UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07583 --------------------------------------------- HSBC ADVISOR FUNDS TRUST - -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) 3435 Stelzer Road Columbus, Ohio 43219-3035 - -------------------------------------------------------------------------------- (Address of principal executive offices) Richard Fabietti HSBC Global Asset Management (USA) Inc. 452 Fifth Avenue, New York, New York 10018 - -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 1-800-782-8183 ---------------------------- Date of fiscal year end: October 31 ------------------------------------------------------- Date of reporting period: July 1, 2008 through June 30, 2009 ------------------------------------------------------ Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-07583 Reporting Period: 07/01/2008 - 06/30/2009 HSBC Advisor Funds Trust ================== HSBC INVESTOR CORE PLUS FIXED INCOME FUND =================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =================== HSBC INVESTOR INTERNATIONAL EQUITY FUND ==================== AHOLD KON NV Ticker: AHODF Security ID: NL0006033250 Meeting Date: APR 28, 2009 Meeting Type: Annual Record Date: APR 1, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None Did Not Vote Management 2 Receive Report of Management Board None Did Not Vote Management (Non-Voting) 3 Receive Explanation on Company's None Did Not Vote Management Reserves and Dividend Policy 4 Approve Financial Statements and For Did Not Vote Management Statutory Reports 5 Approve Dividends of EUR 0.18 Per Share For Did Not Vote Management 6 Approve Discharge of Management Board For Did Not Vote Management 7 Approve Discharge of Supervisory Board For Did Not Vote Management 8 Elect L. Benjamin to Executive Board For Did Not Vote Management 9 Reelect S.M. Shern to Supervisory Board For Did Not Vote Management 10 Reelect D.C. Doijer to Supervisory For Did Not Vote Management Board 11 Elect B.J. Noteboom to Supervisory For Did Not Vote Management Board 12 Ratify Deloitte Accountants as Auditors For Did Not Vote Management 13 Grant Board Authority to Issue Shares For Did Not Vote Management Up To 10 Percent of Issued Capital 14 Authorize Board to Exclude Preemptive For Did Not Vote Management Rights from Issuance under Item 13 15 Authorize Repurchase of Up to Ten For Did Not Vote Management Percent of Issued Share Capital 16 Approve Reduction of Issued Capital by For Did Not Vote Management Cancelling Treasury Shares 17 Close Meeting None Did Not Vote Management - -------------------------------------------------------------------------------- AIR FRANCE KLM Ticker: AF Security ID: FR0000031122 Meeting Date: JUL 10, 2008 Meeting Type: Annual/Special Record Date: JUL 7, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.58 per Share 4 Approve Special Auditors' Report For For Management Regarding Related-Party Transactions 5 Renew Appointment of KPMG Audit as For For Management Auditor 6 Ratify Appointment of Denis Marange as For For Management Alternate Auditor 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Amend Article 18 of Bylaws Re: Length For For Management of Term for Directors 9 Authorize Filing of Required For For Management Documents/Other Formalities - -------------------------------------------------------------------------------- ALLIANZ SE (FORMERLY ALLIANZ AG) Ticker: ALV Security ID: DE0008404005 Meeting Date: APR 29, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Elect Karl Grimm to the Supervisory For For Management Board 6 Authorize Repurchase of up to 5 Percent For For Management of Issued Share Capital for Trading Purposes 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management of up to 5 Percent of Issued Share Capital When Repurchasing Shares 9 Amend Articles Re: Entry of Nominees in For For Management the Shareholders' Register 10 Amend Articles Re: First Supervisory For For Management Board of Allianz SE, Electronic Participation in the Annual Meeting, and Audio and Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) 11 Approve Affiliation Agreement with For For Management Subsidiary Allianz Shared Infrastructure Services SE - -------------------------------------------------------------------------------- ARCELORMITTAL Ticker: MTP Security ID: LU0323134006 Meeting Date: MAY 12, 2009 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Consolidated Financial None Did Not Vote Management Statements and Directors' and Auditors' Reports 2 Accept Consolidated Financial For Did Not Vote Management Statements 3 Accept Financial Statements For Did Not Vote Management 4 Acknowledge Allocation of Income and For Did Not Vote Management Dividends 5 Approve Allocation of Income and For Did Not Vote Management Dividends of USD 0.75 per Share 6 Approve Remuneration of Directors For Did Not Vote Management 7 Approve Discharge of Directors For Did Not Vote Management 8 Approve Retirement of Directors For Did Not Vote Management 9 Reelect Narayanan Vaghul as Director For Did Not Vote Management 10 Reelect Wilbur L. Ross as Director For Did Not Vote Management 11 Reelect Francois Pinault as Director For Did Not Vote Management 12 Approve Share Repurchase Program For Did Not Vote Management 13 Ratify Deloitte SA as Auditors For Did Not Vote Management 14 Approve Bonus Plan For Did Not Vote Management 15 Approve Stock Option Plan For Did Not Vote Management 16 Approve Employee Stock Purchase Plan For Did Not Vote Management 17 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights and Amend Article 5.5 Accordingly - -------------------------------------------------------------------------------- ARCELORMITTAL Ticker: LOR Security ID: LU0323134006 Meeting Date: JUN 17, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights Within Limits of Authorized Capital and Amend Article 5.5 Accordingly - -------------------------------------------------------------------------------- ASSOCIATED BRITISH FOODS PLC Ticker: ABF Security ID: GB0006731235 Meeting Date: DEC 5, 2008 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend of 13.5 Pence For For Management Per Ordinary Share 4 Elect Charles Sinclair as Director For For Management 5 Re-elect Willard Weston as Director For Against Management 6 Re-elect Martin Adamson as Director For Against Management 7 Re-elect John Bason as Director For For Management 8 Re-elect George Weston as Director For For Management 9 Reappoint KPMG Audit plc as Auditors For For Management and Authorise the Board to Determine Their Remuneration 10 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to a Maximum of 263,000,000 Ordinary Shares 11 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to an Aggregate of 39,000,000 Ordinary Shares 12 Amend Articles of Association For For Management - -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZNCF Security ID: GB0009895292 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm First Interim Dividend of USD For For Management 0.55 (27.8 Pence, 3.34 SEK) Per Ordinary Share; Confirm as Final Dividend the Second Interim Dividend of USD 1.50 (104.8 Pence, 12.02 SEK) Per Ordinary Share 3 Reappoint KPMG Audit plc as Auditors of For For Management the Company 4 Authorise Board to Fix Remuneration of For For Management Auditors 5(a) Re-elect Louis Schweitzer as Director For For Management 5(b) Re-elect David Brennan as Director For For Management 5(c) Re-elect Simon Lowth as Director For For Management 5(d) Re-elect Bo Angelin as Director For For Management 5(e) Re-elect John Buchanan as Director For Against Management 5(f) Re-elect Jean-Philippe Courtois as For For Management Director 5(g) Re-elect Jane Henney as Director For For Management 5(h) Re-elect Michele Hooper as Director For For Management 5(i) Elect Rudy Markham as Director For For Management 5(j) Re-elect Dame Nancy Rothwell as For For Management Director 5(k) Re-elect John Varley as Director For For Management 5(l) Re-elect Marcus Wallenberg as Director For For Management 6 Approve Remuneration Report For For Management 7 Authorise the Company and its For For Management Subsidiaries to Make EU Political Donations to Political Parties, to Make EU Political Donations to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to USD 250,000 8 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 120,636,176 9 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 18,095,426 10 Authorise 144,763,412 Ordinary Shares For For Management for Market Purchase - -------------------------------------------------------------------------------- AU OPTRONICS CORP Ticker: Security ID: TW0002409000 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Business Operations Report For For Management and Financial Statements and Statutory Reports 2 Approve 2008 Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2008 For For Management Dividends and Employee Profit Sharing 4 Amend Articles of Association For For Management 5 Approve Amendment on the Procedures for For For Management Asset Acquisition and Disposal, for Derivatives Transactions and for Loans to Other Parties and for Endorsement and uarantee 6 Approve Amendment on the Election For For Management Procedures for Directors and Supervisors 7 Transact Other Business (Non-Voting) None None Management - -------------------------------------------------------------------------------- AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. (FORMERLY AUSTR Ticker: ANZ Security ID: AU000000ANZ3 Meeting Date: DEC 18, 2008 Meeting Type: Annual Record Date: DEC 16, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for the Year Ended Sept 30, 2008 2 Approve Issuance of Securities For For Management 3 Approve Remuneration Report for the For For Management Year Ended Sept 30, 2008 4 Approve Grant to Michael Smith of For For Management 700,000 Options Exercisable at the Volume Weighted Average Price of the Company's Shares in the Five Trading Days Up to and Including the Date of the AGM 5 Approve Increase in Remuneration of For For Management Directors From A$3 Million to A$3.5 Million 6(a) Elect R.J. Reeves as Director Against Against Shareholder 6(b) Elect P.A.F. Hay as Director For For Management 6(c) Elect C.B. Goode as Director For For Management 6(d) Elect A.M. Watkins as Director For For Management - -------------------------------------------------------------------------------- AVIVA PLC Ticker: AV/ Security ID: GB0002162385 Meeting Date: APR 29, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of 19.91 Pence For For Management Per Ordinary Share 3 Elect Mark Hodges as Director For For Management 4 Elect Euleen Goh as Director For For Management 5 Re-elect Mary Francis as Director For For Management 6 Re-elect Carole Piwnica as Director For For Management 7 Re-elect Russell Walls as Director For For Management 8 Re-elect Richard Goeltz as Director For For Management 9 Reappoint Ernst & Young LLP as Auditors For For Management of the Company 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Approve Increase in Authorised Ordinary For For Management Share Capital from GBP 1,950,000,000 and EUR 700,000,000 to GBP 2,500,000,000 and EUR 700,000,000 12 Authorise Issue of Equity with For For Management Pre-emptive Rights Under a General Authority up to GBP 221,475,135 and an Additional Amount Pursuant to a Rights Issue of up to GBP 442,950,270 After Deducting Any Securities Issued Under the General Authority 13 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,221,270 14 Approve Remuneration Report For For Management 15 Approve That a General Meeting of the For For Management Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice 16 Authorise Company and its Subsidiaries For For Management to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 100,000 17 Approve Scrip Dividend Program For For Management 18 Authorise 265,000,000 Ordinary Shares For For Management for Market Purchase 19 Authorise 100,000,000 8 3/4 Percent For For Management Cumulative Irredeemable Preference Shares for Market Purchase 20 Authorise 100,000,000 8 3/8 Percent For For Management Cumulative Irredeemable Preference Shares Preference Shares for Market Purchase - -------------------------------------------------------------------------------- BANCO DO BRASIL S.A. Ticker: BBAS3 Security ID: BRBBASACNOR3 Meeting Date: SEP 30, 2008 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition Agreement between For Did Not Vote Management Banco do Brasil, BESC, and BESCRI 2 Appoint Independent Firms to Appraise For Did Not Vote Management the Proposed Acquisition 3 Approve Independent Appraisals For Did Not Vote Management 4 Approve Acquisition of BESC and BESCRI For Did Not Vote Management 5 Amend Articles to Reflect Changes in For Did Not Vote Management Capital Deriving from the Proposed Acquisition - -------------------------------------------------------------------------------- BANCO DO BRASIL S.A. Ticker: BBAS3 Security ID: BRBBASACNOR3 Meeting Date: NOV 28, 2008 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement for the Acquisition For Did Not Vote Management of Banco do Estado do Piaui SA 2 Appoint Independent Firm to Appraise For Did Not Vote Management Proposed Merger 3 Approve Indedendent Firm's Appraisal For Did Not Vote Management 4 Approve Acquisition of Banco do Estado For Did Not Vote Management do Piaui SA 5 Amend Articles to Reflect Changes in For Did Not Vote Management Capital - -------------------------------------------------------------------------------- BANCO DO BRASIL S.A. Ticker: BBAS3 Security ID: BRBBASACNOR3 Meeting Date: DEC 23, 2008 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 76.3 Million For Did Not Vote Management Ordinary Shares in Banco Nossa Caixa 2 Ratify Acquisition Agreement and the For Did Not Vote Management Independent Assessment Reports Regarding the Transaction - -------------------------------------------------------------------------------- BANCO DO BRASIL S.A. Ticker: BBAS3 Security ID: BRBBASACNOR3 Meeting Date: MAR 31, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Share Capital For Did Not Vote Management Resulting from the Acquisitions of BESC and BESCRI - -------------------------------------------------------------------------------- BANCO DO BRASIL S.A. Ticker: BBAS3 Security ID: BRBBASACNOR3 Meeting Date: APR 23, 2009 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For Did Not Vote Management 2 Amend Article 7 For Did Not Vote Management 3 Reform Articles of Association For Did Not Vote Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2008 5 Approve Allocation of Income and For Did Not Vote Management Dividends 6 Elect Fiscal Council Members For Did Not Vote Management 7 Approve Remuneration of Fiscal Council For Did Not Vote Management Members 8 Elect Directors For Did Not Vote Management 9 Approve Remuneration of Executive For Did Not Vote Management Officers and Non-Executive Directors - -------------------------------------------------------------------------------- BARCLAYS PLC Ticker: BCLYF Security ID: GB0031348658 Meeting Date: NOV 24, 2008 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorised Ordinary For For Management Share Capital from GBP 2,499,000,000 to GBP 3,499,000,000 2 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,290,000,000, USD 77,500,000, EUR 40,000,000 and JPY 40,000,000 3 Subject to the Passing of Resolution 2, For For Management Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 500,000,000 4 Subject to Passing of Resolution For For Management 2,Approve Proposed Issue by Company,Upon Conversion of GBP 4,050,000,000 of Mandatorily Convertible Notes to be Issued by Barclays Bank plc,of New Ord. Shares at a Discount of Approximately 25.3 Percent to Mid Market Price - -------------------------------------------------------------------------------- BARCLAYS PLC Ticker: BCLYF Security ID: GB0031348658 Meeting Date: APR 23, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Simon Fraser as Director For For Management 4 Re-elect Marcus Agius as Director For Against Management 5 Re-elect David Booth as Director For For Management 6 Re-elect Sir Richard Broadbent as For For Management Director 7 Re-elect Richard Clifford as Director For For Management 8 Re-elect Fulvio Conti as Director For For Management 9 Re-elect Robert Diamond Jr as Director For For Management 10 Re-elect Sir Andrew Likierman as For For Management Director 11 Re-elect Christopher Lucas as Director For For Management 12 Re-elect Sir Michael Rake as Director For For Management 13 Re-elect Stephen Russell as Director For For Management 14 Re-elect Frederik Seegers as Director For For Management 15 Re-elect Sir John Sunderland as For For Management Director 16 Re-elect John Varley as Director For For Management 17 Re-elect Patience Wheatcroft as For For Management Director 18 Reappoint PricewaterhouseCoopers LLP as For For Management Auditors of the Company 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Authorise Company and its Subsidiaries For For Management to Make EU Political Donations to Political Organisations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 100,000 21 Approve Increase in Authorised Ordinary For For Management Share Capital from GBP 3,499,000,000 to GBP 5,249,000,000 22 Issue Equity with Pre-emptive Rights For For Management Under a General Authority up to GBP 738,016,774, USD 77.5M, EUR 40.0M, JPY 4.0B and an Additional Amt Pursuant to a Rights Issue up to GBP 1,396,033,549 After Deducting Any Securities Issued Under the General Authority 23 Subject to the Passing of Resolution For For Management 22, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 104,702,516 24 Authorise 837,620,130 Ordinary Shares For For Management for Market Purchase 25 Approve That a General Meeting Other For For Management Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - -------------------------------------------------------------------------------- BASF SE (FORMERLY BASF AG) Ticker: BFASF Security ID: DE0005151005 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: APR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.95 per Share 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 4 Approve Discharge of Management Board For For Management for Fiscal 2008 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2009 6.1 Reelect Francois Diedrich to the For For Management Supervisory Board 6.2 Reelect Michael Diekmann to the For For Management Supervisory Board 6.3 Reelect Franz Ferenbach to the For For Management Supervisory Board 6.4 Elect Stephen Green to the Supervisory For For Management Board 6.5 Reelect Max Kley to the Supervisory For For Management Board 6.6 Elect Eggert Vosherau to the For For Management Supervisory Board 7 Approve Creation of EUR 500 Million For For Management Pool of Capital without Preemptive Rights 8 Amend Articles Re: First Supervisory For For Management Board of BASF SE 9 Approve Remuneration of Supervisory For For Management Board - -------------------------------------------------------------------------------- BAYER AG Ticker: BAYZF Security ID: DE0005752000 Meeting Date: MAY 12, 2009 Meeting Type: Annual Record Date: APR 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2008 2 Approve Discharge of Management Board For For Management for Fiscal 2008 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 4 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 5 Approve Conversion of Bearer Shares For For Management into Registered Shares 6 Amend Articles Re: Allow Electronic For For Management Distribution of Company Communications 7 Ratify PricewaterhouseCoopers AG as For For Management Auditors for Fiscal 2009 - -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: CA05534B7604 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: MAR 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B.K. Allen For For Management 1.2 Elect Director A. Berard For For Management 1.3 Elect Director R.A. Brenneman For For Management 1.4 Elect Director R.E. Brown For For Management 1.5 Elect Director G.A. Cope For For Management 1.6 Elect Director A.S. Fell For For Management 1.7 Elect Director D. Soble Kaufman For For Management 1.8 Elect Director B.M. Levitt For For Management 1.9 Elect Director E.C. Lumley For For Management 1.10 Elect Director T.C. O'Neill For For Management 1.11 Elect Director P.M. Tellier For For Management 1.12 Elect Director P.R. Weiss For For Management 1.13 Elect Director V.L. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3.1 Cancel Share Repurchase Program dated Against Against Shareholder December 12, 2008 3.2 Declare as Special Dividend the Amount Against Against Shareholder That Would Have Been Payable in July and October 2008 3.3 Restore Missed Dividend Payments of Against Against Shareholder July 15, 2008 and October 15, 2008 3.4 Cut Compensation of Directors, CEO and Against Against Shareholder Top Executives by 50% in 2009 3.5 Independence of Compensation Committee Against Against Shareholder Members and External Compensation Advisors 3.6 Advisory Vote on Executive Officers' For For Shareholder Compensation 3.7 Increase Fermale Representation on Against Against Shareholder Board of Directors 3.8 Adopt Policy to Limit the Number of Against Against Shareholder Directorships - -------------------------------------------------------------------------------- BHP BILLITON LIMITED (FORMERLY BHP LTD.) Ticker: BHP Security ID: AU000000BHP4 Meeting Date: NOV 27, 2008 Meeting Type: Annual Record Date: NOV 25, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Consider BHP Billiton Plc's For For Management Financial Statements, Directors' Report, and Auditor's Report for the Financial Year Ended June 30, 2008 2 Receive and Consider BHP Billiton Ltd's For For Management Financial Statements, Directors' Report, and Auditor's Report for the Financial Year Ended June 30, 2008 3 Elect Paul Anderson as Director of BHP For For Management Billiton Plc 4 Elect Paul Anderson as Director of BHP For For Management Billiton Ltd 5 Elect Don Argus as Director of BHP For For Management Billiton Plc 6 Elect Don Argus as Director of BHP For For Management Billiton Ltd 7 Elect John Buchanan as Director of BHP For For Management Billiton Plc 8 Elect John Buchanan as Director of BHP For For Management Billiton Ltd 9 Elect David Crawford as Director of BHP For For Management Billiton Plc 10 Elect David Crawford as Director of BHP For For Management Billiton Ltd 11 Elect Jacques Nasser as Director of BHP For For Management Billiton Plc 12 Elect Jacques Nasser as Director of BHP For For Management Billiton Ltd 13 Elect John Schubert as Director of BHP For For Management Billiton Plc 14 Elect John Schubert as Director of BHP For For Management Billiton Ltd 15 Elect Alan Boeckmann as Director of BHP For For Management Billiton Plc 16 Elect Alan Boeckmann as Director of BHP For For Management Billiton Ltd 17 Elect Stephen Mayne as Director of BHP Against Against Shareholder Billiton Plc 18 Elect Stephen Mayne as Director of BHP Against Against Shareholder Billiton Ltd 19 Elect David Morgan as Director of BHP For For Management Billiton Plc 20 Elect David Morgan as Director of BHP For For Management Billiton Ltd 21 Elect Keith Rumble as Director of BHP For For Management Billiton Plc 22 Elect Keith Rumble as Director of BHP For For Management Billiton Ltd 23 Approve KPMG Audit plc as Auditors of For For Management BHP Billiton Plc 24 Approve Issuance of 555.97 Million For For Management Shares at $0.50 Each to BHP Billiton Plc Pursuant to its Group Incentive Schemes 25 Renew the Disapplication of Pre-Emption For For Management Rights in BHP Billiton Plc 26 Authorize Repurchase of Up To 223.11 For For Management Million Shares in BHP Billiton Plc 27i Approve Cancellation of Shares in BHP For For Management Billiton Plc Held by BHP Billiton Ltd. on April 30, 2009 27ii Approve Cancellation of Shares in BHP For For Management Billiton Plc Held by BHP Billiton Ltd. on May 29, 2009 27iii Approve Cancellation of Shares in BHP For For Management Billiton Plc Held by BHP Billiton Ltd. on June 15, 2009 27iv Approve Cancellation of Shares in BHP For For Management