder
VOTING FOR ELECTION OF DIRECTORS
- --------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date: SEP 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR STEVEN R. APPLETON For For Management
1.2 ELECT DIRECTOR JAMES W. BAGLEY For For Management
1.3 ELECT DIRECTOR ROBERT A. LOTHROP For For Management
1.4 ELECT DIRECTOR THOMAS T. NICHOLSON For For Management
1.5 ELECT DIRECTOR GORDON C. SMITH For For Management
1.6 ELECT DIRECTOR WILLIAM P. WEBER For For Management
2 PROPOSAL BY THE COMPANY TO APPROVE AN For For Management
AMENDMENT TO THE COMPANY S 1989 EMPLOYEE
STOCK PURCHASE PLAN INCREASING THE NUMBER
OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER BY 5,000,000 AND
MAKING CERTAIN OTHER CHANGES AS DESCRIBED
IN THE PROXY STA
3 PROPOSAL BY THE COMPANY TO APPROVE AN For For Management
AMENDMENT TO THE COMPANY S 2001 STOCK
OPTION PLAN INCREASING THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER BY 17,000,000
4 PROPOSAL BY THE COMPANY TO RATIFY THE For For Management
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR FISCAL 2004
Page 138
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MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date: SEP 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR STEVEN R. APPLETON For For Management
1.2 ELECT DIRECTOR JAMES W. BAGLEY For For Management
1.3 ELECT DIRECTOR ROBERT A. LOTHROP For For Management
1.4 ELECT DIRECTOR THOMAS T. NICHOLSON For For Management
1.5 ELECT DIRECTOR GORDON C. SMITH For For Management
1.6 ELECT DIRECTOR WILLIAM P. WEBER For For Management
2 PROPOSAL BY THE COMPANY TO APPROVE AN For For Management
AMENDMENT TO THE COMPANY S 1989 EMPLOYEE
STOCK PURCHASE PLAN INCREASING THE NUMBER
OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER BY 5,000,000 AND
MAKING CERTAIN OTHER CHANGES AS DESCRIBED
IN THE PROXY STA
3 PROPOSAL BY THE COMPANY TO APPROVE AN For For Management
AMENDMENT TO THE COMPANY S 2001 STOCK
OPTION PLAN INCREASING THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER BY 17,000,000
4 PROPOSAL BY THE COMPANY TO RATIFY THE For For Management
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR FISCAL 2004
- --------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN B. CURCIO For For Management
1.2 ELECT DIRECTOR PAUL R. SAUERACKER For For Management
1.3 ELECT DIRECTOR WILLIAM C. STIVERS For For Management
2 RATIFICATION OF APPOINTMENT OF AUDITORS. For For Management
- --------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN B. CURCIO For For Management
1.2 ELECT DIRECTOR PAUL R. SAUERACKER For For Management
1.3 ELECT DIRECTOR WILLIAM C. STIVERS For For Management
2 RATIFICATION OF APPOINTMENT OF AUDITORS. For For Management
Page 139
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MOLEX INCORPORATED
Ticker: MOLX Security ID: 608554101
Meeting Date: OCT 24, 2003 Meeting Type: Annual
Record Date: AUG 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR FRED L. KREHBIEL For For Management
1.2 ELECT DIRECTOR DOUGLAS K. CARNAHAN For For Management
1.3 ELECT DIRECTOR J. JOSEPH KING For For Management
1.4 ELECT DIRECTOR JOE W. LAYMON For For Management
1.5 ELECT DIRECTOR MICHELLE L. COLLINS For For Management
2 PROPOSAL TO APPROVE THE AMENDED AND For Against Management
RESTATED 2000 MOLEX INCORPORATED
LONG-TERM STOCK PLAN.
3 IN THEIR DISCRETION, THE PROXIES ARE For Abstain Management
AUTHORIZED TO VOTE UPON SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE
ANNUAL MEETING.
- --------------------------------------------------------------------------------
MOLEX INCORPORATED
Ticker: MOLX Security ID: 608554101
Meeting Date: OCT 24, 2003 Meeting Type: Annual
Record Date: AUG 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR FRED L. KREHBIEL For For Management
1.2 ELECT DIRECTOR DOUGLAS K. CARNAHAN For For Management
1.3 ELECT DIRECTOR J. JOSEPH KING For For Management
1.4 ELECT DIRECTOR JOE W. LAYMON For For Management
1.5 ELECT DIRECTOR MICHELLE L. COLLINS For For Management
2 PROPOSAL TO APPROVE THE AMENDED AND For Against Management
RESTATED 2000 MOLEX INCORPORATED
LONG-TERM STOCK PLAN.
3 IN THEIR DISCRETION, THE PROXIES ARE For Abstain Management
AUTHORIZED TO VOTE UPON SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE
ANNUAL MEETING.
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN W. MADIGAN For For Management
1.2 ELECT DIRECTOR DR. KLAUS ZUMWINKEL For For Management
1.3 ELECT DIRECTOR SIR HOWARD DAVIES For For Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS
3 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS
4 SHAREHOLDER PROPOSAL TO REQUIRE Against Against Shareholder
SHAREHOLDER APPROVAL OF GOLDEN PARACHUTE
AGREEMENTS
5 SHAREHOLDER PROPOSAL TO DISCLOSE Against Against Shareholder
POLITICAL CONTRIBUTIONS
Page 140
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MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN W. MADIGAN For For Management
1.2 ELECT DIRECTOR DR. KLAUS ZUMWINKEL For For Management
1.3 ELECT DIRECTOR SIR HOWARD DAVIES For For Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS
3 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS
4 SHAREHOLDER PROPOSAL TO REQUIRE Against Against Shareholder
SHAREHOLDER APPROVAL OF GOLDEN PARACHUTE
AGREEMENTS
5 SHAREHOLDER PROPOSAL TO DISCLOSE Against Against Shareholder
POLITICAL CONTRIBUTIONS
- --------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC.
Ticker: MSM Security ID: 553530106
Meeting Date: JAN 6, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MITCHELL JACOBSON For For Management
1.2 ELECT DIRECTOR DAVID SANDLER For For Management
1.3 ELECT DIRECTOR CHARLES BOEHLKE For For Management
1.4 ELECT DIRECTOR ROGER FRADIN For For Management
1.5 ELECT DIRECTOR DENIS KELLY For For Management
1.6 ELECT DIRECTOR RAYMOND LANGTON For For Management
1.7 ELECT DIRECTOR PHILIP PELLER For For Management
2 TO CONSIDER AND ACT UPON A PROPOSAL TO For For Management
APPROVE AN AMENDMENT TO THE COMPANY S
1995 RESTRICTED STOCK PLAN.
3 TO CONSIDER AND ACT UPON A PROPOSAL TO For Against Management
APPROVE AN AMENDMENT TO THE COMPANY S
1995 STOCK OPTION PLAN.
4 TO CONSIDER AND ACT UPON A PROPOSAL TO For Against Management
APPROVE AN AMENDMENT TO THE COMPANY S
1998 STOCK OPTION PLAN.
5 TO CONSIDER AND ACT UPON A PROPOSAL TO For Against Management
APPROVE AN AMENDMENT TO THE COMPANY S
2001 STOCK OPTION PLAN.
6 TO CONSIDER AND ACT UPON A PROPOSAL TO For For Management
APPROVE AN AMENDMENT TO THE COMPANY S
ASSOCIATE STOCK PURCHASE PLAN.
7 TO CONSIDER AND ACT UPON A PROPOSAL TO For Abstain Management
RATIFY THE APPOINTMENT OF ERNST & YOUNG
LLP AS INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR 2004.
Page 141
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MSC INDUSTRIAL DIRECT CO., INC.
Ticker: MSM Security ID: 553530106
Meeting Date: JAN 6, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MITCHELL JACOBSON For For Management
1.2 ELECT DIRECTOR DAVID SANDLER For For Management
1.3 ELECT DIRECTOR CHARLES BOEHLKE For For Management
1.4 ELECT DIRECTOR ROGER FRADIN For For Management
1.5 ELECT DIRECTOR DENIS KELLY For For Management
1.6 ELECT DIRECTOR RAYMOND LANGTON For For Management
1.7 ELECT DIRECTOR PHILIP PELLER For For Management
2 TO CONSIDER AND ACT UPON A PROPOSAL TO For For Management
APPROVE AN AMENDMENT TO THE COMPANY S
1995 RESTRICTED STOCK PLAN.
3 TO CONSIDER AND ACT UPON A PROPOSAL TO For Against Management
APPROVE AN AMENDMENT TO THE COMPANY S
1995 STOCK OPTION PLAN.
4 TO CONSIDER AND ACT UPON A PROPOSAL TO For Against Management
APPROVE AN AMENDMENT TO THE COMPANY S
1998 STOCK OPTION PLAN.
5 TO CONSIDER AND ACT UPON A PROPOSAL TO For Against Management
APPROVE AN AMENDMENT TO THE COMPANY S
2001 STOCK OPTION PLAN.
6 TO CONSIDER AND ACT UPON A PROPOSAL TO For For Management
APPROVE AN AMENDMENT TO THE COMPANY S
ASSOCIATE STOCK PURCHASE PLAN.
7 TO CONSIDER AND ACT UPON A PROPOSAL TO For Abstain Management
RATIFY THE APPOINTMENT OF ERNST & YOUNG
LLP AS INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR 2004.
- --------------------------------------------------------------------------------
NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDWARD P. BOYKIN* For For Management
1.2 ELECT DIRECTOR LINDA FAYNE LEVINSON* For For Management
1.3 ELECT DIRECTOR VICTOR L. LUND* For For Management
1.4 ELECT DIRECTOR JAMES M. RINGLER** For For Management
2 APPROVAL OF THE APPOINTMENT OF For For Management
INDEPENDENT AUDITORS FOR 2004.
3 STOCKHOLDER PROPOSAL REGARDING AUDITOR Against Against Shareholder
FEES.
4 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
DISCONTINUATION OF CERTAIN EXECUTIVE
COMPENSATION.
Page 142
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NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDWARD P. BOYKIN* For For Management
1.2 ELECT DIRECTOR LINDA FAYNE LEVINSON* For For Management
1.3 ELECT DIRECTOR VICTOR L. LUND* For For Management
1.4 ELECT DIRECTOR JAMES M. RINGLER** For For Management
2 APPROVAL OF THE APPOINTMENT OF For For Management
INDEPENDENT AUDITORS FOR 2004.
3 STOCKHOLDER PROPOSAL REGARDING AUDITOR Against Against Shareholder
FEES.
4 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
DISCONTINUATION OF CERTAIN EXECUTIVE
COMPENSATION.
- --------------------------------------------------------------------------------
NETWORKS ASSOCIATES, INC.
Ticker: NET Security ID: 640938106
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: NOV 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MR. LESLIE DENEND For For Management
1.2 ELECT DIRECTOR MR. GEORGE SAMENUK For For Management
2 TO APPROVE AN AMENDMENT TO THE 1997 STOCK For For Management
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES OF THE COMPANY S COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY
2,000,000 SHARES.
3 TO APPROVE AMENDMENTS TO THE STOCK OPTION For For Management
PLAN FOR OUTSIDE DIRECTORS TO INCREASE
THE NUMBER OF SHARES INCLUDED IN THE
INITIAL STOCK OPTION GRANT TO
NON-EMPLOYEE DIRECTORS BY 5,000 TO 50,000
SHARES OF COMMON STOCK AND TO INCREASE
THE NUMBER OF SHARES INCLU
4 TO APPROVE AN AMENDMENT TO THE 2002 For For Management
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES OF THE COMPANY S
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 2,000,000 SHARES.
5 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2003.
Page 143
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NETWORKS ASSOCIATES, INC.
Ticker: NET Security ID: 640938106
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: NOV 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MR. LESLIE DENEND For For Management
1.2 ELECT DIRECTOR MR. GEORGE SAMENUK For For Management
2 TO APPROVE AN AMENDMENT TO THE 1997 STOCK For For Management
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES OF THE COMPANY S COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY
2,000,000 SHARES.
3 TO APPROVE AMENDMENTS TO THE STOCK OPTION For For Management
PLAN FOR OUTSIDE DIRECTORS TO INCREASE
THE NUMBER OF SHARES INCLUDED IN THE
INITIAL STOCK OPTION GRANT TO
NON-EMPLOYEE DIRECTORS BY 5,000 TO 50,000
SHARES OF COMMON STOCK AND TO INCREASE
THE NUMBER OF SHARES INCLU
4 TO APPROVE AN AMENDMENT TO THE 2002 For For Management
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES OF THE COMPANY S
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 2,000,000 SHARES.
5 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2003.
- --------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR SCOTT S. COWEN For For Management
1.2 ELECT DIRECTOR CYNTHIA A. MONTGOMERY For For Management
1.3 ELECT DIRECTOR ALLAN P. NEWELL For For Management
1.4 ELECT DIRECTOR GORDON R. SULLIVAN For For Management
2 RATIFICATION OF THE APPOINTMENT OF ERNST For For Management
& YOUNG LLP AS INDEPENDENT ACCOUNTANTS
FOR THE YEAR 2004.
- --------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR SCOTT S. COWEN For For Management
1.2 ELECT DIRECTOR CYNTHIA A. MONTGOMERY For For Management
1.3 ELECT DIRECTOR ALLAN P. NEWELL For For Management
1.4 ELECT DIRECTOR GORDON R. SULLIVAN For For Management
2 RATIFICATION OF THE APPOINTMENT OF ERNST For For Management
& YOUNG LLP AS INDEPENDENT ACCOUNTANTS
FOR THE YEAR 2004.
Page 144
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NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JILL K. CONWAY For For Management
1.2 ELECT DIRECTOR ALAN B. GRAF, JR. For For Management
1.3 ELECT DIRECTOR JOHN E. JAQUA For For Management
1.4 ELECT DIRECTOR A. MICHAEL SPENCE For For Management
2 PROPOSAL TO APPROVE AN AMENDMENT TO THE For For Management
NIKE, INC. 1990 STOCK INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS.
- --------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JILL K. CONWAY For For Management
1.2 ELECT DIRECTOR ALAN B. GRAF, JR. For For Management
1.3 ELECT DIRECTOR JOHN E. JAQUA For For Management
1.4 ELECT DIRECTOR A. MICHAEL SPENCE For For Management
2 PROPOSAL TO APPROVE AN AMENDMENT TO THE For For Management
NIKE, INC. 1990 STOCK INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS.
Page 145
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NISSAN MOTOR CO., LTD.
Ticker: NSANY Security ID: 654744408
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAY 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF APPROPRIATION OF RETAINED For For Management
EARNINGS FOR THE 105TH FISCAL YEAR
2 AMENDMENT TO THE ARTICLES OF For For Management
INCORPORATION
3 ISSUANCE OF SHINKABU-YOYAKUKEN (STOCK For For Management
ACQUISITION RIGHT) WITHOUT CONSIDERATON
AS STOCK OPTIONS TO EMPLOYEES OF THE
COMPANY AND DIRECTORS AND EMPLOYEES OF
ITS SUBSIDIARIES AND AFFILIATES
4 ACQUISITION OF OWN SHARES (TREASURY For For Management
STOCKS)
5 ELECTION OF STATUTORY AUDITOR: HIROSHI For For Management
MORIYAMA
6 ELECTION OF STATUTORY AUDITOR: SHINJI For For Management
ICHISHIMA
7 ELECTION OF STATUTORY AUDITOR: KEISHI For For Management
IMAMURA
8 ELECTION OF STATUTORY AUDITOR: HIROYASU For For Management
KAN
9 ELECTION OF STATUTORY AUDITOR: HARUO For For Management
MURAKAMI
10 GRANTING OF RETIREMENT ALLOWANCE TO THE For For Management
RETIRING STATUTORY AUDITORS
- --------------------------------------------------------------------------------
NISSAN MOTOR CO., LTD.
Ticker: NSANY Security ID: 654744408
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAY 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF APPROPRIATION OF RETAINED For For Management
EARNINGS FOR THE 105TH FISCAL YEAR
2 AMENDMENT TO THE ARTICLES OF For For Management
INCORPORATION
3 ISSUANCE OF SHINKABU-YOYAKUKEN (STOCK For For Management
ACQUISITION RIGHT) WITHOUT CONSIDERATON
AS STOCK OPTIONS TO EMPLOYEES OF THE
COMPANY AND DIRECTORS AND EMPLOYEES OF
ITS SUBSIDIARIES AND AFFILIATES
4 ACQUISITION OF OWN SHARES (TREASURY For For Management
STOCKS)
5 ELECTION OF STATUTORY AUDITOR: HIROSHI For For Management
MORIYAMA
6 ELECTION OF STATUTORY AUDITOR: SHINJI For For Management
ICHISHIMA
7 ELECTION OF STATUTORY AUDITOR: KEISHI For For Management
IMAMURA
8 ELECTION OF STATUTORY AUDITOR: HIROYASU For For Management
KAN
9 ELECTION OF STATUTORY AUDITOR: HARUO For For Management
MURAKAMI
10 GRANTING OF RETIREMENT ALLOWANCE TO THE For For Management
RETIRING STATUTORY AUDITORS
- --------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ALSTON D. CORRELL For For Management
1.2 ELECT DIRECTOR LANDON HILLIARD For For Management
1.3 ELECT DIRECTOR BURTON M. JOYCE For For Management
1.4 ELECT DIRECTOR JANE MARGARET O'BRIEN For For Management
2 RATIFICATION OF THE APPOINTMENT OF KPMG For For Management
LLP, INDEPENDENT PUBLIC ACCOUNTANTS, AS
AUDITORS.
Page 146
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NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ALSTON D. CORRELL For For Management
1.2 ELECT DIRECTOR LANDON HILLIARD For For Management
1.3 ELECT DIRECTOR BURTON M. JOYCE For For Management
1.4 ELECT DIRECTOR JANE MARGARET O'BRIEN For For Management
2 RATIFICATION OF THE APPOINTMENT OF KPMG For For Management
LLP, INDEPENDENT PUBLIC ACCOUNTANTS, AS
AUDITORS.
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NVS Security ID: 66987V109
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, THE For None Management
FINANCIAL STATEMENTS OF NOVARTIS AG AND
THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2003.
2 APPROVAL OF THE ACTIVITIES OF THE BOARD For None Management
OF DIRECTORS.
3 APPROPRIATION OF AVAILABLE EARNINGS OF For None Management
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND.
4 CONVERSION OF GENERAL RESERVES INTO FREE For None Management
RESERVES.
5 REDUCTION OF SHARE CAPITAL. For None Management
6 FURTHER SHARE REPURCHASE PROGRAM. For None Management
7 AMENDMENT TO THE ARTICLES OF For None Management
INCORPORATION.
8 ELECTION TO THE BOARD OF DIRECTORS. For None Management
RE-ELECTION OF PROF. DR. HELMUT SIHLER
FOR A THREE-YEAR TERM.
9 ELECTION TO THE BOARD OF DIRECTORS. For None Management
RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR
A THREE-YEAR TERM.
10 ELECTION TO THE BOARD OF DIRECTORS. For None Management
RE-ELECTION OF DR. DANIEL VASELLA FOR A
THREE-YEAR TERM.
11 APPOINTMENT OF THE AUDITORS AND THE GROUP For None Management
AUDITORS.
Page 147
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NOVARTIS AG
Ticker: NVS Security ID: 66987V109
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, THE For None Management
FINANCIAL STATEMENTS OF NOVARTIS AG AND
THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2003.
2 APPROVAL OF THE ACTIVITIES OF THE BOARD For None Management
OF DIRECTORS.
3 APPROPRIATION OF AVAILABLE EARNINGS OF For None Management
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND.
4 CONVERSION OF GENERAL RESERVES INTO FREE For None Management
RESERVES.
5 REDUCTION OF SHARE CAPITAL. For None Management
6 FURTHER SHARE REPURCHASE PROGRAM. For None Management
7 AMENDMENT TO THE ARTICLES OF For None Management
INCORPORATION.
8 ELECTION TO THE BOARD OF DIRECTORS. For None Management
RE-ELECTION OF PROF. DR. HELMUT SIHLER
FOR A THREE-YEAR TERM.
9 ELECTION TO THE BOARD OF DIRECTORS. For None Management
RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR
A THREE-YEAR TERM.
10 ELECTION TO THE BOARD OF DIRECTORS. For None Management
RE-ELECTION OF DR. DANIEL VASELLA FOR A
THREE-YEAR TERM.
11 APPOINTMENT OF THE AUDITORS AND THE GROUP For None Management
AUDITORS.
- --------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DANIEL R. DIMICCO For For Management
1.2 ELECT DIRECTOR JAMES D. HLAVACEK For For Management
1.3 ELECT DIRECTOR RAYMOND J. MILCHOVICH For For Management
2 RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS NUCOR S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004
- --------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DANIEL R. DIMICCO For For Management
1.2 ELECT DIRECTOR JAMES D. HLAVACEK For For Management
1.3 ELECT DIRECTOR RAYMOND J. MILCHOVICH For For Management
2 RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS NUCOR S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004
Page 148
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OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN D. WREN For For Management
1.2 ELECT DIRECTOR BRUCE CRAWFORD For For Management
1.3 ELECT DIRECTOR ROBERT CHARLES CLARK For For Management
1.4 ELECT DIRECTOR LEONARD S. COLEMAN, JR. For For Management
1.5 ELECT DIRECTOR ERROL M. COOK For For Management
1.6 ELECT DIRECTOR SUSAN S. DENISON For For Management
1.7 ELECT DIRECTOR MICHAEL A. HENNING For For Management
1.8 ELECT DIRECTOR JOHN R. MURPHY For For Management
1.9 ELECT DIRECTOR JOHN R. PURCELL For For Management
1.10 ELECT DIRECTOR LINDA JOHNSON RICE For For Management
1.11 ELECT DIRECTOR GARY L. ROUBOS For For Management
2 TO RATIFY THE APPOINTMENT OF KPMG AS OUR For For Management
INDEPENDENT AUDITORS FOR FISCAL YEAR 2004
3 TO APPROVE OUR DIRECTOR EQUITY PLAN. For For Management
- --------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN D. WREN For For Management
1.2 ELECT DIRECTOR BRUCE CRAWFORD For For Management
1.3 ELECT DIRECTOR ROBERT CHARLES CLARK For For Management
1.4 ELECT DIRECTOR LEONARD S. COLEMAN, JR. For For Management
1.5 ELECT DIRECTOR ERROL M. COOK For For Management
1.6 ELECT DIRECTOR SUSAN S. DENISON For For Management
1.7 ELECT DIRECTOR MICHAEL A. HENNING For For Management
1.8 ELECT DIRECTOR JOHN R. MURPHY For For Management
1.9 ELECT DIRECTOR JOHN R. PURCELL For For Management
1.10 ELECT DIRECTOR LINDA JOHNSON RICE For For Management
1.11 ELECT DIRECTOR GARY L. ROUBOS For For Management
2 TO RATIFY THE APPOINTMENT OF KPMG AS OUR For For Management
INDEPENDENT AUDITORS FOR FISCAL YEAR 2004
3 TO APPROVE OUR DIRECTOR EQUITY PLAN. For For Management
Page 149
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PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 22, 2003 Meeting Type: Annual
Record Date: AUG 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DUANE E. COLLINS For For Management
1.2 ELECT DIRECTOR ROBERT J. KOHLHEPP For For Management
1.3 ELECT DIRECTOR GIULIO MAZZALUPI For For Management
1.4 ELECT DIRECTOR KLAUS-PETER MULLER For For Management
1.5 ELECT DIRECTOR ALLAN L. RAYFIELD For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR FY04.
3 APPROVAL OF THE PARKER-HANNIFIN For Against Management
CORPORATION 2003 STOCK INCENTIVE PLAN.
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 22, 2003 Meeting Type: Annual
Record Date: AUG 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DUANE E. COLLINS For For Management
1.2 ELECT DIRECTOR ROBERT J. KOHLHEPP For For Management
1.3 ELECT DIRECTOR GIULIO MAZZALUPI For For Management
1.4 ELECT DIRECTOR KLAUS-PETER MULLER For For Management
1.5 ELECT DIRECTOR ALLAN L. RAYFIELD For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR FY04.
3 APPROVAL OF THE PARKER-HANNIFIN For Against Management
CORPORATION 2003 STOCK INCENTIVE PLAN.
- --------------------------------------------------------------------------------
PIPER JAFFRAY COMPANIES
Ticker: PJC Security ID: 724078100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ANDREW S. DUFF For For Management
1.2 ELECT DIRECTOR SAMUEL L. KAPLAN For For Management
1.3 ELECT DIRECTOR FRANK L. SIMS For For Management
2 APPROVAL OF PIPER JAFFRAY COMPANIES For Against Management
AMENDED AND RESTATED 2003 ANNUAL AND
LONG-TERM INCENTIVE PLAN.
3 RATIFY SELECTION OF ERNST & YOUNG LLP AS For For Management
INDEPENDENT AUDITORS FOR 2004.
Page 150
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PIPER JAFFRAY COMPANIES
Ticker: PJC Security ID: 724078100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ANDREW S. DUFF For For Management
1.2 ELECT DIRECTOR SAMUEL L. KAPLAN For For Management
1.3 ELECT DIRECTOR FRANK L. SIMS For For Management
2 APPROVAL OF PIPER JAFFRAY COMPANIES For Against Management
AMENDED AND RESTATED 2003 ANNUAL AND
LONG-TERM INCENTIVE PLAN.
3 RATIFY SELECTION OF ERNST & YOUNG LLP AS For For Management
INDEPENDENT AUDITORS FOR 2004.
- --------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM F. HECHT For For Management
1.2 ELECT DIRECTOR STUART HEYDT For For Management
1.3 ELECT DIRECTOR W. KEITH SMITH For For Management
2 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITOR
- --------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM F. HECHT For For Management
1.2 ELECT DIRECTOR STUART HEYDT For For Management
1.3 ELECT DIRECTOR W. KEITH SMITH For For Management
2 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITOR
- --------------------------------------------------------------------------------
PROLOGIS
Ticker: PLD Security ID: 743410102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR STEPHEN L. FEINBERG For For Management
1.2 ELECT DIRECTOR DONALD P. JACOBS For For Management
1.3 ELECT DIRECTOR D. MICHAEL STEUERT For For Management
1.4 ELECT DIRECTOR J. ANDRE TEIXEIRA For For Management
2 APPROVAL OF AMENDED AND RESTATED 2000 For For Management
SHARE OPTION PLAN FOR OUTSIDE TRUSTEES.
3 APPROVAL OF APPOINTMENT OF INDEPENDENT For For Management
AUDITORS FOR 2004.
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PROLOGIS
Ticker: PLD Security ID: 743410102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR STEPHEN L. FEINBERG For For Management
1.2 ELECT DIRECTOR DONALD P. JACOBS For For Management
1.3 ELECT DIRECTOR D. MICHAEL STEUERT For For Management
1.4 ELECT DIRECTOR J. ANDRE TEIXEIRA For For Management
2 APPROVAL OF AMENDED AND RESTATED 2000 For For Management
SHARE OPTION PLAN FOR OUTSIDE TRUSTEES.
3 APPROVAL OF APPOINTMENT OF INDEPENDENT For For Management
AUDITORS FOR 2004.
- --------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I
Ticker: Q Security ID: 749121109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR THOMAS J. DONOHUE For For Management
1.2 ELECT DIRECTOR PETER S. HELLMAN For For Management
1.3 ELECT DIRECTOR VINOD KHOSLA For For Management
1.4 ELECT DIRECTOR K. DANE BROOKSHER For For Management
2 MANAGEMENT S PROPOSAL TO AMEND OUR For For Management
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS AND TO
ALLOW FOR THE REMOVAL OF DIRECTORS
WITHOUT CAUSE
3 STOCKHOLDER PROPOSAL - REQUESTING WE Against Against Shareholder
AMEND OUR BYLAWS TO REQUIRE THAT AN
INDEPENDENT DIRECTOR WHO HAS NOT SERVED
AS OUR CEO SERVE AS OUR CHAIRMAN
4 STOCKHOLDER PROPOSAL - REQUESTING Against Against Shareholder
STOCKHOLDER APPROVAL FOR CERTAIN BENEFITS
FOR SENIOR EXECUTIVES UNDER OUR
NON-QUALIFIED PENSION OR SUPPLEMENTAL
EXECUTIVE RETIREMENT PLANS
5 STOCKHOLDER PROPOSAL - REQUESTING WE Against Against Shareholder
AMEND OUR GOVERNANCE GUIDELINES TO
PROVIDE THAT WE NOMINATE DIRECTORS SUCH
THAT A TWO-THIRDS MAJORITY OF DIRECTORS
WOULD BE INDEPENDENT UNDER THE STANDARD
ADOPTED BY THE COUNCIL OF INSTITUTIONAL
INVESTORS
Page 152
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QWEST COMMUNICATIONS INTERNATIONAL I
Ticker: Q Security ID: 749121109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR THOMAS J. DONOHUE For For Management
1.2 ELECT DIRECTOR PETER S. HELLMAN For For Management
1.3 ELECT DIRECTOR VINOD KHOSLA For For Management
1.4 ELECT DIRECTOR K. DANE BROOKSHER For For Management
2 MANAGEMENT S PROPOSAL TO AMEND OUR For For Management
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS AND TO
ALLOW FOR THE REMOVAL OF DIRECTORS
WITHOUT CAUSE
3 STOCKHOLDER PROPOSAL - REQUESTING WE Against Against Shareholder
AMEND OUR BYLAWS TO REQUIRE THAT AN
INDEPENDENT DIRECTOR WHO HAS NOT SERVED
AS OUR CEO SERVE AS OUR CHAIRMAN
4 STOCKHOLDER PROPOSAL - REQUESTING Against Against Shareholder
STOCKHOLDER APPROVAL FOR CERTAIN BENEFITS
FOR SENIOR EXECUTIVES UNDER OUR
NON-QUALIFIED PENSION OR SUPPLEMENTAL
EXECUTIVE RETIREMENT PLANS
5 STOCKHOLDER PROPOSAL - REQUESTING WE Against Against Shareholder
AMEND OUR GOVERNANCE GUIDELINES TO
PROVIDE THAT WE NOMINATE DIRECTORS SUCH
THAT A TWO-THIRDS MAJORITY OF DIRECTORS
WOULD BE INDEPENDENT UNDER THE STANDARD
ADOPTED BY THE COUNCIL OF INSTITUTIONAL
INVESTORS
- --------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY
Ticker: RRD Security ID: 257867101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MARK A. ANGELSON For For Management
1.2 ELECT DIRECTOR ROBERT F. CUMMINGS, JR. For For Management
1.3 ELECT DIRECTOR ALFRED C. ECKERT III For For Management
1.4 ELECT DIRECTOR OLIVER R. SOCKWELL For For Management
1.5 ELECT DIRECTOR STEPHEN M. WOLF For For Management
2 STOCKHOLDER PROPOSAL REGARDING THE SALE Against Against Shareholder
OF THE COMPANY.
3 STOCKHOLDER PROPOSAL REGARDING THE Against Against Shareholder
ESTABLISHMENT OF A POLICY OF EXPENSING
COSTS OF OPTIONS.
- --------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY
Ticker: RRD Security ID: 257867101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MARK A. ANGELSON For For Management
1.2 ELECT DIRECTOR ROBERT F. CUMMINGS, JR. For For Management
1.3 ELECT DIRECTOR ALFRED C. ECKERT III For For Management
1.4 ELECT DIRECTOR OLIVER R. SOCKWELL For For Management
1.5 ELECT DIRECTOR STEPHEN M. WOLF For For Management
2 STOCKHOLDER PROPOSAL REGARDING THE SALE Against Against Shareholder
OF THE COMPANY.
3 STOCKHOLDER PROPOSAL REGARDING THE Against Against Shareholder
ESTABLISHMENT OF A POLICY OF EXPENSING
COSTS OF OPTIONS.
Page 153
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R.R. DONNELLEY & SONS COMPANY
Ticker: RRD Security ID: 257867101
Meeting Date: FEB 23, 2004 Meeting Type: Special
Record Date: JAN 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ISSUANCE OF SHARES OF RR For For Management
DONNELLEY COMMON STOCK AS CONTEMPLATED BY
THE COMBINATION AGREEMENT, DATED AS OF
NOVEMBER 8, 2003, BETWEEN RR DONNELLEY
AND MOORE WALLACE INCORPORATED AND THE
PLAN OF ARRANGEMENT UNDER SECTION 192 OF
THE CANADA BUSI
2 TO ADOPT THE RR DONNELLEY 2004 For For Management
PERFORMANCE INCENTIVE PLAN.
- --------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY
Ticker: RRD Security ID: 257867101
Meeting Date: FEB 23, 2004 Meeting Type: Special
Record Date: JAN 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ISSUANCE OF SHARES OF RR For For Management
DONNELLEY COMMON STOCK AS CONTEMPLATED BY
THE COMBINATION AGREEMENT, DATED AS OF
NOVEMBER 8, 2003, BETWEEN RR DONNELLEY
AND MOORE WALLACE INCORPORATED AND THE
PLAN OF ARRANGEMENT UNDER SECTION 192 OF
THE CANADA BUSI
2 TO ADOPT THE RR DONNELLEY 2004 For For Management
PERFORMANCE INCENTIVE PLAN.
- --------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN DEUTCH-2007 For For Management
1.2 ELECT DIRECTOR MICHAEL RUETTGERS-2007 For For Management
1.3 ELECT DIRECTOR WILLIAM SPIVEY-2007 For For Management
1.4 ELECT DIRECTOR WILLIAM SWANSON-2007 For For Management
1.5 ELECT DIRECTOR LINDA STUNTZ-2005 For For Management
2 RATIFICATION OF INDEPENDENT AUDITORS For For Management
3 ETHICAL CRITERIA FOR MILITARY CONTRACTS Against Against Shareholder
4 SHAREHOLDER RIGHTS PLAN Against For Shareholder
5 ANNUAL ELECTION OF DIRECTORS Against For Shareholder
6 MACBRIDE PRINCIPLES Against Against Shareholder
7 EXPENSING STOCK OPTIONS Against Against Shareholder
8 SERP BENEFITS Against Against Shareholder
9 EXECUTIVE COMPENSATION SYSTEM Against Against Shareholder
Page 154
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RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN DEUTCH-2007 For For Management
1.2 ELECT DIRECTOR MICHAEL RUETTGERS-2007 For For Management
1.3 ELECT DIRECTOR WILLIAM SPIVEY-2007 For For Management
1.4 ELECT DIRECTOR WILLIAM SWANSON-2007 For For Management
1.5 ELECT DIRECTOR LINDA STUNTZ-2005 For For Management
2 RATIFICATION OF INDEPENDENT AUDITORS For For Management
3 ETHICAL CRITERIA FOR MILITARY CONTRACTS Against Against Shareholder
4 SHAREHOLDER RIGHTS PLAN Against For Shareholder
5 ANNUAL ELECTION OF DIRECTORS Against For Shareholder
6 MACBRIDE PRINCIPLES Against Against Shareholder
7 EXPENSING STOCK OPTIONS Against Against Shareholder
8 SERP BENEFITS Against Against Shareholder
9 EXECUTIVE COMPENSATION SYSTEM Against Against Shareholder
- --------------------------------------------------------------------------------
SAFEWAY INC.
Ticker: SWY Security ID: 786514208
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR STEVEN A. BURD For For Management
1.2 ELECT DIRECTOR ROBERT I. MACDONNELL For For Management
1.3 ELECT DIRECTOR WILLIAM Y. TAUSCHER For For Management
2 APPOINTMENT OF DELOITTE & TOUCHE LLP AS For For Management
INDEPENDENT AUDITORS FOR FISCAL YEAR
2004.
3 APPROVAL OF AND AMENDMENT TO THE RESTATED For For Management
CERTIFICATE OF INCORPORATION TO ELIMINATE
THE CLASSIFICATION OF THE BOARD OF
DIRECTORS.
4 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM For Against Management
FOR EMPLOYEES (EXCLUDING EXECUTIVE
OFFICERS) PROVIDING FOR THE EXCHANGE OF
OPTIONS PREVIOUSLY GRANTED UNDER THE 1999
AMENDED AND RESTATED EQUITY PARTICIPATION
PLAN OF SAFEWAY INC. THE BOARD OF
DIRECTORS RECOMMENDS
5 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
INDEPENDENT DIRECTOR AS CHAIRMAN OF THE
BOARD.
6 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE Against Abstain Shareholder
VOTING.
7 STOCKHOLDER PROPOSAL REGARDING REPORT ON Against Against Shareholder
IMPACT OF GENETICALLY ENGINEERED FOOD.
8 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
SUSTAINABILITY REPORT.
9 STOCKHOLDER PROPOSAL REGARDING POLITICAL Against Against Shareholder
CONTRIBUTION AND PARTICIPATION REPORT.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING Against Against Shareholder
STOCK OPTIONS.
Page 155
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SAFEWAY INC.
Ticker: SWY Security ID: 786514208
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR STEVEN A. BURD For For Management
1.2 ELECT DIRECTOR ROBERT I. MACDONNELL For For Management
1.3 ELECT DIRECTOR WILLIAM Y. TAUSCHER For For Management
2 APPOINTMENT OF DELOITTE & TOUCHE LLP AS For For Management
INDEPENDENT AUDITORS FOR FISCAL YEAR
2004.
3 APPROVAL OF AND AMENDMENT TO THE RESTATED For For Management
CERTIFICATE OF INCORPORATION TO ELIMINATE
THE CLASSIFICATION OF THE BOARD OF
DIRECTORS.
4 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM For Against Management
FOR EMPLOYEES (EXCLUDING EXECUTIVE
OFFICERS) PROVIDING FOR THE EXCHANGE OF
OPTIONS PREVIOUSLY GRANTED UNDER THE 1999
AMENDED AND RESTATED EQUITY PARTICIPATION
PLAN OF SAFEWAY INC. THE BOARD OF
DIRECTORS RECOMMENDS
5 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
INDEPENDENT DIRECTOR AS CHAIRMAN OF THE
BOARD.
6 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE Against Abstain Shareholder
VOTING.
7 STOCKHOLDER PROPOSAL REGARDING REPORT ON Against Against Shareholder
IMPACT OF GENETICALLY ENGINEERED FOOD.
8 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
SUSTAINABILITY REPORT.
9 STOCKHOLDER PROPOSAL REGARDING POLITICAL Against Against Shareholder
CONTRIBUTION AND PARTICIPATION REPORT.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING Against Against Shareholder
STOCK OPTIONS.
- --------------------------------------------------------------------------------
SBC COMMUNICATIONS INC.
Ticker: SBC Security ID: 78387G103
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES E. BARNES For For Management
1.2 ELECT DIRECTOR JAMES A. HENDERSON For For Management
1.3 ELECT DIRECTOR JOHN B. MCCOY For For Management
1.4 ELECT DIRECTOR S. DONLEY RITCHEY For For Management
1.5 ELECT DIRECTOR JOYCE M. ROCHE For For Management
1.6 ELECT DIRECTOR PATRICIA P. UPTON For For Management
2 APPOINTMENT OF INDEPENDENT AUDITORS. For For Management
3 APPROVE AN AMENDMENT TO SBC S BYLAWS. For For Management
4 STOCKHOLDER PROPOSAL A. Against Against Shareholder
5 STOCKHOLDER PROPOSAL B. Against Against Shareholder
Page 156
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SBC COMMUNICATIONS INC.
Ticker: SBC Security ID: 78387G103
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES E. BARNES For For Management
1.2 ELECT DIRECTOR JAMES A. HENDERSON For For Management
1.3 ELECT DIRECTOR JOHN B. MCCOY For For Management
1.4 ELECT DIRECTOR S. DONLEY RITCHEY For For Management
1.5 ELECT DIRECTOR JOYCE M. ROCHE For For Management
1.6 ELECT DIRECTOR PATRICIA P. UPTON For For Management
2 APPOINTMENT OF INDEPENDENT AUDITORS. For For Management
3 APPROVE AN AMENDMENT TO SBC S BYLAWS. For For Management
4 STOCKHOLDER PROPOSAL A. Against Against Shareholder
5 STOCKHOLDER PROPOSAL B. Against Against Shareholder
- --------------------------------------------------------------------------------
SCOTTISH RE GROUP LIMITED
Ticker: SCT Security ID: G7885T104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MICHAEL C. FRENCH For For Management
1.2 ELECT DIRECTOR HAZEL R. O'LEARY For For Management
2 APPROVAL OF 2004 EQUITY INCENTIVE For Against Management
COMPENSATION PLAN
3 RATIFICATION OF ERNST & YOUNG LLP AS For For Management
INDEPENDENT AUDITORS
- --------------------------------------------------------------------------------
SCOTTISH RE GROUP LIMITED
Ticker: SCT Security ID: G7885T104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MICHAEL C. FRENCH For For Management
1.2 ELECT DIRECTOR HAZEL R. O'LEARY For For Management
2 APPROVAL OF 2004 EQUITY INCENTIVE For Against Management
COMPENSATION PLAN
3 RATIFICATION OF ERNST & YOUNG LLP AS For For Management
INDEPENDENT AUDITORS
Page 157
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SEAGATE TECHNOLOGY
Ticker: STX Security ID: G7945J104
Meeting Date: OCT 29, 2003 Meeting Type: Annual
Record Date: SEP 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DAVID BONDERMAN For For Management
1.2 ELECT DIRECTOR WILLIAM W. BRADLEY For For Management
1.3 ELECT DIRECTOR JAMES G. COULTER For For Management
1.4 ELECT DIRECTOR JAMES A. DAVIDSON For For Management
1.5 ELECT DIRECTOR GLENN H. HUTCHINS For For Management
1.6 ELECT DIRECTOR DONALD E. KIERNAN For For Management
1.7 ELECT DIRECTOR STEPHEN J. LUCZO For For Management
1.8 ELECT DIRECTOR DAVID F. MARQUARDT For For Management
1.9 ELECT DIRECTOR JOHN W. THOMPSON For For Management
1.10 ELECT DIRECTOR WILLIAM D. WATKINS For For Management
1.11 ELECT DIRECTOR EDWARD J. ZANDER For For Management
2 PROPOSAL TO APPROVE THE MATERIAL TERMS OF For For Management
SEAGATE TECHNOLOGY S ANNUAL INCENTIVE
BONUS PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
ERNST & YOUNG LLP TO SERVE AS INDEPENDENT
AUDITORS OF SEAGATE TECHNOLOGY FOR THE
FISCAL YEAR ENDING JULY 2, 2004.
- --------------------------------------------------------------------------------
SEAGATE TECHNOLOGY
Ticker: STX Security ID: G7945J104
Meeting Date: OCT 29, 2003 Meeting Type: Annual
Record Date: SEP 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DAVID BONDERMAN For For Management
1.2 ELECT DIRECTOR WILLIAM W. BRADLEY For For Management
1.3 ELECT DIRECTOR JAMES G. COULTER For For Management
1.4 ELECT DIRECTOR JAMES A. DAVIDSON For For Management
1.5 ELECT DIRECTOR GLENN H. HUTCHINS For For Management
1.6 ELECT DIRECTOR DONALD E. KIERNAN For For Management
1.7 ELECT DIRECTOR STEPHEN J. LUCZO For For Management
1.8 ELECT DIRECTOR DAVID F. MARQUARDT For For Management
1.9 ELECT DIRECTOR JOHN W. THOMPSON For For Management
1.10 ELECT DIRECTOR WILLIAM D. WATKINS For For Management
1.11 ELECT DIRECTOR EDWARD J. ZANDER For For Management
2 PROPOSAL TO APPROVE THE MATERIAL TERMS OF For For Management
SEAGATE TECHNOLOGY S ANNUAL INCENTIVE
BONUS PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
ERNST & YOUNG LLP TO SERVE AS INDEPENDENT
AUDITORS OF SEAGATE TECHNOLOGY FOR THE
FISCAL YEAR ENDING JULY 2, 2004.
Page 158
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SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR CHARLES L. DALEY For For Management
1.2 ELECT DIRECTOR W.M. DIEFENDERFER III For For Management
1.3 ELECT DIRECTOR THOMAS J. FITZPATRICK For For Management
1.4 ELECT DIRECTOR EDWARD A. FOX For For Management
1.5 ELECT DIRECTOR DIANE SUITT GILLELAND For For Management
1.6 ELECT DIRECTOR EARL A. GOODE For For Management
1.7 ELECT DIRECTOR ANN TORRE GRANT For For Management
1.8 ELECT DIRECTOR RONALD F. HUNT For For Management
1.9 ELECT DIRECTOR BENJAMIN J. LAMBERT III For For Management
1.10 ELECT DIRECTOR ALBERT L. LORD For For Management
1.11 ELECT DIRECTOR BARRY A. MUNITZ For For Management
1.12 ELECT DIRECTOR A.A. PORTER, JR. For For Management
1.13 ELECT DIRECTOR WOLFGANG SCHOELLKOPF For For Management
1.14 ELECT DIRECTOR STEVEN L. SHAPIRO For For Management
1.15 ELECT DIRECTOR BARRY L. WILLIAMS For For Management
2 ADOPT THE SLM CORPORATION INCENTIVE PLAN. For For Management
3 RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION S INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR CHARLES L. DALEY For For Management
1.2 ELECT DIRECTOR W.M. DIEFENDERFER III For For Management
1.3 ELECT DIRECTOR THOMAS J. FITZPATRICK For For Management
1.4 ELECT DIRECTOR EDWARD A. FOX For For Management
1.5 ELECT DIRECTOR DIANE SUITT GILLELAND For For Management
1.6 ELECT DIRECTOR EARL A. GOODE For For Management
1.7 ELECT DIRECTOR ANN TORRE GRANT For For Management
1.8 ELECT DIRECTOR RONALD F. HUNT For For Management
1.9 ELECT DIRECTOR BENJAMIN J. LAMBERT III For For Management
1.10 ELECT DIRECTOR ALBERT L. LORD For For Management
1.11 ELECT DIRECTOR BARRY A. MUNITZ For For Management
1.12 ELECT DIRECTOR A.A. PORTER, JR. For For Management
1.13 ELECT DIRECTOR WOLFGANG SCHOELLKOPF For For Management
1.14 ELECT DIRECTOR STEVEN L. SHAPIRO For For Management
1.15 ELECT DIRECTOR BARRY L. WILLIAMS For For Management
2 ADOPT THE SLM CORPORATION INCENTIVE PLAN. For For Management
3 RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION S INDEPENDENT AUDITORS.
Page 159
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SMURFIT-STONE CONTAINER CORPORATION
Ticker: SSCC Security ID: 832727101
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES R. BORIS For For Management
1.2 ELECT DIRECTOR ALAN E. GOLDBERG For For Management
1.3 ELECT DIRECTOR WILLIAM T. LYNCH, JR. For For Management
1.4 ELECT DIRECTOR PATRICK J. MOORE For For Management
1.5 ELECT DIRECTOR JAMES J. O'CONNOR For For Management
1.6 ELECT DIRECTOR JERRY K. PEARLMAN For For Management
1.7 ELECT DIRECTOR THOMAS A. REYNOLDS, III For For Management
1.8 ELECT DIRECTOR WILLIAM D. SMITHBURG For For Management
2 RATIFICATION OF THE APPOINTMENT OF ERNST For For Management
& YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE COMPANY FOR 2004.
3 SMURFIT-STONE CONTAINER CORPORATION 2004 For For Management
LONG TERM INCENTIVE PLAN.
4 SMURFIT-STONE CONTAINER CORPORATION For For Management
NON-EMPLOYEE DIRECTOR DEFERRED
COMPENSATION PLAN
5 STOCKHOLDER PROPOSAL Against Against Shareholder
- --------------------------------------------------------------------------------
SMURFIT-STONE CONTAINER CORPORATION
Ticker: SSCC Security ID: 832727101
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES R. BORIS For For Management
1.2 ELECT DIRECTOR ALAN E. GOLDBERG For For Management
1.3 ELECT DIRECTOR WILLIAM T. LYNCH, JR. For For Management
1.4 ELECT DIRECTOR PATRICK J. MOORE For For Management
1.5 ELECT DIRECTOR JAMES J. O'CONNOR For For Management
1.6 ELECT DIRECTOR JERRY K. PEARLMAN For For Management
1.7 ELECT DIRECTOR THOMAS A. REYNOLDS, III For For Management
1.8 ELECT DIRECTOR WILLIAM D. SMITHBURG For For Management
2 RATIFICATION OF THE APPOINTMENT OF ERNST For For Management
& YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE COMPANY FOR 2004.
3 SMURFIT-STONE CONTAINER CORPORATION 2004 For For Management
LONG TERM INCENTIVE PLAN.
4 SMURFIT-STONE CONTAINER CORPORATION For For Management
NON-EMPLOYEE DIRECTOR DEFERRED
COMPENSATION PLAN
5 STOCKHOLDER PROPOSAL Against Against Shareholder
Page 160
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SOLECTRON CORPORATION
Ticker: SLR Security ID: 834182107
Meeting Date: JAN 7, 2004 Meeting Type: Annual
Record Date: NOV 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM A. HASLER For For Management
1.2 ELECT DIRECTOR MICHAEL R. CANNON For For Management
1.3 ELECT DIRECTOR RICHARD A. D'AMORE For For Management
1.4 ELECT DIRECTOR HEINZ FRIDRICH For For Management
1.5 ELECT DIRECTOR WILLIAM R. GRABER For For Management
1.6 ELECT DIRECTOR DR. PAUL R. LOW For For Management
1.7 ELECT DIRECTOR C. WESLEY M. SCOTT For For Management
1.8 ELECT DIRECTOR OSAMU YAMADA For For Management
1.9 ELECT DIRECTOR CYRIL YANSOUNI For For Management
2 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
2002 STOCK OPTION PLAN TO PERMIT AN
OPTION EXCHANGE PROGRAM.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING AUGUST 31, 2004.
- --------------------------------------------------------------------------------
SOLECTRON CORPORATION
Ticker: SLR Security ID: 834182107
Meeting Date: JAN 7, 2004 Meeting Type: Annual
Record Date: NOV 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM A. HASLER For For Management
1.2 ELECT DIRECTOR MICHAEL R. CANNON For For Management
1.3 ELECT DIRECTOR RICHARD A. D'AMORE For For Management
1.4 ELECT DIRECTOR HEINZ FRIDRICH For For Management
1.5 ELECT DIRECTOR WILLIAM R. GRABER For For Management
1.6 ELECT DIRECTOR DR. PAUL R. LOW For For Management
1.7 ELECT DIRECTOR C. WESLEY M. SCOTT For For Management
1.8 ELECT DIRECTOR OSAMU YAMADA For For Management
1.9 ELECT DIRECTOR CYRIL YANSOUNI For For Management
2 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
2002 STOCK OPTION PLAN TO PERMIT AN
OPTION EXCHANGE PROGRAM.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING AUGUST 31, 2004.
- --------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC.
Ticker: SDS Security ID: 867363103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR GREGORY S. BENTLEY For For Management
1.2 ELECT DIRECTOR MICHAEL C. BROOKS For For Management
1.3 ELECT DIRECTOR CRISTOBAL CONDE For For Management
1.4 ELECT DIRECTOR RAMON DE OLIVEIRA For For Management
1.5 ELECT DIRECTOR HENRY C. DUQUES For For Management
1.6 ELECT DIRECTOR ALBERT A. EISENSTAT For For Management
1.7 ELECT DIRECTOR BERNARD GOLDSTEIN For For Management
1.8 ELECT DIRECTOR JANET BRUTSCHEA HAUGEN For For Management
1.9 ELECT DIRECTOR JAMES L. MANN For For Management
1.10 ELECT DIRECTOR MALCOLM I. RUDDOCK For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT AUDITORS FOR 2004.
Page 161
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SUNGARD DATA SYSTEMS INC.
Ticker: SDS Security ID: 867363103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR GREGORY S. BENTLEY For For Management
1.2 ELECT DIRECTOR MICHAEL C. BROOKS For For Management
1.3 ELECT DIRECTOR CRISTOBAL CONDE For For Management
1.4 ELECT DIRECTOR RAMON DE OLIVEIRA For For Management
1.5 ELECT DIRECTOR HENRY C. DUQUES For For Management
1.6 ELECT DIRECTOR ALBERT A. EISENSTAT For For Management
1.7 ELECT DIRECTOR BERNARD GOLDSTEIN For For Management
1.8 ELECT DIRECTOR JANET BRUTSCHEA HAUGEN For For Management
1.9 ELECT DIRECTOR JAMES L. MANN For For Management
1.10 ELECT DIRECTOR MALCOLM I. RUDDOCK For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT AUDITORS FOR 2004.
- --------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: MAY 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR RICHARD W. ROEDEL For For Management
1.2 ELECT DIRECTOR PAUL EIBELER For For Management
1.3 ELECT DIRECTOR OLIVER R. GRACE For For Management
1.4 ELECT DIRECTOR ROBERT FLUG For For Management
1.5 ELECT DIRECTOR TODD EMMEL For For Management
1.6 ELECT DIRECTOR MARK LEWIS For For Management
1.7 ELECT DIRECTOR STEVEN TISCH For For Management
2 PROPOSAL TO APPROVE THE AMENDMENT TO THE For For Management
COMPANY S 2002 STOCK OPTION PLAN
3 PROPOSAL TO APPROVE THE AMENDMENT TO THE For For Management
COMPANY S INCENTIVE PLAN
- --------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: MAY 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR RICHARD W. ROEDEL For For Management
1.2 ELECT DIRECTOR PAUL EIBELER For For Management
1.3 ELECT DIRECTOR OLIVER R. GRACE For For Management
1.4 ELECT DIRECTOR ROBERT FLUG For For Management
1.5 ELECT DIRECTOR TODD EMMEL For For Management
1.6 ELECT DIRECTOR MARK LEWIS For For Management
1.7 ELECT DIRECTOR STEVEN TISCH For For Management
2 PROPOSAL TO APPROVE THE AMENDMENT TO THE For For Management
COMPANY S 2002 STOCK OPTION PLAN
3 PROPOSAL TO APPROVE THE AMENDMENT TO THE For For Management
COMPANY S INCENTIVE PLAN
Page 162
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TELEFLEX INCORPORATED
Ticker: TFX Security ID: 879369106
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PATRICIA C. BARRON For For Management
1.2 ELECT DIRECTOR DONALD BECKMAN For For Management
1.3 ELECT DIRECTOR JAMES W. ZUG For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE YEAR
2004.
- --------------------------------------------------------------------------------
TELEFLEX INCORPORATED
Ticker: TFX Security ID: 879369106
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PATRICIA C. BARRON For For Management
1.2 ELECT DIRECTOR DONALD BECKMAN For For Management
1.3 ELECT DIRECTOR JAMES W. ZUG For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE YEAR
2004.
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR TREVOR FETTER For For Management
1.2 ELECT DIRECTOR VAN B. HONEYCUTT For For Management
1.3 ELECT DIRECTOR JOHN C. KANE For For Management
1.4 ELECT DIRECTOR EDWARD A. KANGAS For For Management
1.5 ELECT DIRECTOR J. ROBERT KERREY For For Management
1.6 ELECT DIRECTOR RICHARD R. PETTINGILL For For Management
2 PROPOSAL TO RATIFY THE SELECTION OF KPMG For For Management
LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
Page 163
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TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR TREVOR FETTER For For Management
1.2 ELECT DIRECTOR VAN B. HONEYCUTT For For Management
1.3 ELECT DIRECTOR JOHN C. KANE For For Management
1.4 ELECT DIRECTOR EDWARD A. KANGAS For For Management
1.5 ELECT DIRECTOR J. ROBERT KERREY For For Management
1.6 ELECT DIRECTOR RICHARD R. PETTINGILL For For Management
2 PROPOSAL TO RATIFY THE SELECTION OF KPMG For For Management
LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
- --------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN P. MULRONEY For For Management
1.2 ELECT DIRECTOR PATRICIA S. WOLPERT For For Management
2 TO APPROVE AN AMENDMENT TO THE 1996 For Against Management
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE AGGREGATE NUMBER OF SHARES OF COMMON
STOCK THAT MAY BE ISSUED PURSUANT TO SAID
PLAN BY 5,000,000 SHARES.
3 TO RATIFY THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- --------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN P. MULRONEY For For Management
1.2 ELECT DIRECTOR PATRICIA S. WOLPERT For For Management
2 TO APPROVE AN AMENDMENT TO THE 1996 For Against Management
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE AGGREGATE NUMBER OF SHARES OF COMMON
STOCK THAT MAY BE ISSUED PURSUANT TO SAID
PLAN BY 5,000,000 SHARES.
3 TO RATIFY THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
Page 164
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THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR RICHARD DARMAN For For Management
1.2 ELECT DIRECTOR ALICE F. EMERSON For For Management
1.3 ELECT DIRECTOR PAUL T. HANRAHAN For For Management
1.4 ELECT DIRECTOR KRISTINA M. JOHNSON For For Management
1.5 ELECT DIRECTOR JOHN A. KOSKINEN For For Management
1.6 ELECT DIRECTOR PHILIP LADER For For Management
1.7 ELECT DIRECTOR JOHN H. MCARTHUR For For Management
1.8 ELECT DIRECTOR SANDRA O. MOOSE For For Management
1.9 ELECT DIRECTOR PHILIP A. ODEEN For For Management
1.10 ELECT DIRECTOR CHARLES O. ROSSOTTI For For Management
1.11 ELECT DIRECTOR SVEN SANDSTROM For For Management
1.12 ELECT DIRECTOR ROGER W. SANT For For Management
2 RATIFICATION OF THE INDEPENDENT AUDITOR For For Management
(DELOITTE & TOUCHE LLP)
- --------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR RICHARD DARMAN For For Management
1.2 ELECT DIRECTOR ALICE F. EMERSON For For Management
1.3 ELECT DIRECTOR PAUL T. HANRAHAN For For Management
1.4 ELECT DIRECTOR KRISTINA M. JOHNSON For For Management
1.5 ELECT DIRECTOR JOHN A. KOSKINEN For For Management
1.6 ELECT DIRECTOR PHILIP LADER For For Management
1.7 ELECT DIRECTOR JOHN H. MCARTHUR For For Management
1.8 ELECT DIRECTOR SANDRA O. MOOSE For For Management
1.9 ELECT DIRECTOR PHILIP A. ODEEN For For Management
1.10 ELECT DIRECTOR CHARLES O. ROSSOTTI For For Management
1.11 ELECT DIRECTOR SVEN SANDSTROM For For Management
1.12 ELECT DIRECTOR ROGER W. SANT For For Management
2 RATIFICATION OF THE INDEPENDENT AUDITOR For For Management
(DELOITTE & TOUCHE LLP)
- --------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCH Security ID: 808513105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DONALD G. FISHER For For Management
1.2 ELECT DIRECTOR PAULA A. SNEED For For Management
1.3 ELECT DIRECTOR DAVID B. YOFFIE For For Management
2 APPROVAL OF THE 2004 STOCK INCENTIVE For Against Management
PLAN.
Page 165
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THE CHARLES SCHWAB CORPORATION
Ticker: SCH Security ID: 808513105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DONALD G. FISHER For For Management
1.2 ELECT DIRECTOR PAULA A. SNEED For For Management
1.3 ELECT DIRECTOR DAVID B. YOFFIE For For Management
2 APPROVAL OF THE 2004 STOCK INCENTIVE For Against Management
PLAN.
- --------------------------------------------------------------------------------
THE GILLETTE COMPANY
Ticker: G Security ID: 375766102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDWARD F. DEGRAAN For For Management
1.2 ELECT DIRECTOR WILBUR H. GANTZ For For Management
1.3 ELECT DIRECTOR JAMES M. KILTS For For Management
1.4 ELECT DIRECTOR JORGE PAULO LEMANN For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
AUDITOR.
3 APPROVAL OF THE 2004 LONG-TERM INCENTIVE For For Management
PLAN.
4 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS.
5 SHAREHOLDER PROPOSAL TO LIMIT SERVICES Against Against Shareholder
PROVIDED BY THE AUDITOR.
6 SHAREHOLDER PROPOSAL TO EXPENSE STOCK Against Against Shareholder
OPTIONS.
- --------------------------------------------------------------------------------
THE GILLETTE COMPANY
Ticker: G Security ID: 375766102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDWARD F. DEGRAAN For For Management
1.2 ELECT DIRECTOR WILBUR H. GANTZ For For Management
1.3 ELECT DIRECTOR JAMES M. KILTS For For Management
1.4 ELECT DIRECTOR JORGE PAULO LEMANN For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
AUDITOR.
3 APPROVAL OF THE 2004 LONG-TERM INCENTIVE For For Management
PLAN.
4 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS.
5 SHAREHOLDER PROPOSAL TO LIMIT SERVICES Against Against Shareholder
PROVIDED BY THE AUDITOR.
6 SHAREHOLDER PROPOSAL TO EXPENSE STOCK Against Against Shareholder
OPTIONS.
Page 166
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THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR NORMAN R. AUGUSTINE For For Management
1.2 ELECT DIRECTOR A.G. LAFLEY For For Management
1.3 ELECT DIRECTOR JOHNATHAN A. RODGERS For For Management
1.4 ELECT DIRECTOR JOHN F. SMITH, JR. For For Management
1.5 ELECT DIRECTOR MARGARET C. WHITMAN For For Management
2 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
3 APPROVE THE PROCTER & GAMBLE 2003 For Against Management
NON-EMPLOYEE DIRECTORS STOCK PLAN
4 SHAREHOLDER PROPOSAL NO. 1 BOARD OF Against For Shareholder
DIRECTORS TERMS
5 SHAREHOLDER PROPOSAL NO. 2 LABEL Against Against Shareholder
GENETICALLY ENGINEERED FOODS
- --------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR NORMAN R. AUGUSTINE For For Management
1.2 ELECT DIRECTOR A.G. LAFLEY For For Management
1.3 ELECT DIRECTOR JOHNATHAN A. RODGERS For For Management
1.4 ELECT DIRECTOR JOHN F. SMITH, JR. For For Management
1.5 ELECT DIRECTOR MARGARET C. WHITMAN For For Management
2 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
3 APPROVE THE PROCTER & GAMBLE 2003 For Against Management
NON-EMPLOYEE DIRECTORS STOCK PLAN
4 SHAREHOLDER PROPOSAL NO. 1 BOARD OF Against For Shareholder
DIRECTORS TERMS
5 SHAREHOLDER PROPOSAL NO. 2 LABEL Against Against Shareholder
GENETICALLY ENGINEERED FOODS
- --------------------------------------------------------------------------------
THE WASHINGTON POST COMPANY
Ticker: WPO Security ID: 939640108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN L. DOTSON, JR. For For Management
1.2 ELECT DIRECTOR RONALD L. OLSON For For Management
1.3 ELECT DIRECTOR ALICE M. RIVLIN For For Management
2 TO TRANSACT SUCH OTHER BUSINESS AS MAY For Abstain Management
PROPERLY COME BEFORE SAID MEETING OR ANY
ADJOURNMENT THEREOF.
Page 167
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THE WASHINGTON POST COMPANY
Ticker: WPO Security ID: 939640108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN L. DOTSON, JR. For For Management
1.2 ELECT DIRECTOR RONALD L. OLSON For For Management
1.3 ELECT DIRECTOR ALICE M. RIVLIN For For Management
2 TO TRANSACT SUCH OTHER BUSINESS AS MAY For Abstain Management
PROPERLY COME BEFORE SAID MEETING OR ANY
ADJOURNMENT THEREOF.
- --------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES L. BARKSDALE For For Management
1.2 ELECT DIRECTOR STEPHEN F. BOLLENBACH For For Management
1.3 ELECT DIRECTOR STEPHEN M. CASE For For Management
1.4 ELECT DIRECTOR FRANK J. CAUFIELD For For Management
1.5 ELECT DIRECTOR ROBERT C. CLARK For For Management
1.6 ELECT DIRECTOR MILES R. GILBURNE For For Management
1.7 ELECT DIRECTOR CARLA A. HILLS For For Management
1.8 ELECT DIRECTOR REUBEN MARK For For Management
1.9 ELECT DIRECTOR MICHAEL A. MILES For For Management
1.10 ELECT DIRECTOR KENNETH J. NOVACK For For Management
1.11 ELECT DIRECTOR RICHARD D. PARSONS For For Management
1.12 ELECT DIRECTOR R.E. TURNER For For Management
1.13 ELECT DIRECTOR FRANCIS T. VINCENT, JR. For For Management
2 RATIFICATION OF AUDITORS. For For Management
3 STOCKHOLDER PROPOSAL REGARDING CHINA Against Against Shareholder
BUSINESS PRINCIPLES.
4 STOCKHOLDER PROPOSAL REGARDING REPORT ON Against Against Shareholder
PAY DISPARITY.
Page 168
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TIME WARNER INC.
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES L. BARKSDALE For For Management
1.2 ELECT DIRECTOR STEPHEN F. BOLLENBACH For For Management
1.3 ELECT DIRECTOR STEPHEN M. CASE For For Management
1.4 ELECT DIRECTOR FRANK J. CAUFIELD For For Management
1.5 ELECT DIRECTOR ROBERT C. CLARK For For Management
1.6 ELECT DIRECTOR MILES R. GILBURNE For For Management
1.7 ELECT DIRECTOR CARLA A. HILLS For For Management
1.8 ELECT DIRECTOR REUBEN MARK For For Management
1.9 ELECT DIRECTOR MICHAEL A. MILES For For Management
1.10 ELECT DIRECTOR KENNETH J. NOVACK For For Management
1.11 ELECT DIRECTOR RICHARD D. PARSONS For For Management
1.12 ELECT DIRECTOR R.E. TURNER For For Management
1.13 ELECT DIRECTOR FRANCIS T. VINCENT, JR. For For Management
2 RATIFICATION OF AUDITORS. For For Management
3 STOCKHOLDER PROPOSAL REGARDING CHINA Against Against Shareholder
BUSINESS PRINCIPLES.
4 STOCKHOLDER PROPOSAL REGARDING REPORT ON Against Against Shareholder
PAY DISPARITY.
- --------------------------------------------------------------------------------
TRIBUNE COMPANY
Ticker: TRB Security ID: 896047107
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JEFFREY CHANDLER For For Management
1.2 ELECT DIRECTOR WILLIAM A. OSBORN For For Management
1.3 ELECT DIRECTOR KATHRYN C. TURNER For For Management
2 RATIFICATION OF INDEPENDENT PUBLIC For For Management
ACCOUNTANTS.
3 APPROVAL OF AMENDMENTS TO THE TRIBUNE For Against Management
COMPANY 1997 INCENTIVE COMPENSATION PLAN.
- --------------------------------------------------------------------------------
TRIBUNE COMPANY
Ticker: TRB Security ID: 896047107
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JEFFREY CHANDLER For For Management
1.2 ELECT DIRECTOR WILLIAM A. OSBORN For For Management
1.3 ELECT DIRECTOR KATHRYN C. TURNER For For Management
2 RATIFICATION OF INDEPENDENT PUBLIC For For Management
ACCOUNTANTS.
3 APPROVAL OF AMENDMENTS TO THE TRIBUNE For Against Management
COMPANY 1997 INCENTIVE COMPENSATION PLAN.
Page 169
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U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR V. BUYNISKI GLUCKMAN For For Management
1.2 ELECT DIRECTOR ARTHUR D. COLLINS, JR. For For Management
1.3 ELECT DIRECTOR JERRY W. LEVIN For For Management
1.4 ELECT DIRECTOR THOMAS E. PETRY For For Management
1.5 ELECT DIRECTOR RICHARD G. REITEN For For Management
2 RATIFY SELECTION OF ERNST & YOUNG LLP AS For For Management
INDEPENDENT AUDITORS FOR THE 2004 FISCAL
YEAR.
3 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM Against Against Shareholder
FOR SENIOR EXECUTIVES.
4 SHAREHOLDER PROPOSAL: SUPPLEMENTAL Against Against Shareholder
EXECUTIVE RETIREMENT BENEFITS.
5 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY Against For Shareholder
VOTING.
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR V. BUYNISKI GLUCKMAN For For Management
1.2 ELECT DIRECTOR ARTHUR D. COLLINS, JR. For For Management
1.3 ELECT DIRECTOR JERRY W. LEVIN For For Management
1.4 ELECT DIRECTOR THOMAS E. PETRY For For Management
1.5 ELECT DIRECTOR RICHARD G. REITEN For For Management
2 RATIFY SELECTION OF ERNST & YOUNG LLP AS For For Management
INDEPENDENT AUDITORS FOR THE 2004 FISCAL
YEAR.
3 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM Against Against Shareholder
FOR SENIOR EXECUTIVES.
4 SHAREHOLDER PROPOSAL: SUPPLEMENTAL Against Against Shareholder
EXECUTIVE RETIREMENT BENEFITS.
5 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY Against For Shareholder
VOTING.
Page 170
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UNILEVER N.V.
Ticker: UN Security ID: 904784709
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE ANNUAL ACCOUNTS AND For None Management
APPROPRIATION OF THE PROFIT FOR THE 2003
FINANCIAL YEAR.
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF For None Management
DIRECTORS.
3 CORPORATE GOVERNANCE AND ALTERATIONS TO For None Management
THE ARTICLES OF ASSOCIATION.
4.1 ELECT DIRECTOR A. BURGMANS For None Management
4.2 ELECT DIRECTOR AC BUTLER For None Management
4.3 ELECT DIRECTOR PJ CESCAU For None Management
4.4 ELECT DIRECTOR KB DADISETH For None Management
4.5 ELECT DIRECTOR NWA FITZGERALD KBE For None Management
4.6 ELECT DIRECTOR AR BARON VAN HEEMSTRA For None Management
4.7 ELECT DIRECTOR RHP MARKHAM For None Management
4.8 ELECT DIRECTOR CJ VAN DER GRAAF For None Management
4.9 ELECT DIRECTOR LORD BRITTAN* For None Management
4.10 ELECT DIRECTOR BARONESS CHALKER* For None Management
4.11 ELECT DIRECTOR B COLLOMB* For None Management
4.12 ELECT DIRECTOR PROFESSOR W DIK* For None Management
4.13 ELECT DIRECTOR O FANJUL* For None Management
4.14 ELECT DIRECTOR CX GONZALEZ* For None Management
4.15 ELECT DIRECTOR H KOPPER* For None Management
4.16 ELECT DIRECTOR LORD SIMON* For None Management
4.17 ELECT DIRECTOR J VAN DER VEER* For None Management
5 REMUNERATION OF NON-EXECUTIVE DIRECTORS. For None Management
6 APPOINTMENT OF AUDITORS CHARGED WITH THE For None Management
AUDITING OF THE ANNUAL ACCOUNTS FOR THE
2004 FINANCIAL YEAR.
7 DESIGNATION, IN ACCORDANCE WITH ARTICLES For None Management
96 AND 96A OF BOOK 2 OF THE NETHERLANDS
CIVIL CODE, OF THE BOARD OF DIRECTORS AS
THE COMPANY BODY AUTHORIZED IN RESPECT OF
THE ISSUE OF SHARES IN THE COMPANY.
8 AUTHORIZATION, IN ACCORDANCE WITH ARTICLE For None Management
98 OF BOOK 2 OF THE NETHERLANDS CIVIL
CODE, OF THE BOARD OF DIRECTORS TO
PURCHASE SHARES IN THE COMPANY AND
DEPOSITARY RECEIPTS THEREFOR.
9 AUTHORIZATION, IN ACCORDANCE WITH ARTICLE For None Management
119 OF BOOK 2 OF THE NETHERLANDS CIVIL
CODE, OF THE BOARD OF DIRECTORS TO
DETERMINE A REGISTRATION TIME FOR THE
EXERCISE OF THE RIGHTS TO ATTEND THE
GENERAL MEETING AND TO VOTE THEREAT.
Page 171
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UNILEVER N.V.
Ticker: UN Security ID: 904784709
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE ANNUAL ACCOUNTS AND For None Management
APPROPRIATION OF THE PROFIT FOR THE 2003
FINANCIAL YEAR.
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF For None Management
DIRECTORS.
3 CORPORATE GOVERNANCE AND ALTERATIONS TO For None Management
THE ARTICLES OF ASSOCIATION.
4.1 ELECT DIRECTOR A. BURGMANS For None Management
4.2 ELECT DIRECTOR AC BUTLER For None Management
4.3 ELECT DIRECTOR PJ CESCAU For None Management
4.4 ELECT DIRECTOR KB DADISETH For None Management
4.5 ELECT DIRECTOR NWA FITZGERALD KBE For None Management
4.6 ELECT DIRECTOR AR BARON VAN HEEMSTRA For None Management
4.7 ELECT DIRECTOR RHP MARKHAM For None Management
4.8 ELECT DIRECTOR CJ VAN DER GRAAF For None Management
4.9 ELECT DIRECTOR LORD BRITTAN* For None Management
4.10 ELECT DIRECTOR BARONESS CHALKER* For None Management
4.11 ELECT DIRECTOR B COLLOMB* For None Management
4.12 ELECT DIRECTOR PROFESSOR W DIK* For None Management
4.13 ELECT DIRECTOR O FANJUL* For None Management
4.14 ELECT DIRECTOR CX GONZALEZ* For None Management
4.15 ELECT DIRECTOR H KOPPER* For None Management
4.16 ELECT DIRECTOR LORD SIMON* For None Management
4.17 ELECT DIRECTOR J VAN DER VEER* For None Management
5 REMUNERATION OF NON-EXECUTIVE DIRECTORS. For None Management
6 APPOINTMENT OF AUDITORS CHARGED WITH THE For None Management
AUDITING OF THE ANNUAL ACCOUNTS FOR THE
2004 FINANCIAL YEAR.
7 DESIGNATION, IN ACCORDANCE WITH ARTICLES For None Management
96 AND 96A OF BOOK 2 OF THE NETHERLANDS
CIVIL CODE, OF THE BOARD OF DIRECTORS AS
THE COMPANY BODY AUTHORIZED IN RESPECT OF
THE ISSUE OF SHARES IN THE COMPANY.
8 AUTHORIZATION, IN ACCORDANCE WITH ARTICLE For None Management
98 OF BOOK 2 OF THE NETHERLANDS CIVIL
CODE, OF THE BOARD OF DIRECTORS TO
PURCHASE SHARES IN THE COMPANY AND
DEPOSITARY RECEIPTS THEREFOR.
9 AUTHORIZATION, IN ACCORDANCE WITH ARTICLE For None Management
119 OF BOOK 2 OF THE NETHERLANDS CIVIL
CODE, OF THE BOARD OF DIRECTORS TO
DETERMINE A REGISTRATION TIME FOR THE
EXERCISE OF THE RIGHTS TO ATTEND THE
GENERAL MEETING AND TO VOTE THEREAT.
- --------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTL.
Ticker: VRX Security ID: 91911X104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDWARD A. BURKHARDT For For Management
1.2 ELECT DIRECTOR TIMOTHY C. TYSON For For Management
1.3 ELECT DIRECTOR ELAINE S. ULLIAN For For Management
2 RATIFICATION OF PRICEWATERHOUSECOOPERS For For Management
LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY.
- --------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTL.
Ticker: VRX Security ID: 91911X104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDWARD A. BURKHARDT For For Management
1.2 ELECT DIRECTOR TIMOTHY C. TYSON For For Management
1.3 ELECT DIRECTOR ELAINE S. ULLIAN For For Management
2 RATIFICATION OF PRICEWATERHOUSECOOPERS For For Management
LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY.
Page 172
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VARCO INTERNATIONAL, INC.
Ticker: VRC Security ID: 922122106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR GREG L. ARMSTRONG For For Management
1.2 ELECT DIRECTOR GEORGE S. DOTSON For For Management
1.3 ELECT DIRECTOR RICHARD A. KERTSON For For Management
1.4 ELECT DIRECTOR JOHN F. LAULETTA For For Management
1.5 ELECT DIRECTOR ERIC L. MATTSON For For Management
1.6 ELECT DIRECTOR L.E. SIMMONS For For Management
1.7 ELECT DIRECTOR JEFFERY A. SMISEK For For Management
1.8 ELECT DIRECTOR DOUGLAS E. SWANSON For For Management
1.9 ELECT DIRECTOR JAMES D. WOODS For For Management
2 TO APPROVE AN AMENDMENT TO THE EMPLOYEE For For Management
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK THAT MAY
BE ISSUED BY 900,000 SHARES.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG For For Management
LLP AS VARCO S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
- --------------------------------------------------------------------------------
VARCO INTERNATIONAL, INC.
Ticker: VRC Security ID: 922122106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR GREG L. ARMSTRONG For For Management
1.2 ELECT DIRECTOR GEORGE S. DOTSON For For Management
1.3 ELECT DIRECTOR RICHARD A. KERTSON For For Management
1.4 ELECT DIRECTOR JOHN F. LAULETTA For For Management
1.5 ELECT DIRECTOR ERIC L. MATTSON For For Management
1.6 ELECT DIRECTOR L.E. SIMMONS For For Management
1.7 ELECT DIRECTOR JEFFERY A. SMISEK For For Management
1.8 ELECT DIRECTOR DOUGLAS E. SWANSON For For Management
1.9 ELECT DIRECTOR JAMES D. WOODS For For Management
2 TO APPROVE AN AMENDMENT TO THE EMPLOYEE For For Management
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK THAT MAY
BE ISSUED BY 900,000 SHARES.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG For For Management
LLP AS VARCO S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
Page 173
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VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J.R. BARKER For For Management
1.2 ELECT DIRECTOR R.L. CARRION For For Management
1.3 ELECT DIRECTOR R.W. LANE For For Management
1.4 ELECT DIRECTOR S.O. MOOSE For For Management
1.5 ELECT DIRECTOR J. NEUBAUER For For Management
1.6 ELECT DIRECTOR T.H. O'BRIEN For For Management
1.7 ELECT DIRECTOR H.B. PRICE For For Management
1.8 ELECT DIRECTOR I.G. SEIDENBERG For For Management
1.9 ELECT DIRECTOR W.V. SHIPLEY For For Management
1.10 ELECT DIRECTOR J.R. STAFFORD For For Management
1.11 ELECT DIRECTOR R.D. STOREY For For Management
2 RATIFICATION OF INDEPENDENT AUDITOR For For Management
3 CUMULATIVE VOTING Against Abstain Shareholder
4 BOARD COMPOSITION Against Against Shareholder
5 SEPARATE CHAIRMAN AND CEO Against Against Shareholder
6 FUTURE POISON PILL Against Against Shareholder
7 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Against Against Shareholder
8 OPTIONS OR STOCK GRANTS BASED ON TRACKING Against Against Management
STOCK
9 DIVERSITY REPORT ON OPTION GRANTS TO Against Against Management
EMPLOYEES
10 REPORT ON POLITICAL CONTRIBUTIONS Against Against Shareholder
11 COLLECTION OF UNIVERSAL SERVICE AND Against Against Shareholder
NUMBER PORTABILIY FEES
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J.R. BARKER For For Management
1.2 ELECT DIRECTOR R.L. CARRION For For Management
1.3 ELECT DIRECTOR R.W. LANE For For Management
1.4 ELECT DIRECTOR S.O. MOOSE For For Management
1.5 ELECT DIRECTOR J. NEUBAUER For For Management
1.6 ELECT DIRECTOR T.H. O'BRIEN For For Management
1.7 ELECT DIRECTOR H.B. PRICE For For Management
1.8 ELECT DIRECTOR I.G. SEIDENBERG For For Management
1.9 ELECT DIRECTOR W.V. SHIPLEY For For Management
1.10 ELECT DIRECTOR J.R. STAFFORD For For Management
1.11 ELECT DIRECTOR R.D. STOREY For For Management
2 RATIFICATION OF INDEPENDENT AUDITOR For For Management
3 CUMULATIVE VOTING Against Abstain Shareholder
4 BOARD COMPOSITION Against Against Shareholder
5 SEPARATE CHAIRMAN AND CEO Against Against Shareholder
6 FUTURE POISON PILL Against Against Shareholder
7 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Against Against Shareholder
8 OPTIONS OR STOCK GRANTS BASED ON TRACKING Against Against Management
STOCK
9 DIVERSITY REPORT ON OPTION GRANTS TO Against Against Management
EMPLOYEES
10 REPORT ON POLITICAL CONTRIBUTIONS Against Against Shareholder
11 COLLECTION OF UNIVERSAL SERVICE AND Against Against Shareholder
NUMBER PORTABILIY FEES
Page 174
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VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DR. FELIX ZANDMAN For For Management
1.2 ELECT DIRECTOR PHILIPPE GAZEAU For For Management
1.3 ELECT DIRECTOR ZVI GRINFAS For For Management
1.4 ELECT DIRECTOR DR. GERALD PAUL For For Management
2 TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS VISHAY S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2004.
3 APPROVAL OF THE AMENDED AND RESTATED For For Management
VISHAY INTERTECHNOLOGY, INC. SECTION
162(M) CASH BONUS PLAN.
4 APPROVAL OF THE VISHAY INTERTECHNOLOGY, For For Management
INC. SENIOR EXECUTIVE PHANTOM STOCK PLAN.
- --------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DR. FELIX ZANDMAN For For Management
1.2 ELECT DIRECTOR PHILIPPE GAZEAU For For Management
1.3 ELECT DIRECTOR ZVI GRINFAS For For Management
1.4 ELECT DIRECTOR DR. GERALD PAUL For For Management
2 TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS VISHAY S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2004.
3 APPROVAL OF THE AMENDED AND RESTATED For For Management
VISHAY INTERTECHNOLOGY, INC. SECTION
162(M) CASH BONUS PLAN.
4 APPROVAL OF THE VISHAY INTERTECHNOLOGY, For For Management
INC. SENIOR EXECUTIVE PHANTOM STOCK PLAN.
Page 175
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VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W100
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: JUN 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT OF THE DIRECTORS For For Management
AND FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT For For Management
3 TO RE-APPOINT LORD MACLAURIN OF For For Management
KNEBWORTH, DL AS A DIRECTOR
4 TO RE-APPOINT KENNETH HYDON AS A DIRECTOR For For Management
5 TO RE-APPOINT THOMAS GEITNER AS A For For Management
DIRECTOR
6 TO RE-APPOINT PROFESSOR SIR ALEC BROERS For For Management
AS A DIRECTOR
7 TO RE-APPOINT JURGEN SCHREMPP AS A For For Management
DIRECTOR
8 TO ELECT DR. JOHN BUCHANAN AS A DIRECTOR For For Management
9 TO APPROVE A FINAL DIVIDEND OF 0.8983 PER For For Management
ORDINARY SHARE
10 TO RE-APPOINT DELOITTE & TOUCHE AS For For Management
AUDITORS
11 TO AUTHORIZE THE AUDIT COMMITTEE TO For For Management
DETERMINE THE AUDITORS REMUNERATION
12 TO AUTHORIZE DONATIONS AND EXPENDITURE For For Management
UNDER THE POLITICAL PARTIES, ELECTIONS
AND REFERENDUMS ACT 2000
13 TO RENEW AUTHORITY TO ALLOT SHARES UNDER For For Management
ARTICLE 16.2 OF THE COMPANY S ARTICLES OF
ASSOCIATION
14 TO RENEW AUTHORITY TO DISAPPLY For For Management
PRE-EMPTION RIGHTS UNDER ARTICLE 16.3 OF
THE COMPANY S ARTICLES OF ASSOCIATION
15 TO AUTHORIZE THE COMPANY S PURCHASE OF For For Management
ITS OWN SHARES *NOTE - VOTING CUT-OFF
DATE: JULY 23, 2003
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W100
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: JUN 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT OF THE DIRECTORS For For Management
AND FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT For For Management
3 TO RE-APPOINT LORD MACLAURIN OF For For Management
KNEBWORTH, DL AS A DIRECTOR
4 TO RE-APPOINT KENNETH HYDON AS A DIRECTOR For For Management
5 TO RE-APPOINT THOMAS GEITNER AS A For For Management
DIRECTOR
6 TO RE-APPOINT PROFESSOR SIR ALEC BROERS For For Management
AS A DIRECTOR
7 TO RE-APPOINT JURGEN SCHREMPP AS A For For Management
DIRECTOR
8 TO ELECT DR. JOHN BUCHANAN AS A DIRECTOR For For Management
9 TO APPROVE A FINAL DIVIDEND OF 0.8983 PER For For Management
ORDINARY SHARE
10 TO RE-APPOINT DELOITTE & TOUCHE AS For For Management
AUDITORS
11 TO AUTHORIZE THE AUDIT COMMITTEE TO For For Management
DETERMINE THE AUDITORS REMUNERATION
12 TO AUTHORIZE DONATIONS AND EXPENDITURE For For Management
UNDER THE POLITICAL PARTIES, ELECTIONS
AND REFERENDUMS ACT 2000
13 TO RENEW AUTHORITY TO ALLOT SHARES UNDER For For Management
ARTICLE 16.2 OF THE COMPANY S ARTICLES OF
ASSOCIATION
14 TO RENEW AUTHORITY TO DISAPPLY For For Management
PRE-EMPTION RIGHTS UNDER ARTICLE 16.3 OF
THE COMPANY S ARTICLES OF ASSOCIATION
15 TO AUTHORIZE THE COMPANY S PURCHASE OF For For Management
ITS OWN SHARES *NOTE - VOTING CUT-OFF
DATE: JULY 23, 2003
Page 176
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VULCAN MATERIALS COMPANY
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ORIN R. SMITH* For For Management
1.2 ELECT DIRECTOR DOUGLAS J. MCGREGOR** For For Management
1.3 ELECT DIRECTOR DONALD B. RICE** For For Management
1.4 ELECT DIRECTOR VINCENT J. TROSINO** For For Management
2 APPROVAL OF RESTRICTED STOCK PLAN FOR For Against Management
NONEMPLOYEE DIRECTORS.
3 RATIFICATION OF DELOITTE & TOUCHE LLP AS For For Management
INDEPENDENT AUDITORS FOR THE YEAR 2004.
- --------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ORIN R. SMITH* For For Management
1.2 ELECT DIRECTOR DOUGLAS J. MCGREGOR** For For Management
1.3 ELECT DIRECTOR DONALD B. RICE** For For Management
1.4 ELECT DIRECTOR VINCENT J. TROSINO** For For Management
2 APPROVAL OF RESTRICTED STOCK PLAN FOR For Against Management
NONEMPLOYEE DIRECTORS.
3 RATIFICATION OF DELOITTE & TOUCHE LLP AS For For Management
INDEPENDENT AUDITORS FOR THE YEAR 2004.
