UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09301
TIAA-CREF Funds
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(Exact name of registrant as specified in charter)
730 Third Avenue, New York, NY 10017
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(Address of principal executive offices) (Zip code)
Rachael Zufall
c/o Nuveen, LLC
8625 Andrew Carnegie Blvd
Charlotte, NC 28262
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(Name and address of agent for service)
Registrant's telephone number, including area code: (888) 842-7782
Date of fiscal year end: 03/31, 5/31, 10/31
Date of reporting period: 07/01/20 - 06/30/21
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder
(17CFR 270.30b1-4). The Commission may use the information provided on Form N-PX
in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 100 F Street,
N.W., Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss.3507.
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP")
number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-09301
Reporting Period: 07/01/2020 - 06/30/2021
TIAA-CREF Funds
================== TC 5-15 Year Laddered Tax-Exempt Bond Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== TC Quant International Equity Fund ======================
AGL ENERGY LIMITED
Ticker: AGL Security ID: Q01630195
Meeting Date: OCT 07, 2020 Meeting Type: Annual
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3a Elect Peter Botten as Director For For Management
3b Elect Mark Bloom as Director For For Management
4 Approve Grant of Performance Rights For Against Management
under the AGL Long Term Incentive Plan
to Brett Redman
5 Approve Termination Benefits for For For Management
Eligible Senior Executives
6 Approve Reinsertion of Proportional For For Management
Takeover Provisions
7a Approve the Amendments to the Against Against Shareholder
Company's Constitution
7b Approve Coal Closure Dates Against Against Shareholder
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ALTICE EUROPE NV
Ticker: ATC Security ID: N0R25F103
Meeting Date: JAN 07, 2021 Meeting Type: Special
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Explanation of the Recommended None None Management
Public Offer by Next Private B.V.
2.b Approve Merger For For Management
2.c Approve Asset Sale For For Management
2.d Amend Articles of Association For For Management
3.a Discuss Treatment of Stock Options in None None Management
Connection with the Recommended Public
Offer
3.b Approve Settlement of Stock Option For Against Management
Held by Natacha Marty
3.c Amend Terms and Conditions of the 2016 For Against Management
FPPS and 2018 FPPS in Connection with
the Recommended Public Offer Held by
Alain Weill
4 Other Business (Non-Voting) None None Management
5 Close Meeting None None Management
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AROUNDTOWN SA
Ticker: AT1 Security ID: L0269F109
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends For For Management
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ASHTEAD GROUP PLC
Ticker: AHT Security ID: G05320109
Meeting Date: SEP 08, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Paul Walker as Director For For Management
5 Re-elect Brendan Horgan as Director For For Management
6 Re-elect Michael Pratt as Director For For Management
7 Re-elect Angus Cockburn as Director For For Management
8 Re-elect Lucinda Riches as Director For For Management
9 Re-elect Tanya Fratto as Director For For Management
10 Re-elect Lindsley Ruth as Director For For Management
11 Elect Jill Easterbrook as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
19 Approve Reduction of Capital For For Management
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ASX LIMITED
Ticker: ASX Security ID: Q0604U105
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3a Elect Damian Roche as Director For For Management
3b Elect Rob Woods as Director For For Management
4 Approve Remuneration Report For For Management
5 Approve Grant of Performance Rights to For For Management
Dominic Stevens
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ATLAS COPCO AB
Ticker: ATCO.A Security ID: W1R924161
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Special Dividends of SEK 3.50 For For Management
Per Share
7 Amend Articles Re: Editorial Changes; For For Management
Collection of Proxies and Postal Voting
8 Close Meeting None None Management
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ATLAS COPCO AB
Ticker: ATCO.A Security ID: W1R924195
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Special Dividends of SEK 3.50 For For Management
Per Share
7 Amend Articles Re: Editorial Changes; For For Management
Collection of Proxies and Postal Voting
8 Close Meeting None None Management
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AURIZON HOLDINGS LIMITED
Ticker: AZJ Security ID: Q0695Q104
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Sarah Ryan as Director For For Management
2b Elect Lyell Strambi as Director For For Management
3 Approve Grant of Performance Rights to For For Management
Andrew Harding
4 Approve Potential Termination Benefits For For Management
5 Approve Remuneration Report For For Management
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BEIGENE, LTD.
Ticker: 6160 Security ID: 07725L102
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Option to Acquire For For Management
Shares Pursuant to the Share Purchase
Agreement
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BERKELEY GROUP HOLDINGS PLC
Ticker: BKG Security ID: G1191G120
Meeting Date: SEP 04, 2020 Meeting Type: Annual
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Glyn Barker as Director For For Management
4 Re-elect Rob Perrins as Director For For Management
5 Re-elect Richard Stearn as Director For For Management
6 Re-elect Karl Whiteman as Director For For Management
7 Re-elect Sean Ellis as Director For For Management
8 Re-elect Sir John Armitt as Director For For Management
9 Re-elect Dame Alison Nimmo as Director For For Management
10 Re-elect Veronica Wadley as Director For For Management
11 Re-elect Adrian Li as Director For For Management
12 Re-elect Andy Myers as Director For For Management
13 Re-elect Diana Brightmore-Armour as For For Management
Director
14 Re-elect Justin Tibaldi as Director For For Management
15 Re-elect Paul Vallone as Director For For Management
16 Re-elect Peter Vernon as Director For For Management
17 Re-elect Rachel Downey as Director For For Management
18 Reappoint KPMG LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise EU Political Donations and For For Management
Expenditure
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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BHP GROUP LIMITED
Ticker: BHP Security ID: Q1498M100
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint Ernst & Young as Auditor of For For Management
the Company
3 Authorize the Risk and Audit Committee For For Management
to Fix Remuneration of the Auditors
4 Approve General Authority to Issue For For Management
Shares in BHP Group Plc
5 Approve General Authority to Issue For For Management
Shares in BHP Group Plc for Cash
6 Approve the Repurchase of Shares in For For Management
BHP Group Plc
7 Approve Remuneration Report for UK Law For For Management
Purposes
8 Approve Remuneration Report for For For Management
Australian Law Purposes
9 Approve Grant of Awards to Mike Henry For For Management
10 Approve Leaving Entitlements For For Management
11 Elect Xiaoqun Clever as Director For For Management
12 Elect Gary Goldberg as Director For For Management
13 Elect Mike Henry as Director For For Management
14 Elect Christine O'Reilly as Director For For Management
15 Elect Dion Weisler as Director For For Management
16 Elect Terry Bowen as Director For For Management
17 Elect Malcolm Broomhead as Director For For Management
18 Elect Ian Cockerill as Director For For Management
19 Elect Anita Frew as Director For For Management
20 Elect Susan Kilsby as Director For For Management
21 Elect John Mogford as Director For For Management
22 Elect Ken MacKenzie as Director For For Management
23 Amend Constitution of BHP Group Limited Against Against Shareholder
24 Adopt Interim Cultural Heritage Against Against Shareholder
Protection Measures
25 Approve Suspension of Memberships of Against Against Shareholder
Industry Associations where COVID-19
Related Advocacy is Inconsistent with
Paris Agreement Goals
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BHP GROUP PLC
Ticker: BHP Security ID: G10877127
Meeting Date: OCT 15, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reappoint Ernst & Young LLP as Auditors For For Management
3 Authorise the Risk and Audit Committee For For Management
to Fix Remuneration of Auditors
4 Authorise Issue of Equity For For Management
5 Authorise Issue of Equity without For For Management
Pre-emptive Rights
6 Authorise Market Purchase of Ordinary For For Management
Shares
7 Approve Remuneration Report for UK Law For For Management
Purposes
8 Approve Remuneration Report for For For Management
Australian Law Purposes
9 Approve Grant of Awards under the For For Management
Group's Incentive Plans to Mike Henry
10 Approve Leaving Entitlements For For Management
11 Elect Xiaoqun Clever as Director For For Management
12 Elect Gary Goldberg as Director For For Management
13 Elect Mike Henry as Director For For Management
14 Elect Christine O'Reilly as Director For For Management
15 Elect Dion Weisler as Director For For Management
16 Re-elect Terry Bowen as Director For For Management
17 Re-elect Malcolm Broomhead as Director For For Management
18 Re-elect Ian Cockerill as Director For For Management
19 Re-elect Anita Frew as Director For For Management
20 Re-elect Susan Kilsby as Director For For Management
21 Re-elect John Mogford as Director For For Management
22 Re-elect Ken MacKenzie as Director For For Management
23 Amend Constitution of BHP Group Limited Against Against Shareholder
24 Adopt Interim Cultural Heritage Against Against Shareholder
Protection Measures
25 Approve Suspension of Memberships of Against Against Shareholder
Industry Associations where COVID-19
Related Advocacy is Inconsistent with
Paris Agreement Goals
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BOUYGUES SA
Ticker: EN Security ID: F11487125
Meeting Date: SEP 04, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of EUR 1.70 per Share For For Management
2 Approve Remuneration Policy of For Against Management
Corporate Officers
3 Authorize Filing of Required For For Management
Documents/Other Formalities
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BT GROUP
Ticker: Security ID: GB0030913577
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Elect Matthew Key For For Management
11 Elect Allison Kirkby For For Management
12 Elect Adel Al-Saleh For For Management
13 Elect Sir Ian Cheshire For For Management
14 Elect Leena Nair For For Management
15 Elect Sara Weller For For Management
16 Appointment of Auditor For For Management
17 Authority to Set Auditor's Fees For For Management
18 Authority to Issue Shares w/ For For Management
Preemptive Rights
19 Authority to Issue Shares w/o For For Management
Preemptive Rights
2 Remuneration Report (Advisory) For For Management
20 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
21 Authority to Repurchase Shares For For Management
22 Authority to Set General Meeting For For Management
Notice Period at 14 Days
23 Authorisation of Political Donations For For Management
24 Employee Saveshare Plan For For Management
25 International Employee Saveshare Plan For For Management
26 U.S.Employee Stock Purchase Plan For For Management
27 Adoption of Restricted Share Plan For For Management
28 Deferred Bonus Plan For For Management
29 Adoption of New Articles For For Management
3 Remuneration Policy (Binding) For For Management
4 Elect Jan P. du Plessis For For Management
5 Elect Philip Jansen For For Management
6 Elect Simon J. Lowth For For Management
7 Elect Iain C. Conn For For Management
8 Elect Isabel Hudson For For Management
9 Elect Mike Inglis For For Management
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CHECK POINT SOFTWARE TECHNOLOGIES
Ticker: CHKP Security ID: IL0010824113
Meeting Date: AUG 03, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gil Shwed For For Management
2 Elect Jerry Ungerman For For Management
3 Elect Dan Propper For For Management
4 Elect Tal Shavit For For Management
5 Elect Eyal Waldman For For Management
6 Elect Shai Weiss For For Management
7 Elect Irwin Federman For For Management
8 Elect Ray Rothrock For For Management
9 Ratification of Auditor For For Management
10 Option Grant of CEO For For Management
11 Directors' Fees For For Management
12 Confirmation of Controlling Shareholder For Management
13 Confirmation of Controlling Shareholder For Management
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CK HUTCHISON HOLDINGS LIMITED
Ticker: 1 Security ID: G21765105
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Second Tranche Transactions For For Management
Under the Share Purchase Agreements
and Related Transactions
2 Elect Wong Kwai Lam as Director For For Management
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COLES GROUP LIMITED
Ticker: COL Security ID: Q26203408
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Paul O'Malley as Director For For Management
2.2 Elect David Cheesewright as Director For For Management
2.3 Elect Wendy Stops as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of STI Shares to Steven For For Management
Cain
5 Approve Grant of Performance Rights to For For Management
Steven Cain
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COLRUYT SA
Ticker: COLR Security ID: B26882231
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Directors' and For For Management
Auditors' Reports, and Report of the
Works Council
2 Approve Remuneration Report For For Management
3a Adopt Financial Statements For For Management
3b Accept Consolidated Financial For For Management
Statements
4 Approve Dividends of EUR 1.35 Per Share For For Management
5 Approve Allocation of Income For For Management
6 Reelect Korys NV, Permanently For Against Management
Represented by Dries Colpaert, as
Director
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9 Transact Other Business None None Management
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COLRUYT SA
Ticker: COLR Security ID: B26882231
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
i Amend Articles of Association Re: For For Management
Object of the Company, and Alignment
on Companies and Associations Code
ii.1 Receive Special Board Report Re: None None Management
Capital Increase with Waiver of
Preemptive Rights
ii.2 Receive Special Auditor Report Re: None None Management
Article 7: 191 of the Companies and
Associations Code
ii.3 Approve Employee Stock Purchase Plan For For Management
Up To 1,000,000 Shares
ii.4 Approve Determination of Issue Price For For Management
Based on Average Stock Price of
Ordinary Shares
ii.5 Eliminate Preemptive Rights Re: Shares For For Management
in Favor of Shareholders by Article 7:
190 et seq. of the Companies and
Associations Code
ii.6 Approve Increase in Share Capital by For For Management
Issuance of New Shares to the
Stipulated Modalities and to the
Determined Issue Price
ii.7 Approve Subscription Period For For Management
ii.8 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
iii.1 Authorize Board to Repurchase Shares For Against Management
in the Event of a Serious and Imminent
Harm and Under Normal Conditions
iii.2 Authorize Board to Reissue Shares in For Against Management
the Event of a Serious and Imminent
Harm
iv Approve Cancellation of Repurchased For For Management
Shares and Unavailable Reserves
v Authorize Implementation of Approved For For Management
Resolutions
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COMMONWEALTH BANK OF AUSTRALIA
Ticker: CBA Security ID: Q26915100
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: OCT 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Rob Whitfield as Director For For Management
2b Elect Simon Moutter as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Restricted Share For For Management
Units and Performance Rights to Matt
Comyn
5 Approve the Amendments to the Against Against Shareholder
Company's Constitution
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COMPUTERSHARE LIMITED
Ticker: CPU Security ID: Q2721E105
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Joseph Velli as Director For For Management
3 Elect Abi Cleland as Director For For Management
4 Approve Remuneration Report For Against Management
5a Approve Grant of Performance Rights For Against Management
and Share Appreciation Rights to
Stuart Irving
5b ***Withdrawn Resolution*** Approve None None Management
Grant of Share Appreciation Rights to
Stuart Irving
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COSMOS PHARMACEUTICAL CORPORATION
Ticker: 3349 Security ID: JP3298400007
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Allocation of Profits/Dividends For For Management
2 Elect Masateru Uno For For Management
3 Elect Hideaki Yokoyama For For Management
4 Elect Masahiro Iwashita For For Management
5 Elect Motoi Takemori For For Management
6 Elect Futoshi Shibata For For Management
7 Elect Yukitaka Uno For For Management
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CSL LIMITED
Ticker: CSL Security ID: Q3018U109
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Bruce Brook as Director For For Management
2b Elect Carolyn Hewson as Director For For Management
2c Elect Pascal Soriot as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Share For For Management
Units to Paul Perreault
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DEUTSCHE POST AG
Ticker: Security ID: DE0005552004
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
7 Allocation of Profits/Dividends For For Management
8 Ratification of Management Board Acts For For Management
9 Ratification of Supervisory Board Acts For For Management
10 Appointment of Auditor For For Management
11 Elect Jorg Kukies For For Management
12 Elect Lawrence A. Rosen For For Management
13 Equity Incentive Plan; Increase in For For Management
Conditional Capital
14 Authority to Issue Convertible Debt For For Management
Instruments; Increase in Conditional
Capital
15 Amendments to Articles (Virtual AGM For For Management
Participation)
16 Amendments to Articles (Interim For For Management
Dividend)
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DIAGEO PLC
Ticker: DGE Security ID: G42089113
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Melissa Bethell as Director For For Management
6 Re-elect Javier Ferran as Director For For Management
7 Re-elect Susan Kilsby as Director For For Management
8 Re-elect Lady Mendelsohn as Director For For Management
9 Re-elect Ivan Menezes as Director For For Management
10 Re-elect Kathryn Mikells as Director For For Management
11 Re-elect Alan Stewart as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Amend Diageo 2001 Share Incentive Plan For For Management
17 Approve Diageo 2020 Sharesave Plan For For Management
18 Approve Diageo Deferred Bonus Share For For Management
Plan
19 Authorise the Company to Establish For For Management
International Share Plans
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Adopt New Articles of Association For For Management
24 Authorise 2019 Share Buy-backs and For For Management
Employee Benefit and Share Ownership
Trust Transactions
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DNB ASA
Ticker: DNB Security ID: R1640U124
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Approve Merger Agreement with DNB Bank For For Management
ASA
5 Authorize Board to Distribute For For Management
Dividends up to NOK 9.00 Per Share
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
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EPIROC AB
Ticker: EPI.A Security ID: W25918116
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.a Designate Petra Hedengran as Inspector For For Management
of Minutes of Meeting
2.b Designate Mikael Wiberg as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Special Dividends of SEK 1.20 For For Management
Per Share
7 Amend Articles of Association Re: For For Management
Company Name; Participation at General
Meetings
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ERSTE GROUP BANK AG
Ticker: EBS Security ID: A19494102
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: OCT 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PwC as Auditors for Fiscal 2021 For For Management
6.1 Approve Decrease in Size of For For Management
Supervisory Board to Twelve Members
6.2 Reelect Maximilian Hardegg as For For Management
Supervisory Board Member
6.3 Elect Friedrich Santner as Supervisory For For Management
Board Member
6.4 Elect Andras Simor as Supervisory For For Management
Board Member
7 Approve Remuneration Policy For For Management
8 Amend Articles Re: Electronic For Against Management
Participation in the General Meeting
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EVOLUTION GAMING GROUP AB
Ticker: EVO Security ID: W3287P115
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Issuance of Shares for a For For Management
Private Placement for NetEnt AB (publ)
8 Close Meeting None None Management
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EXPERIAN PLC
Ticker: Security ID: GB00B19NLV48
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Elect Mike Rogers For For Management
11 Elect George Rose For For Management
12 Elect Kerry Williams For For Management
13 Appointment of Auditor For For Management
14 Authority to Set Auditor's Fees For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights
17 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
18 Authority to Repurchase Shares For For Management
2 Remuneration Report (Advisory) For For Management
3 Remuneration Policy (Advisory) For For Management
4 Elect Ruba Borno For For Management
5 Elect Brian Cassin For For Management
6 Elect Caroline F. Donahue For For Management
7 Elect Luiz Fernando Vendramini Fleury For For Management
8 Elect Deirdre Mahlan For For Management
9 Elect Lloyd Pitchford For For Management
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FERGUSON PLC
Ticker: FERG Security ID: G3421J106
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Bill Brundage as Director For For Management
5 Re-elect Tessa Bamford as Director For For Management
6 Re-elect Geoff Drabble as Director For For Management
7 Re-elect Catherine Halligan as Director For For Management
8 Re-elect Kevin Murphy as Director For For Management
9 Re-elect Alan Murray as Director For For Management
10 Re-elect Tom Schmitt as Director For For Management
11 Re-elect Dr Nadia Shouraboura as For For Management
Director
12 Re-elect Jacqueline Simmonds as For For Management
Director
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
FERGUSON PLC.
Ticker: Security ID: JE00BJVNSS43
Meeting Date: JUL 29, 2020 Meeting Type: Ordinary
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adoption of New Articles (Additional U. For For Management
S. Listing)
--------------------------------------------------------------------------------
FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED
Ticker: Security ID: NZFAPE0001S2
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Philippa (Pip) M. Greenwood For For Management
2 Re-elect Geraldine C. McBride For For Management
3 Autorise Board to Set Auditor's Fees For For Management
4 Approve Increase in NEDs' Fee Cap For For Management
5 Equity Grant (MD/CEO Lewis Gradon - For For Management
Performance Share Rights)
6 Equity Grant (MD/CEO Lewis Gradon - For For Management
Options)
7 Approve 2019 Performance Share Plan For Against Management
and 2019 Share Option Plan (North
American Plan)
--------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD.
Ticker: FMG Security ID: Q39360104
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Andrew Forrest as Director For For Management
3 Elect Mark Barnaba as Director For For Management
4 Elect Penny Bingham-Hall as Director For For Management
5 Elect Jennifer Morris as Director For For Management
6 Approve Grant of Performance Rights to For Against Management
Elizabeth Gaines
7 Approve Renewal of Proportional For For Management
Takeover Approval Provisions
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: Security ID: DE0005785802
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
4 Accounts and Reports For For Management
5 Allocation of Profits/Dividends For For Management
6 Ratification of General Partner Acts For For Management
7 Ratification of Supervisory Board Acts For For Management
8 Appointment of Auditor For For Management
9 Management Board Remuneration Policy For For Management
10 Supervisory Board Members' Fees For For Management
11 Increase in Authorised Capital For For Management
12 Amendments to Articles (SRD II) For For Management
--------------------------------------------------------------------------------
FRESENIUS SE & CO. KGAA
Ticker: Security ID: DE0005785604
Meeting Date: AUG 28, 2020 Meeting Type: Annual
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
5 Accounts and Reports For For Management
6 Allocation of Profits/Dividends For For Management
7 Ratification of General Partner Acts For For Management
8 Ratification of Supervisory Board Acts For For Management
9 Appointment of Auditor For For Management
10 Amendments to Articles (SRD II) For For Management
--------------------------------------------------------------------------------
FUJI ELECTRIC CO.LTD.
Ticker: 6504 Security ID: JP3820000002
Meeting Date: AUG 06, 2020 Meeting Type: Special
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Michihiro Kitazawa For For Management
3 Elect Kenzo Sugai For For Management
4 Elect Michio Abe For For Management
5 Elect Masatsugu Tomotaka For For Management
6 Elect Junichi Arai For For Management
7 Elect Toshihito Tamba For For Management
8 Elect Naoomi Tachikawa For For Management
9 Elect Yoshitsugu Hayashi For For Management
10 Elect Junichi Matsumoto For For Management
11 Elect Tetsuo Hiramatsu For For Management
12 Elect Hirohiko Takaoka For For Management
13 Elect Yuko Katsuta For For Management
--------------------------------------------------------------------------------
GEA GROUP AG
Ticker: G1A Security ID: D28304109
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
6 Elect Annette Koehler to the For For Management
Supervisory Board
7 Approve Affiliation Agreement with GEA For For Management
Internal Services GmbH
8.1 Amend Articles Re: Proof of Entitlement For For Management
8.2 Amend Articles Re: Electronic For For Management
Participation in the General Meeting
and Absentee Vote
8.3 Amend Articles Re: Supervisory Board For For Management
Meetings and Resolutions
8.4 Amend Articles Re: Advanced Payment For For Management
9 Approve Creation of EUR 130 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
10 Approve Creation of EUR 52 Million For For Management
Pool of Capital without Preemptive
Rights
11 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 750
Million; Approve Creation of EUR 52
Million Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
GMO PAYMENT GATEWAY, INC.
Ticker: 3769 Security ID: J18229104
Meeting Date: DEC 20, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 52
2.1 Elect Director Kumagai, Masatoshi For Against Management
2.2 Elect Director Ainoura, Issei For For Management
2.3 Elect Director Muramatsu, Ryu For For Management
2.4 Elect Director Isozaki, Satoru For For Management
2.5 Elect Director Hisada, Yuichi For For Management
2.6 Elect Director Yasuda, Masashi For For Management
2.7 Elect Director Yamashita, Hirofumi For For Management
2.8 Elect Director Kaneko, Takehito For For Management
2.9 Elect Director Onagi, Masaya For For Management
2.10 Elect Director Sato, Akio For For Management
2.11 Elect Director Kawasaki, Yuki For For Management
3 Appoint Statutory Auditor Yoshida, For For Management
Kazutaka
--------------------------------------------------------------------------------
GOODMAN GROUP
Ticker: GMG Security ID: Q4229W132
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint KPMG as Auditors of Goodman For For Management
Logistics (HK) Limited and Authorize
the Board to Fix Their Remuneration
2a Elect Stephen Johns as Director of For For Management
Goodman Limited
2b Elect Stephen Johns as Director of For For Management
Goodman Logistics (HK) Ltd
3 Elect Mark Johnson as Director For For Management
4 Approve Remuneration Report For For Management
5 Approve Issuance of Performance Rights For Against Management
to Gregory Goodman
6 Approve Issuance of Performance Rights For Against Management
to Danny Peeters
7 Approve Issuance of Performance Rights For Against Management
to Anthony Rozic
--------------------------------------------------------------------------------
HALMA PLC
Ticker: HLMA Security ID: G42504103
Meeting Date: SEP 04, 2020 Meeting Type: Annual
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Paul Walker as Director For For Management
5 Re-elect Andrew Williams as Director For For Management
6 Re-elect Adam Meyers as Director For For Management
7 Re-elect Daniela Barone Soares as For For Management
Director
8 Re-elect Roy Twite as Director For For Management
9 Re-elect Tony Rice as Director For For Management
10 Re-elect Carole Cran as Director For For Management
11 Re-elect Jo Harlow as Director For For Management
12 Re-elect Jennifer Ward as Director For For Management
13 Re-elect Marc Ronchetti as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity For For Management
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
22 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
HARGREAVES LANSDOWN PLC
Ticker: HL Security ID: G43940108
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Re-elect Deanna Oppenheimer as Director For For Management
8 Re-elect Christopher Hill as Director For For Management
9 Re-elect Philip Johnson as Director For For Management
10 Re-elect Shirley Garrood as Director For For Management
11 Re-elect Dan Olley as Director For For Management
12 Re-elect Roger Perkin as Director For For Management
13 Elect John Troiano as Director For For Management
14 Elect Andrea Blance as Director For For Management
15 Elect Moni Mannings as Director For For Management
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Adopt New Articles of Association For For Management
21 Amend Sustained Performance Plan 2017 For For Management
--------------------------------------------------------------------------------
HUSQVARNA AB
Ticker: HUSQ.B Security ID: W4235G116
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5.a Designate Ricard Wennerklint as For For Management
Inspector of Minutes of Meeting
5.b Designate Henrik Didner as Inspector For For Management
of Minutes of Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Dividends of SEK 2.25 Per Share For For Management
8 Amend Articles For For Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
ICA GRUPPEN AB
Ticker: ICA Security ID: W4241E105
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Dividends of SEK 6 Per Share For For Management
8 Amend Articles For For Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
ILIAD SA
Ticker: Security ID: FR0004035913
Meeting Date: JUL 21, 2020 Meeting Type: Mix
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
27 Authority to Issue Performance Shares For For Management
28 Authority to Grant Stock Options For For Management
29 Employee Stock Purchase Plan For For Management
30 Authority to Cancel Shares and Reduce For For Management
Capital
31 Amendments to Articles Regarding For For Management
Employee Representatives
32 Amendments to Articles Regarding the For For Management
Board of Directors
33 Amendments to Articles Regarding For For Management
Regulated Agreements
34 Amendments to Articles Regarding For For Management
General Meetings
35 Amendments to Articles Regarding For For Management
Meetings
36 Amendment to Par Value and Related For For Management
Authority to Increase Capital Through
Capitalisations
37 Authorisation of Legal Formalities For For Management
4 Accounts and Reports; Non For For Management
Tax-Deductible Expenses
13 Elect Celine Lazorthes For For Management
14 Directors' Fees For For Management
15 Remuneration Report For For Management
16 Remuneration of Maxime Lombardini, For For Management
Chair
17 Remuneration of Thomas Reynaud, CEO For For Management
18 Remuneration of Xavier Niel, Deputy For For Management
CEO (until March 16, 2020)
19 Remuneration of Rani Assaf, Deputy CEO For For Management
20 Remuneration of Antoine Levasseur, For For Management
Deputy CEO
21 Remuneration of Alexis Bidinot, Deputy For For Management
CEO (until December 9, 2019)
22 Remuneration Policy (Chair) For For Management
5 Consolidated Accounts and Reports For For Management
23 Remuneration Policy (CEO) For For Management
24 Remuneration Policy (Deputy CEOs) For For Management
25 Remuneration Policy (Board of For For Management
Directors)
26 Authority to Repurchase and Reissue For For Management
Shares
6 Allocation of Profits/Dividends For For Management
7 Special Auditors Report on Regulated For For Management
Agreements
8 Related Party Transactions (Holdco) For For Management
9 Related Party Transactions (Holdco and For For Management
Cyril Poidatz)
10 Elect Cyril Poidatz For For Management
11 Elect Thomas Reynaud For For Management
12 Elect Jacques Veyrat For For Management
--------------------------------------------------------------------------------
ISRAEL DISCOUNT BANK LTD.
Ticker: Security ID: IL0006912120
Meeting Date: AUG 04, 2020 Meeting Type: Ordinary
Record Date: JUL 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Appointment of Auditor and Authority For TNA Management
to Set Fees
5 Elect Shaul Kobrinsky For TNA Management
6 Elect Iris Avner For TNA Management
7 Elect Yaacov Lifshitz For TNA Management
8 Elect Mona Bkheet For TNA Management
10 Elect Aharon Abramovich For TNA Management
11 Elect Baruch Lederman For TNA Management
12 Elect Danny Yamin For TNA Management
--------------------------------------------------------------------------------
KINGFISHER PLC
Ticker: Security ID: GB0033195214
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Elect Mark Seligman For For Management
11 Appointment of Auditor For For Management
12 Authority to Set Auditor's Fees For For Management
13 Authorisation of Political Donations For For Management
14 Authority to Issue Shares w/ For For Management
Preemptive Rights
15 Authority to Issue Shares w/o For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
17 Authority to Repurchase Shares For For Management
18 Authority to Set General Meeting For For Management
Notice Period at 14 Days
2 Remuneration Report (Advisory) For For Management
3 Elect Bernard L. Bot For For Management
4 Elect Thierry Garnier For For Management
5 Elect Andrew Cosslett For For Management
6 Elect Claudia Arney For For Management
7 Elect Jeff Carr For For Management
8 Elect Sophie Gasperment For For Management
9 Elect Rakhi (Parekh) Goss-Custard For For Management
--------------------------------------------------------------------------------
KINNEVIK AB
Ticker: KINV B Security ID: SE0013256682
Meeting Date: AUG 19, 2020 Meeting Type: Special
Record Date: AUG 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
10 Amendments to Articles (Share Split) For For Management
11 Stock Split (2:1) For For Management
12 Amendments to Articles (Share Capital For For Management
Reduction)
13 Cancellation of Shares For For Management
14 Bonus Share Issuance For For Management
--------------------------------------------------------------------------------
KION GROUP AG
Ticker: Security ID: DE000KGX8881
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
16 Amendment to Articles Regarding For For Management
Attendance Fees
17 Approval of Intra-company Control For For Management
Agreement with Dematic Holdings GmbH
5 Allocation of Profits/Dividends For For Management
6 Ratification of Management Board Acts For For Management
7 Ratification of Supervisory Board Acts For For Management
8 Appointment of Auditor For For Management
9 Elect Jiang Kui For For Management
10 Elect Christina Reuter For For Management
11 Elect Hans Peter Ring For For Management
12 Elect Xu Ping For For Management
13 Increase in Authorised Capital For For Management
14 Authority to Issue Convertible Debt For For Management
Instruments; Increase in Conditional
Capital
15 Amendment to Corporate Purpose For For Management
--------------------------------------------------------------------------------
LANXESS AG
Ticker: Security ID: DE0005470405
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
5 Allocation of Profits/Dividends For For Management
6 Ratify Matthias Zachert For For Management
7 Ratify Anno -Borkowsky For For Management
8 Ratify Hubert Fink For For Management
9 Ratify Michael Pontzen For For Management
10 Ratify Rainier van Roessel For For Management
11 Ratify Matthias L. Wolfgruber For For Management
20 Ratify Ralf Sikorski For For Management
21 Ratify Manuela Strauch For For Management
22 Ratify Theo Walthie For For Management
12 Ratify Birgit Bierther For For Management
13 Ratify Werner Czaplik For For Management
14 Ratify Hans-Dieter -Gerriets For For Management
15 Ratify Heike- Hanagarth For For Management
16 Ratify Friedrich -Janssen For For Management
17 Ratify Pamela Knapp For For Management
18 Ratify Thomas Meiers For For Management
19 Ratify Lawrence -A. -Rosen For For Management
23 Appointment of Auditor For For Management
24 Elect Matthias L. Wolfgruber For For Management
25 Elect Lawrence A. Rosen For For Management
26 Elect Hans Van Bylen For For Management
27 Elect Theo Walthie For For Management
28 Supervisory Board Members' Fees For For Management
29 Amendments to Articles (SRD II) For For Management
--------------------------------------------------------------------------------
LASERTEC CORP.
Ticker: 6920 Security ID: J38702106
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27
2.1 Elect Director Okabayashi, Osamu For For Management
2.2 Elect Director Kusunose, Haruhiko For For Management
2.3 Elect Director Uchiyama, Shu For For Management
2.4 Elect Director Moriizumi, Koichi For For Management
2.5 Elect Director Seki, Hirokazu For For Management
2.6 Elect Director Ebihara, Minoru For For Management
2.7 Elect Director Shimoyama, Takayuki For For Management
2.8 Elect Director Mihara, Koji For For Management
3.1 Appoint Statutory Auditor Tsukasaki, For For Management
Takeaki
3.2 Appoint Statutory Auditor Asami, Koichi For For Management
3.3 Appoint Statutory Auditor Ishiguro, For For Management
Miyuki
3.4 Appoint Statutory Auditor Izumo, Eiichi For For Management
4 Appoint Alternate Statutory Auditor For For Management
Saito, Yuji
5 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
LINK REAL ESTATE INVESTMENT TRUST
Ticker: Security ID: HK0823032773
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Elect Peter TSE Pak Wing For For Management
4 Elect Nancy TSE Sau Ling For For Management
5 Elect Elaine C. YOUNG For For Management
6 Elect NG Kok Siong For For Management
7 Authority to Repurchase Units For For Management
8 Amendments to Scope of Permitted For For Management
Investments and Investment Scope Trust
Deed
--------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A.
Ticker: LOGN Security ID: H50430232
Meeting Date: SEP 09, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Appropriation of Retained Earnings and For For Management
Declaration of Dividend
4 Approve Creation of CHF 4.3 Million For For Management
Pool of Authorized Capital without
Preemptive Rights
5 Approve Discharge of Board and Senior For For Management
Management
6A Elect Director Patrick Aebischer For For Management
6B Elect Director Wendy Becker For For Management
6C Elect Director Edouard Bugnion For For Management
6D Elect Director Bracken Darrell For For Management
6E Elect Director Guy Gecht For For Management
6F Elect Director Didier Hirsch For For Management
6G Elect Director Neil Hunt For For Management
6H Elect Director Marjorie Lao For For Management
6I Elect Director Neela Montgomery For For Management
6J Elect Director Michael Polk For For Management
6K Elect Director Riet Cadonau For For Management
6L Elect Director Deborah Thomas For For Management
7 Elect Wendy Becker as Board Chairman For For Management
8A Appoint Edouard Bugnion as Member of For For Management
the Compensation Committee
8B Appoint Neil Hunt as Member of the For For Management
Compensation Committee
8C Appoint Michael Polk as Member of the For For Management
Compensation Committee
8D Appoint Riet Cadonau as Member of the For For Management
Compensation Committee
9 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF
3,500,000
10 Approve Remuneration of the Group For For Management
Management Team in the Amount of USD
29,400,000
11 Ratify KPMG AG as Auditors and Ratify For For Management
KPMG LLP as Independent Registered
Public Accounting Firm for Fiscal Year
2021
12 Designate Etude Regina Wenger & Sarah For For Management
Keiser-Wuger as Independent
Representative
A Authorize Independent Representative For Against Management
to Vote on Any Amendment to Previous
Resolutions
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSE Security ID: G5689U103
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Proposed Divestment of London Stock
Exchange Group Holdings Italia S.p.A.
to Euronext N.V.
--------------------------------------------------------------------------------
MAGELLAN FINANCIAL GROUP LTD.
Ticker: MFG Security ID: Q5713S107
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3a Elect John Eales as Director For For Management
3b Elect Robert Fraser as Director For For Management
3c Elect Karen Phin as Director For For Management
--------------------------------------------------------------------------------
NEWCREST MINING LTD.
Ticker: NCM Security ID: Q6651B114
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Sally-Anne Layman as Director For For Management
2b Elect Roger Higgins as Director For For Management
2c Elect Gerard Bond as Director For For Management
3a Approve Grant of Performance Rights to For For Management
Sandeep Biswas
3b Approve Grant of Performance Rights to For For Management
Gerard Bond
4 Approve Remuneration Report For For Management
5 Approve Renewal of Proportional For For Management
Takeover Bid Provisions in the
Constitution
6 Approve the Amendments to the For Against Management
Company's Constitution
--------------------------------------------------------------------------------
OMV AG
Ticker: OMV Security ID: A51460110
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.75 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Ernst & Young as Auditors for For For Management
Fiscal 2020
7 Approve Remuneration Policy For For Management
8.1 Approve Long Term Incentive Plan 2020 For For Management
for Key Employees
8.2 Approve Equity Deferral Plan For For Management
9.1 Elect Gertrude Tumpel-Gugerell as For For Management
Supervisory Board Member
9.2 Elect Wolfgang Berndt as Supervisory For Abstain Management
Board Member (In a Letter from Sept.
17, 2020, Mr. Berndt has Declared that
He Will Not Stand for Election)
9.3 Elect Mark Garrett as Supervisory None For Shareholder
Board Member
10 Approve Creation of EUR 32.7 Million For For Management
Pool of Capital without Preemptive
Rights to Guarantee Conversion Rights
for Share Plans
--------------------------------------------------------------------------------
PROSUS NV
Ticker: PRX Security ID: NL0013654783
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
12 Elect Don Eriksson to the Board of For For Management
Directors
13 Elect Mark R. Sorour to the Board of For For Management
Directors
14 Elect Emilie M. Choi to the Board of For For Management
Directors
15 Elect Manisha Girotra to the Board of For For Management
Directors
16 Elect Rachel C.C. Jafta to the Board For For Management
of Directors
17 Appointment of Auditor For For Management
18 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
19 Authority to Repurchase Shares For For Management
20 Amendment to the Prosus Share Award For For Management
Plan
3 Remuneration Report For For Management
4 Accounts and Reports For For Management
5 Allocation of Profits/Dividends' For For Management
Capitilisation of Reserves (FY2020)
6 Capitilisation of Reserves (FY2021+) For For Management
7 Executive Remuneration Policy For For Management
8 Non-Executive Remuneration Policy For For Management
9 Ratification of Executives Acts For For Management
10 Ratification of Non-Executives Acts For For Management
11 Elect Ying Xu to the Board of Directors For For Management
--------------------------------------------------------------------------------
RAIFFEISEN BANK INTERNATIONAL AG
Ticker: RBI Security ID: A7111G104
Meeting Date: OCT 20, 2020 Meeting Type: Annual
Record Date: OCT 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify Deloitte as Auditors for Fiscal For For Management
2021
6.1 Elect Erwin Hameseder as Supervisory For Against Management
Board Member
6.2 Elect Klaus Buchleitner as Supervisory For Against Management
Board Member
6.3 Elect Reinhard Mayr as Supervisory For Against Management
Board Member
6.4 Elect Heinz Konrad as Supervisory For Against Management
Board Member
7 Approve Remuneration Policy For For Management
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Repurchase of Up to Five For Against Management
Percent of Issued Share Capital for
Trading Purposes
10 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1
Billion
11 Approve Creation of EUR 100.3 Million For Against Management
Pool of Capital to Guarantee
Conversion Rights
12 Amend Articles of Association For Against Management
13 Approve Spin-Off Agreement with For For Management
Raiffeisen Centrobank AG
--------------------------------------------------------------------------------
RAMSAY HEALTH CARE LIMITED
Ticker: RHC Security ID: Q7982Y104
Meeting Date: NOV 24, 2020 Meeting Type: Annual
Record Date: NOV 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3.1 Elect Michael Stanley Siddle as For For Management
Director
3.2 Elect Karen Lee Collett Penrose as For For Management
Director
4 Approve Grant of Performance Rights to For For Management
Craig McNally
5 Approve Non-Executive Director Share None For Management
Rights Plan
6 Approve the Spill Resolution Against Against Management
--------------------------------------------------------------------------------
RECORDATI SPA
Ticker: REC Security ID: T78458139
Meeting Date: DEC 17, 2020 Meeting Type: Special
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Reverse Merger by For For Management
Absorption of Rossini Investimenti SpA
and Fimei SpA into Recordati SpA
--------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC
Ticker: RR Security ID: G76225104
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity in For For Management
Connection with the Rights Issue
--------------------------------------------------------------------------------
RYMAN HEALTHCARE
Ticker: Security ID: NZRYME0001S4
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Paula Jeffs For Management
2 Re-elect Claire Higgins For Management
3 Authorise Board to Set Auditor's Fees For Management
4 Approve Increase in NEDs' Fee Cap For Management
--------------------------------------------------------------------------------
SEVERN TRENT PLC
Ticker: Security ID: GB00B1FH8J72
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Elect Dominique Reiniche For For Management
11 Elect Philip Remnant For For Management
12 Elect Angela Strank For For Management
13 Appointment of Auditor For For Management
14 Authority to Set Auditor's Fees For For Management
15 Authorisation of Political Donations For For Management
16 Authority to Issue Shares w/ For For Management
Preemptive Rights
17 Authority to Issue Shares w/o For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
19 Authority to Repurchase Shares For For Management
2 Remuneration Report (Advisory) For For Management
20 Authority to Set General Meeting For For Management
Notice Period at 14 Days
3 Final Dividend For For Management
4 Elect Kevin S. Beeston For For Management
5 Elect James Bowling For For Management
6 Elect John Coghlan For For Management
7 Elect Olivia Garfield For For Management
8 Elect Christine Hodgson For For Management
9 Elect Sharmila Nebhrajani For For Management
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: Security ID: DE0007236101
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
6 Spin-Off and Transfer Agreement For For Management
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LIMITED
Ticker: S68 Security ID: Y79946102
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3a Elect Kwa Chong Seng as Director For For Management
3b Elect Kevin Kwok as Director For For Management
3c Elect Lim Chin Hu as Director For For Management
4 Elect Beh Swan Gin as Director For For Management
5 Approve Directors' Fees to be Paid to For For Management
the Chairman
6 Approve Directors' Fees to be Paid to For For Management
All Directors (Other than the Chief
Executive Officer)
7 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Elect Mark Makepeace as Director For For Management
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SPARK NEW ZEALAND LTD.
Ticker: SPK Security ID: Q8619N107
Meeting Date: NOV 06, 2020 Meeting Type: Annual
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte Limited as Auditor of For For Management
the Company and Authorize Board to Fix
Their Remuneration
2 Elect Paul Berriman as Director For For Management
3 Elect Charles Sitch as Director For For Management
--------------------------------------------------------------------------------
STOCKLAND
Ticker: SGP Security ID: Q8773B105
Meeting Date: OCT 20, 2020 Meeting Type: Annual/Special
Record Date: OCT 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Kate McKenzie as Director For For Management
3 Elect Tom Pockett as Director For For Management
4 Elect Andrew Stevens as Director For For Management
5 Approve Remuneration Report For For Management
6 Approve Renewal of Termination For For Management
Benefits Framework
--------------------------------------------------------------------------------
TABCORP HOLDINGS LIMITED
Ticker: TAH Security ID: Q8815D101
Meeting Date: OCT 20, 2020 Meeting Type: Annual
Record Date: OCT 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Bruce Akhurst as Director For For Management
2b Elect Anne Brennan as Director For For Management
2c Elect David Gallop as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For Against Management
David Attenborough
--------------------------------------------------------------------------------
TELENET GROUP HOLDING NV
Ticker: TNET Security ID: B89957110
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Intermediate Dividends of EUR For For Management
1.375 Per Share
2 Authorize Implementation of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
TOPPAN PRINTING CO. LTD.
Ticker: 7911 Security ID: JP3629000005
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Shingo Kaneko For For Management
11 Elect Yuichiro Kotani For For Management
12 Elect Kazunori Sakai For For Management
13 Elect Masanori Saito For For Management
14 Elect Takashi Kurobe For For Management
15 Elect Yoshinobu Noma For For Management
16 Elect Ryoko Toyama For For Management
17 Elect Mieko Nakabayashi For For Management
3 Elect Hideharu Maro For Against Management
4 Elect Yukio Maeda For For Management
5 Elect Shinichi Okubo For For Management
6 Elect Makoto Arai For For Management
7 Elect Sumio Ezaki For For Management
8 Elect Tetsuro Ueki For For Management
9 Elect Yasuhiko Yamano For For Management
10 Elect Mitsuhiro Nakao For For Management
18 Elect Keiko Kakiuchi as Statutory For For Management
Auditor
--------------------------------------------------------------------------------
TSURUHA CO. LTD.
Ticker: 3391 Security ID: JP3536150000
Meeting Date: AUG 11, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Amendments to Articles For For Management
3 Elect Tatsuru Tsuruha For For Management
12 Elect Fumiyo Fujii For For Management
13 Elect Harumi Sato For For Management
14 Elect Masahiro Yahata For For Management
4 Elect Jun Tsuruha For Against Management
5 Elect Teruaki Goto For For Management
6 Elect Hisaya Ogawa For For Management
7 Elect Shinya Mitsuhashi For For Management
8 Elect Shoichi Murakami For For Management
9 Elect Fumiaki Atsumi For For Management
10 Elect Mitsunobu Abe For For Management
11 Elect Motoya Okada For For Management
15 Elect Mikine Yamazaki as Alternate For For Management
Statutory Auditor
16 Equity Compensation Plan For For Management
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: N8981F289
Meeting Date: SEP 21, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Unification For For Management
2 Approve Unification For For Management
3 Approve Discharge of Executive For For Management
Directors
4 Approve Discharge of Non-Executive For For Management
Directors
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: OCT 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Unification of the Unilever Group
under a Single Parent Company
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: OCT 12, 2020 Meeting Type: Court
Record Date: OCT 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Cross-Border Merger For For Management
between Unilever PLC and Unilever N.V.
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: US92857W3088
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Elect Renee J. James For Against Management
11 Elect Maria Amparo Moraleda Martinez For For Management
12 Elect Sanjiv Ahuja For For Management
13 Elect David I. Thodey For For Management
14 Elect David T. Nish For For Management
15 Final Dividend For For Management
16 Remuneration Policy (Binding) For For Management
17 Remuneration Report (Advisory) For For Management
18 Appointment of Auditor For For Management
19 Authority to Set Auditor's Fees For For Management
2 Elect Jean-Francois van Boxmeer For For Management
20 Authority to Issue Shares w/ For For Management
Preemptive Rights
21 Authority to Issue Shares w/o For For Management
Preemptive Rights
22 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
23 Authority to Repurchase Shares For For Management
24 Authorisation of Political Donations For For Management
25 Authority to Set General Meeting For For Management
Notice Period at 14 Days
26 Share Incentive Plan For For Management
3 Elect Gerard Kleisterlee For For Management
4 Elect Nicholas J. Read For For Management
5 Elect Margherita Della Valle For For Management
6 Elect Sir Crispin H. Davis For For Management
7 Elect Michel Demare For For Management
8 Elect Clara Furse For For Management
9 Elect Valerie F. Gooding For For Management
--------------------------------------------------------------------------------
VOLKSWAGEN AG
Ticker: VOW3 Security ID: D94523145
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.80 per Ordinary
Share and EUR 4.86 per Preferred Share
3.1 Approve Discharge of Management Board For For Management
Member H. Diess for Fiscal 2019
3.2 Approve Discharge of Management Board For For Management
Member O. Blume for Fiscal 2019
3.3 Approve Discharge of Management Board For For Management
Member J. Heizmann (until Oct. 1,
2019) for Fiscal 2019
3.4 Approve Discharge of Management Board For For Management
Member G. Kilian for Fiscal 2019
3.5 Approve Discharge of Management Board For For Management
Member A. Renschler for Fiscal 2019
3.6 Approve Discharge of Management Board For For Management
Member A. Schot for Fiscal 2019
3.7 Approve Discharge of Management Board For For Management
Member S. Sommer for Fiscal 2019
3.8 Approve Discharge of Management Board For For Management
Member H. D. Werner for Fiscal 2019
3.9 Approve Discharge of Management Board For For Management
Member F. Witter for Fiscal 2019
4.1 Approve Discharge of Supervisory Board For For Management
Member H.D. Poetsch for Fiscal 2019
4.2 Approve Discharge of Supervisory Board For For Management
Member J. Hofmann for Fiscal 2019
4.3 Approve Discharge of Supervisory Board For For Management
Member H.A. Al Abdulla for Fiscal 2019
4.4 Approve Discharge of Supervisory Board For For Management
Member H. S. Al Jaber for Fiscal 2019
4.5 Approve Discharge of Supervisory Board For For Management
Member B. Althusmann for Fiscal 2019
4.6 Approve Discharge of Supervisory Board For For Management
Member B. Dietze (until May 31, 2019)
for Fiscal 2019
4.7 Approve Discharge of Supervisory Board For For Management
Member H.-P. Fischer for Fiscal 2019
4.8 Approve Discharge of Supervisory Board For For Management
Member M. Heiss for Fiscal 2019
4.9 Approve Discharge of Supervisory Board For For Management
Member U. Hueck (until Feb. 8, 2019)
for Fiscal 2019
4.10 Approve Discharge of Supervisory Board For For Management
Member J. Jaervklo for Fiscal 2019
4.11 Approve Discharge of Supervisory Board For For Management
Member U. Jakob for Fiscal 2019
4.12 Approve Discharge of Supervisory Board For For Management
Member L. Kiesling for Fiscal 2019
4.13 Approve Discharge of Supervisory Board For For Management
Member P. Mosch for Fiscal 2019
4.14 Approve Discharge of Supervisory Board For For Management
Member B. Murkovic for Fiscal 2019
4.15 Approve Discharge of Supervisory Board For For Management
Member B. Osterloh for Fiscal 2019
4.16 Approve Discharge of Supervisory Board For For Management
Member H.M. Piech for Fiscal 2019
4.17 Approve Discharge of Supervisory Board For For Management
Member F.O. Porsche for Fiscal 2019
4.18 Approve Discharge of Supervisory Board For For Management
Member W. Porsche for Fiscal 2019
4.19 Approve Discharge of Supervisory Board For For Management
Member C. Schoenhardt (from June 21,
2019)for Fiscal 2019
4.20 Approve Discharge of Supervisory Board For For Management
Member A. Stimoniaris for Fiscal 2019
4.21 Approve Discharge of Supervisory Board For For Management
Member S. Weil for Fiscal 2019
4.22 Approve Discharge of Supervisory Board For For Management
Member W. Weresch (from Feb. 21, 2019)
for Fiscal 2019
5 Elect Hussain Abdulla to the For For Management
Supervisory Board
6 Amend Articles Re: Proof of Entitlement For For Management
7.1 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2020
7.2 Ratify Ernst & Young GmbH as Auditors For For Management
for the Consolidated Interim Financial
Statements and Interim Management
Report until Sep. 30, 2020 and the
First Quarter of Fiscal 2021
--------------------------------------------------------------------------------
WENDEL
Ticker: Security ID: FR0000121204
Meeting Date: JUL 02, 2020 Meeting Type: Mix
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
20 Authority to Cancel Shares and Reduce For For Management
Capital
21 Authority to Issue Shares and For For Management
Convertible Debt w/ Preemptive Rights
22 Authority to Issue Shares and For For Management
Convertible Debt w/o Preemptive Rights
23 Authority to Issue Shares and For For Management
Convertible Debt Through Private
Placement
24 Authority to Set Offering Price of For For Management
Shares
25 Greenshoe For For Management
26 Authority to Increase Capital in For For Management
Consideration for Contributions In Kind
27 Authority to Increase Capital in Case For For Management
of Exchange Offers
28 Authority to Increase Capital Through For For Management
Capitalisations
29 Global Ceiling on Capital Increases For For Management
30 Employee Stock Purchase Plan For For Management
31 Authority to Grant Stock Options For For Management
32 Authority to Issue Performance Shares For For Management
33 Amendments to Articles Regarding For For Management
Employee Representatives
5 Accounts and Reports For For Management
14 Remuneration Report For For Management
15 Remuneration of Andre Francois-Poncet, For For Management
Management Board Chair
16 Remuneration of Bernard Gautier, For For Management
Management Board Member (until
September 9, 2019)
17 Remuneration of David Darmon, For For Management
Management Board Member (since
September 9, 2019)
18 Remuneration of Nicolas ver Hulst, For For Management
Supervisory Board Chair
19 Authority to Repurchase and Reissue For For Management
Shares
6 Consolidated Accounts and Reports For For Management
7 Allocation of Profits/Dividends For For Management
34 Authorisation of Legal Formalities For For Management
8 Special Auditors Report on Regulated For For Management
Agreements
9 Related Party Transaction For For Management
(Wendel-Participations SE)
10 Elect Thomas de Villeneuve For For Management
11 Remuneration Policy (Management Board For For Management
Chair)
12 Remuneration Policy (Management Board For For Management
Members)
13 Remuneration Policy (Supervisory Board) For For Management
--------------------------------------------------------------------------------
WESFARMERS LIMITED
Ticker: WES Security ID: Q95870103
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Michael Alfred Chaney as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of KEEPP Deferred Shares For For Management
and KEEPP Performance Shares to Robert
Scott
5 Approve Grant of Additional For For Management
Performance-Tested Shares to Robert
Scott
--------------------------------------------------------------------------------
WIX.COM LTD.
Ticker: WIX Security ID: M98068105
Meeting Date: NOV 09, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Deirdre Bigley as Director For For Management
1b Reelect Allon Bloch as Director For For Management
2 Reappoint Appointment and Compensation For For Management
of Kost, Forer, Gabbay & Kasierer as
Auditors
3 Discuss Financial Statements and the None None Management
Report of the Board
--------------------------------------------------------------------------------
WOOLWORTHS GROUP LTD.
Ticker: WOW Security ID: Q98418108
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Scott Perkins as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Share For For Management
Rights to Brad Banducci
5 Approve Renewal of Approach to For For Management
Termination Benefits for 3 Years
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: R9900C106
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Approve Notice of For For Management
Meeting and Agenda
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Approve Special Dividends of NOK 18 For For Management
Per Share
================= TC Quant International Small-Cap Equity Fund =================
888 HOLDINGS PLC
Ticker: 888 Security ID: X19526106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Jon Mendelsohn as Director For For Management
5 Re-elect Anne de Kerckhove as Director For For Management
6 Re-elect Mark Summerfield as Director For For Management
7 Elect Limor Ganot as Director For For Management
8 Re-elect Itai Pazner as Director For For Management
9 Elect Yariv Dafna as Director For For Management
10 Reappoint Ernst and Young LLP and EY For For Management
Limited, Gibraltar as Auditors
11 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
12 Approve Final Dividend For For Management
13 Approve Additional One-Off Dividend For For Management
14 Authorise Issue of Equity For For Management
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
--------------------------------------------------------------------------------
AAK AB
Ticker: AAK Security ID: W9609S117
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Designate Leif Tornvall as Inspector For For Management
of Minutes of Meeting
4.2 Designate Yvonne Sorberg as Inspector For For Management
of Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7a Accept Financial Statements and For For Management
Statutory Reports
7b Approve Allocation of Income and For For Management
Dividends of SEK 2.30 Per Share
7c1 Approve Discharge of Board Chairman For For Management
Georg Brunstam
7c2 Approve Discharge of Board Member For For Management
Bengt Baron
7c3 Approve Discharge of Board Member Gun For For Management
Nilsson
7c4 Approve Discharge of Board Member For For Management
Marianne Kirkegaard
7c5 Approve Discharge of Board Member For For Management
Marta Schorling Andreen
7c6 Approve Discharge of Board Member For For Management
Patrik Andersson
7c7 Approve Discharge of Employee For For Management
Representative Leif Hakansson
7c8 Approve Discharge of Employee For For Management
Representative Lena Nilsson
7c9 Approve Discharge of Deputy Employee For For Management
Representative Mikael Myhre
7c10 Approve Discharge of Deputy Employee For For Management
Representative Annica Edvardsson
7c11 Approve Discharge of Former Deputy For For Management
Employee Representative Fredrik Rydberg
7c12 Approve Discharge of CEO Johan Westman For For Management
8 Determine Number of Members (5) and For For Management
Deputy Members (0) of Board
9.1 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 3.1 Million
9.2 Approve Remuneration of Auditors For For Management
10.1 Reelect Gun Nilsson as Director For Against Management
10.2 Reelect Marianne Kirkegaard as Director For For Management
10.3 Reelect Marta Schorling Andreen as For Against Management
Director
10.4 Reelect Patrik Andersson as Director For For Management
10.5 Reelect Georg Brunstam as Director For Against Management
10.6 Reelect Georg Brunstam as Board For Against Management
Chairman
10.7 Ratify KPMG as Auditors For For Management
11 Reelect Marta Schorling Andreen, For Against Management
Henrik Didner, Leif Tornvall and
Elisabet Jamal Bergstrom as Members of
Nominating Committee
12 Approve Remuneration Report For For Management
13 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of SEK 8.3
Million Pool of Capital to Guarantee
Conversion Rights
15 Approve Issuance of up to 10 Percent For For Management
of Issued Shares without Preemptive
Rights
16 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
17 Amend Articles Re: Proxies and Postal For For Management
Voting
--------------------------------------------------------------------------------
ACEA SPA
Ticker: ACE Security ID: T0040K106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Approve Remuneration Policy For For Management
3.2 Approve Second Section of the For For Management
Remuneration Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
ADMICOM OYJ
Ticker: ADMCM Security ID: X98157104
Meeting Date: FEB 19, 2021 Meeting Type: Annual
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.91 Per Share
9 Approve Discharge of Board and For For Management
President
10.1 Approve Remuneration of Directors in None Against Shareholder
the Amount of EUR 1,000 Per Meeting
10.2 Approve Remuneration of Directors in None For Shareholder
the Amount of EUR 1,000 Per Meeting;
Approve Monthly Remuneration of
Chairman in the Amount of EUR 3,000
without the Right to Meeting Fees
11 Fix Number of Directors at Six None For Shareholder
12.1 Reelect Pasi Aaltola as Director None For Shareholder
12.2 Reelect Timo Hall as Director None Against Shareholder
12.3 Reelect Sami Kettunen as Director None For Shareholder
12.4 Elect Kyosti Moisio as New Director None For Shareholder
12.5 Elect Olli Nokso-Koivisto as New None For Shareholder
Director
12.6 Reelect Jarmo Suonpaa as Director None For Shareholder
12.7 Elect Ilkka Uusi-Maahi as New Director None For Shareholder
13 Approve Remuneration of Auditors For For Management
14 Ratify KPMG as Auditors For For Management
15 Approve Issuance of Shares without For For Management
Preemptive Rights
16 Authorize Board to Decide on a Stock None Against Shareholder
Split
17 Establish a Nominating Committee None For Shareholder
18 Close Meeting None None Management
--------------------------------------------------------------------------------
ADO PROPERTIES S.A.
Ticker: ADJ Security ID: L0120V103
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Special Board's Reports None None Management
(Non-Voting)
2 Receive Management Board Report on None None Management
Financial Statements and Statutory
Reports (Non-Voting)
3 Approve Financial Statements For For Management
4 Approve Consolidated Financial For For Management
Statements
5 Approve Allocation of Income For For Management
6 Approve Discharge of Directors For For Management
7 Reelect Peter Maser as Director For For Management
8 Reelect Thierry Beaudemoulin as For For Management
Director
9 Reelect Maximilian Rienecker as For For Management
Director
10 Reelect Arzu Akkemik as Director For For Management
11 Reelect Michael Butter as Director For For Management
12 Elect Thomas Zinnocker as Director For For Management
13 Elect Claus Jorgensen as Director For For Management
14 Elect Thilo Schmid as Director For For Management
15 Approve Remuneration of Directors For For Management
16 Renew Appointment of KPMG Luxembourg For For Management
as Auditor
17 Approve Share Repurchase For For Management
18 Approve Remuneration Policy For Against Management
19 Approve Remuneration Report For Against Management
--------------------------------------------------------------------------------
ADO PROPERTIES S.A.
Ticker: ADJ Security ID: L0120V103
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights and Amend Article 5
Accordingly
2 Change Company Name to ADLER Group S.A. For For Management
and Amend Article 1 Accordingly
3 Approve Full Restatement of the For Against Management
Articles of Incorporation
--------------------------------------------------------------------------------
ADVA OPTICAL NETWORKING SE
Ticker: ADV Security ID: D0190E105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6 Approve Extension of Stock Option For For Management
Plan; Approve Creation of EUR 5
Million Pool of Conditional Capital to
Guarantee Conversion Rights
7.1 Elect Nikos Theodosopoulos to the For For Management
Supervisory Board
7.2 Elect Johanna Hey to the Supervisory For Against Management
Board
7.3 Elect Michael Aquino to the For Against Management
Supervisory Board
8 Approve Remuneration Policy For For Management
9 Approve Remuneration of Supervisory For For Management
Board
10 Approve Creation of EUR 25.2 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
--------------------------------------------------------------------------------
AEON DELIGHT CO., LTD.
Ticker: 9787 Security ID: J0036F104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamada, Kazumasa For For Management
1.2 Elect Director Yamazato, Nobuo For For Management
1.3 Elect Director Mito, Hideyuki For For Management
1.4 Elect Director Watanabe, Hiroyuki For For Management
1.5 Elect Director Fujita, Masaaki For For Management
1.6 Elect Director Hompo, Yoshiaki For For Management
1.7 Elect Director Yoshikawa, Keiji For For Management
1.8 Elect Director Takada, Asako For For Management
2.1 Appoint Statutory Auditor Mitsui, For For Management
Hiroshi
2.2 Appoint Statutory Auditor Takahashi, For For Management
Tsukasa
2.3 Appoint Statutory Auditor Kawabe, Yuji For For Management
--------------------------------------------------------------------------------
AFFLE (INDIA) LTD.
Ticker: 542752 Security ID: Y0R1EG101
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
AFRICAN RAINBOW MINERALS LTD.
Ticker: ARI Security ID: S01680107
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Tom Boardman as Director For For Management
2 Re-elect Anton Botha as Director For For Management
3 Re-elect Joaquim Chissano as Director For For Management
4 Re-elect Dr Rejoice Simelane as For For Management
Director
5 Elect Pitsi Mnisi as Director For For Management
6 Elect Tsu Mhlanga as Director For For Management
7 Elect Jongisa Magagula as Director For For Management
8 Reappoint Ernst & Young Inc as For For Management
Auditors with PD Grobbelaar as the
Designated Auditor
9.1 Re-elect Tom Boardman as Chairman of For For Management
the Audit and Risk Committee
9.2 Re-elect Anton Botha as Member of the For For Management
Audit and Risk Committee
9.3 Re-elect Alex Maditsi as Member of the For For Management
Audit and Risk Committee
9.4 Re-elect Dr Rejoice Simelane as Member For For Management
of the Audit and Risk Committee
9.5 Elect Pitsi Mnisi as Member of the For For Management
Audit and Risk Committee
10 Approve Remuneration Policy For For Management
11 Approve Remuneration Implementation For For Management
Report
12 Place Authorised but Unissued Shares For For Management
under Control of Directors
13 Authorise Board to Issue Shares for For For Management
Cash
14.1 Approve the Annual Retainer Fees for For For Management
Non-executive Directors
14.2 Approve the Fees for Attending Board For For Management
Meetings
15 Approve the Committee Attendance Fees For For Management
for Non-executive Directors
16 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
17 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
18 Authorise Issue of Shares in For For Management
Connection with the Share or Employee
Incentive Schemes
19 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
AIFUL CORP.
Ticker: 8515 Security ID: J00557108
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fukuda, Mitsuhide For For Management
1.2 Elect Director Fukuda, Yoshitaka For Against Management
1.3 Elect Director Sato, Masayuki For For Management
1.4 Elect Director Kamiyo, Akira For For Management
1.5 Elect Director Nakagawa, Tsuguo For For Management
1.6 Elect Director Masui, Keiji For For Management
2.1 Elect Director and Audit Committee For For Management
Member Shimura, Hitoshi
2.2 Elect Director and Audit Committee For For Management
Member Fukuda, Yoshihide
2.3 Elect Director and Audit Committee For For Management
Member Suzuki, Haruichi
3 Elect Alternate Director and Audit For For Management
Committee Member Imada, Satoru
--------------------------------------------------------------------------------
AL HAMMADI CO. FOR DEVELOPMENT & INVESTMENT
Ticker: 4007 Security ID: M0806B107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
6 Approve Related Party Transactions For For Management
With Salih Al Hammadi Re: Renting
Residential Buildings For Doctors And
Administrators
7 Approve Related Party Transactions For For Management
With Mohammed Al Hammadi Re: Google
Services, Messages And Applications
8 Approve Related Party Transactions For For Management
With Salih Al Hammadi Re: Support And
Supply Services
9 Approve Related Party Transactions For For Management
With Salih Al Hammadi Re: Renting
Residential Buildings For Doctors And
Administrators
10 Approve Remuneration of Directors of For For Management
SAR 1,000,000 for FY 2020
11 Approve Dividends of SAR 0.5 Per Share For For Management
for FY 2020
12 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
--------------------------------------------------------------------------------
ALBIOMA SA
Ticker: ABIO Security ID: F0190K109
Meeting Date: MAY 25, 2021 Meeting Type: Annual/Special
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Compensation Report of For For Management
Corporate Officers
6 Approve Compensation of Frederic For For Management
Moyne, Chairman and CEO
7 Approve Remuneration Policy of For For Management
Corporate Officers
8 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
9 Reelect Frederic Moyne as Director For Against Management
10 Reelect Jean-Carlos Angulo as Director For For Management
11 Reelect Bpifrance Investissement as For For Management
Director
12 Reelect Frank Lacroix as Director For For Management
13 Reelect Ulrike Steinhorst as Director For For Management
14 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
15 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 30 Percent of
Issued Share Capital
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 16 and 17
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 10
Percent of Issued Capital Per Year for
Private Placements
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
22 Amend Article 19 of Bylaws Re: For For Management
Directors Length of Term
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ALDREES PETROLEUM & TRANSPORT SERVICES CO.
Ticker: 4200 Security ID: M05236100
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Hamad Al Dreess as Director None Abstain Management
1.2 Elect Abdulmuhsin Al Dreess as Director None Abstain Management
1.3 Elect Abdulilah Al Dreess as Director None Abstain Management
1.4 Elect Eid Al Shamri as Director None Abstain Management
1.5 Elect Adil Al Oteibi as Director None Abstain Management
1.6 Elect Sameer Haddad as Director None Abstain Management
1.7 Elect Hamad Al Fouzan as Director None Abstain Management
1.8 Elect Omar Al Fantookh as Director None Abstain Management
1.9 Elect Tawfeeq Al Muqeet as Director None Abstain Management
1.10 Elect Thamir Al Wadee as Director None Abstain Management
1.11 Elect Abdullah Maqboul as Director None Abstain Management
1.12 Elect Saad Al Haqeel as Director None Abstain Management
1.13 Elect Abdullah Al Rasheedi as Director None Abstain Management
1.14 Elect Mohammed Al Ghamdi as Director None Abstain Management
1.15 Elect Abou Bakr Ba Abbad as Director None Abstain Management
1.16 Elect Abdulilah Al Sheikh as Director None Abstain Management
1.17 Elect Fayiz Al Zaydi as Director None Abstain Management
1.18 Elect Nabeel Mnqash as Director None Abstain Management
1.19 Elect Turki Al Badeen as Director None Abstain Management
1.20 Elect Abdullah Al Husseini as Director None Abstain Management
1.21 Elect Turki Al Oteibi as Director None Abstain Management
1.22 Elect Majid Al Suweigh as Director None Abstain Management
1.23 Elect Ahmed Murad as Director None Abstain Management
1.24 Elect Abdulrahman Al Khayal as Director None Abstain Management
1.25 Elect Abdullah Al Fifi as Director None Abstain Management
1.26 Elect Atif Al Shahri as Director None Abstain Management
1.27 Elect Khalid Al Khudeiri as Director None Abstain Management
1.28 Elect Ghassan Kashmiri as Director None Abstain Management
1.29 Elect Mona Al Shaqhaa as Director None Abstain Management
1.30 Elect Salih Al Yami as Director None Abstain Management
1.31 Elect Tariq Lenjawi as Director None Abstain Management
1.32 Elect Hussam Al Deen Sadaqah as None Abstain Management
Director
1.33 Elect Abdulmajeed Al Areeni as Director None Abstain Management
1.34 Elect Omran Al Omrani as Director None Abstain Management
1.35 Elect Muqrin Al Dalbahi as Director None Abstain Management
1.36 Elect Salman Al Suhaibani as Director None Abstain Management
1.37 Elect Shuheil Al Shuheil as Director None Abstain Management
1.38 Elect Hatim Al Wabel as Director None Abstain Management
1.39 Elect Fahad Al Shamri as Director None Abstain Management
1.40 Elect Talal Al Moammar as Director None Abstain Management
1.41 Elect Hatim Al Suhaibani as Director None Abstain Management
1.42 Elect Mohammed Al Naeem as Director None Abstain Management
2 Elect Members of Audit Committee, For For Management
Approve its Charter and the
Remuneration of Its Members
--------------------------------------------------------------------------------
ALIANSCE SHOPPING CENTERS SA
Ticker: ALSO3 Security ID: P0R623102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Seven For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Renato Feitosa Rique as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Hilary Jo Spann as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcela Dutra Drigo as Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Fernando Maria Guedes Machado
Antunes de Oliveira as Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Volker Kraft as Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiz Alves Paes de Barros as
Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alexandre Silveira Dias as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Approve Remuneration of Company's For Against Management
Management
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
12 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
ALIANSCE SHOPPING CENTERS SA
Ticker: ALSO3 Security ID: P0R623102
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital, Amend Article 19 and
Consolidate Bylaws
2 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
ALLIANCE PHARMA PLC
Ticker: APH Security ID: G0179G102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect David Cook as Director For For Management
4 Re-elect Peter Butterfield as Director For For Management
5 Re-elect Andrew Franklin as Director For For Management
6 Re-elect Jo LeCouilliard as Director For For Management
7 Re-elect Richard Jones as Director For For Management
8 Reappoint KPMG LLP as Auditors For For Management
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Authorise Issue of Equity For For Management
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
ALM. BRAND A/S
Ticker: ALMB Security ID: K0302B157
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
b Approve Allocation of Income and For For Management
Dividends of DKK 7 Per Share
c Authorize Share Repurchase Program For For Management
d1.1 Elect Jorgen Hesselbjerg Mikkelsen as For Abstain Management
Director
d1.2 Elect Jan Skytte Pedersen as Director For Abstain Management
d1.3 Elect Pia Laub as Director For For Management
d1.4 Elect Anette Eberhard as Director For For Management
d1.5 Elect Per V H Frandsen as Director For Abstain Management
d1.6 Elect Karen Sofie Hansen-Hoeck as For For Management
Director
d1.7 Elect Boris Norgaard Kjeldsen as For Abstain Management
Director
d1.8 Elect Flemming Fuglede Jorgensen as For Abstain Management
Director
d2.1 Elect Gustav Garth-Gruner as Deputy For For Management
Director
d2.2 Elect Asger Bank Moller Christensen as For For Management
Deputy Director
d2.3 Elect Tina Schmidt Madsen as Deputy For For Management
Director
d2.4 Elect Kristian Kristensen as Deputy For For Management
Director
d2.5 Elect Jesper Bach as Deputy Director For For Management
e Ratify Ernst & Young as Auditors For For Management
f1 Approve Remuneration Report (Advisory For For Management
Vote)
f2 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
g Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
h Other Business None None Management
--------------------------------------------------------------------------------
ALM. BRAND AS
Ticker: ALMB Security ID: DK0015250344
Meeting Date: AUG 28, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
5 Accounts and Reports; Ratification of For For Management
Board and Managements Acts
6 Allocation of Profits/Dividends For For Management
7 Authority to Repurchase Shares For For Management
8 Elect an Undisclosed Member For Against Management
9 Elect an Undisclosed Member For Against Management
10 Elect an Undisclosed Member For Against Management
11 Elect an Undisclosed Member For Against Management
12 Elect an Undisclosed Member For Against Management
13 Elect an Undisclosed Member For Against Management
14 Elect an Undisclosed Member For Against Management
15 Elect an Undisclosed Member For Against Management
16 Elect an Undisclosed Member as For Against Management
Alternate Director
17 Elect an Undisclosed Member as For Against Management
Alternate Director
18 Elect an Undisclosed Member as For Against Management
Alternate Director
19 Elect an Undisclosed Member as For Against Management
Alternate Director
20 Election of Directors For Against Management
21 Appointment of Auditor For For Management
22 Amendments to Articles For For Management
23 Cancellation of Shares For For Management
24 Remuneration Policy For Against Management
25 Authority to Carry Out Formalities For For Management
--------------------------------------------------------------------------------
ALPHAMAB ONCOLOGY
Ticker: 9966 Security ID: G0330A101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Authorize Repurchase of Issued Share For For Management
Capital
3 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4 Authorize Reissuance of Repurchased For Against Management
Shares
5.1 Elect Liu Yang as Director For Against Management
5.2 Elect Wei Kevin Cheng as Director For For Management
5.3 Elect Wu Dong as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ALPS ALPINE CO., LTD.
Ticker: 6770 Security ID: J01176114
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Kuriyama, Toshihiro For For Management
2.2 Elect Director Kimoto, Takashi For For Management
2.3 Elect Director Endo, Koichi For For Management
2.4 Elect Director Sasao, Yasuo For For Management
2.5 Elect Director Saeki, Tetsuhiro For For Management
2.6 Elect Director Fujie, Naofumi For For Management
2.7 Elect Director Oki, Noriko For For Management
3.1 Elect Director and Audit Committee For For Management
Member Gomi, Yuko
3.2 Elect Director and Audit Committee For For Management
Member Kawarada, Yoji
--------------------------------------------------------------------------------
ALTECH CORP.
Ticker: 4641 Security ID: J01208107
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 40
2.1 Elect Director Imamura, Atsushi For For Management
2.2 Elect Director Watanabe, Nobuyuki For For Management
2.3 Elect Director Sudo, Yasushi For For Management
2.4 Elect Director Sugimoto, Takeshi For For Management
2.5 Elect Director Tanabe, Keiichiro For For Management
2.6 Elect Director Nosaka, Eigo For For Management
2.7 Elect Director Go, Masatoshi For For Management
--------------------------------------------------------------------------------
AMOT INVESTMENTS LTD.
Ticker: AMOT Security ID: M1035R103
Meeting Date: DEC 15, 2020 Meeting Type: Annual
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Brightman Almagor Zohar & Co For For Management
as Auditors and Report on Fees Paid to
the Auditor
3.1 Reelect Nathan Hetz as Director For For Management
3.2 Reelect Aviram Wertheim as Director For For Management
3.3 Reelect Moti Barzili as Director For For Management
3.4 Reelect Amir Amar as Director For Against Management
3.5 Reelect Eyal Gabbai as Director For For Management
3.6 Reelect Yechiel Gutman as Director For For Management
3.7 Reelect Yael Andorn Karni as Director For For Management
4 Approve Amended Compensation Policy For For Management
for the Directors and Officers of the
Company
5 Approve Increase Registered Share For For Management
Capital and Amend Articles Accordingly
6 Approve Employment Terms of Shimon For For Management
Abudraham, CEO
7.1 Approve Company to Purchase Umbrella For For Management
Insurance for Directors and Officers
7.2 Approve Amendments to Terms of For For Management
Insurance Policies
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
AMS AG
Ticker: AMS Security ID: A0400Q115
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify KPMG Austria GmbH as Auditors For For Management
for Fiscal Year 2021
7 Approve Remuneration Policy For Against Management
8 Approve Remuneration Report For For Management
9 Approve Increase in Size of For For Management
Supervisory Board to Eight Members
10.1 Elect Margarete Haase as Supervisory For For Management
Board Member
10.2 Elect Brigitte Ederer as Supervisory For For Management
Board Member
11 Change Company Name to ams-OSRAM AG. For For Management
12 Approve Creation of EUR 10.5 Million For For Management
Capital Increase without Preemptive
Rights
13 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
14.1 New/Amended Proposals from Shareholders None Against Management
14.2 New/Amended Proposals from Management None Against Management
and Supervisory Board
--------------------------------------------------------------------------------
AMUSE, INC.
Ticker: 4301 Security ID: J0142S107
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2 Amend Articles to Amend Business Lines For For Management
- Change Location of Head Office
3.1 Elect Director Osato, Yokichi For Against Management
3.2 Elect Director Nakanishi, Masaki For For Management
3.3 Elect Director Ichige, Rumiko For For Management
3.4 Elect Director Araki, Hiroyuki For For Management
3.5 Elect Director Ono, Takahiro For For Management
3.6 Elect Director Masuda, Muneaki For For Management
3.7 Elect Director Ando, Takaharu For For Management
3.8 Elect Director Aso, Yoichi For For Management
4.1 Appoint Statutory Auditor Yokozawa, For For Management
Hiroaki
4.2 Appoint Statutory Auditor Ishikawa, For For Management
Yorimichi
4.3 Appoint Statutory Auditor Onogi, For For Management
Takeshi
4.4 Appoint Statutory Auditor Haibara, For For Management
Yoshio
--------------------------------------------------------------------------------
ANADOLU EFES BIRACILIK VE MALT SANAYII A.S.
Ticker: AEFES.E Security ID: M10225106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Ratify Director Appointment For For Management
6 Approve Discharge of Board For For Management
7 Approve Allocation of Income For For Management
8 Elect Directors and Approve Their For Against Management
Remuneration
9 Ratify External Auditors For For Management
10 Amend Article 7 Re: Capital Related For Against Management
11 Amend Article 14 Re: Board Related For For Management
12 Receive Information on Donations Made None None Management
in 2020
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
14 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Market Board
Corporate Governance Principles
15 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
16 Wishes None None Management
--------------------------------------------------------------------------------
ANSELL LIMITED
Ticker: ANN Security ID: Q04020105
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Nigel Garrard as Director For For Management
2b Elect Christina Stercken as Director For For Management
2c Elect William Reilly as Director For For Management
3 Adopt New Constitution For For Management
4 Approve Grant of Performance Share For For Management
Rights to Magnus Nicolin
5 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
APHRIA INC.
Ticker: APHA Security ID: 03765K104
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin D. Simon For For Management
1.2 Elect Director Renah Persofsky For For Management
1.3 Elect Director Jodi Butts For For Management
1.4 Elect Director John M. Herhalt For For Management
1.5 Elect Director David Hopkinson For Withhold Management
1.6 Elect DirectorTom Looney For Withhold Management
1.7 Elect Director Walter Robb For Withhold Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
APOLLO HOSPITALS ENTERPRISE LIMITED
Ticker: 508869 Security ID: Y0187F138
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.i Accept Standalone Financial Statements For For Management
and Statutory Reports
1.ii Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Sangita Reddy as Director For For Management
4 Approve Reappointment and Remuneration For For Management
of Preetha Reddy as Whole Time
Director Designated as Executive
Vice-Chairperson
5 Approve Reappointment and Remuneration For For Management
of Suneeta Reddy as Managing Director
6 Approve Reappointment and Remuneration For For Management
of Sangita Reddy as Joint Managing
Director
7 Approve Payment of Remuneration to For For Management
Executive Directors
8 Approve Issuance of Non-Convertible For For Management
Debentures on Private Placement Basis
9 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
ARABIAN CEMENT CO.
Ticker: 3010 Security ID: M1R20A108
Meeting Date: DEC 13, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Saoud Al Suleiman as Director None Abstain Management
1.2 Elect Moataz Al Azawi as Director None Abstain Management
1.3 Elect Al Waleed Al Dureiaan as Director None Abstain Management
1.4 Elect Turki Al Rajhi as Director None Abstain Management
1.5 Elect Fahad Al Issa as Director None Abstain Management
1.6 Elect Abdullah Raheemi as Director None Abstain Management
1.7 Elect Abdulateef Al Seef as Director None Abstain Management
1.8 Elect Youssef Abalkheil as Director None Abstain Management
1.9 Elect Mohammed Al Kaleebi as Director None Abstain Management
1.10 Elect Ahmed Murad as Director None Abstain Management
1.11 Elect Turki Al Badeen as Director None Abstain Management
1.12 Elect Thamir Al Wadee as Director None Abstain Management
1.13 Elect Jamal Omar as Director None Abstain Management
1.14 Elect Hamad Al Fouzan as Director None Abstain Management
1.15 Elect Khalid Al Khudheiri as Director None Abstain Management
1.16 Elect Saad Al Haqeel as Director None Abstain Management
1.17 Elect Saad Al Ajlan as Director None Abstain Management
1.18 Elect Abdullah Al Fifi as Director None Abstain Management
1.19 Elect Abdullah Al Nimri as Director None Abstain Management
1.20 Elect Azeez Al Qahtani as Director None Abstain Management
1.21 Elect Fahad Al Shamri as Director None Abstain Management
1.22 Elect Mohammed Al Ghamdi as Director None Abstain Management
1.23 Elect Mohammed Al Sakeet as Director None Abstain Management
1.24 Elect Mureea Habbash as Director None Abstain Management
1.25 Elect Nabeel Bin Minqash as Director None Abstain Management
1.26 Elect Natheer Khashaqji Director None Abstain Management
1.27 Elect Khalid Al Nuweisir as Director None Abstain Management
1.28 Elect Fahad Al Sameeh as Director None Abstain Management
1.29 Elect Fawaz Al Qahtani as Director None Abstain Management
1.30 Elect Fayiz Al Zaydi as Director None Abstain Management
1.31 Elect Abdulmajeed Al Bahrani as None Abstain Management
Director
1.32 Elect Ahmed Bakhsh as Director None Abstain Management
2 Elect Members of Audit Committee, For For Management
Approve its Charter and the
Remuneration of Its Members
3 Approve Competitive Business Standards For For Management
Charter
--------------------------------------------------------------------------------
ARATA CORP.
Ticker: 2733 Security ID: J01911106
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Adopt Board For For Management
Structure with Audit Committee -
Restore Shareholder Authority to Vote
on Share Buybacks - Amend Provisions
on Number of Directors - Restore
Shareholder Authority to Vote on
Income Allocation
2.1 Elect Director Hatanaka, Nobuyuki For For Management
2.2 Elect Director Suzaki, Hiroaki For For Management
2.3 Elect Director Suzuki, Yoichi For For Management
2.4 Elect Director Omote, Toshiyuki For For Management
2.5 Elect Director Furiyoshi, Takahiro For For Management
2.6 Elect Director Uryu, Yoshiro For For Management
2.7 Elect Director Hatanaka, Hidetaka For For Management
2.8 Elect Director Mizuno, Akihito For For Management
2.9 Elect Director Aoki, Yoshihisa For For Management
2.10 Elect Director Ishii, Hideo For For Management
2.11 Elect Director Iwasaki, Akira For For Management
3.1 Elect Director and Audit Committee For For Management
Member Ito, Mikihisa
3.2 Elect Director and Audit Committee For For Management
Member Hiramitsu, Satoshi
3.3 Elect Director and Audit Committee For For Management
Member Sakamoto, Tomoko
4 Elect Alternate Director and Audit For For Management
Committee Member Okada, Shuichi
5 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
6 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
7 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
ARC RESOURCES LTD.
Ticker: ARX Security ID: 00208D408
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Farhad Ahrabi For For Management
1.2 Elect Director David R. Collyer For For Management
1.3 Elect Director Susan C. Jones For For Management
1.4 Elect Director Harold N. Kvisle For For Management
1.5 Elect Director William J. McAdam For For Management
1.6 Elect Director Michael G. McAllister For For Management
1.7 Elect Director Kathleen M. O'Neill For For Management
1.8 Elect Director Marty L. Proctor For For Management
1.9 Elect Director M. Jacqueline Sheppard For For Management
1.10 Elect Director Leontine van For For Management
Leeuwen-Atkins
1.11 Elect Director Terry M. Anderson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ARCOS DORADOS HOLDINGS INC.
Ticker: ARCO Security ID: G0457F107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Ratify E&Y (Pistrelli, Henry Martin y For Against Management
Asociados S.R.L., member firm of Ernst
& Young Global) as Auditors and
Authorize Board to Fix Their
Remuneration
3.1 Elect Director Woods Staton For For Management
3.2 Elect Director Sergio Alonso For For Management
3.3 Elect Director Francisco Staton For For Management
--------------------------------------------------------------------------------
ARGOSY PROPERTY LIMITED
Ticker: ARG Security ID: Q0525Z126
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jeff Morrison as Director For For Management
2 Elect Stuart McLauchlan as Director For For Management
3 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Directors
4 Authorize Board to Fix Remuneration of For For Management
the Auditors
--------------------------------------------------------------------------------
ARJO AB
Ticker: ARJO.B Security ID: W0634J115
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3.1 Designate Per Colleen as Inspector of For For Management
Minutes of Meeting
3.2 Designate Marianne Nilsson as For For Management
Inspector of Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7.a Receive Financial Statements and None None Management
Statutory Reports
7.b Receive Financial Statements and None None Management
Statutory Reports on Consolidated
Accounts
7.c Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
7.d Receive Board's Dividend Proposal None None Management
8 Receive Board's Report None None Management
9 Receive President's Report None None Management
10 Accept Financial Statements and For For Management
Statutory Reports
11 Approve Allocation of Income and For For Management
Dividends of SEK 0.85 Per Share
12.1 Approve Discharge of Board Chairman For For Management
Johan Malmquist
12.2 Approve Discharge of Board Member Carl For For Management
Bennet
12.3 Approve Discharge of Board Member Eva For For Management
Elmstedt
12.4 Approve Discharge of Board Member Dan For For Management
Frohm
12.5 Approve Discharge of Board Member Ulf For For Management
Grunander
12.6 Approve Discharge of Board Member For For Management
Carola Lemne
12.7 Approve Discharge of Board Member and For For Management
CEO Joacim Lindoff
12.8 Approve Discharge of Employee For For Management
Representative Kajsa Haraldsson
12.9 Approve Discharge of Employee For For Management
Representative Eva Sandling Gralen
12.10 Approve Discharge of Employee For For Management
Representative Ingrid Hultgren
12.11 Approve Discharge of Employee For For Management
Representative Sten Borjesson
12.12 Approve Discharge of Employee For For Management
Representative Jimmy Linde
13.1 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
13.2 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
14.1 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 4.6
Million; Approve Remuneration for
Committee Work
14.2 Approve Remuneration of Auditors For For Management
15.1a Reelect Johan Malmquist as Director For Against Management
15.1b Reelect Carl Bennet as Director For Against Management
15.1c Reelect Eva Elmstedt as Director For Against Management
15.1d Reelect Dan Frohm as Director For Against Management
15.1e Reelect Ulf Grunander as Director For Against Management
15.1f Reelect Carola Lemne as Director For For Management
15.1g Reelect Joacim Lindoff as Director For Against Management
15.2 Reelect Johan Malmquist as Board For Against Management
Chairman
16 Ratify PricewaterhouseCoopers as For For Management
Auditors
17 Amend Articles Re: Editorial Changes; For For Management
Proxies and Postal Voting
18 Approve Remuneration Report For For Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
ASHMORE GROUP PLC
Ticker: ASHM Security ID: G0609C101
Meeting Date: OCT 16, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Mark Coombs as Director For For Management
4 Re-elect Tom Shippey as Director For For Management
5 Re-elect Clive Adamson as Director For For Management
6 Re-elect David Bennett as Director For For Management
7 Re-elect Jennifer Bingham as Director For For Management
8 Re-elect Dame Anne Pringle as Director For For Management
9 Approve Remuneration Policy For For Management
10 Approve Remuneration Report For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Approve Waiver on Tender-Bid For For Management
Requirement
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
ASHTROM GROUP LTD.
