UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04415
College Retirement Equities Fund
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(Exact name of registrant as specified in charter)
730 Third Avenue, New York, NY 10017
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(Address of principal executive offices) (Zip code)
Rachael Zufall
c/o Nuveen, LLC
8625 Andrew Carnegie Blvd
Charlotte, NC 28262
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(Name and address of agent for service)
Registrant's telephone number, including area code: (888) 842-7782
Date of fiscal year end: 12/31
Date of reporting period: 07/01/20 - 06/30/21
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder
(17CFR 270.30b1-4). The Commission may use the information provided on Form N-PX
in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 100 F Street,
N.E., Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss.3507.
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP")
number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04415
Reporting Period: 07/01/2020 - 06/30/2021
College Retirement Equities Fund
=============================== CREF Bond Market ===============================
OI SA
Ticker: OIBR4 Security ID: 670851500
Meeting Date: SEP 17, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 64 For For Management
2 Elect Directors For For Management
3 In Case There is Any Change to the None Abstain Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
4 In Case Cumulative Voting Is Adopted, None Against Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees?
5 In Case Cumulative Voting Is Adopted, None Against Management
and There Is Any Change to the Board
Slate Composition, May Your Votes
Still Be Equally Distributed Amongst
the Remaining Nominees?
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OI SA
Ticker: OIBR4 Security ID: 670851500
Meeting Date: APR 19, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of the Declaration For For Management
Required in Judgment No. 1, of 08.01.
2021, which Initiated the Act of Prior
Consent by the National
Telecommunications Agency (Anatel) for
the Absorption of Telemar Norte Leste
S.A. (Telemar)
2 Ratify Meden Consultoria Empresarial For For Management
Ltda. (Meden) as Independent Firm to
Appraise Proposed Transaction
3 Approve Independent Firm's Appraisals For For Management
Re: Telemar Norte Leste S.A. (Telemar)
4 Approve Independent Firm's Appraisal For For Management
Re: Brasil Telecom Comunicacao
Multimidia S.A. (BTCM)
5 Approve Agreement to Absorb Telemar For For Management
Norte Leste S.A. (Telemar)
6 Approve Absorption of Telemar Norte For For Management
Leste S.A. (Telemar) and Amend Article
5 Accordingly
7 Approve Agreement for Partial Spin-Off For For Management
of Brasil Telecom Comunicacao
Multimidia S.A. (BTCM) and Absorption
of Partial Spun-Off Assets
8 Approve Partial Spin-Off of Brasil For For Management
Telecom Comunicacao Multimidia S.A.
(BTCM) and Absorption of Partial
Spun-Off Assets
9 Amend Article 2 Re: Corporate Purpose For For Management
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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OI SA
Ticker: OIBR4 Security ID: 670851500
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Treatment of Net Loss For For Management
3 Approve Remuneration of Company's For For Management
Management and Fiscal Council
4 Elect Directors For For Management
5 In Case There is Any Change to the For Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, For Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7 In Case Cumulative Voting Is Adopted, For Abstain Management
and One or More Candidates is No
Longer Part of the Slate, Do You Wish
to Equally Distribute Your Votes
Amongst the Remaining Nominees from
the Slate You Supported?
8 Elect Fiscal Council Members For For Management
9 Approve Share-Based Incentive Plan for For For Management
CEO
============================== CREF Equity Index ===============================
1-800-FLOWERS.COM, INC.
Ticker: FLWS Security ID: 68243Q106
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geralyn R. Breig For For Management
1.2 Elect Director Celia R. Brown For For Management
1.3 Elect Director James A. Cannavino For For Management
1.4 Elect Director Eugene F. DeMark For For Management
1.5 Elect Director Leonard J. Elmore For Withhold Management
1.6 Elect Director Adam Hanft For For Management
1.7 Elect Director Stephanie Redish Hofmann For For Management
1.8 Elect Director Christopher G. McCann For For Management
1.9 Elect Director James F. McCann For For Management
1.10 Elect Director Katherine Oliver For For Management
1.11 Elect Director Larry Zarin For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
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10X GENOMICS, INC.
Ticker: TXG Security ID: 88025U109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bryan E. Roberts For Against Management
1b Elect Director Kimberly J. Popovits For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
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1LIFE HEALTHCARE, INC.
Ticker: ONEM Security ID: 68269G107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Dunlevie For For Management
1.2 Elect Director David P. Kennedy For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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1ST SOURCE CORPORATION
Ticker: SRCE Security ID: 336901103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tracy D. Graham For For Management
1b Elect Director Ronda Shrewsbury For For Management
Weybright
1c Elect Director Melody Birmingham For For Management
1d Elect Director Mark D. Schwabero For Against Management
2 Ratify BKD LLP as Auditors For For Management
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2U, INC.
Ticker: TWOU Security ID: 90214J101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Maeder For For Management
1.2 Elect Director Christopher J. Paucek For For Management
1.3 Elect Director Gregory K. Peters For For Management
1.4 Elect Director Robert M. Stavis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Declassify the Board of Directors None For Shareholder
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3D SYSTEMS CORPORATION
Ticker: DDD Security ID: 88554D205
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Malissia R. Clinton For Against Management
1b Elect Director William E. Curran For For Management
1c Elect Director Thomas W. Erickson For Against Management
1d Elect Director Jeffrey A. Graves For For Management
1e Elect Director Charles W. Hull For For Management
1f Elect Director William D. Humes For For Management
1g Elect Director Jim D. Kever For Against Management
1h Elect Director Charles G. McClure, Jr. For For Management
1i Elect Director Kevin S. Moore For For Management
1j Elect Director Vasant Padmanabhan For For Management
1k Elect Director John J. Tracy For For Management
1l Elect Director Jeffrey Wadsworth For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditor For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
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3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas "Tony" K. Brown For For Management
1b Elect Director Pamela J. Craig For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director James R. Fitterling For For Management
1f Elect Director Herbert L. Henkel For For Management
1g Elect Director Amy E. Hood For For Management
1h Elect Director Muhtar Kent For For Management
1i Elect Director Dambisa F. Moyo For For Management
1j Elect Director Gregory R. Page For For Management
1k Elect Director Michael F. Roman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
6 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
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8X8 INC.
Ticker: EGHT Security ID: US2829141009
Meeting Date: AUG 10, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bryan R. Martin For For Management
2 Elect Vikram Verma For For Management
3 Elect Eric Salzman For For Management
4 Elect Jaswinder Pal Singh For For Management
5 Elect Vladimir Jacimovic For For Management
6 Elect Monique Bonner For For Management
7 Elect Todd R. Ford For For Management
8 Elect Elizabeth Theophille For For Management
2 Ratification of Auditor For For Management
3 Amendment to the 1996 Employee Stock For For Management
Purchase Plan
4 Advisory Vote on Executive Compensation For Against Management
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A. O. SMITH CORPORATION
Ticker: AOS Security ID: 831865209
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Brown For Withhold Management
1.2 Elect Director Ilham Kadri For For Management
1.3 Elect Director Idelle K. Wolf For For Management
1.4 Elect Director Gene C. Wulf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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A10 NETWORKS, INC.
Ticker: ATEN Security ID: 002121101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tor R. Braham For For Management
1b Elect Director Peter Y. Chung For Withhold Management
1c Elect Director Mary Dotz For For Management
1d Elect Director Eric Singer For Withhold Management
1e Elect Director Dhrupad Trivedi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Armanino LLP as Auditors For For Management
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AAON, INC.
Ticker: AAON Security ID: 000360206
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman H. Asbjornson For For Management
1.2 Elect Director Gary D. Fields For For Management
1.3 Elect Director Angela E. Kouplen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
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AAR CORP.
Ticker: AIR Security ID: 000361105
Meeting Date: OCT 07, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. John Gilbertson, Jr. For For Management
1b Elect Director Robert F. Leduc For For Management
1c Elect Director Duncan J. McNabb For Against Management
1d Elect Director Peter Pace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify KPMG LLP as Auditors For For Management
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ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Robert B. Ford For For Management
1.5 Elect Director Michelle A. Kumbier For For Management
1.6 Elect Director Darren W. McDew For For Management
1.7 Elect Director Nancy McKinstry For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Michael F. Roman For For Management
1.10 Elect Director Daniel J. Starks For For Management
1.11 Elect Director John G. Stratton For For Management
1.12 Elect Director Glenn F. Tilton For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Adopt Majority Voting Standard for For For Management
Amendments of the Articles of
Incorporation and Effect Other
Ministerial Changes
4b Adopt Majority Voting Standard for For For Management
Certain Extraordinary Transactions
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Racial Justice Against For Shareholder
7 Require Independent Board Chair Against Against Shareholder
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ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Richard A. Gonzalez For For Management
1.3 Elect Director Rebecca B. Roberts For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Nonqualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote For For Management
Requirement
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Require Independent Board Chair Against Against Shareholder
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ABEONA THERAPEUTICS INC.
Ticker: ABEO Security ID: 00289Y107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven H. Rouhandeh For Against Management
1b Elect Director Michael Amoroso For For Management
1c Elect Director Leila Alland For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Whitley Penn LLP as Auditors For For Management
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ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Terry L. Burman For For Management
1c Elect Director Felix J. Carbullido For For Management
1d Elect Director Susie Coulter For For Management
1e Elect Director Sarah M. Gallagher For For Management
1f Elect Director James A. Goldman For For Management
1g Elect Director Michael E. Greenlees For For Management
1h Elect Director Fran Horowitz For For Management
1i Elect Director Helen E. McCluskey For For Management
1j Elect Director Kenneth B. Robinson For For Management
1k Elect Director Nigel Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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ABIOMED INC.
Ticker: ABMD Security ID: US0036541003
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dorothy E. Puhy For For Management
2 Elect Paul G. Thomas For For Management
3 Elect Christopher D. Van Gorder For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
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ABM INDUSTRIES INCORPORATED
Ticker: ABM Security ID: 000957100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Chavez For For Management
1b Elect Director Art A. Garcia For For Management
1c Elect Director Jill M. Golder For For Management
1d Elect Director Scott Salmirs For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
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ACACIA COMMUNICATIONS, INC.
Ticker: ACIA Security ID: 00401C108
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
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ACACIA RESEARCH CORPORATION
Ticker: ACTG Security ID: 003881307
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maureen O'Connell For For Management
1b Elect Director Katharine Wolanyk For For Management
1c Elect Director Isaac T. Kohlberg For For Management
1d Elect Director Jonathan Sagal For For Management
1e Elect Director Clifford Press For For Management
1f Elect Director Alfred V. Tobia, Jr. For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
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ACADEMY SPORTS & OUTDOORS, INC.
Ticker: ASO Security ID: 00402L107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian T. Marley For For Management
1.2 Elect Director Thomas (Tom) M. Nealon For For Management
1.3 Elect Director Nathaniel (Nate) H. For Withhold Management
Taylor
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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ACADIA HEALTHCARE COMPANY, INC.
Ticker: ACHC Security ID: 00404A109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Perot Bissell For For Management
1b Elect Director Vicky B. Gregg For For Management
1c Elect Director Debra K. Osteen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
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ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Biggar For For Management
1.2 Elect Director Julian C. Baker For For Management
1.3 Elect Director Daniel B. Soland For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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ACADIA REALTY TRUST
Ticker: AKR Security ID: 004239109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth F. Bernstein For For Management
1b Elect Director Douglas Crocker, II For For Management
1c Elect Director Lorrence T. Kellar For For Management
1d Elect Director Wendy Luscombe For Against Management
1e Elect Director Kenneth A. McIntyre For For Management
1f Elect Director William T. Spitz For For Management
1g Elect Director Lynn C. Thurber For For Management
1h Elect Director Lee S. Wielansky For For Management
1i Elect Director C. David Zoba For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Nonqualified Employee Stock For For Management
Purchase Plan
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ACCEL ENTERTAINMENT, INC.
Ticker: ACEL Security ID: 00436Q106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon Rubenstein For For Management
1.2 Elect Director David W. Ruttenberg For For Management
2 Ratify KPMG LLP as Auditors For For Management
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ACCELERATE DIAGNOSTICS, INC.
Ticker: AXDX Security ID: 00430H102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Brown For For Management
1.2 Elect Director Louise L. Francesconi For For Management
1.3 Elect Director Mark C. Miller For Withhold Management
1.4 Elect Director John Patience For For Management
1.5 Elect Director Jack Phillips For For Management
1.6 Elect Director Jack Schuler For Withhold Management
1.7 Elect Director Matthew W. Strobeck For For Management
1.8 Elect Director Frank J.M. ten Brink For For Management
1.9 Elect Director Charles Watts For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Ratify Ernst & Young LLP as Auditor For For Management
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ACCELERON PHARMA INC.
Ticker: XLRN Security ID: 00434H108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Habib J. Dable For For Management
1b Elect Director Terrence C. Kearney For For Management
1c Elect Director Karen L. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
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ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Nancy McKinstry For For Management
1d Elect Director Beth E. Mooney For For Management
1e Elect Director Gilles C. Pelisson For For Management
1f Elect Director Paula A. Price For For Management
1g Elect Director Venkata (Murthy) For For Management
Renduchintala
1h Elect Director David Rowland For For Management
1i Elect Director Arun Sarin For For Management
1j Elect Director Julie Sweet For For Management
1k Elect Director Frank K. Tang For For Management
1l Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Authorize Board to Opt-Out of For For Management
Statutory Pre-Emption Rights
6 Determine Price Range for Reissuance For For Management
of Treasury Shares
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ACCO BRANDS CORPORATION
Ticker: ACCO Security ID: 00081T108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Buzzard None None Management
*Withdrawn Resolution*
1b Elect Director Kathleen S. Dvorak For For Management
1c Elect Director Boris Elisman For For Management
1d Elect Director Pradeep Jotwani For For Management
1e Elect Director Robert J. Keller For For Management
1f Elect Director Thomas Kroeger For For Management
1g Elect Director Ron Lombardi For For Management
1h Elect Director Graciela I. Monteagudo For Against Management
1i Elect Director E. Mark Rajkowski For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ACCURAY INCORPORATED
Ticker: ARAY Security ID: 004397105
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Beverly A. Huss For For Management
1b Elect Director Louis J. Lavigne, Jr. For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Grant Thornton LLP as Auditors For For Management
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ACI WORLDWIDE, INC.
Ticker: ACIW Security ID: 004498101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Odilon Almeida For For Management
1.2 Elect Director Charles K. Bobrinskoy For For Management
1.3 Elect Director Janet O. Estep For For Management
1.4 Elect Director James C. Hale, III For For Management
1.5 Elect Director Mary P. Harman For For Management
1.6 Elect Director Didier R. Lamouche For For Management
1.7 Elect Director Charles E. Peters, Jr. For For Management
1.8 Elect Director Adalio T. Sanchez For For Management
1.9 Elect Director Thomas W. Warsop, III For For Management
1.10 Elect Director Samir M. Zabaneh For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ACNB CORPORATION
Ticker: ACNB Security ID: 000868109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna M. Newell For For Management
1.2 Elect Director D. Arthur Seibel, Jr. For For Management
1.3 Elect Director David L. Sites For For Management
1.4 Elect Director Alan J. Stock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
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ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reveta Bowers For For Management
1b Elect Director Robert Corti For For Management
1c Elect Director Hendrik Hartong, III For For Management
1d Elect Director Brian Kelly For For Management
1e Elect Director Robert Kotick For For Management
1f Elect Director Barry Meyer For For Management
1g Elect Director Robert Morgado For For Management
1h Elect Director Peter Nolan For For Management
1i Elect Director Dawn Ostroff For For Management
1j Elect Director Casey Wasserman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ACUITY BRANDS, INC.
Ticker: AYI Security ID: 00508Y102
Meeting Date: JAN 06, 2021 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil M. Ashe For For Management
1b Elect Director W. Patrick Battle For For Management
1c Elect Director Peter C. Browning For For Management
1d Elect Director G. Douglas Dillard, Jr. For For Management
1e Elect Director James H. Hance, Jr. For For Management
1f Elect Director Maya Leibman For For Management
1g Elect Director Laura G. O'Shaughnessy For For Management
1h Elect Director Dominic J. Pileggi For For Management
1i Elect Director Ray M. Robinson For For Management
1j Elect Director Mary A. Winston For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3a Eliminate Supermajority Vote For For Management
Requirement
3b Eliminate Supermajority Voting For For Management
Provision to Remove Directors
4 Provide Right to Call Special Meeting For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACUSHNET HOLDINGS CORP.
Ticker: GOLF Security ID: 005098108
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Maher For For Management
1.2 Elect Director Yoon Soo (Gene) Yoon For Withhold Management
1.3 Elect Director Jennifer Estabrook For Withhold Management
1.4 Elect Director Gregory Hewett For For Management
1.5 Elect Director Sean Sullivan For Withhold Management
1.6 Elect Director Steven Tishman For For Management
1.7 Elect Director Walter (Wally) Uihlein For Withhold Management
1.8 Elect Director Keun Chang (Kevin) Yoon For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACUTUS MEDICAL, INC.
Ticker: AFIB Security ID: 005111109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vince Burgess For For Management
1.2 Elect Director John Sheridan For For Management
1.3 Elect Director Shahzad Malik For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADAPTHEALTH CORP.
Ticker: AHCO Security ID: 00653Q102
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Class A Common For For Management
Stock Upon Conversion of Series C
Preferred Stock
--------------------------------------------------------------------------------
ADAPTIVE BIOTECHNOLOGIES CORPORATION
Ticker: ADPT Security ID: 00650F109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle Griffin For For Management
1.2 Elect Director Peter Neupert For For Management
1.3 Elect Director Leslie Trigg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADDUS HOMECARE CORPORATION
Ticker: ADUS Security ID: 006739106
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Earley For For Management
1.2 Elect Director Steven I. Geringer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADDUS HOMECARE CORPORATION
Ticker: ADUS Security ID: 006739106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Dirk Allison For For Management
1.2 Elect Director Mark L. First For For Management
1.3 Elect Director Darin J. Gordon For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADIENT PLC
Ticker: ADNT Security ID: G0084W101
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: JAN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie L. Bushman For For Management
1b Elect Director Peter H. Carlin For For Management
1c Elect Director Raymond L. Conner For For Management
1d Elect Director Douglas G. Del Grosso For For Management
1e Elect Director Richard Goodman For For Management
1f Elect Director Jose M. Gutierrez For For Management
1g Elect Director Frederick A. "Fritz" For For Management
Henderson
1h Elect Director Barb J. Samardzich For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Authorise Issue of Equity For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
ADMA BIOLOGICS, INC.
Ticker: ADMA Security ID: 000899104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven A. Elms For Withhold Management
1b Elect Director Adam S. Grossman For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADOBE INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy Banse For For Management
1b Elect Director Melanie Boulden For For Management
1c Elect Director Frank Calderoni For For Management
1d Elect Director James Daley For For Management
1e Elect Director Laura Desmond For For Management
1f Elect Director Shantanu Narayen For For Management
1g Elect Director Kathleen Oberg For For Management
1h Elect Director Dheeraj Pandey For For Management
1i Elect Director David Ricks For For Management
1j Elect Director Daniel Rosensweig For For Management
1k Elect Director John Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADT INC.