Page 177
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WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES W. BREYER For For Management
1.2 ELECT DIRECTOR M. MICHELE BURNS For For Management
1.3 ELECT DIRECTOR THOMAS M. COUGHLIN For For Management
1.4 ELECT DIRECTOR DAVID D. GLASS For For Management
1.5 ELECT DIRECTOR ROLAND A. HERNANDEZ For For Management
1.6 ELECT DIRECTOR DAWN G. LEPORE For For Management
1.7 ELECT DIRECTOR JOHN D. OPIE For For Management
1.8 ELECT DIRECTOR J. PAUL REASON For For Management
1.9 ELECT DIRECTOR H. LEE SCOTT, JR. For For Management
1.10 ELECT DIRECTOR JACK C. SHEWMAKER For For Management
1.11 ELECT DIRECTOR JOSE H. VILLARREAL For For Management
1.12 ELECT DIRECTOR JOHN T. WALTON For For Management
1.13 ELECT DIRECTOR S. ROBSON WALTON For For Management
1.14 ELECT DIRECTOR CHRISTOPHER J. WILLIAMS For For Management
2 APPROVAL OF THE ASDA COLLEAGUE SHARE For For Management
OWNERSHIP PLAN 1999
3 APPROVAL OF THE ASDA SHARESAVE PLAN 2000 For For Management
4 APPROVAL OF THE WAL-MART STORES, INC. For Against Management
2004 ASSOCIATE STOCK PURCHASE PLAN
5 RATIFICATION OF THE APPOINTMENT OF For For Management
INDEPENDENT ACCOUNTANTS
6 A SHAREHOLDER PROPOSAL REGARDING AN Against Against Shareholder
INDEPENDENT CHAIRMAN
7 A SHAREHOLDER PROPOSAL REGARDING A Against Against Shareholder
SUSTAINABILITY REPORT
8 A SHAREHOLDER PROPOSAL REGARDING EQUITY Against Against Shareholder
COMPENSATION
9 A SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
GENETICALLY ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL Against Against Shareholder
EMPLOYMENT OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
SHAREHOLDER APPROVAL OF PARTICIPATION IN
THE OFFICER DEFERRED COMPENSATION PLAN
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES W. BREYER For For Management
1.2 ELECT DIRECTOR M. MICHELE BURNS For For Management
1.3 ELECT DIRECTOR THOMAS M. COUGHLIN For For Management
1.4 ELECT DIRECTOR DAVID D. GLASS For For Management
1.5 ELECT DIRECTOR ROLAND A. HERNANDEZ For For Management
1.6 ELECT DIRECTOR DAWN G. LEPORE For For Management
1.7 ELECT DIRECTOR JOHN D. OPIE For For Management
1.8 ELECT DIRECTOR J. PAUL REASON For For Management
1.9 ELECT DIRECTOR H. LEE SCOTT, JR. For For Management
1.10 ELECT DIRECTOR JACK C. SHEWMAKER For For Management
1.11 ELECT DIRECTOR JOSE H. VILLARREAL For For Management
1.12 ELECT DIRECTOR JOHN T. WALTON For For Management
1.13 ELECT DIRECTOR S. ROBSON WALTON For For Management
1.14 ELECT DIRECTOR CHRISTOPHER J. WILLIAMS For For Management
2 APPROVAL OF THE ASDA COLLEAGUE SHARE For For Management
OWNERSHIP PLAN 1999
3 APPROVAL OF THE ASDA SHARESAVE PLAN 2000 For For Management
4 APPROVAL OF THE WAL-MART STORES, INC. For Against Management
2004 ASSOCIATE STOCK PURCHASE PLAN
5 RATIFICATION OF THE APPOINTMENT OF For For Management
INDEPENDENT ACCOUNTANTS
6 A SHAREHOLDER PROPOSAL REGARDING AN Against Against Shareholder
INDEPENDENT CHAIRMAN
7 A SHAREHOLDER PROPOSAL REGARDING A Against Against Shareholder
SUSTAINABILITY REPORT
8 A SHAREHOLDER PROPOSAL REGARDING EQUITY Against Against Shareholder
COMPENSATION
9 A SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
GENETICALLY ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL Against Against Shareholder
EMPLOYMENT OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
SHAREHOLDER APPROVAL OF PARTICIPATION IN
THE OFFICER DEFERRED COMPENSATION PLAN
Page 178
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WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 14, 2004 Meeting Type: Annual
Record Date: NOV 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DAVID W. BERNAUER For For Management
1.2 ELECT DIRECTOR WILLIAM C. FOOTE For For Management
1.3 ELECT DIRECTOR JAMES J. HOWARD For For Management
1.4 ELECT DIRECTOR ALAN G. MCNALLY For For Management
1.5 ELECT DIRECTOR CORDELL REED For For Management
1.6 ELECT DIRECTOR JEFFREY A. REIN For For Management
1.7 ELECT DIRECTOR DAVID Y. SCHWARTZ For For Management
1.8 ELECT DIRECTOR JOHN B. SCHWEMM For For Management
1.9 ELECT DIRECTOR MARILOU M. VON FERSTEL For For Management
1.10 ELECT DIRECTOR CHARLES R. WALGREEN III For For Management
2 APPROVAL OF THE AMENDED AND RESTATED For For Management
WALGREEN CO. NONEMPLOYEE DIRECTOR STOCK
PLAN.
- --------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 14, 2004 Meeting Type: Annual
Record Date: NOV 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DAVID W. BERNAUER For For Management
1.2 ELECT DIRECTOR WILLIAM C. FOOTE For For Management
1.3 ELECT DIRECTOR JAMES J. HOWARD For For Management
1.4 ELECT DIRECTOR ALAN G. MCNALLY For For Management
1.5 ELECT DIRECTOR CORDELL REED For For Management
1.6 ELECT DIRECTOR JEFFREY A. REIN For For Management
1.7 ELECT DIRECTOR DAVID Y. SCHWARTZ For For Management
1.8 ELECT DIRECTOR JOHN B. SCHWEMM For For Management
1.9 ELECT DIRECTOR MARILOU M. VON FERSTEL For For Management
1.10 ELECT DIRECTOR CHARLES R. WALGREEN III For For Management
2 APPROVAL OF THE AMENDED AND RESTATED For For Management
WALGREEN CO. NONEMPLOYEE DIRECTOR STOCK
PLAN.
Page 179
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WEATHERFORD INTERNATIONAL LTD.
Ticker: WFT Security ID: G95089101
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PHILIP BURGUIERES For For Management
1.2 ELECT DIRECTOR NICHOLAS F. BRADY For For Management
1.3 ELECT DIRECTOR DAVID J. BUTTERS For For Management
1.4 ELECT DIRECTOR BERNARD J. DUROC-DANNER For For Management
1.5 ELECT DIRECTOR SHELDON B. LUBAR For For Management
1.6 ELECT DIRECTOR WILLIAM E. MACAULAY For For Management
1.7 ELECT DIRECTOR ROBERT B. MILLARD For For Management
1.8 ELECT DIRECTOR ROBERT K. MOSES, JR. For For Management
1.9 ELECT DIRECTOR ROBERT A. RAYNE For For Management
2 APPOINTMENT OF ERNST & YOUNG LLP AS For For Management
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004, AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET ERNST & YOUNG LLP S
REMUNERATION.
- --------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD.
Ticker: WFT Security ID: G95089101
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PHILIP BURGUIERES For For Management
1.2 ELECT DIRECTOR NICHOLAS F. BRADY For For Management
1.3 ELECT DIRECTOR DAVID J. BUTTERS For For Management
1.4 ELECT DIRECTOR BERNARD J. DUROC-DANNER For For Management
1.5 ELECT DIRECTOR SHELDON B. LUBAR For For Management
1.6 ELECT DIRECTOR WILLIAM E. MACAULAY For For Management
1.7 ELECT DIRECTOR ROBERT B. MILLARD For For Management
1.8 ELECT DIRECTOR ROBERT K. MOSES, JR. For For Management
1.9 ELECT DIRECTOR ROBERT A. RAYNE For For Management
2 APPOINTMENT OF ERNST & YOUNG LLP AS For For Management
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004, AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET ERNST & YOUNG LLP S
REMUNERATION.
- --------------------------------------------------------------------------------
WERNER ENTERPRISES, INC.
Ticker: WERN Security ID: 950755108
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR CURTIS G. WERNER For For Management
1.2 ELECT DIRECTOR GERALD H. TIMMERMAN For For Management
1.3 ELECT DIRECTOR KENNETH M. BIRD For For Management
2 TO AMEND THE COMPANY S STOCK OPTION PLAN For Against Management
TO INCREASE THE NUMBER OF SHARES THAT MAY
BE OPTIONED OR SOLD UNDER THE PLAN FROM
14,583,334 TO 20,000,000.
3 TO AMEND THE COMPANY S STOCK OPTION PLAN For Against Management
TO INCREASE THE MAXIMUM AGGREGATE NUMBER
OF SHARES THAT MAY BE GRANTED TO ANY ONE
PERSON FROM 1,562,500 TO 2,562,500.
4 STOCKHOLDER PROPOSAL-BOARD INCLUSIVENESS. Against Against Shareholder
Page 180
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WERNER ENTERPRISES, INC.
Ticker: WERN Security ID: 950755108
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR CURTIS G. WERNER For For Management
1.2 ELECT DIRECTOR GERALD H. TIMMERMAN For For Management
1.3 ELECT DIRECTOR KENNETH M. BIRD For For Management
2 TO AMEND THE COMPANY S STOCK OPTION PLAN For Against Management
TO INCREASE THE NUMBER OF SHARES THAT MAY
BE OPTIONED OR SOLD UNDER THE PLAN FROM
14,583,334 TO 20,000,000.
3 TO AMEND THE COMPANY S STOCK OPTION PLAN For Against Management
TO INCREASE THE MAXIMUM AGGREGATE NUMBER
OF SHARES THAT MAY BE GRANTED TO ANY ONE
PERSON FROM 1,562,500 TO 2,562,500.
4 STOCKHOLDER PROPOSAL-BOARD INCLUSIVENESS. Against Against Shareholder
- --------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: OCT 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MATTHEW E. MASSENGILL For For Management
1.2 ELECT DIRECTOR I.M. BOOTH For For Management
1.3 ELECT DIRECTOR PETER D. BEHRENDT For For Management
1.4 ELECT DIRECTOR KATHLEEN A. COTE For For Management
1.5 ELECT DIRECTOR HENRY T. DENERO For For Management
1.6 ELECT DIRECTOR WILLIAM L. KIMSEY For For Management
1.7 ELECT DIRECTOR MICHAEL D. LAMBERT For For Management
1.8 ELECT DIRECTOR ROGER H. MOORE For For Management
1.9 ELECT DIRECTOR THOMAS E. PARDUN For For Management
2 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
1993 EMPLOYEE STOCK PURCHASE PLAN, TO
INCREASE BY 3,000,000 THE NUMBER OF
SHARES OF COMMON STOCK AVAILABLE FOR
ISSUANCE TO EMPLOYEES OF THE COMPANY
UNDER THE PLAN.
3 TO RATIFY THE SELECTION OF KPMG LLP AS For For Management
INDEPENDENT ACCOUNTANTS FOR THE COMPANY
FOR THE FISCAL YEAR ENDING JULY 2, 2004.
Page 181
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WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: OCT 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MATTHEW E. MASSENGILL For For Management
1.2 ELECT DIRECTOR I.M. BOOTH For For Management
1.3 ELECT DIRECTOR PETER D. BEHRENDT For For Management
1.4 ELECT DIRECTOR KATHLEEN A. COTE For For Management
1.5 ELECT DIRECTOR HENRY T. DENERO For For Management
1.6 ELECT DIRECTOR WILLIAM L. KIMSEY For For Management
1.7 ELECT DIRECTOR MICHAEL D. LAMBERT For For Management
1.8 ELECT DIRECTOR ROGER H. MOORE For For Management
1.9 ELECT DIRECTOR THOMAS E. PARDUN For For Management
2 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
1993 EMPLOYEE STOCK PURCHASE PLAN, TO
INCREASE BY 3,000,000 THE NUMBER OF
SHARES OF COMMON STOCK AVAILABLE FOR
ISSUANCE TO EMPLOYEES OF THE COMPANY
UNDER THE PLAN.
3 TO RATIFY THE SELECTION OF KPMG LLP AS For For Management
INDEPENDENT ACCOUNTANTS FOR THE COMPANY
FOR THE FISCAL YEAR ENDING JULY 2, 2004.
- --------------------------------------------------------------------------------
WISCONSIN ENERGY CORPORATION
Ticker: WEC Security ID: 976657106
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ROBERT A. CORNOG For For Management
1.2 ELECT DIRECTOR GALE E. KLAPPA For For Management
1.3 ELECT DIRECTOR F.P. STRATTON, JR. For For Management
2 APPROVE AMENDING THE BYLAWS TO DECLASSIFY For For Management
THE BOARD AND ALLOW FOR ANNUAL ELECTION
OF ALL DIRECTORS.
- --------------------------------------------------------------------------------
WISCONSIN ENERGY CORPORATION
Ticker: WEC Security ID: 976657106
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ROBERT A. CORNOG For For Management
1.2 ELECT DIRECTOR GALE E. KLAPPA For For Management
1.3 ELECT DIRECTOR F.P. STRATTON, JR. For For Management
2 APPROVE AMENDING THE BYLAWS TO DECLASSIFY For For Management
THE BOARD AND ALLOW FOR ANNUAL ELECTION
OF ALL DIRECTORS.
Page 182
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YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR TERRY S. SEMEL For For Management
1.2 ELECT DIRECTOR JERRY YANG For For Management
1.3 ELECT DIRECTOR ROY J. BOSTOCK For For Management
1.4 ELECT DIRECTOR RONALD W. BURKLE For For Management
1.5 ELECT DIRECTOR ERIC HIPPEAU For For Management
1.6 ELECT DIRECTOR ARTHUR H. KERN For For Management
1.7 ELECT DIRECTOR ROBERT A. KOTICK For For Management
1.8 ELECT DIRECTOR EDWARD R. KOZEL For For Management
1.9 ELECT DIRECTOR GARY L. WILSON For For Management
2 AMENDMENT OF THE AMENDED AND RESTATED For For Management
1996 EMPLOYEE STOCK PURCHASE PLAN.
3 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITORS.
4 STOCKHOLDER PROPOSAL REGARDING EXPENSING Against Against Shareholder
OF OPTIONS.
- --------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR TERRY S. SEMEL For For Management
1.2 ELECT DIRECTOR JERRY YANG For For Management
1.3 ELECT DIRECTOR ROY J. BOSTOCK For For Management
1.4 ELECT DIRECTOR RONALD W. BURKLE For For Management
1.5 ELECT DIRECTOR ERIC HIPPEAU For For Management
1.6 ELECT DIRECTOR ARTHUR H. KERN For For Management
1.7 ELECT DIRECTOR ROBERT A. KOTICK For For Management
1.8 ELECT DIRECTOR EDWARD R. KOZEL For For Management
1.9 ELECT DIRECTOR GARY L. WILSON For For Management
2 AMENDMENT OF THE AMENDED AND RESTATED For For Management
1996 EMPLOYEE STOCK PURCHASE PLAN.
3 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITORS.
4 STOCKHOLDER PROPOSAL REGARDING EXPENSING Against Against Shareholder
OF OPTIONS.
========= THE TRAVELERS SERIES TRUST - FEDERATED HIGH YIELD PORTFOLIO ==========
AMF BOWLING WORLDWIDE INC.
Ticker: AMBWQ Security ID: 30985105
Meeting Date: FEB 26, 2004 Meeting Type: Special
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve merger/acquisition. FOR FOR Management
- --------------------------------------------------------------------------------
MCLEODUSA INCORPORATED
Ticker: MCLD Security ID: 582266805
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
Page 183
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NTL INCORPORATED
Ticker: NTLI Security ID: 62940M104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors FOR Take No Management
Action
2 Ratify Selection of Auditors FOR Take No Management
Action
3 Adopt Stock Option Plan FOR Take No Management
Action
4 Approve Annual Bonus Plan FOR Take No Management
Action
5 Adopt Employee Stock Purchase Plan FOR Take No Management
Action
- --------------------------------------------------------------------------------
VIATEL HOLDING
Ticker: VTLAF Security ID: G93447103
Meeting Date: APR 6, 2004 Meeting Type: Special
Record Date: FEB 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase authorized capital. FOR FOR Management
2 Approve creation of special share. FOR FOR Management
3 Amend articles to reflect change in the FOR FOR Management
number of Board members.
4 Amend articles to implement amendments at FOR FOR Management
close of meeting.
============ THE TRAVELERS SERIES TRUST - FEDERATED STOCK PORTFOLIO ============
"SEARS, ROEBUCK & CO"
Ticker: S Security ID: 812387108
Meeting Date: MAY 13, 2004 Meeting Type: ANNUAL
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect William L. Bax FOR FOR Management
1.02 Elect Donald J. Carty FOR FOR Management
1.03 Elect Alan J. Lacy FOR FOR Management
1.04 Elect Hugh B. Price FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Repeal Classified Board AGAINST AGAINST Shareholder
4 SP-Redeem or Vote on Poison Pill AGAINST FOR Shareholder
5 SP-Majority Vote Shareholder Committee AGAINST AGAINST Shareholder
Page 184
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AIR PRODUCTS AND CHEMICALS
Ticker: APD Security ID: 9158106
Meeting Date: JAN 22, 2004 Meeting Type: ANNUAL
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect W. Douglas Ford FOR FOR Management
1.02 Elect James F. Hardymon FOR FOR Management
1.03 Elect Paula G. Rosput FOR FOR Management
1.04 Elect Lawrason D. Thomas FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
- --------------------------------------------------------------------------------
ALCOA
Ticker: AA Security ID: 13817101
Meeting Date: APR 30, 2004 Meeting Type: ANNUAL
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Alain J.P. Belda FOR FOR Management
1.02 Elect Carlos Ghosn FOR FOR Management
1.03 Elect Henry B. Schacht FOR FOR Management
1.04 Elect Franklin A. Thomas FOR FOR Management
2 Adopt Stock Option Plan FOR AGAINST Management
3.01 SP-Link Executive Pay to Social Criteria AGAINST AGAINST Shareholder
3.02 SP-Golden Parachutes AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
ALLSTATE CORP
Ticker: ALL Security ID: 20002101
Meeting Date: MAY 18, 2004 Meeting Type: ANNUAL
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect F. Duane Ackerman FOR FOR Management
1.02 Elect James G. Andress FOR FOR Management
1.03 Elect Edward A. Brennan FOR FOR Management
1.04 Elect W. James Farrell FOR FOR Management
1.05 Elect Jack M. Greenberg FOR FOR Management
1.06 Elect Ronald T. LeMay FOR FOR Management
1.07 Elect Edward M. Liddy FOR FOR Management
1.08 Elect J. Christopher Reyes FOR FOR Management
1.09 Elect H. John Riley Jr. FOR FOR Management
1.1 Elect Joshua I. Smith FOR FOR Management
1.11 Elect Judith A. Sprieser FOR FOR Management
1.12 Elect Mary Alice Taylor FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Approve Annual Bonus Plan FOR FOR Management
4 Approve Long-Term Bonus Plan FOR FOR Management
5 SP-Adopt Cumulative Voting AGAINST AGAINST Shareholder
Page 185
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ALTRIA GROUP
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: ANNUAL
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Elizabeth E. Bailey FOR FOR Management
1.02 Elect Mathis Cabiallavetta FOR FOR Management
1.03 Elect Loius C. Camilleri FOR FOR Management
1.04 Elect Dudley Fishburn FOR FOR Management
1.05 Elect Robert E.R. Huntley FOR FOR Management
1.06 Elect Thomas W. Jones FOR FOR Management
1.07 Elect Lucio A. Noto FOR FOR Management
1.08 Elect John S. Reed FOR FOR Management
1.09 Elect Carlos Slim Helu FOR FOR Management
1.1 Elect Stephen M. Wolf FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Review or Reduce Tobacco Harm to AGAINST AGAINST Shareholder
Health
4 SP-Review or Reduce Tobacco Harm to AGAINST AGAINST Shareholder
Health
5 SP-Review Political Spending AGAINST AGAINST Shareholder
6 SP-Review or Reduce Tobacco Harm to AGAINST AGAINST Shareholder
Health
7 SP-Review or Reduce Tobacco Harm to AGAINST AGAINST Shareholder
Health
8 SP-Independent Board Chairman AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP
Ticker: AIG Security ID: 26874107
Meeting Date: MAY 19, 2004 Meeting Type: ANNUAL
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect M. Bernard Aidinoff FOR FOR Management
1.02 Elect Pei-Yuan Chia FOR FOR Management
1.03 Elect Marshall A. Cohen FOR FOR Management
1.04 Elect William S. Cohen FOR FOR Management
1.05 Elect Martin S. Feldstein FOR FOR Management
1.06 Elect Ellen V. Futter FOR FOR Management
1.07 Elect Maurice R. Greenberg FOR FOR Management
1.08 Elect Carla A. Hills FOR FOR Management
1.09 Elect Frank J. Hoenemeyer FOR FOR Management
1.1 Elect Richard C. Holbrooke FOR FOR Management
1.11 Elect Donald P. Kanak FOR FOR Management
1.12 Elect Howard I. Smith FOR FOR Management
1.13 Elect Martin J. Sullivan FOR FOR Management
1.14 Elect Edmund S.W. Tse FOR FOR Management
1.15 Elect Frank G. Zarb FOR FOR Management
2 Approve Annual Bonus Plan FOR FOR Management
3 Adopt Director Stock Award Plan FOR FOR Management
4 Ratify Selection of Auditors FOR FOR Management
5 SP-Review Political Spending AGAINST AGAINST Shareholder
6 SP-Sever Links with Tobacco Industry AGAINST AGAINST Shareholder
7 SP-Link Executive Pay to Social Criteria AGAINST AGAINST Shareholder
Page 186
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AON CORP
Ticker: AOC Security ID: 37389103
Meeting Date: MAY 21, 2004 Meeting Type: ANNUAL
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Edgar D. Jannotta FOR FOR Management
1.02 Elect P.J. Kalff FOR FOR Management
1.03 Elect Lester B. Knight FOR FOR Management
1.04 Elect J. Michael Losh FOR FOR Management
1.05 Elect Eden R Martin FOR FOR Management
1.06 Elect Andrew J. McKenna FOR FOR Management
1.07 Elect Robert S. Morrison FOR FOR Management
1.08 Elect Richard C. Notebaert FOR FOR Management
1.09 Elect Michael D. O'Halleran FOR FOR Management
1.1 Elect John W. Rogers Jr. FOR FOR Management
1.11 Elect Patrick G. Ryan FOR FOR Management
1.12 Elect Gloria Santona FOR FOR Management
1.13 Elect Carolyn Y. Woo FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
- --------------------------------------------------------------------------------
BANK OF AMERICA
Ticker: BAC Security ID: 60505104
Meeting Date: MAR 17, 2004 Meeting Type: SPECIAL
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Common Stock Issuance FOR FOR Management
Page 187
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BANK OF AMERICA
Ticker: BAC Security ID: 60505104
Meeting Date: MAR 17, 2004 Meeting Type: SPECIAL
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger/Acquisition FOR FOR Management
2 Adopt Stock Option Plan FOR AGAINST Management
3 Increase Authorized Common Stock FOR AGAINST Management
4 Adjourn Meeting FOR FOR Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP
Ticker: BAC Security ID: 60505104
Meeting Date: MAY 26, 2004 Meeting Type: ANNUAL
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect William Barnet III FOR FOR Management
1.02 Elect Charles W. Coker FOR FOR Management
1.03 Elect John T. Collins FOR FOR Management
1.04 Elect Gary L. Countryman FOR FOR Management
1.05 Elect Paul Fulton FOR FOR Management
1.06 Elect Charles K. Gifford FOR FOR Management
1.07 Elect Donald E. Guinn FOR FOR Management
1.08 Elect James H. Hance Jr. FOR FOR Management
1.09 Elect Kenneth D. Lewis FOR FOR Management
1.1 Elect Walter E. Massey FOR FOR Management
1.11 Elect J. Thomas May FOR FOR Management
1.12 Elect C. Steven McMillan FOR FOR Management
1.13 Elect Eugene M. McQuade FOR FOR Management
1.14 Elect Patricia E. Mitchell FOR FOR Management
1.15 Elect Edward L. Romero FOR FOR Management
1.16 Elect Thomas M. Ryan FOR FOR Management
1.17 Elect O. Temple Sloan Jr. FOR FOR Management
1.18 Elect Meredith R. Spangler FOR FOR Management
1.19 Elect Jackie M. Ward FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Change Annual Meeting Date AGAINST AGAINST Shareholder
4 SP-Double Board Nominees AGAINST AGAINST Shareholder
5 SP-Limit or End Charitable Giving AGAINST AGAINST Shareholder
6 SP-Mutual Funds Review Committee AGAINST AGAINST Shareholder
7 SP-Ensure Customer Privacy AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
BEAR STEARNS
Ticker: BSC Security ID: 73902108
Meeting Date: MAR 31, 2004 Meeting Type: ANNUAL
Record Date: FEB 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect James E. Cayne FOR FOR Management
1.02 Elect Carl D. Glickman FOR FOR Management
1.03 Elect Alan C. Greenberg FOR FOR Management
1.04 Elect Donald J. Harrington FOR FOR Management
1.05 Elect William L. Mack FOR FOR Management
1.06 Elect Fred T. Nickell FOR FOR Management
1.07 Elect Paul A. Novelly FOR FOR Management
1.08 Elect Frederic V. Salerno FOR FOR Management
1.09 Elect Alan D. Schwartz FOR FOR Management
1.1 Elect Warren J. Spector FOR FOR Management
1.11 Elect Vincent Tese FOR FOR Management
2 Adopt Stock Award Plan FOR AGAINST Management
3 Add Shares to Stock Option Plan FOR AGAINST Management
4 Adopt Stock Award Plan FOR AGAINST Management
5 Ratify Selection of Auditors FOR FOR Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC
Ticker: BSX Security ID: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: SPECIAL
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock FOR FOR Management
Page 188
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BP
Ticker: BP Security ID: 55622104
Meeting Date: APR 15, 2004 Meeting Type: ANNUAL
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John Browne of Madingley FOR FOR Management
2 Elect Byron Grote FOR FOR Management
3 Elect H.M. Miles FOR FOR Management
4 Elect Robin Nicholson FOR FOR Management
5 Elect Richard Olver FOR FOR Management
6 Elect Ian Prosser FOR FOR Management
7 Elect Antony Burgmans FOR FOR Management
8 Appoint Auditors and Set Their Fees FOR AGAINST Management
9 Amend Board Election Rules FOR AGAINST Management
9 Amend Articles Regarding Treasury Shares FOR AGAINST Management
10 Issue Stock w/ Preemptive Rights FOR AGAINST Management
11 Issue Stock w/o Preemptive Rights FOR FOR Management
12 Authorize Share Repurchase FOR FOR Management
13 Reissuance of Shares/Treasury Stock FOR AGAINST Management
14 Approve Remuneration Policy FOR AGAINST Management
15 Approve Directors' Fees FOR FOR Management
16 Approve Financial Statements FOR FOR Management
17 SP-Report on Environmental Performance AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL
Ticker: COF Security ID: 14040H105
Meeting Date: APR 29, 2004 Meeting Type: ANNUAL
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect W. Ronald Dietz FOR FOR Management
1.02 Elect Lewis Hay III FOR FOR Management
1.03 Elect Mayo A. Shattuck III FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Adopt Stock Option Plan FOR AGAINST Management
- --------------------------------------------------------------------------------
CENDANT
Ticker: CD Security ID: 151313103
Meeting Date: APR 20, 2004 Meeting Type: ANNUAL
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect M. Brian Mulroney FOR FOR Management
1.02 Elect Ronald L. Nelson FOR FOR Management
1.03 Elect Robert W. Pittman FOR FOR Management
1.04 Elect Myra J. Biblowit FOR FOR Management
1.05 Elect Sheli Z. Rosenberg FOR FOR Management
2 Repeal Classified Board FOR FOR Management
3 Ratify Selection of Auditors FOR FOR Management
4 SP-Independent Board Chairman AGAINST AGAINST Shareholder
5 SP-Cap Executive Pay AGAINST AGAINST Shareholder
Page 189
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CHEVRONTEXACO
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: ANNUAL
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Samuel H. Armacost FOR FOR Management
1.02 Elect Robert E. Denham FOR FOR Management
1.03 Elect Robert J. Eaton FOR FOR Management
1.04 Elect Samuel L. Ginn FOR FOR Management
1.05 Elect Carla A. Hills FOR FOR Management
1.06 Elect Franklyn G. Jenifer FOR FOR Management
1.07 Elect J. Bennett Johnston FOR FOR Management
1.08 Elect Samuel A. Nunn Jr. FOR FOR Management
1.09 Elect David J. O'Reilly FOR FOR Management
1.1 Elect Peter J. Robertson FOR FOR Management
1.11 Elect Charles R. Shoemate FOR FOR Management
1.12 Elect Carl Ware FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Approve Poison Pill Policy FOR AGAINST Management
4 Adopt Stock Option Plan FOR AGAINST Management
5 SP-Review AIDS Pandemic's Impact on AGAINST AGAINST Shareholder
Company
6 SP-Review Political Spending AGAINST AGAINST Shareholder
7 SP-Require Majority Vote to Elect AGAINST AGAINST Shareholder
Directors
8 SP-Control Generation of Pollutants AGAINST AGAINST Shareholder
9 SP-Review Energy Efficiency & Renewables AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
COMPUTER SCIENCES
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 11, 2003 Meeting Type: ANNUAL
Record Date: JUN 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors FOR FOR Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: ANNUAL
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect David L. Boren FOR FOR Management
1.02 Elect James E. Copeland Jr. FOR FOR Management
1.03 Elect Kenneth M. Duberstein FOR FOR Management
1.04 Elect Ruth R. Harkin FOR FOR Management
1.05 Elect William R. Rhodes FOR FOR Management
1.06 Elect J. Stapleton Roy FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Adopt Stock Option Plan FOR FOR Management
4 SP-Link Executive Pay to Social Criteria AGAINST AGAINST Shareholder
5 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
6 SP-Preserve/Report on Natural Habitat AGAINST AGAINST Shareholder
Page 190
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DISNEY (WALT)
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 3, 2004 Meeting Type: ANNUAL
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect John E. Bryson FOR AGAINST Management
1.02 Elect John S. Chen FOR AGAINST Management
1.03 Elect Michael D. Eisner FOR AGAINST Management
1.04 Elect Judith L. Estrin FOR AGAINST Management
1.05 Elect Robert A. Iger FOR AGAINST Management
1.06 Elect Aylwin B. Lewis FOR AGAINST Management
1.07 Elect Monica C. Lozano FOR AGAINST Management
1.08 Elect Robert W. Matschullat FOR AGAINST Management
1.09 Elect George J. Mitchell FOR AGAINST Management
1.1 Elect Leo J. O'Donovan FOR AGAINST Management
1.11 Elect Gary L. Wilson FOR AGAINST Management
2 Ratify Selection of Auditors FOR FOR Management
3 Adopt Code of Conduct for China AGAINST AGAINST Management
Operations
4 Review Labor Standards in China AGAINST AGAINST Management
Operations
5 Report on Amusement Park Safety Policy AGAINST AGAINST Management
- --------------------------------------------------------------------------------
DU PONT (E.I.) DE NEMOURS
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2004 Meeting Type: ANNUAL
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Alain J.P. Belda FOR FOR Management
1.02 Elect Richard H. Brown FOR FOR Management
1.03 Elect Curtis J. Crawford FOR FOR Management
1.04 Elect John T. Dillon FOR FOR Management
1.05 Elect Louisa C. Duemling FOR FOR Management
1.06 Elect Charles O. Holliday Jr. FOR FOR Management
1.07 Elect Deborah C. Hopkins FOR FOR Management
1.08 Elect Lois D. Juliber FOR FOR Management
1.09 Elect Masahisa Naitoh FOR FOR Management
1.1 Elect William K. Reilly FOR FOR Management
1.11 Elect H. Rodney Sharp III FOR FOR Management
1.12 Elect Charles M. Vest FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Disclose Prior Government Service AGAINST AGAINST Shareholder
4 SP-Monitor/Adopt ILO Conventions AGAINST AGAINST Shareholder
5 SP-Link Executive Pay to Social Criteria AGAINST AGAINST Shareholder
Page 191
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ELECTRONIC DATA SYSTEMS CORP
Ticker: EDS Security ID: 285661104
Meeting Date: MAY 25, 2004 Meeting Type: ANNUAL
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Roger A. Enrico FOR FOR Management
1.02 Elect Ellen M. Hancock FOR FOR Management
1.03 Elect C. Robert Kidder FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Repeal Classified Board AGAINST AGAINST Shareholder
4 SP-Redeem or Vote on Poison Pill AGAINST FOR Shareholder
5 SP-Eliminate Supermajority Provision AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
ENSCO INTERNATIONAL INC
Ticker: ESV Security ID: 26874Q100
Meeting Date: MAY 11, 2004 Meeting Type: ANNUAL
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect David M. Carmichael FOR FOR Management
1.02 Elect Thomas L. Kelly II FOR FOR Management
1.03 Elect Rita M. Rodriguez FOR FOR Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORP
Ticker: Security ID: 2666864
Meeting Date: MAY 26, 2004 Meeting Type: ANNUAL
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Michael J. Boskin FOR FOR Management
1.02 Elect James R. Houghton FOR FOR Management
1.03 Elect William R. Howell FOR FOR Management
1.04 Elect Reatha Clark King FOR FOR Management
1.05 Elect Philip E. Lippincott FOR FOR Management
1.06 Elect Harry J. Longwell FOR FOR Management
1.07 Elect Henry A. McKinnell Jr. FOR FOR Management
1.08 Elect Marilyn Carlson Nelson FOR FOR Management
1.09 Elect Lee R. Raymond FOR FOR Management
1.1 Elect Walter V. Shipley FOR FOR Management
1.11 Elect Rex W. Tillerson FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Adopt Director Stock Award Plan FOR FOR Management
4 SP-Affirm Political Nonpartisanship AGAINST AGAINST Shareholder
5 SP-Review Political Spending AGAINST AGAINST Shareholder
6 SP-Review Operations' Impact on Local AGAINST AGAINST Shareholder
Groups
7 SP-Independent Board Chairman AGAINST AGAINST Shareholder
8 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
9 SP-Link Executive Pay to Social Criteria AGAINST AGAINST Shareholder
10 SP-Adopt Sexual Orientation Anti-Bias AGAINST AGAINST Shareholder
Policy
11 SP-Report or Take Action on Climate AGAINST AGAINST Shareholder
Change
Page 192
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FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: ANNUAL
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Stephen B. Ashley FOR FOR Management
1.02 Elect Kenneth M. Duberstein FOR FOR Management
1.03 Elect Thomas P. Gerrity FOR FOR Management
1.04 Elect Timothy Howard FOR FOR Management
1.05 Elect Ann McLaughlin Korologos FOR FOR Management
1.06 Elect Frederic V. Malek FOR FOR Management
1.07 Elect Donald B. Marron FOR FOR Management
1.08 Elect Daniel H. Mudd FOR FOR Management
1.09 Elect Anne M. Mulcahy FOR FOR Management
1.1 Elect Joe K. Pickett FOR FOR Management
1.11 Elect Leslie Rahl FOR FOR Management
1.12 Elect Franklin D. Raines FOR FOR Management
1.13 Elect H. Patrick Swygert FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Add Shares to Employee Stock Purchase FOR AGAINST Management
Plan
4 SP-Adopt Cumulative Voting AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
FEDERATED DEPT STORES
Ticker: FD Security ID: 31410H101
Meeting Date: MAY 21, 2004 Meeting Type: ANNUAL
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Sara L. Levinson FOR FOR Management
1.02 Elect Joseph Neubauer FOR FOR Management
1.03 Elect Joseph A. Pichler FOR FOR Management
1.04 Elect Karl M. von der Heyden FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Add Shares to Stock Option Plan FOR AGAINST Management
4 SP-Repeal Classified Board AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
FIRST DATA
Ticker: FDC Security ID: 319963104
Meeting Date: OCT 28, 2003 Meeting Type: SPECIAL
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Common Stock Issuance FOR FOR Management
Page 193
- --------------------------------------------------------------------------------
FIRST DATA
Ticker: FDC Security ID: 319963104
Meeting Date: OCT 28, 2003 Meeting Type: SPECIAL
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger/Acquisition FOR FOR Management
- --------------------------------------------------------------------------------
FIRST DATA CORP
Ticker: FDC Security ID: 319963104
Meeting Date: MAY 19, 2004 Meeting Type: ANNUAL
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Henry C. Duques FOR FOR Management
1.02 Elect Charles T. Fote FOR FOR Management
1.03 Elect Richard P. Kiphart FOR FOR Management
1.04 Elect Joan E. Spero FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
- --------------------------------------------------------------------------------
FIRSTENERGY CORP
Ticker: FE Security ID: 337932107
Meeting Date: MAY 18, 2004 Meeting Type: ANNUAL
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Paul T. Addison FOR FOR Management
1.02 Elect Ernest J. Novak Jr. FOR FOR Management
1.03 Elect John M. Pietruski FOR FOR Management
1.04 Elect Catherine A. Rein FOR FOR Management
1.05 Elect Robert C. Savage FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Repeal Classified Board FOR FOR Management
4 Eliminate Supermajority Requirement FOR FOR Management
5 Adopt Deferred Compensation Plan FOR FOR Management
6 Adopt Deferred Compensation Plan FOR FOR Management
7 SP-Expense Stock Options AGAINST AGAINST Shareholder
8 SP-Redeem or Vote on Poison Pill AGAINST FOR Shareholder
9 SP-Review Political Spending AGAINST AGAINST Shareholder
10 SP-Golden Parachutes AGAINST FOR Shareholder
Page 194
- --------------------------------------------------------------------------------
FORD MOTOR CO
Ticker: F Security ID: 345370860
Meeting Date: MAY 13, 2004 Meeting Type: ANNUAL
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect John R. H. Bond FOR FOR Management
1.02 Elect Stephen G. Butler FOR FOR Management
1.03 Elect Kimberly A. Casiano FOR FOR Management
1.04 Elect Edsel B. Ford II FOR FOR Management
1.05 Elect William Clay Ford FOR FOR Management
1.06 Elect William Clay Ford Jr. FOR FOR Management
1.07 Elect Irvine O. Hockaday Jr. FOR FOR Management
1.08 Elect Marie-Josee Kravis FOR FOR Management
1.09 Elect Richard A. Manoogian FOR FOR Management
1.1 Elect Ellen R. Marram FOR FOR Management
1.11 Elect Homer A. Neal FOR FOR Management
1.12 Elect Jorma J. Ollila FOR FOR Management
1.13 Elect Carl E. Reichardt FOR FOR Management
1.14 Elect Robert E. Rubin FOR FOR Management
1.15 Elect Nicholas V. Scheele FOR FOR Management
1.16 Elect John L. Thornton FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Disclose Executive Compensation AGAINST AGAINST Shareholder
4 SP-Investigate Family/Company AGAINST AGAINST Shareholder
Relationships
5 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
6 SP-Increase Board Independence AGAINST AGAINST Shareholder
7 SP-Report or Take Action on Climate AGAINST AGAINST Shareholder
Change
- --------------------------------------------------------------------------------
FPL GROUP INC
Ticker: FPL Security ID: 302571104
Meeting Date: MAY 21, 2004 Meeting Type: ANNUAL
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect H. Jesse Arnelle FOR FOR Management
1.02 Elect Sherry S. Barrat FOR FOR Management
1.03 Elect Robert M. Beall II FOR FOR Management
1.04 Elect J. Hyatt Brown FOR FOR Management
1.05 Elect James L. Camaren FOR FOR Management
1.06 Elect Lewis Hay III FOR FOR Management
1.07 Elect Frederic V. Malek FOR FOR Management
1.08 Elect Michael H. Thaman FOR FOR Management
1.09 Elect Paul R. Tregurtha FOR FOR Management
1.1 Elect Frank G. Zarb FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Adopt Stock Option Plan FOR AGAINST Management
4 Reapprove Option/Bonus Plan for OBRA FOR FOR Management
5 Reapprove Option/Bonus Plan for OBRA FOR FOR Management
6 Increase Authorized Common Stock FOR AGAINST Management
Page 195
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GAP INC
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 12, 2004 Meeting Type: ANNUAL
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Adrian D.P. Bellamy FOR FOR Management
1.02 Elect Donald G. Fisher FOR FOR Management
1.03 Elect Doris F. Fisher FOR FOR Management
1.04 Elect Robert J. Fisher FOR FOR Management
1.05 Elect Glenda A. Hatchett FOR FOR Management
1.06 Elect Penelope L. Hughes FOR FOR Management
1.07 Elect Bob L. Martin FOR FOR Management
1.08 Elect Jorge P. Montoya FOR FOR Management
1.09 Elect Paul S. Pressler FOR FOR Management
1.1 Elect James M. Schneider FOR FOR Management
1.11 Elect Mayo A. Shattuck III FOR FOR Management
1.12 Elect Howard P. Behar FOR FOR Management
1.13 Elect Margaret C. Whitman FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Amend Annual Bonus Plan FOR FOR Management
4 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
GENERAL MILLS
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2003 Meeting Type: ANNUAL
Record Date: JUL 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors FOR FOR Management
2 Ratify Selection of Auditors FOR AGAINST Management
3 Adopt Stock Option Plan FOR AGAINST Management
- --------------------------------------------------------------------------------
GENERAL MOTORS
Ticker: GM Security ID: 370442105
Meeting Date: OCT 3, 2003 Meeting Type: ANNUAL
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Non-Technical Charter Amendm FOR FOR Management
2 Ratify Spin-Off Company Charter FOR FOR Management
3 Approve Spin-off FOR FOR Management
4 Approve Sale of Assets FOR FOR Management
5 Approve Sale of Assets FOR FOR Management
6 Eliminate Dual Class Stock FOR AGAINST Management
Page 196
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GENERAL MOTORS CORP
Ticker: GM Security ID: 370442105
Meeting Date: JUN 2, 2004 Meeting Type: ANNUAL
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Percy N. Barnevik FOR FOR Management
1.02 Elect John H. Bryan FOR FOR Management
1.03 Elect Armando M. Codina FOR FOR Management
1.04 Elect George M.C. Fisher FOR FOR Management
1.05 Elect Karen Katen FOR FOR Management
1.06 Elect Kent Kresa FOR FOR Management
1.07 Elect Alan G. Lafley FOR FOR Management
1.08 Elect Philip A. Laskawy FOR FOR Management
1.09 Elect E. Stanley O'Neal FOR FOR Management
1.1 Elect Eckhard Pfeiffer FOR FOR Management
1.11 Elect G. Richard Wagoner Jr. FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
4 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
5 SP-Independent Board Chairman AGAINST AGAINST Shareholder
6 SP-Increase Key Committee Independence AGAINST AGAINST Shareholder
7 SP-Report or Take Action on Climate AGAINST AGAINST Shareholder
Change
8 SP-Golden Parachutes AGAINST FOR Shareholder
9 SP-Require Option Shares to Be Held AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2004 Meeting Type: ANNUAL
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect John P. Browne of Madingley FOR FOR Management
1.02 Elect Claes Dahlback FOR FOR Management
1.03 Elect James A. Johnson FOR FOR Management
1.04 Elect Lois D. Juliber FOR FOR Management
1.05 Elect Lloyd C. Blankfein FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Repeal Classified Board AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
H & R BLOCK
Ticker: HRB Security ID: 93671105
Meeting Date: SEP 10, 2003 Meeting Type: ANNUAL
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors FOR FOR Management
2 Amend Stock Option Plan FOR FOR Management
3 Ratify Selection of Auditors FOR FOR Management
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HALLIBURTON CO
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2004 Meeting Type: ANNUAL
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Robert L. Crandall FOR FOR Management
1.02 Elect Kenneth T. Derr FOR FOR Management
1.03 Elect Charles J. DiBona FOR FOR Management
1.04 Elect William R. Howell FOR FOR Management
1.05 Elect Ray L. Hunt FOR FOR Management
1.06 Elect David J. Lesar FOR FOR Management
1.07 Elect Aylwin B. Lewis FOR FOR Management
1.08 Elect J. Landis Martin FOR FOR Management
1.09 Elect Jay A. Precourt FOR FOR Management
1.1 Elect Debra L. Reed FOR FOR Management
1.11 Elect C. J. Silas FOR FOR Management
2 Increase Authorized Common Stock FOR AGAINST Management
3 SP-Report on Ties to State Sponsors of AGAINST AGAINST Shareholder
Terror
4 SP-Require Majority Vote to Elect AGAINST AGAINST Shareholder
Directors
5 SP-Independent Board Chairman AGAINST AGAINST Shareholder
Page 197
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HARTFORD FINANCIAL SERVICES GROUP INC
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 20, 2004 Meeting Type: ANNUAL
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Ramani Ayer FOR FOR Management
1.02 Elect Ronald E. Ferguson FOR FOR Management
1.03 Elect Edward J. Kelly III FOR FOR Management
1.04 Elect Paul G. Kirk Jr. FOR FOR Management
1.05 Elect Thomas M. Marra FOR FOR Management
1.06 Elect Gail J. McGovern FOR FOR Management
1.07 Elect Robert W. Selander FOR FOR Management
1.08 Elect Charles B. Strauss FOR FOR Management
1.09 Elect H. Patrick Swygert FOR FOR Management
1.1 Elect Gordon I. Ulmer FOR FOR Management
1.11 Elect David K. Zwiener FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
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HEWLETT-PACKARD
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: ANNUAL
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Lawrence T. Babbio Jr. FOR FOR Management
1.02 Elect Patricia C. Dunn FOR FOR Management
1.03 Elect Carleton S. Fiorina FOR FOR Management
1.04 Elect Richard A. Hackborn FOR FOR Management
1.05 Elect George A. Keyworth II FOR FOR Management
1.06 Elect Robert E. Knowling Jr. FOR FOR Management
1.07 Elect Sanford M. Litvack FOR FOR Management
1.08 Elect Robert L. Ryan FOR FOR Management
1.09 Elect Lucille S. Salhany FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Adopt Stock Option Plan FOR AGAINST Management
4 SP-Expense Stock Options AGAINST AGAINST Shareholder
Page 198
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HOME DEPOT INC
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: ANNUAL
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Gregory D. Brenneman FOR FOR Management
1.02 Elect Richard H. Brown FOR FOR Management
1.03 Elect John L. Clendenin FOR FOR Management
1.04 Elect Berry R. Cox FOR FOR Management
1.05 Elect Claudio X. Gonzalez Laporte FOR FOR Management
1.06 Elect Milledge A. Hart III FOR FOR Management
1.07 Elect Bonnie Guiton Hill FOR FOR Management
1.08 Elect Kenneth G. Langone FOR FOR Management
1.09 Elect Robert L. Nardelli FOR FOR Management
1.1 Elect Roger S. Penske FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Director Tenure/Retirement Age AGAINST AGAINST Shareholder
4 SP-Redeem or Vote on Poison Pill AGAINST FOR Shareholder
5 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
6 SP-Monitor/Adopt ILO Conventions AGAINST AGAINST Shareholder
7 SP-Golden Parachutes AGAINST FOR Shareholder
8 SP-Require Majority Vote to Elect AGAINST AGAINST Shareholder
Directors
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INTERNATIONAL BUSINESS MACHINES
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: ANNUAL
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Cathleen P. Black FOR FOR Management
1.02 Elect Kenneth I. Chenault FOR FOR Management
1.03 Elect Carlos Ghosn FOR FOR Management
1.04 Elect Nannerl O. Keohane FOR FOR Management
1.05 Elect Charles F. Knight FOR FOR Management
1.06 Elect Lucio A. Noto FOR FOR Management
1.07 Elect Samuel J. Palmisano FOR FOR Management
1.08 Elect John B. Slaughter FOR FOR Management
1.09 Elect Joan E. Spero FOR FOR Management
1.1 Elect Sidney Taurel FOR FOR Management
1.11 Elect Charles M. Vest FOR FOR Management
1.12 Elect Lorenzo H. Zambrano FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Ratify Auditors for Business Unit FOR FOR Management
4 Reapprove Option/Bonus Plan for OBRA FOR FOR Management
5 SP-Adopt Cumulative Voting AGAINST AGAINST Shareholder
6 SP-Provide Pension Choices AGAINST AGAINST Shareholder
7 SP-Pension Fund Surplus AGAINST AGAINST Shareholder
8 SP-Expense Stock Options AGAINST AGAINST Shareholder
9 SP-Disclose Executive Compensation AGAINST AGAINST Shareholder
10 SP-China--Adopt Code of Conduct AGAINST AGAINST Shareholder
11 SP-Review Political Spending AGAINST AGAINST Shareholder
12 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
J P MORGAN CHASE & CO
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: ANNUAL
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Common Stock Issuance FOR FOR Management
Page 199
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J P MORGAN CHASE & CO
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: ANNUAL
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger/Acquisition FOR FOR Management
2.01 Elect Hans W. Becherer FOR FOR Management
2.02 Elect Frank A. Bennack Jr. FOR FOR Management
2.03 Elect John H. Biggs FOR FOR Management
2.04 Elect Lawrence A. Bossidy FOR FOR Management
2.05 Elect Ellen V. Futter FOR FOR Management
2.06 Elect William H. Gray III FOR FOR Management
2.07 Elect William B. Harrison Jr. FOR FOR Management
2.08 Elect Helene L. Kaplan FOR FOR Management
2.09 Elect Lee R. Raymond FOR FOR Management
2.1 Elect John R. Stafford FOR FOR Management
3 Ratify Selection of Auditors FOR FOR Management
4 Reapprove Option/Bonus Plan for OBRA FOR FOR Management
5 Adjourn Meeting FOR FOR Management
6 SP-Director Tenure/Retirement Age AGAINST AGAINST Shareholder
7 SP-Limit or End Charitable Giving AGAINST AGAINST Shareholder
8 SP-Review Political Spending AGAINST AGAINST Shareholder
9 SP-Independent Board Chairman AGAINST AGAINST Shareholder
10 SP-Failure to Disclose Derivatives AGAINST AGAINST Shareholder
11 SP-Limit Consulting by Auditors AGAINST AGAINST Shareholder
12 SP-Restrict Director Compensation AGAINST AGAINST Shareholder
13 SP-Link Executive Pay to Social Criteria AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
JOHNSON CONTROLS
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 28, 2004 Meeting Type: ANNUAL
Record Date: NOV 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Robert L. Barnett FOR FOR Management
1.02 Elect Willie D. Davis FOR FOR Management
1.03 Elect Jeffrey A. Joerres FOR FOR Management
1.04 Elect Richard F. Teerlink FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Approve Long-Term Bonus Plan FOR FOR Management
4 Amend Annual Bonus Plan FOR FOR Management
5 Adopt Director Stock Award Plan FOR FOR Management
6 Add Shares to Stock Award Plan FOR FOR Management
Page 200
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LEXMARK INTERNATIONAL
Ticker: LXK Security ID: 529771107
Meeting Date: APR 22, 2004 Meeting Type: ANNUAL
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Frank T. Cary FOR FOR Management
1.02 Elect Paul J. Curlander FOR FOR Management
1.03 Elect Martin D. Walker FOR FOR Management
1.04 Elect James F. Hardymon FOR FOR Management
2 Approve Annual Bonus Plan FOR FOR Management
3 Ratify Selection of Auditors FOR FOR Management
- --------------------------------------------------------------------------------
LINCOLN NATIONAL CORP
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 13, 2004 Meeting Type: ANNUAL
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect William J. Avery FOR FOR Management
1.02 Elect Jon A. Boscia FOR FOR Management
1.03 Elect Eric G. Johnson FOR FOR Management
1.04 Elect Glenn F. Tilton FOR FOR Management
2 Adopt Deferred Compensation Plan FOR FOR Management
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MARATHON OIL
Ticker: MRO Security ID: 565849106
Meeting Date: APR 28, 2004 Meeting Type: ANNUAL
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Charles F. Bolden Jr. FOR FOR Management
1.02 Elect Charles R. Lee FOR FOR Management
1.03 Elect Dennis H. Reilley FOR FOR Management
1.04 Elect Thomas J. Usher FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Report or Take Action on Climate AGAINST AGAINST Shareholder
Change
4 SP-Golden Parachutes AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
MASCO CORP
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 11, 2004 Meeting Type: ANNUAL
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Peter A. Dow FOR FOR Management
1.02 Elect Anthony F. Earley Jr. FOR FOR Management
1.03 Elect Wayne B. Lyon FOR FOR Management
1.04 Elect David L. Johnston FOR FOR Management
1.05 Elect J. Michael Losh FOR FOR Management
2 Reapprove Option/Bonus Plan for OBRA FOR FOR Management
3 Ratify Selection of Auditors FOR FOR Management
Page 201
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MBNA
Ticker: KRB Security ID: 55262L100
Meeting Date: MAY 3, 2004 Meeting Type: ANNUAL
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect James H. Berick FOR FOR Management
1.02 Elect Benjamin R. Civiletti FOR FOR Management
1.03 Elect Bruce L. Hammonds FOR FOR Management
1.04 Elect William L. Jews FOR FOR Management
1.05 Elect Randolph D. Lerner FOR FOR Management
1.06 Elect Stuart L. Markowitz FOR FOR Management
1.07 Elect William B. Milstead FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Expense Stock Options AGAINST AGAINST Shareholder
4 SP-Increase Board Independence AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
METLIFE
Ticker: MET Security ID: 59156R108
Meeting Date: APR 27, 2004 Meeting Type: ANNUAL
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Curtis H. Barnette FOR FOR Management
1.02 Elect John C. Danforth FOR FOR Management
1.03 Elect Burton A. Dole Jr. FOR FOR Management
1.04 Elect Harry P. Kamen FOR FOR Management
1.05 Elect Charles M. Leighton FOR FOR Management
2 Adopt Stock Option Plan FOR FOR Management
3 Approve Annual Bonus Plan FOR FOR Management
4 Adopt Director Stock Option Plan FOR AGAINST Management
5 Ratify Selection of Auditors FOR FOR Management
6 SP-Cap Executive Pay AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: ANNUAL
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect John W. Madigan FOR FOR Management
1.02 Elect Klaus Zumwinkel FOR FOR Management
1.03 Elect Howard Davies FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Repeal Classified Board AGAINST AGAINST Shareholder
4 SP-Golden Parachutes AGAINST AGAINST Shareholder
5 SP-Review Political Spending AGAINST AGAINST Shareholder
Page 202
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MOTOROLA
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: ANNUAL
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Edward J. Zander FOR FOR Management
1.02 Elect H. Laurance Fuller FOR FOR Management
1.03 Elect Judy C. Lewent FOR FOR Management
1.04 Elect Walter E. Massey FOR FOR Management
1.05 Elect Nicholas Negroponte FOR FOR Management
1.06 Elect Indra K. Nooyi FOR FOR Management
1.07 Elect John E. Pepper Jr. FOR FOR Management
1.08 Elect Samuel C. Scott III FOR FOR Management
1.09 Elect Douglas A. Warner III FOR FOR Management
1.1 Elect John A. White FOR FOR Management
1.11 Elect Mike S. Zafirovski FOR FOR Management
2 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
3 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
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NATIONWIDE FINANCIAL SERVICES
Ticker: NFS Security ID: 638612101
Meeting Date: MAY 5, 2004 Meeting Type: ANNUAL
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect James G. Brocksmith Jr. FOR FOR Management
1.02 Elect Keith W. Eckel FOR FOR Management
1.03 Elect James F. Patterson FOR FOR Management
1.04 Elect Gerald D. Prothro FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Amend Stock Option Plan FOR FOR Management
4 Adopt Director Stock Award Plan FOR FOR Management
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORP
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 18, 2004 Meeting Type: ANNUAL
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Lewis W. Coleman FOR FOR Management
1.02 Elect J. Michael Cook FOR FOR Management
1.03 Elect Phillip A. Odeen FOR FOR Management
1.04 Elect Aulana L. Peters FOR FOR Management
1.05 Elect Kevin W. Sharer FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Review Military Contracting Criteria AGAINST AGAINST Shareholder
4 SP-Repeal Classified Board AGAINST AGAINST Shareholder
Page 203
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PFIZER
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: ANNUAL
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Michael S. Brown FOR FOR Management
1.02 Elect M. Anthony Burns FOR FOR Management
1.03 Elect Robert N. Burt FOR FOR Management
1.04 Elect W. Don Cornwell FOR FOR Management
1.05 Elect William H. Gray III FOR FOR Management
1.06 Elect Constance J. Horner FOR FOR Management
1.07 Elect William R. Howell FOR FOR Management
1.08 Elect Stanley O. Ikenberry FOR FOR Management
1.09 Elect George A. Lorch FOR FOR Management
1.1 Elect Henry A. McKinnell Jr. FOR FOR Management
1.11 Elect Dana G. Mead FOR FOR Management
1.12 Elect Franklin D. Raines FOR FOR Management
1.13 Elect Ruth J. Simmons FOR FOR Management
1.14 Elect William C. Steere Jr. FOR FOR Management
1.15 Elect Jean-Paul Valles FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Adopt Stock Option Plan FOR FOR Management
4 SP-Review AIDS Pandemic's Impact on AGAINST AGAINST Shareholder
Company
5 SP-Limit or End Political Spending AGAINST AGAINST Shareholder
6 SP-Review Political Spending AGAINST AGAINST Shareholder
7 SP-Director Tenure/Retirement Age AGAINST AGAINST Shareholder
8 SP-Review Drug Pricing or Distribution AGAINST AGAINST Shareholder
9 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
10 SP-Review or Promote Animal Welfare AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
PITNEY BOWES
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 10, 2004 Meeting Type: ANNUAL
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Linda G. Alvarado FOR FOR Management
1.02 Elect Ernest Green FOR FOR Management
1.03 Elect John S. McFarlane FOR FOR Management
1.04 Elect Eduardo R. Menasce FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Review Political Spending AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP
Ticker: PNC Security ID: 693475105
Meeting Date: APR 27, 2004 Meeting Type: ANNUAL
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Paul W. Chellgren FOR FOR Management
1.02 Elect Robert N. Clay FOR FOR Management
1.03 Elect J. Gary Cooper FOR FOR Management
1.04 Elect George A. Davidson Jr. FOR FOR Management
1.05 Elect Richard B. Kelson FOR FOR Management
1.06 Elect Bruce C. Lindsay FOR FOR Management
1.07 Elect Anthony A. Massaro FOR FOR Management
1.08 Elect Thomas H. O'Brien FOR FOR Management
1.09 Elect Jane G. Pepper FOR FOR Management
1.1 Elect James E. Rohr FOR FOR Management
1.11 Elect Lorene K. Steffes FOR FOR Management
1.12 Elect Dennis F. Strigl FOR FOR Management
1.13 Elect Stephen G. Thieke FOR FOR Management
1.14 Elect Thomas J. Usher FOR FOR Management
1.15 Elect Milton A. Washington FOR FOR Management
1.16 Elect Helge H. Wehmeier FOR FOR Management
Page 204
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PPG INDUSTRIES
Ticker: PPG Security ID: 693506107
Meeting Date: APR 15, 2004 Meeting Type: ANNUAL
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect James G. Berges FOR FOR Management
1.02 Elect Erroll B. Davis Jr. FOR FOR Management
1.03 Elect Victoria F. Haynes FOR FOR Management
1.04 Elect Allen J. Krowe FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
- --------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP
Ticker: PEG Security ID: 744573106
Meeting Date: APR 20, 2004 Meeting Type: ANNUAL
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Albert R. Gamper Jr. FOR FOR Management
1.02 Elect Ernest H. Drew FOR FOR Management
1.03 Elect William V. Hickey FOR FOR Management
1.04 Elect Richard J. Swift FOR FOR Management
2 Adopt Stock Option Plan FOR FOR Management
3 Ratify Selection of Auditors FOR FOR Management
4 SP-Double Board Nominees AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
SARA LEE
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 30, 2003 Meeting Type: ANNUAL
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Review Charitable Giving Policy AGAINST AGAINST Shareholder
4 SP-Monitor/Adopt ILO Conventions AGAINST AGAINST Shareholder
Page 205
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SBC COMMUNICATIONS
Ticker: SBC Security ID: 78387G103
Meeting Date: APR 30, 2004 Meeting Type: ANNUAL
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect James E. Barnes FOR FOR Management
1.02 Elect James A. Henderson FOR FOR Management
1.03 Elect John B. McCoy FOR FOR Management
1.04 Elect S. Donley Ritchey FOR FOR Management
1.05 Elect Joyce M. Roche FOR FOR Management
1.06 Elect Patricia P. Upton FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Repeal Classified Board FOR FOR Management
4 SP-Review Political Spending AGAINST AGAINST Shareholder
5 SP-Reduce Board Size AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
SPRINT
Ticker: FON Security ID: 852061100
Meeting Date: APR 20, 2004 Meeting Type: ANNUAL
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Gordon M. Bethune FOR FOR Management
1.02 Elect E. Linn Draper Jr. FOR FOR Management
1.03 Elect Deborah A. Henretta FOR FOR Management
1.04 Elect Linda Koch Lorimer FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Award Performance-based Stock Options AGAINST AGAINST Shareholder
4 SP-Cap Executive Pay AGAINST AGAINST Shareholder
5 SP-Independent Board Chairman AGAINST AGAINST Shareholder
6 SP-Report on Risk to Image of AGAINST AGAINST Shareholder
Globalization Strate
- --------------------------------------------------------------------------------
STORAGE TECHNOLOGY CORP
Ticker: STK Security ID: 862111200
Meeting Date: MAY 20, 2004 Meeting Type: ANNUAL
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect James R. Adams FOR FOR Management
1.02 Elect Charles E. Foster FOR FOR Management
1.03 Elect Mercedes Johnson FOR FOR Management
1.04 Elect William T. Kerr FOR FOR Management
1.05 Elect Robert E. Lee FOR FOR Management
1.06 Elect Patrick J. Martin FOR FOR Management
1.07 Elect Judy C. Odom FOR FOR Management
2 Adopt Stock Option Plan FOR AGAINST Management
3 Approve Annual Bonus Plan FOR FOR Management
4 SP-Adopt Cumulative Voting AGAINST AGAINST Shareholder
Page 206
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SUNGARD DATA SYSTEMS INC
Ticker: SDS Security ID: 867363103
Meeting Date: MAY 14, 2004 Meeting Type: ANNUAL
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Gregory S. Bentley FOR FOR Management
1.02 Elect Michael C. Brooks FOR FOR Management
1.03 Elect Cristobal Conde FOR FOR Management
1.04 Elect Ramon de Oliveira FOR FOR Management
1.05 Elect Henry C. Duques FOR FOR Management
1.06 Elect Albert A. Eisenstat FOR FOR Management
1.07 Elect Bernard Goldstein FOR FOR Management
1.08 Elect Janet B. Haugen FOR FOR Management
1.09 Elect James L. Mann FOR FOR Management
1.1 Elect Malcolm I. Ruddock FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
- --------------------------------------------------------------------------------
TEXTRON
Ticker: TXT Security ID: 883203101
Meeting Date: APR 28, 2004 Meeting Type: ANNUAL
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Kathleen M. Bader FOR FOR Management
1.02 Elect R. Kerry Clark FOR FOR Management
1.03 Elect Ivor J. Evans FOR FOR Management
1.04 Elect Charles D. Powell FOR FOR Management
2 Amend Stock Option Plan FOR AGAINST Management
2 Add Shares to Stock Option Plan FOR AGAINST Management
3 Adopt Director Stock Award Plan FOR AGAINST Management
4 Ratify Selection of Auditors FOR FOR Management
5 SP-Review Foreign Military Sales AGAINST AGAINST Shareholder
6 SP-Review Political Spending AGAINST AGAINST Shareholder
7 SP-Limit or End Charitable Giving AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: ANNUAL
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect James L. Barksdale FOR FOR Management
1.02 Elect Stephen F. Bollenbach FOR FOR Management
1.03 Elect Stephen M. Case FOR FOR Management
1.04 Elect Frank J. Caufield FOR FOR Management
1.05 Elect Robert C. Clark FOR FOR Management
1.06 Elect Miles R. Gilburne FOR FOR Management
1.07 Elect Carla A. Hills FOR FOR Management
1.08 Elect Reuben Mark FOR FOR Management
1.09 Elect Michael A. Miles FOR FOR Management
1.1 Elect Kenneth J. Novack FOR FOR Management
1.11 Elect Richard D. Parsons FOR FOR Management
1.12 Elect Robert E. Turner FOR FOR Management
1.13 Elect Francis T. Vincent Jr. FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-China--Adopt Code of Conduct AGAINST AGAINST Shareholder
4 SP-Link Executive Pay to Social Criteria AGAINST AGAINST Shareholder
Page 207
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TYCO INTERNATIONAL
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: ANNUAL
Record Date: JAN 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Dennis C. Blair FOR FOR Management
1.02 Elect Edward D. Breen FOR FOR Management
1.03 Elect George W. Buckley FOR FOR Management
1.04 Elect Bruce S. Gordon FOR FOR Management
1.05 Elect John A. Krol FOR FOR Management
1.06 Elect H. Carl McCall FOR FOR Management
1.07 Elect Mackey J. McDonald FOR FOR Management
1.08 Elect Brendan R. O'Neill FOR FOR Management
1.09 Elect Sandra S. Wijnberg FOR FOR Management
1.1 Elect Jerome B. York FOR FOR Management
1.11 Elect Brian Duperreault FOR FOR Management
2 Ratify Selection of Auditors FOR AGAINST Management
2 Authorize Committee to Set Auditors' Fees FOR AGAINST Management
3 Adopt New Bylaws FOR FOR Management
4 Adopt Stock Option Plan FOR AGAINST Management
5 SP-Review and reduce toxic emissions FOR AGAINST Shareholder
6 Reincorporate to U.S. State AGAINST AGAINST Management
7 Implement Executive Compensation Plan AGAINST AGAINST Management
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2004 Meeting Type: ANNUAL
Record Date: FEB 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Victoria B. Gluckman FOR FOR Management
1.02 Elect Arthur D. Collins Jr. FOR FOR Management
1.03 Elect Jerry W. Levin FOR FOR Management
1.04 Elect Thomas E. Petry FOR FOR Management
1.05 Elect Richard G. Reiten FOR FOR Management
2 Ratify Selection of Auditors FOR AGAINST Management
3 Implement Executive Compensation Plan AGAINST AGAINST Management
4 Approve Extra Benefits Under Serps AGAINST AGAINST Management
5 SP-Eliminate Supermajority Provision AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
UNION PACIFIC
Ticker: UNP Security ID: 907818108
Meeting Date: APR 16, 2004 Meeting Type: ANNUAL
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Phillip F. Anschutz FOR FOR Management
1.02 Elect Richard K. Davidson FOR FOR Management
1.03 Elect Thomas J. Donohue FOR FOR Management
1.04 Elect Archie W. Dunham FOR FOR Management
1.05 Elect Spencer F. Eccles FOR FOR Management
1.06 Elect Ivor J. Evans FOR FOR Management
1.07 Elect Judith R. Hope FOR FOR Management
1.08 Elect Michael W. McConnell FOR FOR Management
1.09 Elect Steven R. Rogel FOR FOR Management
1.1 Elect Ernesto Zedillo FOR FOR Management
2 Adopt Stock Option Plan FOR AGAINST Management
3 Ratify Selection of Auditors FOR FOR Management
4 Performance/Time-Based Restricted Shares AGAINST AGAINST Management
5 SP-Report on Political Donations and AGAINST AGAINST Shareholder
Policy
Page 208
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UNITEDHEALTH GROUP INC
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 12, 2004 Meeting Type: ANNUAL
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect William C. Ballard Jr. FOR FOR Management
1.02 Elect Richard T. Burke FOR FOR Management
1.03 Elect Stephen J. Hemsley FOR FOR Management
1.04 Elect Donna E. Shalala FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Expense Stock Options AGAINST AGAINST Shareholder
4 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
UST
Ticker: UST Security ID: 902911106
Meeting Date: MAY 4, 2004 Meeting Type: ANNUAL
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect John P. Clancey FOR FOR Management
1.02 "Elect Vincent A. Gierer, Jr." FOR FOR Management
1.03 Elect Joseph E. Heid FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Redeem or Vote on Poison Pill FOR Shareholder
4 SP-Review or Reduce Tobacco Harm to AGAINST AGAINST Shareholder
Health
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: ANNUAL
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect James R. Barker FOR FOR Management
1.02 Elect Richard L. Carrion FOR FOR Management
1.03 Elect Robert W. Lane FOR FOR Management
1.04 Elect Sandra O. Moose FOR FOR Management
1.05 Elect Joseph Neubauer FOR FOR Management
1.06 Elect Thomas H. O'Brien FOR FOR Management
1.07 Elect Hugh B. Price FOR FOR Management
1.08 Elect Ivan G. Seidenberg FOR FOR Management
1.09 Elect Walter V. Shipley FOR FOR Management
1.1 Elect John R. Stafford FOR FOR Management
1.11 Elect Robert D. Storey FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Adopt Cumulative Voting AGAINST AGAINST Shareholder
4 SP-Increase Board Independence AGAINST AGAINST Shareholder
5 SP-Independent Board Chairman AGAINST AGAINST Shareholder
6 SP-Redeem or Vote on Poison Pill AGAINST FOR Shareholder
7 SP-Approve Extra Benefits Under Serps AGAINST AGAINST Shareholder
8 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
9 SP-Link Executive Pay to Social Criteria AGAINST AGAINST Shareholder
10 SP-Review Political Spending AGAINST AGAINST Shareholder
11 SP-Collecting Service Fees AGAINST AGAINST Shareholder
Page 209
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WACHOVIA
Ticker: WB Security ID: 929903102
Meeting Date: APR 20, 2004 Meeting Type: ANNUAL
Record Date: FEB 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect James S. Balloun FOR FOR Management
1.02 Elect John T. Casteen III FOR FOR Management
1.03 Elect Joseph Neubauer FOR FOR Management
1.04 Elect Lanty L. Smith FOR FOR Management
1.05 Elect Dona Davis Young FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 SP-Double Board Nominees AGAINST AGAINST Shareholder
4 SP-Review Political Spending AGAINST AGAINST Shareholder
5 SP-Independent Board Chairman AGAINST AGAINST Shareholder
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: ANNUAL
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Anne V. Farrell FOR FOR Management
1.02 Elect Stephen E. Frank FOR FOR Management
1.03 Elect Margaret G. Osmer-McQuade FOR FOR Management
1.04 Elect William D. Schulte FOR FOR Management
2 Ratify Selection of Auditors FOR AGAINST Management
3 Implement Executive Compensation Plan AGAINST AGAINST Management
Page 210
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WASTE MANAGEMENT INC
Ticker: WMI Security ID: 94106L109
Meeting Date: MAY 14, 2004 Meeting Type: ANNUAL
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Pastora San Juan Cafferty FOR FOR Management
1.02 Elect Frank M. Clark Jr. FOR FOR Management
1.03 Elect Robert Stevens Miller Jr. FOR FOR Management
1.04 Elect A. Maurice Myers FOR FOR Management
1.05 Elect John C. Pope FOR FOR Management
1.06 Elect W. Robert Reum FOR FOR Management
1.07 Elect Steven G. Rothmeier FOR FOR Management
1.08 Elect David P. Steiner FOR FOR Management
1.09 Elect Carl W. Vogt FOR FOR Management
2 Ratify Selection of Auditors FOR FOR Management
3 Adopt Stock Option Plan FOR AGAINST Management
4 Approve Annual Bonus Plan FOR FOR Management
- --------------------------------------------------------------------------------
WELLS FARGO
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: ANNUAL
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect John A. Blanchard III FOR FOR Management
1.02 Elect Susan E. Engel FOR FOR Management
1.03 Elect Enrique Hernandez Jr. FOR FOR Management
1.04 Elect Robert L. Joss FOR FOR Management
1.05 Elect Reatha Clark King FOR FOR Management
1.06 Elect Richard M. Kovacevich FOR FOR Management
1.07 Elect Richard D. McCormick FOR FOR Management
1.08 Elect Cynthia H. Milligan FOR FOR Management
1.09 Elect Philip J. Quigley FOR FOR Management
1.1 Elect Donald B. Rice FOR FOR Management
1.11 Elect Judith M. Runstad FOR FOR Management
1.12 Elect Stephen W. Sanger FOR FOR Management
1.13 Elect Susan G. Swenson FOR FOR Management
1.14 Elect Michael W. Wright FOR FOR Management
2 Approve Savings Plan FOR FOR Management
3 Ratify Selection of Auditors FOR FOR Management
4 SP-Expense Stock Options AGAINST AGAINST Shareholder
5 SP-Restrict Executive Compensation AGAINST AGAINST Shareholder
6 SP-Link Executive Pay to Social Criteria AGAINST AGAINST Shareholder
7 SP-Review Political Spending AGAINST AGAINST Shareholder
=============== THE TRAVELERS SERIES TRUST - LARGE CAP PORTFOLIO ===============
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDWARD A. BRENNAN For For Management
1.2 ELECT DIRECTOR MICHAEL L. ESKEW For For Management
1.3 ELECT DIRECTOR W. JAMES MCNERNEY, JR. For For Management
1.4 ELECT DIRECTOR KEVIN W. SHARER For For Management
2 RATIFICATION OF INDEPENDENT AUDITORS For For Management
3 APPROVAL OF AN AMENDMENT TO THE For For Management
CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED COMMON STOCK
4 STOCKHOLDER PROPOSAL RELATING TO Against Against Shareholder
SEPARATION OF THE ROLES OF CEO AND
CHAIRMAN OF THE BOARD
Page 211
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3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDWARD A. BRENNAN For For Management
1.2 ELECT DIRECTOR MICHAEL L. ESKEW For For Management
1.3 ELECT DIRECTOR W. JAMES MCNERNEY, JR. For For Management
1.4 ELECT DIRECTOR KEVIN W. SHARER For For Management
2 RATIFICATION OF INDEPENDENT AUDITORS For For Management
3 APPROVAL OF AN AMENDMENT TO THE For For Management
CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED COMMON STOCK
4 STOCKHOLDER PROPOSAL RELATING TO Against Against Shareholder
SEPARATION OF THE ROLES OF CEO AND
CHAIRMAN OF THE BOARD
- --------------------------------------------------------------------------------
ALBERTO-CULVER COMPANY
Ticker: ACV Security ID: 013068101
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR A.G. ATWATER, JR. For For Management
1.2 ELECT DIRECTOR SAM J. SUSSER For For Management
1.3 ELECT DIRECTOR WILLIAM W. WIRTZ For For Management
1.4 ELECT DIRECTOR JOHN A. MILLER For For Management
1.5 ELECT DIRECTOR JAMES G. BROCKSMITH, JR For For Management
2 RE-APPROVAL OF THE COMPANY S MANAGEMENT For For Management
INCENTIVE PLAN, AS AMENDED.
3 APPROVAL OF THE AMENDMENT TO ARTICLE 4 OF For For Management
THE COMPANY S CERTIFICATE OF
INCORPORATION TO ELIMINATE PROVISIONS
THAT ARE NO LONGER APPLICABLE AS A RESULT
OF THE CONVERSION, ELIMINATE THE
150,000,000 AUTHORIZED SHARES OF CLASS A
COMMON STOCK AND CHANGE THE DE
4 APPROVAL OF THE AMENDMENT TO ARTICLE 4 OF For For Management
THE COMPANY S CERTIFICATE OF
INCORPORATION TO INCREASE THE AUTHORIZED
CLASS B COMMON STOCK FROM 150,000,000
SHARES TO 300,000,000 SHARES.
Page 212
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ALBERTO-CULVER COMPANY
Ticker: ACV Security ID: 013068101
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR A.G. ATWATER, JR. For For Management
1.2 ELECT DIRECTOR SAM J. SUSSER For For Management
1.3 ELECT DIRECTOR WILLIAM W. WIRTZ For For Management
1.4 ELECT DIRECTOR JOHN A. MILLER For For Management
1.5 ELECT DIRECTOR JAMES G. BROCKSMITH, JR For For Management
2 RE-APPROVAL OF THE COMPANY S MANAGEMENT For For Management
INCENTIVE PLAN, AS AMENDED.
3 APPROVAL OF THE AMENDMENT TO ARTICLE 4 OF For For Management
THE COMPANY S CERTIFICATE OF
INCORPORATION TO ELIMINATE PROVISIONS
THAT ARE NO LONGER APPLICABLE AS A RESULT
OF THE CONVERSION, ELIMINATE THE
150,000,000 AUTHORIZED SHARES OF CLASS A
COMMON STOCK AND CHANGE THE DE
4 APPROVAL OF THE AMENDMENT TO ARTICLE 4 OF For For Management
THE COMPANY S CERTIFICATE OF
INCORPORATION TO INCREASE THE AUTHORIZED
CLASS B COMMON STOCK FROM 150,000,000
SHARES TO 300,000,000 SHARES.
- --------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HANDEL E. EVANS For For Management
1.2 ELECT DIRECTOR MICHAEL R. GALLAGHER For For Management
1.3 ELECT DIRECTOR GAVIN S. HERBERT For For Management
1.4 ELECT DIRECTOR STEPHEN J. RYAN For For Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
KPMG LLP AS INDEPENDENT AUDITOR.
3 PROPOSAL RELATING TO THE ADOPTION OF A Against Against Shareholder
POLICY OF EXPENSING THE COST OF ALL
FUTURE STOCK OPTIONS.
4 PROPOSAL TO BIFURCATE THE ROLES OF Against Against Shareholder
CHAIRMAN OF THE BOARD OF DIRECTORS AND
CHIEF EXECUTIVE OFFICER.
- --------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HANDEL E. EVANS For For Management
1.2 ELECT DIRECTOR MICHAEL R. GALLAGHER For For Management
1.3 ELECT DIRECTOR GAVIN S. HERBERT For For Management
1.4 ELECT DIRECTOR STEPHEN J. RYAN For For Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
KPMG LLP AS INDEPENDENT AUDITOR.
3 PROPOSAL RELATING TO THE ADOPTION OF A Against Against Shareholder
POLICY OF EXPENSING THE COST OF ALL
FUTURE STOCK OPTIONS.
4 PROPOSAL TO BIFURCATE THE ROLES OF Against Against Shareholder
CHAIRMAN OF THE BOARD OF DIRECTORS AND
CHIEF EXECUTIVE OFFICER.
Page 213
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ALTERA CORPORATION
Ticker: ALTR Security ID: 021441100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN P. DAANE For For Management
1.2 ELECT DIRECTOR ROBERT W. REED For For Management
1.3 ELECT DIRECTOR CHARLES M. CLOUGH For For Management
1.4 ELECT DIRECTOR ROBERT J. FINOCCHIO JR For For Management
1.5 ELECT DIRECTOR KEVIN MCGARITY For For Management
1.6 ELECT DIRECTOR PAUL NEWHAGEN For For Management
1.7 ELECT DIRECTOR WILLIAM E. TERRY For For Management
1.8 ELECT DIRECTOR SUSAN WANG For For Management
2 TO APPROVE AN AMENDMENT TO THE 1996 STOCK For Against Management
OPTION PLAN TO INCREASE BY 12,000,000 THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
3 TO APPROVE AN AMENDMENT TO THE 1987 For For Management
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
BY 1,000,000 THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE UNDER
THE PLAN.
4 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
5 TO CONSIDER A SHAREHOLDER PROPOSAL TO Against Against Shareholder
EXPENSE STOCK OPTION GRANTS ISSUED BY THE
COMPANY.
- --------------------------------------------------------------------------------
ALTERA CORPORATION
Ticker: ALTR Security ID: 021441100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN P. DAANE For For Management
1.2 ELECT DIRECTOR ROBERT W. REED For For Management
1.3 ELECT DIRECTOR CHARLES M. CLOUGH For For Management
1.4 ELECT DIRECTOR ROBERT J. FINOCCHIO JR For For Management
1.5 ELECT DIRECTOR KEVIN MCGARITY For For Management
1.6 ELECT DIRECTOR PAUL NEWHAGEN For For Management
1.7 ELECT DIRECTOR WILLIAM E. TERRY For For Management
1.8 ELECT DIRECTOR SUSAN WANG For For Management
2 TO APPROVE AN AMENDMENT TO THE 1996 STOCK For Against Management
OPTION PLAN TO INCREASE BY 12,000,000 THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
3 TO APPROVE AN AMENDMENT TO THE 1987 For For Management
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
BY 1,000,000 THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE UNDER
THE PLAN.
4 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
5 TO CONSIDER A SHAREHOLDER PROPOSAL TO Against Against Shareholder
EXPENSE STOCK OPTION GRANTS ISSUED BY THE
COMPANY.
Page 214
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JEFFREY P. BEZOS For For Management
1.2 ELECT DIRECTOR TOM A. ALBERG For For Management
1.3 ELECT DIRECTOR L. JOHN DOERR For For Management
1.4 ELECT DIRECTOR WILLIAM B. GORDON For For Management
1.5 ELECT DIRECTOR MYRTLE S. POTTER For For Management
1.6 ELECT DIRECTOR THOMAS O. RYDER For For Management
1.7 ELECT DIRECTOR PATRICIA Q. STONESIFER For For Management
2 RATIFICATION OF THE APPOINTMENT OF ERNST For For Management
& YOUNG LLP AS INDEPENDENT AUDITORS
3 SHAREHOLDER PROPOSAL PERFORMANCE AND Against Against Shareholder
TIME-BASED RESTRICTED SHARE PROGRAM FOR
EXECUTIVES
- --------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JEFFREY P. BEZOS For For Management
1.2 ELECT DIRECTOR TOM A. ALBERG For For Management
1.3 ELECT DIRECTOR L. JOHN DOERR For For Management
1.4 ELECT DIRECTOR WILLIAM B. GORDON For For Management
1.5 ELECT DIRECTOR MYRTLE S. POTTER For For Management
1.6 ELECT DIRECTOR THOMAS O. RYDER For For Management
1.7 ELECT DIRECTOR PATRICIA Q. STONESIFER For For Management
2 RATIFICATION OF THE APPOINTMENT OF ERNST For For Management
& YOUNG LLP AS INDEPENDENT AUDITORS
3 SHAREHOLDER PROPOSAL PERFORMANCE AND Against Against Shareholder
TIME-BASED RESTRICTED SHARE PROGRAM FOR
EXECUTIVES
Page 215
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR M. AIDINOFF For For Management
1.2 ELECT DIRECTOR P. CHIA For For Management
1.3 ELECT DIRECTOR M. COHEN For For Management
1.4 ELECT DIRECTOR W. COHEN For For Management
1.5 ELECT DIRECTOR M. FELDSTEIN For For Management
1.6 ELECT DIRECTOR E. FUTTER For For Management
1.7 ELECT DIRECTOR M. GREENBERG For For Management
1.8 ELECT DIRECTOR C. HILLS For For Management
1.9 ELECT DIRECTOR F. HOENEMEYER For For Management
1.10 ELECT DIRECTOR R. HOLBROOKE For For Management
1.11 ELECT DIRECTOR D. KANAK For For Management
1.12 ELECT DIRECTOR H. SMITH For For Management
1.13 ELECT DIRECTOR M. SULLIVAN For For Management
1.14 ELECT DIRECTOR E. TSE For For Management
1.15 ELECT DIRECTOR F. ZARB For For Management
2 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL For For Management
COMPENSATION PLAN
3 ADOPT A DIRECTOR STOCK PLAN For For Management
4 RATIFICATION OF INDEPENDENT ACCOUNTANTS For For Management
5 SHAREHOLDER PROPOSAL I DESCRIBED IN THE Against Against Shareholder
PROXY STATEMENT
6 SHAREHOLDER PROPOSAL II DESCRIBED IN THE Against Against Shareholder
PROXY STATEMENT
7 SHAREHOLDER PROPOSAL III DESCRIBED IN THE Against Against Shareholder
PROXY STATEMENT
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR M. AIDINOFF For For Management
1.2 ELECT DIRECTOR P. CHIA For For Management
1.3 ELECT DIRECTOR M. COHEN For For Management
1.4 ELECT DIRECTOR W. COHEN For For Management
1.5 ELECT DIRECTOR M. FELDSTEIN For For Management
1.6 ELECT DIRECTOR E. FUTTER For For Management
1.7 ELECT DIRECTOR M. GREENBERG For For Management
1.8 ELECT DIRECTOR C. HILLS For For Management
1.9 ELECT DIRECTOR F. HOENEMEYER For For Management
1.10 ELECT DIRECTOR R. HOLBROOKE For For Management
1.11 ELECT DIRECTOR D. KANAK For For Management
1.12 ELECT DIRECTOR H. SMITH For For Management
1.13 ELECT DIRECTOR M. SULLIVAN For For Management
1.14 ELECT DIRECTOR E. TSE For For Management
1.15 ELECT DIRECTOR F. ZARB For For Management
2 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL For For Management
COMPENSATION PLAN
3 ADOPT A DIRECTOR STOCK PLAN For For Management
4 RATIFICATION OF INDEPENDENT ACCOUNTANTS For For Management
5 SHAREHOLDER PROPOSAL I DESCRIBED IN THE Against Against Shareholder
PROXY STATEMENT
6 SHAREHOLDER PROPOSAL II DESCRIBED IN THE Against Against Shareholder
PROXY STATEMENT
7 SHAREHOLDER PROPOSAL III DESCRIBED IN THE Against Against Shareholder
PROXY STATEMENT
Page 216
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AMERICAN STANDARD COMPANIES, INC.
Ticker: ASD Security ID: 029712106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR STEVEN E. ANDERSON For Withhold Management
1.2 ELECT DIRECTOR JAMES F. HARDYMON For Withhold Management
1.3 ELECT DIRECTOR RUTH ANN MARSHALL For Withhold Management
2 DIRECTORS PROPOSAL - APPROVAL OF AN For For Management
AMENDMENT TO THE COMPANY S RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK.
3 DIRECTORS PROPOSAL - RATIFICATION OF THE For For Management
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR 2004.
- --------------------------------------------------------------------------------
AMERICAN STANDARD COMPANIES, INC.
Ticker: ASD Security ID: 029712106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR STEVEN E. ANDERSON For Withhold Management
1.2 ELECT DIRECTOR JAMES F. HARDYMON For Withhold Management
1.3 ELECT DIRECTOR RUTH ANN MARSHALL For Withhold Management
2 DIRECTORS PROPOSAL - APPROVAL OF AN For For Management
AMENDMENT TO THE COMPANY S RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK.
3 DIRECTORS PROPOSAL - RATIFICATION OF THE For For Management
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR 2004.
Page 217
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AMERITRADE HOLDING CORPORATION
Ticker: AMTD Security ID: 03074K100
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J. PETER RICKETTS For For Management
1.2 ELECT DIRECTOR C. KEVIN LANDRY For For Management
1.3 ELECT DIRECTOR MARK L. MITCHELL For For Management
2 AUDITORS. RATIFICATION OF THE APPOINTMENT For For Management
OF DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
SEPTEMBER 24, 2004.
3 TO VOTE, IN ITS DISCRETION, UPON ANY For Abstain Management
OTHER BUSINESS THAT MAY PROPERLY COME
BEFORE THE ANNUAL MEETING OR ANY
POSTPONEMENT OR ADJOURNMENT THEREOF.
MANAGEMENT IS NOT AWARE OF ANY OTHER
MATTERS WHICH SHOULD COME BEFORE THE
ANNUAL MEETING.
- --------------------------------------------------------------------------------
AMERITRADE HOLDING CORPORATION
Ticker: AMTD Security ID: 03074K100
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J. PETER RICKETTS For For Management
1.2 ELECT DIRECTOR C. KEVIN LANDRY For For Management
1.3 ELECT DIRECTOR MARK L. MITCHELL For For Management
2 AUDITORS. RATIFICATION OF THE APPOINTMENT For For Management
OF DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
SEPTEMBER 24, 2004.
3 TO VOTE, IN ITS DISCRETION, UPON ANY For Abstain Management
OTHER BUSINESS THAT MAY PROPERLY COME
BEFORE THE ANNUAL MEETING OR ANY
POSTPONEMENT OR ADJOURNMENT THEREOF.
MANAGEMENT IS NOT AWARE OF ANY OTHER
MATTERS WHICH SHOULD COME BEFORE THE
ANNUAL MEETING.
- --------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MR. FRANK J. BIONDI, JR For For Management
1.2 ELECT DIRECTOR MR. JERRY D. CHOATE For For Management
1.3 ELECT DIRECTOR MR. FRANK C. HERRINGER For For Management
1.4 ELECT DIRECTOR DR. GILBERT S. OMENN For For Management
2 TO RATIFY THE SELECTION OF ERNST & YOUNG For For Management
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2004.
3 STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Against Against Shareholder
4 STOCKHOLDER PROPOSAL #2 (STOCK OPTION Against Against Shareholder
EXPENSING).
Page 218
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AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MR. FRANK J. BIONDI, JR For For Management
1.2 ELECT DIRECTOR MR. JERRY D. CHOATE For For Management
1.3 ELECT DIRECTOR MR. FRANK C. HERRINGER For For Management
1.4 ELECT DIRECTOR DR. GILBERT S. OMENN For For Management
2 TO RATIFY THE SELECTION OF ERNST & YOUNG For For Management
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2004.
3 STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Against Against Shareholder
4 STOCKHOLDER PROPOSAL #2 (STOCK OPTION Against Against Shareholder
EXPENSING).
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JERALD G. FISHMAN For For Management
1.2 ELECT DIRECTOR F. GRANT SAVIERS For For Management
2 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
RESTATED ARTICLES OF ORGANIZATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 600,000,000 SHARES
TO 1,200,000,000 SHARES.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG For For Management
LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING OCTOBER 30,
2004.
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JERALD G. FISHMAN For For Management
1.2 ELECT DIRECTOR F. GRANT SAVIERS For For Management
2 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
RESTATED ARTICLES OF ORGANIZATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 600,000,000 SHARES
TO 1,200,000,000 SHARES.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG For For Management
LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING OCTOBER 30,
2004.