Ticker: ASHG Security ID: M1502Z109
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employment Terms of Omer For For Management
Guggenheim, Vice CEO of Business
Development
2 Approve Amended Compensation Policy For For Management
Re: Liability Insurance Policy
3 Approve Issuance of Liability For For Management
Insurance Policy to Directors/Officers
Who Are Not Controllers' Affiliated
and their Relatives
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ASM INTERNATIONAL NV
Ticker: ASM Security ID: N07045201
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Approve Remuneration Report For For Management
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Dividends of EUR 2.00 Per Share For For Management
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Elect Paul Verhagen to Management Board For For Management
9 Elect Stefanie Kahle-Galonske to For For Management
Supervisory Board
10 Ratify KPMG Accountants N.V. as For For Management
Auditors
11a Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
11b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Amend Articles Re: Provision to Cover For For Management
the Absence or Inability to Act of All
Members of the Supervisory Board
14 Approve Cancellation of Repurchased For For Management
Shares
15 Other Business (Non-Voting) None None Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
ASSECO POLAND SA
Ticker: ACP Security ID: X02540130
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Meeting Chairman For For Management
2 Acknowledge Proper Convening of For For Management
Meeting; Elect Members of Vote
Counting Commission
3 Approve Agenda of Meeting For For Management
4 Receive Management Board Report on None None Management
Company's and Group's Operations
5 Receive Standalone and Consolidated None None Management
Financial Statements
6 Receive Auditor's Opinion on Financial None None Management
Statements
7 Receive Supervisory Board Report None None Management
8.1 Approve Management Board Report on For For Management
Company's and Group's Operations
8.2 Approve Financial Statements For For Management
8.3 Approve Consolidated Financial For For Management
Statements
9 Approve Allocation of Income and For For Management
Dividends of PLN 3.11 per Share
10.1 Approve Discharge of Adam Goral (CEO) For For Management
10.2 Approve Discharge of Andrzej Dopierala For For Management
(Deputy CEO)
10.3 Approve Discharge of Krzysztof For For Management
Groyecki (Deputy CEO)
10.4 Approve Discharge of Rafal Kozlowski For For Management
(Deputy CEO)
10.5 Approve Discharge of Marek Panek For For Management
(Deputy CEO)
10.6 Approve Discharge of Pawel Piwowar For For Management
(Deputy CEO)
10.7 Approve Discharge of Zbigniew Pomianek For For Management
(Deputy CEO)
10.8 Approve Discharge of Slawomir For For Management
Szmytkowski (Deputy CEO)
10.9 Approve Discharge of Artur Wiza For For Management
(Deputy CEO)
10.10 Approve Discharge of Gabriela Zukowicz For For Management
(Deputy CEO)
11.1 Approve Discharge of Jacek Duch For For Management
(Supervisory Board Chairman)
11.2 Approve Discharge of Adam Noga For For Management
(Supervisory Board Deputy Chairman)
11.3 Approve Discharge of Dariusz Brzeski For For Management
(Supervisory Board Member)
11.4 Approve Discharge of Artur Kucharski For For Management
(Supervisory Board Member)
11.5 Approve Discharge of Izabela Albrycht For For Management
(Supervisory Board Member)
11.6 Approve Discharge of Piotr Augustyniak For For Management
(Supervisory Board Member)
11.7 Approve Discharge of Piotr Zak For For Management
(Supervisory Board Member)
12.1 Elect Supervisory Board Member For Against Management
12.2 Elect Supervisory Board Member For Against Management
12.3 Elect Supervisory Board Member For Against Management
12.4 Elect Supervisory Board Member For Against Management
12.5 Elect Supervisory Board Member For Against Management
12.6 Elect Supervisory Board Member For Against Management
12.7 Elect Supervisory Board Member For Against Management
13 Approve Remuneration Report For For Management
14 Approve Sale of Real Estate Property For For Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
ASSURA PLC
Ticker: Security ID: GB00BVGBWW93
Meeting Date: JUL 07, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Elect Jayne Cottam For For Management
11 Elect Jonathan Owen Davies For For Management
12 Authority to Issue Shares w/ For For Management
Preemptive Rights
13 Authority to Issue Shares w/o For For Management
Preemptive Rights
14 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
15 Authority to Repurchase Shares For For Management
16 Authority to Set General Meeting For For Management
Notice Period at 14 Days
2 Share Incentive Plan For For Management
3 Remuneration Report (Advisory) For For Management
4 Appointment of Auditor For For Management
5 Authority to Set Auditor's Fees For For Management
6 Elect Edward Smith For For Management
7 Elect Louise Fowler For For Management
8 Elect Jonathan Murphy For For Management
9 Elect Jenefer Greenwood For For Management
--------------------------------------------------------------------------------
AURELIUS EQUITY OPPORTUNITIES SE & CO. KGAA
Ticker: AR4 Security ID: D0R9AT103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2020
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Discharge of Shareholders' For For Management
Committee for Fiscal Year 2020
6 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
7.1 Elect Maren Schulze to the For For Management
Shareholders' Committee
7.2 Elect Eva Wimmers to the Shareholders' For For Management
Committee
7.3 Elect Ulrich Wolters to the For For Management
Shareholders' Committee
8 Approve Affiliation Agreement with AEO For For Management
InvestCo GmbH
--------------------------------------------------------------------------------
AUSTAL LIMITED
Ticker: ASB Security ID: Q07106109
Meeting Date: OCT 30, 2020 Meeting Type: Annual
Record Date: OCT 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect John Rothwell as Director For For Management
3 Elect Michael McCormack as Director For For Management
4 Approve Issuance of Share Rights to For For Management
Sarah Adam-Gedge
5 Approve Issuance of Share Rights to For For Management
Chris Indermaur
6 Approve Issuance of Share Rights to For For Management
Michael McCormack
7 Approve Issuance of STI Rights to For For Management
David Singleton
--------------------------------------------------------------------------------
AVACTA GROUP PLC
Ticker: AVCT Security ID: G2967N117
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Dr Eliot Forster as Director For Against Management
4 Re-elect Dr Trevor Nicholls as Director For Against Management
5 Reappoint KPMG LLP as Auditors For For Management
6 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Authorise Issue of Equity For For Management
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
AVAST PLC
Ticker: AVST Security ID: G0713S109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect John Schwarz as Director For For Management
5 Re-elect Ondrej Vlcek as Director For For Management
6 Re-elect Philip Marshall as Director For For Management
7 Re-elect Pavel Baudis as Director For For Management
8 Re-elect Eduard Kucera as Director For For Management
9 Re-elect Warren Finegold as Director For For Management
10 Re-elect Maggie Chan Jones as Director For For Management
11 Re-elect Tamara Minick-Scokalo as For For Management
Director
12 Re-elect Belinda Richards as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Approve Employee Benefit Trust For For Management
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
AVON RUBBER PLC
Ticker: AVON Security ID: G06860103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Chloe Ponsonby as Director For For Management
6 Re-elect Paul McDonald as Director For For Management
7 Re-elect Nick Keveth as Director For For Management
8 Elect Bruce Thompson as Director For For Management
9 Elect Bindi Foyle as Director For For Management
10 Elect Victor Chavez as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise EU Political Donations and For For Management
Expenditure
14 Adopt New Articles of Association For For Management
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Amend Long-Term Incentive Plan For For Management
--------------------------------------------------------------------------------
AXFOOD AB
Ticker: AXFO Security ID: W1051R119
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Sussi Kvart as Inspector of For For Management
Minutes of Meeting
2.2 Designate Martin Gartner as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Approve Remuneration Report For For Management
8 Accept Financial Statements and For For Management
Statutory Reports
9.1 Approve Discharge of Board Chairman For For Management
Mia Brunell Livfors
9.2 Approve Discharge of Board Member For For Management
Stina Andersson
9.3 Approve Discharge of Board Member For For Management
Fabian Bengtsson
9.4 Approve Discharge of Board Member For For Management
Caroline Berg
9.5 Approve Discharge of Board Member For For Management
Christer Aberg
9.6 Approve Discharge of Board Member For For Management
Christian Luiga
9.7 Approve Discharge of Board Member For For Management
Jesper Lien
9.8 Approve Discharge of Board Member Lars For For Management
Olofsson
9.9 Approve Discharge of Employee For For Management
Representative Anders Helsing
9.10 Approve Discharge of Employee For For Management
Representative Michael Sjoren
9.11 Approve Discharge of Employee For For Management
Representative Lars Ostberg
9.12 Approve Discharge of CEO Klas Balkow For For Management
10 Approve Allocation of Income and For For Management
Dividends of SEK 7.50 Per Share
11 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
12.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 750,000 for Chairman
and SEK 475,000 for Other Directors;
Approve Remuneration for Committee Work
12.2 Approve Remuneration of Auditors For For Management
13.1 Reelect Mia Brunell Livfors as Director For For Management
13.2 Reelect Stina Andersson as Director For For Management
13.3 Reelect Fabian Bengtsson as Director For For Management
13.4 Reelect Caroline Berg as Director For For Management
13.5 Reelect Christer Aberg as Director For For Management
13.6 Reelect Christian Luiga as Director For For Management
13.7 Elect Peter Ruzicka as New Director For For Management
13.8 Reelect Mia Brunell Livfors as Board For For Management
Chairman
14 Authorize Representatives of Four of For For Management
Company's Largest Shareholders to
Serve on Nominating Committee
15.1 Approve Performance Share Matching For For Management
Plan for Key Employees
15.2 Approve Equity Plan Financing For For Management
16 Amend Articles Re: Corporate Purpose; For For Management
Postal Ballots
--------------------------------------------------------------------------------
AZIMUT HOLDING SPA
Ticker: AZM Security ID: T0783G106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
4.1 Approve Remuneration Policy For For Management
4.2 Approve Second Section of the For For Management
Remuneration Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
AZUL SA
Ticker: AZUL4 Security ID: P0R0AQ105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For For Management
Management
2 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
3 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
BACHEM HOLDING AG
Ticker: BANB Security ID: H04002129
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.25 per Share
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 750,000
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 2.5
Million
5.1 Reelect Kuno Sommer as Director and For Against Management
Board Chairman
5.2 Reelect Nicole Hoetzer as Director For Against Management
5.3 Reelect Helma Wennemers as Director For Against Management
5.4 Reelect Steffen Lang as Director For Against Management
5.5 Elect Alex Faessler as Director For Against Management
6.1 Reappoint Kuno Sommer as Member of the For Against Management
Compensation Committee
6.2 Appoint Nicole Hoetzer as Member of For Against Management
the Compensation Committee
6.3 Appoint Alex Faessler as Member of the For Against Management
Compensation Committee
7 Ratify MAZARS SA as Auditors For For Management
8 Designate Paul Wiesli as Independent For For Management
Proxy
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
BANCA FARMAFACTORING SPA
Ticker: BFF Security ID: T1R288116
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income For For Management
2 Approve Merger by Incorporation of For For Management
DEPObank SpA into Banca Farmafactoring
SpA; Approve Change in Company Name
--------------------------------------------------------------------------------
BANCA FARMAFACTORING SPA
Ticker: BFF Security ID: T1R288116
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4.1 Approve Remuneration Policy For For Management
4.2 Approve Severance Payments Policy For Against Management
4.3 Approve Second Section of the For For Management
Remuneration Report
5.1 Fix Number of Directors For For Management
5.2 Fix Board Terms for Directors For For Management
5.3.1 Slate 1 Submitted by Management For For Management
5.3.2 Slate 2 Submitted by Institutional None Against Shareholder
Investors (Assogestioni)
5.4 Elect Salvatore Messina as Board Chair For For Management
5.5 Approve Remuneration of Directors For For Management
6.1 Slate Submitted by Institutional None For Shareholder
Investors (Assogestioni)
6.2 Appoint Chairman of Internal Statutory None For Shareholder
Auditors
6.3 Approve Internal Auditors' Remuneration For For Management
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
BANCO PAN SA
Ticker: BPAN4 Security ID: P14996162
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Marcelo Adilson Tavarone Torresi None For Shareholder
as Director Appointed by Preferred
Shareholder
2 Elect Peter Edward Cortes Marsden None For Shareholder
Wilson as Fiscal Council Member and
Marcio Villas Boas Passos as Alternate
Appointed by Preferred Shareholder
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
4 Approve Minutes of Meeting with For For Management
Exclusion of Shareholder Names
--------------------------------------------------------------------------------
BANK HANDLOWY W WARSZAWIE SA
Ticker: BHW Security ID: X05318104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5.1 Approve Financial Statements For For Management
5.2 Approve Consolidated Financial For For Management
Statements
5.3 Approve Management Board Report on For For Management
Company's and Group's Operations
5.4a Approve Discharge of Slawomir Sikora For For Management
(CEO)
5.4b Approve Discharge of Natalia Bozek For For Management
(Deputy CEO)
5.4c Approve Discharge of Dennis Hussey For For Management
(Deputy CEO)
5.4d Approve Discharge of Maciej For For Management
Kropidlowski (Deputy CEO)
5.4e Approve Discharge of Barbara Sobala For For Management
(Deputy CEO)
5.4f Approve Discharge of James Foley For For Management
(Management Board Member)
5.4g Approve Discharge of Katarzyna For For Management
Majewska (Management Board Member)
5.4h Approve Discharge of David Mouille For For Management
(Deputy CEO)
5.5 Approve Supervisory Board Report For For Management
5.6 Approve Remuneration Report For Against Management
5.7a Approve Discharge of Andrzej For For Management
Olechowski (Supervisory Board Chairman)
5.7b Approve Discharge of Frank Mannion For For Management
(Supervisory Board Deputy Chairman)
5.7c Approve Discharge of Kristine Braden For For Management
(Supervisory Board Member)
5.7d Approve Discharge of Igor Chalupec For For Management
(Supervisory Board Member)
5.7e Approve Discharge of Jenny Grey For For Management
(Supervisory Board Member)
5.7f Approve Discharge of Marek Kapuscinski For For Management
(Supervisory Board Member)
5.7g Approve Discharge of Gonzalo Luchetti For For Management
(Supervisory Board Member)
5.7h Approve Discharge of Anna Rulkiewicz For For Management
(Supervisory Board Member)
5.7i Approve Discharge of Barbara Smalska For For Management
(Supervisory Board Member)
5.7j Approve Discharge of Stanislaw For For Management
Soltysinski (Supervisory Board Member)
5.7k Approve Discharge of Zdenek Turek For For Management
(Supervisory Board Member)
5.7l Approve Discharge of Stephen Volk For For Management
(Supervisory Board Member)
5.7m Approve Discharge of Shirish Apte For For Management
(Supervisory Board Member)
5.8 Approve Allocation of Income and For Against Management
Dividends
5.9 Approve Allocation of Income from For Against Management
Previous Years
5.10a Fix Size of Supervisory Board For For Management
5.10b Elect Supervisory Board Member For Against Management
5.11 Amend Statute For For Management
6 Close Meeting None None Management
--------------------------------------------------------------------------------
BANK OF NEW YORK MELLON S.A., INSTITUCION DE BANCA MULTIPLE
Ticker: Security ID: MXCFTE0B0005
Meeting Date: JUL 09, 2020 Meeting Type: Bond
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Proposal, Discussion And, As The Case For Management
May Be, Approval To Amend The Trust
Agreement And, If Applicable, Any
Other Transaction Document, In Order
To Modify Clause Vi Common
Representative Of The Trust Agreement.
Actions And Resolutions In Connection
Theret
2 Designation Of Representative Or For Management
Representatives To Formalize And, As
The Case May Be, Comply With The
Resolutions To Be Adopted In The
Meeting
--------------------------------------------------------------------------------
BASLER AG
Ticker: BSL Security ID: D0629N106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.58 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify BDO AG as Auditors for Fiscal For For Management
Year 2021
6 Elect Mirja Steinkamp to the For For Management
Supervisory Board
7 Approve Remuneration Policy For Against Management
8 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
BATA INDIA LIMITED
Ticker: 500043 Security ID: Y07273165
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Payment of Remuneration to For For Management
Rajeev Gopalakrishnan as Managing
Director
2 Approve Payment of Remuneration to For For Management
Sandeep Kataria as Whole-time Director
and CEO
3 Approve Payment of Remuneration to Ram For For Management
Kumar Gupta as Director Finance and
Chief Financial Officer
4 Approve Reappointment and Remuneration For For Management
of Rajeev Gopalakrishnan as Managing
Director
5 Elect Shaibal Sinha as Director For For Management
--------------------------------------------------------------------------------
BAYCURRENT CONSULTING, INC.
Ticker: 6532 Security ID: J0433F103
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 115
2.1 Elect Director Abe, Yoshiyuki For For Management
2.2 Elect Director Ikehira, Kentaro For For Management
2.3 Elect Director Nakamura, Kosuke For For Management
2.4 Elect Director Sekiguchi, Satoshi For For Management
2.5 Elect Director Shoji, Toshimune For For Management
2.6 Elect Director Sato, Shintaro For For Management
3 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
BAYSIDE LAND CORP. LTD.
Ticker: BYSD Security ID: M1971K112
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amended Compensation Policy For For Management
Re: Liability Insurance Policy
2 Approve Reverse Ordinary Shares Split For For Management
at a Ratio of 1-for-100 and Amend
Articles Accordingly
3 Amend Articles of Association For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None Against Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BAYSIDE LAND CORP. LTD.
Ticker: BYSD Security ID: M1971K112
Meeting Date: FEB 28, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amended Compensation Policy For For Management
Re: Chairman
2 Approve Employment Terms of Eldad For For Management
Lador Fresher, Chairman (Pending
Approval of Item 1)
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BAYSIDE LAND CORPORATION LTD.
Ticker: BYSD Security ID: M1971K112
Meeting Date: APR 22, 2021 Meeting Type: Annual/Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Kesselman and Kesselman PWC For Against Management
as Auditors, Authorize Board to Fix
Their Remuneration and Report on Fees
Paid to the Auditor
3.1 Reelect Eldad Lador Fresher as Director For For Management
3.2 Reelect Yuval Bronstein as Director For For Management
3.3 Reelect Ilan Gifman as Director For For Management
4.1 Reelect Bernardo Moschcovich as For For Management
External Director
4.2 Reelect Joseph Shattah as External For For Management
Director
5 Change Company Name to "Gav-Yam Ltd." For For Management
and Amend Company's Articles of
Association accordingly
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BEFIMMO SA
Ticker: BEFB Security ID: B09186105
Meeting Date: APR 27, 2021 Meeting Type: Annual/Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements and For For Management
Allocation of Income
5 Approve Discharge of Directors For For Management
6 Approve Discharge of Auditors For For Management
7 Elect Jean-Philip Vroninks as Director For For Management
8 Reelect Alain Devos as Director For For Management
9 Reelect Sophie Goblet as Independent For For Management
Director
10 Reelect Sophie Malarme-Lecloux as For For Management
Independent Director
11 Reelect Vincent Querton as Independent For For Management
Director
12 Approve Remuneration Report For For Management
13 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
14 Transact Other Business None None Management
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2 Amend Articles Re: Organizational For For Management
Arrangements for General Meetings
3 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
BEFIMMO SA
Ticker: BEFB Security ID: B09186105
Meeting Date: MAY 18, 2021 Meeting Type: Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2 Amend Articles Re: Organizational For For Management
Arrangements for General Meetings
3 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
BEIJING ENERGY INTERNATIONAL HOLDING CO., LTD.
Ticker: 686 Security ID: G1146K101
Meeting Date: MAR 31, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
2 Elect Zhao Bing as Director and For For Management
Authorize Board to Fix His Remuneration
--------------------------------------------------------------------------------
BEIJING ENERGY INTERNATIONAL HOLDING CO., LTD.
Ticker: 686 Security ID: G1146K101
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2.1 Elect Xu Jianjun as Director For For Management
2.2 Elect Li Hao as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Grant Thornton Hong Kong For For Management
Limited as Auditor and Authorize Board
to Fix Their Remuneration
5A Authorize Repurchase of Issued Share For For Management
Capital
5B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5C Authorize Reissuance of Repurchased For Against Management
Shares
6 Approve Capital Increase Agreement, For For Management
Equity Interest Transfer Agreement and
Related Transactions
--------------------------------------------------------------------------------
BEIJING NORTH STAR COMPANY LIMITED
Ticker: 588 Security ID: Y0770G105
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Company's Application to the For For Management
Controlling Shareholder for Borrowing
Limit and Related Party Transactions
3 Approve Establishing the Legal For For Management
Compliance Committee of the Board
4 Elect Gan Peizhong as Director For For Management
--------------------------------------------------------------------------------
BELIMO HOLDING AG
Ticker: BEAN Security ID: H07171103
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 150 per Share
3 Approve Remuneration Report For For Management
(Non-Binding)
4 Approve Discharge of Board of Directors For For Management
5.1 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 970,000
5.2 Approve Fixed and Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 5.9 Million
6.1.1 Reelect Adrian Altenburger as Director For For Management
6.1.2 Reelect Patrick Burkhalter as Director For For Management
6.1.3 Reelect Sandra Emme as Director For For Management
6.1.4 Reelect Urban Linsi as Director For For Management
6.1.5 Reelect Stefan Ranstrand as Director For For Management
6.1.6 Reelect Martin Zwyssig as Director For For Management
6.2.1 Reelect Patrick Burkhalter as Board For For Management
Chairman
6.2.2 Reelect Martin Zwyssig as Deputy For For Management
Chairman
6.3.1 Reappoint Sandra Emme as Member of the For For Management
Compensation Committee
6.3.2 Reappoint Adrian Altenburger as Member For For Management
of the Compensation Committee
6.3.3 Appoint Urban Linsi as Member of the For For Management
Compensation Committee
6.4 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
6.5 Ratify KPMG AG as Auditors For For Management
7 Approve 1:20 Stock Split For For Management
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
BELLWAY PLC
Ticker: BWY Security ID: G09744155
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Paul Hampden Smith as Director For For Management
6 Re-elect Jason Honeyman as Director For For Management
7 Re-elect Keith Adey as Director For For Management
8 Re-elect Denise Jagger as Director For For Management
9 Re-elect Jill Caseberry as Director For For Management
10 Re-elect Ian McHoul as Director For For Management
11 Appoint Ernst & Young LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
18 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
BENETEAU SA
Ticker: BEN Security ID: F09419106
Meeting Date: JUN 11, 2021 Meeting Type: Annual/Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Transaction with GBI Holding For For Management
Re: Debt Write-Offs and Commitment to
Cover Potential Losses
4 Approve Transaction with Beneteau For For Management
Foundation Re: Creation of the
Endowment Fund and Payment on January
25, 2021 of the Initial Endowment of
EUR 15,000
5 Approve Remuneration Policy of For For Management
Corporate Officers
6 Approve Compensation Report For For Management
7 Approve Compensation for Initial For For Management
Period of 12 Months of Jerome De Metz,
Chairman and CEO
8 Approve Compensation for Additional For For Management
Period of 4 Months of Jerome De Metz,
Chairman and CEO
9 Approve Compensation for Initial For For Management
Period of 12 Months of Gianguido
Girotti, Vice-CEO
10 Approve Compensation for Additional For For Management
Period of 4 Months of Gianguido
Girotti, Vice-CEO
11 Approve Compensation for Initial For For Management
Period of 12 Months of Jean-Paul
Chapeleau, Vice-CEO
12 Approve Compensation for Additional For For Management
Period of 4 Months of Jean-Paul
Chapeleau, Vice-CEO
13 Approve Compensation of Christophe For For Management
Caudrelier, Former Vice-CEO
14 Approve Treatment of Losses For For Management
15 Reelect Annette Roux as Director For Against Management
16 Reelect Yves Lyon-Caen as Director For Against Management
17 Authorize Repurchase of Up to 5 For Against Management
Percent of Issued Share Capital
18 Authorize up to 1.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
19 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
20 Authorize Capital Increase of Up to For Against Management
EUR 827,898.40 for Future Exchange
Offers
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BET-AT-HOME.COM AG
Ticker: ACX Security ID: D1020B105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PKF Fasselt Schlage For For Management
Partnerschaft mbB as Auditors for
Fiscal Year 2021
6 Approve Creation of EUR 1.4 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Elect Francois Riahi to the For Against Management
Supervisory Board
9 Approve Remuneration of Supervisory For For Management
Board
10 Approve Remuneration Policy For Against Management
--------------------------------------------------------------------------------
BETSSON AB
Ticker: BETS.B Security ID: W1556U542
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Clarissa Froberg as For For Management
Inspector(s) of Minutes of Meeting
2.2 Designate Sverre Linton as For For Management
Inspector(s) of Minutes of Meeting
3 Prepare and Approve List of None None Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income For For Management
9.1 Approve Discharge of Board Chairman For For Management
Patrick Svensk
9.2 Approve Discharge of Board Member For For Management
Fredrik Carlsson
9.3 Approve Discharge of Board Member Jan For For Management
Nord
9.4 Approve Discharge of Board Member For For Management
Johan Lundberg
9.5 Approve Discharge of Board Member Eva For For Management
Leach
9.6 Approve Discharge of Board Member For For Management
Andrew McCue
9.7 Approve Discharge of CEO Pontus For For Management
Lindwall
10 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 940,000 to Chairman
and SEK 470,000 for Other Directors;
Approve Remuneration for Committee
Work; Approve Remuneration of Auditors
12.1 Reelect Patrick Svensk as Director For For Management
12.2 Reelect Fredrik Carlsson as Director For For Management
12.3 Reelect Jan Nord as Director For For Management
12.4 Reelect Johan Lundberg as Director For For Management
12.5 Reelect Eva Leach as Director For For Management
12.6 Reelect Andrew McCue as Director For For Management
12.7 Reelect Patrick Svensk as Board For For Management
Chairman
12.8 Ratify PricewaterhouseCoopers as For For Management
Auditors
13 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
14 Approve Remuneration Report For For Management
15.a Approve Incentive Program Based on For For Management
Transferable Call Options Mainly for
Employees in Sweden
15.b Approve Stock Option Plan for Key For For Management
Employees
16.a Approve 2:1 Stock Split For For Management
16.b Approve SEK 48.2 Million Reduction in For For Management
Share Capital via Share Cancellation
16.c Approve Capitalization of Reserves of For For Management
SEK 48.2 Million
17 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
18 Approve Issuance of up to 14.4 Million For For Management
Class B Shares without Preemptive
Rights
19 Amend Articles Re: Change Reporting For For Management
Currency from SEK to EUR
20.a Approve SEK 1.2 Million Reduction in For For Management
Share Capital via Share Cancellation
20.b Approve Capitalization of Reserves of For For Management
SEK 1.2 Million
--------------------------------------------------------------------------------
BEYONDSPRING INC.
Ticker: BYSI Security ID: G10830100
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BIG SHOPPING CENTERS LTD.
Ticker: BIG Security ID: M2014C109
Meeting Date: OCT 06, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Vered Itzhaki Ben Shimon as For For Management
External Director
2 Approve Grant of Options to Vered For For Management
Itzhaki Ben Shimon, External Director
3 Approve Grant of Options to Noga Knaz For For Management
Breier, External Director
4 Approve Grant of Options to Israel For For Management
Yakoby, Director
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None Against Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BIG YELLOW GROUP PLC
Ticker: Security ID: GB0002869419
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Elect Nicholas Vetch For For Management
11 Elect Julia Hailes For For Management
12 Elect Laela Pakpour Tabrizi For For Management
13 Appointment of Auditor For For Management
14 Authority to Set Auditor's Fees For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights
17 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
18 Authority to Repurchase Shares For For Management
19 Authority to Set General Meeting For For Management
Notice Period at 14 Days
2 Remuneration Report (Advisory) For For Management
3 Final Dividend For For Management
4 Elect Richard R. Cotton For For Management
5 Elect James Gibson For For Management
6 Elect Anna Keay For For Management
7 Elect Adrian Lee For For Management
8 Elect Vince Niblett For For Management
9 Elect John Trotman For For Management
--------------------------------------------------------------------------------
BILIA AB
Ticker: BILI.A Security ID: W2R73S144
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3.a Designate Suzanne Sandler as Inspector For For Management
of Minutes of Meeting
3.b Designate Erik Durhan as Inspector of For For Management
Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of SEK 6.00 Per Share
10.1 Approve Discharge of Board Chairman For For Management
Mats Qviberg
10.2 Approve Discharge of Board Member Jan For For Management
Pettersson
10.3 Approve Discharge of Board Member For For Management
Ingrid Jonasson Blank
10.4 Approve Discharge of Board Member For For Management
Gunnar Blomkvist
10.5 Approve Discharge of Board Member Anna For For Management
Engebretsen
10.6 Approve Discharge of Board Member Eva For For Management
Eriksson
10.7 Approve Discharge of Board Member Mats For For Management
Holgerson
10.8 Approve Discharge of Board Member For For Management
Nicklas Paulson
10.9 Approve Discharge of Board Member Jon For For Management
Risfelt
10.10 Approve Discharge of Employee For For Management
Representative Patrik Nordvall
10.11 Approve Discharge of Employee For For Management
Representative Dragan Mitrasinovic
10.12 Approve Discharge of President Per For For Management
Avander
11 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board
12 Approve Remuneration of Directors in For For Management
the Amount of SEK 400,000 for Chairman
and Vice Chairman and SEK 250,000 for
Other Directors; Approve Remuneration
for Committee Work
13.1a Reelect Mats Qviberg as Director For Against Management
13.1b Reelect Jan Pettersson as Director For Against Management
13.1c Reelect Ingrid Jonasson Blank as For For Management
Director
13.1d Reelect Gunnar Blomkvist as Director For Against Management
13.1e Reelect Anna Engebretsen as Director For Against Management
13.1f Reelect Eva Eriksson as Director For For Management
13.1g Reelect Mats Holgerson as Director For For Management
13.1h Reelect Nicklas Paulson as Director For For Management
13.1i Reelect Jon Risfelt as Director For For Management
13.2a Reelect Mats Qviberg as Board Chairman For Against Management
13.2b Reelect Jan Pettersson as Vice Chairman For Against Management
14.1 Approve Remuneration of Auditors For For Management
14.2 Ratify PricewaterhouseCoopers as For For Management
Auditor
15 Approve Remuneration Report For For Management
16 Amend Articles Re: Editorial Changes; For For Management
Set Minimum (SEK 200 Million) and
Maximum (SEK 800 Million) Share
Capital; Participation at General
Meetings; Proxies and Postal Voting
17.a Approve Performance Share Matching For For Management
Plan for Key Employees
17.b Approve Equity Plan Financing For For Management
17.c Approve Alternative Equity Plan For Against Management
Financing
17.d Approve Equity Plan Financing by For For Management
Approving Transfer to Cover Social
Security Contributions for the Plan
18 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
19 Close Meeting None None Management
--------------------------------------------------------------------------------
BLUE PRISM GROUP PLC
Ticker: PRSM Security ID: G1193C101
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint Grant Thornton UK LLP as For For Management
Auditors
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Approve Remuneration Report For For Management
5 Re-elect Jason Kingdon as Director For Against Management
6 Re-elect Ijoma Maluza as Director For For Management
7 Re-elect Christopher Batterham as For For Management
Director
8 Re-elect Kenneth Lever as Director For For Management
9 Elect Rachel Mooney as Director For For Management
10 Elect Maurizio Carli as Director For For Management
11 Elect Murray Rode as Director For For Management
12 Authorise Issue of Equity For For Management
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
15 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
BMO COMMERCIAL PROPERTY TRUST LTD.
Ticker: BCPT Security ID: G1R72U108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Dividend Policy For For Management
4 Re-elect John Wythe as Director For For Management
5 Re-elect Trudi Clark as Director For For Management
6 Re-elect Paul Marcuse as Director For For Management
7 Re-elect Linda Wilding as Director For For Management
8 Elect Hugh Scott-Barrett as Director For For Management
9 Ratify PricewaterhouseCoopers CI LLP For For Management
as Auditors
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Issue of Equity For For Management
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
BOCOM INTERNATIONAL HOLDINGS COMPANY LIMITED
Ticker: 3329 Security ID: Y0R8PN109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Tan Yueheng as Director For For Management
3.1b Elect Cheng Chuange as Director For For Management
3.1c Elect Shou Fugang as Director For For Management
3.2 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BOCOM INTERNATIONAL HOLDINGS COMPANY LIMITED
Ticker: 3329 Security ID: Y0R8PN109
Meeting Date: JUN 29, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Revised Financial For For Management
Services Annual Caps, Proposed Revised
Interest on Deposit Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
BODITECH MED, INC.
Ticker: 206640 Security ID: Y04333103
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Choi Ui-yeol as Inside Director For Against Management
3.2 Elect Kim Gang-oh as Inside Director For For Management
3.3 Elect Seo In-beom as Outside Director For For Management
3.4 Elect Park Sang-gyu as Outside Director For For Management
4 Elect Byeon Yong-hwan as Outside For For Management
Director to Serve as an Audit
Committee Member
5.1 Elect Seo In-beom as a Member of Audit For For Management
Committee
5.2 Elect Park Sang-gyu as a Member of For For Management
Audit Committee
6 Elect Byeon Yong-hwan as Outside For For Management
Director to Serve as an Audit
Committee Member
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
BOLSA MEXICANA DE VALORES SAB DE CV
Ticker: BOLSAA Security ID: P17330104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1.1 Approve CEO's Report and External For For Management
Auditor's Report
1.1.2 Approve Board's Report on Operations For For Management
and Results of Company
1.1.3 Approve Board's Opinion on CEO's Report For For Management
1.1.4 Approve to Add Copy of Reports For For Management
Mentioned in Previous Items and
Opinion to Minutes of Meeting
1.2 Approve Board's Report on Policies and For For Management
Accounting Information and Criteria
Followed in Preparation of Financial
Information
1.3 Approve Report on Activities and For For Management
Operations Undertaken by Board
1.4 Approve Individual and Consolidated For For Management
Financial Statements
1.5.1 Approve Chairman's Report of Audit For For Management
Committee
1.5.2 Approve Chairman's Report of Corporate For For Management
Practices Committee
1.6 Approve Reports of Other Committees For For Management
1.7.1 Approve Discharge of Board For For Management
1.7.2 Approve Discharge of Audit Committee For For Management
1.7.3 Approve Discharge of Corporate For For Management
Practices Committee
1.8 Approve Report of Statutory Auditors For For Management
1.9 Accept Report on Compliance with For For Management
Fiscal Obligations
2.1 Approve Allocation of MXN 74.64 For For Management
Million to Increase Legal Reserve
2.2 Approve Allocation of MXN 1.12 Billion For For Management
to Reserve of Accumulated Earnings
Pending to be Applied
3 Approve Cash Dividends of MXN 2.02 Per For For Management
Share
4.1 Approve Discharge of Board For For Management
4.2.a Elect or Ratify Marcos Alejandro For For Management
Martinez Gavica as Director
4.2.b Elect or Ratify Eduardo Cepeda For For Management
Fernandez as Director
4.2.c Elect or Ratify Carlos Bremer For For Management
Gutierrez as Director
4.2.d Elect or Ratify Felipe Garcia-Moreno For For Management
Rodriguez as Director
4.2.e Elect or Ratify Francisco Gil Diaz as For For Management
Director
4.2.f Elect or Ratify Alfonso Gonzalez For For Management
Migoya as Director
4.2.g Elect or Ratify Carlos Hank Gonzalez For For Management
as Director
4.2.h Elect or Ratify Ernesto Ortega For For Management
Arellano as Director
4.2.i Elect or Ratify Tania Ortiz Mena Lopez For For Management
Negrete as Director
4.2.j Elect or Ratify Eduardo Osuna Osuna as For For Management
Director
4.2.k Elect or Ratify Clemente Ismael For For Management
Reyes-Retana Valdes as Director
4.2.l Elect or Ratify Fernando Ruiz Sahagun For For Management
as Director
4.2.m Elect or Ratify Alberto Torrado For For Management
Martinez as Director
4.2.n Elect or Ratify Blanca Avelina Trevino For For Management
de Vega as Director
4.2.o Elect or Ratify Eduardo Valdes Acra as For For Management
Director
4.2.p Elect or Ratify Edgardo Mauricio Cantu For For Management
Delgado as Alternate Director
4.2.q Elect or Ratify Tomas Christian For For Management
Ehrenberg Aldford as Alternate Director
4.2.r Elect or Ratify Hector Blas Grisi For For Management
Checa as Alternate Director
4.2.s Elect or Ratify Claudia Janez Sanchez For For Management
as Alternate Director
4.2.t Elect or Ratify Lourdes Melgar For For Management
Palacios as Alternate Director
4.2.u Elect or Ratify Marcos Ramirez Miguel For For Management
as Alternate Director
4.2.w Elect or Ratify Alvaro Vaqueiro Ussel For For Management
as Alternate Director
4.3 Approve Any Alternate Director Can For For Management
Replace Director
4.4 Approve Independence Classification of For For Management
Independent Directors
4.5 Accept Resignation of Each Person Who For For Management
do not Ratify themselves as Director
4.6 Ratify Marcos Alejandro Martinez For For Management
Gavica as Board Chairman
4.7 Ratify Rafael Robles Miaja as For For Management
Secretary of Board
4.8 Ratify Maria Luisa Petricioli For For Management
Castellon as Deputy Secretary of Board
4.9 Ratify Oscar Aguirre Hernandez as For For Management
Statutory Auditor
4.10 Ratify Alfonso Gonzalez Migoya as For For Management
Chairman and Member of Audit Committee
4.11 Ratify Fernando Ruiz Sahagun as Member For For Management
of Audit Committee
4.12 Ratify Clemente Ismael Reyes-Retana For For Management
Valdes as Member of Audit Committee
4.13 Ratify Marcos Alejandro Martinez For For Management
Gavica as Member of Audit Committee
4.14 Ratify Alfonso Gonzalez Migoya as For For Management
Chairman and Member of Corporate
Practices Committee
4.15 Ratify Fernando Ruiz Sahagun as Member For For Management
of Corporate Practices Committee
4.16 Ratify Tania Ortiz Mena Lopez Negrete For For Management
as Member of Corporate Practices
Committee
4.17 Ratify Marcos Alejandro Martinez For For Management
Gavica as Member of Corporate
Practices Committee
4.18 Authorize Board to Elect Rest of For For Management
Members and Chairmen of Committees
5.1 Approve Remuneration of Directors and For For Management
Company Secretary
5.2 Approve Remuneration of Members of For For Management
Audit Committee in the Amount of MXN
60,000
5.3 Approve Remuneration of Members of For For Management
Corporate Practices Committees in the
Amount of MXN 25,000
6.1 Approve Report of Policies Related to For For Management
Repurchase of Shares
6.2 Approve Report on Company Has 503,336 For For Management
Series A Class I Repurchase Shares
7.1 Set Amount of Share Repurchase Reserve For For Management
at MXN 900 Million
8.1 Authorize Rafael Robles Miaja, Maria For For Management
Luisa Petricioli Castellon and
Clementina Ramirez de Arellano Moreno
to Ratify and Execute Approved
Resolutions
--------------------------------------------------------------------------------
BR PROPERTIES SA
Ticker: BRPR3 Security ID: P1909V120
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Elect Felipe Francisco Romano as For For Management
Director
5 Re-Ratify Remuneration of Company's For For Management
Management Approved at the April 24,
2020 AGM
6 Approve Remuneration of Company's For For Management
Management
7 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
8 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
BR PROPERTIES SA
Ticker: BRPR3 Security ID: P1909V120
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb BRPR PDC 1 For For Management
Empreendimentos e Participacoes Ltda.
and BRPR PDC 2 Empreendimentos e
Participacoes Ltda.
2 Ratify APSIS Consultoria e Avaliacoes For For Management
Ltda. as Independent Firm to Appraise
Proposed Transaction
3 Approve Independent Firm's Appraisal For For Management
4 Approve Absorption of BRPR PDC 1 For For Management
Empreendimentos e Participacoes Ltda.
and BRPR PDC 2 Empreendimentos e
Participacoes Ltda.
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
6 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
7 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
BRACK CAPITAL PROPERTIES NV
Ticker: BCNV Security ID: N1589P106
Meeting Date: MAY 06, 2021 Meeting Type: Special
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ron Hadassi as External Director None Against Shareholder
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BRADESPAR S.A.
Ticker: Security ID: BRBRAPACNPR2
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
7 Request Separate Election for Board Against Management
Member (Preferred Shareholders)
8 Elect Carlos Eduardo Teixeira Taveiros For Management
to the Supervisory Council Presented
by Preferred Shareholders
4 Elect Wilfredo Joao Vicente Gomes as For Management
Board Member Presented by Preferred
Shareholders
5 Elect Jose Luiz Osorio de Almeida Abstain Management
Filho as Board Member Presented by
Preferred Shareholders
6 Cumulate Preferred and Common Shares For Management
--------------------------------------------------------------------------------
BRAIT SE
Ticker: BAT Security ID: L1201E101
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Draft Terms for Conversion of For For Management
the Company from European Public
Limited Liability Company to Public
Limited Company
1.2 Approve Conversion of the Company from For For Management
European Public Limited Liability
Company to Public Limited Company
1.3 Adopt New Memorandum and Articles of For For Management
Association
2 Change Location of Registered Office For For Management
to Mauritius
3 Adopt New Constitution For For Management
4 Approve Long Term Incentive Plan For For Management
(Participation Rights) For Corporate
Advisors
5 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BREWIN DOLPHIN HOLDINGS PLC
Ticker: BRW Security ID: G1338M113
Meeting Date: FEB 05, 2021 Meeting Type: Annual
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint Ernst & Young LLP as Auditors For For Management
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Approve Remuneration Report For For Management
5 Elect Toby Strauss as Director For For Management
6 Elect Robin Beer as Director For For Management
7 Re-elect Siobhan Boylan as Director For For Management
8 Elect Charles Ferry as Director For For Management
9 Re-elect Ian Dewar as Director For For Management
10 Elect Phillip Monks as Director For For Management
11 Re-elect Caroline Taylor as Director For For Management
12 Re-elect Michael Kellard as Director For For Management
13 Approve Final Dividend For For Management
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
BRUNEL INTERNATIONAL NV
Ticker: BRNL Security ID: N1677J186
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Approve Remuneration Report For For Management
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 Per Share
9 Discussion on Company's Corporate None None Management
Governance Structure
10 Reelect J.J.B.M. (Just) Spee to For For Management
Supervisory Board
11 Elect F.I.M. (Frank) van der Vloed to For For Management
Supervisory Board
12 Reelect J.T. (Jilko) Andringa to For For Management
Management Board
13 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
14 Other Business (Non-Voting) None None Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
BUCHER INDUSTRIES AG
Ticker: BUCN Security ID: H10914176
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 6.50 per Share
4.1 Amend Articles Re: Opting Out Clause For For Management
4.2 Amend Articles Re: Size of For For Management
Compensation Committee
4.3 Amend Articles Re: Remuneration of For For Management
Directors
5.1.1 Reelect Anita Hauser as Director For For Management
5.1.2 Reelect Michael Hauser as Director For For Management
5.1.3 Reelect Martin Hirzel as Director For For Management
5.1.4 Reelect Philip Mosimann as Director For For Management
and Board Chairman
5.1.5 Reelect Heinrich Spoerry as Director For For Management
5.1.6 Reelect Valentin Vogt as Director For For Management
5.2.1 Reappoint Anita Hauser as Member of For For Management
the Compensation Committee
5.2.2 Reappoint Valentin Vogt as Member of For For Management
the Compensation Committee
5.3 Designate Keller KLG as Independent For For Management
Proxy
5.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.1 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 2.2 Million
6.2 Approve Remuneration Report For For Management
(Non-Binding)
6.3 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.3 Million
6.4 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5 Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
BUNKA SHUTTER CO. LTD.
Ticker: 5930 Security ID: J04788105
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27.5
2.1 Elect Director Shiozaki, Toshihiko For Against Management
2.2 Elect Director Ogura, Hiroyuki For For Management
2.3 Elect Director Shimamura, Yoshinori For For Management
2.4 Elect Director Fujita, Yoshinori For For Management
2.5 Elect Director Mita, Mitsuru For For Management
2.6 Elect Director Ichikawa, Haruhiko For For Management
2.7 Elect Director Yamasaki, Hiroki For For Management
3.1 Elect Director and Audit Committee For For Management
Member Matsuyama, Nariyuki
3.2 Elect Director and Audit Committee For For Management
Member Iina, Takao
3.3 Elect Director and Audit Committee For For Management
Member Fujita, Shozo
3.4 Elect Director and Audit Committee For For Management
Member Abe, Kazufumi
3.5 Elect Director and Audit Committee For For Management
Member Hayasaka, Yoshihiko
--------------------------------------------------------------------------------
BURCKHARDT COMPRESSION HOLDING AG
Ticker: Security ID: CH0025536027
Meeting Date: JUL 03, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Ratification of Board and Management For For Management
Acts
6 Elect Ton Buchner For For Management
7 Elect Urs Leinhauser For For Management
8 Elect Monika Krusi For For Management
9 Elect Stephan Bross For For Management
10 Elect David Dean For For Management
11 Appoint Ton Buchner as Board Chair For For Management
12 Elect Stephan Bross as Compensation For For Management
and Nominating Committee Member
13 Elect Monika Krusi as Compensation and For For Management
Nominating Committee Member
14 Appointment of Auditor For For Management
15 Appointment of Independent Proxy For For Management
16 Executive Compensation (Variable) For For Management
17 Compensation Report For For Management
18 Board Compensation (FY 2020) For For Management
19 Board Compensation (FY 2021) For For Management
20 Executive Compensation (Fixed) For For Management
--------------------------------------------------------------------------------
BURSA MALAYSIA BERHAD
Ticker: 1818 Security ID: Y1028U102
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Muhamad Umar Swift as Director For For Management
2 Elect Chong Chye Neo as Director For For Management
3 Elect Bazlan bin Osman as Director For For Management
4 Elect Ari Azhar bin Syed Mohamed Adlan For For Management
as Director
5 Approve Directors' Fees For For Management
6 Approve Directors' Benefits For For Management
7 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BUZZI UNICEM SPA
Ticker: BZU Security ID: T2320M109
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Saving Shares For For Management
into Ordinary Shares; Amend Bylaws Re:
Articles 5, 7, 8, 25, and 28
1 Authorize Extraordinary Dividend For For Management
--------------------------------------------------------------------------------
BUZZI UNICEM SPA
Ticker: BZU Security ID: T2320M117
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Savings Shares For For Management
into Ordinary Shares and Removal of
the Par Value of Shares
--------------------------------------------------------------------------------
BUZZI UNICEM SPA
Ticker: BZU Security ID: T2320M109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4.1 Approve Remuneration Policy For For Management
4.2 Approve Second Section of the For For Management
Remuneration Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
BW LPG LTD.
Ticker: BWLPG Security ID: G17384101
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Confirm Notice of Annual General None None Management
Meeting
2 Receive Financial Statements and None None Management
Statutory Reports
3 Fix Number of Directors at Eight For For Management
4.a Reelect Andreas Sohmen-Pao as Director For Against Management
4.b Reelect Anne Grethe Dalane as Director For For Management
4.c Reelect Sonali Chandmal as Director For For Management
5 Appoint Andreas Sohmen-Pao as Company For Against Management
Chair
6 Receive Remuneration Policy And Other None None Management
Terms of Employment For Executive
Management
7 Approve Remuneration of Directors in For For Management
the Amount of USD 80,000 for the
Chairman and USD 65,000 for Other
Directors; Approve Remuneration for
Committee Work
8 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
BWX LIMITED
Ticker: BWX Security ID: Q1921T102
Meeting Date: NOV 16, 2020 Meeting Type: Annual
Record Date: NOV 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Ian Campbell as Director For For Management
3 Appoint PricewaterhouseCoopers as For For Management
Auditor of the Company
4 Approve the Issuance of Rights to For For Management
David Fenlon
--------------------------------------------------------------------------------
C&C GROUP
Ticker: Security ID: IE00B010DT83
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Accounts and Reports For For Management
19 Scrip Dividend For For Management
3 Elect Jill Caseberry For For Management
4 Elect Helen Pitcher For For Management
5 Elect Jim Thompson For For Management
6 Elect Stewart Gilliland For For Management
7 Elect Andrea Pozzi For For Management
8 Elect Jonathan Solesbury For For Management
9 Elect Jim Clerkin For For Management
10 Elect Vincent Crowley For For Management
11 Elect Emer Finnan For For Management
12 Authority to Set Auditor's Fees For For Management
13 Remuneration Report (Advisory) For For Management
14 Authority to Issue Shares w/ For For Management
Preemptive Rights
15 Authority to Issue Shares w/o For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
17 Authority to Repurchase Shares For For Management
18 Authority to Set Price Range for For For Management
Reissuance of Treasury Shares
--------------------------------------------------------------------------------
CAIRN ENERGY PLC
Ticker: CNE Security ID: G17528269
Meeting Date: SEP 23, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the Sale For For Management
of Company's Interest in the RSSD PSC
and RSSD JOA
--------------------------------------------------------------------------------
CAIRN ENERGY PLC
Ticker: CNE Security ID: G17528269
Meeting Date: JAN 08, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividend and Share For For Management
Consolidation
2 Amend 2017 Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
CAIRN ENERGY PLC
Ticker: CNE Security ID: G1856T128
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Re-elect Nicoletta Giadrossi as For For Management
Director
6 Re-elect Keith Lough as Director For For Management
7 Re-elect Peter Kallos as Director For For Management
8 Re-elect Alison Wood as Director For For Management
9 Re-elect Catherine Krajicek as Director For For Management
10 Elect Erik Daugbjerg as Director For For Management
11 Re-elect Simon Thomson as Director For For Management
12 Re-elect James Smith as Director For For Management
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CANACCORD GENUITY GROUP INC
Ticker: CF Security ID: CA1348016041
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Board Size For For Management
1 Elect Charles N. Bralver For For Management
2 Elect Daniel J. Daviau For For Management
3 Elect Gillian H. Denham For For Management
4 Elect Michael D. Harris For For Management
5 Elect Merri L. Jones For For Management
6 Elect David J. Kassie For For Management
7 Elect Terrence A. Lyons For For Management
8 Elect Eric S. Rosenfeld For For Management
9 Elect Dipesh Shah For For Management
10 Elect Sally Tennant For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
--------------------------------------------------------------------------------
CANADIAN WESTERN BANK
Ticker: CWB Security ID: 13677F101
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew J. Bibby For For Management
1.2 Elect Director Marie Y. Delorme For For Management
1.3 Elect Director Maria Filippelli For For Management
1.4 Elect Director Christopher H. Fowler For For Management
1.5 Elect Director Linda M.O. Hohol For For Management
1.6 Elect Director Robert A. Manning For For Management
1.7 Elect Director E. Gay Mitchell For For Management
1.8 Elect Director Sarah A. For For Management
Morgan-Silvester
1.9 Elect Director Margaret J. Mulligan For For Management
1.10 Elect Director Robert L. Phillips For For Management
1.11 Elect Director Irfhan A. Rawji For For Management
1.12 Elect Director Ian M. Reid For For Management
1.13 Elect Director H. Sanford Riley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CANFOR CORPORATION
Ticker: CFP Security ID: 137576104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Twelve For For Management
2.1 Elect Director Conrad A. Pinette For For Management
2.2 Elect Director Glen D. Clark For For Management
2.3 Elect Director Ross S. Smith For For Management
2.4 Elect Director William W. Stinson For For Management
2.5 Elect Director Frederick T. Stimpson For For Management
III
2.6 Elect Director Dieter W. Jentsch For For Management
2.7 Elect Director Dianne L. Watts For For Management
2.8 Elect Director Ryan Barrington-Foote For Withhold Management
2.9 Elect Director John R. Baird For For Management
2.10 Elect Director M. Dallas H. Ross For For Management
2.11 Elect Director Anders Ohlner For For Management
2.12 Elect Director Donald B. Kayne For For Management
3 Ratify KPMG LLP as Auditors For Withhold Management
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CAREL INDUSTRIES SPA
Ticker: CRL Security ID: T2R2A6107
Meeting Date: APR 20, 2021 Meeting Type: Annual/Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws Re: Articles 17 For For Management
and 23
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2.1 Fix Number of Directors For For Management
2.2 Fix Board Terms for Directors For For Management
2.3.1 Slate Submitted by Luigi Rossi Luciani None Against Shareholder
Sapa and Luigi Nalini Sapa
2.3.2 Slate Submitted by Institutional None For Shareholder
Investors (Assogestioni)
2.4.a Elect Luigi Rossi Luciani as Board None For Shareholder
Chair
2.4.b Elect Luigi Nalini as Board None For Shareholder
Vice-Chairman
2.5 Approve Remuneration of Directors For For Management
3.1.1 Slate Submitted by Luigi Rossi Luciani None Against Shareholder
Sapa and Luigi Nalini Sapa
3.1.2 Slate Submitted by Institutional None For Shareholder
Investors (Assogestioni)
3.2 Appoint Chairman of Internal Statutory None For Shareholder
Auditors
3.3 Approve Internal Auditors' Remuneration For For Management
4.1 Approve Remuneration Policy For For Management
4.2 Approve Second Section of the For For Management
Remuneration Report
5 Approve Performance Share Plan For Against Management
6 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
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CARMILA SA
Ticker: CARM Security ID: F1387K266
Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1 per Share and
Option for Stock Dividend Program
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Elect Elodie Perthuisot as Director For For Management
6 Reelect Sogecap as Director For For Management
7 Reelect Predica Prevoyance Dialogue For For Management
Credit Agricole as Director
8 Reelect Cardif Assurance Vie as For For Management
Director
9 Acknowledge End of Mandate of For For Management
Alexandre de Palmas as Director and
Decision Not to Renew
10 Acknowledge End of Mandate of Axa Reim For For Management
France as Director and Decision Not to
Renew
11 Acknowledge End of Mandate of Pedro For For Management
Antonio Arias and Laurent Flechet as
Censors and Decision Not to Renew
12 Renew Appointment of Deloitte & For For Management
Associes as Auditor and Acknowledge
End of Mandate of BEAS as Alternate
Auditor
13 Approve Compensation Report of For For Management
Corporate Officers
14 Approve Remuneration Policy of Marie For For Management
Cheval, Chairman and CEO
15 Approve Compensation of Marie Cheval, For For Management
Chairman and CEO Since Her Appointment
16 Approve Compensation of Alexandre de For For Management
Palmas, Chairman and CEO Until
November 2, 2020
17 Approve Compensation of Sebastien For For Management
Vanhoove, Vice-CEO
18 Approve Compensation of Gery For For Management
Robert-Ambroix, Vice-CEO Until 15
March 2021
19 Approve Remuneration Policy of Marie For For Management
Cheval, Chairman and CEO
20 Approve Remuneration Policy of For For Management
Sebastien Vanhoove, Vice-CEO
21 Approve Remuneration Policy of Board For For Management
Members
22 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
23 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500 Million
24 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 165 Million
25 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 165 Million
26 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
28 Authorize Capitalization of Reserves For For Management
of Up to Aggregate Nominal Amount of
EUR 500 Million for Bonus Issue or
Increase in Par Value
29 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
30 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
31 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
32 Authorize up to 0.20 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
33 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CARNIVAL PLC
Ticker: CCL Security ID: G19081101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Micky Arison as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
2 Re-elect Sir Jonathon Band as Director For For Management
of Carnival Corporation and as a
Director of Carnival plc
3 Re-elect Jason Cahilly as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
4 Re-elect Helen Deeble as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
5 Re-elect Arnold Donald as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
6 Elect Jeffery Gearhart as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
7 Re-elect Richard Glasier as Director For For Management
of Carnival Corporation and as a
Director of Carnival plc
8 Re-elect Katie Lahey as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
9 Re-elect Sir John Parker as Director For For Management
of Carnival Corporation and as a
Director of Carnival plc
10 Re-elect Stuart Subotnick as Director For Against Management
of Carnival Corporation and as a
Director of Carnival plc
11 Re-elect Laura Weil as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc
12 Re-elect Randall Weisenburger as For For Management
Director of Carnival Corporation and
as a Director of Carnival plc
13 Advisory Vote to Approve Executive For For Management
Compensation
14 Approve Remuneration Report For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Independent Auditors of Carnival
plc; Ratify the Selection of the U.S.
Firm of PricewaterhouseCoopers LLP as
the Independent Registered Public
Accounting Firm of Carnival Corporation
16 Authorise the Audit Committee of For For Management
Carnival plc to Fix Remuneration of
Auditors
17 Accept Financial Statements and For For Management
Statutory Reports
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Amend 2020 Stock Plan For For Management
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CARSALES.COM LIMITED
Ticker: CAR Security ID: Q21411121
Meeting Date: OCT 30, 2020 Meeting Type: Annual
Record Date: OCT 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3a Elect Patrick O'Sullivan as Director For For Management
3b Elect Walter James Pisciotta as For For Management
Director
4a Approve Grant of Performance Rights to For For Management
Cameron McIntyre
4b Approve Grant of Options and For For Management
Performance Rights to Cameron McIntyre
5 Approve Conditional Spill Resolution Against Against Management
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CASCADES INC.
Ticker: CAS Security ID: 146900105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain Lemaire For For Management
1.2 Elect Director Sylvie Lemaire For For Management
1.3 Elect Director Elise Pelletier For For Management
1.4 Elect Director Sylvie Vachon For For Management
1.5 Elect Director Mario Plourde For For Management
1.6 Elect Director Michelle Cormier For For Management
1.7 Elect Director Martin Couture For For Management
1.8 Elect Director Patrick Lemaire For For Management
1.9 Elect Director Hubert T. Lacroix For For Management
1.10 Elect Director Melanie Dunn For For Management
1.11 Elect Director Nelson Gentiletti For For Management
1.12 Elect Director Elif Levesque For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Articles of Incorporation For For Management
5 Approve Shareholder Proposal A-1 Re: Against Against Shareholder
Corporate Purpose and Commitment
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CASTELLUM AB
Ticker: CAST Security ID: W2084X107
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Issuance of Shares in For For Management
Connection with Merger Agreement with
Entra ASA
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CASTELLUM AB
Ticker: CAST Security ID: W2084X107
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Magnus Stromer as Inspector For For Management
of Minutes of Meeting
2.2 Designate Lars-Erik Jansson as For For Management
Inspector of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6.a Receive Financial Statements and None None Management
Statutory Reports
6.b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 6.90 Per Share
9.1 Approve Discharge of Board Chairman For For Management
Charlotte Stromberg
9.2 Approve Discharge of Board Member Per For For Management
Berggren
9.3 Approve Discharge of Board Member For For Management
Anna-Karin Hatt
9.4 Approve Discharge of Board Member For For Management
Christer Jacobson
9.5 Approve Discharge of Board Member For For Management
Christina Karlsson Kazeem
9.6 Approve Discharge of Board Member Nina For For Management
Linander
9.7 Approve Discharge of Board Member For For Management
Zdravko Markovski
9.8 Approve Discharge of Board Member For For Management
Joacim Sjoberg
9.9 Approve Discharge of Former Board For For Management
Member Johan Skoglund
9.10 Approve Discharge of CEO Henrik Saxborn For For Management
10.A Fix Number of Directors at Seven; None Against Shareholder
Reelect Per Berggren, Christina
Karlsson Kazeem, Zdravko Markovski and
Joacim Sjoberg as Directors; Elect
Rutger Arnhult (New Chair), Anna
Kinberg Batra and Anna-Karin Celsing
as New Directors
10.B Fix Number of Directors at Seven; None For Shareholder
Reelect Per Berggren (New Chair),
Anna-Karin Hatt, Christer Jacobson,
Christina Karlsson Kazeem, Nina
Linander, Zdravko Markovski and Joacim
Sjoberg as Directors
10.1 Determine Number of Members (7) and For For Management
Deputy Members of Board
10.2a Reelect Per Berggren as Director None Abstain Management
10.2b Reelect Anna-Karin Hatt as Director None Abstain Management
10.2c Reelect Christer Jacobson as Director None Abstain Management
10.2d Reelect Christina Karlsson Kazeem as None Abstain Management
Director
10.2e Reelect Nina Linander as Director None Abstain Management
10.2f Reelect Zdravko Markovski as Director None Abstain Management
10.2g Reelect Joacim Sjoberg as Director None Abstain Management
10.2h Reelect Rutger Arnhult as Director None Abstain Management
10.2i Elect Anna Kinberg Batra as New None Abstain Management
Director
10.2j Elect Anna-Karin Celsing as New None Abstain Management
Director
10.3a Elect Rutger Arnhult as New Board None Abstain Management
Chairman
10.3b Elect Per Berggren as New Board None Abstain Management
Chairman
11.1 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11.2 Ratify Deloitte as Auditors For For Management
12.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 1 Million for
Chairman and SEK 425,000 for Other
Directors; Approve Remuneration for
Committee Work
12.2 Approve Remuneration of Auditors For For Management
13 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
14 Approve Remuneration Report For For Management
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
17 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
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CASTROL INDIA LIMITED
Ticker: 500870 Security ID: Y1143S149
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Sandeep Sangwan as Director For For Management
4 Approve Remuneration of Cost Auditors For For Management
5 Elect Deepesh Baxi as Director For For Management
6 Approve Appointment and Remuneration For For Management
of Deepesh Baxi as Wholetime Director
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CELESTICA INC.
Ticker: CLS Security ID: 15101Q108
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Cascella For For Management
1.2 Elect Director Deepak Chopra For For Management
1.3 Elect Director Daniel P. DiMaggio For For Management
1.4 Elect Director Laurette T. Koellner For For Management
1.5 Elect Director Robert A. Mionis For For Management
1.6 Elect Director Carol S. Perry For For Management
1.7 Elect Director Tawfiq Popatia For For Management
1.8 Elect Director Eamon J. Ryan For For Management
1.9 Elect Director Michael M. Wilson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Advisory Vote on Executive For Against Management
Compensation Approach
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CELLECTIS SA
Ticker: ALCLS Security ID: F1775Q107
Meeting Date: NOV 04, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jean-Pierre Garnier as Director For For Management
2 Amend Article 11 of Bylaws Re: For For Management
Directors, Chairman of the Board, CEO
and Vice-CEOs Age Limit
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CELLECTIS SA
Ticker: ALCLS Security ID: F1775Q107
Meeting Date: JUN 01, 2021 Meeting Type: Annual/Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 750,000
6 Reelect Andre Choulika as Director For For Management
7 Reelect David Sourdive as Director For For Management
8 Reelect Alain-Paul Godard as Director For For Management
9 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
10 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Specific Beneficiaries up to Aggregate
Nominal Amount of EUR 681,822
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Specific Beneficiaries, up to
Aggregate Nominal Amount of EUR 681,822
13 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Specific Beneficiaries, up to
Aggregate Nominal Amount of EUR 681,822
14 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Specific Beneficiaries in the
Framework of an Equity Line up to
Aggregate Nominal Amount of EUR 681,822
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 681,822
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 681,822
17 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 681,822
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 11-18 at EUR 681,822
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 2 Million for Bonus Issue
or Increase in Par Value
21 Authorize up to 1,136,370 Shares for For For Management
Use in Stock Option Plans
22 Authorize up to 10 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
23 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 21-22 at EUR 1,136,370
24 Amend Article 18 of Bylaws Re: For For Management
Electronic Votes
25 Authorize Capital Issuances for Use in Against For Management
Employee Stock Purchase Plans
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CEMBRA MONEY BANK AG
Ticker: CMBN Security ID: H1329L107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.75 per Share
4 Approve Discharge of Board and Senior For For Management
Management
5.1.1 Reelect Felix Weber as Director For For Management
5.1.2 Reelect Urs Baumann as Director For For Management
5.1.3 Reelect Thomas Buess as Director For For Management
5.1.4 Reelect Denis Hall as Director For For Management
5.1.5 Reelect Monica Maechler as Director For For Management
5.2.1 Elect Martin Blessing as Director For For Management
5.2.2 Elect Susanne Kloess-Braekler as For For Management
Director
5.3 Reelect Felix Weber as Board Chairman For For Management
5.4.1 Reappoint Urs Baumann as Member of the For For Management
Compensation and Nomination Committee
5.4.2 Appoint Martin Blessing as Member of For For Management
the Compensation and Nomination
Committee
5.4.3 Appoint Susanne Kloess-Braekler as For For Management
Member of the Compensation and
Nomination Committee
5.5 Designate Keller KLG as Independent For For Management
Proxy
5.6 Ratify KPMG AG as Auditors For For Management
6 Approve Renewal of CHF 3 Million Pool For For Management
of Authorized Share Capital without
Preemptive Rights
7.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.5 Million
7.2 Approve Fixed and Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 6.4 Million
8 Transact Other Business (Voting) For Against Management
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CEMENTOS ARGOS SA
Ticker: CEMARGOS Security ID: P2216Y112
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Verify Quorum None None Management
2 Approve Meeting Agenda For For Management
3 Elect Meeting Approval Committee For For Management
4 Present Board of Directors and None None Management
Chairman's Report
5 Present Financial Statements None None Management
6 Present Auditor's Report None None Management
7 Approve Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends
9 Approve Donations For For Management
10 Elect Directors and Approve Their For For Management
Remuneration
11 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
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CENTAMIN PLC
Ticker: CEY Security ID: G2055Q105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4.1 Re-elect James Rutherford as Director For For Management
4.2 Re-elect Martin Horgan as Director For For Management
4.3 Re-elect Ross Jerrard as Director For For Management
4.4 Re-elect Dr Sally Eyre as Director For For Management
4.5 Re-elect Mark Bankes as Director For For Management
4.6 Re-elect Dr Ibrahim Fawzy as Director For For Management
4.7 Re-elect Marna Cloete as Director For For Management
4.8 Re-elect Dr Catharine Farrow as For For Management
Director
4.9 Elect Hendrik Faul as Director For For Management
5.1 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5.2 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Authorise Issue of Equity For For Management
7.1 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7.2 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
8 Authorise Market Purchase of Ordinary For For Management
Shares
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CENTRICA PLC
Ticker: CNA Security ID: G2018Z143
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Carol Arrowsmith as Director For For Management
5 Elect Kate Ringrose as Director For For Management
6 Re-elect Stephen Hester as Director For For Management
7 Re-elect Pam Kaur as Director For For Management
8 Re-elect Heidi Mottram as Director For For Management
9 Re-elect Kevin O'Byrne as Director For For Management
10 Re-elect Chris O'Shea as Director For For Management
11 Re-elect Scott Wheway as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise UK Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CEWE STIFTUNG & CO. KGAA
Ticker: CWC Security ID: D1499B107
Meeting Date: OCT 06, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2019
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.00 per Share
3 Approve Discharge of Personally Liable For For Management
Partner Neumueller CEWE COLOR Stiftung
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify BDO AG as Auditors for Fiscal For For Management
2020
6 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR
650,000 Pool of Conditional Capital to
Guarantee Conversion Rights
7 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
CEWE STIFTUNG & CO. KGAA
Ticker: CWC Security ID: D1499B107
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2020
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.30 per Share
3 Approve Discharge of Personally Liable For For Management
Partner Neumueller CEWE COLOR Stiftung
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify BDO AG as Auditors forFiscal For For Management
Year 2021
6 Approve Remuneration of Supervisory For For Management
Board
7 Approve Creation of EUR 390,000 Pool For For Management
of Capital for Employee Stock Purchase
Plan
--------------------------------------------------------------------------------
CG POWER & INDUSTRIAL SOLUTIONS LIMITED
Ticker: 500093 Security ID: Y1788L144
Meeting Date: JUN 07, 2021 Meeting Type: Special
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity Shares on For For Management
Preferential Allotment / Private
Placement Basis to Standard Chartered
Bank (Singapore) for Settlement of
Company's Liability
2 Elect Vellayan Subbiah as Director For For Management
3 Elect M A M Arunachalam as Director For For Management
4 Elect P S Jayakumar as Director For For Management
5 Elect Shailendra Roy as Director For For Management
6 Elect Sasikala Varadachari as Director For For Management
7 Elect Natarajan Srinivasan as Director For For Management
8 Approve Appointment and Remuneration For For Management
of Natarajan Srinivasan as Managing
Director
9 Approve Waiver and Ratification of For Against Management
Managerial Remuneration Paid to
Natarajan Srinivasan as Managing
Director for Financial Year 2020-21
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CHAOWEI POWER HOLDINGS LIMITED
Ticker: 951 Security ID: G20479104
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Zhou Longrui as Director For For Management
4 Elect Wang Jiqiang as Director For For Management
5 Elect Lee Conway Kong Wai as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
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CHARLOTTE'S WEB HOLDINGS, INC.
Ticker: CWEB Security ID: 16106R109
Meeting Date: JUN 09, 2021 Meeting Type: Annual/Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director Adrienne Elsner For For Management
2.2 Elect Director John Held For For Management
2.3 Elect Director Jacques Tortoroli For For Management
2.4 Elect Director Jean Birch For For Management
2.5 Elect Director Susan Vogt For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Amend Long Term Incentive Plan For For Management
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CHARTER HALL GROUP
Ticker: CHC Security ID: Q2308A138
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect David Ross as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Issuance of Service Rights to For For Management
David Harrison
5 Approve Issuance of Performance Rights For For Management
to David Harrison
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CHARTER HALL LONG WALE REIT
Ticker: CLW Security ID: Q2308E106
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Past Issuance of Stapled For For Management
Securities to Certain Institutional,
Professional and Other Wholesale
Investors
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CHENG LOONG CORP.
Ticker: 1904 Security ID: Y1306D103
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For Against Management
Association
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
and Representatives
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CHENG UEI PRECISION INDUSTRY CO. LTD.
Ticker: 2392 Security ID: Y13077105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements and Profit
Distribution
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CHICONY POWER TECHNOLOGY CO., LTD.
Ticker: 6412 Security ID: Y1364D102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report, Financial For For Management
Statements and Profit Distribution Plan
2 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
3 Amend Procedures for Lending Funds For For Management
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5.1 Elect Lu, Chin-Chung, Representative For Against Management
of Chicony Electronics Co., Ltd, with
Shareholder No. 2, as Non-Independent
Director
5.2 Elect Huang,Yueh-Chao, Representative For Against Management
of Chicony Electronics Co., Ltd, with
Shareholder No. 2, as Non-Independent
Director
5.3 Elect Tseng, Kuo-Hua, with Shareholder For For Management
No. 4, as Non-Independent Director
5.4 Elect Lee, Tse-Ching, with Shareholder For Against Management
No. 714, as Non-Independent Director
5.5 Elect Tsai, Duh-Kung, with Shareholder For Against Management
No. L101428XXX, as Independent Director
5.6 Elect Hung, Ching-Shan, with For For Management
Shareholder No. T102765XXX, as
Independent Director
5.7 Elect Sun, Ching-Feng, with For For Management
Shareholder No. J120496XXX, as
Independent Director
6 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
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CHINA BILLS FINANCE CORP.
Ticker: 2820 Security ID: Y1391N107
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3.1 Elect Cheng Chuan Chang, a For Against Management
Representative of O BANK CO LTD., with
Shareholder No. 262144, as
Non-independent Director
3.2 Elect Cheng Hsiang Wei, a For For Management
Representative of O BANK CO LTD., with
Shareholder No. 262144, as
Non-independent Director
3.3 Elect Wen Feng Chang, a Representative For Against Management
of O BANK CO LTD., with Shareholder No.
262144, as Non-independent Director
3.4 Elect Chih Yu Hiew, a Representative For Against Management
of O BANK CO LTD., with Shareholder No.
262144, as Non-independent Director
3.5 Elect Si Tsong Cheng, a Representative For Against Management
of HO CHU INVESTMENT CO LTD., with
Shareholder No. 361530, as
Non-independent Director
3.6 Elect Tzu Hou Peng, a Representative For Against Management
of HO CHU INVESTMENT CO LTD., with
Shareholder No. 361530, as
Non-independent Director
3.7 Elect Tang Hsuan Huang, a For Against Management
Representative of HO CHU INVESTMENT CO
LTD., with Shareholder No. 361530, as
Non-independent Director
3.8 Elect Yi Ru Luo, a Representative of For Against Management
MING SHAN INVESTMENT CO LTD., with
Shareholder No. 276317, as
Non-independent Director
3.9 Elect Wen Ya Wu, with Shareholder No. For For Management
Q101793XXX, as Independent Director
3.10 Elect GUO ZONG MING, with Shareholder For For Management
No. R122200XXX, as Independent Director
3.11 Elect Horng Dar Lin, with Shareholder For For Management
No. F123165XXX, as Independent Director
4 Approve Release of Restrictions of For Against Management
Competitive Activities of Newly
Appointed Directors
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CHINA BLUECHEMICAL LTD.
Ticker: 3983 Security ID: Y14251105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Financial For For Management
Statements and Auditors' Report
4 Approve 2020 Profit Distribution and For For Management
Declaration of Final Dividends
5 Approve 2021 Budget Proposals For Against Management
6 Approve BDO China Shu Lun Pan CPAs and For For Management
BDO Limited as Domestic and Overseas
Auditors and Authorize Audit Committee
of the Board to Fix Their Remuneration
7 Elect Wang Weimin as Director, For Against Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
8 Elect Hou Xiaofeng as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
9 Elect Guo Xinjun as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
10 Elect Liu Zhenyu as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
11 Elect Yu Changchun as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
12 Elect Lin Feng as Director, Authorize For For Management
Board to Sign Relevant Service
Contract with Him and Authorize Board
to Fix His Remuneration
13 Elect Xie Dong as Director, Authorize For For Management
Board to Sign Relevant Service
Contract with Him and Authorize Board
to Fix His Remuneration
14 Elect Liu Jianyao as Supervisor, For For Management
Authorize Executive Director to Sign
Relevant Service Contract with Him and
Authorize Board to Fix His Remuneration
15 Elect Li Xiaoyu as Supervisor, For For Management
Authorize Executive Director to Sign
Relevant Service Contract with Him and
Authorize Board to Fix His Remuneration
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares
17 Authorize Repurchase of Issued H Share For For Management
Capital
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CHINA BLUECHEMICAL LTD.
Ticker: 3983 Security ID: Y14251105
Meeting Date: MAY 27, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
CHINA FOODS LIMITED
Ticker: 506 Security ID: G2154F109
Meeting Date: DEC 17, 2020 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 COFCO Mutual Provision For For Management
Agreement, Annual Caps and Related
Transactions
2 Elect Chen Zhigang as Director For For Management
--------------------------------------------------------------------------------
CHINA FOODS LIMITED
Ticker: 506 Security ID: G2154F109
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Shen Peng as Director For For Management
4 Elect Mok Wai Bun, Ben as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA FOODS LIMITED
Ticker: 506 Security ID: G2154F109
Meeting Date: JUN 01, 2021 Meeting Type: Special
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021 Financial Services For For Management
Agreement, Proposed Daily Deposit Cap
and Related Transactions
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CHINA GRAND PHARMACEUTICAL & HEALTHCARE HOLDINGS LTD.
Ticker: 512 Security ID: G210A7101
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Tang Wei Kun as Director For Against Management
3b Elect Shi Lin as Director For For Management
3c Elect Hu Yebi as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve HLB Hodgson Impey Cheng For For Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO., LTD.
Ticker: 658 Security ID: G2112D105
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Hu Jichun as Director For For Management
2b Elect Zhou Zhijin as Director For For Management
2c Elect Fang Jian as Director For For Management
2d Elect Jiang Xihe as Director For For Management
2e Elect Nathan Yu Li as Director For For Management
2f Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Baker Tilly Hong Kong Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA OVERSEAS GRAND OCEANS GROUP LIMITED
Ticker: 81 Security ID: Y1505S117
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cooperation Agreement and the For For Management
JV Transactions
2 Approve New Master Engagement For For Management
Agreement, the Construction Works
Transactions and the New Construction
Works Caps
3 Approve Framework Agreement, the For For Management
Supply of Materials Transactions and
the Supply of Materials Caps
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CHINA OVERSEAS GRAND OCEANS GROUP LTD.
Ticker: 81 Security ID: Y1505S117
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve JV Agreement and Related For For Management
Transactions
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CHINA RENAISSANCE HOLDINGS LIMITED
Ticker: 1911 Security ID: G21215101
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Bao Fan as Director For Against Management
3a2 Elect Wang Lixing as Director For For Management
3a3 Elect Liu Xing as Director For For Management
3a4 Elect Yao Jue as Director For For Management
3a5 Elect Ye Junying as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA SHINEWAY PHARMACEUTICAL GROUP LIMITED
Ticker: 2877 Security ID: G2110P100
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Li Huimin as Director For For Management
2B Elect Chen Zhong as Director For For Management
2C Elect Cheung Chun Yue Anthony as For For Management
Director
2D Elect Zhou Wencheng as Director For For Management
2E Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Final Dividend For For Management
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CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED
Ticker: 956 Security ID: Y15207106
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Plan For For Management
2 Appoint Ernst & Young Hua Ming LLP as For For Management
PRC Auditor
3.01 Elect Gao Jun as Supervisor For For Management
3.02 Elect Zhang Dong Sheng as Supervisor For For Management
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CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED
Ticker: 956 Security ID: Y15207106
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Public Offering and For For Management
Registration by the Company of RMB3
Billion Renewable Green Corporate Bonds
2 Elect Guo Ying Jun as Director For For Management
3 Approve Unified Use of the CASBE by For For Shareholder
the Company
4 Approve Termination of Appointment of For For Shareholder
International Auditor of the Company
5 Amend Articles of Association For For Shareholder
6 Amend Rules and Procedures Regarding For For Shareholder
General Meetings of Shareholders
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CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED
Ticker: 956 Security ID: Y15207106
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Criteria For For Management
for the Non-Public Issuance of A Shares
2.1 Approve Class and Par Value of the For For Management
Shares to be Issued
2.2 Approve Method and Time of the Issuance For For Management
2.3 Approve Target Subscriber and For For Management
Subscription Method
2.4 Approve Pricing Benchmark Date, Issue For For Management
Price and Pricing Method
2.5 Approve Number of Shares to be Issued For For Management
2.6 Approve Arrangements for Lock-Up Period For For Management
2.7 Approve Arrangements for the For For Management
Accumulated Profit Prior to the
Non-public Issuance
2.8 Approve Place of Listing of Shares For For Management
Under the Issuance
2.9 Approve Amount to be Raised and Use of For For Management
Proceeds
2.10 Approve Effective Period of the For For Management
Resolution
3 Approve Proposal for Non-Public For For Management
Issuance of A Shares
4 Approve Conditional Subscription For For Management
Agreement and the Connected
Transaction Between the Company and
Hebei Construction & Investment Group
Co., Ltd.
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the
Non-Public Issuance of A Shares
6 Approve Report on the Use of the For For Management
Previously-Raised Proceeds
7 Approve Dilution of Current Returns, For For Management
Adoption of Remedial Measures and
Related Subject Undertakings of the
Non-Public Issuance of A Shares
8 Approve Shareholders' Return Plan for For For Management
the Next Three Years (2021-2023) of
the Non-Public Issuance
9 Authorize Board to Handle Matters in For For Management
Relation to the Non-Public Issuance of
A Shares
10 Approve Specific Mandate For For Management
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
14 Approve Amendments to the Policy on For For Management
Management of Provision of External
Guarantees
15 Approve Renewal of the Asset Financing For For Management
Services Framework Agreement
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CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED
Ticker: 956 Security ID: Y15207106
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of the For For Management
Shares to be Issued
1.2 Approve Method and Time of the Issuance For For Management
1.3 Approve Target Subscriber and For For Management
Subscription Method
1.4 Approve Pricing Benchmark Date, Issue For For Management
Price and Pricing Method
1.5 Approve Number of Shares to be Issued For For Management
1.6 Approve Arrangements for Lock-Up Period For For Management
1.7 Approve Arrangements for the For For Management
Accumulated Profit Prior to the
Non-public Issuance
1.8 Approve Place of Listing of Shares For For Management
Under the Issuance
1.9 Approve Amount to be Raised and Use of For For Management
Proceeds
1.10 Approve Effective Period for the For For Management
Resolution
2 Approve Proposal for Non-Public For For Management
Issuance of A Shares
3 Approve Conditional Subscription For For Management
Agreement and the Connected
Transaction Between the Company and
Hebei Construction & Investment Group
Co., Ltd.
4 Authorize Board to Handle Matters in For For Management
Relation to the Non-Public Issuance of
A Shares
5 Approve Specific Mandate For For Management
6 Approve Amendments to Articles of For For Management
Association
7 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
CHINA YUCHAI INTERNATIONAL
Ticker: CYD Security ID: BMG210821051
Meeting Date: JUL 17, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Directors' Fees For For Management
1 Elect Kwek Leng Peck For Withhold Management
2 Elect Gan Khai Choon For Withhold Management
3 Elect Hoh Weng Ming For Withhold Management
4 Elect Neo Poh Kiat For Withhold Management
5 Elect Yan Ping For Withhold Management
6 Elect Han Yiyong For Withhold Management
7 Elect Ho Raymond Chi-Keung For Withhold Management
8 Elect Tan Eng Kwee For Withhold Management
9 Elect Xie Tao For Withhold Management
4 Board Size For For Management
5 Appointment of Auditor and Authority For For Management
to Set Fees
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CHINA ZHONGWANG HOLDINGS LIMITED
Ticker: 1333 Security ID: G215AT102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1a Elect Lu Changqing as Director For Against Management
2.1b Elect Ma Qingmei as Director For For Management
2.1c Elect Wong Chun Wa as Director For For Management
2.2 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve BDO Limited as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
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CHONG HONG CONSTRUCTION CO., LTD.
Ticker: 5534 Security ID: Y1582T103
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
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CIA ENERGETICA DE SAO PAULO
Ticker: CESP6 Security ID: P25784193
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 Elect Felipe Dutra Cancado as Director None For Shareholder
Appointed by Preferred Shareholder
3 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
4 Elect Paulo Roberto Franceschi as None For Shareholder
Fiscal Council Member and Bruno
Shigueyoshi Oshiro as Alternate
Appointed by Preferred Shareholder
--------------------------------------------------------------------------------
CITIC RESOURCES HOLDINGS LIMITED
Ticker: 1205 Security ID: G2155Y107
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Sun Yufeng as Director For Against Management
2b Elect Chan Kin as Director For For Management
2c Elect Look Andrew as Director For For Management
2d Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4A Authorize Repurchase of Issued Share For For Management
Capital
4B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4C Authorize Reissuance of Repurchased For Against Management
Shares
5 Adopt New Bye-Laws For For Management
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CITIC TELECOM INTERNATIONAL HOLDINGS LIMITED
Ticker: 1883 Security ID: Y1640H109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Wang Guoquan as Director For For Management
3b Elect Fei Yiping as Director For Against Management
3c Elect Liu Li Qing as Director For Against Management
3d Elect Zuo Xunsheng as Director For Against Management
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CITY CEMENT COMPANY
Ticker: 3003 Security ID: SA134G51ETH6
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Cancellation of Shares; Amendments to For For Management
Articles
2 Cancellation of Shares (number of For For Management
shares reduced)
3 Cancellation of Shares (value reduced) For For Management
4 Amendments to Article 7 (Capital For For Management
Reduction)
5 Amendments to Article 8 (Subscription) For For Management
14 Renumbering of Articles For For Management
6 Amendments to Article 4 For For Management
7 Addition of Article 5 For For Management
8 Addition of Article 10 For For Management
9 Addition of Article 11 For For Management
10 Amendments to Article 19 For For Management
11 Amendments to Article 30 For For Management
12 Amendments to Article 34 For For Management
13 Amendments to Article 45 For For Management
--------------------------------------------------------------------------------
CLAS OHLSON AB
Ticker: CLAS.B Security ID: W22137108
Meeting Date: SEP 12, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.a Designate Fredrik Ahlin as Inspector For For Management
of Minutes of Meeting
2.b Designate Erik Durhan as Inspector of For For Management
Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Omission of Dividends
9.a Approve Discharge of Kenneth Bengtsson For For Management
9.b Approve Discharge of Mathias Haid For For Management
9.c Approve Discharge of Margareta Lehmann For For Management
9.d Approve Discharge of Hakan Lundstedt For For Management
9.e Approve Discharge of Goran Nasholm For For Management
9.f Approve Discharge of Charlotte For For Management
Stromberg
9.g Approve Discharge of Goran Sundstrom For For Management
9.h Approve Discharge of Anne Thorstvedt For For Management
Sjoberg
9.i Approve Discharge of Caroline Ostning For For Management
(Employee Representative)
9.j Approve Discharge of Lasse Zwetsloot For For Management
(Employee Representative)
9.k Approve Discharge of Freja Aleman For For Management
(Deputy Employee Representative)
9.l Approve Discharge of Emma Zetterqvist For For Management
(Deputy Employee Representative)
9.m Approve Discharge of Lotta Lyra For For Management
10.a Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
10.b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11.a Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 3.7 Million
11.b Approve Remuneration of Auditors For For Management
12.a Reelect Kenneth Bengtsson as Director For For Management
12.b Reelect Mathias Haid as Director For Against Management
12.c Reelect Hakan Lundstedt as Director For For Management
12.d Reelect Charlotte Stromberg as Director For For Management
12.e Reelect Goran Sundstrom as Director For Against Management
12.f Reelect Anne Thorstvedt Sjoberg as For For Management
Director
12.g Elect Mengmeng Du as New Director For For Management
12.h Elect Patrik Hofbauer as New Director For For Management
13 Reappoint Kenneth Bengtsson as Board For For Management
Chairman
14 Ratify Deloitte as Auditors For For Management
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Amend Articles of Association Re: For For Management
Company Name; Participation at General
Meeting; Share Registrar
--------------------------------------------------------------------------------
CLEVO CO.
Ticker: 2362 Security ID: Y1661L104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5.1 Elect HSU, KUN-TAI, with Shareholder For For Management
No. 1, as Non-independent Director
5.2 Elect TSAI, MING-HSIEN, with For For Management
Shareholder No. 13, as Non-independent
Director
5.3 Elect LU, JIN-ZONG, with Shareholder For For Management
No. F122978XXX, as Non-independent
Director
5.4 Elect CHIEN,YIH-LONG, with Shareholder For For Management
No. 20204, as Non-independent Director
5.5 Elect CHOU, PO-CHIAO with ID No. For For Management
D101101XXX as Independent Director
5.6 Elect CHEN,TSUNG-MING with ID No. For For Management
D100378XXX as Independent Director
5.7 Elect LAI, LING-MING with ID No. For For Management
N222682XXX as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
CLINUVEL PHARMACEUTICALS LIMITED
Ticker: CUV Security ID: Q2516X144
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Willem Blijdorp as Director For For Management
3 Elect Jeffrey Rosenfeld as Director For For Management
--------------------------------------------------------------------------------
CMC MARKETS PLC
Ticker: Security ID: GB00B14SKR37
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Elect Matthew David Lewis For For Management
11 Appointment of Auditor For For Management
12 Authority to Set Auditor's Fees For For Management
13 Remuneration Report (Advisory) For For Management
14 Authority to Issue Shares w/ For For Management
Preemptive Rights
15 Authority to Issue Shares w/o For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
17 Authority to Repurchase Shares For For Management
18 Authority to Set General Meeting For For Management
Notice Period at 14 Days
2 Final Dividend For For Management
3 Elect James S. Richards For Against Management
4 Elect Peter A. Cruddas For For Management
5 Elect David J. Fineberg For For Management
6 Elect Sarah Ing For For Management
7 Elect Clare Salmon For For Management
8 Elect Paul Wainscott For For Management
9 Elect Euan William Marshall For For Management
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COCA-COLA ICECEK AS
Ticker: CCOLA Security ID: M2R39A121
Meeting Date: FEB 17, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Approve Dividends For For Management
3 Close Meeting None None Management
--------------------------------------------------------------------------------
COCA-COLA ICECEK AS
Ticker: CCOLA Security ID: M2R39A121
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Ratify Director Appointment For Against Management
8 Elect Directors and Approve Their For Against Management
Remuneration
9 Amend Article 8 Re: Board Related For For Management
10 Ratify External Auditors For For Management
11 Receive Information on Donations Made None None Management
in 2020
12 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
13 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Market Board
Corporate Governance Principles
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Close Meeting None None Management
--------------------------------------------------------------------------------
COFORGE LIMITED
Ticker: 532541 Security ID: Y62769107
Meeting Date: MAY 23, 2021 Meeting Type: Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Pledging of Assets for Debt For For Management
2 Approve Loans, Guarantees and/or For Against Management
Securities in Other Body Corporate
--------------------------------------------------------------------------------
COGECO COMMUNICATIONS INC.
Ticker: CCA Security ID: 19239C106
Meeting Date: JAN 15, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen Abdoulah For For Management
1.2 Elect Director Louis Audet For For Management
1.3 Elect Director Robin Bienenstock For For Management
1.4 Elect Director James C. Cherry For For Management
1.5 Elect Director Pippa Dunn For For Management
1.6 Elect Director Joanne Ferstman For For Management
1.7 Elect Director Philippe Jette For For Management
1.8 Elect Director Bernard Lord For For Management
1.9 Elect Director David McAusland For For Management
1.10 Elect Director Caroline Papadatos For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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COGECO INC.
Ticker: CGO Security ID: 19238T100
Meeting Date: JAN 15, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis Audet For For Management
1.2 Elect Director Arun Bajaj For For Management
1.3 Elect Director Mary-Ann Bell For For Management
1.4 Elect Director James C. Cherry For For Management
1.5 Elect Director Patricia Curadeau-Grou For For Management
1.6 Elect Director Samih Elhage For For Management
1.7 Elect Director Philippe Jette For For Management
1.8 Elect Director Normand Legault For For Management
1.9 Elect Director David McAusland For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3 SP 1: Approve Formal Statement of the Against Against Shareholder
Company's Corporate Purpose and
Commitment, and the Board's Mandate to
Monitor the Deployment of the Policies
and Initiatives for a New Strategic
Direction
4 SP 2: Approve Adoption of a Policy Against Against Shareholder
Governing Procedures for Virtual
Meetings
5 SP 3: Approve Change of Auditors Against Against Shareholder
6 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
COLLECTOR AB
Ticker: COLL Security ID: W2R04N115
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Omission of Dividends
9.1 Approve Discharge of Board Chairman For For Management
Erik Selin
9.2 Approve Discharge of Christoffer For For Management
Lundstrom
9.3 Approve Discharge of Charlotte For For Management
Hybinette
9.4 Approve Discharge of Bengt Edholm For For Management
9.5 Approve Discharge of Marie Osberg For For Management
9.6 Approve Discharge of Ulf Croona For For Management
9.7 Approve Discharge of Anna Kinberg Batra For For Management
9.8 Approve Discharge of Marcus Hansson For For Management
9.9 Approve Discharge of CEO Martin Nossman For For Management
10 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 720,000 to Chairman
and SEK 360,000 to Other Directors;
Approve Remuneration for Committee
Work; Approve Remuneration of Auditors
12.a1 Reelect Erik Selin as Director For For Management
12.a2 Reelect Christoffer Lundstrom as For For Management
Director
12.a3 Reelect Charlotte Hybinette as Director For For Management
12.a4 Reelect Bengt Edholm as Director For For Management
12.a5 Reelect Marie Osberg as Director For For Management
12.a6 Reelect Ulf Croona as Director For For Management
12.b Reelect Eric Selin as Board Chairman For For Management
12.c Ratify Ernst & Young as Auditors For For Management
13 Approve Remuneration Report For For Management
14 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
15 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
COLTENE HOLDING AG
Ticker: CLTN Security ID: H1554J116
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 3.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Nick Huber as Director and For For Management
Board Chairman
4.1.2 Reelect Erwin Locher as Director For For Management
4.1.3 Reelect Juergen Rauch as Director For For Management
4.1.4 Reelect Matthew Robin as Director For For Management
4.1.5 Reelect Astrid Waser as Director For For Management
4.1.6 Reelect Roland Weiger as Director For For Management
4.1.7 Reelect Allison Zwingenberger as For For Management
Director
4.2.1 Reappoint Nick Huber as Member of the For For Management
Compensation Committee
4.2.2 Reappoint Matthew Robin as Member of For For Management
the Compensation Committee
4.2.3 Reappoint Roland Weiger as Member of For For Management
the Compensation Committee
5 Designate Michael Schoebi as For For Management
Independent Proxy
6 Ratify Ernst & Young AG as Auditors For For Management
7 Amend Articles of Association For For Management
8.1 Approve Remuneration Report For For Management
8.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 210,000
8.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 2.9 Million
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DE MINAS GERAIS
Ticker: CSMG3 Security ID: P28269101
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Initiation of Bidding Process For For Management
Regarding the Acquisition of
Electricity from the Free Contracting
Environment (ACL) for Five Units of
High Voltage: ETA Rio das Velhas,
EAT-2 Vargem das Flores, ETA Rio
Manso, ETE Arrudas and EAT-5 Sistema
Serra Azul
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DE MINAS GERAIS
Ticker: CSMG3 Security ID: P28269101
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Interest-on-Capital-Stock For For Management
Payment Date
4 Approve Investment Plan For For Management
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DE MINAS GERAIS
Ticker: CSMG3 Security ID: P28269101
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For For Management
Management and Fiscal Council
2 Dismiss Carlos Eduardo Tavares de For For Management
Castro as Director
3 Elect Reynaldo Passanezi Filho as For For Management
Director
--------------------------------------------------------------------------------
COMPANIA DE DISTRIBUCION INTEGRAL LOGISTA HOLDINGS SAU
Ticker: LOG Security ID: E0304S106
Meeting Date: FEB 04, 2021 Meeting Type: Annual
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Standalone Financial Statements For For Management
1.2 Approve Consolidated Financial For For Management
Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Discharge of Board For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Ratify Appointment of and Elect Luis For For Management
Isasi Fernandez de Bobadilla as
Director
6.1 Amend Corporate Purpose and Amend For For Management
Articles Accordingly
6.2 Amend Articles 5, 6, 7, and 8 For For Management
6.3 Amend Article 9 For For Management
6.4 Amend Articles 10, 11, 12, 13, 15, 16, For For Management
17 and 18
6.5 Amend Article 14 For For Management
6.6 Amend Articles 19 and 20 For For Management
6.7 Approve Restated Articles of For For Management
Association
7 Approve Restated General Meeting For For Management
Regulations
8 Receive Amendments to Board of None None Management
Directors' Regulations
9 Approve Remuneration Policy For For Management
10 Approve Restricted Stock Plan For Against Management
11 Advisory Vote on Remuneration Report For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
COMPUTACENTER PLC
Ticker: CCC Security ID: G23356150
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4a Re-elect Tony Conophy as Director For For Management
4b Re-elect Rene Haas as Director For For Management
4c Re-elect Philip Hulme as Director For For Management
4d Re-elect Ljiljana Mitic as Director For For Management
4e Re-elect Mike Norris as Director For For Management
4f Re-elect Peter Ogden as Director For For Management
4g Re-elect Minnow Powell as Director For For Management
4h Re-elect Ros Rivaz as Director For For Management
4i Re-elect Peter Ryan as Director For For Management
5 Reappoint KPMG LLP as Auditors For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issue of Equity For For Management
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
COMPUTER ENGINEERING & CONSULTING LTD.