Ticker: ADT Security ID: 00090Q103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. DeVries For Against Management
1.2 Elect Director Tracey R. Griffin For For Management
1.3 Elect Director David C. Ryan For Against Management
1.4 Elect Director Lee J. Solomon For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ADTALEM GLOBAL EDUCATION INC.
Ticker: ATGE Security ID: 00737L103
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Burke For For Management
1.2 Elect Director Donna J. Hrinak For For Management
1.3 Elect Director Georgette Kiser For For Management
1.4 Elect Director Lyle Logan For For Management
1.5 Elect Director Michael W. Malafronte For For Management
1.6 Elect Director Sharon L. O'Keefe For For Management
1.7 Elect Director Kenneth J. Phelan For For Management
1.8 Elect Director Lisa W. Wardell For For Management
1.9 Elect Director James D. White For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADTRAN, INC.
Ticker: ADTN Security ID: 00738A106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas R. Stanton For For Management
1b Elect Director H. Fenwick Huss For For Management
1c Elect Director Gregory J. McCray For For Management
1d Elect Director Balan Nair For For Management
1e Elect Director Jacqueline H. "Jackie" For Against Management
Rice
1f Elect Director Kathryn A. Walker For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
ADURO BIOTECH, INC.
Ticker: ADRO Security ID: 00739L101
Meeting Date: OCT 01, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Approve Reverse Stock Split For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC.
Ticker: AAP Security ID: 00751Y106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carla J. Bailo For For Management
1b Elect Director John F. Ferraro For For Management
1c Elect Director Thomas R. Greco For For Management
1d Elect Director Jeffrey J. Jones, II For For Management
1e Elect Director Eugene I. Lee, Jr. For For Management
1f Elect Director Sharon L. McCollam For For Management
1g Elect Director Douglas A. Pertz For For Management
1h Elect Director Nigel Travis For For Management
1i Elect Director Arthur L. Valdez, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
ADVANCED DISPOSAL SERVICES INC
Ticker: Security ID: US00790X1019
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Merger/Acquisition For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADVANCED DRAINAGE SYSTEMS INC
Ticker: WMS Security ID: 00790R104
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Scott Barbour For For Management
2 Elect Michael B. Coleman For For Management
3 Elect Tanya Fratto For For Management
4 Elect Carl A. Nelson, Jr. For For Management
5 Elect Anesa T. Chaibi For For Management
6 Advisory Vote on Executive Compensation For For Management
7 Ratification of Auditor For For Management
8 Repeal of Classified Board For For Management
9 Elimination of Supermajority For For Management
Requirement
--------------------------------------------------------------------------------
ADVANCED EMISSIONS SOLUTIONS, INC.
Ticker: ADES Security ID: 00770C101
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol Eicher For Withhold Management
1.2 Elect Director Gilbert Li For Withhold Management
1.3 Elect Director J. Taylor Simonton For Withhold Management
1.4 Elect Director L. Spencer Wells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
4 Approve Tax Asset Protection Plan For For Management
--------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grant H. Beard For For Management
1.2 Elect Director Frederick A. Ball For For Management
1.3 Elect Director Anne T. DelSanto For For Management
1.4 Elect Director Tina M. Donikowski For For Management
1.5 Elect Director Ronald C. Foster For For Management
1.6 Elect Director Edward C. Grady For For Management
1.7 Elect Director Stephen D. Kelley For For Management
1.8 Elect Director Lanesha T. Minnix For For Management
1.9 Elect Director Thomas M. Rohrs For For Management
1.10 Elect Director John A. Roush For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John E. Caldwell For For Management
1b Elect Director Nora M. Denzel For For Management
1c Elect Director Mark Durcan For For Management
1d Elect Director Michael P. Gregoire For For Management
1e Elect Director Joseph A. Householder For For Management
1f Elect Director John W. Marren For For Management
1g Elect Director Lisa T. Su For For Management
1h Elect Director Abhi Y. Talwalkar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVANSIX INC.
Ticker: ASIX Security ID: 00773T101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Erin N. Kane For For Management
1b Elect Director Michael L. Marberry For For Management
1c Elect Director Darrell K. Hughes For For Management
1d Elect Director Todd D. Karran For For Management
1e Elect Director Paul E. Huck For For Management
1f Elect Director Daniel F. Sansone For For Management
1g Elect Director Sharon S. Spurlin For For Management
1h Elect Director Patrick S. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVERUM BIOTECHNOLOGIES, INC.
Ticker: ADVM Security ID: 00773U108
Meeting Date: MAY 12, 2021 Meeting Type: Proxy Contest
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1.1 Elect Director Dawn Svoronos For Did Not Vote Management
1.2 Elect Director Reed V. Tuckson For Did Not Vote Management
1.3 Elect Director Thomas Woiwode For Did Not Vote Management
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Proxy Card)
1.1 Elect Director Jean Bennet For For Shareholder
1.2 Elect Director Jodi Cook For For Shareholder
1.3 Elect Director Herbert Hughes For For Shareholder
2 Ratify Ernst & Young LLP as Auditors None For Management
3 Advisory Vote to Ratify Named Against Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AECOM
Ticker: ACM Security ID: 00766T100
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley W. Buss For For Management
1.2 Elect Director Robert G. Card For For Management
1.3 Elect Director Diane C. Creel For For Management
1.4 Elect Director Jacqueline C. Hinman For For Management
1.5 Elect Director Lydia H. Kennard For For Management
1.6 Elect Director W. Troy Rudd For For Management
1.7 Elect Director Clarence T. Schmitz For For Management
1.8 Elect Director Douglas W. Stotlar For For Management
1.9 Elect Director Daniel R. Tishman For For Management
1.10 Elect Director Sander van't Noordende For For Management
1.11 Elect Director Janet C. Wolfenbarger For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AEGION CORPORATION
Ticker: AEGN Security ID: 00770F104
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AEGLEA BIOTHERAPEUTICS, INC.
Ticker: AGLE Security ID: 00773J103
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell J. Cox For For Management
1.2 Elect Director Ivana For For Management
Magovcevic-Liebisch
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AERIE PHARMACEUTICALS, INC.
Ticker: AERI Security ID: 00771V108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mechiel (Michael) M. du For Withhold Management
Toit
1.2 Elect Director David W. Gryska For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC.
Ticker: AJRD Security ID: 007800105
Meeting Date: MAR 09, 2021 Meeting Type: Special
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC.
Ticker: AJRD Security ID: 007800105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Chilton For For Management
1.2 Elect Director Thomas A. Corcoran For Withhold Management
1.3 Elect Director Eileen P. Drake For For Management
1.4 Elect Director James R. Henderson For For Management
1.5 Elect Director Warren G. Lichtenstein For For Management
1.6 Elect Director Lance W. Lord For For Management
1.7 Elect Director Audrey A. McNiff For For Management
1.8 Elect Director Martin Turchin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AEROVIRONMENT, INC.
Ticker: AVAV Security ID: 008073108
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catharine Merigold For For Management
1.2 Elect Director Wahid Nawabi For For Management
1.3 Elect Director Stephen F. Page For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Karen L. Alvingham For For Management
1b Elect Director Tracy A. Atkinson For For Management
1c Elect Director Dwight D. Churchill For For Management
1d Elect Director Jay C. Horgen For For Management
1e Elect Director Reuben Jeffery, III For For Management
1f Elect Director Felix V. Matos Rodriguez For For Management
1g Elect Director Tracy P. Palandjian For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AFFIMED N.V.
Ticker: AFMD Security ID: NL0010872420
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
15 Appointment of Auditor For For Management
16 Amendment to Authorized Preferred For For Management
Shares
17 Authority to Repurchase Shares For For Management
1 Accounts and Reports For For Management
2 Ratification of Management Board Acts For For Management
3 Ratification of Supervisory Board Acts For For Management
4 Amendments to Management Board For For Management
Remuneration Policy
5 Supervisory Board Remuneration Policy For For Management
6 Elect Adi Hoess For For Management
7 Elect Wolfgang Fischer For For Management
8 Elect Angus Smith For For Management
9 Elect Arndt Schottelius For For Management
10 Elect Andreas Harstrick For For Management
11 Elect Thomas Hecht For For Management
12 Elect Ferdinand L.J. Verdonck For For Management
13 Elect Harry Welten For For Management
14 Elect Annalisa Jenkins For For Management
--------------------------------------------------------------------------------
AFFIMED NV
Ticker: AFMD Security ID: N01045108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Elect Denise Mueller to Management For For Management
Board
7a Reelect Ulrich Grau to Supervisory For For Management
Board
7b Reelect Mathieu Simon to Supervisory For For Management
Board
7c Elect Uta Kemmerich-Keil to For For Management
Supervisory Board
8 Ratify KPMG N.V. as Auditors For For Management
9 Authorize Repurchase of Shares For For Management
10 Other Business (Non-Voting) None None Management
11 Close Meeting None None Management
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director W. Paul Bowers For For Management
1c Elect Director Toshihiko Fukuzawa For For Management
1d Elect Director Thomas J. Kenny For For Management
1e Elect Director Georgette D. Kiser For For Management
1f Elect Director Karole F. Lloyd For For Management
1g Elect Director Nobuchika Mori For For Management
1h Elect Director Joseph L. Moskowitz For For Management
1i Elect Director Barbara K. Rimer For For Management
1j Elect Director Katherine T. Rohrer For For Management
1k Elect Director Melvin T. Stith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy V. Armes For For Management
1.2 Elect Director Michael C. Arnold For For Management
1.3 Elect Director Sondra L. Barbour For For Management
1.4 Elect Director P. George Benson For For Management
1.5 Elect Director Suzanne P. Clark For For Management
1.6 Elect Director Bob De Lange For For Management
1.7 Elect Director Eric P. Hansotia For For Management
1.8 Elect Director George E. Minnich For For Management
1.9 Elect Director Mallika Srinivasan For For Management
1.10 Elect Director Matthew Tsien For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
AGENUS INC.
Ticker: AGEN Security ID: 00847G705
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allison M. Jeynes-Ellis For For Management
1.2 Elect Director Wadih Jordan For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mala Anand For For Management
1.2 Elect Director Koh Boon Hwee For For Management
1.3 Elect Director Michael R. McMullen For For Management
1.4 Elect Director Daniel K. Podolsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AGILYSYS, INC.
Ticker: AGYS Security ID: 00847J105
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: OCT 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald A. Colvin For For Management
1.2 Elect Director Dana Jones For Withhold Management
1.3 Elect Director Jerry Jones For Withhold Management
1.4 Elect Director Michael A. Kaufman For Withhold Management
1.5 Elect Director Melvin L. Keating For Withhold Management
1.6 Elect Director John Mutch For For Management
1.7 Elect Director Ramesh Srinivasan For For Management
2 Approve Issuance of Shares for a For For Management
Private Placement
3 Approve Omnibus Stock Plan For Against Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kaye Foster For For Management
1.2 Elect Director Maykin Ho For For Management
1.3 Elect Director John M. Maraganore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AGNC INVESTMENT CORP.
Ticker: AGNC Security ID: 00123Q104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna J. Blank For For Management
1b Elect Director Morris A. Davis For For Management
1c Elect Director John D. Fisk For For Management
1d Elect Director Prue B. Larocca For For Management
1e Elect Director Paul E. Mullings For For Management
1f Elect Director Frances R. Spark For For Management
1g Elect Director Gary D. Kain For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGREE REALTY CORPORATION
Ticker: ADC Security ID: 008492100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Agree For For Management
1.2 Elect Director Karen Dearing For For Management
1.3 Elect Director Michael Hollman For For Management
1.4 Elect Director John Rakolta, Jr. For For Management
1.5 Elect Director Jerome Rossi For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
AIR LEASE CORPORATION
Ticker: AL Security ID: 00912X302
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew J. Hart For For Management
1b Elect Director Cheryl Gordon Krongard For For Management
1c Elect Director Marshall O. Larsen For For Management
1d Elect Director Susan McCaw For For Management
1e Elect Director Robert A. Milton For For Management
1f Elect Director John L. Plueger For For Management
1g Elect Director Ian M. Saines For For Management
1h Elect Director Steven F. Udvar-Hazy For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan K. Carter For For Management
1b Elect Director Charles I. Cogut For For Management
1c Elect Director Lisa A. Davis For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Seifollah (Seifi) For For Management
Ghasemi
1f Elect Director David H. Y. Ho For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Matthew H. Paull For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AIR TRANSPORT SERVICES GROUP, INC.
Ticker: ATSG Security ID: 00922R105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Baudouin For For Management
1b Elect Director Phyllis J. Campbell For For Management
1c Elect Director Richard F. Corrado For For Management
1d Elect Director Joseph C. Hete For For Management
1e Elect Director Raymond E. Johns, Jr. For For Management
1f Elect Director Laura J. Peterson For For Management
1g Elect Director Randy D. Rademacher For For Management
1h Elect Director J. Christopher Teets For For Management
1i Elect Director Jeffrey J. Vorholt For For Management
1j Elect Director Paul S. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Bowen For For Management
1.2 Elect Director Marianne Brown For For Management
1.3 Elect Director Monte Ford For For Management
1.4 Elect Director Jill Greenthal For For Management
1.5 Elect Director Dan Hesse For For Management
1.6 Elect Director Tom Killalea For For Management
1.7 Elect Director Tom Leighton For For Management
1.8 Elect Director Jonathan Miller For For Management
1.9 Elect Director Madhu Ranganathan For For Management
1.10 Elect Director Ben Verwaayen For For Management
1.11 Elect Director Bill Wagner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AKEBIA THERAPEUTICS, INC.
Ticker: AKBA Security ID: 00972D105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Gilman For For Management
1.2 Elect Director Cynthia Smith For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AKERO THERAPEUTICS, INC.
Ticker: AKRO Security ID: 00973Y108
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seth L. Harrison For For Management
1.2 Elect Director Graham Walmsley For For Management
1.3 Elect Director Yuan Xu For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AKOUOS, INC.
Ticker: AKUS Security ID: 00973J101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kush M. Parmar For For Management
1.2 Elect Director Emmanuel Simons For For Management
1.3 Elect Director Chris Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AKOUSTIS TECHNOLOGIES, INC.
Ticker: AKTS Security ID: 00973N102
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven P. DenBaars For Withhold Management
1.2 Elect Director Arthur E. Geiss For For Management
1.3 Elect Director J. Michael McGuire For For Management
1.4 Elect Director Jeffrey K. McMahon For For Management
1.5 Elect Director Jerry D. Neal For Withhold Management
1.6 Elect Director Suzanne B. Rudy For Withhold Management
1.7 Elect Director Jeffrey B. Shealy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALAMO GROUP INC.
Ticker: ALG Security ID: 011311107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roderick R. Baty For For Management
1b Elect Director Robert P. Bauer For For Management
1c Elect Director Eric P. Etchart For For Management
1d Elect Director Tracy C. Jokinen For For Management
1e Elect Director Richard W. Parod For For Management
1f Elect Director Ronald A. Robinson For For Management
1g Elect Director Lorie L. Tekorius For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALARM.COM HOLDINGS, INC.
Ticker: ALRM Security ID: 011642105
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darius G. Nevin For Withhold Management
1.2 Elect Director Stephen Trundle For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ALASKA AIR GROUP, INC.
Ticker: ALK Security ID: 011659109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patricia M. Bedient For For Management
1b Elect Director James A. Beer For For Management
1c Elect Director Raymond L. Conner For For Management
1d Elect Director Daniel K. Elwell For For Management
1e Elect Director Dhiren R. Fonseca For For Management
1f Elect Director Kathleen T. Hogan For For Management
1g Elect Director Jessie J. Knight, Jr. For For Management
1h Elect Director Susan J. Li For For Management
1i Elect Director Benito Minicucci For For Management
1j Elect Director Helvi K. Sandvik For For Management
1k Elect Director J. Kenneth Thompson For For Management
1l Elect Director Bradley D. Tilden For For Management
1m Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP.
Ticker: AIN Security ID: 012348108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine L. Standish For For Management
1.2 Elect Director Erland E. Kailbourne For For Management
1.3 Elect Director John R. Scannell For For Management
1.4 Elect Director Katharine L. Plourde For For Management
1.5 Elect Director A. William Higgins For For Management
1.6 Elect Director Kenneth W. Krueger For For Management
1.7 Elect Director Lee C. Wortham For For Management
1.8 Elect Director Mark J. Murphy For For Management
1.9 Elect Director J. Michael McQuade For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALBEMARLE CORPORATION
Ticker: ALB Security ID: 012653101
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
2a Elect Director Mary Lauren Brlas For For Management
2b Elect Director J. Kent Masters, Jr. For For Management
2c Elect Director Glenda J. Minor For For Management
2d Elect Director James J. O'Brien For For Management
2e Elect Director Diarmuid B. O'Connell For For Management
2f Elect Director Dean L. Seavers For For Management
2g Elect Director Gerald A. Steiner For For Management
2h Elect Director Holly A. Van Deursen For For Management
2i Elect Director Alejandro D. Wolff For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALBIREO PHARMA, INC.
Ticker: ALBO Security ID: 01345P106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald H.W. Cooper For For Management
1.2 Elect Director Anne Klibanski For For Management
1.3 Elect Director Stephanie S. Okey For For Management
2 Increase Authorized Common Stock For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALCOA CORPORATION
Ticker: AA Security ID: 013872106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven W. Williams For For Management
1b Elect Director Mary Anne Citrino For For Management
1c Elect Director Pasquale (Pat) Fiore For For Management
1d Elect Director Thomas J. Gorman For For Management
1e Elect Director Roy C. Harvey For For Management
1f Elect Director James A. Hughes For For Management
1g Elect Director James E. Nevels For For Management
1h Elect Director Carol L. Roberts For For Management
1i Elect Director Suzanne Sitherwood For For Management
1j Elect Director Ernesto Zedillo For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ALECTOR, INC.
Ticker: ALEC Security ID: 014442107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tillman Gerngross For For Management
1.2 Elect Director Richard Scheller For For Management
1.3 Elect Director Louis J. Lavigne, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ALERUS FINANCIAL CORPORATION
Ticker: ALRS Security ID: 01446U103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen M. Bohn For Withhold Management
1.2 Elect Director Daniel E. Coughlin For For Management
1.3 Elect Director Kevin D. Lemke For For Management
1.4 Elect Director Michael S. Mathews For For Management
1.5 Elect Director Randy L. Newman For For Management
1.6 Elect Director Sally J. Smith For For Management
1.7 Elect Director Galen G. Vetter For For Management
2 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014491104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Benjamin For For Management
1.2 Elect Director Diana M. Laing For For Management
1.3 Elect Director John T. Leong For For Management
1.4 Elect Director Thomas A. Lewis, Jr. For For Management
1.5 Elect Director Douglas M. Pasquale For For Management
1.6 Elect Director Michele K. Saito For For Management
1.7 Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
ALEXANDER'S, INC.