Page 219
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ANTENA 3 DE TELEVISION SA, MADRID
Ticker: Security ID: E05009142
Meeting Date: MAY 12, 2004 Meeting Type: OGM
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE THE ANNUAL STATEMENTS BALANCE Unknown For Management
SHEET, LOSS AND PROFIT ACCOUNT AND ANNUAL
REPORT , PERFORMING REPORT OF ANTENA 3 DE
TELEVISION, SA AND ITS CONSOLIDATED GROUP
AND MANAGEMENT REPORT, ALL RELATING FY
2003 AND THE ALLOCATION OF RESULTS
2 APPROVE TO TAKE THE NECESSARY ACTIONS TO Unknown For Management
MAINTAIN THE STABILITY OF THE HOLDING
COMPANY UNIPREX, SAU
3 RATIFY THE DIRECTORS APPOINTED BY THE Unknown For Management
BOARD OF DIRECTORS IN THE LAST
SHAREHOLDERS GENERAL MEETING
4 APPROVE TO DETERMINE THE MAXIMUM Unknown For Management
AGGREGATED AMOUNT PER YEAR TO BE PAID TO
THE DIRECTORS OF THE COMPANY
5 APPROVE THE TRIANNUAL PLAN OF FLOATING Unknown For Management
EMOLUMENTS AND FIDELIZATION OF EXECUTIVES
OF GRUPO ANTENA 3
6 GRANT AUTHORITY TO ACQUIRE ITS TREASURY Unknown For Management
STOCK, DIRECTLY OR THROUGH ITS
CONSOLIDATED GROUP, AND GRANT AUTHORITY,
IF PERTINENT, TO APPLY THE OWN PORTFOLIO
TO SATISFY THE EMOLUMENTS RESULTING FROM
THE TRIANNUAL PLAN AND THE FIDELIZATION
OF THE AFOREMENTIONED
7 APPOINT THE ACCOUNTS AUDITORS OF ANTENA 3 Unknown For Management
DE TELEVISION, SA AND ITS CONSOLIDATED
GROUP
8 GRANT AUTHORITY TO FORMALIZE, INTERPRET, Unknown For Management
CORRECT AND IMPLEMENT THE RESOLUTIONS
ADOPTED ON THE SHAREHOLDER MEETING,
CANCELING THE POWERS GRANTED TO THE BOARD
OF DIRECTORS ON THE MEETING, AND TO RAISE
THE AGREEMENTS TO PUBLIC DEED
Page 220
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ANTENA 3 DE TELEVISION SA, MADRID
Ticker: Security ID: E05009142
Meeting Date: MAY 12, 2004 Meeting Type: OGM
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE THE ANNUAL STATEMENTS BALANCE Unknown For Management
SHEET, LOSS AND PROFIT ACCOUNT AND ANNUAL
REPORT , PERFORMING REPORT OF ANTENA 3 DE
TELEVISION, SA AND ITS CONSOLIDATED GROUP
AND MANAGEMENT REPORT, ALL RELATING FY
2003 AND THE ALLOCATION OF RESULTS
2 APPROVE TO TAKE THE NECESSARY ACTIONS TO Unknown For Management
MAINTAIN THE STABILITY OF THE HOLDING
COMPANY UNIPREX, SAU
3 RATIFY THE DIRECTORS APPOINTED BY THE Unknown For Management
BOARD OF DIRECTORS IN THE LAST
SHAREHOLDERS GENERAL MEETING
4 APPROVE TO DETERMINE THE MAXIMUM Unknown For Management
AGGREGATED AMOUNT PER YEAR TO BE PAID TO
THE DIRECTORS OF THE COMPANY
5 APPROVE THE TRIANNUAL PLAN OF FLOATING Unknown For Management
EMOLUMENTS AND FIDELIZATION OF EXECUTIVES
OF GRUPO ANTENA 3
6 GRANT AUTHORITY TO ACQUIRE ITS TREASURY Unknown For Management
STOCK, DIRECTLY OR THROUGH ITS
CONSOLIDATED GROUP, AND GRANT AUTHORITY,
IF PERTINENT, TO APPLY THE OWN PORTFOLIO
TO SATISFY THE EMOLUMENTS RESULTING FROM
THE TRIANNUAL PLAN AND THE FIDELIZATION
OF THE AFOREMENTIONED
7 APPOINT THE ACCOUNTS AUDITORS OF ANTENA 3 Unknown For Management
DE TELEVISION, SA AND ITS CONSOLIDATED
GROUP
8 GRANT AUTHORITY TO FORMALIZE, INTERPRET, Unknown For Management
CORRECT AND IMPLEMENT THE RESOLUTIONS
ADOPTED ON THE SHAREHOLDER MEETING,
CANCELING THE POWERS GRANTED TO THE BOARD
OF DIRECTORS ON THE MEETING, AND TO RAISE
THE AGREEMENTS TO PUBLIC DEED
- --------------------------------------------------------------------------------
ASCENTIAL SOFTWARE CORPORATION
Ticker: ASCL Security ID: 04362P207
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DAVID J. ELLENBERGER For For Management
1.2 ELECT DIRECTOR WILLIAM J. WEYAND For For Management
2 AUTHORIZATION OF THE BOARD OF DIRECTORS For For Management
TO FURTHER AMEND THE COMPANY S RESTATED
CERTIFICATE OF INCORPORATION, AS AMENDED,
TO DECREASE THE NUMBER OF SHARES OF
AUTHORIZED COMMON STOCK FROM 500,000,000
TO 125,000,000.
3 APPROVAL OF AN AMENDMENT TO THE COMPANY S For For Management
SECOND RESTATED 1997 EMPLOYEE STOCK
PURCHASE PLAN (THE ESPP ) INCREASING THE
NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE ESPP
FROM 2,250,000 TO 3,250,000.
4 RATIFICATION OF THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
Page 221
- --------------------------------------------------------------------------------
ASCENTIAL SOFTWARE CORPORATION
Ticker: ASCL Security ID: 04362P207
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DAVID J. ELLENBERGER For For Management
1.2 ELECT DIRECTOR WILLIAM J. WEYAND For For Management
2 AUTHORIZATION OF THE BOARD OF DIRECTORS For For Management
TO FURTHER AMEND THE COMPANY S RESTATED
CERTIFICATE OF INCORPORATION, AS AMENDED,
TO DECREASE THE NUMBER OF SHARES OF
AUTHORIZED COMMON STOCK FROM 500,000,000
TO 125,000,000.
3 APPROVAL OF AN AMENDMENT TO THE COMPANY S For For Management
SECOND RESTATED 1997 EMPLOYEE STOCK
PURCHASE PLAN (THE ESPP ) INCREASING THE
NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE ESPP
FROM 2,250,000 TO 3,250,000.
4 RATIFICATION OF THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- --------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: Security ID: G0593M107
Meeting Date: APR 29, 2004 Meeting Type: AGM
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIVE THE DIRECTOR S REPORT AND Unknown For Management
ACCOUNTS FOR THE YE 31 DEC 2003
2 APPROVE THE DIVIDENDS Unknown For Management
3 RE-APPOINT KPMG AUDIT PLC, LONDON AS Unknown For Management
AUDITOR
4 AUTHORIZE THE DIRECTORS TO AGREE TO THE Unknown For Management
REMUNERATION OF THE AUDITOR
5 ELECT MR. PERCY BARNEVIK AS A DIRECTOR Unknown For Management
6 ELECT MR. HAKAN MOGREN AS A DIRECTOR Unknown For Management
7 ELECT SIR. TOM MCKILLOP AS A DIRECTOR Unknown For Management
8 ELECT MR. JONATHAN SYMONDS AS A DIRECTOR Unknown For Management
9 ELECT SIR. PETER BONFIELD AS A DIRECTOR Unknown For Management
10 ELECT MR. JOHN BUCHANAN AS A DIRECTOR Unknown For Management
11 ELECT MS. JANE HENNEY AS A DIRECTOR Unknown For Management
12 ELECT MR. MICHELE HOOPER AS A DIRECTOR Unknown For Management
13 ELECT MR. JOE JIMENEZ AS A DIRECTOR Unknown For Management
14 ELECT MR. EMA MOLLER AS A DIRECTOR Unknown For Management
15 ELECT MR. DAME BRIDGET OGILVIE AS A Unknown For Management
DIRECTOR
16 ELECT MR.LOUIS SCHWEITZER AS A DIRECTOR Unknown For Management
17 ELECT MR. MARCUS WALLENBERG AS A DIRECTOR Unknown For Management
18 APPROVE THE DIRECTOR S REMUNERATION Unknown For Management
REPORT FOR THE YE 31 DEC 2003
19 ADOPT NEW ARTICLES OF ASSOCIATION Unknown For Management
20 GRANT AUTHORITY FOR LIMITED EU POLITICAL Unknown For Management
DONATIONS
21 AUTHORIZE THE DIRECTORS TO ALLOT UNISSUED Unknown For Management
SHARES
22 AUTHORIZE THE DIRECTORS TO DISAPPLY Unknown For Management
PRE-EMPTION RIGHTS
23 AUTHORIZE THE COMPANY TO PURCHASE ITS OWN Unknown For Management
SHARES
24 GRANT AUTHORITY TO INCREASE OF CAPITAL ON Unknown For Management
NON-EXECUTIVE DIRECTOR S REMUNERATION
Page 222
- --------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: Security ID: G0593M107
Meeting Date: APR 29, 2004 Meeting Type: AGM
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIVE THE DIRECTOR S REPORT AND Unknown For Management
ACCOUNTS FOR THE YE 31 DEC 2003
2 APPROVE THE DIVIDENDS Unknown For Management
3 RE-APPOINT KPMG AUDIT PLC, LONDON AS Unknown For Management
AUDITOR
4 AUTHORIZE THE DIRECTORS TO AGREE TO THE Unknown For Management
REMUNERATION OF THE AUDITOR
5 ELECT MR. PERCY BARNEVIK AS A DIRECTOR Unknown For Management
6 ELECT MR. HAKAN MOGREN AS A DIRECTOR Unknown For Management
7 ELECT SIR. TOM MCKILLOP AS A DIRECTOR Unknown For Management
8 ELECT MR. JONATHAN SYMONDS AS A DIRECTOR Unknown For Management
9 ELECT SIR. PETER BONFIELD AS A DIRECTOR Unknown For Management
10 ELECT MR. JOHN BUCHANAN AS A DIRECTOR Unknown For Management
11 ELECT MS. JANE HENNEY AS A DIRECTOR Unknown For Management
12 ELECT MR. MICHELE HOOPER AS A DIRECTOR Unknown For Management
13 ELECT MR. JOE JIMENEZ AS A DIRECTOR Unknown For Management
14 ELECT MR. EMA MOLLER AS A DIRECTOR Unknown For Management
15 ELECT MR. DAME BRIDGET OGILVIE AS A Unknown For Management
DIRECTOR
16 ELECT MR.LOUIS SCHWEITZER AS A DIRECTOR Unknown For Management
17 ELECT MR. MARCUS WALLENBERG AS A DIRECTOR Unknown For Management
18 APPROVE THE DIRECTOR S REMUNERATION Unknown For Management
REPORT FOR THE YE 31 DEC 2003
19 ADOPT NEW ARTICLES OF ASSOCIATION Unknown For Management
20 GRANT AUTHORITY FOR LIMITED EU POLITICAL Unknown For Management
DONATIONS
21 AUTHORIZE THE DIRECTORS TO ALLOT UNISSUED Unknown For Management
SHARES
22 AUTHORIZE THE DIRECTORS TO DISAPPLY Unknown For Management
PRE-EMPTION RIGHTS
23 AUTHORIZE THE COMPANY TO PURCHASE ITS OWN Unknown For Management
SHARES
24 GRANT AUTHORITY TO INCREASE OF CAPITAL ON Unknown For Management
NON-EXECUTIVE DIRECTOR S REMUNERATION
Page 223
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM BARNET, III For For Management
1.2 ELECT DIRECTOR CHARLES W. COKER For For Management
1.3 ELECT DIRECTOR JOHN T. COLLINS For For Management
1.4 ELECT DIRECTOR GARY L. COUNTRYMAN For For Management
1.5 ELECT DIRECTOR PAUL FULTON For For Management
1.6 ELECT DIRECTOR CHARLES K. GIFFORD For For Management
1.7 ELECT DIRECTOR DONALD E. GUINN For For Management
1.8 ELECT DIRECTOR JAMES H. HANCE, JR. For For Management
1.9 ELECT DIRECTOR KENNETH D. LEWIS For For Management
1.10 ELECT DIRECTOR WALTER E. MASSEY For For Management
1.11 ELECT DIRECTOR THOMAS J. MAY For For Management
1.12 ELECT DIRECTOR C. STEVEN MCMILLAN For For Management
1.13 ELECT DIRECTOR EUGENE M. MCQUADE For For Management
1.14 ELECT DIRECTOR PATRICIA E. MITCHELL For For Management
1.15 ELECT DIRECTOR EDWARD L. ROMERO For For Management
1.16 ELECT DIRECTOR THOMAS M. RYAN For For Management
1.17 ELECT DIRECTOR O. TEMPLE SLOAN, JR. For For Management
1.18 ELECT DIRECTOR MEREDITH R. SPANGLER For For Management
1.19 ELECT DIRECTOR JACKIE M. WARD For For Management
2 RATIFICATION OF INDEPENDENT PUBLIC For For Management
ACCOUNTANTS
3 STOCKHOLDER PROPOSAL - ANNUAL MEETING Against Against Shareholder
DATE
4 STOCKHOLDER PROPOSAL - NOMINATION OF Against Against Shareholder
DIRECTORS
5 STOCKHOLDER PROPOSAL - CHARITABLE Against Against Shareholder
CONTRIBUTIONS
6 STOCKHOLDER PROPOSAL - MUTUAL FUND Against Against Shareholder
TRADING POLICIES
7 STOCKHOLDER PROPOSAL - PRIVACY AND Against Against Shareholder
INFORMATION SECURITY
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM BARNET, III For For Management
1.2 ELECT DIRECTOR CHARLES W. COKER For For Management
1.3 ELECT DIRECTOR JOHN T. COLLINS For For Management
1.4 ELECT DIRECTOR GARY L. COUNTRYMAN For For Management
1.5 ELECT DIRECTOR PAUL FULTON For For Management
1.6 ELECT DIRECTOR CHARLES K. GIFFORD For For Management
1.7 ELECT DIRECTOR DONALD E. GUINN For For Management
1.8 ELECT DIRECTOR JAMES H. HANCE, JR. For For Management
1.9 ELECT DIRECTOR KENNETH D. LEWIS For For Management
1.10 ELECT DIRECTOR WALTER E. MASSEY For For Management
1.11 ELECT DIRECTOR THOMAS J. MAY For For Management
1.12 ELECT DIRECTOR C. STEVEN MCMILLAN For For Management
1.13 ELECT DIRECTOR EUGENE M. MCQUADE For For Management
1.14 ELECT DIRECTOR PATRICIA E. MITCHELL For For Management
1.15 ELECT DIRECTOR EDWARD L. ROMERO For For Management
1.16 ELECT DIRECTOR THOMAS M. RYAN For For Management
1.17 ELECT DIRECTOR O. TEMPLE SLOAN, JR. For For Management
1.18 ELECT DIRECTOR MEREDITH R. SPANGLER For For Management
1.19 ELECT DIRECTOR JACKIE M. WARD For For Management
2 RATIFICATION OF INDEPENDENT PUBLIC For For Management
ACCOUNTANTS
3 STOCKHOLDER PROPOSAL - ANNUAL MEETING Against Against Shareholder
DATE
4 STOCKHOLDER PROPOSAL - NOMINATION OF Against Against Shareholder
DIRECTORS
5 STOCKHOLDER PROPOSAL - CHARITABLE Against Against Shareholder
CONTRIBUTIONS
6 STOCKHOLDER PROPOSAL - MUTUAL FUND Against Against Shareholder
TRADING POLICIES
7 STOCKHOLDER PROPOSAL - PRIVACY AND Against Against Shareholder
INFORMATION SECURITY
Page 224
- --------------------------------------------------------------------------------
BANK ONE CORPORATION
Ticker: ONE Security ID: 06423A103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 MERGER PROPOSAL For For Management
2.1 ELECT DIRECTOR BRYAN For For Management
2.2 ELECT DIRECTOR BURKE For For Management
2.3 ELECT DIRECTOR CROWN For For Management
2.4 ELECT DIRECTOR DIMON For For Management
2.5 ELECT DIRECTOR FAY For For Management
2.6 ELECT DIRECTOR JACKSON For For Management
2.7 ELECT DIRECTOR KESSLER For For Management
2.8 ELECT DIRECTOR LIPP For For Management
2.9 ELECT DIRECTOR MANOOGIAN For For Management
2.10 ELECT DIRECTOR NOVAK For For Management
2.11 ELECT DIRECTOR ROGERS For For Management
2.12 ELECT DIRECTOR STRATTON For For Management
3 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITOR
- --------------------------------------------------------------------------------
BANK ONE CORPORATION
Ticker: ONE Security ID: 06423A103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 MERGER PROPOSAL For For Management
2.1 ELECT DIRECTOR BRYAN For For Management
2.2 ELECT DIRECTOR BURKE For For Management
2.3 ELECT DIRECTOR CROWN For For Management
2.4 ELECT DIRECTOR DIMON For For Management
2.5 ELECT DIRECTOR FAY For For Management
2.6 ELECT DIRECTOR JACKSON For For Management
2.7 ELECT DIRECTOR KESSLER For For Management
2.8 ELECT DIRECTOR LIPP For For Management
2.9 ELECT DIRECTOR MANOOGIAN For For Management
2.10 ELECT DIRECTOR NOVAK For For Management
2.11 ELECT DIRECTOR ROGERS For For Management
2.12 ELECT DIRECTOR STRATTON For For Management
3 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITOR
Page 225
- --------------------------------------------------------------------------------
BELO CORP.
Ticker: BLC Security ID: 080555105
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LOUIS E. CALDERA For For Management
1.2 ELECT DIRECTOR J. L. CRAVEN, M.D., MPH For For Management
1.3 ELECT DIRECTOR STEPHEN HAMBLETT For For Management
1.4 ELECT DIRECTOR DEALEY D. HERNDON For For Management
1.5 ELECT DIRECTOR WAYNE R. SANDERS For For Management
2 PROPOSAL TO APPROVE THE BELO 2004 For Against Management
EXECUTIVE COMPENSATION PLAN.
- --------------------------------------------------------------------------------
BELO CORP.
Ticker: BLC Security ID: 080555105
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LOUIS E. CALDERA For For Management
1.2 ELECT DIRECTOR J. L. CRAVEN, M.D., MPH For For Management
1.3 ELECT DIRECTOR STEPHEN HAMBLETT For For Management
1.4 ELECT DIRECTOR DEALEY D. HERNDON For For Management
1.5 ELECT DIRECTOR WAYNE R. SANDERS For For Management
2 PROPOSAL TO APPROVE THE BELO 2004 For Against Management
EXECUTIVE COMPENSATION PLAN.
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR URSULA M. BURNS For For Management
1.2 ELECT DIRECTOR MARYE ANNE FOX For For Management
1.3 ELECT DIRECTOR N.J. NICHOLAS, JR. For For Management
1.4 ELECT DIRECTOR JOHN E. PEPPER For For Management
2 RATIFICATION OF ERNST & YOUNG LLP AS For For Management
INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR URSULA M. BURNS For For Management
1.2 ELECT DIRECTOR MARYE ANNE FOX For For Management
1.3 ELECT DIRECTOR N.J. NICHOLAS, JR. For For Management
1.4 ELECT DIRECTOR JOHN E. PEPPER For For Management
2 RATIFICATION OF ERNST & YOUNG LLP AS For For Management
INDEPENDENT AUDITORS.
Page 226
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
SECOND RESTATED CERTIFICATE OF
INCORPORATION.
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
SECOND RESTATED CERTIFICATE OF
INCORPORATION.
- --------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC
Ticker: BSY Security ID: 111013108
Meeting Date: NOV 14, 2003 Meeting Type: Annual
Record Date: OCT 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE REPORT AND FINANCIAL For For Management
STATEMENTS
2 TO ELECT LORD WILSON OF DINTON AS A For For Management
DIRECTOR
3 TO ELECT JAMES MURDOCH AS A DIRECTOR For For Management
4 TO ELECT CHASE CAREY AS A DIRECTOR For For Management
5 TO RE-APPOINT DAVID EVANS AS A DIRECTOR For For Management
6 TO RE-APPOINT LORD ST. JOHN OF FAWSLEY AS For For Management
A DIRECTOR
7 TO RE-APPOINT MARTIN STEWART AS A For For Management
DIRECTOR
8 TO RE-APPOINT DELOITTE & TOUCHE LLP AS For For Management
AUDITORS
9 TO RECEIVE THE REMUNERATION REPORT OF THE For For Management
DIRECTORS
10 TO AUTHORISE THE DIRECTORS TO MAKE EU For For Management
POLITICAL DONATIONS UNDER THE PPER ACT
2000
11 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management
SHARES UNDER SECTION 80 COMPANIES ACT
1985
12 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS For For Management
(SPECIAL RESOLUTION)
13 TO REDUCE THE SHARE PREMIUM ACCOUNT For For Management
(SPECIAL RESOLUTION)
Page 227
- --------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC
Ticker: BSY Security ID: 111013108
Meeting Date: NOV 14, 2003 Meeting Type: Annual
Record Date: OCT 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE REPORT AND FINANCIAL For For Management
STATEMENTS
2 TO ELECT LORD WILSON OF DINTON AS A For For Management
DIRECTOR
3 TO ELECT JAMES MURDOCH AS A DIRECTOR For For Management
4 TO ELECT CHASE CAREY AS A DIRECTOR For For Management
5 TO RE-APPOINT DAVID EVANS AS A DIRECTOR For For Management
6 TO RE-APPOINT LORD ST. JOHN OF FAWSLEY AS For For Management
A DIRECTOR
7 TO RE-APPOINT MARTIN STEWART AS A For For Management
DIRECTOR
8 TO RE-APPOINT DELOITTE & TOUCHE LLP AS For For Management
AUDITORS
9 TO RECEIVE THE REMUNERATION REPORT OF THE For For Management
DIRECTORS
10 TO AUTHORISE THE DIRECTORS TO MAKE EU For For Management
POLITICAL DONATIONS UNDER THE PPER ACT
2000
11 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management
SHARES UNDER SECTION 80 COMPANIES ACT
1985
12 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS For For Management
(SPECIAL RESOLUTION)
13 TO REDUCE THE SHARE PREMIUM ACCOUNT For For Management
(SPECIAL RESOLUTION)
Page 228
- --------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC
Ticker: Security ID: G15632105
Meeting Date: NOV 14, 2003 Meeting Type: AGM
Record Date: SEP 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIVE AND ADOPT THE FINANCIAL Unknown For Management
STATEMENTS FOR THE YE 30 JUN 2003,
TOGETHER WI TH THE REPORT OF THE
DIRECTORS AND THE AUDITORS THEREON
2 ELECT MR. LORD WILSON OF DINTON AS A Unknown For Management
DIRECTOR
3 ELECT MR. JAMES MURDOCH AS A DIRECTOR Unknown For Management
4 ELECT MR. CHASE CAREY AS A DIRECTOR Unknown For Management
5 RE-APPOINT MR. DAVID EVANS AS A DIRECTOR Unknown For Management
6 RE-APPOINT MR. LORD ST. JOHN OF FAWSKY AS Unknown For Management
A DIRECTOR
7 RE-APPOINT MR. MARTIN STEWART AS A Unknown For Management
DIRECTOR
8 RE-APPOINT DELOITTE & TOUCHE LLP AS THE Unknown For Management
AUDITORS AND AUTHORIZE THE DIRECTORS T O
AGREE THEIR REMUNERATION
9 RECEIVE THE REMUNERATION REPORT OF THE Unknown For Management
DIRECTORS FOR THE YE 30 JUN 2003
10 AUTHORIZE THE COMPANY, FOR THE PURPOSES Unknown For Management
OF PART XA OF THE COMPANIES ACT 1985, TO
MAKE DONATIONS TO EU POLITICAL
ORGANIZATION AND TO INCUR EU POLITICAL
EXPEN DITURE UP TO A MAXIMUM AGGREGATE
AMOUNT OF GBP 200,000; AUTHORITY EXPIRES
AT THE CONCLUSION OF TH
11 AUTHORIZE THE DIRECTORS, IN SUBSTITUTION Unknown For Management
FOR ANY EXISTING AUTHORITY, PURSUANT TO
AND IN ACCORDANCE WITH SECTION 80 OF THE
COMPANIES ACT 1985, TO ALLOT RELEV ANT
SECURITIES UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 19,000,000 33% OF THE
NOMINAL ISSUED SHAR
12 AUTHORIZE THE DIRECTORS TO ALLOT SHARES Unknown For Management
FOR CASH ON NON PRE-EMPTIVE BASIS UP T O
A MAXIMUM NOMINAL VALUE OF GBP 48,000,000
5% OF THE NOMINAL ISSUED ORDINARY SHARE
CAPITAL OF THE COMPANY AS AT 09 SEP 2003
13 AUTHORIZE THE DIRECTORS TO REDUCE THE Unknown For Management
COMPANY S SHARE PREMIUM ACCOUNT APPROXI
MATELY GBP 2.5 BILLION BY GBP 1.120
BILLION; TO UTILIZED THIS AMOUNT TO WRITE
DOWN THE ACCUMULATED LOSSES IN THE
COMPANY S BALANCE SHEET, THEREBY REMOVING
THE DEFICIT AS AT 30
Page 229
- --------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC
Ticker: Security ID: G15632105
Meeting Date: NOV 14, 2003 Meeting Type: AGM
Record Date: SEP 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIVE AND ADOPT THE FINANCIAL Unknown For Management
STATEMENTS FOR THE YE 30 JUN 2003,
TOGETHER WI TH THE REPORT OF THE
DIRECTORS AND THE AUDITORS THEREON
2 ELECT MR. LORD WILSON OF DINTON AS A Unknown For Management
DIRECTOR
3 ELECT MR. JAMES MURDOCH AS A DIRECTOR Unknown For Management
4 ELECT MR. CHASE CAREY AS A DIRECTOR Unknown For Management
5 RE-APPOINT MR. DAVID EVANS AS A DIRECTOR Unknown For Management
6 RE-APPOINT MR. LORD ST. JOHN OF FAWSKY AS Unknown For Management
A DIRECTOR
7 RE-APPOINT MR. MARTIN STEWART AS A Unknown For Management
DIRECTOR
8 RE-APPOINT DELOITTE & TOUCHE LLP AS THE Unknown For Management
AUDITORS AND AUTHORIZE THE DIRECTORS T O
AGREE THEIR REMUNERATION
9 RECEIVE THE REMUNERATION REPORT OF THE Unknown For Management
DIRECTORS FOR THE YE 30 JUN 2003
10 AUTHORIZE THE COMPANY, FOR THE PURPOSES Unknown For Management
OF PART XA OF THE COMPANIES ACT 1985, TO
MAKE DONATIONS TO EU POLITICAL
ORGANIZATION AND TO INCUR EU POLITICAL
EXPEN DITURE UP TO A MAXIMUM AGGREGATE
AMOUNT OF GBP 200,000; AUTHORITY EXPIRES
AT THE CONCLUSION OF TH
11 AUTHORIZE THE DIRECTORS, IN SUBSTITUTION Unknown For Management
FOR ANY EXISTING AUTHORITY, PURSUANT TO
AND IN ACCORDANCE WITH SECTION 80 OF THE
COMPANIES ACT 1985, TO ALLOT RELEV ANT
SECURITIES UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 19,000,000 33% OF THE
NOMINAL ISSUED SHAR
12 AUTHORIZE THE DIRECTORS TO ALLOT SHARES Unknown For Management
FOR CASH ON NON PRE-EMPTIVE BASIS UP T O
A MAXIMUM NOMINAL VALUE OF GBP 48,000,000
5% OF THE NOMINAL ISSUED ORDINARY SHARE
CAPITAL OF THE COMPANY AS AT 09 SEP 2003
13 AUTHORIZE THE DIRECTORS TO REDUCE THE Unknown For Management
COMPANY S SHARE PREMIUM ACCOUNT APPROXI
MATELY GBP 2.5 BILLION BY GBP 1.120
BILLION; TO UTILIZED THIS AMOUNT TO WRITE
DOWN THE ACCUMULATED LOSSES IN THE
COMPANY S BALANCE SHEET, THEREBY REMOVING
THE DEFICIT AS AT 30
- --------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MICKY ARISON For For Management
1.2 ELECT DIRECTOR AMB RICHARD G. CAPEN JR For For Management
1.3 ELECT DIRECTOR ROBERT H. DICKINSON For For Management
1.4 ELECT DIRECTOR ARNOLD W. DONALD For For Management
1.5 ELECT DIRECTOR PIER LUIGI FOSCHI For For Management
1.6 ELECT DIRECTOR HOWARD S. FRANK For For Management
1.7 ELECT DIRECTOR BARONESS HOGG For For Management
1.8 ELECT DIRECTOR A. KIRK LANTERMAN For For Management
1.9 ELECT DIRECTOR MODESTO A. MAIDIQUE For For Management
1.10 ELECT DIRECTOR JOHN P. MCNULTY For For Management
1.11 ELECT DIRECTOR PETER RATCLIFFE For For Management
1.12 ELECT DIRECTOR SIR JOHN PARKER For For Management
1.13 ELECT DIRECTOR STUART SUBOTNICK For For Management
1.14 ELECT DIRECTOR UZI ZUCKER For For Management
2 TO APPOINT PRICEWATERHOUSECOOPERS AS For For Management
INDEPENDENT AUDITORS FOR CARNIVAL PLC AND
TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS FOR CARNIVAL
CORPORATION.
3 TO AUTHORIZE THE AUDIT COMMITTEE OF For For Management
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS.
4 TO RECEIVE THE ACCOUNTS AND REPORTS FOR For For Management
CARNIVAL PLC FOR THE FINANCIAL PERIOD
ENDED NOVEMBER 30, 2003.
5 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT OF CARNIVAL PLC.
6 TO APPROVE LIMITS ON THE AUTHORITY TO For For Management
ALLOT SHARES BY CARNIVAL PLC.
7 TO APPROVE THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS FOR CARNIVAL PLC
SHARES.
Page 230
- --------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MICKY ARISON For For Management
1.2 ELECT DIRECTOR AMB RICHARD G. CAPEN JR For For Management
1.3 ELECT DIRECTOR ROBERT H. DICKINSON For For Management
1.4 ELECT DIRECTOR ARNOLD W. DONALD For For Management
1.5 ELECT DIRECTOR PIER LUIGI FOSCHI For For Management
1.6 ELECT DIRECTOR HOWARD S. FRANK For For Management
1.7 ELECT DIRECTOR BARONESS HOGG For For Management
1.8 ELECT DIRECTOR A. KIRK LANTERMAN For For Management
1.9 ELECT DIRECTOR MODESTO A. MAIDIQUE For For Management
1.10 ELECT DIRECTOR JOHN P. MCNULTY For For Management
1.11 ELECT DIRECTOR PETER RATCLIFFE For For Management
1.12 ELECT DIRECTOR SIR JOHN PARKER For For Management
1.13 ELECT DIRECTOR STUART SUBOTNICK For For Management
1.14 ELECT DIRECTOR UZI ZUCKER For For Management
2 TO APPOINT PRICEWATERHOUSECOOPERS AS For For Management
INDEPENDENT AUDITORS FOR CARNIVAL PLC AND
TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS FOR CARNIVAL
CORPORATION.
3 TO AUTHORIZE THE AUDIT COMMITTEE OF For For Management
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS.
4 TO RECEIVE THE ACCOUNTS AND REPORTS FOR For For Management
CARNIVAL PLC FOR THE FINANCIAL PERIOD
ENDED NOVEMBER 30, 2003.
5 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT OF CARNIVAL PLC.
6 TO APPROVE LIMITS ON THE AUTHORITY TO For For Management
ALLOT SHARES BY CARNIVAL PLC.
7 TO APPROVE THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS FOR CARNIVAL PLC
SHARES.
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN T. DILLON For For Management
1.2 ELECT DIRECTOR JUAN GALLARDO For For Management
1.3 ELECT DIRECTOR WILLIAM A. OSBORN For For Management
1.4 ELECT DIRECTOR GORDON R. PARKER For For Management
1.5 ELECT DIRECTOR EDWARD B. RUST, JR. For For Management
2 AMEND OPTION PLAN For Against Management
3 RATIFY AUDITORS For For Management
4 STOCKHOLDER PROPOSAL - RIGHTS PLAN Against For Shareholder
5 STOCKHOLDER PROPOSAL - SALE OF EQUIPMENT Against Against Shareholder
TO ISRAEL
6 STOCKHOLDER PROPOSAL - HIV/AIDS Against Against Shareholder
Page 231
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CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN T. DILLON For For Management
1.2 ELECT DIRECTOR JUAN GALLARDO For For Management
1.3 ELECT DIRECTOR WILLIAM A. OSBORN For For Management
1.4 ELECT DIRECTOR GORDON R. PARKER For For Management
1.5 ELECT DIRECTOR EDWARD B. RUST, JR. For For Management
2 AMEND OPTION PLAN For Against Management
3 RATIFY AUDITORS For For Management
4 STOCKHOLDER PROPOSAL - RIGHTS PLAN Against For Shareholder
5 STOCKHOLDER PROPOSAL - SALE OF EQUIPMENT Against Against Shareholder
TO ISRAEL
6 STOCKHOLDER PROPOSAL - HIV/AIDS Against Against Shareholder
- --------------------------------------------------------------------------------
CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR FRANK BALDINO,JR. PH.D. For For Management
1.2 ELECT DIRECTOR WILLIAM P. EGAN For For Management
1.3 ELECT DIRECTOR ROBERT J. FEENEY, PH.D. For For Management
1.4 ELECT DIRECTOR MARTYN D. GREENACRE For For Management
1.5 ELECT DIRECTOR CHARLES A. SANDERS, M.D For For Management
1.6 ELECT DIRECTOR GAIL R. WILENSKY, PH.D. For For Management
1.7 ELECT DIRECTOR DENNIS L. WINGER For For Management
1.8 ELECT DIRECTOR HORST WITZEL, DR.-ING. For For Management
2 APPROVAL OF AN INCREASE IN THE NUMBER OF For For Management
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE COMPANY S 2004 EQUITY
COMPENSATION PLAN (PREVIOUSLY KNOWN AS
THE COMPANY S 1995 EQUITY COMPENSATION
PLAN), THE EXTENSION OF THE TERM OF THE
COMPANY S 2004 EQ
Page 232
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CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR FRANK BALDINO,JR. PH.D. For For Management
1.2 ELECT DIRECTOR WILLIAM P. EGAN For For Management
1.3 ELECT DIRECTOR ROBERT J. FEENEY, PH.D. For For Management
1.4 ELECT DIRECTOR MARTYN D. GREENACRE For For Management
1.5 ELECT DIRECTOR CHARLES A. SANDERS, M.D For For Management
1.6 ELECT DIRECTOR GAIL R. WILENSKY, PH.D. For For Management
1.7 ELECT DIRECTOR DENNIS L. WINGER For For Management
1.8 ELECT DIRECTOR HORST WITZEL, DR.-ING. For For Management
2 APPROVAL OF AN INCREASE IN THE NUMBER OF For For Management
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE COMPANY S 2004 EQUITY
COMPENSATION PLAN (PREVIOUSLY KNOWN AS
THE COMPANY S 1995 EQUITY COMPENSATION
PLAN), THE EXTENSION OF THE TERM OF THE
COMPANY S 2004 EQ
- --------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR S.H. ARMACOST For For Management
1.2 ELECT DIRECTOR R.E. DENHAM For For Management
1.3 ELECT DIRECTOR R.J. EATON For For Management
1.4 ELECT DIRECTOR S. GINN For For Management
1.5 ELECT DIRECTOR C.A. HILLS For For Management
1.6 ELECT DIRECTOR F.G. JENIFER For For Management
1.7 ELECT DIRECTOR J.B. JOHNSTON For For Management
1.8 ELECT DIRECTOR S. NUNN For For Management
1.9 ELECT DIRECTOR D.J. O'REILLY For For Management
1.10 ELECT DIRECTOR P.J. ROBERTSON For For Management
1.11 ELECT DIRECTOR C.R. SHOEMATE For For Management
1.12 ELECT DIRECTOR C. WARE For For Management
2 RATIFICATION OF INDEPENDENT ACCOUNTANTS For For Management
3 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS For For Management
PLAN POLICY
4 APPROVAL OF THE LONG-TERM INCENTIVE PLAN For For Management
5 HIV/AIDS, TUBERCULOSIS, AND MALARIA Against Against Shareholder
6 POLITICAL DISCLOSURE Against Against Shareholder
7 DIRECTOR ELECTION VOTE THRESHOLD Against Against Shareholder
8 REPORT ON ECUADOR Against Against Shareholder
9 RENEWABLE ENERGY Against Against Shareholder
Page 233
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CHEVRONTEXACO CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR S.H. ARMACOST For For Management
1.2 ELECT DIRECTOR R.E. DENHAM For For Management
1.3 ELECT DIRECTOR R.J. EATON For For Management
1.4 ELECT DIRECTOR S. GINN For For Management
1.5 ELECT DIRECTOR C.A. HILLS For For Management
1.6 ELECT DIRECTOR F.G. JENIFER For For Management
1.7 ELECT DIRECTOR J.B. JOHNSTON For For Management
1.8 ELECT DIRECTOR S. NUNN For For Management
1.9 ELECT DIRECTOR D.J. O'REILLY For For Management
1.10 ELECT DIRECTOR P.J. ROBERTSON For For Management
1.11 ELECT DIRECTOR C.R. SHOEMATE For For Management
1.12 ELECT DIRECTOR C. WARE For For Management
2 RATIFICATION OF INDEPENDENT ACCOUNTANTS For For Management
3 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS For For Management
PLAN POLICY
4 APPROVAL OF THE LONG-TERM INCENTIVE PLAN For For Management
5 HIV/AIDS, TUBERCULOSIS, AND MALARIA Against Against Shareholder
6 POLITICAL DISCLOSURE Against Against Shareholder
7 DIRECTOR ELECTION VOTE THRESHOLD Against Against Shareholder
8 REPORT ON ECUADOR Against Against Shareholder
9 RENEWABLE ENERGY Against Against Shareholder
- --------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779101
Meeting Date: MAR 10, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PATRICK H. NETTLES For For Management
1.2 ELECT DIRECTOR JOHN R. DILLON For For Management
1.3 ELECT DIRECTOR LAWTON W. FITT For For Management
- --------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779101
Meeting Date: MAR 10, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PATRICK H. NETTLES For For Management
1.2 ELECT DIRECTOR JOHN R. DILLON For For Management
1.3 ELECT DIRECTOR LAWTON W. FITT For For Management
Page 234
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR CAROL A. BARTZ For For Management
1.2 ELECT DIRECTOR LARRY R. CARTER For For Management
1.3 ELECT DIRECTOR JOHN T. CHAMBERS For For Management
1.4 ELECT DIRECTOR DR. JAMES F. GIBBONS For For Management
1.5 ELECT DIRECTOR DR. JOHN L. HENNESSY For For Management
1.6 ELECT DIRECTOR RODERICK C. MCGEARY For For Management
1.7 ELECT DIRECTOR JAMES C. MORGAN For For Management
1.8 ELECT DIRECTOR JOHN P. MORGRIDGE For For Management
1.9 ELECT DIRECTOR DONALD T. VALENTINE For For Management
1.10 ELECT DIRECTOR STEVEN M. WEST For For Management
1.11 ELECT DIRECTOR JERRY YANG For For Management
2 TO APPROVE AN AMENDMENT AND RESTATEMENT For For Management
OF THE EMPLOYEE STOCK PURCHASE PLAN,
INCLUDING AN INCREASE OF 100,000,000
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN AND A 5-YEAR EXTENSION OF THE PLAN,
AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT
3 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JULY 31, 2004.
4 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT Against Against Shareholder
THE BOARD PREPARE A REPORT EACH FISCAL
YEAR ON CISCO HARDWARE AND SOFTWARE
PROVIDED TO GOVERNMENT AGENCIES AND
STATE-OWNED COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH I
5 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT Against Against Shareholder
THE BOARD S COMPENSATION COMMITTEE
PREPARE AND MAKE AVAILABLE BY JANUARY 1,
2004, A REPORT COMPARING TOTAL
COMPENSATION OF THE COMPANY S TOP
EXECUTIVES AND ITS LOWEST PAID WORKERS IN
THE U.S. AND ABROAD AS OF SPECIF
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR CAROL A. BARTZ For For Management
1.2 ELECT DIRECTOR LARRY R. CARTER For For Management
1.3 ELECT DIRECTOR JOHN T. CHAMBERS For For Management
1.4 ELECT DIRECTOR DR. JAMES F. GIBBONS For For Management
1.5 ELECT DIRECTOR DR. JOHN L. HENNESSY For For Management
1.6 ELECT DIRECTOR RODERICK C. MCGEARY For For Management
1.7 ELECT DIRECTOR JAMES C. MORGAN For For Management
1.8 ELECT DIRECTOR JOHN P. MORGRIDGE For For Management
1.9 ELECT DIRECTOR DONALD T. VALENTINE For For Management
1.10 ELECT DIRECTOR STEVEN M. WEST For For Management
1.11 ELECT DIRECTOR JERRY YANG For For Management
2 TO APPROVE AN AMENDMENT AND RESTATEMENT For For Management
OF THE EMPLOYEE STOCK PURCHASE PLAN,
INCLUDING AN INCREASE OF 100,000,000
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN AND A 5-YEAR EXTENSION OF THE PLAN,
AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT
3 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JULY 31, 2004.
4 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT Against Against Shareholder
THE BOARD PREPARE A REPORT EACH FISCAL
YEAR ON CISCO HARDWARE AND SOFTWARE
PROVIDED TO GOVERNMENT AGENCIES AND
STATE-OWNED COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH I
5 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT Against Against Shareholder
THE BOARD S COMPENSATION COMMITTEE
PREPARE AND MAKE AVAILABLE BY JANUARY 1,
2004, A REPORT COMPARING TOTAL
COMPENSATION OF THE COMPANY S TOP
EXECUTIVES AND ITS LOWEST PAID WORKERS IN
THE U.S. AND ABROAD AS OF SPECIF
Page 235
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CITADEL BROADCASTING CORP
Ticker: CDL Security ID: 17285T106
Meeting Date: MAY 24, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DAVID W. CHECKETTS For For Management
1.2 ELECT DIRECTOR J. ANTHONY FORSTMANN For For Management
1.3 ELECT DIRECTOR CHARLES P. ROSE, JR. For For Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE, LLP AS THE COMPANY S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- --------------------------------------------------------------------------------
CITADEL BROADCASTING CORP
Ticker: CDL Security ID: 17285T106
Meeting Date: MAY 24, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DAVID W. CHECKETTS For For Management
1.2 ELECT DIRECTOR J. ANTHONY FORSTMANN For For Management
1.3 ELECT DIRECTOR CHARLES P. ROSE, JR. For For Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE, LLP AS THE COMPANY S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- --------------------------------------------------------------------------------
CNET NETWORKS, INC.
Ticker: CNET Security ID: 12613R104
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN C. 'BUD' COLLIGAN For For Management
1.2 ELECT DIRECTOR JARL MOHN For For Management
2 THE APPROVAL OF THE 2004 CNET NETWORKS, For Against Management
INC. INCENTIVE STOCK AWARD PLAN
3 RATIFICATION OF KPMG LLP TO SERVE AS THE For For Management
COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004
Page 236
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CNET NETWORKS, INC.
Ticker: CNET Security ID: 12613R104
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN C. 'BUD' COLLIGAN For For Management
1.2 ELECT DIRECTOR JARL MOHN For For Management
2 THE APPROVAL OF THE 2004 CNET NETWORKS, For Against Management
INC. INCENTIVE STOCK AWARD PLAN
3 RATIFICATION OF KPMG LLP TO SERVE AS THE For For Management
COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004
- --------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOSEPH ELLIS For For Management
1.2 ELECT DIRECTOR LEW FRANKFORT For For Management
1.3 ELECT DIRECTOR SALLY FRAME KASAKS For For Management
1.4 ELECT DIRECTOR GARY LOVEMAN For For Management
1.5 ELECT DIRECTOR IRENE MILLER For For Management
1.6 ELECT DIRECTOR KEITH MONDA For For Management
1.7 ELECT DIRECTOR MICHAEL MURPHY For For Management
- --------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOSEPH ELLIS For For Management
1.2 ELECT DIRECTOR LEW FRANKFORT For For Management
1.3 ELECT DIRECTOR SALLY FRAME KASAKS For For Management
1.4 ELECT DIRECTOR GARY LOVEMAN For For Management
1.5 ELECT DIRECTOR IRENE MILLER For For Management
1.6 ELECT DIRECTOR KEITH MONDA For For Management
1.7 ELECT DIRECTOR MICHAEL MURPHY For For Management
Page 237
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COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J.K. CONWAY For For Management
1.2 ELECT DIRECTOR R.E. FERGUSON For For Management
1.3 ELECT DIRECTOR C.M. GUTIERREZ For For Management
1.4 ELECT DIRECTOR E.M. HANCOCK For For Management
1.5 ELECT DIRECTOR D.W. JOHNSON For For Management
1.6 ELECT DIRECTOR R.J. KOGAN For For Management
1.7 ELECT DIRECTOR D.E. LEWIS For For Management
1.8 ELECT DIRECTOR R. MARK For For Management
1.9 ELECT DIRECTOR E.A. MONRAD For For Management
2 RATIFY SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS
3 REAPPROVAL OF PORTIONS OF THE COMPANY S For For Management
STOCKHOLDER-APPROVED EXECUTIVE INCENTIVE
COMPENSATION PLAN
4 STOCKHOLDER PROPOSAL ON GOLDEN PARACHUTE Against Against Shareholder
SEVERANCE PAY
5 STOCKHOLDER PROPOSAL ON WORKPLACE HUMAN Against Against Shareholder
RIGHTS
6 STOCKHOLDER PROPOSAL ON INDEPENDENT Against Against Shareholder
CHAIRMAN
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J.K. CONWAY For For Management
1.2 ELECT DIRECTOR R.E. FERGUSON For For Management
1.3 ELECT DIRECTOR C.M. GUTIERREZ For For Management
1.4 ELECT DIRECTOR E.M. HANCOCK For For Management
1.5 ELECT DIRECTOR D.W. JOHNSON For For Management
1.6 ELECT DIRECTOR R.J. KOGAN For For Management
1.7 ELECT DIRECTOR D.E. LEWIS For For Management
1.8 ELECT DIRECTOR R. MARK For For Management
1.9 ELECT DIRECTOR E.A. MONRAD For For Management
2 RATIFY SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS
3 REAPPROVAL OF PORTIONS OF THE COMPANY S For For Management
STOCKHOLDER-APPROVED EXECUTIVE INCENTIVE
COMPENSATION PLAN
4 STOCKHOLDER PROPOSAL ON GOLDEN PARACHUTE Against Against Shareholder
SEVERANCE PAY
5 STOCKHOLDER PROPOSAL ON WORKPLACE HUMAN Against Against Shareholder
RIGHTS
6 STOCKHOLDER PROPOSAL ON INDEPENDENT Against Against Shareholder
CHAIRMAN
Page 238
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DELL COMPUTER CORPORATION
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MICHAEL A. MILES For For Management
1.2 ELECT DIRECTOR ALEX J. MANDL For For Management
1.3 ELECT DIRECTOR MORTON L. TOPFER For For Management
2 ELIMINATION OF CLASSIFIED BOARD For For Management
3 CHANGE OF COMPANY NAME TO DELL INC. For For Management
4 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE For For Management
BONUS PLAN
- --------------------------------------------------------------------------------
DELL COMPUTER CORPORATION
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MICHAEL A. MILES For For Management
1.2 ELECT DIRECTOR ALEX J. MANDL For For Management
1.3 ELECT DIRECTOR MORTON L. TOPFER For For Management
2 ELIMINATION OF CLASSIFIED BOARD For For Management
3 CHANGE OF COMPANY NAME TO DELL INC. For For Management
4 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE For For Management
BONUS PLAN
- --------------------------------------------------------------------------------
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN
Ticker: Security ID: D1882G119
Meeting Date: MAY 19, 2004 Meeting Type: AGM
Record Date: OCT 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIVE THE FINANCIAL STATEMENTS AND THE Unknown None Management
ANNUAL REPORT FOR THE 2003 FY WITH THE
REPORT OF THE SUPERVISORY BOARD, THE
GROUP FINANCIAL STATEMENTS AND GROUP
ANNUAL REPORT, AND THE PROPOSAL ON THE
APPROPRIATION OF THE DISTRIBUTABLE PROFIT
2 APPROVE THE APPROPRIATION OF THE Unknown None Management
DISTRIBUTABLE PROFIT OF EUR 135,000,000
AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR
0.55 PER NO-PAR SHARE EUR 73,508,416
SHALL ALLOCATED TO THE OTHER REVENUE
RESERVES EX-DIVIDEND AND PAYABLE DATE: 21
MAY 2004
3 RATIFY THE ACTS OF THE BOARD OF MANAGING Unknown None Management
DIRECTORS
4 RATIFY THE ACTS OF THE SUPERVISORY BOARD Unknown None Management
5 ELECT THE SUPERVISORY BOARD Unknown None Management
6 AUTHORIZE THE BOARD OF MANAGING DIRECTOR Unknown None Management
TO ACQUIRE SHARES OF THE COMPANY OF UP TO
10% OF THE SHARE CAPITAL THROUGH THE
STOCK EXCHANGE AT A PRICE NOT DIFFERING
MORE THAN 10% FROM THE MARKET PRICE OF
THE SHARES, OR BY WAY OF A REPURCHASE
OFFER AT A PRICE N
7 APPROVE THE PROFIT TRANSFER AGREEMENT Unknown None Management
WITH THE COMPANYS WHOLLY-OWNED SUBSIDIARY
DEUTSCHE BOERSE IT HOLDING GMBH
8 APPOINT THE AUDITORS FOR THE 2004 FY Unknown None Management
KPMG, BERLIN AND FRANKFURT
9 PLEASE BE ADVISED THAT DEUTSCHE BOERSE N/A N/A Shareholder
AG SHARES ARE ISSUED IN REGISTERED FORM
AND AS SUCH DO NOT REQUIRE SHARE BLOCKING
IN ORDER TO ENTITLE YOU TO VOTE. THANK
YOU
Page 239
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DEUTSCHE BOERSE AG, FRANKFURT AM MAIN
Ticker: Security ID: D1882G119
Meeting Date: MAY 19, 2004 Meeting Type: AGM
Record Date: OCT 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIVE THE FINANCIAL STATEMENTS AND THE Unknown None Management
ANNUAL REPORT FOR THE 2003 FY WITH THE
REPORT OF THE SUPERVISORY BOARD, THE
GROUP FINANCIAL STATEMENTS AND GROUP
ANNUAL REPORT, AND THE PROPOSAL ON THE
APPROPRIATION OF THE DISTRIBUTABLE PROFIT
2 APPROVE THE APPROPRIATION OF THE Unknown None Management
DISTRIBUTABLE PROFIT OF EUR 135,000,000
AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR
0.55 PER NO-PAR SHARE EUR 73,508,416
SHALL ALLOCATED TO THE OTHER REVENUE
RESERVES EX-DIVIDEND AND PAYABLE DATE: 21
MAY 2004
3 RATIFY THE ACTS OF THE BOARD OF MANAGING Unknown None Management
DIRECTORS
4 RATIFY THE ACTS OF THE SUPERVISORY BOARD Unknown None Management
5 ELECT THE SUPERVISORY BOARD Unknown None Management
6 AUTHORIZE THE BOARD OF MANAGING DIRECTOR Unknown None Management
TO ACQUIRE SHARES OF THE COMPANY OF UP TO
10% OF THE SHARE CAPITAL THROUGH THE
STOCK EXCHANGE AT A PRICE NOT DIFFERING
MORE THAN 10% FROM THE MARKET PRICE OF
THE SHARES, OR BY WAY OF A REPURCHASE
OFFER AT A PRICE N
7 APPROVE THE PROFIT TRANSFER AGREEMENT Unknown None Management
WITH THE COMPANYS WHOLLY-OWNED SUBSIDIARY
DEUTSCHE BOERSE IT HOLDING GMBH
8 APPOINT THE AUDITORS FOR THE 2004 FY Unknown None Management
KPMG, BERLIN AND FRANKFURT
9 PLEASE BE ADVISED THAT DEUTSCHE BOERSE None None Shareholder
AG SHARES ARE ISSUED IN REGISTERED FORM
AND AS SUCH DO NOT REQUIRE SHARE BLOCKING
IN ORDER TO ENTITLE YOU TO VOTE. THANK
YOU
Page 240
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DOW JONES & COMPANY, INC.
Ticker: DJ Security ID: 260561105
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR IRVINE O. HOCKADAY, JR. For For Management
1.2 ELECT DIRECTOR VERNON E. JORDAN, JR. For For Management
1.3 ELECT DIRECTOR LEWIS B. CAMPBELL For For Management
1.4 ELECT DIRECTOR DIETER VON HOLTZBRINCK For For Management
1.5 ELECT DIRECTOR ELIZABETH STEELE For For Management
2 APPROVAL OF AUDITORS FOR 2004. For For Management
3 AMENDMENT TO THE COMPANY S 2001 LONG-TERM For Against Management
INCENTIVE PLAN TO INCREASE THE SHARES
RESERVED FOR ISSUANCE FROM 7,000,000 TO
9,000,000 SHARES.
4 STOCKHOLDER PROPOSAL TO SEPARATE THE Against Against Shareholder
POSITIONS OF CHAIRMAN OF THE BOARD AND
CHIEF EXECUTIVE OFFICER.
- --------------------------------------------------------------------------------
DOW JONES & COMPANY, INC.
Ticker: DJ Security ID: 260561105
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR IRVINE O. HOCKADAY, JR. For For Management
1.2 ELECT DIRECTOR VERNON E. JORDAN, JR. For For Management
1.3 ELECT DIRECTOR LEWIS B. CAMPBELL For For Management
1.4 ELECT DIRECTOR DIETER VON HOLTZBRINCK For For Management
1.5 ELECT DIRECTOR ELIZABETH STEELE For For Management
2 APPROVAL OF AUDITORS FOR 2004. For For Management
3 AMENDMENT TO THE COMPANY S 2001 LONG-TERM For Against Management
INCENTIVE PLAN TO INCREASE THE SHARES
RESERVED FOR ISSUANCE FROM 7,000,000 TO
9,000,000 SHARES.
4 STOCKHOLDER PROPOSAL TO SEPARATE THE Against Against Shareholder
POSITIONS OF CHAIRMAN OF THE BOARD AND
CHIEF EXECUTIVE OFFICER.
Page 241
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EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PHILIPPE BOURGUIGNON For For Management
1.2 ELECT DIRECTOR THOMAS J. TIERNEY For For Management
1.3 ELECT DIRECTOR MARGARET C. WHITMAN For For Management
2 APPROVAL OF AMENDMENTS TO OUR 1999 GLOBAL For Against Management
EQUITY INCENTIVE PLAN, INCLUDING AN
AMENDMENT TO INCREASE BY 6,000,000 THE
NUMBER OF SHARES OF COMMON STOCK THAT MAY
BE ISSUED UNDER OUR 1999 PLAN.
3 APPROVAL OF AN AMENDMENT TO OUR 2001 For Against Management
EQUITY INCENTIVE PLAN TO INCREASE BY
18,000,000 THE NUMBER OF SHARES OF COMMON
STOCK THAT MAY BE ISSUED UNDER OUR 2001
PLAN.
4 APPROVAL OF AN AMENDMENT TO OUR For For Management
CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED NUMBER OF SHARES OF COMMON
STOCK FROM 900,000,000 TO 1,790,000,000
SHARES.
5 RATIFICATION OF SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2004.
6 STOCKHOLDER PROPOSAL REQUESTING THE Against Against Shareholder
EXPENSING OF STOCK OPTIONS.
- --------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PHILIPPE BOURGUIGNON For For Management
1.2 ELECT DIRECTOR THOMAS J. TIERNEY For For Management
1.3 ELECT DIRECTOR MARGARET C. WHITMAN For For Management
2 APPROVAL OF AMENDMENTS TO OUR 1999 GLOBAL For Against Management
EQUITY INCENTIVE PLAN, INCLUDING AN
AMENDMENT TO INCREASE BY 6,000,000 THE
NUMBER OF SHARES OF COMMON STOCK THAT MAY
BE ISSUED UNDER OUR 1999 PLAN.
3 APPROVAL OF AN AMENDMENT TO OUR 2001 For Against Management
EQUITY INCENTIVE PLAN TO INCREASE BY
18,000,000 THE NUMBER OF SHARES OF COMMON
STOCK THAT MAY BE ISSUED UNDER OUR 2001
PLAN.
4 APPROVAL OF AN AMENDMENT TO OUR For For Management
CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED NUMBER OF SHARES OF COMMON
STOCK FROM 900,000,000 TO 1,790,000,000
SHARES.
5 RATIFICATION OF SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2004.
6 STOCKHOLDER PROPOSAL REQUESTING THE Against Against Shareholder
EXPENSING OF STOCK OPTIONS.
Page 242
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EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN R. EGAN For For Management
1.2 ELECT DIRECTOR MICHAEL C. RUETTGERS For For Management
1.3 ELECT DIRECTOR DAVID N. STROHM For For Management
2 PROPOSAL 2 - TO APPROVE AN AMENDMENT TO For For Management
EMC S 2003 STOCK PLAN TO INCREASE BY
50,000,000 THE NUMBER OF SHARES AVAILABLE
FOR GRANT UNDER SUCH PLAN, AND ALLOW
AWARDS OF RESTRICTED STOCK AND RESTRICTED
STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE
DIRECTORS, AS D
3 PROPOSAL 3 - TO APPROVE AN AMENDMENT TO For For Management
EMC S 1989 EMPLOYEE STOCK PURCHASE PLAN
TO INCREASE BY 25,000,000 THE NUMBER OF
SHARES AVAILABLE FOR GRANT UNDER SUCH
PLAN, AS DESCRIBED IN EMC S PROXY
STATEMENT.
4 PROPOSAL 4 - TO RATIFY THE SELECTION BY For For Management
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP
AS EMC S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
5 PROPOSAL 5 - TO ACT UPON A STOCKHOLDER Against Against Shareholder
PROPOSAL RELATING TO EXECUTIVE
COMPENSATION, AS DESCRIBED IN EMC S PROXY
STATEMENT.
- --------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN R. EGAN For For Management
1.2 ELECT DIRECTOR MICHAEL C. RUETTGERS For For Management
1.3 ELECT DIRECTOR DAVID N. STROHM For For Management
2 PROPOSAL 2 - TO APPROVE AN AMENDMENT TO For For Management
EMC S 2003 STOCK PLAN TO INCREASE BY
50,000,000 THE NUMBER OF SHARES AVAILABLE
FOR GRANT UNDER SUCH PLAN, AND ALLOW
AWARDS OF RESTRICTED STOCK AND RESTRICTED
STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE
DIRECTORS, AS D
3 PROPOSAL 3 - TO APPROVE AN AMENDMENT TO For For Management
EMC S 1989 EMPLOYEE STOCK PURCHASE PLAN
TO INCREASE BY 25,000,000 THE NUMBER OF
SHARES AVAILABLE FOR GRANT UNDER SUCH
PLAN, AS DESCRIBED IN EMC S PROXY
STATEMENT.
4 PROPOSAL 4 - TO RATIFY THE SELECTION BY For For Management
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP
AS EMC S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
5 PROPOSAL 5 - TO ACT UPON A STOCKHOLDER Against Against Shareholder
PROPOSAL RELATING TO EXECUTIVE
COMPENSATION, AS DESCRIBED IN EMC S PROXY
STATEMENT.
Page 243
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EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR M.J. BOSKIN For For Management
1.2 ELECT DIRECTOR J.R. HOUGHTON For For Management
1.3 ELECT DIRECTOR W.R. HOWELL For For Management
1.4 ELECT DIRECTOR R.C. KING For For Management
1.5 ELECT DIRECTOR P.E. LIPPINCOTT For For Management
1.6 ELECT DIRECTOR H.J. LONGWELL For For Management
1.7 ELECT DIRECTOR H.A. MCKINNELL, JR. For For Management
1.8 ELECT DIRECTOR M.C. NELSON For For Management
1.9 ELECT DIRECTOR L.R. RAYMOND For For Management
1.10 ELECT DIRECTOR W.V. SHIPLEY For For Management
1.11 ELECT DIRECTOR R.W. TILLERSON For For Management
2 RATIFICATION OF INDEPENDENT AUDITORS For For Management
(PAGE 27).
3 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR For For Management
RESTRICTED STOCK PLAN (PAGE 28).
4 POLITICAL CONTRIBUTIONS (PAGE 30). Against Against Shareholder
5 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Against Against Shareholder
6 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE Against Against Shareholder
34).
7 BOARD CHAIRMAN AND CEO (PAGE 37). Against Against Shareholder
8 EXECUTIVE COMPENSATION (PAGE 39). Against Against Shareholder
9 EQUITY COMPENSATION REPORT (PAGE 40). Against Against Shareholder
10 AMENDMENT OF EEO POLICY (PAGE 42). Against Against Shareholder
11 CLIMATE SCIENCE REPORT (PAGE 44). Against Against Shareholder
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR M.J. BOSKIN For For Management
1.2 ELECT DIRECTOR J.R. HOUGHTON For For Management
1.3 ELECT DIRECTOR W.R. HOWELL For For Management
1.4 ELECT DIRECTOR R.C. KING For For Management
1.5 ELECT DIRECTOR P.E. LIPPINCOTT For For Management
1.6 ELECT DIRECTOR H.J. LONGWELL For For Management
1.7 ELECT DIRECTOR H.A. MCKINNELL, JR. For For Management
1.8 ELECT DIRECTOR M.C. NELSON For For Management
1.9 ELECT DIRECTOR L.R. RAYMOND For For Management
1.10 ELECT DIRECTOR W.V. SHIPLEY For For Management
1.11 ELECT DIRECTOR R.W. TILLERSON For For Management
2 RATIFICATION OF INDEPENDENT AUDITORS For For Management
(PAGE 27).
3 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR For For Management
RESTRICTED STOCK PLAN (PAGE 28).
4 POLITICAL CONTRIBUTIONS (PAGE 30). Against Against Shareholder
5 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Against Against Shareholder
6 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE Against Against Shareholder
34).
7 BOARD CHAIRMAN AND CEO (PAGE 37). Against Against Shareholder
8 EXECUTIVE COMPENSATION (PAGE 39). Against Against Shareholder
9 EQUITY COMPENSATION REPORT (PAGE 40). Against Against Shareholder
10 AMENDMENT OF EEO POLICY (PAGE 42). Against Against Shareholder
11 CLIMATE SCIENCE REPORT (PAGE 44). Against Against Shareholder
Page 244
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FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR S.B. ASHLEY For For Management
1.2 ELECT DIRECTOR K.M. DUBERSTEIN For For Management
1.3 ELECT DIRECTOR T.P. GERRITY For For Management
1.4 ELECT DIRECTOR T. HOWARD For For Management
1.5 ELECT DIRECTOR A. KOROLOGOS For For Management
1.6 ELECT DIRECTOR F.V. MALEK For For Management
1.7 ELECT DIRECTOR D.B. MARRON For For Management
1.8 ELECT DIRECTOR D.H. MUDD For For Management
1.9 ELECT DIRECTOR A.M. MULCAHY For For Management
1.10 ELECT DIRECTOR J.K. PICKETT For For Management
1.11 ELECT DIRECTOR L. RAHL For For Management
1.12 ELECT DIRECTOR F.D. RAINES For For Management
1.13 ELECT DIRECTOR H.P. SWYGERT For For Management
2 RATIFICATION OF THE SELECTION OF AUDITORS For For Management
3 APPROVAL OF AN AMENDMENT TO THE FANNIE For For Management
MAE EMPLOYEE STOCK PURCHASE PLAN
4 STOCKHOLDER PROPOSAL TO REINSTATE Against Against Shareholder
CUMULATIVE VOTING
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR S.B. ASHLEY For For Management
1.2 ELECT DIRECTOR K.M. DUBERSTEIN For For Management
1.3 ELECT DIRECTOR T.P. GERRITY For For Management
1.4 ELECT DIRECTOR T. HOWARD For For Management
1.5 ELECT DIRECTOR A. KOROLOGOS For For Management
1.6 ELECT DIRECTOR F.V. MALEK For For Management
1.7 ELECT DIRECTOR D.B. MARRON For For Management
1.8 ELECT DIRECTOR D.H. MUDD For For Management
1.9 ELECT DIRECTOR A.M. MULCAHY For For Management
1.10 ELECT DIRECTOR J.K. PICKETT For For Management
1.11 ELECT DIRECTOR L. RAHL For For Management
1.12 ELECT DIRECTOR F.D. RAINES For For Management
1.13 ELECT DIRECTOR H.P. SWYGERT For For Management
2 RATIFICATION OF THE SELECTION OF AUDITORS For For Management
3 APPROVAL OF AN AMENDMENT TO THE FANNIE For For Management
MAE EMPLOYEE STOCK PURCHASE PLAN
4 STOCKHOLDER PROPOSAL TO REINSTATE Against Against Shareholder
CUMULATIVE VOTING
Page 245
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FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HOWARD SOLOMON For For Management
1.2 ELECT DIRECTOR WILLIAM J. CANDEE, III For For Management
1.3 ELECT DIRECTOR GEORGE S. COHAN For For Management
1.4 ELECT DIRECTOR DAN L. GOLDWASSER For For Management
1.5 ELECT DIRECTOR LESTER B. SALANS For For Management
1.6 ELECT DIRECTOR KENNETH E. GOODMAN For For Management
1.7 ELECT DIRECTOR PHILLIP M. SATOW For For Management
2 RATIFICATION OF AMENDMENT OF THE COMPANY For For Management
S CERTIFICATE OF INCORPORATION TO
AUTHORIZE ADDITIONAL SHARES OF THE
COMPANY S COMMON STOCK.
3 RATIFICATION OF BDO SEIDMAN, LLP AS For For Management
INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HOWARD SOLOMON For For Management
1.2 ELECT DIRECTOR WILLIAM J. CANDEE, III For For Management
1.3 ELECT DIRECTOR GEORGE S. COHAN For For Management
1.4 ELECT DIRECTOR DAN L. GOLDWASSER For For Management
1.5 ELECT DIRECTOR LESTER B. SALANS For For Management
1.6 ELECT DIRECTOR KENNETH E. GOODMAN For For Management
1.7 ELECT DIRECTOR PHILLIP M. SATOW For For Management
2 RATIFICATION OF AMENDMENT OF THE COMPANY For For Management
S CERTIFICATE OF INCORPORATION TO
AUTHORIZE ADDITIONAL SHARES OF THE
COMPANY S COMMON STOCK.
3 RATIFICATION OF BDO SEIDMAN, LLP AS For For Management
INDEPENDENT AUDITORS.
Page 246
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GAP, INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HOWARD BEHAR For For Management
1.2 ELECT DIRECTOR ADRIAN D.P. BELLAMY For For Management
1.3 ELECT DIRECTOR DONALD G. FISHER For For Management
1.4 ELECT DIRECTOR DORIS F. FISHER For For Management
1.5 ELECT DIRECTOR ROBERT J. FISHER For For Management
1.6 ELECT DIRECTOR GLENDA A. HATCHETT For For Management
1.7 ELECT DIRECTOR PENELOPE L. HUGHES For For Management
1.8 ELECT DIRECTOR BOB L. MARTIN For For Management
1.9 ELECT DIRECTOR JORGE P. MONTOYA For For Management
1.10 ELECT DIRECTOR PAUL S. PRESSLER For For Management
1.11 ELECT DIRECTOR JAMES M. SCHNEIDER For For Management
1.12 ELECT DIRECTOR MAYO A. SHATTUCK III For For Management
1.13 ELECT DIRECTOR MARGARET C. WHITMAN For For Management
2 RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS
3 TO APPROVE THE PROPOSAL TO AMEND AND For For Management
RESTATE THE COMPANY S EXECUTIVE
MANAGEMENT INCENTIVE CASH AWARD PLAN
4 A SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
GAP, INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HOWARD BEHAR For For Management
1.2 ELECT DIRECTOR ADRIAN D.P. BELLAMY For For Management
1.3 ELECT DIRECTOR DONALD G. FISHER For For Management
1.4 ELECT DIRECTOR DORIS F. FISHER For For Management
1.5 ELECT DIRECTOR ROBERT J. FISHER For For Management
1.6 ELECT DIRECTOR GLENDA A. HATCHETT For For Management
1.7 ELECT DIRECTOR PENELOPE L. HUGHES For For Management
1.8 ELECT DIRECTOR BOB L. MARTIN For For Management
1.9 ELECT DIRECTOR JORGE P. MONTOYA For For Management
1.10 ELECT DIRECTOR PAUL S. PRESSLER For For Management
1.11 ELECT DIRECTOR JAMES M. SCHNEIDER For For Management
1.12 ELECT DIRECTOR MAYO A. SHATTUCK III For For Management
1.13 ELECT DIRECTOR MARGARET C. WHITMAN For For Management
2 RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS
3 TO APPROVE THE PROPOSAL TO AMEND AND For For Management
RESTATE THE COMPANY S EXECUTIVE
MANAGEMENT INCENTIVE CASH AWARD PLAN
4 A SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
GARMIN LTD.
Ticker: GRMN Security ID: G37260109
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR GENE M. BETTS For For Management
1.2 ELECT DIRECTOR THOMAS A. MCDONNELL For For Management
Page 247
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GARMIN LTD.
Ticker: GRMN Security ID: G37260109
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR GENE M. BETTS For For Management
1.2 ELECT DIRECTOR THOMAS A. MCDONNELL For For Management
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PAUL BERG For Withhold Management
1.2 ELECT DIRECTOR ETIENNE F. DAVIGNON For Withhold Management
1.3 ELECT DIRECTOR JAMES M. DENNY For Withhold Management
1.4 ELECT DIRECTOR JOHN C. MARTIN For Withhold Management
1.5 ELECT DIRECTOR GORDON E. MOORE For Withhold Management
1.6 ELECT DIRECTOR NICHOLAS G. MOORE For Withhold Management
1.7 ELECT DIRECTOR GEORGE P. SHULTZ For Withhold Management
1.8 ELECT DIRECTOR GAYLE E. WILSON For Withhold Management
2 TO RATIFY THE SELECTION BY THE AUDIT For For Management
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF GILEAD FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
3 TO APPROVE THE ADOPTION OF GILEAD S 2004 For For Management
EQUITY INCENTIVE PLAN.
4 TO APPROVE AN AMENDMENT TO GILEAD S For For Management
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES
OF GILEAD COMMON STOCK FROM 500,000,000
TO 700,000,000 SHARES.
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PAUL BERG For Withhold Management
1.2 ELECT DIRECTOR ETIENNE F. DAVIGNON For Withhold Management
1.3 ELECT DIRECTOR JAMES M. DENNY For Withhold Management
1.4 ELECT DIRECTOR JOHN C. MARTIN For Withhold Management
1.5 ELECT DIRECTOR GORDON E. MOORE For Withhold Management
1.6 ELECT DIRECTOR NICHOLAS G. MOORE For Withhold Management
1.7 ELECT DIRECTOR GEORGE P. SHULTZ For Withhold Management
1.8 ELECT DIRECTOR GAYLE E. WILSON For Withhold Management
2 TO RATIFY THE SELECTION BY THE AUDIT For For Management
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF GILEAD FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
3 TO APPROVE THE ADOPTION OF GILEAD S 2004 For For Management
EQUITY INCENTIVE PLAN.
4 TO APPROVE AN AMENDMENT TO GILEAD S For For Management
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES
OF GILEAD COMMON STOCK FROM 500,000,000
TO 700,000,000 SHARES.
Page 248
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GRACO INC.
Ticker: GGG Security ID: 384109104
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM G. VAN DYKE For For Management
1.2 ELECT DIRECTOR MARK H. RAUENHORST For For Management
1.3 ELECT DIRECTOR J. KEVIN GILLIGAN For For Management
1.4 ELECT DIRECTOR R. WILLIAM VAN SANT For For Management
1.5 ELECT DIRECTOR JACK W. EUGSTER For For Management
2 RATIFICATION OF APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS
- --------------------------------------------------------------------------------
GRACO INC.
Ticker: GGG Security ID: 384109104
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM G. VAN DYKE For For Management
1.2 ELECT DIRECTOR MARK H. RAUENHORST For For Management
1.3 ELECT DIRECTOR J. KEVIN GILLIGAN For For Management
1.4 ELECT DIRECTOR R. WILLIAM VAN SANT For For Management
1.5 ELECT DIRECTOR JACK W. EUGSTER For For Management
2 RATIFICATION OF APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS
Page 249
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HILTON GROUP PLC
Ticker: Security ID: G45098103
Meeting Date: MAY 21, 2004 Meeting Type: AGM
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIVE AND ADOPT THE REPORTS OF THE Unknown For Management
DIRECTORS AND AUDITOR AND THE ACCOUNTS OF
THE COMPANY FOR THE YE 31 DEC 2003
2 DECLARE A FINAL DIVIDEND OF 5.52P ON EACH Unknown For Management
OF THE 10P ORDINARY SHARES FOR THE YE 31
DEC 2003 PAYABLE ON 01 JUN 2004
3 RE-APPOINT SIR IAN ROBINSON AS A DIRECTOR Unknown For Management
OF THE COMPANY
4 RE-APPOINT MR. L.P. LUPO AS A DIRECTOR OF Unknown For Management
THE COMPANY
5 RE-APPOINT MR. I.P. LIVINGSTON AS A Unknown For Management
DIRECTOR OF THE COMPANY
6 RE-APPOINT MR. C.J. RODRIGUES AS A Unknown For Management
DIRECTOR OF THE COMPANY
7 RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Unknown For Management
THE AUDITOR OF THE COMPANY AND AUTHORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION
8 APPROVE THE 2003 DIRECTORS REMUNERATION Unknown For Management
REPORT
9 AUTHORIZE THE COMPANY, FOR THE PURPOSES Unknown For Management
OF PART XA OF THE COMPANIES ACT 1985, TO
MAKE DONATIONS TO EU POLITICAL
ORGANIZATIONS UP TO GBP 15,000 AND TO
INCUR EU POLITICAL EXPENDITURE UP TO GBP
15,000; AND AUTHORIZE LADBROKES LIMITED,
A WHOLLY OWNED SUBSIDIA
10 APPROVE TO INCREASE THE SHARE CAPITAL OF Unknown For Management
THE COMPANY FROM GBP 216,000,000 TO GBP
226,000,000 BY THE CREATION OF
100,000,000 ADDITIONAL ORDINARY SHARES OF
10P EACH IN THE CAPITAL OF THE COMPANY
11 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES Unknown For Management
OF SECTION 80 OF THE COMPANIES ACT 1985,
TO ALLOT RELEVANT SECURITIES SECTION
80(2) UP TO AN AGGREGATE NOMINAL AMOUNT
OF GBP 52,700,00; AUTHORITY EXPIRES THE
EARLIER OF AGM OF THE COMPANY IN 2005 OR
20 AUG 2005
12 AUTHORIZE THE DIRECTORS, TO ALLOT EQUITY Unknown For Management
SECURITIES FOR CASH, PURSUANT TO SECTION
94 OF THE COMPANIES ACT 1985 AND SUBJECT
TO THE PASSING OF RESOLUTION 5.4,
DISAPPLYING THE STATUTORY PRE-EMPTION
RIGHTS SECTION 89(1) OF THE COMPANIES
ACT 1985 , PROVIDED T
13 AUTHORIZE THE COMPANY TO MAKE MARKET Unknown For Management
PURCHASES SECTION 163(3) OF THE
COMPANIES ACT 1985 OF UP TO 158,239,580
ORDINARY SHARES OF THE COMPANY OF 10P
EACH IN THE CAPITAL OF THE COMPANY, AT A
MINIMUM PRICE OF 10P AND UP TO 105% OF
THE AVERAGE MIDDLE MARKET
Page 250
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HILTON GROUP PLC
Ticker: Security ID: G45098103
Meeting Date: MAY 21, 2004 Meeting Type: AGM
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 RECEIVE AND ADOPT THE REPORTS OF THE Unknown For Management
DIRECTORS AND AUDITOR AND THE ACCOUNTS OF
THE COMPANY FOR THE YE 31 DEC 2003
2 DECLARE A FINAL DIVIDEND OF 5.52P ON EACH Unknown For Management
OF THE 10P ORDINARY SHARES FOR THE YE 31
DEC 2003 PAYABLE ON 01 JUN 2004
3 RE-APPOINT SIR IAN ROBINSON AS A DIRECTOR Unknown For Management
OF THE COMPANY
4 RE-APPOINT MR. L.P. LUPO AS A DIRECTOR OF Unknown For Management
THE COMPANY
5 RE-APPOINT MR. I.P. LIVINGSTON AS A Unknown For Management
DIRECTOR OF THE COMPANY
6 RE-APPOINT MR. C.J. RODRIGUES AS A Unknown For Management
DIRECTOR OF THE COMPANY
7 RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Unknown For Management
THE AUDITOR OF THE COMPANY AND AUTHORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION
8 APPROVE THE 2003 DIRECTORS REMUNERATION Unknown For Management
REPORT
9 AUTHORIZE THE COMPANY, FOR THE PURPOSES Unknown For Management
OF PART XA OF THE COMPANIES ACT 1985, TO
MAKE DONATIONS TO EU POLITICAL
ORGANIZATIONS UP TO GBP 15,000 AND TO
INCUR EU POLITICAL EXPENDITURE UP TO GBP
15,000; AND AUTHORIZE LADBROKES LIMITED,
A WHOLLY OWNED SUBSIDIA
10 APPROVE TO INCREASE THE SHARE CAPITAL OF Unknown For Management
THE COMPANY FROM GBP 216,000,000 TO GBP
226,000,000 BY THE CREATION OF
100,000,000 ADDITIONAL ORDINARY SHARES OF
10P EACH IN THE CAPITAL OF THE COMPANY
11 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES Unknown For Management
OF SECTION 80 OF THE COMPANIES ACT 1985,
TO ALLOT RELEVANT SECURITIES SECTION
80(2) UP TO AN AGGREGATE NOMINAL AMOUNT
OF GBP 52,700,00; AUTHORITY EXPIRES THE
EARLIER OF AGM OF THE COMPANY IN 2005 OR
20 AUG 2005
12 AUTHORIZE THE DIRECTORS, TO ALLOT EQUITY Unknown For Management
SECURITIES FOR CASH, PURSUANT TO SECTION
94 OF THE COMPANIES ACT 1985 AND SUBJECT
TO THE PASSING OF RESOLUTION 5.4,
DISAPPLYING THE STATUTORY PRE-EMPTION
RIGHTS SECTION 89(1) OF THE COMPANIES
ACT 1985 , PROVIDED T
13 AUTHORIZE THE COMPANY TO MAKE MARKET Unknown For Management
PURCHASES SECTION 163(3) OF THE
COMPANIES ACT 1985 OF UP TO 158,239,580
ORDINARY SHARES OF THE COMPANY OF 10P
EACH IN THE CAPITAL OF THE COMPANY, AT A
MINIMUM PRICE OF 10P AND UP TO 105% OF
THE AVERAGE MIDDLE MARKET
Page 251
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INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR CRAIG R. BARRETT For For Management
1.2 ELECT DIRECTOR CHARLENE BARSHEFSKY For For Management
1.3 ELECT DIRECTOR E. JOHN P. BROWNE For For Management
1.4 ELECT DIRECTOR ANDREW S. GROVE For For Management
1.5 ELECT DIRECTOR D. JAMES GUZY For For Management
1.6 ELECT DIRECTOR REED E. HUNDT For For Management
1.7 ELECT DIRECTOR PAUL S. OTELLINI For For Management
1.8 ELECT DIRECTOR DAVID S. POTTRUCK For For Management
1.9 ELECT DIRECTOR JANE E. SHAW For For Management
1.10 ELECT DIRECTOR JOHN L. THORNTON For For Management
1.11 ELECT DIRECTOR DAVID B. YOFFIE For For Management
2 RATIFICATION OF SELECTION OF INDEPENDENT For For Management
AUDITORS
3 APPROVAL OF THE 2004 EQUITY INCENTIVE For For Management
PLAN
4 STOCKHOLDER PROPOSAL REQUESTING THE Against Against Shareholder
EXPENSING OF STOCK OPTIONS
5 STOCKHOLDER PROPOSAL REQUESTING THE USE Against Against Shareholder
OF PERFORMANCE-VESTING STOCK
6 STOCKHOLDER PROPOSAL REQUESTING THE USE Against Against Shareholder
OF PERFORMANCE-BASED STOCK OPTIONS
- --------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR CRAIG R. BARRETT For For Management
1.2 ELECT DIRECTOR CHARLENE BARSHEFSKY For For Management
1.3 ELECT DIRECTOR E. JOHN P. BROWNE For For Management
1.4 ELECT DIRECTOR ANDREW S. GROVE For For Management
1.5 ELECT DIRECTOR D. JAMES GUZY For For Management
1.6 ELECT DIRECTOR REED E. HUNDT For For Management
1.7 ELECT DIRECTOR PAUL S. OTELLINI For For Management
1.8 ELECT DIRECTOR DAVID S. POTTRUCK For For Management
1.9 ELECT DIRECTOR JANE E. SHAW For For Management
1.10 ELECT DIRECTOR JOHN L. THORNTON For For Management
1.11 ELECT DIRECTOR DAVID B. YOFFIE For For Management
2 RATIFICATION OF SELECTION OF INDEPENDENT For For Management
AUDITORS
3 APPROVAL OF THE 2004 EQUITY INCENTIVE For For Management
PLAN
4 STOCKHOLDER PROPOSAL REQUESTING THE Against Against Shareholder
EXPENSING OF STOCK OPTIONS
5 STOCKHOLDER PROPOSAL REQUESTING THE USE Against Against Shareholder
OF PERFORMANCE-VESTING STOCK
6 STOCKHOLDER PROPOSAL REQUESTING THE USE Against Against Shareholder
OF PERFORMANCE-BASED STOCK OPTIONS
Page 252
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J.P. MORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 MERGER PROPOSAL For For Management
2.1 ELECT DIRECTOR HANS W. BECHERER For For Management
2.2 ELECT DIRECTOR FRANK A. BENNACK, JR. For For Management
2.3 ELECT DIRECTOR JOHN H. BIGGS For For Management
2.4 ELECT DIRECTOR LAWRENCE A. BOSSIDY For For Management
2.5 ELECT DIRECTOR ELLEN V. FUTTER For For Management
2.6 ELECT DIRECTOR WILLIAM H. GRAY, III For For Management
2.7 ELECT DIRECTOR WILLIAM B. HARRISON, JR For For Management
2.8 ELECT DIRECTOR HELENE L. KAPLAN For For Management
2.9 ELECT DIRECTOR LEE R. RAYMOND For For Management
2.10 ELECT DIRECTOR JOHN R. STAFFORD For For Management
3 APPOINTMENT OF EXTERNAL AUDITOR For For Management
4 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE For For Management
PLAN
5 ADJOURNMENT OF MEETING, IF NECESSARY, TO For Abstain Management
SOLICIT ADDITIONAL PROXIES
6 DIRECTOR TERM LIMIT Against Against Shareholder
7 CHARITABLE CONTRIBUTIONS Against Against Shareholder
8 POLITICAL CONTRIBUTIONS Against Against Shareholder
9 SEPARATION OF CHAIRMAN AND CEO Against Against Shareholder
10 DERIVATIVE DISCLOSURE Against Against Shareholder
11 AUDITOR INDEPENDENCE Against Against Shareholder
12 DIRECTOR COMPENSATION Against Against Shareholder
13 PAY DISPARITY Against Against Shareholder
- --------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 MERGER PROPOSAL For For Management
2.1 ELECT DIRECTOR HANS W. BECHERER For For Management
2.2 ELECT DIRECTOR FRANK A. BENNACK, JR. For For Management
2.3 ELECT DIRECTOR JOHN H. BIGGS For For Management
2.4 ELECT DIRECTOR LAWRENCE A. BOSSIDY For For Management
2.5 ELECT DIRECTOR ELLEN V. FUTTER For For Management
2.6 ELECT DIRECTOR WILLIAM H. GRAY, III For For Management
2.7 ELECT DIRECTOR WILLIAM B. HARRISON, JR For For Management
2.8 ELECT DIRECTOR HELENE L. KAPLAN For For Management
2.9 ELECT DIRECTOR LEE R. RAYMOND For For Management
2.10 ELECT DIRECTOR JOHN R. STAFFORD For For Management
3 APPOINTMENT OF EXTERNAL AUDITOR For For Management
4 RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE For For Management
PLAN
5 ADJOURNMENT OF MEETING, IF NECESSARY, TO For Abstain Management
SOLICIT ADDITIONAL PROXIES
6 DIRECTOR TERM LIMIT Against Against Shareholder
7 CHARITABLE CONTRIBUTIONS Against Against Shareholder
8 POLITICAL CONTRIBUTIONS Against Against Shareholder
9 SEPARATION OF CHAIRMAN AND CEO Against Against Shareholder
10 DERIVATIVE DISCLOSURE Against Against Shareholder
11 AUDITOR INDEPENDENCE Against Against Shareholder
12 DIRECTOR COMPENSATION Against Against Shareholder
13 PAY DISPARITY Against Against Shareholder
Page 253
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JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: APR 16, 2004 Meeting Type: Special
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ISSUANCE OF 1.404 SHARES For For Management
OF JUNIPER NETWORKS COMMON STOCK FOR EACH
OUTSTANDING SHARE OF NETSCREEN COMMON
STOCK AND EACH OUTSTANDING STOCK OPTION
TO PURCHASE NETSCREEN COMMON STOCK AS OF
THE EFFECTIVE DATE OF THE MERGER IN
CONNECTION WITH AN
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: APR 16, 2004 Meeting Type: Special
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ISSUANCE OF 1.404 SHARES For For Management
OF JUNIPER NETWORKS COMMON STOCK FOR EACH
OUTSTANDING SHARE OF NETSCREEN COMMON
STOCK AND EACH OUTSTANDING STOCK OPTION
TO PURCHASE NETSCREEN COMMON STOCK AS OF
THE EFFECTIVE DATE OF THE MERGER IN
CONNECTION WITH AN
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PRADEEP SINDHU For For Management
1.2 ELECT DIRECTOR ROBERT M. CALDERONI For For Management
1.3 ELECT DIRECTOR KENNETH LEVY For For Management
2 RATIFICATION OF ERNST & YOUNG LLP AS For For Management
INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PRADEEP SINDHU For For Management
1.2 ELECT DIRECTOR ROBERT M. CALDERONI For For Management
1.3 ELECT DIRECTOR KENNETH LEVY For For Management
2 RATIFICATION OF ERNST & YOUNG LLP AS For For Management
INDEPENDENT AUDITORS.
Page 254
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KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR BENJAMIN S. CARSON, SR. For For Management
1.2 ELECT DIRECTOR GORDON GUND For For Management
1.3 ELECT DIRECTOR DOROTHY A. JOHNSON For For Management
1.4 ELECT DIRECTOR A. MCLAUGHLIN KOROLOGOS For For Management
2 RATIFICATION OF INDEPENDENT AUDITOR FOR For For Management
2004
3 REPORT ON IMPACTS OF GENETICALLY Against Against Shareholder
ENGINEERED FOOD
- --------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR BENJAMIN S. CARSON, SR. For For Management
1.2 ELECT DIRECTOR GORDON GUND For For Management
1.3 ELECT DIRECTOR DOROTHY A. JOHNSON For For Management
1.4 ELECT DIRECTOR A. MCLAUGHLIN KOROLOGOS For For Management
2 RATIFICATION OF INDEPENDENT AUDITOR FOR For For Management
2004
3 REPORT ON IMPACTS OF GENETICALLY Against Against Shareholder
ENGINEERED FOOD
- --------------------------------------------------------------------------------
KLA-TENCOR CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR H. RAYMOND BINGHAM For For Management
1.2 ELECT DIRECTOR ROBERT T. BOND For For Management
1.3 ELECT DIRECTOR RICHARD J. ELKUS, JR. For For Management
1.4 ELECT DIRECTOR MICHAEL E. MARKS For For Management
2 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
Page 255
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KLA-TENCOR CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR H. RAYMOND BINGHAM For For Management
1.2 ELECT DIRECTOR ROBERT T. BOND For For Management
1.3 ELECT DIRECTOR RICHARD J. ELKUS, JR. For For Management
1.4 ELECT DIRECTOR MICHAEL E. MARKS For For Management
2 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
- --------------------------------------------------------------------------------
KNIGHT TRADING GROUP, INC.
Ticker: NITE Security ID: 499063105
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM L. BOLSTER For For Management
1.2 ELECT DIRECTOR CHARLES V. DOHERTY For For Management
1.3 ELECT DIRECTOR GARY R. GRIFFITH For For Management
1.4 ELECT DIRECTOR THOMAS M. JOYCE For For Management
1.5 ELECT DIRECTOR ROBERT M. LAZAROWITZ For For Management
1.6 ELECT DIRECTOR THOMAS C. LOCKBURNER For For Management
1.7 ELECT DIRECTOR RODGER O. RINEY For For Management
2 RATIFICATION OF THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT AUDITOR FOR 2004.
- --------------------------------------------------------------------------------
KNIGHT TRADING GROUP, INC.