Ticker: 9692 Security ID: J08178105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: JAN 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Iwasaki, Hirosato For Against Management
2.2 Elect Director Oishi, Hitoshi For For Management
2.3 Elect Director Tateishi, Hiroshi For For Management
2.4 Elect Director Kawano, Toshiro For For Management
2.5 Elect Director Tamano, Masato For For Management
2.6 Elect Director Fujiwara, Manabu For For Management
2.7 Elect Director Himeno, Takashi For For Management
2.8 Elect Director Nakayama, Shin For For Management
2.9 Elect Director Otsuka, Masahiko For For Management
3.1 Appoint Alternate Statutory Auditor For Against Management
Yoshida, Hiroshi
3.2 Appoint Alternate Statutory Auditor For For Management
Ito, Mari
4 Approve Deep Discount Stock Option Plan For Against Management
--------------------------------------------------------------------------------
CONCORD NEW ENERGY GROUP LIMITED
Ticker: 182 Security ID: G2345T109
Meeting Date: MAY 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Finance Lease Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
CONCORD NEW ENERGY GROUP LIMITED
Ticker: 182 Security ID: G2345T109
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Gui Kai as Director For For Management
2B Elect Yap Fat Suan, Henry as Director For For Management
2C Elect Huang Jian as Director For For Management
2D Elect Zhang Zhong as Director For For Management
2E Elect Shang Jia as Director For For Management
2F Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Final Dividend For For Management
4 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CONCORD NEW ENERGY GROUP LIMITED
Ticker: 182 Security ID: G2345T109
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Rights Transfer Agreement I, For For Management
Finance Lease Agreement I and Related
Transactions
2 Approve Rights Transfer Agreement II, For For Management
Finance Lease Agreement II and Related
Transactions
--------------------------------------------------------------------------------
CONTOURGLOBAL PLC
Ticker: GLO Security ID: G2522W107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Craig Huff as Director For Against Management
5 Re-elect Joseph Brandt as Director For Against Management
6 Re-elect Stefan Schellinger as Director For Against Management
7 Re-elect Gregg Zeitlin as Director For Against Management
8 Re-elect Alejandro Santo Domingo as For Against Management
Director
9 Re-elect Ronald Trachsel as Director For For Management
10 Re-elect Daniel Camus as Director For For Management
11 Re-elect Dr Alan Gillespie as Director For For Management
12 Re-elect Mariana Gheorghe as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Authorise UK Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
CORONADO GLOBAL RESOURCES INC.
Ticker: CRN Security ID: U2024H107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2.01 Elect William (Bill) Koeck as Director For For Management
2.02 Elect Garold Spindler as Director For For Management
2.03 Elect Philip Christensen as Director For For Management
2.04 Elect Greg Pritchard as Director For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young as Auditors For For Management
--------------------------------------------------------------------------------
CORPORACION FINANCIERA ALBA SA
Ticker: ALB Security ID: E33391132
Meeting Date: JUN 21, 2021 Meeting Type: Annual/Special
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Discharge of Board For For Management
3 Approve Non-Financial Information For For Management
Statement
4 Approve Allocation of Income and For For Management
Dividends
5 Elect Ignacio de Colmenares Brunet as For For Management
Director
6.1 Amend Article 15 Re: General Meetings For For Management
6.2 Amend Article 22 Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
6.3 Amend Article 39 Re: Director For For Management
Remuneration
6.4 Amend Article 44 Re: Board Powers and For For Management
Faculties
7 Amend Articles of General Meeting For For Management
Regulations Re: Functions, Attendance,
Representation, Voting, Interventions
and Affidavit
8 Receive Amendments to Board of None None Management
Directors Regulations
9 Advisory Vote on Remuneration Report For For Management
10 Approve Share Appreciation Rights Plan For For Management
11 Authorize Share Repurchase and Capital For For Management
Reduction via Amortization of
Repurchased Shares
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
COSMOS PHARMACEUTICAL CORPORATION
Ticker: 3349 Security ID: JP3298400007
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Allocation of Profits/Dividends For For Management
2 Elect Masateru Uno For For Management
3 Elect Hideaki Yokoyama For For Management
4 Elect Masahiro Iwashita For For Management
5 Elect Motoi Takemori For For Management
6 Elect Futoshi Shibata For For Management
7 Elect Yukitaka Uno For For Management
--------------------------------------------------------------------------------
COUNTRYSIDE PROPERTIES PLC
Ticker: CSP Security ID: G24556170
Meeting Date: FEB 05, 2021 Meeting Type: Annual
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect David Howell as Director For For Management
4 Re-elect Iain McPherson as Director For For Management
5 Re-elect Mike Scott as Director For For Management
6 Re-elect Douglas Hurt as Director For For Management
7 Re-elect Amanda Burton as Director For For Management
8 Re-elect Baroness Sally Morgan as For For Management
Director
9 Re-elect Simon Townsend as Director For For Management
10 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
11 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
12 Authorise Issue of Equity For For Management
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CREDITO EMILIANO SPA
Ticker: CE Security ID: T3243Z136
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Fix Number of Directors For For Management
3.1 Slate 1 Submitted by Credito Emiliano None Abstain Shareholder
Holding SpA
3.2 Slate 2 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
4 Approve Remuneration of Directors For For Management
5.a Approve Remuneration Policy For For Management
5.b Approve Severance Payments Policy For Against Management
5.c Approve Second Section of the For For Management
Remuneration Report
5.d Approve Share-based Incentive Plan For For Management
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
CREDITO EMILIANO SPA
Ticker: CE Security ID: T3243Z136
Meeting Date: JUN 21, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Incorporation of For For Management
Cassa di Risparmio di Cento SpA into
Credito Emiliano SpA
--------------------------------------------------------------------------------
CRESCENT POINT ENERGY CORP.
Ticker: CPG Security ID: 22576C101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Ten For For Management
2.1 Elect Director Craig Bryksa For For Management
2.2 Elect Director Laura A. Cillis For For Management
2.3 Elect Director James E. Craddock For For Management
2.4 Elect Director John P. Dielwart For For Management
2.5 Elect Director Ted Goldthorpe For For Management
2.6 Elect Director Mike Jackson For For Management
2.7 Elect Director Jennifer F. Koury For For Management
2.8 Elect Director Francois Langlois For For Management
2.9 Elect Director Barbara Munroe For For Management
2.10 Elect Director Myron M. Stadnyk For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CROMPTON GREAVES CONSUMER ELECTRICAL LTD
Ticker: Security ID: INE299U01018
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect Promeet Ghosh For For Management
3 Appointment of Shantanu Khosla For For Management
(Managing Director); Approval of
Remuneration
4 Elect Pangulury M. Murty For For Management
5 Elect Damodaran Sundaram For For Management
6 Elect Hemant Madhusudan Nerurkar For For Management
7 Authority to Set Cost Auditor's Fees For For Management
--------------------------------------------------------------------------------
CROMPTON GREAVES CONSUMER ELECTRICALS LIMITED
Ticker: 539876 Security ID: Y1786D102
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Crompton Employee Stock Option For For Management
Plan 2019
2 Increase Authorized Share Capital and For For Management
Amend Memorandum of Association
--------------------------------------------------------------------------------
CROMPTON GREAVES CONSUMER ELECTRICALS LIMITED
Ticker: 539876 Security ID: Y1786D102
Meeting Date: MAY 02, 2021 Meeting Type: Special
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mathew Job as Director For For Management
2 Approve Appointment and Remuneration For For Management
of Mathew Job as Executive Director &
Chief Executive Officer
--------------------------------------------------------------------------------
CROPENERGIES AG
Ticker: Security ID: DE000A0LAUP1
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
13 Amendments to Articles For For Management
5 Allocation of Profits/Dividends For For Management
6 Ratification of Management Board Acts For For Management
7 Ratification of Supervisory Board Acts For For Management
8 Elect Thomas Kirchberg as Supervisory For For Management
Board Member
9 Appointment of Auditor For For Management
10 Increase in Authorised Capital For For Management
11 Authority to Repurchase and Reissue For For Management
Shares
12 Authority to Repurchase Shares Using For For Management
Equity Derivatives
--------------------------------------------------------------------------------
CUCKOO HOLDINGS CO., LTD.
Ticker: 192400 Security ID: Y1823J104
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Appropriation of Income For For Management
3 Amend Articles of Incorporation For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CYIENT LIMITED
Ticker: 532175 Security ID: Y4082D131
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Alain De Taeye as Director For For Management
4 Elect Ramesh Abhishek as Director For For Management
5 Elect Karthikeyan Natarajan as Director For For Management
6 Elect Ajay Aggarwal as Director For For Management
7 Approve Appointment and Remuneration For For Management
of Karthikeyan Natarajan as Executive
Director & Chief Operating Officer
8 Approve Appointment and Remuneration For For Management
of Ajay Aggarwal as Executive Director
& Chief Financial Officer
9 Reelect Vikas Sehgal as Director For For Management
10 Approve Payment of Remuneration to B.V. For Against Management
R. Mohan Reddy as Non-Executive
Director
--------------------------------------------------------------------------------
DAEWOONG CO., LTD.
Ticker: 003090 Security ID: Y19152100
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation For For Management
2.1 Elect Park Seong-su as Inside Director For For Management
2.2 Elect Lee Oh-young as Outside Director For Against Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
5 Approve Stock Option Grants For For Management
6 Approve Allocation of Income (KRW 0. Against Against Shareholder
05) (Shareholder Proposal)
--------------------------------------------------------------------------------
DAFA PROPERTIES GROUP LIMITED
Ticker: 6111 Security ID: G26168107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Liao Lujiang as Director For Against Management
3b Elect Yang Yongwu as Director For Against Management
3c Elect Gu Jiong as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
DAH SING BANKING GROUP LIMTED
Ticker: 2356 Security ID: Y1923F101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Hon-Hing Wong (Derek Wong) as For Against Management
Director
3b Elect Blair Chilton Pickerell as For For Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Grant of Options and Issuance For For Management
of Shares Under the Share Option Scheme
--------------------------------------------------------------------------------
DAIICHI JITSUGYO CO., LTD.
Ticker: 8059 Security ID: J09492109
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 70
2.1 Elect Director Uno, Ichiro For For Management
2.2 Elect Director Terakawa, Shigeki For For Management
2.3 Elect Director Ninomiya, Ryuichi For For Management
2.4 Elect Director Ueno, Masatoshi For For Management
2.5 Elect Director Marumoto, Yasushi For For Management
2.6 Elect Director Fukawa, Osamu For For Management
2.7 Elect Director Sakamoto, Yoshikazu For For Management
2.8 Elect Director Tanaka, Yukie For For Management
2.9 Elect Director Yamada, Namika For For Management
3 Approve Compensation Ceiling for For For Management
Directors
4 Approve Restricted Stock Plan For For Management
5 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
DAIO PAPER CORP.
Ticker: 3880 Security ID: J79518114
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2 Amend Articles to Amend Business Lines For Against Management
- Amend Provisions on Number of
Directors - Reduce Directors' Term -
Amend Provisions on Director Titles -
Authorize Board to Determine Income
Allocation
3.1 Elect Director Sako, Masayoshi For For Management
3.2 Elect Director Wakabayashi, Yorifusa For For Management
3.3 Elect Director Adachi, Toshihiro For For Management
3.4 Elect Director Okazaki, Kunihiro For For Management
3.5 Elect Director Yamasaki, Hiroshi For For Management
3.6 Elect Director Tanaka, Yukihiro For For Management
3.7 Elect Director Ishida, Atsushi For For Management
3.8 Elect Director Shidara, Hiroyuki For For Management
3.9 Elect Director Yoshida, Nobuhiko For For Management
3.10 Elect Director Takei, Yoichi For For Management
3.11 Elect Director Hiraishi, Yoshinobu For For Management
3.12 Elect Director Ozeki, Haruko For For Management
4 Appoint Statutory Auditor Fujii, For For Management
Hiromitsu
5 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
DAIWABO HOLDINGS CO., LTD.
Ticker: 3107 Security ID: J1R29Q108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 300
2.1 Elect Director Nishimura, Yukihiro For For Management
2.2 Elect Director Tatsumi, Toshihiro For For Management
2.3 Elect Director Yasuda, Mitsushige For For Management
2.4 Elect Director Dohi, Kenichi For For Management
2.5 Elect Director Nakamura, Kazuyuki For For Management
2.6 Elect Director Yoshimaru, Yukiko For For Management
2.7 Elect Director Fujiki, Takako For For Management
3 Appoint Statutory Auditor Fujiki, For For Management
Hisashi
--------------------------------------------------------------------------------
DAMAC PROPERTIES DUBAI CO. PJSC
Ticker: DAMAC Security ID: M0858Z101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Chairman to Appoint the For For Management
Meeting Secretary and Vote Collector
2 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Discharge of Auditors for FY For For Management
2020
7 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
8 Elect Ali Binjab as Director For For Management
--------------------------------------------------------------------------------
DANIELI & C. OFFICINE MECCANICHE SPA
Ticker: DAN Security ID: T73148107
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Saving Shares For Against Management
into Ordinary Shares
--------------------------------------------------------------------------------
DB HITEK CO., LTD.
Ticker: 000990 Security ID: Y3R69A103
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Yang Seung-ju as Inside Director For Against Management
4 Elect Kim Jun-dong as Outside Director For Against Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DCM HOLDINGS CO., LTD.
Ticker: 3050 Security ID: J12549101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2 Appoint Alternate Statutory Auditor For Against Management
Tabuchi, Masato
--------------------------------------------------------------------------------
DE'LONGHI SPA
Ticker: DLG Security ID: T3508H102
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividend Distribution For For Management
--------------------------------------------------------------------------------
DE'LONGHI SPA
Ticker: DLG Security ID: T3508H102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2.1 Approve Remuneration Policy For For Management
2.2 Approve Second Section of the For For Management
Remuneration Report
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
DENA CO., LTD.
Ticker: 2432 Security ID: J1257N107
Meeting Date: JUN 19, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 32
2.1 Elect Director Namba, Tomoko For For Management
2.2 Elect Director Okamura, Shingo For For Management
2.3 Elect Director Oi, Jun For For Management
2.4 Elect Director Watanabe, Keigo For For Management
2.5 Elect Director Funatsu, Koji For For Management
2.6 Elect Director Asami, Hiroyasu For For Management
2.7 Elect Director Miyagi, Haruo For For Management
3 Appoint Statutory Auditor Koizumi, For For Management
Shinichi
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
DERMAPHARM HOLDING SE
Ticker: DMP Security ID: D1T0ZJ103
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.88 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Warth & Klein Grant Thornton AG For For Management
as Auditors for Fiscal Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
DHANI SERVICES LIMITED
Ticker: 532960 Security ID: Y3912B109
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
2 Approve Dhani Services Limited - For For Management
Employee Stock Benefit Scheme 2021 and
Grant of Employee Stock Options and/or
Shares and/or Stock Appreciation
Rights to Employees/Directors
3 Approve Extension of Benefits of Dhani For For Management
Services Limited - Employee Stock
Benefit Scheme 2021 to Employees and
Directors of Subsidiaries
4 Approve Trust to Implement and For For Management
Administer Dhani Services Limited -
Employee Stock Benefit Scheme 2021 and
Other Schemes and Secondary Market
Acquisition
5 Amend Objects Clause of Memorandum of For For Management
Association
6 Approve Extension of Time for Making For For Management
Third and Final Call on Partly Paid Up
Equity Shares Allotted Under Rights
Issue
--------------------------------------------------------------------------------
DIC ASSET AG
Ticker: Security ID: DE000A1X3XX4
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
18 Authority to Issue Convertible Debt For Against Management
Instruments; Increase in Conditional
Capital
7 Allocation of Profits/Dividends For For Management
8 Ratification of Management Board Acts For For Management
9 Ratify Gerhard Schmidt For For Management
10 Ratify Other Supervisory Board Members For For Management
11 Appointment of Auditor For For Management
12 Elect Ulrich Reuter For For Management
13 Elect Rene Zahnd For For Management
14 Elect Michael Zahn For For Management
15 Supervisory Board Members' Fees For Against Management
16 Amendments to Articles For For Management
17 Increase in Authorised Capital For Against Management
--------------------------------------------------------------------------------
DIC ASSET AG
Ticker: DIC Security ID: D2837E191
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Gerhard Schmidt for Fiscal Year
2020
4.2 Approve Discharge of Supervisory Board For For Management
Members Except Gerhard Schmidt for
Fiscal Year 2020
5 Ratify Roedl & Partner GmbH as For For Management
Auditors for Fiscal Year 2021
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Approve Creation of EUR 16.1 Million For For Management
Pool of Capital without Preemptive
Rights
8 Approve Remuneration Policy For Against Management
9 Approve Remuneration of Supervisory For Against Management
Board
--------------------------------------------------------------------------------
DIGITAL CHINA HOLDINGS LIMITED
Ticker: 861 Security ID: G2759B107
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Share Options to Guo For Against Management
Wei Under the Share Option Scheme
2 Approve Grant of Share Options to Wong For Against Management
Man Chung, Francis Under the Share
Option Scheme
3 Approve Grant of Share Options to Ni For Against Management
Hong (Hope) Under the Share Option
Scheme
4 Approve Grant of Share Options to Liu For Against Management
Yun, John Under the Share Option Scheme
5 Approve Grant of Share Options to Yan For Against Management
Xiaoyan Under the Share Option Scheme
6 Approve Grant of Share Options to King For Against Management
William Under the Share Option Scheme
--------------------------------------------------------------------------------
DIGITAL CHINA HOLDINGS LIMITED
Ticker: 861 Security ID: G2759B107
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Liu Yun, John as Director For For Management
3.2 Elect King William as Director For For Management
3.3 Elect Zeng Shuigen as Director For Against Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Shinewing (HK) CPA Limited as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
5.3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
DIP CORPORATION
Ticker: 2379 Security ID: JP3548640006
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Hideki Tomita For For Management
3 Elect Kazuhisa Iwata For For Management
4 Elect Katsumi Ueki For For Management
5 Elect Masatsugu Shidachi For For Management
6 Elect Michiyo Maehara @ Michiyo For For Management
Nishiyama
7 Elect Eriko Tanabe @ Eriko Ariyama For For Management
--------------------------------------------------------------------------------
DIPLOMA PLC
Ticker: DPLM Security ID: G27664112
Meeting Date: JAN 20, 2021 Meeting Type: Annual
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect John Nicholas as Director For For Management
4 Re-elect Johnny Thomson as Director For For Management
5 Elect Barbara Gibbes as Director For For Management
6 Re-elect Andy Smith as Director For For Management
7 Re-elect Anne Thorburn as Director For For Management
8 Elect Geraldine Huse as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Approve Remuneration Report For For Management
12 Authorise Issue of Equity For For Management
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Adopt New Articles of Association For For Management
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
DISTRIBUIDORA INTERNACIONAL DE ALIMENTACION S.A.
Ticker: Security ID: ES0126775032
Meeting Date: JUL 31, 2020 Meeting Type: Ordinary
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
11 Authority to Issue Convertible Debt For For Management
Instruments
12 Amendments to Articles of Association For For Management
and General Meeting Regulations
(Competencies of General Meeting
13 Amendments to Articles of Association For For Management
and General Meeting Regulations
(Remote Attendance)
14 Authority to Give Guarantees For For Management
15 Authority to Shorten Extraordinary For Against Management
Meeting Notice Period
16 Authorisation of Legal Formalities For For Management
2 Allocation of Profits/Dividends For For Management
3 Report on Non-Financial Information For For Management
4 Ratification of Board Acts (January 1 For For Management
- May 20, 2019)
5 Ratification of Board Acts (May 21, For For Management
2019 - December 31, 2019)
6 Ratify Co-Option and Elect Basola For For Management
Valles Cerezuela
7 Board Size For For Management
8 Remuneration Report (Advisory) For For Management
9 Severance Agreement of Karl-Heinz For Against Management
Holland
--------------------------------------------------------------------------------
DISTRIBUIDORA INTERNACIONAL DE ALIMENTACION SA
Ticker: DIA Security ID: E3685C104
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Treatment of Net Loss For For Management
4 Approve Transfer of Other Restricted For For Management
Reserves to Voluntary Reserves
5 Approve Discharge of Board For For Management
6 Ratify Appointment of and Elect For For Management
Marcelo Maia Tavares de Araujo as
Director
7 Elect Luisa Deplazes de Andrade For For Management
Delgado as Director
8 Fix Number of Directors at 8 For For Management
9 Advisory Vote on Remuneration Report For Against Management
10.1 Amend Articles Re: Authorized Capital For Against Management
Stock, Preferential Subscription
Rights and Issuance of Obligations and
Other Securities
10.2 Amend Article 18 Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
10.3 Amend Articles Re: Board For For Management
10.4 Amend Articles Re: Annual Reports and For For Management
Annual Statements
11.1 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
11.2 Amend Articles of General Meeting For For Management
Regulations Re: Infrastructure, List
of Attendees, Right to Information and
Voting
12 Approve Exchange of Debt for Equity For For Management
and Capital Raising
13 Approve Pledging of Assets for Debt For For Management
14 Authorize Company to Call EGM with 15 For For Management
Days' Notice
15 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
DIXON TECHNOLOGIES (INDIA) LIMITED
Ticker: 540699 Security ID: Y2R8FN106
Meeting Date: MAR 07, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sub-Division of Equity Shares For For Management
2 Amend Capital Clause of the Memorandum For For Management
of Association Re: Sub-Division of
Equity Shares
--------------------------------------------------------------------------------
DIXON TECHNOLOGIES (INDIA) LIMITED
Ticker: 540699 Security ID: Y2R8Y5112
Meeting Date: MAY 12, 2021 Meeting Type: Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Object Clause of Memorandum of For For Management
Association
--------------------------------------------------------------------------------
DOWA HOLDINGS CO., LTD.
Ticker: 5714 Security ID: J12432225
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yamada, Masao For For Management
1.2 Elect Director Sekiguchi, Akira For For Management
1.3 Elect Director Matsushita, Katsuji For For Management
1.4 Elect Director Kawaguchi, Jun For For Management
1.5 Elect Director Tobita, Minoru For For Management
1.6 Elect Director Sugawara, Akira For For Management
1.7 Elect Director Hosoda, Eiji For For Management
1.8 Elect Director Koizumi, Yoshiko For For Management
1.9 Elect Director Sato, Kimio For For Management
2 Appoint Statutory Auditor Fukuzawa, For For Management
Hajime
3 Appoint Alternate Statutory Auditor For For Management
Oba, Koichiro
--------------------------------------------------------------------------------
DRAEGERWERK AG & CO. KGAA
Ticker: DRW3 Security ID: D22938100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2020
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.13 per Ordinary
Share and EUR 0.19 per Preferred Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Remuneration Policy For For Management
6 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2021
7 Approve Creation of EUR 12 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 650 Million;
Approve Creation of EUR 12 Million
Pool of Capital to Guarantee
Conversion Rights
9 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
DRAEGERWERK AG & CO. KGAA
Ticker: DRW3 Security ID: D22938118
Meeting Date: MAY 07, 2021 Meeting Type: Special
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Creation of EUR 12 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
2 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 650 Million;
Approve Creation of EUR 12 Million
Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
DRAX GROUP PLC
Ticker: DRX Security ID: G2904K127
Meeting Date: MAR 31, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Pinnacle For For Management
Renewable Energy Inc. by Drax Canadian
Holdings Inc.
--------------------------------------------------------------------------------
DRAX GROUP PLC
Ticker: DRX Security ID: G2904K127
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Philip Cox as Director For For Management
5 Re-elect Will Gardiner as Director For For Management
6 Re-elect Andy Skelton as Director For For Management
7 Re-elect John Baxter as Director For For Management
8 Re-elect Nicola Hodson as Director For For Management
9 Re-elect David Nussbaum as Director For For Management
10 Re-elect Vanessa Simms as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise UK Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Adopt New Articles of Association For For Management
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
DRB-HICOM BERHAD
Ticker: 1619 Security ID: Y21077113
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve First and Final Dividend For For Management
2 Elect Faisal Albar Syed A.R Albar as For For Management
Director
3 Elect Ibrahim Taib as Director For For Management
4 Elect Zulkiflee Wan Ariffin as Director For For Management
5 Approve Directors' Fees For For Management
6 Approve Directors' Benefits (Excluding For For Management
Directors' Fees)
7 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Ooi Teik Huat to Continue For For Management
Office as Independent Director
9 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
DRB-HICOM BHD
Ticker: Security ID: MYL1619OO005
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Allocation of Profits/Dividends For For Management
2 Elect Mohammad Zainal bin Shaari For For Management
3 Elect Sharifah Sofia binti Mokhtar Shah For For Management
4 Directors' Fees For For Management
5 Directors' Benefits For For Management
6 Appointment of Auditor and Authority For For Management
to Set Fees
7 Retention of Ooi Teik Huat as For For Management
Independent Director
8 Related Party Transactions For For Management
--------------------------------------------------------------------------------
EASTERN PROVINCE CEMENT CO.
Ticker: 3080 Security ID: M2R25J102
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Mohammed Al Farraj as Director None Abstain Management
1.2 Elect Waleed Al Jaafari as Director None Abstain Management
1.3 Elect Saad Al Moaajil Director None Abstain Management
1.4 Elect Ibrahim Al Ruweiss as Director None Abstain Management
1.5 Elect Zamil Al Muqrin as Director None Abstain Management
1.6 Elect Mohammed Al Harbi as Director None Abstain Management
1.7 Elect Abdulazeez Al Khaneen as Director None Abstain Management
1.8 Elect Ahmed Al Shathri as Director None Abstain Management
1.9 Elect Sheikhah Al Jubeir as Director None Abstain Management
1.10 Elect Majid Al Rajhi as Director None Abstain Management
1.11 Elect Jassim Al Rumeihi as Director None Abstain Management
1.12 Elect Hamad Al Fouzan as Director None Abstain Management
1.13 Elect Ahmed Murad as Director None Abstain Management
1.14 Elect Shakir Al Oteibi as Director None Abstain Management
1.15 Elect Yassir Al Qadhi as Director None Abstain Management
1.16 Elect Ghassan Kashmiri as Director None Abstain Management
1.17 Elect Mohammed Al Anzi as Director None Abstain Management
1.18 Elect Majid Al Suweigh as Director None Abstain Management
1.19 Elect Mohammed Al Ghamdi as Director None Abstain Management
1.20 Elect Mohammed Al Maashouq as Director None Abstain Management
--------------------------------------------------------------------------------
EASTERN PROVINCE CEMENT CO.
Ticker: 3080 Security ID: M2R25J102
Meeting Date: APR 11, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Dividends of SAR 2.50 Per For For Management
Share for FY 2020
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Remuneration of Directors of For For Management
SAR 1,800,000 of FY 2020
7 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
8 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
9 Approve Related Party Transactions Re: For For Management
the Arab Yemen Cement Company Ltd
10 Approve Related Party Transactions Re: For For Management
Al-Dawaa Medical Services Company Ltd
11 Elect Members of Audit Committee, For Against Management
Approve its Charter and Remuneration
of Its Members
12 Amend Remuneration and Nomination For For Management
Committee Charter
13 Amend Directors, Committees, and For For Management
Executives Remuneration Policy
--------------------------------------------------------------------------------
ECKERT & ZIEGLER STRAHLEN- UND MEDIZINTECHNIK AG
Ticker: EUZ Security ID: D2371P107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.45 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify BDO AG as Auditors for Fiscal For For Management
Year 2021
--------------------------------------------------------------------------------
ELCO LTD.
Ticker: ELCO Security ID: M3787F105
Meeting Date: DEC 29, 2020 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Kost, Forer, Gabbay and For Against Management
Kasierer as Auditors
3 Reelect Mordechai Friedman as Director For For Management
4 Reelect Daniel Salkind as Director For For Management
5 Reelect Michael Salkind as Director For For Management
6 Reelect Ariel Ben Dayan as Director For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ELCO LTD.
Ticker: ELCO Security ID: M3787F105
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
2 Approve Employment Terms of Daniel For For Management
Salkind and Michael Salkind, Directors
and Joined CEOs
3 Approve One Time Special Bonus to For For Management
Avraham Israeli, Vice CEO and Eliezer
Vessely, CFO
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ELCO LTD.
Ticker: ELCO Security ID: M3787F105
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Shimon Hybloom as External For For Management
Director
2 Reelect Sophie Caspi as External For For Management
Director
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ELDERS LIMITED
Ticker: ELD Security ID: Q3414A186
Meeting Date: DEC 17, 2020 Meeting Type: Annual
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Elect Diana Eilert as Director For For Management
4 Elect Matthew Quinn as Director For For Management
5 Approve Grant of Performance Rights to For For Management
Mark Charles Allison
6 Approve the Amendments to the For For Management
Company's Constitution
7 Approve Reinstatement of Proportional For For Management
Takeover Rule
8 Approve the Spill Resolution Against Against Management
--------------------------------------------------------------------------------
ELECTRA LTD.
Ticker: Security ID: IL0007390375
Meeting Date: AUG 17, 2020 Meeting Type: Mix
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Elect Michael Salkind For For Management
5 Elect Daniel Salkind For Against Management
6 Elect Irit Stern For For Management
7 Elect Avraham Avishay Israeli For For Management
8 ELECT MEIR SREBERNIK AS EXTERNAL For For Management
DIRECTOR
9 Indemnification of Directors For For Management
(Controlling Shareholders)
--------------------------------------------------------------------------------
ELECTRA LTD.
Ticker: ELTR Security ID: M38004103
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
2 Approve Management Services Agreement For Against Management
with Elco Ltd.
3 Reelect Ariel Aven as External Director For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
EMBRACER GROUP AB
Ticker: EMBRAC.B Security ID: W2504N101
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Approve Agenda of Meeting For Did Not Vote Management
7 Receive Presentation on Business None None Management
Activities
8 Receive Financial Statements and None None Management
Statutory Reports
9.a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9.b Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
9.c Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Members (7) and For Did Not Vote Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
11 Approve Remuneration of Directors in For Did Not Vote Management
the Aggregate Amount of SEK 1.55
Million; Approve Remuneration of
Auditors
12 Reelect David Gardner, Ulf For Did Not Vote Management
Hjalmarsson, Jacob Jonmyren, Matthew
Karch, Erik Stenberg, Kicki
Wallje-Lund (Chair) and Lars Wingefors
as Directors; Ratify Ernst & Young as
Auditors
13 Amend Articles Re: Participation at For Did Not Vote Management
General Meeting
14 Approve Creation of Pool of Capital For Did Not Vote Management
without Preemptive Rights
15 Close Meeting None None Management
--------------------------------------------------------------------------------
EMBRACER GROUP AB
Ticker: EMBRAC.B Security ID: W2504N101
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of None None Management
Shareholders
4 Designate Inspector(s) of Minutes of None None Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Approve Agenda of Meeting For Did Not Vote Management
7 Approve Issuance of Class B Shares of For Did Not Vote Management
up to 10 Percent of Issued Shares
without Preemptive Rights
8 Close Meeting None None Management
--------------------------------------------------------------------------------
EMBRAER SA
Ticker: EMBR3 Security ID: P3700H201
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 34 For For Management
2 Amend Article 33 For For Management
3 Amend Article 41 For For Management
4 Consolidate Bylaws For For Management
5 Approve Agreement to Absorb SAVIS For For Management
Tecnologia e Sistemas S.A. (Savis)
6 Ratify Premiumbravo Auditores For For Management
Independentes as Independent Firm to
Appraise Proposed Transaction
7 Approve Independent Firm's Appraisal For For Management
8 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
9 Approve Absorption of SAVIS Tecnologia For For Management
e Sistemas S.A. (Savis)
--------------------------------------------------------------------------------
EMBRAER SA
Ticker: EMBR3 Security ID: P3700H201
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Treatment of Net Loss For For Management
3 Fix Number of Directors at 11 For For Management
4 Elect Directors For For Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alexandre Goncalves Silva as
Independent Board Chairman
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Raul Calfat as Independent
Vice-Chairman
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudia Sender Ramirez as
Independent Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Dan Ioschpe as Independent
Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Joao Cox Neto as Independent
Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Maria Leticia de Freitas Costa
as Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Wongtschowski as
Independent Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sergio Guillinet Fajerman as
Independent Director
8 Elect Fiscal Council Members For For Management
9 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
10 Approve Remuneration of Company's For For Management
Management
11 Approve Remuneration of Fiscal Council For For Management
Members
12 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
13 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
EMIS GROUP PLC
Ticker: EMIS Security ID: G2898S102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect JP Rangaswami as Director For For Management
5 Re-elect Patrick De Smedt as Director For For Management
6 Re-elect Andy Thorburn as Director For For Management
7 Re-elect Peter Southby as Director For For Management
8 Re-elect Andy McKeon as Director For For Management
9 Re-elect Kevin Boyd as Director For For Management
10 Re-elect Jen Byrne as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity For For Management
14 Authorise UK Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Approve Share Option Plan For For Management
--------------------------------------------------------------------------------
EMMI AG
Ticker: EMMN Security ID: H2217C100
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board of Directors For For Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 13.00 per Share
4.1 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 1.1
Million
4.2 Approve Fixed Remuneration of the For For Management
Agricultural Council in the Amount of
CHF 40,000
4.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5.5 Million
4.4 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 1.1 Million
5.1.1 Reelect Konrad Graber as Director and For For Management
Board Chairman
5.1.2 Reelect Thomas Oehen-Buehlmann as For For Management
Director
5.1.3 Reelect Monique Bourquin as Director For For Management
5.1.4 Reelect Christina Johansson as Director For For Management
5.1.5 Reelect Alexandra Quillet as Director For For Management
5.1.6 Reelect Franz Steiger as Director For For Management
5.1.7 Reelect Diana Strebel as Director For For Management
5.2.1 Elect Dominik Buergy as Director For For Management
5.2.2 Elect Thomas Grueter as Director For For Management
5.3.1 Reappoint Konrad Graber as Member of For For Management
the Personnel and Compensation
Committee
5.3.2 Reappoint Monique Bourquin as Member For For Management
of the Personnel and Compensation
Committee
5.3.3 Reappoint Thomas Oehen-Buehlmann as For For Management
Member of the Personnel and
Compensation Committee
6 Ratify KPMG AG as Auditors For For Management
7 Designate Pascal Engelberger as For For Management
Independent Proxy
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
EMPIRIC STUDENT PROPERTY PLC
Ticker: ESP Security ID: G30381100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint BDO LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Dividend Policy For For Management
6 Elect Duncan Garrood as Director For For Management
7 Re-elect Mark Pain as Director For For Management
8 Re-elect Alice Avis as Director For For Management
9 Re-elect Lynne Fennah as Director For For Management
10 Re-elect Jim Prower as Director For For Management
11 Re-elect Stuart Beevor as Director For For Management
12 Approve SAYE Option Plan For For Management
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
EMPRESA NACIONAL DE TELECOMUNICACIONES SA
Ticker: ENTEL Security ID: P37115105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CLP 139 Per Share
3 Approve Dividend Policy For For Management
4 Approve Investment and Financing Policy For For Management
5 Approve Remuneration of Directors For For Management
6 Approve Remuneration and Budget of For For Management
Directors' Committee
7 Appoint Auditors and Account Inspectors For For Management
8 Designate Risk Assessment Companies For For Management
9 Receive Report Regarding Related-Party For For Management
Transactions
10 Designate Newspaper to Publish Meeting For For Management
Announcements
11 Other Business For Against Management
--------------------------------------------------------------------------------
ENDEAVOUR MINING CORPORATION
Ticker: EDV Security ID: G3040R158
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Beckett For For Management
1.2 Elect Director James Askew For For Management
1.3 Elect Director Alison Baker For For Management
1.4 Elect Director Sofia Bianchi For For Management
1.5 Elect Director Helene Cartier For For Management
1.6 Elect Director Livia Mahler For For Management
1.7 Elect Director Sebastien de Montessus For For Management
1.8 Elect Director Naguib Sawiris For Withhold Management
1.9 Elect Director Tertius Zongo For For Management
2 Approve BDO LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Performance Share Unit Plans For For Management
4 Amend Performance Share Unit Plans For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ENDEAVOUR MINING CORPORATION
Ticker: EDV Security ID: G3040R158
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with the Indirect
Acquisition of Teranga Gold Corporation
2 Approve Issuance of Shares in One or For For Management
More Private Placements
--------------------------------------------------------------------------------
ENEA SA
Ticker: ENA Security ID: X2232G104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Supervisory Board Report None None Management
6 Receive Auditor's Report on Financial None None Management
Statements, Consolidated Financial
Statements, and on Management Board
Reports on Company's and Groups
Operations
7 Approve Financial Statements For For Management
8 Approve Consolidated Financial For For Management
Statements
9 Approve Management Board Report on For For Management
Company's and Group's Operations
10 Approve Treatment of Net Loss For For Management
11.1 Approve Discharge of Pawel Szczeszek For For Management
(CEO)
11.2 Approve Discharge of Tomasz For For Management
Szczegielniak (Management Board Member)
11.3 Approve Discharge of Tomasz Siwak For For Management
(Management Board Member)
11.4 Approve Discharge of Marcin Pawlicki For For Management
(Management Board Member)
11.5 Approve Discharge of Rafal Marek Mucha For For Management
(Management Board Member)
11.6 Approve Discharge of Miroslaw Kowalik For For Management
(Management Board Member)
11.7 Approve Discharge of Zbigniew Pietka For For Management
(Management Board Member)
11.8 Approve Discharge of Piotr Adamczak For For Management
(Management Board Member)
11.9 Approve Discharge of Jaroslaw Olowski For For Management
(Management Board Member)
12.1 Approve Discharge of Stanislaw Hebda For For Management
(Supervisory Board Chairman)
12.2 Approve Discharge of Izabela For For Management
Felczak-Poturnicka (Supervisory Board
Chairwoman)
12.3 Approve Discharge of Mariusz Pliszka For For Management
(Supervisory Board Member)
12.4 Approve Discharge of Bartosz Niescior For For Management
(Supervisory Board Member)
12.5 Approve Discharge of Roman Stryjski For For Management
(Supervisory Board Member)
12.6 Approve Discharge of Michal Jaciubek For For Management
(Supervisory Board Secretary)
12.7 Approve Discharge of Mariusz Fistek For For Management
(Supervisory Board Member)
12.8 Approve Discharge of Pawel Koroblowski For For Management
(Supervisory Board Member)
12.9 Approve Discharge of Ireneusz Kulka For For Management
(Supervisory Board Member)
12.10 Approve Discharge of Maciej Mazur For For Management
(Supervisory Board Member)
12.11 Approve Discharge of Piotr Mirkowski For For Management
(Supervisory Board Member)
12.12 Approve Discharge of Pawel Szczeszek For For Management
(Supervisory Board Member)
12.13 Approve Discharge of Rafal Wlodarski For For Management
(Supervisory Board Member)
13 Approve Remuneration Report For Against Management
14 Receive Information on Recruitment None None Management
Procedure for Supervisory Board Members
15 Close Meeting None None Management
--------------------------------------------------------------------------------
ENERFLEX LTD.
Ticker: EFX Security ID: 29269R105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fernando Rafael Assing For For Management
1.2 Elect Director Robert S. Boswell For For Management
1.3 Elect Director Maureen Cormier Jackson For For Management
1.4 Elect Director W. Byron Dunn For For Management
1.5 Elect Director H. Stanley Marshall For For Management
1.6 Elect Director Kevin J. Reinhart For For Management
1.7 Elect Director Marc E. Rossiter For For Management
1.8 Elect Director Stephen J. Savidant For For Management
1.9 Elect Director Juan Carlos Villegas For For Management
1.10 Elect Director Michael A. Weill For For Management
1.11 Elect Director Helen J. Wesley For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ENGRO CORPORATION LIMITED
Ticker: ENGRO Security ID: Y2295N102
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Cash Dividend For For Management
3 Approve A.F. Ferguson and Co. as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Elect Directors For Against Management
--------------------------------------------------------------------------------
ERGOMED PLC
Ticker: ERGO Security ID: G3R92F103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reappoint KPMG, Dublin as Auditors and For For Management
Authorise Their Remuneration
3 Elect Dr Llew Keltner as Director For For Management
4 Re-elect Miroslav Reljanovic as For Against Management
Director
5 Authorise Issue of Equity For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
--------------------------------------------------------------------------------
ES-CON JAPAN LTD.
Ticker: 8892 Security ID: J13239108
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 38
2 Amend Articles to Amend Business Lines For Against Management
- Increase Authorized Capital
3 Approve Issuance of Common Shares for For Against Management
a Private Placement
4.1 Elect Director Ito, Takatoshi For For Management
4.2 Elect Director Nakanishi, Minoru For For Management
4.3 Elect Director Fujita, Kenji For For Management
4.4 Elect Director Kawashima, Atsushi For For Management
4.5 Elect Director Otsuki, Keiko For For Management
5 Elect Alternate Director and Audit For For Management
Committee Member Iechika, Tomonao
6 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
ESCORTS LIMITED
Ticker: 500495 Security ID: Y2296W127
Meeting Date: FEB 21, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
--------------------------------------------------------------------------------
ESSEX BIO-TECHNOLOGY LTD.
Ticker: 1061 Security ID: G31237103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Ngiam Mia Je Patrick as Director For Against Management
2b Elect Fang Haizhou as Director For For Management
2c Elect Fung Chi Ying as Director For For Management
2d Elect Ngiam Hian Leng Malcolm as For For Management
Director
2e Elect Yau Lai Man as Director For For Management
2f Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve BDO Limited as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Final Dividend For For Management
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
EURONEXT NV
Ticker: ENX Security ID: N3113K397
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Presentation by CEO None None Management
3a Approve Combination For For Management
3b Grant Board Authority to Issue Shares For For Management
and Restrict/Exclude Preemptive Rights
in Connection with the Proposed
Combination (Private Placement)
3c Grant Board Authority to Issue Shares For For Management
and Restrict/Exclude Preemptive Rights
in Connection with the Proposed
Combination (Right Issue)
4 Close Meeting None None Management
--------------------------------------------------------------------------------
EURONEXT NV
Ticker: ENX Security ID: N3113K397
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Presentation by CEO None None Management
3.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3.b Approve Remuneration Report For For Management
3.c Adopt Financial Statements For For Management
3.d Approve Dividends of EUR 2.25 Per Share For For Management
3.e Approve Discharge of Management Board For For Management
3.f Approve Discharge of Supervisory Board For For Management
4.a Elect Piero Novelli to Supervisory For For Management
Board
4.b Elect Alessandra Ferone to Supervisory For For Management
Board
4.c Elect Diana Chan to Supervisory Board For For Management
4.d Elect Olivier Sichel to Supervisory For For Management
Board
4.e Elect Rika Coppens to Supervisory Board For For Management
5 Elect Delphine d'Amarzit to Management For For Management
Board
6 Amend Remuneration Policy for For For Management
Management Board
7 Amend Remuneration Policy for For For Management
Supervisory Board
8 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
9 Amend Articles of Association For For Management
10.a Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
10.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Other Business (Non-Voting) None None Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
EUROPRIS ASA
Ticker: EPR Security ID: R2R97J126
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
4 Approve Notice of Meeting and Agenda For For Management
5 Presentation of Business Activities None None Management
6 Accept Financial Statements and For For Management
Statutory Reports
7 Approve Dividends of NOK 2.70 Per Share For For Management
8 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
9 Approve Remuneration of Directors in For For Management
the Amount of NOK 570,000 for Chairman
and NOK 297,000 for Other Directors;
Approve Remuneration of Committee Work
10 Approve Remuneration of Auditors For For Management
11.a Elect Tom Vidar Rygh as Board Chairman For For Management
11.b Elect Karl Svensson as Director For For Management
11.c Elect Hege Bomark as Director For For Management
11.d Elect Bente Sollid Storehaug as For For Management
Director
11.e Elect Tone Fintland as Director For For Management
11.f Elect Claus Juel Jensen as Director For For Management
12 Approve Remuneration of Members of For For Management
Nominating Committee
13.1 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
13.2 Approve Equity Plan Financing For Against Management
14 Approve Creation of NOK 33.4 Million For Against Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
EUSKALTEL SA
Ticker: EKT Security ID: E4R02W105
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Beatriz Mato Otero as Director For For Management
2 Elect Ana Garcia Fau as Director For For Management
3 Fix Number of Directors at 10 For For Management
4 Receive Amendments to Board of None None Management
Directors Regulations
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EVERGREEN INTERNATIONAL STORAGE & TRANSPORT CORP.
Ticker: 2607 Security ID: Y2376C108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
FAES FARMA SA
Ticker: FAE Security ID: E4866U210
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements, Allocation of
Income, and Discharge of Board
2 Approve Non-Financial Information For For Management
Statement
3.1 Amend Article 2 Re: Corporate Purpose For For Management
3.2 Amend Article 14 Re: Right of For For Management
Attendance to General Meetings
3.3 Add New Article 19 bis Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
4 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
5 Receive Amendments to Board of None None Management
Directors Regulations
6 Approve Remuneration Policy For Against Management
7 Approve Scrip Dividends For For Management
8 Authorize Share Repurchase and Capital For For Management
Reduction via Amortization of
Repurchased Shares
9 Advisory Vote on Remuneration Report For For Management
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
11 Allow Questions None None Management
--------------------------------------------------------------------------------
FALCK RENEWABLES SPA
Ticker: FKR Security ID: T3947T105
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
E.1 Authorize the Convertibility of the For For Management
Equity-Linked Bond Reserved for
Institutional Investors; Approve
Capital Increase Without Preemptive
Rights to Service the Conversion of
Bonds
E.2 Amend Company Bylaws Re: Articles 6, For For Management
7, and 9
E.3 Amend Company Bylaws Re: Articles 13, For For Management
14, and 16
E.4 Amend Company Bylaws Re: Articles 17 For For Management
and 19
--------------------------------------------------------------------------------
FATTAL HOLDINGS (1998) LTD.
Ticker: FTAL Security ID: M4148G105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Kost, Forer, Gabbay & For For Management
Kasierer as Auditors and Report on
Fees Paid to the Auditor for 2018
3 Reelect David Fattal as Director For Against Management
4 Reelect Shimshon Harel as Director For Against Management
5 Reelect Amir Hayek Caduri as Director For For Management
6 Reelect Shahar Aka as Director For Against Management
7 Reelect Yocheved Yacobi as External For For Management
Director
8 Reelect Shimshon Adler as External For For Management
Director
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
FAUJI FERTILIZER COMPANY LTD.
Ticker: FFC Security ID: Y24695101
Meeting Date: NOV 06, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
1 Approve Acquisition of Shares in Fauji For For Management
Fertilizer Bin Qasim Limited,
Associated Company
1 Other Business For Against Management
--------------------------------------------------------------------------------
FAUJI FERTILIZER COMPANY LTD.
Ticker: FFC Security ID: Y24695101
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Auditors and Authorize Board For Against Management
to Fix Their Remuneration
4 Approve Final Dividend For For Management
5 Approve Remuneration of Directors For For Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
FIBI BANK
Ticker: Security ID: IL0005930388
Meeting Date: JUL 15, 2020 Meeting Type: Special
Record Date: JUN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Compensation Policy Provisions For For Management
Relating to D&O Liability Insurance
3 Indemnification of Affiliated Directors For For Management
4 Employment Agreement of Interim Chair For For Management
--------------------------------------------------------------------------------
FIBRA MACQUARIE MEXICO
Ticker: FIBRAMQ12 Security ID: P3515D155
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Audited Financial Statements For For Management
2 Approve Annual Report For For Management
3 Extend Share Repurchase for Additional For For Management
Year; Set Maximum Amount for Share
Repurchase
4 Approve Multi-Value Program of For For Management
Issuance of CBFIs and Long and or
Short-Term Debt Certificates
(Cebures); Set Form and Terms of
Issuance of Preventively Registered
CBFIs and Cebures will be Carried out
via Public or Private Offers in or
outside Mexico
5 Approve Increase in Indebtedness For For Management
6 Ratify Juan Antonio Salazar Rigal as For Against Management
Independent Member of Technical
Committee
7 Ratify Alvaro de Garay Arellano as For For Management
Independent Member of Technical
Committee
8 Ratify Luis Alberto Aziz Checa as For For Management
Independent Member of Technical
Committee
9 Ratify Jaime de la Garza as For For Management
Independent Member of Technical
Committee
10 Ratify Michael Brennan as Independent For For Management
Member of Technical Committee
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
FIRST GEN CORPORATION
Ticker: Security ID: PHY2518H1143
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 CALL TO ORDER For For Management
10 Elect Peter D. Garrucho, Jr. For For Management
11 Elect Eugenio L. Lopez III For For Management
12 Elect Jaime I. Ayala For For Management
13 Elect Cielito F. Habito For For Management
14 Elect Alicia Rita L. Morales For For Management
15 Appointment of Auditor and Authority For For Management
to Set Fees
16 Amendments to Articles: Increase in For For Management
Authorized Share Capital
17 Transaction of Other Business For Abstain Management
18 Right to Adjourn Meeting For For Management
2 CERTIFICATION OF NOTICE AND QUORUM For For Management
3 Meeting Minutes For For Management
4 Accounts and Reports For For Management
5 Ratification of Board Acts For For Management
6 Elect Federico R. Lopez For Against Management
7 Elect Oscar M. Lopez For Against Management
8 Elect Francis Giles B. Puno For For Management
9 Elect Richard B. Tantoco For For Management
--------------------------------------------------------------------------------
FJORDKRAFT HOLDING ASA
Ticker: FKRFT Security ID: R2R66M100
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For For Management
4.1 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 3.50
Per Share
4.2 Approve Company's Corporate Governance For For Management
Statement
5 Approve Remuneration of Auditors For For Management
6 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
7.1 Approve Remuneration of Directors in For For Management
the Amount of NOK 470,000 for
Chairman, NOK 263,000 for Shareholder
Elected Directors and NOK 105,000 for
Other Directors; Approve Meeting Fees
7.2 Approve Remuneration of Audit Committee For For Management
7.3 Approve Remuneration of Compensation For For Management
Committee
8 Approve Remuneration of Nominating For For Management
Committee
9 Approve Instructions for Nominating For For Management
Committee
10.1 Reelect Lisbet Naero as Member of For For Management
Nominating Committee (Chair)
10.2 Elect Ragnhild Stolt Nielsen as New For For Management
Member of Nominating Committee
11.1 Reelect Steinar Sonsterby as Director For For Management
(Chair)
11.2 Reelect Heidi Theresa Ose as Director For For Management
11.3 Elect Per Oluf Solbraa as New Director For For Management
11.4 Elect Tone Wille as New Director For For Management
12 Approve Creation of NOK 3.4 Million For For Management
Pool of Capital without Preemptive
Rights
13 Approve Equity Plan Financing For For Management
14 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
FLATEXDEGIRO AG
Ticker: FTK Security ID: D3690M106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Ratify BDO AG as Auditors for Fiscal For For Management
Year 2021
5.1 Elect Martin Korbmacher to the For Against Management
Supervisory Board
5.2 Elect Stefan Mueller to the For For Management
Supervisory Board
5.3 Elect Herbert Seuling to the For For Management
Supervisory Board
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Capitalization of Reserves; For Against Management
Amend Authorizations on the Issuance
of Warrants/Bonds; Approve Creation of
Authorized Capital Pools
9 Amend Articles Re: AGM Location and For Against Management
Convocation; Participation and Voting
Rights
--------------------------------------------------------------------------------
FORTNOX AB
Ticker: FNOX Security ID: W3841J100
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Approve Issuance of 682,177 Shares in For Did Not Vote Management
Connection with Acquisition of Offerta
Group AB
--------------------------------------------------------------------------------
FORTNOX AB
Ticker: FNOX Security ID: W3841J100
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
8.b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 0.75 Per Share
8.c.1 Approve Discharge of Trond Dale For Did Not Vote Management
8.c.2 Approve Discharge of Kerstin Sundberg For Did Not Vote Management
8.c.3 Approve Discharge of Andreas Kemi For Did Not Vote Management
8.c.4 Approve Discharge of Anna Frick For Did Not Vote Management
8.c.5 Approve Discharge of Magnus Gudehn For Did Not Vote Management
8.c.6 Approve Discharge of Olof Hallrup For Did Not Vote Management
8.c.7 Approve Discharge of Tuva Palm For Did Not Vote Management
8.c.8 Approve Discharge of Tommy Eklund For Did Not Vote Management
9.1 Determine Number of Members (5) and For Did Not Vote Management
Deputy Members (0) of Board
9.2 Determine Number of Auditors (1) For Did Not Vote Management
10.1 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 460,000 to Chairman
and 230,000 to Other Directors;
Approve Remuneration for Committee
Work;
10.2 Approve Remuneration of Auditors For Did Not Vote Management
11.1 Reelect Andreas Kemi as Director For Did Not Vote Management
11.2 Reelect Anna Frick as Director For Did Not Vote Management
11.3 Reelect Magnus Gudehn as Director For Did Not Vote Management
11.4 Reelect Olof Hallrup as Director For Did Not Vote Management
11.5 Reelect Tuva Palm as Director For Did Not Vote Management
11.6 Reelect Olof Hallrup as Board Chair For Did Not Vote Management
11.7 Ratify KPMG as Auditors For Did Not Vote Management
12 Authorize Chairman of the Board and For Did Not Vote Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
13 Approve Warrant Plan for Key Employees For Did Not Vote Management
14 Amend Articles For Did Not Vote Management
15 Approve Creation of Pool of Capital For Did Not Vote Management
without Preemptive Rights
16 Close Meeting None None Management
--------------------------------------------------------------------------------
FOSTER ELECTRIC COMPANY, LIMITED
Ticker: 6794 Security ID: J13650106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2 Amend Articles to Authorize Public For For Management
Announcements in Electronic Format -
Remove All Provisions on Advisory
Positions
3.1 Elect Director Yoshizawa, Hiromi For For Management
3.2 Elect Director Narikawa, Atsushi For For Management
3.3 Elect Director Lu San Tie For For Management
3.4 Elect Director Kishi, Kazuhiro For For Management
3.5 Elect Director Miura, Hiroki For For Management
3.6 Elect Director Matsumoto, Minoru For For Management
3.7 Elect Director Goto, Yasuhiro For For Management
3.8 Elect Director Chujo, Kaoru For For Management
4 Appoint Statutory Auditor Inokuma, For For Management
Tsutomu
--------------------------------------------------------------------------------
FRASERS GROUP PLC
Ticker: FRAS Security ID: G3661L100
Meeting Date: OCT 07, 2020 Meeting Type: Annual
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Amendment to the Remuneration For For Management
Policy
4 Re-elect David Daly as Director For For Management
5 Re-elect Mike Ashley as Director For For Management
6 Re-elect David Brayshaw as Director For For Management
7 Re-elect Richard Bottomley as Director For For Management
8 Re-elect Cally Price as Director For For Management
9 Re-elect Nicola Frampton as Director For For Management
10 Elect Chris Wootton as Director For For Management
11 Appoint RSM UK Audit LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Approve All-Employee Omnibus Plan For For Management
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity in For For Management
Connection with a Rights Issue
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
FRASERS LOGISTICS & COMMERCIAL TRUST
Ticker: BUOU Security ID: Y26465107
Meeting Date: JAN 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, and Audited Financial
Statements
2 Approve KPMG LLP as Auditors and For For Management
Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
FRONTLINE LTD
Ticker: Security ID: BMG3682E1921
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Board Size For For Management
2 Board Vacancies to be Deemed Casual For For Management
Vacancies and May Be Filled by the
Board
3 Elect John Fredriksen For Against Management
4 Elect James O'Shaughnessy For For Management
5 Elect Ola Lorentzon For For Management
6 Elect Tor Svelland For For Management
7 Appointment of Auditor and Authority For For Management
to Set Fees
8 Directors' Fees For For Management
--------------------------------------------------------------------------------
FUFENG GROUP LIMITED
Ticker: 546 Security ID: G36844119
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Li Guangyu as Director For For Management
3.2 Elect Xu Zheng Hong as Director For Against Management
3.3 Elect Zhang Youming as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
FUJIKURA LTD.
Ticker: 5803 Security ID: J14784128
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Number of Directors - Amend Provisions
on Director Titles - Remove All
Provisions on Advisory Positions
2.1 Elect Director Ito, Masahiko For For Management
2.2 Elect Director Okada, Naoki For For Management
2.3 Elect Director Joseph E. Gallagher For For Management
2.4 Elect Director Inaba, Masato For For Management
3.1 Elect Director and Audit Committee For For Management
Member Sekikawa, Shigeo
3.2 Elect Director and Audit Committee For For Management
Member Shirai, Yoshio
3.3 Elect Director and Audit Committee For For Management
Member Hanazaki, Hamako
3.4 Elect Director and Audit Committee For For Management
Member Yoshikawa, Keiji
3.5 Elect Director and Audit Committee For For Management
Member Yamaguchi, Yoji
3.6 Elect Director and Audit Committee For For Management
Member Meguro, Kozo
--------------------------------------------------------------------------------
FUNDING CIRCLE HOLDINGS PLC
Ticker: FCH Security ID: G3691F107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Deferred Bonus Plan For For Management
5 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
6 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Re-elect Eric Daniels as Director For Against Management
8 Re-elect Samir Desai as Director For Against Management
9 Re-elect Geeta Gopalan as Director For For Management
10 Re-elect Andrew Learoyd as Director For Against Management
11 Re-elect Hendrik Nelis as Director For Against Management
12 Elect Oliver White as Director For Against Management
13 Re-elect Neil Rimer as Director For Against Management
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
19 Authorise UK Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
FUTABA CORP.
Ticker: 6986 Security ID: J16758112
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2.1 Elect Director Arima, Motoaki For For Management
2.2 Elect Director Kimizuka, Toshihide For For Management
2.3 Elect Director Iwase, Hiroyuki For For Management
2.4 Elect Director Nemoto, Yasushi For For Management
2.5 Elect Director Kunio, Takemitsu For For Management
3.1 Elect Director and Audit Committee For For Management
Member Omura, Tadashi
3.2 Elect Director and Audit Committee For For Management
Member Ikeda, Tatsuya
3.3 Elect Director and Audit Committee For For Management
Member Shomura, Hiroshi
3.4 Elect Director and Audit Committee For For Management
Member Ishihara, Akihiro
--------------------------------------------------------------------------------
FUTURE PLC
Ticker: FUTR Security ID: G37005132
Meeting Date: JAN 14, 2021 Meeting Type: Special
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Acquisition of Goco Group Plc
--------------------------------------------------------------------------------
FUTURE PLC
Ticker: FUTR Security ID: G37005132
Meeting Date: FEB 10, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Policy For For Management
4 Approve Remuneration Report For For Management
5 Elect Richard Huntingford as Director For For Management
6 Re-elect Zillah Byng-Thorne as Director For For Management
7 Elect Rachel Addison as Director For For Management
8 Elect Meredith Amdur as Director For For Management
9 Elect Mark Brooker as Director For For Management
10 Re-elect Hugo Drayton as Director For For Management
11 Re-elect Rob Hattrell as Director For For Management
12 Re-elect Alan Newman as Director For For Management
13 Appoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
15 Authorise Issue of Equity For For Management
16 Authorise EU Political Donations and For For Management
Expenditure
17 Approve US Employee Stock Purchase Plan For For Management
18 Approve Value Creation Plan For Against Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
22 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
FUTURE RETAIL LIMITED
Ticker: 540064 Security ID: Y0R8CN111
Meeting Date: DEC 30, 2020 Meeting Type: Annual
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Rahul Garg as Director For For Management
3 Approve Related Party Transactions For For Management
--------------------------------------------------------------------------------
FUYO GENERAL LEASE CO., LTD.
Ticker: 8424 Security ID: J1755C108
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 130
2.1 Elect Director Sato, Takashi For For Management
2.2 Elect Director Tsujita, Yasunori For For Management
2.3 Elect Director Kazama, Shozo For For Management
2.4 Elect Director Oda, Hiroaki For For Management
2.5 Elect Director Hosoi, Soichi For For Management
2.6 Elect Director Takada, Keiji For For Management
2.7 Elect Director Isshiki, Seiichi For For Management
2.8 Elect Director Ichikawa, Hideo For For Management
2.9 Elect Director Yamamura, Masayuki For For Management
2.10 Elect Director Matsumoto, Hiroko For For Management
3.1 Appoint Statutory Auditor Suda, Shigeru For For Management
3.2 Appoint Statutory Auditor Yonekawa, For For Management
Takashi
3.3 Appoint Statutory Auditor Imoto, For For Management
Hiroshi
--------------------------------------------------------------------------------
GALENICA AG
Ticker: GALE Security ID: H28456103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income and For For Management
Dividends of CHF 0.90 from Retained
Earnings
3.2 Approve Dividends of CHF 0.90 per For For Management
Share from Capital Contribution
Reserves
4 Approve Remuneration Report For For Management
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.9 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 7.2
Million
6 Approve Extension and Renewal of CHF For For Management
500,000 Pool of Capital without
Preemptive Rights
7.1.1 Reelect Daniela Bosshardt as Director For For Management
and Board Chairman
7.1.2 Reelect Bertrand Jungo as Director For For Management
7.1.3 Reelect Pascale Bruderer as Director For For Management
7.1.4 Reelect Michel Burnier as Director For For Management
7.1.5 Reelect Markus Neuhaus as Director For For Management
7.1.6 Reelect Andreas Walde as Director For For Management
7.2.1 Reappoint Andreas Walde as Member of For For Management
the Compensation Committee
7.2.2 Reappoint Markus Neuhaus as Member of For For Management
the Compensation Committee
7.2.3 Appoint Michel Burnier as Member of For For Management
the Compensation Committee
7.3 Designate Walder Wyss AG as For For Management
Independent Proxy
7.4 Ratify Ernst & Young AG as Auditors For For Management
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GAMES WORKSHOP GROUP PLC
Ticker: GAW Security ID: G3715N102
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Kevin Rountree as Director For For Management
3 Re-elect Rachel Tongue as Director For For Management
4 Re-elect Nick Donaldson as Director For For Management
5 Re-elect Elaine O'Donnell as Director For For Management
6 Re-elect John Brewis as Director For For Management
7 Re-elect Kate Marsh as Director For For Management
8 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Approve Remuneration Report For For Management
11 Authorise Issue of Equity For For Management
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
GAZIT-GLOBE LTD.
Ticker: GZT Security ID: M4793C102
Meeting Date: NOV 05, 2020 Meeting Type: Annual/Special
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board and Report on
Auditor's Fees
2 Reappoint Kost Forer Gabbay and For For Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
3.1 Reelect Ehud Arnon as Director For For Management
3.2 Reelect Chaim Katzman as Director For For Management
3.3 Reelect Zehavit Cohen as Director For For Management
3.4 Reelect Aviad Armoni as Director For For Management
4 Renew and Approve Amended Management For For Management
Services Agreement with Related
Parties Transaction
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None Against Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
GAZIT-GLOBE LTD.
Ticker: GZT Security ID: M4793C102
Meeting Date: APR 20, 2021 Meeting Type: Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employment Terms of Chaim For For Management
Katzman, CEO
2 Approve Exemption Agreement to Chaim For For Management
Katzman, Vice Chairman, CEO and
Controller
3 Approve Indemnification Agreement to For For Management
Chaim Katzman, Vice Chairman, CEO and
Controller
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
GCP STUDENT LIVING PLC
Ticker: DIGS Security ID: G37745109
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Gillian Day as Director For For Management
5 Re-elect Malcolm Naish as Director For For Management
6 Re-elect Marlene Wood as Director For For Management
7 Re-elect David Hunter as Director For For Management
8 Reappoint Ernst & Young LLP as Auditors For For Management
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Approve the Company's Dividend Policy For For Management
11 Authorise Issue of Equity For For Management
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
15 Approve Cancellation of the Share For For Management
Premium Account
--------------------------------------------------------------------------------
GDI PROPERTY GROUP LIMITED
Ticker: GDI Security ID: Q3R72G104
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report None For Management
2 Elect Giles Woodgate as Director For For Management
3 Approve Issuance of Performance Rights For For Management
to Steve Gillard
--------------------------------------------------------------------------------
GEK TERNA S.A.
Ticker: Security ID: GRS145003000
Meeting Date: JUL 08, 2020 Meeting Type: Ordinary
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Ratification of Board Acts For For Management
3 Ratification of Auditor's Acts For For Management
4 Appointment of Auditor and Authority For For Management
to Set Fees
5 Remuneration Report For For Management
6 Authority to Repurchase and Reissue For For Management
Shares
7 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
GEMDALE PROPERTIES & INVESTMENT CORPORATION LIMITED
Ticker: 535 Security ID: G3911S103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Wei Chuanjun as Director and For For Management
Authorize Board to Fix His Remuneration
3B Elect Loh Lian Huat as Director and For For Management
Authorize Board to Fix His Remuneration
3C Elect Zhang Feiyun as Director and For For Management
Authorize Board to Fix Her Remuneration
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
GENUS PLC
Ticker: GNS Security ID: G3827X105
Meeting Date: NOV 25, 2020 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Iain Ferguson as Director For For Management
5 Elect Alison Henriksen as Director For For Management
6 Re-elect Stephen Wilson as Director For For Management
7 Re-elect Lysanne Gray as Director For For Management
8 Re-elect Lykele van der Broek as For For Management
Director
9 Re-elect Lesley Knox as Director For For Management
10 Re-elect Ian Charles as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise Audit and Risk Committee to For For Management
Fix Remuneration of Auditors
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
GETINGE AB
Ticker: GETI.B Security ID: W3443C107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of None None Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive Board's and Board Committee's None None Management
Reports
9 Receive CEO Report None None Management
10 Accept Financial Statements and For For Management
Statutory Reports
11 Approve Allocation of Income and For For Management
Dividends of SEK 3 Per Share
12.a Approve Discharge of Carl Bennet For For Management
12.b Approve Discharge of Johan Bygge For For Management
12.c Approve Discharge of Cecilia Daun For For Management
Wennborg
12.d Approve Discharge of Barbro Friden For For Management
12.e Approve Discharge of Dan Frohm For For Management
12.f Approve Discharge of Sofia Hasselberg For For Management
12.g Approve Discharge of Johan Malmquist For For Management
12.h Approve Discharge of Malin Persson For For Management
12.i Approve Discharge of Johan Stern For For Management
12.j Approve Discharge of Mattias Perjos For For Management
12.k Approve Discharge of Rickard Karlsson For For Management
12.l Approve Discharge of Ake Larsson For For Management
12.m Approve Discharge of Peter Jormalm For For Management
12.n Approve Discharge of Fredrik Brattborn For For Management
13.a Determine Number of Members (10) and For For Management
Deputy Members (0) of Board
13.b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
14.a Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 6.5
Million; Approve Remuneration for
Committee Work
14.b Approve Remuneration of Auditors For For Management
15.a Reelect Carl Bennet as Director For For Management
15.b Reelect Johan Bygge as Director For For Management
15.c Reelect Cecilia Daun Wennborg as For For Management
Director
15.d Reelect Barbro Friden as Director For For Management
15.e Reelect Dan Frohm as Director For For Management
15.f Reelect Sofia Hasselberg as Director For For Management
15.g Reelect Johan Malmquist as Director For For Management
15.h Reelect Mattias Perjos as Director For For Management
15.i Reelect Malin Persson as Director For For Management
15.j Elect Kristian Samuelsson as New For For Management
Director
15.k Reelect Johan Malmquist as Board For For Management
Chairman
16 Ratify PricewaterhouseCoopers as For For Management
Auditors
17 Approve Remuneration Report For For Management
18 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
GIELDA PAPIEROW WARTOSCIOWYCH W WARSZAWIE SA
Ticker: GPW Security ID: X980AG100
Meeting Date: MAR 16, 2021 Meeting Type: Special
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5.1 Recall Supervisory Board Member None Against Shareholder
5.2 Elect Supervisory Board Member None Against Shareholder
6 Approve Decision on Covering Costs of None Against Shareholder
Convocation of EGM
7 Close Meeting None None Management
--------------------------------------------------------------------------------
GIELDA PAPIEROW WARTOSCIOWYCH W WARSZAWIE SA
Ticker: GPW Security ID: X980AG100
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: JUN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Management Board Report on None None Management
Group's and Company's Operations
6 Receive Financial Statements and None None Management
Consolidated Financial Statements
7 Receive Management Board Report on None None Management
Expenses Related to Representation,
Legal Services, Marketing Services,
Public Relations Services, Social
Communication Services, and Management
Advisory Services
8.a Receive Supervisory Board Report on None None Management
Management Board Reports on Company's
and Group's Operations
8.b Receive Supervisory Board Report on None None Management
Management Board Proposal on
Allocation of Income and Dividends
9.a Receive Supervisory Board Report on None None Management
Its Activities
9.b Receive Supervisory Board Report on None None Management
Company's Standing, Internal Control
System, Risk Management, Compliance,
and Internal Audit Function
9.c Receive Supervisory Board Report on None None Management
Group's Standing
10 Approve Management Board Report on For For Management
Company's and Group's Operations
11 Approve Financial Statements For For Management
12 Approve Consolidated Financial For For Management
Statements
13 Approve Allocation of Income and For For Management
Dividends of PLN 2.50 per Share
14 Receive Remuneration Report None None Management
15 Approve Remuneration Report For Against Management
16.1 Approve Discharge of Michal Balabanow For For Management
(Supervisory Board Member)
16.2 Approve Discharge of Boguslaw Bartczak For For Management
(Supervisory Board Member)
16.3 Approve Discharge of Krzysztof Jajuga For For Management
(Supervisory Board Member)
16.4 Approve Discharge of Dominik For For Management
Kaczmarski (Supervisory Board Member)
16.5 Approve Discharge of Janusz Krawczyk For For Management
(Supervisory Board Member)
16.6 Approve Discharge of Jakub For For Management
Modrzejewski (Supervisory Board Member)
16.7 Approve Discharge of Filip Paszke For For Management
(Supervisory Board Member)
16.8 Approve Discharge of Piotr Prazmo For For Management
(Supervisory Board Member)
16.9 Approve Discharge of Eugeniusz For For Management
Szumiejko (Supervisory Board Member)
16.10 Approve Discharge of Adam Szyszka For For Management
(Supervisory Board Member)
17.1 Approve Discharge of Piotr Borowski For For Management
(Management Board Member)
17.2 Approve Discharge of Marek Dietl For For Management
(Management Board Member)
17.3 Approve Discharge of Jacek Fotek For For Management
(Management Board Member)
17.4 Approve Discharge of Dariusz For For Management
Kulakowski (Management Board Member)
17.5 Approve Discharge of Izabela Olszewska For For Management
(Management Board Member)
18 Approve Company's Compliance with Best For For Management
Practice for WSE Listed Companies 2021
19.1 Recall Supervisory Board Member None Against Shareholder
19.2 Elect Supervisory Board Member None Against Shareholder
20 Close Meeting None None Management
--------------------------------------------------------------------------------
GIMV NV
Ticker: GIMB Security ID: B4567G117
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Remuneration Policy For For Management
5 Approve Remuneration Report For For Management
6 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 2.50 per Share
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9.a Reelect Koen Dejonckheere as Director For For Management
9.b Reelect An Vermeersch as Independent For For Management
Director
9.c Reelect Frank Verhaegen as Independent For For Management
Director
10 Approve Remuneration of Non-Executive For For Management
Directors
11 Approve Change-of-Control Clause Re : For For Management
Sustainable Bond Issued by the Company
on March 15, 2021
--------------------------------------------------------------------------------
GINKO INTERNATIONAL CO., LTD.
Ticker: 8406 Security ID: G39010106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Consolidated Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Procedures for Lending Funds to For For Management
Other Parties
4 Amend Procedures for Endorsement and For For Management
Guarantees
5 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
6 Approve Termination of Scope and Rules For For Management
for the Functions and Powers of
Supervisors
7.1 Elect Kuo-Chou Tsai, with Shareholder For For Management
No. 48, as Non-independent Director
7.2 Elect Kuo-Yuan Tsai, with Shareholder For For Management
No. 14, as Non-independent Director
7.3 Elect a Representative of New Path For Against Management
International Co., Ltd., with
Shareholder No. 1, as Non-independent
Director
7.4 Elect a Representative of Hydron For Against Management
International Co., Ltd., with
Shareholder No. 2, as Non-independent
Director
7.5 Elect a Representative of Ocean Heart For Against Management
International Limited, with
Shareholder No. 5, as Non-independent
Director
7.6 Elect a Representative of MIGHTY STAR For Against Management
INVESTMENT LIMITED., with Shareholder
No. 12, as Non-independent Director
7.7 Elect Ken-Cheng Wu, with Shareholder For For Management
No. G120325XXX, as Independent Director
7.8 Elect Jui-Lung Tung, with Shareholder For For Management
No. L101232XXX, as Independent Director
7.9 Elect Chia-Chung Chan, with For For Management
Shareholder No. K120410XXX, as
Independent Director
8 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
GLENMARK PHARMACEUTICALS LIMITED
Ticker: 532296 Security ID: Y2711C144
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Dividend For For Management
4 Reelect V S Mani as Director For For Management
5 Approve Suresh Surana & Associates For For Management
LLP, Chartered Accountants as Auditors
and Authorize Board to Fix Their
Remuneration
6 Elect Rajesh Desai as Director For For Management
7 Elect Dipankar Bhattacharjee as For For Management
Director
8 Approve Remuneration of Cost Auditors For For Management
9 Approve Increase in Borrowing Limits For For Management
10 Approve Pledging of Assets for Debt For For Management
11 Approve Issuance of Debt Securities For For Management
--------------------------------------------------------------------------------
GLOBAL UNICHIP CORP.
Ticker: 3443 Security ID: Y2724H114
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
--------------------------------------------------------------------------------
GMO INTERNET, INC.
Ticker: 9449 Security ID: J1822R104
Meeting Date: MAR 20, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kumagai, Masatoshi For Against Management
1.2 Elect Director Yasuda, Masashi For For Management
1.3 Elect Director Nishiyama, Hiroyuki For For Management
1.4 Elect Director Ainoura, Issei For For Management
1.5 Elect Director Ito, Tadashi For For Management
1.6 Elect Director Yamashita, Hirofumi For For Management
1.7 Elect Director Arisawa, Katsumi For For Management
1.8 Elect Director Horiuchi, Toshiaki For For Management
1.9 Elect Director Arai, Teruhiro For For Management
1.10 Elect Director Hayashi, Yasuo For For Management
1.11 Elect Director Kodama, Kimihiro For For Management
1.12 Elect Director Chujo, Ichiro For For Management
1.13 Elect Director Hashiguchi, Makoto For For Management
1.14 Elect Director Fukui, Atsuko For For Management
1.15 Elect Director Kaneko, Takehito For For Management
1.16 Elect Director Inagaki, Noriko For For Management
1.17 Elect Director Kawasaki, Yuki For For Management
--------------------------------------------------------------------------------
GODO STEEL, LTD.
Ticker: 5410 Security ID: J17388117
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Uchida, Hiroyuki For For Management
1.2 Elect Director Yamazaki, Teruo For For Management
1.3 Elect Director Muraki, Masanori For For Management
1.4 Elect Director Nishinaka, Katsura For For Management
1.5 Elect Director Shinomiya, Akio For For Management
1.6 Elect Director Sakata, Teiichi For For Management
1.7 Elect Director Tsuchiya, Mitsuaki For For Management
2 Appoint Statutory Auditor Sukegawa, For Against Management
Yasuhiro
--------------------------------------------------------------------------------
GODREJ PROPERTIES LIMITED
Ticker: 533150 Security ID: Y2735G139
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
2 Approve Loans, Guarantees and/or For Against Management
Securities in Other Body Corporate
--------------------------------------------------------------------------------
GOL LINHAS AEREAS INTELIGENTES SA
Ticker: GOLL4 Security ID: P491AF117
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Apsis Consultoria e Avaliacoes For For Management
Ltda. as the Independent Firm to
Appraise Proposed Transaction
2 Approve Independent Firm's Appraisal For For Management
--------------------------------------------------------------------------------
GOLDCREST CO., LTD.
Ticker: 8871 Security ID: J17451105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yasukawa, Hidetoshi For Against Management
1.2 Elect Director Ito, Masaki For For Management
1.3 Elect Director Tsumura, Masao For For Management
1.4 Elect Director Miyazawa, Hideaki For For Management
2.1 Appoint Statutory Auditor Tsuda, Hayuru For For Management
2.2 Appoint Statutory Auditor Ozeki, Jun For For Management
2.3 Appoint Statutory Auditor Oshikiri, For For Management
Hiroshi
3 Appoint Alternate Statutory Auditor For For Management
Takayasu, Mitsuru
4 Approve Director and Statutory Auditor For Against Management
Retirement Bonus
--------------------------------------------------------------------------------
GOLDEN AGRI-RESOURCES LTD
Ticker: E5H Security ID: V39076134
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Foo Meng Kee as Director For Against Management
5 Elect Christian GH Gautier De Charnace For For Management
as Director
6 Elect Khemraj Sharma Sewraz as Director For For Management
7 Elect Muktar Widjaja as Director For For Management
8 Approve Moore Stephens LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Authorize Share Repurchase Program For For Management
11 Approve Mandate for Interested Person For For Management
Transactions
--------------------------------------------------------------------------------
GOLDEN OCEAN GROUP LTD.
Ticker: Security ID: BMG396372051
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Board Size For For Management
2 Board Vacancies to be Deemed Casual For For Management
Vacancies and May Be Filled by the
Board
3 Elect John Fredriksen For Against Management
4 Elect Ola Lorentzon For Against Management
5 Elect James O'Shaughnessy For Against Management
6 Elect Marius Hermansen For Against Management
7 Elect Tor Svelland For Against Management
8 Appointment of Auditor and Authority For For Management
to Set Fees
9 Directors' Fees For For Management
--------------------------------------------------------------------------------
GR SARANTIS SA
Ticker: SAR Security ID: X7583P132
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Audit Committee's Report For For Management
3 Approve Management of Company For For Management
4 Approve Discharge of Auditors For For Management
5 Approve Auditors and Fix Their For Against Management
Remuneration
6 Advisory Vote on Remuneration Report For Against Management
7 Amend Remuneration Policy For Against Management
8 Approve Increase in Size of Board For For Management
9 Elect Directors (Bundled) For For Management
10 Elect Members of Audit Committee For Against Management
(Bundled)
11 Other Business For Against Management
--------------------------------------------------------------------------------
GRAINGER PLC
Ticker: GRI Security ID: G40432117
Meeting Date: FEB 10, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Mark Clare as Director For For Management
5 Re-elect Helen Gordon as Director For For Management
6 Re-elect Vanessa Simms as Director For For Management
7 Re-elect Andrew Carr-Locke as Director For For Management
8 Re-elect Rob Wilkinson as Director For For Management
9 Re-elect Justin Read as Director For For Management
10 Re-elect Janette Bell as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
18 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
GRANITE REAL ESTATE INVESTMENT TRUST
Ticker: GRT.UN Security ID: 387437114
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Peter Aghar For For Management
1.2 Elect Trustee Remco Daal For For Management
1.3 Elect Trustee Kevan Gorrie For For Management
1.4 Elect Trustee Fern Grodner For For Management
1.5 Elect Trustee Kelly Marshall For For Management
1.6 Elect Trustee Al Mawani For For Management
1.7 Elect Trustee Gerald Miller For For Management
1.8 Elect Trustee Sheila A. Murray For For Management
1.9 Elect Trustee Jennifer Warren For For Management
2.1 Elect Director Peter Aghar of Granite For For Management
REIT Inc.
2.2 Elect Director Remco Daal of Granite For For Management
REIT Inc.
2.3 Elect Director Kevan Gorrie of Granite For For Management
REIT Inc.
2.4 Elect Director Fern Grodner of Granite For For Management
REIT Inc.
2.5 Elect Director Kelly Marshall of For For Management
Granite REIT Inc.
2.6 Elect Director Al Mawani of Granite For For Management
REIT Inc.
2.7 Elect Director Gerald Miller of For For Management
Granite REIT Inc.
2.8 Elect Director Sheila A. Murray of For For Management
Granite REIT Inc.
2.9 Elect Director Jennifer Warren of For For Management
Granite REIT Inc.
3 Ratify Deloitte LLP as Auditors For For Management
4 Approve Deloitte LLP as Auditors of For For Management
Granite REIT Inc. and Authorize Board
to Fix Their Remuneration
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
GREATECH TECHNOLOGY BERHAD
Ticker: 0208 Security ID: Y2855V106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ooi Hooi Kiang as Director For For Management
2 Elect Tan Eng Kee as Director For For Management
3 Approve Directors' Fees For For Management
4 Approve Directors' Benefits For For Management
5 Approve BDO PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
GREENLAND HONG KONG HOLDINGS LIMITED
Ticker: 337 Security ID: G4587S104
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Chen Jun as Director For Against Management
2B Elect Wu Zhengkui as Director For For Management
2C Elect Wang Xuling as Director For Against Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Final Dividend For For Management
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GRUPO CATALANA OCCIDENTE SA
Ticker: GCO Security ID: E5701Q116
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For For Management
Dividends
2 Authorize Share Repurchase Program For For Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO CEMENTOS DE CHIHUAHUA SAB DE CV
Ticker: GCC Security ID: P4948S124
Meeting Date: MAR 23, 2021 Meeting Type: Special
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name and Amend Article For For Management
1 Accordingly
2 Authorize Issuance of Senior Unsecured For For Management
Notes for up to USD 500 Million
3 Approve Granting of Powers to Carry For For Management
out Issuance of Senior Unsecured Notes
for up to USD 500 Million
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
5 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
GRUPO CEMENTOS DE CHIHUAHUA SAB DE CV
Ticker: GCC Security ID: P4948S124
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Directors and For For Management
Executives
3 Approve Allocation of Income and For For Management
Dividends
4 Set Maximum Amount of Share Repurchase For For Management
Reserve
5 Elect Directors and Approve their For Against Management
Remuneration
6 Elect or Ratify Chairman of Audit and For Against Management
Corporate Practices Committee
7 Appoint Legal Representatives For For Management
8 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
GRUPO COMERCIAL CHEDRAUI SAB DE CV
Ticker: CHDRAUIB Security ID: P4612W104
Meeting Date: APR 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Present Report on Activities and For For Management
Operations Undertaken by Board
2 Present Report on Operations Carried For For Management
Out by Audit and Corporate Practices
Committee
3 Approve Financial Statements, For For Management
Allocation of Income and Increase
Legal Reserve
4 Approve Dividends of MXN 0.48 Per Share For For Management
5 Present Report on Share Repurchase For For Management
Reserve and Set Maximum Amount of
Share Repurchase Reserve
6 Approve Discharge of Board of For For Management
Directors and CEO
7 Elect or Ratify Directors, Officers For Against Management
and Audit and Corporate Practice
Committee Members; Approve Their
Remuneration
8 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
GRUPPO MUTUIONLINE SPA
Ticker: MOL Security ID: T52453106
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Extraordinary Dividend For For Management
3-bis Approve Remuneration of Directors For For Management
4.a Approve Remuneration Policy For For Management
4.b Approve Second Section of the For For Management
Remuneration Report
5.1.1 Slate 1 Submitted by Alma Venture SA None Abstain Shareholder
5.1.2 Slate 2 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
5.2 Appoint Chairman of Internal Statutory None For Shareholder
Auditors
5.3 Approve Internal Auditors' Remuneration None For Shareholder
6 Approve Stock Option Plan For For Management
7 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
1 Amend Company Bylaws Re: Article 11 For For Management
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
GUARARAPES CONFECCOES SA
Ticker: GUAR3 Security ID: P5012L101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Fix Number of Directors at Five For For Management
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4 Elect Directors For Against Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Flavio Gurgel Rocha as Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Lisiane Gurgel Rocha as Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Elvio Gurgel Rocha as Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Maria Aparecida Fonseca as
Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sergio Alexandre Figueiredo
Clemente as Director
8 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
9 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
10 Fix Number of Fiscal Council Members For For Management
at Three
11 Elect Fiscal Council Members For For Management
12 Approve Remuneration of Company's For Against Management
Management
13 Approve Remuneration of Fiscal Council For For Management
Members
14 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
GUARARAPES CONFECCOES SA
Ticker: GUAR3 Security ID: P5012L101
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 11 Re: Fix Maximum For For Management
Number of Board Members to Nine
2 Amend Article 12 Re: Fix Number of For For Management
Executive Board Members
3 Amend Article 12 For For Management
4 Amend Article 14 For For Management
5 Consolidate Bylaws For For Management
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
GUNGHO ONLINE ENTERTAINMENT, INC.
Ticker: 3765 Security ID: J18912105
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morishita, Kazuki For Against Management
1.2 Elect Director Sakai, Kazuya For For Management
1.3 Elect Director Kitamura, Yoshinori For For Management
1.4 Elect Director Yoshida, Koji For For Management
1.5 Elect Director Ichikawa, Akihiko For For Management
1.6 Elect Director Oba, Norikazu For For Management
1.7 Elect Director Onishi, Hidetsugu For For Management
1.8 Elect Director Miyakawa, Keiji For For Management
1.9 Elect Director Tanaka, Susumu For For Management
2.1 Appoint Statutory Auditor Ochi, Masato For For Management
2.2 Appoint Statutory Auditor Uehara, For For Management
Hiroto
2.3 Appoint Statutory Auditor Kaba, Toshiro For For Management
3 Approve Compensation Ceiling for For For Management
Statutory Auditors
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
GURIT HOLDING AG
Ticker: GUR Security ID: H3420V174
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 30 per Bearer Share
and CHF 6 per Registered Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Peter Leupp as Director and For Against Management
Board Chairman
4.2.1 Reelect Stefan Breitenstein as Director For Against Management
4.2.2 Reelect Bettina Gerharz-Kalte as For Against Management
Director
4.2.3 Reelect Nick Huber as Director For Against Management
4.2.4 Reelect Philippe Royer as Director For Against Management
4.3 Elect Rudolf Hadorn as Director For Against Management
4.4.1 Reappoint Bettina Gerharz-Kalte as For Against Management
Member of the Compensation Committee
4.4.2 Reappoint Nick Huber as Member of the For Against Management
Compensation Committee
4.4.3 Reappoint Peter Leupp as Member of the For Against Management
Compensation Committee
4.5 Designate Brunner Knobel For For Management
Rechtsanwaelte as Independent Proxy
4.6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5 Approve Remuneration Report For For Management
6 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 1.2
Million
7 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 3.3 Million for the Period July 1,
2021 - June 30, 2022
8 Approve Performance-Based Remuneration For For Management
of Executive Committee in the Amount
of CHF 3.8 Million for the Period
January 1, 2021 - December 31, 2021
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GVS SPA
Ticker: GVS Security ID: T5R4C5106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Approve Allocation of Income For For Management
2a Approve Remuneration Policy For For Management
2b Approve Second Section of the For For Management
Remuneration Report
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4 Approve Internal Auditors' Remuneration None For Shareholder
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
H&R REAL ESTATE INVESTMENT TRUST
Ticker: HR.UN Security ID: 403925407
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Trustee Alex Avery For For Management
1B Elect Trustee Jennifer A. Chasson For For Management
1C Elect Trustee Mark M. Cowie For For Management
1D Elect Trustee S. Stephen Gross For For Management
1E Elect Trustee Brenna Haysom For For Management
1F Elect Trustee Thomas J. Hofstedter For For Management
1G Elect Trustee Ashi P. Mathur For For Management
1H Elect Trustee Juli Morrow For For Management
1I Elect Trustee Marvin Rubner For For Management
1J Elect Trustee Ronald C. Rutman For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Unitholder Rights Plan For For Management
--------------------------------------------------------------------------------
HALFORDS GROUP PLC
Ticker: HFD Security ID: G4280E105
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Keith Williams as Director For For Management
5 Re-elect David Adams as Director For For Management
6 Re-elect Helen Jones as Director For For Management
7 Re-elect Jill Caseberry as Director For For Management
8 Re-elect Graham Stapleton as Director For For Management
9 Re-elect Loraine Woodhouse as Director For For Management
10 Reappoint BDO LLP as Auditors For For Management
11 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
12 Authorise EU Political Donations and For For Management
Expenditure
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
17 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
HAMBURGER HAFEN UND LOGISTIK AG
Ticker: HHFA Security ID: D3211S103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.45 per Class A
Share and of EUR 2.10 per Class S Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8.1 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8.2 Approve the Resolution to Authorize For For Management
Share Repurchase Program and
Reissuance or Cancellation of
Repurchased Shares under item 8.1
8.3 Approve the Resolution to Authorize None None Management
Share Repurchase Program and
Reissuance or Cancellation of
Repurchased Shares under item 8.1
9 Amend Affiliation Agreements with HHLA For For Management
Container Terminal Burchardkai GmbH
and HHLA-Personal-Service GmbH
--------------------------------------------------------------------------------
HANG LUNG GROUP LIMITED
Ticker: 10 Security ID: Y30148111
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Pak Wai Liu as Director For Against Management
3b Elect George Ka Ki Chang as Director For For Management
3c Elect Roy Yang Chung Chen as Director For For Management
3d Elect Hau Cheong Ho as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HANNSTAR BOARD CORP.
Ticker: 5469 Security ID: Y3062R102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Release of Restrictions of For For Management
Competitive Activities of Director -
WALSIN TECHNOLOGY CORPORATION
4 Approve Release of Restrictions of For For Management
Competitive Activities of Director -
CHIAO, YU-HENG
5 Approve Release of Restrictions of For For Management
Competitive Activities of Director -
CHOU, CHIH-CHUNG
6 Approve Release of Restrictions of For For Management
Competitive Activities of Director -
LU, CHI-CHANT
7 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
8 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
--------------------------------------------------------------------------------
HANWHA AEROSPACE CO., LTD.