Ticker: ALX Security ID: 014752109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Mandelbaum For Withhold Management
1.2 Elect Director Arthur I. Sonnenblick For Withhold Management
1.3 Elect Director Richard R. West For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Steven R. Hash For For Management
1.3 Elect Director James P. Cain For For Management
1.4 Elect Director Maria C. Freire For For Management
1.5 Elect Director Jennifer Friel Goldstein For For Management
1.6 Elect Director Richard H. Klein For For Management
1.7 Elect Director Michael A. Woronoff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALICO, INC.
Ticker: ALCO Security ID: 016230104
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Kiernan For For Management
1.2 Elect Director George R. Brokaw For For Management
1.3 Elect Director R. Greg Eisner For Withhold Management
1.4 Elect Director Katherine R. English For For Management
1.5 Elect Director Benjamin D. Fishman For Withhold Management
1.6 Elect Director W. Andrew Krusen, Jr. For For Management
1.7 Elect Director Toby K. Purse For Withhold Management
1.8 Elect Director Adam H. Putnam For For Management
1.9 Elect Director Henry R. Slack For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Dallas For For Management
1.2 Elect Director Joseph M. Hogan For For Management
1.3 Elect Director Joseph Lacob For Against Management
1.4 Elect Director C. Raymond Larkin, Jr. For For Management
1.5 Elect Director George J. Morrow For For Management
1.6 Elect Director Anne M. Myong For For Management
1.7 Elect Director Andrea L. Saia For For Management
1.8 Elect Director Greg J. Santora For For Management
1.9 Elect Director Susan E. Siegel For For Management
1.10 Elect Director Warren S. Thaler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Bylaws to Add Federal Forum For For Management
Selection Provision
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Daglio, Jr. For For Management
1.2 Elect Director Nancy L. Snyderman For For Management
1.3 Elect Director Frank Anders 'Andy' For For Management
Wilson
1.4 Elect Director Nancy J. Wysenski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Omnibus Stock Plan For Against Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ALLAKOS INC.
Ticker: ALLK Security ID: 01671P100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Janney For Withhold Management
1.2 Elect Director Robert E. Andreatta For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLEGHANY CORPORATION
Ticker: Y Security ID: 017175100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip M. Martineau For For Management
1.2 Elect Director Raymond L.M. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED
Ticker: ATI Security ID: 01741R102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert J. Carlisle For For Management
1.2 Elect Director David P. Hess For For Management
1.3 Elect Director Marianne Kah For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLEGIANCE BANCSHARES, INC.
Ticker: ABTX Security ID: 01748H107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William S. Nichols, III For For Management
1.2 Elect Director Steven F. Retzloff For For Management
1.3 Elect Director Fred S. Robertson For For Management
1.4 Elect Director Ramon A. Vitulli, III For For Management
1.5 Elect Director Louis A. Waters Jr. For For Management
1.6 Elect Director Raimundo Riojas A. For For Management
1.7 Elect Director Jon-Al Duplantier For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLEGIANT TRAVEL
Ticker: ALGT Security ID: US01748X1028
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Maurice J. Gallagher, Jr. For For Management
2 Elect Montie Brewer For For Management
3 Elect Gary Ellmer For For Management
4 Elect Ponder Harrison For For Management
5 Elect Linda A. Marvin For For Management
6 Elect Charles W. Pollard For For Management
7 Elect John T. Redmond For For Management
8 Advisory Vote on Executive Compensation For For Management
9 Ratification of Auditor For For Management
10 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
ALLEGIANT TRAVEL COMPANY
Ticker: ALGT Security ID: 01748X102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maurice J. Gallagher, For For Management
Jr.
1b Elect Director Montie Brewer For Against Management
1c Elect Director Gary Ellmer For Against Management
1d Elect Director Ponder Harrison For For Management
1e Elect Director Linda A. Marvin For Against Management
1f Elect Director Charles W. Pollard For For Management
1g Elect Director John Redmond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
ALLEGION PLC
Ticker: ALLE Security ID: G0176J109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kirk S. Hachigian For For Management
1b Elect Director Steven C. Mizell For For Management
1c Elect Director Nicole Parent Haughey For For Management
1d Elect Director David D. Petratis For For Management
1e Elect Director Dean I. Schaffer For For Management
1f Elect Director Charles L. Szews For For Management
1g Elect Director Dev Vardhan For For Management
1h Elect Director Martin E. Welch, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights
--------------------------------------------------------------------------------
ALLETE, INC.
Ticker: ALE Security ID: 018522300
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn W. Dindo For For Management
1b Elect Director George G. Goldfarb For For Management
1c Elect Director James J. Hoolihan For For Management
1d Elect Director Heidi E. Jimmerson For For Management
1e Elect Director Madeleine W. Ludlow For For Management
1f Elect Director Susan K. Nestegard For For Management
1g Elect Director Douglas C. Neve For For Management
1h Elect Director Barbara A. Nick For For Management
1i Elect Director Bethany M. Owen For For Management
1j Elect Director Robert P. Powers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph J. Andretta For For Management
1.2 Elect Director Roger H. Ballou For For Management
1.3 Elect Director John C. Gerspach, Jr. For For Management
1.4 Elect Director Karin J. Kimbrough For For Management
1.5 Elect Director Rajesh Natarajan For For Management
1.6 Elect Director Timothy J. Theriault For For Management
1.7 Elect Director Laurie A. Tucker For For Management
1.8 Elect Director Sharen J. Turney For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION
Ticker: LNT Security ID: 018802108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger K. Newport For For Management
1.2 Elect Director Dean C. Oestreich For For Management
1.3 Elect Director Carol P. Sanders For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
ALLIED MOTION TECHNOLOGIES INC.
Ticker: AMOT Security ID: 019330109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Engel For For Management
1.2 Elect Director Richard D. Federico For Against Management
1.3 Elect Director Steven C. Finch For For Management
1.4 Elect Director James J. Tanous For Against Management
1.5 Elect Director Nicole R. Tzetzo For For Management
1.6 Elect Director Richard S. Warzala For For Management
1.7 Elect Director Michael R. Winter For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLISON TRANSMISSION HOLDINGS, INC.
Ticker: ALSN Security ID: 01973R101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judy L. Altmaier For For Management
1b Elect Director Stan A. Askren For For Management
1c Elect Director David C. Everitt For For Management
1d Elect Director Alvaro Garcia-Tunon For For Management
1e Elect Director David S. Graziosi For For Management
1f Elect Director Carolann I. Haznedar For For Management
1g Elect Director Richard P. Lavin For For Management
1h Elect Director Thomas W. Rabaut For For Management
1i Elect Director Richard V. Reynolds For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLOGENE THERAPEUTICS, INC.
Ticker: ALLO Security ID: 019770106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John DeYoung For Withhold Management
1b Elect Director Franz Humer For Withhold Management
1c Elect Director Joshua Kazam For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLOVIR, INC.
Ticker: ALVR Security ID: 019818103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juan Vera For Withhold Management
1b Elect Director Ansbert Gadicke For Withhold Management
1c Elect Director Morana Jovan-Embiricos For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
Ticker: MDRX Security ID: 01988P108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth A. Altman For For Management
1b Elect Director Mara G. Aspinall For For Management
1c Elect Director Paul M. Black For For Management
1d Elect Director P. Gregory Garrison For For Management
1e Elect Director Jonathan J. Judge For For Management
1f Elect Director Michael A. Klayko For For Management
1g Elect Director Dave B. Stevens For For Management
1h Elect Director David D. Stevens For For Management
1i Elect Director Carol J. Zierhoffer For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Franklin W. Hobbs For For Management
1b Elect Director Kenneth J. Bacon For For Management
1c Elect Director Katryn (Trynka) For For Management
Shineman Blake
1d Elect Director Maureen A. For For Management
Breakiron-Evans
1e Elect Director William H. Cary For For Management
1f Elect Director Mayree C. Clark For For Management
1g Elect Director Kim S. Fennebresque For For Management
1h Elect Director Marjorie Magner For For Management
1i Elect Director Brian H. Sharples For For Management
1j Elect Director John J. Stack For For Management
1k Elect Director Michael F. Steib For For Management
1l Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC.
Ticker: ALNY Security ID: 02043Q107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis A. Ausiello For For Management
1b Elect Director Olivier Brandicourt For For Management
1c Elect Director Marsha H. Fanucci For For Management
1d Elect Director David E.I. Pyott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
Ticker: AOSL Security ID: G6331P104
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike F. Chang For For Management
1.2 Elect Director Yueh-Se Ho For For Management
1.3 Elect Director Lucas S. Chang For Withhold Management
1.4 Elect Director Claudia Chen For Withhold Management
1.5 Elect Director King Owyang For Withhold Management
1.6 Elect Director Michael L. Pfeiffer For For Management
1.7 Elect Director Michael J. Salameh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Remove the Imposition of Maximum For For Management
Number of Directors on the Board and
Authorize Board to Fill Vacancies
4 Approve BDO USA, LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For Against Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For Against Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For For Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For For Management
1k Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against Against Shareholder
8 Report on Whistleblower Policies and Against Against Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against Against Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
ALPHATEC HOLDINGS, INC.
Ticker: ATEC Security ID: 02081G201
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bakst For For Management
1.2 Elect Director Mortimer Berkowitz, III For Withhold Management
1.3 Elect Director Quentin Blackford For For Management
1.4 Elect Director Jason Hochberg For For Management
1.5 Elect Director Karen K. McGinnis For For Management
1.6 Elect Director Patrick S. Miles For For Management
1.7 Elect Director David H. Mowry For For Management
1.8 Elect Director David R. Pelizzon For For Management
1.9 Elect Director Jeffrey P. Rydin For For Management
1.10 Elect Director James L.L. Tullis For Withhold Management
1.11 Elect Director Donald A. Williams For For Management
1.12 Elect Director Ward W. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALTAIR ENGINEERING INC.
Ticker: ALTR Security ID: 021369103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Boyce For Against Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
1b Elect Director Jim F. Anderson For For Management
--------------------------------------------------------------------------------
ALTERYX, INC.
Ticker: AYX Security ID: 02156B103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anjali Joshi For For Management
1.2 Elect Director Timothy I. Maudlin For Withhold Management
1.3 Elect Director Eileen M. Schloss For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALTICE USA, INC.
Ticker: ATUS Security ID: 02156K103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick Drahi For Against Management
1b Elect Director Gerrit Jan Bakker For Against Management
1c Elect Director Manon Brouillette None None Management
*Withdrawn Resolution*
1d Elect Director David Drahi For Against Management
1e Elect Director Dexter Goei For Against Management
1f Elect Director Mark Mullen For Against Management
1g Elect Director Dennis Okhuijsen For Against Management
1h Elect Director Charles Stewart For Against Management
1i Elect Director Raymond Svider For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Ticker: ASPS Security ID: L0175J104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott E. Burg For Against Management
1b Elect Director Joseph L. Morettini For Against Management
1c Elect Director Roland Muller-Ineichen For Against Management
1d Elect Director William B. Shepro For For Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Independent Registered Auditors and
Atwell S.a r.l. as Certified Auditor
for Statutory Accounts
3 Approve Financial Statements For For Management
4 Receive and Approve Directors' and For For Management
Auditors' Special Reports
5 Approve Financial Statements and For For Management
Allocation of Income
6 Approve Discharge of Directors and For For Management
Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ALTRA INDUSTRIAL MOTION CORP.
Ticker: AIMC Security ID: 02208R106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl R. Christenson For For Management
1.2 Elect Director Lyle G. Ganske For For Management
1.3 Elect Director J. Scott Hall For For Management
1.4 Elect Director Nicole Parent Haughey For For Management
1.5 Elect Director Margot L. Hoffman For For Management
1.6 Elect Director Thomas W. Swidarski For For Management
1.7 Elect Director James H. Woodward, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Casteen, III For For Management
1b Elect Director Dinyar S. Devitre For For Management
1c Elect Director William F. Gifford, Jr. For For Management
1d Elect Director Debra J. Kelly-Ennis For For Management
1e Elect Director W. Leo Kiely, III For For Management
1f Elect Director Kathryn B. McQuade For For Management
1g Elect Director George Munoz For For Management
1h Elect Director Mark E. Newman For For Management
1i Elect Director Nabil Y. Sakkab For For Management
1j Elect Director Virginia E. Shanks For For Management
1k Elect Director Ellen R. Strahlman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Underage Tobacco Prevention Against For Shareholder
Policies and Marketing Practices
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
ALX ONCOLOGY HOLDINGS, INC.
Ticker: ALXO Security ID: 00166B105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corey Goodman For For Management
1.2 Elect Director Jason Lettmann For For Management
1.3 Elect Director Sophia Randolph For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Keith B. Alexander For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products Capabilities or Cloud
Products Contribute to Human Rights
Violations
5 Require Independent Board Chair Against Against Shareholder
6 Report on Gender/Racial Pay Gap Against For Shareholder
7 Report on Promotion Data Against For Shareholder
8 Report on the Impacts of Plastic Against For Shareholder
Packaging
9 Oversee and Report on a Civil Rights, Against For Shareholder
Equity, Diversity and Inclusion Audit
10 Adopt a Policy to Include Hourly Against Against Shareholder
Employees as Director Candidates
11 Report on Board Oversight of Risks Against Against Shareholder
Related to Anti-Competitive Practices
12 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
13 Report on Lobbying Payments and Policy Against Against Shareholder
14 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
--------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC.
Ticker: AMBC Security ID: 023139884
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander D. Greene For Withhold Management
1.2 Elect Director Ian D. Haft For For Management
1.3 Elect Director David L. Herzog For For Management
1.4 Elect Director Joan Lamm-Tennant For For Management
1.5 Elect Director Claude LeBlanc For For Management
1.6 Elect Director C. James Prieur For Withhold Management
1.7 Elect Director Jeffrey S. Stein For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMBARELLA, INC.
Ticker: AMBA Security ID: G037AX101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hsiao-Wuen Hon For For Management
1.2 Elect Director Christopher B. Paisley For For Management
1.3 Elect Director Andrew W. Verhalen For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AMC ENTERTAINMENT HOLDINGS INC
Ticker: AMC Security ID: US00165C1045
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Repeal of Classified Board For For Management
1 Elect Adam M. Aron For For Management
2 Elect Howard W. Koch, Jr. For For Management
3 Elect Philip Lader For For Management
4 Elect Gary F. Locke For For Management
5 Elect Kathleen M. Pawlus For For Management
6 Elect Anthony J. Saich For For Management
7 Elect Adam J. Sussman For For Management
8 Elect Lee E. Wittlinger For For Management
9 Elect Maojun Zeng For WithHold Management
10 Elect Lin Zhang For For Management
11 Elect Gary F. Locke For For Management
12 Elect Kathleen M. Pawlus For For Management
13 Elect Anthony J. Saich For For Management
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
6 Amendment to the 2013 Equity Incentive For For Management
Plan
--------------------------------------------------------------------------------
AMC NETWORKS INC.
Ticker: AMCX Security ID: 00164V103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Tow For Withhold Management
1.2 Elect Director David E. Van Zandt For Withhold Management
1.3 Elect Director Carl E. Vogel For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
AMCOR PLC
Ticker: AMCR Security ID: G0250X107
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Graeme Liebelt For For Management
1b Elect Director Armin Meyer For For Management
1c Elect Director Ronald Delia For For Management
1d Elect Director Andrea Bertone For For Management
1e Elect Director Karen Guerra For For Management
1f Elect Director Nicholas (Tom) Long For For Management
1g Elect Director Arun Nayar For For Management
1h Elect Director Jeremy Sutcliffe For For Management
1i Elect Director David Szczupak For For Management
1j Elect Director Philip Weaver For For Management
2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Minicucci For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director James S. Kahan For For Management
1.4 Elect Director Rafael de la Vega For For Management
1.5 Elect Director Giora Yaron For For Management
1.6 Elect Director Eli Gelman For For Management
1.7 Elect Director Richard T.C. LeFave For For Management
1.8 Elect Director John A. MacDonald For For Management
1.9 Elect Director Shuky Sheffer For For Management
1.10 Elect Director Yvette Kanouff For For Management
2 Approve an Increase in the Quarterly For For Management
Cash Dividend Rate
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AMEDISYS, INC.
Ticker: AMED Security ID: 023436108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vickie L. Capps For For Management
1b Elect Director Molly J. Coye For For Management
1c Elect Director Julie D. Klapstein For For Management
1d Elect Director Teresa L. Kline For For Management
1e Elect Director Paul B. Kusserow For For Management
1f Elect Director Richard A. Lechleiter For For Management
1g Elect Director Bruce D. Perkins For For Management
1h Elect Director Jeffrey A. Rideout For For Management
1i Elect Director Ivanetta Davis Samuels For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERANT BANCORP, INC.
Ticker: AMTB Security ID: 023576101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick C. Copeland, For Against Management
Jr.
1.2 Elect Director Gerald P. Plush For For Management
1.3 Elect Director Miguel A. Capriles L. For For Management
1.4 Elect Director Pamella J. Dana For For Management
1.5 Elect Director Dolores M. Lare For For Management
1.6 Elect Director Gustavo Marturet M. For For Management
1.7 Elect Director John W. Quill For For Management
1.8 Elect Director Guillermo Villar For Against Management
1.9 Elect Director Gustavo J. Vollmer A. For For Management
1.10 Elect Director Millar Wilson For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERCO
Ticker: AOPRA Security ID: US0235862093
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Edward J. Shoen For For Management
2 Elect James E. Acridge For For Management
3 Elect John P. Brogan For For Management
4 Elect James J. Grogan For For Management
5 Elect Richard J. Herrera For For Management
6 Elect Karl A. Schmidt For For Management
7 Elect Roberta R. Shank For For Management
8 Elect Samuel J. Shoen For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on 3 Years 1 Year Management
Executive Compensation
4 Ratification of Auditor For For Management
5 Shareholder Proposal Regarding For For Shareholder
Ratification of Board and Management
Acts
--------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Cynthia J. Brinkley For For Management
1c Elect Director Catherine S. Brune For For Management
1d Elect Director J. Edward Coleman For For Management
1e Elect Director Ward H. Dickson For For Management
1f Elect Director Noelle K. Eder For For Management
1g Elect Director Ellen M. Fitzsimmons For For Management
1h Elect Director Rafael Flores For For Management
1i Elect Director Richard J. Harshman For For Management
1j Elect Director Craig S. Ivey For For Management
1k Elect Director James C. Johnson For For Management
1l Elect Director Steven H. Lipstein For For Management
1m Elect Director Leo S. Mackay, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERESCO, INC.
Ticker: AMRC Security ID: 02361E108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Corrsin For For Management
1.2 Elect Director George P. Sakellaris For For Management
1.3 Elect Director Joseph W. Sutton For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC.
Ticker: AAL Security ID: 02376R102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Jeffrey D. Benjamin For For Management
1c Elect Director Adriane M. Brown For For Management
1d Elect Director John T. Cahill For For Management
1e Elect Director Michael J. Embler For For Management
1f Elect Director Matthew J. Hart For For Management
1g Elect Director Susan D. Kronick For For Management
1h Elect Director Martin H. Nesbitt For For Management
1i Elect Director Denise M. O'Leary For For Management
1j Elect Director W. Douglas Parker For For Management
1k Elect Director Ray M. Robinson For For Management
1l Elect Director Douglas M. Steenland For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN ASSETS TRUST, INC.