Billiton Plc Held by BHP Billiton Ltd. on July 31, 2009 27v Approve Cancellation of Shares in BHP For For Management Billiton Plc Held by BHP Billiton Ltd. on Sept. 15, 2009 27vi Approve Cancellation of Shares in BHP For For Management Billiton Plc Held by BHP Billiton Ltd. on on Nov. 30, 2009 28 Approve Remuneration Report for the For For Management Financial Year Ended June 30, 2008 29 Approve Amendment to the Group For For Management Incentive Scheme to Increase Target Bonus Amount from 140 Percent to 160 Percent and to Increase the Maximum Bonus from 1.5 to 2.0 Times the Target Bonus Amount 30 Approve Grant of Approximately 49,594 For For Management Deferred Shares, 197,817 Options, and 349,397 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and Long Term Incentive Plan 31 Approve Increase in The Total For For Management Remuneration Pool for Non-Executive Directors of BHP Billiton Plc to $3.8 Million 32 Approve Increase in The Total For For Management Remuneration Pool for Non-Executive Directors of BHP Billiton Ltd to $3.8 Million 33 Approve Amendments to the Articles of For For Management Association of BHP Billiton Plc 34 Approve Amendments to the Constitution For For Management of BHP Billiton Ltd - -------------------------------------------------------------------------------- BNP PARIBAS Ticker: BNP Security ID: FR0000131104 Meeting Date: MAR 27, 2009 Meeting Type: Special Record Date: MAR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize New Class of Preferred Stock For For Management (Class B) and Amend Bylaws Accordingly, Subject to Approval of Item 2 2 Authorize Issuance of Preferred Stock For For Management (Class B) in Favor of Societe de Prise de Participation de l'Etat (SPPE) for up to Aggregate Nominal Amount of EUR 608,064,070, Subject to Approval of Item 1 3 Approve Employee Stock Purchase Plan For For Management 4 Authorize Capitalization of Reserves of For For Management Up to EUR 1 Billion for Bonus Issue or Increase in Par Value, Subject to Approval of Items 1 and 2 5 Authorize Filing of Required For For Management Documents/Other Formalities - -------------------------------------------------------------------------------- BNP PARIBAS Ticker: BNP Security ID: FR0000131104 Meeting Date: MAY 13, 2009 Meeting Type: Annual/Special Record Date: MAY 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.00 per Share 4 Approve Auditors' Special Report For For Management Regarding Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Ordinary Share Capital 6 Reelect Claude Bebear as Director For For Management 7 Reelect Jean-Louis Beffa as Director For For Management 8 Reelect Denis Kessler as Director For For Management 9 Reelect Laurence Parisot as Director For Against Management 10 Reelect Michel Pebereau as Director For For Management 11 Approve Contribution in Kind of For For Management 98,529,695 Fortis Banque Shares by Societe Federale de Participations et d'Investissement (SFPI) 12 Approve Contribution in Kind of For For Management 4,540,798 BGL SA Shares by Grand Duchy of Luxembourg 13 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Acquisitions 14 Amend Bylaws to Reflect Amendment to For For Management Terms and Conditions of Class B Shares 15 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 16 Authorize Filing of Required For For Management Documents/Other Formalities - -------------------------------------------------------------------------------- BP PLC Ticker: BP/ Security ID: GB0007980591 Meeting Date: APR 16, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Re-elect Antony Burgmans as Director For For Management 4 Re-elect Cynthia Carroll as Director For For Management 5 Re-elect Sir William Castell as For For Management Director 6 Re-elect Iain Conn as Director For For Management 7 Re-elect George David as Director For For Management 8 Re-elect Erroll Davis, Jr as Director For For Management 9 Elect Robert Dudley as Director For For Management 10 Re-elect Douglas Flint as Director For For Management 11 Re-elect Dr Byron Grote as Director For For Management 12 Re-elect Dr Tony Hayward as Director For For Management 13 Re-elect Andy Inglis as Director For For Management 14 Re-elect Dr DeAnne Julius as Director For For Management 15 Re-elect Sir Tom McKillop as Director For Against Management 16 Re-elect Sir Ian Prosser as Director For For Management 17 Re-elect Peter Sutherland as Director For For Management 18 Reappoint Ernst & Young LLP as Auditors For For Management and Authorise Board to Fix Their Remuneration 19 Authorise 1,800,000,000 Ordinary Shares For For Management for Market Purchase 20 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,561,000,000 21 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 234,000,000 22 Approve That a General Meeting Other For For Management Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - -------------------------------------------------------------------------------- BRITISH ENERGY GROUP PLC Ticker: BGY Security ID: GB00B04QKW59 Meeting Date: JUL 17, 2008 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Robert Walvis as Director For For Management 3 Re-elect Ian Harley as Director For For Management 4 Re-elect David Pryde as Director For For Management 5 Re-elect Sir Adrian Montague as For For Management Director 6 Reappoint PricewaterhouseCoopers LLP as For For Management Auditors of the Company 7 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 8 Approve Final Dividend of 13.6 Pence For For Management Per Ordinary Share 9 Approve Remuneration Report For For Management 10 Adopt New Articles of Association For For Management 11 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 34,118,000 12 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,169,000 - -------------------------------------------------------------------------------- CANON INC. Ticker: 7751 Security ID: JP3242800005 Meeting Date: MAR 27, 2009 Meeting Type: Annual Record Date: DEC 31, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JY 55 2 Amend Articles to Reflect For For Management Digitalization of Share Certificates 3.1 Elect Director For For Management 3.2 Elect Director For For Management 3.3 Elect Director For For Management 3.4 Elect Director For For Management 3.5 Elect Director For For Management 3.6 Elect Director For For Management 3.7 Elect Director For For Management 3.8 Elect Director For For Management 3.9 Elect Director For For Management 3.10 Elect Director For For Management 3.11 Elect Director For For Management 3.12 Elect Director For For Management 3.13 Elect Director For For Management 3.14 Elect Director For For Management 3.15 Elect Director For For Management 3.16 Elect Director For For Management 3.17 Elect Director For For Management 3.18 Elect Director For For Management 3.19 Elect Director For For Management 3.20 Elect Director For For Management 3.21 Elect Director For For Management 3.22 Elect Director For For Management 3.23 Elect Director For For Management 3.24 Elect Director For For Management 3.25 Elect Director For For Management 4 Approve Retirement Bonus for Director For For Management 5 Approve Payment of Annual Bonuses to For For Management Directors 6 Approve Stock Option Plan For For Management - -------------------------------------------------------------------------------- CENTRICA PLC Ticker: CNA Security ID: GB00B033F229 Meeting Date: MAY 11, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend of 8.73 Pence For For Management Per Ordinary Share 4 Elect Mark Hanafin as Director For For Management 5 Re-elect Sam Laidlaw as Director For For Management 6 Re-elect Andrew Mackenzie as Director For For Management 7 Re-elect Helen Alexander as Director For For Management 8 Reappoint PricewaterhouseCoopers LLP as For For Management Auditors of the Company 9 Authorise Board to Determine For For Management Remuneration of Auditors 10 Auth. Company and Subsidiaries to Make For For Management EU Political Donations to Political Parties or Independent Election Candidates up to GBP 80,000, to Political Org. Other than Political Parties up to GBP 80,000 and to Incur EU Political Expenditure up to GBP 80,000 11 Approve Increase in Authorised Ordinary For For Management Share Capital from GBP 432,198,765 to GBP 555,655,555 12 Authorise Issue of Equity with For For Management Pre-emptive Rights Under a General Authority up to GBP 105,092,036 and an Additional Amount Pursuant to a Rights Issue of up to GBP 210,184,073 After Deducting Any Securities Issued Under the General Authority 13 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15,765,382 14 Authorise 510,798,378 Ordinary Shares For For Management for Market Purchase 15 Approve That a General Meeting Other For For Management Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - -------------------------------------------------------------------------------- CENTRICA PLC Ticker: CNA Security ID: GB00B033F229 Meeting Date: JUN 8, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Transactions on the Terms For For Management Set Out in the Transaction Agreements - -------------------------------------------------------------------------------- CEZ A.S. Ticker: BAACEZ Security ID: CZ0005112300 Meeting Date: MAY 13, 2009 Meeting Type: Annual Record Date: MAY 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Meeting Chairman For Did Not Vote Management and Other Meeting Officials 2 Approve Report on Company's Operations For Did Not Vote Management and State of Its Assets in Fiscal 2008 3 Approve Supervisory Board Report For Did Not Vote Management 4 Accept Financial Statements For Did Not Vote Management 5 Approve Allocation of Income For Did Not Vote Management 6 Approve Transfer of Company Assets to For Did Not Vote Management CEZ Teplarenska a.s. 7 Approve Share Repurchase Program For Did Not Vote Management 8 Amend Articles of Association Re: Audit For Did Not Vote Management Committee, Legal Changes, Outdated Provisions, and Editorial Amendments 9 Determine Size of Charitable Donations For Did Not Vote Management 10 Approve Cooptation, Recall, and For Did Not Vote Management Elections of Supervisory Board Members 11 Approve Agreements with Supervisory For Did Not Vote Management Board Members 12 Elect Members of Audit Committee For Did Not Vote Management 13 Approve Agreement with Audit Committee For Did Not Vote Management Members 14 Close Meeting None Did Not Vote Management - -------------------------------------------------------------------------------- CHINA NETCOM GROUP CORP HONGKONG LTD Ticker: Security ID: HK0906028292 Meeting Date: SEP 17, 2008 Meeting Type: Court Record Date: SEP 11, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management - -------------------------------------------------------------------------------- CHINA NETCOM GROUP CORP HONGKONG LTD Ticker: Security ID: HK0906028292 Meeting Date: SEP 17, 2008 Meeting Type: Special Record Date: SEP 11, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management - -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: SNPMF Security ID: CNE1000002Q2 Meeting Date: MAY 22, 2009 Meeting Type: Annual Record Date: APR 22, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Consolidated Financial For For Management Statements 4 Approve Plan for Allocating Any Surplus For For Management Common Reserve Funds of RMB 20 Billion From the After-Tax Profit 5 Approve Profit Distribution Plan for For For Management the Year Ended Dec. 31, 2008 6 Reappoint KPMG Huazhen and KPMG as For For Management Domestic and Overseas Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7 Authorize Board to Determine the For For Management Interim Profit Distribution Plan for 2009 8a Elect Su Shulin as Director For For Management 8b Elect Wang Tianpu as Director For For Management 8c Elect Zhang Yaocang as Director For For Management 8d Elect Zhang Jianhua as Director For For Management 8e Elect Wang Zhigang as Director For For Management 8f Elect Cai Xiyou as Director For For Management 8g Elect Cao Yaofeng as Director For For Management 8h Elect Li Chunguang as Director For For Management 8i Elect Dai Houliang as Director For For Management 8j Elect Liu Yun as Director For For Management 8k Elect Liu Zhongli as Independent For For Management Non-Executive Director 8l Elect Ye Qing as Independent For For Management Non-Executive Director 8m Elect Li Deshui as Independent For For Management Non-Executive Director 8n Elect Xie Zhongyu as Independent For For Management Non-Executive Director 8o Elect Chen Xiaojin as Independent For For Management Non-Executive Director 9 Elect Wang Zuoran as Supervisor For For Management 9a Elect Zhang Youcai as Supervisor For For Management 9b Elect Geng Limin as Supervisor For For Management 9c Elect Zou Huiping as Supervisor For For Management 9d Elect Li Yonggui as Supervisor For For Management 10 Approve Service Contract Among the For For Management Company, Directors and Supervisors 11 Authorize Secretary of the Board to For For Management Deal with All Matters Relating to the Election of the Directors and Supervisors 12 Amend Articles of Association For For Management 13 Authorize Secretary of the Board to For For Management Deal with All Matters Relating to the Proposed Amendments to the Articles of Association 14 Authorize Board to Determine the For For Management Proposed Plan for Issuance of Debt Financing Instruments 15 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights - -------------------------------------------------------------------------------- CHINA STEEL CORPORATION Ticker: Security ID: USY150411251 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: APR 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Business Reports and For For Management Financial Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2008 For For Management Dividends 4 Amend Articles of Association For For Management 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Approve Amendment on the Procedures for For For Management Endorsement and Guarantee 7 Approve Release of Restrictions on For For Management Competitive Activities of Directors - -------------------------------------------------------------------------------- COMPAL ELECTRONICS INC. Ticker: Security ID: TW0002324001 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Financial Statements and For For Management Statutory Reports 2 Approve 2008 Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2008 For For Management Dividends and Employee Profit Sharing 4 Amend Articles of Association For For Management 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Approve Amendment on the Procedures for For For Management Endorsement and Guarantee 7 Approve Amendment on the Procedures for For For Management Loans to Other Parties 8.1 Elect Sheng-Hsiung Hsu with ID No. 23 For For Management as Director 8.2 Elect John Kevin Medica with ID No. For For Management 562334 as Director 8.3 Elect Jui-Tsung Chen with ID No. 83 as For For Management Director 8.4 Elect Wen-Being Hsu with ID No. 15 as For For Management Director 8.5 Elect Wen-Chung Shen with ID No. 19173 For For Management as Director 8.6 Elect Kuang-Nan Lin with ID No. 57 as For For Management Director 8.7 Elect Representative of Kinpo For For Management Electronics Inc with Shareholder ID No 85 as Director 8.8 Elect Yung-Ching Chang with ID No. 2024 For For Management as Director 8.9 Elect Chung-Pin Wong with ID No. 1357 For For Management as Director 8.10 Elect Shao-Tsu Kung with ID No. 2028 as For For Management Director 8.11 Elect Chiung-Chi Hsu with ID No. 91 as For For Management Director 8.12 Elect Chi-Lin Wea with ID No. For For Management J100196868 as Director 8.13 Elect Charng-Chyi Ko with ID No. 55 as For For Management Supervisor 8.14 Elect Yen-Chia Chou with ID No. 60 as For For Management Supervisor 8.15 Elect Sheng-Chieh Hsu with ID No. 3 as For For Management Supervisor 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors 10 Transact Other Business (Non-Voting) None None Management - -------------------------------------------------------------------------------- CREDIT AGRICOLE SA Ticker: ACA Security ID: FR0000045072 Meeting Date: MAY 19, 2009 Meeting Type: Annual/Special Record Date: MAY 14, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.45 per Share 4 Approve Stock Dividend Program (Cash or For For Management Shares) 5 Approve Auditors' Special Report For For Management Regarding Related-Party Transactions 6 Approve Transaction with Georges Pauget For For Management Re: Pension Benefits 7 Approve Transaction with Jean-Yves For For Management Rocher Re: Pension Benefits 8 Approve Transaction with Jacques For For Management Lenormand Re: Pension Benefits 9 Approve Transaction with Jean-Frederic For For Management de Leusse Re: Pension Benefits 10 Reelect SAS Rue La Boetie as Director For For Management 11 Reelect Gerard Cazals as Director For For Management 12 Reelect Noel Dupuy as Director For For Management 13 Reelect Carole Giraud as Director For For Management 14 Reelect Dominique Lefebvre as Director For For Management 15 Ratify Appointment of Patrick Clavelou For For Management as Director 16 Reelect Patrick Clavelou as Director For For Management 17 Elect Laurence Dors Meary as Director For For Management 18 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 950,000 19 Authorize Repurchase of Up to 10 For For Management Percent of Ordinary Share Capital 20 Authorize Repurchase of Up to 10 For For Management Percent of Preference Share Capital, Subject to Approval of Item 23, 24, 36, or 37 21 Amend Article 10.2 of Bylaws Re: For For Management Maximum Number of Terms for Directors 22 Authorize New Class of Preferred Stock For For Management and Amend Bylaws Accordingly, Subject to Approval of Item 23, 24, 36, or 37 23 Authorize Issuance of Preferred Stock For For Management with Preemptive Rights for Up to Aggregate Nominal Amount of EUR 2,226,342,496, Subject to Approval of Item 22 24 Authorize Issuance of Preferred Stock For For Management without Preemptive Rights for Up to Aggregate Nominal Amount of EUR 2,226,342,496, Subject to Approval of Item 22 25 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 26 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3.3 Billion 27 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Acquisitions 30 Authorize Board to Set Issue Price for For Against Management 10 Percent of Issued Capital Pursuant to Issuance Authority without Preemptive Rights 31 Set Global Limit for Capital Increase For For Management to Result from Issuance Requests under Items 23 through 30 at EUR 5.5 Billion 32 Approve Issuance of Securities For For Management Convertible into Debt up to an Aggregate Amount of EUR 5 Billion 33 Authorize Capitalization of Reserves of For For Management Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 34 Approve Employee Stock Purchase Plan For For Management 35 Approve Stock Purchase Plan Reserved For For Management for International Employees 36 Approve Employee Preferred Stock For For Management Purchase Plan, Subject to Approval of Item 22 37 Approve Employee Preferred Stock For For Management Purchase Plan for International Employees, Subject to Approval of Item 22 38 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 39 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Preference Shares 40 Authorize Filing of Required For For Management Documents/Other Formalities - -------------------------------------------------------------------------------- CREDIT SUISSE GROUP (FORMERLY CS HOLDING) Ticker: CSGN Security ID: CH0012138530 Meeting Date: APR 24, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Receive Financial Statements and None Did Not Vote Management Statutory Reports (Non-Voting) 1.2 Approve Remuneration Report For Did Not Vote Management 1.3 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Discharge of Board and Senior For Did Not Vote Management Management 3 Approve Allocation of Retained Earnings For Did Not Vote Management and Dividends of CHF 0.10 per Share 4.1 Approve Issuance of Convertible Bonds For Did Not Vote Management and/or Options without Preemptive Rights; Approve EUR 4 Million Increase of Existing Pool of Capital to Guarantee Conversion Rights 4.2 Approve Creation of CHF 4 Million Pool For Did Not Vote Management of Capital without Preemptive Rights 5.1 Amend Articles Re: Auditors For Did Not Vote Management 5.2 Amend Articles Re: Presence Quorum for For Did Not Vote Management Board Resolutions 5.3 Amend Articles Re: Contributions in For Did Not Vote Management Kind 6.1.1 Reelect Hans-Ulrich Doerig as Director For Did Not Vote Management 6.1.2 Reelect Walter Kielholz as Director For Did Not Vote Management 6.1.3 Reelect Richard Thornburgh as Director For Did Not Vote Management 6.1.4 Elect Andreas Koopmann as Director For Did Not Vote Management 6.1.5 Elect Urs Rohner as Director For Did Not Vote Management 6.1.6 Elect John Tiner as Director For Did Not Vote Management 6.2 Ratify KPMG AG as Auditors For Did Not Vote Management 6.3 Ratify BDO Visura as Special Auditors For Did Not Vote Management - -------------------------------------------------------------------------------- DEUTSCHE BANK AG Ticker: DB Security ID: DE0005140008 Meeting Date: MAY 26, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2009 6 Authorize Repurchase of Up to Five For For Management Percent of Issued Share Capital for Trading Purposes 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Registration for the For For Management General Meeting 9 Amend Articles Re: Electronic Media For For Management Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) 10 Approve Creation of EUR 128 Million For For Management Pool of Capital without Preemptive Rights 11 Approve Creation of EUR 176.6 Million For For Management Pool of Capital without Preemptive Rights 12 Approve Creation of EUR 314.9 Million For For Management Pool of Capital with Preemptive Rights 13 Approve Issuance of Warrants/Bonds with For For Management Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 256 Million Pool of Capital to Guarantee Conversion Rights - -------------------------------------------------------------------------------- DEUTSCHE LUFTHANSA AG Ticker: LHA Security ID: DE0008232125 Meeting Date: APR 24, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 2 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 6 Approve Creation of EUR 25 Million Pool For For Management of Capital without Preemptive Rights for Employee Stock Purchase Plan 7 Amend Articles Re: Annulment of Free For For Management Flights for Supervisory Board Members 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors for Fiscal 2009 - -------------------------------------------------------------------------------- DEUTSCHE POST AG Ticker: DPW Security ID: DE0005552004 Meeting Date: APR 21, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Ratify PricewaterhouseCoopers AG as For For Management Auditors for Fiscal 2009 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 8 Approve Creation of EUR 240 Million For For Management Pool of Capital without Preemptive Rights 9a Elect Ulrich Schroeder to the For For Management Supervisory Board 9b Elect Henning Kagermann to the For For Management Supervisory Board 9c Elect Stefan Schulte to the Supervisory For For Management Board 10 Amend Articles Re: Proxy Voting and For For Management Location of General Meeting - -------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG Ticker: DTLSF Security ID: DE0005557508 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.78 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Postponement of Discharge for For For Management Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 5 Approve Discharge of Supervisory Board For For Management Members, Excluding Klaus Zumwinkel, for Fiscal 2008 6 Ratify PricewaterhouseCoopers AG as For For Management Auditors for Fiscal 2009 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Elect Joerg Asmussen to the Supervisory For For Management Board 9 Elect Ulrich Schroeder to the For For Management Supervisory Board 10 Approve Affiliation