Ticker: 012450 Security ID: Y7470L102
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Kim Dong-gwan as Inside Director For For Management
2.2 Elect Kim Seung-mo as Non-Independent For For Management
Non-Executive Director
2.3 Elect Kim Hyeon-jin as Outside Director For For Management
3 Elect Lee Seon-hui as Outside Director For For Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HERA SPA
Ticker: HER Security ID: T5250M106
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws Re: Article 3 For For Management
2 Amend Company Bylaws Re: Article 20 For For Management
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Policy For For Management
4 Approve Second Section of the For For Management
Remuneration Report
5 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
HEXPOL AB
Ticker: HPOL.B Security ID: W4580B159
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Dividends of SEK 2.30 Per Share For For Management
8 Elect Alf Goransson as Board Chairman For For Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
HEXPOL AB
Ticker: HPOL.B Security ID: W4580B159
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Designate Henrik Didner as Inspector For For Management
of Minutes of Meeting
4.2 Designate Joachim Spetz as Inspector For For Management
of Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6.a Receive Financial Statements and None None Management
Statutory Reports
6.b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 2.30 Per Share
7.c1 Approve Discharge of Alf Goransson For For Management
7.c2 Approve Discharge of Kerstin Lindell For For Management
7.c3 Approve Discharge of Jan-Anders Manson For For Management
7.c4 Approve Discharge of Gun Nilsson For For Management
7.c5 Approve Discharge of Malin Persson For For Management
7.c6 Approve Discharge of Marta Schorling For For Management
Andreen
7.c7 Approve Discharge of Georg Brunstam For For Management
7.c8 Approve Discharge of Peter Rosen For For Management
7.c9 Approve Discharge of Mikael Fryklund For For Management
8 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
9.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 1 Million for
Chairman, and SEK 400,000 for Other
Directors; Approve Remuneration for
Committee Work
9.2 Approve Remuneration of Auditors For For Management
10.1 Reelect Alf Goransson, Kerstin For For Management
Lindell, Jan-Anders Manson, Gun
Nilsson, Malin Persson and Marta
Schorling Andreen as Directors
10.2 Reelect Alf Goransson as Board Chair For For Management
11 Ratify Ratify Ernst & Young as For For Management
Auditors as Auditors; Ratify Ola
Larsmon and Peter Gunnarsson as Deputy
Auditors
12 Elect Members of Nominating Committee For For Management
13 Approve Remuneration Report For For Management
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
--------------------------------------------------------------------------------
HMS NETWORKS AB
Ticker: HMS Security ID: W4598X110
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6a Receive Financial Statements and None None Management
Statutory Reports
6b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
6c Receive Board's Proposition According None None Management
to Items 12-14
7a Accept Financial Statements and For For Management
Statutory Reports
7b Approve Allocation of Income and For For Management
Dividends of SEK 2 Per Share
7c.1 Approve Discharge of Board Chairman For For Management
Charlotte Brogren
7c.2 Approve Discharge of Board Member For For Management
Niklas Edling
7c.3 Approve Discharge of Board Member For For Management
Fredrik Hansson
7c.4 Approve Discharge of Board Member For For Management
Anders Morck
7c.5 Approve Discharge of Board Member Ulf For For Management
Sodergren
7c.6 Approve Discharge of Board Member For For Management
Cecilia Wachtmeister
7c.7 Approve Discharge of Former Board For For Management
Member Ray Mauritsson
7c.8 Approve Discharge of Employee For For Management
Representative Mikael Martensson
7c.9 Approve Discharge of Employee For For Management
Representative Tobias Persson
7c.10 Approve Discharge of Former Employee For For Management
Representative Mats Sandberg
7c.11 Approve Discharge of Former Employee For For Management
Representative Kujtim Lecaj
7c.12 Approve Discharge of CEO Staffan For For Management
Dahlstrom
8.1 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
8.2 Determine Number of Auditors (1) and For For Management
Deputy Auditors
9.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 625,000 for
Chairman, SEK 250,000 for Other
Directors; Approve Remuneration for
Audit Committee Work
9.2 Approve Remuneration of Auditors For For Management
10.1 Reelect Charlotte Brogren as Director For For Management
10.2 Reelect Niklas Edling as Director For For Management
10.3 Reelect Fredrik Hansson as Director For For Management
10.4 Reelect Anders Morck as Director For For Management
10.5 Reelect Ulf Sodergren as Director For For Management
10.6 Reelect Cecilia Wachtmeister as For For Management
Director
10.7 Reelect Charlotte Brogren as Board For For Management
Chairman
11 Ratify PricewaterhouseCoopers as For For Management
Auditors
12 Approve Remuneration Report For For Management
13 Approve Issuance of up to 2.3 Million For For Management
Shares without Preemptive Rights
14 Approve Performance Share Matching For For Management
Plan for Key Employees
15 Close Meeting None None Management
--------------------------------------------------------------------------------
HOMESERVE
Ticker: Security ID: GB00BYYTFB60
Meeting Date: JUL 17, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Elect Stella David For For Management
11 Elect Edward Fitzmaurice For For Management
12 Elect Olivier Gremillon For For Management
13 Elect Ron McMillan For For Management
14 Appointment of Auditor For For Management
15 Authority to Set Auditor's Fees For For Management
16 Authority to Issue Shares w/ For For Management
Preemptive Rights
17 Authority to Issue Shares w/o For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
19 Authority to Repurchase Shares For For Management
2 Remuneration Report (Advisory) For For Management
20 Authority to Set General Meeting For For Management
Notice Period at 14 Days
3 Remuneration Policy (Binding) For For Management
4 Final Dividend For For Management
5 Elect J.M. Barry Gibson For Against Management
6 Elect Richard D. Harpin For For Management
7 Elect David Bower For For Management
8 Elect Tom Rusin For For Management
9 Elect Katrina Cliffe For For Management
--------------------------------------------------------------------------------
HORNBACH HOLDING AG & CO. KGAA
Ticker: Security ID: DE0006083405
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
5 Accounts and Reports For For Management
6 Allocation of Profits/Dividends For For Management
7 Ratification of General Partner's Acts For For Management
8 Ratification of Supervisory Board Acts For For Management
9 Appointment of Auditor For For Management
10 Supervisory Board Remuneration Policy For For Management
11 Elect Simona Scarpaleggia to the For For Management
Supervisory Board
--------------------------------------------------------------------------------
HOSIDEN CORP.
Ticker: 6804 Security ID: J22470108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2.1 Elect Director Furuhashi, Kenji For Against Management
2.2 Elect Director Kitatani, Haremi For For Management
2.3 Elect Director Dochi, Shigemi For For Management
2.4 Elect Director Mizuta, Kanemasa For For Management
2.5 Elect Director Horie, Hiroshi For For Management
2.6 Elect Director Maruno, Susumu For For Management
3 Appoint Statutory Auditor Hombo, Shinji For For Management
4.1 Appoint Alternate Statutory Auditor For For Management
Nishimura, Kazunori
4.2 Appoint Alternate Statutory Auditor For For Management
Mori, Masashi
5 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
HOSOKAWA MICRON CORP.
Ticker: 6277 Security ID: J22491104
Meeting Date: DEC 17, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2.1 Elect Director Hosokawa, Yoshio For For Management
2.2 Elect Director Hosokawa, Kohei For For Management
2.3 Elect Director Inoue, Tetsuya For For Management
2.4 Elect Director Inoki, Masahiro For For Management
2.5 Elect Director Akiyama, Satoshi For For Management
2.6 Elect Director Takagi, Katsuhiko For For Management
2.7 Elect Director Fujioka, Tatsuo For For Management
3 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
HOWDEN JOINERY GROUP PLC
Ticker: HWDN Security ID: G4647J102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Paul Hayes as Director For For Management
5 Re-elect Karen Caddick as Director For For Management
6 Re-elect Andrew Cripps as Director For For Management
7 Re-elect Geoff Drabble as Director For For Management
8 Re-elect Louise Fowler as Director For For Management
9 Re-elect Andrew Livingston as Director For For Management
10 Re-elect Richard Pennycook as Director For For Management
11 Re-elect Debbie White as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise UK Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
HUA MEDICINE
Ticker: 2552 Security ID: G4644K102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Li Chen as Director For For Management
2b Elect Junling Liu as Director For Against Management
2c Elect Yiu Wa Alec Tsui as Director For For Management
2d Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HUDBAY MINERALS INC.
Ticker: HBM Security ID: 443628102
Meeting Date: MAY 17, 2021 Meeting Type: Annual/Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol T. Banducci For For Management
1b Elect Director Igor A. Gonzales For For Management
1c Elect Director Richard Howes For For Management
1d Elect Director Sarah B. Kavanagh For For Management
1e Elect Director Carin S. Knickel For For Management
1f Elect Director Peter Kukielski For For Management
1g Elect Director Stephen A. Lang For For Management
1h Elect Director Daniel Muniz Quintanilla For For Management
1i Elect Director Colin Osborne For For Management
1j Elect Director David S. Smith For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
HUNTING PLC
Ticker: HTG Security ID: G46648104
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Annell Bay as Director For For Management
6 Re-elect Carol Chesney as Director For For Management
7 Re-elect Bruce Ferguson as Director For For Management
8 Re-elect John Glick as Director For For Management
9 Re-elect Richard Hunting as Director For For Management
10 Re-elect Jim Johnson as Director For For Management
11 Re-elect Keith Lough as Director For For Management
12 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
HUTCHISON PORT HOLDINGS TRUST
Ticker: NS8U Security ID: Y3780D104
Meeting Date: APR 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Trustee's Report, Statement by For For Management
the Manager, Audited Financial
Statements and Auditors' Report
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Directors of
Trustee Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
IAMGOLD CORPORATION
Ticker: IMG Security ID: 450913108
Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald K. Charter For For Management
1.2 Elect Director P. Gordon Stothart For For Management
1.3 Elect Director Ronald P. Gagel For For Management
1.4 Elect Director Richard J. Hall For For Management
1.5 Elect Director Timothy R. Snider For For Management
1.6 Elect Director Deborah J. Starkman For For Management
1.7 Elect Director Anne Marie Toutant For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Share Incentive Plan For For Management
--------------------------------------------------------------------------------
ICADE SA
Ticker: ICAD Security ID: F4931M119
Meeting Date: APR 23, 2021 Meeting Type: Annual/Special
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 4.01 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect Olivier Fabas as Director For Against Management
7 Reelect Olivier Mareuse as Director For Against Management
8 Ratify Appointment of Antoine For Against Management
Saintoyant as Director
9 Ratify Appointment of Bernard Spitz as For Against Management
Director
10 Reelect Bernard Spitz as Director For Against Management
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Remuneration Policy of For For Management
Chairman of the Board
13 Approve Remuneration Policy of CEO For For Management
and/or Corporate Officers
14 Approve Compensation Report For For Management
15 Approve Compensation of Frederic For For Management
Thomas, Chairman of the Board
16 Approve Compensation of Olivier For For Management
Wigniolle, CEO
17 Authorize Repurchase of Up to 5 For Against Management
Percent of Issued Share Capital
18 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
19 Authorize Capitalization of Reserves For For Management
of Up to EUR 15 Million for Bonus
Issue or Increase in Par Value
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 38 Million
21 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Item 20
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
IDFC FIRST BANK LIMITED
Ticker: 539437 Security ID: Y3R5A4107
Meeting Date: MAR 21, 2021 Meeting Type: Special
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
IG GROUP HOLDINGS PLC
Ticker: IGG Security ID: G4753Q106
Meeting Date: SEP 17, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect June Felix as Director For For Management
6 Re-elect Sally-Ann Hibberd as Director For For Management
7 Re-elect Malcolm Le May as Director For For Management
8 Re-elect Bridget Messer as Director For For Management
9 Re-elect Jonathan Moulds as Director For For Management
10 Re-elect Jim Newman as Director For For Management
11 Re-elect Jon Noble as Director For For Management
12 Elect Andrew Didham as Director For For Management
13 Elect Mike McTighe as Director For For Management
14 Elect Helen Stevenson as Director For For Management
15 Elect Charlie Rozes as Director For For Management
16 Elect Rakesh Bhasin as Director For For Management
17 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
24 Authorise the Appropriation of the For For Management
Relevant Distributable Profits of the
Company and Release Any and All Claims
Against its Shareholders, Directors
and Former Directors in Respect of the
Relevant Dividends
--------------------------------------------------------------------------------
IGO LTD.
Ticker: IGO Security ID: Q4875H108
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Debra Bakker as Director For For Management
2 ***Withdrawn Resolution*** Elect Neil None None Management
Warburton as Director
3 Approve Remuneration Report For For Management
4 Approve Issuance of Service Rights to For For Management
Peter Bradford
5 Approve Issuance of Performance Rights For For Management
to Peter Bradford
--------------------------------------------------------------------------------
IMMUNOTECH BIOPHARM LTD.
Ticker: 6978 Security ID: G4721A100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Tan Zheng as Director For For Management
2b Elect Wang Yu as Director For For Management
2c Elect Jung Hyun Chul as Director For For Management
2d Elect Si Xiaobing as Director For For Management
2e Elect Lu Yuan as Director For For Management
2f Elect Li Yuezhong as Director For For Management
2g Elect Wang Yingdian as Director For For Management
2h Elect Ng Chi Kit as Director For For Management
2i Elect Peng Sujiu as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
INABA DENKISANGYO CO., LTD.
Ticker: 9934 Security ID: J23683105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Moriya, Yoshihiro For For Management
2.2 Elect Director Kita, Seiichi For For Management
2.3 Elect Director Tashiro, Hiroaki For For Management
3 Elect Director and Audit Committee For For Management
Member Iwakura, Hiroyuki
4 Approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
INABATA & CO., LTD.
Ticker: 8098 Security ID: J23704109
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Inabata, Katsutaro For Against Management
1.2 Elect Director Akao, Toyohiro For For Management
1.3 Elect Director Yokota, Kenichi For For Management
1.4 Elect Director Sugiyama, Masahiro For For Management
1.5 Elect Director Yasue, Noriomi For For Management
1.6 Elect Director Ono, Kenji For For Management
1.7 Elect Director Sato, Kiyoshi For For Management
1.8 Elect Director Hamashima, Kenji For For Management
1.9 Elect Director Hagiwara, Takako For For Management
2 Appoint Alternate Statutory Auditor For For Management
Muranaka, Toru
--------------------------------------------------------------------------------
INDIAMART INTERMESH LIMITED
Ticker: 542726 Security ID: Y39213106
Meeting Date: FEB 10, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
2 Increase Authorized Share Capital and For For Management
Amend Memorandum of Association
3 Approve Reclassification of Authorized For For Management
Share Capital and Amend Memorandum of
Association
--------------------------------------------------------------------------------
INGENIA COMMUNITIES GROUP
Ticker: INA Security ID: Q4912D185
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: NOV 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3.1 Elect Amanda Heyworth as Director For For Management
3.2 Elect Pippa Downes as Director For For Management
3.3 Elect Greg Hayes as Director For For Management
4 Approve Issuance of Securities Under For For Management
Ingenia Communities Group Rights Plan
5.1 Approve Grant of Amended FY20 For For Management
Short-Term Incentive Plan Rights to
Simon Owen
5.2 Approve Grant of FY21 Fixed For For Management
Remuneration Rights, Short-Term
Incentive Plan Rights and Long-Term
Incentive Plan Rights to Simon Owen
--------------------------------------------------------------------------------
INKE LIMITED
Ticker: 3700 Security ID: G4809C101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Liu Xiaosong as Director For Against Management
2.2 Elect David Cui as Director For For Management
2.3 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
INKE LIMITED
Ticker: 3700 Security ID: G4809C101
Meeting Date: JUN 29, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Share Options to Feng For Against Management
Yousheng Under the Share Option Scheme
2 Approve Grant of Share Options to Hou For Against Management
Guangling Under the Share Option Scheme
--------------------------------------------------------------------------------
INNOCARE PHARMA LIMITED
Ticker: 9969 Security ID: G4783B103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Renbin Zhao as Director For For Management
2.2 Elect Yigong Shi as Director For For Management
2.3 Elect Ronggang Xie as Director For For Management
2.4 Elect Zemin Zhang as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
INNOCARE PHARMA LIMITED
Ticker: 9969 Security ID: G4783B103
Meeting Date: JUN 21, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CNY Share Issue and the For For Management
Specific Mandate
2 Authorize Board and Its Authorized For For Management
Person to Deal with All Matters in
Relation to the CNY Share Issue
3 Approve Plan for Distribution of For For Management
Profits Accumulated Before the CNY
Share Issue
4 Approve Plan for Stabilization of the For For Management
Price of the CNY Shares for the Three
Years After the CNY Share Issue
5 Approve Dividend Return Plan for the For For Management
Coming Three Years After the CNY Share
Issue
6 Approve Use of Proceeds from the CNY For For Management
Share Issue
7 Approve Remedial Measures for the For For Management
Dilution of Immediate Returns After
the Listing of CNY Shares
8 Approve Undertakings and the For For Management
Corresponding Binding Measures in
Connection with the CNY Share Issue
9 Adopt Rules and Procedures Regarding For For Management
General Meetings of Shareholders
10 Adopt Rules and Procedures Regarding For For Management
Meetings of Board of Directors
11 Authorize Any Director or Officer to For For Management
Deal with All Matters in Relation to
the Ordinary Resolutions
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
INTERTAPE POLYMER GROUP INC.
Ticker: ITP Security ID: 460919103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beil For For Management
1.2 Elect Director Chris R. Cawston For For Management
1.3 Elect Director Jane Craighead For For Management
1.4 Elect Director Frank Di Tomaso For For Management
1.5 Elect Director Robert J. Foster For For Management
1.6 Elect Director Dahra Granovsky For For Management
1.7 Elect Director James Pantelidis For For Management
1.8 Elect Director Jorge N. Quintas For For Management
1.9 Elect Director Mary Pat Salomone For For Management
1.10 Elect Director Gregory A.C. Yull For For Management
1.11 Elect Director Melbourne F. Yull For For Management
2 Ratify Raymond Chabot Grant Thornton For For Management
LLP as Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
INVERSIONES LA CONSTRUCCION SA
Ticker: ILC Security ID: P5817R105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Financial Statements and For For Management
Statutory Reports
b Approve Dividends of CLP 280 Per Share For For Management
c Approve Dividend Policy For For Management
d Elect Directors For Against Management
e Approve Remuneration of Directors For For Management
f Approve Remuneration and Budget of For For Management
Directors' Committee
g Appoint Auditors and Designate Risk For For Management
Assessment Companies
h Receive Report of Directors' Committee For For Management
i Receive Report Regarding Related-Party For For Management
Transactions
j Designate Newspaper to Publish Meeting For For Management
Announcements
k Other Business For Against Management
--------------------------------------------------------------------------------
INVESTMENT AB ORESUND
Ticker: ORES Security ID: W5R066154
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2a Designate Sverre Linton as Inspector For For Management
of Minutes of Meeting
2b Designate Bo Thomaeus as Inspector of For For Management
Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7a Accept Financial Statements and For For Management
Statutory Reports
7b Approve Allocation of Income and For For Management
Dividends of SEK 6 Per Share
7c1 Approve Discharge of Board Chairman For For Management
Mats Qviberg
7c2 Approve Discharge of Board Member For For Management
Magnus Dybeck
7c3 Approve Discharge of Board Member Anna For For Management
Engebretsen
7c4 Approve Discharge of Board Vice For For Management
Chairman Laila Freivalds
7c5 Approve Discharge of Board Member For For Management
Martha Josefsson
7c6 Approve Discharge of Board Member For For Management
Douglas Roos
7c7 Approve Discharge of Board Member For For Management
Marcus Storch
8.1 Determine Number of Members (6) and For For Management
Deputy Members of Board
8.2 Determine Number of Auditors and For For Management
Deputy Auditors
8.3 Determine Number of Auditors (1) and For For Management
Deputy Auditors
9.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 310,000 for Chairman
and Vice Chair and SEK 225,000 for
Other Directors
9.2 Approve Remuneration of Auditors For For Management
10.1 Reelect Magnus Dybeck as Director For For Management
10.2 Reelect Anna Engebretsen as Director For For Management
10.3 Reelect Martha Josefsson as Director For For Management
10.4 Reelect Mats Qviberg as Director For For Management
10.5 Reelect Douglas Roos as Director For For Management
10.6 Reelect Marcus Storch as Director For For Management
11.1 Elect Mats Qviberg as Board Chairman For For Management
11.2 Elect Martha Josefsson as Vice Chairman For For Management
12 Ratify KPMG as Auditors For For Management
13 Approve Remuneration Report For For Management
14 Approve Performance Share Matching For For Management
Plan for Key Employees
15 Authorize Syntehtic Share Repurchase For For Management
Program
16 Amend Articles Re: Participation at For For Management
General Meeting; Proxies and Postal
Voting
--------------------------------------------------------------------------------
INVINCIBLE INVESTMENT CORP.
Ticker: 8963 Security ID: J2442V103
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: OCT 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Asset For For Management
Management Compensation
--------------------------------------------------------------------------------
INWIDO AB
Ticker: INWI Security ID: W5R447107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.a Designate Inspector(s) of Minutes of For For Management
Meeting
2.b Designate Inspector(s) of Minutes of For For Management
Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6.a Receive Financial Statements and None None Management
Statutory Reports
6.b Receive Board's Dividend Proposal None None Management
6.c Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 4.50 Per Share
7.c1 Approve Discharge of Board Chairman For For Management
Georg Brunstam
7.c2 Approve Discharge of Board Member For For Management
Kerstin Lindell
7.c3 Approve Discharge of Board Member For For Management
Christer Wahlquist
7.c4 Approve Discharge of Board Member For For Management
Henriette Schutze
7.c5 Approve Discharge of Board Member For For Management
Anders Wassberg
7.c6 Approve Discharge of Board Member For For Management
Benny Ernstson, Until May 2020
7.c7 Approve Discharge of Employee For For Management
Representative Tony Johansson
7.c8 Approve Discharge of Employee For For Management
Representative Robert Wernersson
7.c9 Approve Discharge of Deputy Employee For For Management
Representative Carin Karra
7.c10 Approve Discharge of CEO Henrik For For Management
Hjalmarsson
8.1 Determine Number of Directors (5) and For For Management
Deputy Directors (0) of Board
8.2 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
9.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 700,000 for Chairman
and SEK 300,000 for Other Directors;
Approve Remuneration for Committee Work
9.2 Approve Remuneration of Auditors For For Management
10.1a Reelect Kerstin Lindell as Director For For Management
10.1b Reelect Henriette Schutze as Director For For Management
10.1c Reelect Christer Wahlquist as Director For For Management
10.1d Reelect Anders Wassberg as Director For For Management
10.1e Elect Per Bertland as New Director For For Management
10.1f Elect Per Bertland as New Board For For Management
Chairman
10.2 Ratify KPMG as Auditors For For Management
11 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
12 Approve Remuneration Report For For Management
13 Amend Articles Re: Proxies and Postal For For Management
Voting; Editorial Changes to Article
1; Participation at General Meetings;
Share Registrar
14 Approve Issuance of up to 5.8 Million For For Management
Shares without Preemptive Rights
15 Approve Stock Option Plan for Key For For Management
Employees
--------------------------------------------------------------------------------
IP GROUP PLC
Ticker: IPO Security ID: G49348116
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Authorise Board to Offer Scrip Dividend For For Management
5 Reappoint KPMG LLP as Auditors For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Re-elect Alan Aubrey as Director For For Management
8 Re-elect David Baynes as Director For For Management
9 Re-elect Caroline Brown as Director For For Management
10 Re-elect Heejae Chae as Director For For Management
11 Re-elect Sir Douglas Flint as Director For For Management
12 Re-elect Aedhmar Hynes as Director For For Management
13 Re-elect Greg Smith as Director For For Management
14 Re-elect Elaine Sullivan as Director For For Management
15 Re-elect Michael Townend as Director For For Management
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise the Company to Incur For For Management
Political Expenditure
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
22 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
IRISH RESIDENTIAL PROPERTIES REIT PLC
Ticker: IRES Security ID: G49456109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Re-elect Phillip Burns as Director For For Management
2b Re-elect Joan Garahy as Director For For Management
2c Re-elect Tom Kavanagh as Director For For Management
2d Re-elect Mark Kenney as Director For For Management
2e Re-elect Declan Moylan as Director For For Management
2f Re-elect Aidan O'Hogan as Director For For Management
2g Re-elect Margaret Sweeney as Director For For Management
3 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
4 Ratify KPMG as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Approve Remuneration Report For For Management
7 Authorise Issue of Equity For For Management
8a Authorise Issue of Equity without For For Management
Pre-emptive Rights
8b Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
9 Authorise Issue of Equity Pursuant to For For Management
the 2014 Long Term Incentive Plan
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights Pursuant to the
2014 Long Term Incentive Plan
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Reissuance of Treasury Shares For For Management
--------------------------------------------------------------------------------
ITAU CORPBANCA
Ticker: ITAUCORP Security ID: P5R3QP103
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Appoint Auditors and Risk Assessment For For Management
Companies
3 Elect Directors For For Management
4 Approve Remuneration of Directors and For For Management
Directors' Committee; Approve their
Budget
5 Receive Report Regarding Related-Party For For Management
Transactions
6 Receive Report from Directors' For For Management
Committee and Audit Committee
7 Other Business For Against Management
--------------------------------------------------------------------------------
ITOCHU ENEX CO., LTD.
Ticker: 8133 Security ID: J2502P103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 28
2.1 Elect Director Okada, Kenji For For Management
2.2 Elect Director Wakamatsu, Kyosuke For For Management
2.3 Elect Director Katsu, Atsushi For For Management
2.4 Elect Director Shimizu, Fumio For For Management
2.5 Elect Director Saeki, Ichiro For For Management
2.6 Elect Director Okubo, Hisato For For Management
2.7 Elect Director Yamane, Motoyo For For Management
2.8 Elect Director Endo, Hiroshi For For Management
3.1 Appoint Statutory Auditor Tokuda, Shozo For For Management
3.2 Appoint Statutory Auditor Kubo, Isao For For Management
3.3 Appoint Statutory Auditor Iwamoto, For For Management
Masako
4 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
IVANHOE MINES LTD.
Ticker: IVN Security ID: 46579R104
Meeting Date: SEP 28, 2020 Meeting Type: Annual/Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eleven For For Management
2.1 Elect Director Robert M. Friedland For For Management
2.2 Elect Director Yufeng (Miles) Sun For For Management
2.3 Elect Director Tadeu Carneiro For For Management
2.4 Elect Director Jinghe Chen For For Management
2.5 Elect Director William B. Hayden For For Management
2.6 Elect Director Martie Janse van For For Management
Rensburg
2.7 Elect Director Manfu Ma For For Management
2.8 Elect Director Peter G. Meredith For For Management
2.9 Elect Director Kgalema P. Motlanthe For For Management
2.10 Elect Director Nunu Ntshingila For For Management
2.11 Elect Director Guy J. de Selliers For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Equity Incentive Plan For Against Management
--------------------------------------------------------------------------------
JAFCO GROUP CO., LTD.
Ticker: 8595 Security ID: J25832106
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fuki, Shinichi For For Management
1.2 Elect Director Shibusawa, Yoshiyuki For For Management
1.3 Elect Director Miyoshi, Keisuke For For Management
2.1 Elect Director and Audit Committee For For Management
Member Tamura, Shigeru
2.2 Elect Director and Audit Committee For For Management
Member Tanami, Koji
2.3 Elect Director and Audit Committee For For Management
Member Akiba, Kenichi
2.4 Elect Director and Audit Committee For For Management
Member Kajihara, Yoshie
--------------------------------------------------------------------------------
JAPAN DISPLAY, INC.
Ticker: 6740 Security ID: J26295105
Meeting Date: JUN 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Business Lines For For Management
2.1 Elect Director Scott Callon For For Management
2.2 Elect Director Ueki, Toshihiro For For Management
2.3 Elect Director Kuwada, Ryosuke For For Management
2.4 Elect Director Higashi, Nobuyuki For For Management
2.5 Elect Director Ozeki, Tamane For For Management
2.6 Elect Director Kawashima, Toshiaki For For Management
2.7 Elect Director Nakano, Nobuyuki For For Management
--------------------------------------------------------------------------------
JAPAN INVESTMENT ADVISER CO., LTD.
Ticker: 7172 Security ID: J27745108
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2 Elect Director Ido, Kiyoto For For Management
3 Appoint Alternate Statutory Auditor For For Management
Imuta, Hitoshi
--------------------------------------------------------------------------------
JAPFA LTD
Ticker: UD2 Security ID: Y4288X105
Meeting Date: JAN 26, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Disposal For For Management
--------------------------------------------------------------------------------
JAPFA LTD
Ticker: UD2 Security ID: Y4288X105
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Handojo Santosa @ Kang Kiem Han For For Management
as Director
4 Elect Hendrick Kolonas as Director For For Management
5 Elect Tan Yong Nang as Director For For Management
6 Elect Kevin John Monteiro as Director For For Management
7 Elect Ng Quek Peng as Director For For Management
8 Elect Lien Siaou-Sze as Director For For Management
9 Elect Manu Bhaskaran as Director For For Management
10 Elect Tan Kian Chew as Director For For Management
11 Elect Chia Wee Boon as Director For For Management
12 Approve Increase in Directors' Fees For For Management
Commencing 2Q2021
13 Approve Directors' Fees Up to March For For Management
31, 2022 Based on New Directors' Fee
Structure
14 Approve Directors' Fees Up to March For For Management
31, 2022 Based on Existing Directors'
Fee Structure (in the Event Resolution
12 is not Passed)
15 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
16 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
17 Approve Grant of Awards and Issuance For Against Management
of Shares Under the Japfa Performance
Share Plan
18 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
JB FINANCIAL GROUP CO., LTD.
Ticker: 175330 Security ID: Y4S2E5104
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Yoo Gwan-woo as Outside Director For Against Management
3.2 Elect Seong Je-hwan as Outside Director For For Management
3.3 Elect Kim Ji-seop as Non-Independent For For Management
Non-Executive Director
4 Elect Lee Sang-bok as Outside Director For For Management
to Serve as an Audit Committee Member
5.1 Elect Yoo Gwan-woo as a Member of For Against Management
Audit Committee
5.2 Elect Seong Je-hwan as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
JB HI-FI LIMITED
Ticker: JBH Security ID: Q5029L101
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Melanie Wilson as Director For For Management
2b Elect Beth Laughton as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Restricted Shares to For For Management
Richard Murray
--------------------------------------------------------------------------------
JDC CORPORATION
Ticker: 1887 Security ID: JP3707200006
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Allocation of Profits/Dividends For For Management
2 Elect Takeo Asakura For For Management
3 Elect Ichiro Sone For For Management
4 Elect Satoshi Inoue For For Management
5 Elect Testuo Nishikawa For For Management
6 Elect Naoyuki Mochizuki For For Management
7 Elect Hiroaki Takatsu For For Management
--------------------------------------------------------------------------------
JHSF PARTICIPACOES SA
Ticker: JHSF3 Security ID: P6050T105
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2 Elect Directors For For Management
3 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
4 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
5.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alberto Fernandes as Independent
Director
5.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Christiane Almeida Edington as
Independent Director
5.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Castro Araujo Rudge as
Independent Director
5.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Trigueiro as Independent
Director
5.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Richard Reiner as Independent
Director
6 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
7.1 Elect Alberto Fernandes as Director None Abstain Shareholder
Appointed by Minority Shareholder
7.2 Elect Christiane Almeida Edington as None Abstain Shareholder
Director Appointed by Minority
Shareholder
7.3 Elect Jose Castro Araujo Rudge as None Abstain Shareholder
Director Appointed by Minority
Shareholder
7.4 Elect Marcio Trigueiro as Director None Abstain Shareholder
Appointed by Minority Shareholder
7.5 Elect Richard Reiner as Director None Abstain Shareholder
Appointed by Minority Shareholder
8 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
9 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
10 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
11.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alberto Fernandes as Director
Appointed by Minority Shareholder
11.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Christiane Almeida Edington as
Director Appointed by Minority
Shareholder
11.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Castro Araujo Rudge as
Director Appointed by Minority
Shareholder
11.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Trigueiro as Director
Appointed by Minority Shareholder
11.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Richard Reiner as Director
Appointed by Minority Shareholder
12 Amend Remuneration of Company's For Against Management
Management for 2020
13 Elect Jorge Sawaya as Alternate Fiscal For For Management
Council Member
14 Approve Internal Regulations of the For For Management
Fiscal Council
15 Amend Article 5 to Reflect Changes in For For Management
Capital
--------------------------------------------------------------------------------
JHSF PARTICIPACOES SA
Ticker: JHSF3 Security ID: P6050T105
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Eight For For Management
4 Elect Directors For Against Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Auriemo Neto as Board
Chairman
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Thiago Alonso de Oliveira as
Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alberto Fernandes as Independent
Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Christiane Almeida Edington as
Independent Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Castro Araujo Rudge as
Independent Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Tabatchnik Trigueiro as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Osvaldo Roberto Nieto as
Independent Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Richard Rainer as Independent
Director
8 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
9.1 Elect Jose Auriemo Neto as Director None Abstain Shareholder
Appointed by Minority Shareholder
9.2 Elect Thiago Alonso de Oliveira as None Abstain Shareholder
Director Appointed by Minority
Shareholder
9.3 Elect Alberto Fernandes as Director None Abstain Shareholder
Appointed by Minority Shareholder
9.4 Elect Christiane Almeida Edington as None Abstain Shareholder
Director Appointed by Minority
Shareholder
9.5 Elect Jose Castro Araujo Rudge as None Abstain Shareholder
Director Appointed by Minority
Shareholder
9.6 Elect Marcio Tabatchnik Trigueiro as None Abstain Shareholder
Director Appointed by Minority
Shareholder
9.7 Elect Osvaldo Roberto Nieto as None Abstain Shareholder
Director Appointed by Minority
Shareholder
9.8 Elect Richard Rainer as Director None Abstain Shareholder
Appointed by Minority Shareholder
10 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
11 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
12 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
13.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Auriemo Neto as Director
Appointed by Minority Shareholder
13.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Thiago Alonso de Oliveira as
Director Appointed by Minority
Shareholder
13.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alberto Fernandes as Director
Appointed by Minority Shareholder
13.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Christiane Almeida Edington as
Director Appointed by Minority
Shareholder
13.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Castro Araujo Rudge as
Director Appointed by Minority
Shareholder
13.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Tabatchnik Trigueiro as
Director Appointed by Minority
Shareholder
13.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Osvaldo Roberto Nieto as
Director Appointed by Minority
Shareholder
13.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Richard Rainer as Director
Appointed by Minority Shareholder
14 Elect Jose Auriemo Neto as Board For Against Management
Chairman
15 Install Fiscal Council For For Management
16 Fix Number of Fiscal Council Members For For Management
at Three
17 Elect Fiscal Council Members For For Management
18 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
19 As an Ordinary Shareholder, Would You None Abstain Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
20.1 Elect Ademir Jose Scarpin as Fiscal None Abstain Shareholder
Council Member Appointed by Minority
Shareholder
20.2 Elect Joao Odair Brunozi as Alternate None Abstain Shareholder
Fiscal Council Member Appointed by
Minority Shareholder
20.3 Elect Ariovaldo dos Santos as Fiscal None Abstain Shareholder
Council Member Appointed by Minority
Shareholder
20.4 Elect Bruno Meirelles Salloti as None Abstain Shareholder
Alternate Fiscal Council Member
Appointed by Minority Shareholder
20.5 Elect Hector Jose Alfonso as Fiscal None Abstain Shareholder
Council Member Appointed by Minority
Shareholder
20.6 Elect Jorge Sawaya Junior as Alternate None Abstain Shareholder
Fiscal Council Member Appointed by
Minority Shareholder
21 Approve Remuneration of Company's For For Management
Management and Fiscal Council
22 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
JHSF PARTICIPACOES SA
Ticker: JHSF3 Security ID: P6050T105
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital and Consolidate Bylaws
--------------------------------------------------------------------------------
JIN AIR CO., LTD.
Ticker: 272450 Security ID: Y4S4DP107
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Hwang Chan-hyeon as Outside For For Management
Director to Serve as an Audit
Committee Member
3 Elect Lee Woo-il as a Member of Audit For Against Management
Committee
4.1 Amend Articles of Incorporation For For Management
4.2 Amend Articles of Incorporation For Against Management
4.3 Amend Articles of Incorporation For For Management
4.4 Amend Articles of Incorporation For For Management
4.5 Amend Articles of Incorporation For For Management
4.6 Amend Articles of Incorporation For For Management
4.7 Amend Articles of Incorporation For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
JINDAL STEEL & POWER LIMITED
Ticker: 532286 Security ID: Y4447P100
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Standalone Financial Statements For Against Management
and Statutory Reports
1b Accept Consolidated Financial For Against Management
Statements and Statutory Reports
2 Reelect Naveen Jindal as Director For For Management
3 Reelect Dinesh Kumar Saraogi as For Against Management
Director
4 Approve Remuneration of Cost Auditors For For Management
5 Approve Reappointment and Remuneration For For Management
of Naveen Jindal as Whole-time
Director Designated as Chairman
6 Approve Reappointment and Remuneration For For Management
of Dinesh Kumar Saraogi as Whole-time
Director
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Conversion of Loan to For For Management
Equity/Other Form of Capital
--------------------------------------------------------------------------------
JINDAL STEEL & POWER LTD.
Ticker: Security ID: INE749A01030
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval of Divestment of up to the For For Management
entire interest in M/s Jindal Shadeed
Iron & Steel LLC
--------------------------------------------------------------------------------
JINKOSOLAR HOLDING CO., LTD.
Ticker: JKS Security ID: 47759T100
Meeting Date: DEC 29, 2020 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Yingqiu Liu For Against Management
2 Elect Director Wing Keong Siew For For Management
3 Elect Director Haiyun (Charlie) Cao For For Management
4 Ratify PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditors
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
JOHNSON ELECTRIC HOLDINGS LTD.
Ticker: Security ID: BMG5150J1577
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Accounts and Reports For For Management
4 Authority to Repurchase Shares For For Management
5 Elect Winnie WANG Wing-Yee For For Management
6 Elect Patrick B. Paul For For Management
7 Elect Christopher Dale Pratt For For Management
8 Directors' Fees For For Management
9 Appointment of Auditor and Authority For For Management
to Set Fees
10 Authority to Issue Shares w/o For Against Management
Preemptive Rights
11 Authority to Issue Repurchased Shares For Against Management
--------------------------------------------------------------------------------
JOSHIN DENKI CO., LTD.
Ticker: 8173 Security ID: J28499127
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2.1 Elect Director Kanatani, Ryuhei For For Management
2.2 Elect Director Takahashi, Tetsuya For For Management
2.3 Elect Director Yokoyama, Koichi For For Management
2.4 Elect Director Tanaka, Koji For For Management
2.5 Elect Director Oshiro, Suguru For For Management
2.6 Elect Director Nozaki, Shojiro For For Management
2.7 Elect Director Naito, Kinya For For Management
2.8 Elect Director Yamahira, Keiko For For Management
2.9 Elect Director Kawano, Junko For For Management
3.1 Appoint Statutory Auditor Yamamoto, For For Management
Hidetoshi
3.2 Appoint Statutory Auditor Hayakawa, For For Management
Yoshio
4 Appoint Alternate Statutory Auditor For For Management
Terahiro, Eiki
--------------------------------------------------------------------------------
JOST WERKE AG
Ticker: JST Security ID: DE000JST4000
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: JUN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
5 Allocation of Profits For For Management
6 Ratification of Management Board Acts For For Management
7 Ratification of Supervisory Board Acts For For Management
8 Appointment of Auditor For For Management
--------------------------------------------------------------------------------
JOST WERKE AG
Ticker: JST Security ID: D3S57J100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Remuneration Policy For For Management
6 Approve Remuneration of Supervisory For For Management
Board
7 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
--------------------------------------------------------------------------------
JOYFUL HONDA CO. LTD.
Ticker: 3191 Security ID: J29248101
Meeting Date: SEP 17, 2020 Meeting Type: Annual
Record Date: JUN 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 17.5
2 Amend Articles to Authorize Board to For Against Management
Determine Income Allocation
3.1 Elect Director Hosoya, Taketoshi For For Management
3.2 Elect Director Hirayama, Ikuo For For Management
3.3 Elect Director Honda, Masaru For For Management
3.4 Elect Director Kugisaki, Hiromitsu For For Management
3.5 Elect Director Shirakawa, Toko For For Management
3.6 Elect Director Tokura, Keita For For Management
--------------------------------------------------------------------------------
K'S HOLDINGS CORP.
Ticker: 8282 Security ID: J3672R101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Hiramoto, Tadashi For For Management
2.2 Elect Director Suzuki, Kazuyoshi For For Management
2.3 Elect Director Osaka, Naoto For For Management
2.4 Elect Director Mizuno, Keiichi For For Management
2.5 Elect Director Yoshihara, Yuji For For Management
2.6 Elect Director Mizutani, Taro For For Management
2.7 Elect Director Tokuda, Wakako For For Management
3.1 Elect Director and Audit Committee For For Management
Member Hori, Nobuya
3.2 Elect Director and Audit Committee For For Management
Member Takahashi, Hisako
3.3 Elect Director and Audit Committee For For Management
Member Bundo, Hiroyuki
3.4 Elect Director and Audit Committee For For Management
Member Hagiwara, Shinji
--------------------------------------------------------------------------------
K-FAST HOLDING AB
Ticker: KFAST.B Security ID: W5077E101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Omission of Dividends
7.c Approve Discharge of Board and For For Management
President
8 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
9 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 200,000 for Each
Director Except Erik Selin; Approve
Remuneration of Auditors
11.1 Reelect Erik Selin (Chair) as Director For Against Management
11.2 Reelect Jacob Karlsson as Director For Against Management
11.3 Reelect Christian Karlsson as Director For Against Management
11.4 Reelect Sara Mindus as Director For For Management
11.5 Reelect Jesper Martensson as Director For Against Management
11.6 Reelect Ulf Johansson as Director For For Management
12 Ratify Ernst & Young as Auditors For For Management
13 Approve Remuneration Report For For Management
14 Amend Articles Re: Set Minimum (100 For For Management
Million) and Maximum (400 Million)
Number of Shares; Approve 6:1 Stock
Split
15 Approve Issuance of up to 24 Million For For Management
Shares of Series B without Preemptive
Rights
16 Authorize Share Repurchase Program For For Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
K. WAH INTERNATIONAL HOLDINGS LIMITED
Ticker: 173 Security ID: G5321P116
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Moses Cheng Mo Chi as Director For Against Management
3.2 Elect William Yip Shue Lam as Director For For Management
3.3 Elect Wong Kwai Lam as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Authorize Repurchase of Issued Share For For Management
Capital
5.2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.3 Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt New Share Option Scheme and For Against Management
Terminate Existing Share Option Scheme
--------------------------------------------------------------------------------
KAKEN PHARMACEUTICAL CO., LTD.
Ticker: 4521 Security ID: J29266103
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2.1 Elect Director Onuma, Tetsuo For For Management
2.2 Elect Director Horiuchi, Hiroyuki For For Management
2.3 Elect Director Tanabe, Yoshio For For Management
2.4 Elect Director Matsura, Masahiro For For Management
2.5 Elect Director Ota, Minoru For For Management
2.6 Elect Director Suzudo, Masashi For For Management
2.7 Elect Director Kamibeppu, Kiyoko For For Management
2.8 Elect Director Takagi, Shoichiro For For Management
2.9 Elect Director Inoue, Yasutomo For For Management
3 Appoint Statutory Auditor Matsumoto, For For Management
Hiroaki
4 Appoint Alternate Statutory Auditor For For Management
Kumagai, Makiko
5 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
KAMBI GROUP PLC
Ticker: KAMBI Security ID: X4170A107
Meeting Date: MAY 11, 2021 Meeting Type: Annual/Special
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting None None Management
3 Prepare and Approve the Register of None None Management
Shareholders Entitled to Vote
4 Approve Agenda None None Management
5 Determine Whether the Meeting has been None None Management
Duly Convened
6 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
7 Receive Consolidated Financial None None Management
Statements, Financial Statements and
Statutory Reports (Non-Voting)
8 Statement by CEO None None Management
9 Accept Consolidated Financial For For Management
Statements, Financial Statements and
Statutory Reports
10 Approve Remuneration Report For For Management
11 Fix Number of Directors For For Management
12 Approve Remuneration of Directors For For Management
13 Reelect Lars Stugemo as Director For For Management
14 Reelect Anders Strom as Director For For Management
15 Reelect Patrick Clase as Director For For Management
16 Reelect Marlene Forsell as Director For For Management
17 Reelect Cecilia de Leeuw as Director For For Management
18 Elect Lars Stugemo as Board Chair For For Management
19 Approve Guidelines on Electing For For Management
Nomination Committee
20 Ratify Mazars as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
21 Approve Remuneration Policy For Against Management
22 Authorize Share Capital Increase For For Management
without Preemptive Rights
23 Authorize Share Repurchase Program For Against Management
24 Close Meeting None None Management
--------------------------------------------------------------------------------
KAMBI GROUP PLC
Ticker: KAMBI Security ID: X4170A107
Meeting Date: JUN 23, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting None None Management
3 Prepare and Approve the Register of None None Management
Shareholders Entitled to Vote
4 Approve Agenda None None Management
5 Determine Whether the Meeting has been None None Management
Duly Convened
6 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
7 Authorize Issuance of Shares without For For Management
Preemptive Rights
8 Authorize Share Repurchase Program For Against Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
KANTO DENKA KOGYO CO., LTD.
Ticker: 4047 Security ID: J30427108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Takeover Defense Plan (Poison For Against Management
Pill)
2.1 Elect Director Hasegawa, Junichi For Against Management
2.2 Elect Director Ishii, Fuyuhiko For For Management
2.3 Elect Director Yamaguchi, Yasunari For For Management
2.4 Elect Director Niimi, Kazuki For For Management
2.5 Elect Director Abe, Yuki For For Management
2.6 Elect Director Uramoto, Kunihiko For For Management
2.7 Elect Director Matsui, Hideki For For Management
2.8 Elect Director Sugiyama, Masaharu For For Management
2.9 Elect Director Habuka, Hitoshi For For Management
3.1 Appoint Statutory Auditor Yajima, For Against Management
Takeaki
3.2 Appoint Statutory Auditor Hayashi, For Against Management
Masatomo
4 Amend Articles to Prohibit Tobacco Against Against Shareholder
Smoking during Work Hours and Setting
and Maintenance of Smoking Area in the
Company's Site
--------------------------------------------------------------------------------
KAVERI SEED COMPANY LIMITED
Ticker: 532899 Security ID: Y458A4137
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect C. Vamsheedhar as Director For For Management
--------------------------------------------------------------------------------
KAVERI SEED COMPANY LIMITED
Ticker: 532899 Security ID: Y458A4137
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Purushotam Kalakala to For For Management
Continue Office as Non-Executive &
Independent Director
--------------------------------------------------------------------------------
KBC ANCORA SCA
Ticker: KBCA Security ID: B5341G109
Meeting Date: OCT 30, 2020 Meeting Type: Annual/Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Allow Questions None None Management
4.1 Adopt Financial Statements For For Management
4.2 Approve Allocation of Income For For Management
5 Approve Remuneration Report For For Management
6 Approve Discharge of Directors For For Management
7 Approve Discharge of Auditors For For Management
8 Approve Remuneration Policy For For Management
9 Ratify KPMG as Auditors and Approve For For Management
Auditors' Remuneration
10 Transact Other Business None None Management
1 Receive Announcements on ByLaws None None Management
Amendments
2 Allow Questions None None Management
3 Approve Implementation of Double For Against Management
Voting Rights
4.1 Receive Special Board Re: Authorized None None Management
Capital
4.2 Authorize Board to Issue Shares in the For Against Management
Event of a Public Tender Offer or
Share Exchange Offer and Renew
Authorization to Increase Share
Capital within the Framework of
Authorized Capital
5 Authorize Board to Repurchase Shares For Against Management
in the Event of a Serious and Imminent
Harm and Under Normal Conditions
6 Approve Modification on Shareholder For For Management
Notification Threshold
7 Adopt Article 36 Re: Evolutionary For For Management
Effect
8.1 Approve Coordination of Statutes For For Management
8.2 Approve Filing of Required For For Management
Documents/Formalities at Trade Registry
9 Transact Other Business None None Management
--------------------------------------------------------------------------------
KELLER GROUP PLC
Ticker: KLR Security ID: G5222K109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Reappoint Ernst & Young LLP as Auditors For For Management
6 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Elect David Burke as Director For For Management
8 Re-elect Peter Hill as Director For For Management
9 Re-elect Paula Bell as Director For For Management
10 Re-elect Eva Lindqvist as Director For For Management
11 Re-elect Nancy Tuor Moore as Director For For Management
12 Re-elect Baroness Kate Rock as Director For For Management
13 Re-elect Michael Speakman as Director For For Management
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
KEPCO PLANT SERVICE & ENGINEERING CO., LTD.
Ticker: 051600 Security ID: Y7076A104
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bong Seok-geun as Inside Director For For Management
2.1.1 Elect Lee Geon-gu as Inside Director For Abstain Management
2.1.2 Elect Lee Jin-ho as Inside Director For Abstain Management
2.2.1 Elect Koo Neung-mo as Outside Director For Abstain Management
2.2.2 Elect Hwang In-ock as Outside Director For Abstain Management
--------------------------------------------------------------------------------
KESKO OYJ
Ticker: KESKOB Security ID: X44874109
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive CEO's Review None None Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 Per Share
10 Approve Discharge of Board and For For Management
President
11 Approve Remuneration Report (Advisory For For Management
Vote)
12 Approve Remuneration of Directors in For For Management
the Amount of EUR 102,000 for
Chairman; EUR 63,000 for Vice
Chairman, and EUR 47,500 for Other
Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
13 Fix Number of Directors at Seven For For Management
14 Reelect Esa Kiiskinen, Peter Fagernas, For For Management
Jennica Fagerholm, Piia Karhu and Toni
Pokela as Directors; Elect Timo
Ritakallio and Jussi Perala as New
Directors
15 Approve Remuneration of Auditors For For Management
16 Ratify Deloitte as Auditors For For Management
17 Approve Issuance of up to 40 Million For For Management
Class B Shares without Preemptive
Rights
18 Approve Charitable Donations of up to For For Management
EUR 300,000
19 Close Meeting None None Management
--------------------------------------------------------------------------------
KGINICIS CO., LTD.
Ticker: 035600 Security ID: Y4083K100
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
KILLAM APARTMENT REAL ESTATE INVESTMENT
Ticker: KMP.UN Security ID: 49410M102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip D. Fraser For For Management
1.2 Elect Director Robert G. Kay For For Management
1.3 Elect Director Aldea M. Landry For For Management
1.4 Elect Director James C. Lawley For For Management
1.5 Elect Director Arthur G. Lloyd For For Management
1.6 Elect Director Karine L. MacIndoe For For Management
1.7 Elect Director Laurie M. MacKeigan For For Management
1.8 Elect Director Doug McGregor For For Management
1.9 Elect Director Robert G. Richardson For For Management
1.10 Elect Director Manfred J. Walt For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
KINDEN CORP.
Ticker: 1944 Security ID: J33093105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 19
2 Approve Annual Bonus For For Management
3.1 Elect Director Ikoma, Masao For Against Management
3.2 Elect Director Maeda, Yukikazu For For Management
3.3 Elect Director Uesaka, Takao For For Management
3.4 Elect Director Yukawa, Hidehiko For For Management
3.5 Elect Director Amisaki, Masaya For For Management
3.6 Elect Director Hayashi, Hiroyuki For For Management
3.7 Elect Director Tanaka, Hideo For For Management
3.8 Elect Director Nishimura, Hiroshi For For Management
3.9 Elect Director Sato, Moriyoshi For For Management
3.10 Elect Director Yoshida, Harunori For For Management
3.11 Elect Director Toriyama, Hanroku For For Management
3.12 Elect Director Takamatsu, Keiji For For Management
3.13 Elect Director Morikawa, Keizo For For Management
--------------------------------------------------------------------------------
KINDRED GROUP PLC
Ticker: KIND Security ID: X4S1CH103
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting None None Management
3 Prepare and Approve the Register of None None Management
Shareholders Entitled to Vote
4 Approve Agenda None None Management
5 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
6 Determine Whether the Meeting has been None None Management
Duly Convened
7 Statement by CEO None None Management
8 Approve Dividends For For Management
9 Accept Consolidated Financial For For Management
Statements and Statutory Reports
10 Approve Remuneration Report For For Management
11 Fix Number of Directors For For Management
12 Approve Remuneration of Directors For For Management
13 Re-elect Peter Boggs as Director For For Management
14 Re-elect Gunnel Duveblad as Director For For Management
15 Re-elect Erik Forsberg as Director For For Management
16 Re-elect Carl-Magnus Mansson as For For Management
Director
17 Elect Evert Carlsson as Director For For Management
18 Elect Fredrik Peyron as Director For For Management
19 Elect Heidi Skogster as Director For For Management
20 Appoint Evert Carlsson as Board Chair For For Management
21 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
22 Approve Guidelines on Electing For For Management
Nomination Committee
23 Approve Remuneration Policy For For Management
24 Authorize Share Repurchase Program For For Management
25 Approve Reduction in Share Capital via For For Management
Share Cancellation
26 Close Meeting None None Management
--------------------------------------------------------------------------------
KINDRED GROUP PLC
Ticker: KIND Security ID: X4S1CH103
Meeting Date: JUN 10, 2021 Meeting Type: Extraordinary Shareholders
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting None None Management
3 Prepare and Approve the Register of None None Management
Shareholders Entitled to Vote
4 Approve Agenda None None Management
5 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
6 Determine Whether the Meeting has been None None Management
Duly Convened
7 Authorize Share Repurchase Program For For Management
8 Approve Reduction in Share Capital via For For Management
Share Cancellation
9 Close Meeting None None Management
--------------------------------------------------------------------------------
KING'S TOWN BANK
Ticker: 2809 Security ID: Y4773U103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
Shareholders' General Meeting
4 Amend Rules and Procedures for For For Management
Election of Directors
--------------------------------------------------------------------------------
KINTETSU WORLD EXPRESS, INC.
Ticker: 9375 Security ID: J33384108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 40
2.1 Elect Director Ueda, Kazuyasu For Against Management
2.2 Elect Director Torii, Nobutoshi For For Management
2.3 Elect Director Tomiyama, Joji For For Management
2.4 Elect Director Takahashi, Katsufumi For For Management
2.5 Elect Director Hirosawa, Kiyoyuki For For Management
2.6 Elect Director Kobayashi, Tetsuya For For Management
2.7 Elect Director Tanaka, Sanae For For Management
2.8 Elect Director Yanai, Jun For For Management
3.1 Appoint Statutory Auditor Tanida, For For Management
Shigehiro
3.2 Appoint Statutory Auditor Kobayashi, For For Management
Masayuki
4 Appoint Alternate Statutory Auditor For For Management
Suzuki, Go
--------------------------------------------------------------------------------
KLOECKNER & CO. SE
Ticker: KCO Security ID: D40376101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4.1 Elect Uwe Roehrhoff to the Supervisory For For Management
Board
4.2 Elect Tobias Kollmann to the For For Management
Supervisory Board
4.3 Elect Friedhelm Loh to the Supervisory For For Management
Board
4.4 Elect Dieter Vogel to the Supervisory For For Management
Board
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
KMC (KUEI MENG) INTERNATIONAL, INC.
Ticker: 5306 Security ID: Y1662S108
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For Against Management
Association
4 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets
--------------------------------------------------------------------------------
KOBE STEEL, LTD.
Ticker: 5406 Security ID: J34555250
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yamaguchi, Mitsugu For For Management
1.2 Elect Director Koshiishi, Fusaki For For Management
1.3 Elect Director Shibata, Koichiro For For Management
1.4 Elect Director Katsukawa, Yoshihiko For For Management
1.5 Elect Director Nagara, Hajime For For Management
1.6 Elect Director Kitabata, Takao For For Management
1.7 Elect Director Bamba, Hiroyuki For For Management
1.8 Elect Director Ito, Yumiko For For Management
2 Elect Alternate Director and Audit For For Management
Committee Member Shioji, Hiromi
3 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
KOHNAN SHOJI CO., LTD.
Ticker: 7516 Security ID: J3479K101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 32
2.1 Elect Director Hikida, Naotaro For Against Management
2.2 Elect Director Kato, Takaaki For For Management
2.3 Elect Director Sakakieda, Mamoru For For Management
2.4 Elect Director Narita, Yukio For For Management
2.5 Elect Director Tanaka, Yoshihiro For For Management
2.6 Elect Director Murakami, Fumihiko For For Management
2.7 Elect Director Kuboyama, Mitsuru For For Management
2.8 Elect Director Komatsu, Kazuki For For Management
2.9 Elect Director Nitori, Akio For For Management
2.10 Elect Director Tabata, Akira For For Management
2.11 Elect Director Otagaki, Keiichi For For Management
2.12 Elect Director Nakazawa, Takashi For For Management
2.13 Elect Director Katayama, Hiromi For For Management
3.1 Appoint Statutory Auditor Ogura, For For Management
Kennosuke
3.2 Appoint Statutory Auditor Fujimoto, For For Management
Koji
4 Appoint Grant Thornton Taiyo LLC as For For Management
New External Audit Firm
5 Approve Annual Bonus For For Management
6 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
KOMERI CO., LTD.
Ticker: 8218 Security ID: J3590M101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sasage, Yuichiro For Against Management
1.2 Elect Director Tanabe, Tadashi For For Management
1.3 Elect Director Hayakawa, Hiroshi For For Management
1.4 Elect Director Matsuda, Shuichi For For Management
1.5 Elect Director Wada, Hiromu For For Management
1.6 Elect Director Hosaka, Naoshi For For Management
1.7 Elect Director Suzuki, Katsushi For For Management
1.8 Elect Director Mori, Shigeyuki For For Management
2 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
KOMORI CORP.
Ticker: 6349 Security ID: J35931112
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Komori, Yoshiharu For For Management
2.2 Elect Director Mochida, Satoshi For For Management
2.3 Elect Director Kajita, Eiji For For Management
2.4 Elect Director Yokoyama, Masafumi For For Management
2.5 Elect Director Matsuno, Koichi For For Management
2.6 Elect Director Funabashi, Isao For For Management
2.7 Elect Director Kameyama, Harunobu For For Management
2.8 Elect Director Sekine, Kenji For For Management
2.9 Elect Director Sugimoto, Masataka For For Management
2.10 Elect Director Maruyama, Toshiro For For Management
3 Appoint Statutory Auditor Sakamoto, For For Management
Hiroko
4 Appoint Alternate Statutory Auditor For For Management
Ito, Takeshi
5 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
KOREA DISTRICT HEATING CORP.
Ticker: 071320 Security ID: Y4481W102
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jeong Sang-cheon as Inside For For Management
Director
2 Elect Two Outside Directors (Bundled) For For Management
--------------------------------------------------------------------------------
KOSHIDAKA HOLDINGS CO., LTD.
Ticker: 2157 Security ID: J36577104
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4
2.1 Elect Director Koshidaka, Hiroshi For Against Management
2.2 Elect Director Asakura, Kazuhiro For For Management
2.3 Elect Director Koshidaka, Miwako For For Management
2.4 Elect Director Doi, Yoshihito For For Management
2.5 Elect Director Zama, Akira For For Management
--------------------------------------------------------------------------------
KPM TECH CO., LTD.
Ticker: 042040 Security ID: Y4985X101
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For Against Management
3.1 Elect Kim Ji-hun as Inside Director For For Management
3.2 Elect Kim Dong-hun as Inside Director For For Management
3.3 Elect Yang Tae-young as Inside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
6 Approve Terms of Retirement Pay For Against Management
--------------------------------------------------------------------------------
KUMAGAI GUMI CO., LTD.
Ticker: 1861 Security ID: J36705150
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 120
2.1 Elect Director Sakurano, Yasunori For For Management
2.2 Elect Director Kato, Yoshihiko For For Management
2.3 Elect Director Ogawa, Yoshiaki For For Management
2.4 Elect Director Hidaka, Koji For For Management
2.5 Elect Director Yoshida, Sakae For For Management
2.6 Elect Director Ueda, Shin For For Management
2.7 Elect Director Okaichi, Koji For For Management
2.8 Elect Director Okada, Shigeru For For Management
2.9 Elect Director Sakuragi, Kimie For For Management
3 Appoint Statutory Auditor Konishi, For For Management
Junji
4 Appoint Alternate Statutory Auditor For For Management
Maekawa, Akira
--------------------------------------------------------------------------------
KWG LIVING GROUP HOLDINGS LTD.
Ticker: 3913 Security ID: G5322R103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Kong Jiannan as Director For Against Management
3b Elect Yang Jingbo as Director For For Management
3c Elect Wang Yue as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Adopt Share Option Scheme For Against Management
--------------------------------------------------------------------------------
LABRADOR IRON ORE ROYALTY CORPORATION
Ticker: LIF Security ID: 505440107
Meeting Date: MAY 13, 2021 Meeting Type: Annual/Special
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Fuller For For Management
1.2 Elect Director Douglas F. McCutcheon For For Management
1.3 Elect Director Dorothea E. Mell For For Management
1.4 Elect Director William H. McNeil For For Management
1.5 Elect Director Sandra L. Rosch For For Management
1.6 Elect Director John F. Tuer For For Management
1.7 Elect Director Patricia M. Volker For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
LANCASHIRE HOLDINGS LTD.
Ticker: LRE Security ID: G5361W104
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Re-elect Peter Clarke as Director For For Management
5 Re-elect Michael Dawson as Director For For Management
6 Re-elect Simon Fraser as Director For For Management
7 Re-elect Samantha Hoe-Richardson as For For Management
Director
8 Re-elect Robert Lusardi as Director For For Management
9 Re-elect Alex Maloney as Director For For Management
10 Re-elect Sally Williams as Director For For Management
11 Re-elect Natalie Kershaw as Director For For Management
12 Reappoint KPMG LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
the Auditors
14 Authorise Issue of Equity For Against Management
15 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
16 Authorise Issue of Equity without For Against Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Issue of Equity without For Against Management
Pre-emptive Rights (Additional
Authority)
18 Authorise Market Purchase of Common For Against Management
Shares
--------------------------------------------------------------------------------
LASERTEC CORP.
Ticker: 6920 Security ID: J38702106
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27
2.1 Elect Director Okabayashi, Osamu For For Management
2.2 Elect Director Kusunose, Haruhiko For For Management
2.3 Elect Director Uchiyama, Shu For For Management
2.4 Elect Director Moriizumi, Koichi For For Management
2.5 Elect Director Seki, Hirokazu For For Management
2.6 Elect Director Ebihara, Minoru For For Management
2.7 Elect Director Shimoyama, Takayuki For For Management
2.8 Elect Director Mihara, Koji For For Management
3.1 Appoint Statutory Auditor Tsukasaki, For For Management
Takeaki
3.2 Appoint Statutory Auditor Asami, Koichi For For Management
3.3 Appoint Statutory Auditor Ishiguro, For For Management
Miyuki
3.4 Appoint Statutory Auditor Izumo, Eiichi For For Management
4 Appoint Alternate Statutory Auditor For For Management
Saito, Yuji
5 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
LEC, INC. (JAPAN)
Ticker: 7874 Security ID: J38765111
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aoki, Mitsuo For For Management
1.2 Elect Director Nagamori, Takaki For For Management
1.3 Elect Director Watanabe, Norikazu For For Management
1.4 Elect Director Aoki, Isamu For For Management
1.5 Elect Director Kaihoshi, Toshihiro For For Management
1.6 Elect Director Ozawa, Kazutoshi For For Management
1.7 Elect Director Masuda, Hideo For For Management
1.8 Elect Director Ozawa, Kikuo For For Management
2.1 Elect Director and Audit Committee For For Management
Member Kitamura, Hideichi
2.2 Elect Director and Audit Committee For For Management
Member Shimizu, Toshiyoshi
2.3 Elect Director and Audit Committee For For Management
Member Seguchi, Uharu
2.4 Elect Director and Audit Committee For For Management
Member Nagano, Kiyoshi
2.5 Elect Director and Audit Committee For For Management
Member Nozue, Juichi
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
LEM HOLDING SA
Ticker: LEHN Security ID: H48909149
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 42 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.1 Million
5.1 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 984,332
5.2 Approve Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 1.9 Million
5.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 2.6 Million
6 Amend Articles Re: Age Limit for Board For For Management
Members
7.1 Reelect Ilan Cohen as Director For For Management
7.2 Reelect Ulrich Looser as Director For Against Management
7.3 Reelect Ueli Wampfler as Director, if For For Management
Item 6 is Approved
7.4 Reelect Werner Weber as Director For For Management
7.5 Reelect Francois Gabella as Director For For Management
7.6 Reelect Andreas Huerlimann as Director For For Management
and Board Chairman
8.1 Reappoint Ulrich Looser as Member of For Against Management
the Nomination and Compensation
Committee
8.2 Reappoint Andreas Huerlimann as Member For For Management
of the Nomination and Compensation
Committee
9 Designate Hartmann Dreyer as For For Management
Independent Proxy
10 Ratify Ernst & Young Ltd. as Auditors For For Management
11 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LEOVEGAS AB
Ticker: LEO Security ID: W5S14M117
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7a Accept Financial Statements and For For Management
Statutory Reports
7b Approve Allocation of Income and For For Management
Dividends of SEK 1.60 Per Share
7c1 Approve Discharge of Board Chairman For For Management
Per Norman
7c2 Approve Discharge of Anna Frick For For Management
7c3 Approve Discharge of Fredrik Ruden For For Management
7c4 Approve Discharge of Mathias Hallberg For For Management
7c5 Approve Discharge of Carl Larsson For For Management
7c6 Approve Discharge of Torsten Soderberg For For Management
7c7 Approve Discharge of Helene Westholm For For Management
7c8 Approve Discharge of CEO Gustaf Hagman For For Management
7c9 Approve Discharge of Former Board For For Management
Member Robin Ramm-Ericson
7c10 Approve Discharge of Former Board For For Management
Member Morten Forste
7c11 Approve Discharge of Former Board For For Management
Member Tuva Palm
8.1 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 3 Million
8.2 Approve Remuneration of Auditors For For Management
9.1 Determine Number of Members and Deputy For For Management
Members of Board
9.2 Determine Number of Auditors and For For Management
Deputy Auditors
9.3 Reelect Per Norman as Director For For Management
9.4 Reelect Anna Frick as Director For For Management
9.5 Reelect Fredrik Ruden as Director For For Management
9.6 Reelect Mathias Hallberg as Director For For Management
9.7 Reelect Carl Larsson as Director For For Management
9.8 Reelect Torsten Soderberg as Director For For Management
9.9 Reelect Helene Westholm as Director For For Management
9.10 Ratify PricewaterhouseCoopers as For For Management
Auditors
10 Reelect Per Norman as Board Chairman For For Management
11 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
12a Approve Stock Option Plan for Key For For Management
Employees
12b Approve Equity Plan Financing For For Management
13 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
14 Approve Issuance of up to 10 Percent For For Management
of Issued Shares without Preemptive
Rights
15 Approve Remuneration Report For For Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
LG HAUSYS, LTD.
Ticker: 108670 Security ID: Y5277J106
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Amend Articles of Incorporation For For Management
(Company Name Change)
1.2 Amend Articles of Incorporation For For Management
(Business Objectives)
--------------------------------------------------------------------------------
LG INTERNATIONAL CORP.
Ticker: 001120 Security ID: Y52764100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Min Byeong-il as Inside Director For For Management
3.2 Elect Park Jang-su as Non-Independent For For Management
Non-Executive Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG INTERNATIONAL CORP.
Ticker: 001120 Security ID: Y52764100
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
LIFCO AB
Ticker: LIFCO.B Security ID: W5321L141
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of None None Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7.a Receive Financial Statements and None None Management
Statutory Reports
7.b Receive Group Consolidated Financial None None Management
Statements and Statutory Reports
7.c Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
7.d Receive Board's Dividend Proposal None None Management
8 Receive Report of Board and Committees None None Management
9 Receive President's Report None None Management
10 Accept Financial Statements and For For Management
Statutory Reports
11 Approve Allocation of Income and For For Management
Dividends of SEK 6 Per Share
12.a Approve Discharge of Carl Bennet For For Management
12.b Approve Discharge of Ulrika Dellby For For Management
12.c Approve Discharge of Dan Frohm For For Management
12.d Approve Discharge of Erik Gabrielson For For Management
12.e Approve Discharge of Ulf Grunander For For Management
12.f Approve Discharge of Annika Espander For For Management
Jansson
12.g Approve Discharge of Anders Lindstrom For For Management
12.h Approve Discharge of Anders Lorentzson For For Management
12.i Approve Discharge of Johan Stern For For Management
12.j Approve Discharge of Caroline af Ugglas For For Management
12.k Approve Discharge of Axel Wachtmeister For For Management
12.l Approve Discharge of Per Waldemarson For For Management
12.m Approve Discharge of President Peter For For Management
Wiberg
13 Determine Number of Directors (10) and For For Management
Deputy Directors (0) of Board;
Determine Number of Auditors (1) and
Deputy Auditors (0)
14 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.31 Million for
Chairman and SEK 655,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
15.a Reelect Carl Bennet as Director For Against Management
15.b Reelect Ulrika Dellby as Director For For Management
15.c Reelect Annika Espander Jansson as For For Management
Director
15.d Reelect Dan Frohm as Director For For Management
15.e Reelect Erik Gabrielson as Director For For Management
15.f Reelect Ulf Grunander as Director For For Management
15.g Reelect Johan Stern as Director For For Management
15.h Reelect Caroline af Ugglas as Director For For Management
15.i Reelect Axel Wachtmeister as Director For For Management
15.j Reelect Per Waldemarson as Director For For Management
15.k Reelect Carl Bennet as Board Chairman For Against Management
16 Ratify PricewaterhouseCoopers as For For Management
Auditors
17 Approve Instructions for Nominating For For Management
Committee
18 Approve Remuneration Report For For Management
19 Approve 5:1 Stock Split; Amend For For Management
Articles Accordingly: Set Minimum (250
Million) and Maximum (1 Billion)
Number of Shares
20 Close Meeting None None Management
--------------------------------------------------------------------------------
LIME TECHNOLOGIES AB
Ticker: LIME Security ID: W5321Z116
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 2.50 Per Share
7.c1 Approve Discharge of Board Chairman For For Management
Martin Henricson
7.c2 Approve Discharge of Marlene Forsell For For Management
7.c3 Approve Discharge of Anders Fransson For For Management
7.c4 Approve Discharge of Peter Larsson For For Management
7.c5 Approve Discharge of Malin Ruijsenaars For For Management
7.c6 Approve Discharge of CEO Erik Syren For For Management
8 Approve Remuneration Report For For Management
9 Determine Number of Members (5) and For For Management
Deputy Members (0) of Board
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 350,000 for Chairman
and SEK 200,000 for Other Directors;
Approve Remuneration for Committee Work
11.1 Reelect Marlene Forsell as Director For For Management
11.2 Reelect Martin Henricson as Director For For Management
11.3 Reelect Malin Ruijsenaars as Director For For Management
11.4 Elect Lars Stugemo as New Director For For Management
11.5 Elect Erik Syren as New Director For For Management
12 Reelect Martin Henricson as Board For For Management
Chairman
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Approve Issuance of up to 10 Percent For For Management
of Issued Shares without Preemptive
Rights
16 Approve Warrant Program 2021/2025 for For For Management
Key Employees
17 Close Meeting None None Management
--------------------------------------------------------------------------------
LINAMAR CORPORATION
Ticker: LNR Security ID: 53278L107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Frank J. Hasenfratz For For Management
2.2 Elect Director Linda Hasenfratz For For Management
2.3 Elect Director Mark Stoddart For For Management
2.4 Elect Director Lisa Forwell For For Management
2.5 Elect Director Terry Reidel For For Management
2.6 Elect Director Dennis Grimm For For Management
--------------------------------------------------------------------------------
LINDAB INTERNATIONAL AB
Ticker: LIAB Security ID: W56316107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.a Designate Lars-Olof Ottosson as For For Management
Inspector of Minutes of Meeting
4.b Designate Thomas Cronqvist as For For Management
Inspector of Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 3.40 Per Share
7.c1 Approve Discharge of Board Chairman For For Management
Peter Nilsson
7.c2 Approve Discharge of Board Member Per For For Management
Bertland
7.c3 Approve Discharge of Sonat For For Management
Burman-Olsson
7.c4 Approve Discharge of Viveka Ekberg For For Management
7.c5 Approve Discharge of Anette Frumerie For For Management
7.c6 Approve Discharge of Marcus Hedblom For For Management
7.c7 Approve Discharge of Staffan Pehrson For For Management
7.c8 Approve Discharge of Employee For For Management
Representative Anders Lundberg
7.c9 Approve Discharge of Employee For For Management
Representative Pontus Andersson
7.c10 Approve Discharge of CEO Ola Ringdahl For For Management
8 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
9.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 1 Million for
Chairman, SEK 405,000 to Other
Directors and SEK 26,250 to Employee
Representatives; Approve Committee Fees
9.2 Approve Remuneration of Auditors For For Management
10.a Reelect Peter Nilsson as Board Chairman For For Management
10.b Reelect Viveka Ekberg as Director For For Management
10.c Reelect Sonat Burman-Olsson as Director For For Management
10.d Reelect Anette Frumerie as Director For For Management
10.e Reelect Per Bertland as Director For For Management
10.f Reelect Marcus Hedblom as Director For For Management
10.g Reelect Staffan Pehrson as Director For For Management
11 Ratify Deloitte as Auditors For For Management
12 Approve Remuneration Report For For Management
13 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14 Approve Call Option Plan for Key For For Management
Employees
15 Authorize Reissuance of Repurchased For For Management
Shares
16 Amend Articles Re: Power of Attorney; For For Management
Proxies and Postal Voting
17 Close Meeting None None Management
--------------------------------------------------------------------------------
LOG COMMERCIAL PROPERTIES E PARTICIPACOES SA
Ticker: LOGG3 Security ID: P64016101
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Spin-Off of Log For For Management
Maracanau I SPE Ltda. (SPE Maracanau
I) and Absorption of Partial Spun-Off
Assets
2 Approve Absorption of Log Rio SPE Ltda. For For Management
(SPE Rio Campo Grande)
3 Approve Agreement for Partial Spin-Off For For Management
of Log Maracanau I SPE Ltda. (SPE
Maracanau I), Absorption of Spun-Off
Assets and Absorption of Log Rio SPE
Ltda. (SPE Rio Campo Grande)
4 Ratify Ovalle Leao Auditoria e For For Management
Consultoria Tributaria e Contabil Ltda.
as the Independent Firm to Appraise
Proposed Transactions
5 Approve Independent Firm's Appraisal For For Management
Re: Log Maracanau I SPE Ltda. (SPE
Maracanau I)
6 Approve Independent Firm's Appraisal For For Management
Re: Log Rio SPE Ltda. (SPE Rio Campo
Grande)
7 Re-Ratify Minutes of Meeting Summary For For Management
of the April 16, 2020 AGM/EGM
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Approve Minutes of Meeting with For For Management
Exclusion of Shareholder Names
--------------------------------------------------------------------------------
LOG COMMERCIAL PROPERTIES E PARTICIPACOES SA
Ticker: LOGG3 Security ID: P64016101
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For For Management
and Amend Article 6 Accordingly
2 Consolidate Bylaws For For Management
3 Approve Minutes of Meeting with For For Management
Exclusion of Shareholder Names
--------------------------------------------------------------------------------
LOG COMMERCIAL PROPERTIES E PARTICIPACOES SA
Ticker: LOGG3 Security ID: P64016101
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Seven For For Management
4 Elect Directors For Against Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Rubens Menin Teixeira de Souza
as Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcos Alberto Cabaleiro
Fernandez as Independent Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Rafael Padilha de Lima Costa as
Independent Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Leonardo Guimaraes Correa as
Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Martins Patrus as
Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Barry Stuart Sternlicht as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Junia Maria de Sousa Lima Galvao
as Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Rafael Steinbruch as Director
8 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
9 Approve Remuneration of Company's For Against Management
Management
10 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
11 Approve Minutes of Meeting Summary For For Management
with Exclusion of Shareholder Names
12 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
LONKING HOLDINGS LIMITED
Ticker: 3339 Security ID: G5636C107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Li San Yim as Director For For Management
3.2 Elect Chen Chao as Director For For Management
3.3 Elect Zheng Kewen as Director For For Management
3.4 Elect Yin Kunlun as Director For For Management
3.5 Elect Ngai Ngan Ying as Director For Against Management
3.6 Elect Wu Jian Ming as Director For For Management
3.7 Authorize Board to Fix Remuneration of For For Management
Directors
4 Elect Qian Shizheng as Director and For For Management
Authorize Board to Fix His Remuneration
5 Elect Yu Taiwei as Director and For For Management
Authorize Board to Fix His Remuneration
6 Approve Ernst & Young, Certified For For Management
Public Accountants as Auditor and
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LOTTE CHEMICAL TITAN HOLDING BERHAD
Ticker: 5284 Security ID: Y53470103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Rafiah binti Salim as Director For For Management
2 Elect Park Hyun Chul as Director For For Management
3 Elect Lee Jung Hyeng as Director For For Management
4 Approve Directors' Fees For For Management
5 Approve Directors' Remuneration and For For Management
Benefits
6 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
8 Approve Issuance of New Ordinary For For Management
Shares Under the Dividend Reinvestment
Scheme
--------------------------------------------------------------------------------
LOTTE DATA COMMUNICATION CO.
Ticker: 286940 Security ID: Y5S31J111
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Noh Jun-hyeong as Inside Director For Against Management
3.2 Elect Ko Du-young as Inside Director For For Management
3.3 Elect Kim Gyeong-yeop as Inside For For Management
Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
LOTTE REIT CO., LTD.
Ticker: 330590 Security ID: Y528AU105
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Plan and Loan Plan For For Management
2 Approve Conclusion of Real Estate For For Management
Acquisition Agreement
3 Approve Conclusion of Master Lease For For Management
Agreement
4 Approve Financing Plan For For Management
--------------------------------------------------------------------------------
LOTTE REIT CO., LTD.
Ticker: 330590 Security ID: Y528AU105
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Appropriation of Income For For Management
3 Approve Business and Financing Plan For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LS ELECTRIC CO., LTD.
Ticker: 010120 Security ID: Y5355Q105
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Nam Gi-won as Inside Director For Against Management
4 Elect Lee Won-chang as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LUNDIN GOLD INC.
Ticker: LUG Security ID: 550371108
Meeting Date: JUN 24, 2021 Meeting Type: Annual/Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carmel Daniele For For Management
1.2 Elect Director Gillian Davidson For For Management
1.3 Elect Director Ian W. Gibbs For For Management
1.4 Elect Director Chantal Gosselin For For Management
1.5 Elect Director C. Ashley Heppenstall For For Management
1.6 Elect Director Ron F. Hochstein For For Management
1.7 Elect Director Craig Jones For For Management
1.8 Elect Director Lukas H. Lundin For For Management
1.9 Elect Director Paul McRae For For Management
1.10 Elect Director Bob Thiele For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Adopt New By-Law No. 1A For For Management
--------------------------------------------------------------------------------
M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTOS
Ticker: MDIA3 Security ID: P64876108
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Six For For Management
4 Elect Directors For For Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Maria Consuelo Saraiva Leao Dias
Branco as Board Chairman and Maria
Regina Saraiva Leao Dias Branco as
Alternate
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Claudio Saraiva Leao
Dias Branco as Board Vice-Chairman
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Maria das Gracas Dias Branco da
Escossia as Director and Francisco
Marcos Saraiva Leao Dias Branco as
Alternate
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Fernando Fontes Iunes as
Independent Director and Francisco
Ivens de Sa Dias Branco Junior as
Alternate
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Guilherme Affonso Ferreira as
Independent Director and Daniel Mota
Gutierrez as Alternate
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Daniel Perecim Funis as
Independent Director and Luiza Andrea
Farias Nogueira as Alternate
8 Approve Classification of Independent For For Management
Directors
9 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
10 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
11 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
--------------------------------------------------------------------------------
M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTOS
Ticker: MDIA3 Security ID: P64876108
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Remuneration of Company's For For Management
Management of 2020
2 Approve Remuneration of Company's For For Management
Management
3 Amend Articles and Consolidate Bylaws For For Management
4 Approve Long-Term Incentive Plan For For Management
--------------------------------------------------------------------------------
MAEDA CORP.
Ticker: 1824 Security ID: J39315106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 38
2.1 Elect Director Maeda, Soji For For Management
2.2 Elect Director Nakanishi, Takao For For Management
2.3 Elect Director Sekimoto, Shogo For For Management
2.4 Elect Director Kondo, Seiichi For For Management
2.5 Elect Director Kibe, Kazunari For For Management
2.6 Elect Director Hatakama, Yuji For For Management
2.7 Elect Director Dobashi, Akio For For Management
2.8 Elect Director Makuta, Hideo For For Management
2.9 Elect Director Murayama, Rie For For Management
2.10 Elect Director Takagi, Atsushi For For Management
3 Approve Formation of Joint Holding For For Management
Company with Maeda Road Construction
Co., Ltd. and Maeda Seisakusho Co., Ltd
--------------------------------------------------------------------------------
MAHINDRA & MAHINDRA FINANCIAL SERVICES LIMITED
Ticker: 532720 Security ID: Y53987122
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Rebecca Nugent as Director For For Management
2 Elect Amit Raje as Director For For Management
--------------------------------------------------------------------------------
MALAYSIAN RESOURCES CORPORATION BERHAD
Ticker: 1651 Security ID: Y57177100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kamaruzaman Wan Ahmad as Director For For Management
2 Elect Mohd Imran Mohamad Salim as For For Management
Director
3 Approve Directors' Fees For For Management
4 Approve Directors' Benefits For For Management
5 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Share Repurchase Program For For Management
7 Approve Issuance of New Shares Under For For Management
the Dividend Reinvestment Plan
--------------------------------------------------------------------------------
MARISA LOJAS SA
Ticker: AMAR3 Security ID: P6462B106
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 12 Re: Indemnity For Against Management
Provision
2 Amend Article 19 Re: Indemnity For Against Management
Provision
3 Add Article 42 Re: Indemnity Provision For Against Management
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
MARISA LOJAS SA
Ticker: AMAR3 Security ID: P6462B106
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget, Treatment of For For Management
Net Loss and Dividends
3 Fix Number of Directors at Six For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Hector Nunez as Independent
Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Luiz Goldfarb as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Sergio da Silva as
Independent Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carla Schmitzberger as
Independent Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cristina Ribeiro Sobral Sarian
as Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Flavia Maria Verginelli as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Approve Remuneration of Company's For Against Management
Management
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
12 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
MARKETECH INTERNATIONAL CORP.
Ticker: 6196 Security ID: Y5845V102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Amend Procedures for Endorsement and For Against Management
Guarantees
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
MARSHALLS PLC
Ticker: MSLH Security ID: G58718100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reappoint Deloitte LLP as Auditors For For Management
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Approve Final Dividend For For Management
5 Re-elect Vanda Murray as Director For For Management
6 Re-elect Martyn Coffey as Director For For Management
7 Re-elect Graham Prothero as Director For For Management
8 Re-elect Tim Pile as Director For For Management
9 Re-elect Angela Bromfield as Director For For Management
10 Approve Remuneration Report For For Management
11 Authorise Issue of Equity For For Management
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MARTINREA INTERNATIONAL INC.
Ticker: MRE Security ID: 573459104
Meeting Date: JUN 08, 2021 Meeting Type: Annual/Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rob Wildeboer For For Management
1.2 Elect Director Fred Olson For For Management
1.3 Elect Director Terry Lyons For For Management
1.4 Elect Director Edward Waitzer For For Management
1.5 Elect Director David Schoch For For Management
1.6 Elect Director Sandra Pupatello For For Management
1.7 Elect Director Pat D'Eramo For For Management
1.8 Elect Director Molly Shoichet For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Adopt By-law Number 3 to allow Virtual For For Management
Meetings
4 Approve Advance Notice Requirement For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MARUZEN SHOWA UNYU CO., LTD.
Ticker: 9068 Security ID: J40777104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 40
2.1 Elect Director Asai, Toshiyuki For For Management
2.2 Elect Director Okada, Hirotsugu For For Management
2.3 Elect Director Nakamura, Masahiro For For Management
2.4 Elect Director Ishikawa, Kenichi For For Management
2.5 Elect Director Ando, Yuichi For For Management
--------------------------------------------------------------------------------
MASMOVIL IBERCOM S.A.
Ticker: MAS Security ID: ES0184696104
Meeting Date: JUL 08, 2020 Meeting Type: Ordinary
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Individual Accounts and Reports For For Management
14 2021-2023 Remuneration Policy (Binding) For Against Management
15 Remuneration Report (Advisory) For Against Management
16 Amendments to Articles (General For For Management
Meeting Attendance)
17 Amendments to Articles (Representation) For For Management
18 Amendments to General Meeting For For Management
Regulations (Telematic Attendance)
19 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
20 Authority to Set Extraordinary General For For Management
Meeting Notice Period
21 Authority to Give Guarantees For For Management
22 Authorisation of Legal Formalities For For Management
3 Consolidated Accounts and Reports For For Management
4 Report on Non-Financial Information For For Management
5 Allocation of Profits/Dividends For For Management
6 Ratification of Board Acts For For Management
7 Appointment of Auditor For For Management
8 Elect John C. Hahn For For Management
9 Elect Borja Fernandez Espejel For For Management
10 Elect Pilar Zulueta De Oya For For Management
11 Ratify Co-Option and Elect Cristina For For Management
Aldamiz-Echevarria Gonzalez de Durana
12 2020-2024 Share Appreciation Rights For Against Management
Plan
13 Amendments to 2018-2020 Remuneration For Against Management
Policy
--------------------------------------------------------------------------------
MASSMART HOLDINGS LTD.
Ticker: MSM Security ID: S4799N122
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect JP Suarez as Director For For Management
2 Re-elect Charles Redfield as Director For For Management
3 Re-elect Olufunke Ighodaro as Director For For Management
4 Reappoint Ernst & Young Inc as For For Management
Auditors with Roger Hillen as the
Audit Partner
5.1 Re-elect Olufunke Ighodaro as Chairman For For Management
of the Audit Committee
5.2 Re-elect Lindiwe Mthimunye as Member For For Management
of the Audit Committee
5.3 Re-elect Dr Lulu Gwagwa as Member of For For Management
the Audit Committee
6 Authorise Board to Issue Shares for For For Management
Cash
7 Approve Remuneration Policy For For Management
8 Approve Remuneration Implementation For Against Management
Report
1 Authorise Repurchase of Issued Share For For Management
Capital
2.1 Approve Fees of the Chairman of the For For Management
Board
2.2 Approve Fees of the Deputy Chairman of For For Management
the Board
2.3 Approve Fees of the Independent For For Management
Non-Executive Directors
2.4 Approve Fees of the Audit Committee For For Management
Chairman
2.5 Approve Fees of the Risk Committee For For Management
Chairman
2.6 Approve Fees of the Remuneration For For Management
Committee Chairman
2.7 Approve Fees of the Nominations and For For Management
Social and Ethics Committee Chairmen
2.8 Approve Fees of the Audit Committee For For Management
Members
2.9 Approve Fees of the Other Board For For Management
Committee Members
3 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
--------------------------------------------------------------------------------
MAVERIX METALS INC.
Ticker: MMX Security ID: 57776F405
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2a Elect Director Geoffrey Burns For For Management
2b Elect Director Daniel O'Flaherty For For Management
2c Elect Director J.C. Stefan Spicer For For Management
2d Elect Director Christopher Barnes For For Management
2e Elect Director Robert Doyle For For Management
2f Elect Director Blake Rhodes For For Management
2g Elect Director Brian Penny For For Management
2h Elect Director David Scott For For Management
2i Elect Director Tara Hassan For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Amend Stock Option and Compensation For Against Management
Share Plan
--------------------------------------------------------------------------------
MAX FINANCIAL SERVICES LIMITED
Ticker: 500271 Security ID: Y5903C145
Meeting Date: DEC 30, 2020 Meeting Type: Annual
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Reelect Sahil Vachani as Director For For Management
4 Approve Deloitte Haskins and Sells, For For Management
LLP as Auditors and Authorize Board to
Fix Their Remuneration
5 Reelect Naina Lal Kidwai as Director For Against Management
6 Approve Reappointment and Remuneration For For Management
of Mohit Talwar as Managing Director
7 Accept Valuation Report For For Management
8 Approve Limits for Purchase of For For Management
Securities of Max Life Insurance
Company Limited
9 Elect Hideaki Nomura as Director For For Management
10 Elect Mitsuru Yasuda as Director For For Management
--------------------------------------------------------------------------------
MAX FINANCIAL SERVICES LIMITED
Ticker: 500271 Security ID: Y5903C145
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Payment of Commission to For For Management
Non-Executive Directors
2 Approve Payment of Annual Compensation For For Management
to Analjit Singh as Non-Executive
Chairman
--------------------------------------------------------------------------------
MAXELL HOLDINGS LTD.
Ticker: 6810 Security ID: J4150A107
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Change Company Name For For Management
- Amend Business Lines
2.1 Elect Director Nakamura, Keiji For For Management
2.2 Elect Director Katsuta, Yoshiharu For For Management
2.3 Elect Director Sumoto, Seiji For For Management
2.4 Elect Director Masuda, Noritoshi For For Management
2.5 Elect Director Brian K. Heywood For For Management
2.6 Elect Director Murase, Sachiko For For Management
--------------------------------------------------------------------------------
MAXVALU TOKAI CO., LTD.
Ticker: 8198 Security ID: J4165R103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kamio, Keiji For For Management
1.2 Elect Director Yamada, Kenichiro For For Management
1.3 Elect Director Tsukurimichi, Masaaki For For Management
1.4 Elect Director Takahashi, Makoto For For Management
1.5 Elect Director Nikami, Yoshihiko For For Management
1.6 Elect Director Yabe, Kensuke For For Management
1.7 Elect Director Kajimoto, Takeki For For Management
1.8 Elect Director Ashiwa Yumiko For For Management
2.1 Appoint Statutory Auditor Kimura, For Against Management
Masamitsu
2.2 Appoint Statutory Auditor Shinozaki, For For Management
Takashi
--------------------------------------------------------------------------------
MAYNE PHARMA GROUP LIMITED
Ticker: MYX Security ID: Q5857C108
Meeting Date: NOV 24, 2020 Meeting Type: Annual
Record Date: NOV 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Roger Corbett as Director For For Management
2 Elect Nancy Dolan as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Issuance of Shares under For For Management
Executive Share Loan Scheme and
Performance Rights under Employee
Rights and Option Plan to Scott
Richards
--------------------------------------------------------------------------------
MAYTRONICS LTD.
Ticker: MTRN Security ID: M68728100
Meeting Date: JAN 04, 2021 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Management Services Agreement For For Management
with Controller for Management Services
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
MEDIA NUSANTARA CITRA TBK, PT
Ticker: Security ID: ID1000106206
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Cancellation of Employee and For For Management
Management Stock Option Program
2 Amendments to Articles For Against Management
--------------------------------------------------------------------------------
MEDIA NUSANTARA CITRA TBK, PT
Ticker: Security ID: ID1000106206
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Directors' Report For For Management
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Election of Directors and/or For Against Management
Commissioners (Slate)
5 Appointment of Auditor and Authority For Against Management
to Set Fees
--------------------------------------------------------------------------------
MEDIASET ESPANA COMUNICACION SA
Ticker: TL5 Security ID: E7418Y101
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income For For Management
4 Approve Discharge of Board For For Management
5 Renew Appointment of Deloitte as For For Management
Auditor
6 Approve Stock-for-Salary Plan For For Management
7 Approve Co-Investment Plan For Against Management
8 Approve Remuneration Report For For Management
9 Approve Remuneration Policy For For Management
10 Authorize Share Repurchase Program For For Management
11 Revoke Resolutions 1 to 4 of the Sep. For For Management
4, 2019 EGM and Resolutions 1 and 2 of
the Feb. 5, 2020 EGM, and Ratify
Withdrawal of the Merger Agreed by the
Board
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Receive Amendments to Board of None None Management
Directors Regulations
14 Amend Articles Re: Allow Shareholder For For Shareholder
Meetings to be Held in Virtual-Only
Format
15 Amend Articles Re: Allow Shareholder For For Shareholder
Meetings to be Held in Virtual-Only
Format
16 Amend Articles of General Meeting For For Shareholder
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
--------------------------------------------------------------------------------
MEG ENERGY CORP.