Ticker: AAT Security ID: 024013104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest S. Rady For For Management
1.2 Elect Director Robert S. Sullivan For For Management
1.3 Elect Director Thomas S. Olinger For For Management
1.4 Elect Director Joy L. Schaefer For Withhold Management
1.5 Elect Director Nina A. Tran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Dauch For For Management
1.2 Elect Director William L. Kozyra For For Management
1.3 Elect Director Peter D. Lyons For For Management
1.4 Elect Director Samuel Valenti, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC.
Ticker: ACC Security ID: 024835100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Bayless, Jr. For For Management
1b Elect Director Herman E. Bulls For For Management
1c Elect Director G. Steven Dawson For For Management
1d Elect Director Cydney C. Donnell For For Management
1e Elect Director Mary C. Egan For For Management
1f Elect Director Alison M. Hill For For Management
1g Elect Director Craig A. Leupold For For Management
1h Elect Director Oliver Luck For For Management
1i Elect Director C. Patrick Oles, Jr. For For Management
1j Elect Director John T. Rippel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC.
Ticker: AEO Security ID: 02553E106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janice E. Page For For Management
1.2 Elect Director David M. Sable For For Management
1.3 Elect Director Noel J. Spiegel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director J. Barnie Beasley, Jr. For For Management
1.4 Elect Director Art A. Garcia For For Management
1.5 Elect Director Linda A. Goodspeed For For Management
1.6 Elect Director Thomas E. Hoaglin For For Management
1.7 Elect Director Sandra Beach Lin For For Management
1.8 Elect Director Margaret M. McCarthy For For Management
1.9 Elect Director Stephen S. Rasmussen For For Management
1.10 Elect Director Oliver G. Richard, III For For Management
1.11 Elect Director Daryl Roberts For For Management
1.12 Elect Director Sara Martinez Tucker For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
Ticker: AEL Security ID: 025676206
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda J. Cushing For For Management
1.2 Elect Director Douglas T. Healy For For Management
1.3 Elect Director David S. Mulcahy For For Management
1.4 Elect Director Sachin Shah For For Management
1.5 Elect Director A.J. Strickland, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Baltimore For For Management
1b Elect Director Charlene Barshefsky For For Management
1c Elect Director John J. Brennan For For Management
1d Elect Director Peter Chernin For For Management
1e Elect Director Ralph de la Vega For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director Theodore J. Leonsis For For Management
1h Elect Director Karen L. Parkhill For For Management
1i Elect Director Charles E. Phillips For For Management
1j Elect Director Lynn A. Pike For For Management
1k Elect Director Stephen J. Squeri For For Management
1l Elect Director Daniel L. Vasella For For Management
1m Elect Director Lisa W. Wardell For For Management
1n Elect Director Ronald A. Williams For For Management
1o Elect Director Christopher D. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Publish Annually a Report Assessing Against For Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
AMERICAN FINANCE TRUST, INC.
Ticker: AFIN Security ID: 02607T109
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stanley R. Perla For Against Management
1b Elect Director Edward G. Rendell For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC.
Ticker: AFG Security ID: 025932104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl H. Lindner, III For For Management
1.2 Elect Director S. Craig Lindner For For Management
1.3 Elect Director John B. Berding For For Management
1.4 Elect Director Virginia "Gina" C. For For Management
Drosos
1.5 Elect Director James E. Evans For For Management
1.6 Elect Director Terry S. Jacobs For For Management
1.7 Elect Director Gregory G. Joseph For For Management
1.8 Elect Director Mary Beth Martin For For Management
1.9 Elect Director Evans N. Nwankwo For For Management
1.10 Elect Director William W. Verity For Withhold Management
1.11 Elect Director John I. Von Lehman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN HOMES 4 RENT
Ticker: AMH Security ID: 02665T306
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth M. Woolley For For Management
1b Elect Director David P. Singelyn For For Management
1c Elect Director Douglas N. Benham For For Management
1d Elect Director Jack Corrigan For For Management
1e Elect Director David Goldberg For For Management
1f Elect Director Tamara Hughes Gustavson For For Management
1g Elect Director Matthew J. Hart For For Management
1h Elect Director Michelle C. Kerrick For For Management
1i Elect Director James H. Kropp For For Management
1j Elect Director Lynn C. Swann For For Management
1k Elect Director Winifred M. Webb For For Management
1l Elect Director Jay Willoughby For For Management
1m Elect Director Matthew R. Zaist For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Cole, Jr. For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Brian Duperreault For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
1m Elect Director Peter S. Zaffino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
AMERICAN NATIONAL BANKSHARES INC.
Ticker: AMNB Security ID: 027745108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Haley For For Management
1.2 Elect Director Charles S. Harris For For Management
1.3 Elect Director F. D. Hornaday, III For For Management
2 Ratify Yount, Hyde and Barbour, P.C. For For Management
as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN NATIONAL GROUP, INC.
Ticker: ANAT Security ID: 02772A109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ansell For For Management
1.2 Elect Director Arthur O. Dummer For Against Management
1.3 Elect Director Irwin M. Herz, Jr. For For Management
1.4 Elect Director E. Douglas McLeod For For Management
1.5 Elect Director Frances A. For For Management
Moody-Dahlberg
1.6 Elect Director Ross R. Moody For For Management
1.7 Elect Director James P. Payne For For Management
1.8 Elect Director E. J. "Jere" Pederson For Against Management
1.9 Elect Director James E. Pozzi For For Management
1.10 Elect Director James D. Yarbrough For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN PUBLIC EDUCATION, INC.
Ticker: APEI Security ID: 02913V103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric C. Andersen For For Management
1b Elect Director Granetta B. Blevins For For Management
1c Elect Director Jean C. Halle For For Management
1d Elect Director Barbara 'Bobbi' L. For For Management
Kurshan
1e Elect Director Timothy J. Landon For For Management
1f Elect Director Daniel S. Pianko For For Management
1g Elect Director William G. Robinson, Jr. For For Management
1h Elect Director Angela K. Selden For For Management
1i Elect Director Vincent R. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
AMERICAN RENAL ASSOCIATES HOLDINGS, INC.
Ticker: ARA Security ID: 029227105
Meeting Date: JAN 14, 2021 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AMERICAN SOFTWARE INC.
Ticker: AMSWA Security ID: US0296831094
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lizanne Thomas For For Management
2 Elect James B. Miller, Jr. For For Management
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
AMERICAN STATES WATER COMPANY
Ticker: AWR Security ID: 029899101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah J. Anderson For For Management
1.2 Elect Director Steven D. Davis For For Management
1.3 Elect Director Anne M. Holloway For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Bartlett For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Kenneth R. Frank For For Management
1d Elect Director Robert D. Hormats For For Management
1e Elect Director Gustavo Lara Cantu For For Management
1f Elect Director Grace D. Lieblein For For Management
1g Elect Director Craig Macnab For For Management
1h Elect Director JoAnn A. Reed For For Management
1i Elect Director Pamela D.A. Reeve For For Management
1j Elect Director David E. Sharbutt For Against Management
1k Elect Director Bruce L. Tanner For For Management
1l Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
5 Establish a Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
AMERICAN VANGUARD CORPORATION
Ticker: AVD Security ID: 030371108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott D. Baskin For For Management
1b Elect Director Lawrence S. Clark For For Management
1c Elect Director Debra F. Edwards For For Management
1d Elect Director Morton D. Erlich For For Management
1e Elect Director Emer Gunter For For Management
1f Elect Director Alfred F. Ingulli For For Management
1g Elect Director John L. Killmer For For Management
1h Elect Director Eric G. Wintemute For For Management
1i Elect Director M. Esmail Zirakparvar For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey N. Edwards For For Management
1b Elect Director Martha Clark Goss For For Management
1c Elect Director Veronica M. Hagen For For Management
1d Elect Director Kimberly J. Harris For For Management
1e Elect Director Julia L. Johnson For For Management
1f Elect Director Patricia L. Kampling For For Management
1g Elect Director Karl F. Kurz For For Management
1h Elect Director Walter J. Lynch For For Management
1i Elect Director George MacKenzie For For Management
1j Elect Director James G. Stavridis For For Management
1k Elect Director Lloyd M. Yates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN WELL CORPORATION
Ticker: AMWL Security ID: 03044L105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek Ross For Withhold Management
1.2 Elect Director Brendan O'Grady For Withhold Management
1.3 Elect Director Deborah Jackson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN WOODMARK CORP.
Ticker: AMWD Security ID: US0305061097
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Andrew B. Cogan For For Management
2 Elect James G. Davis, Jr. For Against Management
3 Elect S. Cary Dunston For For Management
4 Elect Martha M. Hayes For Against Management
5 Elect Daniel T. Hendrix For For Management
6 Elect Carol B. Moerdyk For Against Management
7 Elect Vance W. Tang For Against Management
8 Ratification of Auditor For For Management
9 Amendment to the 2015 Non-Employee For For Management
Directors Restricted Stock Unit Plan
10 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
AMERICAS CAR MART, INC.
Ticker: CRMT Security ID: US03062T1051
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ann G. Bordelon For For Management
2 Elect Ray C. Dillon For For Management
3 Elect Daniel J. Englander For For Management
4 Elect William H. Henderson For For Management
5 Elect Joshua G. Welch For For Management
6 Elect Jeffrey A. Williams For For Management
7 Advisory Vote on Executive Compensation For For Management
8 Ratification of Auditor For For Management
9 Amendment to the Stock Option Plan For For Management
10 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
AMERICOLD REALTY TRUST
Ticker: COLD Security ID: 03064D108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred W. Boehler For For Management
1b Elect Director George J. Alburger, Jr. For Against Management
1c Elect Director Kelly H. Barrett For For Management
1d Elect Director Antonio F. Fernandez For Against Management
1e Elect Director James R. Heistand For For Management
1f Elect Director David J. Neithercut For For Management
1g Elect Director Mark R. Patterson For Against Management
1h Elect Director Andrew P. Power For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Dianne Neal Blixt For For Management
1c Elect Director Amy DiGeso For For Management
1d Elect Director Lon R. Greenberg For For Management
1e Elect Director Jeffrey Noddle For For Management
1f Elect Director Robert F. Sharpe, Jr. For For Management
1g Elect Director Brian T. Shea For For Management
1h Elect Director W. Edward Walter, III For For Management
1i Elect Director Christopher J. Williams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERIS BANCORP
Ticker: ABCB Security ID: 03076K108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William I. Bowen, Jr. For For Management
1.2 Elect Director Rodney D. Bullard For For Management
1.3 Elect Director Wm. Millard Choate For For Management
1.4 Elect Director R. Dale Ezzell For For Management
1.5 Elect Director Leo J. Hill For For Management
1.6 Elect Director Daniel B. Jeter For For Management
1.7 Elect Director Robert P. Lynch For For Management
1.8 Elect Director Elizabeth A. McCague For For Management
1.9 Elect Director James B. Miller, Jr. For For Management
1.10 Elect Director Gloria A. O'Neal For For Management
1.11 Elect Director H. Palmer Proctor, Jr. For For Management
1.12 Elect Director William H. Stern For For Management
1.13 Elect Director Jimmy D. Veal For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMERISAFE, INC.
Ticker: AMSF Security ID: 03071H100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip A. Garcia For For Management
1.2 Elect Director Millard E. Morris For For Management
1.3 Elect Director Randall E. Roach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ornella Barra For For Management
1b Elect Director Steven H. Collis For For Management
1c Elect Director D. Mark Durcan For For Management
1d Elect Director Richard W. Gochnauer For For Management
1e Elect Director Lon R. Greenberg For For Management
1f Elect Director Jane E. Henney For For Management
1g Elect Director Kathleen W. Hyle For For Management
1h Elect Director Michael J. Long For For Management
1i Elect Director Henry W. McGee For For Management
1j Elect Director Dennis M. Nally For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMES NATIONAL CORPORATION
Ticker: ATLO Security ID: 031001100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa M. Eslinger For For Management
1.2 Elect Director Steven D. Forth For Withhold Management
1.3 Elect Director James R. Larson, II For For Management
1.4 Elect Director John L. Pierschbacher For For Management
2 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tod E. Carpenter For For Management
1b Elect Director Karleen M. Oberton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Robert A. Bradway For For Management
1c Elect Director Brian J. Druker For For Management
1d Elect Director Robert A. Eckert For For Management
1e Elect Director Greg C. Garland For For Management
1f Elect Director Charles M. Holley, Jr. For For Management
1g Elect Director Tyler Jacks For For Management
1h Elect Director Ellen J. Kullman For For Management
1i Elect Director Amy E. Miles For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC.
Ticker: FOLD Security ID: 03152W109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Wheeler For For Management
1.2 Elect Director Burke W. Whitman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Susan Y. Kim For For Management
1.3 Elect Director Giel Rutten For For Management
1.4 Elect Director Douglas A. Alexander For For Management
1.5 Elect Director Roger A. Carolin For For Management
1.6 Elect Director Winston J. Churchill For For Management
1.7 Elect Director Daniel Liao For For Management
1.8 Elect Director MaryFrances McCourt For For Management
1.9 Elect Director Robert R. Morse For For Management
1.10 Elect Director Gil C. Tily For For Management
1.11 Elect Director David N. Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AMN Security ID: 001744101
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Foletta For For Management
1b Elect Director Teri G. Fontenot For For Management
1c Elect Director R. Jeffrey Harris For For Management
1d Elect Director Daphne E. Jones For For Management
1e Elect Director Martha H. Marsh For For Management
1f Elect Director Susan R. Salka For For Management
1g Elect Director Sylvia Trent-Adams For For Management
1h Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
AMNEAL PHARMACEUTICALS, INC.
Ticker: AMRX Security ID: 03168L105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Emily Peterson Alva For For Management
1b Elect Director J. Kevin Buchi For Against Management
1c Elect Director Jeff George For For Management
1d Elect Director John Kiely For Against Management
1e Elect Director Paul Meister For Against Management
1f Elect Director Ted Nark For Against Management
1g Elect Director Chintu Patel For For Management
1h Elect Director Chirag Patel For For Management
1i Elect Director Gautam Patel For For Management
1j Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Charter to Remove References to For For Management
Class B-1 Common Stock
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMPHASTAR PHARMACEUTICALS, INC.
Ticker: AMPH Security ID: 03209R103
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Ziping Luo For For Management
1b Elect Director Howard Lee For Against Management
1c Elect Director Michael A. Zasloff For For Management
1d Elect Director Gayle Deflin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMPHENOL CORPORATION
Ticker: APH Security ID: 032095101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley L. Clark For For Management
1.2 Elect Director John D. Craig For For Management
1.3 Elect Director David P. Falck For For Management
1.4 Elect Director Edward G. Jepsen For For Management
1.5 Elect Director Rita S. Lane For For Management
1.6 Elect Director Robert A. Livingston For For Management
1.7 Elect Director Martin H. Loeffler For For Management
1.8 Elect Director R. Adam Norwitt For For Management
1.9 Elect Director Anne Clarke Wolff For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Option Plan For For Management
5 Increase Authorized Common Stock For For Management
6 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
AMYRIS, INC.
Ticker: AMRS Security ID: 03236M200
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Eykerman For Withhold Management
1.2 Elect Director Frank Kung For Withhold Management
1.3 Elect Director John Melo For For Management
1.4 Elect Director Julie Spencer Washington For For Management
2 Ratify Macias Gini & O'Connell LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ray Stata For For Management
1b Elect Director Vincent Roche For For Management
1c Elect Director James A. Champy For For Management
1d Elect Director Anantha P. Chandrakasan For For Management
1e Elect Director Bruce R. Evans For For Management
1f Elect Director Edward H. Frank For For Management
1g Elect Director Laurie H. Glimcher For For Management
1h Elect Director Karen M. Golz For For Management
1i Elect Director Mark M. Little For For Management
1j Elect Director Kenton J. Sicchitano For For Management
1k Elect Director Susie Wee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANAPLAN, INC.
Ticker: PLAN Security ID: 03272L108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Conte For For Management
1.2 Elect Director Suresh Vasudevan For For Management
1.3 Elect Director Yvonne Wassenaar For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANAPTYSBIO, INC.
Ticker: ANAB Security ID: 032724106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Fenton For For Management
1.2 Elect Director James N. Topper For For Management
1.3 Elect Director Oleg Nodelman For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANAVEX LIFE SCIENCES CORP.
Ticker: AVXL Security ID: 032797300
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Missling For For Management
1.2 Elect Director Claus van der Velden For Withhold Management
1.3 Elect Director Athanasios Skarpelos For For Management
1.4 Elect Director Jiong Ma For For Management
1.5 Elect Director Steffen Thomas For Withhold Management
1.6 Elect Director Peter Donhauser For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Increase Authorized Common Stock For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ANGIODYNAMICS, INC.
Ticker: ANGO Security ID: 03475V101
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eileen O. Auen For For Management
1.2 Elect Director James C. Clemmer For For Management
1.3 Elect Director Howard W. Donnelly For For Management
1.4 Elect Director Jan Stern Reed For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ANI PHARMACEUTICALS, INC.
Ticker: ANIP Security ID: 00182C103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Brown, Jr. For Against Management
1.2 Elect Director Thomas Haughey For Against Management
1.3 Elect Director Nikhil Lalwani For For Management
1.4 Elect Director David B. Nash For Against Management
1.5 Elect Director Antonio R. Pera For For Management
1.6 Elect Director Jeanne A. Thoma For For Management
1.7 Elect Director Patrick D. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify EisnerAmper LLP as Auditors For For Management
4 Issue Shares in Connection with For For Management
Acquisition
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ANIKA THERAPEUTICS, INC.
Ticker: ANIK Security ID: 035255108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen O. Richard For For Management
1b Elect Director Jeffery S. Thompson For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francine J. Bovich For For Management
1b Elect Director Wellington J. Denahan For For Management
1c Elect Director Katie Beirne Fallon For For Management
1d Elect Director David L. Finkelstein For For Management
1e Elect Director Thomas Hamilton For For Management
1f Elect Director Kathy Hopinkah Hannan For For Management
1g Elect Director Michael Haylon For For Management
1h Elect Director Eric A. Reeves For For Management
1i Elect Director John H. Schaefer For For Management
1j Elect Director Glenn A. Votek For For Management
1k Elect Director Vicki Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANNEXON, INC.
Ticker: ANNX Security ID: 03589W102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Carson For For Management
1.2 Elect Director Muneer A. Satter For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANSYS, INC.
Ticker: ANSS Security ID: 03662Q105
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jim Frankola For For Management
1b Elect Director Alec D. Gallimore For For Management
1c Elect Director Ronald W. Hovsepian For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
ANTARES PHARMA, INC.