Agreements with For For Management Subsidiary Interactive Media CCSP GmbH 11 Approve Creation of EUR 2.2 Billion For For Management Pool of Capital without Preemptive Rights 12 Approve Creation of EUR 38.4 Million For For Management Pool of Capital without Preemptive Rights 13 Amend Articles Re: Audio/Video For For Management Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) 14 Amend Articles Re: Attestation of For For Management Shareholding and Voting Rights Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) - -------------------------------------------------------------------------------- DRAX GROUP PLC Ticker: DRX Security ID: GB00B1VNSX38 Meeting Date: APR 28, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend of 38.3 Pence For For Management Per Ordinary Share 4 Elect David Lindsell as Director For For Management 5 Elect Tony Quinlan as Director For For Management 6 Re-elect Charles Berry as Director For For Management 7 Re-elect Jamie Dundas as Director For For Management 8 Re-elect Dorothy Thompson as Director For For Management 9 Reappoint Deloitte LLP as Auditors of For For Management the Company 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to an Aggregate Nominal Amount of GBP 13,068,783 (Rights Issue); Otherwise up to GBP 13,068,783 12 Authorise Company and its Subsidiaries For For Management to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 0.05M, to Political Org. Other Than Political Parties up to GBP 0.05M and Incur EU Political Expenditure up to GBP 0.1M 13 Subject to the Passing of Resolution For For Management 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,960,317 14 Authorise 33,939,896 Ordinary Shares For For Management for Market Purchase 15 Approve Drax Bonus Matching Plan For For Management - -------------------------------------------------------------------------------- E.ON AG (FORMERLY VEBA AG) Ticker: EOAN Security ID: DE000ENAG999 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Elect Jens Heyerdahl to the Supervisory For For Management Board 6a Ratify PricewaterhouseCoopers AG as For For Management Auditors for Fiscal 2009 6b Ratify PricewaterhouseCoopers AG as For For Management Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares 8 Approve Creation of EUR 460 Million For For Management Pool of Capital without Preemptive Rights 9a Approve Issuance of Warrants/Bonds with For For Management Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights 9b Approve Issuance of Warrants/Bonds with For For Management Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights 10 Amend Corporate Purpose For For Management 11a Amend Articles Re: Audio and Video For For Management Transmission at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) 11b Amend Articles Re: Voting Rights For For Management Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) 11c Amend Articles Re: Convocation of For For Management Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) 12 Approve Affiliation Agreement with E.ON For For Management Einundzwanzigste Verwaltungs GmbH 13 Approve Affiliation Agreement with E.ON For For Management Zweiundzwanzigste Verwaltungs GmbH - -------------------------------------------------------------------------------- ENI SPA Ticker: ENI Security ID: IT0003132476 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, For Did Not Vote Management Consolidated Financial Statements, and Statutory Reports 2 Approve Allocation of Income For Did Not Vote Management - -------------------------------------------------------------------------------- ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON) Ticker: ERIXF Security ID: SE0000108656 Meeting Date: APR 22, 2009 Meeting Type: Annual Record Date: APR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Michael Treschow as Chairman of For Did Not Vote Management Meeting 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Acknowledge Proper Convening of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Receive Financial Statements and None Did Not Vote Management Statutory Reports; Receive Auditors' Report 7 Receive President's Report; Allow None Did Not Vote Management Questions 8a Approve Financial Statements and For Did Not Vote Management Statutory Reports 8b Approve Discharge of Board and For Did Not Vote Management President 8c Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 1.85 per Share; Approve April 27, 2009 as Record Date for Dividend 9a Determine Number of Members (10) and For Did Not Vote Management Deputy Members (0) of Board 9b Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 3.8 Million for Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration of Committee Members 9c Reelect Michael Treschow (Chairman), For Did Not Vote Management Roxanne Austin, Peter Bonfield, Boerje Ekholm, Ulf Johansson, Sverker Martin-Loef, Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and Marcus Wallenberg as Directors 9d Authorize Chairman of Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve the Assignment of the Nomination Committee 9e Approve Omission of Remuneration to For Did Not Vote Management Nominating Committee Members 9f Approve Remuneration of Auditors For Did Not Vote Management 10 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 11.1 Approve 2009 Share Matching Plan for For Did Not Vote Management All Employees 11.2 Authorize Reissuance of 13.9 Million For Did Not Vote Management Repurchased Class B Shares for 2009 Share Matching Plan for All Employees 11.3 Approve Swap Agreement with Third Party For Did Not Vote Management as Alternative to Item 11.2 11.4 Approve 2009 Share Matching Plan for For Did Not Vote Management Key Contributors 11.5 Authorize Reissuance of 8.5 Million For Did Not Vote Management Repurchased Class B Shares for 2009 Share Matching Plan for Key Contributors 11.6 Approve Swap Agreement with Third Party For Did Not Vote Management as Alternative to Item 11.5 11.7 Approve 2009 Restricted Stock Plan for For Did Not Vote Management Executives 11.8 Authorize Reissuance of 4.6 Million For Did Not Vote Management Repurchased Class B Shares for 2009 Restricted Stock Plan for Executives 11.9 Approve Swap Agreement with Third Party For Did Not Vote Management as Alternative to Item 11.8 12 Authorize Reissuance of 11 Million For Did Not Vote Management Repurchased Class B Shares to Cover Social Costs in Connection with 2001 Global Stock Incentive Program, and 2005, 2006, 2007, and 2008 Long-Term Incentive and Variable Compensation Plans 13 Amend Articles Regarding Publication of For Did Not Vote Management Meeting Notice 14 Authorize the Board of Directors to None Did Not Vote Shareholder Explore How to Provide All Shares with Equal Voting Rights 15 Close Meeting None Did Not Vote Management - -------------------------------------------------------------------------------- FAIRFAX FINANCIAL HOLDINGS LTD. Ticker: FFH Security ID: CA3039011026 Meeting Date: APR 15, 2009 Meeting Type: Annual Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony F. Griffiths For For Management 1.2 Elect Director Robert J. Gunn For For Management 1.3 Elect Director Alan D. Horn For For Management 1.4 Elect Director David L. Johnston For For Management 1.5 Elect Director Brandon W. Sweitzer For For Management 1.6 Elect Director V. Prem Watsa For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration - -------------------------------------------------------------------------------- FLEXTRONICS INTERNATIONAL LTD. Ticker: FLEX Security ID: Y2573F102 Meeting Date: SEP 30, 2008 Meeting Type: Annual Record Date: AUG 22, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 RE-ELECTION OF MR. H. RAYMOND BINGHAM For For Management AS A DIRECTOR OF FLEXTRONICS. 2 RE-ELECTION OF MR. AJAY B. SHAH AS A For For Management DIRECTOR OF FLEXTRONICS. 3 RE-ELECTION OF DR. WILLY C. SHIH AS A For For Management DIRECTOR OF FLEXTRONICS. 4 RE-APPOINTMENT OF MR. ROCKWELL A. For For Management SCHNABEL AS A DIRECTOR OF FLEXTRONICS. 5 RATIFY AUDITORS For For Management 6 TO APPROVE THE GENERAL AUTHORIZATION For For Management FOR THE DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE ORDINARY SHARES. 7 TO APPROVE THE RENEWAL OF THE SHARE For For Management PURCHASE MANDATE RELATING TO ACQUISITIONS BY FLEXTRONICS OF ITS OWN ISSUED ORDINARY SHARES. 8 APPROVE AN AMENDMENT TO 2001 EQUITY For For Management INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE ISSUED AS SHARE BONUSES BY 5,000,000 ORDINARY SHARES. 9 TO APPROVE AN AMENDMENT TO THE 2001 For For Management EQUITY INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM NUMBER OF ORDINARY SHARES SUBJECT TO AWARDS WHICH MAY BE GRANTED TO A PERSON IN A SINGLE CALENDAR YEAR BY 2,000,000 ORDINARY SHARES. 10 TO APPROVE AN AMENDMENT TO THE 2001 For For Management EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF ORDINARY SHARES RESERVED FOR ISSUANCE BY 20,000,000 ORDINARY SHARES. - -------------------------------------------------------------------------------- FORTIS SA/NV Ticker: FORB Security ID: BE0003801181 Meeting Date: FEB 11, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting (Non-Voting) None Did Not Vote Management 2.1 Receive Special Board Report None Did Not Vote Management (Non-Voting) 2.2 Receive Interim Report of Committee of None Did Not Vote Management Experts (Non-Voting) 2.3 Receive Board Comments on Interim None Did Not Vote Management Report of Committee of Experts (Non-Voting) 2.4 Proposal to Vote on Item 2.5 (Voting) None Did Not Vote Management 2.5 Approve Sale of 100 Percent of the None Did Not Vote Management Shares of Fortis Bank Nederland N.V., Fortis Verzekeringen Nederland N.V. and Fortis Corporate Insurance N.V. to the Dutch State on Oct. 3, 2008 (Voting) 2.6 Proposal to Vote on Item 2.7 (Voting) None Did Not Vote Management 2.7 Approve Sale of 50 Percent Plus One None Did Not Vote Management Share of Fortis Bank SA/NV to the Federal Participation and Investment Corporation on Oct. 10, 2008, and the Transactions To Be Entered into with the Federal Participation and Investment Corporation (Voting) 2.8 Proposal to Vote on Item 2.8 (Voting) None Did Not Vote Management 2.9 Approve Sale of 100 Percent of the None Did Not Vote Management Shares of Fortis Insurance Belgium SA/NV to BNP Paribas on Oct. 10, 2008, and the Transactions To Be Entered into with BNP Paribas and the Federal Participation and Investment Corporation (Voting) - -------------------------------------------------------------------------------- FRANCE TELECOM Ticker: FTE Security ID: FR0000133308 Meeting Date: MAY 26, 2009 Meeting Type: Annual/Special Record Date: MAY 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.40 per Share 4 Approve Auditors' Special Report For For Management Regarding Related-Party Transactions 5 Renew Appointment of Ernst and Young For For Management Audit as Auditor 6 Renew Appointment of Auditex as For For Management Alternate Auditor 7 Renew Appointment of Deloitte and For For Management Associes as Auditor 8 Renew Appointment of BEAS as Alternate For For Management Auditor 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Amend Article 13 of Bylaws Re: For For Management Shareholding Requirements for Directors 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion 12 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 1.5 Billion 13 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 14 Authorize Capital Increase of Up to EUR For For Management 1.5 Billion for Future Exchange Offers 15 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Acquisitions 16 Authorize Capital Increase of up to EUR For For Management 70 Million Reserved for Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement 17 Authorize up to EUR 1 Million for For For Management Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a Liquidity Agreement 18 Set Global Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 3.5 Billion 19 Approve Issuance of Securities For For Management Convertible into Debt up to an Aggregate Amount of EUR 7 Billion 20 Authorize Capitalization of Reserves of For For Management Up to EUR 2 Billion for Bonus Issue or Increase in Par Value 21 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plan 22 Approve Employee Stock Purchase Plan For For Management 23 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 24 Authorize Filing of Required For For Management Documents/Other Formalities - -------------------------------------------------------------------------------- FRESENIUS MEDICAL CARE AG & CO. KGAA Ticker: FME Security ID: DE0005785802 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: APR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports for Fiscal 2008; Accept Financial Statements and Statutory Reports for Fiscal 2008 2 Approve Allocation of Income and For For Management Dividends of EUR 0.58 per Common Share and EUR 0.60 per Preference Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2009 - -------------------------------------------------------------------------------- FUJITSU LTD. Ticker: 6702 Security ID: JP3818000006 Meeting Date: JUN 22, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles To Reflect For For Management Digitalization of Share Certificates 2.1 Elect Director For For Management 2.2 Elect Director For For Management 2.3 Elect Director For For Management 2.4 Elect Director For For Management 2.5 Elect Director For For Management 2.6 Elect Director For For Management 2.7 Elect Director For For Management 2.8 Elect Director For For Management 2.9 Elect Director For For Management 2.10 Elect Director For For Management 3.1 Appoint Statutory Auditor For For Management 3.2 Appoint Statutory Auditor For For Management - -------------------------------------------------------------------------------- FURUKAWA ELECTRIC CO. LTD. Ticker: 5801 Security ID: JP3827200001 Meeting Date: JUN 25, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 2.5 2 Amend Articles To Reflect For For Management Digitalization of Share Certificates - Change Company Name 3.1 Elect Director For For Management 3.2 Elect Director For For Management 3.3 Elect Director For For Management 3.4 Elect Director For For Management 3.5 Elect Director For For Management 3.6 Elect Director For For Management 3.7 Elect Director For For Management 3.8 Elect Director For For Management 3.9 Elect Director For For Management 3.10 Elect Director For For Management 3.11 Elect Director For For Management 3.12 Elect Director For For Management 4 Appoint Statutory Auditor For Against Management 5 Appoint Alternate Statutory Auditor For Against Management - -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GLAXF Security ID: GB0009252882 Meeting Date: MAY 20, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect James Murdoch as Director For For Management 4 Re-elect Larry Culp as Director For For Management 5 Re-elect Sir Crispin Davis as Director For For Management 6 Re-elect Dr Moncef Slaoui as Director For For Management 7 Re-elect Tom de Swaan as Director For For Management 8 Reappoint PricewaterhouseCoopers LLP as For For Management Auditors of the Company 9 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 10 Authorise the Company and its For For Management Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000 11 Authorise Issue of Equity with For For Management Pre-emptive Rights Under a General Authority up to GBP 432,359,137 and an Additional Amount Pursuant to a Rights Issue of up to GBP 864,692,333 After Deducting Any Securities Issued Under the General Authority 12 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 64,854,519 13 Authorise 518,836,153 Ordinary Shares For For Management for Market Purchase 14 Approve the Exemption from Statement of For For Management the Name of the Senior Statutory Auditor in Published Copies of the Auditor's Reports 15 Approve That a General Meeting of the For For Management Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice 16 Approve GlaxoSmithKline 2009 For For Management Performance Share Plan 17 Approve GlaxoSmithKline 2009 Share For For Management Option Plan 18 Approve GlaxoSmithKline 2009 Deferred For For Management Annual Bonus Plan - -------------------------------------------------------------------------------- HBOS PLC Ticker: Security ID: GB0030587504 Meeting Date: DEC 12, 2008 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver on Tender-Bid For For Management Requirement 2 Increase Share Capital to GBP 7.3B, EUR For For Management 3B, USD 5B, AUD 1B, CAD 1B and JPY 100B; Issue Equity with Pre-emptive Rights up to GBP 1.9B in Respect of Ord. Shares (Placing and Open Offer) and GBP 3M in Respect of Preference Shares; Approve the Capital Raising 3 Approve Reclassification of Shares; For For Management Amend Articles of Association; Approve Reduction and Subsequent Increase in Capital; Capitalise Reserves to Lloyds TSB or its Nominee; Authorise Issue of Equity with Rights; Authorise Issue of Equity without Rights 4 Reclassify Each of the Preference None For Management Scheme Shares of Each Reclassified Class as an A Preference Share or a B Preference Share of that Reclassified Class;Amend Art. of Assoc.;Increase Share Capital;Capitalise Reserves to Lloyds TSB;Issue Equity with Rights 5 Reduce Share Capital of the Company by None For Management Cancelling the HBOS 9 1/4 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 9 1/4 Percent Preference Shares have been Reclassified into A and B Preference Shares) 6 Reduce Share Capital of the Company by None For Management Cancelling the HBOS 9 3/4 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 9 3/4 Percent Preference Shares have been Reclassified into A and B Preference Shares) 7 Reduce Share Capital by Cancelling the None For Management HBOS 6.0884 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that the HBOS 6.0884 Percent Preference Shares have been Reclassified into A and B Preference Shares) 8 Reduce Share Capital of the Company by None For Management Cancelling the HBOS 6.475 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 6.475 Percent Preference Shares have been Reclassified into A and B Preference Shares) 9 Reduce Share Capital by Cancelling the None For Management HBOS 6.3673 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that the HBOS 6.3673 Percent Preference Shares have been Reclassified into A and B Preference Shares) 10 Reduce Share Capital of the Company by None For Management Cancelling the HBOS 6.413 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 6.413 Percent Preference Shares have been Reclassified into A and B Preference Shares) 11 Reduce Share Capital of the Company by None For Management Cancelling the HBOS 5.92 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 5.92 Percent Preference Shares have been Reclassified into A and B Preference Shares) 12 Reduce Share Capital of the Company by None For Management Cancelling the HBOS 6.657 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 6.657 Percent Preference Shares have been Reclassified into A and B Preference Shares) 13 Reduce Share Capital of the Company by None For Management Cancelling the HBOS 12 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 12 Percent Preference Shares have been Reclassified into A and B Preference Shares) - -------------------------------------------------------------------------------- HBOS PLC Ticker: Security ID: GB0030587504 Meeting Date: DEC 12, 2008 Meeting Type: Court Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement Between For For Management the Company and the Scheme Shareholders; Authorise the Directors of the Company to Take All Such Actions as they Consider Necessary or Appropriate for Carrying the Scheme into Effect - -------------------------------------------------------------------------------- HITACHI LTD. Ticker: 6501 Security ID: JP3788600009 Meeting Date: JUN 23, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Legal Reserves For For Management 2 Amend Articles To Reflect For For Management Digitalization of Share Certificates 3.1 Elect Director Tadamichi Sakiyama For Against Management 3.2 Elect Director Takashi Kawamura For For Management 3.3 Elect Director Michiharu Nakamura For For Management 3.4 Elect Director Takashi Miyoshi For For Management 3.5 Elect Director Yoshie Ohta For For Management 3.6 Elect Director Mitsuo Ohhashi For For Management 3.7 Elect Director Akihiko Nomiyama For Against Management 3.8 Elect Director Kenji Miyahara For For Management 3.9 Elect Director Tooru Motobayashi For Against Management 3.10 Elect Director Takeo Ueno For For Management 3.11 Elect Director Shungo Dazai For For Management 3.12 Elect Director Michihiro Honda For For Management - -------------------------------------------------------------------------------- HOME RETAIL GROUP PLC Ticker: HOME Security ID: GB00B19NKB76 Meeting Date: JUL 2, 2008 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend of 10.0 Pence For For Management Per Ordinary Share 4 Re-elect Terry Duddy as Director For For Management 5 Re-elect John Coombe as Director For For Management 6 Reappoint PricewaterhouseCoopers LLP as For For Management Auditors of the Company 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Authorise the Company and its For For Management Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 50,000 9 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 29,248,166 10 Subject to the Passing of Resolution 9, For For Management Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,387,225 11 Authorise 87,000,000 Ordinary Shares For For Management for Market Purchase 12 Adopt New Articles of Association For For Management 13 Amend Articles of Association Re: For For Management Conflicts of Interest - -------------------------------------------------------------------------------- HONAM PETROCHEMICAL CORPORATION Ticker: 11170 Security ID: KR7011170008 Meeting Date: MAR 20, 2009 Meeting Type: Annual Record Date: DEC 31, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appropriation of Income and For For Management Dividends of KRW 250 per Share 2 Amend Articles of Incorporation For Against Management 3 Elect One Outside Director For For Management 4 Elect Members of Audit Committee For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors - -------------------------------------------------------------------------------- HONDA MOTOR CO. LTD. Ticker: 7267 Security ID: JP3854600008 Meeting Date: JUN 23, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2 Amend Articles To Reflect For For Management Digitalization of Share Certificates 3.1 Elect Director For For Management 3.2 Elect Director For For Management 3.3 Elect Director For For Management 3.4 Elect Director For For Management 3.5 Elect Director For For Management 3.6 Elect Director For For Management 3.7 Elect Director For For Management 3.8 Elect Director For For Management 3.9 Elect Director For For Management 3.10 Elect Director For For Management 3.11 Elect Director For For Management 3.12 Elect Director For For Management 3.13 Elect Director For For Management 3.14 Elect Director For For Management 3.15 Elect Director For For Management 3.16 Elect Director For For Management 3.17 Elect Director For For Management 3.18 Elect Director For For Management 3.19 Elect Director For For Management 3.20 Elect Director For For Management 3.21 Elect Director For For Management 4 Appoint Statutory Auditor For For Management 5 Approve Annual Bonus Payment to For For Management Directors and Statutory Auditors - -------------------------------------------------------------------------------- INDUSTRIAL ALLIANCE INSURANCE AND FINANCIAL SERVICES INC Ticker: IAG Security ID: CA4558711038 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne Belec For For Management 1.2 Elect Director Pierre Brodeur For For Management 1.3 Elect Director Yvon Charest For For Management 1.4 Elect Director Michel Gervais For For Management 1.5 Elect Director Lise Lachapelle For For Management 1.6 Elect Director John LeBoutillier For For Management 1.7 Elect Director Francis P. McGuire For For Management 1.8 Elect Director Mary C. Ritchie For For Management 1.9 Elect