Ticker: NITE Security ID: 499063105
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM L. BOLSTER For For Management
1.2 ELECT DIRECTOR CHARLES V. DOHERTY For For Management
1.3 ELECT DIRECTOR GARY R. GRIFFITH For For Management
1.4 ELECT DIRECTOR THOMAS M. JOYCE For For Management
1.5 ELECT DIRECTOR ROBERT M. LAZAROWITZ For For Management
1.6 ELECT DIRECTOR THOMAS C. LOCKBURNER For For Management
1.7 ELECT DIRECTOR RODGER O. RINEY For For Management
2 RATIFICATION OF THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT AUDITOR FOR 2004.
Page 256
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LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 22, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR CARL BILDT* For For Management
1.2 ELECT DIRECTOR HARRY M. FORD, JR.* For For Management
1.3 ELECT DIRECTOR JOHN E. KOERNER, III* For For Management
1.4 ELECT DIRECTOR PETER F. O'MALLEY* For For Management
1.5 ELECT DIRECTOR JAMES E. UKROP* For For Management
1.6 ELECT DIRECTOR DENNIS R. BERESFORD** For For Management
- --------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 22, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR CARL BILDT* For For Management
1.2 ELECT DIRECTOR HARRY M. FORD, JR.* For For Management
1.3 ELECT DIRECTOR JOHN E. KOERNER, III* For For Management
1.4 ELECT DIRECTOR PETER F. O'MALLEY* For For Management
1.5 ELECT DIRECTOR JAMES E. UKROP* For For Management
1.6 ELECT DIRECTOR DENNIS R. BERESFORD** For For Management
- --------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LEONARD L. BERRY For For Management
1.2 ELECT DIRECTOR PAUL FULTON For For Management
1.3 ELECT DIRECTOR DAWN E. HUDSON For For Management
1.4 ELECT DIRECTOR MARSHALL O. LARSEN For For Management
1.5 ELECT DIRECTOR ROBERT A. NIBLOCK For For Management
1.6 ELECT DIRECTOR STEPHEN F. PAGE For For Management
1.7 ELECT DIRECTOR O. TEMPLE SLOAN, JR. For For Management
1.8 ELECT DIRECTOR ROBERT L. TILLMAN For For Management
2 RATIFICATION OF APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE 2004 FISCAL YEAR.
- --------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LEONARD L. BERRY For For Management
1.2 ELECT DIRECTOR PAUL FULTON For For Management
1.3 ELECT DIRECTOR DAWN E. HUDSON For For Management
1.4 ELECT DIRECTOR MARSHALL O. LARSEN For For Management
1.5 ELECT DIRECTOR ROBERT A. NIBLOCK For For Management
1.6 ELECT DIRECTOR STEPHEN F. PAGE For For Management
1.7 ELECT DIRECTOR O. TEMPLE SLOAN, JR. For For Management
1.8 ELECT DIRECTOR ROBERT L. TILLMAN For For Management
2 RATIFICATION OF APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE 2004 FISCAL YEAR.
Page 257
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MARVELL TECHNOLOGY GROUP LTD.
Ticker: MRVL Security ID: G5876H105
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DR. JOHN M. CIOFFI, PHD For For Management
1.2 ELECT DIRECTOR DR. PAUL R. GRAY, PH.D. For For Management
1.3 ELECT DIRECTOR DOUGLAS KING For For Management
2 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP For For Management
AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE 2005 FISCAL YEAR ENDING
JANUARY 29, 2005.
3 TO AUTHORIZE THE BOARD OF DIRECTORS TO For For Management
FIX THE AUDITORS REMUNERATION FOR THE
2005 FISCAL YEAR ENDING JANUARY 29, 2005.
4 TO APPROVE AN INCREASE TO THE COMPANY S For For Management
AUTHORIZED SHARE CAPITAL.
- --------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
Ticker: MRVL Security ID: G5876H105
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DR. JOHN M. CIOFFI, PHD For For Management
1.2 ELECT DIRECTOR DR. PAUL R. GRAY, PH.D. For For Management
1.3 ELECT DIRECTOR DOUGLAS KING For For Management
2 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP For For Management
AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE 2005 FISCAL YEAR ENDING
JANUARY 29, 2005.
3 TO AUTHORIZE THE BOARD OF DIRECTORS TO For For Management
FIX THE AUDITORS REMUNERATION FOR THE
2005 FISCAL YEAR ENDING JANUARY 29, 2005.
4 TO APPROVE AN INCREASE TO THE COMPANY S For For Management
AUTHORIZED SHARE CAPITAL.
- --------------------------------------------------------------------------------
MEDICIS PHARMACEUTICAL CORPORATION
Ticker: MRX Security ID: 584690309
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: OCT 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ARTHUR G. ALTSCHUL, JR. For For Management
1.2 ELECT DIRECTOR PHILIP S. SCHEIN, M.D. For For Management
2 TO APPROVE AN AMENDED AND RESTATED For Against Management
CERTIFICATE OF INCORPORATION THAT
INCREASES THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK FROM 50,000,000
SHARES TO 150,000,000 SHARES.
3 TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS INDEPENDENT AUDITORS.
Page 258
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MEDICIS PHARMACEUTICAL CORPORATION
Ticker: MRX Security ID: 584690309
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: OCT 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ARTHUR G. ALTSCHUL, JR. For For Management
1.2 ELECT DIRECTOR PHILIP S. SCHEIN, M.D. For For Management
2 TO APPROVE AN AMENDED AND RESTATED For Against Management
CERTIFICATE OF INCORPORATION THAT
INCREASES THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK FROM 50,000,000
SHARES TO 150,000,000 SHARES.
3 TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
MICREL, INCORPORATED
Ticker: MCRL Security ID: 594793101
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR RAYMOND D. ZINN For For Management
1.2 ELECT DIRECTOR WARREN H. MULLER For For Management
1.3 ELECT DIRECTOR LARRY L. HANSEN For For Management
1.4 ELECT DIRECTOR GEORGE KELLY For For Management
1.5 ELECT DIRECTOR DONALD LIVINGSTONE For For Management
2 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- --------------------------------------------------------------------------------
MICREL, INCORPORATED
Ticker: MCRL Security ID: 594793101
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR RAYMOND D. ZINN For For Management
1.2 ELECT DIRECTOR WARREN H. MULLER For For Management
1.3 ELECT DIRECTOR LARRY L. HANSEN For For Management
1.4 ELECT DIRECTOR GEORGE KELLY For For Management
1.5 ELECT DIRECTOR DONALD LIVINGSTONE For For Management
2 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
Page 259
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MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM H. GATES III For For Management
1.2 ELECT DIRECTOR STEVEN A. BALLMER For For Management
1.3 ELECT DIRECTOR JAMES I. CASH JR. For For Management
1.4 ELECT DIRECTOR RAYMOND V. GILMARTIN For For Management
1.5 ELECT DIRECTOR A. MCLAUGHLIN KOROLOGOS For For Management
1.6 ELECT DIRECTOR DAVID F. MARQUARDT For For Management
1.7 ELECT DIRECTOR CHARLES H. NOSKI For For Management
1.8 ELECT DIRECTOR HELMUT PANKE For For Management
1.9 ELECT DIRECTOR WM. G. REED JR. For For Management
1.10 ELECT DIRECTOR JON A. SHIRLEY For For Management
2 ADOPTION OF THE AMENDMENTS TO THE 2001 For Against Management
STOCK PLAN
3 ADOPTION OF THE AMENDMENTS TO THE 1999 For Against Management
STOCK OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS
4 SHAREHOLDER PROPOSAL (THE BOARD Against Against Shareholder
RECOMMENDS A VOTE AGAINST THIS PROPOSAL)
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM H. GATES III For For Management
1.2 ELECT DIRECTOR STEVEN A. BALLMER For For Management
1.3 ELECT DIRECTOR JAMES I. CASH JR. For For Management
1.4 ELECT DIRECTOR RAYMOND V. GILMARTIN For For Management
1.5 ELECT DIRECTOR A. MCLAUGHLIN KOROLOGOS For For Management
1.6 ELECT DIRECTOR DAVID F. MARQUARDT For For Management
1.7 ELECT DIRECTOR CHARLES H. NOSKI For For Management
1.8 ELECT DIRECTOR HELMUT PANKE For For Management
1.9 ELECT DIRECTOR WM. G. REED JR. For For Management
1.10 ELECT DIRECTOR JON A. SHIRLEY For For Management
2 ADOPTION OF THE AMENDMENTS TO THE 2001 For Against Management
STOCK PLAN
3 ADOPTION OF THE AMENDMENTS TO THE 1999 For Against Management
STOCK OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS
4 SHAREHOLDER PROPOSAL (THE BOARD Against Against Shareholder
RECOMMENDS A VOTE AGAINST THIS PROPOSAL)
Page 260
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MILLENNIUM PHARMACEUTICALS, INC.
Ticker: MLNM Security ID: 599902103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR CHARLES J. HOMCY, M.D. For For Management
1.2 ELECT DIRECTOR RAJU S KUCHERLAPATI PHD For For Management
1.3 ELECT DIRECTOR ERIC S. LANDER, PH.D. For For Management
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG For For Management
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
- --------------------------------------------------------------------------------
MILLENNIUM PHARMACEUTICALS, INC.
Ticker: MLNM Security ID: 599902103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR CHARLES J. HOMCY, M.D. For For Management
1.2 ELECT DIRECTOR RAJU S KUCHERLAPATI PHD For For Management
1.3 ELECT DIRECTOR ERIC S. LANDER, PH.D. For For Management
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG For For Management
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
Page 261
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MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR FRANK V. ATLEE III For For Management
1.2 ELECT DIRECTOR GWENDOLYN S. KING For For Management
1.3 ELECT DIRECTOR SHARON R. LONG For For Management
2 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT ACCOUNTANTS
3 APPROVAL OF AMENDMENTS TO LONG-TERM For Against Management
INCENTIVE PLAN
4 APPROVAL OF SHAREOWNER PROPOSAL ONE Against Against Shareholder
5 APPROVAL OF SHAREOWNER PROPOSAL TWO Against Against Shareholder
6 APPROVAL OF SHAREOWNER PROPOSAL THREE Against For Shareholder
- --------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR FRANK V. ATLEE III For For Management
1.2 ELECT DIRECTOR GWENDOLYN S. KING For For Management
1.3 ELECT DIRECTOR SHARON R. LONG For For Management
2 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT ACCOUNTANTS
3 APPROVAL OF AMENDMENTS TO LONG-TERM For Against Management
INCENTIVE PLAN
4 APPROVAL OF SHAREOWNER PROPOSAL ONE Against Against Shareholder
5 APPROVAL OF SHAREOWNER PROPOSAL TWO Against Against Shareholder
6 APPROVAL OF SHAREOWNER PROPOSAL THREE Against For Shareholder
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN W. MADIGAN For For Management
1.2 ELECT DIRECTOR DR. KLAUS ZUMWINKEL For For Management
1.3 ELECT DIRECTOR SIR HOWARD DAVIES For For Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS
3 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS
4 SHAREHOLDER PROPOSAL TO REQUIRE Against Against Shareholder
SHAREHOLDER APPROVAL OF GOLDEN PARACHUTE
AGREEMENTS
5 SHAREHOLDER PROPOSAL TO DISCLOSE Against Against Shareholder
POLITICAL CONTRIBUTIONS
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN W. MADIGAN For For Management
1.2 ELECT DIRECTOR DR. KLAUS ZUMWINKEL For For Management
1.3 ELECT DIRECTOR SIR HOWARD DAVIES For For Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS
3 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS
4 SHAREHOLDER PROPOSAL TO REQUIRE Against Against Shareholder
SHAREHOLDER APPROVAL OF GOLDEN PARACHUTE
AGREEMENTS
5 SHAREHOLDER PROPOSAL TO DISCLOSE Against Against Shareholder
POLITICAL CONTRIBUTIONS
Page 262
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MYLAN LABORATORIES INC.
Ticker: MYL Security ID: 628530107
Meeting Date: JUL 25, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MILAN PUSKAR For For Management
1.2 ELECT DIRECTOR ROBERT J. COURY For For Management
1.3 ELECT DIRECTOR WENDY CAMERON For For Management
1.4 ELECT DIRECTOR LAURENCE S. DELYNN For For Management
1.5 ELECT DIRECTOR JOHN C. GAISFORD, M.D. For For Management
1.6 ELECT DIRECTOR DOUGLAS J. LEECH For For Management
1.7 ELECT DIRECTOR JOSEPH C. MAROON, M.D. For For Management
1.8 ELECT DIRECTOR PATRICIA A. SUNSERI For For Management
1.9 ELECT DIRECTOR C.B. TODD For For Management
1.10 ELECT DIRECTOR R.L. VANDERVEEN, PH.D. For For Management
1.11 ELECT DIRECTOR STUART A. WILLIAMS, ESQ For For Management
2 APPROVE AN INCREASE IN THE NUMBER OF For For Management
AUTHORIZED SHARES OF THE COMPANY S COMMON
STOCK TO 600,000,000 SHARES.
3 ADOPT THE MYLAN LABORATORIES INC. 2003 For Against Management
LONG-TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------
MYLAN LABORATORIES INC.
Ticker: MYL Security ID: 628530107
Meeting Date: JUL 25, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MILAN PUSKAR For For Management
1.2 ELECT DIRECTOR ROBERT J. COURY For For Management
1.3 ELECT DIRECTOR WENDY CAMERON For For Management
1.4 ELECT DIRECTOR LAURENCE S. DELYNN For For Management
1.5 ELECT DIRECTOR JOHN C. GAISFORD, M.D. For For Management
1.6 ELECT DIRECTOR DOUGLAS J. LEECH For For Management
1.7 ELECT DIRECTOR JOSEPH C. MAROON, M.D. For For Management
1.8 ELECT DIRECTOR PATRICIA A. SUNSERI For For Management
1.9 ELECT DIRECTOR C.B. TODD For For Management
1.10 ELECT DIRECTOR R.L. VANDERVEEN, PH.D. For For Management
1.11 ELECT DIRECTOR STUART A. WILLIAMS, ESQ For For Management
2 APPROVE AN INCREASE IN THE NUMBER OF For For Management
AUTHORIZED SHARES OF THE COMPANY S COMMON
STOCK TO 600,000,000 SHARES.
3 ADOPT THE MYLAN LABORATORIES INC. 2003 For Against Management
LONG-TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------
NABORS INDUSTRIES LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES L. PAYNE For For Management
1.2 ELECT DIRECTOR HANS W. SCHMIDT For For Management
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP For For Management
AS INDEPENDENT AUDITORS AND TO AUTHORIZE
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET AUDITORS REMUNERATION.
3 SHAREHOLDER PROPOSAL TO CHANGE NABORS Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO DELAWARE.
Page 263
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NABORS INDUSTRIES LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES L. PAYNE For For Management
1.2 ELECT DIRECTOR HANS W. SCHMIDT For For Management
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP For For Management
AS INDEPENDENT AUDITORS AND TO AUTHORIZE
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET AUDITORS REMUNERATION.
3 SHAREHOLDER PROPOSAL TO CHANGE NABORS Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO DELAWARE.
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR KEITH J. BANE For For Management
1.2 ELECT DIRECTOR V. JANET HILL For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
3 APPROVAL OF THE NEXTEL COMMUNICATIONS, For For Management
INC. AMENDED AND RESTATED ASSOCIATE STOCK
PURCHASE PLAN.
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR KEITH J. BANE For For Management
1.2 ELECT DIRECTOR V. JANET HILL For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
3 APPROVAL OF THE NEXTEL COMMUNICATIONS, For For Management
INC. AMENDED AND RESTATED ASSOCIATE STOCK
PURCHASE PLAN.
Page 264
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NEXTEL PARTNERS, INC.
Ticker: NXTP Security ID: 65333F107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ADAM ARON For For Management
1.2 ELECT DIRECTOR JOHN CHAPPLE For For Management
1.3 ELECT DIRECTOR STEVEN B. DODGE For For Management
1.4 ELECT DIRECTOR TIMOTHY DONAHUE For For Management
1.5 ELECT DIRECTOR CAROLINE H. RAPKING For For Management
1.6 ELECT DIRECTOR JAMES N. PERRY, JR. For For Management
1.7 ELECT DIRECTOR DENNIS M. WEIBLING For For Management
2 TO RATIFY THE APPOINTMENT BY THE AUDIT For For Management
COMMITTEE OF KPMG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
3 TO APPROVE AN AMENDMENT TO THE COMPANY S For Against Management
STOCK OPTION PLAN TO INCREASE THE NUMBER
OF SHARES OF CLASS A COMMON STOCK
RESERVED UNDER THE PLAN BY 6,000,000 FROM
28,545,354 TO 34,545,354.
4 TO APPROVE AMENDMENTS TO THE COMPANY S For Against Management
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AGGREGATE NUMBER OF
AUTHORIZED SHARES OF THE COMPANY S
CAPITAL STOCK FROM 713,110,000 TO
1,213,110,000, INCLUDING AN INCREASE IN
THE NUMBER OF AUTHORIZED SHARES O
5 TO APPROVE AN AMENDMENT TO THE COMPANY S For Against Management
RESTATED CERTIFICATE OF INCORPORATION TO
GRANT THE BOARD OF DIRECTORS THE
AUTHORITY TO ADOPT, AMEND OR REPEAL THE
COMPANY S BYLAWS WITHOUT STOCKHOLDER
APPROVAL.
- --------------------------------------------------------------------------------
NEXTEL PARTNERS, INC.
Ticker: NXTP Security ID: 65333F107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ADAM ARON For For Management
1.2 ELECT DIRECTOR JOHN CHAPPLE For For Management
1.3 ELECT DIRECTOR STEVEN B. DODGE For For Management
1.4 ELECT DIRECTOR TIMOTHY DONAHUE For For Management
1.5 ELECT DIRECTOR CAROLINE H. RAPKING For For Management
1.6 ELECT DIRECTOR JAMES N. PERRY, JR. For For Management
1.7 ELECT DIRECTOR DENNIS M. WEIBLING For For Management
2 TO RATIFY THE APPOINTMENT BY THE AUDIT For For Management
COMMITTEE OF KPMG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
3 TO APPROVE AN AMENDMENT TO THE COMPANY S For Against Management
STOCK OPTION PLAN TO INCREASE THE NUMBER
OF SHARES OF CLASS A COMMON STOCK
RESERVED UNDER THE PLAN BY 6,000,000 FROM
28,545,354 TO 34,545,354.
4 TO APPROVE AMENDMENTS TO THE COMPANY S For Against Management
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AGGREGATE NUMBER OF
AUTHORIZED SHARES OF THE COMPANY S
CAPITAL STOCK FROM 713,110,000 TO
1,213,110,000, INCLUDING AN INCREASE IN
THE NUMBER OF AUTHORIZED SHARES O
5 TO APPROVE AN AMENDMENT TO THE COMPANY S For Against Management
RESTATED CERTIFICATE OF INCORPORATION TO
GRANT THE BOARD OF DIRECTORS THE
AUTHORITY TO ADOPT, AMEND OR REPEAL THE
COMPANY S BYLAWS WITHOUT STOCKHOLDER
APPROVAL.
Page 265
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NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JILL K. CONWAY For For Management
1.2 ELECT DIRECTOR ALAN B. GRAF, JR. For For Management
1.3 ELECT DIRECTOR JOHN E. JAQUA For For Management
1.4 ELECT DIRECTOR A. MICHAEL SPENCE For For Management
2 PROPOSAL TO APPROVE AN AMENDMENT TO THE For For Management
NIKE, INC. 1990 STOCK INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS.
- --------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JILL K. CONWAY For For Management
1.2 ELECT DIRECTOR ALAN B. GRAF, JR. For For Management
1.3 ELECT DIRECTOR JOHN E. JAQUA For For Management
1.4 ELECT DIRECTOR A. MICHAEL SPENCE For For Management
2 PROPOSAL TO APPROVE AN AMENDMENT TO THE For For Management
NIKE, INC. 1990 STOCK INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS.
Page 266
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ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LAWRENCE J. ELLISON For For Management
1.2 ELECT DIRECTOR DONALD L. LUCAS For For Management
1.3 ELECT DIRECTOR MICHAEL J. BOSKIN For For Management
1.4 ELECT DIRECTOR JEFFREY O. HENLEY For For Management
1.5 ELECT DIRECTOR JACK F. KEMP For For Management
1.6 ELECT DIRECTOR JEFFREY BERG For For Management
1.7 ELECT DIRECTOR SAFRA CATZ For For Management
1.8 ELECT DIRECTOR HECTOR GARCIA-MOLINA For For Management
1.9 ELECT DIRECTOR JOSEPH A. GRUNDFEST For For Management
1.10 ELECT DIRECTOR H. RAYMOND BINGHAM For For Management
2 PROPOSAL FOR THE APPROVAL OF THE ADOPTION For For Management
OF THE FISCAL YEAR 2004 EXECUTIVE BONUS
PLAN
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2004
4 PROPOSAL FOR THE APPROVAL OF THE AMENDED For Against Management
AND RESTATED 1993 DIRECTORS STOCK PLAN
5 PROPOSAL TO ADOPT THE CHINA BUSINESS Against Against Shareholder
PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA
- --------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LAWRENCE J. ELLISON For For Management
1.2 ELECT DIRECTOR DONALD L. LUCAS For For Management
1.3 ELECT DIRECTOR MICHAEL J. BOSKIN For For Management
1.4 ELECT DIRECTOR JEFFREY O. HENLEY For For Management
1.5 ELECT DIRECTOR JACK F. KEMP For For Management
1.6 ELECT DIRECTOR JEFFREY BERG For For Management
1.7 ELECT DIRECTOR SAFRA CATZ For For Management
1.8 ELECT DIRECTOR HECTOR GARCIA-MOLINA For For Management
1.9 ELECT DIRECTOR JOSEPH A. GRUNDFEST For For Management
1.10 ELECT DIRECTOR H. RAYMOND BINGHAM For For Management
2 PROPOSAL FOR THE APPROVAL OF THE ADOPTION For For Management
OF THE FISCAL YEAR 2004 EXECUTIVE BONUS
PLAN
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2004
4 PROPOSAL FOR THE APPROVAL OF THE AMENDED For Against Management
AND RESTATED 1993 DIRECTORS STOCK PLAN
5 PROPOSAL TO ADOPT THE CHINA BUSINESS Against Against Shareholder
PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA
Page 267
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PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J.F. AKERS For For Management
1.2 ELECT DIRECTOR R.E. ALLEN For For Management
1.3 ELECT DIRECTOR R.L. HUNT For For Management
1.4 ELECT DIRECTOR A.C. MARTINEZ For For Management
1.5 ELECT DIRECTOR I.K. NOOYI For For Management
1.6 ELECT DIRECTOR F.D. RAINES For For Management
1.7 ELECT DIRECTOR S.S. REINEMUND For For Management
1.8 ELECT DIRECTOR S.P. ROCKEFELLER For For Management
1.9 ELECT DIRECTOR J.J. SCHIRO For For Management
1.10 ELECT DIRECTOR F.A. THOMAS For For Management
1.11 ELECT DIRECTOR C.M. TRUDELL For For Management
1.12 ELECT DIRECTOR S.D. TRUJILLO For For Management
1.13 ELECT DIRECTOR D. VASELLA For For Management
2 APPROVAL OF AUDITORS For For Management
3 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE For For Management
COMPENSATION PLAN
4 SHAREHOLDER PROPOSAL (PROXY STATEMENT Against Against Shareholder
P.22)
5 SHAREHOLDER PROPOSAL (PROXY STATEMENT Against Against Shareholder
P.23)
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J.F. AKERS For For Management
1.2 ELECT DIRECTOR R.E. ALLEN For For Management
1.3 ELECT DIRECTOR R.L. HUNT For For Management
1.4 ELECT DIRECTOR A.C. MARTINEZ For For Management
1.5 ELECT DIRECTOR I.K. NOOYI For For Management
1.6 ELECT DIRECTOR F.D. RAINES For For Management
1.7 ELECT DIRECTOR S.S. REINEMUND For For Management
1.8 ELECT DIRECTOR S.P. ROCKEFELLER For For Management
1.9 ELECT DIRECTOR J.J. SCHIRO For For Management
1.10 ELECT DIRECTOR F.A. THOMAS For For Management
1.11 ELECT DIRECTOR C.M. TRUDELL For For Management
1.12 ELECT DIRECTOR S.D. TRUJILLO For For Management
1.13 ELECT DIRECTOR D. VASELLA For For Management
2 APPROVAL OF AUDITORS For For Management
3 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE For For Management
COMPENSATION PLAN
4 SHAREHOLDER PROPOSAL (PROXY STATEMENT Against Against Shareholder
P.22)
5 SHAREHOLDER PROPOSAL (PROXY STATEMENT Against Against Shareholder
P.23)
Page 268
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POLO RALPH LAUREN CORPORATION
Ticker: RL Security ID: 731572103
Meeting Date: AUG 14, 2003 Meeting Type: Annual
Record Date: JUN 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ARNOLD H. ARONSON For For Management
1.2 ELECT DIRECTOR DR. JOYCE F. BROWN For For Management
2 APPROVAL OF PROPOSED AMENDMENT TO THE For For Management
POLO RALPH LAUREN CORPORATION EXECUTIVE
OFFICER ANNUAL INCENTIVE PLAN.
3 RATIFICATION OF APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS TO
SERVE FOR THE FISCAL YEAR ENDING APRIL 3,
2004.
- --------------------------------------------------------------------------------
POLO RALPH LAUREN CORPORATION
Ticker: RL Security ID: 731572103
Meeting Date: AUG 14, 2003 Meeting Type: Annual
Record Date: JUN 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ARNOLD H. ARONSON For For Management
1.2 ELECT DIRECTOR DR. JOYCE F. BROWN For For Management
2 APPROVAL OF PROPOSED AMENDMENT TO THE For For Management
POLO RALPH LAUREN CORPORATION EXECUTIVE
OFFICER ANNUAL INCENTIVE PLAN.
3 RATIFICATION OF APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS TO
SERVE FOR THE FISCAL YEAR ENDING APRIL 3,
2004.
- --------------------------------------------------------------------------------
PROTEIN DESIGN LABS, INC.
Ticker: PDLI Security ID: 74369L103
Meeting Date: JUN 30, 2004 Meeting Type: Annual
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LAURENCE JAY KORN, PHD For For Management
1.2 ELECT DIRECTOR MAX LINK, PHD For For Management
2 TO APPROVE THE 2004 EQUITY INCENTIVE For Against Management
PLAN.
3 TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
Page 269
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PROTEIN DESIGN LABS, INC.
Ticker: PDLI Security ID: 74369L103
Meeting Date: JUN 30, 2004 Meeting Type: Annual
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LAURENCE JAY KORN, PHD For For Management
1.2 ELECT DIRECTOR MAX LINK, PHD For For Management
2 TO APPROVE THE 2004 EQUITY INCENTIVE For Against Management
PLAN.
3 TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- --------------------------------------------------------------------------------
PT INDONESIAN SATELLITE CORP. TBK
Ticker: IIT Security ID: 715680104
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAY 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ANNUAL REPORT AND TO Unknown For Management
RATIFY THE FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2003.
2 TO APPROVE THE ALLOCATIONS OF NET PROFIT Unknown For Management
FOR RESERVE FUND, DIVIDENDS AND OTHER
PURPOSES AND TO APPROVE THE DETERMINATION
OF THE AMOUNT, TIME AND MANNER OF PAYMENT
OF DIVIDENDS FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2003.
3 TO DETERMINE THE REMUNERATION FOR THE Unknown For Management
BOARD OF COMMISSIONER OF THE COMPANY FOR
YEAR 2004 AND THE BONUS FOR THE BOARD OF
COMMISSIONER OF THE COMPANY FOR YEAR
2003.
4 TO APPROVE THE APPOINTMENT OF THE COMPANY Unknown For Management
S INDEPENDENT AUDITOR FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2003.
5 TO APPROVE THE SECOND PHASE EXERCISE Unknown Abstain Management
PRICE IN RELATION TO THE COMPANY S
EMPLOYEE STOCK OPTION PROGRAM ( ESOP ),
WHICH HAS BEEN APPROVED DURING THE ANNUAL
GENERAL MEETING OF SHAREHOLDERS, HELD ON
JUNE 26, 2003.
6 TO APPROVE THE PROPOSED CHANGE OF Unknown For Management
COMPOSITION OF THE BOARD OF COMMISSIONERS
AND/OR BOARD OF DIRECTORS OF THE COMPANY.
Page 270
- --------------------------------------------------------------------------------
PT INDONESIAN SATELLITE CORP. TBK
Ticker: IIT Security ID: 715680104
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAY 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ANNUAL REPORT AND TO Unknown For Management
RATIFY THE FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2003.
2 TO APPROVE THE ALLOCATIONS OF NET PROFIT Unknown For Management
FOR RESERVE FUND, DIVIDENDS AND OTHER
PURPOSES AND TO APPROVE THE DETERMINATION
OF THE AMOUNT, TIME AND MANNER OF PAYMENT
OF DIVIDENDS FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2003.
3 TO DETERMINE THE REMUNERATION FOR THE Unknown For Management
BOARD OF COMMISSIONER OF THE COMPANY FOR
YEAR 2004 AND THE BONUS FOR THE BOARD OF
COMMISSIONER OF THE COMPANY FOR YEAR
2003.
4 TO APPROVE THE APPOINTMENT OF THE COMPANY Unknown For Management
S INDEPENDENT AUDITOR FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2003.
5 TO APPROVE THE SECOND PHASE EXERCISE Unknown Abstain Management
PRICE IN RELATION TO THE COMPANY S
EMPLOYEE STOCK OPTION PROGRAM ( ESOP ),
WHICH HAS BEEN APPROVED DURING THE ANNUAL
GENERAL MEETING OF SHAREHOLDERS, HELD ON
JUNE 26, 2003.
6 TO APPROVE THE PROPOSED CHANGE OF Unknown For Management
COMPOSITION OF THE BOARD OF COMMISSIONERS
AND/OR BOARD OF DIRECTORS OF THE COMPANY.
- --------------------------------------------------------------------------------
ROWAN COMPANIES, INC.
Ticker: RDC Security ID: 779382100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM T. FOX III For For Management
1.2 ELECT DIRECTOR SIR GRAHAM HEARNE For For Management
1.3 ELECT DIRECTOR H.E. LENTZ For For Management
1.4 ELECT DIRECTOR P. DEXTER PEACOCK For For Management
- --------------------------------------------------------------------------------
ROWAN COMPANIES, INC.
Ticker: RDC Security ID: 779382100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM T. FOX III For For Management
1.2 ELECT DIRECTOR SIR GRAHAM HEARNE For For Management
1.3 ELECT DIRECTOR H.E. LENTZ For For Management
1.4 ELECT DIRECTOR P. DEXTER PEACOCK For For Management
Page 271
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SAFEWAY INC.
Ticker: SWY Security ID: 786514208
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR STEVEN A. BURD For For Management
1.2 ELECT DIRECTOR ROBERT I. MACDONNELL For For Management
1.3 ELECT DIRECTOR WILLIAM Y. TAUSCHER For For Management
2 APPOINTMENT OF DELOITTE & TOUCHE LLP AS For For Management
INDEPENDENT AUDITORS FOR FISCAL YEAR
2004.
3 APPROVAL OF AND AMENDMENT TO THE RESTATED For For Management
CERTIFICATE OF INCORPORATION TO ELIMINATE
THE CLASSIFICATION OF THE BOARD OF
DIRECTORS.
4 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM For Against Management
FOR EMPLOYEES (EXCLUDING EXECUTIVE
OFFICERS) PROVIDING FOR THE EXCHANGE OF
OPTIONS PREVIOUSLY GRANTED UNDER THE 1999
AMENDED AND RESTATED EQUITY PARTICIPATION
PLAN OF SAFEWAY INC. THE BOARD OF
DIRECTORS RECOMMENDS
5 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
INDEPENDENT DIRECTOR AS CHAIRMAN OF THE
BOARD.
6 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE Against Abstain Shareholder
VOTING.
7 STOCKHOLDER PROPOSAL REGARDING REPORT ON Against Against Shareholder
IMPACT OF GENETICALLY ENGINEERED FOOD.
8 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
SUSTAINABILITY REPORT.
9 STOCKHOLDER PROPOSAL REGARDING POLITICAL Against Against Shareholder
CONTRIBUTION AND PARTICIPATION REPORT.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING Against Against Shareholder
STOCK OPTIONS.
- --------------------------------------------------------------------------------
SAFEWAY INC.
Ticker: SWY Security ID: 786514208
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR STEVEN A. BURD For For Management
1.2 ELECT DIRECTOR ROBERT I. MACDONNELL For For Management
1.3 ELECT DIRECTOR WILLIAM Y. TAUSCHER For For Management
2 APPOINTMENT OF DELOITTE & TOUCHE LLP AS For For Management
INDEPENDENT AUDITORS FOR FISCAL YEAR
2004.
3 APPROVAL OF AND AMENDMENT TO THE RESTATED For For Management
CERTIFICATE OF INCORPORATION TO ELIMINATE
THE CLASSIFICATION OF THE BOARD OF
DIRECTORS.
4 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM For Against Management
FOR EMPLOYEES (EXCLUDING EXECUTIVE
OFFICERS) PROVIDING FOR THE EXCHANGE OF
OPTIONS PREVIOUSLY GRANTED UNDER THE 1999
AMENDED AND RESTATED EQUITY PARTICIPATION
PLAN OF SAFEWAY INC. THE BOARD OF
DIRECTORS RECOMMENDS
5 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
INDEPENDENT DIRECTOR AS CHAIRMAN OF THE
BOARD.
6 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE Against Abstain Shareholder
VOTING.
7 STOCKHOLDER PROPOSAL REGARDING REPORT ON Against Against Shareholder
IMPACT OF GENETICALLY ENGINEERED FOOD.
8 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
SUSTAINABILITY REPORT.
9 STOCKHOLDER PROPOSAL REGARDING POLITICAL Against Against Shareholder
CONTRIBUTION AND PARTICIPATION REPORT.
10 STOCKHOLDER PROPOSAL REGARDING EXPENSING Against Against Shareholder
STOCK OPTIONS.
Page 272
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SAMSUNG ELECTRONICS CO LTD
Ticker: Security ID: 796050888
Meeting Date: FEB 27, 2004 Meeting Type: OGM
Record Date: FEB 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE THE BALANCE SHEET, PROFIT AND Unknown For Management
LOSS STATEMENT AND THE STATEMENT OF
APPROPRIATION OF RETAINED EARNINGS FOR
THE 35TH FY FROM 01 JAN 2003 TO 31 DEC
2003 , THE PROFIT DISTRIBUTION AND THE
DIVIDEND PER SHARE: COMMON STOCK: 5,000
WON, PREFERRED STOCK:
2 APPOINT MR. GORAN S. MALM AS AN OUTSIDE Unknown For Management
DIRECTOR, RECOMMENDED BY THE OUTSIDE
DIRECTOR CANDIDATE RECOMMENDATION
COMMITTEE
3 APPOINT MR. KAP-HYUN LEE AS AN OUTSIDE Unknown For Management
DIRECTOR, RECOMMENDED BY THE OUTSIDE
DIRECTOR CANDIDATE RECOMMENDATION
COMMITTEE
4 APPOINT MR. KAP-HYUN LEE AS A MEMBER OF Unknown For Management
AUDIT COMMITTEE
5 APPOINT MR. HAK-SOO LEE AS OTHER Unknown For Management
DIRECTOR, RECOMMENDED BY THE BOARD OF
DIRECTORS
6 APPROVE THE CEILING AMOUNT OF THE Unknown For Management
REMUNERATION FOR DIRECTORS
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD
Ticker: Security ID: 796050888
Meeting Date: FEB 27, 2004 Meeting Type: OGM
Record Date: FEB 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE THE BALANCE SHEET, PROFIT AND Unknown For Management
LOSS STATEMENT AND THE STATEMENT OF
APPROPRIATION OF RETAINED EARNINGS FOR
THE 35TH FY FROM 01 JAN 2003 TO 31 DEC
2003 , THE PROFIT DISTRIBUTION AND THE
DIVIDEND PER SHARE: COMMON STOCK: 5,000
WON, PREFERRED STOCK:
2 APPOINT MR. GORAN S. MALM AS AN OUTSIDE Unknown For Management
DIRECTOR, RECOMMENDED BY THE OUTSIDE
DIRECTOR CANDIDATE RECOMMENDATION
COMMITTEE
3 APPOINT MR. KAP-HYUN LEE AS AN OUTSIDE Unknown For Management
DIRECTOR, RECOMMENDED BY THE OUTSIDE
DIRECTOR CANDIDATE RECOMMENDATION
COMMITTEE
4 APPOINT MR. KAP-HYUN LEE AS A MEMBER OF Unknown For Management
AUDIT COMMITTEE
5 APPOINT MR. HAK-SOO LEE AS OTHER Unknown For Management
DIRECTOR, RECOMMENDED BY THE BOARD OF
DIRECTORS
6 APPROVE THE CEILING AMOUNT OF THE Unknown For Management
REMUNERATION FOR DIRECTORS
Page 273
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SBC COMMUNICATIONS INC.
Ticker: SBC Security ID: 78387G103
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES E. BARNES For For Management
1.2 ELECT DIRECTOR JAMES A. HENDERSON For For Management
1.3 ELECT DIRECTOR JOHN B. MCCOY For For Management
1.4 ELECT DIRECTOR S. DONLEY RITCHEY For For Management
1.5 ELECT DIRECTOR JOYCE M. ROCHE For For Management
1.6 ELECT DIRECTOR PATRICIA P. UPTON For For Management
2 APPOINTMENT OF INDEPENDENT AUDITORS. For For Management
3 APPROVE AN AMENDMENT TO SBC S BYLAWS. For For Management
4 STOCKHOLDER PROPOSAL A. Against Against Shareholder
5 STOCKHOLDER PROPOSAL B. Against Against Shareholder
- --------------------------------------------------------------------------------
SBC COMMUNICATIONS INC.
Ticker: SBC Security ID: 78387G103
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES E. BARNES For For Management
1.2 ELECT DIRECTOR JAMES A. HENDERSON For For Management
1.3 ELECT DIRECTOR JOHN B. MCCOY For For Management
1.4 ELECT DIRECTOR S. DONLEY RITCHEY For For Management
1.5 ELECT DIRECTOR JOYCE M. ROCHE For For Management
1.6 ELECT DIRECTOR PATRICIA P. UPTON For For Management
2 APPOINTMENT OF INDEPENDENT AUDITORS. For For Management
3 APPROVE AN AMENDMENT TO SBC S BYLAWS. For For Management
4 STOCKHOLDER PROPOSAL A. Against Against Shareholder
5 STOCKHOLDER PROPOSAL B. Against Against Shareholder
Page 274
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SCHERING-PLOUGH CORPORATION
Ticker: SGP Security ID: 806605101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR FRED HASSAN For For Management
1.2 ELECT DIRECTOR PHILIP LEDER, M.D. For For Management
1.3 ELECT DIRECTOR EUGENE R. MCGRATH For For Management
1.4 ELECT DIRECTOR RICHARD DE J. OSBORNE For For Management
2 RATIFICATION OF DESIGNATION OF For For Management
INDEPENDENT AUDITORS
3 APPROVAL OF THE OPERATIONS MANAGEMENT For For Management
TEAM INCENTIVE PLAN
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION
Ticker: SGP Security ID: 806605101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR FRED HASSAN For For Management
1.2 ELECT DIRECTOR PHILIP LEDER, M.D. For For Management
1.3 ELECT DIRECTOR EUGENE R. MCGRATH For For Management
1.4 ELECT DIRECTOR RICHARD DE J. OSBORNE For For Management
2 RATIFICATION OF DESIGNATION OF For For Management
INDEPENDENT AUDITORS
3 APPROVAL OF THE OPERATIONS MANAGEMENT For For Management
TEAM INCENTIVE PLAN
- --------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J. DEUTCH For For Management
1.2 ELECT DIRECTOR J.S. GORELICK For For Management
1.3 ELECT DIRECTOR A. GOULD For For Management
1.4 ELECT DIRECTOR T. ISAAC For For Management
1.5 ELECT DIRECTOR A. LAJOUS For For Management
1.6 ELECT DIRECTOR A. LEVY-LANG For For Management
1.7 ELECT DIRECTOR D. PRIMAT For For Management
1.8 ELECT DIRECTOR T. SANDVOLD For For Management
1.9 ELECT DIRECTOR N. SEYDOUX For For Management
1.10 ELECT DIRECTOR L.G. STUNTZ For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS
3 APPROVAL OF ADOPTION OF THE 2004 STOCK For Against Management
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
4 APPROVAL OF AUDITORS For For Management
Page 275
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SCHLUMBERGER LIMITED (SCHLUMBERGER N
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J. DEUTCH For For Management
1.2 ELECT DIRECTOR J.S. GORELICK For For Management
1.3 ELECT DIRECTOR A. GOULD For For Management
1.4 ELECT DIRECTOR T. ISAAC For For Management
1.5 ELECT DIRECTOR A. LAJOUS For For Management
1.6 ELECT DIRECTOR A. LEVY-LANG For For Management
1.7 ELECT DIRECTOR D. PRIMAT For For Management
1.8 ELECT DIRECTOR T. SANDVOLD For For Management
1.9 ELECT DIRECTOR N. SEYDOUX For For Management
1.10 ELECT DIRECTOR L.G. STUNTZ For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS
3 APPROVAL OF ADOPTION OF THE 2004 STOCK For Against Management
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
4 APPROVAL OF AUDITORS For For Management
- --------------------------------------------------------------------------------
SOLECTRON CORPORATION
Ticker: SLR Security ID: 834182107
Meeting Date: JAN 7, 2004 Meeting Type: Annual
Record Date: NOV 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM A. HASLER For For Management
1.2 ELECT DIRECTOR MICHAEL R. CANNON For For Management
1.3 ELECT DIRECTOR RICHARD A. D'AMORE For For Management
1.4 ELECT DIRECTOR HEINZ FRIDRICH For For Management
1.5 ELECT DIRECTOR WILLIAM R. GRABER For For Management
1.6 ELECT DIRECTOR DR. PAUL R. LOW For For Management
1.7 ELECT DIRECTOR C. WESLEY M. SCOTT For For Management
1.8 ELECT DIRECTOR OSAMU YAMADA For For Management
1.9 ELECT DIRECTOR CYRIL YANSOUNI For For Management
2 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
2002 STOCK OPTION PLAN TO PERMIT AN
OPTION EXCHANGE PROGRAM.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING AUGUST 31, 2004.
- --------------------------------------------------------------------------------
SOLECTRON CORPORATION
Ticker: SLR Security ID: 834182107
Meeting Date: JAN 7, 2004 Meeting Type: Annual
Record Date: NOV 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM A. HASLER For For Management
1.2 ELECT DIRECTOR MICHAEL R. CANNON For For Management
1.3 ELECT DIRECTOR RICHARD A. D'AMORE For For Management
1.4 ELECT DIRECTOR HEINZ FRIDRICH For For Management
1.5 ELECT DIRECTOR WILLIAM R. GRABER For For Management
1.6 ELECT DIRECTOR DR. PAUL R. LOW For For Management
1.7 ELECT DIRECTOR C. WESLEY M. SCOTT For For Management
1.8 ELECT DIRECTOR OSAMU YAMADA For For Management
1.9 ELECT DIRECTOR CYRIL YANSOUNI For For Management
2 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
2002 STOCK OPTION PLAN TO PERMIT AN
OPTION EXCHANGE PROGRAM.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING AUGUST 31, 2004.
Page 276
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SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HERBERT D. KELLEHER For For Management
1.2 ELECT DIRECTOR ROLLIN W. KING For For Management
1.3 ELECT DIRECTOR JUNE M. MORRIS For For Management
1.4 ELECT DIRECTOR C. WEBB CROCKETT For For Management
1.5 ELECT DIRECTOR WILLIAM P. HOBBY For For Management
1.6 ELECT DIRECTOR TRAVIS C. JOHNSON For For Management
2 RATIFICATION OF SELECTION OF AUDITOR For For Management
(ITEM 2) ON PAGE 19 OF THE PROXY
STATEMENT.
- --------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HERBERT D. KELLEHER For For Management
1.2 ELECT DIRECTOR ROLLIN W. KING For For Management
1.3 ELECT DIRECTOR JUNE M. MORRIS For For Management
1.4 ELECT DIRECTOR C. WEBB CROCKETT For For Management
1.5 ELECT DIRECTOR WILLIAM P. HOBBY For For Management
1.6 ELECT DIRECTOR TRAVIS C. JOHNSON For For Management
2 RATIFICATION OF SELECTION OF AUDITOR For For Management
(ITEM 2) ON PAGE 19 OF THE PROXY
STATEMENT.
Page 277
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SOVEREIGN BANCORP, INC.
Ticker: SOV Security ID: 845905108
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ANDREW C. HOVE, JR. For For Management
1.2 ELECT DIRECTOR DANIEL K. ROTHERMEL For For Management
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG For For Management
LLP AS SOVEREIGN S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
3 APPROVE AN AMENDMENT TO SOVEREIGN S For For Management
ARTICLES OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 400 MILLION SHARES TO 800
MILLION SHARES.
4 APPROVE SOVEREIGN S 2004 BROAD-BASED For For Management
STOCK INCENTIVE PLAN AND THE CONTINUATION
OF SOVEREIGN S EMPLOYEE STOCK PURCHASE
PLAN.
5 APPROVE SOVEREIGN S BONUS RECOGNITION AND For For Management
RETENTION PROGRAM.
- --------------------------------------------------------------------------------
SOVEREIGN BANCORP, INC.
Ticker: SOV Security ID: 845905108
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ANDREW C. HOVE, JR. For For Management
1.2 ELECT DIRECTOR DANIEL K. ROTHERMEL For For Management
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG For For Management
LLP AS SOVEREIGN S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
3 APPROVE AN AMENDMENT TO SOVEREIGN S For For Management
ARTICLES OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 400 MILLION SHARES TO 800
MILLION SHARES.
4 APPROVE SOVEREIGN S 2004 BROAD-BASED For For Management
STOCK INCENTIVE PLAN AND THE CONTINUATION
OF SOVEREIGN S EMPLOYEE STOCK PURCHASE
PLAN.
5 APPROVE SOVEREIGN S BONUS RECOGNITION AND For For Management
RETENTION PROGRAM.
- --------------------------------------------------------------------------------
SPRINT CORPORATION
Ticker: PCS Security ID: 852061506
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR GORDON M. BETHUNE For For Management
1.2 ELECT DIRECTOR E. LINN DRAPER, JR. For For Management
1.3 ELECT DIRECTOR DEBORAH A. HENRETTA For For Management
1.4 ELECT DIRECTOR LINDA KOCH LORIMER For For Management
2 TO RATIFY APPOINTMENT OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS OF SPRINT FOR 2004
3 STOCKHOLDER PROPOSAL CONCERNING STOCK Against Against Shareholder
OPTION INDEXING
4 STOCKHOLDER PROPOSAL CONCERNING CEO PAY Against Against Shareholder
CAP
5 STOCKHOLDER PROPOSAL CONCERNING Against Against Shareholder
INDEPENDENT CHAIRMAN
6 STOCKHOLDER PROPOSAL CONCERNING REPORT ON Against Against Shareholder
OUTSOURCING OFF-SHORE
Page 278
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SPRINT CORPORATION
Ticker: PCS Security ID: 852061506
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR GORDON M. BETHUNE For For Management
1.2 ELECT DIRECTOR E. LINN DRAPER, JR. For For Management
1.3 ELECT DIRECTOR DEBORAH A. HENRETTA For For Management
1.4 ELECT DIRECTOR LINDA KOCH LORIMER For For Management
2 TO RATIFY APPOINTMENT OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS OF SPRINT FOR 2004
3 STOCKHOLDER PROPOSAL CONCERNING STOCK Against Against Shareholder
OPTION INDEXING
4 STOCKHOLDER PROPOSAL CONCERNING CEO PAY Against Against Shareholder
CAP
5 STOCKHOLDER PROPOSAL CONCERNING Against Against Shareholder
INDEPENDENT CHAIRMAN
6 STOCKHOLDER PROPOSAL CONCERNING REPORT ON Against Against Shareholder
OUTSOURCING OFF-SHORE
- --------------------------------------------------------------------------------
STORAGE TECHNOLOGY CORPORATION
Ticker: STK Security ID: 862111200
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES R. ADAMS For For Management
1.2 ELECT DIRECTOR CHARLES E. FOSTER For For Management
1.3 ELECT DIRECTOR MERCEDES JOHNSON For For Management
1.4 ELECT DIRECTOR WILLIAM T. KERR For For Management
1.5 ELECT DIRECTOR ROBERT E. LEE For For Management
1.6 ELECT DIRECTOR PATRICK J. MARTIN For For Management
1.7 ELECT DIRECTOR JUDY C. ODOM For For Management
2 APPROVAL OF THE 2004 LONG TERM INCENTIVE For Against Management
PLAN.
3 APPROVAL OF THE 2004 PERFORMANCE-BASED For For Management
INCENTIVE BONUS PLAN.
4 APPROVAL OF A STOCKHOLDER PROPOSAL Against Abstain Shareholder
REGARDING CUMULATIVE VOTING FOR THE
ELECTION OF DIRECTORS.
Page 279
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STORAGE TECHNOLOGY CORPORATION
Ticker: STK Security ID: 862111200
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES R. ADAMS For For Management
1.2 ELECT DIRECTOR CHARLES E. FOSTER For For Management
1.3 ELECT DIRECTOR MERCEDES JOHNSON For For Management
1.4 ELECT DIRECTOR WILLIAM T. KERR For For Management
1.5 ELECT DIRECTOR ROBERT E. LEE For For Management
1.6 ELECT DIRECTOR PATRICK J. MARTIN For For Management
1.7 ELECT DIRECTOR JUDY C. ODOM For For Management
2 APPROVAL OF THE 2004 LONG TERM INCENTIVE For Against Management
PLAN.
3 APPROVAL OF THE 2004 PERFORMANCE-BASED For For Management
INCENTIVE BONUS PLAN.
4 APPROVAL OF A STOCKHOLDER PROPOSAL Against Abstain Shareholder
REGARDING CUMULATIVE VOTING FOR THE
ELECTION OF DIRECTORS.
- --------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN W. BROWN For For Management
1.2 ELECT DIRECTOR HOWARD E. COX, JR. For For Management
1.3 ELECT DIRECTOR D.M. ENGELMAN, PH.D. For For Management
1.4 ELECT DIRECTOR J.H. GROSSMAN, M.D. For For Management
1.5 ELECT DIRECTOR JOHN S. LILLARD For For Management
1.6 ELECT DIRECTOR WILLIAM U. PARFET For For Management
1.7 ELECT DIRECTOR RONDA E. STRYKER For For Management
2 APPROVAL OF THE AMENDMENT TO INCREASE THE For For Management
AUTHORIZED COMMON STOCK TO ONE BILLION
SHARES
- --------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN W. BROWN For For Management
1.2 ELECT DIRECTOR HOWARD E. COX, JR. For For Management
1.3 ELECT DIRECTOR D.M. ENGELMAN, PH.D. For For Management
1.4 ELECT DIRECTOR J.H. GROSSMAN, M.D. For For Management
1.5 ELECT DIRECTOR JOHN S. LILLARD For For Management
1.6 ELECT DIRECTOR WILLIAM U. PARFET For For Management
1.7 ELECT DIRECTOR RONDA E. STRYKER For For Management
2 APPROVAL OF THE AMENDMENT TO INCREASE THE For For Management
AUTHORIZED COMMON STOCK TO ONE BILLION
SHARES
Page 280
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SUN MICROSYSTEMS, INC.
Ticker: SUNW Security ID: 866810104
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR SCOTT G. MCNEALY For For Management
1.2 ELECT DIRECTOR JAMES L. BARKSDALE For For Management
1.3 ELECT DIRECTOR L. JOHN DOERR For For Management
1.4 ELECT DIRECTOR ROBERT J. FISHER For For Management
1.5 ELECT DIRECTOR MICHAEL E. LEHMAN For For Management
1.6 ELECT DIRECTOR ROBERT L. LONG For For Management
1.7 ELECT DIRECTOR M. KENNETH OSHMAN For For Management
1.8 ELECT DIRECTOR NAOMI O. SELIGMAN For For Management
1.9 ELECT DIRECTOR LYNN E. TURNER For For Management
2 AMENDMENTS TO THE 1990 EMPLOYEE STOCK For For Management
PURCHASE PLAN. PROPOSAL TO APPROVE
AMENDMENTS TO SUN S 1990 EMPLOYEE STOCK
PURCHASE PLAN, INCLUDING AN INCREASE IN
THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY
170,000,000 SHARES OF COMMON
3 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITORS. PROPOSAL TO RATIFY
THE APPOINTMENT OF ERNST & YOUNG LLP, AS
SUN S INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR
4 STOCKHOLDER PROPOSAL ENTITLED CHINA Against Against Shareholder
BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA . PROPOSAL REQUESTING
IMPLEMENTATION OF PRINCIPLES EMBODIED IN
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF
WORKERS IN CHINA
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker: SUNW Security ID: 866810104
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR SCOTT G. MCNEALY For For Management
1.2 ELECT DIRECTOR JAMES L. BARKSDALE For For Management
1.3 ELECT DIRECTOR L. JOHN DOERR For For Management
1.4 ELECT DIRECTOR ROBERT J. FISHER For For Management
1.5 ELECT DIRECTOR MICHAEL E. LEHMAN For For Management
1.6 ELECT DIRECTOR ROBERT L. LONG For For Management
1.7 ELECT DIRECTOR M. KENNETH OSHMAN For For Management
1.8 ELECT DIRECTOR NAOMI O. SELIGMAN For For Management
1.9 ELECT DIRECTOR LYNN E. TURNER For For Management
2 AMENDMENTS TO THE 1990 EMPLOYEE STOCK For For Management
PURCHASE PLAN. PROPOSAL TO APPROVE
AMENDMENTS TO SUN S 1990 EMPLOYEE STOCK
PURCHASE PLAN, INCLUDING AN INCREASE IN
THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY
170,000,000 SHARES OF COMMON
3 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITORS. PROPOSAL TO RATIFY
THE APPOINTMENT OF ERNST & YOUNG LLP, AS
SUN S INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR
4 STOCKHOLDER PROPOSAL ENTITLED CHINA Against Against Shareholder
BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA . PROPOSAL REQUESTING
IMPLEMENTATION OF PRINCIPLES EMBODIED IN
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF
WORKERS IN CHINA
Page 281
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TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G100
Meeting Date: JUL 23, 2003 Meeting Type: Annual
Record Date: JUN 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LAWRENCE BIONDI S.J. For For Management
1.2 ELECT DIRECTOR VAN B. HONEYCUTT For For Management
1.3 ELECT DIRECTOR EDWARD A. KANGAS For For Management
2 PROPOSAL TO APPROVE THE AMENDED AND For For Management
RESTATED ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
3 PROPOSAL TO RATIFY THE SELECTION OF KPMG For For Management
LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2003.
4 SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
INDEPENDENCE OF THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G100
Meeting Date: JUL 23, 2003 Meeting Type: Annual
Record Date: JUN 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR LAWRENCE BIONDI S.J. For For Management
1.2 ELECT DIRECTOR VAN B. HONEYCUTT For For Management
1.3 ELECT DIRECTOR EDWARD A. KANGAS For For Management
2 PROPOSAL TO APPROVE THE AMENDED AND For For Management
RESTATED ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
3 PROPOSAL TO RATIFY THE SELECTION OF KPMG For For Management
LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2003.
4 SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
INDEPENDENCE OF THE BOARD OF DIRECTORS.
Page 282
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TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J.R. ADAMS For For Management
1.2 ELECT DIRECTOR D.L. BOREN For For Management
1.3 ELECT DIRECTOR D.A. CARP For For Management
1.4 ELECT DIRECTOR T.J. ENGIBOUS For For Management
1.5 ELECT DIRECTOR G.W. FRONTERHOUSE For For Management
1.6 ELECT DIRECTOR D.R. GOODE For For Management
1.7 ELECT DIRECTOR W.R. SANDERS For For Management
1.8 ELECT DIRECTOR R.J. SIMMONS For For Management
1.9 ELECT DIRECTOR R.K. TEMPLETON For For Management
1.10 ELECT DIRECTOR C.T. WHITMAN For For Management
2 BOARD PROPOSAL TO RATIFY THE APPOINTMENT For For Management
OF ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
3 STOCKHOLDER PROPOSAL REGARDING EXPENSING Against Against Shareholder
OF STOCK OPTIONS.
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J.R. ADAMS For For Management
1.2 ELECT DIRECTOR D.L. BOREN For For Management
1.3 ELECT DIRECTOR D.A. CARP For For Management
1.4 ELECT DIRECTOR T.J. ENGIBOUS For For Management
1.5 ELECT DIRECTOR G.W. FRONTERHOUSE For For Management
1.6 ELECT DIRECTOR D.R. GOODE For For Management
1.7 ELECT DIRECTOR W.R. SANDERS For For Management
1.8 ELECT DIRECTOR R.J. SIMMONS For For Management
1.9 ELECT DIRECTOR R.K. TEMPLETON For For Management
1.10 ELECT DIRECTOR C.T. WHITMAN For For Management
2 BOARD PROPOSAL TO RATIFY THE APPOINTMENT For For Management
OF ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
3 STOCKHOLDER PROPOSAL REGARDING EXPENSING Against Against Shareholder
OF STOCK OPTIONS.
- --------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN H. BIGGS For For Management
1.2 ELECT DIRECTOR JOHN E. BRYSON For For Management
1.3 ELECT DIRECTOR LINDA Z. COOK For For Management
1.4 ELECT DIRECTOR ROZANNE L. RIDGWAY For For Management
2 APPROVE AMENDMENTS TO ELIMINATE CERTAIN For For Management
SUPERMAJORITY VOTE REQUIREMENTS.
3 ADVISE ON APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS.
4 PREPARE A REPORT ON MILITARY CONTRACTS. Against Against Shareholder
5 ADOPT HUMAN RIGHTS POLICIES. Against Against Shareholder
6 DECLASSIFY THE BOARD OF DIRECTORS. Against For Shareholder
7 ADOPT SIMPLE MAJORITY VOTE. Against For Shareholder
8 REQUIRE APPROVAL OF SEVERANCE AGREEMENTS. Against Against Shareholder
9 ADOPT RETENTION OF STOCK POLICY. Against Against Shareholder
10 GIVE EMPLOYEES CHOICE OF PENSION PLANS AT Against Against Shareholder
RETIREMENT OR TERMINATION.
Page 283
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THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JOHN H. BIGGS For For Management
1.2 ELECT DIRECTOR JOHN E. BRYSON For For Management
1.3 ELECT DIRECTOR LINDA Z. COOK For For Management
1.4 ELECT DIRECTOR ROZANNE L. RIDGWAY For For Management
2 APPROVE AMENDMENTS TO ELIMINATE CERTAIN For For Management
SUPERMAJORITY VOTE REQUIREMENTS.
3 ADVISE ON APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITORS.
4 PREPARE A REPORT ON MILITARY CONTRACTS. Against Against Shareholder
5 ADOPT HUMAN RIGHTS POLICIES. Against Against Shareholder
6 DECLASSIFY THE BOARD OF DIRECTORS. Against For Shareholder
7 ADOPT SIMPLE MAJORITY VOTE. Against For Shareholder
8 REQUIRE APPROVAL OF SEVERANCE AGREEMENTS. Against Against Shareholder
9 ADOPT RETENTION OF STOCK POLICY. Against Against Shareholder
10 GIVE EMPLOYEES CHOICE OF PENSION PLANS AT Against Against Shareholder
RETIREMENT OR TERMINATION.
- --------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCH Security ID: 808513105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DONALD G. FISHER For For Management
1.2 ELECT DIRECTOR PAULA A. SNEED For For Management
1.3 ELECT DIRECTOR DAVID B. YOFFIE For For Management
2 APPROVAL OF THE 2004 STOCK INCENTIVE For Against Management
PLAN.
- --------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCH Security ID: 808513105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DONALD G. FISHER For For Management
1.2 ELECT DIRECTOR PAULA A. SNEED For For Management
1.3 ELECT DIRECTOR DAVID B. YOFFIE For For Management
2 APPROVAL OF THE 2004 STOCK INCENTIVE For Against Management
PLAN.
Page 284
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THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HERBERT A. ALLEN For For Management
1.2 ELECT DIRECTOR RONALD W. ALLEN For For Management
1.3 ELECT DIRECTOR CATHLEEN P. BLACK For For Management
1.4 ELECT DIRECTOR WARREN E. BUFFETT For For Management
1.5 ELECT DIRECTOR DOUGLAS N. DAFT For For Management
1.6 ELECT DIRECTOR BARRY DILLER For For Management
1.7 ELECT DIRECTOR DONALD R. KEOUGH For For Management
1.8 ELECT DIRECTOR SUSAN BENNETT KING For For Management
1.9 ELECT DIRECTOR MARIA ELENA LAGOMASINO For For Management
1.10 ELECT DIRECTOR DONALD F. MCHENRY For For Management
1.11 ELECT DIRECTOR ROBERT L. NARDELLI For For Management
1.12 ELECT DIRECTOR SAM NUNN For For Management
1.13 ELECT DIRECTOR J. PEDRO REINHARD For For Management
1.14 ELECT DIRECTOR JAMES D. ROBINSON III For For Management
1.15 ELECT DIRECTOR PETER V. UEBERROTH For For Management
1.16 ELECT DIRECTOR JAMES B. WILLIAMS For For Management
2 RATIFICATION OF THE APPOINTMENT OF ERNST For For Management
& YOUNG LLP AS INDEPENDENT AUDITORS
3 SHARE-OWNER PROPOSAL REGARDING REPORT For For Shareholder
RELATED TO GLOBAL HIV/AIDS PANDEMIC
4 SHARE-OWNER PROPOSAL REGARDING STOCK Against Against Shareholder
OPTION GLASS CEILING REPORT
5 SHARE-OWNER PROPOSAL REGARDING EXECUTIVE Against Against Shareholder
COMPENSATION
6 SHARE-OWNER PROPOSAL REGARDING RESTRICTED Against Against Shareholder
STOCK
7 SHARE-OWNER PROPOSAL REGARDING SENIOR Against Against Shareholder
EXECUTIVE PARTICIPATION IN COMPANY S
COMPENSATION AND DEFERRAL INVESTMENT
PROGRAM
8 SHARE-OWNER PROPOSAL ON CHINA BUSINESS Against Against Shareholder
PRINCIPLES
9 SHARE-OWNER PROPOSAL REGARDING SEPARATE Against Against Shareholder
POSITIONS OF CEO AND CHAIRMAN
Page 285
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THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HERBERT A. ALLEN For For Management
1.2 ELECT DIRECTOR RONALD W. ALLEN For For Management
1.3 ELECT DIRECTOR CATHLEEN P. BLACK For For Management
1.4 ELECT DIRECTOR WARREN E. BUFFETT For For Management
1.5 ELECT DIRECTOR DOUGLAS N. DAFT For For Management
1.6 ELECT DIRECTOR BARRY DILLER For For Management
1.7 ELECT DIRECTOR DONALD R. KEOUGH For For Management
1.8 ELECT DIRECTOR SUSAN BENNETT KING For For Management
1.9 ELECT DIRECTOR MARIA ELENA LAGOMASINO For For Management
1.10 ELECT DIRECTOR DONALD F. MCHENRY For For Management
1.11 ELECT DIRECTOR ROBERT L. NARDELLI For For Management
1.12 ELECT DIRECTOR SAM NUNN For For Management
1.13 ELECT DIRECTOR J. PEDRO REINHARD For For Management
1.14 ELECT DIRECTOR JAMES D. ROBINSON III For For Management
1.15 ELECT DIRECTOR PETER V. UEBERROTH For For Management
1.16 ELECT DIRECTOR JAMES B. WILLIAMS For For Management
2 RATIFICATION OF THE APPOINTMENT OF ERNST For For Management
& YOUNG LLP AS INDEPENDENT AUDITORS
3 SHARE-OWNER PROPOSAL REGARDING REPORT For For Shareholder
RELATED TO GLOBAL HIV/AIDS PANDEMIC
4 SHARE-OWNER PROPOSAL REGARDING STOCK Against Against Shareholder
OPTION GLASS CEILING REPORT
5 SHARE-OWNER PROPOSAL REGARDING EXECUTIVE Against Against Shareholder
COMPENSATION
6 SHARE-OWNER PROPOSAL REGARDING RESTRICTED Against Against Shareholder
STOCK
7 SHARE-OWNER PROPOSAL REGARDING SENIOR Against Against Shareholder
EXECUTIVE PARTICIPATION IN COMPANY S
COMPENSATION AND DEFERRAL INVESTMENT
PROGRAM
8 SHARE-OWNER PROPOSAL ON CHINA BUSINESS Against Against Shareholder
PRINCIPLES
9 SHARE-OWNER PROPOSAL REGARDING SEPARATE Against Against Shareholder
POSITIONS OF CEO AND CHAIRMAN
- --------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ARNOLD A. ALLEMANG For For Management
1.2 ELECT DIRECTOR JOHN C. DANFORTH For For Management
1.3 ELECT DIRECTOR JEFF M. FETTIG For For Management
1.4 ELECT DIRECTOR ANDREW N. LIVERIS For For Management
1.5 ELECT DIRECTOR JAMES M. RINGLER For For Management
1.6 ELECT DIRECTOR WILLIAM S. STAVROPOULOS For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
DELOITTE & TOUCHE LLP AS DOW S
INDEPENDENT AUDITORS FOR 2004.
3 AMENDMENT OF THE RESTATED CERTIFICATE OF For For Management
INCORPORATION FOR THE ANNUAL ELECTION OF
DIRECTORS.
4 STOCKHOLDER PROPOSAL ON BHOPAL. Against Against Shareholder
Page 286
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THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ARNOLD A. ALLEMANG For For Management
1.2 ELECT DIRECTOR JOHN C. DANFORTH For For Management
1.3 ELECT DIRECTOR JEFF M. FETTIG For For Management
1.4 ELECT DIRECTOR ANDREW N. LIVERIS For For Management
1.5 ELECT DIRECTOR JAMES M. RINGLER For For Management
1.6 ELECT DIRECTOR WILLIAM S. STAVROPOULOS For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
DELOITTE & TOUCHE LLP AS DOW S
INDEPENDENT AUDITORS FOR 2004.
3 AMENDMENT OF THE RESTATED CERTIFICATE OF For For Management
INCORPORATION FOR THE ANNUAL ELECTION OF
DIRECTORS.
4 STOCKHOLDER PROPOSAL ON BHOPAL. Against Against Shareholder
- --------------------------------------------------------------------------------
THE GILLETTE COMPANY
Ticker: G Security ID: 375766102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDWARD F. DEGRAAN For For Management
1.2 ELECT DIRECTOR WILBUR H. GANTZ For For Management
1.3 ELECT DIRECTOR JAMES M. KILTS For For Management
1.4 ELECT DIRECTOR JORGE PAULO LEMANN For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
AUDITOR.
3 APPROVAL OF THE 2004 LONG-TERM INCENTIVE For For Management
PLAN.
4 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS.
5 SHAREHOLDER PROPOSAL TO LIMIT SERVICES Against Against Shareholder
PROVIDED BY THE AUDITOR.
6 SHAREHOLDER PROPOSAL TO EXPENSE STOCK Against Against Shareholder
OPTIONS.
- --------------------------------------------------------------------------------
THE GILLETTE COMPANY
Ticker: G Security ID: 375766102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR EDWARD F. DEGRAAN For For Management
1.2 ELECT DIRECTOR WILBUR H. GANTZ For For Management
1.3 ELECT DIRECTOR JAMES M. KILTS For For Management
1.4 ELECT DIRECTOR JORGE PAULO LEMANN For For Management
2 RATIFICATION OF THE APPOINTMENT OF For For Management
AUDITOR.
3 APPROVAL OF THE 2004 LONG-TERM INCENTIVE For For Management
PLAN.
4 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS.
5 SHAREHOLDER PROPOSAL TO LIMIT SERVICES Against Against Shareholder
PROVIDED BY THE AUDITOR.
6 SHAREHOLDER PROPOSAL TO EXPENSE STOCK Against Against Shareholder
OPTIONS.
Page 287
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THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR GREGORY D. BRENNEMAN For For Management
1.2 ELECT DIRECTOR RICHARD H. BROWN For For Management
1.3 ELECT DIRECTOR JOHN L. CLENDENIN For For Management
1.4 ELECT DIRECTOR BERRY R. COX For For Management
1.5 ELECT DIRECTOR CLAUDIO X. GONZALEZ For For Management
1.6 ELECT DIRECTOR MILLEDGE A. HART, III For For Management
1.7 ELECT DIRECTOR BONNIE G. HILL For For Management
1.8 ELECT DIRECTOR KENNETH G. LANGONE For For Management
1.9 ELECT DIRECTOR ROBERT L. NARDELLI For For Management
1.10 ELECT DIRECTOR ROGER S. PENSKE For For Management
2 COMPANY PROPOSAL TO RATIFY THE For For Management
APPOINTMENT OF KPMG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR FISCAL 2004.
3 STOCKHOLDER PROPOSAL REGARDING OUTSIDE Against Against Shareholder
DIRECTOR TERM LIMITS.
4 STOCKHOLDER PROPOSAL REGARDING POISON Against For Shareholder
PILL IMPLEMENTATION.
5 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
PERFORMANCE GOALS AS A PREREQUISITE TO
VESTING.
6 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
IMPLEMENTATION OF ILO HUMAN RIGHTS
STANDARDS.
7 STOCKHOLDER PROPOSAL REGARDING FUTURE Against Against Shareholder
SEVERANCE AGREEMENTS.
8 STOCKHOLDER PROPOSAL REGARDING METHOD OF Against Against Shareholder
VOTING FOR DIRECTORS.
- --------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR GREGORY D. BRENNEMAN For For Management
1.2 ELECT DIRECTOR RICHARD H. BROWN For For Management
1.3 ELECT DIRECTOR JOHN L. CLENDENIN For For Management
1.4 ELECT DIRECTOR BERRY R. COX For For Management
1.5 ELECT DIRECTOR CLAUDIO X. GONZALEZ For For Management
1.6 ELECT DIRECTOR MILLEDGE A. HART, III For For Management
1.7 ELECT DIRECTOR BONNIE G. HILL For For Management
1.8 ELECT DIRECTOR KENNETH G. LANGONE For For Management
1.9 ELECT DIRECTOR ROBERT L. NARDELLI For For Management
1.10 ELECT DIRECTOR ROGER S. PENSKE For For Management
2 COMPANY PROPOSAL TO RATIFY THE For For Management
APPOINTMENT OF KPMG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR FISCAL 2004.
3 STOCKHOLDER PROPOSAL REGARDING OUTSIDE Against Against Shareholder
DIRECTOR TERM LIMITS.
4 STOCKHOLDER PROPOSAL REGARDING POISON Against For Shareholder
PILL IMPLEMENTATION.
5 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
PERFORMANCE GOALS AS A PREREQUISITE TO
VESTING.
6 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
IMPLEMENTATION OF ILO HUMAN RIGHTS
STANDARDS.
7 STOCKHOLDER PROPOSAL REGARDING FUTURE Against Against Shareholder
SEVERANCE AGREEMENTS.
8 STOCKHOLDER PROPOSAL REGARDING METHOD OF Against Against Shareholder
VOTING FOR DIRECTORS.
Page 288
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THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR NORMAN R. AUGUSTINE For For Management
1.2 ELECT DIRECTOR A.G. LAFLEY For For Management
1.3 ELECT DIRECTOR JOHNATHAN A. RODGERS For For Management
1.4 ELECT DIRECTOR JOHN F. SMITH, JR. For For Management
1.5 ELECT DIRECTOR MARGARET C. WHITMAN For For Management
2 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
3 APPROVE THE PROCTER & GAMBLE 2003 For Against Management
NON-EMPLOYEE DIRECTORS STOCK PLAN
4 SHAREHOLDER PROPOSAL NO. 1 BOARD OF Against For Shareholder
DIRECTORS TERMS
5 SHAREHOLDER PROPOSAL NO. 2 LABEL Against Against Shareholder
GENETICALLY ENGINEERED FOODS
- --------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR NORMAN R. AUGUSTINE For For Management
1.2 ELECT DIRECTOR A.G. LAFLEY For For Management
1.3 ELECT DIRECTOR JOHNATHAN A. RODGERS For For Management
1.4 ELECT DIRECTOR JOHN F. SMITH, JR. For For Management
1.5 ELECT DIRECTOR MARGARET C. WHITMAN For For Management
2 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
3 APPROVE THE PROCTER & GAMBLE 2003 For Against Management
NON-EMPLOYEE DIRECTORS STOCK PLAN
4 SHAREHOLDER PROPOSAL NO. 1 BOARD OF Against For Shareholder
DIRECTORS TERMS
5 SHAREHOLDER PROPOSAL NO. 2 LABEL Against Against Shareholder
GENETICALLY ENGINEERED FOODS
Page 289
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THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J.C. BOLAND For For Management
1.2 ELECT DIRECTOR J.G. BREEN For For Management
1.3 ELECT DIRECTOR D.E. COLLINS For For Management
1.4 ELECT DIRECTOR C.M. CONNOR For For Management
1.5 ELECT DIRECTOR D.E. EVANS For For Management
1.6 ELECT DIRECTOR S.J. KROPF For For Management
1.7 ELECT DIRECTOR R.W. MAHONEY For For Management
1.8 ELECT DIRECTOR G.E. MCCULLOUGH For For Management
1.9 ELECT DIRECTOR A.M. MIXON, III For For Management
1.10 ELECT DIRECTOR C.E. MOLL For For Management
1.11 ELECT DIRECTOR J.M. SCAMINACE For For Management
1.12 ELECT DIRECTOR R.K. SMUCKER For For Management
2 AMENDMENTS TO REGULATIONS TO PERMIT USE For For Management
OF COMMUNICATIONS EQUIPMENT AND OTHER
CHANGES
3 AMENDMENTS TO REGULATIONS TO PROVIDE For For Management
NOTICE AND OTHER PROCEDURES FOR
SHAREHOLDER MEETINGS
4 AMENDMENTS TO REGULATIONS TO PROVIDE For For Management
NOTICE AND OTHER PROCEDURES FOR
SHAREHOLDERS TO NOMINATE DIRECTORS
5 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITORS
- --------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J.C. BOLAND For For Management
1.2 ELECT DIRECTOR J.G. BREEN For For Management
1.3 ELECT DIRECTOR D.E. COLLINS For For Management
1.4 ELECT DIRECTOR C.M. CONNOR For For Management
1.5 ELECT DIRECTOR D.E. EVANS For For Management
1.6 ELECT DIRECTOR S.J. KROPF For For Management
1.7 ELECT DIRECTOR R.W. MAHONEY For For Management
1.8 ELECT DIRECTOR G.E. MCCULLOUGH For For Management
1.9 ELECT DIRECTOR A.M. MIXON, III For For Management
1.10 ELECT DIRECTOR C.E. MOLL For For Management
1.11 ELECT DIRECTOR J.M. SCAMINACE For For Management
1.12 ELECT DIRECTOR R.K. SMUCKER For For Management
2 AMENDMENTS TO REGULATIONS TO PERMIT USE For For Management
OF COMMUNICATIONS EQUIPMENT AND OTHER
CHANGES
3 AMENDMENTS TO REGULATIONS TO PROVIDE For For Management
NOTICE AND OTHER PROCEDURES FOR
SHAREHOLDER MEETINGS
4 AMENDMENTS TO REGULATIONS TO PROVIDE For For Management
NOTICE AND OTHER PROCEDURES FOR
SHAREHOLDERS TO NOMINATE DIRECTORS
5 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITORS
Page 290
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THERMO ELECTRON CORPORATION
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MARIJN E. DEKKERS For For Management
1.2 ELECT DIRECTOR ROBERT A. MCCABE For For Management
1.3 ELECT DIRECTOR ROBERT W. O'LEARY For For Management
2 RATIFICATION OF SELECTION OF INDEPENDENT For For Management
AUDITORS.
3 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
PERFORMANCE AND TIME-BASED RESTRICTED
STOCK.
- --------------------------------------------------------------------------------
THERMO ELECTRON CORPORATION
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MARIJN E. DEKKERS For For Management
1.2 ELECT DIRECTOR ROBERT A. MCCABE For For Management
1.3 ELECT DIRECTOR ROBERT W. O'LEARY For For Management
2 RATIFICATION OF SELECTION OF INDEPENDENT For For Management
AUDITORS.
3 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
PERFORMANCE AND TIME-BASED RESTRICTED
STOCK.
- --------------------------------------------------------------------------------
TIDEWATER INC.
Ticker: TDW Security ID: 886423102
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ARTHUR R. CARLSON For For Management
1.2 ELECT DIRECTOR JON C. MADONNA For For Management
1.3 ELECT DIRECTOR WILLIAM C. O'MALLEY For For Management
Page 291
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TIDEWATER INC.
Ticker: TDW Security ID: 886423102
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ARTHUR R. CARLSON For For Management
1.2 ELECT DIRECTOR JON C. MADONNA For For Management
1.3 ELECT DIRECTOR WILLIAM C. O'MALLEY For For Management
- --------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES L. BARKSDALE For For Management
1.2 ELECT DIRECTOR STEPHEN F. BOLLENBACH For For Management
1.3 ELECT DIRECTOR STEPHEN M. CASE For For Management
1.4 ELECT DIRECTOR FRANK J. CAUFIELD For For Management
1.5 ELECT DIRECTOR ROBERT C. CLARK For For Management
1.6 ELECT DIRECTOR MILES R. GILBURNE For For Management
1.7 ELECT DIRECTOR CARLA A. HILLS For For Management
1.8 ELECT DIRECTOR REUBEN MARK For For Management
1.9 ELECT DIRECTOR MICHAEL A. MILES For For Management
1.10 ELECT DIRECTOR KENNETH J. NOVACK For For Management
1.11 ELECT DIRECTOR RICHARD D. PARSONS For For Management
1.12 ELECT DIRECTOR R.E. TURNER For For Management
1.13 ELECT DIRECTOR FRANCIS T. VINCENT, JR. For For Management
2 RATIFICATION OF AUDITORS. For For Management
3 STOCKHOLDER PROPOSAL REGARDING CHINA Against Against Shareholder
BUSINESS PRINCIPLES.
4 STOCKHOLDER PROPOSAL REGARDING REPORT ON Against Against Shareholder
PAY DISPARITY.
- --------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES L. BARKSDALE For For Management
1.2 ELECT DIRECTOR STEPHEN F. BOLLENBACH For For Management
1.3 ELECT DIRECTOR STEPHEN M. CASE For For Management
1.4 ELECT DIRECTOR FRANK J. CAUFIELD For For Management
1.5 ELECT DIRECTOR ROBERT C. CLARK For For Management
1.6 ELECT DIRECTOR MILES R. GILBURNE For For Management
1.7 ELECT DIRECTOR CARLA A. HILLS For For Management
1.8 ELECT DIRECTOR REUBEN MARK For For Management
1.9 ELECT DIRECTOR MICHAEL A. MILES For For Management
1.10 ELECT DIRECTOR KENNETH J. NOVACK For For Management
1.11 ELECT DIRECTOR RICHARD D. PARSONS For For Management
1.12 ELECT DIRECTOR R.E. TURNER For For Management
1.13 ELECT DIRECTOR FRANCIS T. VINCENT, JR. For For Management
2 RATIFICATION OF AUDITORS. For For Management
3 STOCKHOLDER PROPOSAL REGARDING CHINA Against Against Shareholder
BUSINESS PRINCIPLES.
4 STOCKHOLDER PROPOSAL REGARDING REPORT ON Against Against Shareholder
PAY DISPARITY.
Page 292
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TRIBUNE COMPANY
Ticker: TRB Security ID: 896047107
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JEFFREY CHANDLER For For Management
1.2 ELECT DIRECTOR WILLIAM A. OSBORN For For Management
1.3 ELECT DIRECTOR KATHRYN C. TURNER For For Management
2 RATIFICATION OF INDEPENDENT PUBLIC For For Management
ACCOUNTANTS.
3 APPROVAL OF AMENDMENTS TO THE TRIBUNE For Against Management
COMPANY 1997 INCENTIVE COMPENSATION PLAN.
- --------------------------------------------------------------------------------
TRIBUNE COMPANY
Ticker: TRB Security ID: 896047107
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JEFFREY CHANDLER For For Management
1.2 ELECT DIRECTOR WILLIAM A. OSBORN For For Management
1.3 ELECT DIRECTOR KATHRYN C. TURNER For For Management
2 RATIFICATION OF INDEPENDENT PUBLIC For For Management
ACCOUNTANTS.
3 APPROVAL OF AMENDMENTS TO THE TRIBUNE For Against Management
COMPANY 1997 INCENTIVE COMPENSATION PLAN.
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: JAN 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DENNIS C. BLAIR For For Management
1.2 ELECT DIRECTOR EDWARD D. BREEN For For Management
1.3 ELECT DIRECTOR GEORGE W. BUCKLEY For For Management
1.4 ELECT DIRECTOR BRIAN DUPERREAULT For For Management
1.5 ELECT DIRECTOR BRUCE S. GORDON For For Management
1.6 ELECT DIRECTOR JOHN A. KROL For For Management
1.7 ELECT DIRECTOR MACKEY J. MCDONALD For For Management
1.8 ELECT DIRECTOR H. CARL MCCALL For For Management
1.9 ELECT DIRECTOR BRENDAN R. O'NEILL For For Management
1.10 ELECT DIRECTOR SANDRA S. WIJNBERG For For Management
1.12 ELECT DIRECTOR JEROME B. YORK For For Management
2 APPOINTMENT OF DELOITTE & TOUCHE LLP AS For For Management
TYCO S INDEPENDENT AUDITORS AND
AUTHORIZATION FOR THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For Against Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
Page 293
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TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: JAN 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DENNIS C. BLAIR For For Management
1.2 ELECT DIRECTOR EDWARD D. BREEN For For Management
1.3 ELECT DIRECTOR GEORGE W. BUCKLEY For For Management
1.4 ELECT DIRECTOR BRIAN DUPERREAULT For For Management
1.5 ELECT DIRECTOR BRUCE S. GORDON For For Management
1.6 ELECT DIRECTOR JOHN A. KROL For For Management
1.7 ELECT DIRECTOR MACKEY J. MCDONALD For For Management
1.8 ELECT DIRECTOR H. CARL MCCALL For For Management
1.9 ELECT DIRECTOR BRENDAN R. O'NEILL For For Management
1.10 ELECT DIRECTOR SANDRA S. WIJNBERG For For Management
1.12 ELECT DIRECTOR JEROME B. YORK For For Management
2 APPOINTMENT OF DELOITTE & TOUCHE LLP AS For For Management
TYCO S INDEPENDENT AUDITORS AND
AUTHORIZATION FOR THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For Against Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
UTSTARCOM, INC.
Ticker: UTSI Security ID: 918076100
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR THOMAS J. TOY For For Management
1.2 ELECT DIRECTOR YING WU For For Management
2 RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS.
Page 294
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UTSTARCOM, INC.
Ticker: UTSI Security ID: 918076100
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR THOMAS J. TOY For For Management
1.2 ELECT DIRECTOR YING WU For For Management
2 RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS.
- --------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR E. GLENN BIGGS For For Management
1.2 ELECT DIRECTOR RUBEN M. ESCOBEDO For For Management
1.3 ELECT DIRECTOR BOB MARBUT For For Management
2 RATIFICATION OF KPMG LLP AS AUDITORS FOR For For Management
2004.
3 CLIMATE CHANGE RESOLUTION. Against Against Shareholder
- --------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR E. GLENN BIGGS For For Management
1.2 ELECT DIRECTOR RUBEN M. ESCOBEDO For For Management
1.3 ELECT DIRECTOR BOB MARBUT For For Management
2 RATIFICATION OF KPMG LLP AS AUDITORS FOR For For Management
2004.
3 CLIMATE CHANGE RESOLUTION. Against Against Shareholder
Page 295
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VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J.R. BARKER For For Management
1.2 ELECT DIRECTOR R.L. CARRION For For Management
1.3 ELECT DIRECTOR R.W. LANE For For Management
1.4 ELECT DIRECTOR S.O. MOOSE For For Management
1.5 ELECT DIRECTOR J. NEUBAUER For For Management
1.6 ELECT DIRECTOR T.H. O'BRIEN For For Management
1.7 ELECT DIRECTOR H.B. PRICE For For Management
1.8 ELECT DIRECTOR I.G. SEIDENBERG For For Management
1.9 ELECT DIRECTOR W.V. SHIPLEY For For Management
1.10 ELECT DIRECTOR J.R. STAFFORD For For Management
1.11 ELECT DIRECTOR R.D. STOREY For For Management
2 RATIFICATION OF INDEPENDENT AUDITOR For For Management
3 CUMULATIVE VOTING Against Abstain Shareholder
4 BOARD COMPOSITION Against Against Shareholder
5 SEPARATE CHAIRMAN AND CEO Against Against Shareholder
6 FUTURE POISON PILL Against Against Shareholder
7 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Against Against Shareholder
8 OPTIONS OR STOCK GRANTS BASED ON TRACKING Against Against Management
STOCK
9 DIVERSITY REPORT ON OPTION GRANTS TO Against Against Management
EMPLOYEES
10 REPORT ON POLITICAL CONTRIBUTIONS Against Against Shareholder
11 COLLECTION OF UNIVERSAL SERVICE AND Against Against Shareholder
NUMBER PORTABILIY FEES
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR J.R. BARKER For For Management
1.2 ELECT DIRECTOR R.L. CARRION For For Management
1.3 ELECT DIRECTOR R.W. LANE For For Management
1.4 ELECT DIRECTOR S.O. MOOSE For For Management
1.5 ELECT DIRECTOR J. NEUBAUER For For Management
1.6 ELECT DIRECTOR T.H. O'BRIEN For For Management
1.7 ELECT DIRECTOR H.B. PRICE For For Management
1.8 ELECT DIRECTOR I.G. SEIDENBERG For For Management
1.9 ELECT DIRECTOR W.V. SHIPLEY For For Management
1.10 ELECT DIRECTOR J.R. STAFFORD For For Management
1.11 ELECT DIRECTOR R.D. STOREY For For Management
2 RATIFICATION OF INDEPENDENT AUDITOR For For Management
3 CUMULATIVE VOTING Against Abstain Shareholder
4 BOARD COMPOSITION Against Against Shareholder
5 SEPARATE CHAIRMAN AND CEO Against Against Shareholder
6 FUTURE POISON PILL Against Against Shareholder
7 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Against Against Shareholder
8 OPTIONS OR STOCK GRANTS BASED ON TRACKING Against Against Management
STOCK
9 DIVERSITY REPORT ON OPTION GRANTS TO Against Against Management
EMPLOYEES
10 REPORT ON POLITICAL CONTRIBUTIONS Against Against Shareholder
11 COLLECTION OF UNIVERSAL SERVICE AND Against Against Shareholder
NUMBER PORTABILIY FEES
Page 296
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VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DR. FELIX ZANDMAN For For Management
1.2 ELECT DIRECTOR PHILIPPE GAZEAU For For Management
1.3 ELECT DIRECTOR ZVI GRINFAS For For Management
1.4 ELECT DIRECTOR DR. GERALD PAUL For For Management
2 TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS VISHAY S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2004.
3 APPROVAL OF THE AMENDED AND RESTATED For For Management
VISHAY INTERTECHNOLOGY, INC. SECTION
162(M) CASH BONUS PLAN.
4 APPROVAL OF THE VISHAY INTERTECHNOLOGY, For For Management
INC. SENIOR EXECUTIVE PHANTOM STOCK PLAN.
- --------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DR. FELIX ZANDMAN For For Management
1.2 ELECT DIRECTOR PHILIPPE GAZEAU For For Management
1.3 ELECT DIRECTOR ZVI GRINFAS For For Management
1.4 ELECT DIRECTOR DR. GERALD PAUL For For Management
2 TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS VISHAY S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2004.
3 APPROVAL OF THE AMENDED AND RESTATED For For Management
VISHAY INTERTECHNOLOGY, INC. SECTION
162(M) CASH BONUS PLAN.