Ticker: MEG Security ID: 552704108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian D. Bruce For For Management
1.2 Elect Director Derek W. Evans For For Management
1.3 Elect Director Grant D. Billing For For Management
1.4 Elect Director Judy A. Fairburn For For Management
1.5 Elect Director Robert B. Hodgins For For Management
1.6 Elect Director William R. Klesse For For Management
1.7 Elect Director Susan M. MacKenzie For For Management
1.8 Elect Director Jeffrey J. McCaig For For Management
1.9 Elect Director James D. McFarland For For Management
1.10 Elect Director Diana J. McQueen For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MEKONOMEN AB
Ticker: MEKO Security ID: W5615X116
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8.1 Approve Discharge of John S. Quinn For For Management
8.2 Approve Discharge of Eivor Andersson For For Management
8.3 Approve Discharge of Kenny Brack For For Management
8.4 Approve Discharge of Joseph M. Holsten For For Management
8.5 Approve Discharge of Magnus Hakansson For For Management
8.6 Approve Discharge of Helena Skantorp For For Management
8.7 Approve Discharge of Arja Taaveniku For For Management
8.8 Approve Discharge of CEO Pehr Oscarsson For For Management
9 Approve Allocation of Income and For For Management
Omission of Dividends
10 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
11.1 Approve Remuneration of Directors: SEK For For Management
650,000 for Chair, SEK 420,000 for
Vice Chair and SEK 315,000 for Other
Directors; Approve Remuneration for
Committee Work
11.2 Approve Remuneration of Auditors For For Management
12.1a Reelect Eivor Andersson as Director For For Management
12.1b Reelect Kenny Brack as Director For For Management
12.1c Reelect Joseph M. Holsten as Director For For Management
12.1d Reelect Magnus Hakansson as Director For For Management
12.1e Reelect Helena Skantorp as Director For For Management
12.1f Elect Robert M. Hanser as New Director For For Management
12.1g Elect Michael Love as New Director For For Management
12.2 Elect Robert M. Hanser as Board For For Management
Chairman
13 Ratify PricewaterhouseCoopers AB as For For Management
Auditor
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15 Approve Remuneration Report For For Management
16 Approve Performance Share Matching For Against Management
Plan LTIP 2021
17 Approve Issuance of 5.6 Million Shares For For Management
without Preemptive Rights
18 Amend Articles of Association Re: For For Management
Proxies and Postal Voting
--------------------------------------------------------------------------------
MELEXIS NV
Ticker: MELE Security ID: B59283109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements and For For Management
Allocation of Income
5 Approve Remuneration Report For For Management
6 Approve Remuneration Policy For For Management
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9 Elect Marc Biron as Director and For For Management
Approve Directors' Remuneration
10 Reelect Shiro Baba as Independent For For Management
Director and Approve Directors'
Remuneration
11 Elect Maria Pia De Caro as Independent For For Management
Director and Approve Directors'
Remuneration
12 Approve Auditors' Remuneration For For Management
--------------------------------------------------------------------------------
MERCURIES & ASSOCIATES HOLDING LTD.
Ticker: 2905 Security ID: Y6017H103
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Release of Shares of Mercuries For For Management
F&B Co., Ltd. (MFB) and/or Waiver of
Cash Capital Increase Subscription
Rights
4 Approve Amendments to Articles of For For Management
Association
5 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
6 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
7.1 Elect Chen, Shiang-Li, a For For Management
Representative of Shanglin Investment
Co., Ltd., with Shareholder No. 67, as
Non-Independent Director
7.2 Elect Wong, Wei-Chyun, a For For Management
Representative of Shuren Investment Co.
, Ltd., with Shareholder No. 68, as
Non-Independent Director
7.3 Elect Chen, Shiang-Chung, a For For Management
Representative of Shanglin Investment
Co., Ltd., with Shareholder No. 67, as
Non-Independent Director
7.4 Elect Chen, Shiang-Feng, a For For Management
Representative of Shanglin Investment
Co., Ltd., with Shareholder No. 67, as
Non-Independent Director
7.5 Elect Mao, Ming-yu, a Representative For For Management
of Shuren Investment Co., Ltd., with
Shareholder No. 68, as Non-Independent
Director
7.6 Elect Cheng, I-teng with Shareholder For For Management
No. A122685XXX, as Non-Independent
Director
7.7 Elect Lee, Mao with Shareholder No. For For Management
P101582XXX, as Independent Director
7.8 Elect Tu, Te-Cheng with Shareholder No. For For Management
A110391XXX, as Independent Director
7.9 Elect Jeffrey Chen with Shareholder No. For For Management
A123084XXX, as Independent Director
--------------------------------------------------------------------------------
MERCURIES LIFE INSURANCE CO., LTD.
Ticker: 2867 Security ID: Y5S44Z102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Statement of Profit and Loss For For Management
Appropriation
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Amend Trading Procedures Governing For For Management
Derivatives Products
6 Approve the Issuance of New Shares by For For Management
Capitalization of Capital Surplus
--------------------------------------------------------------------------------
MERIDA INDUSTRY CO., LTD.
Ticker: 9914 Security ID: Y6020B101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5.1 Elect Zeng Song-Zhu, with SHAREHOLDER For For Management
NO.15 as Non-independent Director
5.2 Elect Zenglu Min-hua, with SHAREHOLDER For Against Management
NO.18 as Non-independent Director
5.3 Elect Zeng Song-Ling, with SHAREHOLDER For Against Management
NO.16 as Non-independent Director
5.4 Elect Lo Tsai-Jen, with SHAREHOLDER NO. For Against Management
519 as Non-independent Director
5.5 Elect Zeng Hui-Juan, a Representative For Against Management
of Dingcheng Investment Co Ltd, with
SHAREHOLDER NO.24746, as
Non-independent Director
5.6 Elect Zheng Wen-Xiang, a For Against Management
Representative of Dinghong Investment
Co Ltd, with SHAREHOLDER NO.115936 as
Non-independent Director
5.7 Elect YUAN QI-BIN, a Representative of For Against Management
Dinghong Investment Co Ltd, with
SHAREHOLDER NO.115936 as
Non-independent Director
5.8 Elect Lai Ru-Ding, a Representative of For Against Management
Dinghong Investment Co Ltd, with
SHAREHOLDER NO.115936, as
Non-independent Director
5.9 Elect Tseng Ching-Cheng, a For Against Management
Representative of Dinghong Investment
Co Ltd, with SHAREHOLDER NO.115936, as
Non-independent Director
5.10 Elect CHEN SHUI-JIN, with SHAREHOLDER For For Management
NO.P120616XXX as Independent Director
5.11 Elect CHEN JIAN-NAN, with SHAREHOLDER For For Management
NO.E121399XXX as Independent Director
5.12 Elect Wu-Ying Tsai, with SHAREHOLDER For For Management
NO.521 as Independent Director
5.13 Elect Shin-Jung LEI, with SHAREHOLDER For For Management
NO.Q222744XXX as Independent Director
6 Approve Release of Restrictions of For Against Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
METCASH LTD.
Ticker: MTS Security ID: AU000000MTS0
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Re-elect Robert (Rob) A. Murray For For Management
3 Re-elect Tonianne A. Dwyer For For Management
4 Remuneration Report For For Management
5 Adopt New Constitution For For Management
--------------------------------------------------------------------------------
MICRO FOCUS INTERNATIONAL PLC
Ticker: MCRO Security ID: G6117L194
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Greg Lock as Director For For Management
5 Re-elect Stephen Murdoch as Director For For Management
6 Re-elect Brian McArthur-Muscroft as For For Management
Director
7 Re-elect Karen Slatford as Director For For Management
8 Re-elect Richard Atkins as Director For For Management
9 Re-elect Amanda Brown as Director For For Management
10 Re-elect Lawton Fitt as Director For For Management
11 Elect Robert Youngjohns as Director For For Management
12 Elect Sander van 't Noordende as For For Management
Director
13 Reappoint KPMG LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MIGROS TICARET AS
Ticker: MGROS.E Security ID: M7024Q105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Approve Director Remuneration For Against Management
9 Ratify External Auditors For For Management
10 Receive Information on Donations Made For Against Management
in 2020 and Approve Upper Limit of
Donations for 2021
11 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
12 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Market Board
Corporate Governance Principles
13 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose and
Receive Information in Accordance to
Article 1.3.6 of Corporate Governance
Principles
14 Close Meeting None None Management
--------------------------------------------------------------------------------
MINDTREE LIMITED
Ticker: 532819 Security ID: Y60362103
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dayapatra Nevatia as Director For Against Management
and Approve His Appointment and
Remuneration as Executive Director and
Chief Operating Officer
2 Elect Venugopal Lambu as Director and For Against Management
Approve His Appointment and
Remuneration as Executive Director and
President - Global Markets
3 Elect Chandrasekaran Ramakrishnan as For For Management
Director
--------------------------------------------------------------------------------
MINDTREE LIMITED
Ticker: 532819 Security ID: Y60362103
Meeting Date: MAY 22, 2021 Meeting Type: Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Mindtree Employee Stock Option For Against Management
Plan 2021 and Grant Options (including
the Unutilized Options under the
Mindtree Employee Restricted Stock
Purchase Plan 2012) to Employees of
the Company
2 Approve Grant of Employee Stock For Against Management
Options to the Employees of Subsidiary
Company(ies) under Mindtree Employee
Stock Option Plan 2021
3 Approve Grant of Loan to the Mindtree For Against Management
Employee Welfare Trust
4 Amend Mindtree Employee Restricted For Against Management
Stock Purchase Plan 2012
--------------------------------------------------------------------------------
MINERAL RESOURCES LIMITED
Ticker: MIN Security ID: Q60976109
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Peter Wade as Director For For Management
3 Elect James McClements as Director For For Management
4 Elect Susan (Susie) Corlett as Director For For Management
5 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
--------------------------------------------------------------------------------
MINISTOP CO., LTD.
Ticker: 9946 Security ID: J4294L100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fujimoto, Akihiro For For Management
1.2 Elect Director Hotta, Masashi For For Management
1.3 Elect Director Kusayanagi, Hiroshi For For Management
1.4 Elect Director Abe, Toyoaki For For Management
1.5 Elect Director Nakazawa, Mitsuharu For For Management
1.6 Elect Director Yamakawa, Takahisa For For Management
1.7 Elect Director Kometani, Makoto For For Management
--------------------------------------------------------------------------------
MIPS AB
Ticker: MIPS Security ID: W5648N127
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3.a Designate Tomas Risbecker as Inspector For For Management
of Minutes of Meeting
3.b Designate Bengt Baron as Inspector of For For Management
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 3.50 Per Share
9.a Approve Discharge of Board Chairman For For Management
Magnus Welander
9.b Approve Discharge of Jonas Rahmn For For Management
9.c Approve Discharge of Jenny Rosberg For For Management
9.d Approve Discharge of Pernilla Wiberg For For Management
9.e Approve Discharge of Par Arvidsson For For Management
9.f Approve Discharge of CEO Max Strandwitz For For Management
10 Approve Remuneration Report For For Management
11 Determine Number of Members (5) and For For Management
Deputy Members (0) of Board
12 Approve Remuneration of Directors in For For Management
the Amount of SEK 450,000 for Chairman
and SEK 225,000 for Other Directors;
Approve Remuneration for Committee
Work; Approve Remuneration of Auditors
13.a Reelect Magnus Welander as Board For For Management
Chairman
13.b Reelect Jonas Rahmn as Director For For Management
13.c Reelect Jenny Rosberg as Director For For Management
13.d Reelect Pernilla Wiberg as Director For For Management
13.e Elect Thomas Brautigam as New Director For For Management
14 Ratify KPMG as Auditors For For Management
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Amend Articles Re: Postal Voting For For Management
--------------------------------------------------------------------------------
MITRA ADIPERKASA TBK PT
Ticker: Security ID: ID1000099807
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Appointment of Auditor and Authority For Against Management
to Set Fees
4 Election of Directors and For Against Management
Commissioners (Slate); Approval of Fees
--------------------------------------------------------------------------------
MITSUBISHI MATERIALS CORP.
Ticker: 5711 Security ID: J44024107
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Operations to For For Management
Equity-Method Affiliate
2.1 Elect Director Takeuchi, Akira For For Management
2.2 Elect Director Ono, Naoki For For Management
2.3 Elect Director Takayanagi, Nobuhiro For For Management
2.4 Elect Director Yasui, Yoshikazu For For Management
2.5 Elect Director Tokuno, Mariko For For Management
2.6 Elect Director Watanabe, Hiroshi For For Management
2.7 Elect Director Sugi, Hikaru For For Management
2.8 Elect Director Sato, Hiroshi For For Management
2.9 Elect Director Wakabayashi, Tatsuo For For Management
2.10 Elect Director Igarashi, Koji For For Management
--------------------------------------------------------------------------------
MITSUBISHI MOTORS CORP.
Ticker: 7211 Security ID: J44131167
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hiraku, Tomofumi For For Management
1.2 Elect Director Kato, Takao For For Management
1.3 Elect Director Shiraji, Kozo For For Management
1.4 Elect Director Miyanaga, Shunichi For For Management
1.5 Elect Director Kobayashi, Ken For For Management
1.6 Elect Director Koda, Main For For Management
1.7 Elect Director Takeoka, Yaeko For For Management
1.8 Elect Director Sasae, Kenichiro For For Management
1.9 Elect Director Sono, Kiyoshi For For Management
1.10 Elect Director Sakamoto, Hideyuki For For Management
1.11 Elect Director Nakamura, Yoshihiko For For Management
1.12 Elect Director Tagawa, Joji For For Management
1.13 Elect Director Ikushima, Takahiko For For Management
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MITSUBISHI RESEARCH INSTITUTE, INC.
Ticker: 3636 Security ID: J44906105
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 85
2.1 Elect Director Omori, Kyota For Against Management
2.2 Elect Director Morisaki, Takashi For For Management
2.3 Elect Director Mizuhara, Hidemoto For For Management
2.4 Elect Director Matsushita, Takehiko For For Management
2.5 Elect Director Kuroyanagi, Nobuo For For Management
2.6 Elect Director Sasaki, Mikio For For Management
2.7 Elect Director Tsukuda, Kazuo For For Management
2.8 Elect Director Bando, Mariko For For Management
3.1 Appoint Statutory Auditor Egawa, For Against Management
Junichi
3.2 Appoint Statutory Auditor Kawakami, For For Management
Yutaka
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MITSUI-SOKO HOLDINGS CO., LTD.
Ticker: 9302 Security ID: J45314101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tawaraguchi, Makoto For For Management
1.2 Elect Director Koga, Hirobumi For For Management
1.3 Elect Director Nakayama, Nobuo For For Management
1.4 Elect Director Ogawa, Ryoji For For Management
1.5 Elect Director Kino, Hiroshi For For Management
1.6 Elect Director Gohara, Takeshi For For Management
1.7 Elect Director Nakano, Taizaburo For For Management
1.8 Elect Director Hirai, Takashi For For Management
1.9 Elect Director Kikuchi, Maoko For For Management
2.1 Appoint Statutory Auditor Ishida, Yukio For For Management
2.2 Appoint Statutory Auditor Ozawa, For For Management
Motohide
3 Appoint Alternate Statutory Auditor For For Management
Kai, Junko
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MIVNE REAL ESTATE (K.D) LTD.
Ticker: MVNE Security ID: M5514Q106
Meeting Date: NOV 19, 2020 Meeting Type: Annual/Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Kost, Forer, Gabbay, and For Against Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
3.1 Reelect Tal Fuhrer as Director For For Management
3.2 Reelect Doron Cohen as Director For For Management
3.3 Reelect Ronen Nakar as Director For For Management
3.4 Reelect Regina Unger as Director For For Management
3.5 Reelect Peer Nadir as Director For For Management
4 Approve Liability Insurance Policy to For For Management
Directors/Officers
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None Against Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
MIVNE REAL ESTATE (K.D) LTD.
Ticker: MVNE Security ID: M5514Q106
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase Registered Share For For Management
Capital and Amend Articles Accordingly
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
MOELIS AUSTRALIA LIMITED
Ticker: MOE Security ID: Q6280G104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Alexandra Goodfellow as Director For For Management
2b Elect Kate Pilcher Ciafone as Director For Against Management
2c Elect Jeffrey Browne as Director For For Management
2d Elect Simon Kelly as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve the Change of Company Name to For For Management
MA Financial Group Limited
5 Ratify Past Issuance of Shares to For For Management
Eligible Employees
6a Approve Issuance of Loan Funded Shares For For Management
to Christopher Wyke
6b Approve Issuance of Loan Funded Shares For For Management
to Julian Biggins
6c Approve Issuance of Loan Funded Shares For For Management
to Andrew Pridham
--------------------------------------------------------------------------------
MONTEA CVA
Ticker: MONT Security ID: B6214F103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Adopt Financial Statements For For Management
4 Acknowledge Information on the Board's None None Management
Decision Re: The Usage of the Optional
Dividend
5 Approve Allocation of Income and For For Management
Dividends of EUR 2.83 per Share
6 Approve Remuneration Policy For For Management
7 Approve Remuneration Report For For Management
8 Approve Discharge of the Sole Director For For Management
9 Approve Discharge of the Permanent For For Management
Representative of the Sole Director
10 Approve Discharge of Auditors For For Management
11 Approve Remuneration of the Sole For For Management
Director
12 Acknowledge Termination of the Mandate None None Management
of the Sole Director's Six Directors
and Approve Appointment of the Sole
Director's Five New Directors
13 Approve the Application of 7: 151 of For For Management
the Companies and Associations Code
a Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
MONTEA CVA
Ticker: MONT Security ID: B6214F103
Meeting Date: MAY 18, 2021 Meeting Type: Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
A1 Receive Special Board Report Re: None None Management
Article 7: 199 of Companies and
Associations Code
A2a1 Approve Authorization to Increase For For Management
Share Capital up to 50 Percent of
Authorized Capital With Preemptive
Rights by Contribution in Cash
A2a2 If Item A2a1 is not Approved: Approve For For Management
Authorization to Increase Share
Capital up to 30 Percent of Authorized
Capital With Preemptive Rights By
Contribution in Cash
A2b1 Approve Authorization to Increase For For Management
Share Capital up to 50 Percent by
Distribution of Optional Dividend
A2b2 If Item A2b1 is not Approved: Approve For For Management
Authorization to Increase Share
Capital up to 30 Percent by
Distribution of Optional Dividend
A2c1 Approve Authorization to Increase For Against Management
Share Capital up to 50 Percent of
Authorized Capital Without Preemptive
Rights By Various Means
A2c2 If Item A2c1 is not Approved: Approve For Against Management
Authorization to Increase Share
Capital up to 30 Percent of Authorized
Capital Without Preemptive Rights By
Various Means
A2c3 If Items A2c1 and A2c2 are not For For Management
Approved: Approve Authorization to
Increase Share Capital up to 10
Percent of Authorized Capital Without
Preemptive Rights By Various Means
B1 If Items A1 - A2c3 are not Approved: None None Management
Receive Special Board Report Re:
Article 7: 199 of Companies and
Associations Code
B2 If Items A1 - A2c3 are not Approved: For Against Management
Approve Issuance of Equity without
Preemptive Rights
C1 Receive Special Board Report Re: None None Management
Article 7: 199 of Companies and
Associations Code
C2 Authorize Board to Issue Shares in the For Against Management
Event of a Public Tender Offer or
Share Exchange Offer and Renew
Authorization to Increase Share
Capital within the Framework of
Authorized Capital
D Authorize Board to Repurchase Shares For Against Management
in the Event of a Serious and Imminent
Harm
E Amend Articles to Allow for Reissuance For For Management
of Repurchased Shares to Company
Employees
F Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
MORI HILLS REIT INVESTMENT CORP.
Ticker: 3234 Security ID: J4665S106
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date: JAN 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Deemed Approval System - Amend Asset
Management Compensation
2 Elect Executive Director Isobe, For For Management
Hideyuki
3.1 Elect Supervisory Director Tamura, For For Management
Masakuni
3.2 Elect Supervisory Director Nishimura, For For Management
Koji
3.3 Elect Supervisory Director Ishijima, For For Management
Miyako
3.4 Elect Supervisory Director Kitamura, For For Management
Emi
--------------------------------------------------------------------------------
MORPHOSYS AG
Ticker: MOR Security ID: D55040105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
5.1 Elect Marc Cluzel to the Supervisory For For Management
Board
5.2 Elect Krisja Vermeylen to the For For Management
Supervisory Board
5.3 Elect Sharon Curran to the Supervisory For For Management
Board
6 Approve Creation of EUR 4.8 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Creation of EUR 3.3 Million For For Management
Pool of Capital without Preemptive
Rights
8 Approve Restricted Share Plan; Approve For For Management
Creation of EUR 315,000 Pool of
Conditional Capital without Preemptive
Rights
9 Cancel Conditional Capital 2008-III; For For Management
Approve Reduction of Conditional
Capital 2016-I from EUR 5.3 Million to
EUR 2.5 Million; Approve Reduction of
Conditional Capital 2016-III from EUR
995,162 to EUR 741,390
10 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 650
Million; Approve Creation of EUR 3.3
Million Pool of Capital to Guarantee
Conversion Rights
11 Approve Remuneration Policy For For Management
12 Approve Remuneration of Supervisory For For Management
Board
13 Amend Articles Re: Majority For For Management
Requirement for Passing Supervisory
Board Resolutions; Reimbursement Costs
--------------------------------------------------------------------------------
MPHASIS LTD
Ticker: Security ID: INE356A01018
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect David Lawrence Johnson For For Management
4 Elect Amit Dalmia For For Management
5 Elect Jan Kathleen Hier For For Management
6 Amendments to the Mphasis Employee For For Management
Stock Option Plan 2016
7 Extension of amendments to the Mphasis For For Management
Employee Stock Option Plan 2016 to
Subsidiaries
--------------------------------------------------------------------------------
MUNTERS GROUP AB
Ticker: MTRS Security ID: W5S77G155
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Christoffer Hild as For For Management
Inspector of Minutes of Meeting
2.2 Designate Jonathan Schonback as For For Management
Inspector of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 0.70 Per Share
9.a Approve Discharge of Hakan Buskhe For For Management
9.b Approve Discharge of Johan Ek For For Management
9.c Approve Discharge of Helen Fasth For For Management
Gillstedt
9.d Approve Discharge of Klas Forsstrom For For Management
9.e Approve Discharge of Per Hallius For For Management
9.f Approve Discharge of Simon Henriksson For For Management
9.g Approve Discharge of Magnus Lindquist For For Management
9.h Approve Discharge of Pia-Helen For For Management
Nordqvist
9.i Approve Discharge of Andreas Nasvik For For Management
9.j Approve Discharge of Lena Olving For For Management
9.k Approve Discharge of Kristian Sildeby For For Management
9.l Approve Discharge of Juan Vargues For For Management
9.m Approve Discharge of Anna Westerberg For For Management
10 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.1 Million for
Chairman and SEK 420,000 for Other
Directors; Approve Remuneration for
Committee Work
12.a Reelect Hakan Buskhe as Director For For Management
12.b Reelect Helen Fasth Gillstedt as For For Management
Director
12.c Reelect Per Hallius as Director For For Management
12.d Reelect Magnus Lindquist as Director For For Management
12.e Reelect Lena Olving as Director For For Management
12.f Reelect Kristian Sildeby as Director For For Management
12.g Reelect Juan Vargues as Director For For Management
12.h Reelect Anna Westerberg as Director For For Management
13 Reelect Magnus Lindquist as Board For For Management
Chairman
14 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
15 Approve Remuneration of Auditors For For Management
16 Ratify Ernst & Young as Auditors For For Management
17 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
18 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
19 Approve Remuneration Report For For Management
20 Amend Articles Re: Participation at For For Management
General Meeting; Proxies and Postal
Voting; Editorial Changes to Article 1
21 Approve Equity Plan Financing Through For For Management
Repurchase of Shares
22 Approve Issuance of up to 10 Percent For For Management
of Issued Shares without Preemptive
Rights
23 Approve Equity Plan Financing Through For For Management
Transfer of Shares
--------------------------------------------------------------------------------
NCC AB
Ticker: NCC.B Security ID: W5691F104
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3.1 Designate Simon Blecher, Carnegie For For Management
Fonder as Inspector of Minutes of
Meeting
3.2 Designate Peter Guve, AMF Pension as For For Management
Inspector of Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Dividends of SEK 2.50 Per Share For For Management
8 Amend Articles Re: Power of Attorney For For Management
and Postal Voting
9 Close Meeting None None Management
--------------------------------------------------------------------------------
NCC AB
Ticker: NCC.B Security ID: W5691F104
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Designate Simon Blecher as Inspector For For Management
of Minutes of Meeting
4.2 Designate Peter Guve as Inspector of For For Management
Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 5.00 Per Share
9 Approve Remuneration Report For For Management
10.1 Approve Discharge of Board Chairman For For Management
Alf Goransson
10.2 Approve Discharge of Board Member For For Management
Viveca Ax:son Johnson
10.3 Approve Discharge of Board Member For For Management
Birgit Norgaard
10.4 Approve Discharge of Board Member Geir For For Management
Magne Aarstad
10.5 Approve Discharge of Board Member Mats For For Management
Jonsson
10.6 Approve Discharge of Board Member For For Management
Angela Langemar Olsson
10.7 Approve Discharge of Board Member For For Management
Simon de Chateau
10.8 Approve Discharge of Employee For For Management
Representative Karl-Gunnar Sivertsson
10.9 Approve Discharge of Employee For For Management
Representative Karl-Johan Andersson
10.10 Approve Discharge of Employee For For Management
Representative Harald Stjernstrom
10.11 Approve Discharge of Deputy Employee For For Management
Representative Bengt Goransson
10.12 Approve Discharge of Deputy Employee For For Management
Representative Mats Johansson
10.13 Approve Discharge of Former Board For For Management
Member Tomas Billing
10.14 Approve Discharge of Former Board For For Management
Member Ulla Litzen
10.15 Approve Discharge of CEO Tomas Carlsson For For Management
11 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
12.1 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 4.5 Million
12.2 Approve Remuneration of Auditors For For Management
13.1 Reelect Alf Goransson as Director For For Management
13.2 Reelect Viveca Ax:son Johnson as For For Management
Director
13.3 Reelect Birgit Norgaard as Director For For Management
13.4 Reelect Geir Magne Aarstad as Director For For Management
13.5 Reelect Mats Jonsson as Director For For Management
13.6 Reelect Angela Langemar Olsson as For For Management
Director
13.7 Reelect Simon de Chateau as Director For For Management
13.8 Reelect Alf Goransson as Board Chairman For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15.1 Elect Viveca Ax:son Johnson as Member For For Management
of Nominating Committee
15.2 Elect Simon Blecher as Member of For For Management
Nominating Committee
15.3 Elect Mats Gustafsson as Member of For For Management
Nominating Committee
15.4 Elect Peter Guve as Member of For For Management
Nominating Committee
15.5 Elect Viveca Ax:son Johnson as For For Management
Chairman of Nominating Committee
16 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17.A Approve Performance Share Incentive For For Management
Plan LTI 2021 for Key Employees
17.B Approve Equity Plan Financing Through For For Management
Repurchase of Class B Shares
17.C Approve Transfer of Class B Shares to For For Management
Participants in LTI 2021
17.D Approve Transfer of Class B Shares to For For Management
Cover Costs Pursuant to LTI 2021
--------------------------------------------------------------------------------
NEW WORK SE
Ticker: NWO Security ID: D5S1L6106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.59 per Share
3.1 Approve Discharge of Management Board For For Management
Member Patrick Alberts for Fiscal Year
2020
3.2 Approve Discharge of Management Board For For Management
Member Alastair Bruce for Fiscal Year
2020
3.3 Approve Discharge of Management Board For For Management
Member Ingo Chu for Fiscal Year 2020
3.4 Approve Discharge of Management Board For For Management
Member Frank Hassler for Fiscal Year
2020
3.5 Approve Discharge of Management Board For For Management
Member Jens Pape for Fiscal Year 2020
3.6 Approve Discharge of Management Board For For Management
Member Thomas Vollmoeller for Fiscal
Year 2020
3.7 Approve Discharge of Management Board For For Management
Member Petra von Strombeck for Fiscal
Year 2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Joerg Luebcke for Fiscal Year
2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Johannes Meier for Fiscal Year
2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Andreas Rittstieg for Fiscal
Year 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Jean-Paul Schmetz for Fiscal
Year 2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Anette Weber for Fiscal Year
2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Martin Weiss for Fiscal Year
2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Stefan Winners for Fiscal Year
2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Martin Weiss to the Supervisory For For Management
Board
6.2 Elect Joerg Luebcke to the Supervisory For For Management
Board
6.3 Elect Johannes Meier to the For For Management
Supervisory Board
6.4 Elect Andreas Rittstieg to the For For Management
Supervisory Board
6.5 Elect Jean-Paul Schmetz to the For For Management
Supervisory Board
6.6 Elect Anette Weber to the Supervisory For For Management
Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
NICE INFORMATION SERVICE CO., LTD.
Ticker: 030190 Security ID: Y6436G108
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Sim Ui-young as Inside Director For Against Management
2.2 Elect Lee Hyeon-seok as For For Management
Non-Independent Non-Executive Director
2.3.1 Elect Kim Il-hwan as Outside Director For For Management
2.3.2 Elect Kim Yong-deok as Outside Director For For Management
2.4 Elect Lee Jae-il as Outside Director For For Management
to Serve as an Audit Committee Member
3.1.1 Elect Kim Il-hwan as a Member of Audit For For Management
Committee
3.1.2 Elect Kim Yong-deok as a Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Approve Stock Option Grants For For Management
6.1 Amend Articles of Incorporation For For Management
(Business Objectives)
6.2 Amend Articles of Incorporation (Stock For For Management
Option Grants)
6.3 Amend Articles of Incorporation For Against Management
(Outside Directors' Term of Office)
6.4 Amend Articles of Incorporation For For Management
(Amendments Relating to Changes in
Legislation)
--------------------------------------------------------------------------------
NICHIHA CORP.
Ticker: 7943 Security ID: J53892105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 45.5
2.1 Elect Director Yamanaka, Tatsuo For For Management
2.2 Elect Director Yoshioka, Narumitsu For For Management
2.3 Elect Director Kojima, Kazuyuki For For Management
2.4 Elect Director Tonoi, Kazushi For For Management
2.5 Elect Director Kawamura, Yoshinori For For Management
2.6 Elect Director Kawashima, Hisayuki For For Management
2.7 Elect Director Yagi, Kiyofumi For For Management
2.8 Elect Director Tajiri, Naoki For For Management
2.9 Elect Director Nishi, Hiroaki For For Management
3 Appoint Statutory Auditor Iwamoto, For For Management
Yoshiko
--------------------------------------------------------------------------------
NIHON UNISYS, LTD.
Ticker: 8056 Security ID: J51097103
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2 Amend Articles to Change Company Name For For Management
3.1 Elect Director Hiraoka, Akiyoshi For For Management
3.2 Elect Director Saito, Noboru For For Management
3.3 Elect Director Katsuya, Koji For For Management
3.4 Elect Director Nagai, Kazuo For For Management
3.5 Elect Director Kanazawa, Takahito For For Management
3.6 Elect Director Kawada, Go For For Management
3.7 Elect Director Sonoda, Ayako For For Management
3.8 Elect Director Sato, Chie For For Management
3.9 Elect Director Nalin Advani For For Management
4.1 Appoint Statutory Auditor Oishi, Masaya For For Management
4.2 Appoint Statutory Auditor Kojo, Harumi For For Management
4.3 Appoint Statutory Auditor Mizuguchi, For For Management
Keiko
5 Approve Performance-Based Cash For For Management
Compensation Ceiling for Directors
6 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
NIKKON HOLDINGS CO., LTD.
Ticker: 9072 Security ID: J54580105
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kuroiwa, Masakatsu For For Management
1.2 Elect Director Ooka, Seiji For For Management
1.3 Elect Director Matsuda, Yasunori For For Management
1.4 Elect Director Motohashi, Hidehiro For For Management
1.5 Elect Director Yamada, Kioi For For Management
1.6 Elect Director Kobayashi, Katsunori For For Management
1.7 Elect Director Koma, Aiko For For Management
2 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
NIKON CORP.
Ticker: 7731 Security ID: 654111103
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Ushida, Kazuo For For Management
2.2 Elect Director Umatate, Toshikazu For For Management
2.3 Elect Director Odajima, Takumi For For Management
2.4 Elect Director Tokunari, Muneaki For For Management
2.5 Elect Director Negishi, Akio For For Management
2.6 Elect Director Murayama, Shigeru For For Management
3 Elect Director and Audit Committee For For Management
Member Hagiwara, Satoshi
4 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members and Deep Discount Stock Option
Plan
--------------------------------------------------------------------------------
NINETY ONE PLC
Ticker: N91 Security ID: G6524E106
Meeting Date: SEP 03, 2020 Meeting Type: Annual
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gareth Penny as Director For For Management
2 Elect Colin Keogh as Director For For Management
3 Elect Idoya Aranda as Director For For Management
4 Elect Victoria Cochrane as Director For For Management
5 Elect Busisiwe Mabuza as Director For For Management
6 Elect Fani Titi as Director For For Management
7 Elect Hendrik du Toit as Director For For Management
8 Elect Kim McFarland as Director For For Management
9 Approve Remuneration Report For For Management
10 Approve Remuneration Policy For For Management
11 Authorise Ratification of Approved For For Management
Resolutions
12 Approve Executive Incentive Plan For For Management
13 Accept Financial Statements and For For Management
Statutory Reports
14 Appoint KPMG LLP as Auditors For For Management
15 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
16 Authorise Issue of Equity For For Management
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
19 Present Financial Statements and None None Management
Statutory Reports for the Year Ended
31 March 2020
20 Appoint KPMG Inc as Auditors For For Management
21.1 Elect Victoria Cochrane as Member of For For Management
the Audit and Risk Committee
21.2 Elect Idoya Aranda as Member of the For For Management
Audit and Risk Committee
21.3 Elect Colin Keogh as Member of the For For Management
Audit and Risk Committee
22 Place Authorised but Unissued Ordinary For For Management
Shares and Special Converting Shares
under Control of Directors
23 Authorise Board to Issue Shares for For For Management
Cash
24 Authorise Repurchase of Issued Share For For Management
Capital
25 Approve Financial Assistance to For For Management
Related or Inter-related Company and
Directors
26 Approve Non-Executive Directors' For For Management
Remuneration
--------------------------------------------------------------------------------
NIPPO CORP.
Ticker: 1881 Security ID: J5192P101
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2.1 Elect Director Yoshikawa, Yoshikazu For Against Management
2.2 Elect Director Arishige, Satoshi For For Management
2.3 Elect Director Hashimoto, Yuji For For Management
2.4 Elect Director Miyazaki, Masahiro For For Management
2.5 Elect Director Numajiri, Osamu For For Management
2.6 Elect Director Nakada, Naoyuki For For Management
2.7 Elect Director Kimura, Tsutomu For For Management
2.8 Elect Director Ueda, Muneaki For For Management
2.9 Elect Director Kashihara, Takashi For For Management
3.1 Appoint Statutory Auditor Iizuka, For For Management
Naohisa
3.2 Appoint Statutory Auditor Tsuiki, Toru For For Management
3.3 Appoint Statutory Auditor Ishida, Yuko For For Management
3.4 Appoint Statutory Auditor Tomabechi, For For Management
Kunio
--------------------------------------------------------------------------------
NIPPON ELECTRIC GLASS CO., LTD.
Ticker: 5214 Security ID: J53247110
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Arioka, Masayuki For For Management
2.2 Elect Director Matsumoto, Motoharu For For Management
2.3 Elect Director Takeuchi, Hirokazu For For Management
2.4 Elect Director Tsuda, Koichi For For Management
2.5 Elect Director Yamazaki, Hiroki For For Management
2.6 Elect Director Kano, Tomonori For For Management
2.7 Elect Director Mori, Shuichi For For Management
2.8 Elect Director Urade, Reiko For For Management
2.9 Elect Director Ito, Hiroyuki For For Management
3 Appoint Alternate Statutory Auditor For For Management
Watanabe, Toru
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
NIPPON STEEL TRADING CORP.
Ticker: 9810 Security ID: J5593N101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 110
2 Amend Articles to Change Location of For For Management
Head Office
3.1 Elect Director Saeki, Yasumitsu For For Management
3.2 Elect Director Takeuchi, Yutaka For For Management
3.3 Elect Director Tomioka, Yasuyuki For For Management
3.4 Elect Director Yoshida, Shuichi For For Management
3.5 Elect Director Yoshimoto, Kazumi For For Management
3.6 Elect Director Kinoshita, Keishiro For For Management
3.7 Elect Director Inoue, Ryuko For For Management
3.8 Elect Director Koshikawa, Kazuhiro For For Management
3.9 Elect Director Matsumoto, Ryu For For Management
4.1 Appoint Statutory Auditor Minatani, For Against Management
Tadayoshi
4.2 Appoint Statutory Auditor Funakoshi, For Against Management
Hirofumi
--------------------------------------------------------------------------------
NOBINA AB
Ticker: NOBINA Security ID: W5750K119
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of SEK 3.77 Per Share
10a Approve Discharge of Board Chairman For For Management
Johan Bygge
10b Approve Discharge of Board Member John For For Management
Allkins
10c Approve Discharge of Board Member For For Management
Liselott Kilaas
10d Approve Discharge of Board Member For For Management
Graham Oldroyd
10e Approve Discharge of Board Member For For Management
Bertil Persson
10f Approve Discharge of Former Board For For Management
Chairman Jan Sjoquist
10g Approve Discharge of Former Board For For Management
Member Monica Lingegard
10h Approve Discharge of President Magnus For For Management
Rosen
10i Approve Discharge of Former Vice For For Management
President Jan Bosaeus
11 Approve Remuneration Report For For Management
12 Determine Number of Members (5) and For For Management
Deputy Members of Board; Determine
Number of Auditors (1) and Deputy
Auditors
13 Approve Remuneration of Directors in For Against Management
the Aggregate Amount of SEK 3.05;
Approve Remuneration of Auditors
14a Reelect Graham Oldroyd as Director For For Management
14b Reelect Liselott Kilaas as Director For Against Management
14c Reelect Bertil Persson as Director For For Management
14d Reelect Johan Bygge as Director For For Management
14e Elect Malin Frenning as New Director For For Management
15 Elect Johan Bygge as Board Chairman For For Management
16 Ratify PricewaterhouseCoopers as For For Management
Auditors
17 Approve Procedures for Nominating For For Management
Committee
18a Approve Performance Share Matching For For Management
Plan for Key Employees
18b Approve Equity Plan Financing Through For For Management
Repurchase and Transfer of Shares
18c Approve Equity Plan Financing Through For For Management
Transfer of Shares
18d Approve Alternative Equity Plan For Against Management
Financing
19 Approve Issuance of up to 8.8 Million For For Management
Shares without Preemptive Rights
20 Amend Articles Re: Participation at For For Management
General Meeting
21 Close Meeting None None Management
--------------------------------------------------------------------------------
NOF CORP.
Ticker: 4403 Security ID: J58934100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 41
2 Amend Articles to Amend Business Lines For For Management
- Adopt Board Structure with Audit
Committee - Amend Provisions on Number
of Directors - Authorize Directors to
Execute Day to Day Operations without
Full Board Approval
3.1 Elect Director Miyaji, Takeo For For Management
3.2 Elect Director Maeda, Kazuhito For For Management
3.3 Elect Director Miyo, Masanobu For For Management
3.4 Elect Director Yamauchi, Kazuyoshi For For Management
3.5 Elect Director Unami, Shingo For For Management
3.6 Elect Director Hayashi, Izumi For For Management
4.1 Elect Director and Audit Committee For For Management
Member Miyazaki, Tsuneharu
4.2 Elect Director and Audit Committee For For Management
Member Ito, Kunimitsu
4.3 Elect Director and Audit Committee For For Management
Member Sagara, Yuriko
4.4 Elect Director and Audit Committee For For Management
Member Miura, Keiichi
5 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
6 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
7 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
NOJIMA CORP.
Ticker: 7419 Security ID: J58977109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nojima, Hiroshi For For Management
1.2 Elect Director Nojima, Ryoji For For Management
1.3 Elect Director Fukuda, Koichiro For For Management
1.4 Elect Director Nukumori, Hajime For For Management
1.5 Elect Director Kunii, Hirofumi For For Management
1.6 Elect Director Tanaka, Yoshiyuki For For Management
1.7 Elect Director Shinohara, Jiro For For Management
1.8 Elect Director Hoshina, Mitsuo For For Management
1.9 Elect Director Koriya, Daisuke For For Management
1.10 Elect Director Hiramoto, Kazuo For For Management
1.11 Elect Director Takami, Kazunori For For Management
1.12 Elect Director Yamada, Ryuji For For Management
1.13 Elect Director Horiuchi, Fumiko For For Management
1.14 Elect Director Ikeda, Masanori For For Management
1.15 Elect Director Ozawa, Hiroko For For Management
2 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NOK CORP.
Ticker: 7240 Security ID: J54967104
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12.5
2.1 Elect Director Tsuru, Masato For Against Management
2.2 Elect Director Tsuru, Masao For For Management
2.3 Elect Director Iida, Jiro For For Management
2.4 Elect Director Kuroki, Yasuhiko For For Management
2.5 Elect Director Watanabe, Akira For For Management
2.6 Elect Director Nagasawa, Shinji For For Management
2.7 Elect Director Orita, Junichi For For Management
2.8 Elect Director Hogen, Kensaku For For Management
2.9 Elect Director Fujioka, Makoto For For Management
--------------------------------------------------------------------------------
NOLATO AB
Ticker: NOLA.B Security ID: W57621117
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Johan Stahl as Inspector of For For Management
Minutes of Meeting
2.2 Designate Maria Jakobsson as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7a Accept Financial Statements and For For Management
Statutory Reports
7b Approve Remuneration Report For For Management
7c Approve Allocation of Income and For For Management
Dividends of SEK 16 Per Share
7d1 Approve Discharge of Board Chairman For For Management
Fredrik Arp
7d2 Approve Discharge of Erik Lynge-Jorlen For For Management
7d3 Approve Discharge of Sven For For Management
Bostrom-Svensson
7d4 Approve Discharge of Lovisa Hamrin For For Management
7d5 Approve Discharge of Lars-Ake Rydh For For Management
7d6 Approve Discharge of Dag Andersson For For Management
7d7 Approve Discharge of Jenny Sjodahl For For Management
7d8 Approve Discharge of Asa Hedin For For Management
7d9 Approve Discharge of Employee For For Management
Representative Bjorn Jacobsson
7d10 Approve Discharge of Employee For For Management
Representative Hakan Bovimark
7d11 Approve Discharge CEO Christer For For Management
Wahlquist
8.1 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
8.2 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
9.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 750,000 for Chairman
and SEK 250,000 for Other Directors;
Approve Remuneration for Committee Work
9.2 Approve Remuneration of Auditors For Against Management
10.1 Reelect Fredrik Arp as Director For For Management
10.2 Reelect Sven Bostrom-Svensson as For For Management
Director
10.3 Reelect Lovisa Hamrin as Director For For Management
10.4 Reelect Asa Hedin as Director For Against Management
10.5 Reelect Erik Lynge-Jorlen as Director For For Management
10.6 Reelect Lars-Ake Rydh as Director For For Management
10.7 Elect Tomas Blomquist as New Director For For Management
10.8 Relect Fredrik Arp as Board Chairman For For Management
10.9 Ratify Ernst & Young as Auditors For Against Management
11 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
12 Amend Articles Re: Set Minimum (SEK For For Management
130 Million) and Maximum (SEK 520
Million) Share Capital; Set Minimum
(260 Million) and Maximum (1,040
Million) Number of Shares; Proxies and
Postal Voting; Editorial Changes
13 Approve 10:1 Stock Split; Amend For For Management
Articles Accordingly
14 Approve Issuance of Class B Shares For For Management
without Preemptive Rights
--------------------------------------------------------------------------------
NOMURA CO., LTD.
Ticker: 9716 Security ID: J58988106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2 Amend Articles to Amend Business Lines For For Management
- Amend Provisions on Number of
Directors - Amend Provisions on
Director Titles
3.1 Elect Director Enomoto, Shuji For Against Management
3.2 Elect Director Okumoto, Kiyotaka For For Management
3.3 Elect Director Nakagawa, Masahiro For For Management
3.4 Elect Director Okuno, Fukuzo For For Management
3.5 Elect Director Owada, Tadashi For For Management
3.6 Elect Director Makino, Shuichi For For Management
3.7 Elect Director Sakai, Shinji For For Management
3.8 Elect Director Kurihara, Makoto For For Management
3.9 Elect Director Sakaba, Mitsuo For For Management
3.10 Elect Director Kimishima, Tatsumi For For Management
3.11 Elect Alternate Director Matsutomi, For For Management
Shigeo
4 Appoint Alternate Statutory Auditor For For Management
Nakao, Yasushi
5 Approve Compensation Ceiling for For For Management
Directors, Restricted Stock Plan and
Performance Share Plan
--------------------------------------------------------------------------------
NOS SGPS SA
Ticker: NOS Security ID: X5S8LH105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
2 Approve Allocation of Income For For Management
3 Appraise Management and Supervision of For For Management
Company and Approve Vote of Confidence
to Corporate Bodies
4 Approve Statement on Remuneration For For Management
Policy
5 Authorize Repurchase and Reissuance of For For Management
Shares
6 Authorize Repurchase and Reissuance of For For Management
Repurchased Debt Instruments
7 Ratify Co-options of Daniel Lopes For Against Management
Beato and Filipa de Sousa Taveira da
Gama Santos Carvalho as Directors
--------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD.
Ticker: NVMI Security ID: M7516K103
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.a Reelect Michael Brunstein as Director For For Management
1.b Reelect Eitan Oppenhaim as Director For For Management
1.c Reelect Avi Cohen as Director For For Management
1.d Reelect Raanan Cohen as Director For For Management
1.e Reelect Dafna Gruber as Director For For Management
1.f Reelect Zehava Simon as Director For For Management
2 Approve Amended Employment Terms of For For Management
Eitan Oppenhaim, President and CEO
3 Approve Amended Compensation Policy For Against Management
for the Directors and Officers of the
Company
4 Approval Amendments to Articles of For For Management
Association
5 Issue Amendment to Indemnification For For Management
Agreements for Directors/Officers
6 Approve and ratify Reappoint Kost For For Management
Forer Gabbay and Kasierer as Auditors
7 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
NOVAGOLD RESOURCES INC.
Ticker: NG Security ID: 66987E206
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine Dorward-King For For Management
1b Elect Director Sharon Dowdall For For Management
1c Elect Director Diane Garrett For For Management
1d Elect Director Thomas Kaplan For For Management
1e Elect Director Gregory Lang For For Management
1f Elect Director Igor Levental For For Management
1g Elect Director Kalidas Madhavpeddi For For Management
1h Elect Director Clynton Nauman For For Management
1i Elect Director Ethan Schutt For For Management
1j Elect Director Anthony Walsh For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Articles For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NTN CORP.
Ticker: 6472 Security ID: J59353110
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ukai, Eiichi For For Management
1.2 Elect Director Miyazawa, Hideaki For For Management
1.3 Elect Director Shiratori, Toshinori For For Management
1.4 Elect Director Egami, Masaki For For Management
1.5 Elect Director Okubo, Hiroshi For For Management
1.6 Elect Director Ohashi, Keiji For For Management
1.7 Elect Director Tsuda, Noboru For For Management
1.8 Elect Director Kawahara, Koji For For Management
1.9 Elect Director Kawakami, Ryo For For Management
1.10 Elect Director Nishimura, Tomonori For For Management
1.11 Elect Director Komatsu, Yuriya For For Management
--------------------------------------------------------------------------------
NYFOSA AB
Ticker: NYF Security ID: W6S88K102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.a Designate Johannes Wingborg as For For Management
Inspector of Minutes of Meeting
4.b Designate Ulrik Gronvall as Inspector For For Management
of Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 3 Per Share and an
Extra Dividend of SEK 1 Per Share
7.c1 Approve Discharge of Chairman Johan For For Management
Ericsson
7.c2 Approve Discharge of Mats Andersson For For Management
7.c3 Approve Discharge of Marie Bucht For For Management
Toresater
7.c4 Approve Discharge of Lisa Dominguez For For Management
Flodin
7.c5 Approve Discharge of Jens Engwall For For Management
7.c6 Approve Discharge of Per Lindblad For For Management
7.c7 Approve Discharge of Jenny Warme For For Management
7.c8 Approve Discharge of CEO Stina Lindh For For Management
Hok
7.c9 Approve Discharge of Kristina Sawjani For For Management
7.c10 Approve Discharge of Former CEO Jens For For Management
Engwall
8 Approve Remuneration Report For For Management
9 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
10 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 500,000 for Chair
and SEK 200,000 for Other Directors;
Approve Remuneration for Committee Work
12 Approve Remuneration of Auditors For For Management
13.1a Reelect Johan Ericsson as Director For For Management
13.1b Reelect Mats Andersson as Director For For Management
13.1c Reelect Marie Bucht Toresater as For For Management
Director
13.1d Reelect Lisa Dominguez Flodin as For For Management
Director
13.1e Reelect Jens Engwall as Director For For Management
13.1f Reelect Per Lindblad as Director For For Management
13.1g Reelect Jenny Warme as Director For For Management
13.2 Reelect Johan Ericsson as Board For For Management
Chairman
14 Ratify KPMG as Auditors For For Management
15 Approve Warrant Plan for Key Employees For For Management
16 Approve Creation of Pool of Capital For For Management
without Preemptive Rights
17 Amend Articles Re: Postal Voting and For For Management
Proxies
18 Close Meeting None None Management
--------------------------------------------------------------------------------
OCI NV
Ticker: OCI Security ID: N6667A111
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Heike Van De Kerkhof as For For Management
Non-Executive Director
3 Close Meeting None None Management
--------------------------------------------------------------------------------
OCUMENSION THERAPEUTICS
Ticker: 1477 Security ID: G67411101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Lian Yong Chen as Director For For Management
2a2 Elect Ye Liu as Director For For Management
2a3 Elect Wei Li as Director For For Management
2a4 Elect Yumeng Wang as Director For For Management
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
5a Authorize Board to Issue Warrants to For For Management
Alimera Sciences, Inc.
5b Approve Grant of Specific Mandate to For For Management
the Board to Issue Warrant Shares
5c Authorize Board to Handle All Matters For For Management
in Relation to the Warrant
Subscription Agreement and Creation
and Issuance of the Warrants
--------------------------------------------------------------------------------
ONESAVINGS BANK PLC
Ticker: OSB Security ID: G6769K106
Meeting Date: NOV 02, 2020 Meeting Type: Court
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
ONESAVINGS BANK PLC
Ticker: OSB Security ID: G6769K106
Meeting Date: NOV 02, 2020 Meeting Type: Special
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the Scheme For For Management
2 Amend Articles of Association with For For Management
Matters Relating to the Scheme
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ONESAVINGS BANK PLC
Ticker: OSB Security ID: G6S36L101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Maximum Ratio of Variable to For For Management
Fixed Remuneration
5 Approve Final Dividend For For Management
6a Re-elect John Allatt as Director For For Management
6b Re-elect Noel Harwerth as Director For For Management
6c Re-elect Sarah Hedger as Director For For Management
6d Re-elect Rajan Kapoor as Director For For Management
6e Re-elect Mary McNamara as Director For For Management
6f Re-elect David Weymouth as Director For For Management
6g Re-elect Andrew Golding as Director For For Management
6h Re-elect April Talintyre as Director For For Management
7 Reappoint Deloitte LLP as Auditors For For Management
8 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
9 Authorise UK Political Donations and For For Management
Expenditure
10 Authorise Issue of Equity For For Management
11 Authorise Issue of Equity in Relation For For Management
to the Issue of Regulatory Capital
Convertible Instruments
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ONWARD HOLDINGS CO., LTD.
Ticker: 8016 Security ID: J30728109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12
2.1 Elect Director Yasumoto, Michinobu For For Management
2.2 Elect Director Suzuki, Tsunenori For For Management
2.3 Elect Director Sato, Osamu For For Management
2.4 Elect Director Ikeda, Daisuke For For Management
2.5 Elect Director Kawamoto, Akira For For Management
2.6 Elect Director Komuro, Yoshie For For Management
2.7 Elect Director Chishiki, Kenji For For Management
3 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
OPTORUN CO., LTD.
Ticker: 6235 Security ID: J61658100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Hayashi, Ihei For For Management
2.2 Elect Director Bin Fan For For Management
2.3 Elect Director Yamada, Mitsuo For For Management
2.4 Elect Director Min Rin For For Management
2.5 Elect Director Higuchi, Takeshi For For Management
2.6 Elect Director Yamazaki, Naoko For For Management
3.1 Appoint Statutory Auditor Kobayashi, For For Management
Shinichi
3.2 Appoint Statutory Auditor Sasada, For For Management
Hironobu
3.3 Appoint Statutory Auditor Katayama, For For Management
Ritsu
--------------------------------------------------------------------------------
ORGANO CORP.
Ticker: 6368 Security ID: J61697108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 62
2.1 Elect Director Uchikura, Masaki For For Management
2.2 Elect Director Yamada, Masayuki For For Management
2.3 Elect Director Hori, Hitoshi For For Management
2.4 Elect Director Nakayama, Yasutoshi For For Management
2.5 Elect Director Suda, Nobuyoshi For For Management
2.6 Elect Director Honda, Tetsushi For For Management
2.7 Elect Director Nagai, Moto For For Management
2.8 Elect Director Terui, Keiko For For Management
2.9 Elect Director Hirai, Kenji For For Management
3 Appoint Statutory Auditor Hanano, For For Management
Nobuko
4.1 Appoint Alternate Statutory Auditor For For Management
Ito, Tomoaki
4.2 Appoint Alternate Statutory Auditor For For Management
Wada, Masao
--------------------------------------------------------------------------------
OSB GROUP PLC
Ticker: OSB Security ID: G6S36L101
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Reduction For For Management
--------------------------------------------------------------------------------
OSJB HOLDINGS CORP.
Ticker: 5912 Security ID: J26315101
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Wholly For For Management
Owned Subsidiary
2 Approve Allocation of Income, With a For For Management
Dividend of JPY 8
--------------------------------------------------------------------------------
OSSTEM IMPLANT CO., LTD.
Ticker: 048260 Security ID: Y6S027102
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Hong Seong-jo as Inside Director For Against Management
2.2 Elect Kang Du-won as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For Against Management
Internal Auditor(s)
5 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
OUE LIMITED
Ticker: LJ3 Security ID: Y6573U100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees For For Management
4(a) Elect Sin Boon Ann as Director For Against Management
4(b) Elect Kin Chan as Director For For Management
5 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7 Authorize Share Repurchase Program For For Management
8 Approve Kelvin Lo Kee Wai to Continue For For Management
Office as Independent Director for
Purposes of Rule 210(5)(d)(iii)(A) of
the Listing Manual of the SGX-ST
9 Approve Kelvin Lo Kee Wai to Continue For For Management
Office as Independent Director for
Purposes of Rule 210(5)(d)(iii)(B) of
the Listing Manual of the SGX-ST
10 Approve Sin Boon Ann to Continue For Against Management
Office as Independent Director for
Purposes of Rule 210(5)(d)(iii)(A) of
the Listing Manual of the SGX-ST
11 Approve Sin Boon Ann to Continue For Against Management
Office as Independent Director for
Purposes of Rule 210(5)(d)(iii)(B) of
the Listing Manual of the SGX-ST
--------------------------------------------------------------------------------
PARADE TECHNOLOGIES LTD.
Ticker: 4966 Security ID: G6892A108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Profit Distribution For For Management
4 Approve Issuance of Restricted Stocks For For Management
--------------------------------------------------------------------------------
PARADOX INTERACTIVE AB
Ticker: PDX Security ID: W7S83E109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 1.00 Per Share
10.a Approve Discharge of Fredrik Wester For Did Not Vote Management
10.b Approve Discharge of Hakan Sjunnesson For Did Not Vote Management
10.c Approve Discharge of Linda Hoglund For Did Not Vote Management
10.d Approve Discharge of Mathias Hermansson For Did Not Vote Management
10.e Approve Discharge of Josephine For Did Not Vote Management
Salenstedt
10.f Approve Discharge of Ebba Ljungerud For Did Not Vote Management
11 Determine Number of Members (6) and For Did Not Vote Management
Deputy Members (0) of Board
12.a Approve Remuneration of Chairman in For Did Not Vote Management
the Amount of SEK 1
12.b Approve Remuneration of Vice Chair in For Did Not Vote Management
the Amount of SEK 520,000
12.c Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 260,000
12.d Approve Remuneration of Chairman of For Did Not Vote Management
the Audit Committee
12.e Approve Remuneration of Chairman of For Did Not Vote Management
the Remuneration Committee
12.f Approve Remuneration for Committee Work For Did Not Vote Management
12.g Approve Remuneration of Auditors For Did Not Vote Management
13.a Reelect Fredrik Wester as Director For Did Not Vote Management
13.b Reelect Hakan Sjunnesson as Director For Did Not Vote Management
13.c Reelect Linda Hoglund as Director For Did Not Vote Management
13.d Reelect Mathias Hermansson as Director For Did Not Vote Management
13.e Reelect Josephine Salenstedt as For Did Not Vote Management
Director
13.f Reelect Fredrik Wester as Board Chair For Did Not Vote Management
13.g Reelect Hakan Sjunnesson as Vice Chair For Did Not Vote Management
13.h Elect Andras Vajlok as New Director For Did Not Vote Management
14 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
15 Authorize Chairman of Board and For Did Not Vote Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
16 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
17 Approve Creation of Pool of Capital For Did Not Vote Management
without Preemptive Rights
18 Approve Warrant Plan for Key Employees For Did Not Vote Management
--------------------------------------------------------------------------------
PARAGON BANKING GROUP PLC
Ticker: PAG Security ID: G6376N154
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Peter Hill as Director For For Management
5 Elect Alison Morris as Director For For Management
6 Re-elect Fiona Clutterbuck as Director For For Management
7 Re-elect Nigel Terrington as Director For For Management
8 Re-elect Richard Woodman as Director For For Management
9 Re-elect Barbara Ridpath as Director For For Management
10 Re-elect Hugo Tudor as Director For For Management
11 Re-elect Graeme Yorston as Director For For Management
12 Reappoint KPMG LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise Issue of Equity in Relation For For Management
to Additional Tier 1 Securities
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to
Additional Tier 1 Securities
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
22 Adopt New Articles of Association For For Management
23 Approve Maximum Ratio of Variable to For For Management
Fixed Remuneration
--------------------------------------------------------------------------------
PAREX RESOURCES INC.
Ticker: PXT Security ID: 69946Q104
Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Lisa Colnett For For Management
2.2 Elect Director Sigmund Cornelius For For Management
2.3 Elect Director Robert Engbloom For For Management
2.4 Elect Director Wayne Foo For For Management
2.5 Elect Director G.R. (Bob) MacDougall For For Management
2.6 Elect Director Glenn McNamara For For Management
2.7 Elect Director Imad Mohsen For For Management
2.8 Elect Director Carmen Sylvain For For Management
2.9 Elect Director Paul Wright For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Shareholder Rights Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PARKWAY LIFE REAL ESTATE INVESTMENT TRUST
Ticker: C2PU Security ID: Y67202104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, and Audited Financial
Statements and Auditors' Report
2 Approve KPMG LLP as Auditors and For For Management
Authorize Manager to Fix Their
Remuneration
3 Elect Cheah Sui Ling as Director For For Management
4 Elect Rossana Annizah Binti Ahmad For For Management
Rashid as Director
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
PATRIZIA AG
Ticker: Security ID: DE000PAT1AG3
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Allocation of Profits/Dividends For For Management
3 Ratify Wolfgang Egger For For Management
4 Ratify Alexander Betz For For Management
5 Ratify Karim Bohn For For Management
6 Ratify Manuel Kasbauer For For Management
7 Ratify Anne Kavanagh For For Management
8 Ratify Klaus Schmitt For For Management
9 Ratify Simon Woolf For For Management
10 Ratify Theodor Seitz For For Management
11 Ratify Uwe H. Reuter For For Management
12 Ratify Alfred Hoschek For For Management
13 Appointment of Auditor For For Management
14 Supervisory Board Members' Fees For For Management
15 Amendments to Articles (Online For For Management
Participation)
--------------------------------------------------------------------------------
PENNON GROUP
Ticker: Security ID: GB00B18V8630
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Elect Iain Evans For For Management
11 Elect Claire Ighodaro For For Management
12 Appointment of Auditor For For Management
13 Authority to Set Auditor's Fees For For Management
14 Authorisation of Political Donations For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights
17 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
18 Authority to Repurchase Shares For For Management
19 Authority to Set General Meeting For For Management
Notice Period at 14 Days
2 Final Dividend For For Management
20 WaterShare+ Share Dividend For For Management
3 Remuneration Report (Advisory) For For Management
4 Remuneration Policy (Binding) For For Management
5 Elect Gill Rider For For Management
6 Elect Neil Cooper For For Management
7 Elect Paul Boote For For Management
8 Elect Jon Butterworth For For Management
9 Elect Susan J. Davy For For Management
--------------------------------------------------------------------------------
PENNON GROUP PLC
Ticker: PNN Security ID: G8295T213
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividend For For Management
2 Approve Share Consolidation For For Management
3 Authorise Issue of Equity For For Management
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights
5 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
6 Authorise Market Purchase of Ordinary For For Management
Shares
7 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
PER AARSLEFF HOLDING A/S
Ticker: PAAL.B Security ID: K7627X145
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: JAN 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 6.50 Per Share
4 Approve Discharge of Management and For For Management
Board
5.1 Approve Remuneration Report For For Management
5.2 Approve Remuneration of Directors for For For Management
2020/21 in the Aggregate Amount of DKK
275,000
5.3 Amend Articles Re: General Meetings For Against Management
6.1 Reelect Ebbe Malte Iversen as Director For For Management
6.2 Reelect Bjarne Moltke Hansen as For For Management
Director
6.3 Reelect Jens Bjerg Sorensen as Director For For Management
6.4 Reelect Charlotte Strand as Director For For Management
6.5 Reelect Henrik Hojen Andersen as For For Management
Director
6.6 Elect Kent Arentoft as New Director For For Management
7 Ratify Deloite as Auditor For For Management
8 Other Business None None Management
--------------------------------------------------------------------------------
PERENTI GLOBAL LIMITED
Ticker: PRN Security ID: Q73992101
Meeting Date: OCT 02, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Ian Howard Cochrane as Director For For Management
3 Elect Alexandra Clare Atkins as For For Management
Director
4 Elect Andrea Hall as Director For For Management
5 Approve Issuance of Performance Rights For For Management
to Mark Norwell
6 Approve Issuance of STI Rights to Mark For Against Management
Norwell
--------------------------------------------------------------------------------
PERSEUS MINING LIMITED
Ticker: PRU Security ID: Q74174105
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Sean Harvey as Director For For Management
3 Elect John McGloin as Director For For Management
4 Elect Elissa Brown as Director For For Management
5 Approve Renewal of Performance Rights For For Management
Plan
6 Approve Issuance of Performance Rights For For Management
to Jeffrey Quartermaine
7 Approve the Amendments to the For For Management
Company's Constitution
--------------------------------------------------------------------------------
PHARMAGEST INTERACTIVE SA
Ticker: PHA Security ID: F7242R115
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Directors and For For Management
Auditors
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.95 per Share
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Reelect Marie-Louise Liger as Director For For Management
7 Reelect Dominique Pautrat as Director For Against Management
8 Reelect Denis Supplisson as Director For Against Management
9 Approve Compensation of Corporate For For Management
Officers
10 Approve Compensation of Thierry For For Management
Chapusot, Chairman of the Board
11 Approve Compensation of Dominique For For Management
Pautrat, CEO
12 Approve Compensation of Denis For For Management
Supplisson, Vice-CEO
13 Approve Compensation of Gregoire de For For Management
Rotalier, Vice-CEO
14 Approve Remuneration Policy of For For Management
Chairman of the Board
15 Approve Remuneration Policy of CEO For For Management
16 Approve Remuneration Policy of For For Management
Vice-CEOs
17 Approve Remuneration Policy of For For Management
Corporate Officers
18 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 33,000
19 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
PHARMING GROUP NV
Ticker: PHARM Security ID: N69603145
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discussion on Company's Corporate None None Management
Governance Structure
3 Amend Articles of Association For For Management
4.1 Elect Barbara Yanni to Supervisory For For Management
Board
4.2 Elect Mark Pykett to Supervisory Board For For Management
5.1 Approve Remuneration Policy For For Management
5.2.1 Approve Long Term Incentive Program For For Management
for Executive Board Members
5.2.2 Approve One-off Transition Arrangement For For Management
for Implementation of the Long Term
Incentive Program
6 Other Business (Non-Voting) None None Management
7 Close Meeting None None Management
--------------------------------------------------------------------------------
PIAGGIO & C SPA
Ticker: PIA Security ID: T74237107
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2.1 Approve Remuneration Policy For For Management
2.2 Approve Second Section of the For For Management
Remuneration Report
3.1 Fix Number of Directors None For Shareholder
3.2 Fix Board Terms for Directors None Against Shareholder
3.3.1 Slate 1 Submitted by Immsi SpA None Against Shareholder
3.3.2 Slate 2 Submitted by Diego Della Valle None Against Shareholder
& C Srl
3.3.3 Slate 3 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
3.4 Approve Remuneration of Directors None For Shareholder
4.1.1 Slate 1 Submitted by Immsi SpA None Against Shareholder
4.1.2 Slate 2 Submitted by Diego Della Valle None Against Shareholder
& C Srl
4.1.3 Slate 3 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
4.2 Appoint Chairman of Internal Statutory None For Shareholder
Auditors
4.3 Approve Internal Auditors' Remuneration None For Shareholder
5 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED
Ticker: PNI Security ID: Q75485104
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3a Elect Alan Watson as Director For For Management
3b Elect Andrew Chambers as Director For Against Management
4a Approve Issuance of Performance Rights None For Management
to Alan Watson
4b Approve Issuance of Performance Rights None For Management
to Deborah Beale
4c Approve Issuance of Performance Rights None For Management
to Gerard Bradley
--------------------------------------------------------------------------------
PLAYTECH PLC
Ticker: PTEC Security ID: G7132V100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Reappoint BDO LLP as Auditors and For For Management
Authorise their Remuneration
5 Re-elect Claire Milne as Director For For Management
6 Re-elect John Jackson as Director For For Management
7 Re-elect Ian Penrose as Director For For Management
8 Re-elect Anna Massion as Director For For Management
9 Re-elect John Krumins as Director For For Management
10 Re-elect Andrew Smith as Director For For Management
11 Re-elect Mor Weizer as Director For For Management
12 Authorise Issue of Equity For For Management
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
15 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
PLAYWAY SA
Ticker: PLW Security ID: X6565Y111
Meeting Date: MAR 30, 2021 Meeting Type: Special
Record Date: MAR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Waive Secrecy of Voting When Electing For For Management
Members of Vote Counting Commission
5.1 Elect Members of Vote Counting For For Management
Commission
5.2 Resolve Not to Elect Members of Vote For For Management
Counting Commission
6 Approve Agenda of Meeting For For Management
7.1 Recall Supervisory Board Member For Against Management
7.2 Elect Supervisory Board Member For Against Management
7.3 Elect Chairman of Supervisory Board For Against Management
7.4 Elect Deputy Chairman of Supervisory For Against Management
Board
8 Transact Other Business For Against Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
POSTNL NV
Ticker: PNL Security ID: N7203C108
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Discussion of Fiscal Year 2020 None None Management
2b Receive Annual Report None None Management
3a Approve Remuneration Report For For Management
4 Adopt Financial Statements For For Management
5a Receive Explanation on Company's None None Management
Dividend Policy
5b Approve Allocation of Income and For For Management
Dividends of EUR 0.28 Per Share
6a Approve Discharge of Management Board For For Management
6b Approve Discharge of Supervisory Board For For Management
7a Announce Vacancies on the Supervisory None None Management
Board
7b Opportunity to Make Recommendations None None Management
7c Announce Intention to Nominate Nienke None None Management
Meijer, Koos Timmermans, and Agnes
Jongerius to Supervisory Board
7d Reelect Agnes Jongerius to Supervisory For For Management
Board
7e Elect Koos Timmermans to Supervisory For For Management
Board
7f Elect Nienke Meijer to Supervisory For For Management
Board
7g Announce Vacancies on the Board None None Management
Arising in 2022
8a Ratify Ernst & Young Accountants LLP For For Management
as Auditors for FY 2021
8b Ratify KPMG Accountants NV as Auditors For For Management
for FY 2022, 2023 and 2024
9a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
9b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
9c Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Allow Questions None None Management
11 Close Meeting None None Management
--------------------------------------------------------------------------------
PRECINCT PROPERTIES NEW ZEALAND LTD.
Ticker: PCT Security ID: Q7740Q104
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Craig Stobo as Director For For Management
2 Elect Launa Inman as Director For Against Management
3 Authorize Board to Fix Remuneration of For For Management
the Auditors
--------------------------------------------------------------------------------
PREMIER INVESTMENTS LTD.
Ticker: PMV Security ID: Q7743D100
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3a Elect Solomon Lew as Director For For Management
3b Elect Henry Lanzer as Director For For Management
3c Elect Michael McLeod as Director For For Management
--------------------------------------------------------------------------------
PRESSANCE CORP.
Ticker: 3254 Security ID: J6437H102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Change Fiscal Year For For Management
End
2.1 Elect Director Doi, Yutaka For For Management
2.2 Elect Director Tanaka, Toshihide For For Management
2.3 Elect Director Hirano, Kenichi For For Management
2.4 Elect Director Harada, Masanori For For Management
2.5 Elect Director Tajikawa, Junichi For For Management
2.6 Elect Director Wakatabi, Kotaro For For Management
3.1 Elect Director and Audit Committee For For Management
Member Sakatani, Yoshihiro
3.2 Elect Director and Audit Committee For For Management
Member Nishioka, Keiko
3.3 Elect Director and Audit Committee For For Management
Member Yukami, Toshiyuki
--------------------------------------------------------------------------------
PRIMA MEAT PACKERS, LTD.
Ticker: 2281 Security ID: J64040132
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2 Appoint Statutory Auditor Sunaga, Akemi For For Management
3 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
PRO MEDICUS LIMITED
Ticker: PME Security ID: Q77301101
Meeting Date: NOV 25, 2020 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3a Elect Deena Shiff as Director For For Management
3b Elect Anthony Hall as Director For Against Management
3c Elect Leigh Farrell as Director For For Management
4 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
--------------------------------------------------------------------------------
PROSEGUR CASH SA
Ticker: CASH Security ID: E8S56X108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Board For For Management
5 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
6 Amend Articles Re: Board, Board For For Management
Remuneration and Advisory Committees
7 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8 Advisory Vote on Remuneration Report For For Management
9 Approve Long-term Global Optimum Plan For Against Management
10 Approve 2021-2023 Long-Term Incentive For For Management
Plan
11 Authorize Share Repurchase Program For For Management
12 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
13 Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities up to EUR 1 Billion
with Exclusion of Preemptive Rights up
to 20 Percent of Capital
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PROTO CORP.
Ticker: 4298 Security ID: J6409J102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Business Lines For For Management
2.1 Elect Director Yokoyama, Hiroichi For For Management
2.2 Elect Director Kamiya, Kenji For For Management
2.3 Elect Director Yokoyama, Motohisa For For Management
2.4 Elect Director Munehira, Mitsuhiro For For Management
2.5 Elect Director Shiraki, Toru For For Management
2.6 Elect Director Udo, Noriyuki For For Management
2.7 Elect Director Shimizu, Shigeyoshi For For Management
2.8 Elect Director Matsuzawa, Akihiro For For Management
2.9 Elect Director Sakurai, Yumiko For For Management
2.10 Elect Director Kitayama, Eriko For For Management
2.11 Elect Director Kawai, Kazuko For For Management
2.12 Elect Director Mori, Miho For For Management
3.1 Appoint Statutory Auditor Yamada, For For Management
Shinji
3.2 Appoint Statutory Auditor Tominaga, For For Management
Arata
4 Approve Statutory Auditor Retirement For Against Management
Bonus
--------------------------------------------------------------------------------
PSP SWISS PROPERTY AG
Ticker: PSPN Security ID: H64687124
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
(Non-Binding)
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.65 per Share
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Reelect Luciano Gabriel as Director For For Management
5.2 Reelect Corinne Denzler as Director For For Management
5.3 Reelect Adrian Dudle as Director For For Management
5.4 Reelect Peter Forstmoser as Director For For Management
5.5 Reelect Henrik Saxborn as Director For For Management
5.6 Reelect Josef Stadler as Director For For Management
5.7 Reelect Aviram Wertheim as Director For For Management
6 Reelect Luciano Gabriel as Board For For Management
Chairman
7.1 Reappoint Peter Forstmoser as Member For For Management
of the Compensation Committee
7.2 Reappoint Adrian Dudle as Member of For For Management
the Compensation Committee
7.3 Reappoint Josef Stadler as Member of For For Management
the Compensation Committee
8 Approve Remuneration of Directors in For For Management
the Amount of CHF 1 Million
9 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 4.2
Million
10 Ratify Ernst & Young AG as Auditors For For Management
11 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
PT BUKIT ASAM TBK
Ticker: PTBA Security ID: Y8520P101
Meeting Date: APR 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Annual Report and Report of For For Management
the Partnership and Community
Development Program (PCDP), and
Discharge of Directors and
Commissioners
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
5 Appoint Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
6 Amend Articles of Association For Against Management
7 Approve Changes in the Boards of the For Against Management
Company
--------------------------------------------------------------------------------
PT ERAJAYA SWASEMBADA TBK
Ticker: ERAA Security ID: Y712AZ104
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Split and Amend Articles For For Management
of Association in Relation to Stock
Split
2 Amend Articles of Association in For For Management
Relation to Shareholder Meeting
--------------------------------------------------------------------------------
PT ERAJAYA SWASEMBADA TBK
Ticker: ERAA Security ID: Y712AZ104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Auditors For For Management
4 Approve Remuneration of Commissioners For For Management
and Approve Remuneration, Allowances
and Delegation of Authorities to
Directors
--------------------------------------------------------------------------------
PT INDOSAT TBK
Ticker: ISAT Security ID: Y7127S120
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration of Commissioners For For Management
3 Approve Auditors For For Management
4 Approve Changes in the Boards of the For Against Management
Company
--------------------------------------------------------------------------------
PT INDOSAT TBK
Ticker: ISAT Security ID: Y7127S120
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company's Assets For For Management
--------------------------------------------------------------------------------
PT INDUSTRI JAMU DAN FARMASI SIDO MUNCUL TBK
Ticker: SIDO Security ID: Y712DF105
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Boards of Company For Against Management
--------------------------------------------------------------------------------
PT INDUSTRI JAMU DAN FARMASI SIDO MUNCUL TBK
Ticker: SIDO Security ID: Y712DF105
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Approve Allocation of Income For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Changes in the Boards of the For For Management
Company
--------------------------------------------------------------------------------
PT JAPFA COMFEED INDONESIA TBK
Ticker: JPFA Security ID: Y71281144
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Elect Directors and Commissioners For Against Management
5 Approve Remuneration of Directors and For For Management
Commissioners
--------------------------------------------------------------------------------
PT JAPFA COMFEED INDONESIA TBK
Ticker: JPFA Security ID: Y71281144
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PT LIPPO KARAWACI TBK
Ticker: LPKR Security ID: Y7129W186
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income and For For Management
Omission of Dividend
3 Approve Amir Abadi Jusuf, Aryanto, For For Management
Mawar & Rekan as Auditors and
Authorize Board to Fix Their
Remuneration
4 Approve Changes in the Boards of the For For Management
Company
5 Approve Remuneration of Directors and For For Management
Commissioners
6 Amend Articles of Association For For Management
7 Accept Report on the Use of Proceeds None None Management
--------------------------------------------------------------------------------
PT PURADELTA LESTARI TBK
Ticker: DMAS Security ID: Y713A0109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Changes in the Boards of the For For Management
Company
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Auditors For For Management
--------------------------------------------------------------------------------
PT PURADELTA LESTARI TBK
Ticker: DMAS Security ID: Y713A0109
Meeting Date: MAY 07, 2021 Meeting Type: Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PT SELAMAT SEMPURNA TBK
Ticker: SMSM Security ID: Y7139P148
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration of Directors and For For Management
Commissioners
4 Approve Auditors For For Management
--------------------------------------------------------------------------------
PT SURYA CITRA MEDIA TBK
Ticker: SCMA Security ID: Y7148M110
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income For For Management
3 Approve Remuneration of Directors and For For Management
Commissioners
4 Approve Auditors For For Management
5 Approve Changes in the Boards of the For Against Management
Company
--------------------------------------------------------------------------------
PT TOWER BERSAMA INFRASTRUCTURE TBK
Ticker: TBIG Security ID: Y71372109
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Bonds or Notes For For Management
--------------------------------------------------------------------------------
PT TOWER BERSAMA INFRASTRUCTURE TBK
Ticker: TBIG Security ID: Y71372109
Meeting Date: MAR 30, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Buy and Takeover of For For Management
Telecommunication Towers from PT Inti
Bangun Sejahtera Tbk by PT Tower
Bersama, a Company's Subsidiary
2 Approve Cash Dividend For For Management
--------------------------------------------------------------------------------
PT XL AXIATA TBK
Ticker: EXCL Security ID: Y7125N107
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Tanudiredja, Wibisana, Rintis For For Management
& Rekan as Auditors and Authorize
Board to Fix Their Remuneration
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Changes in the Boards of the For For Management
Company
6 Amend Article 3 of the Articles of For For Management
Association in Relation with Business
Activity
--------------------------------------------------------------------------------
PUBLIC POWER CORP. SA
Ticker: PPC Security ID: X7023M103
Meeting Date: JUN 04, 2021 Meeting Type: Extraordinary Shareholders
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Articles For For Management
2 Approve Suitability Policy for For For Management
Directors
3 Approve Remuneration Policy For Against Management
4 Various Announcements None None Management
--------------------------------------------------------------------------------
PUBLIC POWER CORP. SA
Ticker: PPC Security ID: X7023M103
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements For For Management
2 Approve Non-Distribution of Dividends For For Management
3 Approve Management of Company and For For Management
Grant Discharge to Auditors
4 Advisory Vote on Remuneration Report For For Management
5 Receive Information on Activities of None None Management
the Audit Committee
6 Various Announcements None None Management
--------------------------------------------------------------------------------
PVR LIMITED
Ticker: 532689 Security ID: Y71626108
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
QISDA CORP.
Ticker: 2352 Security ID: Y07988101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Issuance of Ordinary Shares to For For Management
Participate in the Issuance of Global
Depository Receipt and/or Ordinary
Shares and/or Preferred Shares and/or
Private Placement of Ordinary Shares
and/or Global or Domestic Convertible
Bonds via Private Placement
4 Approve Amendments to Articles of For For Management
Association
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets and
Trading Procedures Governing
Derivatives Products
6 Amend Procedures for Lending Funds to For For Management
Other Parties and Procedures for
Endorsement and Guarantees
7 Approve Release of Restrictions of For For Management
Competitive Activities of Current
Directors and Representatives
--------------------------------------------------------------------------------
QUALITAS CONTROLADORA S.A.B. DE C.V.
Ticker: Q Security ID: P7921H130
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Report on Adherence to Fiscal For For Management
Obligations
3 Approve Reports on Transactions For For Management
Carried Out by Audit Committee and
Corporate Practices Committee
4 Approve Allocation of Income For For Management
5 Approve Report on Share Repurchase and For For Management
Set Aggregate Nominal Amount of Share
Repurchase Reserve
6 Elect or Ratify Board Members, For For Management
Executives and Members of Key
Committees
7 Approve Remuneration of Directors and For For Management
Members of Key Committees
1 Approve Reduction in Share Capital via For For Management
Cancellation of Treasury Shares
2 Amend Articles to Reflect Changes in For For Management
Capital
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
RADIANT OPTO-ELECTRONICS CORP.
Ticker: 6176 Security ID: Y7174K103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3.1 Elect Pen-Jan Wang, with Shareholder For For Management
NO.1, as Non-Independent Director
3.2 Elect Been-Fong Wang, Representative For Against Management
of Dragonjet Investment Co., Ltd,
with Shareholder NO.30434, as
Non-Independent Director
3.3 Elect Hui-Chu Su, Representative of For Against Management
Ray-Shen Investment Co., Ltd, with
Shareholder NO.7842, as
Non-Independent Director
3.4 Elect Pen-Tsung Wang, with Shareholder For Against Management
NO.13, as Non-Independent Director
3.5 Elect Pen-Chin Wang, with Shareholder For Against Management
NO.150, as Non-Independent Director
3.6 Elect Hsiang-Kuan Pu, with Shareholder For Against Management
NO.D120787XXX, as Non-Independent
Director
3.7 Elect Tzi-Chen Huang, with Shareholder For Against Management
NO.5510, as Independent Director
3.8 Elect Yao-Chung Chiang, with For Against Management
Shareholder NO.E101934XXX, as
Independent Director
3.9 Elect Lun-Pin Tseng, with Shareholder For For Management
NO.D120863XXX, as Independent Director
3.10 Elect Jung-Yao Hsieh, with Shareholder For For Management
NO.83577, as Independent Director
4 Approve Amendments to Articles of For For Management
Association
5 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
RAMELIUS RESOURCES LIMITED
Ticker: RMS Security ID: Q7982E108
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect David Clifford Southam as For For Management
Director
3 Approve Grant of Performance Rights to For For Management
Mark William Zeptner
--------------------------------------------------------------------------------
RATHBONE BROTHERS PLC
Ticker: RAT Security ID: G73904107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Executive Share Performance For For Management
Plan
5 Approve Final Dividend For For Management
6 Elect Clive Bannister as Director For For Management
7 Re-elect Paul Stockton as Director For For Management
8 Re-elect Jennifer Mathias as Director For For Management
9 Re-elect Colin Clark as Director For For Management
10 Re-elect James Dean as Director For For Management
11 Re-elect Terri Duhon as Director For For Management
12 Re-elect Sarah Gentleman as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RATOS AB
Ticker: RATO.B Security ID: W72177111
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Dividends of SEK 0.65 Per Share For For Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
RDI REIT PLC
Ticker: RDI Security ID: G7392E103
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Gavin Tipper as Director For For Management
4 Re-elect Sue Ford as Director For For Management
5 Re-elect Elizabeth Peace as Director For For Management
6 Elect Matthew Parrott as Director For For Management
7 Elect Stephen Oakenfull as Director For For Management
8 Re-elect Donald Grant as Director For For Management
9 Reappoint KPMG LLP as Auditors For For Management
10 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
11 Authorise Issue of Equity For For Management
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
REDES ENERGETICAS NACIONAIS SGPS SA
Ticker: RENE Security ID: X70955103
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
2 Approve Allocation of Income For For Management
3 Appraise Management and Supervision of For For Management
Company and Approve Vote of Confidence
to Corporate Bodies
4 Authorize Repurchase and Reissuance of For For Management
Shares
5 Authorize Repurchase and Reissuance of For For Management
Repurchased Debt Instruments
6 Approve Statement on Remuneration For For Management
Policy
7 Elect Corporate Bodies for 2021-2023 For Against Management
Term
8 Approve Remuneration of Remuneration For For Management
Committee Members
--------------------------------------------------------------------------------
REGIONAL REIT LIMITED
Ticker: Security ID: GG00BYV2ZQ34
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Facilitate Electronic Communications For For Management
11 Authority to Repurchase Shares For For Management
12 Authority to Issue Shares w/o For For Management
Preemptive Rights
13 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
2 Appointment of Auditor For For Management
3 Authority to Set Auditor's Fees For For Management
4 Elect William D. Eason For For Management
5 Elect Stephen Inglis For For Management
6 Elect Kevin McGrath For For Management
7 Elect Daniel Taylor For For Management
8 Elect Timothy Bee For For Management
9 Elect Frances Daly For For Management
--------------------------------------------------------------------------------
REGIONAL SAB DE CV
Ticker: RA Security ID: P8008V109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.a Approve CEO's Report, Including For For Management
Financial Statements and Statutory
Reports
1.b Approve Board's Report For For Management
1.c Approve Audit Committee's Report For For Management
Including Board's Opinion on CEO's
Report
1.d Approve Corporate Practices For For Management
Committee's Report
2.a Approve Allocation of Income For For Management
2.b Approve Cash Dividends For For Management
2.c Set Maximum Amount of Share Repurchase For For Management
Reserve
2.d Present Report on Share Repurchase For For Management
3.a Approve Discharge of Board of Directors For For Management
3.b1 Fix Number of Directors at 14 For For Management
3.b2 Elect or Ratify Manuel G. Rivero For For Management
Santos as Director
3.b2a Elect or Ratify Manuel Gerardo Rivero For For Management
Zambrano as Director
3.b2b Elect or Ratify Sergio Eugenio For For Management
Gonzalez Barragan as Director
3.b2c Elect or Ratify Hector Cantu Reyes as For For Management
Director
3.b2d Elect or Ratify Alejandra Rivero Roel For For Management
as Director
3.b2e Elect or Ratify Francisco Rogelio For For Management
Garza Egloff as Director
3.b2f Elect or Ratify Alfonso Gonzalez For For Management
Migoya as Director
3.b2g Elect or Ratify Jorge Humberto Santos For For Management
Reyna as Director
3.b2h Elect or Ratify Isauro Alfaro Alvarez For For Management
as Director
3.b2i Elect or Ratify Oswaldo Jose Ponce For For Management
Hernandez as Director
3.b2j Elect or Ratify Juan Carlos Calderon For For Management
Guzman as Director
3.b2k Elect or Ratify Daniel Adrian Abut as For For Management
Director
3.b2l Elect or Ratify Carlos Arreola For For Management
Enriquez as Director
3.b2m Elect or Ratify Luis Miguel Torre For For Management
Amione as Director
3.b2n Elect or Ratify Marcelo Zambrano For For Management
Lozano as Alternate Director
3.b3 Ratify Independence Classification of For For Management
Independent Directors
3.b4 Ratify Jaime Alberto Rivero Santos For For Management
Honorary Chairman of Board, Manuel G.
Rivero Santos as Executive Chairman of
Board, Manuel Gerardo Rivero Zambrano
as CEO, Napoleon Garcia Cantu as
Secretary and Enrique Navarro Ramirez
as Deputy Secretary
3.b5 Approve Directors Liability and For For Management
Indemnification
3.c1 Elect or Ratify Alfonso Gonzalez For For Management
Migoya as Chairman of Audit and
Corporate Practices Committees
3.c2 Elect or Ratify Alfonso Gonzalez For For Management
Migoya as Chairman and Jorge Humberto
Santos Reyna and Carlos Arreola
Enriquez as Members of Audit Committee
3.c3 Elect or Ratify Alfonso Gonzalez For For Management
Migoya as Chairman and Oswaldo Jose
Ponce Hernandez, Daniel Adrian Abut
and Jorge Humberto Santos Reyna as
Members of Corporate Practices
Committee
3.d1 Ratify Remuneration of Directors Paid For For Management
Between 2020 AGM and This year AGM
3.d2 Remuneration of Directors, Commissars For For Management
and Committee Members of Regional S.A.
will be Approved by Banco Regional S.
A., Institucion de Banca Multiple
Banregio Grupo Financiero's Ordinary
Meeting
4 Approve Certification of the Company's For For Management
Bylaws
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
6 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
RENGO CO., LTD.
Ticker: 3941 Security ID: J64382104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Otsubo, Kiyoshi For Against Management
1.2 Elect Director Kawamoto, Yosuke For For Management
1.3 Elect Director Maeda, Moriaki For For Management
1.4 Elect Director Baba, Yasuhiro For For Management
1.5 Elect Director Ishida, Shigechika For For Management
1.6 Elect Director Hasegawa, Ichiro For For Management
1.7 Elect Director Sato, Yoshio For For Management
1.8 Elect Director Oku, Masayuki For For Management
1.9 Elect Director Sakai, Shinya For For Management
1.10 Elect Director Tamaoka, Kaoru For For Management
2 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
REXEL SA
Ticker: RXL Security ID: F7782J366
Meeting Date: APR 22, 2021 Meeting Type: Annual/Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.46 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Approve Remuneration Policy of For For Management
Chairman of the Board
6 Approve Remuneration Policy of For For Management
Directors
7 Approve Remuneration Policy of CEO For For Management
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Ian Meakins, For For Management
Chairman of the Board
10 Approve Compensation of Patrick For For Management
Berard, CEO
11 Reelect Francois Henrot as Director For For Management
12 Reelect Marcus Alexanderson as Director For For Management
13 Reelect Maria Richter as Director For For Management
14 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
15 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 720 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 140 Million
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 140 Million
19 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 16-18
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
International Employees
23 Authorize Capitalization of Reserves For For Management
of Up to EUR 200 Million for Bonus
Issue or Increase in Par Value
24 Amend Articles 14, 28 and 30 of Bylaws For For Management
to Comply with Legal Changes
25 Approve Remuneration Policy of For For Management
Guillaume Texier, CEO
26 Elect Guillaume Texier as Director For For Management
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
RIGHTMOVE PLC
Ticker: RMV Security ID: G7565D106
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint KPMG LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Alison Dolan as Director For For Management
7 Re-elect Andrew Fisher as Director For For Management
8 Re-elect Peter Brooks-Johnson as For For Management
Director
9 Re-elect Jacqueline de Rojas as For For Management
Director
10 Re-elect Rakhi Goss-Custard as Director For For Management
11 Re-elect Andrew Findlay as Director For For Management
12 Re-elect Amit Tiwari as Director For For Management
13 Re-elect Lorna Tilbian as Director For For Management
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
RIKEN VITAMIN CO., LTD.
Ticker: 4526 Security ID: J65113102
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For Against Management
2 Approve Allocation of Income, With a For Against Management
Final Dividend of JPY 21
3 Amend Articles to Amend Provisions on For For Management
Director Titles
4.1 Elect Director Yamaki, Kazuhiko For For Management
4.2 Elect Director Ito, Shimpei For For Management
4.3 Elect Director Nakano, Takahisa For For Management
4.4 Elect Director Sashida, Kazuyuki For For Management
4.5 Elect Director Tomitori, Takahiro For For Management
4.6 Elect Director Hirano, Shinichi For For Management
5.1 Elect Director and Audit Committee For For Management
Member Kato, Eiichi
5.2 Elect Director and Audit Committee For For Management
Member Fujinaga, Satoshi
5.3 Elect Director and Audit Committee For For Management
Member Takemata, Koichi
5.4 Elect Director and Audit Committee For For Management
Member Sueyoshi, Towa
5.5 Elect Director and Audit Committee For For Management
Member Sueyoshi, Wataru
6 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
RINGKJOBING LANDBOBANK A/S
Ticker: RILBA Security ID: K81980144
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Receive Report of Board For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income For For Management
5 Approve Remuneration Report (Advisory For For Management
Vote)
6 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
7a Elect Anette Orbaek Andersen as Member For For Management
of Committee of Representatives
7b Elect Erik Jensen as Member of For For Management
Committee of Representatives
7c Elect Anne Kaptain as Member of For For Management
Committee of Representatives
7d Elect Henrik Lintner as Member of For For Management
Committee of Representatives
7e Elect Jacob Moller as Member of For For Management
Committee of Representatives
7f Elect Jens Moller Nielsen as Member of For For Management
Committee of Representatives
7g Elect Bente Skjorbaek Olesen as Member For For Management
of Committee of Representatives
7h Elect Karsten Sandal as Member of For For Management
Committee of Representatives
7i Elect Lone Rejkjaer Sollmann as Member For For Management
of Committee of Representatives
7j Elect Egon Sorensen as Member of For For Management
Committee of Representatives
7k Elect Lise Kvist Thomsen as Member of For For Management
Committee of Representatives
7l Elect Dennis Christian Conradsen as For For Management
Member of Committee of Representatives
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
9 Authorize Share Repurchase Program For For Management
10a Approve Creation of Pool of Capital For For Management
with and without Preemptive Rights;
Adopt New Articles of Association
10b Approve DKK 160,600 Reduction in Share For For Management
Capital via Share Cancellation
10c Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
--------------------------------------------------------------------------------
RISO KAGAKU CORP.