Director Guy Savard For For Management 2 Ratify Samson Belair/Deloitte & Touche For For Management as Auditors - -------------------------------------------------------------------------------- INDUSTRIAL BANK OF KOREA Ticker: Security ID: US4560361028 Meeting Date: MAR 27, 2009 Meeting Type: Annual Record Date: DEC 31, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appropriation of Income and For For Management Dividend of KRW 15 per Preferred Share 2 Amend Articles of Incorporation For Against Management Regarding Authorized Shares, Redeemable Shares, Preemptive Rights, and Executives 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor - -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGVF Security ID: NL0000303600 Meeting Date: APR 27, 2009 Meeting Type: Annual Record Date: MAR 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Receive Announcements None None Management 2a Receive Report of Management Board None None Management (Non-Voting) 2b Receive Report of Supervisory Board None None Management (Non-Voting) 2c Approve Financial Statements and For For Management Statutory Reports 3a Receive Explanation on Company's None None Management Reserves and Dividend Policy 3b Approve Dividends of EUR 0.74 Per Share For For Management 4 Discuss Remuneration Report None None Management 5 Discussion on Company's Corporate None None Management Governance Structure 6 Receive Explanation on Company's None None Management Corporate Responsibility Performance 7a Approve Discharge of Management Board For For Management 7b Approve Discharge of Supervisory Board For For Management 8a Elect Jan Hommen to Executive Board For For Management 8b Elect Patrick Flynn For For Management 9a Reelect Godfried van der Lugt to For For Management Supervisory Board 9b Elect Tineke Bahlmann to Supervisory For For Management Board 9c Elect Jeroen van der Veer to For For Management Supervisory Board 9d Elect Lodewijk de Waal to Supervisory For For Management Board 10 Grant Board Authority to Issue Shares For For Management and Restricting/Excluding Preemptive Rights 11 Authorize Repurchase of Shares For For Management 12 Any Other Businesss and Close Meeting None None Management - -------------------------------------------------------------------------------- INTESA SANPAOLO SPA Ticker: ISP Security ID: IT0000072618 Meeting Date: APR 30, 2009 Meeting Type: Annual/Special Record Date: APR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income For Did Not Vote Management 2 Integrate Remuneration of External For Did Not Vote Management Auditors 1 Amend Company Bylaws to Comply with For Did Not Vote Management Bank of Italy's Regulation - -------------------------------------------------------------------------------- JFE HOLDINGS INC. Ticker: 5411 Security ID: JP3386030005 Meeting Date: JUN 25, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2 Approve Annual Bonus Payment to For For Management Directors and Statutory Auditors 3 Amend Articles To Reflect For For Management Digitalization of Share Certificates 4.1 Elect Director For For Management 4.2 Elect Director For For Management 4.3 Elect Director For For Management 4.4 Elect Director For For Management 4.5 Elect Director For For Management 4.6 Elect Director For For Management 5.1 Appoint Statutory Auditor For For Management 5.2 Appoint Statutory Auditor For For Management 6 Appoint Alternate Statutory Auditor For For Management 7 Approve Takeover Defense Plan (Poison For Against Management Pill) - -------------------------------------------------------------------------------- KAZAKHMYS PLC Ticker: KAZ Security ID: GB00B0HZPV38 Meeting Date: JUL 9, 2008 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 98,607,884 For For Management Shares in ENRC plc - -------------------------------------------------------------------------------- KB FINANCIAL GROUP INC Ticker: KOKBFG Security ID: 48241A105 Meeting Date: MAR 27, 2009 Meeting Type: Annual Record Date: DEC 31, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Amend Articles of Incorporation For For Management Regarding Preemptive Right, Stock Option, Public Notice for Shareholder Meeting, Duties of Audit Committee, Share Cancellation, and Interim Dividend 3 Elect Two Outside Directors For For Management 4 Elect Five Outside Directors who will For For Management serve as Members of Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors - -------------------------------------------------------------------------------- KOOKMIN BANK Ticker: KOKBFG Security ID: 50049M109 Meeting Date: AUG 25, 2008 Meeting Type: Special Record Date: JUL 30, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approval of Stock Transfer Plan to For For Management Establish Financial Holding Company through Comprehensive Stock Transfer 2 Amend Articles Regarding Settlement For For Management Method for Outstanding Stock Options - -------------------------------------------------------------------------------- KYOCERA CORP. Ticker: 6971 Security ID: JP3249600002 Meeting Date: JUN 25, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles To Reflect For For Management Digitalization of Share Certificates 3.1 Elect Director For For Management 3.2 Elect Director For For Management 3.3 Elect Director For For Management 3.4 Elect Director For For Management 3.5 Elect Director For For Management 3.6 Elect Director For For Management 3.7 Elect Director For For Management 3.8 Elect Director For For Management 3.9 Elect Director For For Management 3.10 Elect Director For For Management 3.11 Elect Director For For Management 3.12 Elect Director For For Management 4.1 Appoint Statutory Auditor For For Management 4.2 Appoint Statutory Auditor For For Management 5 Approve Annual Bonus Payment to For For Management Directors 6 Approve Adjustment to Aggregate For For Management Compensation Ceilings for Directors and Statutory Auditors 7 Approve Retirement Bonuses and Special For For Management Payments in Connection with Abolition of Retirement Bonus System - -------------------------------------------------------------------------------- LAGARDERE SCA Ticker: MMB Security ID: FR0000130213 Meeting Date: APR 28, 2009 Meeting Type: Annual/Special Record Date: APR 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Management 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.30 per Share 4 Approve Auditors' Special Report For For Management Regarding Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Securities For Against Management Convertible into Debt up to an Aggregate Amount of EUR 2.5 Billion 7 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of Up to EUR 300 Million 8 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of Up to EUR 200 Million 9 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 10 Authorize Capital Increase of Up to EUR For Against Management 300 Million for Future Exchange Offers 11 Set Global Limit for Capital Increase For For Management to Result from Issuance Requests under Items 7 through 10 at EUR 300 Million 12 Authorize Capitalization of Reserves of For For Management up to EUR 300 Million for Bonus Issue or Increase in Par Value 13 Approve Employee Stock Purchase Plan For For Management 14 Authorize Capital for Use in Stock For For Management Option Plan 15 Authorize Capital for Use in Restricted For For Management Stock Plan 16 Set Global Limit for Capital Increase For For Management to Result from Issuance Requests under Items 13 through 15 17 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 18 Authorize Filing of Required For For Management Documents/Other Formalities - -------------------------------------------------------------------------------- LEND LEASE CORPORATION LTD. Ticker: LLC Security ID: AU000000LLC3 Meeting Date: NOV 13, 2008 Meeting Type: Annual Record Date: NOV 11, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Peter Goldmark as Director For For Management 1b Elect David Ryan as Director For For Management 1c Elect Mark Selway as Director For For Management 2 Approve Remuneration Report for the For For Management Financial Year Ended June 30, 2008 3 Approve Increase in Remuneration of None For Management Directors from A$1.7 Million to A$2.5 Million - -------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC Ticker: LLDTF Security ID: GB0008706128 Meeting Date: JUN 5, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3(a) Elect Carolyn McCall as Director For For Management 3(b) Elect Timothy Ryan Jr as Director For For Management 3(c) Elect Martin Scicluna as Director For For Management 3(d) Elect Tim Tookey as Director For For Management 3(e) Elect Anthony Watson as Director For For Management 4(a) Re-elect Sir Victor Blank as Director For For Management 4(b) Re-elect Archie Kane as Director For For Management 4(c) Re-elect Lord Leitch as Director For For Management 5 Reappoint PricewaterhouseCoopers LLP as For For Management Auditors of the Company 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Increase Authorised Share Capital from For For Management GBP 5,675,477,055, EUR 40,000,000, USD 40,000,000 and JPY 1,250,000,000 to GBP 7,043,396,347, EUR 40,000,000, USD 40,000,000 and JPY 1,250,000,000 8 Issue of Equity with Rights Under a For For Management General Authority up to GBP 1,368,679,269 in Ord. Shares and GBP 52,035,254, USD 38,875,000, EUR 39,875,000 and JPY 1,250,000,000 in Preference Shares and an Additional Amount up to GBP 1,368,679,269 (Rights Issue) 9 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 205,301,890 10 Authorise 1,642,415,123 Ordinary Shares For For Management for Market Purchase 11 Renew and Extend Company's Auth. to For For Management Make Market Purchases of GBP 1B Issued by Company to HM Treasury and GBP 3B Issued by HBOS plc to HM Treasury Fixed to Floating Callable Non-Cumulative Preference Shares; Auth. 4M Preference Shares for Market Purchase 12 Amend Art. of Assoc. by Deleting All For For Management the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the Company's Act 2006, are to be Treated as Part of the Articles of Association of the Company; Adopt New Art. of Assoc. 13 Approve That a General Meeting Other For For Management Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice 14 Auth. Company and Subsidiaries to Make For For Management EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 - -------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC Ticker: LLDTF Security ID: GB0008706128 Meeting Date: JUN 5, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Cap.to GBP 9B,EUR 40M,USD 40M For For Management and JPY 1B(If Resolution 7 in Notice of AGM is Passed)or to GBP 8B,USD 40M,EUR 40M and JPY 1B(If Resolution 7 in Notice of AGM is Not Passed);Issue Equity with Rights up to GBP 2B(Placing and Compensatory Open Offer) 2 Increase Cap.by 7B Ord.Shares(If For For Management Resolution 7 (AGM) is Passed)or by 13B Ord. Shares(If Resolution 7 is Not Passed);Issue Equity with Rights up to GBP 2B(Ord. Shares)and GBP 52M,USD 38M,EUR 39M and JPY 1B(Pref. Shares)and up to Further GBP 2B(Rights Issue) 3 Approve the Placing and Compensatory For For Management Open Offer and the HMT Preference Share Redemption Being a Related Party Transaction for the Purposes of the Listing Rules of the United Kingdom Listing Authority 4 Approve Waiver on Tender-Bid For For Management Requirement 5 Authorise Issue of Equity without For For Management Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,602,133,750 Pursuant to the Placing and Compensatory Open Offer 6 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 340,507,871 - -------------------------------------------------------------------------------- LLOYDS TSB GROUP PLC Ticker: LLDTF Security ID: GB0008706128 Meeting Date: NOV 19, 2008 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by the Company (or For For Management One or More of Its Subsidiaries) of HBOS plc 2 Approve Waiver on Tender-Bid For For Management Requirement 3 Increase Authorised Ordinary and For For Management Preferred Share Capital to GBP 5,675,477,055, USD 40,000,000, EUR 40,000,000 and JPY 1,250,000,000; Issue Equity with Pre-emptive Rights up to GBP 3,884,227,055, USD 39,750,000, EUR 40,000,000 and JPY 1,250,000,000 4 Upon Board's Recommendation,Capitalise For For Management an Amount Out of Sums Standing to Credit of Any of Company's Share Premium Account,Cap. Redemption Reserve or Other Undistributable Reserve up to Amount Standing to Credit of Such Reserves(Paying up New Ord. Shares) 5 Approve Increase in the Ordinary For For Management Remuneration of the Lloyds TSB Directors, to be Divisible Among them, to a Sum Not Exceeding GBP 1,000,000 in Any Year 6 Authorise 4,000,000 Preference Shares For For Management for Market Purchase 7 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 205,577,100 if Resolution 3 is Passed, or GBP 75,647,511 if Resolution 3 is Rejected 8 Approve Change of Company Name to For For Management Lloyds Banking Group plc - -------------------------------------------------------------------------------- LUKOIL OAO Ticker: LUKOY Security ID: 677862104 Meeting Date: JUN 25, 2009 Meeting Type: Annual Record Date: MAY 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 50 per Share 2.1 Elect Vagit Alekperov as Director None For Management 2.2 Elect Igor Belikov as Director None For Management 2.3 Elect Viktor Blazheyev as Director None Against Management 2.4 Elect Donald Evert Wallette as Director None For Management 2.5 Elect Valery Grayfer as Director None Against Management 2.6 Elect German Gref as Director None For Management 2.7 Elect Igor Ivanov as Director None Against Management 2.8 Elect Ravil Maganov as Director None Against Management 2.9 Elect Richard Matzke as Director None For Management 2.10 Elect Sergey Mikhaylov as Director None For Management 2.11 Elect Nikolay Tsvetkov as Director None Against Management 2.12 Elect Aleksandr Shokhin as Director None For Management 3.1 Elect Lyubov Ivanova as Member of Audit For For Management Commission 3.2 Elect Pavel Kondratyev as Member of For For Management Audit Commission 3.3 Elect Vladimir Nikitenko as Member of For For Management Audit Commission 4.1 Approve Disbursement of Remuneration to For For Management Directors and Members of Audit Commission 4.2 Approve Remuneration of Directors and For For Management Members of Audit Commission at Levels Approved at June 26, 2008, AGM 5 Ratify ZAO KPMG as Auditor For For Management 6 Amend Regulations on General Meetings For For Management 7 Approve Related-Party Transaction with For For Management OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations - -------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORP Ticker: 4188 Security ID: JP3897700005 Meeting Date: JUN 24, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 4 2 Amend Articles To Reflect For For Management Digitalization of Share Certificates 3.1 Elect Director For For Management 3.2 Elect Director For For Management 3.3 Elect Director For For Management 3.4 Elect Director For For Management 3.5 Elect Director For For Management 3.6 Elect Director For For Management 3.7 Elect Director For For Management - -------------------------------------------------------------------------------- MITSUBISHI CORP. Ticker: 8058 Security ID: JP3898400001 Meeting Date: JUN 24, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16 2 Amend Articles To Reflect For For Management Digitalization of Share Certificates - Amend Business Lines 3.1 Elect Director For For Management 3.2 Elect Director For For Management 3.3 Elect Director For For Management 3.4 Elect Director For For Management 3.5 Elect Director For For Management 3.6 Elect Director For For Management 3.7 Elect Director For For Management 3.8 Elect Director For For Management 3.9 Elect Director For For Management 3.10 Elect Director For For Management 3.11 Elect Director For For Management 3.12 Elect Director For For Management 3.13 Elect Director For For Management 3.14 Elect Director For For Management 3.15 Elect Director For For Management 4 Approve Annual Bonus Payment to For For Management Directors 5 Approve Deep Discount Stock Option Plan For For Management 6 Set Amounts for Retirement Bonus For For Management Reserve Funds for Directors - -------------------------------------------------------------------------------- MITSUI & CO. Ticker: 8031 Security ID: JP3893600001 Meeting Date: JUN 23, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles To Reflect For For Management Digitalization of Share Certificates - Amend Business Lines 2.1 Elect Director For For Management 2.2 Elect Director For For Management 2.3 Elect Director For For Management 2.4 Elect Director For For Management 2.5 Elect Director For For Management 2.6 Elect Director For For Management 2.7 Elect Director For For Management 2.8 Elect Director For For Management 2.9 Elect Director For For Management 2.10 Elect Director For For Management 2.11 Elect Director For For Management 2.12 Elect Director For For Management 3 Appoint Statutory Auditor For For Management - -------------------------------------------------------------------------------- MMC NORILSK NICKEL Ticker: Security ID: 46626D108 Meeting Date: DEC 26, 2008 Meeting Type: Special Record Date: OCT 15, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Shareholder Proposal: Approve Early For For Shareholder Termination of Powers of Board of Directors 2.1 Shareholder Proposal: Elect Guerman None Against Shareholder Aliev as Director 2.2 Shareholder Proposal: Elect Dmitry None Against Shareholder Afanasyev as Director 2.3 Shareholder Proposal: Elect Sergey None Against Shareholder Batekhin as Director 2.4 Shareholder Proposal: Elect Tye Burt None Against Shareholder as Director 2.5 Shareholder Proposal: Elect Andrey None Against Shareholder Bugrov as Director 2.6 Shareholder Proposal: Elect Alexander None Against Shareholder Bulygin as Director 2.7 Shareholder Proposal: Elect Alexander None Against Shareholder Voloshin as Director 2.8 Shareholder Proposal: Elect James None Against Shareholder Goodwin as Director 2.9 Shareholder Proposal: Elect Guy De None Against Shareholder Selliers as Director 2.10 Shareholder Proposal: Elect Luca None Against Shareholder Cordero di Motezemolo as Director 2.11 Shareholder Proposal: Elect Andrey None Against Shareholder Klishas as Director 2.12 Shareholder Proposal: Elect Valery None Against Shareholder Matvienko as Director 2.13 Shareholder Proposal: Elect Brad Mills For For Shareholder as Director 2.14 Shareholder Proposal: Elect Ardavan None Against Shareholder Farhad Moshiri as Director 2.15 Shareholder Proposal: Elect Alexander None Against Shareholder Polevoy as Director 2.16 Shareholder Proposal: Elect Mikhail None Against Shareholder Prokhorov as Director 2.17 Shareholder Proposal: Elect Maxim Sokov None Against Shareholder as Director 2.18 Shareholder Proposal: Elect Vladislav None Against Shareholder Soloviev as Director 2.19 Shareholder Proposal: Elect Vladimir None Against Shareholder Strzhalkovsky as Director 2.20 Shareholder Proposal: Elect Sergey None Against Shareholder Chemezov as Director 2.21 Shareholder Proposal: Elect Anton None Against Shareholder Cherny as Director 2.22 Shareholder Proposal: Elect Gerard For For Shareholder Holden as Director 2.23 Shareholder Proposal: Elect Heinz None Against Shareholder Schimmelbusch as Director - -------------------------------------------------------------------------------- MMC NORILSK NICKEL Ticker: Security ID: 46626D108 Meeting Date: JUN 30, 2009 Meeting Type: Annual Record Date: MAY 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Omission of Dividends For For Management 5.1 Elect Guerman Aliev as Director Against Against Management 5.2 Elect Sergey Batekhin as Director Against Against Management 5.3 Elect Andrey Bugrov as Director Against Against Management 5.4 Elect Aleksandr Voloshin as Director Against Against Management 5.5 Elect Andrey Klishas as Director Against Against Management 5.6 Elect Valery Lukyanenko as Director Against Against Management 5.7 Elect Aleksandr Polevoy as Director Against Against Management 5.8 Elect Anton Cherny as Director Against Against Management 5.9 Elect Brad Mills as Director For For Management 5.10 Elect Gerard Holden as Director For For Management 5.11 Elect Vasily Titov as Director Against Against Management 5.12 Elect Vladimir Strzhalkovsky as Against Against Management Director 5.13 Elect Dmitry Afansiev as Director Against Against Management 5.14 Elect Anatoly Ballo as Director Against Against Management 5.15 Elect Aleksadr Bulygin as Director Against Against Management 5.16 Elect Artem Volynets as Director Against Against Management 5.17 Elect Vadim Geraskin as Director Against Against Management 5.18 Elect Maxim Goldman as Director Against Against Management 5.19 Elect Dmitry Razumov as Director Against Against Management 5.20 Elect Maksim Sokov as Director Against Against Management 5.21 Elect Vladislav Soloviev as Director Against Against Management 5.22 Elect Igor Komarov as Director Against Against Management 5.23 Elect Ardavan Moshiri as Director Against Against Management 6.1 Elect Natalia Gololobova as Member of For For Management Audit Commission 6.2 Elect Aleksey Kargachov as Member of For For Management Audit Commission 6.3 Elect Natalia Panphil as Member of For For Management Audit Commission 6.4 Elect Dmitry Pershinkov as Member of For For Management Audit Commission 6.5 Elect Tamara Sirotkina as Member of For For Management Audit Commission 7 Ratify Rosexpertiza LLC as Auditor For For Management 8 Approve New Edition of Charter For For Management 9 Approve New Edition of Regulations on For For Management Board of Directors 10 Approve Regulations on Management For For Management 11.1 Approve Remuneration of Independent For Against Management Directors 11.2 Approve Stock Option Plan for For Against Management Independent Directors 12 Approve Value of Assets Subject to For For Management Compensation of Expenses Agreements with Directors and Executives 13 Approve Related-Party Transactions Re: For For Management Compensation of Expenses Agreements with Directors and Executives 14 Approve Price of Liability Insurance For For Management for Directors and Executives 15 Approve Related-Party Transactions Re: For For Management Liability Insurance for Directors and Executives - -------------------------------------------------------------------------------- MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG Ticker: MUV2 Security ID: DE0008430026 Meeting Date: APR 22, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1a Receive Supervisory Board, Corporate None None Management Governance, and Remuneration Reports for Fiscal 2008 (Non-Voting) 1b Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 5.