Ticker: ATRS Security ID: 036642106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anton G. Gueth For Withhold Management
1.2 Elect Director Robert P. Roche, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ANTERIX INC.
Ticker: ATEX Security ID: 03676C100
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Morgan E. O'Brien For For Management
1b Elect Director Robert H. Schwartz For For Management
1c Elect Director Hamid Akhavan For For Management
1d Elect Director Leslie B. Daniels For For Management
1e Elect Director Gregory A. Haller For For Management
1f Elect Director Singleton B. McAllister For For Management
1g Elect Director Gregory A. Pratt For For Management
1h Elect Director Paul Saleh For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ANTERO MIDSTREAM CORPORATION
Ticker: AM Security ID: 03676B102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael N. Kennedy For For Management
1.2 Elect Director Brooks J. Klimley For For Management
1.3 Elect Director John C. Mollenkopf For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANTERO RESOURCES CORPORATION
Ticker: AR Security ID: 03674X106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Howard Keenan, Jr. For For Management
1.2 Elect Director Jacqueline C. Mutschler For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Hay, III For For Management
1.2 Elect Director Antonio F. Neri For For Management
1.3 Elect Director Ramiro G. Peru For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION
Ticker: ANH Security ID: 037347101
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: US0373891037
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Stock Issuance for Merger with Willis For For Management
Towers Watson
2 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0403H108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For Against Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Jin-Yong Cai For For Management
1.4 Elect Director Jeffrey C. Campbell For For Management
1.5 Elect Director Fulvio Conti For For Management
1.6 Elect Director Cheryl A. Francis For For Management
1.7 Elect Director J. Michael Losh For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Gloria Santona For For Management
1.11 Elect Director Byron O. Spruell For For Management
1.12 Elect Director Carolyn Y. Woo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Ratify Ernst & Young Chartered For For Management
Accountants as Statutory Auditor
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Amend Articles of Association Re: For For Management
Article 190
7 Authorize the Board of Directors to For For Management
Capitalize Certain Non-distributable
Reserves
8 Approve Creation of Distributable For For Management
Profits by the Reduction and
Cancellation of the Amounts
Capitalized Pursuant to the Authority
Given Under Proposal 7
--------------------------------------------------------------------------------
APA CORP.
Ticker: APA Security ID: 03743Q108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director John E. Lowe For For Management
6 Elect Director H. Lamar McKay For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Amend Charter to Remove the For For Management
Pass-Through Voting Provision
--------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R754
Meeting Date: NOV 20, 2020 Meeting Type: Proxy Contest
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1 Revoke Consent to Call a Special For Did Not Vote Shareholder
Meeting to Approve a Non-Binding
Resolution Urging the Board to Put Any
Proposed Separation or Spin-Off To a
Vote At a Meeting of Stockholders
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Consent to Call a Special Meeting to For For Shareholder
Approve a Non-Binding Resolution
Urging the Board to Put Any Proposed
Separation or Spin-Off To a Vote At a
Meeting of Stockholders
2 Consent to Exercise All Rights of For For Shareholder
Common Shareholders Incidental to
Calling the Special Meeting and
Causing the Purposes of the Authority
Expressly Granted Pursuant to the
Written Requests to the Designated
Agents to be Carried into Effect
--------------------------------------------------------------------------------
APELLIS PHARMACEUTICALS, INC.
Ticker: APLS Security ID: 03753U106
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Fonteyne For Withhold Management
1.2 Elect Director Stephanie Monaghan For Withhold Management
O'Brien
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC.
Ticker: APOG Security ID: 037598109
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christina M. Alvord For For Management
1b Elect Director Herbert K. Parker For For Management
1c Elect Director Ty R. Silberhorn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.
Ticker: ARI Security ID: 03762U105
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Biderman For For Management
1.2 Elect Director Brenna Haysom For For Management
1.3 Elect Director Robert A. Kasdin For For Management
1.4 Elect Director Katherine G. Newman For For Management
1.5 Elect Director Eric L. Press For For Management
1.6 Elect Director Scott S. Prince For For Management
1.7 Elect Director Stuart A. Rothstein For For Management
1.8 Elect Director Michael E. Salvati For For Management
1.9 Elect Director Carmencita N. M. Whonder For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APOLLO GLOBAL MANAGEMENT, INC.
Ticker: APO Security ID: 03768E105
Meeting Date: OCT 01, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leon Black For For Management
1.2 Elect Director Joshua Harris For For Management
1.3 Elect Director Marc Rowan For Withhold Management
1.4 Elect Director Michael Ducey For Withhold Management
1.5 Elect Director Robert Kraft For Withhold Management
1.6 Elect Director A.B. Krongard For Withhold Management
1.7 Elect Director Pauline Richards For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Deloitte & Touche LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
APOLLO MEDICAL HOLDINGS, INC.
Ticker: AMEH Security ID: 03763A207
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth Sim For For Management
1.2 Elect Director Thomas S. Lam For For Management
1.3 Elect Director Mitchell W. Kitayama For Withhold Management
1.4 Elect Director David G. Schmidt For Withhold Management
1.5 Elect Director Mark Fawcett For For Management
1.6 Elect Director Michael F. Eng For For Management
1.7 Elect Director Li Yu For For Management
1.8 Elect Director Ernest A. Bates For Withhold Management
1.9 Elect Director Linda Marsh For For Management
1.10 Elect Director John Chiang For For Management
1.11 Elect Director Matthew Mazdyasni For For Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
APPFOLIO, INC.
Ticker: APPF Security ID: 03783C100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Bliss For For Management
1.2 Elect Director Jason Randall For For Management
1.3 Elect Director Winifred Webb For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APPIAN CORPORATION
Ticker: APPN Security ID: 03782L101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew Calkins For Withhold Management
1.2 Elect Director Robert C. Kramer For Withhold Management
1.3 Elect Director A.G.W. (Jack) Biddle, For Withhold Management
III
1.4 Elect Director Prashanth (PV) Boccassam For Withhold Management
1.5 Elect Director Michael G. Devine For Withhold Management
1.6 Elect Director Barbara (Bobbie) Kilberg For Withhold Management
1.7 Elect Director Michael J. Mulligan For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
APPLE HOSPITALITY REIT, INC.
Ticker: APLE Security ID: 03784Y200
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn W. Bunting For For Management
1.2 Elect Director Jon A. Fosheim For For Management
1.3 Elect Director Kristian M. Gathright For For Management
1.4 Elect Director Glade M. Knight For For Management
1.5 Elect Director Justin G. Knight For For Management
1.6 Elect Director Blythe J. McGarvie For For Management
1.7 Elect Director Daryl A. Nickel For For Management
1.8 Elect Director L. Hugh Redd For For Management
1.9 Elect Director Howard E. Woolley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Monica Lozano For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against Against Shareholder
5 Improve Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
Ticker: AIT Security ID: 03820C105
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Pagano, Jr. For For Management
1.2 Elect Director Neil A. Schrimsher For For Management
1.3 Elect Director Peter C. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rani Borkar For For Management
1b Elect Director Judy Bruner For For Management
1c Elect Director Xun (Eric) Chen For For Management
1d Elect Director Aart J. de Geus For For Management
1e Elect Director Gary E. Dickerson For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Alexander A. Karsner For For Management
1h Elect Director Adrianna C. Ma For For Management
1i Elect Director Yvonne McGill For For Management
1j Elect Director Scott A. McGregor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Require Independent Board Chairman Against Against Shareholder
7 Improve Executive Compensation Program Against Against Shareholder
and Policy
--------------------------------------------------------------------------------
APPLIED MOLECULAR TRANSPORT INC.
Ticker: AMTI Security ID: 03824M109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall Mrsny For For Management
1.2 Elect Director Aaron VanDevender For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APPLIED OPTOELECTRONICS, INC.
Ticker: AAOI Security ID: 03823U102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Yeh For For Management
1.2 Elect Director Cynthia (Cindy) DeLaney For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
APPLIED THERAPEUTICS, INC.
Ticker: APLT Security ID: 03828A101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Jay S. Skyler For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APREA THERAPEUTICS, INC.
Ticker: APRE Security ID: 03836J102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Johan Christenson For For Management
1b Elect Director Fouad Namouni For Withhold Management
1c Elect Director Richard Peters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APTARGROUP, INC.
Ticker: ATR Security ID: 038336103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andreas C. Kramvis For For Management
1b Elect Director Maritza Gomez Montiel For For Management
1c Elect Director Jesse Wu For For Management
1d Elect Director Ralf K. Wunderlich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APTIV PLC
Ticker: APTV Security ID: G6095L109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin P. Clark For For Management
1b Elect Director Richard L. Clemmer For For Management
1c Elect Director Nancy E. Cooper For For Management
1d Elect Director Nicholas M. Donofrio For For Management
1e Elect Director Rajiv L. Gupta For For Management
1f Elect Director Joseph L. Hooley For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Sean O. Mahoney For For Management
1i Elect Director Paul M. Meister For For Management
1j Elect Director Robert K. Ortberg For For Management
1k Elect Director Colin J. Parris For For Management
1l Elect Director Ana G. Pinczuk For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARAMARK
Ticker: ARMK Security ID: 03852U106
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan M. Cameron For For Management
1b Elect Director Greg Creed For For Management
1c Elect Director Calvin Darden For For Management
1d Elect Director Richard W. Dreiling For For Management
1e Elect Director Irene M. Esteves For For Management
1f Elect Director Daniel J. Heinrich For For Management
1g Elect Director Bridgette P. Heller For For Management
1h Elect Director Paul C. Hilal For For Management
1i Elect Director Karen M. King For For Management
1j Elect Director Stephen I. Sadove For For Management
1k Elect Director Arthur B. Winkleblack For For Management
1l Elect Director John J. Zillmer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ARBOR REALTY TRUST, INC.
Ticker: ABR Security ID: 038923108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For Withhold Management
1.2 Elect Director William C. Green For Withhold Management
1.3 Elect Director Elliot Schwartz For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCBEST CORPORATION
Ticker: ARCB Security ID: 03937C105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eduardo F. Conrado For For Management
1.2 Elect Director Fredrik J. Eliasson For For Management
1.3 Elect Director Stephen E. Gorman For For Management
1.4 Elect Director Michael P. Hogan For For Management
1.5 Elect Director Kathleen D. McElligott For For Management
1.6 Elect Director Judy R. McReynolds For For Management
1.7 Elect Director Craig E. Philip For For Management
1.8 Elect Director Steven L. Spinner For For Management
1.9 Elect Director Janice E. Stipp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCH CAPITAL GROUP LTD.
Ticker: ACGL Security ID: G0450A105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric W. Doppstadt For For Management
1b Elect Director Laurie S. Goodman For For Management
1c Elect Director John M. Pasquesi For For Management
1d Elect Director Thomas R. Watjen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4a Elect Director Robert Appleby as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4b Elect Director Matthew Dragonetti as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4c Elect Director Seamus Fearon as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4d Elect Director H. Beau Franklin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4e Elect Director Jerome Halgan as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4f Elect Director James Haney as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4g Elect Director Chris Hovey as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4h Elect Director W. Preston Hutchings as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4i Elect Director Pierre Jal as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4j Elect Director Francois Morin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4k Elect Director David J. Mulholland as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4l Elect Director Chiara Nannini as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4m Elect Director Tim Peckett as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4n Elect Director Maamoun Rajeh as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4o Elect Director Roderick Romeo as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
--------------------------------------------------------------------------------
ARCH RESOURCES, INC.
Ticker: ARCH Security ID: 03940R107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Bartels, Jr. For Withhold Management
1.2 Elect Director James N. Chapman For Withhold Management
1.3 Elect Director John W. Eaves For For Management
1.4 Elect Director Holly Keller Koeppel For For Management
1.5 Elect Director Patrick A. Kriegshauser For For Management
1.6 Elect Director Paul A. Lang For For Management
1.7 Elect Director Richard A. Navarre For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Burke For For Management
1b Elect Director Theodore Colbert For For Management
1c Elect Director Terrell K. Crews For For Management
1d Elect Director Pierre Dufour For For Management
1e Elect Director Donald E. Felsinger For For Management
1f Elect Director Suzan F. Harrison For For Management
1g Elect Director Juan R. Luciano For For Management
1h Elect Director Patrick J. Moore For For Management
1i Elect Director Francisco J. Sanchez For For Management
1j Elect Director Debra A. Sandler For For Management
1k Elect Director Lei Z. Schlitz For For Management
1l Elect Director Kelvin R. Westbrook For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
ARCHROCK, INC.
Ticker: AROC Security ID: 03957W106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne-Marie N. Ainsworth For For Management
1.2 Elect Director D. Bradley Childers For For Management
1.3 Elect Director Gordon T. Hall For For Management
1.4 Elect Director Frances Powell Hawes For For Management
1.5 Elect Director J.W.G. 'Will' For For Management
Honeybourne
1.6 Elect Director James H. Lytal For For Management
1.7 Elect Director Leonard W. Mallett For For Management
1.8 Elect Director Jason C. Rebrook For For Management
1.9 Elect Director Edmund P. Segner, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARCONIC CORPORATION
Ticker: ARNC Security ID: 03966V107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frederick "Fritz" A. For For Management
Henderson
1b Elect Director William F. Austen For For Management
1c Elect Director Christopher L. Ayers For For Management
1d Elect Director Margaret "Peg" S. For For Management
Billson
1e Elect Director Jacques Croisetiere For For Management
1f Elect Director Elmer L. Doty For For Management
1g Elect Director Carol S. Eicher For For Management
1h Elect Director Timothy D. Myers For For Management
1i Elect Director E. Stanley O'Neal For For Management
1j Elect Director Jeffrey Stafeil For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARCOSA, INC.
Ticker: ACA Security ID: 039653100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph Alvarado For Against Management
1b Elect Director Jeffrey A. Craig For For Management
1c Elect Director John W. Lindsay For For Management
1d Elect Director Rhys J. Best For For Management
1e Elect Director David W. Biegler For For Management
1f Elect Director Antonio Carrillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC.
Ticker: ARCT Security ID: 03969T109
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Against Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC.
Ticker: ARCT Security ID: 03969T109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Farrell For For Management
1.2 Elect Director Joseph E. Payne For For Management
1.3 Elect Director Andy Sassine For For Management
1.4 Elect Director James Barlow For For Management
1.5 Elect Director Edward W. Holmes For For Management
1.6 Elect Director Magda Marquet For For Management
1.7 Elect Director Karah Parschauer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCUS BIOSCIENCES, INC.
Ticker: RCUS Security ID: 03969F109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terry Rosen For Withhold Management
1b Elect Director Kathryn Falberg For For Management
1c Elect Director Jennifer Jarrett For Withhold Management
1d Elect Director Michael Quigley For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ARCUTIS BIOTHERAPEUTICS, INC.
Ticker: ARQT Security ID: 03969K108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrie Curran For For Management
1b Elect Director Halley Gilbert For For Management
1c Elect Director Ricky Sun For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARDAGH GROUP SA
Ticker: ARD Security ID: L0223L101
Meeting Date: MAY 19, 2021 Meeting Type: Annual/Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements For For Management
3 Approve Dividends For For Management
4 Approve Discharge of Directors For For Management
5.a Reelect Johan Gorter as Class III For Against Management
Director
5.b Reelect Lord Hammond of Runnymede as For For Management
Class III Director
5.c Reelect Damien O'Brien as Class III For For Management
Director
5.d Reelect Hermanus Troskie as Class III For Against Management
Director
6 Approve Remuneration of Directors For For Management
7 Appoint PricewaterhouseCoopers as For For Management
Auditor
1 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights and Amend Article 7
of the Articles of Association
2 Approve Share Repurchase For Against Management
--------------------------------------------------------------------------------
ARDELYX, INC.
Ticker: ARDX Security ID: 039697107
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Bertrand, Jr. For For Management
1.2 Elect Director Onaiza Cadoret-Manier For For Management
1.3 Elect Director Jan Lundberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARDMORE SHIPPING CORPORATION
Ticker: ASC Security ID: Y0207T100
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Gurnee For For Management
1.2 Elect Director Helen Tveitan de Jong For For Management
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047607
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jayson Dallas For For Management
1.2 Elect Director Oliver Fetzer For For Management
1.3 Elect Director Kieran T. Gallahue For For Management
1.4 Elect Director Jennifer Jarrett For For Management
1.5 Elect Director Katharine Knobil For For Management
1.6 Elect Director Amit D. Munshi For For Management
1.7 Elect Director Garry A. Neil For For Management
1.8 Elect Director Tina S. Nova For For Management
1.9 Elect Director Nawal Ouzren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARES COMMERCIAL REAL ESTATE CORPORATION
Ticker: ACRE Security ID: 04013V108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rand S. April For Withhold Management
1.2 Elect Director Michael J Arougheti For For Management
1.3 Elect Director James E. Skinner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARES MANAGEMENT CORPORATION
Ticker: ARES Security ID: 03990B101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J Arougheti For Against Management
1b Elect Director Antoinette Bush For Against Management
1c Elect Director Paul G. Joubert For Against Management
1d Elect Director R. Kipp deVeer For Against Management
1e Elect Director David B. Kaplan For Against Management
1f Elect Director Michael Lynton For Against Management
1g Elect Director Judy D. Olian For Against Management
1h Elect Director Antony P. Ressler For Against Management
1i Elect Director Bennett Rosenthal For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARGAN, INC.
Ticker: AGX Security ID: 04010E109
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rainer H. Bosselmann For For Management
1.2 Elect Director Cynthia A. Flanders For For Management
1.3 Elect Director Peter W. Getsinger For For Management
1.4 Elect Director William F. Griffin, Jr. For For Management
1.5 Elect Director John R. Jeffrey, Jr. For For Management
1.6 Elect Director Mano S. Koilpillai For For Management
1.7 Elect Director William F. Leimkuhler For For Management
1.8 Elect Director W.G. Champion Mitchell For For Management
1.9 Elect Director James W. Quinn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Ticker: ARGO Security ID: G0464B107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bernard C. Bailey For For Management
1b Elect Director Thomas A. Bradley For For Management
1c Elect Director Fred R. Donner For For Management
1d Elect Director Anthony P. Latham For For Management
1e Elect Director Dymphna A. Lehane For For Management
1f Elect Director Samuel G. Liss For For Management
1g Elect Director Carol A. McFate For For Management
1h Elect Director Al-Noor Ramji For For Management
1i Elect Director Kevin J. Rehnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Other Business - Non-voting Item None None Management
--------------------------------------------------------------------------------
ARISTA NETWORKS, INC.
Ticker: ANET Security ID: 040413106
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly Battles For For Management
1.2 Elect Director Andreas Bechtolsheim For For Management
1.3 Elect Director Jayshree Ullal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARLINGTON ASSET INVESTMENT CORP.
Ticker: AAIC Security ID: 041356205
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel E. Berce For For Management
1b Elect Director David W. Faeder For Against Management
1c Elect Director Melinda H. McClure For Against Management
1d Elect Director Ralph S. Michael, III For For Management
1e Elect Director Anthony P. Nader, III For Against Management
1f Elect Director J. Rock Tonkel, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARLO TECHNOLOGIES INC
Ticker: ARLO Security ID: 04206A101
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Prashant Aggarwal For For Management
2 Elect Amy Rothstein For For Management
3 Elect Grady K. Summers For For Management
2 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ARLO TECHNOLOGIES, INC.
Ticker: ARLO Security ID: 04206A101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Matthew McRae For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARMADA HOFFLER PROPERTIES, INC.