4 APPROVAL OF THE VISHAY INTERTECHNOLOGY, For For Management
INC. SENIOR EXECUTIVE PHANTOM STOCK PLAN.
Page 297
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VIVENDI UNIVERSAL
Ticker: V Security ID: 92851S204
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE REPORTS AND INDIVIDUAL For None Management
FINANCIAL STATEMENTS FOR FISCAL YEAR
2003.
2 APPROVAL OF THE REPORTS AND CONSOLIDATED For None Management
FINANCIAL STATEMENTS FOR FISCAL YEAR
2003.
3 APPROVAL OF THE RELATED-PARTY AGREEMENTS For None Management
DISCUSSED IN THE SPECIAL REPORT FROM THE
STATUTORY AUDITORS.
4 ALLOCATION OF EARNINGS FOR FISCAL YEAR For None Management
2003.
5.1 ELECT DIRECTOR MR. JEAN-RENE FOURTOU For None Management
5.2 ELECT DIRECTOR MR. CLAUDE BEBEAR For None Management
5.3 ELECT DIRECTOR MR. GERARD BREMOND For None Management
5.4 ELECT DIRECTOR MR. BERTRAND COLLOMB For None Management
5.5 ELECT DIRECTOR MR. PAUL FRIBOURG For None Management
5.6 ELECT DIRECTOR MR. GERARD KLEISTERLEE For None Management
5.7 ELECT DIRECTOR MR. HENRI LACHMANN For None Management
5.8 ELECT DIRECTOR MR. KAREL VAN MIERT For None Management
5.9 ELECT DIRECTOR MR. PIERRE RODOCANACHI For None Management
5.10 ELECT DIRECTOR MR. GABRIEL HAWAWINI For None Management
6 AUTHORIZATION FOR THE BOARD OF DIRECTORS For None Management
TO ISSUE TRADITIONAL BONDS AND/OR SIMILAR
INSTRUMENTS.
7 AUTHORIZATION FOR THE COMPANY TO PURCHASE For None Management
ITS OWN SHARES.
8 POWERS FOR CARRYING OUT LEGAL For None Management
FORMALITIES.
- --------------------------------------------------------------------------------
VIVENDI UNIVERSAL
Ticker: V Security ID: 92851S204
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE REPORTS AND INDIVIDUAL For None Management
FINANCIAL STATEMENTS FOR FISCAL YEAR
2003.
2 APPROVAL OF THE REPORTS AND CONSOLIDATED For None Management
FINANCIAL STATEMENTS FOR FISCAL YEAR
2003.
3 APPROVAL OF THE RELATED-PARTY AGREEMENTS For None Management
DISCUSSED IN THE SPECIAL REPORT FROM THE
STATUTORY AUDITORS.
4 ALLOCATION OF EARNINGS FOR FISCAL YEAR For None Management
2003.
5.1 ELECT DIRECTOR MR. JEAN-RENE FOURTOU For None Management
5.2 ELECT DIRECTOR MR. CLAUDE BEBEAR For None Management
5.3 ELECT DIRECTOR MR. GERARD BREMOND For None Management
5.4 ELECT DIRECTOR MR. BERTRAND COLLOMB For None Management
5.5 ELECT DIRECTOR MR. PAUL FRIBOURG For None Management
5.6 ELECT DIRECTOR MR. GERARD KLEISTERLEE For None Management
5.7 ELECT DIRECTOR MR. HENRI LACHMANN For None Management
5.8 ELECT DIRECTOR MR. KAREL VAN MIERT For None Management
5.9 ELECT DIRECTOR MR. PIERRE RODOCANACHI For None Management
5.10 ELECT DIRECTOR MR. GABRIEL HAWAWINI For None Management
6 AUTHORIZATION FOR THE BOARD OF DIRECTORS For None Management
TO ISSUE TRADITIONAL BONDS AND/OR SIMILAR
INSTRUMENTS.
7 AUTHORIZATION FOR THE COMPANY TO PURCHASE For None Management
ITS OWN SHARES.
8 POWERS FOR CARRYING OUT LEGAL For None Management
FORMALITIES.
Page 298
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VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W100
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: JUN 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT OF THE DIRECTORS For For Management
AND FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT For For Management
3 TO RE-APPOINT LORD MACLAURIN OF For For Management
KNEBWORTH, DL AS A DIRECTOR
4 TO RE-APPOINT KENNETH HYDON AS A DIRECTOR For For Management
5 TO RE-APPOINT THOMAS GEITNER AS A For For Management
DIRECTOR
6 TO RE-APPOINT PROFESSOR SIR ALEC BROERS For For Management
AS A DIRECTOR
7 TO RE-APPOINT JURGEN SCHREMPP AS A For For Management
DIRECTOR
8 TO ELECT DR. JOHN BUCHANAN AS A DIRECTOR For For Management
9 TO APPROVE A FINAL DIVIDEND OF 0.8983 PER For For Management
ORDINARY SHARE
10 TO RE-APPOINT DELOITTE & TOUCHE AS For For Management
AUDITORS
11 TO AUTHORIZE THE AUDIT COMMITTEE TO For For Management
DETERMINE THE AUDITORS REMUNERATION
12 TO AUTHORIZE DONATIONS AND EXPENDITURE For For Management
UNDER THE POLITICAL PARTIES, ELECTIONS
AND REFERENDUMS ACT 2000
13 TO RENEW AUTHORITY TO ALLOT SHARES UNDER For For Management
ARTICLE 16.2 OF THE COMPANY S ARTICLES OF
ASSOCIATION
14 TO RENEW AUTHORITY TO DISAPPLY For For Management
PRE-EMPTION RIGHTS UNDER ARTICLE 16.3 OF
THE COMPANY S ARTICLES OF ASSOCIATION
15 TO AUTHORIZE THE COMPANY S PURCHASE OF For For Management
ITS OWN SHARES *NOTE - VOTING CUT-OFF
DATE: JULY 23, 2003
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W100
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: JUN 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT OF THE DIRECTORS For For Management
AND FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT For For Management
3 TO RE-APPOINT LORD MACLAURIN OF For For Management
KNEBWORTH, DL AS A DIRECTOR
4 TO RE-APPOINT KENNETH HYDON AS A DIRECTOR For For Management
5 TO RE-APPOINT THOMAS GEITNER AS A For For Management
DIRECTOR
6 TO RE-APPOINT PROFESSOR SIR ALEC BROERS For For Management
AS A DIRECTOR
7 TO RE-APPOINT JURGEN SCHREMPP AS A For For Management
DIRECTOR
8 TO ELECT DR. JOHN BUCHANAN AS A DIRECTOR For For Management
9 TO APPROVE A FINAL DIVIDEND OF 0.8983 PER For For Management
ORDINARY SHARE
10 TO RE-APPOINT DELOITTE & TOUCHE AS For For Management
AUDITORS
11 TO AUTHORIZE THE AUDIT COMMITTEE TO For For Management
DETERMINE THE AUDITORS REMUNERATION
12 TO AUTHORIZE DONATIONS AND EXPENDITURE For For Management
UNDER THE POLITICAL PARTIES, ELECTIONS
AND REFERENDUMS ACT 2000
13 TO RENEW AUTHORITY TO ALLOT SHARES UNDER For For Management
ARTICLE 16.2 OF THE COMPANY S ARTICLES OF
ASSOCIATION
14 TO RENEW AUTHORITY TO DISAPPLY For For Management
PRE-EMPTION RIGHTS UNDER ARTICLE 16.3 OF
THE COMPANY S ARTICLES OF ASSOCIATION
15 TO AUTHORIZE THE COMPANY S PURCHASE OF For For Management
ITS OWN SHARES *NOTE - VOTING CUT-OFF
DATE: JULY 23, 2003
Page 299
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WADDELL & REED FINANCIAL, INC.
Ticker: WDR Security ID: 930059100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HENRY J. HERRMANN For Withhold Management
1.2 ELECT DIRECTOR JAMES M. RAINES For Withhold Management
1.3 ELECT DIRECTOR WILLIAM L. ROGERS For Withhold Management
- --------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
Ticker: WDR Security ID: 930059100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR HENRY J. HERRMANN For Withhold Management
1.2 ELECT DIRECTOR JAMES M. RAINES For Withhold Management
1.3 ELECT DIRECTOR WILLIAM L. ROGERS For Withhold Management
Page 300
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WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES W. BREYER For For Management
1.2 ELECT DIRECTOR M. MICHELE BURNS For For Management
1.3 ELECT DIRECTOR THOMAS M. COUGHLIN For For Management
1.4 ELECT DIRECTOR DAVID D. GLASS For For Management
1.5 ELECT DIRECTOR ROLAND A. HERNANDEZ For For Management
1.6 ELECT DIRECTOR DAWN G. LEPORE For For Management
1.7 ELECT DIRECTOR JOHN D. OPIE For For Management
1.8 ELECT DIRECTOR J. PAUL REASON For For Management
1.9 ELECT DIRECTOR H. LEE SCOTT, JR. For For Management
1.10 ELECT DIRECTOR JACK C. SHEWMAKER For For Management
1.11 ELECT DIRECTOR JOSE H. VILLARREAL For For Management
1.12 ELECT DIRECTOR JOHN T. WALTON For For Management
1.13 ELECT DIRECTOR S. ROBSON WALTON For For Management
1.14 ELECT DIRECTOR CHRISTOPHER J. WILLIAMS For For Management
2 APPROVAL OF THE ASDA COLLEAGUE SHARE For For Management
OWNERSHIP PLAN 1999
3 APPROVAL OF THE ASDA SHARESAVE PLAN 2000 For For Management
4 APPROVAL OF THE WAL-MART STORES, INC. For Against Management
2004 ASSOCIATE STOCK PURCHASE PLAN
5 RATIFICATION OF THE APPOINTMENT OF For For Management
INDEPENDENT ACCOUNTANTS
6 A SHAREHOLDER PROPOSAL REGARDING AN Against Against Shareholder
INDEPENDENT CHAIRMAN
7 A SHAREHOLDER PROPOSAL REGARDING A Against Against Shareholder
SUSTAINABILITY REPORT
8 A SHAREHOLDER PROPOSAL REGARDING EQUITY Against Against Shareholder
COMPENSATION
9 A SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
GENETICALLY ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL Against Against Shareholder
EMPLOYMENT OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
SHAREHOLDER APPROVAL OF PARTICIPATION IN
THE OFFICER DEFERRED COMPENSATION PLAN
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR JAMES W. BREYER For For Management
1.2 ELECT DIRECTOR M. MICHELE BURNS For For Management
1.3 ELECT DIRECTOR THOMAS M. COUGHLIN For For Management
1.4 ELECT DIRECTOR DAVID D. GLASS For For Management
1.5 ELECT DIRECTOR ROLAND A. HERNANDEZ For For Management
1.6 ELECT DIRECTOR DAWN G. LEPORE For For Management
1.7 ELECT DIRECTOR JOHN D. OPIE For For Management
1.8 ELECT DIRECTOR J. PAUL REASON For For Management
1.9 ELECT DIRECTOR H. LEE SCOTT, JR. For For Management
1.10 ELECT DIRECTOR JACK C. SHEWMAKER For For Management
1.11 ELECT DIRECTOR JOSE H. VILLARREAL For For Management
1.12 ELECT DIRECTOR JOHN T. WALTON For For Management
1.13 ELECT DIRECTOR S. ROBSON WALTON For For Management
1.14 ELECT DIRECTOR CHRISTOPHER J. WILLIAMS For For Management
2 APPROVAL OF THE ASDA COLLEAGUE SHARE For For Management
OWNERSHIP PLAN 1999
3 APPROVAL OF THE ASDA SHARESAVE PLAN 2000 For For Management
4 APPROVAL OF THE WAL-MART STORES, INC. For Against Management
2004 ASSOCIATE STOCK PURCHASE PLAN
5 RATIFICATION OF THE APPOINTMENT OF For For Management
INDEPENDENT ACCOUNTANTS
6 A SHAREHOLDER PROPOSAL REGARDING AN Against Against Shareholder
INDEPENDENT CHAIRMAN
7 A SHAREHOLDER PROPOSAL REGARDING A Against Against Shareholder
SUSTAINABILITY REPORT
8 A SHAREHOLDER PROPOSAL REGARDING EQUITY Against Against Shareholder
COMPENSATION
9 A SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
GENETICALLY ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL Against Against Shareholder
EMPLOYMENT OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
SHAREHOLDER APPROVAL OF PARTICIPATION IN
THE OFFICER DEFERRED COMPENSATION PLAN
Page 301
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XTO ENERGY INC.
Ticker: XTO Security ID: 98385X106
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PHILLIP R. KEVIL* For For Management
1.2 ELECT DIRECTOR SCOTT G. SHERMAN** For For Management
1.3 ELECT DIRECTOR BOB R. SIMPSON** For For Management
2 APPROVAL OF THE AMENDMENT TO THE COMPANY For For Management
S RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK, $0.01 PAR VALUE
PER SHARE, TO 500,000,000.
- --------------------------------------------------------------------------------
XTO ENERGY INC.
Ticker: XTO Security ID: 98385X106
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR PHILLIP R. KEVIL* For For Management
1.2 ELECT DIRECTOR SCOTT G. SHERMAN** For For Management
1.3 ELECT DIRECTOR BOB R. SIMPSON** For For Management
2 APPROVAL OF THE AMENDMENT TO THE COMPANY For For Management
S RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK, $0.01 PAR VALUE
PER SHARE, TO 500,000,000.
- --------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR TERRY S. SEMEL For For Management
1.2 ELECT DIRECTOR JERRY YANG For For Management
1.3 ELECT DIRECTOR ROY J. BOSTOCK For For Management
1.4 ELECT DIRECTOR RONALD W. BURKLE For For Management
1.5 ELECT DIRECTOR ERIC HIPPEAU For For Management
1.6 ELECT DIRECTOR ARTHUR H. KERN For For Management
1.7 ELECT DIRECTOR ROBERT A. KOTICK For For Management
1.8 ELECT DIRECTOR EDWARD R. KOZEL For For Management
1.9 ELECT DIRECTOR GARY L. WILSON For For Management
2 AMENDMENT OF THE AMENDED AND RESTATED For For Management
1996 EMPLOYEE STOCK PURCHASE PLAN.
3 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITORS.
4 STOCKHOLDER PROPOSAL REGARDING EXPENSING Against Against Shareholder
OF OPTIONS.
Page 302
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YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR TERRY S. SEMEL For For Management
1.2 ELECT DIRECTOR JERRY YANG For For Management
1.3 ELECT DIRECTOR ROY J. BOSTOCK For For Management
1.4 ELECT DIRECTOR RONALD W. BURKLE For For Management
1.5 ELECT DIRECTOR ERIC HIPPEAU For For Management
1.6 ELECT DIRECTOR ARTHUR H. KERN For For Management
1.7 ELECT DIRECTOR ROBERT A. KOTICK For For Management
1.8 ELECT DIRECTOR EDWARD R. KOZEL For For Management
1.9 ELECT DIRECTOR GARY L. WILSON For For Management
2 AMENDMENT OF THE AMENDED AND RESTATED For For Management
1996 EMPLOYEE STOCK PURCHASE PLAN.
3 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITORS.
4 STOCKHOLDER PROPOSAL REGARDING EXPENSING Against Against Shareholder
OF OPTIONS.
=========== THE TRAVELERS SERIES TRUST - LAZARD INTERNATIONAL STOCK ============
=========== PORTFOLIO ============
ACOM CO. LTD.
Ticker: Security ID: J00105106
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 40,
Final JY 40, Special JY 0
2 Amend Articles to: Decrease Authorized For For Management
Capital to Reflect Share Repurchase -
Authorize Share Repurchases at Board's
Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
4 Appoint Internal Statutory Auditor For Against Management
5 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditor
Page 303
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ALLIED IRISH BANK PLC
Ticker: AIB Security ID: G02072117
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: APR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Dividend of EUR 35 Cents For For Management
3a Elect Michael Buckley as a Director For For Management
3b Elect Padraic Fallon as a Director For For Management
3c Elect Dermot Gleeson as a Director For For Management
3d Elect Derek Higgs as a Director For For Management
3e Elect Gary Kennedy as a Director For For Management
3f Elect John McGuckian as a Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
KPMG Auditors
5 Authorize Share Repurchase of 90 Million For For Management
Shares, Representing 10 Percent of the
Share Capital
6 Authorize Reissuance of Repurchased For For Management
Shares
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights, Representing 5 Percent
of the Share capital
8 Approve Stock Dividend Program For For Management
9a Remove Adrian Burke as a Director Against Against Shareholder
9b Remove Colm Doherty as a Director Against Against Shareholder
9c Remove Don Godson as a Director Against Against Shareholder
9d Remove Aidan McKeon as a Director Against Against Shareholder
9e Remove Carol Moffett as a Director Against Against Shareholder
9f Remove Jim O'Leary as a Director Against Against Shareholder
9g Remove Michael Sullivan as a Director Against Against Shareholder
9h Remove Robert Wilmers as a Director Against Against Shareholder
10 Remove KPMG as Auditors Against Against Shareholder
11 Appoint Niall Murphy, a Shareholder Against Against Shareholder
Nominee, as a Director
Page 304
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ALTADIS S.A. (FORMERLY TABACALERA, S.A.)
Ticker: Security ID: E0432C106
Meeting Date: JUN 14, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Allocation For For Management
of Income and Distribution of EUR 0.80
Per Share Dividend, and Discharge
Directors
2 Ratify Management Board For For Management
3 Approve Auditors For For Management
4 Approve EUR 4.4 Million Reduction in For For Management
Capital Via Cancellation of 7.3 Million
Shares; Ammend Company's By-Laws
Accordingly
5 Authorize Share Repurchase Program For For Management
6 Authorize Issuance of Bonds For For Management
7 Amend Articles 22, 23, 25, and 28 Re: For For Management
Elimination of Shareholidng Requirement
to Attend Shareholder Meetings, Remote
Voting, Elimination of Supermajority
Quorums and Vote Requirement for Certain
Proposals, Increase Shareholders' Access
to Information
8 Approve General Meeting Guidelines For For Management
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
ANTENA 3 DE TELEVISION SA, MADRID
Ticker: Security ID: E05009142
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Group and Individual Financial For For Management
Statements, Allocation of Income, and
Discharge Directors
2 Approve Necessary Steps to Ensure For For Management
Stability of Company Subsidiary Uniprex
3 Ratify Appointment of Directors to For For Management
Management Board
4 Approve Remuneration of Directors At For For Management
Maximum Aggregate EUR 3 Million
5 Approve Incentive Compensation Scheme For For Management
6 Authorize Repurchase of Shares For For Management
7 Approve Deloitte and Touche Esapana S.L For For Management
as Auditors
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
Page 305
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AVENTIS SA (FORMERLY RHONE-POULENC )
Ticker: RP.PA Security ID: F0590R100
Meeting Date: JUN 11, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.23 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
6 Ratify Yves Nicolas as Alternate Auditor For Did Not Management
Vote
7 Amend Article 7 to Reflect 2003 Legal For Did Not Management
Changes Re: Shareholding Disclosure Vote
Requirement
8 Amend Article 11 to Set Term of For Did Not Management
Management Board Members at Three Years, Vote
Down From Five Years Previously
9 Amend Article 13 to Set Term of For Did Not Management
Supervisory Board Members at Three Years, Vote
Down From Five Years Previously
10 Reelect Jean-Marc Bruel as Supervisory For Did Not Management
Board Member Vote
11 Reelect Martin Fruhauf as Supervisory For Did Not Management
Board Member Vote
12 Reelect Serge Kampf as Supervisory Board For Did Not Management
Member Vote
13 Reelect Hubert Markl as Supervisory Board For Did Not Management
Member Vote
14 Reelect Gunter Metz as Supervisory Board For Did Not Management
Member Vote
15 Reelect Didier Pineau-Valencienne as For Did Not Management
Supervisory Board Member Vote
16 Reelect Seham Razzouqi as Supervisory For Did Not Management
Board Member Vote
17 Reelect Michel Renault as Supervisory For Did Not Management
Board Member Vote
18 Reelect Hans-Jurgen Schinzler as For Did Not Management
Supervisory Board Member Vote
19 Reelect Marc Vienot as Supervisory Board For Did Not Management
Member Vote
20 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
BANK OF IRELAND GROUP
Ticker: IRE Security ID: G49374146
Meeting Date: JUL 9, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Consider Financial Statements For For Management
and Statutory Reports
2 Confirm and Declare a Final Dividend For For Management
3a Reelect Roy Bailie as a Director For For Management
3b Reelect Laurence Crowley as a Director For For Management
3c Reelect Donal Geaney as a Director For For Management
3d Reelect Denis O'Brien as a Director For For Management
3e Reelect John O'Donovan as a Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
the Auditors
5 Authorize Repurchase 98,493,220 Ordinary For For Management
Shares; 1,876,090 Sterling Preference
Shares; and 3,026,598 Euro Preference
Shares
6 Authorize Reissuance of Repurchased For For Management
Shares
7 Authorize Board to Allot Up to EUR 31.84 For For Management
million in Equity Securities for Cash
without Preemptive Rights
8 Authorize Board to Allot Equity For For Management
Securities Representing 15 Percent of the
Issued Share Capital, without Preemptive
Rights, For Purposes Other Than Cash
Page 306
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BARCLAYS PLC
Ticker: MVCI Security ID: G08036124
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Elect Sir Richard Broadbent as Director For For Management
4 Elect Roger Davis as Director For For Management
5 Elect Gary Hoffman as Director For For Management
6 Elect Naguib Kheraj as Director For For Management
7 Elect David Roberts as Director For For Management
8 Re-elect Sir Peter Middleton as Director For For Management
9 Re-elect Stephen Russell as Director For For Management
10 Re-elect Christopher Lendrum as Director For For Management
11 Re-elect Sir Brian Jenkins as Director For For Management
12 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
13 Authorise Board to Fix Remuneration of For For Management
the Auditors
14 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 82,053,000
15 Authorise 984,600,000 Ordinary Shares for For For Management
Market Purchase
- --------------------------------------------------------------------------------
BASF AG
Ticker: Security ID: D06216101
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.40 per Share Vote
3 Approve Discharge of Supervisory Board For Did Not Management
Vote
4 Approve Discharge of Management Board For Did Not Management
Vote
5 Ratify Deloitte & Touche GmbH as Auditors For Did Not Management
Vote
6 Authorize Repurchase of up to Ten Percent For Did Not Management
of Issued Share Capital for Purposes of Vote
Cancellation and Reissuance without
Preemptive Rights
7 Authorize Use of Financial Derivatives For Did Not Management
when Repurchasing Shares Vote
8 Approve Creation of EUR 500 Million Pool For Did Not Management
of Conditional Capital with Preemptive Vote
Rights
9 Approve Affiliation Agreements with For Did Not Management
Subsidiary (BASF Plant Science Holding Vote
GmbH)
Page 307
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BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: BHP Security ID: Q1498M100
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: NOV 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements for BHP For For Management
Billiton Ltd and Statutory Reports for
the Year Ended June 30, 2003
2 Accept Financial Statements and Statutory For For Management
Reports for BHP Billiton Plc for the Year
Ended June 30, 2003
3 Elect D C Brink as Director of BHP For For Management
Billiton Ltd
4 Elect D C Brink as Director of BHP For For Management
Billiton Plc
5 Elect M A Chaney as Director of BHP For For Management
Billiton Ltd
6 Elect M A Chaney as Director of BHP For For Management
Billiton Plc
7 Elect Lord Renwick of Clifton as Director For For Management
of BHP Billiton Ltd
8 Elect Lord Renwick of Clifton as Director For For Management
of BHP Billitoon Plc as Director
9 Elect M Salamon as Director of BHP For For Management
Billiton Ltd
10 Elect M Salamon as Director of BHP For For Management
Billiton Plc
11 Elect J G Buchanan as Director of BHP For For Management
Billiton Ltd
12 Elect J G Buchanan as Director of BHP For For Management
Billiton Plc
13 Approve KPMG Audit Plc and For For Management
PricewaterhouseCoopers LLP as Auditors
and Authorize Board to Fix Their
Remuneration
14 Approve Authority to Allot Shares in BHP For For Management
Billiton Plc
15 Approve Renewal of Authority to Allot For For Management
Equity Securities for Cash
16 Authorize Share Repurchase Program For For Management
17 Approve Remuneration Report for the Year For For Management
Ended June 30, 2003
18 Approve the Grant of Deferred Shares, For For Management
Options and Performance Shares to
Executive Director and Chief Executive
Officer, C W Goodyear Under the BHP
Billiton Limited Group Incentive Scheme
19 Approve the Grant of Deferred Shares, For For Management
Options and Performance Shares to
Executive Director and Senior Minerals
Executive, M Salamon Under the BHP
Billiton Plc Group Incentive Scheme
Page 308
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BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: Security ID: F1058Q238
Meeting Date: MAY 13, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
2 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 2.175 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Issuance of Bonds/Debentures in For Did Not Management
the Nominal Value of Up to EUR 30 Billion Vote
6 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
7 Reelect Louis Schweitzer as Director For Did Not Management
Vote
8 Reelect Lindsay Owen-Jones as Director For Did Not Management
Vote
9 Confirm Expiration of Term of David Peake For Did Not Management
as Director Vote
10 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
11 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
12 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 340 Million
13 Authorize Capitalization of Reserves of For Did Not Management
Up to EUR 1 Billion for Bonus Issue or Vote
Increase in Par Value
14 Allow Board to Issue Shares in the Event For Did Not Management
of a Public Tender Offer or Share Vote
Exchange Offer, Subject to Certain
Conditions
15 Amend Terms of Capital Increase Reserved For Did Not Management
for Employees Participating in Vote
Savings-Related Share Purchase Plan
Submitted to Shareholder Vote at May 14,
2003, AGM/EGM
16 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
17 Amend Articles of Association Re: Role of For Did Not Management
Chairman, Access to Information, Internal Vote
Control Procedures, Convening of Board
Meetings, and Signing of the Minutes of
Board Meetings
18 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
Page 309
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BNP PARIBAS SA (FM. BANQUE NATIONALE DE PARIS)
Ticker: Security ID: F1058Q238
Meeting Date: MAY 28, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
2 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 2.175 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Issuance of Bonds/Debentures in For Did Not Management
the Nominal Value of Up to EUR 30 Billion Vote
6 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
7 Reelect Louis Schweitzer as Director For Did Not Management
Vote
8 Reelect Lindsay Owen-Jones as Director For Did Not Management
Vote
9 Confirm Expiration of Term of David Peake For Did Not Management
as Director Vote
10 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
11 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
12 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 340 Million
13 Authorize Capitalization of Reserves of For Did Not Management
Up to EUR 1 Billion for Bonus Issue or Vote
Increase in Par Value
14 Allow Board to Issue Shares in the Event For Did Not Management
of a Public Tender Offer or Share Vote
Exchange Offer, Subject to Certain
Conditions
15 Amend Terms of Capital Increase Reserved For Did Not Management
for Employees Participating in Vote
Savings-Related Share Purchase Plan
Submitted to Shareholder Vote at May 14,
2003, AGM/EGM
16 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
17 Amend Articles of Association Re: Role of For Did Not Management
Chairman, Access to Information, Internal Vote
Control Procedures, Convening of Board
Meetings, and Signing of the Minutes of
Board Meetings
18 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
Page 310
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BOOTS GROUP PLC(FORMERLY BOOTS CO. PLC)
Ticker: BTXSY Security ID: G12517101
Meeting Date: JUL 24, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 20.2 Pence Per For For Management
Share
3 Reelect Paul Bateman as Director For For Management
4 Reelect Jan Bennink as Director For For Management
5 Reelect Howard Dodd as Director For For Management
6 Reelect John McGrath as Director For For Management
7 Reelect Helene Ploix as Director For For Management
8 Reelect Martin Read as Director For For Management
9 Reelect Nigel Rudd as Director For For Management
10 Reelect Andrew Smith as Director For For Management
11 Approve Remuneration Report For For Management
12 Approve KPMG Audit Plc as Auditors and For For Management
Authorize Board to Fix Their Remuneration
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 67.8 million
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 10.17 million
15 Authorize 81,300,000 Shares for Share For For Management
Repurchase Program
16 Authorize the Company to Make EU For For Management
Political Donations up to a Maximum
Aggregate Sum of GBP 100,000
17 Authorize Boots Company Plc to Make EU For For Management
Political Donations up to Maximum
Aggregate Sum of GBP 400,000
Page 311
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BP PLC (FORM. BP AMOCO PLC )
Ticker: BP.PP Security ID: G12793181
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lord Browne For For Management
1.2 Elect Director Dr B E Grote For For Management
1.3 Elect Director Mr H M P Miles For For Management
1.4 Elect Director Sir Robin Nicholson For For Management
1.5 Elect Director Mr R L Olver For For Management
1.6 Elect Director Sir Ian Prosser For For Management
2 TO ELECT MR A BURGMANS AS A DIRECTOR For For Management
3 Ratify Auditors For For Management
4 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY
5 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For For Management
SPECIFIED AMOUNT
6 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO For For Management
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
WITHOUT MAKING AN OFFER TO SHAREHOLDERS
7 SPECIAL RESOLUTION: TO GIVE LIMITED For For Management
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
8 TO AUTHORISE THE USE OF TREASURY SHARES For For Management
FOR EMPLOYEE SHARE SCHEMES
9 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT
10 TO DETERMINE THE LIMIT FOR THE AGGREGATE For For Management
REMUNERATION OF THE NON-EXECUTIVE
DIRECTORS
11 TO RECEIVE THE DIRECTORS ANNUAL REPORT For For Management
AND THE ACCOUNTS
12 SPECIAL SHAREHOLDER RESOLUTION: TO Against Against Shareholder
INSTRUCT THE COMPANY TO PREPARE A REPORT
MAKING CERTAIN DISCLOSURES ON MATTERS OF
CONTROL AND RISK IN PROTECTED AND
SENSITIVE AREAS
- --------------------------------------------------------------------------------
BP PLC (FORM. BP AMOCO PLC )
Ticker: BP. Security ID: G12793181
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect The Lord Browne of Madingley as For For Management
Director
2 Re-elect Byron Grote as Director For For Management
3 Re-elect Michael Miles as Director For For Management
4 Re-elect Sir Robin Nicholson as Director For For Management
5 Re-elect Dick Olver as Director For For Management
6 Re-elect Sir Ian Prosser as Director For For Management
7 Elect Antony Burgmans as Director For For Management
8 Re-appoint Ernst and Young LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
9 Amend Articles of Association Re: For For Management
Treasury Shares and Annual Retirement of
Directors
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 1,820 Million
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 273 Million
12 Authorise 2.2 Billion Shares for Market For For Management
Purchase
13 Authorise the Company to use Treasury For For Management
Shares for the Purpose of the Employee
Share Schemes Operated by the Company
14 Approve Remuneration Report For For Management
15 Approve Increase in Remuneration of For For Management
Non-Executive Directors from GBP 1.5
Million to GBP 2.5 Million
16 Accept Financial Statements and Statutory For For Management
Reports
17 Require the Company to Prepare a Report Against Against Shareholder
Re: Mitigating Risks to Shareholder Value
when Operating in Protected and Sensitive
Areas
Page 312
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CADBURY SCHWEPPES PLC
Ticker: CSG Security ID: G17444152
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 8.35 Pence Per For For Management
Ordinary Share
3 Approve Remuneration Report For For Management
4 Re-elect John Sunderland as Director For For Management
5 Elect Ken Hanna as Director For For Management
6 Re-elect Rick Braddock as Director For For Management
7 Re-elect Roger Carr as Director For For Management
8 Re-elect David Thompson as Director For For Management
9 Re-appoint Deloitte and Touche LLP as For For Management
Auditors of the Company
10 Authorise Board to Fix Remuneration of For For Management
the Auditors
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 85.27 Million
12 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 12.92 Million
13 Authorise 25.84 Million Ordinary Shares For For Management
for Market Purchase
14 Amend Cadbury Schweppes Share Option Plan For For Management
1994
15 Amend Cadbury Schweppes plc 1997 For For Management
Long-Term Incentive Plan
16 Approve Cadbury Schweppes Bonus Share For For Management
Retention Plan 2004
17 Amend Overseas Employee Share Schemes For For Management
18 Authorise the Board to Establish Further For For Management
Employees Share Plan or Plans
Page 313
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CANON INC.
Ticker: CAJ Security ID: J05124144
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 15,
Final JY 35, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For Against Management
5 Appoint Additional External Auditor For For Management
6 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditors
7 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors and
Statutory Auditors
Page 314
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CARREFOUR S.A.
Ticker: Security ID: F13923119
Meeting Date: APR 27, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Discharge Directors Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Acquisition of Societe Financiere For Did Not Management
Labruyere Eberle and Issuance of 6.46 Vote
Million Shares in Connection with
Acquisition
4 Approve Allocation of Income and Net For Did Not Management
Dividends of EUR 0.74 per Share Vote
5 Amend Articles of Association to Reduce For Did Not Management
Terms of Board Members from Six Years to Vote
Four Years
6 Ratify Cooptation of Luc Vandevelde as For Did Not Management
Director Vote
7 Reelect Daniel Bernard as Director For Did Not Management
Vote
8 Reelect Carlos March as Director For Did Not Management
Vote
9 Reelect Jacques Badin as Director For Did Not Management
Vote
10 Reelect Francois Henrot as Director For Did Not Management
Vote
11 Reelect Christian Blanc as Director For Did Not Management
Vote
12 Elect Jose-Luis Leal-Maldonado as For Did Not Management
Director Vote
13 Authorize Repurchase of Up to 71,614,230 For Did Not Management
Shares Vote
14 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
15 Approve Stock Option Plan Grants For Did Not Management
Vote
16 Amend Articles of Association Re: Board For Did Not Management
Representation, Auditor Participation at Vote
Board Meetings, and Use of Electronic
Media at Shareholder Meetings
- --------------------------------------------------------------------------------
CLP HOLDINGS (FORMERLY CHINA LIGHT & POWER)
Ticker: Security ID: Y1660Q104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Approve Final Dividend of HK$0.65 Per For For Management
Share
2b Approve Special Final Dividend of HK$0.10 For For Management
Per Share
3a Reelect Vernon Francis Moore as Director For For Management
3b Reelect Rudolf Bischof as Director For For Management
3c Reelect Loh Chung Hon, Hansen as Director For For Management
3d Reelect William Elkin Mocatta as Director For For Management
3e Reelect Lee Yui Bor as Director For For Management
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
5 Amend Articles Re: Recognized Clearing For For Management
House, Appointment of Chairman or
Managing Director, and Addition of
Technical Definitions
6 Approve Rotation and Eventual Reelection For For Management
of Executive Directors Holding Office of
Not More Than Three Years
7 Reelect Tse Pak Wing, Peter as Executive For For Management
Director
8a Approve Remuneration of Chairman, Vice For For Management
Chairmen and Non-Executive Directors
Amounting to HK$280,000, HK$220,000 and
HK$200,000 Respectively
8b Approve Remuneration of Non-Executive For For Management
Directors Serving on Different Board
Committees of the Company
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
11 Authorize Reissuance of Repurchased For For Management
Shares
Page 315
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CREDIT AGRICOLE SA
Ticker: Security ID: F22797108
Meeting Date: MAY 19, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Discharge Directors Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.825 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Elect Alain Dieval as Director in For Did Not Management
Replacement of Pierre Bastide Vote
6 Elect Daniel Lebegue as Director in For Did Not Management
Replacement of Jean Peyrelevade Vote
7 Elect Michel Michaut as Director in For Did Not Management
Replacement of Jean-Marie Sander Vote
8 Reelect Pierre Bru as Director For Did Not Management
Vote
9 Reelect Yves Couturier as Director For Did Not Management
Vote
10 Reelect Pierre Kerfriden as Director For Did Not Management
Vote
11 Reelect Jean Le Brun as Director For Did Not Management
Vote
12 Confirm End of Term of Cabinet Alain For Did Not Management
Laine as Auditors and Cabinet Mazars & Vote
Guerard as Deputy Auditor and Appoint New
Auditors
13 Authorize Issuance of Bonds/Debentures Up For Did Not Management
to Aggregate Amount of EUR 20 Billion Vote
14 Approve Remuneration of Directors in the For Did Not Management
Aggregate Amount of EUR 670,000 Vote
15 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
16 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 1 Billion
17 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 1 Bilion
18 Authorize Capitalization of Reserves of For Did Not Management
Up to EUR 3 Billion for Bonus Issue or Vote
Increase in Par Value
19 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
20 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
21 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
Page 316
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CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: CSR Security ID: H3698D419
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Discharge of Board and Senior For Did Not Management
Management Vote
3.1 Approve Allocation of Income and Omission For Did Not Management
of Dividends Vote
3.2 Approve CHF 597.5 Million Reduction in For Did Not Management
Share Capital via Reduction in Par Value Vote
and Repayment to Shareholders
4.1 Reelect Thomas Bell and Aziz Syriani as For Did Not Management
Directors; Elect Peter Weibel, Noreen Vote
Doyle, and David Syz as Directors
4.2 Reelect KPMG Klynveld Peat Marwick For Did Not Management
Goerdeler SA as Auditors Vote
4.3 Reelect BDO Sofirom as Special Auditors For Did Not Management
Vote
5.1 Amend Articles Re: Submission of For Did Not Management
Shareholder Proposals Vote
5.2 Amend Articles Re: Delete Provisions For Did Not Management
Concerning Contributions In Kind Vote
- --------------------------------------------------------------------------------
CRH PLC
Ticker: CRHCY Security ID: G25508105
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Dividends For For Management
3a Elect D.M. Kennedy as Director For For Management
3b Elect P.J. Molloy as Director For For Management
3c Elect W.I. O'Mahony as Director For For Management
3d Elect D.W. Doyle as Director For For Management
3e Elect J.M. de Jong as Director For For Management
3f Elect M. Lee as Director For For Management
3g Elect T.V. Neill as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Approve Issuance of Equity Securities For For Management
without Preemptive Rights
6 Approve Stock Dividend Program For For Management
7 Amend Articles Re: Company Inquiries Into For For Management
Beneficial Ownership of Shares
8 Amend Articles Re: Discharge of D&O For For Management
Liability Insurance
9 Amend Articles Re: Repurchase of Shares For For Management
10 Authorize Share Repurchase Program of 10% For For Management
of Outstanding Ordinary Share Capital
11 Authorize Re-issuance of Repurchased For For Management
Shares
Page 317
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DIAGEO PLC (FORMERLY GUINNESS PLC)
Ticker: DEO Security ID: G42089113
Meeting Date: OCT 22, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 15.7 Pence Per For For Management
Share
4 Reelect Lord Blyth as Director For For Management
5 Reelect Keith Oates as Director For For Management
6 Reelect Paul Walsh as Director For For Management
7 Approve KPMG Audit Plc as Auditors and For For Management
Authorize Board to Fix Their Remuneration
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 44,833,003
9 Authorize 309,885,718 Shares for Share For For Management
Repurchase Program
- --------------------------------------------------------------------------------
DR. ING. F.C.F. PORSCHE AG
Ticker: Security ID: D61577108
Meeting Date: JAN 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 3.34 per Ordinary Share Vote
and EUR 3.40 Per Preference Shares
3 Approve Discharge of Management Board for For Did Not Management
Fiscal 2002/2003 Vote
4 Approve Discharge of Supervisory Board For Did Not Management
for Fiscal 2002/2003 Vote
5.1 Amend Articles Re: Designate Electronic For Did Not Management
Publications for Meeting Announcements Vote
and Invitation to Shareholder Meetings
5.2 Amend Articles Re: Fixed and For Did Not Management
Performance-Based Remuneration of Vote
Supervisory Board
6 Ratify Ernst & Young AG as Auditors For Did Not Management
Vote
Page 318
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E.ON AG (FORMERLY VEBA AG)
Ticker: VEBA Security ID: D24909109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 2.00 per Share Vote
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Amend Articles Re: Allow for the Issuance For Did Not Management
of Dividends in Kind Vote
6 Approve Affiliation Agreements with For Did Not Management
Subsidiaries (E.ON Nordic Holding GmbH) Vote
7 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
8 Ratify PwC Deutsche Revision AG as For Did Not Management
Auditors Vote
- --------------------------------------------------------------------------------
EAST JAPAN RAILWAY CO
Ticker: Security ID: J1257M109
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 3000,
Final JY 3000, Special JY 0
2 Authorize Share Repurchase Program For For Management
3 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
4.8 Elect Director For For Management
4.9 Elect Director For For Management
4.10 Elect Director For For Management
4.11 Elect Director For For Management
4.12 Elect Director For For Management
4.13 Elect Director For For Management
4.14 Elect Director For For Management
4.15 Elect Director For For Management
4.16 Elect Director For For Management
4.17 Elect Director For For Management
4.18 Elect Director For For Management
4.19 Elect Director For For Management
4.20 Elect Director For For Management
4.21 Elect Director For For Management
4.22 Elect Director For For Management
4.23 Elect Director For For Management
5 Approve Retirement Bonuses for Directors For Against Management
and Special Payments to Directors and
Statutory Auditors in Connection with
Abolition of Retirement Bonus System
6 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
Page 319
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ENDESA S.A.
Ticker: Security ID: E41222113
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL, WHEN APPROPRIATE, OF THE For For Management
FINANCIAL STATEMENTS (NOTES TO FINANCIAL
STATEMENTS, BALANCE SHEET AND STATEMENT
OF INCOME) AND MANAGEMENT REPORT OF THE
COMPANY.
2 APPROVAL OF THE APPROPRIATION OF INCOME For For Management
FOR THE YEAR AND DISTRIBUTION OF
DIVIDEND.
3 NEW WORDING OF ARTICLE 16 (ISSUE OF For For Management
DEBENTURES), AND ARTICLE 33 (RIGHT TO
INFORMATION).
4 INCLUSION OF A NEW ARTICLE 30 B IN THE For For Management
CURRENT BY-LAWS (VOTING AND
REPRESENTATION BY REMOTE MEANS OF
COMMUNICATION).
5 NEW WORDING FOR ARTICLE 9 (RIGHT TO For For Management
INFORMATION), ARTICLE 12 (PUBLIC PROXY
SOLICITATION) AND ARTICLE 18 (SPEECHES)
6 INCLUSION OF A NEW ARTICLE 20 BIS IN THE For For Management
REGULATIONS (VOTING AND REPRESENTATION BY
REMOTE MEANS OF COMMUNICATION).
7 APPROVAL OF THE APPOINTMENT, ACCEPTANCE, For For Management
RATIFICATION AND RENEWAL PER THE BYLAWS
OF DIRECTORS.
8 Ratify Auditors For For Management
9 APPROVAL OF THE AUTHORIZATION FOR THE For For Management
COMPANY AND ITS SUBSIDIARIES TO BE ABLE
TO ACQUIRE TREASURY STOCK.
10 APPROVAL OF THE AUTHORIZATION OF THE For For Management
BOARD OF DIRECTORS TO CARRY OUT,
IMPLEMENT AND, IF APPROPRIATE, RECTIFY
ANY RESOLUTIONS.
Page 320
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ENI SPA
Ticker: E Security ID: T3643A145
Meeting Date: MAY 25, 2004 Meeting Type: Annual/Special
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements, Consolidated For Did Not Management
Accounts, and Statutory Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
3 Authorize Share Repurchase Program For Did Not Management
Vote
4 Elect External Auditors for the For Did Not Management
Three-Year Term 2004-2006 and Fix Vote
Remuneration of Auditors
5 Amend Article 2 of the Set of Rules For Did Not Management
Governing General Meetings of Eni Spa Vote
6 Approve Remuneration of Directors For Did Not Management
Vote
1 Amend Articles To Reflect New Italian For Did Not Management
Company Law Regulations Vote
2 Amend Articles 17, 19, and 28 of the For Did Not Management
Company's Bylaws Vote
- --------------------------------------------------------------------------------
ENI SPA
Ticker: E Security ID: T3643A145
Meeting Date: MAY 28, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements, Consolidated For Did Not Management
Accounts, and Statutory Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
3 Authorize Share Repurchase Program For Did Not Management
Vote
4 Elect External Auditors for the For Did Not Management
Three-Year Term 2004-2006 and Fix Vote
Remuneration of Auditors
5 Amend Article 2 of the Set of Rules For Did Not Management
Governing General Meetings of Eni Spa Vote
6 Approve Remuneration of Directors For Did Not Management
Vote
1 Amend Articles To Reflect New Italian For Did Not Management
Company Law Regulations Vote
2 Amend Articles 17, 19, and 28 of the For Did Not Management
Company's Bylaws Vote
Page 321
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FANUC LTD.
Ticker: Security ID: J13440102
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 11,
Final JY 12, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors and
Statutory Auditors
6 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditor
- --------------------------------------------------------------------------------
FORTIS SA/NV (FRMLY FORTIS B (FORMERLY FORTIS AG ))
Ticker: Security ID: B4399L102
Meeting Date: MAY 26, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting For Did Not Management
Vote
2.1 Accept Financial Statements For Did Not Management
Vote
2.2 Approve Dividends in the Amount of EUR For Did Not Management
0.92 Per Share Vote
2.3 Approve Discharge of Directors and For Did Not Management
Auditors Vote
3 Discussion about Company's Corporate None Did Not Management
Governance Report Vote
4.1 Reelect Anton van Rossum, Jan-Michiel For Did Not Management
Hessels, and Baron Piet Van Waeyenberge Vote
to Management Board
4.2 Elect Phlippe Bodson, Richard Delbridge, For Did Not Management
Jacques Manardo, Ronald Sandler, and Rana Vote
Talwar to Management Board
5 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
6 Amend Articles Re: Composition and Powers For Did Not Management
of Main Corporate Bodies; Compliance with Vote
Dutch Corporate Governance Code; Other
Amendments
7 Close Meeting For Did Not Management
Vote
- --------------------------------------------------------------------------------
FORTIS SA/NV (FRMLY FORTIS B (FORMERLY FORTIS AG ))
Ticker: Security ID: B4399L102
Meeting Date: MAY 4, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
2 Amend Articles of Association Re: General For Did Not Management
Matters Vote
Page 322
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FUNAI ELECTRIC
Ticker: Security ID: J16307100
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 20, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
4.4 Appoint Internal Statutory Auditor For For Management
5 Approve Executive Stock Option Plan For For Management
6 Approve Retirement Bonus for Director For For Management
7 Approve Retirement Bonuses for Statutory For Against Management
Auditors
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC )
Ticker: SBH Security ID: G3910J112
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Elect Lawrence Culp as Director For For Management
4 Elect Crispin Davis as Director For For Management
5 Elect Sir Robert Wilson as Director For For Management
6 Elect Tachi Yamada as Director For For Management
7 Re-elect Sir Christopher Hogg as Director For For Management
8 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
9 Authorise Board to Fix Remuneration of For For Management
the Auditors
10 Authorise EU Political Donations up to For For Management
Aggregate Nominal Amount of GBP 100,000
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 74,330,954
12 Authorise 594,647,632 Ordinary Shares for For For Management
Market Purchase
Page 323
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HEINEKEN NV
Ticker: Security ID: N39427195
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Management
Vote
2 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
3 Approve Allocation of Income For Did Not Management
Vote
4 Approve Discharge of Management Board For Did Not Management
Vote
5 Approve Discharge of Supervisory Board For Did Not Management
Vote
6 Approve Lowering in Par Value from EUR 2 For Did Not Management
to EUR 1.60 via a 5:4 (Five New Shares Vote
for Every Four Currently Held) Stock
Split
7 Amend Articles Re: 5:4 Stock Split; For Did Not Management
Editorial Changes Vote
8.1 Elect A. Risseeuwto Supervisory Board For Did Not Management
Vote
8.2 Elect R. Overgaauw to Supervisory Board Against Did Not Management
Vote
9.1 Elect K. Bueche to Management Board For Did Not Management
Vote
9.2 Elect J. Buijs to Management Board Against Did Not Management
Vote
10 Discussion about Company's Corporate None Did Not Management
Governance Report Vote
Page 324
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HONDA MOTOR CO. LTD.
Ticker: HMC Security ID: J22302111
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 19,
Final JY 23, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
3.28 Elect Director For For Management
3.29 Elect Director For For Management
3.30 Elect Director For For Management
3.31 Elect Director For For Management
3.32 Elect Director For For Management
3.33 Elect Director For For Management
3.34 Elect Director For For Management
3.35 Elect Director For For Management
3.36 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
6 Approve Payment of Annual Bonuses to For For Management
Directors and Statutory Auditors
7 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditor
- --------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: Security ID: G4634U169
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Re-elect Lord Butler as Director For For Management
2b Re-elect Baroness Lydia Dunn as Director For For Management
2c Elect Rona Fairhead as Director For For Management
2d Re-elect William Fung as Director For For Management
2e Elect Michael Geoghegan as Director For For Management
2f Re-elect Sharon Hintze as Director For For Management
2g Re-elect John Kemp-Welch as Director For For Management
2h Re-elect Sir Mark Moody-Stuart as For For Management
Director
2i Re-elect Helmut Sohmen as Director For For Management
3 Re-appoint KPMG Audit Plc as Auditors and For For Management
Authorise Board to Fix Remuneration of
Auditors
4 Approve Remuneration Report For For Management
5 Authorise 1,099,900,000 Ordinary Shares For For Management
for Market Purchase
6 Auth. Issuance of Non-Cumulative Pref. For For Management
Shares with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 100,000,
USD 100,000 and EUR 100,000; and Auth.
Issuance of Ord. Shares with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 1,099,900,000
7 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 274,975,000
8 Approve Increase in Remuneration of For For Management
Non-Executive Directors from GBP 35,000
to GBP 55,000 Per Annum
Page 325
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IMPERIAL TOBACCO GROUP PLC
Ticker: ITY Security ID: G4721W102
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 30 Pence Per For For Management
Share
4 Reelect Sipko Huismans as Director For For Management
5 Reelect Iain Napier as Director For For Management
6 Elect David Cresswell as Director For For Management
7 Elect Frank Rogerson as Director For For Management
8 Elect Bruce Davidson as Director For For Management
9 Elect David Thursfield as Director For For Management
10 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
11 Amend Articles of Association Re: Maximum For For Management
Number of Directors
12.1 Authorize the Company to Make EU For For Management
Political Donations up to GBP 100,000
12.2 Authorize Imperial Tobacco Ltd. to Make For For Management
EU Political Donations up to GBP 100,000
12.3 Authorize Imperial Tobacco International For For Management
Ltd. to Make EU Political Donations up to
GBP 100,000
12.4 Authorize Van Nelle Tabak Nederland B.V. For For Management
to Make EU Political Donations up to GBP
100,000
12.5 Authorize John Player and Sons Ltd. to For For Management
Make EU Political Donations up to GBP
100,000
12.6 Authorize Reemtsma Cigarettenfabriken For For Management
GmbH to Make EU Political Donations up to
GBP 100,000
12.7 Authorize Compagnie Independante des For For Management
Tabacs S.A. to Make EU Political
Donations up to GBP 100,000
13 Authorize the Board to Grant Options to For For Management
Employees Resident in France Under the
Imperial Tobacco Group International
Sharesave Plan for a Further 38 Months
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 24,300,000
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 3,645,000
16 Authorize 72,900,000 Shares for Share For For Management
Repurchase Program
Page 326
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JAPAN TOBACCO INC
Ticker: Security ID: J27869106
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 5000,
Final JY 5000, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditor
- --------------------------------------------------------------------------------
KAO CORP.
Ticker: Security ID: J30642169
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 16,
Final JY 16, Special JY 0
2 Authorize Share Repurchase Program For For Management
3 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
4.8 Elect Director For For Management
4.9 Elect Director For For Management
4.10 Elect Director For For Management
4.11 Elect Director For For Management
4.12 Elect Director For For Management
4.13 Elect Director For For Management
4.14 Elect Director For For Management
4.15 Elect Director For For Management
5 Appoint Internal Statutory Auditor For For Management
6 Approve Executive Stock Option Plan For For Management
7 Approve Retirement Bonuses for Directors For For Management
Page 327
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KESA ELECTRICALS PLC
Ticker: Security ID: G5244H100
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
3 Approve Remuneration Report For For Management
4 Approve Final Dividend of 7.5 Pence Per For For Management
Ordinary Share
5 Elect David Newlands as Director For For Management
6 Elect Jean-Noel Labroue as Director For For Management
7 Elect Martin Reavley as Director For For Management
8 Elect Peter Wilson as Director For For Management
9 Elect Michel Brossard as Director For For Management
10 Elect Andrew Robb as Director For For Management
11 Elect Bernard Dufau as Director For For Management
12 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 44,129,432
13 Approve the Kesa Electricals plc Share For For Management
Incentive Plan
14 Approve the Kesa Electricals plc Plan For For Management
d'Espargne de Groupe (PEG)
15 Approve the Kesa Electricals plc For For Management
Long-Term Incentive Plan
16 Authorise the Directors to Amend the For For Management
Rules of the SIP, PEG, LTIP and Any Other
Schemes They Consider Necessary
17 Authorise the Company to Make EU For For Management
Political Donations and Incur EU
Political Expenditure up to Aggregate
Nominal Amount of GBP 250,000
18 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 6,619,415
19 Authorise 52,955,321 Ordinary Shares for For For Management
Market Purchase
Page 328
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KINGFISHER PLC
Ticker: KGFHY Security ID: G5256E359
Meeting Date: JUL 4, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Demerger of Kingfisher Plc's For For Management
Electrical Business to Kesa Electricals
Plc By Way of Dividend in Specie
2 Approve Capital Reorganization For For Management
3 Approve Kesa Group Sharesave Scheme and For For Management
Kesa Group International Sharesave Plan
and Authorize Directors to Modify and
Establish Such Plans
4 Approve Kesa Group Demerger Award Plan For For Management
and Authorize Directors to Modify and
Establish Such Plans
5 Approve Kesa Group Incentive Compensation For For Management
Plan and Authorize Directors to Modify
and Establish Such Plans
6 Approve Kesa Group Employee Benefit Trust For For Management
and Authorize Directors to Modify and
Establish Such Plans
Page 329
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LAGARDERE S.C.A.
Ticker: Security ID: F5485U100
Meeting Date: MAY 11, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Discharge Directors Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.35 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
6 Reelect Raymond H. Levy as Supervisory For Did Not Management
Board Member Vote
7 Reelect Pehr G. Gyllenhammar as For Did Not Management
Supervisory Board Member Vote
8 Reelect Pierre Lescure as Supervisory For Did Not Management
Board Member Vote
9 Reelect Didier Pineau-Valencienne as For Did Not Management
Supervisory Board Member Vote
10 Reelect Felix G. Rohatyn as Supervisory For Did Not Management
Board Member Vote
11 Reelect Groupama S.A. as Supervisory For Did Not Management
Board Member Vote
12 Reelect Manfred Bischoff as Supervisory For Did Not Management
Board Member Vote
13 Reelect George Chaudron de Courcel as For Did Not Management
Supervisory Board Member Vote
14 Reelect Christian Marbach as Supervisory For Did Not Management
Board Member Vote
15 Reelect Bernard Mirat as Supervisory For Did Not Management
Board Member Vote
16 Elect Bernard Arnaud as Supervisory Board For Did Not Management
Member Vote
17 Elect Dr. Hubert Burda as Supervisory For Did Not Management
Board Member Vote
18 Elect Rene Carron as Supervisory Board For Did Not Management
Member Vote
19 Elect Henri Proglio as Supervisory Board For Did Not Management
Member Vote
20 Elect Francois Roussely as Supervisory For Did Not Management
Board Member Vote
21 Appoint Bernard Esambert as Censor For Did Not Management
Vote
22 Approve Remuneration of Directors in the For Did Not Management
Aggregate Amount of EUR 600,000 Vote
23 Authorize Issuance of Bonds/Debentures in For Did Not Management
the Aggregate Nominal Value of EUR 3 Vote
Billion
24 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 300 Million
25 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 300 Million
26 Authorize Capital Increase of Up to EUR For Did Not Management
300 Million for Future Exchange Offers Vote
27 Authorize Capitalization of Reserves of For Did Not Management
Up to EUR 300 Million for Bonus Issue or Vote
Increase in Par Value
28 Set Global Limit for Capital Increase to For Did Not Management
Result from Issuance Requests Pursuant to Vote
Items 24, 25 and 26 at EUR 300 Million
29 Allow Board to Issue Shares in the Event For Did Not Management
of a Public Tender Offer or Share Vote
Exchange Offer
30 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
31 Approve Stock Option Plan Grants For Did Not Management
Vote
32 Amend Articles of Association to Reflect For Did Not Management
2003 Legal Changes to French Commercial Vote
Code Re: Related-Party Transactions
33 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
Page 330
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MITSUBISHI ESTATE CO. LTD.
Ticker: Security ID: J43916113
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 4,
Final JY 4, Special JY 0
2 Amend Articles to: Expand Business Lines For Against Management
- Authorize Share Repurchases at Board's
Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For Against Management
4.2 Appoint Internal Statutory Auditor For Against Management
5 Approve Retirement Bonuses for Director For Against Management
and Statutory Auditor
6 Appoint External Auditors For For Management
7 Approve Executive Stock Option Plan For For Management
- --------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: Security ID: D55535104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.25 per Share Vote
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Elect Ulrich Hartmann, Henning Kagermann, For Did Not Management
Hubert Merkl, Wolfgang Mayrhuber, Karel Vote
van Miert, Heinrich von Pierer, Bernd
Pischetsrieder, Hans-Juergen Schinzler,
Albrecht Schmidt, and Ron Sommer to the
Supervisory Board
6 Authorize Repurchase of up to Ten Percent For Did Not Management
of Issued Share Capital Vote
7 Approve Creation of EUR 280 Million Pool For Did Not Management
of Conditional Capital with Preemptive Vote
Rights
Page 331
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NEC ELECTRONICS CORP.
Ticker: Security ID: J4881U109
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 20, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion - Limit
Directors' and Internal Auditors' Legal
Liability
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For Against Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
5 Approve Executive Stock Option Plan For For Management
6 Approve Retirement Bonuses for Director For Against Management
and Statutory Auditors
7 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors and
Statutory Auditors
- --------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Ticker: NSANY Security ID: J57160129
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 8,
Final JY 11, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3 Approve Executive Stock Option Plan For For Management
4 Authorize Share Repurchase Program For For Management
5.1 Appoint Internal Statutory Auditor For For Management
5.2 Appoint Internal Statutory Auditor For Against Management
5.3 Appoint Internal Statutory Auditor For For Management
5.4 Appoint Internal Statutory Auditor For For Management
5.5 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonuses for Statutory For Against Management
Auditors
- --------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: NSLJ10 Security ID: J59009159
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
2 Approve Executive Stock Option Plan and For For Management
Deep-Discount Stock Option Plan
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
Page 332
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NOVO NORDISK A/S
Ticker: NVO Security ID: K7314N145
Meeting Date: MAR 16, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Receive Financial Statements and None None Management
Statutory Reports
3 Approve Financial Statements and For For Management
Discharge Directors
4 Approve Allocation of Income For For Management
5 Ratify PricewaterhouseCoopers and Ernst & For For Management
Young as Auditors
6 Amend Articles Re: Corporate Purpose; For Against Management
Extend Authorization to Issue Shares;
Remove Requirement to Publish Meeting
Notice in Offical Gazette; Remove
Requirement for AGM Approval of Merger;
Reduce Directors' Term of Office from
Three Years to One Year
7 Reelect Mads Oevlisen, Kurt Nielsen, Kurt For For Management
Briner, Niels Jacobsen, Ulf Johansson,
Sten Scheibye, and Joergen Wedel as
Directors
8 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
9 Authorize Chairman of Meeting to Make For For Management
Editorial Changes to Adopted Resolutions
in Connection with Registration
10 Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
NTT DOCOMO INC.
Ticker: Security ID: J59399105
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 500,
Final JY 500, Special JY 500
2 Authorize Share Repurchase Program For For Management
3 Amend Articles to: Authorize Share For Against Management
Repurchases at Board's Discretion
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
4.8 Elect Director For For Management
4.9 Elect Director For For Management
4.10 Elect Director For For Management
4.11 Elect Director For For Management
4.12 Elect Director For For Management
4.13 Elect Director For For Management
4.14 Elect Director For For Management
4.15 Elect Director For For Management
4.16 Elect Director For For Management
4.17 Elect Director For For Management
4.18 Elect Director For For Management
4.19 Elect Director For For Management
4.20 Elect Director For For Management
4.21 Elect Director For For Management
4.22 Elect Director For For Management
4.23 Elect Director For For Management
4.24 Elect Director For For Management
4.25 Elect Director For For Management
5 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditor
Page 333
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OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: Security ID: Y64248126
Meeting Date: APR 15, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
- --------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: Security ID: Y64248126
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2a Reelect Lee Seng Wee as Director For For Management
2b Reelect Michael Wong Pakshong as Director For For Management
2c Reelect Cheong Choong Kong as Director For For Management
2d Reelect Fong Weng Phak as Director For For Management
2e Reelect David Wong Cheong Fook as For For Management
Director
3 Declare Final Dividend of SGD 0.12 Per For For Management
Share
4 Approve Directors' Fees of SGD 625,000 For For Management
for 2003
5 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
6a Approve Issuance of Shares without For For Management
Preemptive Rights
6b Approve Issuance of Shares and Grant of For For Management
Options Pursuant to the Executives' Share
Option Scheme 1994
6c Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the Share Option
Scheme 2001
6d Approve Conversion of the Ordinary Shares For For Management
into Stock Units Transferable in Amounts
and Multiples of SGD1.00 Each
6e Amend Articles of Association For For Management
7 Other Business (Voting) For Against Management
Page 334
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OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: Security ID: Y64248126
Meeting Date: APR 30, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Voluntary Offer for All the For For Management
Ordinary Shares Held in Great Eastern
Holdings Ltd., and Approve Issuance of
the Company's New Ordinary Shares
2 Approve Increase in Authorized Capital, For For Management
Alterations to the Articles of
Association, and Issuance of Class H
Preference Shares
3 Approve Selective Capital Reduction For For Management
- --------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: Security ID: Y64248126
Meeting Date: APR 30, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For For Management
and Approve Alterations to the Articles
of Association
2 Approve Preference Share Issue Mandate For For Management
- --------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: Security ID: Y64248126
Meeting Date: JUL 28, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Stated Capital and For For Management
Share Premium Account
Page 335
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PHILIPS ELECTRONICS NV
Ticker: PHG Security ID: N6817P109
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Management
Vote
2.1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2.2 Receive Explanation of Corporate None Did Not Management
Governance Structure Vote
2.3 Receive Explanation of Policy on Reserves None Did Not Management
and Dividends Vote
2.4 Approve Dividends of EUR 0.36 Per Share For Did Not Management
Vote
2.5 Approve Discharge of Management Board For Did Not Management
Vote
2.6 Approve Discharge of Supervisory Board For Did Not Management
Vote
3.1 Reelect Elect K. van Miert to Supervisory For Did Not Management
Board Vote
3.2 Elect E. Kist as New Member of For Did Not Management
Supervisory Board Vote
4.1 Approve Remuneration Policy of Management For Did Not Management
Board Vote
4.2 Amend 2003 Long-Term Incentive Plan For Did Not Management
Regarding Distribution of Shares: Vote
Allocate a Maximum of 2.5 Percent of
Annual Pool of Shares Reserved for LTIP
to Management Board on Annual Basis
5 Grant Board Authority to Issue Shares For Did Not Management
Restricting/Excluding Preemptive Rights Vote
Up to 20 Percent of Issued Capital
6 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
7 Authorize Board to Set Record Date For Did Not Management
Vote
8 Other Business (Non-Voting) None Did Not Management
Vote
9 Close Meeting None Did Not Management
Vote
Page 336
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PRUDENTIAL PLC (FRM.PRUDENTIAL CORPORATION PLC )
Ticker: PUK Security ID: G72899100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Re-elect Jonathan Bloomer as Director For For Management
4 Re-elect Philip Broadley as Director For For Management
5 Re-elect Rob Rowley as Director For For Management
6 Elect Kathleen O'Donovan as Director For For Management
7 Elect Bridget Macaskill as Director For For Management
8 Elect Mark Norbom as Director For For Management
9 Re-appoint KPMG Audit Plc as Auditors and For For Management
Authorise Board to Fix Remuneration of
Auditors
10 Authorise the Company to Make EU For For Management
Political Donations up to Aggregate
Nominal Amount of GBP 50,000
11 Authorise Egg plc to Make EU Political For For Management
Donations up to Aggregate Nominal Amount
of GBP 25,000
12 Approve Increase in Authorised Capital For For Management
from GBP 150 Million to GBP 170 Million
and USD 20 Million and EUR 20 Million; by
the Creation of 2 Billion Sterling
Preference Shares, 2 Billion Dollar
Preference Shares and 2 Billion Euro
Preference Shares
13 Authorise Issuance of Sterling Preference For For Management
Shares with Pre-emptive Rights up to GBP
20 Million; Dollar Preference Shares with
Pre-emptive Rights up to USD 20 Million;
and Euro Preference Shares with
Pre-emptive Rights up to EUR 20 Million
14 Authorise Issuance of Ordinary Shares For For Management
with Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 33,480,000
15 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 5,000,000
16 Authorise 200 Million Ordinary Shares for For For Management
Market Purchase
17 Amend Articles of Association Re: For For Management
Preference Shares and Final Dividend
- --------------------------------------------------------------------------------
RENTOKIL INITIAL PLC(FORMERLY RENTOKIL GROUP PLC )
Ticker: Security ID: G75093115
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 4.35 Pence Per For For Management
Ordinary Share
4.1 Re-elect Edward Brown as Director For For Management
4.2 Re-elect Ronald Spinney as Director For For Management
4.3 Re-elect James Wilde as Director For For Management
5 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix
Remuneration of Auditors
6 Authorise 235,420,780 Ordinary Shares for For For Management
Market Purchase
7 Other Business (Non-Voting) None None Management
Page 337
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RICHEMONT (COMPAGNIE FINANCIERE RICHEMONT AG)
Ticker: Security ID: H25662141
Meeting Date: SEP 17, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income and Omission For Did Not Management
of Dividends Vote
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Reelect Rupert, Aeschimann, Cologni, Du For Did Not Management
Plessis, Deschuyteneer, Douro, Istel, Vote
Kanoui, Quasha, Lord Renwick of Clifton,
and Verloop as Directors; Elect Alan
Perrin, Simon Murray, and Juergen
Schrempp as New Directors
5 Reelect PwC as Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
RIO TINTO PLC (FORMERLY RTZ CORP. PLC)
Ticker: Security ID: G75754104
Meeting Date: APR 7, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 34,470,000
2 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 6,890,000
3 Authorise 106.7 Million Rio Tinto plc For For Management
Shares for Market Purchase
4 Approve the Mining Companies Comparative For For Management
Plan 2004 and the Rio Tinto Share Option
Plan 2004
5 Elect Sir John Kerr as Director For For Management
6 Re-elect Leigh Clifford as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Sir Richard Sykes as Director For For Management
9 Re-elect Sir Richard Giordano as Director For For Management
10 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix Their
Remuneration
11 Approve Remuneration Report For For Management
12 Accept Financial Statements and Statutory For For Management
Reports
Page 338
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ROHM CO. LTD.
Ticker: Security ID: J65328122
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 12.5,
Final JY 42.5, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Appoint Internal Statutory Auditor For Against Management
3.2 Appoint Internal Statutory Auditor For For Management
3.3 Appoint Internal Statutory Auditor For For Management
3.4 Appoint Internal Statutory Auditor For For Management
3.5 Appoint Internal Statutory Auditor For For Management
4 Approve Retirement Bonus for Statutory For Against Management
Auditor
- --------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: RBS Security ID: G76891111
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 35.7 Pence Per For For Management
Share
4 Re-elect Emilio Botin as Director For For Management
5 Re-elect Lawrence Fish as Director For For Management
6 Re-elect Sir Angus Grossart as Director For For Management
7 Re-elect Sir George Mathewson as Director For For Management
8 Re-elect Gordon Pell as Director For For Management
9 Re-elect Iain Robertson as Director For For Management
10 Re-elect Sir Iain Vallance as Director For For Management
11 Re-appoint Deloitte and Touche LLP as For For Management
Auditors of the Company
12 Authorise Board to Fix Remuneration of For For Management
the Auditors
13 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 247,120,127
14 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 37,068,019
15 Authorise 296,544,152 Ordinary Shares for For For Management
Market Purchase
16 Approve Increase in Authorised Capital by For For Management
Creation of 110 Million Category II
Non-cumulative Dollar Preference Shares;
Issue Equity with Pre-emptive Rights up
to All the Existing Preference Shares
17 Amend Articles Re: Preference Shares For For Management
Page 339
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ROYAL DUTCH PETROLEUM CO.
Ticker: RD Security ID: N76277172
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: JUN 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None Did Not Management
Vote
2.1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2.2 Approve Total Dividend of EUR 1.76 Per For Did Not Management
Share Vote
2.3 Approve Discharge of Management Board For Did Not Management
Vote
2.4 Approve Discharge of Supervisory Board For Did Not Management
Vote
3 Elect L. Cook to Management Board For Did Not Management
Vote
4 Elect C. Morin-Postel to Supervisory For Did Not Management
Board Vote
5 Reelect van de Bergh to Supervisory Board For Did Not Management
Vote
6 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
7 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
- --------------------------------------------------------------------------------
ROYAL KPN NV
Ticker: KPN Security ID: N4297B146
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Management
Vote
2 Receive Report of Management Board None Did Not Management
Vote
3.1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
3.2 Receive Explanation of Reserves and None Did Not Management
Dividend Policy Vote
3.3 Approve Dividends For Did Not Management
Vote
4.1 Approve Discharge of Management Board For Did Not Management
Vote
4.2 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Discussion about Company's Corporate None Did Not Management
Governance Report Vote
6 Approve Remuneration Policy For Did Not Management
Vote
7.1 Ratify PricewaterhouseCoopers Accountants For Did Not Management
N.V. as Auditors Vote
7.2 Authorize Board to Prepare Annual Report For Did Not Management
in English Vote
8.1 Opportunity for General Meeting to Make None Did Not Management
Recommendations for Appointment Member of Vote
Supervisory Board
8.2 Reelect D. Eustace to Supervisory Board For Did Not Management
Vote
8.3 Receive Announcement of Vacancy on None Did Not Management
Supervisory Board Vote
8.4 Elect E. Blok as New Member to Management For Did Not Management
Board Vote
9.1 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
9.2 Grant Board Authority to Issue Ordinary For Did Not Management
Shares Up to 20 Percent of Issued Capital Vote
and All Unissued but Authorized Class B
Preference Shares
9.3 Grant Board Authority to Exclude For Did Not Management
Preemptive Rights from Issuance Under Vote
Item 9.2
10 Approve Proposal to Reduce Capital For Did Not Management
Through Cancellation of Own Shares Up to Vote
10 Percent of Issued Share Capital
11 Other Business (Non-Voting) None Did Not Management
Vote
Page 340
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SANOFI-SYNTHELABO (FORMERLY SANOFI)
Ticker: Security ID: F5548N101
Meeting Date: JUN 23, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial Statements For For Management
and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.53 per Share
4 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to Ten Percent For For Management
of Issued Share Capital
6 Authorize Issuance of Bonds/Debentures in For For Management
the Aggregate Value of EUR 7 Billion
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 750 Million; Set Global Limit for
Capital Increase to Result from Issuance
Requests in Items 7-10 at EUR 1.25
Billion
8 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 750 Million
9 Allow Board to Issue Shares in the Event For Against Management
of a Public Tender Offer or Share
Exchange Offer
10 Authorize Capitalization of Reserves of For For Management
Up to EUR 500 Million for Bonus Issue or
Increase in Par Value
11 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
12 Approve Stock Option Plan Grants For Against Management
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Capital Increase of Up to EUR For For Management
1.429 Billion for Aventis Exchange Offer
15 Change Company Name to Sanofi-Aventis For For Management
16 Amend Articles of Association to Reduce For For Management
Term of Board Members from Five to Four
Years
17 Amend Articles to Reflect 2003 Legal For For Management
Changes Re: Powers of the Chairman
18 Reelect Jean-Francois Dehecq as Director For For Management
(Representing Sanofi-Synthelabo)
19 Reelect Rene Barbier de la Serre as For For Management
Director (Representing Sanofi-Synthelabo)
20 Reelect Robert Castaigne as Director For For Management
(Representing Sanofi-Synthelabo)
21 Reelect Thierry Desmarest as Director For For Management
(Representing Sanofi-Synthelabo)
22 Reelect Lindsay Owen-Jones as Director For For Management
(Representing Sanofi-Synthelabo)
23 Reelect Bruno Weymuller as Director For For Management
(Representing Sanofi-Synthelabo)
24 Confirm Appointment of Lord Douro as For For Management
Director (Representing Sanofi-Synthelabo)
25 Confirm Appointment of Gerard Van Kemmel For For Management
as Director (Representing
Sanofi-Synthelabo)
26 Elect Christian Mulliez as Director For For Management
(Representing Sanofi-Synthelabo)
27 Elect Jean-Marc Bruel as Director For For Management
(Representing Aventis)
28 Elect Jurgen Dormann as Director For For Management
(Representing Aventis)
29 Elect Jean-Rene Fourtou as Director For For Management
(Representing Aventis)
30 Elect Serge Kampf as Director For For Management
(Representing Aventis)
31 Elect Igor Landau as Director For For Management
(Representing Aventis)
32 Elect Hubert Markl as Director For For Management
(Representing Aventis)
33 Elect Klaus Pohle as Director For For Management
(Representing Aventis)
34 Elect Hermann Scholl as Director For For Management
(Representing Aventis)
35 Confirm End of Term of Permanent For For Management
Representative of Elf Aquitaine, L'Oreal,
Pierre Castres Saint-Martin,
Pierre-Gilles de Gennes, and Herve Guerin
as Directors
36 Approve Remuneration of Directors in the For For Management
Aggregate Amount of Up to EUR 1 Million
37 Authorize Filing of Required For For Management
Documents/Other Formalities
Page 341
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SCHNEIDER ELECTRIC SA (FORMERLY SCHNEIDER SA)
Ticker: Security ID: F86921107
Meeting Date: APR 27, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
4 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.65 per Share Vote
5 Elect Caisse des Depots et Consignations, For Did Not Management
Represented by Jerome Gallot, as Director Vote
6 Elect Chris C. Richardson as Director For Did Not Management
Vote
7 Reelect Alain Burq as Representative of For Did Not Management
Employee Shareholders to the Board Vote
8 Reelect Daniel Bouton as Director For Did Not Management
Vote
9 Reelect Thierry Breton as Director For Did Not Management
Vote
10 Reelect Willy Kissling as Director For Did Not Management
Vote
11 Reelect Piero Sierra as Director For Did Not Management
Vote
12 Reappoint Barbier Frinault et Autres For Did Not Management
(Ernst & Young) as Auditors Vote
13 Ratify Philippe Diu as Alternate Auditor For Did Not Management
to Barbier Frinault et Autres (Ernst & Vote
Young)
14 Appoint Mazars & Guerard as Auditor For Did Not Management
Vote
15 Ratify Charles Vincensini as Alternate For Did Not Management
Auditor to Mazars & Guerard Vote
16 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
17 Amend Articles of Association to For Did Not Management
Authorize the Appointment of Censors Vote
18 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
19 Approve Stock Option Plan Grants For Did Not Management
Vote
20 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
21 Allow Board to Issue Shares in the Event For Did Not Management
of a Public Tender Offer or Share Vote
Exchange Offer
22 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
Page 342
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SCHNEIDER ELECTRIC SA (FORMERLY SCHNEIDER SA)
Ticker: Security ID: F86921107
Meeting Date: MAY 6, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
4 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.65 per Share Vote
5 Elect Caisse des Depots et Consignations, For Did Not Management
Represented by Jerome Gallot, as Director Vote
6 Elect Chris C. Richardson as Director For Did Not Management
Vote
7 Reelect Alain Burq as Representative of For Did Not Management
Employee Shareholders to the Board Vote
8 Reelect Daniel Bouton as Director For Did Not Management
Vote
9 Reelect Thierry Breton as Director For Did Not Management
Vote
10 Reelect Willy Kissling as Director For Did Not Management
Vote
11 Reelect Piero Sierra as Director For Did Not Management
Vote
12 Reappoint Barbier Frinault et Autres For Did Not Management
(Ernst & Young) as Auditors Vote
13 Ratify Philippe Diu as Alternate Auditor For Did Not Management
to Barbier Frinault et Autres (Ernst & Vote
Young)
14 Appoint Mazars & Guerard as Auditor For Did Not Management
Vote
15 Ratify Charles Vincensini as Alternate For Did Not Management
Auditor to Mazars & Guerard Vote
16 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
17 Amend Articles of Association to For Did Not Management
Authorize the Appointment of Censors Vote
18 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
19 Approve Stock Option Plan Grants For Did Not Management
Vote
20 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
21 Allow Board to Issue Shares in the Event For Did Not Management
of a Public Tender Offer or Share Vote
Exchange Offer
22 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
Page 343
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SHIN-ETSU CHEMICAL CO. LTD.
Ticker: Security ID: J72810120
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 8,
Final JY 8, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
4 Approve Retirement Bonuses for Directors For For Management
5 Approve Executive Stock Option Plan For For Management
- --------------------------------------------------------------------------------
SIEMENS AG
Ticker: SMAG40 Security ID: D69671218
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
3 Approve Discharge of Management Board for For For Management
Fiscal 2002/2003
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2002/2003
5 Ratify KPMG as Auditors For For Management
6 Elect Jerry Speyer to the Supervisory For For Management
Board; Elect Hans-Dieter Wiedig as a
Deputy Supervisory Board Member
7 Authorize Repurchase of up to Ten Percent For For Management
of Issued Share Capital; Authorize Board
to Issue Repurchased Shares
8 Approve Creation of EUR 600 Million Pool For For Management
of Conditional Capital with Preemptive
Rights
9 Approve Issuance of Convertible Bonds For For Management
and/or Bonds with Warrants Attached up to
Aggregate Nominal Amount of EUR 11.3
Billion with Preemptive Rights; Approve
Creation of EUR 600 Million Pool of
Conditional Capital to Guarantee
Conversion Rights
- --------------------------------------------------------------------------------
SMITHS GROUP PLC (FORMERLY SMITHS INDUSTRIES PLC)
Ticker: Security ID: G82401103
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 17.25 Pence Per For For Management
Share
4 Reelect K Butler-Wheelhouse as Director For For Management
5 Reelect J Ferrie as Director For For Management
6 Reelect J Horn-Smith as Director For For Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
8 Authorize Board to Fix Remuneration of For For Management
Auditors
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 46,629,434
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 6,994,415
11 Authorize 55,955,321 Shares for Share For For Management
Repurchase Program
Page 344
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SNAM RETE GAS
Ticker: Security ID: T8578L107
Meeting Date: APR 27, 2004 Meeting Type: Annual/Special
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect New Italian For Did Not Management
Company Law Regulations Vote
1 Accept Financial Statements, Consolidated For Did Not Management
Accounts, and Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Distribution of Dividends Vote
3 Fix Number of Directors on the Board; For Did Not Management
Elect Directors; Determine Directors' Vote
Term and Remuneration
4 Elect Chairman of the Board of Directors For Did Not Management
Vote
5 Appoint Internal Statutory Auditors; For Did Not Management
Approve Remuneration of Auditors Vote
6 Elect External Auditors For The For Did Not Management
Three-Year term 2004-2006 and Fix Vote
Remuneration of Auditors
7 Amend Rules Governing General Meetings For Did Not Management
Vote
- --------------------------------------------------------------------------------
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: Security ID: H84046137
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Discharge of Board and Senior For Did Not Management
Management Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of CHF 1.10 per Share Vote
4 Approve Creation of CHF 2 Million Pool of For Did Not Management
Conditional Capital without Preemptive Vote
Rights
5.1a Reelect George Farr and Rajna Gibson as For Did Not Management
Directors Vote
5.1b Elect Kaspar Villiger as Director For Did Not Management
Vote
5.2 Reelect PricewaterhouseCoopers Ltd as For Did Not Management
Auditors Vote
Page 345
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TAKEDA CHEMICAL INDUSTRIES LTD.
Ticker: Security ID: J81281115
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 36,
Final JY 41, Special JY 0
2 Amend Articles to: Change Company Name in For For Management
English to Takeda Pharmaceutical Co. Ltd.
- Authorize Share Repurchases at Board's
Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonus for Statutory For For Management
Auditor
- --------------------------------------------------------------------------------
TOKYO GAS CO. LTD.
Ticker: Security ID: J87000105
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 3,
Final JY 4, Special JY 0
2 Amend Articles to: Allow Appointment of For For Management
Alternate Statutory Auditors - Authorize
Share Repurchases at Board's Discretion
3 Authorize Share Repurchase Program For For Management
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
4.5 Elect Director For For Management
4.6 Elect Director For For Management
4.7 Elect Director For For Management
4.8 Elect Director For For Management
4.9 Elect Director For For Management
4.10 Elect Director For For Management
4.11 Elect Director For For Management
4.12 Elect Director For For Management
5 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonuses for Directors For Against Management
and Statutory Auditor
Page 346
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TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: F92124100
Meeting Date: APR 28, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and Net For Did Not Management
Dividends of EUR 4.70 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital and Reissuance of Vote
Repurchased Shares
6 Authorize Issuance of Bonds/Debentures For Did Not Management
Vote
7 Reelect Thierry Desmarest as Director For Did Not Management
Vote
8 Reelect Thierry de Rudder as Director For Did Not Management
Vote
9 Reelect Serge Tchuruk as Director For Did Not Management
Vote
10 Elect Daniel Boeuf as Representative of For Did Not Management
Employee Shareholders to the Board Vote
11 Elect Philippe Marchandise as Against Did Not Management
Representative of Employee Shareholders Vote
to the Board
12 Elect Cyril Mouche as Representative of Against Did Not Management
Employee Shareholders to the Board Vote
13 Elect Alan Cramer as Representative of Against Did Not Management
Employee Shareholders to the Board Vote
14 Ratify Ernst & Young Audit as Auditors For Did Not Management
Vote
15 Ratify KPMG Audit as Auditors For Did Not Management
Vote
16 Ratify Pierre Jouanne as Alternate For Did Not Management
Auditor Vote
17 Ratify Jean-Luc Decornoy as Alternate For Did Not Management
Auditor Vote
18 Approve Remuneration of Directors in the For Did Not Management
Aggregate Amount of EUR 900,000 Vote
19 Approve Stock Option Plan Grants For Did Not Management
Vote
20 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 4 Billion
21 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 2 Billion
22 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
Page 347
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TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: F92124100
Meeting Date: MAY 14, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and Net For Did Not Management
Dividends of EUR 4.70 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital and Reissuance of Vote
Repurchased Shares
6 Authorize Issuance of Bonds/Debentures For Did Not Management
Vote
7 Reelect Thierry Desmarest as Director For Did Not Management
Vote
8 Reelect Thierry de Rudder as Director For Did Not Management
Vote
9 Reelect Serge Tchuruk as Director For Did Not Management
Vote
10 Elect Daniel Boeuf as Representative of For Did Not Management
Employee Shareholders to the Board Vote
11 Elect Philippe Marchandise as Against Did Not Management
Representative of Employee Shareholders Vote
to the Board
12 Elect Cyril Mouche as Representative of Against Did Not Management
Employee Shareholders to the Board Vote
13 Elect Alan Cramer as Representative of Against Did Not Management
Employee Shareholders to the Board Vote
14 Ratify Ernst & Young Audit as Auditors For Did Not Management
Vote
15 Ratify KPMG Audit as Auditors For Did Not Management
Vote
16 Ratify Pierre Jouanne as Alternate For Did Not Management
Auditor Vote
17 Ratify Jean-Luc Decornoy as Alternate For Did Not Management
Auditor Vote
18 Approve Remuneration of Directors in the For Did Not Management
Aggregate Amount of EUR 900,000 Vote
19 Approve Stock Option Plan Grants For Did Not Management
Vote
20 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 4 Billion
21 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 2 Billion
22 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
Page 348
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UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of CHF 2.60 per Share Vote
3 Approve Discharge of Board and Senior For Did Not Management
Management Vote
4.1 Reelect Peter Davis as Director For Did Not Management
Vote
4.2.1 Elect Stephan Haeringer as Director For Did Not Management
Vote
4.2.2 Elect Helmut Panke as Director For Did Not Management
Vote
4.2.3 Elect Peter Spuhler as Director For Did Not Management
Vote
4.3 Ratify Ernst and Young as Auditors For Did Not Management
Vote
5.1 Approve CHF 47.6 Million Reduction in For Did Not Management
Share Capital via Cancellation of Shares Vote
5.2 Authorize Repurchase of Issued Share For Did Not Management
Capital Vote
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For Did Not Management
ACCOUNTS FOR 2003. REPORTS OF THE GROUP Vote
AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS. For Did Not Management
DIVIDEND FOR FINANCIAL YEAR 2003 Vote
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For Did Not Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD Vote
4 RE-ELECTION OF BOARD MEMBER: SIR PETER For Did Not Management
DAVIS Vote
5 ELECTION OF NEW BOARD MEMBER: STEPHAN For Did Not Management
HAERINGER Vote
6 ELECTION OF NEW BOARD MEMBER: HELMUT For Did Not Management
PANKE Vote
7 ELECTION OF NEW BOARD MEMBER: PETER For Did Not Management
SPUHLER Vote
8 RE-ELECTION OF GROUP AND STATUTORY For Did Not Management
AUDITORS ERNST & YOUNG LTD., BASEL Vote
9 CAPITAL REDUCTION: CANCELLATION OF SHARES For Did Not Management
REPURCHASED UNDER THE 2003/2004 SHARE Vote
BUYBACK PROGRAM AND RESPECTIVE AMENDMENT
OF ARTICLE 4 OF THE ARTICLES OF
ASSOCIATION
10 CAPITAL REDUCTION: APPROVAL OF A NEW For Did Not Management
2004/2005 SHARE BUYBACK PROGRAM Vote
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Did Not Management
DURING THE ANNUAL GENERAL MEETING, I/WE Vote
AUTHORIZE MY/OUR PROXY TO VOTE IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
Page 349
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UNILEVER PLC
Ticker: UL Security ID: G92087124
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 11.92 Pence Per For For Management
Ordinary Share
4 Re-elect Niall Fitzgerald as Director For For Management
5 Re-elect Antony Burgmans as Director For For Management
6 Re-elect Clive Butler as Director For For Management
7 Re-elect Patrick Cescau as Director For For Management
8 Re-elect Keki Dadiseth as Director For For Management
9 Re-elect Andre baron van Heemstra as For For Management
Director
10 Re-elect Rudy Markham as Director For For Management
11 Elect Kees van der Graaf as Director For For Management
12 Re-elect Lord Brittan of Spennithorne as For For Management
Director
13 Re-elect Baroness Chalker of Wallasey as For For Management
Director
14 Re-elect Bertrand Collomb as Director For For Management
15 Re-elect Wim Dik as Director For For Management
16 Re-elect Oscar Fanjul as Director For For Management
17 Re-elect Claudio Gonzalez as Director For For Management
18 Re-elect Hilmar Kopper as Director For For Management
19 Re-elect The Lord Simon of Highbury as For For Management
Director
20 Re-elect Jeroen van der Veer as Director For For Management
21 Re-appoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
22 Authorise Board to Fix Remuneration of For For Management
the Auditors
23 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 13,450,000
24 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 2 Million
25 Authorise 290 Million Ordinary Shares for For For Management
Market Purchase
26 Amend Articles of Association Re: New For For Management
Corporate Governance Arrangements
27 Amend Articles of Association Re: For For Management
Treasury Shares
Page 350
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VODAFONE GROUP PLC
Ticker: Security ID: G93882101
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Reelect Lord MacLaurin of Knebworth as For For Management
Director
4 Reelect Kenneth Hydon as Director For For Management
5 Reelect Thomas Geitner as Director For For Management
6 Reelect Alec Broers as Director For For Management
7 Reelect Juergen Schrempp as Director For For Management
8 Elect John Buchanan as Director For For Management
9 Approve Final Dividend of 0.8983 Pence For For Management
Per Share
10 Ratify Deloitte and Touche as Auditors For For Management
11 Authorize Board to Fix Remuneration of For For Management
Auditors
12 Authorize EU Political Donations up to For For Management
GBP 100,000
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
USD 900,000,000
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of USD 340,000,000
15 Authorize 6,800,000,000 Shares for Share For For Management
Repurchase Program
========== THE TRAVELERS SERIES TRUST - MERRILL LYNCH LARGE CAP CORE ===========
========== PORTFOLIO ===========
APPLERA CORP
Ticker: ABI Security ID: 038020103
Meeting Date: OCT 16, 2003 Meeting Type: Annual
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Ayers For For Management
1.2 Elect Director Jean-Luc Belingard For For Management
1.3 Elect Director Robert H. Hayes For For Management
1.4 Elect Director Arnold J. Levine For For Management
1.5 Elect Director William H. Longfield For For Management
1.6 Elect Director Theodore E. Martin For For Management
1.7 Elect Director Carolyn W. Slayman For For Management
1.8 Elect Director Orin R. Smith For For Management
1.9 Elect Director James R. Tobin For For Management
1.10 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
Page 351
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BEARINGPOINT, INC.