Ticker: 6413 Security ID: J6522V107
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 40
2.1 Elect Director Hayama, Akira For For Management
2.2 Elect Director Ikejima, Shoichi For For Management
2.3 Elect Director Kawatsu, Toshihiko For For Management
2.4 Elect Director Yatabe, Toshiaki For For Management
2.5 Elect Director Torikai, Shigekazu For For Management
3.1 Appoint Statutory Auditor Iizuka, For For Management
Yoshinari
3.2 Appoint Statutory Auditor Nara, Masaya For For Management
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
RITEK CORP.
Ticker: 2349 Security ID: Y7303N101
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Statement of Profit and Loss For For Management
Appropriation
--------------------------------------------------------------------------------
ROGERS SUGAR INC.
Ticker: RSI Security ID: 77519R102
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean Bergmame For For Management
1.2 Elect Director William Maslechko For For Management
1.3 Elect Director M. Dallas H. Ross For For Management
1.4 Elect Director Daniel Lafrance For For Management
1.5 Elect Director Gary M. Collins For For Management
1.6 Elect Director Stephanie Wilkes For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3.1 Elect Director M. Dallas H. Ross For For Management
3.2 Elect Director Daniel Lafrance For For Management
4 Amend By-Laws For For Management
5 Amend Share Option Plan For For Management
--------------------------------------------------------------------------------
ROO HSING CO., LTD.
Ticker: 4414 Security ID: Y4480W103
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Statement of Profit and Loss For For Management
Appropriation
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Approve Amendments to Articles of For For Management
Association
6 Approve Private Placement of Shares or For For Management
Convertible Bonds
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
ROTORK PLC
Ticker: ROR Security ID: G76717134
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Ann Andersen as Director For For Management
5 Re-elect Tim Cobbold as Director For For Management
6 Re-elect Jonathan Davis as Director For For Management
7 Re-elect Peter Dilnot as Director For For Management
8 Re-elect Kevin Hostetler as Director For For Management
9 Re-elect Martin Lamb as Director For For Management
10 Elect Janice Stipp as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise Market Purchase of For For Management
Preference Shares
18 Adopt New Articles of Association For For Management
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ROYAL BAFOKENG PLATINUM LTD.
Ticker: RBP Security ID: S7097C102
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2020
2 Re-elect Mike Rogers as Director For For Management
3 Re-elect Steve Phiri as Director For For Management
4 Re-elect Zanele Matlala as Director For Against Management
5 Appoint KPMG as Auditors of the For For Management
Company with Henning Opperman as the
Individual Audit Representative
6 Re-elect Louisa Stephens as Chairman For For Management
of the Audit and Risk Committee
7 Re-elect Mark Moffett as Member of the For For Management
Audit and Risk Committee
8 Re-elect Zanele Matlala as Member of For Against Management
the Audit and Risk Committee
9 Re-elect Peter Ledger as Member of the For For Management
Audit and Risk Committee
10 Authorise Board to Issue Shares for For For Management
Cash
11 Approve Remuneration Policy For For Management
12 Approve Remuneration Implementation For Against Management
Report
13 Approve Non-executive Directors' Fees For For Management
14 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
ROYAL UNIBREW A/S
Ticker: RBREW Security ID: K8390X122
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management and For For Management
Board
4 Approve Allocation of Income and For For Management
Dividends of DKK 13.5 Per Share
5 Approve Remuneration Report (Advisory For For Management
Vote)
6 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.1 Million for
Chairman, DKK 665,000 for Vice
Chairman and DKK 380,000 for Other
Directors; Approve Remuneration for
Committee Work
7.1 Approve DKK 1.1 Million Reduction in For For Management
Share Capital via Share Cancellation
7.2 Authorize Share Repurchase Program For For Management
7.3 Allow Shareholder Meetings to be Held For Against Management
by Electronic Means Only
7.4 Approve Company Announcements in For For Management
English
7.5 Amend Articles Re: Attendance at For For Management
General Meetings
8.a Reelect Walther Thygesen as Director For For Management
8.b Reelect Jais Valeur as Director For For Management
8.c Reelect Christian Sagild as Director For For Management
8.d Reelect Catharina Stackelberg-Hammaren For For Management
as Director
8.e Reelect Heidi Kleinbach-Sauter as For For Management
Director
8.f Elect Peter Ruzicka as New Director For For Management
8.g Elect Torben Carlsen as New Director For For Management
9 Ratify Deloitte as Auditors For For Management
10 Other Business None None Management
--------------------------------------------------------------------------------
S&T MOTIV CO., LTD.
Ticker: 064960 Security ID: Y8137Y107
Meeting Date: FEB 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Kwon Hyeong-soon as Inside For Against Management
Director
3.2 Elect Park Chang-je as Outside Director For For Management
4 Appoint Cho Han-wook as Internal For For Management
Auditor
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
SAFESTORE HOLDINGS PLC
Ticker: SAFE Security ID: G77733106
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint Deloitte LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Final Dividend For For Management
6 Elect Gert van de Weerdhof as Director For For Management
7 Re-elect David Hearn as Director For For Management
8 Re-elect Frederic Vecchioli as Director For For Management
9 Re-elect Andy Jones as Director For For Management
10 Re-elect Ian Krieger as Director For For Management
11 Re-elect Joanne Kenrick as Director For For Management
12 Re-elect Claire Balmforth as Director For For Management
13 Re-elect Bill Oliver as Director For For Management
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SAGA PLC
Ticker: SAGA Security ID: G7770H124
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Elect Roger De Haan as Director For For Management
4 Re-elect Euan Sutherland as Director For For Management
5 Re-elect James Quin as Director For For Management
6 Re-elect Orna NiChionna as Director For For Management
7 Re-elect Eva Eisenschimmel as Director For For Management
8 Re-elect Julie Hopes as Director For For Management
9 Re-elect Gareth Hoskin as Director For For Management
10 Reappoint KPMG LLP as Auditors For For Management
11 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
12 Authorise UK Political Donations and For For Management
Expenditure
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
18 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
SAKAI MOVING SERVICE CO., LTD.
Ticker: 9039 Security ID: J66586108
Meeting Date: JUN 19, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2.1 Elect Director Tajima, Tetsuyasu For For Management
2.2 Elect Director Nakano, Akiyo For For Management
2.3 Elect Director Tajima, Michitoshi For For Management
2.4 Elect Director Yamano, Mikio For For Management
2.5 Elect Director Igura, Yoshifumi For For Management
2.6 Elect Director Manabe, Teruhiro For For Management
2.7 Elect Director Iizuka, Kenichi For For Management
2.8 Elect Director Izaki, Yasutaka For For Management
2.9 Elect Director Tanaka, Kazuhisa For For Management
--------------------------------------------------------------------------------
SALZGITTER AG
Ticker: SZG Security ID: D80900109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
5.1 Elect Klaus Papenburg to the For For Management
Supervisory Board
5.2 Elect Frank Klingebiel to the For For Management
Supervisory Board
6 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
SAMHALLSBYGGNADSBOLAGET I NORDEN AB
Ticker: SBB.B Security ID: W7T8BR191
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 1.00 Per Class A and
Class B Share and SEK 2.00 Per Class D
Share
9.1 Approve Discharge of Board Chairman For For Management
Lennart Schuss
9.2 Approve Discharge of Board Member For For Management
Ilija Batljan
9.3 Approve Discharge of Board Member For For Management
Sven-Olof Johansson
9.4 Approve Discharge of Board Member Hans For For Management
Runesten
9.5 Approve Discharge of Board Member For For Management
Anne-Grete Strom-Erichsen
9.6 Approve Discharge of Board Member For For Management
Fredrik Svensson
9.7 Approve Discharge of Board Member Eva For For Management
Swartz Grimaldi
9.8 Approve Discharge of CEO Ilija Batljan For For Management
10 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors and Deputy Auditors
11.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 450,000 to Chairman
and SEK 300,000 for Other Directors;
Approve Committee Fees
11.2 Approve Remuneration of Auditors For For Management
12.1A Reelect Lennart Schuss as Director For For Management
12.1B Reelect Ilija Batljan as Director For For Management
12.1C Reelect Sven-Olof Johansson as Director For For Management
12.1D Reelect Hans Runesten as Director For For Management
12.1E Reelect Anne-Grete Strom-Erichsen as For For Management
Director
12.1F Reelect Fredrik Svensson as Director For For Management
12.1G Reelect Eva Swartz Grimaldi as Director For For Management
12.2 Elect Lennart Schuss as Board Chairman For For Management
12.3A Ratify Ernst & Young AB as Auditors For For Management
12.3B Ratify Ingemar Rindstig as Auditor For For Management
12.3C Ratify Gabriel Novella as Deputy For For Management
Auditor
13 Approve Remuneration Report For For Management
14 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
15 Approve Creation of Pool of Capital For Against Management
without Preemptive Rights
16 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
SANKYO CO., LTD.
Ticker: 6417 Security ID: J67844100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2.1 Elect Director Busujima, Hideyuki For Against Management
2.2 Elect Director Ishihara, Akihiko For For Management
2.3 Elect Director Tomiyama, Ichiro For For Management
2.4 Elect Director Kitani, Taro For For Management
2.5 Elect Director Yamasaki, Hiroyuki For For Management
--------------------------------------------------------------------------------
SANWA HOLDINGS CORP.
Ticker: 5929 Security ID: J6858G104
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 17
2.1 Elect Director Takayama, Toshitaka For Against Management
2.2 Elect Director Takayama, Yasushi For For Management
2.3 Elect Director Fujisawa, Hiroatsu For For Management
2.4 Elect Director Yamazaki, Hiroyuki For For Management
2.5 Elect Director Takayama, Meiji For For Management
2.6 Elect Director Yokota, Masanaka For For Management
3 Approve Fixed Cash Compensation For For Management
Ceiling and Performance-Based Cash
Compensation Ceiling for Directors Who
Are Not Audit Committee Members and
Restricted Stock Plan
--------------------------------------------------------------------------------
SANYO SPECIAL STEEL CO., LTD.
Ticker: 5481 Security ID: J69284123
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Higuchi, Shinya For For Management
1.2 Elect Director Takahashi, Kozo For For Management
1.3 Elect Director Oi, Shigehiro For For Management
1.4 Elect Director Omae, Kozo For For Management
1.5 Elect Director Yanagimoto, Katsu For For Management
1.6 Elect Director Kobayashi, Takashi For For Management
1.7 Elect Director Onishi, Tamae For For Management
1.8 Elect Director Usuki, Masaharu For For Management
1.9 Elect Director Miyamoto, Katsuhiro For For Management
2 Appoint Statutory Auditor Sonoda, For For Management
Hiroto
3 Appoint Alternate Statutory Auditor For For Management
Kobayashi, Akihiro
--------------------------------------------------------------------------------
SAPIENS INTERNATIONAL CORP. NV
Ticker: SPNS Security ID: G7T16G103
Meeting Date: NOV 24, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.a Reelect Guy Bernstein as Director For For Management
1.b Reelect Roni Al Dor as Director For For Management
1.c Reelect Eyal Ben-Chlouche as Director For For Management
1.d Reelect Yacov Elinav as Director For For Management
1.e Reelect Uzi Netanel as Director For For Management
1.f Reelect Naamit Salomon as Director For Against Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
SATO HOLDINGS CORP.
Ticker: 6287 Security ID: J69682102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2.1 Elect Director Kotaki, Ryutaro For For Management
2.2 Elect Director Abe, Yoichi For For Management
2.3 Elect Director Konuma, Hiroyuki For For Management
2.4 Elect Director Narumi, Tatsuo For For Management
2.5 Elect Director Tanaka, Yuko For For Management
2.6 Elect Director Ito, Ryoji For For Management
2.7 Elect Director Yamada, Hideo For For Management
2.8 Elect Director Fujishige, Sadayoshi For For Management
2.9 Elect Director Nonogaki, Yoshiko For For Management
3 Appoint Statutory Auditor Kubo, Naoki For For Management
4 Appoint Alternate Statutory Auditor For For Management
Shikou Yun
5 Approve Trust-Type Equity Compensation For For Management
Plan
6 Appoint KPMG AZSA LLC as New External For For Management
Audit Firm
--------------------------------------------------------------------------------
SAUDI CERAMIC CO.
Ticker: 2040 Security ID: M8T401107
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Appoint Abdulazeez Al Khureiji as For Against Management
Members of Audit Committee
5 Approve Related Party Transactions Re: For For Management
Natural Gas Distribution Company
6 Approve Related Party Transactions Re: For For Management
Ceramic Pipes Company
7 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
8 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
9 Ratify Auditors and Fix Their For For Management
Remuneration for Q2,Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
10 Authorize Capitalization of Reserves For For Management
for Bonus Issue Re: 1:3
11 Amend Article 7 of Bylaws Re: Changes For For Management
in Capital
12 Amend Article 8 of Bylaws Re: For For Management
Subscription in Shares
--------------------------------------------------------------------------------
SAUDIA DAIRY & FOODSTUFF CO.
Ticker: 2270 Security ID: M8250T102
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program Up For For Management
to 2,749,750 Shares to be Kept as
Treasury Shares, Funding the Purchase
from the Company's Internal Resources
and Authorize the Board to Execute
Approved Resolution
2 Approve to Keep the Purchased Shares For For Management
for Up to 5 Years and Follow the
Relevant Laws and Regulations Upon
Expiration of the Period.
3.1 Elect Ahmed Murad as Director None Abstain Management
3.2 Elect Ahmed Al Marzouqi as Director None Abstain Management
3.3 Elect Mohammed Al Amoudi as Director None Abstain Management
3.4 Elect Hani Sab as Director None Abstain Management
3.5 Elect Suleiman Al Jarallah as Director None Abstain Management
3.6 Elect Mussaed Al Nassar as Director None Abstain Management
3.7 Elect Abdullah Bisharah as Director None Abstain Management
3.8 Elect Hamad Al Sabah as Director None Abstain Management
3.9 Elect Feisal Al Ayar as Director None Abstain Management
3.10 Elect Abdullah Al Nassar as Director None Abstain Management
3.11 Elect Saeed Ba Samh as Director None Abstain Management
3.12 Elect Abdulazeez Al Milhim as Director None Abstain Management
3.13 Elect Nadheer Khashaqji as Director None Abstain Management
3.14 Elect Mohammed Al Dar as Director None Abstain Management
3.15 Elect Mohammed Al Sakeet as Director None Abstain Management
3.16 Elect Abou Bakr Ba Abbad as Director None Abstain Management
3.17 Elect Abdullah Al Fifi as Director None Abstain Management
3.18 Elect Khalid Al Khudheiri as Director None Abstain Management
3.19 Elect Sameer Haddad as Director None Abstain Management
3.20 Elect Mohammed Al Ghamdi as Director None Abstain Management
3.21 Elect Abdulmajeed Al Bahrani as None Abstain Management
Director
--------------------------------------------------------------------------------
SBANKEN ASA
Ticker: SBANK Security ID: R7565B108
Meeting Date: DEC 16, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Authorize Board to Distribute For For Management
Dividends of up to NOK 3.15 Per Share
--------------------------------------------------------------------------------
SBANKEN ASA
Ticker: SBANK Security ID: R7565B108
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4.1 Accept Financial Statements and For For Management
Statutory Reports
4.2 Authorize Board to Distribute For For Management
Dividends of up to NOK 4.4 Per Share
5 Approve Remuneration of Auditors For For Management
6 Approve Remuneration of Directors; For For Management
Approve Remuneration for Committee Work
7 Approve Remuneration of Nominating For For Management
Committee
8 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
9 Discuss Company's Corporate Governance None None Management
Statement
10.1 Elect Susanne Thore as Chair of For For Management
Nominating Committee
10.2 Elect Berit Henriksen as Member of For For Management
Nominating Committee
10.3 Elect Oisten Widding as Member of For For Management
Nominating Committee
11.1 Reelect Niklas Midtby (Chairman) as For For Management
Director
11.2 Reelect Mai-Lill Ibsen as Director For For Management
11.3 Reelect Ragnhild Wiborg as Director For For Management
11.4 Elect Herman Korsgaard as New Director For For Management
12 Authorize Share Repurchase Program For For Management
13.1 Authorize Board to Issue Hybrid For For Management
Capital Instruments with Total Nominal
Value up to NOK 600 Million
13.2 Authorize Board to Issue Subordinated For For Management
Loans with Total Nominal Value up to
NOK 750 Million
13.3 Authorize Board to Issue Senior For For Management
Non-Preferred Debt with Total Nominal
Value up to NOK 5 Billion
14 Approve Creation of NOK 100 Million For For Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
SBS HOLDINGS, INC.
Ticker: 2384 Security ID: J6985F102
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Adopt Board For For Management
Structure with Audit Committee - Amend
Provisions on Number of Directors -
Authorize Directors to Execute Day to
Day Operations without Full Board
Approval
2.1 Elect Director Kamata, Masahiko For For Management
2.2 Elect Director Iriyama, Kenichi For For Management
2.3 Elect Director Taiji, Masato For For Management
2.4 Elect Director Tanaka, Yasuhito For For Management
2.5 Elect Director Wakamatsu, Katsuhisa For For Management
2.6 Elect Director Kato, Hajime For For Management
2.7 Elect Director Sato, Hiroaki For For Management
2.8 Elect Director Iwasaki, Jiro For For Management
2.9 Elect Director Sekimoto, Tetsuya For For Management
2.10 Elect Director Hoshi, Shuichi For For Management
3.1 Elect Director and Audit Committee For For Management
Member Yamashita, Yasuhiro
3.2 Elect Director and Audit Committee For For Management
Member Matsumoto, Masato
3.3 Elect Director and Audit Committee For For Management
Member Tsuji, Sachie
4 Elect Alternate Director and Audit For For Management
Committee Member Suzuki, Tomoyuki
5 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
6 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
--------------------------------------------------------------------------------
SC ASSET CORP. PUBLIC CO., LTD.
Ticker: SC Security ID: Y7533E160
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Matters to be Informed For For Management
2 Acknowledge Operating Performance For For Management
3 Approve Financial Statements For For Management
4 Approve Dividend Payment For For Management
5 Approve PricewaterhouseCoopers ABAS For For Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
6.1 Elect Rath Kitivejosoth as Director For For Management
6.2 Elect Precha Sekhararidhi as Director For For Management
6.3 Elect Songsak Premsuk as Director For For Management
7 Approve Issuance and Offering of For Against Management
Warrants to Directors and Employees
8 Approve Allocation of Newly Issued For Against Management
Ordinary Shares to Accommodate the
Exercise of Warrants
--------------------------------------------------------------------------------
SCANDINAVIAN TOBACCO GROUP A/S
Ticker: STG Security ID: K8553U105
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 6.50 Per Share
4 Approve Remuneration Report (Advisory For For Management
Vote)
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.32 Million for
Chairman, DKK 880,000 for Vice
Chairman, and DKK 440,000 for Other
Directors; Approve Remuneration for
Committee Work
6a Approve DKK 2.5 Million Reduction in For For Management
Share Capital via Share Cancellation;
Amend Existing Authorizations in
Articles Accordingly
6b Allow Shareholder Meetings to be Held For Against Management
by Electronic Means Only
6c Approve Company Announcements in For For Management
English
7a Reelect Nigel Northridge as Director For For Management
(Chairman)
7b Reelect Henrik Brandt as Director For For Management
(Vice Chair)
7c Reelect Dianne Neal Blixt as Director For For Management
7d Reelect Marlene Forsell as Director For For Management
7e Reelect Claus Gregersen as Director For For Management
7f Reelect Luc Missorten as Director For For Management
7g Reelect Anders Obel as Director For For Management
7h Elect Henrik Amsinck as New Director For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
SEBANG GLOBAL BATTERY CO., LTD.
Ticker: 004490 Security ID: Y2723M106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Four Inside Directors, Two For Against Management
Outside Directors, and One
Non-Independent Non-Executive Director
(Bundled)
4 Elect Ju Jae-hyeong as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Elect Two Members of Audit Committee For For Management
(Bundled)
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SELVAAG BOLIG ASA
Ticker: SBO Security ID: R7800E107
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For For Management
4 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 3 Per
Share for Second Half of 2020
5 Approve Remuneration of Directors in For For Management
the Amount of NOK 500,000 for Chairman
and NOK 290,000 for Other Directors;
Approve Remuneration for Committee
Work and Employee Representatives
6 Approve Remuneration of Nominating For For Management
Committee
7 Approve Remuneration of Auditors For For Management
8 Approve Remuneration Statement For For Management
9 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
10 Authorize Board to Distribute Dividends For For Management
11 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
12 Approve Creation of NOK 18.8 Million For For Management
Pool of Capital without Preemptive
Rights
13 Reelect Olav H. Selvaag (Chair), For For Management
Gisele Marchand, Tore Myrvold, Oystein
Thorup and Camilla Wahl as Directors
14 Reelect Steinar Mejlaender-Larsen, For For Management
Leiv Askvig and Helene Langlo Volle as
Members of Nominating Committee
--------------------------------------------------------------------------------
SERCO GROUP PLC
Ticker: SRP Security ID: G80400107
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Dame Sue Owen as Director For For Management
6 Elect Tim Lodge as Director For For Management
7 Re-elect John Rishton as Director For For Management
8 Re-elect Rupert Soames as Director For For Management
9 Re-elect Kirsty Bashforth as Director For For Management
10 Re-elect Eric Born as Director For For Management
11 Re-elect Ian El-Mokadem as Director For For Management
12 Re-elect Lynne Peacock as Director For For Management
13 Reappoint KPMG LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For Against Management
Shares
19 Authorise UK Political Donations and For For Management
Expenditure
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Approve International Save As You Earn For For Management
Plan
--------------------------------------------------------------------------------
SERIA CO., LTD.
Ticker: 2782 Security ID: J7113X106
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2.1 Elect Director Kawai, Eiji For Against Management
2.2 Elect Director Iwama, Yasushi For For Management
2.3 Elect Director Tanaka, Masahiro For For Management
--------------------------------------------------------------------------------
SERVERWORKS CO., LTD.
Ticker: 4434 Security ID: J7113Z101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Business Lines For For Management
- Adopt Board Structure with Audit
Committee - Amend Provisions on Number
of Directors - Authorize Board to
Determine Income Allocation
2.1 Elect Director Oishi, Ryo For For Management
2.2 Elect Director Hashiba, Takashi For For Management
2.3 Elect Director Oshio, Hiroyuki For For Management
3.1 Elect Director and Audit Committee For For Management
Member Inoue, Mikiya
3.2 Elect Director and Audit Committee For For Management
Member Tanaka, Yuko
3.3 Elect Director and Audit Committee For For Management
Member Terajima, Ichiro
3.4 Elect Director and Audit Committee For For Management
Member Fujimoto, Hikari
4 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
5 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
6 Approve Statutory Auditor Retirement For For Management
Bonus
--------------------------------------------------------------------------------
SESA S.P.A.
Ticker: Security ID: IT0004729759
Meeting Date: AUG 28, 2020 Meeting Type: Mix
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
13 Amendments to Article 3 For For Management
14 Amendments to Article 7 For Against Management
4 Accounts and Reports For For Management
5 Allocation of Profits/Dividends For For Management
6 Ratification of Co-Option of Claudio For For Management
Berretti
7 Elect One Effective Statutory Auditor For For Management
and One Alternate Statutory Auditor
8 Remuneration Policy (Binding) For Against Management
9 Remuneration Report (Advisory) For Against Management
10 Stock Grant Plan 2021-2023 For Against Management
11 Authority to Repurchase and Reissue For For Management
Shares
12 Adoption of New Articles For For Management
--------------------------------------------------------------------------------
SESA SPA
Ticker: SES Security ID: T6350J100
Meeting Date: JAN 27, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws Re: Article 19 For For Management
2 Amend Company Bylaws Re: Articles 16, For For Management
18, 21, and 22
--------------------------------------------------------------------------------
SEVEN GROUP HOLDINGS LIMITED
Ticker: SVW Security ID: Q84384108
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Kerry Stokes as Director For For Management
3 Elect Chris Mackay as Director For For Management
4 Elect Warwick Smith as Director For For Management
5 Approve Remuneration Report For For Management
6 Approve the Grant of Share Rights to For For Management
Ryan Stokes
--------------------------------------------------------------------------------
SHANGHAI FUDAN ZHANGJIANG BIO-PHARMACEUTICAL CO. LTD.
Ticker: 1349 Security ID: Y7682Y108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Annual Report For For Management
4 Accept 2020 Financial Report For For Management
5 Approve 2020 Profit Distribution Plan For For Management
and Final Dividend Distribution Plan
6 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
7 Approve 2020 Remuneration of Directors For For Management
and Supervisors and 2021 Relevant
Proposal
8 Approve Renewal of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
9 Approve Use of Proceeds from the A For For Management
Shares Offering
10 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
11 Approve Draft and Summary of 2021 For For Management
Restrictive Incentive Scheme
12 Approve Assessment Management Measures For For Management
of the 2021 Restrictive Incentive
Scheme
13 Approve Authorization of the Board to For For Management
Handle All Matters in Relation to the
Restricted Incentive
--------------------------------------------------------------------------------
SHANGHAI FUDAN ZHANGJIANG BIO-PHARMACEUTICAL CO. LTD.
Ticker: 1349 Security ID: Y7682Y108
Meeting Date: MAY 27, 2021 Meeting Type: Special
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
2 Approve Draft and Summary of 2021 For For Management
Restrictive Incentive Scheme
3 Approve Assessment Management Measures For For Management
of the 2021 Restrictive Incentive
Scheme
4 Approve Authorization of the Board to For For Management
Handle All Matters in Relation to the
Restricted Incentive
--------------------------------------------------------------------------------
SHANGHAI FUDAN ZHANGJIANG BIO-PHARMACEUTICAL CO., LTD.
Ticker: 1349 Security ID: Y7682Y108
Meeting Date: DEC 14, 2020 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sales and Distribution For For Management
Agreement, Proposed Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
SHAPIR ENGINEERING & INDUSTRY LTD.
Ticker: SPEN Security ID: M8T68J105
Meeting Date: DEC 28, 2020 Meeting Type: Annual/Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2.1 Reelect Yehuda Segev as Director For Against Management
2.2 Reelect Harel Shapira as Director For Against Management
2.3 Reelect Israel Shapira as Director For Against Management
2.4 Reelect Gil Shapira as Director For Against Management
2.5 Reelect Chen Shapira as Director For Against Management
2.6 Reelect Eynat Tsafrir as Director For For Management
3 Reappoint Brightman Almagor Zohar & Co For For Management
as Auditors and Report on Fees Paid to
the Auditor
4 Approve Amended Compensation Policy For For Management
Re: Liability Insurance Policy
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
SHAPIR ENGINEERING & INDUSTRY LTD.
Ticker: SPEN Security ID: M8T68J105
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Meir Barel as External Director For For Management
2 Elect Klein Yaron as External Director For For Management
3 Approve Amended Compensation Policy For For Management
for the Directors and Officers of the
Company
4 Approve Amended Compensation of Yehuda For For Management
Segev, Chairman
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
SHENG SIONG GROUP LTD.
Ticker: OV8 Security ID: Y7709X109
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Lim Hock Chee as Director For For Management
4 Elect Lin Ruiwen as Director For For Management
5 Elect Lee Teck Leng, Robson as Director For For Management
6 Elect Tan Poh Hong as Director For For Management
7 Approve Directors' Fees For For Management
8 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Grant of Awards and Issuance For Against Management
of Shares Under the Sheng Siong Share
Award Scheme
--------------------------------------------------------------------------------
SHIMA SEIKI MFG. LTD.
Ticker: 6222 Security ID: J72273105
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Shima, Masahiro For For Management
2.2 Elect Director Shima, Mitsuhiro For For Management
2.3 Elect Director Umeda, Ikuto For For Management
2.4 Elect Director Nanki, Takashi For For Management
2.5 Elect Director Otani, Akihiro For For Management
2.6 Elect Director Kitagawa, Shosaku For For Management
2.7 Elect Director Ichiryu, Yoshio For For Management
2.8 Elect Director Zamma, Rieko For For Management
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SHINING BUILDING BUSINESS CO., LTD.
Ticker: 5531 Security ID: Y77507112
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
--------------------------------------------------------------------------------
SHIP HEALTHCARE HOLDINGS, INC.
Ticker: 3360 Security ID: J7T445100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2 Amend Articles to Amend Business Lines For For Management
3 Amend Articles to Amend Provisions on For For Management
Director Titles
4.1 Elect Director Furukawa, Kunihisa For For Management
4.2 Elect Director Konishi, Kenzo For For Management
4.3 Elect Director Ogawa, Hirotaka For For Management
4.4 Elect Director Ohashi, Futoshi For For Management
4.5 Elect Director Okimoto, Koichi For For Management
4.6 Elect Director Kobayashi, Hiroyuki For For Management
4.7 Elect Director Yokoyama, Hiroshi For For Management
4.8 Elect Director Shimada, Shoji For For Management
4.9 Elect Director Umino, Atsushi For For Management
4.10 Elect Director Sano, Seiichiro For For Management
4.11 Elect Director Imabeppu, Toshio For For Management
4.12 Elect Director Ito, Fumiyo For For Management
4.13 Elect Director Nishio, Shinya For For Management
5.1 Appoint Statutory Auditor Toda, For For Management
Narushige
5.2 Appoint Statutory Auditor Nakao, For For Management
Hidemitsu
5.3 Appoint Statutory Auditor Oyama, For For Management
Hiroyasu
5.4 Appoint Statutory Auditor Sano, For For Management
Nobuyuki
6 Approve Compensation Ceiling for For For Management
Directors
7 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
SHOUGANG FUSHAN RESOURCES GROUP LIMITED
Ticker: 639 Security ID: Y7760F104
Meeting Date: SEP 03, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Conditional Cash Offer to Buy For For Management
Back Shares and Related Transactions
b Approve Whitewash Waiver and Related For For Management
Transactions
--------------------------------------------------------------------------------
SHOUGANG FUSHAN RESOURCES GROUP LIMITED
Ticker: 639 Security ID: Y7760F104
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Ding Rucai as Director For Against Management
3B Elect Choi Wai Yin as Director For For Management
3C Elect Japhet Sebastian Law as Director For For Management
3D Elect Wang Dongming as Director For Against Management
3E Elect Chen Jianxiong as Director For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SHOUGANG FUSHAN RESOURCES GROUP LIMITED
Ticker: 639 Security ID: Y7760F104
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021 Master Sales and Purchase For For Management
Agreement, Proposed Caps and Related
Transactions
--------------------------------------------------------------------------------
SHUI ON LAND LTD.
Ticker: 272 Security ID: G81151113
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Douglas H. H. Sung as Director For For Management
2b Elect Anthony J. L. Nightingale as For For Management
Director
2c Elect Shane S. Tedjarati as Director For For Management
2d Elect Ya Ting Wu as Director For For Management
2e Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SIGNIFY NV
Ticker: LIGHT Security ID: N8063K107
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Francisco Javier van Engelen For For Management
Sousa to Management Board
--------------------------------------------------------------------------------
SIGNIFY NV
Ticker: LIGHT Security ID: N8063K107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Presentation by CEO None None Management
2 Approve Remuneration Report For For Management
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Adopt Financial Statements For For Management
5.a Approve Extraordinary Dividends of EUR For For Management
1.35 Per Share
5.b Approve Dividends of EUR 1.40 Per Share For For Management
6.a Approve Discharge of Management Board For For Management
6.b Approve Discharge of Supervisory Board For For Management
7 Reelect Gerard van de Aast to For For Management
Supervisory Board
8.a Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
8.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
9 Authorize Repurchase of Shares For For Management
10 Approve Cancellation of Repurchased For For Management
Shares
11 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SIMPAR SA
Ticker: SIMH3 Security ID: P8T99C100
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For Against Management
Management
--------------------------------------------------------------------------------
SIMPAR SA
Ticker: SIMH3 Security ID: P8T99C100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
SIMPLO TECHNOLOGY CO., LTD.
Ticker: 6121 Security ID: Y7987E104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
--------------------------------------------------------------------------------
SINKO INDUSTRIES LTD.
Ticker: 6458 Security ID: J73283111
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Takeda, Shozo For For Management
2.2 Elect Director Suenaga, Satoshi For For Management
2.3 Elect Director Aota, Tokuji For For Management
2.4 Elect Director Taniguchi, Takenori For For Management
2.5 Elect Director Fujii, Tomoaki For For Management
2.6 Elect Director Michibata, Noriaki For For Management
2.7 Elect Director Adachi, Minako For For Management
2.8 Elect Director Nakagawa, Yoshio For For Management
3 Elect Alternate Director and Audit For For Management
Committee Member Okao, Ryohei
--------------------------------------------------------------------------------
SIRIUS REAL ESTATE LIMITED
Ticker: Security ID: GG00B1W3VF54
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Authority to Set Auditor's Fees For For Management
11 Final Dividend (Advisory) For For Management
12 Remuneration Policy (Advisory - Non UK For For Management
Issuer)
13 Remuneration Report (Advisory) For For Management
14 Scrip Dividend For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights
17 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
18 Authority to Repurchase Shares For For Management
2 Elect Caroline Britton For For Management
3 Elect Mark Cherry For For Management
4 Elect Kelly Cleveland For For Management
5 Elect Andrew Coombs For For Management
6 Elect Daniel Kitchen For For Management
7 Elect Alistair Marks For For Management
8 Elect James Peggie For For Management
9 Appointment of Auditor For For Management
--------------------------------------------------------------------------------
SISTEMA PJSFC
Ticker: AFKS Security ID: 48122U204
Meeting Date: JUN 26, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Financial For For Management
Statements
2 Approve Allocation of Income and For For Management
Dividends
3.1 Elect Anna Belova as Director None For Management
3.2 Elect Vladimir Evtushenkov as Director None Against Management
3.3 Elect Feliks Evtushenkov as Director None Against Management
3.4 Elect Ron Sommer as Director None Against Management
3.5 Elect Iaroslav Kuzminov as Director None For Management
3.6 Elect Roger Munnings as Director None Against Management
3.7 Elect Vladimir Chirakhov as Director None Against Management
3.8 Elect Anatolii Chubais as Director None Against Management
3.9 Elect Mikhail Shamolin as Director None Against Management
3.10 Elect Etienne Schneider as Director None For Management
3.11 Elect Aleksandr Shokhin as Director None For Management
3.12 Elect David Iakobashvili as Director None Against Management
4.1 Ratify Deloitte & Touche as RAS Auditor For For Management
4.2 Ratify Deloitte & Touche as IFRS For For Management
Auditor
5 Approve New Edition of Regulations on For For Management
Remuneration of Directors
--------------------------------------------------------------------------------
SITC INTERNATIONAL HOLDINGS COMPANY LIMITED
Ticker: 1308 Security ID: G8187G105
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Yang Xianxiang as Director For Against Management
4 Elect Liu Kecheng as Director For For Management
5 Elect Liu Ka Ying, Rebecca as Director For For Management
6 Elect Tse Siu Ngan as Director For For Management
7 Elect Hu Mantian as Director For For Management
8 Elect Yang Xin as Director For For Management
9 Authorize Board to Fix Remuneration of For For Management
Directors
10 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
11 Authorize Repurchase of Issued Share For For Management
Capital
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SK DISCOVERY CO. LTD.
Ticker: 006120 Security ID: Y80661104
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Chey Chang-won as Inside Director For Against Management
3.2 Elect Kim Cheol as Inside Director For For Management
3.3 Elect Park Chan-jung as Inside Director For For Management
4 Elect Song Jae-yong as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SKY PERFECT JSAT HOLDINGS INC.
Ticker: 9412 Security ID: J75606103
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Takada, Shinji For For Management
1.2 Elect Director Yonekura, Eiichi For For Management
1.3 Elect Director Fukuoka, Toru For For Management
1.4 Elect Director Omatsuzawa, Kiyohiro For For Management
1.5 Elect Director Ogawa, Masato For For Management
1.6 Elect Director Matsutani, Koichi For For Management
1.7 Elect Director Nakatani, Iwao For For Management
1.8 Elect Director Kosugi, Yoshinobu For For Management
1.9 Elect Director Fujiwara, Hiroshi For For Management
1.10 Elect Director Oga, Kimiko For For Management
1.11 Elect Director Shimizu, Kenji For For Management
2 Appoint Statutory Auditor Oe, Atsuhiko For For Management
--------------------------------------------------------------------------------
SKYWORTH GROUP LIMITED
Ticker: 751 Security ID: G8181C100
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Lai Weide as Director For For Management
2B Elect Lin Jin as Director For For Management
2C Elect Li Weibin as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SLATE GROCERY REIT
Ticker: SGR.UN Security ID: 831062203
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Trustee Colum Bastable For For Management
1b Elect Trustee Thomas Farley For For Management
1c Elect Trustee Patrick Flatley For For Management
1d Elect Trustee Marc Rouleau For For Management
1e Elect Trustee Andrea Stephen For For Management
1f Elect Trustee Blair Welch For For Management
1g Elect Trustee Brady Welch For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
--------------------------------------------------------------------------------
SMA SOLAR TECHNOLOGY AG
Ticker: S92 Security ID: D7008K108
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 per Share
3.1 Approve Discharge of Management Board For For Management
Member Ulrich Hadding for Fiscal Year
2020
3.2 Approve Discharge of Management Board For For Management
Member Juergen Reinert for Fiscal Year
2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Roland Bent for Fiscal Year 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Martin Breul for Fiscal Year
2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Oliver Dietzel for Fiscal Year
2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Peter Drews for Fiscal Year 2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Erik Ehrentraut for Fiscal Year
2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Kim Fausing for Fiscal Year 2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Johannes Haede for Fiscal Year
2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Heike Haigis for Fiscal Year
2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Alexa Hergenroether for Fiscal
Year 2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Uwe Kleinkauf for Fiscal Year
2020
4.11 Approve Discharge of Supervisory Board For For Management
Member Ilonka Nussbaumer for Fiscal
Year 2020
4.12 Approve Discharge of Supervisory Board For For Management
Member Yvonne Siebert for Fiscal Year
2020
4.13 Approve Discharge of Supervisory Board For For Management
Member Romy Siegert for Fiscal Year
2020
4.14 Approve Discharge of Supervisory Board For For Management
Member Jan-Henrik Supady for Fiscal
Year 2020
4.15 Approve Discharge of Supervisory Board For For Management
Member Matthias Victor for Fiscal Year
2020
4.16 Approve Discharge of Supervisory Board For For Management
Member Hans-Dieter Werner for Fiscal
Year 2020
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Amend Corporate Purpose For For Management
9 Amend Articles Re: Virtual General For For Management
Meeting; Proof of Entitlement
10 Amend Articles Re: Deputy Chairman of For For Management
the Supervisory Board; General Meeting
Chairman
11 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
SOK MARKETLER TICARET A.S.
Ticker: SOKM Security ID: TRESOKM00022
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
4 Opening; Election of Presiding Chair For For Management
13 Presentation of Compensation Policy For For Management
14 Directors' Fees For Against Management
15 Charitable Donations For For Management
16 Presentation of Report on Guarantees For For Management
17 Authority to Carry out Competing For For Management
Activities or Related Party
Transactions
18 Closing For For Management
5 Minutes For For Management
6 Presentation of Directors' Report For For Management
7 Presentation of Auditor's Report For For Management
8 Financial Statements For For Management
9 Ratification of Board Acts For For Management
10 Ratification of Co-Option of a Director For For Management
11 Allocation of Profits/Dividends For For Management
12 Appointment of Auditor For For Management
--------------------------------------------------------------------------------
SOK MARKETLER TICARET AS
Ticker: SOKM.E Security ID: M8T8CL101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
Minutes of Meeting
3 Accept Board Report For For Management
4 Accept Audit Report For For Management
5 Accept Financial Statements For For Management
6 Approve Discharge of Board For For Management
7 Elect Directors and Approve Their For Against Management
Remuneration
8 Approve Allocation of Income For For Management
9 Ratify External Auditors For For Management
10 Approve Upper Limit of Donations for For For Management
2021 and Receive Information on
Donations Made in 2020
11 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
12 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
13 Close Meeting None None Management
--------------------------------------------------------------------------------
SOLGOLD PLC
Ticker: SOLG Security ID: G8255T104
Meeting Date: DEC 17, 2020 Meeting Type: Annual
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Nicholas Mather as Director For Against Management
4 Re-elect James Clare as Director For For Management
5 Elect Elodie Goodey as Director For For Management
6 Elect Kevin O'Kane as Director For For Management
7 Elect Maria Alban as Director For For Management
8 Elect Keith Marshall as Director For For Management
9 Reappoint BDO (UK) LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Issue of Equity For For Management
12 Approve Increase in the Maximum For For Management
Aggregate Fees Payable to Directors
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
15 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SOPRA STERIA GROUP SA
Ticker: SOP Security ID: F20906115
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2 per Share
4 Approve Compensation Report For For Management
5 Approve Compensation of Pierre For For Management
Pasquier, Chairman of the Board
6 Approve Compensation of Vincent Paris, For For Management
CEO
7 Approve Remuneration Policy of For For Management
Chairman of the Board
8 Approve Remuneration Policy of CEO For For Management
9 Approve Remuneration Policy of For For Management
Directors
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 500,000
11 Elect Astrid Anciaux as Representative For For Management
of Employee Shareholders to the Board
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SOULBRAIN CO., LTD.
Ticker: 357780 Security ID: Y8076W120
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Terms of Retirement Pay For For Management
4.1 Elect Noh Hwan-cheol as Inside Director For For Management
4.2 Elect Yoon Seok-hwan as Inside Director For For Management
4.3 Elect Kim Hong-gap as Outside Director For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
SOULBRAIN HOLDINGS CO., LTD.
Ticker: 036830 Security ID: Y8076W112
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Terms of Retirement Pay For For Management
4 Elect Jeong Ji-wan as Inside Director For Against Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
SPAREBANK 1 NORD-NORGE
Ticker: NONG Security ID: R8288N106
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lars Martin Lunde, Elin For For Management
Wintervold, Kjell Kolbeinsen and Kjell
Olav Pettersen as Members of
Committee of Representatives; Elect
John-Oskar Nyvoll and Hallgeir Angell
as Deputy Members of Committee of
Representatives
--------------------------------------------------------------------------------
SPICEJET LIMITED
Ticker: 500285 Security ID: Y81178108
Meeting Date: DEC 24, 2020 Meeting Type: Annual
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Ajay Singh as Director For Against Management
3 Approve Walker Chandiok & Co LLP, For For Management
Chartered Accountants as Auditors and
Authorize Board to Fix Their
Remuneration
4 Approve Transfer of Cargo Business to For For Management
SpiceXpress and Logistics Private
Limited
--------------------------------------------------------------------------------
SPIE SA
Ticker: SPIE Security ID: F8691R101
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.44 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Ratify Appointment of Sandrine Teran For For Management
as Director
6 Elect Sandrine Teran as Director For For Management
7 Elect Patrick Jeantet as Director For For Management
8 Approve Compensation of Gauthier For For Management
Louette, Chairman and CEO
9 Approve Remuneration Policy of For For Management
Gauthier Louette, Chairman and CEO
10 Approve Compensation Report For For Management
11 Approve Remuneration Policy of For For Management
Directors
12 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
16 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SPIRENT COMMUNICATIONS PLC
Ticker: SPT Security ID: G83562101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Approve Special Dividend For For Management
6 Re-elect Paula Bell as Director For For Management
7 Re-elect Gary Bullard as Director For For Management
8 Re-elect Wendy Koh as Director For For Management
9 Re-elect Edgar Masri as Director For For Management
10 Re-elect Jonathan Silver as Director For For Management
11 Re-elect Sir Bill Thomas as Director For For Management
12 Re-elect Eric Updyke as Director For For Management
13 Appoint Deloitte as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
19 Adopt New Articles of Association For For Management
20 Approve US Employee Stock Purchase For For Management
Plan and Global Employee Share
Purchase Plan
21 Approve Sharesave Plan For For Management
--------------------------------------------------------------------------------
ST. BARBARA LIMITED
Ticker: SBM Security ID: Q8744Q173
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Tim Netscher as Director For For Management
3 Approve Issuance of FY20 Performance For For Management
Rights to Craig Jetson
4 Approve Issuance of FY21 Performance For For Management
Rights to Craig Jetson
--------------------------------------------------------------------------------
STABILUS S.A.
Ticker: STM Security ID: L8750H104
Meeting Date: FEB 10, 2021 Meeting Type: Annual
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Management Board Report on None None Management
Financial Statements and Statutory
Reports (Non-Voting)
2 Receive Supervisory Board Report on None None Management
Financial Statements and Statutory
Reports (Non-Voting)
3 Receive Auditor's Reports None None Management
4 Approve Financial Statements For For Management
5 Approve Allocation of Income For For Management
6 Approve Consolidated Financial For For Management
Statements and Statutory Reports
7 Approve Discharge of Michael Buchsner For For Management
as Management Board Member
8 Approve Discharge of Mark Wilhelms as For For Management
Management Board Member
9 Approve Discharge of Markus Schadlich For For Management
as Management Board Member
10 Approve Discharge of Andreas Sievers For For Management
as Management Board Member
11 Approve Discharge of Andreas Schroder For For Management
as Management Board Member
12 Approve Discharge of Stephan Kessel as For For Management
Supervisory Board Member
13 Approve Discharge of Joachim Rauhut as For For Management
Supervisory Board Member
14 Approve Discharge of Ralf-Michael For For Management
Fuchs as Supervisory Board Member
15 Approve Discharge of Dirk Linzmeier as For For Management
Supervisory Board Member
16 Renew Appointment of KPMG Luxembourg For For Management
as Auditor
17 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
STARTS CORP., INC.
Ticker: 8850 Security ID: J76702109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Muraishi, Hisaji For Against Management
1.2 Elect Director Isozaki, Kazuo For For Management
1.3 Elect Director Muraishi, Toyotaka For For Management
1.4 Elect Director Saito, Taroo For For Management
1.5 Elect Director Naoi, Hideyuki For For Management
1.6 Elect Director Nakamatsu, Manabu For For Management
1.7 Elect Director Yamazaki, Chisato For For Management
1.8 Elect Director Naoi, Tamotsu For For Management
1.9 Elect Director Hasegawa, Takahiro For For Management
1.10 Elect Director Muramatsu, Hisayuki For For Management
1.11 Elect Director Hironaka, Yoshimichi For For Management
--------------------------------------------------------------------------------
STRATEC SE
Ticker: SBS Security ID: D8T6E3103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Ebner Stolz GmbH & Co. KG as For For Management
Auditors for Fiscal Year 2021
6 Elect Rolf Vornhagen to the For For Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9.1 Amend Articles Re: Electronic For For Management
Communication
9.2 Amend Articles Re: Supervisory Board For For Management
Remuneration
--------------------------------------------------------------------------------
STRAUSS GROUP LTD.
Ticker: STRS Security ID: M8553H110
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zipora (Tzipi) Ozer-Armon as For Against Management
Director
2 Issue Exemption Agreement Renewal to For For Management
Adi Nathan Strauss, Controller
3 Approve Amendment in Compensation For For Management
Policy for the Directors and Officers
of the Company
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
STRIDES PHARMA SCIENCE LIMITED
Ticker: 532531 Security ID: Y8175G117
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reclassification of SeQuent For For Management
Scientific Limited from Promoter Group
to Public Category
--------------------------------------------------------------------------------
STRIDES PHARMA SCIENCE LIMITED
Ticker: 532531 Security ID: Y8175G117
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Bharat Dhirajlal Shah as For For Management
Director
--------------------------------------------------------------------------------
STRIKE CO., LTD.
Ticker: 6196 Security ID: J7674S108
Meeting Date: NOV 25, 2020 Meeting Type: Annual
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2 Amend Articles to Change Fiscal Year For For Management
End
--------------------------------------------------------------------------------
SULZER AG
Ticker: SUN Security ID: H83580284
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 4.00 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 3 Million
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 19.5
Million
5.1 Reelect Peter Loescher as Director and For For Management
Board Chairman
5.2.1 Reelect Hanne Sorensen as Director For For Management
5.2.2 Reelect Matthias Bichsel as Director For For Management
5.2.3 Reelect Mikhail Lifshitz as Director For For Management
5.2.4 Reelect Alexey Moskov as Director For For Management
5.2.5 Reelect Gerhard Roiss as Director For For Management
5.3.1 Elect Suzanne Thoma as Director For For Management
5.3.2 Elect David Metzger as Director For For Management
6.1.1 Reappoint Hanne Sorensen as Member of For For Management
the Compensation Committee
6.1.2 Reappoint Gerhard Roiss as Member of For For Management
the Compensation Committee
6.2 Appoint Suzanne Thoma as Member of the For For Management
Compensation Committee
7 Ratify KPMG AG as Auditors For For Management
8 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
9 Approve Creation of CHF 17,000 Pool of For For Management
Conditional Capital for Bonds or
Similar Debt Instruments
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SUMITOMO BAKELITE CO., LTD.
Ticker: 4203 Security ID: J77024115
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 45
2.1 Elect Director Hayashi, Shigeru For For Management
2.2 Elect Director Fujiwara, Kazuhiko For For Management
2.3 Elect Director Inagaki, Masayuki For For Management
2.4 Elect Director Asakuma, Sumitoshi For For Management
2.5 Elect Director Nakamura, Takashi For For Management
2.6 Elect Director Kuwaki, Goichiro For For Management
2.7 Elect Director Kobayashi, Takashi For For Management
2.8 Elect Director Abe, Hiroyuki For For Management
2.9 Elect Director Matsuda, Kazuo For For Management
2.10 Elect Director Nagashima, Etsuko For For Management
3.1 Appoint Statutory Auditor Kawate, For For Management
Noriko
3.2 Appoint Alternate Statutory Auditor For For Management
Yufu, Setsuko
--------------------------------------------------------------------------------
SUMITOMO FORESTRY CO., LTD.
Ticker: 1911 Security ID: J77454122
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Ichikawa, Akira For For Management
2.2 Elect Director Mitsuyoshi, Toshiro For For Management
2.3 Elect Director Sasabe, Shigeru For For Management
2.4 Elect Director Sato, Tatsuru For For Management
2.5 Elect Director Kawata, Tatsumi For For Management
2.6 Elect Director Kawamura, Atsushi For For Management
2.7 Elect Director Hirakawa, Junko For For Management
2.8 Elect Director Yamashita, Izumi For For Management
2.9 Elect Director Kurihara, Mitsue For For Management
3 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
SUMITOMO MITSUI CONSTRUCTION CO., LTD.
Ticker: 1821 Security ID: J7771R102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18
2.1 Elect Director Arai, Hideo For For Management
2.2 Elect Director Kondo, Shigetoshi For For Management
2.3 Elect Director Kimijima, Shoji For For Management
2.4 Elect Director Mimori, Yoshitaka For For Management
2.5 Elect Director Sagara, Takeshi For For Management
2.6 Elect Director Shibata, Toshio For For Management
2.7 Elect Director Sasamoto, Sakio For For Management
2.8 Elect Director Sugie, Jun For For Management
2.9 Elect Director Hosokawa, Tamao For For Management
2.10 Elect Director Kawada, Tsukasa For For Management
--------------------------------------------------------------------------------
SUN FRONTIER FUDOUSAN CO., LTD.
Ticker: 8934 Security ID: J7808L102
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 42
2 Amend Articles to Amend Business Lines For For Management
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SUN HUNG KAI & CO. LIMITED
Ticker: 86 Security ID: Y82415103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Simon Chow Wing Charn as Director For For Management
2b Elect Evan Au Yang Chi Chun as Director For For Management
2c Elect Jacqueline Alee Leung as Director For For Management
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
5 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
SUN PHARMA ADVANCED RESEARCH COMPANY LTD.
Ticker: 532872 Security ID: Y8240G100
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect T. Rajamannar as Director For For Management
3 Elect Robert J. Spiegel as Director For For Management
4 Reelect Bhavna Doshi as Director For For Management
5 Reelect Ferzaan Engineer as Director For For Management
6 Approve Shifting of Registered Office For For Management
of the Company
7 Approve Line of Credit Availed from For Against Management
Shanghvi Finance Pvt. Ltd
8 Approve Continuation of Transactions For For Management
with Sun Pharmaceutical Industries Ltd.
under Master Support Service Agreement
9 Approve Continuation of Transactions For For Management
with Sun Pharma Global FZE under
Master Licensing Agreement
10 Approve Continuation of Transactions For For Management
with Sun Pharma Laboratories Ltd.
under Master Licensing Agreement
11 Approve Continuation of Transactions For For Management
with Sun Pharmaceutical Industries Ltd.
under Master Licensing Agreement
12 Increase Authorized Share Capital and For For Management
Amend Memorandum of Association
--------------------------------------------------------------------------------
SUN PHARMA ADVANCED RESEARCH COMPANY LTD.
Ticker: 532872 Security ID: Y8240G100
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Borrowing Powers For Against Management
2 Approve Pledging of Assets for Debt For Against Management
--------------------------------------------------------------------------------
SUN PHARMA ADVANCED RESEARCH COMPANY LTD.
Ticker: 532872 Security ID: Y8240G100
Meeting Date: JUN 08, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Convertible For Against Management
Warrants on Preferential Basis
--------------------------------------------------------------------------------
SUNOPTA INC.
Ticker: SOY Security ID: 8676EP108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Albert Bolles For For Management
1b Elect Director Derek Briffett For For Management
1c Elect Director Joseph Ennen For For Management
1d Elect Director Rebecca Fisher For For Management
1e Elect Director R. Dean Hollis For For Management
1f Elect Director Katrina Houde For For Management
1g Elect Director Leslie Starr Keating For For Management
1h Elect Director Kenneth Kempf For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUPER RETAIL GROUP LIMITED
Ticker: SUL Security ID: Q88009107
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3.1 Elect Howard Mowlem as Director For For Management
3.2 Elect Reginald Rowe as Director For For Management
3.3 Elect Annabelle Chaplain as Director For For Management
3.4 Elect Gary Dunne as Director For For Management
4 Approve Grant of Performance Rights to For Against Management
Anthony Michael Heraghty
5 Approve the Increase in Non-Executive None For Management
Directors' Fee Pool
--------------------------------------------------------------------------------
SURUGA BANK LTD.
Ticker: 8358 Security ID: J78400108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Saga, Kosuke For For Management
1.2 Elect Director Kato, Kosuke For For Management
1.3 Elect Director Tsutsumi, Tomoaki For For Management
1.4 Elect Director Toya, Tomoki For For Management
1.5 Elect Director Minemura, Yugo For For Management
1.6 Elect Director Kusaki, Yoriyuki For For Management
2.1 Elect Director and Audit Committee For For Management
Member Itakura, Kazumasa
2.2 Elect Director and Audit Committee For For Management
Member Noge, Emi
2.3 Elect Director and Audit Committee For For Management
Member Namekata, Yoichi
--------------------------------------------------------------------------------
SWANCOR HOLDING CO., LTD.
Ticker: 3708 Security ID: Y831CS106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures for For For Management
Election of Directors
4 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Approve Carry out Stock Dilution of For For Management
the Sunwell Carbon Fiber Composite
Corporation in Installment and Give Up
on the Cash Capital Increase.
--------------------------------------------------------------------------------
SWEDISH ORPHAN BIOVITRUM AB
Ticker: SOBI Security ID: W95637117
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Petra Hedengran as Inspector For For Management
of Minutes of Meeting
2.2 Designate Lennart Francke as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Omission of Dividends
9.1 Approve Discharge of David Allsop For For Management
9.2 Approve Discharge of Hakan Bjorklund For For Management
9.3 Approve Discharge of Annette Clancy For For Management
9.4 Approve Discharge of Matthew Gantz For For Management
9.5 Approve Discharge of Lennart Johansson For For Management
9.6 Approve Discharge of Helena Saxon For For Management
9.7 Approve Discharge of Hans GCP Schikan For For Management
9.8 Approve Discharge of Staffan Schuberg For For Management
9.9 Approve Discharge of Elisabeth Svanberg For For Management
9.10 Approve Discharge of Pia Axelson For For Management
9.11 Approve Discharge of Erika Husing For For Management
9.12 Approve Discharge of Kristin Strandberg For For Management
9.13 Approve Discharge of Linda Larsson For For Management
9.14 Approve Discharge of Katy Mazibuko For For Management
9.15 Approve Discharge of Guido Oelkers For For Management
(CEO)
10.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.6 Million for
Chairman, and SEK 515,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Meeting Fees
10.2 Approve Remuneration of Auditors For For Management
11.1 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
11.2 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
12.a Reelect Hakan Bjorklund as Director For For Management
12.b Reelect Annette Clancy as Director For For Management
12.c Reelect Matthew Gantz as Director For For Management
12.d Reelect Helena Saxon as Director For For Management
12.e Reelect Staffan Schuberg as Director For For Management
12.f Reelect Elisabeth Svanberg as Director For For Management
12.g Elect Filippa Stenberg as New Director For For Management
12.h Elect Anders Ullman as New Director For For Management
12.i Reelect Hakan Bjorklund as Board For For Management
Chairman
12.j Ratify Ernst & Young as Auditors For For Management
13 Approve Remuneration Report For For Management
14 Amend Articles Re: Proxies and Postal For For Management
Voting; Participation at General
Meeting;
15.a Approve Long Term Incentive Program For Against Management
(Management Program); Approve Long
Term Incentive Program (All Employee
Program)
15.b Approve Equity Plan Financing For Against Management
15.c Approve Alternative Equity Plan For Against Management
Financing
16 Approve Creation of Pool of Capital For For Management
without Preemptive Rights
17 Approve Transfer of Shares in For Against Management
Connection with Previous Share Programs
--------------------------------------------------------------------------------
SYSTEX CORP.
Ticker: 6214 Security ID: Y8345P104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures for For For Management
Election of Directors
5 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
--------------------------------------------------------------------------------
T-GAIA CORP.
Ticker: 3738 Security ID: J8337D108
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 37.5
2.1 Elect Director Kanaji, Nobutaka For For Management
2.2 Elect Director Konda, Tsuyoshi For For Management
2.3 Elect Director Ishida, Masato For For Management
2.4 Elect Director Sugai, Hiroyuki For For Management
2.5 Elect Director Kashiki, Katsuya For For Management
2.6 Elect Director Asaba, Toshiya For For Management
2.7 Elect Director Deguchi, Kyoko For For Management
2.8 Elect Director Kamata, Junichi For For Management
2.9 Elect Director Morohoshi, Toshio For For Management
3.1 Appoint Statutory Auditor Kaba, Toshiro For For Management
3.2 Appoint Statutory Auditor Kitagawa, For For Management
Tetsuo
4 Appoint Alternate Statutory Auditor For For Management
Ueno, Tamotsu
5 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
TAEYOUNG ENGINEERING & CONSTRUCTION
Ticker: Security ID: KR7009410002
Meeting Date: JUL 15, 2020 Meeting Type: Special
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Divestiture/Spin-off For For Management
--------------------------------------------------------------------------------
TAG IMMOBILIEN AG
Ticker: TEG Security ID: D8283Q174
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.88 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Approve Remuneration of Supervisory For For Management
Board
7 Approve Remuneration Policy For For Management
8 Approve Creation of EUR 29 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.2 Billion;
Approve Creation of EUR 29 Million
Pool of Capital to Guarantee
Conversion Rights
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
TAIKISHA LTD.
Ticker: 1979 Security ID: J79389102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Kato, Koji For For Management
2.2 Elect Director Hayakawa, Kazuhide For For Management
2.3 Elect Director Nakajima, Yasushi For For Management
2.4 Elect Director Nakagawa, Masanori For For Management
2.5 Elect Director Osada, Masashi For For Management
2.6 Elect Director Hikosaka, Hirokazu For For Management
2.7 Elect Director Fuke, Kiyotaka For For Management
2.8 Elect Director Kishi, Masasuke For For Management
2.9 Elect Director Mizumoto, Nobuko For For Management
3 Appoint Statutory Auditor Matsunaga, For For Management
Hiroyuki
4 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
TAIWAN HON CHUAN ENTERPRISE CO., LTD.
Ticker: 9939 Security ID: Y8421M108
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
--------------------------------------------------------------------------------
TAIWAN SECOM CO., LTD.
Ticker: 9917 Security ID: Y8461H100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
--------------------------------------------------------------------------------
TAKARA LEBEN CO., LTD.
Ticker: 8897 Security ID: J80744105
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Murayama, Yoshio For For Management
2.2 Elect Director Shimada, Kazuichi For For Management
2.3 Elect Director Shimizu, Kazuyuki For For Management
2.4 Elect Director Yamamoto, Masashi For For Management
2.5 Elect Director Yoshida, Masahiro For For Management
2.6 Elect Director Akisawa, Shoichi For For Management
2.7 Elect Director Iwamoto, Hiroshi For For Management
2.8 Elect Director Takaara, Mika For For Management
2.9 Elect Director Kawada, Kenji For For Management
2.10 Elect Director Taniguchi, Kentaro For For Management
2.11 Elect Director Tsuji, Chiaki For For Management
2.12 Elect Director Yamahira, Keiko For For Management
3 Appoint Alternate Statutory Auditor For For Management
Otsubo, Masanori
4 Approve Two Types of Deep Discount For Against Management
Stock Option Plans
--------------------------------------------------------------------------------
TAKASAGO THERMAL ENGINEERING CO., LTD.
Ticker: 1969 Security ID: J81023111
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 28
2.1 Elect Director Ouchi, Atsushi For For Management
2.2 Elect Director Kojima, Kazuhito For For Management
2.3 Elect Director Hara, Yoshiyuki For For Management
2.4 Elect Director Kamiya, Tadashi For For Management
2.5 Elect Director Yokote, Toshikazu For For Management
2.6 Elect Director Matsunaga, Kazuo For For Management
2.7 Elect Director Fujimura, Kiyoshi For For Management
2.8 Elect Director Seki, Yoko For For Management
2.9 Elect Director Fujiwara, Makio For For Management
2.10 Elect Director Morimoto, Hideka For For Management
3.1 Appoint Statutory Auditor Kondo, For For Management
Kunihiro
3.2 Appoint Statutory Auditor Kawahara, For For Management
Shigeharu
4 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
TAMRON CO., LTD.
Ticker: 7740 Security ID: J81625105
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2 Elect Director Ishii, Eriko For For Management
--------------------------------------------------------------------------------
TANLA PLATFORMS LIMITED
Ticker: 532790 Security ID: Y8490U106
Meeting Date: JUN 19, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Tanla Platforms Limited - For Against Management
Restricted Stock Unit Plan 2021 and
Grant of Restricted Stock Units to
Eligible Employees of the Company
2 Approve Grant of Restricted Stock For Against Management
Units to the Employees of Subsidiary
Company(ies) Under the Tanla Platforms
Limited - Restricted Stock Unit Plan
2021
--------------------------------------------------------------------------------
TANVEX BIOPHARMA, INC.
Ticker: 6541 Security ID: G8676P103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and For For Management
Consolidated Financial Statements
2 Approve Statement of Profit and Loss For For Management
Appropriation
3 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
4 Amend Rules and Procedures for For For Management
Election of Directors
5.1 Elect Chen, Chichuan, a Representative For For Management
of PENG LIN INVESTMENT CO., LTD, with
Shareholder NO.10, as Non-Independent
Director
5.2 Elect Tamon Tseng, a Representative of For For Management
PENG LIN INVESTMENT CO., LTD, with
Shareholder NO.10, as Non-Independent
Director
5.3 Elect Allen Chao, a Representative of For For Management
Allen Chao and Lee Hwa Chao Family
Trust , with Shareholder NO.1, as
Non-Independent Director
5.4 Elect David Hsia, a Representative of For For Management
Hsia Family Trust, with Shareholder NO.
8, as Non-Independent Director
5.5 Elect Chen, Lin Cheng, a For For Management
Representative of Delos Capital Fund,
LP, with Shareholder NO.63, as
Non-Independent Director
5.6 Elect Yen, Yun, with Shareholder NO. For For Management
25, as Non-Independent Director
5.7 Elect Tsai, Jin-Pau, with Shareholder For For Management
NO.F122717XXX, as Independent Director
5.8 Elect Wang, Tay-Chang (WANG, For For Management
TAY-HANG), with Shareholder NO.
H120000XXX, as Independent Director
5.9 Elect Chen, Lanbo, with Shareholder NO. For For Management
G100552XXX, as Independent Director
6 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
TATA ELXSI LIMITED
Ticker: 500408 Security ID: Y8560N107
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association - Board For Against Management
Related
--------------------------------------------------------------------------------
TATA ELXSI LIMITED
Ticker: 500408 Security ID: Y8560N107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect N. Ganapathy Subramaniam as For For Management
Director
4 Elect Anurag Kumar as Director For For Management
5 Reelect Sudhakar Rao as Director For For Management
6 Approve Payment of Commission to For Against Management
Non-Executive Directors
7 Approve Related Party Transactions For For Management
--------------------------------------------------------------------------------
TATA POWER COMPANY LIMITED
Ticker: 500400 Security ID: Y85481169
Meeting Date: FEB 16, 2021 Meeting Type: Court
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Composite Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
TCL ELECTRONICS HOLDINGS LIMITED
Ticker: Security ID: KYG8701T1388
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Acquisition Agreement For For Management
4 Disposal Agreement For For Management
5 Deed of Termination For For Management
6 Deed of Non-Competition For For Management
--------------------------------------------------------------------------------
TEAM17 GROUP PLC
Ticker: TM17 Security ID: G8715B107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Elect Mark Crawford as Director For For Management
6 Re-elect Christopher Bell as Director For For Management
7 Re-elect Jennifer Lawrence as Director For For Management
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
11 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
TECAN GROUP AG
Ticker: TECN Security ID: H84774167
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Allocation of Income and For For Management
Dividends of CHF 1.15 per Share
2.2 Approve Transfer of CHF 13.1 Million For For Management
from Legal Reserves to Free Reserves
and Repayment of CHF 1.15 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Lukas Braunschweiler as For For Management
Director
4.1.2 Reelect Oliver Fetzer as Director For For Management
4.1.3 Reelect Heinrich Fischer as Director For For Management
4.1.4 Reelect Karen Huebscher as Director For For Management
4.1.5 Reelect Christa Kreuzburg as Director For For Management
4.1.6 Reelect Daniel Marshak as Director For For Management
4.2 Reelect Lukas Braunschweiler as Board For For Management
Chairman
4.3.1 Reappoint Oliver Fetzer as Member of For For Management
the Compensation Committee
4.3.2 Reappoint Christa Kreuzburg as Member For For Management
of the Compensation Committee
4.3.3 Reappoint Daniel Marshak as Member of For For Management
the Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
5.1 Approve Remuneration Report For For Management
(Non-Binding)
5.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.3 Million
5.3 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 18.5
Million
6 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
TECHMATRIX CORP.
Ticker: 3762 Security ID: J82271107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yuri, Takashi For For Management
1.2 Elect Director Yoda, Yoshihisa For For Management
1.3 Elect Director Yai, Takaharu For For Management
1.4 Elect Director Suzuki, Takeshi For For Management
1.5 Elect Director Yasutake, Hiroaki For For Management
1.6 Elect Director Kaifu, Michi For For Management
1.7 Elect Director Horie, Ari For For Management
2.1 Elect Director and Audit Committee For For Management
Member Sasaki, Hideyuki
2.2 Elect Director and Audit Committee For For Management
Member Takayama, Ken
2.3 Elect Director and Audit Committee For For Management
Member Miura, Ryota
2.4 Elect Director and Audit Committee For For Management
Member Sugihara, Akio
--------------------------------------------------------------------------------
TELCON RF PHARMACEUTICAL. INC.
Ticker: 200230 Security ID: Y8T6HV105
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For Against Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
5 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
TELECOM EGYPT
Ticker: ETEL Security ID: M87886103
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 21 of Bylaws Re: Board For For Management
of Directors and its Elections
2 Amend Article 43 of Bylaws Re: General For For Management
Meetings
--------------------------------------------------------------------------------
TELECOM EGYPT
Ticker: ETEL Security ID: M87886103
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Approve Corporate Governance Report For For Management
for FY 2020
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
6 Ratify Changes in the Composition of For For Management
the Board
7 Elect Directors (Bundled) For Against Management
8 Approve Discharge of Directors for FY For For Management
2020
9 Approve Charitable Donations for FY For For Management
2021
10 Approve Sitting Fees and Travel For For Management
Allowances of Directors for FY 2021
11 Approve Related Party Transactions for For For Management
FY 2020 and FY 2021
12 Approve Allocation of Income and For For Management
Dividends for FY 2020
--------------------------------------------------------------------------------
TELEKOM AUSTRIA AG
Ticker: TKA Security ID: A8502A102
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.23 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Approve Remuneration of Supervisory For For Management
Board Members
6.1 Elect Karin Exner-Woehrer as For Against Management
Supervisory Board Member
6.2 Elect Alejandro Jimenez as Supervisory For Against Management
Board Member
7 Ratify Ernst & Young as Auditors for For For Management
Fiscal 2020
8 Approve Remuneration Policy For For Management
--------------------------------------------------------------------------------
TELEKOM AUSTRIA AG
Ticker: TKA Security ID: A8502A102
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.25 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Remuneration of Supervisory For For Management
Board Members
6.1 Elect Peter Kollmann as Supervisory For Against Management
Board Member
6.2 Elect Peter Hagen as Supervisory Board For For Management
Member
7 Ratify Ernst & Young as Auditors for For For Management
Fiscal Year 2021
8 Approve Remuneration Report For For Management
9.1 New/Amended Proposals from Shareholders None Against Management
9.2 New/Amended Proposals from Management None Against Management
and Supervisory Board
--------------------------------------------------------------------------------
TELEVISION BROADCASTS LIMITED
Ticker: 511 Security ID: Y85830126
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Kenneth Hsu Kin as Director For For Management
3.1 Elect Thomas Hui To as Director For For Management
3.2 Elect Anthony Lee Hsien Pin as Director For For Management
3.3 Elect William Lo Wing Yan as Director For For Management
3.4 Elect Allan Zeman as Director For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Extension of Book Close Period For For Management
from 30 Days to 60 Days
--------------------------------------------------------------------------------
TERRAFINA
Ticker: TERRA13 Security ID: P2R51T187
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Annual Report For For Management
3.1 Ratify Alberto Chretin Castillo as For For Management
Technical Committee Member
3.2 Ratify Enrique Lavin Trevino as For For Management
Technical Committee Member
3.3 Ratify Eduardo Solis Sanchez as For For Management
Technical Committee Member
3.4 Ratify Arturo D'Acosta Ruiz as For For Management
Technical Committee Member
3.5 Ratify Jose Luis Barraza Gonzalez as For For Management
Technical Committee Member
3.6 Ratify Victor David Almeida Garcia as For For Management
Technical Committee Member
3.7 Ratify Carmina Abad Sanchez as For For Management
Technical Committee Member
3.8 Ratify Enrique Torres as Director For For Management
4 Ratify Leverage Requirements For For Management
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
TFI INTERNATIONAL INC.
Ticker: TFII Security ID: 87241L109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Abi-Karam For For Management
1.2 Elect Director Alain Bedard For For Management
1.3 Elect Director Andre Berard For For Management
1.4 Elect Director Lucien Bouchard For For Management
1.5 Elect Director William T. England For For Management
1.6 Elect Director Diane Giard For For Management
1.7 Elect Director Richard Guay For For Management
1.8 Elect Director Debra Kelly-Ennis For For Management
1.9 Elect Director Neil D. Manning For For Management
1.10 Elect Director Joey Saputo For For Management
1.11 Elect Director Rosemary Turner For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
THAI VEGETABLE OIL PUBLIC CO LTD
Ticker: Security ID: TH0209010Z15
Meeting Date: JUL 03, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Meeting Minutes For For Management
2 Results of Operations For For Management
3 Accounts and Reports For For Management
4 Acknowledge Interim Dividends For For Management
5 Elect Bowon Vongsinudom For For Management
6 Elect Vorravuth Tangpiroonthum For For Management
7 Elect Vichai Vitayathanagorn For For Management
8 Elect Aranya Vitayatanagorn For For Management
9 Directors' Fees For For Management
10 Appointment of Auditor and Authority For For Management
to Set Fees
11 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
THANACHART CAPITAL PUBLIC CO LTD.
Ticker: TCAP-F Security ID: TH0083B10Z10
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Meeting Minutes For For Management
2 Results of Operations For For Management
3 Accounts and Reports For For Management
4 Acknowledge Interim Dividends For For Management
5 Directors' Fees for FY 2020 For For Management
6 Directors' Bonus for FY 2019 For For Management
7 Elect Suphadej Poonpipat For For Management
8 Elect Siripen Sitasuwan For For Management
9 Elect Tiraphot Vajrabhaya For For Management
10 Appointment of Auditor and Authority For For Management
to Set Fees
11 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
THE FIRST INTERNATIONAL BANK OF ISRAEL LTD.
Ticker: FIBI Security ID: M1648G106
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Report Regarding Incumbent Directors None None Management
Who Continue To Hold Office
2 Discuss Financial Statements and the None None Management
Report of the Board
3 Report on Fees Paid to the Auditor for None None Management
2019
4 Reappoint Somekh Chaikin as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Elect Pnina Bitterman-Cohen as For For Management
External Director
6 Elect Ron Lekkovich as Director For For Management
7 Approve Employment Terms of Ron For For Management
Lekkovich, Chairman
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None Against Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
THE MUSASHINO BANK, LTD.
Ticker: 8336 Security ID: J46883104
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 40
2.1 Elect Director Kato, Kikuo For For Management
2.2 Elect Director Nagahori, Kazumasa For For Management
2.3 Elect Director Shirai, Toshiyuki For For Management
2.4 Elect Director Kurosawa, Susumu For For Management
2.5 Elect Director Otomo, Ken For For Management
2.6 Elect Director Mitsuoka, Ryuichi For For Management
2.7 Elect Director Sanada, Yukimitsu For For Management
2.8 Elect Director Kobayashi, Ayako For For Management
--------------------------------------------------------------------------------
THE SHIGA BANK, LTD.
Ticker: 8366 Security ID: J71692107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22.5
2.1 Elect Director Takahashi, Shojiro For For Management
2.2 Elect Director Nishi, Motohiro For For Management
2.3 Elect Director Kubota, Shinya For For Management
2.4 Elect Director Saito, Takahiro For For Management
2.5 Elect Director Horiuchi, Katsuyoshi For For Management
2.6 Elect Director Nishikawa, Katsuyuki For For Management
2.7 Elect Director Takeuchi, Minako For For Management
2.8 Elect Director Hattori, Rikiya For For Management
2.9 Elect Director Kamata, Sawaichiro For For Management
3 Appoint Statutory Auditor Matsui, For For Management
Yasuhito
--------------------------------------------------------------------------------
THE UNITE GROUP PLC
Ticker: UTG Security ID: G9283N101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Approve Scrip Dividend Scheme For For Management
5 Elect Richard Huntingford as Director For For Management
6 Re-elect Richard Smith as Director For For Management
7 Re-elect Joe Lister as Director For For Management
8 Re-elect Elizabeth McMeikan as Director For For Management
9 Re-elect Ross Paterson as Director For For Management
10 Re-elect Richard Akers as Director For For Management
11 Re-elect Ilaria del Beato as Director For For Management
12 Re-elect Dame Shirley Peace as Director For For Management
13 Re-elect Thomas Jackson as Director For For Management
14 Re-elect Steve Smith as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
THE WEIR GROUP PLC
Ticker: WEIR Security ID: G95248137
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Ben Magara as Director For For Management
5 Elect Srinivasan Venkatakrishnan as For For Management
Director
6 Re-elect Charles Berry as Director For For Management
7 Re-elect Jon Stanton as Director For For Management
8 Re-elect John Heasley as Director For For Management
9 Re-elect Barbara Jeremiah as Director For For Management
10 Re-elect Clare Chapman as Director For For Management
11 Re-elect Engelbert Haan as Director For For Management
12 Re-elect Mary Jo Jacobi as Director For For Management
13 Re-elect Sir Jim McDonald as Director For For Management
14 Re-elect Stephen Young as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For Against Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
THULE GROUP AB
Ticker: THULE Security ID: W9T18N112
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.a Designate John Hernander as Inspector For For Management
of Minutes of Meeting
2.b Designate Adam Gerge as Inspector of For For Management
Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6.a Receive Financial Statements and None None Management
Statutory Reports
6.b Receive Consolidated Accounts and None None Management
Group Auditor's Report
6.c Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
6.d Receive Board's Report None None Management
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 15.50 Per Share
7.c1 Approve Discharge of Board Chairman For For Management
Bengt Baron
7.c2 Approve Discharge of Board Member For For Management
Mattias Ankarberg
7.c3 Approve Discharge of Board Member Hans For For Management
Eckerstrom
7.c4 Approve Discharge of Board Member For For Management
Helene Mellquist
7.c5 Approve Discharge of Board Member For For Management
Therese Reutersward
7.c6 Approve Discharge of Board Member For For Management
Helene Willberg
7.c7 Approve Discharge of President Magnus For For Management
Welander
8 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
9 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.15 Million for
Chairman and SEK 400,000 for Other
Directors; Approve Remuneration for
Committee Work
10.1 Reelect Bengt Baron as Director For For Management
10.2 Reelect Mattias Ankarberg as Director For For Management
10.3 Reelect Hans Eckerstrom as Director For For Management
10.4 Reelect Helene Mellquist as Director For For Management
10.5 Reelect Therese Reutersward as Director For For Management
10.6 Reelect Helene Willberg as Director For For Management
10.7 Reelect Bengt Baron as Board Chairman For For Management
11 Approve Remuneration of Auditors For For Management
12 Ratify PricewaterhouseCoopers as For For Management
Auditors
13 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14 Approve Remuneration Report For For Management
15 Amend Articles Re: Postal Voting For For Management
--------------------------------------------------------------------------------
THYSSENKRUPP AG
Ticker: TKA Security ID: D8398Q119
Meeting Date: FEB 05, 2021 Meeting Type: Annual
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year
2019/20(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2019/20
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2019/20
4 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2020/21
5 Amend Articles Re: Supervisory Board For For Management
Term of Office
6 Elect Verena Volpert to the For For Management
Supervisory Board
7 Approve Remuneration Policy for the For For Management
Management Board
8 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
TIMBERCREEK FINANCIAL CORP.
Ticker: TF Security ID: 88709B104
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amar Bhalla For For Management
1.2 Elect Director Scott Rowland For For Management
1.3 Elect Director Steven R. Scott For For Management
1.4 Elect Director W. Glenn Shyba For For Management
1.5 Elect Director Pamela Spackman For For Management
1.6 Elect Director R. Blair Tamblyn For For Management
1.7 Elect Director Derek J. Watchorn For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TINEXTA SPA
Ticker: TNXT Security ID: T9277A103
Meeting Date: APR 27, 2021 Meeting Type: Annual/Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Fix Number of Directors at 11 None For Shareholder
3.2 Fix Board Terms for Directors None For Shareholder
3.3.1 Slate 1 Submitted by Tecno Holding SpA None Against Shareholder
3.3.2 Slate 2 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
3.4 Elect Enrico Salza as Board Chair None For Shareholder
3.5 Approve Remuneration of Directors None For Shareholder
4.1.1 Slate 1 Submitted by Tecno Holding SpA None Against Shareholder
4.1.2 Slate 2 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
4.2 Appoint Chairman of Internal Statutory None For Shareholder
Auditors
4.3 Approve Internal Auditors' Remuneration None For Shareholder
5 Approve Stock Option Plan For For Management
6.1 Approve Remuneration Policy For For Management
6.2 Approve Second Section of the For For Management
Remuneration Report
1 Adopt Double Voting Rights for For Against Management
Long-Term Registered Shareholders
2 Approve Capital Increase without For For Management
Preemptive Rights
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
TOA CORP. (1885)
Ticker: 1885 Security ID: J83603100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2 Amend Articles to Amend Business Lines For For Management
- Clarify Director Authority on
Shareholder Meetings - Clarify
Provisions on Alternate Directors -
Amend Provisions on Director Titles -
Clarify Director Authority on Board
Meetings
3.1 Elect Director Akiyama, Masaki For For Management
3.2 Elect Director Ikeda, Masato For For Management
3.3 Elect Director Kurosu, Shigetoshi For For Management
3.4 Elect Director Fukushima, Yoshinobu For For Management
3.5 Elect Director Baba, Takayuki For For Management
3.6 Elect Director Hirose, Yoshika For For Management
3.7 Elect Director Ogata, Kenichi For For Management
3.8 Elect Director Kuniya, Shiro For For Management
4.1 Elect Director and Audit Committee For For Management
Member Ogawa, Nobuyuki
4.2 Elect Director and Audit Committee For For Management
Member Okamura, Masahiko
4.3 Elect Director and Audit Committee For For Management
Member Watanabe, Kosei
4.4 Elect Director and Audit Committee For For Management
Member Handa, Michi
--------------------------------------------------------------------------------
TODA CORP.
Ticker: 1860 Security ID: J84377100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles to Amend Provisions on For For Management
Director Titles
3 Amend Articles to Authorize Board to For For Management
Pay Interim Dividends
4.1 Elect Director Imai, Masanori For For Management
4.2 Elect Director Otani, Seisuke For For Management
4.3 Elect Director Kikutani, Yushi For For Management
4.4 Elect Director Miyazaki, Hiroyuki For For Management
4.5 Elect Director Fujita, Ken For For Management
4.6 Elect Director Toda, Morimichi For For Management
4.7 Elect Director Otomo, Toshihiro For For Management
4.8 Elect Director Uekusa, Hiroshi For For Management
4.9 Elect Director Shimomura, Setsuhiro For For Management
4.10 Elect Director Amiya, Shunsuke For For Management
4.11 Elect Director Itami, Toshihiko For For Management
4.12 Elect Director Arakane, Kumi For For Management
--------------------------------------------------------------------------------
TOFAS TURK OTOMOBIL FABRIKASI AS
Ticker: TOASO Security ID: M87892101
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Ratify Director Appointment For Against Management
6 Approve Discharge of Board For For Management
7 Approve Allocation of Income For For Management
8 Amend Article 6 Re: Capital Related For Against Management
9 Elect Directors For Against Management
10 Approve Remuneration Policy and For For Management
Receive Information on Director
Remuneration for 2020
11 Approve Director Remuneration For Against Management
12 Ratify External Auditors For For Management
13 Approve Upper Limit of Donations for For Against Management
2021 and Receive Information on
Donations Made in 2020
14 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
15 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
16 Wishes None None Management
--------------------------------------------------------------------------------
TOHO HOLDINGS CO., LTD.
Ticker: 8129 Security ID: J85237105
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamada, Norio For For Management
1.2 Elect Director Udo, Atsushi For For Management
1.3 Elect Director Umada, Akira For For Management
1.4 Elect Director Edahiro, Hiromi For For Management
1.5 Elect Director Matsutani, Takeo For For Management
1.6 Elect Director Nakagomi, Tsuguo For For Management
1.7 Elect Director Kawamura, Makoto For For Management
1.8 Elect Director Tada, Masami For For Management
1.9 Elect Director Yoshikawa, Akiko For For Management
1.10 Elect Director Watanabe, Shunsuke For For Management
1.11 Elect Director Nagasawa, Toru For For Management
2 Elect Director and Audit Committee For For Management
Member Murayama, Shosaku
--------------------------------------------------------------------------------
TOKMANNI GROUP OYJ
Ticker: TOKMAN Security ID: X9078R102
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.85 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 84,000 for Chairman,
and EUR 30,000 for Other Directors;
Approve Meeting Fees; Approve
Remuneration of Committee Chairmen
12 Fix Number of Directors at Six For For Management
13 Reelect Seppo Saastamoinen (Chair), For For Management
Harri Sivula, Therese Cedercreutz,
Juha Blomster, Erkki Jarvinen and Ulla
Lettijeff as Directors
14 Approve Remuneration of Auditors For Against Management
15 Ratify PricewaterhouseCoopers as For Against Management
Auditors
16 Authorize Share Repurchase Program For For Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
TOKYO TATEMONO CO., LTD.
Ticker: 8804 Security ID: J88333133
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2.1 Elect Director Tanehashi, Makio For For Management
2.2 Elect Director Nomura, Hitoshi For For Management
2.3 Elect Director Fukui, Kengo For For Management
2.4 Elect Director Ozawa, Katsuhito For For Management
2.5 Elect Director Izumi, Akira For For Management
2.6 Elect Director Kato, Hisatoshi For For Management
2.7 Elect Director Akita, Hideshi For For Management
2.8 Elect Director Jimbo, Takeshi For For Management
2.9 Elect Director Hattori, Shuichi For For Management
2.10 Elect Director Onji, Yoshimitsu For For Management
2.11 Elect Director Nakano, Takeo For For Management
2.12 Elect Director Kinoshita, Yumiko For For Management
--------------------------------------------------------------------------------
TOPCO SCIENTIFIC CO., LTD.
Ticker: 5434 Security ID: Y8896T109
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
--------------------------------------------------------------------------------
TOPDANMARK A/S
Ticker: TOP Security ID: K96213176
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Receive Financial Statements and None None Management
Statutory Reports
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of DKK 20 Per
Share
4 Approve Remuneration Report (Advisory For For Management
Vote)
5a.1 Allow Shareholder Meetings to be Held For Against Management
by Electronic Means Only
5a.2 Allow Electronic Distribution of For For Management
Company Communication
5b Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
5c Approve Remuneration of Directors For For Management
5d For Topdanmark to Join the Against Against Shareholder
International Investor Coalition Net
Zero Asset Owner Alliance
6a Reelect Anne Louise Eberhard as For For Management
Director
6b Reelect Cristina Lage as Director For For Management
6c Reelect Petri Niemisvirta as Director For For Management
6d Reelect Morten Thorsrud as Director For For Management
6e Reelect Ricard Wennerklint as Director For For Management
6f Reelect Jens Aalose as Director For For Management
7 Ratify KPMG as Auditors For For Management
8 Other Business None None Management
--------------------------------------------------------------------------------
TORRENT POWER LIMITED
Ticker: 532779 Security ID: Y8903W103
Meeting Date: SEP 15, 2020 Meeting Type: Court
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
TORRENT POWER LTD.
Ticker: Security ID: INE813H01021
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Samir U. Mehta For For Management
4 Elect Sunaina Tomar For For Management
5 Authority to Set Cost Auditors Fees For For Management
6 Approve Payment to Sudhir Mehta (Chair For For Management
Emeritus)
7 Authority to Issue Non-Convertible Debt For For Management
--------------------------------------------------------------------------------
TOSEI CORP.
Ticker: 8923 Security ID: J8963D109
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 19
2.1 Appoint Statutory Auditor Kuroda, For For Management
Toshinori
2.2 Appoint Statutory Auditor Nagano, For For Management
Tatsuki
2.3 Appoint Statutory Auditor Doi, Osamu For For Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
TOURMALINE OIL CORP.
Ticker: TOU Security ID: 89156V106
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Rose For For Management
1.2 Elect Director Brian G. Robinson For For Management
1.3 Elect Director Jill T. Angevine For For Management
1.4 Elect Director William D. Armstrong For For Management
1.5 Elect Director Lee A. Baker For For Management
1.6 Elect Director John W. Elick For For Management
1.7 Elect Director Andrew B. MacDonald For For Management
1.8 Elect Director Lucy M. Miller For For Management
1.9 Elect Director Janet L. Weiss For For Management
1.10 Elect Director Ronald C. Wigham For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
TRANCOM CO., LTD.
Ticker: 9058 Security ID: J9297N102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Shimizu, Masahisa For For Management
2.2 Elect Director Tsunekawa, Yutaka For For Management
2.3 Elect Director Jinno, Yasuhiro For For Management
2.4 Elect Director Kambayashi, Ryo For For Management
2.5 Elect Director Takebe, Atsunori For For Management
2.6 Elect Director Sato, Kei For For Management
2.7 Elect Director Kanayama, Aiko For For Management
3 Elect Director and Audit Committee For For Management
Member Shibuya, Eiji
--------------------------------------------------------------------------------
TRANSALTA CORPORATION
Ticker: TA Security ID: 89346D107
Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rona H. Ambrose For For Management
1.2 Elect Director John P. Dielwart For For Management
1.3 Elect Director Alan J. Fohrer For For Management
1.4 Elect Director Laura W. Folse For For Management
1.5 Elect Director Harry Goldgut For For Management
1.6 Elect Director John H. Kousinioris For For Management
1.7 Elect Director Thomas M. O'Flynn For For Management
1.8 Elect Director Beverlee F. Park For For Management
1.9 Elect Director Bryan D. Pinney For For Management
1.10 Elect Director James Reid For For Management
1.11 Elect Director Sandra R. Sharman For For Management
1.12 Elect Director Sarah A. Slusser For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Share Unit Plan For For Management
5 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
TRANSCONTINENTAL INC.