Ticker: AHH Security ID: 04208T108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Allen For For Management
1.2 Elect Director James A. Carroll For For Management
1.3 Elect Director James C. Cherry For For Management
1.4 Elect Director Louis S. Haddad For For Management
1.5 Elect Director Eva S. Hardy For For Management
1.6 Elect Director Daniel A. Hoffler For For Management
1.7 Elect Director A. Russell Kirk For For Management
1.8 Elect Director Dorothy S. McAuliffe For For Management
1.9 Elect Director John W. Snow For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARMOUR RESIDENTIAL REIT, INC.
Ticker: ARR Security ID: 042315507
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott J. Ulm For For Management
1.2 Elect Director Jeffrey J. Zimmer For For Management
1.3 Elect Director Daniel C. Staton For For Management
1.4 Elect Director Marc H. Bell For For Management
1.5 Elect Director Z. Jamie Behar For For Management
1.6 Elect Director Carolyn Downey For For Management
1.7 Elect Director Thomas K. Guba For For Management
1.8 Elect Director Robert C. Hain For For Management
1.9 Elect Director John "Jack" P. For For Management
Hollihan, III
1.10 Elect Director Stewart J. Paperin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC.
Ticker: AWI Security ID: 04247X102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stan A. Askren For For Management
1.2 Elect Director Victor D. Grizzle For For Management
1.3 Elect Director Tao Huang For For Management
1.4 Elect Director Barbara L. Loughran For For Management
1.5 Elect Director Larry S. Mcwilliams For For Management
1.6 Elect Director James C. Melville For For Management
1.7 Elect Director Wayne R. Shurts For For Management
1.8 Elect Director Roy W. Templin For For Management
1.9 Elect Director Cherryl T. Thomas For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARRAY TECHNOLOGIES, INC.
Ticker: ARRY Security ID: 04271T100
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy Alstead For For Management
1.2 Elect Director Orlando D. Ashford For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry W. Perry For For Management
1.2 Elect Director William F. Austen For For Management
1.3 Elect Director Steven H. Gunby For For Management
1.4 Elect Director Gail E. Hamilton For For Management
1.5 Elect Director Richard S. Hill For For Management
1.6 Elect Director M. F. (Fran) Keeth For For Management
1.7 Elect Director Andrew C. Kerin For For Management
1.8 Elect Director Laurel J. Krzeminski For For Management
1.9 Elect Director Michael J. Long For For Management
1.10 Elect Director Stephen C. Patrick For For Management
1.11 Elect Director Gerry P. Smith For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARROW FINANCIAL CORPORATION
Ticker: AROW Security ID: 042744102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael B. Clarke For For Management
1.2 Elect Director David G. Kruczlnicki For For Management
1.3 Elect Director Thomas J. Murphy For For Management
1.4 Elect Director Raymond F. O'Conor For For Management
1.5 Elect Director Gregory J. Champion For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARROWHEAD PHARMACEUTICALS, INC.
Ticker: ARWR Security ID: 04280A100
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Anzalone For For Management
1.2 Elect Director Marianne De Backer For Against Management
1.3 Elect Director Mauro Ferrari For Against Management
1.4 Elect Director Douglass Given For For Management
1.5 Elect Director Oye Olukotun For For Management
1.6 Elect Director Michael S. Perry For Against Management
1.7 Elect Director William Waddill For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Rose, Snyder & Jacobs LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO.
Ticker: AJG Security ID: 363576109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director William L. Bax For For Management
1c Elect Director D. John Coldman For For Management
1d Elect Director J. Patrick Gallagher, For For Management
Jr.
1e Elect Director David S. Johnson For For Management
1f Elect Director Kay W. McCurdy For For Management
1g Elect Director Christopher C. Miskel For For Management
1h Elect Director Ralph J. Nicoletti For For Management
1i Elect Director Norman L. Rosenthal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARTISAN PARTNERS ASSET MANAGEMENT INC.
Ticker: APAM Security ID: 04316A108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer A. Barbetta For For Management
1.2 Elect Director Matthew R. Barger For Withhold Management
1.3 Elect Director Eric R. Colson For For Management
1.4 Elect Director Tench Coxe For For Management
1.5 Elect Director Stephanie G. DiMarco For For Management
1.6 Elect Director Jeffrey A. Joerres For Withhold Management
1.7 Elect Director Andrew A. Ziegler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
ARVINAS, INC.
Ticker: ARVN Security ID: 04335A105
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Dixon For For Management
1.2 Elect Director Edward Kennedy, Jr. For For Management
1.3 Elect Director Bradley Margus For For Management
1.4 Elect Director Briggs Morrison For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC.
Ticker: ABG Security ID: 043436104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Reddin For For Management
1b Elect Director Joel Alsfine For For Management
1c Elect Director Thomas C. DeLoach, Jr. For For Management
1d Elect Director William D. Fay For For Management
1e Elect Director David W. Hult For For Management
1f Elect Director Juanita T. James For For Management
1g Elect Director Philip F. Maritz For For Management
1h Elect Director Maureen F. Morrison For For Management
1i Elect Director Bridget Ryan-Berman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASGN INCORPORATED
Ticker: ASGN Security ID: 00191U102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Dyer For For Management
1.2 Elect Director Mariel A. Joliet For For Management
1.3 Elect Director Marty R. Kittrell For For Management
1.4 Elect Director Carol Lindstrom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASHLAND GLOBAL HOLDINGS INC.
Ticker: ASH Security ID: 044186104
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brendan M. Cummins For For Management
1.2 Elect Director William G. Dempsey For For Management
1.3 Elect Director Jay V. Ihlenfeld For For Management
1.4 Elect Director Wetteny Joseph For For Management
1.5 Elect Director Susan L. Main For For Management
1.6 Elect Director Guillermo Novo For For Management
1.7 Elect Director Jerome A. Peribere For For Management
1.8 Elect Director Ricky C. Sandler For For Management
1.9 Elect Director Janice J. Teal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
ASPEN AEROGELS, INC.
Ticker: ASPN Security ID: 04523Y105
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca B. Blalock For Withhold Management
1.2 Elect Director Robert M. Gervis For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC.
Ticker: AZPN Security ID: 045327103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Bradicich For For Management
1.2 Elect Director Adriana Karaboutis For For Management
1.3 Elect Director Georgia Keresty For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASPIRA WOMEN'S HEALTH INC.
Ticker: AWH Security ID: 04537Y109
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Brooks For For Management
1.2 Elect Director Veronica G.H. Jordan For For Management
1.3 Elect Director James T. LaFrance For Against Management
1.4 Elect Director Valerie B. Palmieri For For Management
1.5 Elect Director Nicole Sandford For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASSEMBLY BIOSCIENCES, INC.
Ticker: ASMB Security ID: 045396108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony E. Altig For For Management
1b Elect Director Gina Consylman For For Management
1c Elect Director Richard D. DiMarchi For For Management
1d Elect Director Myron Z. Holubiak For For Management
1e Elect Director Lisa R. Johnson-Pratt For For Management
1f Elect Director Susan Mahony For For Management
1g Elect Director John G. McHutchison For For Management
1h Elect Director William R. Ringo, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ASSETMARK FINANCIAL HOLDINGS, INC.
Ticker: AMK Security ID: 04546L106
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia Guinn For For Management
1.2 Elect Director Ying Sun For Withhold Management
1.3 Elect Director Joseph Velli For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASSOCIATED BANC-CORP
Ticker: ASB Security ID: 045487105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director Philip B. Flynn For For Management
1.3 Elect Director R. Jay Gerken For For Management
1.4 Elect Director Judith P. Greffin For For Management
1.5 Elect Director Michael J. Haddad For For Management
1.6 Elect Director Robert A. Jeffe For For Management
1.7 Elect Director Eileen A. Kamerick For For Management
1.8 Elect Director Gale E. Klappa For For Management
1.9 Elect Director Cory L. Nettles For For Management
1.10 Elect Director Karen T. van Lith For For Management
1.11 Elect Director John (Jay) B. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASSOCIATED CAPITAL GROUP, INC.
Ticker: AC Security ID: 045528106
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Marc Gabelli For Withhold Management
1.3 Elect Director Douglas R. Jamieson For For Management
1.4 Elect Director Daniel R. Lee For For Management
1.5 Elect Director Bruce M. Lisman For For Management
1.6 Elect Director Richard T. Prins For For Management
1.7 Elect Director Frederic V. Salerno For Withhold Management
1.8 Elect Director Salvatore F. Sodano For For Management
1.9 Elect Director Elisa M. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine D. Rosen For For Management
1b Elect Director Paget L. Alves For For Management
1c Elect Director J. Braxton Carter For For Management
1d Elect Director Juan N. Cento For For Management
1e Elect Director Alan B. Colberg For For Management
1f Elect Director Harriet Edelman For For Management
1g Elect Director Lawrence V. Jackson For For Management
1h Elect Director Jean-Paul L. Montupet For For Management
1i Elect Director Debra J. Perry For For Management
1j Elect Director Ognjen (Ogi) Redzic For For Management
1k Elect Director Paul J. Reilly For For Management
1l Elect Director Robert W. Stein For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ASSURED GUARANTY LTD.
Ticker: AGO Security ID: G0585R106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francisco L. Borges For For Management
1b Elect Director G. Lawrence Buhl For For Management
1c Elect Director Dominic J. Frederico For For Management
1d Elect Director Bonnie L. Howard For For Management
1e Elect Director Thomas W. Jones For For Management
1f Elect Director Patrick W. Kenny For For Management
1g Elect Director Alan J. Kreczko For For Management
1h Elect Director Simon W. Leathes For For Management
1i Elect Director Michelle McCloskey For For Management
1j Elect Director Michael T. O'Kane For For Management
1k Elect Director Yukiko Omura For For Management
1l Elect Director Lorin P.T. Radtke For For Management
1m Elect Director Courtney C. Shea For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4aa Elect Howard W. Albert as Director of For For Management
Assured Guaranty Re Ltd.
4ab Elect Robert A. Bailenson as Director For For Management
of Assured Guaranty Re Ltd.
4ac Elect Russell B. Brewer, II as For For Management
Director of Assured Guaranty Re Ltd.
4ad Elect Gary Burnet as Director of For For Management
Assured Guaranty Re Ltd.
4ae Elect Ling Chow as Director of Assured For For Management
Guaranty Re Ltd.
4af Elect Stephen Donnarumma as Director For For Management
of Assured Guaranty Re Ltd.
4ag Elect Dominic J. Frederico as Director For For Management
of Assured Guaranty Re Ltd.
4ah Elect Darrin Futter as Director of For For Management
Assured Guaranty Re Ltd.
4ai Elect Walter A. Scott as Director of For For Management
Assured Guaranty Re Ltd.
4B Ratify PricewaterhouseCoopers LLP as For For Management
Auditor of Assured Guaranty Re Ltd.
--------------------------------------------------------------------------------
ASTEC INDUSTRIES, INC.
Ticker: ASTE Security ID: 046224101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Baker For For Management
1.2 Elect Director Glen E. Tellock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASTRONICS CORPORATION
Ticker: ATRO Security ID: 046433108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond W. Boushie For For Management
1.2 Elect Director Robert T. Brady For Withhold Management
1.3 Elect Director Tonit M. Calaway For Withhold Management
1.4 Elect Director Jeffry D. Frisby For Withhold Management
1.5 Elect Director Peter J. Gundermann For For Management
1.6 Elect Director Warren C. Johnson For Withhold Management
1.7 Elect Director Robert S. Keane For For Management
1.8 Elect Director Neil Y. Kim For For Management
1.9 Elect Director Mark Moran For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AT HOME GROUP INC.
Ticker: HOME Security ID: 04650Y100
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy A. Beck For For Management
1.2 Elect Director John J. Butcher For For Management
1.3 Elect Director Philip L. Francis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Kennard For For Management
1b Elect Director Samuel A. Di Piazza, Jr. For For Management
1c Elect Director Scott T. Ford For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Stephen J. Luczo For For Management
1g Elect Director Michael B. McCallister For For Management
1h Elect Director Beth E. Mooney For For Management
1i Elect Director Matthew K. Rose For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Cynthia B. Taylor For For Management
1l Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
--------------------------------------------------------------------------------
ATARA BIOTHERAPEUTICS, INC.
Ticker: ATRA Security ID: 046513107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric L. Dobmeier For For Management
1.2 Elect Director William K. Heiden For For Management
1.3 Elect Director Beth Seidenberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATEA PHARMACEUTICALS, INC.
Ticker: AVIR Security ID: 04683R106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Pierre Sommadossi For For Management
1.2 Elect Director Franklin Berger For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATHENEX, INC.
Ticker: ATNX Security ID: 04685N103
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie Davis For For Management
1.2 Elect Director Benson Kwan Hung Tsang For For Management
1.3 Elect Director Jinn Wu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATHERSYS, INC.
Ticker: ATHX Security ID: 04744L106
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ismail Kola For For Management
1b Elect Director John Harrington For For Management
1c Elect Director Hardy TS Kagimoto For For Management
1d Elect Director Katherine Kalin For For Management
1e Elect Director Lorin Randall For For Management
1f Elect Director Baiju Shah For For Management
1g Elect Director Kenneth Traub For For Management
1h Elect Director Jane Wasman For For Management
1i Elect Director Jack Wyszomierski For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATHIRA PHARMA, INC.
Ticker: ATHA Security ID: 04746L104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tadataka Yamada For For Management
1.2 Elect Director Leen Kawas For For Management
1.3 Elect Director Barbara Kosacz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATKORE INTERNATIONAL GROUP INC.
Ticker: ATKR Security ID: 047649108
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Betty R. Johnson For For Management
1b Elect Director William E. Waltz, Jr. For For Management
1c Elect Director A. Mark Zeffiro For For Management
1d Elect Director Jeri L. Isbell For For Management
1e Elect Director Wilbert W. James, Jr. For For Management
1f Elect Director Michael V. Schrock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC.
Ticker: ACBI Security ID: 048269203
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. "Sonny" For Withhold Management
Deriso, Jr.
1.2 Elect Director Shantella E. "Shan" For For Management
Cooper
1.3 Elect Director David H. Eidson For For Management
1.4 Elect Director Henchy R. Enden For For Management
1.5 Elect Director James H. Graves For For Management
1.6 Elect Director Douglas J. Hertz For For Management
1.7 Elect Director Thomas "Tommy" M. Holder For For Management
1.8 Elect Director Lizanne Thomas For Withhold Management
1.9 Elect Director Douglas L. Williams For For Management
1.10 Elect Director Marietta Edmunds Zakas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ATLANTIC POWER CORPORATION
Ticker: ATP Security ID: 04878Q863
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by I Squared For For Management
Capital
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ATLANTIC UNION BANKSHARES CORPORTATION
Ticker: AUB Security ID: 04911A107
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas P. Rohman For For Management
1.2 Elect Director Thomas G. Snead, Jr. For For Management
1.3 Elect Director Ronald L. Tillett For For Management
1.4 Elect Director Keith L. Wampler For For Management
1.5 Elect Director F. Blair Wimbush For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC.
Ticker: AAWW Security ID: 049164205
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Bernlohr For For Management
1.2 Elect Director Charles F. Bolden, Jr. For For Management
1.3 Elect Director John W. Dietrich For For Management
1.4 Elect Director Beverly K. Goulet For For Management
1.5 Elect Director Bobby J. Griffin For For Management
1.6 Elect Director Carol B. Hallett For For Management
1.7 Elect Director Duncan J. McNabb For For Management
1.8 Elect Director Sheila A. Stamps For For Management
1.9 Elect Director John K. Wulff For For Management
1.10 Elect Director Carol J. Zierhoffer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC
Ticker: TEAM Security ID: G06242104
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Appoint Ernst & Young LLP as Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Director Shona L. Brown For For Management
6 Elect Director Michael Cannon-Brookes For For Management
7 Elect Director Scott Farquhar For For Management
8 Elect Director Heather Mirjahangir For For Management
Fernandez
9 Elect Director Sasan Goodarzi For For Management
10 Elect Director Jay Parikh For For Management
11 Elect Director Enrique Salem For For Management
12 Elect Director Steven Sordello For For Management
13 Elect Director Richard P. Wong For For Management
14 Authorize to Make Off-Market Purchases For Against Management
of Ordinary Shares
15 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION
Ticker: ATO Security ID: 049560105
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Kevin Akers For For Management
1b Elect Director Robert W. Best For For Management
1c Elect Director Kim R. Cocklin For For Management
1d Elect Director Kelly H. Compton For For Management
1e Elect Director Sean Donohue For For Management
1f Elect Director Rafael G. Garza For For Management
1g Elect Director Richard K. Gordon For For Management
1h Elect Director Robert C. Grable For For Management
1i Elect Director Nancy K. Quinn For For Management
1j Elect Director Richard A. Sampson For For Management
1k Elect Director Stephen R. Springer For For Management
1l Elect Director Diana J. Walters For For Management
1m Elect Director Richard Ware, II For For Management
1n Elect Director Frank Yoho For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATN INTERNATIONAL, INC.
Ticker: ATNI Security ID: 00215F107
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bernard J. Bulkin For For Management
1b Elect Director James S. Eisenstein For For Management
1c Elect Director Richard J. Ganong For For Management
1d Elect Director John C. Kennedy For For Management
1e Elect Director Pamela F. Lenehan For For Management
1f Elect Director Liane J. Pelletier For For Management
1g Elect Director Michael T. Prior For For Management
1h Elect Director Charles J. Roesslein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATN INTERNATIONAL, INC.
Ticker: ATNI Security ID: 00215F107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bernard J. Bulkin For For Management
1b Elect Director James S. Eisenstein For For Management
1c Elect Director Richard J. Ganong For For Management
1d Elect Director John C. Kennedy For For Management
1e Elect Director Pamela F. Lenehan For For Management
1f Elect Director Liane J. Pelletier For For Management
1g Elect Director Michael T. Prior For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATRECA, INC.
Ticker: BCEL Security ID: 04965G109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Atwood For For Management
1.2 Elect Director William H. Robinson For For Management
1.3 Elect Director Tito A. Serafini For For Management
2 Ratify OUM & Co. LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATRICURE, INC.
Ticker: ATRC Security ID: 04963C209
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael H. Carrel For For Management
1b Elect Director Mark A. Collar For For Management
1c Elect Director Daniel P. Florin For For Management
1d Elect Director Regina E. Groves For For Management
1e Elect Director B. Kristine Johnson For For Management
1f Elect Director Karen N. Prange For For Management
1g Elect Director Sven A. Wehrwein For For Management
1h Elect Director Robert S. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATRION CORPORATION
Ticker: ATRI Security ID: 049904105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Preston G. Athey For Against Management
1b Elect Director Hugh J. Morgan, Jr. For Against Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUDACY, INC.