Ticker: BE Security ID: 074002106
Meeting Date: NOV 4, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph C. Blazer For For Management
1.2 Elect Director Roderick C. McGeary For For Management
1.3 Elect Director Alice M. Rivlin For For Management
- --------------------------------------------------------------------------------
BHP BILLITON PLC (FORMERLY BILLITON PLC)
Ticker: Security ID: G10877101
Meeting Date: OCT 24, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for BHP Billiton Ltd.
2 Accept Financial Statements and Statutory For For Management
Reports for BHP Billiton Plc
3 Reelect David Brink as Director of BHP For For Management
Billiton Ltd.
4 Reelect David Brink as Director of BHP For For Management
Billiton Plc
5 Reelect Michael Chaney as Director of BHP For For Management
Billiton Ltd.
6 Reelect Michael Chaney as Director of BHP For For Management
Billiton Plc
7 Reelect Robin Renwick as Director of BHP For For Management
Billiton Ltd.
8 Reelect Robin Renwick as Director of BHP For For Management
Billiton Plc
9 Elect Mike Salamon as Director of BHP For For Management
Billiton Ltd.
10 Elect Mike Salamon as Director of BHP For For Management
Billiton Plc
11 Elect John Buchanan as Director of BHP For For Management
Billiton Ltd.
12 Elect John Buchanan as Director of BHP For For Management
Billiton Plc
13 Approve KPMG Audit Plc and For For Management
PricewaterhouseCoopers LLP as Joint
Auditors of BHP Billiton Plc and
Authorize Board to Fix Their Remuneration
14 Authorize BHP Billiton Plc Issuance of For For Management
Equity or Equity-Linked Securities with
Preemptive Rights up to Aggregate Nominal
Amount of USD 265,926,499
15 Authorize BHP Billiton Plc Issuance of For For Management
Equity or Equity-Linked Securities
without Preemptive Rights up to Aggregate
Nominal Amount of USD 61,703,675
16 Authorize 246,814,700 Shares for BHP For For Management
Billiton Plc Share Repurchase Program
17 Approve Remuneration Report For For Management
18 Approve Grant of Deferred Shares, Options For For Management
and Performance Shares to Charles
Goodyear under the BHP Billiton Ltd.
Group Incentive Scheme
19 Approve Grant of Deferred Shares, Options For For Management
and Performance Shares to Mike Salamon
under the BHP Billiton Plc Group
Incentive Scheme
Page 352
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BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID: 109641100
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. McDougall For For Management
1.2 Elect Director Douglas H. Brooks For For Management
1.3 Elect Director Dan W. Cook, III For For Management
1.4 Elect Director Robert M. Gates For For Management
1.5 Elect Director Marvin J. Girouard For For Management
1.6 Elect Director Ronald Kirk For For Management
1.7 Elect Director George R. Mrkonic For For Management
1.8 Elect Director Erle Nye For For Management
1.9 Elect Director James E. Oesterreicher For For Management
1.10 Elect Director Cece Smith For For Management
1.11 Elect Director Roger T. Staubach For For Management
2 Ratify Auditors For For Management
3 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
Page 353
- --------------------------------------------------------------------------------
D.R. HORTON, INC.
Ticker: DHI Security ID: 23331A109
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald R. Horton For For Management
1.2 Elect Director Bradley S. Anderson For For Management
1.3 Elect Director Michael R. Buchanan For For Management
1.4 Elect Director Richard I. Galland For For Management
1.5 Elect Director Francine I. Neff For For Management
1.6 Elect Director Donald J. Tomnitz For For Management
1.7 Elect Director Bill W. Wheat For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
DIAGEO PLC (FORMERLY GUINNESS PLC)
Ticker: DEO Security ID: G42089113
Meeting Date: OCT 22, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 15.7 Pence Per For For Management
Share
4 Reelect Lord Blyth as Director For For Management
5 Reelect Keith Oates as Director For For Management
6 Reelect Paul Walsh as Director For For Management
7 Approve KPMG Audit Plc as Auditors and For For Management
Authorize Board to Fix Their Remuneration
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 44,833,003
9 Authorize 309,885,718 Shares for Share For For Management
Repurchase Program
- --------------------------------------------------------------------------------
INTEGRATED CIRCUIT SYSTEMS, INC.
Ticker: ICST Security ID: 45811K208
Meeting Date: OCT 29, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hock E. Tan For For Management
1.2 Elect Director Nam P. Suh, Ph.D. For For Management
Page 354
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MCAFEE INC.
Ticker: MFE Security ID: 640938106
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: NOV 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Denend For For Management
1.2 Elect Director George Samenuk For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ellison For For Management
1.2 Elect Director Donald L. Lucas For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Jeffrey O. Henley For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For Against Management
Plan
5 Implement China Principles Against Against Shareholder
Page 355
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PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 4, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director Don H. Davis, Jr. For For Management
A.2 Elect Director William H. Gray, III For For Management
A.3 Elect Director William T. McCormick, Jr. For For Management
A.4 Elect Director Keith D. Nosbusch For For Management
B Ratify Auditors For For Management
C Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: JUL 23, 2003 Meeting Type: Annual
Record Date: JUN 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence Biondi, S.J. For For Management
1.2 Elect Director Van B. Honeycutt For For Management
1.3 Elect Director Edward A. Kangas For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Require Majority of Independent Directors Against Against Shareholder
on Board
Page 356
========== THE TRAVELERS SERIES TRUST - MFS EMERGING GROWTH PORTFOLIO ==========
ABER DIAMOND CORP. (FORMERLY ABER RESOURCES LTD. )
Ticker: ABZ Security ID: 002893105
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAY 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James Fernandez, Robert Gannicott, For For Management
Lars-Eric Johansson, Thomas O'Neill, J.
Roger Phillimore, D. Grenville Thomas and
Eira Thomas as Directors
2 Appoint KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
- --------------------------------------------------------------------------------
ADTRAN, INC.
Ticker: ADTN Security ID: 00738A106
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Smith For For Management
1.2 Elect Director Howard A. Thrailkill For For Management
1.3 Elect Director Richard A. Anderson For For Management
1.4 Elect Director W. Frank Blount For For Management
1.5 Elect Director H. Fenwick Huss For For Management
1.6 Elect Director William L. Marks For For Management
1.7 Elect Director Roy J. Nichols For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 008190100
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darwin Deason For For Management
1.2 Elect Director Jeffrey A. Rich For For Management
1.3 Elect Director Mark A. King For For Management
1.4 Elect Director Joseph P. O'Neill For For Management
1.5 Elect Director Frank A. Rossi For For Management
1.6 Elect Director J. Livingston Kosberg For For Management
1.7 Elect Director Dennis McCuistion For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
Page 357
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AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Nutt For For Management
1.2 Elect Director Sean M. Healey For For Management
1.3 Elect Director Richard E. Floor For For Management
1.4 Elect Director Stephen J. Lockwood For For Management
1.5 Elect Director Harold J. Meyerman For For Management
1.6 Elect Director Robert C. Puff, Jr. For For Management
1.7 Elect Director Dr. Rita M. Rodriguez For For Management
- --------------------------------------------------------------------------------
AGERE SYSTEMS INC
Ticker: AGR.A Security ID: 00845V209
Meeting Date: FEB 19, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Clemmer For For Management
1.2 Elect Director John T. Dickson For For Management
- --------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald Graham For For Management
1.2 Elect Director F. Thomson Leighton For For Management
1.3 Elect Director Naomi Seligman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALAMOSA HOLDINGS, INC.
Ticker: APCS Security ID: 011589108
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ray M. Clapp, Jr. For For Management
1.2 Elect Director John F. Otto, Jr. For For Management
1.3 Elect Director Jimmy R. White For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
Page 358
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ALCON INC
Ticker: ACL Security ID: H01301102
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE 2003 ANNUAL REPORT AND For Did Not Management
ACCOUNTS OF ALCON, INC. AND THE 2003 Vote
CONSOLIDATED FINANCIAL STATEMENTS OF
ALCON, INC. AND SUBSIDIARIES
2 APPROPRIATION OF AVAILABLE EARNINGS AND For Did Not Management
PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE Vote
FINANCIAL YEAR 2003
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For Did Not Management
DIRECTORS Vote
4 ELECTION TO THE BOARD OF DIRECTORS OF: For Did Not Management
WERNER J. BAUER Vote
5 ELECTION TO THE BOARD OF DIRECTORS OF: For Did Not Management
FRANCISCO CASTANER Vote
6 ELECTION TO THE BOARD OF DIRECTORS OF: For Did Not Management
LODEWIJK J.R. DE VINK Vote
7 ELECTION OF KPMG KLYNVELD PEAT MARWICK For Did Not Management
GOERDELER SA, ZURICH, AS GROUP AND PARENT Vote
COMPANY AUDITORS
8 ELECTION OF ZENSOR REVISIONS AG, ZUG, AS For Did Not Management
SPECIAL AUDITORS Vote
- --------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Handel E. Evans For For Management
1.2 Elect Director Michael R. Gallagher For For Management
1.3 Elect Director Gavin S. Herbert For For Management
1.4 Elect Director Stephen J. Ryan For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORP
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence M. Benveniste For For Management
1.2 Elect Director D. Keith Cobb For For Management
1.3 Elect Director Kenneth R. Jensen For For Management
Page 359
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ALLIANT TECHSYSTEMS INC.
Ticker: ATK Security ID: 018804104
Meeting Date: AUG 5, 2003 Meeting Type: Annual
Record Date: JUN 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frances D. Cook For For Management
1.2 Elect Director Gilbert F. Decker For For Management
1.3 Elect Director Jonathan G. Guss For For Management
1.4 Elect Director Admiral David E. Jeremiah, For For Management
USN (Ret.)
1.5 Elect Director Admiral Paul David Miller, For For Management
USN (Ret.)
1.6 Elect Director Daniel J. Murphy, Jr. For For Management
1.7 Elect Director General Robert W. For For Management
RisCassi, USA (Ret.)
1.8 Elect Director Michael T. Smith For For Management
1.9 Elect Director William G. Van Dyke For For Management
2 Ratify Auditors For For Management
3 Report on Space-Based Weapons Against Against Shareholder
- --------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bruce Anderson as Director For For Management
1.2 Elect Avinoam Naor as Director For For Management
1.3 Elect Adrian Gardner as Director For For Management
1.4 Elect Dov Baharav as Director For For Management
1.5 Elect Julian Brodsky as Director For For Management
1.6 Elect Eli Gelman as Director For For Management
1.7 Elect Charles Foster as Director For For Management
1.8 Elect James Kahan as Director For For Management
1.9 Elect Nehemia Lemelbaum as Director For For Management
1.10 Elect John McLennan as Director For For Management
1.11 Elect Robert Minicucci as Director For For Management
1.12 Elect Mario Segal as Director For For Management
2 Accept Financial Statements For Fiscal For For Management
Year 2003
3 Amend 1998 Stock Option and Incentive For Against Management
Plan
4 Approve Ernst & Young Auditors and For For Management
Authorize Audit Committee of Board to Fix
Their Remuneration
- --------------------------------------------------------------------------------
AMERICAN STANDARD COMPANIES, INC.
Ticker: ASD Security ID: 029712106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Anderson For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Ruth Ann Marshall For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
Page 360
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AMERICAN TOWER CORP.
Ticker: AMT Security ID: 029912201
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond P. Dolan For For Management
1.2 Elect Director Carolyn F. Katz For For Management
1.3 Elect Director Fred R. Lummis For For Management
1.4 Elect Director Pamela D.A. Reeve For For Management
1.5 Elect Director James D. Taiclet, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERISOURCEBERGEN CORP
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 5, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Hagenlocker For For Management
1.2 Elect Director Kurt J. Hilzinger For For Management
- --------------------------------------------------------------------------------
AMERITRADE HOLDINGS CORP.
Ticker: AMTD Security ID: 03074K100
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Peter Ricketts For For Management
1.2 Elect Director C. Kevin Landry For For Management
1.3 Elect Director Mark L. Mitchell For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
AMPHENOL CORP.
Ticker: APH Security ID: 032095101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew E. Lietz For For Management
1.2 Elect Director Martin H. Loeffler For For Management
1.3 Elect Director Michael W. Michelson For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Non-Employee Director Stock For For Management
Option Plan
5 Approve Executive Incentive Bonus Plan For For Management
Page 361
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ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANDREW CORP.
Ticker: ANDW Security ID: 034425108
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Bollinger, Ph.D. For For Management
1.2 Elect Director Philip Wm. Colburn For For Management
1.3 Elect Director Thomas A. Donahoe For For Management
1.4 Elect Director Ralph E. Faison For For Management
1.5 Elect Director Jere D. Fluno For For Management
1.6 Elect Director William O. Hunt For For Management
1.7 Elect Director Charles R. Nicholas For For Management
1.8 Elect Director Robert G. Paul For For Management
1.9 Elect Director Gerald A. Poch For For Management
1.10 Elect Director Glen O. Toney, Ph.D. For For Management
1.11 Elect Director Dennis L. Whipple For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APOGENT TECHNOLOGIES INC.
Ticker: AOT Security ID: 03760A101
Meeting Date: JAN 27, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary G. Puma For For Management
1.2 Elect Director Simon B. Rich For For Management
1.3 Elect Director Joe L. Roby For For Management
1.4 Elect Director Kenneth F. Yontz For For Management
- --------------------------------------------------------------------------------
APPLE COMPUTER, INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Arthur D. Levinson For For Management
1.6 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
Page 362
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APPLERA CORP
Ticker: ABI Security ID: 038020103
Meeting Date: OCT 16, 2003 Meeting Type: Annual
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Ayers For For Management
1.2 Elect Director Jean-Luc Belingard For For Management
1.3 Elect Director Robert H. Hayes For For Management
1.4 Elect Director Arnold J. Levine For For Management
1.5 Elect Director William H. Longfield For For Management
1.6 Elect Director Theodore E. Martin For For Management
1.7 Elect Director Carolyn W. Slayman For For Management
1.8 Elect Director Orin R. Smith For For Management
1.9 Elect Director James R. Tobin For For Management
1.10 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ARAMARK CORP
Ticker: RMK Security ID: 038521100
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: DEC 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Neubauer For For Management
1.2 Elect Director Lawrence T. Babbio, Jr. For For Management
1.3 Elect Director William Leonard For For Management
1.4 Elect Director Karl M. von der Heyden For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASCENTIAL SOFTWARE CORP.
Ticker: ASCL Security ID: 04362P207
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Ellenberger For For Management
1.2 Elect Director William J. Weyand For For Management
2 Reduce Authorized Common Stock For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
Page 363
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AVON PRODUCTS, INC.
Ticker: AVP Security ID: 054303102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward T. Fogarty For For Management
1.2 Elect Director Susan J. Kropf For For Management
1.3 Elect Director Maria Elena Lagomasino For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Report on Feasibility of Removing Against Against Shareholder
Parabens from Company Products
6 Report on Feasibility of Removing Dibutyl Against Against Shareholder
Phthalate from Company Products
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Forsyth For For Management
1.2 Elect Director Gail D. Fosler For For Management
1.3 Elect Director Carole J. Uhrich For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG (BMW)
Ticker: Security ID: D12096109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.58 per Common Share Vote
and EUR 0.60 per Preference Share
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Ratify KPMG Deutsche For Did Not Management
Treuhand-Gesellschaft AG as Auditors Vote
6 Elect Volker Doppelfeld, Franz Haniel, For Did Not Management
Arthur Kelly, Susanne Klatten, Hubert Vote
Markl, Wolfgang Mayrhuber, Joachim
Milberg, Stefan Quandt, Juergen Strube,
and Hans-Dietrich Winkhaus to the
Supervisory Board
Page 364
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BEA SYSTEMS, INC.
Ticker: BEAS Security ID: 073325102
Meeting Date: JUL 11, 2003 Meeting Type: Annual
Record Date: MAY 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Coleman III For For Management
1.2 Elect Director Dale Crandall For For Management
1.3 Elect Director William H. Janeway For For Management
2 Approve Executive Incentive Bonus Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BEARINGPOINT, INC.
Ticker: BE Security ID: 074002106
Meeting Date: NOV 4, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph C. Blazer For For Management
1.2 Elect Director Roderick C. McGeary For For Management
1.3 Elect Director Alice M. Rivlin For For Management
- --------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradbury H. Anderson For For Management
1.2 Elect Director K.J. Higgins Victor For For Management
1.3 Elect Director Allen U. Lenzmeier For For Management
1.4 Elect Director Frank D. Trestman For For Management
1.5 Elect Director James C. Wetherbe For For Management
1.6 Elect Director Ronald James For For Management
1.7 Elect Director Matthew H. Paull For For Management
1.8 Elect Director Mary A. Tolan For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
Page 365
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BIOGEN IDEC INC
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Belzer For For Management
1.2 Elect Director Mary L. Good For For Management
1.3 Elect Director James C. Mullen For For Management
1.4 Elect Director Bruce R. Ross For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BIOGEN IDEC INC
Ticker: BIIB Security ID: 449370105
Meeting Date: NOV 12, 2003 Meeting Type: Special
Record Date: SEP 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BISYS GROUP, INC., THE
Ticker: BSG Security ID: 055472104
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn J. Mangum For For Management
1.2 Elect Director Denis A. Bovin For For Management
1.3 Elect Director Robert J. Casale For For Management
1.4 Elect Director Thomas A. Cooper For For Management
1.5 Elect Director Paula G. McInerney For For Management
1.6 Elect Director Thomas E. McInerney For For Management
1.7 Elect Director Joseph J. Melone For For Management
1.8 Elect Director Dennis R. Sheehan For For Management
2 Approve Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BJ SERVICES COMPANY
Ticker: BJS Security ID: 055482103
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: DEC 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don D. Jordan For For Management
1.2 Elect Director William H. White For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Report on Foreign Operations Risk Against Against Shareholder
Page 366
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BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID: 109641100
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. McDougall For For Management
1.2 Elect Director Douglas H. Brooks For For Management
1.3 Elect Director Dan W. Cook, III For For Management
1.4 Elect Director Robert M. Gates For For Management
1.5 Elect Director Marvin J. Girouard For For Management
1.6 Elect Director Ronald Kirk For For Management
1.7 Elect Director George R. Mrkonic For For Management
1.8 Elect Director Erle Nye For For Management
1.9 Elect Director James E. Oesterreicher For For Management
1.10 Elect Director Cece Smith For For Management
1.11 Elect Director Roger T. Staubach For For Management
2 Ratify Auditors For For Management
3 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
C. R. BARD, INC.
Ticker: BCR Security ID: 067383109
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Welters For For Management
1.2 Elect Director Tony L. White For For Management
1.3 Elect Director Theodore E. Martin For For Management
1.4 Elect Director Timothy M. Ring For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
Page 367
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CAREER EDUCATION CORP.
Ticker: CECO Security ID: 141665109
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas B. Lally For For Management
1.2 Elect Director John M. Larson For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAR 22, 2004 Meeting Type: Special
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Issuance of Stock in Connection For For Management
with Merger Agreement
3 Increase Authorized Preferred Stock For Against Management
4 Approve Omnibus Stock Plan For Against Management
5 Allow Postponement or Adjournment of For Against Management
Special Meeting
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin M. Banks For For Management
1.2 Elect Director Colleen C. Welch, Ph.D. For For Management
1.3 Elect Director Roger L. Headrick For For Management
1.4 Elect Director Jean-Pierre Millon For For Management
Page 368
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CARNIVAL CORP.
Ticker: CCL Security ID: 143658300
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Micky Arison For For Management
1.2 Elect Director Amb Richard G. Capen Jr For For Management
1.3 Elect Director Robert H. Dickinson For For Management
1.4 Elect Director Arnold W. Donald For For Management
1.5 Elect Director Pier Luigi Foschi For For Management
1.6 Elect Director Howard S. Frank For For Management
1.7 Elect Director Baroness Hogg For For Management
1.8 Elect Director A. Kirk Lanterman For For Management
1.9 Elect Director Modesto A. Maidique For For Management
1.10 Elect Director John P. Mcnulty For For Management
1.11 Elect Director Peter Ratcliffe For For Management
1.12 Elect Director Sir John Parker For For Management
1.13 Elect Director Stuart Subotnick For For Management
1.14 Elect Director Uzi Zucker For For Management
2 Ratify Auditors For For Management
3 TO AUTHORIZE THE AUDIT COMMITTEE OF For For Management
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS.
4 TO RECEIVE THE ACCOUNTS AND REPORTS FOR For For Management
CARNIVAL PLC FOR THE FINANCIAL PERIOD
ENDED NOVEMBER 30, 2003.
5 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT OF CARNIVAL PLC.
6 TO APPROVE LIMITS ON THE AUTHORITY TO For For Management
ALLOT SHARES BY CARNIVAL PLC.
7 TO APPROVE THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS FOR CARNIVAL PLC
SHARES.
- --------------------------------------------------------------------------------
CDW CORP.
Ticker: CDWC Security ID: 12512N105
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle L. Collins For For Management
1.2 Elect Director Casey G. Cowell For For Management
1.3 Elect Director John A. Edwardson For For Management
1.4 Elect Director Daniel S. Goldin For For Management
1.5 Elect Director Donald P. Jacobs For For Management
1.6 Elect Director Michael P. Krasny For For Management
1.7 Elect Director Terry L. Lengfelder For For Management
1.8 Elect Director Susan D. Wellington For For Management
1.9 Elect Director Brian E. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
Page 369
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CELGENE CORP.
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Jackson For For Management
1.2 Elect Director Sol J. Barer, Ph.D. For For Management
1.3 Elect Director Robert J. Hugin For For Management
1.4 Elect Director Jack L. Bowman For For Management
1.5 Elect Director Frank T. Cary For For Management
1.6 Elect Director Michael D. Casey For For Management
1.7 Elect Director A. Hull Hayes, Jr, M.D. For For Management
1.8 Elect Director Gilla Kaplan, Ph.D. For For Management
1.9 Elect Director Richard C.E. Morgan For For Management
1.10 Elect Director Walter L. Robb, Ph.D. For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CENDANT CORPORATION
Ticker: CD Security ID: 151313103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director The Right Honourable For For Management
Brian Mulroney
1.2 Elect Director Ronald L. Nelson For For Management
1.3 Elect Director Robert W. Pittman For For Management
1.4 Elect Director Myra J. Biblowit For For Management
1.5 Elect Director Sheli Z. Rosenberg For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Baldino, Jr., Ph.D. For For Management
1.2 Elect Director William P. Egan For For Management
1.3 Elect Director Robert J. Feeney, Ph.D. For For Management
1.4 Elect Director Martyn D. Greenacre For For Management
1.5 Elect Director Charles A. Sanders, M.D. For For Management
1.6 Elect Director Gail R. Wilensky, Ph.D. For For Management
1.7 Elect Director Dennis L. Winger For For Management
1.8 Elect Director Horst Witzel, Dr.-Ing. For For Management
2 Amend Omnibus Stock Plan For Against Management
Page 370
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CERIDIAN CORPORATION
Ticker: CEN Security ID: 156779100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Cadogan For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director Robert H. Ewald For For Management
1.4 Elect Director Ronald T. LeMay For For Management
1.5 Elect Director George R. Lewis For For Management
1.6 Elect Director Ronald L. Turner For For Management
1.7 Elect Director Carole J. Uhrich For For Management
1.8 Elect Director Alan F. White For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES INC
Ticker: CHKP Security ID: M22465104
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gil Shwed, Marius Nacht, David For For Management
Rubner, Alex Serge Vieux, and Dr. Tal
Shavit as Directors
2 Elect Irwin Federman and Ray Rothrock as For For Management
External Directors
3 Authorization for Chairman of the Board For For Management
to Serve as Chairman of the Board and
Cheif Executive Officer
4 Accept Financial Statements for the Year For For Management
Ended December 31, 2002
5 Approve Kost Forer & Gabbay as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Approve Options to Purchase Two Million For Against Management
Shares to Gil Shwed, Director and
Officer, and One Million Shares to Marius
Nacht, Director and Officer
- --------------------------------------------------------------------------------
CHEESECAKE FACTORY, INC., THE
Ticker: CAKE Security ID: 163072101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Gregory For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
Page 371
- --------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779101
Meeting Date: MAR 10, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick H. Nettles For For Management
1.2 Elect Director John R. Dillon For For Management
1.3 Elect Director Lawton W. Fitt For For Management
- --------------------------------------------------------------------------------
CIRCUIT CITY STORES, INC.
Ticker: CC Security ID: 172737108
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.V. Goings For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Allen B. King For For Management
1.4 Elect Director J. Patrick Spainhour For For Management
1.5 Elect Director Carolyn Y. Woo For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Non-Employee Director Omnibus Stock For Against Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITADEL BROADCASTING CORP
Ticker: CDL Security ID: 17285T106
Meeting Date: MAY 24, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Checketts For For Management
1.2 Elect Director J. Anthony Forstmann For For Management
1.3 Elect Director Charles P. Rose, Jr. For For Management
2 Ratify Auditors For For Management
Page 372
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CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: CCU Security ID: 184502102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan D. Feld For For Management
1.2 Elect Director Thomas O. Hicks For For Management
1.3 Elect Director Perry J. Lewis For For Management
1.4 Elect Director L. Lowry Mays For For Management
1.5 Elect Director Mark P. Mays For For Management
1.6 Elect Director Randall T. Mays For For Management
1.7 Elect Director B.J. Mccombs For For Management
1.8 Elect Director Phyllis B. Riggins For For Management
1.9 Elect Director Theordore H. Strauss For For Management
1.10 Elect Director J.C. Watts For For Management
1.11 Elect Director John H. Williams For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMCAST CORP.
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director C. Michael Armstrong For For Management
1.3 Elect Director Kenneth J. Bacon For For Management
1.4 Elect Director Sheldon M. Bonovitz For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph L. Castle, II For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Dr. Judith Rodin For For Management
1.11 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Articles/Bylaws/Charter-Non-Routine For For Management
5 Require Two-Thirds Majority of Against Against Shareholder
Independent Directors on Board
6 Political Contributions/Activities Against Against Shareholder
7 Nominate Two Directors for every open Against Against Shareholder
Directorships
8 Limit Executive Compensation Against Against Shareholder
9 Adopt a Recapitalization Plan Against Against Shareholder
Page 373
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COMPUTER ASSOCIATES INTERNATIONAL, INC.
Ticker: CA Security ID: 204912109
Meeting Date: AUG 27, 2003 Meeting Type: Annual
Record Date: JUL 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell M. Artzt For For Management
1.2 Elect Director Kenneth Cron For For Management
1.3 Elect Director Alfonse M. D'Amato For For Management
1.4 Elect Director Gary J. Fernandes For For Management
1.5 Elect Director Sanjay Kumar For For Management
1.6 Elect Director Robert E. La Blanc For For Management
1.7 Elect Director Jay W. Lorsch For For Management
1.8 Elect Director Lewis S. Ranieri For For Management
1.9 Elect Director Walter P. Schuetze For For Management
1.10 Elect Director Alex Serge Vieux For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862402
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobi Alexander For For Management
1.2 Elect Director Raz Alon For For Management
1.3 Elect Director Itsik Danziger For For Management
1.4 Elect Director John H. Friedman For For Management
1.5 Elect Director Ron Hiram For For Management
1.6 Elect Director Sam Oolie For For Management
1.7 Elect Director William F. Sorin For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COOLBRANDS INTERNATIONAL INC. (FRMRLY. YOGEN FRUZ W-WIDE)
Ticker: COB.A Security ID: 21639P208
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect M. Serruya, R. E. Smith, D. J. For For Management
Stein, A. Serruya, R. DeGasperis and D.
M. Smith as Directors
2 Amend Stock Option Plan For Against Management
3 Ratify BDO Dunwoody LLP as Auditors For For Management
Page 374
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COOPER CAMERON CORP.
Ticker: CAM Security ID: 216640102
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lamar Norsworthy For For Management
1.2 Elect Director Michael E. Patrick For For Management
2 Ratify Auditors For For Management
3 Prepare Sustainability Report Against Against Shareholder
- --------------------------------------------------------------------------------
CORINTHIAN COLLEGES, INC.
Ticker: COCO Security ID: 218868107
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: OCT 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. St. Pierre For For Management
1.2 Elect Director Linda Arey Skladany, Esq. For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CORNING INC.
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy R. Knowles For For Management
1.2 Elect Director Eugene C. Sit For For Management
1.3 Elect Director William D. Smithburg For For Management
1.4 Elect Director Hansel E. Tookes II For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
CVS CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Don Cornwell For For Management
1.2 Elect Director Thomas P. Gerrity For For Management
1.3 Elect Director Stanley P. Goldstein For For Management
1.4 Elect Director Marian L. Heard For For Management
1.5 Elect Director William H. Joyce For For Management
1.6 Elect Director Terry R. Lautenbach For For Management
1.7 Elect Director Terrence Murray For For Management
1.8 Elect Director Sheli Z. Rosenberg For For Management
1.9 Elect Director Thomas M. Ryan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
Page 375
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CYMER, INC.
Ticker: CYMI Security ID: 232572107
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Abbe For For Management
1.2 Elect Director Robert P. Akins For For Management
1.3 Elect Director Edward H. Braun For For Management
1.4 Elect Director Michael R. Gaulke For For Management
1.5 Elect Director William G. Oldham For For Management
1.6 Elect Director Peter J. Simone For For Management
1.7 Elect Director Young K. Sohn For For Management
1.8 Elect Director Jon D. Tompkins For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CYTYC CORPORATION
Ticker: CYTC Security ID: 232946103
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter E. Boomer For For Management
1.2 Elect Director Daniel J. Levangie For For Management
1.3 Elect Director Joseph B. Martin, M.D., For For Management
Ph.D.
2 Approve Omnibus Stock Plan For Against Management
3 Approve Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Miles For For Management
1.2 Elect Director Alex J. Mandl For For Management
1.3 Elect Director Morton L. Topfer For For Management
2 Declassify the Board of Directors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
Page 376
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DENTSPLY INTERNATIONAL, INC.
Ticker: XRAY Security ID: 249030107
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paula H. Cholmondeley For For Management
1.2 Elect Director Michael J. Coleman For For Management
1.3 Elect Director John C. Miles Ii For For Management
1.4 Elect Director W. Keith Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Edward Allinson For For Management
1.2 Elect Director Michael G. Fitt For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326107
Meeting Date: NOV 28, 2003 Meeting Type: Special
Record Date: NOV 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan For For Management
- --------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Bourguignon For For Management
1.2 Elect Director Thomas J. Tierney For For Management
1.3 Elect Director Margaret C. Whitman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Stock Option Plan For Against Management
4 Increase Authorized Common Stock For For Management
5 Ratify Auditors For For Management
6 Expense Stock Options Against Against Shareholder
Page 377
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ECHOSTAR COMMUNICATIONS CORP.
Ticker: DISH Security ID: 278762109
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael T. Dugan For For Management
1.2 Elect Director James Defranco For For Management
1.3 Elect Director Cantey Ergen For For Management
1.4 Elect Director Charles W. Ergen For For Management
1.5 Elect Director Raymond L. Friedlob For For Management
1.6 Elect Director Steven R. Goodbarn For For Management
1.7 Elect Director David K. Moskowitz For For Management
1.8 Elect Director C. Michael Schroeder For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: ELN Security ID: 284131208
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: MAY 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE FINANCIAL For For Management
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2003 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS THEREON.
2 TO RE-ELECT MR. BRENDAN BOUSHEL WHO For For Management
RETIRES FROM THE BOARD BY ROTATION AS A
DIRECTOR OF THE COMPANY.
3 TO RE-ELECT MR. JOHN GROOM WHO RETIRES For For Management
FROM THE BOARD BY ROTATION AS A DIRECTOR
OF THE COMPANY.
4 TO RE-ELECT MR. KYRAN MCLAUGHLIN WHO For For Management
RETIRES FROM THE BOARD BY ROTATION AS A
DIRECTOR OF THE COMPANY.
5 TO RE-ELECT DR. DENNIS SELKOE WHO RETIRES For For Management
FROM THE BOARD BY ROTATION AS A DIRECTOR
OF THE COMPANY.
6 TO RE-ELECT MR. DANIEL TULLY WHO RETIRES For For Management
FROM THE BOARD BY ROTATION AS A DIRECTOR
OF THE COMPANY.
7 TO AUTHORISE THE DIRECTORS TO FIX THE For For Management
REMUNERATION OF THE AUDITORS.
8 THAT THE BOARD OF DIRECTORS BE AUTHORISED For Against Management
TO ISSUE SHARE OPTIONS TO NON-EXECUTIVE
DIRECTORS IN ACCORDANCE WITH THE TERMS OF
THE ELAN CORPORATION, PLC 1996 CONSULTANT
OPTION PLAN.
9 THAT THE ELAN CORPORATION, PLC 2004 For For Management
RESTRICTED STOCK PLAN ( THE RSU PLAN ) BE
APPROVED AND ADOPTED.
10 THAT THE ELAN CORPORATION, PLC EMPLOYEE For For Management
EQUITY PURCHASE PLAN ( THE ESPP ) BE
APPROVED AND ADOPTED.
11 THAT THE DIRECTORS BE AND ARE HEREBY For For Management
GENERALLY AND UNCONDITIONALLY AUTHORISED
TO ALLOT AND ISSUE ALL RELEVANT
SECURITIES OF THE COMPANY.
12 THAT THE AUTHORISED SHARE CAPITAL OF THE For For Management
COMPANY BE INCREASED FROM 30,002,500 TO
33,502,500.
13 THAT, SUBJECT TO THE PASSING OF For For Management
RESOLUTION 12 IN THE NOTICE OF THIS
MEETING, THE ARTICLES OF ASSOCIATION BE
AMENDED.
14 THAT, SUBJECT TO THE PASSING OF For For Management
RESOLUTION 11 IN THE NOTICE OF THE
MEETING, THE DIRECTORS BE AND ARE HEREBY
EMPOWERED TO ALLOT SECURITIES FOR CASH.
15 THAT THE COMPANY AND/OR ANY SUBSIDIARY OF For For Management
THE COMPANY BE AND IS HEREBY GENERALLY
AUTHORIZED TO MAKE MARKET PURCHASES OF
SHARES OF ANY CLASS OF THE COMPANY.
16 THAT THE RE-ISSUE PRICE RANGE AT WHICH For For Management
ANY TREASURY SHARES FOR THE TIME BEING
HELD BY THE COMPANY MAY BE RE-ISSUED
OFF-MARKET SHALL BE THE MAXIMUM PRICE
EQUAL TO 120 PER CENT OF THE RELEVANT
PRICE; AND THE MINIMUM PRICE EQUAL TO 95
PER CENT OF THE RELEVA
Page 378
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EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Egan For For Management
1.2 Elect Director Michael C. Ruettgers For For Management
1.3 Elect Director David N. Strohm For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
ENTERCOM COMMUNICATIONS CORP.
Ticker: ETM Security ID: 293639100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Berkman For For Management
1.2 Elect Director Daniel E. Gold For For Management
1.3 Elect Director Joseph M. Field For For Management
1.4 Elect Director David J. Field For For Management
1.5 Elect Director John C. Donlevie For For Management
1.6 Elect Director Edward H. West For For Management
1.7 Elect Director Robert S. Wiesenthal For For Management
- --------------------------------------------------------------------------------
EXPEDIA INC
Ticker: EXPE Security ID: 302125109
Meeting Date: AUG 8, 2003 Meeting Type: Special
Record Date: JUN 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
Page 379
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EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Rose For For Management
1.2 Elect Director James L.K. Wang For For Management
1.3 Elect Director R. Jordan Gates For For Management
1.4 Elect Director James J. Casey For For Management
1.5 Elect Director Dan P. Kourkoumelis For For Management
1.6 Elect Director Michael J. Malone For For Management
1.7 Elect Director John W. Meisenbach For For Management
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch IV For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director George J. Mitchell For For Management
1.4 Elect Director Joshua I. Smith For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: APR 6, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K.R. Jensen For For Management
1.2 Elect Director K.M. Robak For For Management
1.3 Elect Director T.C. Wertheimer For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
Page 380
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FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For For Management
1.2 Elect Director William J. Candee, III For For Management
1.3 Elect Director George S. Cohan For For Management
1.4 Elect Director Dan L. Goldwasser For For Management
1.5 Elect Director Lester B. Salans, M.D. For For Management
1.6 Elect Director Kenneth E. Goodman For For Management
1.7 Elect Director Phillip M. Satow For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FOUNDRY NETWORKS, INC.
Ticker: FDRY Security ID: 35063R100
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bobby R. Johnson, Jr. For For Management
1.2 Elect Director Andrew K. Ludwick For For Management
1.3 Elect Director Alfred J. Amoroso For For Management
1.4 Elect Director C. Nicholas Keating, Jr. For For Management
1.5 Elect Director J. Steven Young For For Management
1.6 Elect Director Alan L. Earhart For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FOUR SEASONS HOTELS INC.
Ticker: FSH. Security ID: 35100E104
Meeting Date: MAY 12, 2004 Meeting Type: Annual/Special
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect N. Beaubien and J. Prichard as For For Management
Directors
2 Elect B. Belzberg, H. Garland, C. Henry, For Withhold Management
H. Munroe-Blum, R. Osborne, L. Schipper,
I. Sharp, A. Sharp, B. Swirsky, S. Tamaki
and S. Turner as Directors
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Stock Option Plan For For Management
5 Eliminate Multiple Voting Shares Against Against Shareholder
Page 381
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FOX ENTERTAINMENT GROUP, INC.
Ticker: FOX Security ID: 35138T107
Meeting Date: NOV 25, 2003 Meeting Type: Annual
Record Date: SEP 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Rupert Murdoch, AC For For Management
1.2 Elect Director Peter Chernin For For Management
1.3 Elect Director David F. DeVoe For For Management
1.4 Elect Director Arthur M. Siskind For For Management
1.5 Elect Director Lachlan K. Murdoch For For Management
1.6 Elect Director Christos M. Cotsakos For For Management
1.7 Elect Director Thomas W. Jones For For Management
1.8 Elect Director Peter Powers For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harmon E. Burns For For Management
1.2 Elect Director Charles Crocker For For Management
1.3 Elect Director Robert D. Joffe For For Management
1.4 Elect Director Charles B. Johnson For For Management
1.5 Elect Director Rupert H. Johnson, Jr. For For Management
1.6 Elect Director Thomas H. Kean For For Management
1.7 Elect Director James A. McCarthy For For Management
1.8 Elect Director Chutta Ratnathicam For For Management
1.9 Elect Director Peter M. Sacerdote For For Management
1.10 Elect Director Anne M. Tatlock For For Management
1.11 Elect Director Louis E. Woodworth For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
GEN-PROBE, INC.
Ticker: GPRO Security ID: 36866T103
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mae C. Jemison, M.D. For For Management
1.2 Elect Director Brian A. McNamee, For For Management
M.B.B.S.
1.3 Elect Director Armin M. Kessler For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
Page 382
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GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 16, 2004 Meeting Type: Written Consent
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles/Bylaws/Charter-Non-Routine For For Management
2.1 Elect Director Herbert W. Boyer For For Management
2.2 Elect Director Arthur D. Levinson For For Management
2.3 Elect Director Mark Richmond For For Management
2.4 Elect Director Charles A. Sanders For For Management
2.5 Elect Director William M. Burns For For Management
2.6 Elect Director Erich Hunziker For For Management
2.7 Elect Director Jonathan K.C. Knowles For For Management
3 Elect Director M. Burns For For Management
4 Elect Director Erich Hunziker For For Management
5 Elect Director Jonathan K.C. Knowles For For Management
6 Increase Authorized Common Stock For Against Management
7 Approve Omnibus Stock Plan For Against Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENZYME CORP.
Ticker: GENZ Security ID: 372917104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Berthiaume For For Management
1.2 Elect Director Henry E. Blair For For Management
1.3 Elect Director Gail K. Boudreaux For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Stock Option Plan For Against Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
5 Increase Authorized Preferred Stock For For Management
6 Ratify Auditors For For Management
7 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
GETTY IMAGES, INC.
Ticker: GYI Security ID: 374276103
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James N. Bailey For For Management
1.2 Elect Director Andrew S. Garb For For Management
1.3 Elect Director David Landau For For Management
2 Ratify Auditors For For Management
Page 383
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GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director James M. Denny For For Management
1.4 Elect Director John C. Martin For For Management
1.5 Elect Director Gordon E. Moore For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director George P. Shultz For For Management
1.8 Elect Director Gayle E. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
GLOBAL SANTA FE CORP.(FORMERLY SANTA FE INTERNATIONAL CORP)
Ticker: GSF Security ID: G3930E101
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ferdinand A. Berger For For Management
1.2 Elect Director Khaled R. Al-Haroon For For Management
1.3 Elect Director Edward R. Muller For For Management
1.4 Elect Director Paul J. Powers For For Management
1.5 Elect Director John L. Whitmire For For Management
2 PROPOSAL TO APPROVE A SPECIAL RESOLUTION For For Management
TO AMEND THE COMPANY S AMENDED AND
RESTATED ARTICLES OF ASSOCIATION TO
PERMIT TELEPHONIC AND INTERNET VOTING BY
RECORD SHAREHOLDERS.
3 PROPOSAL TO APPROVE A SPECIAL RESOLUTION For For Management
TO AMEND THE COMPANY S AMENDED AND
RESTATED ARTICLES OF ASSOCIATION TO
REMOVE THE LANGUAGE NO SHARE OWNERSHIP
QUALIFICATION FOR DIRECTORS SHALL BE
REQUIRED.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
OF THE COMPANY AND ITS SUBSIDIARIES FOR
THE YEAR ENDING DECEMBER 31, 2004.
Page 384
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GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Of Madingley For For Management
1.3 Elect Director Claes Dahlback For For Management
1.4 Elect Director James A. Johnson For For Management
1.5 Elect Director Lois D. Juliber For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
GUIDANT CORP.
Ticker: GDT Security ID: 401698105
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maurice A. Cox, Jr. For For Management
1.2 Elect Director Nancy-Ann Min DeParle For For Management
1.3 Elect Director Ronald W. Dollens For For Management
1.4 Elect Director Enrique C. Falla For For Management
1.5 Elect Director Kristina M. Johnson, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For For Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
HILTON HOTELS CORP.
Ticker: HLT Security ID: 432848109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Steven Crown For For Management
1.2 Elect Director David Michels For For Management
1.3 Elect Director John H. Myers For For Management
1.4 Elect Director Donna F. Tuttle For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Incentive Bonus Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
6 Require Majority of Independent Directors Against Against Shareholder
on Board
Page 385
- --------------------------------------------------------------------------------
HOT TOPIC, INC.
Ticker: HOTT Security ID: 441339108
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia Cohen For For Management
1.2 Elect Director Corrado Federico For For Management
1.3 Elect Director W. Scott Hedrick For For Management
1.4 Elect Director Elizabeth McLaughlin For For Management
1.5 Elect Director Bruce Quinnell For For Management
1.6 Elect Director Andrew Schuon For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IAC / INTERACTIVECORP
Ticker: IACI Security ID: 45840Q101
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard N. Barton For For Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director Edgar Bronfman, Jr. For For Management
1.4 Elect Director Barry Diller For For Management
1.5 Elect Director Victor A. Kaufman For For Management
1.6 Elect Director Donald R. Keough For For Management
1.7 Elect Director Marie-Josee Kravis For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Steven Rattner For For Management
1.10 Elect Director Gen. H.N. Schwarzkopf For For Management
1.11 Elect Director Alan G. Spoon For For Management
1.12 Elect Director Diane Von Furstenberg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For For Management
1.2 Elect Director Michael J. Birck For For Management
1.3 Elect Director Marvin D. Brailsford For For Management
1.4 Elect Director James R. Cantalupo For For Management
1.5 Elect Director Susan Crown For For Management
1.6 Elect Director Don H. Davis, Jr. For For Management
1.7 Elect Director W. James Farrell For For Management
1.8 Elect Director Robert C. McCormack For For Management
1.9 Elect Director Robert S. Morrison For For Management
1.10 Elect Director Harold B. Smith For For Management
2 Ratify Auditors For For Management
Page 386
- --------------------------------------------------------------------------------
IMCLONE SYSTEMS INC.
Ticker: IMCL Security ID: 45245W109
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Bodnar For For Management
1.2 Elect Director William W. Crouse For For Management
1.3 Elect Director Vincent T. Devita, Jr. For For Management
1.4 Elect Director John A. Fazio For For Management
1.5 Elect Director Joseph L. Fischer For For Management
1.6 Elect Director David M. Kies For For Management
1.7 Elect Director Daniel S. Lynch For For Management
1.8 Elect Director William R. Miller For For Management
1.9 Elect Director David Sidransky For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For For Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Expense Stock Options Against Against Shareholder
5 Limit/Prohibit Awards to Executives Against Against Shareholder
6 Performance- Based/Indexed Options Against Against Shareholder
Page 387
- --------------------------------------------------------------------------------
INTERDIGITAL COMMUNICATIONS CORP.
Ticker: IDCC Security ID: 45866A105
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Roath For For Management
1.2 Elect Director Robert W. Shaner For For Management
1.3 Elect Director Alan P. Zabarsky For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INVESTORS FINANCIAL SERVICES CORP.
Ticker: IFIN Security ID: 461915100
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Sheehan For For Management
1.2 Elect Director James M. Oates For For Management
1.3 Elect Director Thomas P. McDermott For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INVITROGEN CORP.
Ticker: IVGN Security ID: 46185R100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond V. Dittamore For For Management
1.2 Elect Director Bradley G. Lorimier For For Management
1.3 Elect Director David U'Prichard, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
JETBLUE AIRWAYS CORP
Ticker: JBLU Security ID: 477143101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Barger For For Management
1.2 Elect Director David Checketts For For Management
1.3 Elect Director Neal Moszkowski For For Management
2 Ratify Auditors For For Management
Page 388
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: APR 16, 2004 Meeting Type: Special
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pradeep Sindhu For For Management
1.2 Elect Director Robert M. Calderoni For For Management
1.3 Elect Director Kenneth Levy For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KOHL'S CORP.
Ticker: KSS Security ID: 500255104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne Embry For For Management
1.2 Elect Director John F. Herma For For Management
1.3 Elect Director R. Lawrence Montgomery For For Management
1.4 Elect Director Frank V. Sica For For Management
2 Ratify Auditors For For Management
3 Performance-Based Stock/Indexed Options Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
Page 389
- --------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 22, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl Bildt For For Management
1.2 Elect Director Harry M. Ford, Jr. For For Management
1.3 Elect Director John E. Koerner, III For For Management
1.4 Elect Director Peter F. O'Malley For For Management
1.5 Elect Director James E. Ukrop For For Management
1.6 Elect Director Dennis R. Beresford For For Management
- --------------------------------------------------------------------------------
LIN TV CORP.
Ticker: TVL Security ID: 532774106
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William S. Banowsky, Jr For For Management
1.2 Elect Director Dr William H Cunningham For For Management
2 Establish Range For Board Size For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LINCARE HOLDINGS, INC.
Ticker: LNCR Security ID: 532791100
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.P. Byrnes For For Management
1.2 Elect Director S.H. Altman, Ph.D. For For Management
1.3 Elect Director C.B. Black For For Management
1.4 Elect Director F.D. Byrne, M.D. For For Management
1.5 Elect Director F.T. Cary For For Management
1.6 Elect Director W.F. Miller, III For For Management
2 Approve Omnibus Stock Plan For Against Management
Page 390
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORP.
Ticker: LLTC Security ID: 535678106
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Swanson, Jr. For For Management
1.2 Elect Director David S. Lee For For Management
1.3 Elect Director Leo T. McCarthy For For Management
1.4 Elect Director Richard M. Moley For For Management
1.5 Elect Director Thomas S. Volpe For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LYONDELL CHEMICAL CO.
Ticker: LYO Security ID: 552078107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Anderson For For Management
1.2 Elect Director William T. Butler For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Travis Engen For For Management
1.5 Elect Director Stephen F. Hinchliffe, For For Management
Jr.
1.6 Elect Director Danny W. Huff For For Management
1.7 Elect Director Ray R. Irani For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Dudley C. Mecum For For Management
1.10 Elect Director Dan F. Smith For For Management
1.11 Elect Director William R. Spivey For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MANPOWER INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie A. Burns For For Management
1.2 Elect Director Willie D. Davis For For Management
1.3 Elect Director Jack M. Greenberg For For Management
1.4 Elect Director Terry A. Hueneke For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD
Ticker: MRVL Security ID: G5876H105
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. John M. Cioffi, Phd For Did Not Management
Vote
1.2 Elect Director Dr. Paul R. Gray, Ph.D. For Did Not Management
Vote
1.3 Elect Director Douglas King For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 TO AUTHORIZE THE BOARD OF DIRECTORS TO For Did Not Management
FIX THE AUDITORS REMUNERATION FOR THE Vote
2005 FISCAL YEAR ENDING JANUARY 29, 2005.
4 TO APPROVE AN INCREASE TO THE COMPANY S For Did Not Management
AUTHORIZED SHARE CAPITAL. Vote
Page 391
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bergman For For Management
1.2 Elect Director John F. Gifford For For Management
1.3 Elect Director B. Kipling Hagopian For For Management
1.4 Elect Director M. D. Sampels For For Management
1.5 Elect Director A. R. Frank Wazzan For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCAFEE INC.
Ticker: MFE Security ID: 640938106
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: NOV 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Denend For For Management
1.2 Elect Director George Samenuk For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCAFEE INC.
Ticker: MFE Security ID: 640938106
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Dutkowsky For For Management
1.2 Elect Director Denis O'Leary For For Management
1.3 Elect Director Robert Pangia For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
Page 392
- --------------------------------------------------------------------------------
MEDICIS PHARMACEUTICAL CORP.
Ticker: MRX Security ID: 584690309
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: OCT 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur G. Altschul, Jr. For For Management
1.2 Elect Director Philip S. Schein, M.D. For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDIMMUNE, INC.
Ticker: MEDI Security ID: 584699102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne T. Hockmeyer For For Management
1.2 Elect Director David M. Mott For For Management
1.3 Elect Director David Baltimore For For Management
1.4 Elect Director M. James Barrett For For Management
1.5 Elect Director Melvin D. Booth For For Management
1.6 Elect Director James H. Cavanaugh For For Management
1.7 Elect Director Barbara Hackman Franklin For For Management
1.8 Elect Director Gordon S. Macklin For For Management
1.9 Elect Director Elizabeth H. S. Wyatt For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MERCURY INTERACTIVE CORP.
Ticker: MERQ Security ID: 589405109
Meeting Date: DEC 10, 2003 Meeting Type: Special
Record Date: OCT 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For For Management
2 Amend Employee Stock Purchase Plan For For Management
Page 393
- --------------------------------------------------------------------------------
MERCURY INTERACTIVE CORP.
Ticker: MERQ Security ID: 589405109
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amnon Landan For For Management
1.2 Elect Director Igal Kohavi For For Management
1.3 Elect Director Clyde Ostler For For Management
1.4 Elect Director Yair Shamir For For Management
1.5 Elect Director Giora Yaron For For Management
1.6 Elect Director Anthony Zingale For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEREDITH CORP.
Ticker: MDP Security ID: 589433101
Meeting Date: NOV 10, 2003 Meeting Type: Annual
Record Date: SEP 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert M. Baum For For Management
1.2 Elect Director Frederick B. Henry For For Management
1.3 Elect Director William T. Kerr For For Management
1.4 Elect Director Nicholas L. Reding For For Management
2 Amend Director & Officer For For Management
Indemnification/Liability Provisions
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
Page 394
- --------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY, INC.
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 15, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-Martinez For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
MILLIPORE CORP.
Ticker: MIL Security ID: 601073109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Bellus For For Management
1.2 Elect Director Robert C. Bishop For For Management
1.3 Elect Director Edward M. Scolnick For For Management
- --------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC.
Ticker: MNST Security ID: 611742107
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew J. Mckelvey For For Management
1.2 Elect Director George R. Eisele For For Management
1.3 Elect Director John Gaulding For For Management
1.4 Elect Director Ronald J. Kramer For For Management
1.5 Elect Director Michael Kaufman For For Management
1.6 Elect Director John Swann For For Management
1.7 Elect Director David A. Stein For For Management
2 Amend Omnibus Stock Plan For Against Management
Page 395
- --------------------------------------------------------------------------------
MYLAN LABORATORIES INC.
Ticker: MYL Security ID: 628530107
Meeting Date: JUL 25, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Milan Puskar For For Management
1.2 Elect Director Robert J. Coury For For Management
1.3 Elect Director Wendy Cameron For For Management
1.4 Elect Director Laurence S. DeLynn For For Management
1.5 Elect Director John C. Gaisford, M.D. For For Management
1.6 Elect Director Douglas J. Leech For For Management
1.7 Elect Director Joseph C. Maroon, M.D. For For Management
1.8 Elect Director Patricia A. Sunseri For For Management
1.9 Elect Director C.B. Todd For For Management
1.10 Elect Director Randall L. Vanderveen, For For Management
Ph.D.
1.11 Elect Director Stuart A. Williams, Esq. For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
NABORS INDUSTRIES, LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Payne For Did Not Management
Vote
1.2 Elect Director Hans W. Schmidt For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 SHAREHOLDER PROPOSAL TO CHANGE NABORS Against Did Not Management
JURISDICTION OF INCORPORATION FROM Vote
BERMUDA TO DELAWARE.
- --------------------------------------------------------------------------------
NETSCREEN TECHNOLOGIES, INC.
Ticker: NSCN Security ID: 64117V107
Meeting Date: APR 16, 2004 Meeting Type: Special
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
Page 396
- --------------------------------------------------------------------------------
NETSCREEN TECHNOLOGIES, INC.
Ticker: NSCN Security ID: 64117V107
Meeting Date: MAR 5, 2004 Meeting Type: Annual
Record Date: JAN 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Goguen For For Management
1.2 Elect Director Robert D. Thomas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard F. Pops For For Management
1.2 Elect Director Stephen A. Sherwin, M.D. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott S. Cowen For For Management
1.2 Elect Director Cynthia A. Montgomery For For Management
1.3 Elect Director Allan P. Newell For For Management
1.4 Elect Director Gordon R. Sullivan For For Management
2 Ratify Auditors For For Management
Page 397
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK Security ID: 654902204
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INCOME STATEMENTS AND THE For For Management
BALANCE SHEETS.
2 APPROVAL OF A DIVIDEND OF EUR 0.30 PER For For Management
SHARE.
3 APPROVAL OF THE DISCHARGE OF THE For For Management
CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
4.1 Elect Director Paul J. Collins For For Management
4.2 Elect Director Georg Ehrnrooth For For Management
4.3 Elect Director Bengt Holmstrom For For Management
4.4 Elect Director Per Karlsson For For Management
4.5 Elect Director Jorma Ollila For For Management
4.6 Elect Director Marjorie Scardino For For Management
4.7 Elect Director Vesa Vainio For For Management
4.8 Elect Director Arne Wessberg For For Management
5 Ratify Auditors For For Management
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY THE
COMPANY
7 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO INCREASE THE SHARE CAPITAL OF
THE COMPANY.
8 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO REPURCHASE NOKIA SHARES.
9 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO DISPOSE NOKIA SHARES HELD BY THE
COMPANY.
10 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
INCREASE THE CAPITAL OF THE FOUNDATION OF
NOKIA CORPORATION.
11 MARK THE FOR BOX IF YOU WISH TO None Against Management
INSTRUCT THE DEPOSITARY TO GIVE A PROXY
TO ANY ONE OF MARIANNA UOTINEN-TARKOMA,
ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF
NOKIA CORPORATION, TO AUTHORIZE ANY OF
THEM (WITH FULL POWER OF SUBSTITUTION) TO
VOTE, IN THEIR DISCR
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NVS Security ID: H5820Q150
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: FEB 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Discharge of the Board and Senior For Did Not Management
Management Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of CHF 1.00 per Share Vote
4 Approve Transfer of CHF 360.9 Million For Did Not Management
from General Reserves to Free Reserves Vote
5 Approve CHF 12.1 Million Reduction in For Did Not Management
Share Capital via Share Cancellation Vote
6 Authorize Repurchase of up to Ten Percent For Did Not Management
of Issued Share Capital Vote
7 Amend Articles Re: Reduce Board Terms For Did Not Management
from Four to Three Years Vote
8.1 Approve Resignation of Walter Frehner and For Did Not Management
Heini Lippuner Vote
8.2 Elect Helmut Sihler, Hans-Joerg Rudloff For Did Not Management
and Daniel Vasella as Directors Vote
9 Ratify PricewaterhouseCoopers AG as For Did Not Management
Auditors Vote
Page 398
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NOVELLUS SYSTEMS, INC.
Ticker: NVLS Security ID: 670008101
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Hill For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Youssef A. El-Mansy For For Management
1.4 Elect Director J. David Litster For For Management
1.5 Elect Director Yoshio Nishi For For Management
1.6 Elect Director Glen G. Possley For For Management
1.7 Elect Director Ann D. Rhoads For For Management
1.8 Elect Director William R. Spivey For For Management
1.9 Elect Director Delbert A. Whitaker For For Management
2 Ratify Auditors For For Management
3 Provision of Non-Audit Services by Against Against Shareholder
Independent Auditors
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
NTL INCORPORATED
Ticker: NTLI Security ID: 62940M104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For For Management
1.2 Elect Director David Elstein For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Share Plan Grant For Against Management
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ellison For For Management
1.2 Elect Director Donald L. Lucas For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Jeffrey O. Henley For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For Against Management
Plan
5 Implement China Principles Against Against Shareholder
Page 399
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OUTBACK STEAKHOUSE, INC.
Ticker: OSI Security ID: 689899102
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Brabson, Jr. For For Management
1.2 Elect Director Lee Roy Selmon For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
P.F. CHANG'S CHINA BISTRO INC
Ticker: PFCB Security ID: 69333Y108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Federico For For Management
1.2 Elect Director R. Michael Welborn For For Management
1.3 Elect Director James D. Shennan, Jr. For For Management
1.4 Elect Director F. Lane Cardwell, Jr. For For Management
1.5 Elect Director Kenneth J. Wessels For For Management
1.6 Elect Director M. Ann Rhoades For For Management
1.7 Elect Director Lesley H. Howe For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For Against Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
PACIFIC SUNWEAR OF CALIFORNIA, INC.
Ticker: PSUN Security ID: 694873100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sally Frame Kasaks For For Management
1.2 Elect Director Peter Starrett For For Management
1.3 Elect Director Thomas M. Murnane For For Management
2 Ratify Auditors For For Management
Page 400
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PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 2, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Thomas Golisano For For Management
1.2 Elect Director Betsy S. Atkins For For Management
1.3 Elect Director G. Thomas Clark For For Management
1.4 Elect Director David J. S. Flaschen For For Management
1.5 Elect Director Phillip Horsley For For Management
1.6 Elect Director Grant M. Inman For For Management
1.7 Elect Director J. Robert Sebo For For Management
1.8 Elect Director Joseph M. Tucci For For Management
- --------------------------------------------------------------------------------
PETSMART
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara A. Munder For For Management
1.2 Elect Director Thomas G. Stemberg For For Management
1.3 Elect Director Nancy J. Pedot For For Management
1.4 Elect Director Jeffery W. Yabuki For For Management
1.5 Elect Director Rita V. Foley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PMC-SIERRA, INC.
Ticker: PMCS Security ID: 69344F106
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Bailey For For Management
1.2 Elect Director Alexandre Balkanski For For Management
1.3 Elect Director Richard Belluzzo For For Management
1.4 Elect Director James Diller For For Management
1.5 Elect Director Jonathan Judge For For Management
1.6 Elect Director William Kurtz For For Management
1.7 Elect Director Frank Marshall For For Management
1.8 Elect Director Lewis Wilks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
POWER INTEGRATIONS, INC.
Ticker: POWI Security ID: 739276103
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Scott Brown For For Management
1.2 Elect Director Steven J. Sharp For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
Page 401
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POWERWAVE TECHNOLOGIES, INC.
Ticker: PWAV Security ID: 739363109
Meeting Date: APR 27, 2004 Meeting Type: Special
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Issue Shares in the For For Management
Event of a Public Tender Offer or Share
Exchange Offer
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
PROTEIN DESIGN LABS, INC.
Ticker: PDLI Security ID: 74369L103
Meeting Date: JUN 30, 2004 Meeting Type: Annual
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurence Jay Korn, Ph.D For For Management
1.2 Elect Director Max Link, Phd For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
Page 402
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REEBOK INTERNATIONAL LTD.
Ticker: RBK Security ID: 758110100
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman Axelrod For For Management
1.2 Elect Director Paul R. Duncan For For Management
1.3 Elect Director Richard G. Lesser For For Management
1.4 Elect Director Deval L. Patrick For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Berwick, Jr. For For Management
1.2 Elect Director Frederick P. Furth For For Management
1.3 Elect Director Edward W. Gibbons For For Management
1.4 Elect Director Harold M. Messmer, Jr. For For Management
1.5 Elect Director Thomas J. Ryan For For Management
1.6 Elect Director J. Stephen Schaub For For Management
1.7 Elect Director M. Keith Waddell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 4, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director Don H. Davis, Jr. For For Management
A.2 Elect Director William H. Gray, III For For Management
A.3 Elect Director William T. McCormick, Jr. For For Management
A.4 Elect Director Keith D. Nosbusch For For Management
B Ratify Auditors For For Management
C Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bush For For Management
1.2 Elect Director Norman A. Ferber For For Management
1.3 Elect Director James C. Peters For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
Page 403
- --------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tor B. Arneberg For For Management
1.2 Elect Director William L. Kimsey For For Management
1.3 Elect Director Gert W. Munthe For For Management
1.4 Elect Director Thomas J. Pritzker For For Management
2 APPROVAL OF THE AMENDED AND RESTATED 2000 For Against Management
STOCK AWARD PLAN.
3 RATIFICATION OF APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT ACCOUNTANTS FOR 2004.
- --------------------------------------------------------------------------------
SAP AG
Ticker: SZXP10 Security ID: 803054204
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLUTION ON THE APPROPRIATION OF THE For Did Not Management
RETAINED EARNINGS OF THE FISCAL YEAR 2003 Vote
2 RESOLUTION ON THE FORMAL APPROVAL OF THE For Did Not Management
ACTS OF THE EXECUTIVE BOARD IN THE FISCAL Vote
YEAR 2003
3 RESOLUTION ON THE FORMAL APPROVAL OF THE For Did Not Management
ACTS OF THE SUPERVISORY BOARD IN THE Vote
FISCAL YEAR 2003
4 Ratify Auditors For Did Not Management
Vote
5 RESOLUTION ON ADJUSTMENTS TO SECTION 4 OF For Did Not Management
THE ARTICLES OF ASSOCIATION Vote
6 RESOLUTION ON THE AUTHORIZATION TO For Did Not Management
ACQUIRE AND USE TREASURY SHARES Vote
7 RESOLUTION ON THE AUTHORIZATION TO USE For Did Not Management
EQUITY DERIVATIVES IN CONNECTION WITH THE Vote
ACQUISITION OF TREASURY SHARES
- --------------------------------------------------------------------------------
SCIENTIFIC-ATLANTA, INC.
Ticker: SFA Security ID: 808655104
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marion H. Antonini For For Management
1.2 Elect Director David J. McLaughlin For For Management
1.3 Elect Director James V. Napier For For Management
1.4 Elect Director Sam Nunn For For Management
2 Approve Omnibus Stock Plan For Against Management
Page 404
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SEAGATE TECHNOLOGY
Ticker: STX Security ID: G7945J104
Meeting Date: OCT 29, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1-01 Elect David Bonderman as Director For For Management
1-02 Elect William W. Bradley as Director For For Management
1-03 Elect James G. Coulter as Director For For Management
1-04 Elect James A. Davidson as Director For For Management
1-05 Elect Glenn H. Hutchins as Director For For Management
1-06 Elect Donald E. Kiernan as Director For For Management
1-07 Elect Stephen J. Luczo as Director For For Management
1-08 Elect David F. Marquardt as Director For For Management
1-09 Elect John W. Thompson as Director For For Management
1-10 Elect William D. Watkins as Director For For Management
1-11 Elect Edward J. Zander as Director For For Management
2 Approve Section 162(m) Incentive Bonus For For Management
Plan
3 Ratify Ernst & Young LLP as Auditors For For Management
- --------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
Ticker: SWKS Security ID: 83088M102
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin L. Beebe For For Management
1.2 Elect Director Timothy R. Furey For For Management
1.3 Elect Director David J. Mclachlan For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
SLM CORP.
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Daley For For Management
1.2 Elect Director William M. Diefenderfer, For For Management
III
1.3 Elect Director Thomas J. Fitzpatrick For For Management
1.4 Elect Director Edward A. Fox For For Management
1.5 Elect Director Diane Suitt Gilleland For For Management
1.6 Elect Director Earl A. Goode For For Management
1.7 Elect Director Ann Torre Grant For For Management
1.8 Elect Director Ronald F. Hunt For For Management
1.9 Elect Director Benjamin J. Lambert, III For For Management
1.10 Elect Director Albert L. Lord For For Management
1.11 Elect Director Barry A. Munitz For For Management
1.12 Elect Director A. Alexander Porter, Jr. For For Management
1.13 Elect Director Wolfgang Schoellkopf For For Management
1.14 Elect Director Steven L. Shapiro For For Management
1.15 Elect Director Barry L. Williams For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
Page 405
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SMITH INTERNATIONAL, INC.
Ticker: SII Security ID: 832110100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Gibbs For For Management
1.2 Elect Director Jerry W. Neely For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOFTBANK CORP
Ticker: Security ID: J75963108
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 7, Special JY 0
2 Amend Articles to: Change Location of For Against Management
Head Office - Authorize Share Repurchases
at Board's Discretion
3 Appoint Internal Statutory Auditor For For Management
4 Approve Retirement Bonuses for Director For Against Management
and Statutory Auditor
5 Approve Executive Stock Option Plan For For Management
- --------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert D. Kelleher For For Management
1.2 Elect Director Rollin W. King For For Management
1.3 Elect Director June M. Morris For For Management
1.4 Elect Director C. Webb Crockett For For Management
1.5 Elect Director William P. Hobby For For Management
1.6 Elect Director Travis C. Johnson For For Management
2 Ratify Auditors For For Management
Page 406
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SPECTRASITE, INC.
Ticker: SSI Security ID: 84761M104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen H. Clark For For Management
1.2 Elect Director Paul M. Albert, Jr. For For Management
1.3 Elect Director Robert Katz For For Management
1.4 Elect Director Richard Masson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur M. Blank For For Management
1.2 Elect Director Gary L. Crittenden For For Management
1.3 Elect Director Martin Trust For For Management
1.4 Elect Director Paul F. Walsh For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
7 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
8 Limit Executive Compensation Against Against Shareholder
9 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: HOT Security ID: 85590A203
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Hippeau For For Management
1.2 Elect Director Daniel Yih For For Management
1.3 Elect Director Kneeland Youngblood For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Declassify the Board of Directors For For Management
Page 407
- --------------------------------------------------------------------------------
STRAYER EDUCATION, INC.
Ticker: STRA Security ID: 863236105
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Silberman For For Management
1.2 Elect Director Dr. Charlotte F. Beason For For Management
1.3 Elect Director William E. Brock For For Management
1.4 Elect Director David A. Coulter For For Management
1.5 Elect Director Gary Gensler For For Management
1.6 Elect Director Robert R. Grusky For For Management
1.7 Elect Director Todd A. Milano For For Management
1.8 Elect Director Robert L. Johnson For For Management
1.9 Elect Director G. Thomas Waite, III For For Management
1.10 Elect Director J. David Wargo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYMANTEC CORP.
Ticker: SYMC Security ID: 871503108
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tania Amochaev For For Management
1.2 Elect Director William Coleman For For Management
1.3 Elect Director Dr. Per-Kristian Halvorsen For For Management
1.4 Elect Director David Mahoney For For Management
1.5 Elect Director Robert S. Miller For For Management
1.6 Elect Director Bill Owens For For Management
1.7 Elect Director George Reyes For For Management
1.8 Elect Director Daniel H. Schulman For For Management
1.9 Elect Director John W. Thompson For For Management
2 Increase Authorized Common Stock For Against Management
3 Amend Stock Option Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Golden as Class For For Management
II Director
1.2 Elect Director Joseph A. Hafner, Jr. as For For Management
Class II Director
1.3 Elect Director Thomas E. Lankford as For For Management
Class II Director
1.4 Elect Director Richard J. Schnieders as For For Management
Class II Director
1.5 Elect Director John K. Stubblefield, Jr. For For Management
as Class III Director
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
Page 408
- --------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 8, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Bernard For For Management
1.2 Elect Director James T. Brady For For Management
1.3 Elect Director D. William J. Garrett For For Management
1.4 Elect Director Donald B. Hebb, Jr. For For Management
1.5 Elect Director James A.C. Kennedy For For Management
1.6 Elect Director James S. Riepe For For Management
1.7 Elect Director George A. Roche For For Management
1.8 Elect Director Brian C. Rogers For For Management
1.9 Elect Director Dr. Alfred Sommer For For Management
1.10 Elect Director Dwight S. Taylor For For Management
1.11 Elect Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Other Business For For Management
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: TSM.P Security ID: 874039100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACCEPT 2003 BUSINESS REPORT AND For For Management
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION For For Management
OF 2003 PROFITS.
3 TO APPROVE THE CAPITALIZATION OF 2003 For For Management
DIVIDENDS AND EMPLOYEE PROFIT SHARING.
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Michele J. Hooper For For Management
1.3 Elect Director Anne M. Mulcahy For For Management
1.4 Elect Director Stephen W. Sanger For For Management
1.5 Elect Director Warren R. Staley For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
Page 409
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: JUL 23, 2003 Meeting Type: Annual
Record Date: JUN 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence Biondi, S.J. For For Management
1.2 Elect Director Van B. Honeycutt For For Management
1.3 Elect Director Edward A. Kangas For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Require Majority of Independent Directors Against Against Shareholder
on Board
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trevor Fetter For For Management
1.2 Elect Director Van B. Honeycutt For For Management
1.3 Elect Director John C. Kane For For Management
1.4 Elect Director Edward A. Kangas For For Management
1.5 Elect Director J. Robert Kerrey For For Management
1.6 Elect Director Richard R. Pettingill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND DISCUSS THE COMPANY S For For Management
CONSOLIDATED BALANCE SHEET AS OF DECEMBER
31, 2003 AND THE CONSOLIDATED STATEMENTS.
2 TO APPROVE THE BOARD OF DIRECTORS For For Management
RECOMMENDATION THAT THE CASH DIVIDEND FOR
THE YEAR ENDED DECEMBER 31, 2003, WHICH
WAS PAID IN FOUR INSTALLMENTS AND
AGGREGATED NIS 1.44 (APPROXIMATELY
US$0.322) PER ORDINARY SHARE, BE DECLARED
FINAL.
3 TO ELECT ABRAHAM E. COHEN TO SERVE FOR A For For Management
THREE-YEAR TERM.
4 TO ELECT LESLIE DAN TO SERVE FOR A For For Management
THREE-YEAR TERM.
5 TO ELECT PROF. MEIR HETH TO SERVE FOR A For For Management
THREE-YEAR TERM.
6 TO ELECT PROF. MOSHE MANY TO SERVE FOR A For For Management
THREE-YEAR TERM.
7 TO ELECT DOV SHAFIR TO SERVE FOR A For For Management
THREE-YEAR TERM.
8 TO APPROVE THE PURCHASE OF DIRECTOR S AND For Against Management
OFFICER S LIABILITY INSURANCE FOR THE
DIRECTORS AND OFFICERS OF THE COMPANY.
9 Ratify Auditors For For Management
Page 410
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: OCT 27, 2003 Meeting Type: Special
Record Date: SEP 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect G. Shalev as an External Director For For Management
2 Approve Increase in Remuneration of For For Management
Directors other than the Chairman
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
THERMO ELECTRON CORP.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marijn E. Dekkers For For Management
1.2 Elect Director Robert A. McCabe For For Management
1.3 Elect Director Robert W. O'Leary For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
Page 411
- --------------------------------------------------------------------------------
THORATEC CORP.
Ticker: THOR Security ID: 885175307
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Donald Hill For For Management
1.2 Elect Director D. Keith Grossman For For Management
1.3 Elect Director Howard E. Chase For For Management
1.4 Elect Director J. Daniel Cole For For Management
1.5 Elect Director Neil F. Dimick For For Management
1.6 Elect Director William M. Hitchcock For For Management
1.7 Elect Director George W. Holbrook, Jr. For For Management
1.8 Elect Director Daniel M. Mulvena For For Management
- --------------------------------------------------------------------------------
TIFFANY & CO.
Ticker: TIF Security ID: 886547108
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kowalski For For Management
1.2 Elect Director Rose Marie Bravo For For Management
1.3 Elect Director William R. Chaney For For Management
1.4 Elect Director Samuel L. Hayes III For For Management
1.5 Elect Director Abby F. Kohnstamm For For Management
1.6 Elect Director Charles K. Marquis For For Management
1.7 Elect Director J. Thomas Presby For For Management
1.8 Elect Director James E. Quinn For For Management
1.9 Elect Director William A. Shutzer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIMBERLAND CO., THE
Ticker: TBL Security ID: 887100105
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Fix Number of and Elect Director Sidney For For Management
W. Swartz
1.2 Elect Director Jeffrey B. Swartz For For Management
1.3 Elect Director John E. Beard For For Management
1.4 Elect Director John F. Brennan For For Management
1.5 Elect Director Ian W. Diery For For Management
1.6 Elect Director Irene M. Esteves For For Management
1.7 Elect Director John A. Fitzsimmons For For Management
1.8 Elect Director Virginia H. Kent For For Management
1.9 Elect Director Bill Shore For For Management
Page 412
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TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director Stephen F. Bollenbach For For Management
1.3 Elect Director Stephen M. Case For For Management
1.4 Elect Director Frank J. Caufield For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Miles R. Gilburne For For Management
1.7 Elect Director Carla A. Hills For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director R. E. Turner For For Management
1.13 Elect Director Francis T. Vincent, Jr. For For Management
2 Ratify Auditors For For Management
3 Adopt China Principles Against Against Shareholder
4 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
TOLL BROTHERS, INC.
Ticker: TOL Security ID: 889478103
Meeting Date: MAR 18, 2004 Meeting Type: Annual
Record Date: JAN 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zvi Barzilay For For Management
1.2 Elect Director Edward G. Boehne For For Management
1.3 Elect Director Richard J. Braemer For For Management
1.4 Elect Director Carl B. Marbach For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
Page 413
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VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Felix Zandman For For Management
1.2 Elect Director Philippe Gazeau For For Management
1.3 Elect Director Zvi Grinfas For For Management
1.4 Elect Director Dr. Gerald Paul For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: Security ID: 92857W100
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Reelect Lord MacLaurin of Knebworth as For For Management
Director
4 Reelect Kenneth Hydon as Director For For Management
5 Reelect Thomas Geitner as Director For For Management
6 Reelect Alec Broers as Director For For Management
7 Reelect Juergen Schrempp as Director For For Management
8 Elect John Buchanan as Director For For Management
9 Approve Final Dividend of 0.8983 Pence For For Management
Per Share
10 Ratify Deloitte and Touche as Auditors For For Management
11 Authorize Board to Fix Remuneration of For For Management
Auditors
12 Authorize EU Political Donations up to For For Management
GBP 100,000
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
USD 900,000,000
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of USD 340,000,000
15 Authorize 6,800,000,000 Shares for Share For For Management
Repurchase Program
Page 414
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W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Wesley M. Clark For For Management
1.3 Elect Director Wilbur H. Gantz For For Management
1.4 Elect Director David W. Grainger For For Management
1.5 Elect Director Richard L. Keyser For For Management
1.6 Elect Director Frederick A. Krehbiel For For Management
1.7 Elect Director John W. McCarter, Jr. For For Management
1.8 Elect Director Neil S. Novich For For Management
1.9 Elect Director James D. Slavik For For Management
1.10 Elect Director Harold B. Smith For For Management
1.11 Elect Director Janiece S. Webb For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 14, 2004 Meeting Type: Annual
Record Date: NOV 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Bernauer For For Management
1.2 Elect Director William C. Foote For For Management
1.3 Elect Director James J. Howard For For Management
1.4 Elect Director Alan G. McNally For For Management
1.5 Elect Director Cordell Reed For For Management
1.6 Elect Director Jeffrey A. Rein For For Management
1.7 Elect Director David Y. Schwartz For For Management
1.8 Elect Director John B. Schwemm For For Management
1.9 Elect Director Marilou M. von Ferstel For For Management
1.10 Elect Director Charles R. Walgreen III For For Management
2 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For Withhold Management
1.2 Elect Director John S. Chen For Withhold Management
1.3 Elect Director Michael D. Eisner For Withhold Management
1.4 Elect Director Judith L. Estrin For Withhold Management
1.5 Elect Director Robert A. Iger For Withhold Management
1.6 Elect Director Aylwin B. Lewis For Withhold Management
1.7 Elect Director Monica C. Lozano For Withhold Management
1.8 Elect Director Robert W. Matschullat For Withhold Management
1.9 Elect Director George J. Mitchell For Withhold Management
1.10 Elect Director Leo J. O'Donovan, S.J. For Withhold Management
1.11 Elect Director Gary L. Wilson For Withhold Management
2 Ratify Auditors For For Management
3 China Principles Against Against Shareholder
4 Report on Supplier Labor Standards in Against Against Shareholder
China
5 Report on Amusement Park Safety Against Against Shareholder
Page 415
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WATERS CORP.
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director M.J. Berendt, Ph.D. For For Management
1.3 Elect Director Douglas A. Berthiaume For For Management
1.4 Elect Director Philip Caldwell For For Management
1.5 Elect Director Edward Conard For For Management
1.6 Elect Director L.H. Glimcher, M.D. For For Management
1.7 Elect Director William J. Miller For For Management
1.8 Elect Director Thomas P. Salice For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
WATSON PHARMACEUTICALS, INC.
Ticker: WPI Security ID: 942683103
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allen Chao, Ph.D. For For Management
1.2 Elect Director Michel J. Feldman For For Management
1.3 Elect Director Fred G. Weiss For For Management
2 Ratify Auditors For For Management
3 Review Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WEBMD CORPORATION
Ticker: HLTH Security ID: 94769M105
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Brooke For For Management
1.2 Elect Director James V. Manning For For Management
1.3 Elect Director Martin J. Wygod For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
Page 416
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WESTWOOD ONE, INC.
Ticker: WON Security ID: 961815107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: APR 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman J. Pattiz For For Management
1.2 Elect Director Mel Karmazin For For Management
1.3 Elect Director Joseph B. Smith For For Management
1.4 Elect Director Dennis F. Holt For For Management
1.5 Elect Director Shane Coppola For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC.
Ticker: WSM Security ID: 969904101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Howard Lester For For Management
1.2 Elect Director Edward A. Mueller For For Management
1.3 Elect Director Sanjiv Ahuja For For Management
1.4 Elect Director Adrian D.P. Bellamy For For Management
1.5 Elect Director Patrick J. Connolly For For Management
1.6 Elect Director Jeanne P. Jackson For For Management
1.7 Elect Director Michael R. Lynch For For Management
1.8 Elect Director Richard T. Robertson For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 7, 2003 Meeting Type: Annual
Record Date: JUN 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willem P. Roelandts For For Management
1.2 Elect Director John L. Doyle For For Management
1.3 Elect Director Jerald G. Fishman For For Management
1.4 Elect Director Philip T. Gianos For For Management
1.5 Elect Director William G. Howard, Jr. For For Management
1.6 Elect Director Harold E. Hughes, Jr. For For Management
1.7 Elect Director Richard W. Sevcik For For Management
1.8 Elect Director Elizabeth Vanderslice For For Management
2 Ratify Auditors For For Management
Page 417
========== THE TRAVELERS SERIES TRUST - MFS MID CAP GROWTH PORTFOLIO ===========
ABER DIAMOND CORP. (FORMERLY ABER RESOURCES LTD. )
Ticker: ABZ Security ID: 002893105
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAY 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James Fernandez, Robert Gannicott, For For Management
Lars-Eric Johansson, Thomas O'Neill, J.
Roger Phillimore, D. Grenville Thomas and
Eira Thomas as Directors
2 Appoint KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
- --------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Nutt For For Management
1.2 Elect Director Sean M. Healey For For Management
1.3 Elect Director Richard E. Floor For For Management
1.4 Elect Director Stephen J. Lockwood For For Management
1.5 Elect Director Harold J. Meyerman For For Management
1.6 Elect Director Robert C. Puff, Jr. For For Management
1.7 Elect Director Dr. Rita M. Rodriguez For For Management
- --------------------------------------------------------------------------------
AGERE SYSTEMS INC
Ticker: AGR.A Security ID: 00845V209
Meeting Date: FEB 19, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Clemmer For For Management
1.2 Elect Director John T. Dickson For For Management
- --------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Handel E. Evans For For Management
1.2 Elect Director Michael R. Gallagher For For Management
1.3 Elect Director Gavin S. Herbert For For Management
1.4 Elect Director Stephen J. Ryan For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
Page 418
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ALLIANCE DATA SYSTEMS CORP
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence M. Benveniste For For Management
1.2 Elect Director D. Keith Cobb For For Management
1.3 Elect Director Kenneth R. Jensen For For Management
- --------------------------------------------------------------------------------
ALLIANT TECHSYSTEMS INC.
Ticker: ATK Security ID: 018804104
Meeting Date: AUG 5, 2003 Meeting Type: Annual
Record Date: JUN 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frances D. Cook For For Management
1.2 Elect Director Gilbert F. Decker For For Management
1.3 Elect Director Jonathan G. Guss For For Management
1.4 Elect Director Admiral David E. Jeremiah, For For Management
USN (Ret.)
1.5 Elect Director Admiral Paul David Miller, For For Management
USN (Ret.)
1.6 Elect Director Daniel J. Murphy, Jr. For For Management
1.7 Elect Director General Robert W. For For Management
RisCassi, USA (Ret.)
1.8 Elect Director Michael T. Smith For For Management
1.9 Elect Director William G. Van Dyke For For Management
2 Ratify Auditors For For Management
3 Report on Space-Based Weapons Against Against Shareholder
- --------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bruce Anderson as Director For For Management
1.2 Elect Avinoam Naor as Director For For Management
1.3 Elect Adrian Gardner as Director For For Management
1.4 Elect Dov Baharav as Director For For Management
1.5 Elect Julian Brodsky as Director For For Management
1.6 Elect Eli Gelman as Director For For Management
1.7 Elect Charles Foster as Director For For Management
1.8 Elect James Kahan as Director For For Management
1.9 Elect Nehemia Lemelbaum as Director For For Management
1.10 Elect John McLennan as Director For For Management
1.11 Elect Robert Minicucci as Director For For Management
1.12 Elect Mario Segal as Director For For Management
2 Accept Financial Statements For Fiscal For For Management
Year 2003
3 Amend 1998 Stock Option and Incentive For Against Management
Plan
4 Approve Ernst & Young Auditors and For For Management
Authorize Audit Committee of Board to Fix
Their Remuneration
Page 419
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AMERICAN STANDARD COMPANIES, INC.
Ticker: ASD Security ID: 029712106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Anderson For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Ruth Ann Marshall For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERICAN TOWER CORP.
Ticker: AMT Security ID: 029912201
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond P. Dolan For For Management
1.2 Elect Director Carolyn F. Katz For For Management
1.3 Elect Director Fred R. Lummis For For Management
1.4 Elect Director Pamela D.A. Reeve For For Management
1.5 Elect Director James D. Taiclet, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERITRADE HOLDINGS CORP.
Ticker: AMTD Security ID: 03074K100
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Peter Ricketts For For Management
1.2 Elect Director C. Kevin Landry For For Management
1.3 Elect Director Mark L. Mitchell For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
Page 420
- --------------------------------------------------------------------------------
AMPHENOL CORP.
Ticker: APH Security ID: 032095101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew E. Lietz For For Management
1.2 Elect Director Martin H. Loeffler For For Management
1.3 Elect Director Michael W. Michelson For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Non-Employee Director Stock For For Management
Option Plan
5 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANDREW CORP.
Ticker: ANDW Security ID: 034425108
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Bollinger, Ph.D. For For Management
1.2 Elect Director Philip Wm. Colburn For For Management
1.3 Elect Director Thomas A. Donahoe For For Management
1.4 Elect Director Ralph E. Faison For For Management
1.5 Elect Director Jere D. Fluno For For Management
1.6 Elect Director William O. Hunt For For Management
1.7 Elect Director Charles R. Nicholas For For Management
1.8 Elect Director Robert G. Paul For For Management
1.9 Elect Director Gerald A. Poch For For Management
1.10 Elect Director Glen O. Toney, Ph.D. For For Management
1.11 Elect Director Dennis L. Whipple For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APOGENT TECHNOLOGIES INC.
Ticker: AOT Security ID: 03760A101
Meeting Date: JAN 27, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary G. Puma For For Management
1.2 Elect Director Simon B. Rich For For Management
1.3 Elect Director Joe L. Roby For For Management
1.4 Elect Director Kenneth F. Yontz For For Management
Page 421
- --------------------------------------------------------------------------------
APPLERA CORP
Ticker: ABI Security ID: 038020103
Meeting Date: OCT 16, 2003 Meeting Type: Annual
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Ayers For For Management
1.2 Elect Director Jean-Luc Belingard For For Management
1.3 Elect Director Robert H. Hayes For For Management
1.4 Elect Director Arnold J. Levine For For Management
1.5 Elect Director William H. Longfield For For Management
1.6 Elect Director Theodore E. Martin For For Management
1.7 Elect Director Carolyn W. Slayman For For Management
1.8 Elect Director Orin R. Smith For For Management
1.9 Elect Director James R. Tobin For For Management
1.10 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASCENTIAL SOFTWARE CORP.
Ticker: ASCL Security ID: 04362P207
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Ellenberger For For Management
1.2 Elect Director William J. Weyand For For Management
2 Reduce Authorized Common Stock For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BEA SYSTEMS, INC.
Ticker: BEAS Security ID: 073325102
Meeting Date: JUL 11, 2003 Meeting Type: Annual
Record Date: MAY 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Coleman III For For Management
1.2 Elect Director Dale Crandall For For Management
1.3 Elect Director William H. Janeway For For Management
2 Approve Executive Incentive Bonus Plan For Against Management
3 Ratify Auditors For For Management
Page 422
- --------------------------------------------------------------------------------
BEA SYSTEMS, INC.
Ticker: BEAS Security ID: 073325102
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean O. Morton For For Management
1.2 Elect Director George Reyes For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BEARINGPOINT, INC.
Ticker: BE Security ID: 074002106
Meeting Date: NOV 4, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph C. Blazer For For Management
1.2 Elect Director Roderick C. McGeary For For Management
1.3 Elect Director Alice M. Rivlin For For Management
- --------------------------------------------------------------------------------
BIOGEN IDEC INC
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Belzer For For Management
1.2 Elect Director Mary L. Good For For Management
1.3 Elect Director James C. Mullen For For Management
1.4 Elect Director Bruce R. Ross For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BIOGEN IDEC INC
Ticker: BIIB Security ID: 449370105
Meeting Date: NOV 12, 2003 Meeting Type: Special
Record Date: SEP 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For For Management
Page 423
- --------------------------------------------------------------------------------
BISYS GROUP, INC., THE
Ticker: BSG Security ID: 055472104
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn J. Mangum For For Management
1.2 Elect Director Denis A. Bovin For For Management
1.3 Elect Director Robert J. Casale For For Management
1.4 Elect Director Thomas A. Cooper For For Management
1.5 Elect Director Paula G. McInerney For For Management
1.6 Elect Director Thomas E. McInerney For For Management
1.7 Elect Director Joseph J. Melone For For Management
1.8 Elect Director Dennis R. Sheehan For For Management
2 Approve Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BJ SERVICES COMPANY
Ticker: BJS Security ID: 055482103
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: DEC 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don D. Jordan For For Management
1.2 Elect Director William H. White For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Report on Foreign Operations Risk Against Against Shareholder
- --------------------------------------------------------------------------------
C. R. BARD, INC.
Ticker: BCR Security ID: 067383109
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Welters For For Management
1.2 Elect Director Tony L. White For For Management
1.3 Elect Director Theodore E. Martin For For Management
1.4 Elect Director Timothy M. Ring For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAREER EDUCATION CORP.
Ticker: CECO Security ID: 141665109
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas B. Lally For For Management
1.2 Elect Director John M. Larson For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
Page 424
- --------------------------------------------------------------------------------
CELGENE CORP.