Ticker: TCL.A Security ID: 893578104
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: JAN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Peter Brues For For Management
1.2 Elect Director Jacynthe Cote For For Management
1.3 Elect Director Yves Leduc For For Management
1.4 Elect Director Isabelle Marcoux For For Management
1.5 Elect Director Nathalie Marcoux For For Management
1.6 Elect Director Pierre Marcoux For For Management
1.7 Elect Director Remi Marcoux For For Management
1.8 Elect Director Anna Martini For For Management
1.9 Elect Director Francois Olivier For For Management
1.10 Elect Director Mario Plourde For For Management
1.11 Elect Director Jean Raymond For For Management
1.12 Elect Director Francois R. Roy For For Management
1.13 Elect Director Annie Thabet For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TRANSCOSMOS, INC.
Ticker: 9715 Security ID: J9297T109
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 93
2 Approve Takeover Defense Plan (Poison For Against Management
Pill)
3.1 Elect Director Okuda, Koki For For Management
3.2 Elect Director Funatsu, Koji For For Management
3.3 Elect Director Okuda, Masataka For For Management
3.4 Elect Director Iwami, Koichi For For Management
3.5 Elect Director Muta, Masaaki For For Management
3.6 Elect Director Kamiya, Takeshi For For Management
3.7 Elect Director Kono, Masatoshi For For Management
3.8 Elect Director Matsubara, Kenshi For For Management
3.9 Elect Director Kaizuka, Hiroshi For For Management
3.10 Elect Director Shiraishi, Kiyoshi For For Management
3.11 Elect Director Hatoyama, Rehito For For Management
3.12 Elect Director Shimada, Toru For For Management
3.13 Elect Director Tamatsuka, Genichi For For Management
3.14 Elect Director Suzuki, Noriyoshi For For Management
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Ticker: TAEE11 Security ID: P9T5CD126
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 12, 19 and 20 and For For Management
Consolidate Bylaws
2 Amend Remuneration of Company's For Against Management
Management and Fiscal Council
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Ticker: TAEE11 Security ID: P9T5CD126
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4.1 Elect Bernardo Vargas Gibsone as For Against Management
Director
4.2 Elect Celso Maia de Barros as For For Management
Independent Director
4.3 Elect Cesar Augusto Ramirez Rojas as For Against Management
Director
4.4 Elect Fernando Augusto Rojas Pinto as For Against Management
Director
4.5 Elect Fernando Bunker Gentil as For Against Management
Director
4.6 Elect Hermes Jorge Chipp as For For Management
Independent Director
4.7 Elect Reynaldo Passanezi Filho as For For Management
Director
4.8 Elect Jose Joao Abdalla Filho as For Against Management
Director
4.9 Elect Reinaldo Le Grazie as Director For Against Management
4.10 Elect Jose Reinaldo Magalhaes as For Against Management
Director
4.11 Elect Daniel Faria Costa as Director For Against Management
4.12 Elect Francois Moreau as Independent For Against Management
Director
4.13 Elect Luis Augusto Barcelos Barbosa as For For Management
Independent Director
5 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
6.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Bernardo Vargas Gibsone as
Director
6.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Celso Maia de Barros as
Independent Director
6.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cesar Augusto Ramirez Rojas as
Director
6.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Fernando Augusto Rojas Pinto as
Director
6.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Fernando Bunker Gentil as
Director
6.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Hermes Jorge Chipp as
Independent Director
6.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Reynaldo Passanezi Filho as
Director
6.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Joao Abdalla Filho as
Director
6.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Reinaldo Le Grazie as Director
6.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Reinaldo Magalhaes as
Director
6.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Daniel Faria Costa as Director
6.12 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francois Moreau as Independent
Director
6.13 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luis Augusto Barcelos Barbosa as
Independent Director
7 Fix Number of Fiscal Council Members For For Management
at Minimum Three and Maximum Five
Members
8.1 Elect Manuel Domingues de Jesus e For Abstain Management
Pinho as Fiscal Council Member and
Joao Henrique de Souza Brum as
Alternate
8.2 Elect Custodio Antonio de Mattos as For Abstain Management
Fiscal Council Member and Eduardo Jose
de Souza as Alternate
8.3 Elect Julia Figueiredo Goytacaz For Abstain Management
SantAnna as Fiscal Council Member and
Luiz Felipe da Silva Veloso as
Alternate
9 Elect Luis Antonio Esteves Noel as None Abstain Shareholder
Fiscal Council Member and Joao Vicente
Silva Machado as Alternate Appointed
by Minority Shareholder
10 Elect Marcello Joaquim Pacheco as None For Shareholder
Fiscal Council Member and Alberto
Jorge Oliveira da Costa as Alternate
Appointed by Minority Shareholder
11 Elect Luciano Luiz Barsi as Fiscal None Abstain Shareholder
Council Member and Michele da Silva
Gonsales Torres as Alternate Appointed
by Preferred Shareholder
12 Elect Murici dos Santos as Fiscal None For Shareholder
Council Member and Renato Venicius da
Silva as Alternate Appointed by
Preferred Shareholder
13 Approve Remuneration of Company's For Against Management
Management
14 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
TRELLEBORG AB
Ticker: TREL.B Security ID: W96297101
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.a Designate Greta O Johan Kocks Fromma For For Management
Stiftelse as Inspector of Minutes of
Meeting
2.b Designate Didner & Gerge Funds as For For Management
Inspector of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 5 Per Share
7.c1 Approve Discharge of Board Chairman For For Management
Hans Biorck
7.c2 Approve Discharge of Board Member For For Management
Gunilla Fransson
7.c3 Approve Discharge of Board Member For For Management
Johan Malmquist
7.c4 Approve Discharge of Board Member For For Management
Peter Nilsson
7.c5 Approve Discharge of Board Member Anne For For Management
Mette Olesen
7.c6 Approve Discharge of Board Member For For Management
Susanne Pahlen Aklundh
7.c7 Approve Discharge of Board Member Jan For For Management
Stahlberg
7.c8 Approve Discharge of Former Board For For Management
Member Panu Routila
7.c9 Approve Discharge of Employee For For Management
Representative Maria Eriksson
7.c10 Approve Discharge of Employee For For Management
Representative Jimmy Faltin
7.c11 Approve Discharge of Employee For For Management
Representative Lars Pettersson
7.c12 Approve Discharge of Former Employee For For Management
Representative Peter Larsson
7.c13 Approve Discharge of CEO Peter Nilsson For For Management
8 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
9 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.9 Million for
Chairman and SEK 650,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
10.a1 Reelect Hans Biorck as Director For For Management
10.a2 Reelect Gunilla Fransson as Director For For Management
10.a3 Elect Monica Gimre as New Director For For Management
10.a4 Reelect Johan Malmquist as Director For For Management
10.a5 Reelect Peter Nilsson as Director For For Management
10.a6 Reelect Anne Mette Olesen as Director For For Management
10.a7 Reelect Jan Stahlberg as Director For For Management
10.b Reelect Hans Biorck as Board Chairman For For Management
10.c Ratify Deloitte as Auditors For For Management
11 Approve Remuneration Report For For Management
12 Authorize Representatives of Five of For For Management
Company's Largest Shareholders to
Serve on Nominating Committee
13 Amend Articles Re: Editorial Changes; For For Management
Participation at General Meeting;
Postal Voting
--------------------------------------------------------------------------------
TRILLIUM THERAPEUTICS INC.
Ticker: TRIL Security ID: 89620X506
Meeting Date: JUN 08, 2021 Meeting Type: Annual/Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luke Beshar For For Management
1.2 Elect Director Michael Kamarck For For Management
1.3 Elect Director Paul Walker For For Management
1.4 Elect Director Paolo Pucci For For Management
1.5 Elect Director Jan Skvarka For For Management
1.6 Elect Director Helen Tayton-Martin For For Management
1.7 Elect Director Scott Myers For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TRIPOD TECHNOLOGY CORP.
Ticker: 3044 Security ID: Y8974X105
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
4 Approve Amendments to Articles of For For Management
Association
5.1 Elect Jing-Chun Wang, with Shareholder For For Management
NO.1, as Non-Independent Director
5.2 Elect Jing-Xiu Hu, with Shareholder NO. For For Management
167, as Non-Independent Director
5.3 Elect Chao-Kuei Hsu, with Shareholder For For Management
NO.6, as Non-Independent Director
5.4 Elect Zheng-Ting Wang, Representative For For Management
of Yun Jie Investment Ltd, with
Shareholder NO.44224, as
Non-Independent Director
5.5 Elect Zheng-Ming Wang, Representative For For Management
of Yun An Investment Ltd, with
Shareholder NO.44225, as
Non-Independent Director
5.6 Elect Chao-Wei Hu, Representative of For For Management
Chao Sheng Investment Co., Ltd, with
Shareholder NO.24186, as
Non-Independent Director
5.7 Elect Yong-Cheng Wu, with Shareholder For For Management
NO.J120325XXX, as Independent Director
5.8 Elect Xing-Zheng Dai, with Shareholder For For Management
NO.H101424XXX, as Independent Director
5.9 Elect Wei-Bin Tang, with Shareholder For For Management
NO.S221305XXX, as Independent Director
6 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
TRITAX BIG BOX REIT PLC
Ticker: BBOX Security ID: G9101W101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Aubrey Adams as Director For For Management
5 Re-elect Richard Laing as Director For For Management
6 Re-elect Susanne Given as Director For For Management
7 Re-elect Alastair Hughes as Director For For Management
8 Re-elect Karen Whitworth as Director For For Management
9 Reappoint BDO LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Approve Dividend Policy For For Management
12 Authorise Issue of Equity For For Management
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
TURK TRAKTOR VE ZIRAAT MAKINELERI AS
Ticker: TTRAK Security ID: M9044T101
Meeting Date: MAR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Ratify Director Appointment For Against Management
6 Approve Discharge of Board For For Management
7 Approve Allocation of Income For For Management
8 Amend Article 6 Re: Capital Related For Against Management
9 Elect Directors For Against Management
10 Approve Remuneration Policy and For For Management
Director Remuneration for 2020
11 Approve Director Remuneration For Against Management
12 Ratify External Auditors For For Management
13 Approve Upper Limit of Donations for For Against Management
2021 and Donation Policy, Receive
Information on Donations Made in 2020
14 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
15 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
16 Wishes None None Management
--------------------------------------------------------------------------------
TURKIYE SINAI KALKINMA BANKASI AS
Ticker: TSKB Security ID: M8973M103
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting and Authorize Presiding
Council to Sign Minutes of Meeting
2 Accept Statutory Reports For For Management
3 Accept Financial Statements For Against Management
4 Ratify Director Appointments For Against Management
5 Approve Discharge of Board For Against Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Approve Director Remuneration For Against Management
9 Ratify External Auditors For For Management
10 Receive Information on Donations Made For For Management
in 2020 and Approve Upper Limit of
Donations for 2021
11 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
12 Receive Information in Accordance with None None Management
the Article 1.3.6 of the Corporate
Governance Principles of the Capital
Market Board
--------------------------------------------------------------------------------
TY HOLDINGS CO., LTD.
Ticker: 363280 Security ID: Y901C8119
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: OCT 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
TY HOLDINGS CO., LTD.
Ticker: 363280 Security ID: Y901C8119
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Terms of Retirement Pay For Against Management
4 Elect Lee Deok-ju as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
UEM SUNRISE BERHAD
Ticker: 5148 Security ID: Y90347124
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chari T.V. Thirumala as Director For For Management
2 Elect Poh Ying Loo as Director For For Management
3 Approve Director's Fees For For Management
4 Approve Director's Benefits (Excluding For For Management
Directors' Fees)
5 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
UNITED INTEGRATED SERVICES CO., LTD.
Ticker: 2404 Security ID: Y9210Q102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
4 Approve Amendments to Articles of Against For Shareholder
Association
5 Approve Capital Decrease via Cash and Against Against Shareholder
Refund of Reduced Capital to
Shareholders
6.1 Elect C.S. CHEN, with Shareholder No. For For Management
00000003, as Non-independent Director
6.2 Elect BENNY CHEN, with Shareholder No. For For Management
00000010, as Non-independent Director
6.3 Elect JOSEPH LEE, with Shareholder No. For For Management
J101155XXX, as Non-independent Director
6.4 Elect KUAN-MING LIN, with Shareholder For For Management
No. P100481XXX, as Non-independent
Director
6.5 Elect YU-AN CHEN, with Shareholder No. For For Management
00000007, as Non-independent Director
6.6 Elect CHIH-MING LAI, a Representative Against Against Shareholder
of LIANG YI INVESTMENT CO., LTD, with
Shareholder No. 00000246, as
Non-independent Director
6.7 Elect BELLE LEE, with Shareholder No. Against For Shareholder
00000095, as Non-independent Director
6.8 Elect WEI-HSIN MA (Ma Wei-Xin), with Against Against Shareholder
Shareholder No. A220629XXX, as
Non-independent Director
6.9 Elect HSIAO-PANG YANG, with Against Against Shareholder
Shareholder No. A122158XXX, as
Non-independent Director
6.10 Elect TING HOU, with Shareholder No. For For Management
E102559XXX, as Independent Director
6.11 Elect KUO-CHI TSAI, with Shareholder For For Management
No. A100138XXX, as Independent Director
6.12 Elect TE-YING LIAO, with Shareholder Against For Shareholder
No. 00150434, as Independent Director
6.13 Elect KUN-HSIEN LIN, with Shareholder Against Against Shareholder
No. C101312XXX, as Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
UNITED LABORATORIES INTERNATIONAL HOLDINGS LIMITED
Ticker: 3933 Security ID: G8813K108
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Leung Wing Hon as Director For For Management
3b Elect Fang Yu Ping as Director For For Management
3c Elect Fu Xiao Nan as Director For Against Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
UPONOR OYJ
Ticker: UPONOR Security ID: X9518X107
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.57 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 90,000 for Chairman,
EUR 51,000 for Vice Chairman and
Chairman of Audit Committee, and EUR
46,000 for Other Directors; Approve
Meeting Fees
12 Fix Number of Directors at Six For For Management
13 Reelect Pia Aaltonen-Forsell, Johan For For Management
Falk, Markus Lengauer, Casimir
Lindholm, Michael G. Marchi and Annika
Paasikivi (Chair) as Directors
14 Approve Remuneration of Auditors For For Management
15 Ratify KPMG as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 7.2 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
USI CORP.
Ticker: 1304 Security ID: Y9316H105
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
UWC BERHAD
Ticker: 5292 Security ID: Y9332A100
Meeting Date: JAN 11, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hashim Bin Wan Jusoh as Director For For Management
2 Elect F'ng Meow Cheng as Director For For Management
3 Approve Directors' Fees For For Management
4 Approve Directors' Benefits For For Management
5 Approve BDO PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
UWC BERHAD
Ticker: 5292 Security ID: Y9332A100
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus Issuance of New Ordinary For For Management
Shares
--------------------------------------------------------------------------------
VALMET CORP.
Ticker: VALMT Security ID: X96478114
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 118,000 for
Chairman, EUR 70,000 for Vice Chairman
and EUR 56,000 for Other Directors;
Approve Remuneration for Committee
Work; Approve Meeting Fees
12 Fix Number of Directors at Eight For For Management
13 Reelect Aaro Cantell (Vice Chair), For For Management
Pekka Kemppainen, Monika Maurer,
Mikael Makinen (Chair), Eriikka
Soderstrom, Tarja Tyni and Rogerio
Ziviani as Directors; Elect Per
Lindberg as New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
17 Approve Issuance of up to 15 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
VALNEVA SE
Ticker: VLA Security ID: F9635C101
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 18.2 of Bylaws Re: Board For For Management
Deliberation
2 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 4,669,500
3 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 4,669,500
4 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements
5 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities Reserved for
Specific Beneficiaries , up to
Aggregate Nominal Amount of EUR
4,669,500
7 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above Under Items 2-3-4-6
8 Authorize Capitalization of Reserves For For Management
of Up to EUR 4,669,500 for Bonus Issue
or Increase in Par Value
9 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
10 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 2-9 at EUR 5,370,000
11 Authorize Capital Issuances for Use in Against For Management
Employee Stock Purchase Plans
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VAT GROUP AG
Ticker: VACN Security ID: H90508104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 2.25 per For For Management
Share from Reserves of Accumulated
Profits and CHF 2.25 from Capital
Contribution Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Martin Komischke as Director For For Management
and Board Chairmam
4.1.2 Reelect Urs Leinhaeuser as Director For For Management
4.1.3 Reelect Karl Schlegel as Director For For Management
4.1.4 Reelect Hermann Gerlinger as Director For For Management
4.1.5 Reelect Heinz Kundert as Director For For Management
4.1.6 Reelect Libo Zhang as Director For For Management
4.1.7 Reelect Daniel Lippuner as Director For For Management
4.2.1 Reappoint Martin Komischke as Member For For Management
of the Nomination and Compensation
Committee
4.2.2 Reappoint Karl Schlegel as Member of For For Management
the Nomination and Compensation
Committee
4.2.3 Reappoint Heinz Kundert as Member of For For Management
the Nomination and Compensation
Committee
5 Designate Roger Foehn as Independent For For Management
Proxy
6 Ratify KPMG AG as Auditors For For Management
7.1 Approve Remuneration Report For For Management
7.2 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 650,140
7.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 2 Million
7.4 Approve Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 1.7 Million
7.5 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.1 Million
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
VELESTO ENERGY BERHAD
Ticker: 5243 Security ID: Y9036W101
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Razalee Amin as Director For For Management
2 Approve Directors' Fees For For Management
3 Approve Directors' Benefits Payable For For Management
4 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
VERMILION ENERGY INC.
Ticker: VET Security ID: 923725105
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2a Elect Director Lorenzo Donadeo For For Management
2b Elect Director Larry J. Macdonald For For Management
2c Elect Director Carin S. Knickel For For Management
2d Elect Director Stephen P. Larke For For Management
2e Elect Director Timothy R. Marchant For For Management
2f Elect Director Robert B. Michaleski For For Management
2g Elect Director William B. Roby For For Management
2h Elect Director Catherine L. Williams For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
VETROPACK HOLDING AG
Ticker: VETN Security ID: H91266264
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.30 per Registered
Share Series A and CHF 0.26 per
Registered Share Series B
4.1 Approve Remuneration Report For For Management
4.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 910,000
4.3 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 5.1
Million
5.1.1 Reelect Soenke Bandixen as Director For For Management
5.1.2 Reelect Claude Cornaz as Director and For Against Management
Board Chairman
5.1.3 Reelect Pascal Cornaz as Director For For Management
5.1.4 Reelect Rudolf Fischer as Director For Against Management
5.1.5 Reelect Richard Fritschi as Director For For Management
5.1.6 Reelect Urs Kaufmann as Director For For Management
5.1.7 Reelect Jean-Philippe Rochat as For For Management
Director
5.2.1 Reappoint Claude Cornaz as Member of For Against Management
the Compensation Committee
5.2.2 Reappoint Rudolf Fischer as Member of For Against Management
the Compensation Committee
5.2.3 Reappoint Richard Fritschi as Member For For Management
of the Compensation Committee
5.3 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
5.4 Ratify Ernst & Young AG as Auditors For For Management
6 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
VIENNA INSURANCE GROUP AG
Ticker: VIG Security ID: A9142L128
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify KPMG Austria GmbH as Auditors For Against Management
for Fiscal 2021
6 Elect Katarina Slezakova as For For Management
Supervisory Board Member
7 Approve Remuneration of Supervisory For For Management
Board Members
8 Approve Remuneration Policy For For Management
--------------------------------------------------------------------------------
VIRBAC SA
Ticker: VIRP Security ID: F97900116
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt One-Tiered Board Structure For For Management
2 Pursuant to Item 1 Above, Amend For For Management
Articles of Bylaws
3 Transfer to the Board of Directors of For Against Management
the Authorizations and Delegations
Granted by the General Meetings to the
Management Board
4 Elect Marie-Helene Dick-Madelpuech as For For Management
Director
5 Elect Pierre Madelpuech as Director For For Management
6 Elect Solene Madelpuech as Director For For Management
7 Elect Philippe Capron as Director For For Management
8 Elect OJB Conseil as Director For For Management
9 Elect Cyrille Petit as Director For For Management
10 Appoint Xavier Yon Consulting For Against Management
Unipessoal Lda as Censor
11 Acknowledge Continuation of Employee's For For Management
Representative Mandate
12 Transfer to the Board of Directors of For Against Management
the Authorization Granted by the June
22, 2020 General Meeting
13 Approve Remuneration Policy of Board For For Management
Members
14 Approve Remuneration Policy of CEO For Against Management
15 Approve Remuneration Policy of For Against Management
Vice-CEOs
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VIRBAC SA
Ticker: VIRP Security ID: F97900116
Meeting Date: JUN 21, 2021 Meeting Type: Annual/Special
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Reelect Marie-Helene Dick-Madelpuech For For Management
as Director
6 Reelect Solene Madelpuech as Director For For Management
7 Renew Appointment of Xavier Yon For For Management
Consulting Unipessoal Lda as Censor
8 Approve Compensation of Supervisory For For Management
Board Member Until 15 December 2020
9 Approve Compensation of Management For For Management
Board Until 15 December 2020
10 Approve Compensation of Marie-Helene For For Management
Dick-Madelpuech, Chairman of the
Supervisory Board Until 15 December
2020
11 Approve Compensation of Sebastien For For Management
Huron, Chairman of Management Board
Until 15 December 2020
12 Approve Compensation of Christian For For Management
Karst, Management Board Member Until
15 December 2020
13 Approve Compensation of Habib Ramdani, For For Management
Management Board Member Until 15
December 2020
14 Approve Remuneration Policy of For For Management
Chairman of the Board
15 Approve Remuneration Policy of For For Management
Directors
16 Approve Remuneration Policy of CEO For For Management
17 Approve Remuneration Policy of For For Management
Vice-CEOs
18 Approve Remuneration of Directors and For For Management
Censor in the Aggregate Amount of EUR
187,500
19 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
22 Authorize Filing of Required For For Management
Documents/Other Formalities
23 Appoint Rodolphe Durand as Censor For For Management
24 Amend Article 16 of Bylaws Re: Censors For For Management
--------------------------------------------------------------------------------
VISCOFAN SA
Ticker: VIS Security ID: E97579192
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports, and Non-Financial
Information Statement
3 Approve Discharge of Board For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Renew Appointment of For For Management
PricewaterhouseCoopers as Auditor
6.1 Approve Company's Balance Sheet as of For For Management
Dec. 31, 2020
6.2 Approve Segregation Agreement of For For Management
Viscofan SA to Fully-Owned Subsidiary
Viscofan Espana SLU
6.3 Approve Segregation of Viscofan SA to For For Management
Fully-Owned Subsidiary Viscofan Espana
SLU
6.4 Adhere to Special Fiscal Regime of For For Management
Neutrality Tax
6.5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions Re: Segregation
7 Approve Remuneration Policy For For Management
8 Advisory Vote on Remuneration Report For For Management
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
VISTA LAND & LIFESCAPES, INC.
Ticker: VLL Security ID: Y9382G106
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Last Annual For For Management
Meeting of Stockholders Held on July
15, 2020
2 Noting of the President's Report and For For Management
Management Report and Approval of the
Audited Financial Statements for the
Year 2020
3 Ratify All Acts and Resolutions of the For For Management
Board of Directors and Management from
the Date of the Last Annual
Stockholders' Meeting Until the Date
of this Meeting
4.1 Elect Manuel B. Villar, Jr. as Director For For Management
4.2 Elect Manuel Paolo A. Villar as For Against Management
Director
4.3 Elect Cynthia J. Javarez as Director For Against Management
4.4 Elect Camille A. Villar as Director For Against Management
4.5 Elect Frances Rosalie T. Coloma as For Against Management
Director
4.6 Elect Justina F. Callangan as Director For For Management
4.7 Elect Romulo L. Neri as Director For For Management
5 Appoint Sycip Gorres Velayo & Co. as For For Management
External Auditor
--------------------------------------------------------------------------------
VITROX CORPORATION BERHAD
Ticker: 0097 Security ID: Y937A3108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Approve Directors' Fee For For Management
3 Elect Kiew Kwong Sen as Director For For Management
4 Elect Ahmad Fadzil Bin Mohamad Hani as For For Management
Director
5 Approve Directors' Benefits (Excluding For For Management
Directors' Fees)
6 Approve Crowe Malaysia PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Approve Kiew Kwong Sen to Continue For For Management
Office as Independent Non-Executive
Director
8 Approve Ahmad Fadzil Bin Mohamad Hani For For Management
to Continue Office as Independent
Non-Executive Director
9 Approve Chuah Poay Ngee to Continue For For Management
Office as Independent Non-Executive
Director
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
VOLTRONIC POWER TECHNOLOGY CORP.
Ticker: 6409 Security ID: Y937BE103
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5.1 Elect Hsieh Chuo-Ming, with For For Management
Shareholder No. 1, as Non-independent
Director
5.2 Elect CHEN Tsui-Fang, a Representative For For Management
of Open Great International Investment
Limited Company, with Shareholder No.
3, as Non-independent Director
5.3 Elect CHENG Ya-Jen, a Representative For For Management
of FSP TECHNOLOGY INC, with
Shareholder No. 7, as Non-independent
Director
5.4 Elect Passuello Fabio, with For For Management
Shareholder No. YA4399XXX, as
Non-independent Director
5.5 Elect Li Chien-Jan, with Shareholder For For Management
No. F122404XXX, as as Independent
Director
5.6 Elect Wang Hsiu-Chi, with Shareholder For For Management
No. N200364XXX, as Independent Director
5.7 Elect Sam Ho, with Shareholder No. For For Management
F126520XXX, as Independent Director
5.8 Elect Liao Kuei-Fang, with Shareholder For For Management
No. H220375XXX, as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
VONTOBEL HOLDING AG
Ticker: VONN Security ID: H92070210
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.25 per Share
4.1 Reelect Herbert Scheidt as Director For For Management
and as Board Chairman
4.2 Reelect Bruno Basler as Director and For For Management
as Member of the Nomination and
Compensation Committee
4.3 Reelect Maja Baumann as Director For For Management
4.4 Reelect Elisabeth Bourqui as Director For For Management
and as Member of the Nomination and
Compensation Committee
4.5 Reelect David Cole as Director For For Management
4.6 Reelect Stefan Loacker as Director For For Management
4.7 Reelect Clara Streit as Director and For For Management
as Member of the Nomination and
Compensation Committee
4.8 Reelect Bjoern Wettergren as Director For For Management
and as Member of the Nomination and
Compensation Committee
4.9 Elect Andreas Utermann as Director For For Management
4.10 Elect Michael Halbherr as Director and For For Management
as Member of the Nomination and
Compensation Committee
5 Designate VISCHER AG as Independent For For Management
Proxy
6 Ratify Ernst & Young AG as Auditors For For Management
7.1 Approve Remuneration Report For For Management
(Non-Binding)
7.2 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 5.2
Million
7.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 3.9 Million for the Period July 1,
2021 - June 30, 2022
7.4 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 9.5 Million for Fiscal 2020
7.5 Approve Performance Share Awards to For For Management
the Executive Committee in the Amount
of CHF 5 Million
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
VSTECS HOLDINGS LIMITED
Ticker: 856 Security ID: G9400C111
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Li Yue as Director For For Management
3b Elect Xia Bin as Director For For Management
3c Elect Cheung Wing Lee Isaiah as For For Management
Director
3d Elect Wang Xiaolong as Director For Against Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
VZ HOLDING AG
Ticker: VZN Security ID: H9239A111
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.23 per Share
4.1.1 Reelect Fred Kindle as Director and For For Management
Board Chairman
4.1.2 Reelect Roland Iff as Director For For Management
4.1.3 Reelect Albrecht Langhart as Director For Against Management
4.1.4 Reelect Roland Ledergerber as Director For For Management
4.1.5 Reelect Olivier de Perregaux as For For Management
Director
4.2.1 Reappoint Fred Kindle as Member of the For For Management
Compensation Committee
4.2.2 Reappoint Roland Ledergerber as Member For For Management
of the Compensation Committee
5 Designate Keller KLG as Independent For For Management
Proxy
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 410,000
7.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 4.5 Million
7.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 2.1 Million
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
WACKER CHEMIE AG
Ticker: Security ID: DE000WCH8881
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
5 Allocation of Profits/Dividends For For Management
6 Ratification of Management Board Acts For For Management
7 Ratification of Supervisory Board Acts For For Management
8 Appointment of Auditor For For Management
9 Authority to Repurchase and Reissue For For Management
Shares
10 Amendments to Articles (SRD II) For For Management
11 Amendments to Articles (SRD II) For For Management
12 Amendments to Articles (Electronic For For Management
Participation)
13 Amendments to Articles (Electronic For For Management
Participation)
14 Filing of the Amendments to Articles For For Management
--------------------------------------------------------------------------------
WACKER CHEMIE AG
Ticker: WCH Security ID: D9540Z106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
5.2 Ratify KPMG AG as Auditors for the For For Management
2022 Interim Financial Statements
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
WACKER NEUSON SE
Ticker: WAC Security ID: D9553L101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For Against Management
Board
8 Amend Articles Re: Information for For For Management
Registration in the Share Register
9 Amend Articles Re: Supervisory Board For For Management
Approval of Transactions with Related
Parties
10 Amend Articles Re: Supervisory Board For For Management
Resolutions
--------------------------------------------------------------------------------
WAREHOUSE REIT PLC
Ticker: WHR Security ID: GB00BD2NCM38
Meeting Date: JUL 06, 2020 Meeting Type: Ordinary
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Capital Raising For For Management
2 Disapplication of Preemptive Rights For For Management
(Capital Raising)
3 Authority to Issue Shares w/ For For Management
Preemptive Rights
4 Authority to Issue Shares w/o For For Management
Preemptive Rights
5 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
6 Authority to Repurchase Shares For For Management
7 Cancellation of Share Premium Account For For Management
--------------------------------------------------------------------------------
WAREHOUSE REIT PLC
Ticker: WHR Security ID: G94437103
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Stephen Barrow as Director For For Management
4 Re-elect Simon Hope as Director For For Management
5 Re-elect Neil Kirton as Director For For Management
6 Re-elect Lynette Lackey as Director For For Management
7 Re-elect Martin Meech as Director For For Management
8 Re-elect Aimee Pitman as Director For For Management
9 Reappoint Deloitte LLP as Auditors For Against Management
10 Authorise the Audit Committee to Fix For Against Management
Remuneration of Auditors
11 Approve Dividend Policy For For Management
12 Authorise Issue of Equity For For Management
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
17 Amend Company's Investment Policy For For Management
--------------------------------------------------------------------------------
WAREHOUSE REIT PLC
Ticker: WHR Security ID: G94437103
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Entire For For Management
Issued Share Capital of Greenstone
Property Holdings Limited
--------------------------------------------------------------------------------
WAREHOUSES DE PAUW SCA
Ticker: WDP Security ID: B9T59Z100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Explanation of Company's None None Management
Dividend Policy
4 Approve Financial Statements and For For Management
Allocation of Income
5 Approve Discharge of Directors For For Management
6 Approve Discharge of Auditors For For Management
7 Approve Remuneration Report For For Management
8 Reelect Frank Meysman as Director For For Management
9.1 Approve Change-of-Control Clause Re: For For Management
Credit Agreements in which the Company
Must Immediately Repay the Relevant
Credit
9.2 Approve Change-of-Control Clause Re: For For Management
Credit Agreements Permitted Between
the Date of the Convocation to the
General Meeting and the Effective
Session of the General Meeting
--------------------------------------------------------------------------------
WAREHOUSES DE PAUW SCA
Ticker: WDP Security ID: B9T59Z100
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
A1 Receive Special Board Report Re: None None Management
Renewal of Authorized Capital
A2I Authorize Increase in Share Capital of For For Management
up to 50 Percent of Authorized Capital
With Preemptive Rights by Cash
Contributions
A2II Renew Authorization to Increase Share For For Management
Capital within the Framework of
Authorized Capital
A2III Authorize Increase in Share Capital of For For Management
up to 10 Percent of Authorized Capital
Without Preemptive Rights by Various
Means
B Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
WAYPOINT REIT LTD.
Ticker: WPR Security ID: Q95666105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Stephen Newton as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Hadyn Stephens
5 Approve the Amendments to the For Against Management
Company's Constitution
6 Approve the Amendments to the Trust's For Against Management
Constitution
--------------------------------------------------------------------------------
WDB HOLDINGS CO., LTD.
Ticker: 2475 Security ID: J9504A109
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22.5
2.1 Elect Director Nakano, Toshimitsu For For Management
2.2 Elect Director Otsuka, Miki For For Management
2.3 Elect Director Nakaoka, Kinya For For Management
2.4 Elect Director Kuroda, Kiyoyuki For For Management
2.5 Elect Director Kimura, Hiroshi For For Management
--------------------------------------------------------------------------------
WEBZEN, INC.
Ticker: 069080 Security ID: Y9532S109
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Kim Tae-young as Inside Director For For Management
4 Approve Stock Option Grants For For Management
5 Approve Stock Option Grants For For Management
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
WHITECAP RESOURCES INC.
Ticker: WCP Security ID: 96467A200
Meeting Date: FEB 18, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with the Acquisition of
TORC Oil & Gas Ltd.
2 Approve Increase in Maximum Number of For For Management
Directors from Nine to Twelve
--------------------------------------------------------------------------------
WHITECAP RESOURCES INC.
Ticker: WCP Security ID: 96467A200
Meeting Date: APR 21, 2021 Meeting Type: Annual/Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors Ten For For Management
2.1 Elect Director Mary-Jo Case For For Management
2.2 Elect Director Heather J. Culbert For For Management
2.3 Elect Director Grant B. Fagerheim For For Management
2.4 Elect Director Gregory S. Fletcher For For Management
2.5 Elect Director Daryl H. Gilbert For For Management
2.6 Elect Director Glenn A. McNamara For For Management
2.7 Elect Director Stephen C. Nikiforuk For For Management
2.8 Elect Director Kenneth S. Stickland For For Management
2.9 Elect Director Bradley J. Wall For For Management
2.10 Elect Director Grant A. Zawalsky For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Articles Re: Changing the For For Management
Rights, Privileges, Restrictions and
Conditions of the Preferred Shares
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
WIENERBERGER AG
Ticker: WIE Security ID: A95384110
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: APR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 Per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2020
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2021
6.1 Approve Decrease in Size of Capital For For Management
Representatives to Seven Members
6.2 Elect David Davies as Supervisory For For Management
Board Member
6.3 Elect Peter Johnson as Supervisory For For Management
Board Member
6.4 Elect Kati Ter Horst as Supervisory For For Management
Board Member
7 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
WIHLBORGS FASTIGHETER AB
Ticker: WIHL Security ID: W9899F155
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4.1 Designate Agneta Axelsson as Inspector For For Management
of Minutes of Meeting
4.2 Designate Lennart Mauritzson as For For Management
Inspector of Minutes of Meeting
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For For Management
Statutory Reports
8.b Approve Allocation of Income and For For Management
Dividends of SEK 5.25 Per Share
8.c.1 Approve Discharge of Anders Jarl For For Management
8.c.2 Approve Discharge of Tina Andersson For For Management
8.c.3 Approve Discharge of Sara Karlsson For For Management
8.c.4 Approve Discharge of Jan Litborn For For Management
8.c.5 Approve Discharge of Helen Olausson For For Management
8.c.6 Approve Discharge of Per-Ingemar For For Management
Persson
8.c.7 Approve Discharge of Johan Qviberg For For Management
8.c.8 Approve Discharge of Ulrika Hallengren For For Management
8.d Approve Record Date for Dividend For For Management
Payment
9 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 1.8
Million; Approve Remuneration of
Auditors
11.1 Reelect Anders Jarl (Chair) as Director For For Management
11.2 Reelect Tina Andersson as Director For For Management
11.3 Reelect Helen Olausson as Director For For Management
11.4 Reelect Jan Litborn as Director For For Management
11.5 Reelect Johan Qviberg as Director For For Management
11.6 Elect Amela Hodzic as New Director For For Management
11.7 Elect Lennart Mauritzson as New For For Management
Director
12 Ratify Deloitte as Auditors For For Management
13.1 Elect Goran Hellstrom as Member of For For Management
Nominating Committee
13.2 Reelect Elisabet Jamal Bergstrom as For For Management
Member of Nominating Committee
13.3 Reelect Eva Gottfridsdotter-Nilsson as For For Management
Member of Nominating Committee
13.4 Reelect Krister Euren as Member of For For Management
Nominating Committee
14 Approve Remuneration Report For For Management
15 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
16 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
17 Amend Articles For For Management
18 Other Business None None Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
WILLIAM HILL PLC
Ticker: WMH Security ID: G9645P117
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the Cash For For Management
Acquisition of William Hill plc by
Caesars UK Holdings Limited
--------------------------------------------------------------------------------
WILLIAM HILL PLC
Ticker: WMH Security ID: G9645P117
Meeting Date: NOV 19, 2020 Meeting Type: Court
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
WORLD CO., LTD.
Ticker: 3612 Security ID: J95171120
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Accounting Transfers For For Management
2.1 Elect Director Kamiyama, Kenji For For Management
2.2 Elect Director Suzuki, Nobuteru For For Management
2.3 Elect Director Hatasaki, Mitsuyoshi For For Management
2.4 Elect Director Ichijo, Kazuo For For Management
2.5 Elect Director Suzuki, Masahito For For Management
2.6 Elect Director Sato, Hideya For For Management
3.1 Elect Director and Audit Committee For For Management
Member Takatsuki, Teiichi
3.2 Elect Director and Audit Committee For For Management
Member Suzuki, Shuji
3.3 Elect Director and Audit Committee For For Management
Member Seki, Miwa
4 Elect Alternate Director and Audit For For Management
Committee Member Suzuki, Masahito
--------------------------------------------------------------------------------
WUESTENROT & WUERTTEMBERGISCHE AG
Ticker: WUW Security ID: D9805G108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.65 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Remuneration Policy For For Management
6 Approve Remuneration of Supervisory For For Management
Board
7 Amend Articles Re: Supervisory Board For For Management
Resolutions
8 Elect Frank Ellenbuerger to the For For Management
Supervisory Board
9 Amend Affiliation Agreement with W&W For For Management
brandpool GmbH
10 Amend Affiliation Agreement with W&W For For Management
Asset Management GmbH
--------------------------------------------------------------------------------
X-FAB SILICON FOUNDRIES SE
Ticker: XFAB Security ID: B9901Z101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
3 Approve Financial Statements and For For Management
Allocation of Income
4 Approve Remuneration Report For For Management
5 Approve Remuneration Policy For For Management
6 Approve Discharge of Directors For For Management
7 Approve Discharge of Auditors For For Management
8a Reelect Hasmawati Binti Sapawi as For Against Management
Director
8b Reelect Sensinnovat BV, Permanently For Against Management
Represented by Rudi de Winter, as
Director
8c Reelect Roland Duchatelet as Director For Against Management
8d Reelect Thomas Hans-Jurgen Straub as For Against Management
Director
8e Reelect Tan Sri Hamid Bin Bugo as For Against Management
Director
8f Reelect Christel Verschaeren as For For Management
Director
8g Reelect Estelle Iacona as Director For For Management
9 Receive Information on Permanent None None Management
representative of the statutory auditor
--------------------------------------------------------------------------------
XINJI SHAXI GROUP CO., LTD.
Ticker: 3603 Security ID: G9830L103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Zhang Weixin as Director For For Management
2b Elect Yu Xuecong as Director For For Management
2c Elect Wang Yixue as Director For For Management
2d Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Independent Auditor and Authorize
Board to Fix Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YAMAGUCHI FINANCIAL GROUP, INC.
Ticker: 8418 Security ID: J9579M103
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yoshimura, Takeshi For For Management
1.2 Elect Director Mukunashi, Keisuke For For Management
1.3 Elect Director Nagasawa, Yumiko For For Management
1.4 Elect Director Yanagawa, Noriyuki For For Management
1.5 Elect Director Suematsu, Minako For For Management
1.6 Elect Director Yamamoto, Yuzuru For For Management
1.7 Elect Director Mikami, Tomoko For For Management
2.1 Elect Director and Audit Committee For For Management
Member Tsukuda, Kazuo
2.2 Elect Director and Audit Committee For For Management
Member Kunimasa, Michiaki
3 Triple Compensation for Representative Against Against Shareholder
Directors
4 Amend Articles to Require Individual Against For Shareholder
Compensation Disclosure for Directors
5 Amend Articles to Add Provision Against Against Shareholder
Concerning Telephone Etiquette for
Clients
--------------------------------------------------------------------------------
YAMAMAH SAUDI CEMENT CO.
Ticker: 3020 Security ID: M9868H100
Meeting Date: MAR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Q4 of FY
2021 and Q1 of FY 2022
6 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
7 Approve Related Party Transactions Re: For For Management
Saudi Yamani Company
8 Approve Related Party Transactions Re: For For Management
Arabian Shield Insurance Company
9 Approve Related Party Transactions Re: For For Management
Zain Saudi Company
10 Approve Related Party Transactions Re: For For Management
Cement Product Industry Company
11 Approve Remuneration of Directors of For For Management
SAR 2,400,000 for FY 2020
12 Amend Article 2 of Bylaws Re: For For Management
Company's Name
13 Amend Article 3 of Bylaws Re: For For Management
Corporate Purposes
14 Amend Article 20 of Bylaws Re: Company For For Management
Management
15 Approve Adding Article 26 to Bylaws For For Management
Re: Chairman's Power
16 Approve Cancellation of Article 41 and For For Management
Merging it with Article 54 of Bylaws
Re: Shareholders' Rights
17 Amend Article 54 of Bylaws Re: For For Management
Shareholders' Rights and Liability
Claim
18 Amend Articles of Bylaws Re: For For Management
Reorganizing Articles and Numbering
19 Amend Nomination and Remuneration For For Management
Committee Charter
20 Amend Audit Committee Charter For For Management
21 Amend Board Membership Policies, For For Management
Standards and Procedures
22 Amend Directors, Committees, and For For Management
Executives Remuneration Policy
23.1 Elect Turki Al Saoud as Director None Abstain Management
23.2 Elect Khalid Al Saoud as Director None Abstain Management
23.3 Elect Nayif Al Kabeer as Director None Abstain Management
23.4 Elect Fahad Al Thanian as Director None Abstain Management
23.5 Elect Feisal Al Rajhi as Director None Abstain Management
23.6 Elect Abdullah Al Bahooth as Director None Abstain Management
23.7 Elect Nizar Al Tuweijiri as Director None Abstain Management
23.8 Elect Asmaa Hamdan as Director None Abstain Management
23.9 Elect Thamir Al Wadee as Director None Abstain Management
23.10 Elect Khalid Al Hajaj as Director None Abstain Management
23.11 Elect Khalid Al Nuweisir as Director None Abstain Management
23.12 Elect Abdullah Al Husseini as Director None Abstain Management
23.13 Elect Abdulazeez Al Sudeis as Director None Abstain Management
23.14 Elect Abdullah Al Harbi as Director None Abstain Management
23.15 Elect Abdullah Al Obeikan as Director None Abstain Management
23.16 Elect Abdullah Barakat as Director None Abstain Management
23.17 Elect Majid Al Suweigh as Director None Abstain Management
23.18 Elect Mohammed Al Shamri as Director None Abstain Management
23.19 Elect Mohammed Al Ghamdi as Director None Abstain Management
23.20 Elect Nael Fayiz as Director None Abstain Management
23.21 Elect Fahad Al Shamri as Director None Abstain Management
23.22 Elect Abou Bakr Ba Abbad as Director None Abstain Management
23.23 Elect Nawaf Al Sabhan as Director None Abstain Management
23.24 Elect Sultan Abdulsalam as Director None Abstain Management
23.25 Elect Hani Al Zeid as Director None Abstain Management
24 Elect Members of Audit Committee, For Against Management
Approve its Charter and Remuneration
of Its Members
--------------------------------------------------------------------------------
YELLOW HAT LTD.
Ticker: 9882 Security ID: J9710D103
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Business Lines For For Management
2.1 Elect Director Horie, Yasuo For For Management
2.2 Elect Director Sato, Kazuyuki For For Management
2.3 Elect Director Shiraishi, Tadasu For For Management
2.4 Elect Director Kimura, Yoshimi For For Management
2.5 Elect Director Minatani, Hidemitsu For For Management
2.6 Elect Director Saito, Shiro For For Management
2.7 Elect Director Kubo, Taeko For For Management
3.1 Appoint Statutory Auditor Irie, For For Management
Yoshikazu
3.2 Appoint Statutory Auditor Hattori, For For Management
Hisao
--------------------------------------------------------------------------------
YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD.
Ticker: 1558 Security ID: Y9828F100
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Distribution of Interim For For Management
Dividend
2 Elect Li Xuechen as Director For For Management
3 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
YOKOGAWA BRIDGE HOLDINGS CORP.
Ticker: 5911 Security ID: J97206106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2 Amend Articles to Reduce Directors' For For Management
Term
3.1 Elect Director Fujii, Hisashi For For Management
3.2 Elect Director Takata, Kazuhiko For For Management
3.3 Elect Director Takagi, Kiyotsugu For For Management
3.4 Elect Director Miyamoto, Hidenori For For Management
3.5 Elect Director Kuwahara, Kazuya For For Management
3.6 Elect Director Kobayashi, Akira For For Management
3.7 Elect Director Kamei, Yasunori For For Management
3.8 Elect Director Kuromoto, Kazunori For For Management
3.9 Elect Director Amano, Reiko For For Management
4 Appoint Statutory Auditor Oshima, For For Management
Teruhiko
--------------------------------------------------------------------------------
ZARDOYA OTIS SA
Ticker: ZOT Security ID: E9853W160
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Directors and For For Management
Ratify Dividends Paid between Dec. 1,
2019 and Nov. 30, 2020
5 Approve Dividends Charged Against For For Management
Reserves
6 Approve Remuneration Policy For Against Management
7 Determine Profit Sharing Remuneration For Against Management
8.1 Acknowledge Robin Fiala as New For Against Management
Representative of Legal Entity
Director Otis Elevator Company
8.2 Ratify Appointment of and Elect Joao For Against Management
Miguel Marques Penedo as Director
9 Authorize Share Repurchase Program For Against Management
10 Approve Acceptance of Company Shares For For Management
as Guarantee
11 Advisory Vote on Remuneration Report For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Allow Questions None None Management
14 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
ZEHNDER GROUP AG
Ticker: ZEHN Security ID: H9734C125
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.25 per Share
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.6 Million
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 5.6
Million
4.3 Approve Remuneration Report For For Management
5.1.1 Reelect Hans-Peter Zehnder as Director For For Management
and Board Chairman
5.1.2 Reelect Urs Buchmann as Director For For Management
5.1.3 Reelect Riet Cadonau as Director For For Management
5.1.4 Reelect Joerg Walther as Director For For Management
5.1.5 Reelect Ivo Wechsler as Director For For Management
5.1.6 Reelect Milva Zehnder as Director For For Management
5.2.1 Reappoint Urs Buchmann as Member of For For Management
the Compensation Committee
5.2.2 Reappoint Riet Cadonau as Member of For For Management
the Compensation Committee
5.2.3 Reappoint Milva Zehnder as Member of For For Management
the Compensation Committee
5.3 Designate Werner Schib as Independent For For Management
Proxy
5.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6 Amend Articles Re: Editorial Changes For For Management
Relating to the Compensation Committee
Clause
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ZENKOKU HOSHO CO., LTD.
Ticker: 7164 Security ID: J98829104
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 117
2 Approve Compensation Ceilings for For For Management
Directors and Statutory Auditors
3 Approve Trust-Type Equity Compensation For For Management
Plan
======================== TC Quant Large-Cap Growth Fund ========================
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Nancy McKinstry For For Management
1d Elect Director Beth E. Mooney For For Management
1e Elect Director Gilles C. Pelisson For For Management
1f Elect Director Paula A. Price For For Management
1g Elect Director Venkata (Murthy) For For Management
Renduchintala
1h Elect Director David Rowland For For Management
1i Elect Director Arun Sarin For For Management
1j Elect Director Julie Sweet For For Management
1k Elect Director Frank K. Tang For For Management
1l Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Authorize Board to Opt-Out of For For Management
Statutory Pre-Emption Rights
6 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC
Ticker: TEAM Security ID: G06242104
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Appoint Ernst & Young LLP as Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Director Shona L. Brown For For Management
6 Elect Director Michael Cannon-Brookes For For Management
7 Elect Director Scott Farquhar For For Management
8 Elect Director Heather Mirjahangir For For Management
Fernandez
9 Elect Director Sasan Goodarzi For For Management
10 Elect Director Jay Parikh For For Management
11 Elect Director Enrique Salem For For Management
12 Elect Director Steven Sordello For For Management
13 Elect Director Richard P. Wong For For Management
14 Authorize to Make Off-Market Purchases For Against Management
of Ordinary Shares
15 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORP
Ticker: BAH Security ID: US0995021062
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ralph W. Shrader For For Management
2 Elect Joan L. Amble For For Management
3 Elect Michele A. Flournoy For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Repeal of Classified Board For For Management
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Daniels For For Management
1b Elect Director Susan M. Gordon For For Management
1c Elect Director William L. Jews For For Management
1d Elect Director Gregory G. Johnson For For Management
1e Elect Director J. Phillip London For For Management
1f Elect Director John S. Mengucci For For Management
1g Elect Director James L. Pavitt For For Management
1h Elect Director Warren R. Phillips For For Management
1i Elect Director Debora A. Plunkett For For Management
1j Elect Director Charles P. Revoile For For Management
1k Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COPART, INC.
Ticker: CPRT Security ID: 217204106
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willis J. Johnson For For Management
1.2 Elect Director A. Jayson Adair For For Management
1.3 Elect Director Matt Blunt For Against Management
1.4 Elect Director Steven D. Cohan For For Management
1.5 Elect Director Daniel J. Englander For For Management
1.6 Elect Director James E. Meeks For For Management
1.7 Elect Director Thomas N. Tryforos For Against Management
1.8 Elect Director Diane M. Morefield For Against Management
1.9 Elect Director Stephen Fisher For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: NOV 17, 2020 Meeting Type: Proxy Contest
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card)
1 Repeal Bylaws Adopted by the Board Against Did Not Vote Shareholder
Without Shareholder Approval
Subsequent to July 6, 2020
2A Remove Director J. David Chatham Against Did Not Vote Shareholder
2B Remove Director Douglas C. Curling Against Did Not Vote Shareholder
2C Remove Director John C. Dorman Against Did Not Vote Shareholder
2D Remove Director Paul F. Folino Against Did Not Vote Shareholder
2E Remove Director Thomas C. O'Brien Against Did Not Vote Shareholder
2F Remove Director Pamela H. Patenaude Against Did Not Vote Shareholder
2G Remove Director Vikrant Raina Against Did Not Vote Shareholder
2H Remove Director J. Michael Shepherd Against Did Not Vote Shareholder
2I Remove Director David F. Walker Against Did Not Vote Shareholder
3A Elect Director W. Steve Albrecht Against Did Not Vote Shareholder
3B Elect Director Martina Lewis Bradford Against Did Not Vote Shareholder
3C Elect Director Gail Landis Against Did Not Vote Shareholder
3D Elect Director Wendy Lane Against Did Not Vote Shareholder
3E Elect Director Ryan McKendrick Against Did Not Vote Shareholder
3F Elect Director Katherine "KT" Rabin Against Did Not Vote Shareholder
3G Elect Director Sreekanth Ravi Against Did Not Vote Shareholder
3H Elect Director Lisa Wardell Against Did Not Vote Shareholder
3I Elect Director Henry W. "Jay" Winship Against Did Not Vote Shareholder
4 Amend Bylaws to Provide Mechanics for Against Did Not Vote Shareholder
Calling a Special Meeting if No or
Less Than a Majority of Directors are
in Office Following the Passing of the
Director Removal Proposal
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy)
1.1 Remove Director J. David Chatham For For Shareholder
1.2 Remove Director Douglas C. Curling For For Shareholder
1.3 Remove Director John C. Dorman For Withhold Shareholder
1.4 Remove Director Paul F. Folino For For Shareholder
1.5 Remove Director Thomas C. O'Brien For For Shareholder
1.6 Remove Director Pamela H. Patenaude For Withhold Shareholder
1.7 Remove Director Vikrant Raina For Withhold Shareholder
1.8 Remove Director J. Michael Shepherd For Withhold Shareholder
1.9 Remove Director David F. Walker For Withhold Shareholder
2.1 Elect Director W. Steve Albrecht For For Shareholder
2.2 Elect Director Martina Lewis Bradford For Withhold Shareholder
2.3 Elect Director Gail Landis For Withhold Shareholder
2.4 Elect Director Wendy Lane For For Shareholder
2.5 Elect Director Ryan McKendrick For Withhold Shareholder
2.6 Elect Director Katherine "KT" Rabin For Withhold Shareholder
2.7 Elect Director Sreekanth Ravi For For Shareholder
2.8 Elect Director Lisa Wardell For Withhold Shareholder
2.9 Elect Director Henry W. "Jay" Winship For For Shareholder
3 Repeal Bylaws Adopted by the Board For For Shareholder
Without Shareholder Approval
Subsequent to July 6, 2020
4 Amend Bylaws to Provide Mechanics for For Against Shareholder
Calling a Special Meeting if No or
Less Than a Majority of Directors are
in Office
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Kenneth D. Denman For For Management
1.3 Elect Director Richard A. Galanti For For Management
1.4 Elect Director W. Craig Jelinek For For Management
1.5 Elect Director Sally Jewell For For Management
1.6 Elect Director Charles T. Munger For For Management
1.7 Elect Director Jeffrey S. Raikes For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DYNATRACE INC
Ticker: DT Security ID: 268150109
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John Van Siclen For For Management
2 Elect Michael Capone For For Management
3 Elect Stephen J. Lifshatz For For Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ELECTRONIC ARTS, INC.
Ticker: EA Security ID: US2855121099
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Leonard S. Coleman, Jr. For For Management
2 Elect Jay C. Hoag For For Management
3 Elect Jeffrey T. Huber For For Management
4 Elect Lawrence F. Probst III For For Management
5 Elect Talbott Roche For For Management
6 Elect Richard A. Simonson For For Management
7 Elect Luis A. Ubinas For For Management
8 Elect Heidi J. Ueberroth For For Management
9 Elect Andrew Wilson For For Management
10 Advisory Vote on Executive Compensation For Against Management
11 Ratification of Auditor For For Management
12 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eve Burton For For Management
1b Elect Director Scott D. Cook For For Management
1c Elect Director Richard L. Dalzell For For Management
1d Elect Director Sasan K. Goodarzi For For Management
1e Elect Director Deborah Liu For For Management
1f Elect Director Tekedra Mawakana For For Management
1g Elect Director Suzanne Nora Johnson For For Management
1h Elect Director Dennis D. Powell For For Management
1i Elect Director Brad D. Smith For For Management
1j Elect Director Thomas Szkutak For For Management
1k Elect Director Raul Vazquez For For Management
1l Elect Director Jeff Weiner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 03, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sohail U. Ahmed For For Management
1.2 Elect Director Timothy M. Archer For For Management
1.3 Elect Director Eric K. Brandt For For Management
1.4 Elect Director Michael R. Cannon For For Management
1.5 Elect Director Catherine P. Lego For For Management
1.6 Elect Director Bethany J. Mayer For For Management
1.7 Elect Director Abhijit Y. Talwalkar For For Management
1.8 Elect Director Lih Shyng (Rick L.) Tsai For For Management
1.9 Elect Director Leslie F. Varon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIVONGO HEALTH, INC.
Ticker: LVGO Security ID: 539183103
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William (Bill) P. For For Management
Sullivan
1b Elect Director Tunc Doluca For For Management
1c Elect Director Tracy C. Accardi For For Management
1d Elect Director James R. Bergman For For Management
1e Elect Director Joseph R. Bronson For For Management
1f Elect Director Robert E. Grady For For Management
1g Elect Director Mercedes Johnson For For Management
1h Elect Director William D. Watkins For For Management
1i Elect Director MaryAnn Wright For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: US58155Q1031
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dominic J. Caruso For For Management
2 Elect N. Anthony Coles For For Management
3 Elect M. Christine Jacobs For For Management
4 Elect Donald R. Knauss For For Management
5 Elect Marie L. Knowles For For Management
6 Elect Bradley E. Lerman For For Management
7 Elect Maria Martinez For For Management
8 Elect Edward A. Mueller For For Management
9 Elect Susan R. Salka For For Management
10 Elect Brian S. Tyler For For Management
11 Elect Kenneth E. Washington For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
15 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
16 Shareholder Proposal Regarding Purpose Against Against Shareholder
of Corporation
--------------------------------------------------------------------------------
MERCURY SYSTEMS, INC.
Ticker: MRCY Security ID: 589378108
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Aslett For For Management
1.2 Elect Director Mary Louise Krakauer For For Management
1.3 Elect Director William K. O'Brien For For Management
1.4 Elect Director Orlando P. Carvalho For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Deepak Ahuja For For Management
1c Elect Director Gerald Held For For Management
1d Elect Director Kathryn M. Hill For For Management
1e Elect Director Deborah L. Kerr For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Scott F. Schenkel For For Management
1h Elect Director George T. Shaheen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
NEW RELIC INC
Ticker: NEWR Security ID: US64829B1008
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lewis Cirne For For Management
2 Elect Michael J. Christenson For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 17, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan B. Graf, Jr. For For Management
1b Elect Director Peter B. Henry For For Management
1c Elect Director Michelle A. Peluso For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against For Shareholder
Disclosure
--------------------------------------------------------------------------------
NUTANIX, INC.
Ticker: NTNX Security ID: 67059N108
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Bostrom For Withhold Management
1b Elect Director Steven J. Gomo For Withhold Management
1c Elect Director Max de Groen For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Renee J. James For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Leon E. Panetta For For Management
1.12 Elect Director William G. Parrett For For Management
1.13 Elect Director Naomi O. Seligman For For Management
1.14 Elect Director Vishal Sikka For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Gender Pay Gap Against For Shareholder
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
PELOTON INTERACTIVE, INC.
Ticker: PTON Security ID: 70614W100
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erik Blachford For Withhold Management
1.2 Elect Director Howard Draft For Withhold Management
1.3 Elect Director Pamela Thomas-Graham For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Strauss Zelnick For For Management
1.2 Elect Director Michael Dornemann For For Management
1.3 Elect Director J Moses For Against Management
1.4 Elect Director Michael Sheresky For For Management
1.5 Elect Director LaVerne Srinivasan For For Management
1.6 Elect Director Susan Tolson For For Management
1.7 Elect Director Paul Viera For For Management
1.8 Elect Director Roland Hernandez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TESLA, INC.
Ticker: TSLA Security ID: 88160R101
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elon Musk For For Management
1.2 Elect Director Robyn Denholm For For Management
1.3 Elect Director Hiromichi Mizuno For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Paid Advertising Against Against Shareholder
5 Adopt Simple Majority Vote Against For Shareholder
6 Report on Employee Arbitration Against For Shareholder
7 Additional Reporting on Human Rights Against For Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Report on Efforts to Eliminate Against For Shareholder
Deforestation
6 Publish Annually a Report Assessing Against Against Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY
Ticker: SMG Security ID: 810186106
Meeting Date: JAN 25, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Kelly, Jr. For For Management
1.2 Elect Director Peter E. Shumlin For For Management
1.3 Elect Director John R. Vines For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion to Delaware Public For For Management
Benefit Corporation
2 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
VF CORP.
Ticker: VFC Security ID: US9182041163
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard T. Carucci For For Management
2 Elect Juliana L. Chugg For For Management
3 Elect Benno Dorer For For Management
4 Elect Mark S. Hoplamazian For For Management
5 Elect Laura W. Lang For For Management
6 Elect W. Alan McCollough For For Management
7 Elect W. Rodney McMullen For For Management
8 Elect Clarence Otis, Jr. For For Management
9 Elect Steven E. Rendle For For Management
10 Elect Carol L. Roberts For For Management
11 Elect Matthew J. Shattock For For Management
12 Elect Veronica B. Wu For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director Linda J. Rendle For For Management
1k Elect Director John A. C. Swainson For For Management
1l Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide Holders of At Least 15% Class For For Management
A Common Stock Right to Call Special
Meeting
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Amend Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
ZSCALER, INC.
Ticker: ZS Security ID: 98980G102
Meeting Date: JAN 06, 2021 Meeting Type: Annual
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jagtar (Jay) Chaudhry For For Management
1.2 Elect Director Amit Sinha For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
======================== TC Quant Large-Cap Value Fund =========================
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan K. Carter For For Management
1b Elect Director Charles I. Cogut For For Management
1c Elect Director Lisa A. Davis For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Seifollah (Seifi) For For Management
Ghasemi
1f Elect Director David H. Y. Ho For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Matthew H. Paull For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Minicucci For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director James S. Kahan For For Management
1.4 Elect Director Rafael de la Vega For For Management
1.5 Elect Director Giora Yaron For For Management
1.6 Elect Director Eli Gelman For For Management
1.7 Elect Director Richard T.C. LeFave For For Management
1.8 Elect Director John A. MacDonald For For Management
1.9 Elect Director Shuky Sheffer For For Management
1.10 Elect Director Yvette Kanouff For For Management
2 Approve an Increase in the Quarterly For For Management
Cash Dividend Rate
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Carlo Bozotti For For Management
1c Elect Director Michael A. Bradley For For Management
1d Elect Director Brenda L. Freeman For For Management
1e Elect Director Jo Ann Jenkins For For Management
1f Elect Director Oleg Khaykin For For Management
1g Elect Director James A. Lawrence For For Management
1h Elect Director Avid Modjtabai For For Management
1i Elect Director Adalio T. Sanchez For For Management
1j Elect Director William H. Schumann, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Catherine M. Burzik For For Management
1b Elect Director R. Andrew Eckert For For Management
1c Elect Director Vincent A. Forlenza For For Management
1d Elect Director Claire M. Fraser For For Management
1e Elect Director Jeffrey W. Henderson For For Management
1f Elect Director Christopher Jones For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director David F. Melcher For For Management
1i Elect Director Thomas E. Polen For For Management
1j Elect Director Claire Pomeroy For For Management
1k Elect Director Rebecca W. Rimel For For Management
1l Elect Director Timothy M. Ring For For Management
1m Elect Director Bertram L. Scott For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Daniels For For Management
1b Elect Director Susan M. Gordon For For Management
1c Elect Director William L. Jews For For Management
1d Elect Director Gregory G. Johnson For For Management
1e Elect Director J. Phillip London For For Management
1f Elect Director John S. Mengucci For For Management
1g Elect Director James L. Pavitt For For Management
1h Elect Director Warren R. Phillips For For Management
1i Elect Director Debora A. Plunkett For For Management
1j Elect Director Charles P. Revoile For For Management
1k Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fabiola R. Arredondo For For Management
1.2 Elect Director Howard M. Averill For For Management
1.3 Elect Director John P. (JP) Bilbrey For For Management
1.4 Elect Director Mark A. Clouse For For Management
1.5 Elect Director Bennett Dorrance For For Management
1.6 Elect Director Maria Teresa (Tessa) For For Management
Hilado
1.7 Elect Director Sarah Hofstetter For For Management
1.8 Elect Director Marc B. Lautenbach For For Management
1.9 Elect Director Mary Alice Dorrance For For Management
Malone
1.10 Elect Director Keith R. McLoughlin For For Management
1.11 Elect Director Kurt T. Schmidt For For Management
1.12 Elect Director Archbold D. van Beuren For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPRI HOLDINGS LIMITED
Ticker: CPRI Security ID: G1890L107
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Idol For For Management
1b Elect Director Robin Freestone For For Management
1c Elect Director Ann Korologos For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carrie S. Cox For For Management
1b Elect Director Calvin Darden For For Management
1c Elect Director Bruce L. Downey For For Management
1d Elect Director Sheri H. Edison For For Management
1e Elect Director David C. Evans For For Management
1f Elect Director Patricia A. Hemingway For For Management
Hall
1g Elect Director Akhil Johri For For Management
1h Elect Director Michael C. Kaufmann For For Management
1i Elect Director Gregory B. Kenny For For Management
1j Elect Director Nancy Killefer For For Management
1k Elect Director J. Michael Losh For For Management
1l Elect Director Dean A. Scarborough For For Management
1m Elect Director John H. Weiland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC.
Ticker: CASY Security ID: 147528103
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Lynn Horak For For Management
1b Elect Director Diane C. Bridgewater For For Management
1c Elect Director David K. Lenhardt For For Management
1d Elect Director Darren M. Rebelez For For Management
1e Elect Director Larree M. Renda For For Management
1f Elect Director Judy A. Schmeling For For Management
1g Elect Director Allison M. Wing For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CATALENT, INC.
Ticker: CTLT Security ID: 148806102
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Madhavan "Madhu" For For Management
Balachandran
1b Elect Director J. Martin Carroll For For Management
1c Elect Director Rolf Classon For For Management
1d Elect Director John J. Greisch For For Management
1e Elect Director Christa Kreuzburg For For Management
1f Elect Director Gregory T. Lucier For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHANGE HEALTHCARE, INC.
Ticker: CHNG Security ID: 15912K100
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil E. de Crescenzo For For Management
1b Elect Director Howard L. Lance For For Management
1c Elect Director Nella Domenici For For Management
1d Elect Director Nicholas L. Kuhar For For Management
1e Elect Director Diana McKenzie For For Management
1f Elect Director Bansi Nagji For For Management
1g Elect Director Philip M. Pead For For Management
1h Elect Director Phillip W. Roe For For Management
1i Elect Director Neil P. Simpkins For For Management
1j Elect Director Robert J. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin - Withdrawn None None Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Lisa T. Su For For Management
2 Change State of Incorporation from For For Management
California to Delaware
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
CONAGRA BRANDS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anil Arora For For Management
1b Elect Director Thomas "Tony" K. Brown For For Management
1c Elect Director Sean M. Connolly For For Management
1d Elect Director Joie A. Gregor For For Management
1e Elect Director Rajive Johri For For Management
1f Elect Director Richard H. Lenny For For Management
1g Elect Director Melissa Lora For For Management
1h Elect Director Ruth Ann Marshall For For Management
1i Elect Director Craig P. Omtvedt For For Management
1j Elect Director Scott Ostfeld For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
CONSTELLATION BRANDS INC
Ticker: STZ Security ID: US21036P2074
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Christy Clark For For Management
2 Elect Jennifer M. Daniels For For Management
3 Elect Jerry Fowden For For Management
4 Elect Ernesto M. Hernandez For For Management
5 Elect Susan Sommersille Johnson For For Management
6 Elect James A. Locke III For For Management
7 Elect Jose Manuel Madero Garza For For Management
8 Elect Daniel J. McCarthy For For Management
9 Elect William A. Newlands For For Management
10 Elect Richard Sands For For Management
11 Elect Robert Sands For For Management
12 Elect Judy A. Schmeling For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: NOV 17, 2020 Meeting Type: Proxy Contest
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card)
1 Repeal Bylaws Adopted by the Board Against Did Not Vote Shareholder
Without Shareholder Approval
Subsequent to July 6, 2020
2A Remove Director J. David Chatham Against Did Not Vote Shareholder
2B Remove Director Douglas C. Curling Against Did Not Vote Shareholder
2C Remove Director John C. Dorman Against Did Not Vote Shareholder
2D Remove Director Paul F. Folino Against Did Not Vote Shareholder
2E Remove Director Thomas C. O'Brien Against Did Not Vote Shareholder
2F Remove Director Pamela H. Patenaude Against Did Not Vote Shareholder
2G Remove Director Vikrant Raina Against Did Not Vote Shareholder
2H Remove Director J. Michael Shepherd Against Did Not Vote Shareholder
2I Remove Director David F. Walker Against Did Not Vote Shareholder
3A Elect Director W. Steve Albrecht Against Did Not Vote Shareholder
3B Elect Director Martina Lewis Bradford Against Did Not Vote Shareholder
3C Elect Director Gail Landis Against Did Not Vote Shareholder
3D Elect Director Wendy Lane Against Did Not Vote Shareholder
3E Elect Director Ryan McKendrick Against Did Not Vote Shareholder
3F Elect Director Katherine "KT" Rabin Against Did Not Vote Shareholder
3G Elect Director Sreekanth Ravi Against Did Not Vote Shareholder
3H Elect Director Lisa Wardell Against Did Not Vote Shareholder
3I Elect Director Henry W. "Jay" Winship Against Did Not Vote Shareholder
4 Amend Bylaws to Provide Mechanics for Against Did Not Vote Shareholder
Calling a Special Meeting if No or
Less Than a Majority of Directors are
in Office Following the Passing of the
Director Removal Proposal
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy)
1.1 Remove Director J. David Chatham For For Shareholder
1.2 Remove Director Douglas C. Curling For For Shareholder
1.3 Remove Director John C. Dorman For Withhold Shareholder
1.4 Remove Director Paul F. Folino For For Shareholder
1.5 Remove Director Thomas C. O'Brien For For Shareholder
1.6 Remove Director Pamela H. Patenaude For Withhold Shareholder
1.7 Remove Director Vikrant Raina For Withhold Shareholder
1.8 Remove Director J. Michael Shepherd For Withhold Shareholder
1.9 Remove Director David F. Walker For Withhold Shareholder
2.1 Elect Director W. Steve Albrecht For For Shareholder
2.2 Elect Director Martina Lewis Bradford For Withhold Shareholder
2.3 Elect Director Gail Landis For Withhold Shareholder
2.4 Elect Director Wendy Lane For For Shareholder
2.5 Elect Director Ryan McKendrick For Withhold Shareholder
2.6 Elect Director Katherine "KT" Rabin For Withhold Shareholder
2.7 Elect Director Sreekanth Ravi For For Shareholder
2.8 Elect Director Lisa Wardell For Withhold Shareholder
2.9 Elect Director Henry W. "Jay" Winship For For Shareholder
3 Repeal Bylaws Adopted by the Board For For Shareholder
Without Shareholder Approval
Subsequent to July 6, 2020
4 Amend Bylaws to Provide Mechanics for For Against Shareholder
Calling a Special Meeting if No or
Less Than a Majority of Directors are
in Office
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Kenneth D. Denman For For Management
1.3 Elect Director Richard A. Galanti For For Management
1.4 Elect Director W. Craig Jelinek For For Management
1.5 Elect Director Sally Jewell For For Management
1.6 Elect Director Charles T. Munger For For Management
1.7 Elect Director Jeffrey S. Raikes For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
D.R. HORTON, INC.
Ticker: DHI Security ID: 23331A109
Meeting Date: JAN 20, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald R. Horton For For Management
1b Elect Director Barbara K. Allen For For Management
1c Elect Director Brad S. Anderson For For Management
1d Elect Director Michael R. Buchanan For For Management
1e Elect Director Michael W. Hewatt For For Management
1f Elect Director Maribess L. Miller For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
Ticker: DRI Security ID: 237194105
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret Shan Atkins For For Management
1.2 Elect Director James P. Fogarty For For Management
1.3 Elect Director Cynthia T. Jamison For For Management
1.4 Elect Director Eugene I. Lee, Jr. For For Management
1.5 Elect Director Nana Mensah For For Management
1.6 Elect Director William S. Simon For For Management
1.7 Elect Director Charles M. Sonsteby For For Management
1.8 Elect Director Timothy J. Wilmott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DOLBY LABORATORIES, INC.
Ticker: DLB Security ID: 25659T107
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Yeaman For For Management
1.2 Elect Director Peter Gotcher For For Management
1.3 Elect Director Micheline Chau For For Management
1.4 Elect Director David Dolby For For Management
1.5 Elect Director Simon Segars For For Management
1.6 Elect Director Roger Siboni For For Management
1.7 Elect Director Anjali Sud For For Management
1.8 Elect Director Avadis Tevanian, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DONALDSON COMPANY, INC.
Ticker: DCI Security ID: 257651109
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tod E. Carpenter For For Management
1.2 Elect Director Pilar Cruz For For Management
1.3 Elect Director Ajita G. Rajendra For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DXC TECHNOLOGY CO
Ticker: DXC Security ID: US23355L1061
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mukesh Aghi For For Management
2 Elect Amy E. Alving For For Management
3 Elect David A. Barnes For For Management
4 Elect Raul J. Fernandez For For Management
5 Elect David L. Herzog For For Management
6 Elect Mary L. Krakauer For For Management
7 Elect Ian C. Read For For Management
8 Elect Michael J. Salvino For For Management
9 Elect Manoj P. Singh For For Management
10 Elect Robert F. Woods For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For Against Management
13 Amendment to the 2017 Omnibus For For Management
Incentive Plan
14 Amendment to the 2017 Non-Employee For For Management
Director Incentive Plan
--------------------------------------------------------------------------------
DYNATRACE INC
Ticker: DT Security ID: 268150109
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John Van Siclen For For Management
2 Elect Michael Capone For For Management
3 Elect Stephen J. Lifshatz For For Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29272W109
Meeting Date: FEB 01, 2021 Meeting Type: Annual
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carlos Abrams-Rivera For For Management
1b Elect Director Bill G. Armstrong For For Management
1c Elect Director Cynthia J. Brinkley For For Management
1d Elect Director Rebecca Frankiewicz For For Management
1e Elect Director Alan R. Hoskins For For Management
1f Elect Director Kevin J. Hunt For For Management
1g Elect Director James C. Johnson For For Management
1h Elect Director Mark S. LaVigne For For Management
1i Elect Director Patrick J. Moore For For Management
1j Elect Director Nneka L. Rimmer For For Management
1k Elect Director Robert V. Vitale For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 21, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marvin R. Ellison For For Management
1b Elect Director Susan Patricia Griffith For For Management
1c Elect Director John C. (Chris) Inglis For For Management
1d Elect Director Kimberly A. Jabal For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director R. Brad Martin For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director Susan C. Schwab For For Management
1i Elect Director Frederick W. Smith For For Management
1j Elect Director David P. Steiner For For Management
1k Elect Director Rajesh Subramaniam For For Management
1l Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst &Young LLP as Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Report on Political Contributions Against For Shareholder
Disclosure
6 Report on Employee Representation on Against Against Shareholder
the Board of Directors
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Report on Integrating ESG Metrics Into Against Against Shareholder
Executive Compensation Program
--------------------------------------------------------------------------------
GCI LIBERTY, INC.
Ticker: GLIBA Security ID: 36164V305
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Kerry Clark For For Management
1b Elect Director David M. Cordani For For Management
1c Elect Director Roger W. Ferguson, Jr. For For Management
1d Elect Director Jeffrey L. Harmening For For Management
1e Elect Director Maria G. Henry For For Management
1f Elect Director Jo Ann Jenkins For For Management
1g Elect Director Elizabeth C. Lempres For For Management
1h Elect Director Diane L. Neal For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Maria A. Sastre For For Management
1k Elect Director Eric D. Sprunk For For Management
1l Elect Director Jorge A. Uribe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul J. Brown For For Management
1b Elect Director Robert A. Gerard For For Management
1c Elect Director Anuradha (Anu) Gupta For For Management
1d Elect Director Richard A. Johnson For For Management
1e Elect Director Jeffrey J. Jones, II For For Management
1f Elect Director David Baker Lewis For For Management
1g Elect Director Yolande G. Piazza For For Management
1h Elect Director Victoria J. Reich For For Management
1i Elect Director Bruce C. Rohde For For Management
1j Elect Director Matthew E. Winter For For Management
1k Elect Director Christianna Wood For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEALTHCARE TRUST OF AMERICA INC
Ticker: HTA Security ID: US42225P5017
Meeting Date: JUL 07, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Scott D. Peters For For Management
2 Elect W. Bradley Blair, II For For Management
3 Elect Vicki U. Booth For For Management
4 Elect H. Lee Cooper For For Management
5 Elect Warren D. Fix For For Management
6 Elect Peter N. Foss For For Management
7 Elect Jay P. Leupp For For Management
8 Elect Gary T. Wescombe For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
LINDE PLC
Ticker: LIN Security ID: IE00BZ12WP82
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wolfgang Reitzle For For Management
2 Elect Stephen F. Angel For For Management
3 Elect Ann-Kristin Achleitner For For Management
4 Elect Clemens A.H. Borsig For For Management
5 Elect Nance K. Dicciani For For Management
6 Elect Thomas Enders For For Management
7 Elect Franz Fehrenbach For For Management
8 Elect Edward G. Galante For For Management
9 Elect Larry D. McVay For For Management
10 Elect Victoria Ossadnik For For Management
11 Elect Martin H. Richenhagen For For Management
12 Elect Robert L. Wood For For Management
13 Ratification of PricewaterhouseCoopers For For Management
14 Authority to Set Auditor's Fees For For Management
15 Authority to Set Price Range for For For Management
Re-Issuance of Treasury Shares
16 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT CORP.
Ticker: LGF.A Security ID: 535919401
Meeting Date: SEP 15, 2020 Meeting Type: Annual/Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Burns For For Management
1b Elect Director Mignon L. Clyburn For For Management
1c Elect Director Gordon Crawford For For Management
1d Elect Director Jon Feltheimer For For Management
1e Elect Director Emily Fine For For Management
1f Elect Director Michael T. Fries For For Management
1g Elect Director Susan McCaw For For Management
1h Elect Director Yvette Ostolaza For For Management
1i Elect Director Mark H. Rachesky For For Management
1j Elect Director Daniel Sanchez For For Management
1k Elect Director Daryl Simm For For Management
1l Elect Director Hardwick Simmons For For Management
1m Elect Director David M. Zaslav For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC.
Ticker: LITE Security ID: 55024U109
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Penelope A. Herscher For For Management
1b Elect Director Harold L. Covert For For Management
1c Elect Director Julia S. Johnson For For Management
1d Elect Director Brian J. Lillie For For Management
1e Elect Director Alan S. Lowe For For Management
1f Elect Director Ian S. Small For For Management
1g Elect Director Janet S. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD
Ticker: MRVL Security ID: BMG5876H1051
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect William Tudor Brown For For Management
2 Elect Brad W. Buss For For Management
3 Elect Edward H. Frank For For Management
4 Elect Richard S. Hill For For Management
5 Elect Bethany J. Mayer For For Management
6 Elect Matthew J. Murphy For For Management
7 Elect Michael G. Strachan For For Management
8 Elect Robert E. Switz For For Management
9 Advisory Vote on Executive Compensation For Against Management
10 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William (Bill) P. For For Management
Sullivan
1b Elect Director Tunc Doluca For For Management
1c Elect Director Tracy C. Accardi For For Management
1d Elect Director James R. Bergman For For Management
1e Elect Director Joseph R. Bronson For For Management
1f Elect Director Robert E. Grady For For Management
1g Elect Director Mercedes Johnson For For Management
1h Elect Director William D. Watkins For For Management
1i Elect Director MaryAnn Wright For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: US58155Q1031
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dominic J. Caruso For For Management
2 Elect N. Anthony Coles For For Management
3 Elect M. Christine Jacobs For For Management
4 Elect Donald R. Knauss For For Management
5 Elect Marie L. Knowles For For Management
6 Elect Bradley E. Lerman For For Management
7 Elect Maria Martinez For For Management
8 Elect Edward A. Mueller For For Management
9 Elect Susan R. Salka For For Management
10 Elect Brian S. Tyler For For Management
11 Elect Kenneth E. Washington For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
15 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
16 Shareholder Proposal Regarding Purpose Against Against Shareholder
of Corporation
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Andrea J. Goldsmith For For Management
1e Elect Director Randall J. Hogan, III For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director James T. Lenehan For For Management
1h Elect Director Kevin E. Lofton For For Management
1i Elect Director Geoffrey S. Martha For For Management
1j Elect Director Elizabeth G. Nabel For For Management
1k Elect Director Denise M. O'Leary For For Management
1l Elect Director Kendall J. Powell For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights Under
Irish Law
6 Authorize Overseas Market Purchases of For For Management
Ordinary Shares
--------------------------------------------------------------------------------
MERCURY SYSTEMS, INC.
Ticker: MRCY Security ID: 589378108
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Aslett For For Management
1.2 Elect Director Mary Louise Krakauer For For Management
1.3 Elect Director William K. O'Brien For For Management
1.4 Elect Director Orlando P. Carvalho For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY, INC.
Ticker: MCHP Security ID: US5950171042
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Steve Sanghi For For Management
2 Elect Matthew W. Chapman For For Management
3 Elect L. B. Day For Against Management
4 Elect Esther L. Johnson For Against Management
5 Elect Wade F. Meyercord For For Management
6 Ratification of Auditor For For Management
7 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: OCT 02, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020Y100
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Benjamin For For Management
1.2 Elect Director Daniel Brennan For For Management
1.3 Elect Director Lloyd Carney For For Management
1.4 Elect Director Thomas Ebling For For Management
1.5 Elect Director Robert Finocchio For For Management
1.6 Elect Director Laura S. Kaiser For For Management
1.7 Elect Director Michal Katz For For Management
1.8 Elect Director Mark Laret For For Management
1.9 Elect Director Sanjay Vaswani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lee C. Banks For For Management
1b Elect Director Robert G. Bohn For For Management
1c Elect Director Linda S. Harty For For Management
1d Elect Director Kevin A. Lobo For For Management
1e Elect Director Candy M. Obourn For For Management
1f Elect Director Joseph Scaminace For For Management
1g Elect Director Ake Svensson For For Management
1h Elect Director Laura K. Thompson For For Management
1i Elect Director James R. Verrier For For Management
1j Elect Director James L. Wainscott For For Management
1k Elect Director Thomas L. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PELOTON INTERACTIVE, INC.
Ticker: PTON Security ID: 70614W100
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erik Blachford For Withhold Management
1.2 Elect Director Howard Draft For Withhold Management
1.3 Elect Director Pamela Thomas-Graham For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
QORVO INC
Ticker: QRVO Security ID: US74736K1016
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ralph G. Quinsey For For Management
2 Elect Robert A. Bruggeworth For For Management
3 Elect Jeffery Gardner For For Management
4 Elect John R. Harding For For Management
5 Elect David H.Y. Ho For For Management
6 Elect Roderick D. Nelson For For Management
7 Elect Walden C. Rhines For For Management
8 Elect Susan L. Spradley For For Management
9 Elect Walter H. Wilkinson, Jr. For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
STERIS PLC
Ticker: STE Security ID: GB00BVVBC028
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard C. Breeden For For Management
2 Elect Cynthia L. Feldmann For For Management
3 Elect Jacqueline B. Kosecoff For For Management
4 Elect David B. Lewis For For Management
5 Elect Walter M Rosebrough, Jr. For For Management
6 Elect Nirav R. Shah For For Management
7 Elect Mohsen M. Sohi For For Management
8 Elect Richard M. Steeves For For Management
9 Ratification of Auditor For For Management
10 Appointment of Statutory Auditor For For Management
11 Authority to Set Auditor's Fees For For Management
12 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Strauss Zelnick For For Management
1.2 Elect Director Michael Dornemann For For Management
1.3 Elect Director J Moses For Against Management
1.4 Elect Director Michael Sheresky For For Management
1.5 Elect Director LaVerne Srinivasan For For Management
1.6 Elect Director Susan Tolson For For Management
1.7 Elect Director Paul Viera For For Management
1.8 Elect Director Roland Hernandez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TAPESTRY, INC.
Ticker: TPR Security ID: 876030107
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Bilbrey For For Management
1b Elect Director Darrell Cavens For For Management
1c Elect Director David Denton For For Management
1d Elect Director Anne Gates For For Management
1e Elect Director Susan Kropf For For Management
1f Elect Director Annabelle Yu Long For For Management
1g Elect Director Ivan Menezes For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC.
Ticker: HAIN Security ID: 405217100
Meeting Date: NOV 24, 2020 Meeting Type: Annual
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard A. Beck For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Dean Hollis For For Management
1d Elect Director Shervin J. Korangy For For Management
1e Elect Director Mark L. Schiller For For Management
1f Elect Director Michael B. Sims For For Management
1g Elect Director Glenn W. Welling For For Management
1h Elect Director Dawn M. Zier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Report on Efforts to Eliminate Against For Shareholder
Deforestation
6 Publish Annually a Report Assessing Against Against Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Graves For For Management
1.2 Elect Director Amelia A. Huntington For For Management
1.3 Elect Director Wilson Jones For Withhold Management
1.4 Elect Director Christopher Klein For Withhold Management
1.5 Elect Director J. Allen Kosowsky For Withhold Management
1.6 Elect Director Robert W. Martin For For Management
1.7 Elect Director Peter B. Orthwein For For Management
1.8 Elect Director Jan H. Suwinski For For Management
1.9 Elect Director James L. Ziemer For Withhold Management
1.10 Elect Director William J. Kelley, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TIFFANY & CO.
Ticker: TIF Security ID: 886547108
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For For Management
1b Elect Director Les R. Baledge For For Management
1c Elect Director Gaurdie E. Banister, Jr. For For Management
1d Elect Director Dean Banks For For Management
1e Elect Director Mike Beebe For For Management
1f Elect Director Maria Claudia Borras For For Management
1g Elect Director David J. Bronczek For For Management
1h Elect Director Mikel A. Durham For For Management
1i Elect Director Jonathan D. Mariner For For Management
1j Elect Director Kevin M. McNamara For For Management
1k Elect Director Cheryl S. Miller For For Management
1l Elect Director Jeffrey K. Schomburger For For Management
1m Elect Director Robert Thurber For For Management
1n Elect Director Barbara A. Tyson For For Management
1o Elect Director Noel White For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Report on Human Rights Due Diligence Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
VALVOLINE INC.
Ticker: VVV Security ID: 92047W101
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerald W. Evans, Jr. For For Management
1b Elect Director Richard J. Freeland For For Management
1c Elect Director Stephen F. Kirk For For Management
1d Elect Director Carol H. Kruse For For Management
1e Elect Director Stephen E. Macadam For For Management
1f Elect Director Vada O. Manager For For Management
1g Elect Director Samuel J. Mitchell, Jr. For For Management
1h Elect Director Charles M. Sonsteby For For Management
1i Elect Director Mary J. Twinem For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIASAT, INC.
Ticker: VSAT Security ID: 92552V100
Meeting Date: SEP 03, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Dankberg For For Management
1b Elect Director Varsha Rao For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director Valerie B. Jarrett For For Management
1g Elect Director John A. Lederer For For Management
1h Elect Director Dominic P. Murphy For For Management
1i Elect Director Stefano Pessina For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chair Against Against Shareholder
6 Report on Health Risks of Continued Against Against Shareholder
In-Store Tobacco Sales in the Age of
COVID 2021
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kimberly E. Alexy For For Management
1b Elect Director Martin I. Cole For For Management
1c Elect Director Kathleen A. Cote For For Management
1d Elect Director Tunc Doluca For For Management
1e Elect Director David V. Goeckeler For For Management
1f Elect Director Matthew E. Massengill For For Management
1g Elect Director Paula A. Price For For Management
1h Elect Director Stephanie A. Streeter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESTROCK COMPANY
Ticker: WRK Security ID: 96145D105
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Colleen F. Arnold For For Management
1b Elect Director Timothy J. Bernlohr For For Management
1c Elect Director J. Powell Brown For For Management
1d Elect Director Terrell K. Crews For For Management
1e Elect Director Russell M. Currey For For Management
1f Elect Director Suzan F. Harrison For For Management
1g Elect Director John A. Luke, Jr. For For Management
1h Elect Director Gracia C. Martore For For Management
1i Elect Director James E. Nevels For For Management
1j Elect Director Steven C. Voorhees For For Management
1k Elect Director Bettina M. Whyte For For Management
1l Elect Director Alan D. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
====================== TC Quant Small/Mid-Cap Equity Fund ======================
SUNRUN INC.
Ticker: RUN Security ID: 86771W105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katherine August-deWilde For Withhold Management
1.2 Elect Director Gerald Risk For For Management
1.3 Elect Director Sonita Lontoh For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on the Impact of the Use of Against For Shareholder
Mandatory Arbitration on Employees and
Workplace Culture
--------------------------------------------------------------------------------
ABM INDUSTRIES INCORPORATED
Ticker: ABM Security ID: 000957100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Chavez For For Management
1b Elect Director Art A. Garcia For For Management
1c Elect Director Jill M. Golder For For Management
1d Elect Director Scott Salmirs For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACADEMY SPORTS & OUTDOORS, INC.
Ticker: ASO Security ID: 00402L107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian T. Marley For For Management
1.2 Elect Director Thomas (Tom) M. Nealon For For Management
1.3 Elect Director Nathaniel (Nate) H. For Withhold Management
Taylor
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Biggar For For Management
1.2 Elect Director Julian C. Baker For For Management
1.3 Elect Director Daniel B. Soland For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACCELERATE DIAGNOSTICS, INC.
Ticker: AXDX Security ID: 00430H102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Brown For For Management
1.2 Elect Director Louise L. Francesconi For For Management
1.3 Elect Director Mark C. Miller For Withhold Management
1.4 Elect Director John Patience For For Management
1.5 Elect Director Jack Phillips For For Management
1.6 Elect Director Jack Schuler For Withhold Management
1.7 Elect Director Matthew W. Strobeck For For Management
1.8 Elect Director Frank J.M. ten Brink For For Management
1.9 Elect Director Charles Watts For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ACCELERON PHARMA INC.
Ticker: XLRN Security ID: 00434H108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Habib J. Dable For For Management
1b Elect Director Terrence C. Kearney For For Management
1c Elect Director Karen L. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADIENT PLC
Ticker: ADNT Security ID: G0084W101
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: JAN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie L. Bushman For For Management
1b Elect Director Peter H. Carlin For For Management
1c Elect Director Raymond L. Conner For For Management
1d Elect Director Douglas G. Del Grosso For For Management
1e Elect Director Richard Goodman For For Management
1f Elect Director Jose M. Gutierrez For For Management
1g Elect Director Frederick A. "Fritz" For For Management
Henderson
1h Elect Director Barb J. Samardzich For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Authorise Issue of Equity For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
ADVANCED DRAINAGE SYSTEMS INC
Ticker: WMS Security ID: 00790R104
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Scott Barbour For For Management
2 Elect Michael B. Coleman For For Management
3 Elect Tanya Fratto For For Management
4 Elect Carl A. Nelson, Jr. For For Management
5 Elect Anesa T. Chaibi For For Management
6 Advisory Vote on Executive Compensation For For Management
7 Ratification of Auditor For For Management
8 Repeal of Classified Board For For Management
9 Elimination of Supermajority For For Management
Requirement
--------------------------------------------------------------------------------
AECOM
Ticker: ACM Security ID: 00766T100
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley W. Buss For For Management
1.2 Elect Director Robert G. Card For For Management
1.3 Elect Director Diane C. Creel For For Management
1.4 Elect Director Jacqueline C. Hinman For For Management
1.5 Elect Director Lydia H. Kennard For For Management
1.6 Elect Director W. Troy Rudd For For Management
1.7 Elect Director Clarence T. Schmitz For For Management
1.8 Elect Director Douglas W. Stotlar For For Management
1.9 Elect Director Daniel R. Tishman For For Management
1.10 Elect Director Sander van't Noordende For For Management
1.11 Elect Director Janet C. Wolfenbarger For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy V. Armes For For Management
1.2 Elect Director Michael C. Arnold For For Management
1.3 Elect Director Sondra L. Barbour For For Management
1.4 Elect Director P. George Benson For For Management
1.5 Elect Director Suzanne P. Clark For For Management
1.6 Elect Director Bob De Lange For For Management
1.7 Elect Director Eric P. Hansotia For For Management
1.8 Elect Director George E. Minnich For For Management
1.9 Elect Director Mallika Srinivasan For For Management
1.10 Elect Director Matthew Tsien For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
AGENUS INC.
Ticker: AGEN Security ID: 00847G705
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allison M. Jeynes-Ellis For For Management
1.2 Elect Director Wadih Jordan For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kaye Foster For For Management
1.2 Elect Director Maykin Ho For For Management
1.3 Elect Director John M. Maraganore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALASKA AIR GROUP, INC.
Ticker: ALK Security ID: 011659109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patricia M. Bedient For For Management
1b Elect Director James A. Beer For For Management
1c Elect Director Raymond L. Conner For For Management
1d Elect Director Daniel K. Elwell For For Management
1e Elect Director Dhiren R. Fonseca For For Management
1f Elect Director Kathleen T. Hogan For For Management
1g Elect Director Jessie J. Knight, Jr. For For Management
1h Elect Director Susan J. Li For For Management
1i Elect Director Benito Minicucci For For Management
1j Elect Director Helvi K. Sandvik For For Management
1k Elect Director J. Kenneth Thompson For For Management
1l Elect Director Bradley D. Tilden For For Management
1m Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014491104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Benjamin For For Management
1.2 Elect Director Diana M. Laing For For Management
1.3 Elect Director John T. Leong For For Management
1.4 Elect Director Thomas A. Lewis, Jr. For For Management
1.5 Elect Director Douglas M. Pasquale For For Management
1.6 Elect Director Michele K. Saito For For Management
1.7 Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Daglio, Jr. For For Management
1.2 Elect Director Nancy L. Snyderman For For Management
1.3 Elect Director Frank Anders 'Andy' For For Management
Wilson
1.4 Elect Director Nancy J. Wysenski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Omnibus Stock Plan For Against Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ALLAKOS INC.
Ticker: ALLK Security ID: 01671P100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Janney For Withhold Management
1.2 Elect Director Robert E. Andreatta For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLEGION PLC
Ticker: ALLE Security ID: G0176J109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kirk S. Hachigian For For Management
1b Elect Director Steven C. Mizell For For Management
1c Elect Director Nicole Parent Haughey For For Management
1d Elect Director David D. Petratis For For Management
1e Elect Director Dean I. Schaffer For For Management
1f Elect Director Charles L. Szews For For Management
1g Elect Director Dev Vardhan For For Management
1h Elect Director Martin E. Welch, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights
--------------------------------------------------------------------------------
ALPHATEC HOLDINGS, INC.
Ticker: ATEC Security ID: 02081G201
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bakst For For Management
1.2 Elect Director Mortimer Berkowitz, III For Withhold Management
1.3 Elect Director Quentin Blackford For For Management
1.4 Elect Director Jason Hochberg For For Management
1.5 Elect Director Karen K. McGinnis For For Management
1.6 Elect Director Patrick S. Miles For For Management
1.7 Elect Director David H. Mowry For For Management
1.8 Elect Director David R. Pelizzon For For Management
1.9 Elect Director Jeffrey P. Rydin For For Management
1.10 Elect Director James L.L. Tullis For Withhold Management
1.11 Elect Director Donald A. Williams For For Management
1.12 Elect Director Ward W. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMBARELLA, INC.
Ticker: AMBA Security ID: G037AX101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hsiao-Wuen Hon For For Management
1.2 Elect Director Christopher B. Paisley For For Management
1.3 Elect Director Andrew W. Verhalen For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Minicucci For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director James S. Kahan For For Management
1.4 Elect Director Rafael de la Vega For For Management
1.5 Elect Director Giora Yaron For For Management
1.6 Elect Director Eli Gelman For For Management
1.7 Elect Director Richard T.C. LeFave For For Management
1.8 Elect Director John A. MacDonald For For Management
1.9 Elect Director Shuky Sheffer For For Management
1.10 Elect Director Yvette Kanouff For For Management
2 Approve an Increase in the Quarterly For For Management
Cash Dividend Rate
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC.