Ticker: AUD Security ID: 293639100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David Levy For For Management
2.1 Elect Director Louise C. Kramer For For Management
2.2 Elect Director Susan K. Neely For For Management
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew Anagnost For For Management
1b Elect Director Karen Blasing For For Management
1c Elect Director Reid French For For Management
1d Elect Director Ayanna Howard For For Management
1e Elect Director Blake Irving For For Management
1f Elect Director Mary T. McDowell For For Management
1g Elect Director Stephen Milligan For For Management
1h Elect Director Lorrie M. Norrington For For Management
1i Elect Director Elizabeth (Betsy) Rafael For For Management
1j Elect Director Stacy J. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Bisson For For Management
1b Elect Director Richard T. Clark For For Management
1c Elect Director Linnie M. Haynesworth For For Management
1d Elect Director John P. Jones For For Management
1e Elect Director Francine S. Katsoudas For For Management
1f Elect Director Nazzic S. Keene For For Management
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Scott F. Powers For For Management
1i Elect Director William J. Ready For For Management
1j Elect Director Carlos A. Rodriguez For For Management
1k Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Non-Management Employee Against Against Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mike Jackson For For Management
1b Elect Director Rick L. Burdick For For Management
1c Elect Director David B. Edelson For For Management
1d Elect Director Steven L. Gerard For For Management
1e Elect Director Robert R. Grusky For For Management
1f Elect Director Norman K. Jenkins For For Management
1g Elect Director Lisa Lutoff-Perlo For For Management
1h Elect Director G. Mike Mikan For For Management
1i Elect Director Jacqueline A. Travisano For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Provide Right to Call A Special Meeting Against For Shareholder
--------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Linda A. Goodspeed For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Enderson Guimaraes For For Management
1.5 Elect Director Michael M. Calbert For For Management
1.6 Elect Director D. Bryan Jordan For For Management
1.7 Elect Director Gale V. King For For Management
1.8 Elect Director George R. Mrkonic, Jr. For For Management
1.9 Elect Director William C. Rhodes, III For For Management
1.10 Elect Director Jill A. Soltau For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVALARA, INC.
Ticker: AVLR Security ID: 05338G106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marion Foote For For Management
1.2 Elect Director Rajeev Singh For For Management
1.3 Elect Director Kathleen Zwickert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Terry S. Brown For For Management
1c Elect Director Alan B. Buckelew For For Management
1d Elect Director Ronald L. Havner, Jr. For For Management
1e Elect Director Stephen P. Hills For For Management
1f Elect Director Christopher B. Howard For For Management
1g Elect Director Richard J. Lieb For For Management
1h Elect Director Nnenna Lynch For For Management
1i Elect Director Timothy J. Naughton For For Management
1j Elect Director Benjamin W. Schall For For Management
1k Elect Director Susan Swanezy For For Management
1l Elect Director W. Edward Walter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVANGRID, INC.
Ticker: AGR Security ID: 05351W103
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ignacio S. Galan For Against Management
1.2 Elect Director John Baldacci For Against Management
1.3 Elect Director Daniel Alcain Lopez For Against Management
1.4 Elect Director Dennis V. Arriola For Against Management
1.5 Elect Director Pedro Azagra Blazquez For Against Management
1.6 Elect Director Robert Duffy For For Management
1.7 Elect Director Teresa Herbert For For Management
1.8 Elect Director Patricia Jacobs For Against Management
1.9 Elect Director John Lahey For Against Management
1.10 Elect Director Jose Angel Marra For Against Management
Rodriguez
1.11 Elect Director Santiago Martinez For Against Management
Garrido
1.12 Elect Director Jose Sainz Armada For Against Management
1.13 Elect Director Alan Solomont For For Management
1.14 Elect Director Elizabeth Timm For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVANOS MEDICAL, INC.
Ticker: AVNS Security ID: 05350V106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary D. Blackford For For Management
1b Elect Director Patrick J. O'Leary For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVANTOR, INC.
Ticker: AVTR Security ID: 05352A100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew Holt For For Management
1b Elect Director Christi Shaw For For Management
1c Elect Director Michael Severino For For Management
1d Elect Director Gregory Summe For For Management
2a Provide Right to Call Special Meeting For For Management
2b Eliminate Supermajority Vote For For Management
Requirements
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVAYA HOLDINGS CORP.
Ticker: AVYA Security ID: 05351X101
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Chirico, Jr. For For Management
1.2 Elect Director Stephan Scholl For For Management
1.3 Elect Director Susan L. Spradley For For Management
1.4 Elect Director Stanley J. Sutula, III For For Management
1.5 Elect Director Robert Theis For For Management
1.6 Elect Director Scott D. Vogel For For Management
1.7 Elect Director William D. Watkins For For Management
1.8 Elect Director Jacqueline 'Jackie' E. For For Management
Yeaney
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradley A. Alford For For Management
1b Elect Director Anthony K. Anderson For For Management
1c Elect Director Mark J. Barrenechea For For Management
1d Elect Director Mitchell R. Butier For For Management
1e Elect Director Ken C. Hicks For For Management
1f Elect Director Andres A. Lopez For For Management
1g Elect Director Patrick T. Siewert For For Management
1h Elect Director Julia A. Stewart For For Management
1i Elect Director Martha N. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVID BIOSERVICES, INC.
Ticker: CDMO Security ID: 05368M106
Meeting Date: OCT 20, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bamforth For Withhold Management
1.2 Elect Director Joseph Carleone For For Management
1.3 Elect Director Nicholas S. Green For For Management
1.4 Elect Director Richard B. Hancock For For Management
1.5 Elect Director Catherine J. Mackey For Withhold Management
1.6 Elect Director Gregory P. Sargen For For Management
1.7 Elect Director Patrick D. Walsh For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVID TECHNOLOGY, INC.
Ticker: AVID Security ID: 05367P100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christian A. Asmar For For Management
1b Elect Director Elizabeth M. Daley For For Management
1c Elect Director Nancy Hawthorne For For Management
1d Elect Director Michelle Munson For For Management
1e Elect Director Daniel B. Silvers For For Management
1f Elect Director John P. Wallace For For Management
1g Elect Director Peter Westley For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVIDITY BIOSCIENCES, INC.
Ticker: RNA Security ID: 05370A108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carsten Boess For Withhold Management
1.2 Elect Director Sarah Boyce For For Management
1.3 Elect Director Troy Wilson For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVIENT CORPORATION
Ticker: AVNT Security ID: 05368V106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Abernathy For For Management
1.2 Elect Director Richard H. Fearon For For Management
1.3 Elect Director Gregory J. Goff For For Management
1.4 Elect Director William R. Jellison For For Management
1.5 Elect Director Sandra Beach Lin For For Management
1.6 Elect Director Kim Ann Mink For For Management
1.7 Elect Director Robert M. Patterson For For Management
1.8 Elect Director Kerry J. Preete For For Management
1.9 Elect Director Patricia Verduin For For Management
1.10 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVIS BUDGET GROUP, INC.
Ticker: CAR Security ID: 053774105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernardo Hees For For Management
1.2 Elect Director Lynn Krominga For Against Management
1.3 Elect Director Glenn Lurie For For Management
1.4 Elect Director Jagdeep Pahwa For For Management
1.5 Elect Director Karthik Sarma For Against Management
1.6 Elect Director Carl Sparks For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVISTA CORPORATION
Ticker: AVA Security ID: 05379B107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristianne Blake For For Management
1b Elect Director Donald C. Burke For For Management
1c Elect Director Rebecca A. Klein For For Management
1d Elect Director Sena M. Kwawu For For Management
1e Elect Director Scott H. Maw For For Management
1f Elect Director Scott L. Morris For For Management
1g Elect Director Jeffry L. Philipps For For Management
1h Elect Director Heidi B. Stanley For For Management
1i Elect Director R. John Taylor For For Management
1j Elect Director Dennis P. Vermillion For For Management
1k Elect Director Janet D. Widmann For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Carlo Bozotti For For Management
1c Elect Director Michael A. Bradley For For Management
1d Elect Director Brenda L. Freeman For For Management
1e Elect Director Jo Ann Jenkins For For Management
1f Elect Director Oleg Khaykin For For Management
1g Elect Director James A. Lawrence For For Management
1h Elect Director Avid Modjtabai For For Management
1i Elect Director Adalio T. Sanchez For For Management
1j Elect Director William H. Schumann, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVROBIO, INC.
Ticker: AVRO Security ID: 05455M100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Booth For For Management
1.2 Elect Director Phillip B. Donenberg For For Management
1.3 Elect Director Geoff MacKay For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AXALTA COATING SYSTEMS LTD.
Ticker: AXTA Security ID: G0750C108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Bryant For For Management
1.2 Elect Director Steven M. Chapman For For Management
1.3 Elect Director William M. Cook For For Management
1.4 Elect Director Mark Garrett For For Management
1.5 Elect Director Deborah J. Kissire For For Management
1.6 Elect Director Elizabeth C. Lempres For For Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Rakesh Sachdev For For Management
1.9 Elect Director Samuel L. Smolik For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXCELIS TECHNOLOGIES, INC.
Ticker: ACLS Security ID: 054540208
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tzu-Yin "TY" Chiu For Withhold Management
1.2 Elect Director Richard J. Faubert For For Management
1.3 Elect Director Arthur L. George, Jr. For For Management
1.4 Elect Director Joseph P. Keithley For Withhold Management
1.5 Elect Director John T. Kurtzweil For For Management
1.6 Elect Director Mary G. Puma For For Management
1.7 Elect Director Thomas St. Dennis For Withhold Management
1.8 Elect Director Jorge Titinger For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Davis For For Management
1.2 Elect Director Elanor R. Hardwick For For Management
1.3 Elect Director Axel Theis For For Management
1.4 Elect Director Barbara A. Yastine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Deloitte Ltd., Hamilton, For For Management
Bermuda as Auditors and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
AXOGEN, INC.
Ticker: AXGN Security ID: 05463X106
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen Zaderej For For Management
1.2 Elect Director Gregory Freitag For For Management
1.3 Elect Director Quentin Blackford For For Management
1.4 Elect Director Mark Gold For For Management
1.5 Elect Director Alan Levine For For Management
1.6 Elect Director Guido Neels For For Management
1.7 Elect Director Paul Thomas For For Management
1.8 Elect Director Amy Wendell For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AXON ENTERPRISE, INC.
Ticker: AXON Security ID: 05464C101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Carmona For Withhold Management
1.2 Elect Director Julie Cullivan For For Management
1.3 Elect Director Caitlin Kalinowski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Approve the Increase in the Maximum For For Management
Number of Directors from Nine to Eleven
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
AXONICS, INC.
Ticker: AXNX Security ID: 05465P101
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond W. Cohen For For Management
1b Elect Director Robert E. McNamara For For Management
1c Elect Director Michael H. Carrel For For Management
1d Elect Director Nancy Snyderman For For Management
1e Elect Director Jane E. Kiernan For For Management
1f Elect Director David M. Demski For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AXOS FINANCIAL, INC.
Ticker: AX Security ID: 05465C100
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brandon Black For For Management
1.2 Elect Director Tamara N. Bohlig For Withhold Management
1.3 Elect Director Nicholas A. Mosich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AXSOME THERAPEUTICS, INC.
Ticker: AXSM Security ID: 05464T104
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herriot Tabuteau For For Management
1.2 Elect Director Mark Coleman For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AXT, INC.
Ticker: AXTI Security ID: 00246W103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jesse Chen For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify BPM LLP as Auditors For For Management
--------------------------------------------------------------------------------
AZZ INC
Ticker: AZZ Security ID: US0024741045
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Daniel E. Berce For For Management
2 Elect Paul Eisman For For Management
3 Elect Daniel R. Feehan For For Management
4 Elect Thomas E. Ferguson For For Management
5 Elect Kevern R. Joyce For For Management
6 Elect Venita McCellon-Allen For For Management
7 Elect Ed McGough For For Management
8 Elect Steven R. Purvis For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
B&G FOODS, INC.
Ticker: BGS Security ID: 05508R106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director DeAnn L. Brunts For For Management
1.2 Elect Director Debra Martin Chase For For Management
1.3 Elect Director Charles F. Marcy For For Management
1.4 Elect Director Robert D. Mills For For Management
1.5 Elect Director Dennis M. Mullen For For Management
1.6 Elect Director Cheryl M. Palmer For For Management
1.7 Elect Director Alfred Poe For For Management
1.8 Elect Director Stephen C. Sherrill For For Management
1.9 Elect Director David L. Wenner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
B. RILEY FINANCIAL, INC.
Ticker: RILY Security ID: 05580M108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryant R. Riley For For Management
1.2 Elect Director Thomas J. Kelleher For For Management
1.3 Elect Director Robert L. Antin For Against Management
1.4 Elect Director Robert D'Agostino For For Management
1.5 Elect Director Randall E. Paulson For For Management
1.6 Elect Director Michael J. Sheldon For For Management
1.7 Elect Director Mimi K. Walters For Against Management
1.8 Elect Director Mikel H. Williams For Against Management
2 Ratify Marcum LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BADGER METER, INC.
Ticker: BMI Security ID: 056525108
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd A. Adams For For Management
1.2 Elect Director Kenneth C. Bockhorst For For Management
1.3 Elect Director Gale E. Klappa For For Management
1.4 Elect Director Gail A. Lione For For Management
1.5 Elect Director James W. McGill For For Management
1.6 Elect Director Tessa M. Myers For For Management
1.7 Elect Director James F. Stern For For Management
1.8 Elect Director Glen E. Tellock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Report on Board Diversity Against Against Shareholder
--------------------------------------------------------------------------------
BAKER HUGHES COMPANY
Ticker: BKR Security ID: 05722G100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Geoffrey Beattie For For Management
1.2 Elect Director Gregory D. Brenneman For For Management
1.3 Elect Director Cynthia B. Carroll For For Management
1.4 Elect Director Clarence P. Cazalot, Jr. For For Management
1.5 Elect Director Nelda J. Connors For For Management
1.6 Elect Director Gregory L. Ebel For For Management
1.7 Elect Director Lynn L. Elsenhans For For Management
1.8 Elect Director John G. Rice For For Management
1.9 Elect Director Lorenzo Simonelli For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BALCHEM CORPORATION
Ticker: BCPC Security ID: 057665200
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Knutson For Withhold Management
1.2 Elect Director Joyce Lee For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BALL CORPORATION
Ticker: BLL Security ID: 058498106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Bryant For For Management
1.2 Elect Director Michael J. Cave For For Management
1.3 Elect Director Daniel W. Fisher For For Management
1.4 Elect Director Pedro Henrique Mariani For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BALLY'S CORPORATION
Ticker: BALY Security ID: 05875B106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence Downey For For Management
1b Elect Director Jaymin B. Patel For For Management
1c Elect Director Wanda Y. Wilson For For Management
2 Increase Authorized Common Stock For For Management
3 Authorize New Class of Preferred Stock For Against Management
4 Amend Certificate of Incorporation to For For Management
Include New Jersey Gaming Law
Requirements
5 Approve Omnibus Stock Plan For For Management
6 Ratify Deloitte and Touche, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BALLY'S CORPORATION
Ticker: BALY Security ID: 05875B106
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BANC OF CALIFORNIA, INC.
Ticker: BANC Security ID: 05990K106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. "Conan" Barker For For Management
1b Elect Director Mary A. Curran For For Management
1c Elect Director B.A. Fallon-Walsh For For Management
1d Elect Director Bonnie G. Hill For For Management
1e Elect Director Richard J. Lashley For For Management
1f Elect Director Jonah F. Schnel For For Management
1g Elect Director Robert D. Sznewajs For For Management
1h Elect Director Andrew Thau For For Management
1i Elect Director Jared M. Wolff For For Management
1j Elect Director W. Kirk Wycoff For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANC OF CALIFORNIA, INC.
Ticker: BANC Security ID: 05990K106
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BANCFIRST CORPORATION
Ticker: BANF Security ID: 05945F103
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For Against Management
--------------------------------------------------------------------------------
BANCFIRST CORPORATION
Ticker: BANF Security ID: 05945F103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis L. Brand For For Management
1.2 Elect Director C. L. Craig, Jr. For For Management
1.3 Elect Director F. Ford Drummond For For Management
1.4 Elect Director Joseph Ford For For Management
1.5 Elect Director Joe R. Goyne For For Management
1.6 Elect Director David R. Harlow For For Management
1.7 Elect Director William O. Johnstone For For Management
1.8 Elect Director Frank Keating For For Management
1.9 Elect Director Bill G. Lance For For Management
1.10 Elect Director Dave R. Lopez For For Management
1.11 Elect Director William Scott Martin For For Management
1.12 Elect Director Tom H. McCasland, III For For Management
1.13 Elect Director David E. Rainbolt For For Management
1.14 Elect Director H.E. Rainbolt For For Management
1.15 Elect Director Robin Roberson For For Management
1.16 Elect Director Darryl W. Schmidt For For Management
1.17 Elect Director Natalie Shirley For For Management
1.18 Elect Director Michael K. Wallace For For Management
1.19 Elect Director Gregory G. Wedel For For Management
1.20 Elect Director G. Rainey Williams, Jr. For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Amend Deferred Compensation Plan For For Management
5 Ratify BKD, LLP as Auditor For For Management
--------------------------------------------------------------------------------
BANCO LATINOAMERICANO DE COMERCIO EXTERIOR, S.A.
Ticker: BLX Security ID: P16994132
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Ratify KPMG as Auditors For For Management
3a Elect Director Miguel Heras Castro For For Management
3b Elect Director Isela Costantini For For Management
3c Elect Director Alexandra M. Aguirre For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANCORPSOUTH BANK
Ticker: BXS Security ID: 05971J102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlotte N. Corley For For Management
1.2 Elect Director Keith J. Jackson For For Management
1.3 Elect Director Larry G. Kirk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BANDWIDTH INC.
Ticker: BAND Security ID: 05988J103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian D. Bailey For Withhold Management
1.2 Elect Director Lukas M. Roush For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK FIRST CORPORATION
Ticker: BFC Security ID: 06211J100
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary-Kay H. Bourbulas For Withhold Management
1.2 Elect Director Robert D. Gregorski For For Management
1.3 Elect Director Phillip R. Maples For For Management
1.4 Elect Director Peter J. Van Sistine For For Management
2 Ratify Dixon Hughes Goodman, LLP as For For Management
Auditors
3 Other Business For Against Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against For Shareholder
--------------------------------------------------------------------------------
BANK OF COMMERCE HOLDINGS
Ticker: BOCH Security ID: 06424J103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orin N. Bennett For For Management
1.2 Elect Director Randall S. Eslick For For Management
1.3 Elect Director Joseph Q. Gibson For For Management
1.4 Elect Director Jon W. Halfhide For For Management
1.5 Elect Director David J. Inderkum For For Management
1.6 Elect Director Linda J. Miles For For Management
1.7 Elect Director Diane D. Miller For For Management
1.8 Elect Director Karl L. Silberstein For For Management
1.9 Elect Director Terence J. Street For For Management
1.10 Elect Director Lyle L. Tullis For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION
Ticker: BOH Security ID: 062540109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Haunani Apoliona For For Management
1.2 Elect Director Mark A. Burak For For Management
1.3 Elect Director John C. Erickson For For Management
1.4 Elect Director Joshua D. Feldman For For Management
1.5 Elect Director Peter S. Ho For For Management
1.6 Elect Director Michelle E. Hulst For For Management
1.7 Elect Director Kent T. Lucien For For Management
1.8 Elect Director Alicia E. Moy For For Management
1.9 Elect Director Victor K. Nichols For For Management
1.10 Elect Director Barbara J. Tanabe For For Management
1.11 Elect Director Dana M. Tokioka For For Management
1.12 Elect Director Raymond P. Vara, Jr. For For Management
1.13 Elect Director Robert W. Wo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BANK OF MARIN BANCORP
Ticker: BMRC Security ID: 063425102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven I. Barlow For Withhold Management
1.2 Elect Director Russell A. Colombo For Withhold Management
1.3 Elect Director James C. Hale For Withhold Management
1.4 Elect Director Robert Heller For Withhold Management
1.5 Elect Director Norma J. Howard For Withhold Management
1.6 Elect Director Kevin R. Kennedy For Withhold Management
1.7 Elect Director William H. McDevitt, Jr. For Withhold Management
1.8 Elect Director Leslie E. Murphy For Withhold Management
1.9 Elect Director Sanjiv S. Sanghvi For For Management
1.10 Elect Director Joel Sklar For Withhold Management
1.11 Elect Director Brian M. Sobel For Withhold Management
1.12 Elect Director Secil Tabli Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
--------------------------------------------------------------------------------
BANK OF N T BUTTERFIELD & SON LTD.