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 6 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 7.1 Elect Peter Gruss to the Supervisory For For Management Board 7.2 Elect Henning Kagermann to the For For Management Supervisory Board 7.3 Elect Peter Loescher to the Supervisory For For Management Board 7.4 Elect Wolfgang Mayrhuber to the For For Management Supervisory Board 7.5 Elect Karel Van Miert to the For For Management Supervisory Board 7.6 Elect Bernd Pischetsrieder to the For For Management Supervisory Board 7.7 Elect Anton van Rossum to the For For Management Supervisory Board 7.8 Elect Hans-Juergen Schinzler to the For Against Management Supervisory Board 7.9 Elect Ron Sommer to the Supervisory For For Management Board 7.10 Elect Thomas Wellauer to the For For Management Supervisory Board 8 Approve Creation of EUR 280 Million For For Management Pool of Capital without Preemptive Rights 9 Amend Articles Re: Entry in the For For Management Shareholders` Register and Registration for the General Meeting 10 Amend Articles Re: Electronic For For Management Participation in the General Meeting and Postal Vote due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) 11 Amend Articles Re: Election of Chairman For For Management and Deputy Chairman and Decision-Making of Supervisory Board - -------------------------------------------------------------------------------- NAMCO BANDAI HOLDINGS INC Ticker: 7832 Security ID: JP3778630008 Meeting Date: JUN 22, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12 2 Amend Articles To Reflect For For Management Digitalization of Share Certificates - Change Location of Head Office 3.1 Elect Director For For Management 3.2 Elect Director For For Management 3.3 Elect Director For For Management 3.4 Elect Director For For Management 3.5 Elect Director For For Management 3.6 Elect Director For For Management 3.7 Elect Director For For Management 3.8 Elect Director For For Management 3.9 Elect Director For For Management - -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK LIMITED Ticker: NAUBF Security ID: AU000000NAB4 Meeting Date: DEC 18, 2008 Meeting Type: Annual Record Date: DEC 16, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for the Financial Year Ended Sept. 30, 2008 2a Elect John Thorn as Director For For Management 2b Elect Geoff Tomlinson as Director For For Management 3 Approve National Australia Bank ('NAB') For For Management Staff Share Allocation Plan, NAB New Zealand Staff Share Allocation Plan, NAB Staff Share Ownership Plan, NAB Executive Share Option Plan No.2, NAB Performance Rights Plan, and NAB Share Incentive Plan (UK) 4 Approve Grant of Performance Shares For For Management Amounting to A$1.25 Million and Performance Rights Amounting to A$1.25 Million to Cameron Clyne, Group CEO Designate, Under the Company's Long Term Incentive Plan 5a Approve Grant of Shares, Performance For For Management Options and Performance Rights to Ahmed Fahour, Executive Director, Under the Company's Long Term Incentive Plan 5b Approve Grant of Shares, Performance For For Management Options and Performance Rights to Michael Ullmer, Executive Director, Under the Company's Long Term Incentive Plan 6 Approve Remuneration Report for the For For Management Financial Year Ended Sept. 30, 2008 7 Remove Paul Rizzo as a Director Against Against Shareholder - -------------------------------------------------------------------------------- NEPTUNE ORIENT LINES Ticker: NOL Security ID: SG1F90001388 Meeting Date: APR 15, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.04 Per For For Management Share 3 Approve Payments to Non-Executive For For Management Directors of Up to SGD 1.7 Million as Director's Fees for the Financial Year Ending Dec. 25, 2009 (2008: Up to SGD 2.2 Million) 4 Reelect Peter Wagner as Director For For Management 5 Reelect Friedbert Malt as Director For For Management 6 Reelect James Connal Scotland Rankin as For For Management Director 7 Reelect Bobby Chin Yoke Choong as For For Management Director 8 Reelect Ronald Dean Widdows as Director For For Management 9 Reelect Boon Swan Foo as Director For For Management 10 Reappoint Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Approve Issuance of Shares and Grant of For Against Management Options and/or Awards Pursuant to the NOL Share Option Plan and the NOL Performance Share Plan 2004 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Approve Mandate for Transactions with For For Management Related Parties - -------------------------------------------------------------------------------- NEXEN INC. Ticker: NXY Security ID: CA65334H1029 Meeting Date: APR 28, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W.B. Berry For For Management 1.2 Elect Director R.G. Bertram For For Management 1.3 Elect Director D.G. Flanagan For For Management 1.4 Elect Director S.B. Jackson For For Management 1.5 Elect Director K.J. Jenkins For For Management 1.6 Elect Director A.A. McLellan For For Management 1.7 Elect Director E.P. Newell For For Management 1.8 Elect Director T.C. O'Neill For For Management 1.9 Elect Director M.F. Romanow For For Management 1.10 Elect Director F.M. Saville For For Management 1.11 Elect Director J.M. Willson For For Management 1.12 Elect Director V.J. Zaleschuk For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Audit and Conduct Review Committee to Fix Their Remuneration - -------------------------------------------------------------------------------- NIPPON MINING HOLDINGS INC. Ticker: 5016 Security ID: JP3379550001 Meeting Date: JUN 25, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles To Reflect For For Management Digitalization of Share Certificates 2.1 Elect Director For For Management 2.2 Elect Director For For Management 2.3 Elect Director For For Management 2.4 Elect Director For For Management 2.5 Elect Director For For Management 2.6 Elect Director For For Management 2.7 Elect Director For For Management 2.8 Elect Director For For Management 2.9 Elect Director For For Management 2.10 Elect Director For For Management - -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: JP3735400008 Meeting Date: JUN 24, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 55 2 Amend Articles To Reflect For For Management Digitalization of Share Certificates 3.1 Elect Director For For Management 3.2 Elect Director For For Management - -------------------------------------------------------------------------------- NISSAN MOTOR CO. LTD. Ticker: 7201 Security ID: JP3672400003 Meeting Date: JUN 23, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles To Reflect For For Management Digitalization of Share Certificates 2.1 Elect Director For For Management 2.2 Elect Director For For Management 2.3 Elect Director For For Management 2.4 Elect Director For For Management 2.5 Elect Director For For Management 2.6 Elect Director For For Management 2.7 Elect Director For For Management 2.8 Elect Director For For Management 2.9 Elect Director For For Management - -------------------------------------------------------------------------------- NOKIA CORP. Ticker: NKCAF Security ID: FI0009000681 Meeting Date: APR 23, 2009 Meeting Type: Annual Record Date: APR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Calling the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Auditor's Report; Receive CEO's Review 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.40 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration of Directors in For For Management the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work 11 Fix Number of Directors at 11 For For Management 12 Reelect Georg Ehrnrooth, Lalita D. For For Management Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors; Elect Isabel Marey-Semper as New Director 13 Approve Remuneration of Auditors For For Management 14 Ratify PricewaterhouseCoopers Oy as For For Management Auditors 15 Authorize Repurchase of up to 360 For For Management Million Nokia Shares 16 Close Meeting None None Management - -------------------------------------------------------------------------------- NORDEA BANK AB (FORMERLY NORDEA AB) Ticker: NDA Security ID: SE0000427361 Meeting Date: MAR 12, 2009 Meeting Type: Special Record Date: MAR 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Claes Beyer as Chairman of For Did Not Vote Management Meeting 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Approve Issuance of Shares with For Did Not Vote Management Preemptive Rights; Approve Capitalization of Reserves of Up to EUR 5.30 Billion via Transfer from Unrestricted Equity to Share Capital; Change Articles Accordingly 7 Approve Issuance of Shares with For Did Not Vote Management Preemptive Rights; Approve Capitalization of Reserves of Up to EUR 1.4 Billion via Transfer from Unrestricted Equity to Share Capital; Reduce Par Value of Common Stock from EUR 1.0 to EUR 0.5; Change Articles Accordingly 8 Approve Issuance of Shares with For Did Not Vote Management Preemptive Rights - -------------------------------------------------------------------------------- NORDEA BANK AB (FORMERLY NORDEA AB) Ticker: NDA Security ID: SE0000427361 Meeting Date: APR 2, 2009 Meeting Type: Annual Record Date: MAR 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Clas Beyer as Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Receive Financial Statements and None Did Not Vote Management Statutory Reports; Receive Auditor's Report; Receive Chairman's Report on Board's Work; Receive CEO's Report 7 Approve Financial Statements and For Did Not Vote Management Statutory Reports 8 Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 0.20 per Share 9 Approve Discharge of Board and For Did Not Vote Management President 10 Determine Number of Members (10) and For Did Not Vote Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of EUR 252,000 for Chair, EUR 97,650 for Vice-chairm, and EUR 75,600 for Other Directors; Approve Additional Compensation for Attendance and Committee Work; Approve Remuneration of Auditors 12 Reelect Hans Dalborg (Chair), Stine For Did Not Vote Management Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Timo Peltola, Heidi Petersen, Bjorn Saven, and Bjorn Wahlroos as Directors 13 Authorize Chairman of Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 14 Authorize Repurchase of Up to 1 Percent For Did Not Vote Management of Issued Share Capital 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16a Approve 2009 Share Matching Plan For Did Not Vote Management 16b Approve Issuance up to 7.25 Million For Did Not Vote Management Class C-Shares in Connection with Share Matching Plan (Item 16a); Amend Articles of Association Accordingly 17 Shareholder Proposal: Donate SEK 50 Against Did Not Vote Shareholder Million to "Create a Decent Sweden" Foundation - -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: CH0012005267 Meeting Date: FEB 24, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2 per Share 4 Approve CHF 3 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5.1 Amend Articles Re: Require Annual Against Against Shareholder Advisory Vote on Remuneration Report, incl. Disclosure of Compensation Amount Paid to Board of Directors and Executive Management 5.2 Amend Corporate Purpose Re: For For Management Sustainability 5.3 Amend Articles Re: Auditors For For Management 6.1 Retirement of Peter Burckhardt and None None Management William George as Directors (Non-Voting) 6.2.1 Reelect Srikant Datar as Director For For Management 6.2.2 Reelect Andreas von Planta as Director For For Management 6.2.3 Reelect Wendelin Wiedeking as Director For For Management 6.2.4 Reelect Rolf Zinkernagel as Director For For Management 6.3 Elect William Brody as Director For For Management 7 Ratify PricewaterhouseCoopers AG as For For Management Auditors - -------------------------------------------------------------------------------- OXIANA LTD Ticker: OXR Security ID: AU000000OXR0 Meeting Date: JUL 18, 2008 Meeting Type: Special Record Date: JUL 16, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name from Oxiana Limited For For Management to OZ Minerals Limited 2(i) Elect Owen Hegarty as a Director For For Management 2(ii) Elect Peter Mansell as a Director For For Management 2(iii Elect Peter Cassidy as a Director For For Management 2(iv) Elect Anthony Larkin as a Director For For Management 2(v) Elect Richard Knight as a Director For For Management 2(vi) Elect Dean Pritchard as a Director For For Management 3 Approve Increase in Remuneration of None For Management Directors to a Maximum Amount of A$2.7 Million Per Annum 4 Approve Owen Hegarty's Managing For Against Management Director and CEO Termination Payments - -------------------------------------------------------------------------------- OXIANA LTD Ticker: OXR Security ID: AU00000OXRN8 Meeting Date: JUL 18, 2008 Meeting Type: Special Record Date: JUL 16, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name from Oxiana Limited For For Management to OZ Minerals Limited 2(i) Elect Owen Hegarty as a Director For For Management 2(ii) Elect Peter Mansell as a Director For For Management 2(iii Elect Peter Cassidy as a Director For For Management 2(iv) Elect Anthony Larkin as a Director For For Management 2(v) Elect Richard Knight as a Director For For Management 2(vi) Elect Dean Pritchard as a Director For For Management 3 Approve Increase in Remuneration of None For Management Directors to a Maximum Amount of A$2.7 Million Per Annum 4 Approve Owen Hegarty's Managing For Against Management Director and CEO Termination Payments - -------------------------------------------------------------------------------- PETRO-CANADA Ticker: PCA Security ID: CA71644E1025 Meeting Date: JUN 4, 2009 Meeting Type: Annual/Special Record Date: APR 28, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan of Arrangement - Merger For For Management with Suncor Energy Inc 2 Amend Stock Option Plan For For Management 3.1 Elect Director Ron A. Brenneman For For Management 3.2 Elect Director Hans Brenninkmeyer For For Management 3.3 Elect Director Claude Fontaine For For Management 3.4 Elect Director Paul Haseldonckx For For Management 3.5 Elect Director Thomas E. Kierans For For Management 3.6 Elect Director Brian F. MacNeill For For Management 3.7 Elect Director Maureen McCaw For For Management 3.8 Elect Director Paul D. Melnuk For For Management 3.9 Elect Director Guylaine Saucier For For Management 3.10 Elect Director James W. Simpson For For Management 3.11 Elect Director Daniel L. Valot For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors - -------------------------------------------------------------------------------- PTT PUBLIC CO LTD Ticker: Security ID: TH0646010015 Meeting Date: APR 10, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous AGM For For Management 2 Accept 2008 Operating Results, For For Management Financial Statements, and Statutory Reports 3 Approve 2008 Net Profit Allocation Plan For For Management and 2008 Dividend Policy 4 Approve Office of the Auditor General For For Management as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Directors For For Management 6a Elect Norkun Sitthiphong as Director For For Management 6b Elect Prasert Bunsumpun as Director For For Management 6c Elect Watcharakiti Watcharothai as For For Management Director 6d Elect Suraphol Nitikraipot as Director For For Management 6e Elect Surachai Phuprasert as Director For For Management 7 Amend Articles of Association Re: For For Management Repurchase Clause, Powers of Directors, and Connected Transactions 8 Approve Five-Year External Fund Raising For Abstain Management Plan of up to THB 65 Billion 9 Report Company's Related Supreme For For Management Administrative Court's Decisions Compliances 10 Other Business For Against Management - -------------------------------------------------------------------------------- QANTAS AIRWAYS LIMITED Ticker: QAN Security ID: AU000000QAN2 Meeting Date: NOV 28, 2008 Meeting Type: Annual Record Date: NOV 26, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for the Year Ended June 30, 2008 2.1 Elect Alan Joyce as Director For For Management 2.2 Elect Colin Storrie as Director For For Management 2.3 Elect Richard Goodmanson as Director For For Management 2.4 Elect Paul Rayner as Director For For Management 2.5 Elect Barbara Ward as Director For For Management 2.6 Elect Patricia Cross as Director For For Management 2.7 Elect John Schubert as Director For For Management 3.1 Approve Grant of Up To 750,000 Shares For For Management and Up To 750,000 Performance Rights to Alan Joyce, CEO, Pursuant to the Qantas Deferred Share Plan 3.2 Approve Grant of Up To Up to 270,000 For For Management Shares and Up To 270,000 Performance Rights to Colin Storrie, CFO, Pursuant to the Qantas Deferred Share Plan 4 Approve Remuneration Report for the For For Management Year Ended June 30, 2008 - -------------------------------------------------------------------------------- RENAULT Ticker: RNO Security ID: FR0000131906 Meeting Date: MAY 6, 2009 Meeting Type: Annual/Special Record Date: APR 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Approve Auditors' Special Report For For Management Regarding Related-Party Transactions 5 Reelect Dominique de la Garanderie as For For Management Director 6 Elect Takeshi Isayama as Director For For Management 7 Elect Alain J.P. Belda as Director For For Management 8 Elect Philippe Chartier as For For Management Representative of Employee Shareholders to the Board 9 Elect Michel Sailly Representative of For For Management Employee Shareholders to the Board 10 Approve Auditor's Report For For Management 11 Authorize Repurchase of Up to 5 Percent For Against Management of Issued Share Capital 12 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 14 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million 15 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Acquisitions 16 Set Global Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 500 Million 17 Authorize Capitalization of Reserves of For For Management Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 18 Authorize up to 2 Percent of Issued None None Management Capital for Use in Stock Option Plan 19 Authorize up to 0.5 Percent of Issued None None Management Capital for Use in Restricted Stock Plan 20 Approve Employee Stock Purchase Plan For For Management 21 Authorize Filing of Required For For Management Documents/Other Formalities - -------------------------------------------------------------------------------- ROYAL BANK OF CANADA Ticker: RY Security ID: CA7800871021 Meeting Date: FEB 26, 2009 Meeting Type: Annual/Special Record Date: JAN 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W.G. Beattie For For Management 1.2 Elect Director D.T. Elix For For Management 1.3 Elect Director J.T. Ferguson For For Management 1.4 Elect Director P. Gauthier For For Management 1.5 Elect Director T.J. Hearn For For Management 1.6 Elect Director A.D. Laberge For For Management 1.7 Elect Director J. Lamarre For For Management 1.8 Elect Director B.C. Louie For For Management 1.9 Elect Director M.H. McCain For For Management 1.10 Elect Director G.M. Nixon For For Management 1.11 Elect Director D.P. O'Brien For For Management 1.12 Elect Director J.P. Reinhard For For Management 1.13 Elect Director E. Sonshine For For Management 1.14 Elect Director K.P. Taylor For For Management 1.15 Elect Director V.L. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Umbrella Savings and Securities For For Management Purchase Plan 4 SP 1: Advisory Vote to Ratify Named Against Against Shareholder Executive Officers' Compensation 5 SP 2: Adopt Policy to Increase Number Against Against Shareholder of Women Directors 6 SP 3: Adopt Independence Policy for the Against Against Shareholder Compensation Committee and External Compensation Consultants 7 SP 4: Adopt Policy Limiting the Number Against Against Shareholder of Board Seats per Director 8 SP 5: Advisory Vote to Ratify Named Against Against Shareholder Executive Officers' Compensation 9 SP 6: Review Executive Compensation Against Against Shareholder Programs 10 SP 7: Review Short-Selling Programs Against Against Shareholder 11 SP 8: Review Director Recruitment Against Against Shareholder Policies - -------------------------------------------------------------------------------- ROYAL BANK OF SCOTLAND GROUP PLC, THE Ticker: RBS Security ID: GB0007547838 Meeting Date: NOV 20, 2008 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorised Ordinary For For Management Share Capital by the Creation of an Additional 22,909,776,276 Ordinary Shares of 25 Pence Each; Authorise Issue of Equity with Pre-emptive Rights up to GBP 8,092,121,756 (Placing and Open Offer) 2 Subject to the Placing and Open Offer For For Management of 22,909,776,276 New Shares in the Company Becoming Unconditional, Approve Waiver on Tender-Bid Requirement - -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: GB00B03MLX29 Meeting Date: MAY 19, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Elect Simon Henry as Director For For Management 4 Re-elect Lord Kerr of Kinlochard as For For Management Director 5 Re-elect Wim Kok as Director For For Management 6 Re-elect Nick Land as Director For For Management 7 Re-elect Jorma Ollila as Director For For Management 8 Re-elect Jeroen van der Veer as For For Management Director 9 Re-elect Hans Wijers as Director For For Management 10 Reappoint PricewaterhouseCoopers LLP as For Against Management Auditors of the Company 11 Authorise Board to Fix Remuneration of For Against Management Auditors 12 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million 13 Subject to the Previous Resolution For For Management Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million 14 Authorise 624 Million Ordinary Shares For For Management for Market Purchase 15 Authorise the Company and its For For Management Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 - -------------------------------------------------------------------------------- ROYAL PHILIPS ELECTRONICS N.V. Ticker: PHGFF Security ID: NL0000009538 Meeting Date: MAR 27, 2009 Meeting Type: Annual Record Date: MAR 5, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 President's Speech None None Management 2a Approve Financial Statements and For For Management Statutory Reports 2b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2c Approve Dividends of EUR 0.70 Per Share For For Management 2d Approve Discharge of Management Board For For Management 2e Approve Discharge of Supervisory Board For For Management 3 Reelect P-J. Sivignon to Management For For Management Board 4a Elect J.J. Schiro to Supervisory Board For For Management 4b Elect J. van der Veer to Supervisory For For Management Board 4c Elect C.A. Poon to Supervisory Board For For Management 5 Amend Long-Term Incentive Plan For For Management 6a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 6b Authorize Board to Exclude Preemptive For For Management Rights from Issuance under Item 6a 7 Authorize Repurchase of Shares For For Management 8 Other Business (Non-Voting) None None Management - -------------------------------------------------------------------------------- RSA INSURANCE GROUP PLC Ticker: RSA Security ID: GB0006616899 Meeting Date: MAY 18, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of 4.98 Pence For For Management Per Ordinary Share 3 Re-elect John Napier as Director For For Management 4 Re-elect Andy Haste as Director For For Management 5 Elect Johanna Waterous as Director For For Management 6 Reappoint Deloitte LLP as Auditors of For For Management the Company 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Approve Remuneration Report For For Management 9 Approve RSA Sharesave Plan For For Management 10 Approve RSA Irish Sharesave Plan 2009 For For Management 11 Approve RSA Share Incentive Plan For For Management 12 Approve RSA Executive Share Option For For Management Scheme 13 Authorise Company and its Subsidiaries For For Management to Make EU Political Donations to Political Parties and/or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 100,000 14 Approve Scrip Dividend Program For For Management 15 Approve That a General Meeting Other For For Management Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice 16 Approve Increase in Authorised Share For For Management Capital from GBP 1,468,750,000 to GBP 1,881,250,000 17 Issue Equity with Pre-emptive Rights up For For Management to GBP 305,350,938 (General Authority), an Additional Amount of GBP 610,701,877 Pursuant to Rights Issue After Deducting Any Securities Issued Under the General Authority and up to GBP 175,000,000 Preference Shares 18 If Resolution 17 is Passed, Authorise For For Management Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 45,802,640 19 Authorise 333,110,115 Ordinary Shares For For Management for Market Purchase - -------------------------------------------------------------------------------- RWE AG Ticker: RWE Security ID: DE0007037129 Meeting Date: APR 22, 2009 Meeting Type: Annual Record Date: APR 1, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 4.