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Jackson For For Management
1.2 Elect Director Sol J. Barer, Ph.D. For For Management
1.3 Elect Director Robert J. Hugin For For Management
1.4 Elect Director Jack L. Bowman For For Management
1.5 Elect Director Frank T. Cary For For Management
1.6 Elect Director Michael D. Casey For For Management
1.7 Elect Director A. Hull Hayes, Jr, M.D. For For Management
1.8 Elect Director Gilla Kaplan, Ph.D. For For Management
1.9 Elect Director Richard C.E. Morgan For For Management
1.10 Elect Director Walter L. Robb, Ph.D. For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Baldino, Jr., Ph.D. For For Management
1.2 Elect Director William P. Egan For For Management
1.3 Elect Director Robert J. Feeney, Ph.D. For For Management
1.4 Elect Director Martyn D. Greenacre For For Management
1.5 Elect Director Charles A. Sanders, M.D. For For Management
1.6 Elect Director Gail R. Wilensky, Ph.D. For For Management
1.7 Elect Director Dennis L. Winger For For Management
1.8 Elect Director Horst Witzel, Dr.-Ing. For For Management
2 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
CERIDIAN CORPORATION
Ticker: CEN Security ID: 156779100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Cadogan For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director Robert H. Ewald For For Management
1.4 Elect Director Ronald T. LeMay For For Management
1.5 Elect Director George R. Lewis For For Management
1.6 Elect Director Ronald L. Turner For For Management
1.7 Elect Director Carole J. Uhrich For For Management
1.8 Elect Director Alan F. White For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
Page 425
- --------------------------------------------------------------------------------
CHEESECAKE FACTORY, INC., THE
Ticker: CAKE Security ID: 163072101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Gregory For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779101
Meeting Date: MAR 10, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick H. Nettles For For Management
1.2 Elect Director John R. Dillon For For Management
1.3 Elect Director Lawton W. Fitt For For Management
- --------------------------------------------------------------------------------
CIRCUIT CITY STORES, INC.
Ticker: CC Security ID: 172737108
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.V. Goings For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Allen B. King For For Management
1.4 Elect Director J. Patrick Spainhour For For Management
1.5 Elect Director Carolyn Y. Woo For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Non-Employee Director Omnibus Stock For Against Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CITADEL BROADCASTING CORP
Ticker: CDL Security ID: 17285T106
Meeting Date: MAY 24, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Checketts For For Management
1.2 Elect Director J. Anthony Forstmann For For Management
1.3 Elect Director Charles P. Rose, Jr. For For Management
2 Ratify Auditors For For Management
Page 426
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COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862402
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobi Alexander For For Management
1.2 Elect Director Raz Alon For For Management
1.3 Elect Director Itsik Danziger For For Management
1.4 Elect Director John H. Friedman For For Management
1.5 Elect Director Ron Hiram For For Management
1.6 Elect Director Sam Oolie For For Management
1.7 Elect Director William F. Sorin For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COOLBRANDS INTERNATIONAL INC. (FRMRLY. YOGEN FRUZ W-WIDE)
Ticker: COB.A Security ID: 21639P208
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect M. Serruya, R. E. Smith, D. J. For For Management
Stein, A. Serruya, R. DeGasperis and D.
M. Smith as Directors
2 Amend Stock Option Plan For Against Management
3 Ratify BDO Dunwoody LLP as Auditors For For Management
- --------------------------------------------------------------------------------
COOPER CAMERON CORP.
Ticker: CAM Security ID: 216640102
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lamar Norsworthy For For Management
1.2 Elect Director Michael E. Patrick For For Management
2 Ratify Auditors For For Management
3 Prepare Sustainability Report Against Against Shareholder
- --------------------------------------------------------------------------------
CORINTHIAN COLLEGES, INC.
Ticker: COCO Security ID: 218868107
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: OCT 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. St. Pierre For For Management
1.2 Elect Director Linda Arey Skladany, Esq. For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
Page 427
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CORNING INC.
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy R. Knowles For For Management
1.2 Elect Director Eugene C. Sit For For Management
1.3 Elect Director William D. Smithburg For For Management
1.4 Elect Director Hansel E. Tookes II For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
CYMER, INC.
Ticker: CYMI Security ID: 232572107
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Abbe For For Management
1.2 Elect Director Robert P. Akins For For Management
1.3 Elect Director Edward H. Braun For For Management
1.4 Elect Director Michael R. Gaulke For For Management
1.5 Elect Director William G. Oldham For For Management
1.6 Elect Director Peter J. Simone For For Management
1.7 Elect Director Young K. Sohn For For Management
1.8 Elect Director Jon D. Tompkins For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CYTYC CORPORATION
Ticker: CYTC Security ID: 232946103
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter E. Boomer For For Management
1.2 Elect Director Daniel J. Levangie For For Management
1.3 Elect Director Joseph B. Martin, M.D., For For Management
Ph.D.
2 Approve Omnibus Stock Plan For Against Management
3 Approve Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
Page 428
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DENTSPLY INTERNATIONAL, INC.
Ticker: XRAY Security ID: 249030107
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paula H. Cholmondeley For For Management
1.2 Elect Director Michael J. Coleman For For Management
1.3 Elect Director John C. Miles Ii For For Management
1.4 Elect Director W. Keith Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Edward Allinson For For Management
1.2 Elect Director Michael G. Fitt For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326107
Meeting Date: NOV 28, 2003 Meeting Type: Special
Record Date: NOV 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan For For Management
- --------------------------------------------------------------------------------
ECHOSTAR COMMUNICATIONS CORP.
Ticker: DISH Security ID: 278762109
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael T. Dugan For For Management
1.2 Elect Director James Defranco For For Management
1.3 Elect Director Cantey Ergen For For Management
1.4 Elect Director Charles W. Ergen For For Management
1.5 Elect Director Raymond L. Friedlob For For Management
1.6 Elect Director Steven R. Goodbarn For For Management
1.7 Elect Director David K. Moskowitz For For Management
1.8 Elect Director C. Michael Schroeder For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
Page 429
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ELAN CORPORATION PLC
Ticker: ELN Security ID: 284131208
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: MAY 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE FINANCIAL For For Management
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2003 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS THEREON.
2 TO RE-ELECT MR. BRENDAN BOUSHEL WHO For For Management
RETIRES FROM THE BOARD BY ROTATION AS A
DIRECTOR OF THE COMPANY.
3 TO RE-ELECT MR. JOHN GROOM WHO RETIRES For For Management
FROM THE BOARD BY ROTATION AS A DIRECTOR
OF THE COMPANY.
4 TO RE-ELECT MR. KYRAN MCLAUGHLIN WHO For For Management
RETIRES FROM THE BOARD BY ROTATION AS A
DIRECTOR OF THE COMPANY.
5 TO RE-ELECT DR. DENNIS SELKOE WHO RETIRES For For Management
FROM THE BOARD BY ROTATION AS A DIRECTOR
OF THE COMPANY.
6 TO RE-ELECT MR. DANIEL TULLY WHO RETIRES For For Management
FROM THE BOARD BY ROTATION AS A DIRECTOR
OF THE COMPANY.
7 TO AUTHORISE THE DIRECTORS TO FIX THE For For Management
REMUNERATION OF THE AUDITORS.
8 THAT THE BOARD OF DIRECTORS BE AUTHORISED For Against Management
TO ISSUE SHARE OPTIONS TO NON-EXECUTIVE
DIRECTORS IN ACCORDANCE WITH THE TERMS OF
THE ELAN CORPORATION, PLC 1996 CONSULTANT
OPTION PLAN.
9 THAT THE ELAN CORPORATION, PLC 2004 For For Management
RESTRICTED STOCK PLAN ( THE RSU PLAN ) BE
APPROVED AND ADOPTED.
10 THAT THE ELAN CORPORATION, PLC EMPLOYEE For For Management
EQUITY PURCHASE PLAN ( THE ESPP ) BE
APPROVED AND ADOPTED.
11 THAT THE DIRECTORS BE AND ARE HEREBY For For Management
GENERALLY AND UNCONDITIONALLY AUTHORISED
TO ALLOT AND ISSUE ALL RELEVANT
SECURITIES OF THE COMPANY.
12 THAT THE AUTHORISED SHARE CAPITAL OF THE For For Management
COMPANY BE INCREASED FROM 30,002,500 TO
33,502,500.
13 THAT, SUBJECT TO THE PASSING OF For For Management
RESOLUTION 12 IN THE NOTICE OF THIS
MEETING, THE ARTICLES OF ASSOCIATION BE
AMENDED.
14 THAT, SUBJECT TO THE PASSING OF For For Management
RESOLUTION 11 IN THE NOTICE OF THE
MEETING, THE DIRECTORS BE AND ARE HEREBY
EMPOWERED TO ALLOT SECURITIES FOR CASH.
15 THAT THE COMPANY AND/OR ANY SUBSIDIARY OF For For Management
THE COMPANY BE AND IS HEREBY GENERALLY
AUTHORIZED TO MAKE MARKET PURCHASES OF
SHARES OF ANY CLASS OF THE COMPANY.
16 THAT THE RE-ISSUE PRICE RANGE AT WHICH For For Management
ANY TREASURY SHARES FOR THE TIME BEING
HELD BY THE COMPANY MAY BE RE-ISSUED
OFF-MARKET SHALL BE THE MAXIMUM PRICE
EQUAL TO 120 PER CENT OF THE RELEVANT
PRICE; AND THE MINIMUM PRICE EQUAL TO 95
PER CENT OF THE RELEVA
Page 430
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ENTERCOM COMMUNICATIONS CORP.
Ticker: ETM Security ID: 293639100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Berkman For For Management
1.2 Elect Director Daniel E. Gold For For Management
1.3 Elect Director Joseph M. Field For For Management
1.4 Elect Director David J. Field For For Management
1.5 Elect Director John C. Donlevie For For Management
1.6 Elect Director Edward H. West For For Management
1.7 Elect Director Robert S. Wiesenthal For For Management
- --------------------------------------------------------------------------------
EXPEDIA INC
Ticker: EXPE Security ID: 302125109
Meeting Date: AUG 8, 2003 Meeting Type: Special
Record Date: JUN 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Rose For For Management
1.2 Elect Director James L.K. Wang For For Management
1.3 Elect Director R. Jordan Gates For For Management
1.4 Elect Director James J. Casey For For Management
1.5 Elect Director Dan P. Kourkoumelis For For Management
1.6 Elect Director Michael J. Malone For For Management
1.7 Elect Director John W. Meisenbach For For Management
Page 431
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FOUNDRY NETWORKS, INC.
Ticker: FDRY Security ID: 35063R100
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bobby R. Johnson, Jr. For For Management
1.2 Elect Director Andrew K. Ludwick For For Management
1.3 Elect Director Alfred J. Amoroso For For Management
1.4 Elect Director C. Nicholas Keating, Jr. For For Management
1.5 Elect Director J. Steven Young For For Management
1.6 Elect Director Alan L. Earhart For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FOUR SEASONS HOTELS INC.
Ticker: FSH. Security ID: 35100E104
Meeting Date: MAY 12, 2004 Meeting Type: Annual/Special
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect N. Beaubien and J. Prichard as For For Management
Directors
2 Elect B. Belzberg, H. Garland, C. Henry, For Withhold Management
H. Munroe-Blum, R. Osborne, L. Schipper,
I. Sharp, A. Sharp, B. Swirsky, S. Tamaki
and S. Turner as Directors
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Stock Option Plan For For Management
5 Eliminate Multiple Voting Shares Against Against Shareholder
- --------------------------------------------------------------------------------
GEN-PROBE, INC.
Ticker: GPRO Security ID: 36866T103
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mae C. Jemison, M.D. For For Management
1.2 Elect Director Brian A. McNamee, For For Management
M.B.B.S.
1.3 Elect Director Armin M. Kessler For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENZYME CORP.
Ticker: GENZ Security ID: 372917104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Berthiaume For For Management
1.2 Elect Director Henry E. Blair For For Management
1.3 Elect Director Gail K. Boudreaux For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Stock Option Plan For Against Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
5 Increase Authorized Preferred Stock For For Management
6 Ratify Auditors For For Management
7 Limit Awards to Executives Against Against Shareholder
Page 432
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GETTY IMAGES, INC.
Ticker: GYI Security ID: 374276103
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James N. Bailey For For Management
1.2 Elect Director Andrew S. Garb For For Management
1.3 Elect Director David Landau For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director James M. Denny For For Management
1.4 Elect Director John C. Martin For For Management
1.5 Elect Director Gordon E. Moore For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director George P. Shultz For For Management
1.8 Elect Director Gayle E. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
GUIDANT CORP.
Ticker: GDT Security ID: 401698105
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maurice A. Cox, Jr. For For Management
1.2 Elect Director Nancy-Ann Min DeParle For For Management
1.3 Elect Director Ronald W. Dollens For For Management
1.4 Elect Director Enrique C. Falla For For Management
1.5 Elect Director Kristina M. Johnson, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
Page 433
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IAC / INTERACTIVECORP
Ticker: IACI Security ID: 45840Q101
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard N. Barton For For Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director Edgar Bronfman, Jr. For For Management
1.4 Elect Director Barry Diller For For Management
1.5 Elect Director Victor A. Kaufman For For Management
1.6 Elect Director Donald R. Keough For For Management
1.7 Elect Director Marie-Josee Kravis For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Steven Rattner For For Management
1.10 Elect Director Gen. H.N. Schwarzkopf For For Management
1.11 Elect Director Alan G. Spoon For For Management
1.12 Elect Director Diane Von Furstenberg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERDIGITAL COMMUNICATIONS CORP.
Ticker: IDCC Security ID: 45866A105
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Roath For For Management
1.2 Elect Director Robert W. Shaner For For Management
1.3 Elect Director Alan P. Zabarsky For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INVESTORS FINANCIAL SERVICES CORP.
Ticker: IFIN Security ID: 461915100
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Sheehan For For Management
1.2 Elect Director James M. Oates For For Management
1.3 Elect Director Thomas P. McDermott For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
Page 434
- --------------------------------------------------------------------------------
INVITROGEN CORP.
Ticker: IVGN Security ID: 46185R100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond V. Dittamore For For Management
1.2 Elect Director Bradley G. Lorimier For For Management
1.3 Elect Director David U'Prichard, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
JETBLUE AIRWAYS CORP
Ticker: JBLU Security ID: 477143101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Barger For For Management
1.2 Elect Director David Checketts For For Management
1.3 Elect Director Neal Moszkowski For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: APR 16, 2004 Meeting Type: Special
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pradeep Sindhu For For Management
1.2 Elect Director Robert M. Calderoni For For Management
1.3 Elect Director Kenneth Levy For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 22, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl Bildt For For Management
1.2 Elect Director Harry M. Ford, Jr. For For Management
1.3 Elect Director John E. Koerner, III For For Management
1.4 Elect Director Peter F. O'Malley For For Management
1.5 Elect Director James E. Ukrop For For Management
1.6 Elect Director Dennis R. Beresford For For Management
Page 435
- --------------------------------------------------------------------------------
LIN TV CORP.
Ticker: TVL Security ID: 532774106
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William S. Banowsky, Jr For For Management
1.2 Elect Director Dr William H Cunningham For For Management
2 Establish Range For Board Size For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LINCARE HOLDINGS, INC.
Ticker: LNCR Security ID: 532791100
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.P. Byrnes For For Management
1.2 Elect Director S.H. Altman, Ph.D. For For Management
1.3 Elect Director C.B. Black For For Management
1.4 Elect Director F.D. Byrne, M.D. For For Management
1.5 Elect Director F.T. Cary For For Management
1.6 Elect Director W.F. Miller, III For For Management
2 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
LYONDELL CHEMICAL CO.
Ticker: LYO Security ID: 552078107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Anderson For For Management
1.2 Elect Director William T. Butler For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Travis Engen For For Management
1.5 Elect Director Stephen F. Hinchliffe, For For Management
Jr.
1.6 Elect Director Danny W. Huff For For Management
1.7 Elect Director Ray R. Irani For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Dudley C. Mecum For For Management
1.10 Elect Director Dan F. Smith For For Management
1.11 Elect Director William R. Spivey For For Management
2 Ratify Auditors For For Management
Page 436
- --------------------------------------------------------------------------------
MANPOWER INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie A. Burns For For Management
1.2 Elect Director Willie D. Davis For For Management
1.3 Elect Director Jack M. Greenberg For For Management
1.4 Elect Director Terry A. Hueneke For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD
Ticker: MRVL Security ID: G5876H105
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. John M. Cioffi, Phd For Did Not Management
Vote
1.2 Elect Director Dr. Paul R. Gray, Ph.D. For Did Not Management
Vote
1.3 Elect Director Douglas King For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 TO AUTHORIZE THE BOARD OF DIRECTORS TO For Did Not Management
FIX THE AUDITORS REMUNERATION FOR THE Vote
2005 FISCAL YEAR ENDING JANUARY 29, 2005.
4 TO APPROVE AN INCREASE TO THE COMPANY S For Did Not Management
AUTHORIZED SHARE CAPITAL. Vote
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bergman For For Management
1.2 Elect Director John F. Gifford For For Management
1.3 Elect Director B. Kipling Hagopian For For Management
1.4 Elect Director M. D. Sampels For For Management
1.5 Elect Director A. R. Frank Wazzan For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
Page 437
- --------------------------------------------------------------------------------
MCAFEE INC.
Ticker: MFE Security ID: 640938106
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: NOV 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Denend For For Management
1.2 Elect Director George Samenuk For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCAFEE INC.
Ticker: MFE Security ID: 640938106
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Dutkowsky For For Management
1.2 Elect Director Denis O'Leary For For Management
1.3 Elect Director Robert Pangia For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDICIS PHARMACEUTICAL CORP.
Ticker: MRX Security ID: 584690309
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: OCT 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur G. Altschul, Jr. For For Management
1.2 Elect Director Philip S. Schein, M.D. For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDIMMUNE, INC.
Ticker: MEDI Security ID: 584699102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne T. Hockmeyer For For Management
1.2 Elect Director David M. Mott For For Management
1.3 Elect Director David Baltimore For For Management
1.4 Elect Director M. James Barrett For For Management
1.5 Elect Director Melvin D. Booth For For Management
1.6 Elect Director James H. Cavanaugh For For Management
1.7 Elect Director Barbara Hackman Franklin For For Management
1.8 Elect Director Gordon S. Macklin For For Management
1.9 Elect Director Elizabeth H. S. Wyatt For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
Page 438
- --------------------------------------------------------------------------------
MEREDITH CORP.
Ticker: MDP Security ID: 589433101
Meeting Date: NOV 10, 2003 Meeting Type: Annual
Record Date: SEP 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert M. Baum For For Management
1.2 Elect Director Frederick B. Henry For For Management
1.3 Elect Director William T. Kerr For For Management
1.4 Elect Director Nicholas L. Reding For For Management
2 Amend Director & Officer For For Management
Indemnification/Liability Provisions
- --------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY, INC.
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 15, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-Martinez For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
MILLIPORE CORP.
Ticker: MIL Security ID: 601073109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Bellus For For Management
1.2 Elect Director Robert C. Bishop For For Management
1.3 Elect Director Edward M. Scolnick For For Management
- --------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC.
Ticker: MNST Security ID: 611742107
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew J. Mckelvey For For Management
1.2 Elect Director George R. Eisele For For Management
1.3 Elect Director John Gaulding For For Management
1.4 Elect Director Ronald J. Kramer For For Management
1.5 Elect Director Michael Kaufman For For Management
1.6 Elect Director John Swann For For Management
1.7 Elect Director David A. Stein For For Management
2 Amend Omnibus Stock Plan For Against Management
Page 439
- --------------------------------------------------------------------------------
MYLAN LABORATORIES INC.
Ticker: MYL Security ID: 628530107
Meeting Date: JUL 25, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Milan Puskar For For Management
1.2 Elect Director Robert J. Coury For For Management
1.3 Elect Director Wendy Cameron For For Management
1.4 Elect Director Laurence S. DeLynn For For Management
1.5 Elect Director John C. Gaisford, M.D. For For Management
1.6 Elect Director Douglas J. Leech For For Management
1.7 Elect Director Joseph C. Maroon, M.D. For For Management
1.8 Elect Director Patricia A. Sunseri For For Management
1.9 Elect Director C.B. Todd For For Management
1.10 Elect Director Randall L. Vanderveen, For For Management
Ph.D.
1.11 Elect Director Stuart A. Williams, Esq. For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
NETSCREEN TECHNOLOGIES, INC.
Ticker: NSCN Security ID: 64117V107
Meeting Date: APR 16, 2004 Meeting Type: Special
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
NETSCREEN TECHNOLOGIES, INC.
Ticker: NSCN Security ID: 64117V107
Meeting Date: MAR 5, 2004 Meeting Type: Annual
Record Date: JAN 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Goguen For For Management
1.2 Elect Director Robert D. Thomas For For Management
2 Ratify Auditors For For Management
Page 440
- --------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard F. Pops For For Management
1.2 Elect Director Stephen A. Sherwin, M.D. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott S. Cowen For For Management
1.2 Elect Director Cynthia A. Montgomery For For Management
1.3 Elect Director Allan P. Newell For For Management
1.4 Elect Director Gordon R. Sullivan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC.
Ticker: NVLS Security ID: 670008101
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Hill For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Youssef A. El-Mansy For For Management
1.4 Elect Director J. David Litster For For Management
1.5 Elect Director Yoshio Nishi For For Management
1.6 Elect Director Glen G. Possley For For Management
1.7 Elect Director Ann D. Rhoads For For Management
1.8 Elect Director William R. Spivey For For Management
1.9 Elect Director Delbert A. Whitaker For For Management
2 Ratify Auditors For For Management
3 Provision of Non-Audit Services by Against Against Shareholder
Independent Auditors
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
NTL INCORPORATED
Ticker: NTLI Security ID: 62940M104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For For Management
1.2 Elect Director David Elstein For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Share Plan Grant For Against Management
Page 441
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OUTBACK STEAKHOUSE, INC.
Ticker: OSI Security ID: 689899102
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Brabson, Jr. For For Management
1.2 Elect Director Lee Roy Selmon For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
P.F. CHANG'S CHINA BISTRO INC
Ticker: PFCB Security ID: 69333Y108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Federico For For Management
1.2 Elect Director R. Michael Welborn For For Management
1.3 Elect Director James D. Shennan, Jr. For For Management
1.4 Elect Director F. Lane Cardwell, Jr. For For Management
1.5 Elect Director Kenneth J. Wessels For For Management
1.6 Elect Director M. Ann Rhoades For For Management
1.7 Elect Director Lesley H. Howe For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For Against Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
PACIFIC SUNWEAR OF CALIFORNIA, INC.
Ticker: PSUN Security ID: 694873100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sally Frame Kasaks For For Management
1.2 Elect Director Peter Starrett For For Management
1.3 Elect Director Thomas M. Murnane For For Management
2 Ratify Auditors For For Management
Page 442
- --------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 2, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Thomas Golisano For For Management
1.2 Elect Director Betsy S. Atkins For For Management
1.3 Elect Director G. Thomas Clark For For Management
1.4 Elect Director David J. S. Flaschen For For Management
1.5 Elect Director Phillip Horsley For For Management
1.6 Elect Director Grant M. Inman For For Management
1.7 Elect Director J. Robert Sebo For For Management
1.8 Elect Director Joseph M. Tucci For For Management
- --------------------------------------------------------------------------------
PETSMART
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara A. Munder For For Management
1.2 Elect Director Thomas G. Stemberg For For Management
1.3 Elect Director Nancy J. Pedot For For Management
1.4 Elect Director Jeffery W. Yabuki For For Management
1.5 Elect Director Rita V. Foley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PMC-SIERRA, INC.
Ticker: PMCS Security ID: 69344F106
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Bailey For For Management
1.2 Elect Director Alexandre Balkanski For For Management
1.3 Elect Director Richard Belluzzo For For Management
1.4 Elect Director James Diller For For Management
1.5 Elect Director Jonathan Judge For For Management
1.6 Elect Director William Kurtz For For Management
1.7 Elect Director Frank Marshall For For Management
1.8 Elect Director Lewis Wilks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
POWERWAVE TECHNOLOGIES, INC.
Ticker: PWAV Security ID: 739363109
Meeting Date: APR 27, 2004 Meeting Type: Special
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Issue Shares in the For For Management
Event of a Public Tender Offer or Share
Exchange Offer
2 Increase Authorized Common Stock For For Management
Page 443
- --------------------------------------------------------------------------------
PROTEIN DESIGN LABS, INC.
Ticker: PDLI Security ID: 74369L103
Meeting Date: JUN 30, 2004 Meeting Type: Annual
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurence Jay Korn, Ph.D For For Management
1.2 Elect Director Max Link, Phd For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REEBOK INTERNATIONAL LTD.
Ticker: RBK Security ID: 758110100
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman Axelrod For For Management
1.2 Elect Director Paul R. Duncan For For Management
1.3 Elect Director Richard G. Lesser For For Management
1.4 Elect Director Deval L. Patrick For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Berwick, Jr. For For Management
1.2 Elect Director Frederick P. Furth For For Management
1.3 Elect Director Edward W. Gibbons For For Management
1.4 Elect Director Harold M. Messmer, Jr. For For Management
1.5 Elect Director Thomas J. Ryan For For Management
1.6 Elect Director J. Stephen Schaub For For Management
1.7 Elect Director M. Keith Waddell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 4, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director Don H. Davis, Jr. For For Management
A.2 Elect Director William H. Gray, III For For Management
A.3 Elect Director William T. McCormick, Jr. For For Management
A.4 Elect Director Keith D. Nosbusch For For Management
B Ratify Auditors For For Management
C Amend Omnibus Stock Plan For Against Management
Page 444
- --------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bush For For Management
1.2 Elect Director Norman A. Ferber For For Management
1.3 Elect Director James C. Peters For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tor B. Arneberg For For Management
1.2 Elect Director William L. Kimsey For For Management
1.3 Elect Director Gert W. Munthe For For Management
1.4 Elect Director Thomas J. Pritzker For For Management
2 APPROVAL OF THE AMENDED AND RESTATED 2000 For Against Management
STOCK AWARD PLAN.
3 RATIFICATION OF APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT ACCOUNTANTS FOR 2004.
- --------------------------------------------------------------------------------
SCIENTIFIC-ATLANTA, INC.
Ticker: SFA Security ID: 808655104
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marion H. Antonini For For Management
1.2 Elect Director David J. McLaughlin For For Management
1.3 Elect Director James V. Napier For For Management
1.4 Elect Director Sam Nunn For For Management
2 Approve Omnibus Stock Plan For Against Management
Page 445
- --------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
Ticker: SWKS Security ID: 83088M102
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin L. Beebe For For Management
1.2 Elect Director Timothy R. Furey For For Management
1.3 Elect Director David J. Mclachlan For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
SMITH INTERNATIONAL, INC.
Ticker: SII Security ID: 832110100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Gibbs For For Management
1.2 Elect Director Jerry W. Neely For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SPECTRASITE, INC.
Ticker: SSI Security ID: 84761M104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen H. Clark For For Management
1.2 Elect Director Paul M. Albert, Jr. For For Management
1.3 Elect Director Robert Katz For For Management
1.4 Elect Director Richard Masson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STRAYER EDUCATION, INC.
Ticker: STRA Security ID: 863236105
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Silberman For For Management
1.2 Elect Director Dr. Charlotte F. Beason For For Management
1.3 Elect Director William E. Brock For For Management
1.4 Elect Director David A. Coulter For For Management
1.5 Elect Director Gary Gensler For For Management
1.6 Elect Director Robert R. Grusky For For Management
1.7 Elect Director Todd A. Milano For For Management
1.8 Elect Director Robert L. Johnson For For Management
1.9 Elect Director G. Thomas Waite, III For For Management
1.10 Elect Director J. David Wargo For For Management
2 Ratify Auditors For For Management
Page 446
- --------------------------------------------------------------------------------
SYMANTEC CORP.
Ticker: SYMC Security ID: 871503108
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tania Amochaev For For Management
1.2 Elect Director William Coleman For For Management
1.3 Elect Director Dr. Per-Kristian Halvorsen For For Management
1.4 Elect Director David Mahoney For For Management
1.5 Elect Director Robert S. Miller For For Management
1.6 Elect Director Bill Owens For For Management
1.7 Elect Director George Reyes For For Management
1.8 Elect Director Daniel H. Schulman For For Management
1.9 Elect Director John W. Thompson For For Management
2 Increase Authorized Common Stock For Against Management
3 Amend Stock Option Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trevor Fetter For For Management
1.2 Elect Director Van B. Honeycutt For For Management
1.3 Elect Director John C. Kane For For Management
1.4 Elect Director Edward A. Kangas For For Management
1.5 Elect Director J. Robert Kerrey For For Management
1.6 Elect Director Richard R. Pettingill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
THERMO ELECTRON CORP.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marijn E. Dekkers For For Management
1.2 Elect Director Robert A. McCabe For For Management
1.3 Elect Director Robert W. O'Leary For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
Page 447
- --------------------------------------------------------------------------------
THORATEC CORP.
Ticker: THOR Security ID: 885175307
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Donald Hill For For Management
1.2 Elect Director D. Keith Grossman For For Management
1.3 Elect Director Howard E. Chase For For Management
1.4 Elect Director J. Daniel Cole For For Management
1.5 Elect Director Neil F. Dimick For For Management
1.6 Elect Director William M. Hitchcock For For Management
1.7 Elect Director George W. Holbrook, Jr. For For Management
1.8 Elect Director Daniel M. Mulvena For For Management
- --------------------------------------------------------------------------------
TIFFANY & CO.
Ticker: TIF Security ID: 886547108
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kowalski For For Management
1.2 Elect Director Rose Marie Bravo For For Management
1.3 Elect Director William R. Chaney For For Management
1.4 Elect Director Samuel L. Hayes III For For Management
1.5 Elect Director Abby F. Kohnstamm For For Management
1.6 Elect Director Charles K. Marquis For For Management
1.7 Elect Director J. Thomas Presby For For Management
1.8 Elect Director James E. Quinn For For Management
1.9 Elect Director William A. Shutzer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIMBERLAND CO., THE
Ticker: TBL Security ID: 887100105
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Fix Number of and Elect Director Sidney For For Management
W. Swartz
1.2 Elect Director Jeffrey B. Swartz For For Management
1.3 Elect Director John E. Beard For For Management
1.4 Elect Director John F. Brennan For For Management
1.5 Elect Director Ian W. Diery For For Management
1.6 Elect Director Irene M. Esteves For For Management
1.7 Elect Director John A. Fitzsimmons For For Management
1.8 Elect Director Virginia H. Kent For For Management
1.9 Elect Director Bill Shore For For Management
Page 448
- --------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Felix Zandman For For Management
1.2 Elect Director Philippe Gazeau For For Management
1.3 Elect Director Zvi Grinfas For For Management
1.4 Elect Director Dr. Gerald Paul For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Wesley M. Clark For For Management
1.3 Elect Director Wilbur H. Gantz For For Management
1.4 Elect Director David W. Grainger For For Management
1.5 Elect Director Richard L. Keyser For For Management
1.6 Elect Director Frederick A. Krehbiel For For Management
1.7 Elect Director John W. McCarter, Jr. For For Management
1.8 Elect Director Neil S. Novich For For Management
1.9 Elect Director James D. Slavik For For Management
1.10 Elect Director Harold B. Smith For For Management
1.11 Elect Director Janiece S. Webb For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WATERS CORP.
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director M.J. Berendt, Ph.D. For For Management
1.3 Elect Director Douglas A. Berthiaume For For Management
1.4 Elect Director Philip Caldwell For For Management
1.5 Elect Director Edward Conard For For Management
1.6 Elect Director L.H. Glimcher, M.D. For For Management
1.7 Elect Director William J. Miller For For Management
1.8 Elect Director Thomas P. Salice For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
Page 449
- --------------------------------------------------------------------------------
WEBMD CORPORATION
Ticker: HLTH Security ID: 94769M105
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Brooke For For Management
1.2 Elect Director James V. Manning For For Management
1.3 Elect Director Martin J. Wygod For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
WESTWOOD ONE, INC.
Ticker: WON Security ID: 961815107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: APR 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman J. Pattiz For For Management
1.2 Elect Director Mel Karmazin For For Management
1.3 Elect Director Joseph B. Smith For For Management
1.4 Elect Director Dennis F. Holt For For Management
1.5 Elect Director Shane Coppola For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 7, 2003 Meeting Type: Annual
Record Date: JUN 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willem P. Roelandts For For Management
1.2 Elect Director John L. Doyle For For Management
1.3 Elect Director Jerald G. Fishman For For Management
1.4 Elect Director Philip T. Gianos For For Management
1.5 Elect Director William G. Howard, Jr. For For Management
1.6 Elect Director Harold E. Hughes, Jr. For For Management
1.7 Elect Director Richard W. Sevcik For For Management
1.8 Elect Director Elizabeth Vanderslice For For Management
2 Ratify Auditors For For Management
Page 450
=============== THE TRAVELERS SERIES TRUST - MFS VALUE PORTFOLIO ===============
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director H.Laurance Fuller For For Management
1.3 Elect Director Richard A. Gonzalez For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Jeffrey M. Leiden For For Management
1.6 Elect Director David A. Lord Owen For For Management
1.7 Elect Director Boone Powell Jr. For For Management
1.8 Elect Director Addison Barry Rand For For Management
1.9 Elect Director W.Ann Reynolds For For Management
1.10 Elect Director Roy S. Roberts For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director John R. Walter For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Drug Pricing Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos II For For Management
1.3 Elect Director Michael H. Armacost For For Management
1.4 Elect Director Kriss Cloninger III For For Management
1.5 Elect Director Joe Frank Harris For For Management
1.6 Elect Director Elizabeth J. Hudson For For Management
1.7 Elect Director Kenneth S. Janke, Sr. For For Management
1.8 Elect Director Douglas W. Johnson For For Management
1.9 Elect Director Robert B. Johnson For For Management
1.10 Elect Director Charles B. Knapp For For Management
1.11 Elect Director Hidefumi Matsui For For Management
1.12 Elect Director Nobuhiro Mori For For Management
1.13 Elect Director E. Stephen Purdom, M.D. For For Management
1.14 Elect Director Barbara K. Rimer, Ph.D. For For Management
1.15 Elect Director Marvin R. Schuster For For Management
1.16 Elect Director Glenn Vaughn, Jr. For For Management
1.17 Elect Director Robert L. Wright For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AIR PRODUCTS & CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Douglas Ford For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Paula G. Rosput For For Management
1.4 Elect Director Lawrason D. Thomas For For Management
2 Ratify Auditors For For Management
Page 451
- --------------------------------------------------------------------------------
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against Against Shareholder
Page 452
- --------------------------------------------------------------------------------
AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Allen Andreas For For Management
1.2 Elect Director Mollie Hale Carter For For Management
1.3 Elect Director Roger S. Joslin For For Management
1.4 Elect Director D.J. Mimran For For Management
1.5 Elect Director Patrick J. Moore For For Management
1.6 Elect Director M. Brian Mulroney For For Management
1.7 Elect Director J. K. Vanier For For Management
1.8 Elect Director O. G. Webb For For Management
1.9 Elect Director Kelvin R. Westbrook For For Management
- --------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Djerejian For For Management
1.2 Elect Director H. John Riley, Jr. For For Management
1.3 Elect Director Charles L. Watson For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
Page 453
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
Page 454
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BANK ONE CORP.
Ticker: ONE Security ID: 06423A103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director John H. Bryan For For Management
2.2 Elect Director Stephen B. Burke For For Management
2.3 Elect Director James S. Crown For For Management
2.4 Elect Director James Dimon For For Management
2.5 Elect Director Maureen A. Fay For For Management
2.6 Elect Director Laban P. Jackson, Jr. For For Management
2.7 Elect Director John W. Kessler For For Management
2.8 Elect Director Robert I. Lipp For For Management
2.9 Elect Director Richard A. Manoogian For For Management
2.10 Elect Director David C. Novak For For Management
2.11 Elect Director John W. Rogers, Jr. For For Management
2.12 Elect Director Frederick P. Stratton, For For Management
Jr.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Forsyth For For Management
1.2 Elect Director Gail D. Fosler For For Management
1.3 Elect Director Carole J. Uhrich For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
Page 455
- --------------------------------------------------------------------------------
BHP BILLITON PLC (FORMERLY BILLITON PLC)
Ticker: Security ID: G10877101
Meeting Date: OCT 24, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for BHP Billiton Ltd.
2 Accept Financial Statements and Statutory For For Management
Reports for BHP Billiton Plc
3 Reelect David Brink as Director of BHP For For Management
Billiton Ltd.
4 Reelect David Brink as Director of BHP For For Management
Billiton Plc
5 Reelect Michael Chaney as Director of BHP For For Management
Billiton Ltd.
6 Reelect Michael Chaney as Director of BHP For For Management
Billiton Plc
7 Reelect Robin Renwick as Director of BHP For For Management
Billiton Ltd.
8 Reelect Robin Renwick as Director of BHP For For Management
Billiton Plc
9 Elect Mike Salamon as Director of BHP For For Management
Billiton Ltd.
10 Elect Mike Salamon as Director of BHP For For Management
Billiton Plc
11 Elect John Buchanan as Director of BHP For For Management
Billiton Ltd.
12 Elect John Buchanan as Director of BHP For For Management
Billiton Plc
13 Approve KPMG Audit Plc and For For Management
PricewaterhouseCoopers LLP as Joint
Auditors of BHP Billiton Plc and
Authorize Board to Fix Their Remuneration
14 Authorize BHP Billiton Plc Issuance of For For Management
Equity or Equity-Linked Securities with
Preemptive Rights up to Aggregate Nominal
Amount of USD 265,926,499
15 Authorize BHP Billiton Plc Issuance of For For Management
Equity or Equity-Linked Securities
without Preemptive Rights up to Aggregate
Nominal Amount of USD 61,703,675
16 Authorize 246,814,700 Shares for BHP For For Management
Billiton Plc Share Repurchase Program
17 Approve Remuneration Report For For Management
18 Approve Grant of Deferred Shares, Options For For Management
and Performance Shares to Charles
Goodyear under the BHP Billiton Ltd.
Group Incentive Scheme
19 Approve Grant of Deferred Shares, Options For For Management
and Performance Shares to Mike Salamon
under the BHP Billiton Plc Group
Incentive Scheme
- --------------------------------------------------------------------------------
BOWATER INC.
Ticker: BOW Security ID: 102183100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold M. Nemirow For For Management
1.2 Elect Director Arthur R. Sawchuk For For Management
1.3 Elect Director Gordon D. Giffin For For Management
1.4 Elect Director Douglas A. Pertz For For Management
Page 456
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BP PLC (FORM. BP AMOCO PLC )
Ticker: BP.PP Security ID: 055622104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lord Browne For For Management
1.2 Elect Director Dr B E Grote For For Management
1.3 Elect Director Mr H M P Miles For For Management
1.4 Elect Director Sir Robin Nicholson For For Management
1.5 Elect Director Mr R L Olver For For Management
1.6 Elect Director Sir Ian Prosser For For Management
2 TO ELECT MR A BURGMANS AS A DIRECTOR For For Management
3 Ratify Auditors For For Management
4 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY
5 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For For Management
SPECIFIED AMOUNT
6 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO For For Management
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
WITHOUT MAKING AN OFFER TO SHAREHOLDERS
7 SPECIAL RESOLUTION: TO GIVE LIMITED For For Management
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
8 TO AUTHORISE THE USE OF TREASURY SHARES For For Management
FOR EMPLOYEE SHARE SCHEMES
9 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT
10 TO DETERMINE THE LIMIT FOR THE AGGREGATE For For Management
REMUNERATION OF THE NON-EXECUTIVE
DIRECTORS
11 TO RECEIVE THE DIRECTORS ANNUAL REPORT For For Management
AND THE ACCOUNTS
12 SPECIAL SHAREHOLDER RESOLUTION: TO Against Against Shareholder
INSTRUCT THE COMPANY TO PREPARE A REPORT
MAKING CERTAIN DISCLOSURES ON MATTERS OF
CONTROL AND RISK IN PROTECTED AND
SENSITIVE AREAS
- --------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: BNI Security ID: 12189T104
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Vilma S. Martinez For For Management
1.3 Elect Director Marc F. Racicot For For Management
1.4 Elect Director Roy S. Roberts For For Management
1.5 Elect Director Matthew K. Rose For For Management
1.6 Elect Director Marc J. Shapiro For For Management
1.7 Elect Director J.C. Watts, Jr. For For Management
1.8 Elect Director Robert H. West For For Management
1.9 Elect Director J. Steven Whisler For For Management
1.10 Elect Director Edward E. Whitacre, Jr. For For Management
1.11 Elect Director Michael B. Yanney For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
C. R. BARD, INC.
Ticker: BCR Security ID: 067383109
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Welters For For Management
1.2 Elect Director Tony L. White For For Management
1.3 Elect Director Theodore E. Martin For For Management
1.4 Elect Director Timothy M. Ring For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
Page 457
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CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For Against Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
- --------------------------------------------------------------------------------
CHUBB CORP., THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Sheila P. Burke For For Management
1.3 Elect Director James I. Cash, Jr. For For Management
1.4 Elect Director Joel J. Cohen For For Management
1.5 Elect Director James M. Cornelius For For Management
1.6 Elect Director John D. Finnegan For For Management
1.7 Elect Director David H. Hoag For For Management
1.8 Elect Director Klaus J. Mangold For For Management
1.9 Elect Director Sir David G. Scholey, CBE For For Management
1.10 Elect Director Raymond G. H. Seitz For For Management
1.11 Elect Director Lawrence M. Small For For Management
1.12 Elect Director Daniel E. Somers For For Management
1.13 Elect Director Karen Hastie Williams For For Management
1.14 Elect Director James M. Zimmerman For For Management
1.15 Elect Director Alfred W. Zollar For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
Page 458
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CINERGY CORP.
Ticker: CIN Security ID: 172474108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For For Management
1.2 Elect Director George C. Juilfs For For Management
1.3 Elect Director Dudley S. Taft For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
COX COMMUNICATIONS, INC.
Ticker: COX Security ID: 224044107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Dennis Berry For For Management
1.2 Elect Director Janet M. Clarke For For Management
1.3 Elect Director James C. Kennedy For For Management
1.4 Elect Director Robert C. O'Leary For For Management
1.5 Elect Director James O. Robbins For For Management
1.6 Elect Director Rodney W. Schrock For For Management
1.7 Elect Director Andrew J. Young For For Management
2 Approve Employee Stock Purchase Plan For For Management
Page 459
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DEERE & CO.
Ticker: DE Security ID: 244199105
Meeting Date: FEB 25, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Lane For For Management
1.2 Elect Director Antonio Madero B. For For Management
1.3 Elect Director Aulana L. Peters For For Management
1.4 Elect Director John R. Walter For For Management
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director David M. Gavin For For Management
1.4 Elect Director Michael E. Gellert For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
DIAGEO PLC (FORMERLY GUINNESS PLC)
Ticker: DEO Security ID: G42089113
Meeting Date: OCT 22, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 15.7 Pence Per For For Management
Share
4 Reelect Lord Blyth as Director For For Management
5 Reelect Keith Oates as Director For For Management
6 Reelect Paul Walsh as Director For For Management
7 Approve KPMG Audit Plc as Auditors and For For Management
Authorize Board to Fix Their Remuneration
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 44,833,003
9 Authorize 309,885,718 Shares for Share For For Management
Repurchase Program
Page 460
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DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan B. Allen For For Management
1.2 Elect Director Peter W. Brown For For Management
1.3 Elect Director Ronald J. Calise For For Management
1.4 Elect Director Thos. E. Capps For For Management
1.5 Elect Director George A. Davidson, Jr. For For Management
1.6 Elect Director John W. Harris For For Management
1.7 Elect Director Robert S. Jepson, Jr. For For Management
1.8 Elect Director Benjamin J. Lambert, III For For Management
1.9 Elect Director Richard L. Leatherwood For For Management
1.10 Elect Director Margaret A. McKenna For For Management
1.11 Elect Director Kenneth A. Randall For For Management
1.12 Elect Director Frank S. Royal For For Management
1.13 Elect Director S. Dallas Simmons For For Management
1.14 Elect Director Robert H. Spilman For For Management
1.15 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Submit Executive Compensation to Vote Against Against Shareholder
- --------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold A. Allemang For For Management
1.2 Elect Director John C. Danforth For For Management
1.3 Elect Director Jeff M. Fettig For For Management
1.4 Elect Director Andrew N. Liveris For For Management
1.5 Elect Director James M. Ringler For For Management
1.6 Elect Director William S. Stavropoulos For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Report on Social Initiatives in Bhopal Against Against Shareholder
- --------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J. P. Belda For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director Curtis J. Crawford For For Management
1.4 Elect Director John T. Dillon For For Management
1.5 Elect Director Louisa C. Duemling For For Management
1.6 Elect Director Charles O. Holliday, Jr. For For Management
1.7 Elect Director Deborah C. Hopkins For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Masahisa Naitoh For For Management
1.10 Elect Director William K. Reilly For For Management
1.11 Elect Director H. Rodney Sharp, III For For Management
1.12 Elect Director Charles M. Vest For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Adopt and Report on a Code of Corporate Against Against Shareholder
Conduct
5 Limit Executive Compensation Against Against Shareholder
Page 461
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director Franklyn G. Prendergast For For Management
1.4 Elect Director Kathi P. Seifert For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Drug Pricing Against Against Shareholder
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Fernandez G. For For Management
1.2 Elect Director C.F. Knight For For Management
1.3 Elect Director G.A. Lodge For For Management
1.4 Elect Director R.L. Ridgway For For Management
1.5 Elect Director E.E. Whitacre, Jr. For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ENERGY EAST CORPORATION
Ticker: EAS Security ID: 29266M109
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Aurelio For For Management
1.2 Elect Director James A. Carrigg For For Management
1.3 Elect Director David M. Jagger For For Management
1.4 Elect Director Ben E. Lynch For For Management
2 Declassify the Board of Directors For For Management
3 Eliminate Cumulative Voting For For Management
4 Approve Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
Page 462
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ENTERGY CORP.
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen Scannell Bateman For For Management
1.2 Elect Director W. Frank Blount For For Management
1.3 Elect Director Simon D. deBree For For Management
1.4 Elect Director Claiborne P. Deming For For Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Donald C. Hintz For For Management
1.7 Elect Director J. Wayne Leonard For For Management
1.8 Elect Director Robert v.d. Luft For For Management
1.9 Elect Director Kathleen A. Murphy For For Management
1.10 Elect Director Paul W. Murrill For For Management
1.11 Elect Director James R. Nichols For For Management
1.12 Elect Director William A. Percy, II For For Management
1.13 Elect Director Dennis H. Reilley For For Management
1.14 Elect Director Wm. Clifford Smith For For Management
1.15 Elect Director Bismark A. Steinhagen For For Management
1.16 Elect Director Steven V. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
4 Restore or Provide for Cumulative Voting Against Against Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against Against Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against Against Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
Page 463
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
FINNING INTERNATIONAL INC.(FORMERLYFINNING LTD. )
Ticker: FTT Security ID: 318071404
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ricardo Bacarreza For Did Not Management
Vote
1.2 Elect Director John E. Cleghorn For Did Not Management
Vote
1.3 Elect Director James F. Dinning For Did Not Management
Vote
1.4 Elect Director Timothy S. Howden For Did Not Management
Vote
1.5 Elect Director Jefferson J. Mooney For Did Not Management
Vote
1.6 Elect Director Donald S. O'Sullivan For Did Not Management
Vote
1.7 Elect Director Conrad A. Pinette For Did Not Management
Vote
1.8 Elect Director Andrew H. Simon For Did Not Management
Vote
1.9 Elect Director Michael T. Waites For Did Not Management
Vote
1.10 Elect Director Douglas W. G. Whitehead For Did Not Management
Vote
1.11 Elect Director John M. Wilson For Did Not Management
Vote
2 Ratify Deloitte & Touche LLP Auditors For Did Not Management
Vote
3 Amend Stock Option Plans For Did Not Management
Vote
Page 464
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FIRSTENERGY CORPORATION
Ticker: FE Security ID: 337932107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For For Management
1.2 Elect Director Ernest J. Novak, Jr. For For Management
1.3 Elect Director John M. Pietruski For For Management
1.4 Elect Director Catherine A. Rein For For Management
1.5 Elect Director Robert C. Savage For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Approve Deferred Compensation Plan For For Management
6 Approve Deferred Compensation Plan For For Management
7 Expense Stock Options Against Against Shareholder
8 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
9 Report on Political Against Against Shareholder
Contributions/Activities
10 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORP.
Ticker: FLT Security ID: 339030108
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
Page 465
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GLOBAL SANTA FE CORP.(FORMERLY SANTA FE INTERNATIONAL CORP)
Ticker: GSF Security ID: G3930E101
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ferdinand A. Berger For For Management
1.2 Elect Director Khaled R. Al-Haroon For For Management
1.3 Elect Director Edward R. Muller For For Management
1.4 Elect Director Paul J. Powers For For Management
1.5 Elect Director John L. Whitmire For For Management
2 PROPOSAL TO APPROVE A SPECIAL RESOLUTION For For Management
TO AMEND THE COMPANY S AMENDED AND
RESTATED ARTICLES OF ASSOCIATION TO
PERMIT TELEPHONIC AND INTERNET VOTING BY
RECORD SHAREHOLDERS.
3 PROPOSAL TO APPROVE A SPECIAL RESOLUTION For For Management
TO AMEND THE COMPANY S AMENDED AND
RESTATED ARTICLES OF ASSOCIATION TO
REMOVE THE LANGUAGE NO SHARE OWNERSHIP
QUALIFICATION FOR DIRECTORS SHALL BE
REQUIRED.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
OF THE COMPANY AND ITS SUBSIDIARIES FOR
THE YEAR ENDING DECEMBER 31, 2004.
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Of Madingley For For Management
1.3 Elect Director Claes Dahlback For For Management
1.4 Elect Director James A. Johnson For For Management
1.5 Elect Director Lois D. Juliber For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
GUIDANT CORP.
Ticker: GDT Security ID: 401698105
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maurice A. Cox, Jr. For For Management
1.2 Elect Director Nancy-Ann Min DeParle For For Management
1.3 Elect Director Ronald W. Dollens For For Management
1.4 Elect Director Enrique C. Falla For For Management
1.5 Elect Director Kristina M. Johnson, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
Page 466
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H. J. HEINZ CO.
Ticker: HNZ Security ID: 423074103
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Johnson For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Mary C. Choksi For For Management
1.4 Elect Director Leonard S. Coleman, Jr. For For Management
1.5 Elect Director Peter H. Coors For For Management
1.6 Elect Director Edith E. Holiday For For Management
1.7 Elect Director Candace Kendle For For Management
1.8 Elect Director Dean R. O'Hare For For Management
1.9 Elect Director Lynn C. Swann For For Management
1.10 Elect Director Thomas J. Usher For For Management
1.11 Elect Director James M. Zimmerman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ramani Ayer For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Edward J. Kelly, III For For Management
1.4 Elect Director Paul G. Kirk, Jr. For For Management
1.5 Elect Director Thomas M. Marra For For Management
1.6 Elect Director Gail J. McGovern For For Management
1.7 Elect Director Robert W. Selander For For Management
1.8 Elect Director Charles B. Strauss For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Gordon I. Ulmer For For Management
1.11 Elect Director David K. Zwiener For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For For Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Expense Stock Options Against Against Shareholder
Page 467
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HONEYWELL INTERNATIONAL, INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Howard For For Management
1.2 Elect Director Bruce Karatz For For Management
1.3 Elect Director Russell E. Palmer For For Management
1.4 Elect Director Ivan G. Seidenberg For For Management
1.5 Elect Director Eric K. Shinseki For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
6 Report on Pay Disparity Against Against Shareholder
7 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
HORMEL FOODS CORP.
Ticker: HRL Security ID: 440452100
Meeting Date: JAN 27, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Allen, Ph.D. For For Management
1.2 Elect Director John R. Block For For Management
1.3 Elect Director E. Peter Gillette, Jr. For For Management
1.4 Elect Director Luella G. Goldberg For For Management
1.5 Elect Director Joel W. Johnson For For Management
1.6 Elect Director Susan I. Marvin For For Management
1.7 Elect Director Michael J. McCoy For For Management
1.8 Elect Director John L. Morrison For For Management
1.9 Elect Director Dakota A. Pippins For For Management
1.10 Elect Director Gary J. Ray For For Management
1.11 Elect Director John G. Turner For For Management
1.12 Elect Director Robert R. Waller, M.D. For For Management
2 Ratify Auditors For For Management
Page 468
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INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Expense Stock Options Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER CO.
Ticker: IP Security ID: 460146103
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha F. Brooks For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director Robert D. Kennedy For For Management
1.4 Elect Director W. Craig McClelland For For Management
1.5 Elect Director Robert M. Amen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Omnibus Stock Plan For Against Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC.
Ticker: JNS Security ID: 47102X105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andrew Cox For For Management
1.2 Elect Director James P. Craig, III For For Management
1.3 Elect Director Deborah R. Gatzek For For Management
2 Ratify Auditors For For Management
Page 469
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JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
KELLOGG CO.
Ticker: K Security ID: 487836108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Carson, Sr. For For Management
1.2 Elect Director Gordon Gund For For Management
1.3 Elect Director Dorothy A. Johnson For For Management
1.4 Elect Director Ann Mclaughlin Korologos For For Management
2 Ratify Auditors For For Management
3 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
- --------------------------------------------------------------------------------
KEYSPAN CORPORATION
Ticker: KSE Security ID: 49337W100
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Catell For For Management
1.2 Elect Director Andrea S. Christensen For For Management
1.3 Elect Director Alan H. Fishman For For Management
1.4 Elect Director J. Atwood Ives For Withhold Management
1.5 Elect Director James R. Jones For For Management
1.6 Elect Director James L. Larocca For For Management
1.7 Elect Director Gloria C. Larson For For Management
1.8 Elect Director Stephen W. Mckessy For For Management
1.9 Elect Director Edward D. Miller For For Management
1.10 Elect Director Vikki L. Pryor For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
Page 470
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KIMBERLY-CLARK CORP.
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pastora San Juan Cafferty For For Management
1.2 Elect Director Claudio X. Gonzalez For For Management
1.3 Elect Director Linda Johnson Rice For For Management
1.4 Elect Director Marc J. Shapiro For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Norman R. Augustine For For Management
1.4 Elect Director Marcus C. Bennett For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Gwendolyn S. King For For Management
1.7 Elect Director Douglas H. McCorkindale For For Management
1.8 Elect Director Eugene F. Murphy For For Management
1.9 Elect Director Joseph W. Ralston For For Management
1.10 Elect Director Frank Savage For For Management
1.11 Elect Director Anne Stevens For For Management
1.12 Elect Director Robert J. Stevens For For Management
1.13 Elect Director James R. Ukropina For For Management
1.14 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
- --------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W. Bernard For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Zachary W. Carter For For Management
1.4 Elect Director Robert F. Erburu For For Management
1.5 Elect Director Oscar Fanjul For For Management
1.6 Elect Director Ray J. Groves For For Management
2 Ratify Auditors For For Management
Page 471
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MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For For Management
1.2 Elect Director Walter E. Massey For For Management
1.3 Elect Director John W. Rogers, Jr. For For Management
1.4 Elect Director Anne-Marie Slaughter For For Management
1.5 Elect Director Roger W. Stone For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jared L. Cohon For For Management
1.2 Elect Director Ira J. Gumberg For For Management
1.3 Elect Director Martin G. Mcguinn For For Management
1.4 Elect Director David S. Shapira For For Management
1.5 Elect Director John P. Surma For For Management
1.6 Elect Director Edward J. Mcaniff For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
Page 472
- --------------------------------------------------------------------------------
METLIFE, INC
Ticker: MET Security ID: 59156R108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis H. Barnette For For Management
1.2 Elect Director John C. Danforth For For Management
1.3 Elect Director Burton A. Dole, Jr. For For Management
1.4 Elect Director Harry P. Kamen For For Management
1.5 Elect Director Charles M. Leighton For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
5 Ratify Auditors For For Management
6 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
Page 473
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NATIONAL FUEL GAS CO.
Ticker: NFG Security ID: 636180101
Meeting Date: FEB 19, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip C. Ackerman For For Management
1.2 Elect Director Bernard S. Lee For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
NOBLE CORP
Ticker: NE Security ID: G65422100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Cawley For For Management
1.2 Elect Director Luke R. Corbett For For Management
1.3 Elect Director Jack E. Little For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORP.
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W. Coleman For For Management
1.2 Elect Director J. Michael Cook For For Management
1.3 Elect Director Philip A. Odeen For For Management
1.4 Elect Director Aulana L. Peters For For Management
1.5 Elect Director Kevin W. Sharer For For Management
2 Ratify Auditors For For Management
3 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
4 Declassify the Board of Directors Against For Shareholder
Page 474
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NOVARTIS AG
Ticker: NVS Security ID: H5820Q150
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: FEB 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Discharge of the Board and Senior For Did Not Management
Management Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of CHF 1.00 per Share Vote
4 Approve Transfer of CHF 360.9 Million For Did Not Management
from General Reserves to Free Reserves Vote
5 Approve CHF 12.1 Million Reduction in For Did Not Management
Share Capital via Share Cancellation Vote
6 Authorize Repurchase of up to Ten Percent For Did Not Management
of Issued Share Capital Vote
7 Amend Articles Re: Reduce Board Terms For Did Not Management
from Four to Three Years Vote
8.1 Approve Resignation of Walter Frehner and For Did Not Management
Heini Lippuner Vote
8.2 Elect Helmut Sihler, Hans-Joerg Rudloff For Did Not Management
and Daniel Vasella as Directors Vote
9 Ratify PricewaterhouseCoopers AG as For Did Not Management
Auditors Vote
- --------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC.
Ticker: NVLS Security ID: 670008101
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Hill For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Youssef A. El-Mansy For For Management
1.4 Elect Director J. David Litster For For Management
1.5 Elect Director Yoshio Nishi For For Management
1.6 Elect Director Glen G. Possley For For Management
1.7 Elect Director Ann D. Rhoads For For Management
1.8 Elect Director William R. Spivey For For Management
1.9 Elect Director Delbert A. Whitaker For For Management
2 Ratify Auditors For For Management
3 Provision of Non-Audit Services by Against Against Shareholder
Independent Auditors
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
NSTAR
Ticker: NST Security ID: 67019E107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Countryman For For Management
1.2 Elect Director Daniel Dennis For For Management
1.3 Elect Director Matina S. Horner For For Management
1.4 Elect Director Thomas J. May For For Management
2 Report on Charitable Contributions Against Against Shareholder
Page 475
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
Page 476
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Chellgren For For Management
1.2 Elect Director Robert Clay For For Management
1.3 Elect Director J. Gary Cooper For For Management
1.4 Elect Director George Davidson, Jr. For For Management
1.5 Elect Director Richard Kelson For For Management
1.6 Elect Director Bruce Lindsay For For Management
1.7 Elect Director Anthony Massaro For For Management
1.8 Elect Director Thomas O'Brien For For Management
1.9 Elect Director Jane Pepper For For Management
1.10 Elect Director James Rohr For For Management
1.11 Elect Director Lorene Steffes For For Management
1.12 Elect Director Dennis Strigl For For Management
1.13 Elect Director Stephen Thieke For For Management
1.14 Elect Director Thomas Usher For For Management
1.15 Elect Director Milton Washington For For Management
1.16 Elect Director Helge Wehmeier For For Management
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Victoria F. Haynes For For Management
1.4 Elect Director Allen J. Krowe For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PPL CORP.
Ticker: PPL Security ID: 69351T106
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Hecht For For Management
1.2 Elect Director Stuart Heydt For For Management
1.3 Elect Director W. Keith Smith For For Management
2 Ratify Auditors For For Management
Page 477
- --------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alejandro Achaval For For Management
1.2 Elect Director Ronald L. Kuehn, Jr. For For Management
1.3 Elect Director H. Mitchell Watson, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Stockholder Protection Rights For Against Management
Agreement
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
REED ELSEVIER PLC(FORMERLY REED INTERNATIONAL PLC)
Ticker: RUK Security ID: G74570105
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and Statutory For For Management
Reports
1b Approve Remuneration Report For For Management
2 Approve Final Dividend of 8.7 Pence Per For For Management
Ordinary Share
3a Re-appoint Deloitte and Touche LLP as For For Management
Auditors of the Company
3b Authorise Board to Fix Remuneration of For For Management
the Auditors
4a Re-elect Gerard van de Aast as Director For For Management
4b Re-elect Morris Tabaksblat as Director For For Management
4c Re-elect Rolf Stomberg as Director For For Management
4d Re-elect Lord Sharman Of Redlynch as For For Management
Director
5 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 25,000,000
6 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 7,900,000
7 Authorise 127 Million Shares for Market For For Management
Purchase
Page 478
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SBC COMMUNICATIONS INC.
Ticker: SBC Security ID: 78387G103
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Barnes For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director John B. McCoy For For Management
1.4 Elect Director S. Donley Ritchey For For Management
1.5 Elect Director Joyce M. Roche For For Management
1.6 Elect Director Patricia P. Upton For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Change Size of Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Hassan For For Management
1.2 Elect Director Philip Leder, M.D. For For Management
1.3 Elect Director Eugene R. McGrath For For Management
1.4 Elect Director Richard de J. Osborne For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
Page 479
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SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Deutch For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director A. Lajous For For Management
1.6 Elect Director A. Levy-Lang For For Management
1.7 Elect Director D. Primat For For Management
1.8 Elect Director T. Sandvold For For Management
1.9 Elect Director N. Seydoux For For Management
1.10 Elect Director L.G. Stuntz For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS
3 APPROVAL OF ADOPTION OF THE 2004 STOCK For For Management
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
4 APPROVAL OF AUDITORS For For Management
- --------------------------------------------------------------------------------
SEARS, ROEBUCK & CO.
Ticker: S Security ID: 812387108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Bax For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Alan J. Lacy For For Management
1.4 Elect Director Hugh B. Price For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Establish Other Board Committee Against Against Shareholder
- --------------------------------------------------------------------------------
SMURFIT - STONE CONTAINER CORP.
Ticker: SSCC Security ID: 832727101
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boris For For Management
1.2 Elect Director Alan E. Goldberg For For Management
1.3 Elect Director William T. Lynch, Jr. For For Management
1.4 Elect Director Patrick J. Moore For For Management
1.5 Elect Director James J. O'Connor For For Management
1.6 Elect Director Jerry K. Pearlman For For Management
1.7 Elect Director Thomas A. Reynolds, III For For Management
1.8 Elect Director William D. Smithburg For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Deferred Compensation Plan For For Management
5 Submit Executive Compensation to Vote Against Against Shareholder
Page 480
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SOUTHTRUST CORP.
Ticker: SOTR Security ID: 844730101
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl F. Bailey For For Management
1.2 Elect Director John M. Bradford For For Management
1.3 Elect Director William C. Hulsey For For Management
1.4 Elect Director Wallace D. Malone, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
SPRINT CORP.
Ticker: FON Security ID: 852061100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon M. Bethune For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Deborah A. Henretta For For Management
1.4 Elect Director Linda Koch Lorimer For For Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Report on Foreign Outsourcing Against Against Shareholder
- --------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hicks Lanier For For Management
1.2 Elect Director Larry L. Prince For For Management
1.3 Elect Director Frank S. Royal, M.D. For For Management
1.4 Elect Director Robert M. Beall, II For For Management
1.5 Elect Director Jeffrey C. Crowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
Page 481
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SYNGENTA AG
Ticker: Security ID: H84140112
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Discharge of Board and Senior For Did Not Management
Management Vote
3 Approve Allocation of Income and Omission For Did Not Management
of Dividends Vote
4 Approve CHF 191.4 Million Reduction in For Did Not Management
Share Capital via Reduction in Par Value Vote
and Repayment to Shareholders
5 Amend Articles Re: Submission of For Did Not Management
Shareholder Proposals Vote
6 Authorize Repurchase of up to Ten Percent For Did Not Management
of Issued Share Capital Vote
7 Reelect Rupert Gasser, Heinz Imhof, and For Did Not Management
Michael Pragnell as Directors Vote
8 Reelect Ernst and Young AG as Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director Stephen F. Bollenbach For For Management
1.3 Elect Director Stephen M. Case For For Management
1.4 Elect Director Frank J. Caufield For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Miles R. Gilburne For For Management
1.7 Elect Director Carla A. Hills For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director R. E. Turner For For Management
1.13 Elect Director Francis T. Vincent, Jr. For For Management
2 Ratify Auditors For For Management
3 Adopt China Principles Against Against Shareholder
4 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
TJX COMPANIES, INC., THE
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Crittenden For For Management
1.2 Elect Director Edmond J. English For For Management
1.3 Elect Director Richard G. Lesser For For Management
2 Amend Omnibus Stock Plan For For Management
3 Implement ILO Based Code of Conduct Against Against Shareholder
4 Report on Vendor Standards Against Against Shareholder
5 Declassify the Board of Directors Against Against Shareholder
Page 482
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TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: 89151E109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF CERTAIN REPORTS AND OF THE For Did Not Management
PARENT COMPANY S FINANCIAL STATEMENTS Vote
2 APPROVAL OF CONSOLIDATED FINANCIAL For Did Not Management
STATEMENTS Vote
3 ALLOCATION OF INCOME, APPROVAL OF THE For Did Not Management
DIVIDEND Vote
4 AGREEMENTS MENTIONED IN ARTICLE L. 225-38 For Did Not Management
OF THE FRENCH COMMERCIAL CODE Vote
5 AUTHORIZATION TO TRADE THE COMPANY S OWN For Did Not Management
SHARES Vote
6 AUTHORIZATION FOR THE BOARD OF DIRECTORS For Did Not Management
TO ISSUE DEBT SECURITIES AND/OR PERPETUAL Vote
SUBORDINATED NOTES FOR A MAXIMUM NOMINAL
AMOUNT OF 10 BILLION EUROS
7.1 Elect Director Mr. Thierry Desmarest For Did Not Management
Vote
7.2 Elect Director Mr. Thierry De Rudder For Did Not Management
Vote
7.3 Elect Director Mr. Serge Tchuruk For Did Not Management
Vote
8 APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR For Did Not Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN Vote
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
9 APPOINTMENT OF PHILIPPE MARCHANDISE AS A Against Did Not Management
DIRECTOR REPRESENTING EMPLOYEE Vote
SHAREHOLDERS IN APPLICATION OF ARTICLE 11
OF THE ARTICLES OF INCORPORATION
10 APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR Against Did Not Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN Vote
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
11 APPOINTMENT OF ALAN CRAMER AS A DIRECTOR Against Did Not Management
REPRESENTING EMPLOYEE SHAREHOLDERS IN Vote
APPLICATION OF ARTICLE 11 OF THE ARTICLES
OF INCORPORATION
12 Ratify Auditors For Did Not Management
Vote
13 RENEWAL OF STATUTORY AUDITORS For Did Not Management
Vote
14 Ratify Auditors For Did Not Management
Vote
15 Ratify Auditors For Did Not Management
Vote
16 DETERMINATION OF THE TOTAL AMOUNT OF For Did Not Management
DIRECTORS COMPENSATION Vote
17 AUTHORIZATION TO AWARD OPTIONS TO For Did Not Management
SUBSCRIBE FOR OR PURCHASE STOCK OF THE Vote
COMPANY IN FAVOUR OF THE MANAGEMENT AND
KEY EMPLOYEES OF THE GROUP
18 AUTHORIZATION FOR ISSUING CONVERTIBLE OR For Did Not Management
OTHER EQUITY SECURITIES Vote
19 AUTHORIZATION TO USE THE ABOVE DELEGATION For Did Not Management
WITHOUT MAINTENANCE OF PREFERENTIAL Vote
SUBSCRIPTION RIGHTS, BUT WITH AN OPTION
TO GRANT A PRIORITY PERIOD
20 CAPITAL INCREASE RESERVED FOR EMPLOYEES For Did Not Management
Vote
Page 483
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TRIBUNE CO.
Ticker: TRB Security ID: 896047107
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Chandler For For Management
1.2 Elect Director William A. Osborn For For Management
1.3 Elect Director Kathryn C. Turner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
TXU CORP.
Ticker: TXU Security ID: 873168108
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek C. Bonham For For Management
1.2 Elect Director E. Gail de Planque For For Management
1.3 Elect Director William M. Griffin For For Management
1.4 Elect Director Kerney Laday For For Management
1.5 Elect Director Jack E. Little For For Management
1.6 Elect Director Erle Nye For For Management
1.7 Elect Director J.E. Oesterreicher For For Management
1.8 Elect Director Michael W. Ranger For For Management
1.9 Elect Director Herbert H. Richardson For For Management
1.10 Elect Director C. John Wilder For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 6, 2004 Meeting Type: Annual
Record Date: DEC 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don Tyson For For Management
1.2 Elect Director John Tyson For For Management
1.3 Elect Director Leland E. Tollett For For Management
1.4 Elect Director Barbara A. Tyson For For Management
1.5 Elect Director Lloyd V. Hackley For For Management
1.6 Elect Director Jim Kever For For Management
1.7 Elect Director David A. Jones For For Management
1.8 Elect Director Richard L. Bond For For Management
1.9 Elect Director Jo Ann R. Smith For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Remove Supervoting Rights for Class B Against For Shareholder
Common Stock
6 Separate Chairman and CEO Positions Against Against Shareholder
Page 484
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UNION PACIFIC CORP.
Ticker: UNP Security ID: 907818108
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.F. Anschutz For For Management
1.2 Elect Director R.K. Davidson For For Management
1.3 Elect Director T.J. Donohue For For Management
1.4 Elect Director A.W. Dunham For For Management
1.5 Elect Director S.F. Eccles For For Management
1.6 Elect Director I.J. Evans For For Management
1.7 Elect Director J.R. Hope For For Management
1.8 Elect Director M.W. Mcconnell For For Management
1.9 Elect Director S.R. Rogel For For Management
1.10 Elect Director E. Zedillo For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
UNOCAL CORP.
Ticker: UCL Security ID: 915289102
Meeting Date: MAY 24, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. McCormick For For Management
1.2 Elect Director Marina v.N. Whitman For For Management
1.3 Elect Director Charles R. Williamson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Deferred Compensation Plan For For Management
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Limit Awards to Executives Against Against Shareholder
7 Establish Other Board Committee Against Against Shareholder
8 Report on Greenhouse Gas Emissions Against Against Shareholder
Page 485
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VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Thomas H. O'Brien For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Ivan G. Seidenberg For For Management
1.9 Elect Director Walter V. Shipley For For Management
1.10 Elect Director John R. Stafford For For Management
1.11 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Require Majority of Independent Directors Against Against Shareholder
on Board
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Report on Political Against Against Shareholder
Contributions/Activities
11 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
VIACOM INC.
Ticker: VIA Security ID: 925524308
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Abrams For For Management
1.2 Elect Director David R. Andelman For For Management
1.3 Elect Director Joseph A. Califano, Jr. For For Management
1.4 Elect Director William S. Cohen For For Management
1.5 Elect Director Philippe P. Dauman For For Management
1.6 Elect Director Alan C. Greenberg For For Management
1.7 Elect Director Mel Karmazin For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director David T. McLaughlin For For Management
1.10 Elect Director Shari Redstone For For Management
1.11 Elect Director Sumner M. Redstone For For Management
1.12 Elect Director Frederic V. Salerno For For Management
1.13 Elect Director William Schwartz For For Management
1.14 Elect Director Patty Stonesifer For For Management
1.15 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
Page 486
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WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For For Management
1.11 Elect Director Judith M. Runstad For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For For Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
Page 487
============= THE TRAVELERS SERIES TRUST - PIONEER FUND PORTFOLIO ==============
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director H.Laurance Fuller For For Management
1.3 Elect Director Richard A. Gonzalez For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Jeffrey M. Leiden For For Management
1.6 Elect Director David A. Lord Owen For For Management
1.7 Elect Director Boone Powell Jr. For For Management
1.8 Elect Director Addison Barry Rand For For Management
1.9 Elect Director W.Ann Reynolds For For Management
1.10 Elect Director Roy S. Roberts For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director John R. Walter For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Drug Pricing Against Abstain Shareholder
4 Report on Political Against Abstain Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Abstain Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
ADOBE SYSTEMS INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Cannon For For Management
1.2 Elect Director Bruce R. Chizen For For Management
1.3 Elect Director James E. Daley For For Management
1.4 Elect Director Charles M. Geschke For For Management
1.5 Elect Director Delbert W. Yocam For For Management
2 Amend Omnibus Stock Plan For For Management
3 Expense Stock Options Against For Shareholder
4 Adopt a Plocy that will Committ Against For Shareholder
Executives to Hold a Significant
Percentage of their Shares
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AIR PRODUCTS & CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Douglas Ford For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Paula G. Rosput For For Management
1.4 Elect Director Lawrason D. Thomas For For Management
2 Ratify Auditors For For Management
Page 488
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AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPOINTMENT OF AUDITORS. RATIFICATION OF For For Management
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
AUDITORS FOR FISCAL YEAR 2004
- --------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director Carlos Ghosn For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Report on Pay Disparity Against Abstain Shareholder
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
ALLTEL CORP.
Ticker: AT Security ID: 020039103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott T. Ford For For Management
1.2 Elect Director Lawrence L. Gellerstedt, For For Management
III
1.3 Elect Director Emon A. Mahony, Jr. For For Management
1.4 Elect Director Ronald Townsend For For Management
2 Ratify Auditors For For Management
3 Ammend EEO - Sexual Orientation Against Against Shareholder
Page 489
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AMERICAN ELECTRIC POWER CO.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. Brooks For For Management
1.2 Elect Director Donald M. Carlton For For Management
1.3 Elect Director John P. DesBarres For For Management
1.4 Elect Director Robert W. Fri For For Management
1.5 Elect Director William R. Howell For For Management
1.6 Elect Director Lester A. Hudson, Jr. For For Management
1.7 Elect Director Leonard J. Kujawa For For Management
1.8 Elect Director Michael G. Morris For For Management
1.9 Elect Director Richard L. Sandor For For Management
1.10 Elect Director Donald G. Smith For For Management
1.11 Elect Director Kathryn D. Sullivan For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
4 Submit Executive Pension Benefit to Vote Against For Shareholder
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Establish Term Limits for Directors Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Political Against Abstain Shareholder
Contributions/Activities
Page 490
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Abstain Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Abstain Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
APPLE COMPUTER, INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Arthur D. Levinson For For Management
1.6 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
Page 491
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AQUA AMERICA, INC.
Ticker: WTR Security ID: 03836W103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Smoot For For Management
1.2 Elect Director William P. Hankowsky For For Management
1.3 Elect Director John E. Menario For For Management
2 Increase Authorized Common Stock For Against Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF THE AMENDMENTS TO THE COMPANY For For Management
S 2000 KEY EMPLOYEES STOCK OPTION PLAN
03 APPROVAL OF THE AMENDMENT TO THE COMPANY For For Management
S EMPLOYEES SAVINGS- STOCK PURCHASE PLAN
04 APPROVAL OF THE COMPANY S 2003 DIRECTOR For For Management
STOCK PLAN
05 APPOINTMENT OF DELOITTE & TOUCHE LLP For For Management
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For Did Not Management
Vote
1.2 Elect Director Leslie A. Brun For Did Not Management
Vote
1.3 Elect Director Gary C. Butler For Did Not Management
Vote
1.4 Elect Director Joseph A. Califano, Jr. For Did Not Management
Vote
1.5 Elect Director Leon G. Cooperman For Did Not Management
Vote
1.6 Elect Director Ann Dibble Jordan For Did Not Management
Vote
1.7 Elect Director Harvey M. Krueger For Did Not Management
Vote
1.8 Elect Director Frederic V. Malek For Did Not Management
Vote
1.9 Elect Director Henry Taub For Did Not Management
Vote
1.10 Elect Director Arthur F. Weinbach For Did Not Management
Vote
1.11 Elect Director Josh S. Weston For Did Not Management
Vote
2 Amend Stock Option Plan For Did Not Management
Vote
3 Amend Employee Stock Purchase Plan For Did Not Management
Vote
4 Approve Outside Director Stock Awards in For Did Not Management
Lieu of Cash Vote
5 Ratify Auditors For Did Not Management
Vote
Page 492
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Abstain Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
Page 493
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BANK OF NEW YORK CO., INC., THE
Ticker: BK Security ID: 064057102
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Alan R. Griffith For For Management
1.4 Elect Director Gerald L. Hassell For For Management
1.5 Elect Director Richard J. Kogan For For Management
1.6 Elect Director Michael J. Kowalski For For Management
1.7 Elect Director John A. Luke, Jr. For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Paul Myners, CBE For For Management
1.10 Elect Director Robert C. Pozen For For Management
1.11 Elect Director Catherine A. Rein For For Management
1.12 Elect Director Thomas A. Renyi For For Management
1.13 Elect Director William C. Richardson For For Management
1.14 Elect Director Brian L. Roberts For For Management
1.15 Elect Director Samuel C. Scott III For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Report on Political Contributions Against Abstain Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Limit Composition of Committee to Against For Shareholder
Independent Directors
7 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
BARNES & NOBLE, INC.
Ticker: BKS Security ID: 067774109
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Riggio For For Management
1.2 Elect Director Michael J. Del Giudice For For Management
1.3 Elect Director William Sheluck, Jr. For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Increase in Size of Board For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 11, 2004 Meeting Type: Annual
Record Date: DEC 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry P. Becton, Jr. For For Management
1.2 Elect Director Edward F. DeGraan For For Management
1.3 Elect Director James F. Orr For For Management
1.4 Elect Director Margaretha af Ugglas For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
Page 494
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BELLSOUTH CORP.
Ticker: BLS Security ID: 079860102
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Armando M. Codina For For Management
1.3 Elect Director Leo F. Mullin For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
6 Limit Executive Compensation Against Against Shareholder
7 Report on Political Against Abstain Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
BIOMET, INC.
Ticker: BMET Security ID: 090613
Meeting Date: SEP 27, 2003 Meeting Type: Annual
Record Date: AUG 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 RATIFICATION OF THE SELECTION OF ERNST & For For Management
YOUNG LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR THE
FISCAL YEAR ENDING MAY 31, 2004.
- --------------------------------------------------------------------------------
BIOMET, INC.
Ticker: BMET Security ID: 090613100
Meeting Date: SEP 27, 2003 Meeting Type: Annual
Record Date: AUG 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry L. Ferguson For For Management
1.2 Elect Director Daniel P. Hann For For Management
1.3 Elect Director Thomas F. Kearns, Jr. For For Management
1.4 Elect Director Dane A. Miller, Ph.D. For For Management
2 Ratify Auditors For For Management
Page 495
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BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 PROPOSAL TO RATIFY THE BOARD S For For Management
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS OF THE COMPANY FOR
FISCAL YEAR ENDING MARCH 31, 2004.
- --------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921100
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Garland Cupp For For Management
1.2 Elect Director Robert E. Beauchamp For For Management
1.3 Elect Director Jon E. Barfield For For Management
1.4 Elect Director John W. Barter For For Management
1.5 Elect Director Meldon K. Gafner For For Management
1.6 Elect Director L.W. Gray For For Management
1.7 Elect Director Kathleen A. O'Neil For For Management
1.8 Elect Director George F. Raymond For For Management
1.9 Elect Director Tom C. Tinsley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOEING CO., THE
Ticker: BA Security ID: 097023105
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Biggs For Withhold Management
1.2 Elect Director John E. Bryson For Withhold Management
1.3 Elect Director Linda Z. Cook For For Management
1.4 Elect Director Rozanne L. Ridgway For Withhold Management
2 Reduce Supermajority Vote Requirement For For Management
3 Ratify Auditors For For Management
4 Develop Ethical Criteria for Military Against Abstain Shareholder
Contracts
5 Adopt Amended Workplace Code of Conduct Against Abstain Shareholder
6 Declassify the Board of Directors Against For Shareholder
7 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
9 Adopt a Policy that will Commit Executive Against Against Shareholder
& Directors to Hold at least 75% of their
Shares
10 Provide Employees Choice of Pension Plans Against Against Shareholder
at Retirement or Termination
Page 496
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BURLINGTON NORTHERN SANTA FE CORP.
Ticker: BNI Security ID: 12189T104
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Vilma S. Martinez For Withhold Management
1.3 Elect Director Marc F. Racicot For Withhold Management
1.4 Elect Director Roy S. Roberts For For Management
1.5 Elect Director Matthew K. Rose For For Management
1.6 Elect Director Marc J. Shapiro For For Management
1.7 Elect Director J.C. Watts, Jr. For For Management
1.8 Elect Director Robert H. West For For Management
1.9 Elect Director J. Steven Whisler For For Management
1.10 Elect Director Edward E. Whitacre, Jr. For For Management
1.11 Elect Director Michael B. Yanney For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAMPBELL SOUP CO.
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date: SEP 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund M. Carpenter For For Management
1.2 Elect Director Douglas R. Conant For For Management
1.3 Elect Director Paul R. Charron For For Management
1.4 Elect Director Bennett Dorrance For For Management
1.5 Elect Director Kent B. Foster For For Management
1.6 Elect Director Harvey Golub For For Management
1.7 Elect Director Randall W. Larrimore For For Management
1.8 Elect Director Philip E. Lippincott For For Management
1.9 Elect Director Mary Alice D. Malone For For Management
1.10 Elect Director David C. Patterson For For Management
1.11 Elect Director Charles R. Perrin For For Management
1.12 Elect Director George M. Sherman For For Management
1.13 Elect Director Donald M. Stewart For For Management
1.14 Elect Director George Strawbridge, Jr. For For Management
1.15 Elect Director Les C. Vinney For For Management
1.16 Elect Director Charlotte C. Weber For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date: SEP 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 RATIFICATION OF APPOINTMENT OF AUDITORS For For Management
03 APPROVAL OF THE 2003 LONG-TERM INCENTIVE For For Management
PLAN
Page 497
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CANON INC.
Ticker: CAJ Security ID: 138006309
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE PROPOSAL OF PROFIT For For Management
APPROPRIATION FOR THE 103RD BUSINESS
TERM.
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3 ELECTION OF TWENTY-SEVEN DIRECTORS. For For Management
4 ELECTION OF THREE CORPORATE AUDITORS. For For Management
5 ELECTION OF ADDITIONAL ACCOUNTING For For Management
AUDITOR.
6 GRANT OF RETIRING ALLOWANCE TO DIRECTORS For For Management
AND CORPORATE AUDITORS TO BE RETIRED.
7 REVISION OF THE REMUNERATIONS FOR For For Management
DIRECTORS AND CORPORATE AUDITORS.
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Gordon R. Parker For For Management
1.5 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Abstain Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Abstain Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
CHARTER ONE FINANCIAL, INC.
Ticker: CF Security ID: 160903100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Agnew For For Management
1.2 Elect Director Denise Marie Fugo For For Management
1.3 Elect Director Charles John Koch For For Management
1.4 Elect Director Ronald F. Poe For For Management
1.5 Elect Director Jerome L. Schostak For For Management
1.6 Elect Director Mark Shaevsky For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
Page 498
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CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For Against Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Abstain Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Abstain Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Abstain Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Abstain Shareholder
- --------------------------------------------------------------------------------
CHUBB CORP., THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Sheila P. Burke For For Management
1.3 Elect Director James I. Cash, Jr. For For Management
1.4 Elect Director Joel J. Cohen For For Management
1.5 Elect Director James M. Cornelius For For Management
1.6 Elect Director John D. Finnegan For For Management
1.7 Elect Director David H. Hoag For For Management
1.8 Elect Director Klaus J. Mangold For For Management
1.9 Elect Director Sir David G. Scholey, CBE For For Management
1.10 Elect Director Raymond G. H. Seitz For For Management
1.11 Elect Director Lawrence M. Small For For Management
1.12 Elect Director Daniel E. Somers For For Management
1.13 Elect Director Karen Hastie Williams For For Management
1.14 Elect Director James M. Zimmerman For For Management
1.15 Elect Director Alfred W. Zollar For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
Page 499
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE AN AMENDMENT AND RESTATEMENT For For Management
OF THE EMPLOYEE STOCK PURCHASE PLAN,
INCLUDING AN INCREASE OF 100,000,000
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN AND A 5-YEAR EXTENSION OF THE PLAN,
AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT
03 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT Against Against Shareholder
THE BOARD PREPARE A REPORT EACH FISCAL
YEAR ON CISCO HARDWARE AND SOFTWARE
PROVIDED TO GOVERNMENT AGENCIES AND
STATE-OWNED COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH I
05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT Against Against Shareholder
THE BOARD S COMPENSATION COMMITTEE
PREPARE AND MAKE AVAILABLE BY JANUARY 1,
2004, A REPORT COMPARING TOTAL
COMPENSATION OF THE COMPANY S TOP
EXECUTIVES AND ITS LOWEST PAID WORKERS IN
THE U.S. AND ABROAD AS OF SPECIF
Page 500
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For Did Not Management
Vote
1.2 Elect Director Larry R. Carter For Did Not Management
Vote
1.3 Elect Director John T. Chambers For Did Not Management
Vote
1.4 Elect Director Dr. James F. Gibbons For Did Not Management
Vote
1.5 Elect Director Dr. John L. Hennessy For Did Not Management
Vote
1.6 Elect Director Roderick C. McGeary For Did Not Management
Vote
1.7 Elect Director James C. Morgan For Did Not Management
Vote
1.8 Elect Director John P. Morgridge For Did Not Management
Vote
1.9 Elect Director Donald T. Valentine For Did Not Management
Vote
1.10 Elect Director Steven M. West For Did Not Management
Vote
1.11 Elect Director Jerry Yang For Did Not Management
Vote
2 Amend Employee Stock Purchase Plan For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
4 Report on Company Products Used by the Against Did Not Shareholder
Government to Monitor the Internet Vote
5 Report on Pay Disparity Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO.
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Carlos M. Gutierrez For For Management
1.4 Elect Director Ellen M. Hancock For For Management
1.5 Elect Director David W. Johnson For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Delano E. Lewis For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Elizabeth A. Monrad For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
5 Adopt ILO Based Code of Conduct Against Abstain Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
Page 501
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COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving W. Bailey, II For For Management
1.2 Elect Director Stephen L. Baum For For Management
1.3 Elect Director Rodney F. Chase For For Management
1.4 Elect Director Van B. Honeycutt For For Management
1.5 Elect Director William R. Hoover For For Management
1.6 Elect Director Leon J. Level For For Management
1.7 Elect Director Thomas A. McDonnell For For Management
1.8 Elect Director F. Warren McFarlan For For Management
1.9 Elect Director James R. Mellor For For Management
1.10 Elect Director William P. Rutledge For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent A. Calarco For For Management
1.2 Elect Director George Campbell, Jr. For For Management
1.3 Elect Director Gordon J. Davis For For Management
1.4 Elect Director Michael J. Del Giudice For For Management
1.5 Elect Director Joan S. Freilich For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Sally Hernandez-Pinero For For Management
1.8 Elect Director Peter W. Likins For For Management
1.9 Elect Director Eugene R. McGrath For For Management
1.10 Elect Director Frederic V. Salerno For For Management
1.11 Elect Director Stephen R. Volk For For Management
2 Ratify Auditors For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Increase Disclosure of Executive Against Against Shareholder
Compensation
Page 502
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DEERE & CO.
Ticker: DE Security ID: 244199105
Meeting Date: FEB 25, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Lane For For Management
1.2 Elect Director Antonio Madero B. For For Management
1.3 Elect Director Aulana L. Peters For For Management
1.4 Elect Director John R. Walter For For Management
- --------------------------------------------------------------------------------
DEL MONTE FOODS CO.
Ticker: DLM Security ID: 24522P103
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Terence D. Martin For For Management
1.3 Elect Director Richard G. Wolford For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY
Ticker: DLM Security ID: 24522P
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE DEL MONTE FOODS COMPANY S For For Management
ANNUAL INCENTIVE PLAN, AS AMENDED, TO
COMPLY WITH SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS For For Management
DEL MONTE FOODS COMPANY S INDEPENDENT
AUDITORS FOR ITS FISCAL YEAR ENDING MAY
2, 2004.
