UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
NOVEMBER 19, 2007 (NOVEMBER 15, 2007)
Date of Report (Date of earliest event reported)
HC INNOVATIONS, INC.
(Exact name of registrant as specified in its charter)
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DELAWARE 0-52197 04-3570877
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(State or other jurisdiction (Commission File No.) (IRS Employer
of incorporation) Identification No.)
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10 PROGRESS DRIVE, SUITE 200
SHELTON, CT 06484
(Address of principal executive offices, including zip code)
Registrant's telephone number, including area code: (203) 925-9600
SIX CORPORATE DRIVE, SUITE 420
SHELTON, CT 06484
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligations of the registrant under any of the
following provisions (see General Instruction A.2. below):
|_| Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
FORWARD-LOOKING STATEMENTS
Statements in this Current Report on Form 8-K (including the exhibit) that are
not purely historical facts, including statements regarding HC Innovation's
beliefs, expectations, intentions or strategies for the future, may be
"forward-looking statements" under the Private Securities Litigation Reform Act
of 1995. All forward-looking statements involve a number of risks and
uncertainties that could cause actual results to differ materially from the
plans, intentions and expectations reflected in or suggested by the
forward-looking statements. These risks include the HC Innovation's entry into
new commercial businesses, the risk of obtaining financing, delays in obtaining
regulatory approvals, recruiting and retaining qualified personnel, potential
litigation and other risks described in the HC Innovation's Securities and
Exchange Commission filings. Risk factors, cautionary statements and other
conditions which could cause HC Innovation's actual results to differ from
management's current expectations are contained in HC Innovation's filings with
the Securities and Exchange Commission. HC Innovations undertakes no obligation
to update any forward-looking statement to reflect events or circumstances that
may arise after the date of this filing.
ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
On November 15, 2007, HC Innovations, Inc. ("HCI" or the "Company") issued a
press release relating to its financial results for its 2007 third quarter,
which ended September 30, 2007.
A copy of the press release is attached as Exhibit 99.1.
The information in this Current Report on Form 8-K (including the exhibit) is
furnished pursuant to Item 2.02 and shall not be deemed to be "filed" for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the
"Exchange Act"), or otherwise subject to the liabilities of that section, nor
shall it be deemed incorporated by reference in any filing made by HCI under the
Securities Act of 1933, as amended, or the Exchange Act, except as expressly set
forth by specific reference in such a filing.
ITEM 8.01 OTHER EVENTS.
Effective as of November 16, 2007, the Company moved its corporate headquarters.
Its new address is 10 Progress Drive, Suite 200, Shelton, CT 06484.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
(a) FINANCIAL STATEMENTS OF BUSINESS ACQUIRED.
Not applicable.
(b) PRO FORMA FINANCIAL INFORMATION.
Not applicable.
(c) SHELL COMPANY TRANSACTIONS.
Not applicable.
(d) EXHIBITS.
EXHIBIT DESCRIPTION
NUMBER
99.1* HC Innovations, Inc. Press Release, dated November 15, 2007,
entitled "HC INNOVATIONS REPORTS THIRD QUARTER RESULTS Revenues
Increase 93% Over Prior Year Quarter."
* Filed herewith
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as
amended, the registrant has duly caused this Current Report on Form 8-K to be
signed on its behalf by the undersigned thereunto duly authorized.
November 19, 2007 HC INNOVATIONS, INC.
By: /s/ David Chess, MD
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Name: David Chess, MD
Title: Chief Executive Officer and President
INDEX TO EXHIBITS
EXHIBIT DESCRIPTION
NUMBER
99.1* HC Innovations, Inc. Press Release, dated November 15, 2007,
entitled "HC INNOVATIONS REPORTS THIRD QUARTER RESULTS Revenues
Increase 93% Over Prior Year Quarter."
* Filed herewith.