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Ratify PricewaterhouseCoopers AG as For For Management Auditors for Fiscal 2009 6 Ratify PricewaterhouseCoopers AG for For For Management the Inspection of the 2009 Mid-Yearl Report 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Issuance of Warrants/Bonds with For For Management Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Issuance of Warrants/Bonds with For For Management Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights 11 Amend Articles Re: Participation in the For For Management Annual Meeting; Chair of the Annual Meeting 12 Amend Articles Re: Designation of Proxy For For Management - -------------------------------------------------------------------------------- SA GROUPE DELHAIZE Ticker: DHLYF Security ID: BE0003562700 Meeting Date: APR 29, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jack Stahl as Director For Did Not Vote Management 2 Authorize Repurchase of Up to 10 For Did Not Vote Management Percent of Issued Share Capital and Amend Articles Accordingly 3 Suppress Article 6 Re: History of For Did Not Vote Management Change of Capital 4 Authorize Implementation of Approved For Did Not Vote Management Resolutions and Filing of Required Documents/Formalities at Trade Registry - -------------------------------------------------------------------------------- SA GROUPE DELHAIZE Ticker: DHLYF Security ID: BE0003562700 Meeting Date: MAY 28, 2009 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Report None Did Not Vote Management 2 Receive Auditors' Report None Did Not Vote Management 3 Receive Consolidated Financial None Did Not Vote Management Statements and Statutory Reports 4 Approve Annual Accounts, Allocation of For Did Not Vote Management Income and Dividends of EUR 1.48 per Share 5 Approve Discharge of Directors For Did Not Vote Management 6 Approve Discharge of Auditors For Did Not Vote Management 7.1 Reelect Claire Babrowski as Director For Did Not Vote Management 7.2 Reelect Pierre-Olivier Beckers as For Did Not Vote Management Director 7.3 Reelect Georges Jacobs de Hagen as For Did Not Vote Management Director 7.4 Reelect Didier Smits as Director For Did Not Vote Management 8.1 Indicate Claire Babrowski as For Did Not Vote Management Independent Board Member 8.2 Indicate Georges Jacobs de Hagen as For Did Not Vote Management Independent Board Member 8.3 Indicate Jack Stahl as Independent For Did Not Vote Management Board Member 9 Approve Change of Control Provisions For Did Not Vote Management Re: Reimbursement of Bonds, Convertible Bonds, and Commercial Papers 10 Authorize Repurchase of Up to 10 For Did Not Vote Management Percent of Issued Share Capital and Amend Article 10 Accordingly 11 Suppress Article 6 Re: History of For Did Not Vote Management Change in Capital 12 Authorize Implementation of Approved For Did Not Vote Management Resolutions and Filing of Required Documents/Formalities at Trade Registry - -------------------------------------------------------------------------------- SANLAM LTD Ticker: SLM Security ID: ZAE000070660 Meeting Date: JUN 3, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Year Ended Dec. 31, 2008 2 Ratify Ernst & Young Inc. as Auditors For For Management and in Particular MP Rapson Being the Individual Registered Auditor 3 Authorize the Audit Committee to Fix For For Management Remuneration of the Auditors 4.1 Reelect Bernard Swanepoel as Director For For Management 4.2 Reelect Anton Botha as Director For For Management 4.3 Reelect Raisibe Morathi as Director For For Management 4.4 Reelect Sipho Nkosi as Director For For Management 4.5 Reelect Lazarus Zim as Director For For Management 5 Approve the Total Amount of Directors' For For Management Remuneration for the Financial Year Ended 31 December 2008. 6 Approve 5 Percent Increase in all the For For Management Inclusive Remuneration Package of the Chairman; Approve 10 Percent Increase in the Fess Paid to Members of the Board Committee 7 Amend Trust Deed of the Sanlam Share For For Management Incentive Trust and Each of the Deferred Share Plan, Performance Deferred Share Plan and Restricted Share Plan 8 Approve Issuance and Use of Treasury For For Management Shares to Meet Obligations Under the Sanlam Share Incentive Scheme Trust 1 Approve Cancellation of the 52,000,000 For For Management "A" Convertible Redeemable Non-Participating Preference Shares of the Demutualisation Trust 2 Subject to Special Resolution Number 1, For For Management Amend the Articles of Association of the Company to Reflect the New Authorised Share Capital 3 Subject to Special Resolution Number1, For For Management Amend the Articles of Association of the Company to Reflect the Cancellation of the Preference Shares of the Demutualisation Trust 4 Authorize a General Repurchase and For For Management Transfer of the Company's Shares by the Company or its Subsidiaries 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions - -------------------------------------------------------------------------------- SANOFI AVENTIS Ticker: SAN Security ID: FR0000120578 Meeting Date: APR 17, 2009 Meeting Type: Annual/Special Record Date: APR 14, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 4 Ratify Appointment of Chris Viehbacher For For Management as Director 5 Approve Auditors' Special Report For Against Management Regarding Related-Party Transactions 6 Approve Transaction with Chris For For Management Viehbacher Re: Severance Payments 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion 9 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 10 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Acquisitions 11 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 12 Authorize Capitalization of Reserves of For For Management Up to EUR 500 Million for Bonus Issue or Increase in Par Value 13 Approve Employee Stock Purchase Plan For For Management 14 Authorize up to 2.5 Percent of Issued For For Management Capital for Use in Stock Option Plan 15 Authorize up to 1.0 Percent of Issued For For Management Capital for Use in Restricted Stock Plan 16 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 17 Amend Article 15 of the Bylaws Re: For For Management Audit Committee 18 Authorize Filing of Required For For Management Documents/Other Formalities - -------------------------------------------------------------------------------- SHARP CORP. Ticker: 6753 Security ID: JP3359600008 Meeting Date: JUN 23, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 7 2 Amend Articles To Reflect For For Management Digitalization of Share Certificates - Indemnify Directors - Amend Business Lines 3.1 Elect Director For For Management 3.2 Elect Director For For Management 3.3 Elect Director For For Management 3.4 Elect Director For For Management 3.5 Elect Director For For Management 3.6 Elect Director For For Management 3.7 Elect Director For For Management 3.8 Elect Director For For Management 3.9 Elect Director For For Management 3.10 Elect Director For For Management 3.11 Elect Director For For Management 4 Approve Takeover Defense Plan (Poison For Against Management Pill) - -------------------------------------------------------------------------------- SIEMENS AG Ticker: SMAWF Security ID: DE0007236101 Meeting Date: JAN 27, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Supervisory Board Report, None None Management Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2007/2008 (Non-Voting) 2 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2007/2008 (Non-Voting) 3 Approve Allocation of Income and For For Management Dividends of EUR 1.60 per Share 4.1 Postpone Discharge of Former Management For For Management Board Member Rudi Lamprecht for Fiscal 2007/2008 4.2 Postpone Discharge of Former Management For For Management Board Member Juergen Radomski for Fiscal 2007/2008 4.3 Postpone Discharge of Former Management For For Management Board Member Uriel Sharef for Fiscal 2007/2008 4.4 Postpone Discharge of Former Management For For Management Board Member Klaus Wucherer for Fiscal 2007/2008 4.5 Approve Discharge of Management Board For For Management Member Peter Loescher for Fiscal 2007/2008 4.6 Approve Discharge of Management Board For For Management Member Wolfgang Dehen for Fiscal 2007/2008 4.7 Approve Discharge of Management Board For For Management Member Heinrich Hiesinger for Fiscal 2007/2008 4.8 Approve Discharge of Management Board For For Management Member Joe Kaeser for Fiscal 2007/2008 4.9 Approve Discharge of Former Management For For Management Board Member Eduardo Montes for Fiscal 2007/2008 4.10 Approve Discharge of Former Management For For Management Board Member Jim Reid-Anderson for Fiscal 2007/2008 4.11 Approve Discharge of Former Management For For Management Board Member Erich R. Reinhardt for Fiscal 2007/2008 4.12 Approve Discharge of Management Board For For Management Member Hermann Requardt for Fiscal 2007/2008 4.13 Approve Discharge of Management Board For For Management Member Siegfried Russwurm for Fiscal 2007/2008 4.14 Approve Discharge of Management Board For For Management Member Peter Y. Solmssen for Fiscal 2007/2008 5.1 Approve Discharge of Supervisory Board For For Management Member Gerhard Cromme for Fiscal 2007/2008 5.2 Approve Discharge of Supervisory Board For For Management Member Ralf Heckmann for Fiscal 2007/2008 5.3 Approve Discharge of Supervisory Board For For Management Member Josef Ackermann for Fiscal 2007/2008 5.4 Approve Discharge of Supervisory Board For For Management Member Lothar Adler for Fiscal 2007/2008 5.5 Approve Discharge of Supervisory Board For For Management Member Jean-Louis Beffa for Fiscal 2007/2008 5.6 Approve Discharge of Former Supervisory For For Management Board Member Gerhard Bieletzki for Fiscal 2007/2008 5.7 Approve Discharge of Supervisory Board For For Management Member Gerd von Brandenstein for Fiscal 2007/2008 5.8 Approve Discharge of Former Supervisory For For Management Board Member John David Coombe for Fiscal 2007/2008 5.9 Approve Discharge of Former Supervisory For For Management Board Member Hildegard Cornudet for Fiscal 2007/2008 5.10 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2007/2008 5.11 Approve Discharge of Supervisory Board For For Management Member Hans Michael Gaul for Fiscal 2007/2008 5.12 Approve Discharge of Former Supervisory For For Management Board Member Birgit Grube for Fiscal 2007/2008 5.13 Approve Discharge of Supervisory Board For For Management Member Peter Gruss for Fiscal 2007/2008 5.14 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2007/2008 5.15 Approve Discharge of Supervisory Board For For Management Member Heinz Hawreliuk for Fiscal 2007/2008 5.16 Approve Discharge of Supervisory Board For For Management Member Berthold Huber for Fiscal 2007/2008 5.17 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2007/2008 5.18 Approve Discharge of Former Supervisory For For Management Board Member Walter Kroell for Fiscal 2007/2008 5.19 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2007/2008 5.20 Approve Discharge of Former Supervisory For For Management Board Member Michael Mirow for Fiscal 2007/2008 5.21 Approve Discharge of Supervisory Board For For Management Member Werner Moenius for Fiscal 2007/2008 5.22 Approve Discharge of Former Supervisory For For Management Board Member Roland Motzigemba for Fiscal 2007/2008 5.23 Approve Discharge of Former Supervisory For For Management Board Member Thomas Rackow for Fiscal 2007/2008 5.24 Approve Discharge of Supervisory Board For For Management Member Hakan Samuelsson for Fiscal 2007/2008 5.25 Approve Discharge of Supervisory Board For For Management Member Dieter Scheitor for Fiscal 2007/2008 5.26 Approve Discharge of Former Supervisory For For Management Board Member Albrecht Schmidt for Fiscal 2007/2008 5.27 Approve Discharge of Supervisory Board For For Management Member Henning Schulte-Noelle for Fiscal 2007/2008 5.28 Approve Discharge of Supervisory Board For For Management Member Rainer Sieg for Fiscal 2007/2008 5.29 Approve Discharge of Former Supervisory For For Management Board Member Peter von Siemens for Fiscal 2007/2008 5.30 Approve Discharge of Former Supervisory For For Management Board Member Jerry I. Speyer for Fiscal 2007/2008 5.31 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2007/2008 5.32 Approve Discharge of Supervisory Board For For Management Member Iain Vallance of Tummel for Fiscal 2007/2008 6 Ratify Ernst & Young AG as Auditors for For For Management Fiscal 2008/2009 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management of up to 5 Percent of Issued Share Capital When Repurchasing Shares 9 Approve Creation of EUR 520.8 Million For For Management Pool of Capital without Preemptive Rights 10 Approve Issuance of Warrants/Bonds with For For Management Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights 11 Approve Remuneration of Supervisory For For Management Board 12 Amend Articles Re: Decision Making of For For Management General Meeting - -------------------------------------------------------------------------------- SOCIETE GENERALE Ticker: GLE Security ID: FR0000130809 Meeting Date: MAY 19, 2009 Meeting Type: Annual/Special Record Date: MAY 14, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Treatment of Losses and For For Management Dividends of EUR 1.20 per Share 3 Approve Stock Dividend Program For For Management 4 Accept Consolidated Financial For For Management Statements and Statutory Reports 5 Approve Special Auditors' Report For For Management Presenting Ongoing Related-Party Transactions 6 Approve Ongoing Transactions with For For Management Daniel Bouton, Phlippe Citerne, and Didier Alix Re: Pension Benefits 7 Approve Transaction with Severin For For Management Cabannes and Frederic Oudea Re: Pension Benefits 8 Approve Transaction with Frederic Oudea For For Management Re: Severance Payment and Non-Compete Agreement 9 Reelect Jean Azema as Director For For Management 10 Reelect Elisabeth Lulin as Director For For Management 11 Ratify Appointment of Robert Castaigne For For Management as Director 12 Elect Jean-Bernard Levy as Director For For Management 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Add Article 20 to the Bylaws Re: Court For Against Management Jurisdiction 15 Authorize Issuance of Preferred Stock For For Management (Class B) without Preemptive Rights , and without Voting Rights Attached, in Favor of Societe de Prise de Participation de l'Etat (SPPE) for up to Aggregate Nominal Amount of EUR 241.9 Million 16 Amend Bylaws to Integrate Preferred For For Management Stock (Class B) in Capital, Subject to Approval of Item 15 17 Approve Employee Stock Purchase Plan For For Management 18 Amend Limit Set Under Item 10 of the For For Management May 27, 2008 General Meeting for Issuance With Preemptive Rights 19 Authorize Filing of Required For For Management Documents/Other Formalities - -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: JP3435000009 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles To Reflect For For Management Digitalization of Share Certificates 2.1 Elect Director For For Management 2.2 Elect Director For For Management 2.3 Elect Director For For Management 2.4 Elect Director For For Management 2.5 Elect Director For For Management 2.6 Elect Director For For Management 2.7 Elect Director For For Management 2.8 Elect Director For For Management 2.9 Elect Director For For Management 2.10 Elect Director For For Management 2.11 Elect Director For For Management 2.12 Elect Director For For Management 2.13 Elect Director For For Management 2.14 Elect Director For For Management 2.15 Elect Director For For Management 3 Approve Stock Option Plan For For Management - -------------------------------------------------------------------------------- STANDARD BANK GROUP LTD (FORMERLY STANDARD BANK INVESTMENT C Ticker: SBK Security ID: ZAE000109815 Meeting Date: MAY 28, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Year Ended 31 December 2008 2.1 Approve Remuneration of Standard Bank For For Management Group Chairman 2.2 Approve Remuneration of Standard Bank For For Management Group Director 2.3 Approve Remuneration of Standard Bank For For Management Group International Director 2.4 Approve Remuneration of Group Credit For For Management Committee 2.5 Approve Remuneration of Directors' For For Management Affairs Committee 2.6 Approve Remuneration of Group Risk and For For Management Capital Management Committee 2.7 Approve Remuneration of Group For For Management Remuneration Committee 2.8 Approve Remuneration of Group For For Management Transformation Committee 2.9 Approve Remuneration of Group Audit For For Management Committee 2.10 Approve Ad Hoc Meeting Attendance Fee For For Management 3.1 Reelect Doug Band as Director For Against Management 3.2 Reelect Derek Cooper as Director For For Management 3.3 Reelect Sam Jonah KBE as Director For For Management 3.4 Reelect Sir Paul Judge as Director For For Management 3.5 Reelect Kgomotso Moroka as Director For Against Management 3.6 Reelect Chris Nissen as Director For For Management 4.1 Place Shares for the Standard Bank For For Management Equity Growth Scheme Under the Control of the Directors 4.2 Place Shares for the Standard Bank For For Management Group Share Incentive Scheme Under the Control of the Directors 4.3 Place 5 Percent of Unissued Ordinary For For Management Shares in the Authorised Share Capital of the Company Under the Control of the Directors 4.4 Place Unissued Non-Redeemable, For For Management Non-Cumulative, Non-Participating Preference Shares in the Authorised Share Capital of the Company Under the Control of the Directors 4.5 Approve Cash Distribution to For For Management Shareholders by Way of Reduction of Share Premium Account 5 Authorise Repurchase of Up to 10 For For Management Percent of Issued Share Capital - -------------------------------------------------------------------------------- STATOILHYDRO ASA (FORMERLY STATOIL ASA) Ticker: STL Security ID: NO0010096985 Meeting Date: MAY 19, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None Did Not Vote Management 2 Elect Olaug Svarva as Chairman of For Did Not Vote Management Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Registration of Attending Shareholders None Did Not Vote Management and Proxies 5 Designate Inspectors of Minutes of For Did Not Vote Management Meeting 6 Approve Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.25 per Share (NOK 4.40 as Ordinary Dividend and NOK 2.85 as Special Dividend) 7 Approve Remuneration of Auditors For Did Not Vote Management 8 Elect One Deputy Member of Corporate For Did Not Vote Management Assembly 9 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 10 Authorize Repurchase and Reissuance of For Did Not Vote Management Shares up to NOK 15 Million Aggregate Par Value for Share Saving Scheme for Employees 11 Change Company Name to Statoil ASA; For Did Not Vote Management Amend Corporate Purpose: Include Other Forms of Energy 12 Withdraw Company From Tar Sands Against Did Not Vote Shareholder Activities in Canada - -------------------------------------------------------------------------------- STORA ENSO OYJ (FORMERLY ENSO OY) Ticker: STERV Security ID: FI0009005961 Meeting Date: APR 1, 2009 Meeting Type: Annual Record Date: MAR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Calling the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Auditor's Report; Receive CEO's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.20 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Annual Remuneration of For For Management Directors in the Amount of EUR 67,500 for Chairman, EUR 42,500 for Vice Chair, and EUR 30,000 for Other Directors; Approve Remuneration of Committee Work 11 Fix Number of Directors at Nine For For Management 12 Reelect Gunnar Brock, Claes Dahlback, For For Management Dominique Dubreuil, Birgitta Kantola, Ilkka Niemi, Juha Rantanen, Matti Vuoria and Marcus Wallenberg as Directors; Elect Hans Straberg as New Director 13 Approve Remuneration of Auditors For For Management 14 Ratify Deloitte & Touche as Auditors For For Management 15 Elect Members of Nominating Committee For Against Management 16 Approve Reduction of Share Premium Fund For For Management and Reserve Fund via Transfer of Funds Into Invested Non-Restricted Equity Fund. 17 Forbid Company from Procuring Wood from None Against Shareholder Rare Contiguous Wilderness Areas of Lapland 18 Presentation of Minutes of the Meeting None None Management 19 Close Meeting None None Management - -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP INC. Ticker: 8316 Security ID: JP3890350006 Meeting Date: JUN 26, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 for Ordinary Shares 2 Amend Articles To Reflect For For Management Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format - Clarify Terms of Alternate Statutory Auditors 3.1 Elect Director For Against Management 3.2 Elect Director For Against Management 3.3 Elect Director For For Management 3.4 Elect Director For For Management 3.5 Elect Director For For Management 3.6 Elect Director For For Management 4.1 Appoint Statutory Auditor For For Management 4.2 Appoint Statutory Auditor For For Management 4.3 Appoint Statutory Auditor For Against Management 4.4 Appoint Statutory Auditor For For Management 5 Appoint Alternate Statutory Auditor For For Management 6 Approve Retirement Bonus Payment for For Against Management Directors and Statutory Auditors - -------------------------------------------------------------------------------- SVENSKA CELLULOSA AB (SCA) Ticker: SCAB Security ID: SE0000112724 Meeting Date: APR 2, 2009 Meeting Type: Annual Record Date: MAR 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Sven Unger as For Did Not Vote Management Chairman of Meeting 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Acknowledge Proper Convening of Meeting For Did Not Vote Management 5 Approve Agenda of Meeting For Did Not Vote Management 6 Receive Financial Statements and None Did Not Vote Management Statutory Reports 7 Receive Reports of the Chairman and the None Did Not Vote Management President 8a Approve Financial Statements and For Did Not Vote Management Statutory Reports 8b Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 3.50 per Share 8c Approve Discharge of Board and For Did Not Vote Management President 9 Determine Number of Members (8) and For Did Not Vote Management Deputy Members (0) of Board 10 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1,35Million to the Chaiman, and 450,000 to Other Directors; Remuneration for Committee Work; Approve Remuneration of Auditors 11 Reelect Rolf Borjesson, Soren Gyll, Tom For Did Not Vote Management Hedelius, Leif johansson, Sverker Martin-Lof (Chair), Anders Nyren, Babara Thoralfsson, and Jan Johansson as Directors 12 Authorize Chairman of Board and For Did Not Vote Management Representatives of Between Four and Six of Company's Largest Shareholders to Serve on Nominating Committee 13 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 14 Close Meeting None Did Not Vote Management - -------------------------------------------------------------------------------- TELECOM ITALIA SPA.