Page 503
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DELL COMPUTER CORPORATION
Ticker: DELL Security ID: 247025
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 ELIMINATION OF CLASSIFIED BOARD For For Management
03 CHANGE OF COMPANY NAME TO DELL INC. For For Management
04 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE For For Management
BONUS PLAN
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Miles For For Management
1.2 Elect Director Alex J. Mandl For For Management
1.3 Elect Director Morton L. Topfer For For Management
2 Declassify the Board of Directors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
DIEBOLD, INC.
Ticker: DBD Security ID: 253651103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis V. Bockius III For For Management
1.2 Elect Director Christopher M. Connor For For Management
1.3 Elect Director Richard L. Crandall For For Management
1.4 Elect Director Eric C. Evans For For Management
1.5 Elect Director Gale S. Fitzgerald For For Management
1.6 Elect Director Phillip B. Lassiter For For Management
1.7 Elect Director John N. Lauer For For Management
1.8 Elect Director William F. Massy For For Management
1.9 Elect Director Walden W. O'Dell For For Management
1.10 Elect Director Eric J. Roorda For For Management
1.11 Elect Director W. R. Timken, Jr. For For Management
1.12 Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DOW JONES & CO., INC.
Ticker: DJ Security ID: 260561105
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irvine O. Hockaday, Jr. For For Management
1.2 Elect Director Vernon E. Jordan, Jr. For Withhold Management
1.3 Elect Director Lewis B. Campbell For For Management
1.4 Elect Director Dieter von Holtzbrinck For Withhold Management
1.5 Elect Director Elizabeth Steele For For Management
2 Ratify Auditors For Against Management
3 Amend Omnibus Stock Plan For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
Page 504
- --------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Edward Allinson For Withhold Management
1.2 Elect Director Michael G. Fitt For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326
Meeting Date: NOV 28, 2003 Meeting Type: Special
Record Date: NOV 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 APPROVAL OF THE SHARE EXCHANGE AGREEMENT For For Management
DATED AUGUST 25, 2003, BY AND AMONG DST
SYSTEMS, INC., DST OUTPUT MARKETING
SERVICES, INC. AND JANUS CAPITAL GROUP
INC. AND THE TRANSACTIONS CONTEMPLATED
THEREBY.
- --------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326107
Meeting Date: NOV 28, 2003 Meeting Type: Special
Record Date: NOV 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan For For Management
Page 505
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E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J. P. Belda For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director Curtis J. Crawford For For Management
1.4 Elect Director John T. Dillon For For Management
1.5 Elect Director Louisa C. Duemling For For Management
1.6 Elect Director Charles O. Holliday, Jr. For For Management
1.7 Elect Director Deborah C. Hopkins For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Masahisa Naitoh For For Management
1.10 Elect Director William K. Reilly For For Management
1.11 Elect Director H. Rodney Sharp, III For For Management
1.12 Elect Director Charles M. Vest For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Abstain Shareholder
4 Adopt and Report on a Code of Corporate Against Abstain Shareholder
Conduct
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
EASTMAN KODAK CO.
Ticker: EK Security ID: 277461109
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Hernandez For For Management
1.2 Elect Director Hector de J. Ruiz For For Management
1.3 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Adopt Chemical Policy Against Abstain Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
ELECTRONIC DATA SYSTEMS CORP.
Ticker: EDS Security ID: 285661104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger A. Enrico For For Management
1.2 Elect Director Ellen M. Hancock For For Management
1.3 Elect Director C. Robert Kidder For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
Page 506
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ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director Franklyn G. Prendergast For For Management
1.4 Elect Director Kathi P. Seifert For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Drug Pricing Against Abstain Shareholder
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 RE-APPROVAL OF PERFORMANCE MEASURES UNDER For For Management
THE EMERSON ELECTRIC CO. 1997 INCENTIVE
SHARES PLAN
03 RATIFICATION OF INDEPENDENT AUDITORS For For Management
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Fernandez G. For For Management
1.2 Elect Director C.F. Knight For For Management
1.3 Elect Director G.A. Lodge For For Management
1.4 Elect Director R.L. Ridgway For For Management
1.5 Elect Director E.E. Whitacre, Jr. For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
Page 507
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EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Abstain Shareholder
5 Report on Political Against Abstain Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Abstain Shareholder
7 Separate Chairman and CEO Positions Against Against Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Abstain Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against Abstain Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Abstain Shareholder
- --------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000
Meeting Date: JAN 15, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF THE FAMILY DOLLAR 2000 For For Management
OUTSIDE DIRECTORS PLAN.
03 RATIFICATION OF THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS.
- --------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 15, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard R. Levine For For Management
1.2 Elect Director George R. Mahoney, Jr. For For Management
1.3 Elect Director Mark R. Bernstein For For Management
1.4 Elect Director Sharon Allred Decker For For Management
1.5 Elect Director Edward C. Dolby For For Management
1.6 Elect Director Glenn A. Eisenberg For For Management
1.7 Elect Director James G. Martin For For Management
2 Approve Non-Employee Director Stock For For Management
Option Plan
3 Ratify Auditors For For Management
Page 508
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FIRST HORIZON NATIONAL CORP
Ticker: FHN Security ID: 337162101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Blattberg For For Management
1.2 Elect Director J. Kenneth Glass For For Management
1.3 Elect Director Michael D. Rose For For Management
1.4 Elect Director Luke Yancy III For Withhold Management
1.5 Elect Director Mary F. Sammons For For Management
2 Change Company Name For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: APR 6, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K.R. Jensen For For Management
1.2 Elect Director K.M. Robak For For Management
1.3 Elect Director T.C. Wertheimer For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. H. Bond For Withhold Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Kimberly A. Casiano For For Management
1.4 Elect Director Edsel B. Ford II For For Management
1.5 Elect Director William Clay Ford For For Management
1.6 Elect Director William Clay Ford, Jr. For For Management
1.7 Elect Director Irvine O. Hockaday, Jr. For For Management
1.8 Elect Director Marie-Josee Kravis For For Management
1.9 Elect Director Richard A. Manoogian For For Management
1.10 Elect Director Ellen R. Marram For For Management
1.11 Elect Director Homer A. Neal For For Management
1.12 Elect Director Jorma Ollila For For Management
1.13 Elect Director Carl E. Reichardt For For Management
1.14 Elect Director Robert E. Rubin For Withhold Management
1.15 Elect Director Nicholas V. Scheele For For Management
1.16 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Increase Disclosure of Executive Against Against Shareholder
Compensation
4 Establish Other Board Committee Against For Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
6 Amend By Laws Relating to Board Against Against Shareholder
Independence
7 Report on Greenhouse Gas Emissions Against Abstain Shareholder
Page 509
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GANNETT CO., INC.
Ticker: GCI Security ID: 364730101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Johnson For For Management
1.2 Elect Director Douglas H. McCorkindale For For Management
1.3 Elect Director Stephen P. Munn For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For For Management
1.2 Elect Director James S. Crown For For Management
1.3 Elect Director Lester Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Charles H. Goodman For For Management
1.6 Elect Director Jay L. Johnson For For Management
1.7 Elect Director George A. Joulwan For For Management
1.8 Elect Director Paul G. Kaminski For For Management
1.9 Elect Director John M. Keane For For Management
1.10 Elect Director Lester L. Lyles For For Management
1.11 Elect Director Carl E. Mundy, Jr. For For Management
1.12 Elect Director Robert Walmsley For For Management
2 Approve Omnibus Stock Plan For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Report on Foreign Military Sales Against Abstain Shareholder
Page 510
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Eliminate Animal Testing Against Abstain Shareholder
6 Report on Nuclear Fuel Storage Risks Against Abstain Shareholder
7 Report on PCB Clean-up Against Abstain Shareholder
8 Report on Foreign Outsourcing Against Abstain Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against For Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Abstain Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against For Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Abstain Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF APPOINTMENT OF KPMG LLP AS For For Management
INDEPENDENT AUDITOR.
03 ADOPTION OF THE GENERAL MILLS, INC. 2003 For For Management
STOCK COMPENSATION PLAN.
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Demeritt For For Management
1.2 Elect Director Livio D. DeSimone For For Management
1.3 Elect Director William T. Esrey For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director John M. Keenan For For Management
1.8 Elect Director Heidi G. Miller For For Management
1.9 Elect Director Hilda Ochoa-Brillembourg For For Management
1.10 Elect Director Stephen W. Sanger For For Management
1.11 Elect Director A. Michael Spence For For Management
1.12 Elect Director Dorothy A. Terrell For For Management
1.13 Elect Director Raymond G. Viault For For Management
1.14 Elect Director Paul S. Walsh For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
Page 511
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H. J. HEINZ CO.
Ticker: HNZ Security ID: 423074103
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Johnson For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Mary C. Choksi For For Management
1.4 Elect Director Leonard S. Coleman, Jr. For For Management
1.5 Elect Director Peter H. Coors For For Management
1.6 Elect Director Edith E. Holiday For For Management
1.7 Elect Director Candace Kendle For For Management
1.8 Elect Director Dean R. O'Hare For For Management
1.9 Elect Director Lynn C. Swann For For Management
1.10 Elect Director Thomas J. Usher For For Management
1.11 Elect Director James M. Zimmerman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
H.J. HEINZ COMPANY
Ticker: HNZ Security ID: 423074
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 RATIFICATION OF AUDITORS. For For Management
- --------------------------------------------------------------------------------
HERSHEY FOODS CORP.
Ticker: HSY Security ID: 427866108
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Boscia For For Management
1.2 Elect Director R.H. Campbell For For Management
1.3 Elect Director R.F. Cavanaugh For For Management
1.4 Elect Director G.P. Coughlan For For Management
1.5 Elect Director H. Edelman For For Management
1.6 Elect Director B.G. Hill For For Management
1.7 Elect Director R.H. Lenny For For Management
1.8 Elect Director M.J. Mcdonald For For Management
1.9 Elect Director M.J. Toulantis For For Management
2 Ratify Auditors For For Management
Page 512
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HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For Withhold Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For For Management
1.2 Elect Director Michael J. Birck For For Management
1.3 Elect Director Marvin D. Brailsford For For Management
1.4 Elect Director James R. Cantalupo For For Management
1.5 Elect Director Susan Crown For For Management
1.6 Elect Director Don H. Davis, Jr. For For Management
1.7 Elect Director W. James Farrell For For Management
1.8 Elect Director Robert C. McCormack For For Management
1.9 Elect Director Robert S. Morrison For For Management
1.10 Elect Director Harold B. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For For Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
Page 513
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INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Expense Stock Options Against For Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Abstain Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
Page 514
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JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366
Meeting Date: JAN 28, 2004 Meeting Type: Annual
Record Date: NOV 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF PRICEWATERHOUSECOOPERS AS For For Management
INDEPENDENT AUDITORS FOR 2004.
03 RATIFICATION OF THE LONG-TERM PERFORMANCE For For Management
PLAN.
04 RATIFICATION OF THE EXECUTIVE INCENTIVE For For Management
COMPENSATION PLAN.
05 RATIFICATION OF THE 2003 STOCK PLAN FOR For For Management
OUTSIDE DIRECTORS.
06 APPROVAL OF THE 2001 RESTRICTED STOCK For For Management
PLAN AMENDMENT.
- --------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 28, 2004 Meeting Type: Annual
Record Date: NOV 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Barnett For For Management
1.2 Elect Director Willie D. Davis For For Management
1.3 Elect Director Jeffrey A. Joerres For For Management
1.4 Elect Director Richard F. Teerlink For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Non-Employee Director Stock For For Management
Option Plan
6 Amend Restricted Stock Plan For For Management
Page 515
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KEYSPAN CORPORATION
Ticker: KSE Security ID: 49337W100
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Catell For For Management
1.2 Elect Director Andrea S. Christensen For For Management
1.3 Elect Director Alan H. Fishman For For Management
1.4 Elect Director J. Atwood Ives For For Management
1.5 Elect Director James R. Jones For For Management
1.6 Elect Director James L. Larocca For For Management
1.7 Elect Director Gloria C. Larson For For Management
1.8 Elect Director Stephen W. Mckessy For For Management
1.9 Elect Director Edward D. Miller For For Management
1.10 Elect Director Vikki L. Pryor For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Norman R. Augustine For Withhold Management
1.4 Elect Director Marcus C. Bennett For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Gwendolyn S. King For For Management
1.7 Elect Director Douglas H. McCorkindale For For Management
1.8 Elect Director Eugene F. Murphy For For Management
1.9 Elect Director Joseph W. Ralston For Withhold Management
1.10 Elect Director Frank Savage For For Management
1.11 Elect Director Anne Stevens For For Management
1.12 Elect Director Robert J. Stevens For For Management
1.13 Elect Director James R. Ukropina For For Management
1.14 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Abstain Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Develop Ethical Criteria for Military Against Abstain Shareholder
Contracts
- --------------------------------------------------------------------------------
LOWE
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Paul Fulton For For Management
1.3 Elect Director Dawn E. Hudson For Withhold Management
1.4 Elect Director Marshall O. Larsen For For Management
1.5 Elect Director Robert A. Niblock For For Management
1.6 Elect Director Stephen F. Page For For Management
1.7 Elect Director O. Temple Sloan, Jr. For For Management
1.8 Elect Director Robert L. Tillman For For Management
2 Ratify Auditors For For Management
Page 516
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MAY DEPARTMENT STORES CO., THE
Ticker: MAY Security ID: 577778103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene S. Kahn For Withhold Management
1.2 Elect Director Helene L. Kaplan For Withhold Management
1.3 Elect Director James M. Kilts For Withhold Management
1.4 Elect Director Russell E. Palmer For Withhold Management
1.5 Elect Director William P. Stiritz For Withhold Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
MCGRAW-HILL COMPANIES, INC., THE
Ticker: MHP Security ID: 580645109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pedro Aspe For For Management
1.2 Elect Director Robert P. McGraw For For Management
1.3 Elect Director Hilda Ochoa-Brillembourg For For Management
1.4 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
MEADWESTVACO CORP.
Ticker: MWV Security ID: 583334107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Hoglund For For Management
1.2 Elect Director Douglas S. Luke For For Management
1.3 Elect Director Robert C. McCormack For For Management
1.4 Elect Director Jane L. Warner For For Management
2 Ratify Auditors For For Management
Page 517
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MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Abstain Shareholder
Extension
6 Link Executive Compensation to Social Against Abstain Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Abstain Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For Against Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
Page 518
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MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For Management
01.1 WILLIAM H. GATES III For For Management
01.2 STEVEN A. BALLMER For For Management
01.3 JAMES I. CASH JR. For For Management
01.4 RAYMOND V. GILMARTIN For For Management
01.5 A. MCLAUGHLIN KOROLOGOS For For Management
01.6 DAVID F. MARQUARDT For For Management
01.7 CHARLES H. NOSKI For For Management
01.8 HELMUT PANKE For For Management
01.9 WM. G. REED JR. For For Management
01.10 JON A. SHIRLEY For Withheld Management
02 ADOPTION OF THE AMENDMENTS TO THE 2001 For For Management
STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 For For Management
STOCK OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD Against Against Shareholder
RECOMMENDS A VOTE AGAINST THIS PROPOSAL)
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
Page 519
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NATIONAL CITY CORP.
Ticker: NCC Security ID: 635405103
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Barfield For For Management
1.2 Elect Director James S. Broadhurst For For Management
1.3 Elect Director John W. Brown For For Management
1.4 Elect Director Christopher M. Connor For For Management
1.5 Elect Director David A. Daberko For For Management
1.6 Elect Director Joseph T. Gorman For For Management
1.7 Elect Director Bernadine P. Healy For For Management
1.8 Elect Director Paul A. Ormond For For Management
1.9 Elect Director Robert A. Paul For For Management
1.10 Elect Director Gerald L. Shaheen For For Management
1.11 Elect Director Jerry Sue Thornton For For Management
1.12 Elect Director Morry Weiss For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: NEM Security ID: 651639106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Barton For For Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director Michael S. Hamson For For Management
1.4 Elect Director Leo I. Higdon, Jr. For For Management
1.5 Elect Director Pierre Lassonde For For Management
1.6 Elect Director Robert J. Miller For For Management
1.7 Elect Director Wayne W. Murdy For For Management
1.8 Elect Director Robin A. Plumbridge For For Management
1.9 Elect Director John B. Prescott For For Management
1.10 Elect Director Michael K. Reilly For For Management
1.11 Elect Director Seymour Schulich For For Management
1.12 Elect Director James V. Taranik For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
Page 520
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NOKIA CORP.
Ticker: NOK Security ID: 654902204
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INCOME STATEMENTS AND THE For For Management
BALANCE SHEETS.
2 APPROVAL OF A DIVIDEND OF EUR 0.30 PER For For Management
SHARE.
3 APPROVAL OF THE DISCHARGE OF THE For For Management
CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
4.1 Elect Director Paul J. Collins For For Management
4.2 Elect Director Georg Ehrnrooth For For Management
4.3 Elect Director Bengt Holmstrom For For Management
4.4 Elect Director Per Karlsson For For Management
4.5 Elect Director Jorma Ollila For For Management
4.6 Elect Director Marjorie Scardino For For Management
4.7 Elect Director Vesa Vainio For For Management
4.8 Elect Director Arne Wessberg For For Management
5 Ratify Auditors For For Management
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY THE
COMPANY
7 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO INCREASE THE SHARE CAPITAL OF
THE COMPANY.
8 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO REPURCHASE NOKIA SHARES.
9 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO DISPOSE NOKIA SHARES HELD BY THE
COMPANY.
10 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
INCREASE THE CAPITAL OF THE FOUNDATION OF
NOKIA CORPORATION.
11 MARK THE FOR BOX IF YOU WISH TO None Against Management
INSTRUCT THE DEPOSITARY TO GIVE A PROXY
TO ANY ONE OF MARIANNA UOTINEN-TARKOMA,
ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF
NOKIA CORPORATION, TO AUTHORIZE ANY OF
THEM (WITH FULL POWER OF SUBSTITUTION) TO
VOTE, IN THEIR DISCR
- --------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP.
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alston D. Correll For For Management
1.2 Elect Director Landon Hilliard For For Management
1.3 Elect Director Burton M. Joyce For For Management
1.4 Elect Director Jane Margaret O'Brien For For Management
2 Ratify Auditors For For Management
Page 521
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NOVARTIS AG
Ticker: NVS Security ID: 66987V109
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, THE For For Management
FINANCIAL STATEMENTS OF NOVARTIS AG AND
THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2003.
2 APPROVAL OF THE ACTIVITIES OF THE BOARD For For Management
OF DIRECTORS.
3 APPROPRIATION OF AVAILABLE EARNINGS OF For For Management
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND.
4 CONVERSION OF GENERAL RESERVES INTO FREE For For Management
RESERVES.
5 REDUCTION OF SHARE CAPITAL. For For Management
6 FURTHER SHARE REPURCHASE PROGRAM. For For Management
7 AMENDMENT TO THE ARTICLES OF For For Management
INCORPORATION.
8 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF PROF. DR. HELMUT SIHLER
FOR A THREE-YEAR TERM.
9 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR
A THREE-YEAR TERM.
10 ELECTION TO THE BOARD OF DIRECTORS. For For Management
RE-ELECTION OF DR. DANIEL VASELLA FOR A
THREE-YEAR TERM.
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC.
Ticker: NVLS Security ID: 670008101
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Hill For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Youssef A. El-Mansy For For Management
1.4 Elect Director J. David Litster For For Management
1.5 Elect Director Yoshio Nishi For For Management
1.6 Elect Director Glen G. Possley For For Management
1.7 Elect Director Ann D. Rhoads For For Management
1.8 Elect Director William R. Spivey For For Management
1.9 Elect Director Delbert A. Whitaker For For Management
2 Ratify Auditors For For Management
3 Provision of Non-Audit Services by Against Against Shareholder
Independent Auditors
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Robert Charles Clark For For Management
1.4 Elect Director Leonard S. Coleman, Jr. For For Management
1.5 Elect Director Errol M. Cook For For Management
1.6 Elect Director Susan S. Denison For For Management
1.7 Elect Director Michael A. Henning For For Management
1.8 Elect Director John R. Murphy For For Management
1.9 Elect Director John R. Purcell For For Management
1.10 Elect Director Linda Johnson Rice For For Management
1.11 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
Page 522
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PACCAR INC.
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Harry C. Stonecipher For For Management
1.3 Elect Director Harold A. Wagner For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Deferred Compensation Plan For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Abstain Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against Abstain Shareholder
TB, and Malaria Pandemic
Page 523
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PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Abstain Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Abstain Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Abstain Shareholder
- --------------------------------------------------------------------------------
PHELPS DODGE CORP.
Ticker: PD Security ID: 717265102
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marie L. Knowles For For Management
1.2 Elect Director Jon C. Madonna For For Management
1.3 Elect Director Gordon R. Parker For For Management
1.4 Elect Director Robert D. Johnson For For Management
2 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES CO.
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Hartwell Gardner For For Management
1.2 Elect Director James L. Houghton For For Management
1.3 Elect Director Linda K. Lawson For For Management
2 Ratify Auditors For For Management
Page 524
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PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Victoria F. Haynes For For Management
1.4 Elect Director Allen J. Krowe For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adelia A. Coffman For Withhold Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Irwin Mark Jacobs For For Management
1.4 Elect Director Richard Sulpizio For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
Page 525
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REED ELSEVIER NV (FORMERLY ELSEVIER NV)
Ticker: ENL Security ID: 758204101
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE 2003 ANNUAL FINANCIAL For For Management
STATEMENTS
2 DIVIDEND For For Management
3 WAIVER (DECHARGE) FOR MEMBERS OF THE For For Management
EXECUTIVE BOARD
4 WAIVER (DECHARGE) FOR MEMBERS OF THE For For Management
SUPERVISORY BOARD
5 Ratify Auditors For For Management
6 RE-APPOINTMENT OF MEMBER OF THE For For Management
SUPERVISORY BOARD: LORD SHARMAN
7 RE-APPOINTMENT OF MEMBER OF THE For For Management
SUPERVISORY BOARD: RWH STOMBERG
8 RE-APPOINTMENT OF MEMBER OF THE For For Management
SUPERVISORY BOARD: M TABAKSBLAT
9 RE-APPOINTMENT OF GJA VAN DE AAST AS A For For Management
MEMBER OF THE EXECUTIVE BOARD
10 DELEGATION TO THE EXECUTIVE BOARD OF THE For For Management
AUTHORITY TO ACQUIRE SHARES IN THE
COMPANY
11 DESIGNATION OF THE COMBINED BOARD AS THE For For Management
BODY CORPORATE AUTHORISED TO ISSUE SHARES
AND GRANT SHARE OPTIONS
12 TO RESTRICT OR CANCEL PRE-EMPTIVE RIGHTS For For Management
OF SHAREHOLDERS
- --------------------------------------------------------------------------------
RIO TINTO PLC (FORMERLY RTZ CORP. PLC)
Ticker: Security ID: 767204100
Meeting Date: APR 7, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
UNDER SECTION 80 OF THE COMPANIES ACT
1955
2 AUTHORITY TO ALLOT EQUITY SECURITIES FOR For For Management
CASH UNDER SECTION 89 OF THE COMPANIES
ACT 1955
3 AUTHORITY TO PURCHASE RIO TINTO PLC For For Management
SHARES BY THE COMPANY OR RIO TINTO
LIMITED
4 APPROVAL OF THE MINING COMPANIES For For Management
COMPARATIVE PLAN 2004 AND THE RIO TINTO
SHARE OPTION PLAN 2004
5 ELECTION OF SIR JOHN KERR AS A DIRECTOR For For Management
6 RE-ELECTION OF MR LEIGH CLIFFORD AS A For For Management
DIRECTOR
7 RE-ELECTION OF MR GUY ELLIOTT AS A For For Management
DIRECTOR
8 RE-ELECTION OF SIR RICHARD SYKES AS A For For Management
DIRECTOR (MEMBER OF THE REMUNERATIONS
COMMITTEE)
9 RE-ELECTION OF RICHARD GIORDANO AS A For For Management
DIRECTOR (MEMBER OF THE AUDIT,
NOMINATIONS, SOCIAL/ENVIRONMENTAL
ACCOUNT. COMMITTEES)
10 Ratify Auditors For For Management
11 APPROVAL OF REMUNERATION REPORT For For Management
12 RECEIVE ANNUAL REPORT AND FINANCIAL For For Management
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2003
Page 526
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RIO TINTO PLC (FORMERLY RTZ CORP. PLC)
Ticker: Security ID: 767204100
Meeting Date: APR 7, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 34,470,000
2 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 6,890,000
3 Authorise 106.7 Million Rio Tinto plc For For Management
Shares for Market Purchase
4 Approve the Mining Companies Comparative For For Management
Plan 2004 and the Rio Tinto Share Option
Plan 2004
5 Elect Sir John Kerr as Director For For Management
6 Re-elect Leigh Clifford as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Sir Richard Sykes as Director For For Management
9 Re-elect Sir Richard Giordano as Director For For Management
10 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix Their
Remuneration
11 Approve Remuneration Report For For Management
12 Accept Financial Statements and Statutory For For Management
Reports
- --------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Berwick, Jr. For For Management
1.2 Elect Director Frederick P. Furth For For Management
1.3 Elect Director Edward W. Gibbons For For Management
1.4 Elect Director Harold M. Messmer, Jr. For For Management
1.5 Elect Director Thomas J. Ryan For For Management
1.6 Elect Director J. Stephen Schaub For For Management
1.7 Elect Director M. Keith Waddell For For Management
2 Ratify Auditors For For Management
Page 527
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SAFECO CORP.
Ticker: SAFC Security ID: 786429100
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Cline For For Management
1.2 Elect Director G. Thompson Hutton For For Management
1.3 Elect Director William W. Krippaehne, For For Management
Jr.
1.4 Elect Director Michael S. McGavick For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.T. Battenberg III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director Willie D. Davis For For Management
1.5 Elect Director Vernon E. Jordan, Jr. For For Management
1.6 Elect Director Laurette T. Koellner For For Management
1.7 Elect Director Cornelis J.A. Van Lede For For Management
1.8 Elect Director Joan D. Manley For For Management
1.9 Elect Director Cary D. McMillan For For Management
1.10 Elect Director C. Steven McMillan For For Management
1.11 Elect Director Rozanne L. Ridgway For For Management
1.12 Elect Director Richard L. Thomas For For Management
2 Ratify Auditors For For Management
3 Report on Charitable Contributions Against Against Shareholder
4 Implement and Monitor Code of Corporate Against Against Shareholder
Conduct - ILO Standards
- --------------------------------------------------------------------------------
SARA LEE CORPORATION
Ticker: SLE Security ID: 803111
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 RATIFICATION OF THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS SARA LEE S
INDEPENDENT ACCOUNTANTS FOR FISCAL 2004
03 TO VOTE ON A STOCKHOLDER PROPOSAL Against Against Shareholder
REGARDING CHARITABLE CONTRIBUTIONS.
04 TO VOTE ON A STOCKHOLDER PROPOSAL Against Against Shareholder
REGARDING SARA LEE S CODE OF CONDUCT.
Page 528
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SBC COMMUNICATIONS INC.
Ticker: SBC Security ID: 78387G103
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Barnes For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director John B. McCoy For For Management
1.4 Elect Director S. Donley Ritchey For For Management
1.5 Elect Director Joyce M. Roche For For Management
1.6 Elect Director Patricia P. Upton For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Change Size of Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Hassan For For Management
1.2 Elect Director Philip Leder, M.D. For For Management
1.3 Elect Director Eugene R. McGrath For For Management
1.4 Elect Director Richard de J. Osborne For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
SMITH INTERNATIONAL, INC.
Ticker: SII Security ID: 832110100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Gibbs For For Management
1.2 Elect Director Jerry W. Neely For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director Dorrit J. Bern For For Management
1.3 Elect Director Francis S. Blake For For Management
1.4 Elect Director Thomas F. Chapman For For Management
1.5 Elect Director H. Allen Franklin For For Management
1.6 Elect Director Bruce S. Gordon For For Management
1.7 Elect Director Donald M. James For For Management
1.8 Elect Director Zack T. Pate For For Management
1.9 Elect Director J. Neal Purcell For For Management
1.10 Elect Director David M. Ratcliffe For For Management
1.11 Elect Director Gerald J. St. Pe For For Management
2 Ratify Auditors For For Management
3 Approve Outside Director Stock in Lieu of For For Management
Cash
Page 529
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SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert D. Kelleher For Withhold Management
1.2 Elect Director Rollin W. King For For Management
1.3 Elect Director June M. Morris For Withhold Management
1.4 Elect Director C. Webb Crockett For Withhold Management
1.5 Elect Director William P. Hobby For For Management
1.6 Elect Director Travis C. Johnson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ST. PAUL TRAVELERS COMPANIES, INC., THE
Ticker: STA Security ID: 792860108
Meeting Date: MAR 19, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with a Merger For For Management
Agreement
2 Amend Bylaws For For Management
3 Amend Articles For Against Management
4 Reduce Supermajority Vote Requirement For For Management
- --------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON)
Ticker: STT Security ID: 857477103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kennett Burnes For For Management
1.2 Elect Director David Gruber For For Management
1.3 Elect Director Linda Hill For For Management
1.4 Elect Director Charles Lamantia For For Management
1.5 Elect Director Robert Weissman For For Management
2 Exempt Board of Directors from Against For Shareholder
Massachusetts General Laws, Chapter 156B,
Section 50A(a)
Page 530
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SUN MICROSYSTEMS, INC.
Ticker: SUNW Security ID: 866810
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 AMENDMENTS TO THE 1990 EMPLOYEE STOCK For For Management
PURCHASE PLAN. PROPOSAL TO APPROVE
AMENDMENTS TO SUN S 1990 EMPLOYEE STOCK
PURCHASE PLAN, INCLUDING AN INCREASE IN
THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY
170,000,000 SHARES OF COMMON
03 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITORS. PROPOSAL TO RATIFY
THE APPOINTMENT OF ERNST & YOUNG LLP, AS
SUN S INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR
04 STOCKHOLDER PROPOSAL ENTITLED CHINA Against Against Shareholder
BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA . PROPOSAL REQUESTING
IMPLEMENTATION OF PRINCIPLES EMBODIED IN
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF
WORKERS IN CHINA
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker: SUNW Security ID: 866810104
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott G. McNealy For For Management
1.2 Elect Director James L. Barksdale For For Management
1.3 Elect Director L. John Doerr For For Management
1.4 Elect Director Robert J. Fisher For For Management
1.5 Elect Director Michael E. Lehman For For Management
1.6 Elect Director Robert L. Long For For Management
1.7 Elect Director M. Kenneth Oshman For For Management
1.8 Elect Director Naomi O. Seligman For For Management
1.9 Elect Director Lynn E. Turner For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Implement China Principles Against Against Shareholder
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SUNGARD DATA SYSTEMS INC.
Ticker: SDS Security ID: 867363103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Bentley For Withhold Management
1.2 Elect Director Michael C. Brooks For For Management
1.3 Elect Director Cristobal Conde For For Management
1.4 Elect Director Ramon de Oliveira For For Management
1.5 Elect Director Henry C. Duques For For Management
1.6 Elect Director Albert A. Eisenstat For For Management
1.7 Elect Director Bernard Goldstein For For Management
1.8 Elect Director Janet Brutschea Haugen For For Management
1.9 Elect Director James L. Mann For For Management
1.10 Elect Director Malcolm I. Ruddock For For Management
2 Ratify Auditors For For Management
Page 531
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SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hicks Lanier For For Management
1.2 Elect Director Larry L. Prince For For Management
1.3 Elect Director Frank S. Royal, M.D. For For Management
1.4 Elect Director Robert M. Beall, II For For Management
1.5 Elect Director Jeffrey C. Crowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
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SYMANTEC CORP.
Ticker: SYMC Security ID: 871503108
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tania Amochaev For For Management
1.2 Elect Director William Coleman For For Management
1.3 Elect Director Dr. Per-Kristian Halvorsen For For Management
1.4 Elect Director David Mahoney For For Management
1.5 Elect Director Robert S. Miller For For Management
1.6 Elect Director Bill Owens For For Management
1.7 Elect Director George Reyes For For Management
1.8 Elect Director Daniel H. Schulman For For Management
1.9 Elect Director John W. Thompson For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Stock Option Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 ADOPTION OF SYMANTEC S AMENDED AND For For Management
RESTATED CERTIFICATE OF INCORPORATION.
03 AMENDMENT OF SYMANTEC S 1996 EQUITY For For Management
INCENTIVE PLAN TO ALLOW GRANTS OF
RESTRICTED STOCK.
04 ADOPTION OF SYMANTEC S SENIOR EXECUTIVE For For Management
INCENTIVE PLAN.
05 RATIFICATION OF THE SELECTION OF KPMG LLP For For Management
AS THE INDEPENDENT AUDITORS.
Page 532
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SYNOPSYS, INC.
Ticker: SNPS Security ID: 871607107
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aart J. de Geus For For Management
1.2 Elect Director Andy D. Bryant For For Management
1.3 Elect Director Chi-Foon Chan For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director Deborah A. Coleman For For Management
1.6 Elect Director A. Richard Newton For For Management
1.7 Elect Director Sasson Somekh For Withhold Management
1.8 Elect Director Roy Vallee For For Management
1.9 Elect Director Steven C. Walske For For Management
2 Amend Non-Employee Director Stock Option For Against Management
Plan
3 Ratify Auditors For For Management
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SYSCO CORPORATION
Ticker: SYY Security ID: 871829
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF AMENDMENT TO RESTATED For For Management
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK THAT
SYSCO WILL HAVE THE AUTHORITY TO ISSUE TO
TWO BILLION (2,000,000,000).
03 APPROVAL OF THE 2003 STOCK INCENTIVE For For Management
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING THAT THE Against Against Shareholder
BOARD REVIEW THE COMPANY S POLICIES FOR
FOOD PRODUCTS CONTAINING GENETICALLY
ENGINEERED INGREDIENTS AND REPORT TO
SHAREHOLDERS BY MARCH 2004.
Page 533
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SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Golden as Class For Withhold Management
II Director
1.2 Elect Director Joseph A. Hafner, Jr. as For For Management
Class II Director
1.3 Elect Director Thomas E. Lankford as For Withhold Management
Class II Director
1.4 Elect Director Richard J. Schnieders as For Withhold Management
Class II Director
1.5 Elect Director John K. Stubblefield, Jr. For For Management
as Class III Director
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Report on the Impact of Genetically Against Abstain Shareholder
Engineered Products
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T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 8, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Bernard For For Management
1.2 Elect Director James T. Brady For For Management
1.3 Elect Director D. William J. Garrett For For Management
1.4 Elect Director Donald B. Hebb, Jr. For For Management
1.5 Elect Director James A.C. Kennedy For For Management
1.6 Elect Director James S. Riepe For For Management
1.7 Elect Director George A. Roche For For Management
1.8 Elect Director Brian C. Rogers For For Management
1.9 Elect Director Dr. Alfred Sommer For For Management
1.10 Elect Director Dwight S. Taylor For For Management
1.11 Elect Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Michele J. Hooper For For Management
1.3 Elect Director Anne M. Mulcahy For For Management
1.4 Elect Director Stephen W. Sanger For For Management
1.5 Elect Director Warren R. Staley For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
Page 534
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TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 RATIFY APPOINTMENT OF INDEPENDENT For For Management
AUDITORS
03 APPROVE THE PROCTER & GAMBLE 2003 For For Management
NON-EMPLOYEE DIRECTORS STOCK PLAN
04 SHAREHOLDER PROPOSAL NO. 1 BOARD OF Against For Shareholder
DIRECTORS TERMS
05 SHAREHOLDER PROPOSAL NO. 2 LABEL Against Against Shareholder
GENETICALLY ENGINEERED FOODS
- --------------------------------------------------------------------------------
TRANSOCEAN INC.
Ticker: RIG Security ID: G90078109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Long For For Management
1.2 Elect Director Martin B. Mcnamara For For Management
1.3 Elect Director Robert M. Sprague For For Management
1.4 Elect Director J. Michael Talbert For For Management
2 APPROVAL OF THE AMENDMENT OF OUR For For Management
LONG-TERM INCENTIVE PLAN AS DESCRIBED IN
THE PROXY STATEMENT.
3 Ratify Auditors For For Management
Page 535
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UNION PACIFIC CORP.
Ticker: UNP Security ID: 907818108
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.F. Anschutz For For Management
1.2 Elect Director R.K. Davidson For For Management
1.3 Elect Director T.J. Donohue For For Management
1.4 Elect Director A.W. Dunham For For Management
1.5 Elect Director S.F. Eccles For For Management
1.6 Elect Director I.J. Evans For For Management
1.7 Elect Director J.R. Hope For For Management
1.8 Elect Director M.W. Mcconnell For For Management
1.9 Elect Director S.R. Rogel For For Management
1.10 Elect Director E. Zedillo For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director James P. Kelly For For Management
1.4 Elect Director Ann M. Livermore For For Management
1.5 Elect Director Gary E. MacDougal For For Management
1.6 Elect Director Victor A. Pelson For For Management
1.7 Elect Director Lea N. Soupata For For Management
1.8 Elect Director Robert M. Teeter For For Management
1.9 Elect Director John W. Thompson For For Management
1.10 Elect Director Carol B. Tome For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against For Shareholder
4 Develop Ethical Criteria for Military Against Abstain Shareholder
Contracts
5 Performance-Based/Indexed Options Against For Shareholder
6 Separate Chairman and CEO Positions Against For Shareholder
Page 536
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UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For Withhold Management
1.2 Elect Director Richard T. Burke For Withhold Management
1.3 Elect Director Stephen J. Hemsley For For Management
1.4 Elect Director Donna E. Shalala For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Limit Awards to Executives Against Against Shareholder
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VECTREN CORP.
Ticker: VVC Security ID: 92240G101
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Engelbrecht For For Management
1.2 Elect Director William G. Mays For For Management
1.3 Elect Director J. Timothy Mcginley For For Management
1.4 Elect Director Richard P. Rechter For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
Page 537
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WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Prepare Sustainability Report Against Abstain Shareholder
8 Report on Stock Option Distribution by Against Abstain Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Abstain Shareholder
(GMO)
10 Prepare Diversity Report Against Abstain Shareholder
11 Submit Executive Compensation to Vote Against For Shareholder
- --------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422
Meeting Date: JAN 14, 2004 Meeting Type: Annual
Record Date: NOV 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF THE AMENDED AND RESTATED For For Management
WALGREEN CO. NONEMPLOYEE DIRECTOR STOCK
PLAN.
- --------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 14, 2004 Meeting Type: Annual
Record Date: NOV 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Bernauer For For Management
1.2 Elect Director William C. Foote For For Management
1.3 Elect Director James J. Howard For For Management
1.4 Elect Director Alan G. McNally For For Management
1.5 Elect Director Cordell Reed For For Management
1.6 Elect Director Jeffrey A. Rein For For Management
1.7 Elect Director David Y. Schwartz For For Management
1.8 Elect Director John B. Schwemm For For Management
1.9 Elect Director Marilou M. von Ferstel For For Management
1.10 Elect Director Charles R. Walgreen III For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
Page 538
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WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC.
Ticker: WLP Security ID: 94973H108
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
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WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For Withhold Management
1.11 Elect Director Judith M. Runstad For Withhold Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For Withhold Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Abstain Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
Page 539
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ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger B. Porter For For Management
1.2 Elect Director L. E. Simmons For For Management
1.3 Elect Director Steven C. Wheelwright For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
============= THE TRAVELERS SERIES TRUST - SOCIAL AWARENESS STOCK ==============
============= PORTFOLIO ==============
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Barbara Hackman Franklin For For Management
1.3 Elect Director Jeffrey E. Garten For For Management
1.4 Elect Director Earl G. Graves For For Management
1.5 Elect Director Gerald Greenwald For For Management
1.6 Elect Director Ellen M. Hancock For For Management
1.7 Elect Director Michael H. Jordan For For Management
1.8 Elect Director Jack D. Kuehler For For Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director John W. Rowe, M.D. For For Management
1.13 Elect Director Ronald A. Williams For For Management
1.14 Elect Director R. David Yost For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
AIR PRODUCTS & CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Douglas Ford For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Paula G. Rosput For For Management
1.4 Elect Director Lawrason D. Thomas For For Management
2 Ratify Auditors For For Management
Page 540
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AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPOINTMENT OF AUDITORS. RATIFICATION OF For For Management
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
AUDITORS FOR FISCAL YEAR 2004
- --------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director Carlos Ghosn For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Report on Pay Disparity Against Against Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC.
Ticker: ABK Security ID: 023139108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip B. Lassiter For For Management
1.2 Elect Director Michael A. Callen For For Management
1.3 Elect Director Renso L. Caporali For For Management
1.4 Elect Director Jill M. Considine For For Management
1.5 Elect Director Richard Dulude For For Management
1.6 Elect Director Robert J. Genader For For Management
1.7 Elect Director W. Grant Gregory For For Management
1.8 Elect Director Laura S. Unger For For Management
1.9 Elect Director Henry D. G. Wallace For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR FISCAL YEAR 2003.
03 APPROVAL OF AMENDMENT TO 1998 STOCK For For Management
OPTION AND INCENTIVE PLAN.
04 RATIFICATION AND APPROVAL OF ERNST & For For Management
YOUNG LLP AND AUTHORIZATION OF AUDIT
COMMITTEE OF BOARD TO FIX REMUNERATION.
Page 541
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AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bruce Anderson as Director For Abstain Management
1.2 Elect Avinoam Naor as Director For Abstain Management
1.3 Elect Adrian Gardner as Director For For Management
1.4 Elect Dov Baharav as Director For Abstain Management
1.5 Elect Julian Brodsky as Director For For Management
1.6 Elect Eli Gelman as Director For For Management
1.7 Elect Charles Foster as Director For For Management
1.8 Elect James Kahan as Director For For Management
1.9 Elect Nehemia Lemelbaum as Director For For Management
1.10 Elect John McLennan as Director For For Management
1.11 Elect Robert Minicucci as Director For Abstain Management
1.12 Elect Mario Segal as Director For For Management
2 Accept Financial Statements For Fiscal For For Management
Year 2003
3 Amend 1998 Stock Option and Incentive For For Management
Plan
4 Approve Ernst & Young Auditors and For For Management
Authorize Audit Committee of Board to Fix
Their Remuneration
- --------------------------------------------------------------------------------
AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
Page 542
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
AMERICAN POWER CONVERSION CORP.
Ticker: APCC Security ID: 029066107
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Rodger B. Dowdell, Jr. For For Management
2.2 Elect Director Emanuel E. Landsman For For Management
2.3 Elect Director Neil E. Rasmussen For For Management
2.4 Elect Director Ervin F. Lyon For For Management
2.5 Elect Director James D. Gerson For For Management
2.6 Elect Director John G. Kassakian For For Management
2.7 Elect Director John F. Keane, Sr. For For Management
2.8 Elect Director Ellen B. Richstone For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
Page 543
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AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Jerry D. Choate For Withhold Management
1.3 Elect Director Frank C. Herringer For For Management
1.4 Elect Director Gilbert S. Omenn For For Management
2 Ratify Auditors For For Management
3 Prepare Glass Ceiling Report Against For Shareholder
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: OCT 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene C. Fiedorek For For Management
1.2 Elect Director Patricia Albjerg Graham For For Management
1.3 Elect Director F. H. Merelli For Withhold Management
1.4 Elect Director Raymond Plank For For Management
2 Report on Greenhouse Gas Emissions Against For Shareholder
- --------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: OCT 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 AMENDMENT OF RESTATED CERTIFICATE OF For For Management
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF THE COMPANY S COMMON
STOCK FROM 215,000,000 SHARES TO
430,000,000 SHARES.
Page 544
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APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF THE AMENDMENTS TO THE COMPANY For For Management
S 2000 KEY EMPLOYEES STOCK OPTION PLAN
03 APPROVAL OF THE AMENDMENT TO THE COMPANY For For Management
S EMPLOYEES SAVINGS- STOCK PURCHASE PLAN
04 APPROVAL OF THE COMPANY S 2003 DIRECTOR For For Management
STOCK PLAN
05 APPOINTMENT OF DELOITTE & TOUCHE LLP For For Management
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Joseph A. Califano, Jr. For For Management
1.5 Elect Director Leon G. Cooperman For For Management
1.6 Elect Director Ann Dibble Jordan For For Management
1.7 Elect Director Harvey M. Krueger For For Management
1.8 Elect Director Frederic V. Malek For For Management
1.9 Elect Director Henry Taub For For Management
1.10 Elect Director Arthur F. Weinbach For For Management
1.11 Elect Director Josh S. Weston For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve Outside Director Stock Awards in For For Management
Lieu of Cash
5 Ratify Auditors For For Management
Page 545
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BANK OF NEW YORK CO., INC., THE
Ticker: BK Security ID: 064057102
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Alan R. Griffith For For Management
1.4 Elect Director Gerald L. Hassell For For Management
1.5 Elect Director Richard J. Kogan For For Management
1.6 Elect Director Michael J. Kowalski For For Management
1.7 Elect Director John A. Luke, Jr. For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Paul Myners, CBE For For Management
1.10 Elect Director Robert C. Pozen For For Management
1.11 Elect Director Catherine A. Rein For For Management
1.12 Elect Director Thomas A. Renyi For For Management
1.13 Elect Director William C. Richardson For For Management
1.14 Elect Director Brian L. Roberts For For Management
1.15 Elect Director Samuel C. Scott III For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Report on Political Contributions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Limit Composition of Committee to Against Against Shareholder
Independent Directors
7 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
BANK ONE CORP.
Ticker: ONE Security ID: 06423A103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director John H. Bryan For For Management
2.2 Elect Director Stephen B. Burke For For Management
2.3 Elect Director James S. Crown For For Management
2.4 Elect Director James Dimon For For Management
2.5 Elect Director Maureen A. Fay For For Management
2.6 Elect Director Laban P. Jackson, Jr. For For Management
2.7 Elect Director John W. Kessler For For Management
2.8 Elect Director Robert I. Lipp For For Management
2.9 Elect Director Richard A. Manoogian For For Management
2.10 Elect Director David C. Novak For For Management
2.11 Elect Director John W. Rogers, Jr. For For Management
2.12 Elect Director Frederick P. Stratton, For For Management
Jr.
3 Ratify Auditors For For Management
Page 546
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BLACK & DECKER CORP., THE
Ticker: BDK Security ID: 091797100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Norman R. Augustine For For Management
1.3 Elect Director Barbara L. Bowles For For Management
1.4 Elect Director M. Anthony Burns For For Management
1.5 Elect Director Kim B. Clark For For Management
1.6 Elect Director Manuel A. Fernandez For For Management
1.7 Elect Director Benjamin H. Griswold, IV For For Management
1.8 Elect Director Anthony Luiso For For Management
2 Ratify Auditors For For Management
3 Approve Restricted Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
BP PLC (FORM. BP AMOCO PLC )
Ticker: BP.PP Security ID: 055622104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lord Browne For Did Not Management
Vote
1.2 Elect Director Dr B E Grote For Did Not Management
Vote
1.3 Elect Director Mr H M P Miles For Did Not Management
Vote
1.4 Elect Director Sir Robin Nicholson For Did Not Management
Vote
1.5 Elect Director Mr R L Olver For Did Not Management
Vote
1.6 Elect Director Sir Ian Prosser For Did Not Management
Vote
2 TO ELECT MR A BURGMANS AS A DIRECTOR For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
4 TO AMEND THE ARTICLES OF ASSOCIATION OF For Did Not Management
THE COMPANY Vote
5 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For Did Not Management
SPECIFIED AMOUNT Vote
6 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO For Did Not Management
ALLOT A LIMITED NUMBER OF SHARES FOR CASH Vote
WITHOUT MAKING AN OFFER TO SHAREHOLDERS
7 SPECIAL RESOLUTION: TO GIVE LIMITED For Did Not Management
AUTHORITY FOR THE PURCHASE OF ITS OWN Vote
SHARES BY THE COMPANY
8 TO AUTHORISE THE USE OF TREASURY SHARES For Did Not Management
FOR EMPLOYEE SHARE SCHEMES Vote
9 TO APPROVE THE DIRECTORS REMUNERATION For Did Not Management
REPORT Vote
10 TO DETERMINE THE LIMIT FOR THE AGGREGATE For Did Not Management
REMUNERATION OF THE NON-EXECUTIVE Vote
DIRECTORS
11 TO RECEIVE THE DIRECTORS ANNUAL REPORT For Did Not Management
AND THE ACCOUNTS Vote
12 SPECIAL SHAREHOLDER RESOLUTION: TO Against Did Not Shareholder
INSTRUCT THE COMPANY TO PREPARE A REPORT Vote
MAKING CERTAIN DISCLOSURES ON MATTERS OF
CONTROL AND RISK IN PROTECTED AND
SENSITIVE AREAS
Page 547
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CABLEVISION SYSTEMS CORP.
Ticker: CVC Security ID: 12686C109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Ferris For For Management
1.2 Elect Director Richard H. Hochman For For Management
1.3 Elect Director Victor Oristano For For Management
1.4 Elect Director Vincent Tese For For Management
1.5 Elect Director Thomas V. Reifenheiser For For Management
1.6 Elect Director John R. Ryan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORP.
Ticker: COF Security ID: 14040H105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Ronald Dietz For For Management
1.2 Elect Director Lewis Hay, III For For Management
1.3 Elect Director Mayo A. Shattuck, III For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CENTEX CORP.
Ticker: CTX Security ID: 152312104
Meeting Date: FEB 25, 2004 Meeting Type: Special
Record Date: JAN 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Against Management
2 Approve Merger Agreement For For Management
3 Approve Merger Agreement For For Management
Page 548
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CENTEX CORP./3333 HOLDING CORP.
Ticker: CTX Security ID: 152312
Meeting Date: FEB 25, 2004 Meeting Type: Special
Record Date: JAN 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
C1 APPROVAL TO AMEND THE RESTATED ARTICLES For For Management
OF INCORPORATION.*
C2 APPROVAL TO TERMINATE THE NOMINEE For For Management
AGREEMENT.*
H1 APPROVAL OF THE TRANSACTION, INCLUDING For For Management
APPROVAL OF THE RELATED MERGER AGREEMENT
FOR THE HOLDER MERGER.**
- --------------------------------------------------------------------------------
CENTEX CORP./3333 HOLDING CORP.
Ticker: CTX Security ID: 152312
Meeting Date: JUL 17, 2003 Meeting Type: Annual
Record Date: MAY 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
C2 APPROVAL OF THE 2003 ANNUAL INCENTIVE For For Management
COMPENSATION PLAN.*
C3 APPROVAL OF THE CENTEX CORPORATION 2003 For For Management
EQUITY INCENTIVE PLAN.*
C4 RATIFICATION OF THE APPOINTMENT OF For For Management
INDEPENDENT AUDITOR FOR 2004.*
3H2 RATIFICATION OF THE APPOINTMENT OF For For Management
INDEPENDENT AUDITOR FOR 2004.**
- --------------------------------------------------------------------------------
CHARLES SCHWAB CORP., THE
Ticker: SCH Security ID: 808513105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald G. Fisher For For Management
1.2 Elect Director Paula A. Sneed For For Management
1.3 Elect Director David B. Yoffie For For Management
2 Approve Omnibus Stock Plan For For Management
Page 549
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE AN AMENDMENT AND RESTATEMENT For For Management
OF THE EMPLOYEE STOCK PURCHASE PLAN,
INCLUDING AN INCREASE OF 100,000,000
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN AND A 5-YEAR EXTENSION OF THE PLAN,
AS MORE FULLY SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT
03 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT Against Against Shareholder
THE BOARD PREPARE A REPORT EACH FISCAL
YEAR ON CISCO HARDWARE AND SOFTWARE
PROVIDED TO GOVERNMENT AGENCIES AND
STATE-OWNED COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH I
05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT Against Against Shareholder
THE BOARD S COMPENSATION COMMITTEE
PREPARE AND MAKE AVAILABLE BY JANUARY 1,
2004, A REPORT COMPARING TOTAL
COMPENSATION OF THE COMPANY S TOP
EXECUTIVES AND ITS LOWEST PAID WORKERS IN
THE U.S. AND ABROAD AS OF SPECIF
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: CCU Security ID: 184502102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan D. Feld For For Management
1.2 Elect Director Thomas O. Hicks For For Management
1.3 Elect Director Perry J. Lewis For For Management
1.4 Elect Director L. Lowry Mays For For Management
1.5 Elect Director Mark P. Mays For For Management
1.6 Elect Director Randall T. Mays For For Management
1.7 Elect Director B.J. Mccombs For For Management
1.8 Elect Director Phyllis B. Riggins For For Management
1.9 Elect Director Theordore H. Strauss For For Management
1.10 Elect Director J.C. Watts For For Management
1.11 Elect Director John H. Williams For For Management
2 Ratify Auditors For For Management
Page 550
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COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Cathleen P. Black For For Management
1.4 Elect Director Warren E. Buffett For For Management
1.5 Elect Director Douglas N. Daft For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Susan Bennett King For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director Donald F. Mchenry For For Management
1.11 Elect Director Robert L. Nardelli For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director J. Pedro Reinhard For For Management
1.14 Elect Director James D. Robinson III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director James B. Williams For For Management
2 Ratify Auditors For For Management
3 Report on Operational Impact of HIV/AIDS For For Shareholder
Pandemic
4 Report on Stock Option Distribution by Against Abstain Shareholder
Race and Gender
5 Prohibit Awards to Executives Against Against Shareholder
6 Submit Executive Compensation to Vote Against Against Shareholder
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Implement China Principles Against Abstain Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO.
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Carlos M. Gutierrez For For Management
1.4 Elect Director Ellen M. Hancock For For Management
1.5 Elect Director David W. Johnson For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Delano E. Lewis For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Elizabeth A. Monrad For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
5 Adopt ILO Based Code of Conduct Against Abstain Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
Page 551
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COMERICA INC.
Ticker: CMA Security ID: 200340107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Babb, Jr. For For Management
1.2 Elect Director James F. Cordes For For Management
1.3 Elect Director Peter D. Cummings For For Management
1.4 Elect Director Todd W. Herrick For For Management
1.5 Elect Director William P. Vititoe For For Management
1.6 Elect Director Kenneth L. Way For For Management
2 Approve Employee Stock Purchase Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent A. Calarco For For Management
1.2 Elect Director George Campbell, Jr. For For Management
1.3 Elect Director Gordon J. Davis For For Management
1.4 Elect Director Michael J. Del Giudice For For Management
1.5 Elect Director Joan S. Freilich For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Sally Hernandez-Pinero For For Management
1.8 Elect Director Peter W. Likins For For Management
1.9 Elect Director Eugene R. McGrath For For Management
1.10 Elect Director Frederic V. Salerno For For Management
1.11 Elect Director Stephen R. Volk For For Management
2 Ratify Auditors For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Increase Disclosure of Executive Against Against Shareholder
Compensation
Page 552
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CSX CORP.
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.E. Bailey For For Management
1.2 Elect Director R.L. Burrus, Jr. For For Management
1.3 Elect Director E.J. Kelly, III For For Management
1.4 Elect Director R.D. Kunisch For For Management
1.5 Elect Director S.J. Morcott For For Management
1.6 Elect Director D.M. Ratcliffe For For Management
1.7 Elect Director C.E. Rice For For Management
1.8 Elect Director W.C. Richardson For For Management
1.9 Elect Director F.S. Royal, M.D. For For Management
1.10 Elect Director D.J. Shepard For For Management
1.11 Elect Director M.J. Ward For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Limit Awards to Executives Against For Shareholder
- --------------------------------------------------------------------------------
DELL COMPUTER CORPORATION
Ticker: DELL Security ID: 247025
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 ELIMINATION OF CLASSIFIED BOARD For For Management
03 CHANGE OF COMPANY NAME TO DELL INC. For For Management
04 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE For For Management
BONUS PLAN
- --------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J. P. Belda For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director Curtis J. Crawford For For Management
1.4 Elect Director John T. Dillon For For Management
1.5 Elect Director Louisa C. Duemling For For Management
1.6 Elect Director Charles O. Holliday, Jr. For For Management
1.7 Elect Director Deborah C. Hopkins For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Masahisa Naitoh For For Management
1.10 Elect Director William K. Reilly For For Management
1.11 Elect Director H. Rodney Sharp, III For For Management
1.12 Elect Director Charles M. Vest For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Adopt and Report on a Code of Corporate Against Against Shareholder
Conduct
5 Limit Executive Compensation Against Against Shareholder
Page 553
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ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director Franklyn G. Prendergast For For Management
1.4 Elect Director Kathi P. Seifert For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Drug Pricing Against Against Shareholder
- --------------------------------------------------------------------------------
EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Egan For For Management
1.2 Elect Director Michael C. Ruettgers For For Management
1.3 Elect Director David N. Strohm For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: MAR 23, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director Allen M. Hill For For Management
1.3 Elect Director Dr Mitchel D Livingston For For Management
1.4 Elect Director Hendrik G. Meijer For For Management
1.5 Elect Director James E. Rogers For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Adopt Sexual Orientation None For Shareholder
Non-Discrimination Policy
Page 554
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FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry C. Duques For For Management
1.2 Elect Director Charles T. Fote For For Management
1.3 Elect Director Richard P. Kiphart For For Management
1.4 Elect Director Joan E. Spero For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GLOBAL SANTA FE CORP.(FORMERLY SANTA FE INTERNATIONAL CORP)
Ticker: GSF Security ID: G3930E101
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ferdinand A. Berger For For Management
1.2 Elect Director Khaled R. Al-Haroon For For Management
1.3 Elect Director Edward R. Muller For For Management
1.4 Elect Director Paul J. Powers For For Management
1.5 Elect Director John L. Whitmire For For Management
2 PROPOSAL TO APPROVE A SPECIAL RESOLUTION For For Management
TO AMEND THE COMPANY S AMENDED AND
RESTATED ARTICLES OF ASSOCIATION TO
PERMIT TELEPHONIC AND INTERNET VOTING BY
RECORD SHAREHOLDERS.
3 PROPOSAL TO APPROVE A SPECIAL RESOLUTION For For Management
TO AMEND THE COMPANY S AMENDED AND
RESTATED ARTICLES OF ASSOCIATION TO
REMOVE THE LANGUAGE NO SHARE OWNERSHIP
QUALIFICATION FOR DIRECTORS SHALL BE
REQUIRED.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
OF THE COMPANY AND ITS SUBSIDIARIES FOR
THE YEAR ENDING DECEMBER 31, 2004.
- --------------------------------------------------------------------------------
GUIDANT CORP.
Ticker: GDT Security ID: 401698105
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maurice A. Cox, Jr. For For Management
1.2 Elect Director Nancy-Ann Min DeParle For For Management
1.3 Elect Director Ronald W. Dollens For For Management
1.4 Elect Director Enrique C. Falla For For Management
1.5 Elect Director Kristina M. Johnson, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
Page 555
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HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For Withhold Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS For For Management
HEWLETT-PACKARD COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2004.
03 APPROVAL OF THE HEWLETT-PACKARD COMPANY For For Management
2004 STOCK INCENTIVE PLAN
04 SHAREOWNER PROPOSAL ENTITLED STOCK Against For Shareholder
OPTION EXPENSING PROPOSAL
Page 556
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HOME DEPOT, INC. (THE)
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director Berry R. Cox For For Management
1.5 Elect Director Claudio X. Gonzalez For For Management
1.6 Elect Director Milledge A. Hart, III For For Management
1.7 Elect Director Bonnie G. Hill For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Robert L. Nardelli For For Management
1.10 Elect Director Roger S. Penske For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against Against Shareholder
6 Adopt ILO Based Code of Conduct Against Against Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL, INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Howard For Withhold Management
1.2 Elect Director Bruce Karatz For Withhold Management
1.3 Elect Director Russell E. Palmer For Withhold Management
1.4 Elect Director Ivan G. Seidenberg For Withhold Management
1.5 Elect Director Eric K. Shinseki For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
6 Report on Pay Disparity Against Against Shareholder
7 Provide for Cumulative Voting Against For Shareholder
Page 557
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IAC / INTERACTIVECORP
Ticker: IACI Security ID: 45840Q101
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard N. Barton For For Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director Edgar Bronfman, Jr. For For Management
1.4 Elect Director Barry Diller For For Management
1.5 Elect Director Victor A. Kaufman For For Management
1.6 Elect Director Donald R. Keough For For Management
1.7 Elect Director Marie-Josee Kravis For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Steven Rattner For For Management
1.10 Elect Director Gen. H.N. Schwarzkopf For For Management
1.11 Elect Director Alan G. Spoon For For Management
1.12 Elect Director Diane Von Furstenberg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For For Management
1.2 Elect Director Michael J. Birck For For Management
1.3 Elect Director Marvin D. Brailsford For For Management
1.4 Elect Director James R. Cantalupo For For Management
1.5 Elect Director Susan Crown For For Management
1.6 Elect Director Don H. Davis, Jr. For For Management
1.7 Elect Director W. James Farrell For For Management
1.8 Elect Director Robert C. McCormack For For Management
1.9 Elect Director Robert S. Morrison For For Management
1.10 Elect Director Harold B. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For For Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against Against Shareholder
6 Performance- Based/Indexed Options Against Against Shareholder
Page 558
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INTERNATIONAL PAPER CO.
Ticker: IP Security ID: 460146103
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha F. Brooks For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director Robert D. Kennedy For For Management
1.4 Elect Director W. Craig McClelland For Withhold Management
1.5 Elect Director Robert M. Amen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313
Meeting Date: JAN 13, 2004 Meeting Type: Annual
Record Date: NOV 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO APPROVE AMENDMENTS TO THE JABIL For For Management
CIRCUIT, INC. 2002 STOCK INCENTIVE PLAN
TO (I) PROVIDE FOR AN INCREASE IN THE
AGGREGATE SHARES OF COMMON STOCK THAT MAY
BE SUBJECT TO FUTURE AWARDS FROM
1,512,705 TO 11,512,705 SHARES, (II)
PROHIBIT THE REPRICING OF OUTS
03 TO RATIFY THE SELECTION OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS FOR JABIL.
- --------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 13, 2004 Meeting Type: Annual
Record Date: NOV 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Morean For For Management
1.2 Elect Director Thomas A. Sansone For For Management
1.3 Elect Director Timothy L. Main For For Management
1.4 Elect Director Lawrence J. Murphy For For Management
1.5 Elect Director Mel S. Lavitt For For Management
1.6 Elect Director Steven A. Raymund For For Management
1.7 Elect Director Frank A. Newman For For Management
1.8 Elect Director Laurence S. Grafstein For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
Page 559
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For For Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against For Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
Page 560
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: APR 16, 2004 Meeting Type: Special
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pradeep Sindhu For For Management
1.2 Elect Director Robert M. Calderoni For For Management
1.3 Elect Director Kenneth Levy For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KB HOME
Ticker: KBH Security ID: 48666K109
Meeting Date: APR 1, 2004 Meeting Type: Annual
Record Date: FEB 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Burkle For For Management
1.2 Elect Director Ray R. Irani For For Management
1.3 Elect Director Leslie Moonves For For Management
1.4 Elect Director Luis G. Nogales For For Management
1.5 Elect Director Melissa Lora For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORP.
Ticker: LLTC Security ID: 535678106
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Swanson, Jr. For For Management
1.2 Elect Director David S. Lee For For Management
1.3 Elect Director Leo T. McCarthy For For Management
1.4 Elect Director Richard M. Moley For For Management
1.5 Elect Director Thomas S. Volpe For For Management
2 Ratify Auditors For For Management
Page 561
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LINEAR TECHNOLOGY CORPORATION
Ticker: Security ID: 535678
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING JUNE
27, 2004.
- --------------------------------------------------------------------------------
LOWE
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Paul Fulton For For Management
1.3 Elect Director Dawn E. Hudson For For Management
1.4 Elect Director Marshall O. Larsen For For Management
1.5 Elect Director Robert A. Niblock For For Management
1.6 Elect Director Stephen F. Page For For Management
1.7 Elect Director O. Temple Sloan, Jr. For For Management
1.8 Elect Director Robert L. Tillman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MBNA CORP.
Ticker: KRB Security ID: 55262L100
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Berick For For Management
1.2 Elect Director Benjamin R. Civiletti For For Management
1.3 Elect Director Bruce L. Hammonds For For Management
1.4 Elect Director William L. Jews For For Management
1.5 Elect Director Randolph D. Lerner For For Management
1.6 Elect Director Stuart L. Markowitz For For Management
1.7 Elect Director William B. Milstead For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Require Majority of Independent Directors Against For Shareholder
on Board
Page 562
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MEDIMMUNE, INC.
Ticker: MEDI Security ID: 584699102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne T. Hockmeyer For For Management
1.2 Elect Director David M. Mott For For Management
1.3 Elect Director David Baltimore For For Management
1.4 Elect Director M. James Barrett For For Management
1.5 Elect Director Melvin D. Booth For For Management
1.6 Elect Director James H. Cavanaugh For For Management
1.7 Elect Director Barbara Hackman Franklin For For Management
1.8 Elect Director Gordon S. Macklin For For Management
1.9 Elect Director Elizabeth H. S. Wyatt For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S
INDEPENDENT AUDITORS
03 TO APPROVE MEDTRONIC S 2003 LONG-TERM For For Management
INCENTIVE PLAN.
04 TO APPROVE MEDTRONIC S EXECUTIVE For For Management
INCENTIVE PLAN.
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
Page 563
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For Management
01.1 WILLIAM H. GATES III For For Management
01.2 STEVEN A. BALLMER For For Management
01.3 JAMES I. CASH JR. For For Management
01.4 RAYMOND V. GILMARTIN For For Management
01.5 A. MCLAUGHLIN KOROLOGOS For For Management
01.6 DAVID F. MARQUARDT For For Management
01.7 CHARLES H. NOSKI For For Management
01.8 HELMUT PANKE For For Management
01.9 WM. G. REED JR. For For Management
01.10 JON A. SHIRLEY For Withheld Management
02 ADOPTION OF THE AMENDMENTS TO THE 2001 For For Management
STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 For For Management
STOCK OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD Against Against Shareholder
RECOMMENDS A VOTE AGAINST THIS PROPOSAL)
Page 564
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Madigan For Withhold Management
1.2 Elect Director Dr. Klaus Zumwinkel For For Management
1.3 Elect Director Sir Howard Davies For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORP.
Ticker: NAV Security ID: 63934E108
Meeting Date: FEB 17, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael N. Hammes For For Management
1.2 Elect Director James H. Keyes For For Management
1.3 Elect Director Southwood J. Morcott For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
Page 565
- --------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION
Ticker: NAV Security ID: 63934E
Meeting Date: FEB 17, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 VOTE TO RATIFY THE SELECTION OF DELOITTE For For Management
& TOUCHE LLP AS OUR INDEPENDENT AUDITOR.
03 VOTE TO APPROVE OUR 2004 PERFORMANCE For For Management
INCENTIVE PLAN.
- --------------------------------------------------------------------------------
NOBLE CORP
Ticker: NE Security ID: G65422100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Cawley For For Management
1.2 Elect Director Luke R. Corbett For For Management
1.3 Elect Director Jack E. Little For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK Security ID: 654902204
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INCOME STATEMENTS AND THE For For Management
BALANCE SHEETS.
2 APPROVAL OF A DIVIDEND OF EUR 0.30 PER For For Management
SHARE.
3 APPROVAL OF THE DISCHARGE OF THE For For Management
CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
4.1 Elect Director Paul J. Collins For For Management
4.2 Elect Director Georg Ehrnrooth For For Management
4.3 Elect Director Bengt Holmstrom For For Management
4.4 Elect Director Per Karlsson For For Management
4.5 Elect Director Jorma Ollila For For Management
4.6 Elect Director Marjorie Scardino For For Management
4.7 Elect Director Vesa Vainio For For Management
4.8 Elect Director Arne Wessberg For For Management
5 Ratify Auditors For For Management
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY THE
COMPANY
7 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO INCREASE THE SHARE CAPITAL OF
THE COMPANY.
8 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO REPURCHASE NOKIA SHARES.
9 APPROVAL OF THE AUTHORIZATION TO THE For For Management
BOARD TO DISPOSE NOKIA SHARES HELD BY THE
COMPANY.
10 APPROVAL OF THE PROPOSAL OF THE BOARD TO For For Management
INCREASE THE CAPITAL OF THE FOUNDATION OF
NOKIA CORPORATION.
11 MARK THE FOR BOX IF YOU WISH TO None For Management
INSTRUCT THE DEPOSITARY TO GIVE A PROXY
TO ANY ONE OF MARIANNA UOTINEN-TARKOMA,
ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF
NOKIA CORPORATION, TO AUTHORIZE ANY OF
THEM (WITH FULL POWER OF SUBSTITUTION) TO
VOTE, IN THEIR DISCR
Page 566
- --------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP.
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alston D. Correll For For Management
1.2 Elect Director Landon Hilliard For For Management
1.3 Elect Director Burton M. Joyce For For Management
1.4 Elect Director Jane Margaret O'Brien For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Robert Charles Clark For For Management
1.4 Elect Director Leonard S. Coleman, Jr. For For Management
1.5 Elect Director Errol M. Cook For For Management
1.6 Elect Director Susan S. Denison For For Management
1.7 Elect Director Michael A. Henning For For Management
1.8 Elect Director John R. Murphy For For Management
1.9 Elect Director John R. Purcell For For Management
1.10 Elect Director Linda Johnson Rice For For Management
1.11 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
Page 567
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ellison For For Management
1.2 Elect Director Donald L. Lucas For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Jeffrey O. Henley For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For For Management
Plan
5 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION For For Management
OF THE FISCAL YEAR 2004 EXECUTIVE BONUS
PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2004
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED For For Management
AND RESTATED 1993 DIRECTORS STOCK PLAN
05 PROPOSAL TO ADOPT THE CHINA BUSINESS Against Against Shareholder
PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA
- --------------------------------------------------------------------------------
PACIFICARE HEALTH SYSTEMS, INC.
Ticker: PHS Security ID: 695112102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida Alvarez For For Management
1.2 Elect Director Bradley C. Call For For Management
1.3 Elect Director Terry O. Hartshorn For For Management
1.4 Elect Director Dominic Ng For For Management
1.5 Elect Director Howard G. Phanstiel For For Management
1.6 Elect Director Warren E. Pinckert Ii For For Management
1.7 Elect Director David A. Reed For For Management
1.8 Elect Director Charles R. Rinehart For For Management
1.9 Elect Director Linda Rosenstock For For Management
1.10 Elect Director Lloyd E. Ross For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
Page 568
- --------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326
Meeting Date: OCT 2, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
- --------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 2, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Thomas Golisano For For Management
1.2 Elect Director Betsy S. Atkins For For Management
1.3 Elect Director G. Thomas Clark For For Management
1.4 Elect Director David J. S. Flaschen For For Management
1.5 Elect Director Phillip Horsley For For Management
1.6 Elect Director Grant M. Inman For For Management
1.7 Elect Director J. Robert Sebo For For Management
1.8 Elect Director Joseph M. Tucci For For Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against For Shareholder
TB, and Malaria Pandemic
Page 569
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PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against For Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against For Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Abstain Shareholder
- --------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alejandro Achaval For For Management
1.2 Elect Director Ronald L. Kuehn, Jr. For For Management
1.3 Elect Director H. Mitchell Watson, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Stockholder Protection Rights For For Management
Agreement
Page 570
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PRUDENTIAL FINANCIAL INC
Ticker: PRU Security ID: 744320102
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Ryan For For Management
1.2 Elect Director Gaston Caperton For For Management
1.3 Elect Director Gilbert F. Casellas For For Management
1.4 Elect Director Karl J. Krapek For For Management
1.5 Elect Director Ida F.S. Schmertz For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
ROYAL DUTCH PETROLEUM CO.
Ticker: RPETY Security ID: 780257804
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 FINALIZATION OF THE BALANCE SHEET AS AT For For Management
DECEMBER 31, 2003, THE PROFIT AND LOSS
ACCOUNT FOR THE YEAR 2003 AND THE NOTES
TO THE BALANCE SHEET AND THE PROFIT AND
LOSS ACCOUNT.
2 DECLARATION OF THE TOTAL DIVIDEND FOR THE For For Management
YEAR 2003.
3 DISCHARGE OF THE MANAGING DIRECTORS OF For Against Management
RESPONSIBILITY IN RESPECT OF THEIR
MANAGEMENT FOR THE YEAR 2003.
4 DISCHARGE OF THE MEMBERS OF THE For Against Management
SUPERVISORY BOARD OF RESPONSIBILITY FOR
THEIR SUPERVISION FOR THE YEAR 2003.
5 APPOINTMENT OF MS. L.Z. COOK AS A For For Management
MANAGING DIRECTOR OF THE COMPANY.*
6 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A For For Management
MEMBER OF THE SUPERVISORY BOARD.*
7 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS For For Management
A MEMBER OF THE SUPERVISORY BOARD OWING
TO RETIREMENT BY ROTATION.*
8 REDUCTION OF THE ISSUED SHARE CAPITAL For For Management
WITH A VIEW TO CANCELLA- TION OF THE
SHARES ACQUIRED BY THE COMPANY IN ITS OWN
CAPITAL.
9 AUTHORIZATION OF THE BOARD OF MANAGEMENT, For For Management
PURSUANT TO ARTICLE 98, BOOK 2 OF THE
NETHERLANDS CIVIL CODE, AS THE COMPETENT
BODY TO ACQUIRE SHARES IN THE CAPITAL OF
THE COMPANY.
- --------------------------------------------------------------------------------
SIEBEL SYSTEMS, INC.
Ticker: SEBL Security ID: 826170102
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Scott Hartz For For Management
1.2 Elect Director Charles R. Schwab For For Management
1.3 Elect Director George T. Shaheen For For Management
1.4 Elect Director John W. White For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Abstain For Shareholder
Page 571
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SIERRA HEALTH SERVICES, INC.
Ticker: SIE Security ID: 826322109
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert L. Greene For For Management
1.2 Elect Director Erin E. MacDonald For For Management
1.3 Elect Director William J. Raggio For For Management
1.4 Elect Director Charles L. Ruthe For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SLM CORP.
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Daley For For Management
1.2 Elect Director William M. Diefenderfer, For For Management
III
1.3 Elect Director Thomas J. Fitzpatrick For For Management
1.4 Elect Director Edward A. Fox For For Management
1.5 Elect Director Diane Suitt Gilleland For For Management
1.6 Elect Director Earl A. Goode For For Management
1.7 Elect Director Ann Torre Grant For For Management
1.8 Elect Director Ronald F. Hunt For For Management
1.9 Elect Director Benjamin J. Lambert, III For For Management
1.10 Elect Director Albert L. Lord For For Management
1.11 Elect Director Barry A. Munitz For For Management
1.12 Elect Director A. Alexander Porter, Jr. For For Management
1.13 Elect Director Wolfgang Schoellkopf For For Management
1.14 Elect Director Steven L. Shapiro For For Management
1.15 Elect Director Barry L. Williams For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
Page 572
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SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director Dorrit J. Bern For For Management
1.3 Elect Director Francis S. Blake For For Management
1.4 Elect Director Thomas F. Chapman For For Management
1.5 Elect Director H. Allen Franklin For For Management
1.6 Elect Director Bruce S. Gordon For For Management
1.7 Elect Director Donald M. James For For Management
1.8 Elect Director Zack T. Pate For For Management
1.9 Elect Director J. Neal Purcell For For Management
1.10 Elect Director David M. Ratcliffe For For Management
1.11 Elect Director Gerald J. St. Pe For For Management
2 Ratify Auditors For For Management
3 Approve Outside Director Stock in Lieu of For For Management
Cash
- --------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert D. Kelleher For For Management
1.2 Elect Director Rollin W. King For For Management
1.3 Elect Director June M. Morris For For Management
1.4 Elect Director C. Webb Crockett For For Management
1.5 Elect Director William P. Hobby For For Management
1.6 Elect Director Travis C. Johnson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Rocca For For Management
1.2 Elect Director David A. Thompson For For Management
1.3 Elect Director Stefan K. Widensohler For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON)
Ticker: STT Security ID: 857477103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kennett Burnes For For Management
1.2 Elect Director David Gruber For For Management
1.3 Elect Director Linda Hill For For Management
1.4 Elect Director Charles Lamantia For For Management
1.5 Elect Director Robert Weissman For For Management
2 Exempt Board of Directors from Against For Shareholder
Massachusetts General Laws, Chapter 156B,
Section 50A(a)
Page 573
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SUN MICROSYSTEMS, INC.
Ticker: SUNW Security ID: 866810
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 AMENDMENTS TO THE 1990 EMPLOYEE STOCK For For Management
PURCHASE PLAN. PROPOSAL TO APPROVE
AMENDMENTS TO SUN S 1990 EMPLOYEE STOCK
PURCHASE PLAN, INCLUDING AN INCREASE IN
THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY
170,000,000 SHARES OF COMMON
03 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITORS. PROPOSAL TO RATIFY
THE APPOINTMENT OF ERNST & YOUNG LLP, AS
SUN S INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR
04 STOCKHOLDER PROPOSAL ENTITLED CHINA Against Against Shareholder
BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA . PROPOSAL REQUESTING
IMPLEMENTATION OF PRINCIPLES EMBODIED IN
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF
WORKERS IN CHINA
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker: SUNW Security ID: 866810104
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott G. McNealy For For Management
1.2 Elect Director James L. Barksdale For For Management
1.3 Elect Director L. John Doerr For For Management
1.4 Elect Director Robert J. Fisher For For Management
1.5 Elect Director Michael E. Lehman For For Management
1.6 Elect Director Robert L. Long For For Management
1.7 Elect Director M. Kenneth Oshman For For Management
1.8 Elect Director Naomi O. Seligman For For Management
1.9 Elect Director Lynn E. Turner For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Implement China Principles Against Against Shareholder
Page 574
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SYSCO CORPORATION
Ticker: SYY Security ID: 871829
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPROVAL OF AMENDMENT TO RESTATED For For Management
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK THAT
SYSCO WILL HAVE THE AUTHORITY TO ISSUE TO
TWO BILLION (2,000,000,000).
03 APPROVAL OF THE 2003 STOCK INCENTIVE For For Management
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING THAT THE Against Against Shareholder
BOARD REVIEW THE COMPANY S POLICIES FOR
FOOD PRODUCTS CONTAINING GENETICALLY
ENGINEERED INGREDIENTS AND REPORT TO
SHAREHOLDERS BY MARCH 2004.
- --------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Golden as Class For For Management
II Director
1.2 Elect Director Joseph A. Hafner, Jr. as For For Management
Class II Director
1.3 Elect Director Thomas E. Lankford as For For Management
Class II Director
1.4 Elect Director Richard J. Schnieders as For For Management
Class II Director
1.5 Elect Director John K. Stubblefield, Jr. For For Management
as Class III Director
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 8, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Bernard For For Management
1.2 Elect Director James T. Brady For For Management
1.3 Elect Director D. William J. Garrett For For Management
1.4 Elect Director Donald B. Hebb, Jr. For For Management
1.5 Elect Director James A.C. Kennedy For For Management
1.6 Elect Director James S. Riepe For For Management
1.7 Elect Director George A. Roche For For Management
1.8 Elect Director Brian C. Rogers For For Management
1.9 Elect Director Dr. Alfred Sommer For For Management
1.10 Elect Director Dwight S. Taylor For For Management
1.11 Elect Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Other Business For Against Management
Page 575
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TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Michele J. Hooper For For Management
1.3 Elect Director Anne M. Mulcahy For For Management
1.4 Elect Director Stephen W. Sanger For For Management
1.5 Elect Director Warren R. Staley For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: JUL 23, 2003 Meeting Type: Annual
Record Date: JUN 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence Biondi, S.J. For Did Not Management
Vote
1.2 Elect Director Van B. Honeycutt For Did Not Management
Vote
1.3 Elect Director Edward A. Kangas For Did Not Management
Vote
2 Declassify the Board of Directors For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
4 Require Majority of Independent Directors Against Did Not Shareholder
on Board Vote
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trevor Fetter For For Management
1.2 Elect Director Van B. Honeycutt For For Management
1.3 Elect Director John C. Kane For For Management
1.4 Elect Director Edward A. Kangas For For Management
1.5 Elect Director J. Robert Kerrey For For Management
1.6 Elect Director Richard R. Pettingill For For Management
2 Ratify Auditors For For Management
Page 576
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TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G
Meeting Date: JUL 23, 2003 Meeting Type: Annual
Record Date: JUN 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 PROPOSAL TO APPROVE THE AMENDED AND For For Management
RESTATED ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG For For Management
LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2003.
04 SHAREHOLDER PROPOSAL REGARDING Against For Shareholder
INDEPENDENCE OF THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND DISCUSS THE COMPANY S For For Management
CONSOLIDATED BALANCE SHEET AS OF DECEMBER
31, 2003 AND THE CONSOLIDATED STATEMENTS.
2 TO APPROVE THE BOARD OF DIRECTORS For Against Management
RECOMMENDATION THAT THE CASH DIVIDEND FOR
THE YEAR ENDED DECEMBER 31, 2003, WHICH
WAS PAID IN FOUR INSTALLMENTS AND
AGGREGATED NIS 1.44 (APPROXIMATELY
US$0.322) PER ORDINARY SHARE, BE DECLARED
FINAL.
3 TO ELECT ABRAHAM E. COHEN TO SERVE FOR A For For Management
THREE-YEAR TERM.
4 TO ELECT LESLIE DAN TO SERVE FOR A For For Management
THREE-YEAR TERM.
5 TO ELECT PROF. MEIR HETH TO SERVE FOR A For For Management
THREE-YEAR TERM.
6 TO ELECT PROF. MOSHE MANY TO SERVE FOR A For For Management
THREE-YEAR TERM.
7 TO ELECT DOV SHAFIR TO SERVE FOR A For For Management
THREE-YEAR TERM.
8 TO APPROVE THE PURCHASE OF DIRECTOR S AND For Against Management
OFFICER S LIABILITY INSURANCE FOR THE
DIRECTORS AND OFFICERS OF THE COMPANY.
9 Ratify Auditors For For Management
Page 577
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TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: OCT 27, 2003 Meeting Type: Special
Record Date: SEP 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect G. Shalev as an External Director For For Management
2 Approve Increase in Remuneration of For For Management
Directors other than the Chairman
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMIT
Ticker: TEVA Security ID: 881624
Meeting Date: OCT 27, 2003 Meeting Type: Special
Record Date: SEP 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
01 TO APPOINT PROF. GABRIELA SHALEV AS A For For Management
STATUTORY INDEPENDENT DIRECTOR FOR A
THREE-YEAR TERM, REPLACING MR. ORI SLONIM
WHOSE TERM ENDS ON OCTOBER 17, 2003.
02 TO APPROVE AN INCREASE IN THE For For Management
REMUNERATION OF THE DIRECTORS OF THE
COMPANY (OTHER THAN THE CHAIRMAN). SUCH
ANNUAL REMUNERATION IS TO BE SET AT NIS
100,000 WITH AN ADDITIONAL NIS 3,000 PER
MEETING. DIRECTORS WHO ARE ALSO COMMITTEE
CHAIRPERSONS SHALL RECEIV
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director Stephen F. Bollenbach For For Management
1.3 Elect Director Stephen M. Case For For Management
1.4 Elect Director Frank J. Caufield For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Miles R. Gilburne For For Management
1.7 Elect Director Carla A. Hills For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director R. E. Turner For For Management
1.13 Elect Director Francis T. Vincent, Jr. For For Management
2 Ratify Auditors For For Management
3 Adopt China Principles Against For Shareholder
4 Report on Pay Disparity Against Against Shareholder
Page 578
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: JAN 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
01 DIRECTOR For For Management
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS For For Management
TYCO S INDEPENDENT AUDITORS AND
AUTHORIZATION FOR THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
03 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
04 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
05 SHAREHOLDER PROPOSAL REGARDING For Against Management
ENVIRONMENTAL REPORTING.
06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
07 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For Did Not Management
Vote
1.2 Elect Director Edward D. Breen For Did Not Management
Vote
1.3 Elect Director George W. Buckley For Did Not Management
Vote
1.4 Elect Director Brian Duperreault For Did Not Management
Vote
1.5 Elect Director Bruce S. Gordon For Did Not Management
Vote
1.6 Elect Director John A. Krol For Did Not Management
Vote
1.7 Elect Director Mackey J. Mcdonald For Did Not Management
Vote
1.8 Elect Director H. Carl Mccall For Did Not Management
Vote
1.9 Elect Director Brendan R. O'Neill For Did Not Management
Vote
1.10 Elect Director Sandra S. Wijnberg For Did Not Management
Vote
1.11 Elect Director Jerome B. York For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 ADOPTION OF THE AMENDED AND RESTATED For Did Not Management
BYE-LAWS. Vote
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For Did Not Management
PLAN. Vote
5 SHAREHOLDER PROPOSAL REGARDING For Did Not Shareholder
ENVIRONMENTAL REPORTING. Vote
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Did Not Shareholder
JURISDICTION OF INCORPORATION FROM Vote
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Did Not Shareholder
EXECUTIVE COMPENSATION. Vote
Page 579
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UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director James P. Kelly For For Management
1.4 Elect Director Ann M. Livermore For For Management
1.5 Elect Director Gary E. MacDougal For For Management
1.6 Elect Director Victor A. Pelson For For Management
1.7 Elect Director Lea N. Soupata For For Management
1.8 Elect Director Robert M. Teeter For For Management
1.9 Elect Director John W. Thompson For For Management
1.10 Elect Director Carol B. Tome For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNIVISION COMMUNICATIONS INC.
Ticker: UVN Security ID: 914906102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Jerrold Perenchio For For Management
1.2 Elect Director Fernando Aguirre For For Management
1.3 Elect Director Harold Gaba For For Management
1.4 Elect Director Alan F. Horn For For Management
1.5 Elect Director John G. Perenchio For For Management
1.6 Elect Director Ray Rodriguez For For Management
1.7 Elect Director McHenry T. Tichenor, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Felix Zandman For For Management
1.2 Elect Director Philippe Gazeau For For Management
1.3 Elect Director Zvi Grinfas For For Management
1.4 Elect Director Dr. Gerald Paul For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Restricted Stock Plan For For Management
Page 580
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Prepare Sustainability Report Against For Shareholder
8 Report on Stock Option Distribution by Against For Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Abstain Shareholder
(GMO)
10 Prepare Diversity Report Against For Shareholder
11 Submit Executive Compensation to Vote Against Against Shareholder
- --------------------------------------------------------------------------------
WELLCHOICE INC
Ticker: WC Security ID: 949475107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Briggs For For Management
1.2 Elect Director Faye Wattleton For For Management
1.3 Elect Director Stephen Scheidt, M.D. For For Management
1.4 Elect Director Edward J. Malloy For For Management
2 Ratify Auditors For For Management
Page 581
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WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For Withhold Management
1.11 Elect Director Judith M. Runstad For Withhold Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For Withhold Management
2 Approve Retirement Plan For Against Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against For Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
WESTWOOD ONE, INC.
Ticker: WON Security ID: 961815107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: APR 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman J. Pattiz For For Management
1.2 Elect Director Mel Karmazin For For Management
1.3 Elect Director Joseph B. Smith For For Management
1.4 Elect Director Dennis F. Holt For For Management
1.5 Elect Director Shane Coppola For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WEYERHAEUSER CO.
Ticker: WY Security ID: 962166104
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Rogel For For Management
1.2 Elect Director William D. Ruckelshaus For For Management
1.3 Elect Director Richard H. Sinkfield For For Management
1.4 Elect Director James N. Sullivan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Declassify the Board of Directors Against For Management
4 Expense Stock Options Against For Shareholder
5 Implement Restricted Share Executive Against Against Shareholder
Compensation Plan
6 Report on Greenhouse Gas Emissions Against Against Shareholder
7 Develop Policy Regarding Old Growth Against Against Shareholder
Forests
8 Ratify Auditors For For Management
Page 582
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
============= THE TRAVELERS SERIES TRUST - TRAVELERS QUALITY BOND ==============
============= PORTFOLIO ==============
The Fund held no voting securities during the period covered by the report.
=========== THE TRAVELERS SERIES TRUST - U.S. GOVERNMENT SECURITIES ============
=========== PORTFOLIO ============
The Fund held no voting securities during the period covered by the report.
========= THE TRAVELERS SERIES TRUST - ZERO COUPON BOND FUND PORTFOLIO =========
========= (SERIES 2005) =========
The Fund held no voting securities during the period covered by the report.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The Travelers Series Trust
By (Signature and Title) /s/ R. Jay Gerken
------------------
R. Jay Gerken
Chairman, Board of Trustees
Chief Executive Officer and President
Date August 30, 2004