Ticker: Security ID: G0772R208
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Appointment of Auditor and Authority For For Management
to Set Fees
2 Elect Michael Collins For For Management
3 Elect Alastair Barbour For For Management
4 Elect James Burr For For Management
5 Elect Michael Covell For For Management
6 Elect Leslie Godridge For For Management
7 Elect Mark Lynch For For Management
8 Elect Conor O'Dea For For Management
9 Elect Jana R. Schreuder For For Management
10 Elect Michael Schrum For For Management
11 Elect Pamela Thomas-Graham For For Management
12 Elect John R. Wright For For Management
13 Authority to Issue Treasury Shares and For For Management
Unissued Authorized Capital
--------------------------------------------------------------------------------
BANK OZK
Ticker: OZK Security ID: 06417N103
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas Brown For For Management
1.2 Elect Director Paula Cholmondeley For For Management
1,3 Elect Director Beverly Cole For For Management
1.4 Elect Director Robert East For For Management
1.5 Elect Director Kathleen Franklin For For Management
1.6 Elect Director Catherine B. Freedberg For For Management
1.7 Elect Director Jeffrey Gearhart For For Management
1.8 Elect Director George Gleason For For Management
1.9 Elect Director Peter Kenny For For Management
1.10 Elect Director William A. Koefoed, Jr. For For Management
1.11 Elect Director Christopher Orndorff For For Management
1.12 Elect Director Steven Sadoff For For Management
1.13 Elect Director Ross Whipple For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BANKFINANCIAL CORPORATION
Ticker: BFIN Security ID: 06643P104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cassandra J. Francis For For Management
1.2 Elect Director Terry R. Wells For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANKUNITED, INC.
Ticker: BKU Security ID: 06652K103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rajinder P. Singh For For Management
1.2 Elect Director Tere Blanca For For Management
1.3 Elect Director John N. DiGiacomo For For Management
1.4 Elect Director Michael J. Dowling For For Management
1.5 Elect Director Douglas J. Pauls For For Management
1.6 Elect Director A. Gail Prudenti For For Management
1.7 Elect Director William S. Rubenstein For For Management
1.8 Elect Director Sanjiv Sobti For For Management
1.9 Elect Director Lynne Wines For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANKWELL FINANCIAL GROUP INC
Ticker: BWFG Security ID: US05570E1082
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect George P. Bauer For For Management
2 Elect Gail E. D. Brathwaite For For Management
3 Elect Richard Castiglioni For For Management
4 Elect Eric J. Dale For For Management
5 Elect Blake S. Drexler For For Management
6 Elect James M. Garnett, Jr. For For Management
7 Elect Christopher Gruseke For For Management
8 Elect Daniel S. Jones For For Management
9 Elect Todd Lampert For For Management
10 Elect Victor S. Liss For For Management
11 Elect Carl M. Porto For For Management
12 Elect Lawrence B. Seidman For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
BANKWELL FINANCIAL GROUP, INC.
Ticker: BWFG Security ID: 06654A103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George P. Bauer For For Management
1.2 Elect Director Gail E.D. Brathwaite For For Management
1.3 Elect Director Richard E. Castiglioni For For Management
1.4 Elect Director Eric J. Dale For Withhold Management
1.5 Elect Director Blake S. Drexler For For Management
1.6 Elect Director James M. Garnett, Jr. For For Management
1.7 Elect Director Christopher R. Gruseke For For Management
1.8 Elect Director Daniel S. Jones For For Management
1.9 Elect Director Todd Lampert For Withhold Management
1.10 Elect Director Victor S. Liss For For Management
1.11 Elect Director Carl M. Porto For Withhold Management
1.12 Elect Director Lawrence B. Seidman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
BANNER CORPORATION
Ticker: BANR Security ID: 06652V208
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roberto R. Herencia For For Management
1.2 Elect Director John R. Layman For For Management
1.3 Elect Director Kevin F. Riordan For For Management
1.4 Elect Director Terry Schwakopf For For Management
1.5 Elect Director Ellen R.M. Boyer For For Management
1.6 Elect Director David I. Matson For For Management
1.7 Elect Director John Pedersen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
BAR HARBOR BANKSHARES
Ticker: BHB Security ID: 066849100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daina H. Belair For For Management
1b Elect Director Matthew L. Caras For For Management
1c Elect Director David M. Colter For For Management
1d Elect Director Steven H. Dimick For For Management
1e Elect Director Martha T. Dudman For For Management
1f Elect Director Lauri E. Fernald For For Management
1g Elect Director Brendan J. O'Halloran For For Management
1h Elect Director Curtis C. Simard For For Management
1i Elect Director Kenneth E. Smith For For Management
1j Elect Director Stephen R. Theroux For For Management
1k Elect Director Scott G. Toothaker For For Management
1l Elect Director David B. Woodside For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
BARNES GROUP INC.
Ticker: B Security ID: 067806109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas O. Barnes For For Management
1b Elect Director Elijah K. Barnes For For Management
1c Elect Director Patrick J. Dempsey For For Management
1d Elect Director Richard J. Hipple For For Management
1e Elect Director Thomas J. Hook For For Management
1f Elect Director Daphne E. Jones For For Management
1g Elect Director Mylle H. Mangum For For Management
1h Elect Director Hans-Peter Manner For For Management
1i Elect Director William J. Morgan For For Management
1j Elect Director Anthony V. Nicolosi For For Management
1k Elect Director JoAnna L. Sohovich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
BARRETT BUSINESS SERVICES, INC.
Ticker: BBSI Security ID: 068463108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Carley For For Management
1.2 Elect Director Thomas B. Cusick For For Management
1.3 Elect Director Diane L. Dewbrey For For Management
1.4 Elect Director James B. Hicks For For Management
1.5 Elect Director Jon L. Justesen For For Management
1.6 Elect Director Gary E. Kramer For For Management
1.7 Elect Director Anthony Meeker For For Management
1.8 Elect Director Carla A. Moradi For For Management
1.9 Elect Director Vincent P. Price For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose (Joe) E. Almeida For For Management
1b Elect Director Thomas F. Chen For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Michael F. Mahoney For For Management
1f Elect Director Patricia B. Morrison For For Management
1g Elect Director Stephen N. Oesterle For For Management
1h Elect Director Cathy R. Smith For For Management
1i Elect Director Thomas T. Stallkamp For For Management
1j Elect Director Albert P.L. Stroucken For For Management
1k Elect Director Amy A. Wendell For For Management
1l Elect Director David S. Wilkes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
BAYCOM CORP
Ticker: BCML Security ID: 07272M107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Camp For Withhold Management
1.2 Elect Director Harpreet S. Chaudhary For For Management
1.3 Elect Director Rocco Davis For For Management
1.4 Elect Director George J. Guarini For For Management
1.5 Elect Director Malcolm F. Hotchkiss For Withhold Management
1.6 Elect Director Lloyd W. Kendall, Jr. For Withhold Management
1.7 Elect Director Robert G. Laverne For For Management
1.8 Elect Director Syvia L. Magid For For Management
1.9 Elect Director David M. Spatz For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
BBX CAPITAL CORPORATION
Ticker: BBX Security ID: 05491N302
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2 Change Company Name to Bluegreen For For Management
Vacations Holding Corporation
--------------------------------------------------------------------------------
BCB BANCORP, INC.
Ticker: BCBP Security ID: 055298103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Coughlin For For Management
1.2 Elect Director Vincent DiDomenico, Jr. For For Management
1.3 Elect Director Joseph Lyga For For Management
1.4 Elect Director Spencer B. Robbins For Withhold Management
2 Ratify Wolf & Company, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
BEACON ROOFING SUPPLY, INC.
Ticker: BECN Security ID: 073685109
Meeting Date: FEB 19, 2021 Meeting Type: Annual
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip W. Knisely For For Management
1.2 Elect Director Julian G. Francis For For Management
1.3 Elect Director Carl T. Berquist For For Management
1.4 Elect Director Barbara G. Fast For Withhold Management
1.5 Elect Director Richard W. Frost For Withhold Management
1.6 Elect Director Alan Gershenhorn For Withhold Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Neil S. Novich For For Management
1.9 Elect Director Stuart A. Randle For Withhold Management
1.10 Elect Director Nathan K. Sleeper For For Management
1.11 Elect Director Douglas L. Young For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BEAM THERAPEUTICS, INC.
Ticker: BEAM Security ID: 07373V105
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristina Burow For For Management
1b Elect Director Graham Cooper For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BEAZER HOMES USA, INC.
Ticker: BZH Security ID: 07556Q881
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth S. Acton For For Management
1b Elect Director Allan P. Merrill For For Management
1c Elect Director Peter M. Orser For For Management
1d Elect Director Norma A. Provencio For For Management
1e Elect Director Danny R. Shepherd For For Management
1f Elect Director David J. Spitz For For Management
1g Elect Director C. Christian Winkle For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Catherine M. Burzik For For Management
1b Elect Director R. Andrew Eckert For For Management
1c Elect Director Vincent A. Forlenza For For Management
1d Elect Director Claire M. Fraser For For Management
1e Elect Director Jeffrey W. Henderson For For Management
1f Elect Director Christopher Jones For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director David F. Melcher For For Management
1i Elect Director Thomas E. Polen For For Management
1j Elect Director Claire Pomeroy For For Management
1k Elect Director Rebecca W. Rimel For For Management
1l Elect Director Timothy M. Ring For For Management
1m Elect Director Bertram L. Scott For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harriet Edelman For For Management
1b Elect Director Mark J. Tritton For For Management
1c Elect Director John E. Fleming For For Management
1d Elect Director Sue E. Gove For For Management
1e Elect Director Jeffrey A. Kirwan For For Management
1f Elect Director Virginia P. Ruesterholz For For Management
1g Elect Director Joshua E. Schechter For For Management
1h Elect Director Andrea M. Weiss For For Management
1i Elect Director Mary A. Winston For For Management
1j Elect Director Ann Yerger For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BED, BATH & BEYOND INC.
Ticker: BBBY Security ID: US0758961009
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Harriet Edelman For For Management
2 Elect Mark J. Tritton For For Management
3 Elect John E. Fleming For For Management
4 Elect Sue Gove For For Management
5 Elect Jeffrey A. Kirwan For For Management
6 Elect Johnathan Osborne For For Management
7 Elect Harsha Ramalingam For For Management
8 Elect Virginia P. Ruesterholz For For Management
9 Elect Joshua E. Schechter For For Management
10 Elect Andrea M. Weiss For For Management
11 Elect Mary A. Winston For For Management
12 Elect Ann Yerger For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
BELDEN INC.
Ticker: BDC Security ID: 077454106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Aldrich For For Management
1.2 Elect Director Lance C. Balk For For Management
1.3 Elect Director Steven W. Berglund For For Management
1.4 Elect Director Diane D. Brink For For Management
1.5 Elect Director Judy L. Brown For For Management
1.6 Elect Director Nancy Calderon For For Management
1.7 Elect Director Bryan C. Cressey For For Management
1.8 Elect Director Jonathan C. Klein For For Management
1.9 Elect Director George E. Minnich For For Management
1.10 Elect Director Roel Vestjens For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
BELLRING BRANDS, INC.
Ticker: BRBR Security ID: 079823100
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer Kuperman For Withhold Management
1.2 Elect Director Thomas P. Erickson For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
Ticker: BHE Security ID: 08160H101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Scheible For For Management
1.2 Elect Director Bruce A. Carlson For For Management
1.3 Elect Director Anne De Greef-Safft For For Management
1.4 Elect Director Douglas G. Duncan For For Management
1.5 Elect Director Robert K. Gifford For For Management
1.6 Elect Director Kenneth T. Lamneck For For Management
1.7 Elect Director Jeffrey S. McCreary For For Management
1.8 Elect Director Merilee Raines For For Management
1.9 Elect Director Jeffrey W. Benck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BENEFITFOCUS, INC.
Ticker: BNFT Security ID: 08180D106
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2A Elect Director Coretha M. Rushing For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Issuance of Common Stock Upon For For Management
Conversion of Series A Convertible
Preferred Stock
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERKELEY LIGHTS, INC.
Ticker: BLI Security ID: 084310101
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Lucier For For Management
1.2 Elect Director Elizabeth Nelson For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 01, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Gregory E. Abel For Withhold Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Stephen B. Burke For For Management
1.6 Elect Director Kenneth I. Chenault For For Management
1.7 Elect Director Susan L. Decker For Withhold Management
1.8 Elect Director David S. Gottesman For For Management
1.9 Elect Director Charlotte Guyman For For Management
1.10 Elect Director Ajit Jain For For Management
1.11 Elect Director Thomas S. Murphy For For Management
1.12 Elect Director Ronald L. Olson For For Management
1.13 Elect Director Walter Scott, Jr. For Withhold Management
1.14 Elect Director Meryl B. Witmer For For Management
2 Report on Climate-Related Risks and Against For Shareholder
Opportunities
3 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC.
Ticker: BHLB Security ID: 084680107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Baye Adofo-Wilson For For Management
1.2 Elect Director Deborah P. Bailey For For Management
1.3 Elect Director Rheo A. Brouillard For For Management
1.4 Elect Director David M. Brunelle For For Management
1.5 Elect Director Robert M. Curley For For Management
1.6 Elect Director John B. Davies For For Management
1.7 Elect Director J. Williar Dunlaevy For For Management
1.8 Elect Director William H. Hughes, III For For Management
1.9 Elect Director Sylvia Maxfield For For Management
1.10 Elect Director Nitin J. Mhatre For For Management
1.11 Elect Director Laurie Norton Moffatt For For Management
1.12 Elect Director Jonathan I. Shulman For For Management
1.13 Elect Director Michael A. Zaitzeff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERRY CORPORATION (BRY)
Ticker: BRY Security ID: 08579X101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cary Baetz For For Management
1.2 Elect Director Brent Buckley For For Management
1.3 Elect Director Renee Hornbaker For For Management
1.4 Elect Director Anne Mariucci For For Management
1.5 Elect Director Don Paul For For Management
1.6 Elect Director Arthur "Trem" Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERRY GLOBAL GROUP, INC.
Ticker: BERY Security ID: 08579W103
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Evan Bayh For For Management
1b Elect Director Jonathan F. Foster For For Management
1c Elect Director Idalene F. Kesner For For Management
1d Elect Director Jill A. Rahman For For Management
1e Elect Director Carl J. (Rick) For For Management
Rickertsen
1f Elect Director Thomas E. Salmon For For Management
1g Elect Director Paula A. Sneed For For Management
1h Elect Director Robert A. Steele For For Management
1i Elect Director Stephen E. Sterrett For For Management
1j Elect Director Scott B. Ullem For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Corie S. Barry For For Management
1b Elect Director Lisa M. Caputo For For Management
1c Elect Director J. Patrick Doyle For For Management
1d Elect Director David W. Kenny For For Management
1e Elect Director Mario J. Marte For For Management
1f Elect Director Karen A. McLoughlin For For Management
1g Elect Director Thomas L. "Tommy" For For Management
Millner
1h Elect Director Claudia F. Munce For For Management
1i Elect Director Richelle P. Parham For For Management
1j Elect Director Steven E. Rendle For For Management
1k Elect Director Eugene A. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
BEYOND MEAT, INC.
Ticker: BYND Security ID: 08862E109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sally Grimes For For Management
1.2 Elect Director Muktesh "Micky" Pant For For Management
1.3 Elect Director Ned Segal For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BG STAFFING, INC.
Ticker: BGSF Security ID: 05544A109
Meeting Date: NOV 03, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Allen, Jr. For For Management
1.2 Elect Director Douglas E. Hailey For Withhold Management
2 Ratify Whitley Penn LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIG LOTS, INC.
Ticker: BIG Security ID: 089302103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Campos For For Management
1.2 Elect Director James R. Chambers For For Management
1.3 Elect Director Sebastian J. DiGrande For For Management
1.4 Elect Director Marla C. Gottschalk For For Management
1.5 Elect Director Cynthia T. Jamison For For Management
1.6 Elect Director Thomas A. Kingsbury For For Management
1.7 Elect Director Christopher J. McCormick For For Management
1.8 Elect Director Kimberley A. Newton For For Management
1.9 Elect Director Nancy A. Reardon For For Management
1.10 Elect Director Wendy L. Schoppert For For Management
1.11 Elect Director Bruce K. Thorn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BIGCOMMERCE HOLDINGS, INC.
Ticker: BIGC Security ID: 08975P108
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent Bellm For For Management
1.2 Elect Director Lawrence Bohn For Withhold Management
1.3 Elect Director Jeff Richards For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BILL.COM HOLDINGS, INC.
Ticker: BILL Security ID: 090043100
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rene Lacerte For For Management
1.2 Elect Director Peter Kight For Withhold Management
1.3 Elect Director Colleen Taylor For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC.
Ticker: BIO Security ID: 090572207
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melinda Litherland For For Management
1.2 Elect Director Arnold A. Pinkston For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIO-TECHNE CORPORATION
Ticker: TECH Security ID: 09073M104
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2a Elect Director Robert V. Baumgartner For For Management
2b Elect Director Julie L. Bushman For For Management
2c Elect Director John L. Higgins For For Management
2d Elect Director Joseph D. Keegan For For Management
2e Elect Director Charles R. Kummeth For For Management
2f Elect Director Roeland Nusse For For Management
2g Elect Director Alpna Seth For For Management
2h Elect Director Randolph Steer For For Management
2i Elect Director Rupert Vessey For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG, LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIOATLA, INC.
Ticker: BCAB Security ID: 09077B104
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sylvia McBrinn For For Management
1.2 Elect Director Guy Levy For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIOCRYST PHARMACEUTICALS, INC.
Ticker: BCRX Security ID: 09058V103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy J. Hutson For For Management
1.2 Elect Director Robert A. Ingram For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
BIODELIVERY SCIENCES INTERNATIONAL
Ticker: BDSI Security ID: US09060J1144
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratification of Board Declassification For For Management
and Majority Voting Change
2 Elect Peter S. Greenleaf
(If For For Management
Declassification Approved)
3 Elect Todd C. Davis
(If For For Management
Declassification Approved)
4 Elect Mark A. Sirgo
(If For For Management
Declassification Approved)
5 Elect Kevin Kotler
(If For For Management
Declassification Approved)
6 Elect William Mark Watson
(If For For Management
Declassification Approved)
7 Elect Vanila M. Singh
(If For For Management
Declassification Approved)
8 Elect Jeffrey A. Bailey
(If For For Management
Declassification Approved)
9 Elect Peter S. Greenleaf
(If For For Management
Declassification NOT Approved)
10 Elect Todd C. Davis
(If For For Management
Declassification NOT Approved)
11 Elect Mark A. Sirgo
(If For For Management
Declassification NOT Approved)
12 Elect Kevin Kotler
(If For For Management
Declassification NOT Approved)
13 Elect William Mark Watson
(If For For Management
Declassification NOT Approved)
14 Elect Vanila M. Singh
(If For For Management
Declassification NOT Approved)
15 Elect Jeffrey A. Bailey