( FORMERLY OLIVETTI SPA ) Ticker: TIAOF Security ID: IT0003497168 Meeting Date: APR 8, 2009 Meeting Type: Annual/Special Record Date: APR 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Allocation of Income 2 Elect Director For Did Not Vote Management 3.1 Slate Submitted by Telco None Did Not Vote Management 3.2 Slate Submitted by Findim None Did Not Vote Management 3.3 Slate Submitted by Assogestioni None Did Not Vote Management 1 Authorize Capital Increase Up To EUR For Did Not Vote Management 880 Million and Issuance of Convertible Bonds with Pre-emptive Rights Up To EUR 1 Billion; Amend Article 5 of Company Bylaws Accordingly - -------------------------------------------------------------------------------- TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.) Ticker: TLFNF Security ID: ES0178430E18 Meeting Date: JUN 22, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements, Allocation of Income, and Discharge Directors 2 Approve Dividend Charged to For For Management Unrestricted Reserves 3 Approve Employee Stock Purchase Plan For For Management 4 Authorize Share Repurchase Program For For Management 5 Approve Reduction in Capital via the For For Management Cancellation of Treasury Shares; Amend Articles Accordingly 6 Ratify Auditors for Fiscal Year 2009 For For Management 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions - -------------------------------------------------------------------------------- TOKYO ELECTRIC POWER CO. LTD. Ticker: 9501 Security ID: JP3585800000 Meeting Date: JUN 25, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 30 2 Amend Articles To Reflect For For Management Digitalization of Share Certificates - Amend Business Lines 3.1 Elect Director For For Management 3.2 Elect Director For For Management 3.3 Elect Director For For Management 3.4 Elect Director For For Management 3.5 Elect Director For For Management 3.6 Elect Director For For Management 3.7 Elect Director For For Management 3.8 Elect Director For For Management 3.9 Elect Director For For Management 3.10 Elect Director For Against Management 3.11 Elect Director For For Management 3.12 Elect Director For For Management 3.13 Elect Director For For Management 3.14 Elect Director For For Management 3.15 Elect Director For For Management 3.16 Elect Director For For Management 3.17 Elect Director For For Management 3.18 Elect Director For For Management 3.19 Elect Director For For Management 3.20 Elect Director For For Management 4 Appoint Statutory Auditor For For Management 5 Approve Alternate Income Allocation Against Against Shareholder Proposal 6 Amend Articles to Ban Further Against Against Shareholder Investment to Repair Nuclear Plant 7 Amend Articles to Retire Fukushima I Against Against Shareholder and II Nuclear Plants 8 Amend Articles to Require Compensation Against Against Shareholder Disclosure - -------------------------------------------------------------------------------- TOSHIBA CORP. Ticker: 6502 Security ID: JP3592200004 Meeting Date: JUN 24, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles To Reflect For For Management Digitalization of Share Certificates 2.1 Elect Director Atsutoshi Nishida For For Management 2.2 Elect Director Masashi Muromachi For For Management 2.3 Elect Director Norio Sasaki For For Management 2.4 Elect Director Fumio Muraoka For For Management 2.5 Elect Director Masao Namiki For For Management 2.6 Elect Director Kazuo Tanigawa For For Management 2.7 Elect Director Shigeo Koguchi For For Management 2.8 Elect Director Kiichiro Furusawa For Against Management 2.9 Elect Director Hiroshi Hirabayashi For For Management 2.10 Elect Director Takeshi Sasaki For For Management 2.11 Elect Director Ichiro Tai For For Management 2.12 Elect Director Yoshihiro Maeda For For Management 2.13 Elect Director Hiroshi Horioka For For Management 2.14 Elect Director Takeo Kosugi For For Management 3 Approve Takeover Defense Plan (Poison For Against Management Pill) 4 Amend Articles to Incorporate an Essay Against Against Shareholder Calling for Greater Disclosure on Past Incidents 5 Amend Articles to Deem Non-Votes as Against Against Shareholder Votes AGAINST Meeting Agenda Items 6 Amend Articles to Require Disclosure of Against Against Shareholder Punitive Action Against Directors and Officers 7 Amend Articles to Require Disclosure of Against Against Shareholder Truth Behind Fraudulent Billing of NEDO 8 Amend Articles to Require Disclosure of Against Against Shareholder Individual Historical Compensation for Directors and Officers 9 Amend Articles to Require Disclosure of Against Against Shareholder Individual Historical Compensation for Outside Advisors 10 Amend Articles to Require Disclosure Against Against Shareholder Concerning Former Public Officials Employed by Toshiba 11 Amend Articles to Create a Committee to Against Against Shareholder Investigate and Prevent Recurrence of Wrongdoing 12 Amend Articles to Ban Investment in Against Against Shareholder Semiconductor Manufacturing 13 Amend Articles to Pay Temporary Workers Against Against Shareholder No Less than Employees - -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: FR0000120271 Meeting Date: MAY 15, 2009 Meeting Type: Annual/Special Record Date: MAY 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.28 per Share 4 Approve Special Auditors' Report For For Management Presenting Ongoing Related-Party Transactions 5 Approve Transaction with Thierry For For Management Desmarest 6 Approve Transaction with Christophe de For For Management Margerie 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Reelect Anne Lauvergeon as Director For For Management 9 Reelect Daniel Bouton as Director For For Management 10 Reelect Bertrand Collomb as Director For For Management 11 Reelect Christophe de Margerie as For For Management Director 12 Reelect Michel Pebereau as Director For For Management 13 Electe Patrick Artus as Director For For Management 14 Amend Article 12 of Bylaws Re: Age For For Management Limit for Chairman A Amend Article 19 of Bylaws Re: Against Against Shareholder Disclosure of Individual Stock Plans B Amend Article 11 of Bylaws Re: Against Against Shareholder Nomination of Employees Shareholders Representative to the Board of Directors C Approve Restricted Stock Plan to All Against Against Shareholder Employees - -------------------------------------------------------------------------------- TOYOTA MOTOR CORP. Ticker: 7203 Security ID: JP3633400001 Meeting Date: JUN 23, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles To Reflect For For Management Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format 3.1 Elect Director For For Management 3.2 Elect Director For For Management 3.3 Elect Director For For Management 3.4 Elect Director For For Management 3.5 Elect Director For For Management 3.6 Elect Director For For Management 3.7 Elect Director For For Management 3.8 Elect Director For For Management 3.9 Elect Director For For Management 3.10 Elect Director For For Management 3.11 Elect Director For For Management 3.12 Elect Director For For Management 3.13 Elect Director For For Management 3.14 Elect Director For For Management 3.15 Elect Director For For Management 3.16 Elect Director For For Management 3.17 Elect Director For For Management 3.18 Elect Director For For Management 3.19 Elect Director For For Management 3.20 Elect Director For For Management 3.21 Elect Director For For Management 3.22 Elect Director For For Management 3.23 Elect Director For For Management 3.24 Elect Director For For Management 3.25 Elect Director For For Management 3.26 Elect Director For For Management 3.27 Elect Director For For Management 3.28 Elect Director For For Management 3.29 Elect Director For For Management 4 Approve Stock Option Plan For For Management - -------------------------------------------------------------------------------- UBS AG Ticker: UBS Security ID: CH0024899483 Meeting Date: APR 15, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 1.2 Approve 2009 Compensation Model For Did Not Vote Management 2 Approve Carrying Forward of Net Loss For Did Not Vote Management 3.1.1 Reelect Peter Voser as Director For Did Not Vote Management 3.1.2 Reelect David Sidwell as Director For Did Not Vote Management 3.1.3 Reelect Sally Bott as Director For Did Not Vote Management 3.1.4 Reelect Rainer-Marc Frey as Director For Did Not Vote Management 3.1.5 Reelect Bruno Gehrig as Director For Did Not Vote Management 3.1.6 Reelect William Parrett as Director For Did Not Vote Management 3.2.1 Elect Kaspar Villiger as Director For Did Not Vote Management 3.2.2 Elect Michel Demare as Director For Did Not Vote Management 3.2.3 Elect Ann Goodbehere as Director For Did Not Vote Management 3.2.4 Elect Axel Lehmann as Director For Did Not Vote Management 3.3 Ratify Ernst & Young Ltd. as Auditors For Did Not Vote Management 3.4 Ratify BDO Visura as Special Auditors For Did Not Vote Management 4 Approve Issuance of Warrants without For Did Not Vote Management Preemptive Rights; Approve Creation of CHF 10 Million Pool of Capital to Guarantee Conversion Rights 5 Approve Creation of CHF 29.3 Million For Did Not Vote Management Pool of Capital without Preemptive Rights - -------------------------------------------------------------------------------- UNITED MICROELECTRONICS CORP Ticker: Security ID: TW0002303005 Meeting Date: JUN 10, 2009 Meeting Type: Annual Record Date: APR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Business Operations Report For For Management and Financial Statements 2 Approve 2008 Compensation of the For For Management Accumulated Losses of the Company 3 Approve Amendment on the Procedures for For For Management Loans to Other Parties 4 Approve Amendment on the Procedures for For For Management Endorsement and Guarantee 5 Approve Amendments on the Procedures For For Management for Derivatives 6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 7 Approve Acquisition of Total Shares of For For Management He Jian Technology (Suzhou) Co., Ltd. through Merging with the Holding Companies 8 Approve New Share Issuance for Merging For For Management with the Holding Companies of He Jian Technology (Suzhou) Co., Ltd. 9.1 Elect Chun-Yen Chang, ID No. D100028575 For For Management as Independent Director 9.2 Elect Chung Laung Liu, ID No. For For Management S124811949 as Independent Director 9.3 Elect Paul S.C. Hsu, ID No. F102847490 For For Management as Independent Director 9.4 Cheng-Li Huang, ID No. R100769590 as For For Management Independent Director 9.5 Elect Ting-Yu Lin, Shareholder No. 5015 For For Management as Director 9.6 Elect Stan Hung, Shareholder No. 111699 For For Management as Director 9.7 Elect Shih-Wei Sun (Representative of For For Management Silicon Integrated Systems Corp.), Shareholder No. 1569628 as Director 9.8 Elect Wen-Yang Chen (Representative of For For Management Hsun Chieh Investment Co.), Shareholder No. 195818 as Director 9.9 Elect Po-Wen Yen (Representative of For For Management Hsun Chieh Investment Co.), Shareholder No. 195818 as Director - -------------------------------------------------------------------------------- VALLOUREC Ticker: VK Security ID: FR0000120354 Meeting Date: JUN 4, 2009 Meeting Type: Annual/Special Record Date: JUN 1, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 6 per Share 4 Approve Stock Dividend Program (Cash or For For Management Shares) 5 Approve Auditors' Special Report For For Management Regarding Related-Party Transactions 6 Approve Transactions with Philippe For For Management Crouzet 7 Ratify Appointment of Bollore as For For Management Supervisory Board Member 8 Ratify Appointment of Jean-Francois For For Management Cirelli as Supervisory Board Member 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 105 Million 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 30 Million 12 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 13 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 14 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Acquisitions 15 Authorize Capitalization of Reserves of For For Management Up to EUR 60 Million for Bonus Issue or Increase in Par Value 16 Approve Issuance of Securities For For Management Convertible into Debt 17 Approve Employee Stock Purchase Plan For For Management 18 Approve Employee Stock Purchase Plan For For Management for International Employees 19 Approve Employee Indirect Stock For For Management Purchase Plan for International Employees 20 Approve Employee Stock Purchase Plan For For Management (Free Shares Pursuant ot Items 16 and 17) 21 Authorize up to 2 Percent of Issued For For Management Capital for Use in Stock Option Plan 22 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares - -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: GB00B16GWD56 Meeting Date: JUL 29, 2008 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Sir John Bond as Director For For Management 3 Re-elect John Buchanan as Director For For Management 4 Re-elect Vittorio Colao as Director For For Management 5 Re-elect Andy Halford as Director For For Management 6 Re-elect Alan Jebson as Director For For Management 7 Re-elect Nick Land as Director For For Management 8 Re-elect Anne Lauvergeon as Director For For Management 9 Re-elect Simon Murray as Director For For Management 10 Re-elect Luc Vandevelde as Director For For Management 11 Re-elect Anthony Watson as Director For For Management 12 Re-elect Philip Yea as Director For For Management 13 Approve Final Dividend of 5.02 Pence For For Management Per Ordinary Share 14 Approve Remuneration Report For For Management 15 Reappoint Deloitte & Touche LLP as For For Management Auditors of the Company 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000 18 Subject to the Passing of Resolution For For Management 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000 19 Authorise 5,300,000,000 Ordinary Shares For For Management for Market Purchase 20 Authorise the Company and its For For Management Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000 21 Amend Articles of Association For For Management 22 Approve Vodafone Group 2008 Sharesave For For Management Plan - -------------------------------------------------------------------------------- VOESTALPINE AG (FORMERLY VOEST-ALPINE STAHL AG) Ticker: VOE Security ID: AT0000937503 Meeting Date: JUL 2, 2008 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None Did Not Vote Management Statutory Reports (Non-Voting) 2 Approve Allocation of Income for Fiscal For Did Not Vote Management 2007/2008 3 Approve Discharge of Management Board For Did Not Vote Management for Fiscal 2007/2008 4 Approve Discharge of Supervisory Board For Did Not Vote Management for Fiscal 2007/2008 5 Ratify Auditors for Fiscal 2008/2009 For Did Not Vote Management 6 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares to Key Employees, Executives and Members of the Management Board; Authorize Cancellation of up to 16.4 Million Repurchased Shares - -------------------------------------------------------------------------------- VOLVO AB Ticker: VOLVF Security ID: SE0000115446 Meeting Date: APR 1, 2009 Meeting Type: Annual Record Date: MAR 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None Did Not Vote Management 2 Elect Sven Unger as Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Board and Committee Reports None Did Not Vote Management 8 Receive Financial Statements and None Did Not Vote Management Statutory Reports; Receive Auditor's Report; Receive President's Report 9 Approve Financial Statements and For Did Not Vote Management Statutory Reports 10 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 2 per Share 11 Approve Discharge of Board and For Did Not Vote Management President 12 Determine Number of Members (9) and For Did Not Vote Management Deputy Members (0) of Board 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1.5 Million to the Chairman and SEK 500,000 to Other Directors; 14 Reelect Peter Bijur, Leif Johansson, For Did Not Vote Management Finn Johnsson (Chair), Louis Schweitzer, Ravi Venkatesan, Lars Westerberg, and Ying Yeh as Directors; Elect Jean-Baptiste Duzan and Anders Nyren as New Directors 15 Elect Finn Johnsson, Carl-Olof By, Lars For Did Not Vote Management Forberg, Lars Ohrstedt, and Thierry Moulonguet as Members of Nominating Committee 16 Amend Articles Re: Amend Method of For Did Not Vote Management Publication of Meeting Notice 17 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 18a Approve Share-Based Incentive Plan for For Did Not Vote Management Key Employees 18b Approve Reissuance of 2.95 Million For Did Not Vote Management Repurchased Class B Shares for Incentive Plan (Item 18a) - -------------------------------------------------------------------------------- WESTJET AIRLINES LTD. Ticker: WJA Security ID: CA9604103064 Meeting Date: MAY 5, 2009 Meeting Type: Annual/Special Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eleven For For Management 2.1 Elect Director Clive J. Beddoe For For Management 2.2 Elect Director Hugh Bolton For For Management 2.3 Elect Director Sean Durfy For For Management 2.4 Elect Director Brett Godfrey For For Management 2.5 Elect Director Murph N. Hannon For For Management 2.6 Elect Director Donald Hougan For For Management 2.7 Elect Director Allan W. Jackson For For Management 2.8 Elect Director S. Barry Jackson For For Management 2.9 Elect Director Wilmot L. Matthews For For Management 2.10 Elect Director L.M. (Larry) Pollock For For Management 2.11 Elect Director Arthur R.A. Scace For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Amend Stock Option Plan For For Management 5 Amend Executive Share Unit Plan For For Management 6 The Undersigned Hereby Certifies that None Abstain Management the Shares Represented by this Proxy are Owned and Controlled by a Canadian ============= HSBC INVESTOR OPPORTUNITY FUND (CLASS I SHARES ONLY) ============= ACI WORLDWIDE INC Ticker: ACIW Security ID: 004498101 Meeting Date: JUN 10, 2009 Meeting Type: Annual Record Date: APR 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Alfred Berkeley, III For Withhold Management 1.2 Elect John Curtis For For Management 1.3 Elect Philip Heasley For For Management 1.4 Elect James McGroddy For For Management 1.5 Elect Harlan Seymour For For Management 1.6 Elect John Shay, Jr. For Withhold Management 1.7 Elect John Stokely For Withhold Management 1.8 Elect Jan Suwinski For For Management - -------------------------------------------------------------------------------- ACTUANT CORPORATION Ticker: ATU Security ID: 00508X203 Meeting Date: JAN 9, 2009 Meeting Type: Annual Record Date: NOV 10, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert Arzbaecher For For Management 1.2 Elect Gurminder Bedi For For Management 1.3 Elect Gustav Boel For For Management 1.4 Elect Thomas Fischer For Withhold Management 1.5 Elect William Hall For For Management 1.6 Elect R. Alan Hunter, Jr. For For Management 1.7 Elect Robert Peterson For For Management 1.8 Elect Holly Van Deursen For For Management 1.9 Elect Dennis Williams For For Management 2 2009 Omnibus Incentive Plan For For Management - -------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. Ticker: ALXN Security ID: 015351109 Meeting Date: MAY 13, 2009 Meeting Type: Annual Record Date: MAR 25, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Leonard Bell For For Management 1.2 Elect Max Link For For Management 1.3 Elect Joseph Madri For For Management 1.4 Elect Larry Mathis For For Management 1.5 Elect R. Douglas Norby For For Management 1.6 Elect Alvin Parven For For Management 1.7 Elect Ruedi Waeger For For Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. Ticker: AEO Security ID: 02553E106 Meeting Date: JUN 16, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Janice Page For Against Management 2 Elect J. Thomas Presby For Against Management 3 Elect Gerald Wedren For Against Management 4 Amendment to the 2005 Stock Award and For For Management Incentive Plan 5 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: APR 21, 2009 Meeting Type: Annual Record Date: MAR 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect James Malone For Withhold Management 1.2 Elect Elizabeth Varet For Withhold Management 1.3 Elect Dennis Williams For Withhold Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. Ticker: NLY Security ID: 035710409 Meeting Date: MAY 29, 2009 Meeting Type: Annual Record Date: APR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wellington Denahan-Norris For For Management 1.2 Elect Michael Haylon For For Management 1.3 Elect Donnell Segalas For For Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- BE AEROSPACE, INC. Ticker: BEAV Security ID: 073302101 Meeting Date: JUL 31, 2008 Meeting Type: Annual Record Date: MAY 30, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert Khoury For For Management 1.2 Elect Jonathan Schofield For For Management 2 Shareholder Proposal Regarding MacBride Against Against Shareholder Principles - -------------------------------------------------------------------------------- BMC SOFTWARE, INC. Ticker: BMC Security ID: 055921100 Meeting Date: JUL 22, 2008 Meeting Type: Annual Record Date: MAY 27, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect B.Garland Cupp For For Management 1.2 Elect Robert Beauchamp For For Management 1.3 Elect Jon Barfield For Withhold Management 1.4 Elect Gary Bloom For For Management 1.5 Elect Meldon Gafner For For Management 1.6 Elect P. Thomas Jenkins For For Management 1.7 Elect Louis Lavigne, Jr. For Withhold Management 1.8 Elect Kathleen O'Neil For Withhold Management 1.9 Elect Tom Tinsley For For Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS Ticker: BRCD Security ID: 111621306 Meeting Date: APR 15, 2009 Meeting Type: Annual Record Date: FEB 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Judy Bruner For For Management 2 Elect David House For For Management 3 Elect L. William Krause For For Management 4 2009 Stock Plan For For Management 5 2009 Director Plan For For Management 6 2009 Employee Stock Purchase Plan For For Management 7 Ratification of Auditor For For Management 8 Shareholder Proposal Regarding Simple Against For Shareholder Majority Vote 9 Shareholder Proposal Regarding Against For Shareholder Declassification of the Board - -------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECHNOLOGIES LTD. Ticker: CHKP Security ID: M22465104 Meeting Date: SEP 4, 2008 Meeting Type: Annual Record Date: JUL 28, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors For For Management 2 Elect Irwin Federman For For Management 3 Elect Ray Rothrock For For Management 4 Ratification of Auditor For For Management 5 Executive Compensation For For Management 6 Controlling Shareholder For Against Management 7 Personal Interest in Item 4 For Against Management - -------------------------------------------------------------------------------- CHURCH & DWIGHT CO., INC. Ticker: CHD Security ID: 171340102 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: MAR 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect T. Rosie Albright For For Management 1.2 Elect Ravichandra Saligram For For Management 1.3 Elect Robert Shearer For For Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Ticker: CTXS Security ID: 177376100 Meeting Date: MAY 29, 2009 Meeting Type: Annual Record Date: APR 1, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thomas Bogan For For Management 2 Elect Nancy Caldwell For For Management 3 Elect Gary Morin For For Management 4 Amendment to the 2005 Equity Incentive For For Management Plan 5 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- CONSOL ENERGY INC. Ticker: CNX Security ID: 20854P109 Meeting Date: APR 28, 2009 Meeting Type: Annual Record Date: MAR 5, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John Whitmire For For Management 1.2 Elect J. Brett Harvey For For Management 1.3 Elect James Altmeyer, Sr. For Withhold Management 1.4 Elect Philip Baxter For For Management 1.5 Elect William Davis For Withhold Management 1.6 Elect Raj Gupta For For Management 1.7 Elect Patricia Hammick For For Management 1.8 Elect David Hardesty, Jr. For For Management 1.9 Elect John Mills For For Management 1.10 Elect William Powell For For Management 1.11 Elect Joseph Williams For For Management 2 Ratification of Auditor For For Management 3 Amendment to the Equity Compensation For For Management Plan 4 Shareholder Proposal Regarding Majority Against For Shareholder Vote for Election of Directors 5 Shareholder Proposal Regarding Early Against Against Shareholder Disclosure of Voting Results of Shareholder Proposals - -------------------------------------------------------------------------------- CORINTHIAN COLLEGES, INC. Ticker: COCO Security ID: 218868107 Meeting Date: NOV 10, 2008 Meeting Type: Annual Record Date: SEP 19, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Terry Hartshorn For Withhold Management 1.2 Elect Alice Kane For Withhold Management 1.3 Elect Timothy Sullivan For For Management 1.4 Elect Peter Waller For For Management 2 Repeal of Classified Board For For Management 3 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- CROWN HOLDINGS, INC. Ticker: CCK Security ID: 228368106 Meeting Date: APR 23, 2009 Meeting Type: Annual Record Date: MAR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jenne Britell For For Management 1.2 Elect John Conway For For Management 1.3 Elect Arnold Donald For Withhold Management 1.4 Elect William Little For For Management 1.5 Elect Hans Loliger For Withhold Management 1.6 Elect Thomas Ralph For For Management 1.7 Elect Hugues du Rouret For For Management 1.8 Elect Alan Rutherford For For Management 1.9 Elect Jim Turner For Withhold Management 1.10 Elect William Urkiel For For Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- DAVITA INC. Ticker: DVA Security ID: 23918K108 Meeting Date: JUN 15, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Charles Berg For Against Management 2 Elect Charles Berg For Against Management 3 Elect Paul Diaz For For Management 4 Elect Peter Grauer For For Management 5 Elect John Nehra For Against Management 6 Elect William Roper For For Management 7 Elect Kent Thiry For For Management 8 Elect Roger Valine For Against Management 9 Elect Roger Valine For Against Management 10 Amendment to the Executive Incentive For For Management Plan 11 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- DENBURY RESOURCES INC. Ticker: DNR Security ID: 247916208 Meeting Date: MAY 13, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wieland Wettstein For For Management 1.2 Elect Michael Beatty For For Management 1.3 Elect Michael Decker For For Management 1.4 Elect Ronald Greene For For Management 1.5 Elect David Heather For For Management 1.6 Elect Gregory McMichael For For Management 1.7 Elect Gareth Roberts For For Management 1.8 Elect Randy Stein For For Management 2 Amendment to the 2004 Omnibus Stock and For For Management Incentive Plan 3 Amendment to the Employee Stock For For Management Purchase Plan 4 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- DEVRY INC. Ticker: DV Security ID: 251893103 Meeting Date: NOV 13, 2008 Meeting Type: Annual Record Date: SEP 19, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect David Brown For For Management 1.2 Elect Lisa Pickrum For For Management 1.3 Elect Fernando Ruiz For For Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- EQT CORPORATION Ticker: EQT Security ID: 26884L109 Meeting Date: APR 22, 2009 Meeting Type: Annual Record Date: FEB 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Philip Behrman For For Management 1.2 Elect A. Bray Cary, Jr. For For Management 1.3 Elect Barbara Jeremiah For For Management 1.4 Elect Lee Todd, Jr. For For Management 2 Ratification of Auditor For For Management 3 2009 Long-Term Incentive Plan For Against Management 4 2008 Employee Stock Purchase Plan For For Management - -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U502 Meeting Date: JUN 9, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Steven Clontz For For Management 1.2 Elect Steven Eng For For Management 1.3 Elect Gary Hromadko For For Management 1.4 Elect Scott Kriens For For Management 1.5 Elect Irving Lyons, III For For Management 1.6 Elect Christopher Paisley For For Management 1.7 Elect Stephen Smith For For Management 1.8 Elect Peter Van Camp For Withhold Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- EXTERRAN HOLDINGS, INC. Ticker: EXH Security ID: 30225X103 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: MAR 5, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Janet Clark For For Management 1.2 Elect Ernie Danner For For Management 1.3 Elect Uriel Dutton For For Management 1.4 Elect Gordon Hall For For Management 1.5 Elect J.W.G. Honeybourne For For Management 1.6 Elect John Jackson For For Management 1.7 Elect William Pate For For Management 1.8 Elect Stephen Pazuk For For Management 1.9 Elect Christopher Seaver For For Management 1.10 Elect Stephen Snider For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2007 Stock Incentive For For Management Plan - -------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. Ticker: HCC Security ID: 404132102 Meeting Date: MAY 21, 2009 Meeting Type: Annual Record Date: APR 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Frank Bramanti For For Management 1.2 Elect Walter Duer For For Management 1.3 Elect Edward Ellis, Jr. For Withhold Management 1.4 Elect James Flagg For For Management 1.5 Elect Thomas Hamilton For For Management 1.6 Elect John Molbeck, Jr. For For Management 1.7 Elect James Oesterreicher For For Management 1.8 Elect Robert Rosholt For For Management 1.9 Elect Christopher Williams For For Management 1.10 Elect Scott Wise For For Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- IDEX CORPORATION Ticker: IEX Security ID: 45167R104 Meeting Date: APR 7, 2009 Meeting Type: Annual Record Date: FEB 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect William Cook For For Management 1.2 Elect Frank Hermance For Withhold Management 1.3 Elect Michael Tokarz For Withhold Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Ticker: IDXX Security ID: 45168D104 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect William End For For Management 1.2 Elect Barry Johnson For For Management 1.3 Elect Brian McKeon For For Management 2 2009 Stock Incentive Plan For For Management 3 Amendment to the 1997 Employee Stock For For Management Purchase Plan 4 Ratification of Auditor For For Management 5 Transaction of Other Business For Against Management - -------------------------------------------------------------------------------- ILLUMINA, INC. Ticker: ILMN Security ID: 452327109 Meeting Date: SEP 9, 2008 Meeting Type: Special Record Date: JUL 28, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase of Authorized Common Stock For For Management - -------------------------------------------------------------------------------- ILLUMINA, INC. Ticker: ILMN Security ID: 452327109 Meeting Date: MAY 8, 2009 Meeting Type: Annual Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect A. Blaine Bowman For For Management 2 Elect Karin Eastham For For Management 3 Elect Jay T. Flatley For For Management 4 Elect William Rastetter For For Management 5 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- KANSAS CITY SOUTHERN Ticker: KSU Security ID: 485170302 Meeting Date: OCT 7, 2008 Meeting Type: Special Record Date: AUG 13, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 2008 Stock Option and Performance Award For For Management Plan - -------------------------------------------------------------------------------- KANSAS CITY SOUTHERN Ticker: KSU Security ID: 485170302 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Michael Haverty For For Management 1.2 Elect Thomas McDonnell For Withhold Management 2 Ratification of Auditor For For Management 3 2009 Employee Stock Purchase Plan For For Management - -------------------------------------------------------------------------------- LIFE TECHNOLOGIES CORPORATION Ticker: IVGN Security ID: 46185R100 Meeting Date: OCT 28, 2008 Meeting Type: Special Record Date: SEP 5, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approval of the Merger For For Management 2 Increase of Authorized Common Stock For For Management 3 Right to Adjourn Meeting For For Management - -------------------------------------------------------------------------------- LIFE TECHNOLOGIES CORPORATION Ticker: LIFE Security ID: 53217V109 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: FEB 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Donald Grimm For Withhold Management 1.2 Elect Gregory Lucier For For Management 1.3 Elect Per Peterson For For Management 1.4 Elect William Shanahan For For Management 1.5 Elect Arnold Levine For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 1998 Employee Stock For For Management Purchase Plan 4 Adoption of the 1999 Employee Stock For For Management Purchase Plan 5 2009 Equity Incentive Plan For Against Management - -------------------------------------------------------------------------------- MASSEY ENERGY COMPANY Ticker: MEE Security ID: 576206106 Meeting Date: MAY 19, 2009 Meeting Type: Annual Record Date: MAR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect James Crawford For Withhold Management 1.2 Elect E. Gordon Gee For For Management 1.3 Elect Lady Judge For Withhold Management 1.4 Elect Stanley Suboleski For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2006 Plan For For Management 4 Shareholder Proposal Regarding Against Against Shareholder Environmental Progress Report 5 Shareholder Proposal Regarding Climate Against For Shareholder Change Report 6 Shareholder Proposal Regarding Early Against Against Shareholder Disclosure of Voting Results of Shareholder Proposals - -------------------------------------------------------------------------------- MEDNAX, INC. Ticker: MD Security ID: 58502B106 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cesar Alvarez For Withhold Management 1.2 Elect Waldemar Carlo For Withhold Management 1.3 Elect Michael Fernandez For Withhold Management 1.4 Elect Roger Freeman For Withhold Management 1.5 Elect Paul Gabos For For Management 1.6 Elect Dany Garcia For For Management 1.7 Elect Pascal Goldschmidt For For Management 1.8 Elect Roger Medel For For Management 1.9 Elect Manuel Kadre For Withhold Management 1.10 Elect Enrique Sosa For For Management 2 Ratification of Auditor For For Management 3 Transaction of Other Business For Against Management - -------------------------------------------------------------------------------- METTLER-TOLEDO INTERNATIONAL INC. Ticker: MTD Security ID: 592688105 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: MAR 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert Spoerry For For Management 2 Elect Wah-Hui Chu For For Management 3 Elect Francis Contino For For Management 4 Elect Olivier Filliol For For Management 5 Elect Michael Kelly For For Management 6 Elect Hans Ulrich Maerki For For Management 7 Elect George Milne, Jr. For For Management 8 Elect Thomas Salice For For Management 9 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- MF GLOBAL LTD Ticker: MF Security ID: G60642108 Meeting Date: JUL 28, 2008 Meeting Type: Annual Record Date: JUN 16, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Alison Carnwath For Withhold Management 1.2 Elect Kevin Davis For Withhold Management 1.3 Elect Eileen Fusco For For Management 1.4 Elect Edward Goldberg For Withhold Management 1.5 Elect Martin Glynn For For Management 1.6 Elect Lawrence Schloss For For Management 1.7 Elect Robert Sloan For For Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- MSCI, INC. Ticker: MXB Security ID: 55354G100 Meeting Date: APR 2, 2009 Meeting Type: Annual Record Date: FEB 3, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kenneth deRegt For Against Management 2 Elect Benjamin duPont For For Management 3 Elect Henry Fernandez For Against Management 4 Elect James Gorman For Against Management 5 Elect Linda Riefler For Against Management 6 Elect Scott Sipprelle For For Management 7 Elect Rudolphe Vallee For For Management 8 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- NAVIGANT CONSULTING, INC. Ticker: NCI Security ID: 63935N107 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Thomas Gildehaus For For Management 1.2 Elect Peter Pond For For Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: APR 21, 2009 Meeting Type: Special Record Date: MAR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approval of Stock Option Exchange For For Management Program - -------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. Ticker: NUAN Security ID: 67020Y100 Meeting Date: JAN 30, 2009 Meeting Type: Annual Record Date: DEC 2, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert Frankenberg For For Management 1.2 Elect Patrick Hackett For For Management 1.3 Elect William Janeway For For Management 1.4 Elect Katharine Martin For Withhold Management 1.5 Elect Mark Myers For For Management 1.6 Elect Philip Quigley For For Management 1.7 Elect Paul Ricci For For Management 1.8 Elect Robert Teresi For For Management 2 Amendment to the 2000 Stock Plan For For Management 3 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 686091109 Meeting Date: MAY 5, 2009 Meeting Type: Annual Record Date: FEB 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Charles O'Reilly, Jr. For Withhold Management 1.2 Elect John Murphy For For Management 1.3 Elect Ronald Rashkow For For Management 2 Ratification of Auditor For For Management 3 2009 Stock Purchase Plan For For Management 4 2009 Incentive Plan For For Management - -------------------------------------------------------------------------------- OSI PHARMACEUTICALS, INC. Ticker: OSIP Security ID: 671040103 Meeting Date: JUN 17, 2009 Meeting Type: Annual Record Date: APR 22, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert Ingram For For Management 1.2 Elect Colin Goddard For For Management 1.3 Elect Santo Costa For For Management 1.4 Elect Joseph Klein, III For For Management 1.5 Elect Kenneth Lee, Jr. For For Management 1.6 Elect Viren Mehta For Withhold Management 1.7 Elect David Niemiec For For Management 1.8 Elect Herbert Pinedo For Withhold Management 1.9 Elect Katharine Stevenson For For Management 1.10 Elect John White For For Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- PEDIATRIX MEDICAL GROUP, INC. Ticker: PDX Security ID: 705324101 Meeting Date: SEP 24, 2008 Meeting Type: Special Record Date: AUG 11, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Amendment to the 1996 Non-Qualified For For Management Employee Stock Purchase Plan - -------------------------------------------------------------------------------- PETSMART, INC. Ticker: PETM Security ID: 716768106 Meeting Date: JUN 17, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Rita Foley For For Management 2 Elect Joseph Hardin, Jr. For For Management 3 Elect Amin Khalifa For For Management 4 Elimination of Classified Board For For Management 5 Ratification of Auditor For For Management 6 Amendment to the Executive Short-Term For For Management Incentive Plan - -------------------------------------------------------------------------------- POLYCOM, INC. Ticker: PLCM Security ID: 73172K104 Meeting Date: MAY 27, 2009 Meeting Type: Annual Record Date: APR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert Hagerty For For Management 1.2 Elect Michael Kourey For For Management 1.3 Elect Betsy Atkins For For Management 1.4 Elect David DeWalt For For Management 1.5 Elect John Kelley, Jr. For For Management 1.6 Elect D. Scott Mercer For For Management 1.7 Elect William Owens For For Management 1.8 Elect Kevin Parker For For Management 2 Amendments to the 2004 Equity Incentive For For Management Plan and the 1996 Stock Incentive Plan 3 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- PRIVATEBANCORP, INC. Ticker: PVTB Security ID: 742962103 Meeting Date: MAY 28, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Norman Bobins For For Management 1.2 Elect Alejandro Silva For For Management 1.3 Elect James Tyree For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Amendment to Establish a Class of For For Management Non-Voting Common Stock 5 Amendment to Authorized Preferred Stock For For Management - -------------------------------------------------------------------------------- RANGE RESOURCES CORPORATION Ticker: RRC Security ID: 75281A109 Meeting Date: MAY 20, 2009 Meeting Type: Annual Record Date: MAR 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Charles Blackburn For For Management 2 Elect Anthony Dub For For Management 3 Elect V. Richard Eales For For Management 4 Elect Allen Finkelson For For Management 5 Elect James Funk For For Management 6 Elect Jonathan Linker For For Management 7 Elect Kevin McCarthy For For Management 8 Elect John Pinkerton For For Management 9 Elect Jeffrey Ventura For For Management 10 Amendment to the 2005 Equity-Based For Against Management Compensation Plan 11 Ratification of Auditor For For Management 12 Transaction of Other Business For Against Management - -------------------------------------------------------------------------------- RED HAT, INC. Ticker: RHT Security ID: 756577102 Meeting Date: AUG 14, 2008 Meeting Type: Annual Record Date: JUN 18, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Narendra Gupta For Withhold Management 1.2 Elect William Kaiser For For Management 1.3 Elect James Whitehurst For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2004 Long-Term For For Management Incentive Plan - -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 11, 2009 Meeting Type: Annual Record Date: APR 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Craig Ramsey For For Management 1.2 Elect Sanford Robertson For Withhold Management 1.3 Elect Maynard Webb For For Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- SANTARUS, INC. Ticker: SNTS Security ID: 802817304 Meeting Date: JUN 11, 2009 Meeting Type: Annual Record Date: APR 14, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gerald Proehl For For Management 1.2 Elect David Hale For For Management 1.3 Elect Ted Love For For Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- SATYAM COMPUTER SERVICES LTD Ticker: SAY Security ID: 804098101 Meeting Date: AUG 26, 2008 Meeting Type: Annual Record Date: JUL 22, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Accounts and Reports For For Management 3 Accounts and Reports For For Management 4 Accounts and Reports For For Management 5 Allocation of Profits/Dividends For For Management 6 Re-elect M. Rammohan Rao For For Management 7 Re-elect Vinod Dham For For Management 8 Appointment of Auditors and Authority For For Management to Set Fees 9 Re-apointment of B. Ramalinga Raju as For For Management Executive Chairman; Approval of Compensation 10 Re-appointment of B. Rama Raju as For For Management Managing Director; Approval of Compensation 11 Directors' Commission For For Management - -------------------------------------------------------------------------------- SHIRE PLC. Ticker: SHPGY Security ID: 82481R106 Meeting Date: SEP 24, 2008 Meeting Type: Annual Record Date: AUG 19, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Matthew Emmens For For Management 2 Elect Angus Russell For For Management 3 Elect Graham Hetherington For For Management 4 Elect Barry Price For For Management 5 Elect David Kappler For For Management 6 Elect Jeffrey Leiden For For Management 7 Elect Patrick Langlois For For Management 8 Elect Kate Nealon For For Management 9 Elect David Mott For For Management 10 Elect Michael Rosenblatt For For Management 11 Appointment of Auditor For For Management 12 Authority to Set Auditor's Fees For For Management 13 Authority to Issue Shares w/ Preemptive For For Management Rights 14 Authority to Issue Shares w/o For For Management Preemptive Rights 15 Authority to Repurchase Shares For For Management 16 Change in Company Name For For Management - -------------------------------------------------------------------------------- SHIRE PLC. Ticker: SHPGY Security ID: 82481R106 Meeting Date: APR 28, 2009 Meeting Type: Annual Record Date: MAR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Directors' Remuneration Report For Against Management 3 Elect Barry Price For Against Management 4 Appointment of Auditor For For Management 5 Authority to Set Auditor's Fees For For Management 6 Authority to Issue Shares w/ Preemptive For Against Management Rights 7 Authority to Issue Shares w/o For For Management Preemptive Rights 8 Authority to Repurchase Shares For For Management - -------------------------------------------------------------------------------- SKILLED HEALTHCARE GROUP, INC. Ticker: SKH Security ID: 83066R107 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: MAR 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jose Lynch For Withhold Management 1.2 Elect Michael Stephens For Withhold Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- SMITHFIELD FOODS, INC. Ticker: SFD Security ID: 832248108 Meeting Date: AUG 27, 2008 Meeting Type: Annual Record Date: JUL 11, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert Burrus, Jr. For Withhold Management 1.2 Elect Carol Crawford For For Management 1.3 Elect David Nelson For For Management 1.4 Elect Gaoning Ning For For Management 1.5 Elect Frank Royal For For Management 2 2008 Incentive Compensation Plan For For Management 3 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- STERICYCLE, INC. Ticker: SRCL Security ID: 858912108 Meeting Date: MAY 28, 2009 Meeting Type: Annual Record Date: APR 1, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mark Miller For For Management 1.2 Elect Jack Schuler For For Management 1.3 Elect Thomas Brown For For Management 1.4 Elect Rod Dammeyer For For Management 1.5 Elect William Hall For For Management 1.6 Elect Jonathan Lord For For Management 1.7 Elect John Patience For For Management 1.8 Elect Ronald Spaeth For For Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- TOLL BROTHERS, INC. Ticker: TOL Security ID: 889478103 Meeting Date: MAR 11, 2009 Meeting Type: Annual Record Date: JAN 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert Blank For For Management 1.2 Elect Roger Hillas For For Management 1.3 Elect Stephen Novick For For Management 1.4 Elect Paul Shapiro For For Management 2 Ratification of Auditor For For Management 3 Shareholder Proposal Regarding Against For Shareholder Declassification of the Board 4 Shareholder Proposal Regarding Against For Shareholder Separation of Chairman and CEO - -------------------------------------------------------------------------------- VERIFONE HOLDINGS, INC. Ticker: PAY Security ID: 92342Y109 Meeting Date: OCT 8, 2008 Meeting Type: Annual Record Date: SEP 8, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert Alspaugh For For Management 1.2 Elect Douglas Bergeron For For Management 1.3 Elect Leslie Denend For Withhold Management 1.4 Elect Alex Hart For For Management 1.5 Elect Robert Henske For Withhold Management 1.6 Elect Eitan Raff For For Management 1.7 Elect Charles Rinehart For Withhold Management 1.8 Elect Collin Roche For For Management 1.9 Elect Jeffrey Stiefler For For Management 2 Increase of Authorized Common Stock For For Management 3 Amendment to the 2006 Equity Incentive For For Management Plan 4 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- VERIFONE HOLDINGS, INC. Ticker: PAY Security ID: 92342Y109 Meeting Date: JUN 23, 2009 Meeting Type: Annual Record Date: APR 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert Alspaugh For For Management 1.2 Elect Douglas Bergeron For For Management 1.3 Elect Leslie Denend For Withhold Management 1.4 Elect Alex Hart For For Management 1.5 Elect Robert Henske For Withhold Management 1.6 Elect Richard McGinn For For Management 1.7 Elect Eitan Raff For For Management 1.8 Elect Charles Rinehart For Withhold Management 1.9 Elect Collin Roche For For Management 1.10 Elect Jeffrey Stiefler For For Management 2 Stock Option Exchange Program For For Management 3 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- VERISIGN, INC. Ticker: VRSN Security ID: 92343E102 Meeting Date: MAY 28, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect D. James Bidzos For For Management 1.2 Elect William Chenevich For For Management 1.3 Elect Kathleen Cote For Withhold Management 1.4 Elect Roger Moore For Withhold Management 1.5 Elect John Roach For For Management 1.6 Elect Louis Simpson For Withhold Management 1.7 Elect Timothy Tomlinson For For Management 2 Ratification of Auditor For For Management - -------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. Ticker: WCC Security ID: 95082P105 Meeting Date: MAY 20, 2009 Meeting Type: Annual Record Date: APR 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John Engel For For Management 1.2 Elect Steven Raymund For For Management 1.3 Elect Lynn Utter For For Management 1.4 Elect William J. Vareschi For For Management 1.5 Elect Stephen Van Oss For Withhold Management 2 Ratification of Auditor For For Management ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) HSBC Advisor Funds Trust ------------------------------------------------------------------- By (Signature and Title)* /s/ Richard A. Fabietti ----------------------------------------------------- Richard A. Fabietti, President Date: JULY 31, 2009 -------------------------------------------------------------------------- * Print the name and title of each signing officer under his or her signature.