Ticker: AFG Security ID: 025932104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl H. Lindner, III For For Management
1.2 Elect Director S. Craig Lindner For For Management
1.3 Elect Director John B. Berding For For Management
1.4 Elect Director Virginia "Gina" C. For For Management
Drosos
1.5 Elect Director James E. Evans For For Management
1.6 Elect Director Terry S. Jacobs For For Management
1.7 Elect Director Gregory G. Joseph For For Management
1.8 Elect Director Mary Beth Martin For For Management
1.9 Elect Director Evans N. Nwankwo For For Management
1.10 Elect Director William W. Verity For Withhold Management
1.11 Elect Director John I. Von Lehman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN HOMES 4 RENT
Ticker: AMH Security ID: 02665T306
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth M. Woolley For For Management
1b Elect Director David P. Singelyn For For Management
1c Elect Director Douglas N. Benham For For Management
1d Elect Director Jack Corrigan For For Management
1e Elect Director David Goldberg For For Management
1f Elect Director Tamara Hughes Gustavson For For Management
1g Elect Director Matthew J. Hart For For Management
1h Elect Director Michelle C. Kerrick For For Management
1i Elect Director James H. Kropp For For Management
1j Elect Director Lynn C. Swann For For Management
1k Elect Director Winifred M. Webb For For Management
1l Elect Director Jay Willoughby For For Management
1m Elect Director Matthew R. Zaist For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC.
Ticker: FOLD Security ID: 03152W109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Wheeler For For Management
1.2 Elect Director Burke W. Whitman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Susan Y. Kim For For Management
1.3 Elect Director Giel Rutten For For Management
1.4 Elect Director Douglas A. Alexander For For Management
1.5 Elect Director Roger A. Carolin For For Management
1.6 Elect Director Winston J. Churchill For For Management
1.7 Elect Director Daniel Liao For For Management
1.8 Elect Director MaryFrances McCourt For For Management
1.9 Elect Director Robert R. Morse For For Management
1.10 Elect Director Gil C. Tily For For Management
1.11 Elect Director David N. Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ANAPLAN, INC.
Ticker: PLAN Security ID: 03272L108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Conte For For Management
1.2 Elect Director Suresh Vasudevan For For Management
1.3 Elect Director Yvonne Wassenaar For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANAPTYSBIO, INC.
Ticker: ANAB Security ID: 032724106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Fenton For For Management
1.2 Elect Director James N. Topper For For Management
1.3 Elect Director Oleg Nodelman For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARAMARK
Ticker: ARMK Security ID: 03852U106
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan M. Cameron For For Management
1b Elect Director Greg Creed For For Management
1c Elect Director Calvin Darden For For Management
1d Elect Director Richard W. Dreiling For For Management
1e Elect Director Irene M. Esteves For For Management
1f Elect Director Daniel J. Heinrich For For Management
1g Elect Director Bridgette P. Heller For For Management
1h Elect Director Paul C. Hilal For For Management
1i Elect Director Karen M. King For For Management
1j Elect Director Stephen I. Sadove For For Management
1k Elect Director Arthur B. Winkleblack For For Management
1l Elect Director John J. Zillmer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ARCUTIS BIOTHERAPEUTICS, INC.
Ticker: ARQT Security ID: 03969K108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrie Curran For For Management
1b Elect Director Halley Gilbert For For Management
1c Elect Director Ricky Sun For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047607
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jayson Dallas For For Management
1.2 Elect Director Oliver Fetzer For For Management
1.3 Elect Director Kieran T. Gallahue For For Management
1.4 Elect Director Jennifer Jarrett For For Management
1.5 Elect Director Katharine Knobil For For Management
1.6 Elect Director Amit D. Munshi For For Management
1.7 Elect Director Garry A. Neil For For Management
1.8 Elect Director Tina S. Nova For For Management
1.9 Elect Director Nawal Ouzren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARLO TECHNOLOGIES, INC.
Ticker: ARLO Security ID: 04206A101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Matthew McRae For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry W. Perry For For Management
1.2 Elect Director William F. Austen For For Management
1.3 Elect Director Steven H. Gunby For For Management
1.4 Elect Director Gail E. Hamilton For For Management
1.5 Elect Director Richard S. Hill For For Management
1.6 Elect Director M. F. (Fran) Keeth For For Management
1.7 Elect Director Andrew C. Kerin For For Management
1.8 Elect Director Laurel J. Krzeminski For For Management
1.9 Elect Director Michael J. Long For For Management
1.10 Elect Director Stephen C. Patrick For For Management
1.11 Elect Director Gerry P. Smith For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARTISAN PARTNERS ASSET MANAGEMENT INC.
Ticker: APAM Security ID: 04316A108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer A. Barbetta For For Management
1.2 Elect Director Matthew R. Barger For Withhold Management
1.3 Elect Director Eric R. Colson For For Management
1.4 Elect Director Tench Coxe For For Management
1.5 Elect Director Stephanie G. DiMarco For For Management
1.6 Elect Director Jeffrey A. Joerres For Withhold Management
1.7 Elect Director Andrew A. Ziegler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
ARVINAS, INC.
Ticker: ARVN Security ID: 04335A105
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Dixon For For Management
1.2 Elect Director Edward Kennedy, Jr. For For Management
1.3 Elect Director Bradley Margus For For Management
1.4 Elect Director Briggs Morrison For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATHENEX, INC.
Ticker: ATNX Security ID: 04685N103
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie Davis For For Management
1.2 Elect Director Benson Kwan Hung Tsang For For Management
1.3 Elect Director Jinn Wu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATKORE INTERNATIONAL GROUP INC.
Ticker: ATKR Security ID: 047649108
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Betty R. Johnson For For Management
1b Elect Director William E. Waltz, Jr. For For Management
1c Elect Director A. Mark Zeffiro For For Management
1d Elect Director Jeri L. Isbell For For Management
1e Elect Director Wilbert W. James, Jr. For For Management
1f Elect Director Michael V. Schrock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mike Jackson For For Management
1b Elect Director Rick L. Burdick For For Management
1c Elect Director David B. Edelson For For Management
1d Elect Director Steven L. Gerard For For Management
1e Elect Director Robert R. Grusky For For Management
1f Elect Director Norman K. Jenkins For For Management
1g Elect Director Lisa Lutoff-Perlo For For Management
1h Elect Director G. Mike Mikan For For Management
1i Elect Director Jacqueline A. Travisano For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Provide Right to Call A Special Meeting Against For Shareholder
--------------------------------------------------------------------------------
AVALARA, INC.
Ticker: AVLR Security ID: 05338G106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marion Foote For For Management
1.2 Elect Director Rajeev Singh For For Management
1.3 Elect Director Kathleen Zwickert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVANTOR, INC.
Ticker: AVTR Security ID: 05352A100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew Holt For For Management
1b Elect Director Christi Shaw For For Management
1c Elect Director Michael Severino For For Management
1d Elect Director Gregory Summe For For Management
2a Provide Right to Call Special Meeting For For Management
2b Eliminate Supermajority Vote For For Management
Requirements
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVAYA HOLDINGS CORP.
Ticker: AVYA Security ID: 05351X101
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Chirico, Jr. For For Management
1.2 Elect Director Stephan Scholl For For Management
1.3 Elect Director Susan L. Spradley For For Management
1.4 Elect Director Stanley J. Sutula, III For For Management
1.5 Elect Director Robert Theis For For Management
1.6 Elect Director Scott D. Vogel For For Management
1.7 Elect Director William D. Watkins For For Management
1.8 Elect Director Jacqueline 'Jackie' E. For For Management
Yeaney
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradley A. Alford For For Management
1b Elect Director Anthony K. Anderson For For Management
1c Elect Director Mark J. Barrenechea For For Management
1d Elect Director Mitchell R. Butier For For Management
1e Elect Director Ken C. Hicks For For Management
1f Elect Director Andres A. Lopez For For Management
1g Elect Director Patrick T. Siewert For For Management
1h Elect Director Julia A. Stewart For For Management
1i Elect Director Martha N. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVIENT CORPORATION
Ticker: AVNT Security ID: 05368V106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Abernathy For For Management
1.2 Elect Director Richard H. Fearon For For Management
1.3 Elect Director Gregory J. Goff For For Management
1.4 Elect Director William R. Jellison For For Management
1.5 Elect Director Sandra Beach Lin For For Management
1.6 Elect Director Kim Ann Mink For For Management
1.7 Elect Director Robert M. Patterson For For Management
1.8 Elect Director Kerry J. Preete For For Management
1.9 Elect Director Patricia Verduin For For Management
1.10 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Carlo Bozotti For For Management
1c Elect Director Michael A. Bradley For For Management
1d Elect Director Brenda L. Freeman For For Management
1e Elect Director Jo Ann Jenkins For For Management
1f Elect Director Oleg Khaykin For For Management
1g Elect Director James A. Lawrence For For Management
1h Elect Director Avid Modjtabai For For Management
1i Elect Director Adalio T. Sanchez For For Management
1j Elect Director William H. Schumann, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AXALTA COATING SYSTEMS LTD.
Ticker: AXTA Security ID: G0750C108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Bryant For For Management
1.2 Elect Director Steven M. Chapman For For Management
1.3 Elect Director William M. Cook For For Management
1.4 Elect Director Mark Garrett For For Management
1.5 Elect Director Deborah J. Kissire For For Management
1.6 Elect Director Elizabeth C. Lempres For For Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Rakesh Sachdev For For Management
1.9 Elect Director Samuel L. Smolik For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXON ENTERPRISE, INC.
Ticker: AXON Security ID: 05464C101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Carmona For Withhold Management
1.2 Elect Director Julie Cullivan For For Management
1.3 Elect Director Caitlin Kalinowski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Approve the Increase in the Maximum For For Management
Number of Directors from Nine to Eleven
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
AXONICS, INC.
Ticker: AXNX Security ID: 05465P101
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond W. Cohen For For Management
1b Elect Director Robert E. McNamara For For Management
1c Elect Director Michael H. Carrel For For Management
1d Elect Director Nancy Snyderman For For Management
1e Elect Director Jane E. Kiernan For For Management
1f Elect Director David M. Demski For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AXOS FINANCIAL, INC.
Ticker: AX Security ID: 05465C100
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brandon Black For For Management
1.2 Elect Director Tamara N. Bohlig For Withhold Management
1.3 Elect Director Nicholas A. Mosich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AZZ INC
Ticker: AZZ Security ID: US0024741045
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Daniel E. Berce For For Management
2 Elect Paul Eisman For For Management
3 Elect Daniel R. Feehan For For Management
4 Elect Thomas E. Ferguson For For Management
5 Elect Kevern R. Joyce For For Management
6 Elect Venita McCellon-Allen For For Management
7 Elect Ed McGough For For Management
8 Elect Steven R. Purvis For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
BALLY'S CORPORATION
Ticker: BALY Security ID: 05875B106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence Downey For For Management
1b Elect Director Jaymin B. Patel For For Management
1c Elect Director Wanda Y. Wilson For For Management
2 Increase Authorized Common Stock For For Management
3 Authorize New Class of Preferred Stock For Against Management
4 Amend Certificate of Incorporation to For For Management
Include New Jersey Gaming Law
Requirements
5 Approve Omnibus Stock Plan For For Management
6 Ratify Deloitte and Touche, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BALLY'S CORPORATION
Ticker: BALY Security ID: 05875B106
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BANK OF N T BUTTERFIELD & SON LTD.
Ticker: Security ID: G0772R208
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Appointment of Auditor and Authority For For Management
to Set Fees
2 Elect Michael Collins For For Management
3 Elect Alastair Barbour For For Management
4 Elect James Burr For For Management
5 Elect Michael Covell For For Management
6 Elect Leslie Godridge For For Management
7 Elect Mark Lynch For For Management
8 Elect Conor O'Dea For For Management
9 Elect Jana R. Schreuder For For Management
10 Elect Michael Schrum For For Management
11 Elect Pamela Thomas-Graham For For Management
12 Elect John R. Wright For For Management
13 Authority to Issue Treasury Shares and For For Management
Unissued Authorized Capital
--------------------------------------------------------------------------------
BANKUNITED, INC.
Ticker: BKU Security ID: 06652K103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rajinder P. Singh For For Management
1.2 Elect Director Tere Blanca For For Management
1.3 Elect Director John N. DiGiacomo For For Management
1.4 Elect Director Michael J. Dowling For For Management
1.5 Elect Director Douglas J. Pauls For For Management
1.6 Elect Director A. Gail Prudenti For For Management
1.7 Elect Director William S. Rubenstein For For Management
1.8 Elect Director Sanjiv Sobti For For Management
1.9 Elect Director Lynne Wines For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BEACON ROOFING SUPPLY, INC.
Ticker: BECN Security ID: 073685109
Meeting Date: FEB 19, 2021 Meeting Type: Annual
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip W. Knisely For For Management
1.2 Elect Director Julian G. Francis For For Management
1.3 Elect Director Carl T. Berquist For For Management
1.4 Elect Director Barbara G. Fast For Withhold Management
1.5 Elect Director Richard W. Frost For Withhold Management
1.6 Elect Director Alan Gershenhorn For Withhold Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Neil S. Novich For For Management
1.9 Elect Director Stuart A. Randle For Withhold Management
1.10 Elect Director Nathan K. Sleeper For For Management
1.11 Elect Director Douglas L. Young For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harriet Edelman For For Management
1b Elect Director Mark J. Tritton For For Management
1c Elect Director John E. Fleming For For Management
1d Elect Director Sue E. Gove For For Management
1e Elect Director Jeffrey A. Kirwan For For Management
1f Elect Director Virginia P. Ruesterholz For For Management
1g Elect Director Joshua E. Schechter For For Management
1h Elect Director Andrea M. Weiss For For Management
1i Elect Director Mary A. Winston For For Management
1j Elect Director Ann Yerger For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC.
Ticker: BHLB Security ID: 084680107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Baye Adofo-Wilson For For Management
1.2 Elect Director Deborah P. Bailey For For Management
1.3 Elect Director Rheo A. Brouillard For For Management
1.4 Elect Director David M. Brunelle For For Management
1.5 Elect Director Robert M. Curley For For Management
1.6 Elect Director John B. Davies For For Management
1.7 Elect Director J. Williar Dunlaevy For For Management
1.8 Elect Director William H. Hughes, III For For Management
1.9 Elect Director Sylvia Maxfield For For Management
1.10 Elect Director Nitin J. Mhatre For For Management
1.11 Elect Director Laurie Norton Moffatt For For Management
1.12 Elect Director Jonathan I. Shulman For For Management
1.13 Elect Director Michael A. Zaitzeff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
BJ'S WHOLESALE CLUB HOLDINGS, INC.
Ticker: BJ Security ID: 05550J101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Baldwin For For Management
1.2 Elect Director Ken Parent For For Management
1.3 Elect Director Robert Steele For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACK KNIGHT, INC.
Ticker: BKI Security ID: 09215C105
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Foley, II For For Management
1.2 Elect Director Anthony M. Jabbour For For Management
1.3 Elect Director Catherine (Katie) L. For For Management
Burke
1.4 Elect Director Thomas M. Hagerty For For Management
1.5 Elect Director Joseph M. Otting For For Management
1.6 Elect Director John D. Rood For For Management
1.7 Elect Director Nancy L. Shanik For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLOOM ENERGY CORPORATION
Ticker: BE Security ID: 093712107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Boskin For Withhold Management
1.2 Elect Director John T. Chambers For For Management
1.3 Elect Director L. John Doerr - None None Management
Withdrawn
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BLUEBIRD BIO, INC.
Ticker: BLUE Security ID: 09609G100
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John O. Agwunobi For For Management
1b Elect Director Daniel S. Lynch For For Management
1c Elect Director William R. Sellers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BMC STOCK HOLDINGS, INC.
Ticker: BMCH Security ID: 05591B109
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BOISE CASCADE COMPANY
Ticker: BCC Security ID: 09739D100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nate Jorgensen For For Management
1b Elect Director Richard Fleming For For Management
1c Elect Director Mack Hogans For For Management
1d Elect Director Christopher McGowan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BOK FINANCIAL CORPORATION
Ticker: BOKF Security ID: 05561Q201
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For Withhold Management
1.2 Elect Director C. Fred Ball, Jr. For Withhold Management
1.3 Elect Director Steven Bangert For Withhold Management
1.4 Elect Director Peter C. Boylan, III For Withhold Management
1.5 Elect Director Steven G. Bradshaw For For Management
1.6 Elect Director Chester E. Cadieux, III For Withhold Management
1.7 Elect Director John W. Coffey For Withhold Management
1.8 Elect Director Joseph W. Craft, III For Withhold Management
1.9 Elect Director Jack E. Finley For Withhold Management
1.10 Elect Director David F. Griffin For Withhold Management
1.11 Elect Director V. Burns Hargis For Withhold Management
1.12 Elect Director Douglas D. Hawthorne For Withhold Management
1.13 Elect Director Kimberley D. Henry For Withhold Management
1.14 Elect Director E. Carey Joullian, IV For Withhold Management
1.15 Elect Director George B. Kaiser For Withhold Management
1.16 Elect Director Stanley A. Lybarger For Withhold Management
1.17 Elect Director Steven J. Malcolm For Withhold Management
1.18 Elect Director Steven E. Nell For For Management
1.19 Elect Director E.C. Richards For Withhold Management
1.20 Elect Director Claudia San Pedro For Withhold Management
1.21 Elect Director Michael C. Turpen For Withhold Management
1.22 Elect Director Rose M. Washington For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORP
Ticker: BAH Security ID: US0995021062
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ralph W. Shrader For For Management
2 Elect Joan L. Amble For For Management
3 Elect Michele A. Flournoy For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Repeal of Classified Board For For Management
--------------------------------------------------------------------------------
BOYD GAMING CORPORATION
Ticker: BYD Security ID: 103304101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Bailey For For Management
1.2 Elect Director Robert L. Boughner For For Management
1.3 Elect Director William R. Boyd For For Management
1.4 Elect Director William S. Boyd For For Management
1.5 Elect Director Marianne Boyd Johnson For For Management
1.6 Elect Director Keith E. Smith For For Management
1.7 Elect Director Christine J. Spadafor For Withhold Management
1.8 Elect Director A. Randall Thoman For For Management
1.9 Elect Director Peter M. Thomas For For Management
1.10 Elect Director Paul W. Whetsell For For Management
1.11 Elect Director Veronica J. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRIGHTSPHERE INVESTMENT GROUP INC.
Ticker: BSIG Security ID: 10948W103
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Chersi For Against Management
1.2 Elect Director Andrew Kim For For Management
1.3 Elect Director John A. Paulson For Against Management
1.4 Elect Director Barbara Trebbi For Against Management
1.5 Elect Director Suren Rana For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BROOKFIELD RENEWABLE CORPORATION
Ticker: BEPC Security ID: 11284V105
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Blidner For Withhold Management
1.2 Elect Director Scott Cutler For For Management
1.3 Elect Director Eleazar de Carvalho For For Management
Filho
1.4 Elect Director Nancy Dorn For For Management
1.5 Elect Director David Mann For For Management
1.6 Elect Director Lou Maroun For For Management
1.7 Elect Director Sachin Shah For For Management
1.8 Elect Director Stephen Westwell For For Management
1.9 Elect Director Patricia Zuccotti For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BROOKS AUTOMATION, INC.
Ticker: BRKS Security ID: 114340102
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robyn C. Davis For For Management
1.2 Elect Director Joseph R. Martin For For Management
1.3 Elect Director Erica J. McLaughlin For For Management
1.4 Elect Director Krishna G. Palepu For For Management
1.5 Elect Director Michael Rosenblatt For For Management
1.6 Elect Director Stephen S. Schwartz For For Management
1.7 Elect Director Alfred Woollacott, III For For Management
1.8 Elect Director Mark S. Wrighton For For Management
1.9 Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BROWN & BROWN, INC.
Ticker: BRO Security ID: 115236101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hyatt Brown For For Management
1.2 Elect Director Hugh M. Brown For For Management
1.3 Elect Director J. Powell Brown For For Management
1.4 Elect Director Lawrence L. For For Management
Gellerstedt, III
1.5 Elect Director James C. Hays For For Management
1.6 Elect Director Theodore J. Hoepner For For Management
1.7 Elect Director James S. Hunt For For Management
1.8 Elect Director Toni Jennings For For Management
1.9 Elect Director Timothy R.M. Main For For Management
1.10 Elect Director H. Palmer Proctor, Jr. For Withhold Management
1.11 Elect Director Wendell S. Reilly For For Management
1.12 Elect Director Chilton D. Varner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC.
Ticker: BLDR Security ID: 12008R107
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC.
Ticker: BLDR Security ID: 12008R107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cleveland A. Christophe For Withhold Management
1.2 Elect Director David E. Flitman For For Management
1.3 Elect Director W. Bradley Hayes For For Management
1.4 Elect Director Brett N. Milgrim For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sheila Bair For For Management
1b Elect Director Carol M. Browner For For Management
1c Elect Director Paul Fribourg For For Management
1d Elect Director J. Erik Fyrwald For For Management
1e Elect Director Gregory A. Heckman For For Management
1f Elect Director Bernardo Hees For For Management
1g Elect Director Kathleen Hyle For For Management
1h Elect Director Henry W. (Jay) Winship For For Management
1i Elect Director Mark N. Zenuk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Report on the Soy Supply Chain For For Shareholder
6 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
BWX TECHNOLOGIES, INC.
Ticker: BWXT Security ID: 05605H100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jan A. Bertsch For For Management
1b Elect Director Gerhard F. Burbach For For Management
1c Elect Director Rex D. Geveden For For Management
1d Elect Director James M. Jaska For For Management
1e Elect Director Kenneth J. Krieg For For Management
1f Elect Director Leland D. Melvin For For Management
1g Elect Director Robert L. Nardelli For For Management
1h Elect Director Barbara A. Niland For For Management
1i Elect Director John M. Richardson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Daniels For For Management
1b Elect Director Susan M. Gordon For For Management
1c Elect Director William L. Jews For For Management
1d Elect Director Gregory G. Johnson For For Management
1e Elect Director J. Phillip London For For Management
1f Elect Director John S. Mengucci For For Management
1g Elect Director James L. Pavitt For For Management
1h Elect Director Warren R. Phillips For For Management
1i Elect Director Debora A. Plunkett For For Management
1j Elect Director Charles P. Revoile For For Management
1k Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CADENCE BANCORPORATION
Ticker: CADE Security ID: 12739A100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul B. Murphy, Jr. For For Management
1.2 Elect Director Precious W. Owodunni For For Management
1.3 Elect Director Marc J. Shapiro For For Management
1.4 Elect Director J. Thomas Wiley, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC.
Ticker: CZR Security ID: 12769G100
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Carano For For Management
1.2 Elect Director Bonnie S. Biumi For For Management
1.3 Elect Director Jan Jones Blackhurst For For Management
1.4 Elect Director Frank J. Fahrenkopf For For Management
1.5 Elect Director Don R. Kornstein For For Management
1.6 Elect Director Courtney R. Mather For For Management
1.7 Elect Director Michael E. Pegram For For Management
1.8 Elect Director Thomas R. Reeg For For Management
1.9 Elect Director David P. Tomick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Increase Authorized Common Stock For For Management
6 Authorize New Class of Preferred Stock For For Management
--------------------------------------------------------------------------------
CAMBIUM NETWORKS CORPORATION
Ticker: CMBM Security ID: G17766109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Amen For Withhold Management
1.2 Elect Director Vikram Verma For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAMPING WORLD HOLDINGS, INC.
Ticker: CWH Security ID: 13462K109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andris A. Baltins For Withhold Management
1.2 Elect Director Brent L. Moody For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CANNAE HOLDINGS, INC.
Ticker: CNNE Security ID: 13765N107
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Foley, II For Withhold Management
1.2 Elect Director David Aung For For Management
1.3 Elect Director Frank R. Martire For Withhold Management
1.4 Elect Director Richard N. Massey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CARA THERAPEUTICS, INC.
Ticker: CARA Security ID: 140755109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harrison M. Bains, Jr. For For Management
1.2 Elect Director Susan Shiff For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAREDX, INC.
Ticker: CDNA Security ID: 14167L103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Bickerstaff, For For Management
III
1.2 Elect Director Grace E. Colon For For Management
1.3 Elect Director Ralph Snyderman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CARETRUST REIT, INC.
Ticker: CTRE Security ID: 14174T107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Allen C. Barbieri For Against Management
1b Elect Director Jon D. Kline For Against Management
1c Elect Director Diana M. Laing For For Management
1d Elect Director Spencer G. Plumb For Against Management
1e Elect Director Gregory K. Stapley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CARPARTS.COM, INC.
Ticker: PRTS Security ID: 14427M107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lev Peker For For Management
1.2 Elect Director Warren B. Phelps, III For For Management
1.3 Elect Director Lisa Costa For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CATHAY GENERAL BANCORP
Ticker: CATY Security ID: 149150104
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jane Jelenko For Against Management
1b Elect Director Anthony M. Tang For For Management
1c Elect Director Shally Wang For For Management
1d Elect Director Peter Wu For For Management
1e Elect Director Chang M. Liu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAVCO INDUSTRIES INC
Ticker: CVCO Security ID: US1495681074
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Susan L. Blount For For Management
2 Elect William C. Boor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP.
Ticker: CPF Security ID: 154760409
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine H. H. Camp For For Management
1.2 Elect Director Earl E. Fry For For Management
1.3 Elect Director Wayne K. Kamitaki For For Management
1.4 Elect Director Paul J. Kosasa For For Management
1.5 Elect Director Duane K. Kurisu For For Management
1.6 Elect Director Christopher T. Lutes For For Management
1.7 Elect Director Colbert M. Matsumoto For For Management
1.8 Elect Director A. Catherine Ngo For For Management
1.9 Elect Director Saedene K. Ota For For Management
1.10 Elect Director Crystal K. Rose For For Management
1.11 Elect Director Paul K. Yonamine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Javed Ahmed For For Management
1b Elect Director Robert C. Arzbaecher For For Management
1c Elect Director Deborah L. DeHaas For For Management
1d Elect Director John W. Eaves For For Management
1e Elect Director Stephen A. Furbacher For For Management
1f Elect Director Stephen J. Hagge For For Management
1g Elect Director Anne P. Noonan For For Management
1h Elect Director Michael J. Toelle For For Management
1i Elect Director Theresa E. Wagler For For Management
1j Elect Director Celso L. White For For Management
1k Elect Director W. Anthony Will For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Ratify KPMG LLP as Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Nancy C. Andrews For For Management
1.3 Elect Director Robert Bertolini For For Management
1.4 Elect Director Deborah T. Kochevar For For Management
1.5 Elect Director George Llado, Sr. For For Management
1.6 Elect Director Martin W. Mackay For For Management
1.7 Elect Director George E. Massaro For For Management
1.8 Elect Director George M. Milne, Jr. For For Management
1.9 Elect Director C. Richard Reese For For Management
1.10 Elect Director Richard F. Wallman For For Management
1.11 Elect Director Virginia M. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHIMERIX, INC.
Ticker: CMRX Security ID: 16934W106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha J. Demski For For Management
1.2 Elect Director Pratik S. Multani For For Management
1.3 Elect Director Vicki Vakiener For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen A. Hogenson For For Management
1.2 Elect Director Lisa A. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CLEAN ENERGY FUELS CORP.
Ticker: CLNE Security ID: 184499101
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lizabeth Ardisana For Withhold Management
1.2 Elect Director Philippe Charleux For For Management
1.3 Elect Director Andrew J. Littlefair For For Management
1.4 Elect Director Thomas Maurisse For For Management
1.5 Elect Director James C. Miller, III For For Management
1.6 Elect Director Stephen A. Scully For For Management
1.7 Elect Director Kenneth M. Socha For Withhold Management
1.8 Elect Director Vincent C. Taormina For Withhold Management
1.9 Elect Director Parker A. Weil For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Issuance of Common Stock Upon For For Management
Exercise Amazon Warrant
5 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CLEARWAY ENERGY, INC.
Ticker: CWEN Security ID: 18539C105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Bram For Withhold Management
1.2 Elect Director Nathaniel Anschuetz For Withhold Management
1.3 Elect Director Brian R. Ford For Withhold Management
1.4 Elect Director Bruce MacLennan For Withhold Management
1.5 Elect Director Ferrell P. McClean For Withhold Management
1.6 Elect Director Daniel B. More For Withhold Management
1.7 Elect Director E. Stanley O'Neal For For Management
1.8 Elect Director Christopher S. Sotos For Withhold Management
1.9 Elect Director Scott Stanley For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CLOUDERA, INC.
Ticker: CLDR Security ID: 18914U100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary Hu For For Management
1.2 Elect Director Kevin Klausmeyer For Withhold Management
1.3 Elect Director Michael A. Stankey For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CO-DIAGNOSTICS, INC.
Ticker: CODX Security ID: 189763105
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight H. Egan For For Management
1.2 Elect Director Eugene Durenard For For Management
1.3 Elect Director Edward L. Murphy For Withhold Management
1.4 Elect Director Richard S. Serbin For Withhold Management
1.5 Elect Director James B. Nelson For Withhold Management
2 Ratify Haynie & Company as Auditors For For Management
--------------------------------------------------------------------------------
COGNEX CORPORATION
Ticker: CGNX Security ID: 192422103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sachin Lawande For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHEN & STEERS, INC.
Ticker: CNS Security ID: 19247A100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin Cohen For For Management
1b Elect Director Robert H. Steers For For Management
1c Elect Director Joseph M. Harvey For For Management
1d Elect Director Reena Aggarwal For For Management
1e Elect Director Frank T. Connor For For Management
1f Elect Director Peter L. Rhein For For Management
1g Elect Director Richard P. Simon For Against Management
1h Elect Director Dasha Smith For For Management
1i Elect Director Edmond D. Villani For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLUMBIA PROPERTY TRUST, INC.
Ticker: CXP Security ID: 198287203
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carmen M. Bowser For For Management
1.2 Elect Director John L. Dixon For For Management
1.3 Elect Director David B. Henry For For Management
1.4 Elect Director Murray J. McCabe For For Management
1.5 Elect Director E. Nelson Mills For For Management
1.6 Elect Director Constance B. Moore For For Management
1.7 Elect Director Michael S. Robb For For Management
1.8 Elect Director Thomas G. Wattles For For Management
1.9 Elect Director Francis X. Wentworth, For For Management
Jr.
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC.
Ticker: FIX Security ID: 199908104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darcy G. Anderson For For Management
1.2 Elect Director Herman E. Bulls For For Management
1.3 Elect Director Alan P. Krusi For For Management
1.4 Elect Director Brian E. Lane For For Management
1.5 Elect Director Pablo G. Mercado For For Management
1.6 Elect Director Franklin Myers For For Management
1.7 Elect Director William J. Sandbrook For For Management
1.8 Elect Director Constance E. Skidmore For For Management
1.9 Elect Director Vance W. Tang For For Management
1.10 Elect Director Cindy L. Wallis-Lage For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY
Ticker: CMC Security ID: 201723103
Meeting Date: JAN 13, 2021 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicki L. Avril-Groves For For Management
1.2 Elect Director Barbara R. Smith For For Management
1.3 Elect Director Joseph C. Winkler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMUNITY HEALTH SYSTEMS, INC.
Ticker: CYH Security ID: 203668108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Clerico For For Management
1b Elect Director Michael Dinkins For For Management
1c Elect Director James S. Ely, III For For Management
1d Elect Director John A. Fry For For Management
1e Elect Director Tim L. Hingtgen For For Management
1f Elect Director Elizabeth T. Hirsch For For Management
1g Elect Director William Norris Jennings For For Management
1h Elect Director K. Ranga Krishnan For For Management
1i Elect Director Julia B. North For For Management
1j Elect Director Wayne T. Smith For For Management
1k Elect Director H. James Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CONCENTRIX CORPORATION
Ticker: CNXC Security ID: 20602D101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher Caldwell For For Management
1b Elect Director Teh-Chien Chou For For Management
1c Elect Director LaVerne H. Council For For Management
1d Elect Director Jennifer Deason For For Management
1e Elect Director Kathryn Hayley For For Management
1f Elect Director Kathryn Marinello For For Management
1g Elect Director Dennis Polk For For Management
1h Elect Director Ann Vezina For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CONNECTONE BANCORP, INC.
Ticker: CNOB Security ID: 20786W107
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Sorrentino, III For For Management
1.2 Elect Director Frank W. Baier For For Management
1.3 Elect Director Stephen T. Boswell For For Management
1.4 Elect Director Katherin Nukk-Freeman For Withhold Management
1.5 Elect Director Frank Huttle, III For Withhold Management
1.6 Elect Director Michael Kempner For For Management
1.7 Elect Director Nicholas Minoia For Withhold Management
1.8 Elect Director Joseph Parisi, Jr. For For Management
1.9 Elect Director Daniel Rifkin For For Management
1.10 Elect Director William A. Thompson For Withhold Management
1.11 Elect Director Mark Sokolich For For Management
1.12 Elect Director Anson M. Moise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For Against Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC.
Ticker: CORE Security ID: 218681104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart W. Booth For For Management
1b Elect Director Rocky Dewbre For For Management
1c Elect Director Laura Flanagan For For Management
1d Elect Director Robert G. Gross For For Management
1e Elect Director Scott E. McPherson For For Management
1f Elect Director Diane Randolph For For Management
1g Elect Director Harvey L. Tepner For For Management
1h Elect Director Rosemary Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: NOV 17, 2020 Meeting Type: Proxy Contest
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card)
1 Repeal Bylaws Adopted by the Board Against Did Not Vote Shareholder
Without Shareholder Approval
Subsequent to July 6, 2020
2A Remove Director J. David Chatham Against Did Not Vote Shareholder
2B Remove Director Douglas C. Curling Against Did Not Vote Shareholder
2C Remove Director John C. Dorman Against Did Not Vote Shareholder
2D Remove Director Paul F. Folino Against Did Not Vote Shareholder
2E Remove Director Thomas C. O'Brien Against Did Not Vote Shareholder
2F Remove Director Pamela H. Patenaude Against Did Not Vote Shareholder
2G Remove Director Vikrant Raina Against Did Not Vote Shareholder
2H Remove Director J. Michael Shepherd Against Did Not Vote Shareholder
2I Remove Director David F. Walker Against Did Not Vote Shareholder
3A Elect Director W. Steve Albrecht Against Did Not Vote Shareholder
3B Elect Director Martina Lewis Bradford Against Did Not Vote Shareholder
3C Elect Director Gail Landis Against Did Not Vote Shareholder
3D Elect Director Wendy Lane Against Did Not Vote Shareholder
3E Elect Director Ryan McKendrick Against Did Not Vote Shareholder
3F Elect Director Katherine "KT" Rabin Against Did Not Vote Shareholder
3G Elect Director Sreekanth Ravi Against Did Not Vote Shareholder
3H Elect Director Lisa Wardell Against Did Not Vote Shareholder
3I Elect Director Henry W. "Jay" Winship Against Did Not Vote Shareholder
4 Amend Bylaws to Provide Mechanics for Against Did Not Vote Shareholder
Calling a Special Meeting if No or
Less Than a Majority of Directors are
in Office Following the Passing of the
Director Removal Proposal
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy)
1.1 Remove Director J. David Chatham For For Shareholder
1.2 Remove Director Douglas C. Curling For For Shareholder
1.3 Remove Director John C. Dorman For Withhold Shareholder
1.4 Remove Director Paul F. Folino For For Shareholder
1.5 Remove Director Thomas C. O'Brien For For Shareholder
1.6 Remove Director Pamela H. Patenaude For Withhold Shareholder
1.7 Remove Director Vikrant Raina For Withhold Shareholder
1.8 Remove Director J. Michael Shepherd For Withhold Shareholder
1.9 Remove Director David F. Walker For Withhold Shareholder
2.1 Elect Director W. Steve Albrecht For For Shareholder
2.2 Elect Director Martina Lewis Bradford For Withhold Shareholder
2.3 Elect Director Gail Landis For Withhold Shareholder
2.4 Elect Director Wendy Lane For For Shareholder
2.5 Elect Director Ryan McKendrick For Withhold Shareholder
2.6 Elect Director Katherine "KT" Rabin For Withhold Shareholder
2.7 Elect Director Sreekanth Ravi For For Shareholder
2.8 Elect Director Lisa Wardell For Withhold Shareholder
2.9 Elect Director Henry W. "Jay" Winship For For Shareholder
3 Repeal Bylaws Adopted by the Board For For Shareholder
Without Shareholder Approval
Subsequent to July 6, 2020
4 Amend Bylaws to Provide Mechanics for For Against Shareholder
Calling a Special Meeting if No or
Less Than a Majority of Directors are
in Office
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
CORSAIR GAMING, INC.
Ticker: CRSR Security ID: 22041X102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew J. Paul For For Management
1.2 Elect Director Samuel R. Szteinbaum For Withhold Management
1.3 Elect Director Jason Cahilly For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
CROCS, INC.
Ticker: CROX Security ID: 227046109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Frasch For For Management
1.2 Elect Director Andrew Rees For For Management
1.3 Elect Director Charisse Ford Hughes For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC.
Ticker: CCRN Security ID: 227483104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin C. Clark For For Management
1b Elect Director W. Larry Cash For For Management
1c Elect Director Thomas C. Dircks For For Management
1d Elect Director Gale Fitzgerald For Against Management
1e Elect Director Darrell S. Freeman, Sr. For For Management
1f Elect Director Janice E. Nevin For For Management
1g Elect Director Mark Perlberg For For Management
1h Elect Director Joseph A. Trunfio For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUBESMART
Ticker: CUBE Security ID: 229663109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Piero Bussani For For Management
1.2 Elect Director Dorothy Dowling For For Management
1.3 Elect Director John W. Fain For For Management
1.4 Elect Director Marianne M. Keler For For Management
1.5 Elect Director Christopher P. Marr For For Management
1.6 Elect Director Deborah R. Salzberg For For Management
1.7 Elect Director John F. Remondi For For Management
1.8 Elect Director Jeffrey F. Rogatz For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director John E. Bethancourt For For Management
1.3 Elect Director Ann G. Fox For For Management
1.4 Elect Director David A. Hager For For Management
1.5 Elect Director Kelt Kindick For For Management
1.6 Elect Director John Krenicki, Jr. For For Management
1.7 Elect Director Karl F. Kurz For For Management
1.8 Elect Director Robert A. Mosbacher, Jr. For For Management
1.9 Elect Director Richard E. Muncrief For For Management
1.10 Elect Director Duane C. Radtke For For Management
1.11 Elect Director Valerie M. Williams For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIVERSIFIED HEALTHCARE TRUST
Ticker: DHC Security ID: 25525P107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa Harris Jones For For Management
1.2 Elect Director Jennifer F. Francis For For Management
(Mintzer)
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DOCUSIGN, INC.
Ticker: DOCU Security ID: 256163106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Enrique Salem For For Management
1.2 Elect Director Peter Solvik For For Management
1.3 Elect Director Inhi Cho Suh For For Management
1.4 Elect Director Mary Agnes "Maggie" For For Management
Wilderotter
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOMO, INC.
Ticker: DOMO Security ID: 257554105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua G. James For Withhold Management
1.2 Elect Director Carine S. Clark For Withhold Management
1.3 Elect Director Daniel Daniel For Withhold Management
1.4 Elect Director Joy Driscoll Durling For Withhold Management
1.5 Elect Director Dana Evan For Withhold Management
1.6 Elect Director Mark Gorenberg For Withhold Management
1.7 Elect Director Jeff Kearl For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Giannella Alvarez For For Management
1.2 Elect Director Robert E. Apple For Against Management
1.3 Elect Director David J. Illingworth For For Management
1.4 Elect Director Brian M. Levitt For Against Management
1.5 Elect Director David G. Maffucci For Against Management
1.6 Elect Director Denis Turcotte For For Management
1.7 Elect Director John D. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
DYNATRACE INC
Ticker: DT Security ID: 268150109
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John Van Siclen For For Management
2 Elect Michael Capone For For Management
3 Elect Stephen J. Lifshatz For For Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
E.L.F. BEAUTY INC
Ticker: Security ID: US26856L1035
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kirk L. Perry For For Management
2 Elect Sabrina Simmons For For Management
3 Elect Maureen C. Watson For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ECHO GLOBAL LOGISTICS, INC.
Ticker: ECHO Security ID: 27875T101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas R. Waggoner For For Management
1b Elect Director Samuel K. Skinner For Against Management
1c Elect Director Matthew Ferguson For For Management
1d Elect Director David Habiger For For Management
1e Elect Director William M. Farrow, III For Against Management
1f Elect Director Virginia L. Henkels For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ELASTIC N.V.
Ticker: ESTC Security ID: N14506104
Meeting Date: OCT 21, 2020 Meeting Type: Annual
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan Chadwick For For Management
1b Elect Director Michelangelo Volpi For For Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Executive Director For For Management
4 Approve Discharge of Non-Executive For For Management
Directors
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ELEMENT SOLUTIONS INC
Ticker: ESI Security ID: 28618M106
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin E. Franklin For For Management
1b Elect Director Benjamin Gliklich For For Management
1c Elect Director Ian G.H. Ashken For For Management
1d Elect Director Elyse Napoli Filon For For Management
1e Elect Director Christopher T. Fraser For For Management
1f Elect Director Michael F. Goss For For Management
1g Elect Director Nichelle Maynard-Elliott For For Management
1h Elect Director E. Stanley O' Neal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Altmeyer For For Management
1b Elect Director Anthony J. Guzzi For For Management
1c Elect Director Ronald L. Johnson For For Management
1d Elect Director David H. Laidley For For Management
1e Elect Director Carol P. Lowe For For Management
1f Elect Director M. Kevin McEvoy For For Management
1g Elect Director William P. Reid For For Management
1h Elect Director Steven B. Schwarzwaelder For For Management
1i Elect Director Robin Walker-Lee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION
Ticker: EHC Security ID: 29261A100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg D. Carmichael For For Management
1b Elect Director John W. Chidsey For For Management
1c Elect Director Donald L. Correll For For Management
1d Elect Director Yvonne M. Curl For For Management
1e Elect Director Charles M. Elson For For Management
1f Elect Director Joan E. Herman For For Management
1g Elect Director Leo I. Higdon, Jr. For For Management
1h Elect Director Leslye G. Katz For For Management
1i Elect Director Patricia A. Maryland For For Management
1j Elect Director John E. Maupin, Jr. For For Management
1k Elect Director Nancy M. Schlichting For For Management
1l Elect Director L. Edward Shaw, Jr. For Against Management
1m Elect Director Mark J. Tarr For For Management
1n Elect Director Terrance Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENPHASE ENERGY, INC.
Ticker: ENPH Security ID: 29355A107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Badrinarayanan For For Management
Kothandaraman
1.2 Elect Director Joseph Malchow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC.
Ticker: NPO Security ID: 29355X107
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marvin A. Riley For For Management
1.2 Elect Director Thomas M. Botts For For Management
1.3 Elect Director Felix M. Brueck For For Management
1.4 Elect Director B. Bernard Burns, Jr. For For Management
1.5 Elect Director Diane C. Creel For For Management
1.6 Elect Director Adele M. Gulfo For For Management
1.7 Elect Director David L. Hauser For For Management
1.8 Elect Director John Humphrey For For Management
1.9 Elect Director Kees van der Graaf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EPLUS INC.
Ticker: PLUS Security ID: 294268107
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce M. Bowen For For Management
1.2 Elect Director John E. Callies For For Management
1.3 Elect Director C. Thomas Faulders, III For For Management
1.4 Elect Director Eric D. Hovde For Withhold Management
1.5 Elect Director Ira A. Hunt, III For Withhold Management
1.6 Elect Director Mark P. Marron For For Management
1.7 Elect Director Maureen F. Morrison For Withhold Management
1.8 Elect Director Ben Xiang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Berkenfield For For Management
1.2 Elect Director Derrick Burks For For Management
1.3 Elect Director Philip Calian For For Management
1.4 Elect Director David Contis For For Management
1.5 Elect Director Constance Freedman For For Management
1.6 Elect Director Thomas Heneghan For For Management
1.7 Elect Director Marguerite Nader For For Management
1.8 Elect Director Scott Peppet For For Management
1.9 Elect Director Sheli Rosenberg For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESH HOSPITALITY, INC.
Ticker: Security ID: 30224P211
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
ESSENT GROUP LTD.
Ticker: ESNT Security ID: G3198U102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane P. Chwick For For Management
1.2 Elect Director Aditya Dutt For For Management
1.3 Elect Director Roy J. Kasmar For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ETSY, INC.
Ticker: ETSY Security ID: 29786A106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary S. Briggs For For Management
1b Elect Director Edith W. Cooper For For Management
1c Elect Director Melissa Reiff For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERQUOTE, INC.
Ticker: EVER Security ID: 30041R108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl Auguste For Withhold Management
1.2 Elect Director David Blundin For Withhold Management
1.3 Elect Director Sanju Bansal For Withhold Management
1.4 Elect Director Paul Deninger For Withhold Management
1.5 Elect Director John Lunny For Withhold Management
1.6 Elect Director Jayme Mendal For For Management
1.7 Elect Director George Neble For Withhold Management
1.8 Elect Director John Shields For Withhold Management
1.9 Elect Director Mira Wilczek For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
EVERTEC, INC.
Ticker: EVTC Security ID: 30040P103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank G. D'Angelo For For Management
1b Elect Director Morgan M. Schuessler, For For Management
Jr.
1c Elect Director Kelly Barrett For For Management
1d Elect Director Olga Botero For For Management
1e Elect Director Jorge A. Junquera For For Management
1f Elect Director Ivan Pagan For For Management
1g Elect Director Aldo J. Polak For For Management
1h Elect Director Alan H. Schumacher For For Management
1i Elect Director Brian J. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EVOLENT HEALTH, INC.
Ticker: EVH Security ID: 30050B101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Eliminate Supermajority Vote For For Management
Requirements
3a Elect Director Craig Barbarosh For For Management
3b Elect Director Kim Keck For For Management
3c Elect Director Cheryl Scott For For Management
3d Elect Director Frank Williams For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EVOQUA WATER TECHNOLOGIES CORP.
Ticker: AQUA Security ID: 30057T105
Meeting Date: FEB 16, 2021 Meeting Type: Annual
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary A. Cappeline For Withhold Management
1.2 Elect Director Lisa Glatch For Withhold Management
1.3 Elect Director Brian R. Hoesterey For For Management
1.4 Elect Director Vinay Kumar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EXELIXIS, INC.
Ticker: EXEL Security ID: 30161Q104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles Cohen For For Management
1b Elect Director Carl B. Feldbaum For For Management
1c Elect Director Maria C. Freire For For Management
1d Elect Director Alan M. Garber For Against Management
1e Elect Director Vincent T. Marchesi For For Management
1f Elect Director Michael M. Morrissey For For Management
1g Elect Director Stelios Papadopoulos For For Management
1h Elect Director George Poste For For Management
1i Elect Director Julie Anne Smith For For Management
1j Elect Director Lance Willsey For For Management
1k Elect Director Jack L. Wyszomierski For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXTENDED STAY AMERICA, INC.
Ticker: STAY Security ID: 30224P200
Meeting Date: JUN 11, 2021 Meeting Type: Proxy Contest
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Approve Merger Agreement Against Did Not Vote Management
2 Advisory Vote on Golden Parachutes Against Did Not Vote Management
3 Adjourn Meeting Against Did Not Vote Management
--------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION
Ticker: FSS Security ID: 313855108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene J. Lowe, III For For Management
1.2 Elect Director Dennis J. Martin For For Management
1.3 Elect Director William F. Owens For For Management
1.4 Elect Director Brenda L. Reichelderfer For For Management
1.5 Elect Director Jennifer L. Sherman For For Management
1.6 Elect Director John L. Workman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION
Ticker: FAF Security ID: 31847R102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis J. Gilmore For For Management
1.2 Elect Director Margaret M. McCarthy For For Management
1.3 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
FIRST BANCORP
Ticker: FBP Security ID: 318672706
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juan Acosta Reboyras For For Management
1b Elect Director Aurelio Aleman For For Management
1c Elect Director Luz A. Crespo For For Management
1d Elect Director Tracey Dedrick For For Management
1e Elect Director Patricia M. Eaves For For Management
1f Elect Director Daniel E. Frye For For Management
1g Elect Director John A. Heffern For For Management
1h Elect Director Roberto R. Herencia For For Management
1i Elect Director Felix M. Villamil For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC.
Ticker: FCNCA Security ID: 31946M103
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC.
Ticker: FCNCA Security ID: 31946M103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Alexander, Jr. For For Management
1.2 Elect Director Victor E. Bell, III For Withhold Management
1.3 Elect Director Peter M. Bristow For For Management
1.4 Elect Director Hope H. Bryant For For Management
1.5 Elect Director H. Lee Durham, Jr. For Withhold Management
1.6 Elect Director Daniel L. Heavner For For Management
1.7 Elect Director Frank B. Holding, Jr. For For Management
1.8 Elect Director Robert R. Hoppe For For Management
1.9 Elect Director Floyd L. Keels For For Management
1.10 Elect Director Robert E. Mason, IV For Withhold Management
1.11 Elect Director Robert T. Newcomb For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP.
Ticker: FFBC Security ID: 320209109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Barron For For Management
1.2 Elect Director Vincent A. Berta For For Management
1.3 Elect Director Cynthia O. Booth For For Management
1.4 Elect Director Archie M. Brown For For Management
1.5 Elect Director Claude E. Davis For For Management
1.6 Elect Director Corinne R. Finnerty For For Management
1.7 Elect Director Susan L. Knust For For Management
1.8 Elect Director William J. Kramer For For Management
1.9 Elect Director John T. Neighbours For For Management
1.10 Elect Director Thomas M. O'Brien For For Management
1.11 Elect Director Maribeth S. Rahe For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC.
Ticker: FR Security ID: 32054K103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter E. Baccile For For Management
1.2 Elect Director Teresa B. Bazemore For For Management
1.3 Elect Director Matthew S. Dominski For For Management
1.4 Elect Director H. Patrick Hackett, Jr. For For Management
1.5 Elect Director Denise A. Olsen For For Management
1.6 Elect Director John E. Rau For For Management
1.7 Elect Director Marcus L. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIVE9, INC.
Ticker: FIVN Security ID: 338307101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Burdiek For For Management
1.2 Elect Director David DeWalt For For Management
1.3 Elect Director Susan Barsamian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FLAGSTAR BANCORP, INC.
Ticker: FBC Security ID: 337930705
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alessandro P. DiNello For For Management
1b Elect Director Jay J. Hansen For For Management
1c Elect Director Toan Huynh For For Management
1d Elect Director Lori Jordan For For Management
1e Elect Director John D. Lewis For For Management
1f Elect Director Bruce E. Nyberg For For Management
1g Elect Director James A. Ovenden For For Management
1h Elect Director Peter Schoels For For Management
1i Elect Director David L. Treadwell For For Management
1j Elect Director Jennifer R. Whip For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORMFACTOR, INC.
Ticker: FORM Security ID: 346375108
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rebeca Obregon-Jimenez For For Management
1b Elect Director Kelley Steven-Waiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORWARD AIR CORPORATION
Ticker: FWRD Security ID: 349853101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Allen For For Management
1.2 Elect Director Ana B. Amicarella For For Management
1.3 Elect Director Valerie A. Bonebrake For For Management
1.4 Elect Director C. Robert Campbell For For Management
1.5 Elect Director R. Craig Carlock For For Management
1.6 Elect Director G. Michael Lynch For For Management
1.7 Elect Director George S. Mayes, Jr. For For Management
1.8 Elect Director Chitra Nayak For For Management
1.9 Elect Director Scott M. Niswonger For For Management
1.10 Elect Director Javier Polit For For Management
1.11 Elect Director Richard H. Roberts For For Management
1.12 Elect Director Thomas Schmitt For For Management
1.13 Elect Director Laurie A. Tucker For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRESHPET, INC.
Ticker: FRPT Security ID: 358039105
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Norris For For Management
1.2 Elect Director Leta D. Priest For For Management
1.3 Elect Director Olu Beck For For Management
1.4 Elect Director William B. Cyr For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement to Amend Certain
Provisions of the Certificate of
Incorporation
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FRONT YARD RESIDENTIAL CORPORATION
Ticker: RESI Security ID: 35904G107
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FRONTDOOR, INC.
Ticker: FTDR Security ID: 35905A109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard P. Fox For For Management
1b Elect Director Brian P. McAndrews For For Management
1c Elect Director Rexford J. Tibbens For For Management
1d Elect Director Anna C. Catalano For For Management
1e Elect Director William C. Cobb For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation For For Management
Regarding Supermajority Vote
Requirements and Advancement of
Expenses
--------------------------------------------------------------------------------
G1 THERAPEUTICS, INC.
Ticker: GTHX Security ID: 3621LQ109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. (Jack) Bailey, For For Management
Jr.
1.2 Elect Director Willie A. Deese For For Management
1.3 Elect Director Cynthia L. Schwalm For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GAMESTOP CORP.
Ticker: GME Security ID: 36467W109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Sherman For For Management
1.2 Elect Director Alain (Alan) Attal For For Management
1.3 Elect Director Lawrence (Larry) Cheng For For Management
1.4 Elect Director Ryan Cohen For For Management
1.5 Elect Director James (Jim) Grube For For Management
1.6 Elect Director Yang Xu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter M. Carlino For For Management
1b Elect Director Carol (Lili) Lynton For Against Management
1c Elect Director Joseph W. Marshall, III For Against Management
1d Elect Director James B. Perry For For Management
1e Elect Director Barry F. Schwartz For For Management
1f Elect Director Earl C. Shanks For For Management
1g Elect Director E. Scott Urdang For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GATES INDUSTRIAL CORPORATION PLC
Ticker: GTES Security ID: G39108108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James W. Ireland, III For For Management
1b Elect Director Ivo Jurek For For Management
1c Elect Director Julia C. Kahr For Against Management
1d Elect Director Terry Klebe For For Management
1e Elect Director Stephanie K. Mains For For Management
1f Elect Director Wilson S. Neely For For Management
1g Elect Director Neil P. Simpkins For Against Management
1h Elect Director Alicia Tillman For For Management
1i Elect Director Peifang Zhang (Molly P. For For Management
Zhang)
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Remuneration Report For For Management
4 Appoint Deloitte & Touche LLP as For For Management
Auditor
5 Appoint Deloitte LLP as UK Statutory For For Management
Auditor
6 Authorize Audit Committee to Fix For For Management
Remuneration of UK Statutory Auditor
--------------------------------------------------------------------------------
GCI LIBERTY, INC.
Ticker: GLIBA Security ID: 36164V305
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GENPACT LIMITED
Ticker: G Security ID: G3922B107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management
1.2 Elect Director James Madden For For Management
1.3 Elect Director Ajay Agrawal For For Management
1.4 Elect Director Stacey Cartwright For For Management
1.5 Elect Director Laura Conigliaro For For Management
1.6 Elect Director Tamara Franklin For For Management
1.7 Elect Director Carol Lindstrom For For Management
1.8 Elect Director CeCelia Morken For For Management
1.9 Elect Director Mark Nunnelly For For Management
1.10 Elect Director Brian Stevens For For Management
1.11 Elect Director Mark Verdi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
GENTEX CORPORATION
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Brown For For Management
1.2 Elect Director Steve Downing For For Management
1.3 Elect Director Gary Goode For For Management
1.4 Elect Director James Hollars For For Management
1.5 Elect Director Richard Schaum For For Management
1.6 Elect Director Kathleen Starkoff For For Management
1.7 Elect Director Brian Walker For For Management
1.8 Elect Director James Wallace For For Management
1.9 Elect Director Ling Zang For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GETTY REALTY CORP.
Ticker: GTY Security ID: 374297109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Constant For For Management
1b Elect Director Milton Cooper For For Management
1c Elect Director Philip E. Coviello For For Management
1d Elect Director Mary Lou Malanoski For For Management
1e Elect Director Richard E. Montag For For Management
1f Elect Director Howard B. Safenowitz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
GIBRALTAR INDUSTRIES, INC.
Ticker: ROCK Security ID: 374689107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Barberio For For Management
1b Elect Director William T. Bosway For For Management
1c Elect Director Craig A. Hindman For For Management
1d Elect Director Gwendolyn G. Mizell For For Management
1e Elect Director William P. Montague For For Management
1f Elect Director Linda K. Myers For For Management
1g Elect Director James B. Nish For For Management
1h Elect Director Atlee Valentine Pope For For Management
1i Elect Director Manish H. Shah For For Management
2 Increase Authorized Common Stock For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLADSTONE LAND CORPORATION
Ticker: LAND Security ID: 376549101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michela A. English For Withhold Management
1.2 Elect Director Anthony W. Parker For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GLOBANT SA
Ticker: GLOB Security ID: L44385109
Meeting Date: APR 02, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Financial Statements For For Management
4 Approve Allocation of Loss For For Management
5 Approve Discharge of Directors For For Management
6 Approve Remuneration of Directors For For Management
7 Appoint PricewaterhouseCoopers, For For Management
Societe Cooperative as Auditor for
Annual Accounts and EU IFRS
Consolidated Accounts
8 Appoint Price Waterhouse & Co. S.R.L. For For Management
as Auditor for IFRS Consolidated
Accounts
9 Reelect Martin Migoya as Director For Against Management
10 Reelect Philip Odeen as Director For For Management
11 Reelect Richard Haythornthwaite as For For Management
Director
12 Elect Maria Pinelli as Director For For Management
13 Approve Globant S.A. 2021 Employee For For Management
Stock Purchase Plan
--------------------------------------------------------------------------------
GLOBUS MEDICAL, INC.
Ticker: GMED Security ID: 379577208
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David D. Davidar For Against Management
1b Elect Director James R. Tobin For Against Management
1c Elect Director Stephen T. Zarrilli For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GMS INC.
Ticker: GMS Security ID: 36251C103
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Browning For For Management
1.2 Elect Director Theron I. Gilliam For For Management
1.3 Elect Director Mitchell B. Lewis For For Management
1.4 Elect Director John C. Turner, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement and Other Obsolete
Provisions
6 Amend Bylaws to Allow Board to Amend For For Management
the Bylaws
7 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GOSSAMER BIO, INC.
Ticker: GOSS Security ID: 38341P102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell Cox For For Management
1.2 Elect Director Renee Gala For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GRACO INC.
Ticker: GGG Security ID: 384109104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brett C. Carter For For Management
1b Elect Director R. William Van Sant For Against Management
1c Elect Director Emily C. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GREAT WESTERN BANCORP, INC.
Ticker: GWB Security ID: 391416104
Meeting Date: FEB 09, 2021 Meeting Type: Annual
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Brannen For For Management
1.2 Elect Director Thomas Henning For For Management
1.3 Elect Director Daniel Rykhus For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GREEN PLAINS INC.
Ticker: GPRE Security ID: 393222104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd A. Becker For For Management
1.2 Elect Director Thomas Manuel For Withhold Management
1.3 Elect Director Brian Peterson For Withhold Management
1.4 Elect Director Alain Treuer For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul J. Brown For For Management
1b Elect Director Robert A. Gerard For For Management
1c Elect Director Anuradha (Anu) Gupta For For Management
1d Elect Director Richard A. Johnson For For Management
1e Elect Director Jeffrey J. Jones, II For For Management
1f Elect Director David Baker Lewis For For Management
1g Elect Director Yolande G. Piazza For For Management
1h Elect Director Victoria J. Reich For For Management
1i Elect Director Bruce C. Rohde For For Management
1j Elect Director Matthew E. Winter For For Management
1k Elect Director Christianna Wood For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HAEMONETICS CORP.
Ticker: HAE Security ID: US4050241003
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Christopher Simon For For Management
2 Elect Robert E. Abernathy For For Management
3 Elect Michael J. Coyle For For Management
4 Elect Charles J. Dockendorff For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC.
Ticker: HALO Security ID: 40637H109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Pierre Bizzari For For Management
1.2 Elect Director James M. Daly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST INCORPORATED
Ticker: HR Security ID: 421946104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd J. Meredith For For Management
1.2 Elect Director John V. Abbott For For Management
1.3 Elect Director Nancy H. Agee For For Management
1.4 Elect Director Edward H. Braman For For Management
1.5 Elect Director Ajay Gupta For For Management
1.6 Elect Director James J. Kilroy For For Management
1.7 Elect Director Peter F. Lyle, Sr. For For Management
1.8 Elect Director John Knox Singleton For For Management
1.9 Elect Director Christann M. Vasquez For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HIBBETT SPORTS, INC.
Ticker: HIBB Security ID: 428567101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance G. Finley For For Management
1.2 Elect Director Dorlisa K. Flur For For Management
1.3 Elect Director Michael E. Longo For For Management
1.4 Elect Director Lorna E. Nagler For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC.
Ticker: HRC Security ID: 431475102
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Dempsey For For Management
1.2 Elect Director John P. Groetelaars For For Management
1.3 Elect Director Gary L. Ellis For For Management
1.4 Elect Director Stacy Enxing Seng For For Management
1.5 Elect Director Mary Garrett For For Management
1.6 Elect Director James R. Giertz For For Management
1.7 Elect Director William H. Kucheman For For Management
1.8 Elect Director Gregory J. Moore For For Management
1.9 Elect Director Felicia F. Norwood For For Management
1.10 Elect Director Nancy M. Schlichting For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HILLTOP HOLDINGS INC
Ticker: HTHPRA Security ID: US4327481010
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Charlotte Jones Anderson For For Management
2 Elect Rhodes R. Bobbitt For For Management
3 Elect Tracy A. Bolt For For Management
4 Elect J. Taylor Crandall For For Management
5 Elect Charles R. Cummings For For Management
6 Elect Hill A. Feinberg For For Management
7 Elect Gerald J. Ford For For Management
8 Elect Jeremy B. Ford For For Management
9 Elect J. Markham Green For For Management
10 Elect William T. Hill, Jr. For For Management
11 Elect Lee Lewis For For Management
12 Elect Andrew J. Littlefair For For Management
13 Elect W. Robert Nichols, III For For Management
14 Elect Kenneth D. Russell For For Management
15 Elect A. Haag Sherman For For Management
16 Elect Jonathan S. Sobel For For Management
17 Elect Robert C. Taylor, Jr. For For Management
18 Elect Carl B. Webb For For Management
2 Approval of the 2020 Equity Incentive For For Management
Plan
3 Approval of the 2020 Employee Stock For For Management
Purchase Plan
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
HMS HOLDINGS CORP.
Ticker: HMSY Security ID: 40425J101
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY
Ticker: HZNP Security ID: G46188101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William F. Daniel For For Management
1b Elect Director H. Thomas Watkins For For Management
1c Elect Director Pascale Witz For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases or Overseas For For Management
Market Purchases of Ordinary Shares
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HOSTESS BRANDS, INC.
Ticker: TWNK Security ID: 44109J106
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry D. Kaminski For For Management
1.2 Elect Director Andrew P. Callahan For For Management
1.3 Elect Director Olu Beck For For Management
1.4 Elect Director Laurence Bodner For For Management
1.5 Elect Director Gretchen R. Crist For For Management
1.6 Elect Director Rachel P. Cullen For For Management
1.7 Elect Director Hugh G. Dineen For For Management
1.8 Elect Director Ioannis Skoufalos For For Management
1.9 Elect Director Craig D. Steeneck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOUGHTON MIFFLIN HARCOURT COMPANY
Ticker: HMHC Security ID: 44157R109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Claude Brizard For For Management
1.2 Elect Director L. Gordon Crovitz For For Management
1.3 Elect Director Jean S. Desravines For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director Jill A. Greenthal For For Management
1.6 Elect Director John F. Killian For For Management
1.7 Elect Director John J. Lynch, Jr. For For Management
1.8 Elect Director John R. McKernan, Jr. For For Management
1.9 Elect Director Tracey D. Weber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOWMET AEROSPACE INC.
Ticker: HWM Security ID: 443201108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Amy E. Alving For For Management
1c Elect Director Sharon R. Barner For For Management
1d Elect Director Joseph S. Cantie For For Management
1e Elect Director Robert F. Leduc For For Management
1f Elect Director David J. Miller For For Management
1g Elect Director Jody G. Miller For For Management
1h Elect Director Tolga I. Oal For For Management
1i Elect Director Nicole W. Piasecki For For Management
1j Elect Director John C. Plant For For Management
1k Elect Director Ulrich R. Schmidt For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
HUB GROUP, INC.
Ticker: HUBG Security ID: 443320106
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Yeager For For Management
1.2 Elect Director Mary H. Boosalis For For Management
1.3 Elect Director James C. Kenny For For Management
1.4 Elect Director Peter B. McNitt For For Management
1.5 Elect Director Charles R. Reaves For For Management
1.6 Elect Director Martin P. Slark For For Management
1.7 Elect Director Jonathan P. Ward For For Management
1.8 Elect Director Jenell R. Ross For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC.
Ticker: HII Security ID: 446413106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip M. Bilden For For Management
1.2 Elect Director Augustus L. Collins For For Management
1.3 Elect Director Kirkland H. Donald For For Management
1.4 Elect Director Victoria D. Harker For For Management
1.5 Elect Director Anastasia D. Kelly For For Management
1.6 Elect Director Tracy B. McKibben For For Management
1.7 Elect Director Stephanie L. O'Sullivan For For Management
1.8 Elect Director C. Michael Petters For For Management
1.9 Elect Director Thomas C. Schievelbein For For Management
1.10 Elect Director John K. Welch For For Management
1.11 Elect Director Stephen R. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
ICHOR HOLDINGS, LTD.
Ticker: ICHR Security ID: G4740B105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey Andreson For For Management
1b Elect Director John Kispert For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
IHEARTMEDIA, INC.
Ticker: IHRT Security ID: 45174J509
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Bressler For For Management
1.2 Elect Director Kamakshi For For Management
Sivaramakrishnan
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
IMPINJ, INC.
Ticker: PI Security ID: 453204109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Gibson For Against Management
1.2 Elect Director Umesh Padval For For Management
1.3 Elect Director Steve Sanghi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Adopt Proxy Access Right None For Shareholder
--------------------------------------------------------------------------------
INARI MEDICAL, INC.
Ticker: NARI Security ID: 45332Y109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Hoffman For For Management
1.2 Elect Director Donald B. Milder For For Management
1.3 Elect Director Geoff Pardo For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
INNOSPEC INC.
Ticker: IOSP Security ID: 45768S105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Milton C. Blackmore For For Management
1.2 Elect Director Robert I. Paller For For Management
2 Elect Director Elizabeth K. Arnold For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INOVALON HOLDINGS, INC.
Ticker: INOV Security ID: 45781D101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Dunleavy For For Management
1.2 Elect Director Denise K. Fletcher For Withhold Management
1.3 Elect Director William D. Green For Withhold Management
1.4 Elect Director Isaac (Zak) S. Kohane For For Management
1.5 Elect Director Mark A. Pulido For For Management
1.6 Elect Director Lee D. Roberts For For Management
1.7 Elect Director William J. Teuber, Jr. For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INOVIO PHARMACEUTICALS, INC.
Ticker: INO Security ID: 45773H201
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Joseph Kim For For Management
1.2 Elect Director Simon X. Benito For For Management
1.3 Elect Director Ann C. Miller For For Management
1.4 Elect Director Jay P. Shepard For For Management
1.5 Elect Director David B. Weiner For For Management
1.6 Elect Director Wendy L. Yarno For For Management
1.7 Elect Director Lota S. Zoth For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC.
Ticker: NSIT Security ID: 45765U103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Allen For For Management
1.2 Elect Director Bruce W. Armstrong For For Management
1.3 Elect Director Linda M. Breard For For Management
1.4 Elect Director Timothy A. Crown For For Management
1.5 Elect Director Catherine Courage For For Management
1.6 Elect Director Anthony A. Ibarguen For For Management
1.7 Elect Director Kenneth T. Lamneck For For Management
1.8 Elect Director Kathleen S. Pushor For For Management
1.9 Elect Director Girish Rishi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC.
Ticker: NTLA Security ID: 45826J105
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Cohen For For Management
1.2 Elect Director Jean-Francois Formela For For Management
1.3 Elect Director Frank Verwiel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL BANCSHARES CORPORATION
Ticker: IBOC Security ID: 459044103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Javier de Anda For For Management
1.2 Elect Director Irving Greenblum For Against Management
1.3 Elect Director Douglas B. Howland For Against Management
1.4 Elect Director Rudolph M. Miles For For Management
1.5 Elect Director Dennis E. Nixon For For Management
1.6 Elect Director Larry A. Norton For Against Management
1.7 Elect Director Roberto R. Resendez For For Management
1.8 Elect Director Antonio R. Sanchez, Jr. For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY PLC
Ticker: IGT Security ID: G4863A108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Director Marco Sala For For Management
5 Elect Director Beatrice Bassey None None Management
*Withdrawn Resolution*
6 Elect Director Massimiliano Chiara For For Management
7 Elect Director Alberto Dessy For For Management
8 Elect Director Marco Drago For For Management
9 Elect Director James McCann For For Management
10 Elect Director Heather McGregor For For Management
11 Elect Director Lorenzo Pellicioli For For Management
12 Elect Director Samantha Ravich For For Management
13 Elect Director Vincent Sadusky For For Management
14 Elect Director Gianmario Tondato Da For For Management
Ruos
15 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
16 Authorize Board to Fix Remuneration of For For Management
Auditors
17 Authorize Political Donations and For For Management
Expenditure
18 Authorize Issue of Equity For For Management
19 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
20 Authorize Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorize Market Purchase of Ordinary For For Management
Shares
22 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
INVITAE CORPORATION
Ticker: NVTA Security ID: 46185L103
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kimber D. Lockhart For For Management
1b Elect Director Chitra Nayak For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Proxy Access Right Against Against Shareholder
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
ITT INC.
Ticker: ITT Security ID: 45073V108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Orlando D. Ashford For For Management
1b Elect Director Geraud Darnis For For Management
1c Elect Director Donald DeFosset, Jr. For For Management
1d Elect Director Nicholas C. Fanandakis For For Management
1e Elect Director Richard P. Lavin For For Management
1f Elect Director Mario Longhi *Withdrawn None None Management
Resolution*
1g Elect Director Rebecca A. McDonald For For Management
1h Elect Director Timothy H. Powers For For Management
1i Elect Director Luca Savi For For Management
1j Elect Director Cheryl L. Shavers For For Management
1k Elect Director Sabrina Soussan For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
JABIL INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anousheh Ansari For For Management
1b Elect Director Martha F. Brooks For For Management
1c Elect Director Christopher S. Holland For For Management
1d Elect Director Timothy L. Main For For Management
1e Elect Director Mark T. Mondello For For Management
1f Elect Director John C. Plant For For Management
1g Elect Director Steven A. Raymund For For Management
1h Elect Director Thomas A. Sansone For For Management
1i Elect Director David M. Stout For For Management
1j Elect Director Kathleen A. Walters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC
Ticker: JAZZ Security ID: IE00B4Q5ZN47
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bruce C. Cozadd For For Management
2 Elect Heather Ann McSharry For For Management
3 Elect Anne O'Riordan For For Management
4 Elect Rick E. Winningham For For Management
5 Appointment of Auditor and Authority For For Management
to Set Fees
6 Advisory Vote on Executive Compensation For For Management
7 Amendment to the 2007 Non-Employee For For Management
Directors Stock Award Plan
8 Reduction in Share Premium Account For For Management
--------------------------------------------------------------------------------
JEFFERIES FINANCIAL GROUP INC.
Ticker: JEF Security ID: 47233W109
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda L. Adamany For For Management
1b Elect Director Barry J. Alperin For For Management
1c Elect Director Robert D. Beyer For For Management
1d Elect Director Francisco L. Borges For For Management
1e Elect Director Brian P. Friedman For For Management
1f Elect Director MaryAnne Gilmartin For For Management
1g Elect Director Richard B. Handler For For Management
1h Elect Director Jacob M. Katz For For Management
1i Elect Director Michael T. O'Kane For For Management
1j Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED
Ticker: JLL Security ID: 48020Q107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hugo Bague For For Management
1b Elect Director Matthew Carter, Jr. For For Management
1c Elect Director Samuel A. Di Piazza, Jr. For For Management
1d Elect Director Tina Ju For For Management
1e Elect Director Bridget Macaskill For For Management
1f Elect Director Deborah H. McAneny For For Management
1g Elect Director Siddharth (Bobby) Mehta For For Management
1h Elect Director Jeetendra (Jeetu) I. For For Management
Patel
1i Elect Director Sheila A. Penrose For For Management
1j Elect Director Ann Marie Petach For For Management
1k Elect Director Christian Ulbrich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KEMPER CORPORATION
Ticker: KMPR Security ID: 488401100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Teresa A. Canida For For Management
1b Elect Director George N. Cochran For For Management
1c Elect Director Kathleen M. Cronin For For Management
1d Elect Director Lacy M. Johnson For For Management
1e Elect Director Robert J. Joyce For For Management
1f Elect Director Joseph P. Lacher, Jr. For For Management
1g Elect Director Gerald Laderman For For Management
1h Elect Director Stuart B. Parker For For Management
1i Elect Director Christopher B. Sarofim For For Management
1j Elect Director David P. Storch For For Management
1k Elect Director Susan D. Whiting For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC.
Ticker: KW Security ID: 489398107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Boucher For For Management
1.2 Elect Director Norman Creighton For For Management
1.3 Elect Director William J. McMorrow For For Management
1.4 Elect Director Kent Mouton For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KEROS THERAPEUTICS, INC.
Ticker: KROS Security ID: 492327101
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jasbir Seehra For For Management
1.2 Elect Director Nima Farzan For Withhold Management
1.3 Elect Director Julius Knowles For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KFORCE INC.
Ticker: KFRC Security ID: 493732101
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Dunkel For For Management
1.2 Elect Director Mark F. Furlong For For Management
1.3 Elect Director Catherine H. Cloudman For For Management
1.4 Elect Director Derrick D. Brooks For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC.
Ticker: KBAL Security ID: 494274103
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan B. Frampton For For Management
1.2 Elect Director Scott M. Settersten For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KNOWLES CORPORATION
Ticker: KN Security ID: 49926D109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Keith Barnes For For Management
1b Elect Director Hermann Eul For For Management
1c Elect Director Didier Hirsch For For Management
1d Elect Director Ronald Jankov For For Management
1e Elect Director Ye Jane Li For For Management
1f Elect Director Donald Macleod For For Management
1g Elect Director Jeffrey Niew For For Management
1h Elect Director Cheryl Shavers For For Management
1i Elect Director Michael Wishart For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bender For For Management
1.2 Elect Director Peter Boneparth For For Management
1.3 Elect Director Steven A. Burd For For Management
1.4 Elect Director Yael Cosset For For Management
1.5 Elect Director H. Charles Floyd For For Management
1.6 Elect Director Michelle Gass For For Management
1.7 Elect Director Robbin Mitchell For For Management
1.8 Elect Director Jonas Prising For For Management
1.9 Elect Director John E. Schlifske For For Management
1.10 Elect Director Adrianne Shapira For For Management
1.11 Elect Director Frank V. Sica For For Management
1.12 Elect Director Stephanie A. Streeter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC.
Ticker: LW Security ID: 513272204
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter J. Bensen For Against Management
1b Elect Director Charles A. Blixt For For Management
1c Elect Director Robert J. Coviello For For Management
1d Elect Director Andre J. Hawaux For For Management
1e Elect Director W.G. Jurgensen For For Management
1f Elect Director Thomas P. Maurer For For Management
1g Elect Director Robert A. Niblock For For Management
1h Elect Director Hala G. Moddelmog For For Management
1i Elect Director Maria Renna Sharpe For For Management
1j Elect Director Thomas P. Werner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC.
Ticker: LSTR Security ID: 515098101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James B. Gattoni For For Management
1b Elect Director Anthony J. Orlando For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION
Ticker: LSCC Security ID: 518415104
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Anderson For For Management
1.2 Elect Director Robin A. Abrams For For Management
1.3 Elect Director Mark E. Jensen For For Management
1.4 Elect Director Anjali Joshi For For Management
1.5 Elect Director James P. Lederer For For Management
1.6 Elect Director Krishna Rangasayee For For Management
1.7 Elect Director D. Jeffrey Richardson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LENDINGCLUB CORPORATION
Ticker: LC Security ID: 52603A208
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Allan Landon For For Management
1b Elect Director Timothy J. Mayopoulos For For Management
1c Elect Director Patricia McCord For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Declassify the Board of Directors For For Management
5 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LEXICON PHARMACEUTICALS, INC.
Ticker: LXRX Security ID: 528872302
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe J. Amouyal For Withhold Management
1.2 Elect Director Lonnel Coats For For Management
1.3 Elect Director Frank P. Palantoni For Withhold Management
2 Amend Certificate of Incorporation For Against Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY LATIN AMERICA LTD.
Ticker: LILAK Security ID: G9001E102
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael T. Fries For Against Management
1.2 Elect Director Paul A. Gould For Against Management
1.3 Elect Director Alfonso de Angoitia For Against Management
Noriega
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
LIBERTY LATIN AMERICA LTD.
Ticker: LILAK Security ID: G9001E102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles H.R. Bracken For Withhold Management
1.2 Elect Director Balan Nair For Withhold Management
1.3 Elect Director Eric L. Zinterhofer For Withhold Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIFE STORAGE, INC.
Ticker: LSI Security ID: 53223X107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark G. Barberio For For Management
1.2 Elect Director Joseph V. Saffire For For Management
1.3 Elect Director Stephen R. Rusmisel For For Management
1.4 Elect Director Arthur L. Havener, Jr. For For Management
1.5 Elect Director Dana Hamilton For For Management
1.6 Elect Director Edward J. Pettinella For For Management
1.7 Elect Director David L. Rogers For For Management
1.8 Elect Director Susan Harnett For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Increase Authorized Common Stock For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED
Ticker: LGND Security ID: 53220K504
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Aryeh For For Management
1.2 Elect Director Sarah Boyce For For Management
1.3 Elect Director Todd C. Davis For For Management
1.4 Elect Director Nancy R. Gray For For Management
1.5 Elect Director John L. Higgins For For Management
1.6 Elect Director John W. Kozarich For For Management
1.7 Elect Director John L. LaMattina For For Management
1.8 Elect Director Sunil Patel For For Management
1.9 Elect Director Stephen L. Sabba For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION
Ticker: LPX Security ID: 546347105
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Nicholas Grasberger, For For Management
III
1b Elect Director Ozey K. Horton, Jr. For For Management
1c Elect Director W. Bradley Southern For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan H. Arnold For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director William F. Glavin, Jr. For For Management
1e Elect Director Allison H. Mnookin For For Management
1f Elect Director Anne M. Mulcahy For For Management
1g Elect Director James S. Putnam For For Management
1h Elect Director Richard P. Schifter For For Management
1i Elect Director Corey E. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MAGELLAN HEALTH, INC.
Ticker: MGLN Security ID: 559079207
Meeting Date: MAR 31, 2021 Meeting Type: Special
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MAGNITE INC
Ticker: RUBI Security ID: US78112V1026
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lisa L. Troe For For Management
2 Elect Paul Caine For For Management
3 Elect Doug Knopper For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
MAGNITE, INC.
Ticker: MGNI Security ID: 55955D100
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Frankenberg For For Management
1.2 Elect Director Sarah P. Harden For For Management
1.3 Elect Director James Rossman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MALIBU BOATS, INC.
Ticker: MBUU Security ID: 56117J100
Meeting Date: NOV 03, 2020 Meeting Type: Annual
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ivar S. Chhina For Withhold Management
1.2 Elect Director Michael J. Connolly For Withhold Management
1.3 Elect Director Mark W. Lanigan For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANNKIND CORPORATION
Ticker: MNKD Security ID: 56400P706
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Shannon For For Management
1.2 Elect Director Michael E. Castagna For For Management
1.3 Elect Director Ronald J. Consiglio For For Management
1.4 Elect Director Michael A. Friedman For For Management
1.5 Elect Director Jennifer Grancio For For Management
1.6 Elect Director Anthony Hooper For For Management
1.7 Elect Director Sabrina Kay For For Management
1.8 Elect Director Kent Kresa For For Management
1.9 Elect Director Christine Mundkur For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANPOWERGROUP INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gina R. Boswell For For Management
1B Elect Director Jean-Philippe Courtois For For Management
1C Elect Director William Downe For For Management
1D Elect Director John F. Ferraro For For Management
1E Elect Director William P. Gipson For For Management
1F Elect Director Patricia Hemingway Hall For For Management
1G Elect Director Julie M. Howard For For Management
1H Elect Director Ulice Payne, Jr. For For Management
1I Elect Director Jonas Prising For For Management
1J Elect Director Paul Read For For Management
1K Elect Director Elizabeth P. Sartain For For Management
1L Elect Director Michael J. Van Handel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORPORATION
Ticker: MANT Security ID: 564563104
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George J. Pedersen For For Management
1.2 Elect Director Kevin M. Phillips For For Management
1.3 Elect Director Richard L. Armitage For Withhold Management
1.4 Elect Director Mary K. Bush For For Management
1.5 Elect Director Barry G. Campbell For Withhold Management
1.6 Elect Director Richard J. Kerr For Withhold Management
1.7 Elect Director Peter B. LaMontagne For For Management
1.8 Elect Director Kenneth A. Minihan For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chadwick C. Deaton For For Management
1b Elect Director Marcela E. Donadio For For Management
1c Elect Director Jason B. Few For For Management
1d Elect Director M. Elise Hyland For For Management
1e Elect Director Holli C. Ladhani For For Management
1f Elect Director Brent J. Smolik For For Management
1g Elect Director Lee M. Tillman For For Management
1h Elect Director J. Kent Wells For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARINEMAX, INC.
Ticker: HZO Security ID: 567908108
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William H. McGill, Jr. For For Management
1b Elect Director Charles R. Oglesby For For Management
1c Elect Director Rebecca White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD.
Ticker: MRTN Security ID: 573075108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph L. Marten For For Management
1.2 Elect Director Larry B. Hagness For Withhold Management
1.3 Elect Director Thomas J. Winkel For For Management
1.4 Elect Director Jerry M. Bauer For Withhold Management
1.5 Elect Director Robert L. Demorest For Withhold Management
1.6 Elect Director Ronald R. Booth For Withhold Management
1.7 Elect Director Kathleen P. Iverson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD
Ticker: MRVL Security ID: BMG5876H1051
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect William Tudor Brown For For Management
2 Elect Brad W. Buss For For Management
3 Elect Edward H. Frank For For Management
4 Elect Richard S. Hill For For Management
5 Elect Bethany J. Mayer For For Management
6 Elect Matthew J. Murphy For For Management
7 Elect Michael G. Strachan For For Management
8 Elect Robert E. Switz For For Management
9 Advisory Vote on Executive Compensation For Against Management
10 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
Ticker: MRVL Security ID: G5876H105
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reduce Supermajority Vote Requirement For For Management
to Approve Merger
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MATERION CORPORATION
Ticker: MTRN Security ID: 576690101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinod M. Khilnani For For Management
1.2 Elect Director Emily M. Liggett For For Management
1.3 Elect Director Robert J. Phillippy For For Management
1.4 Elect Director Patrick Prevost For For Management
1.5 Elect Director N. Mohan Reddy For For Management
1.6 Elect Director Craig S. Shular For For Management
1.7 Elect Director Darlene J. S. Solomon For For Management
1.8 Elect Director Robert B. Toth For For Management
1.9 Elect Director Jugal K. Vijayvargiya For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC.
Ticker: MDU Security ID: 552690109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Everist For For Management
1b Elect Director Karen B. Fagg For For Management
1c Elect Director David L. Goodin For For Management
1d Elect Director Dennis W. Johnson For For Management
1e Elect Director Patricia L. Moss For For Management
1f Elect Director Dale S. Rosenthal For For Management
1g Elect Director Edward A. Ryan For For Management
1h Elect Director David M. Sparby For For Management
1i Elect Director Chenxi Wang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC.
Ticker: MPW Security ID: 58463J304
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Aldag, Jr. For For Management
1.2 Elect Director G. Steven Dawson For For Management
1.3 Elect Director R. Steven Hamner For For Management
1.4 Elect Director Caterina A. Mozingo For For Management
1.5 Elect Director Elizabeth N. Pitman For For Management
1.6 Elect Director C. Reynolds Thompson, For For Management
III
1.7 Elect Director D. Paul Sparks, Jr. For For Management
1.8 Elect Director Michael G. Stewart For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDIFAST, INC.
Ticker: MED Security ID: 58470H101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey J. Brown For For Management
1.2 Elect Director Kevin G. Byrnes For For Management
1.3 Elect Director Daniel R. Chard For For Management
1.4 Elect Director Constance J. Hallquist For For Management
1.5 Elect Director Michael A. Hoer For For Management
1.6 Elect Director Scott Schlackman For For Management
1.7 Elect Director Andrea B. Thomas For For Management
1.8 Elect Director Ming Xian For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCURY GENERAL CORPORATION
Ticker: MCY Security ID: 589400100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Joseph For For Management
1.2 Elect Director Martha E. Marcon For For Management
1.3 Elect Director Joshua E. Little For For Management
1.4 Elect Director Gabriel Tirador For For Management
1.5 Elect Director James G. Ellis For For Management
1.6 Elect Director George G. Braunegg For For Management
1.7 Elect Director Ramona L. Cappello For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION
Ticker: MTG Security ID: 552848103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Analisa M. Allen For For Management
1.2 Elect Director Daniel A. Arrigoni For For Management
1.3 Elect Director C. Edward Chaplin For For Management
1.4 Elect Director Curt S. Culver For For Management
1.5 Elect Director Jay C. Hartzell For For Management
1.6 Elect Director Timothy A. Holt For For Management
1.7 Elect Director Jodeen A. Kozlak For For Management
1.8 Elect Director Michael E. Lehman For For Management
1.9 Elect Director Melissa B. Lora For For Management
1.10 Elect Director Timothy J. Mattke For For Management
1.11 Elect Director Gary A. Poliner For For Management
1.12 Elect Director Sheryl L. Sculley For For Management
1.13 Elect Director Mark M. Zandi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MISSION PRODUCE, INC.
Ticker: AVO Security ID: 60510V108
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen A. Beebe For Withhold Management
1.2 Elect Director Stephen W. Bershad For For Management
1.3 Elect Director Jay A. Pack For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MODIVCARE INC.
Ticker: MODV Security ID: 60783X104
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd J. Carter For For Management
1b Elect Director Frank J. Wright For Against Management
1c Elect Director Garth Graham For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC.
Ticker: MOH Security ID: 60855R100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Cooperman For For Management
1b Elect Director Stephen H. Lockhart For For Management
1c Elect Director Richard M. Schapiro For For Management
1d Elect Director Ronna E. Romney For For Management
1e Elect Director Dale B. Wolf For For Management
1f Elect Director Joseph M. Zubretsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MORNINGSTAR, INC.
Ticker: MORN Security ID: 617700109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joe Mansueto For For Management
1b Elect Director Kunal Kapoor For For Management
1c Elect Director Robin Diamonte For For Management
1d Elect Director Cheryl Francis For For Management
1e Elect Director Steve Joynt For For Management
1f Elect Director Steve Kaplan For For Management
1g Elect Director Gail Landis For For Management
1h Elect Director Bill Lyons For Against Management
1i Elect Director Doniel Sutton For For Management
1j Elect Director Caroline Tsay For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MRC GLOBAL INC.
Ticker: MRC Security ID: 55345K103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rhys J. Best For For Management
1.2 Elect Director Deborah G. Adams For For Management
1.3 Elect Director Leonard M. Anthony For For Management
1.4 Elect Director Barbara J. Duganier For For Management
1.5 Elect Director Cornelis A. Linse For For Management
1.6 Elect Director Robert J. Saltiel, Jr. For For Management
1.7 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
MYR GROUP INC.
Ticker: MYRG Security ID: 55405W104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald C.I. Lucky For For Management
1.2 Elect Director Maurice E. Moore For For Management
1.3 Elect Director Shirin O'Connor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATERA, INC.
Ticker: NTRA Security ID: 632307104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For For Management
1.2 Elect Director Steven L. Chapman For For Management
1.3 Elect Director Todd Cozzens For For Management
1.4 Elect Director Matthew Rabinowitz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL BANK HOLDINGS CORPORATION
Ticker: NBHC Security ID: 633707104
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Clermont For Withhold Management
1.2 Elect Director Robert E. Dean For Withhold Management
1.3 Elect Director Fred J. Joseph For Withhold Management
1.4 Elect Director G. Timothy Laney For For Management
1.5 Elect Director Micho F. Spring For For Management
1.6 Elect Director Burney S. Warren, III For For Management
1.7 Elect Director Art Zeile For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION
Ticker: NATI Security ID: 636518102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gayla J. Delly For For Management
1.2 Elect Director Gerhard P. Fettweis For For Management
1.3 Elect Director Duy-Loan T. Le For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL RETAIL PROPERTIES, INC.
Ticker: NNN Security ID: 637417106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela K M. Beall For For Management
1.2 Elect Director Steven D. Cosler For For Management
1.3 Elect Director Don DeFosset For For Management
1.4 Elect Director David M. Fick For For Management
1.5 Elect Director Edward J. Fritsch For For Management
1.6 Elect Director Kevin B. Habicht For For Management
1.7 Elect Director Betsy D. Holden For For Management
1.8 Elect Director Julian E. Whitehurst For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL VISION HOLDINGS, INC.
Ticker: EYE Security ID: 63845R107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Reade Fahs For For Management
1.2 Elect Director Susan Somersille Johnson For For Management
1.3 Elect Director Naomi Kelman For For Management
2 Declassify the Board of Directors For For Management
3 Eliminate Supermajority Vote For For Management
Requirement
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NATUS MEDICAL INCORPORATED
Ticker: NTUS Security ID: 639050103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ilan Daskal For For Management
1b Elect Director Lisa Wipperman Heine For For Management
1c Elect Director Jonathan A. Kennedy For For Management
1d Elect Director Joshua H. Levine For For Management
1e Elect Director Barbara R. Paul For For Management
1f Elect Director Alice D. Schroeder For For Management
1g Elect Director Thomas J. Sullivan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NAUTILUS, INC.
Ticker: NLS Security ID: 63910B102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James 'Jim' Barr, IV For For Management
1.2 Elect Director Richard A. Horn For For Management
1.3 Elect Director M. Carl Johnson, III For For Management
1.4 Elect Director Patricia 'Patty' M. Ross For For Management
1.5 Elect Director Anne G. Saunders For For Management
1.6 Elect Director Marvin G. Siegert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION
Ticker: NPTN Security ID: 64051T100
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Abbe For For Management
1.2 Elect Director Bandel L. Carano For For Management
1.3 Elect Director Michael J. Sophie For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Rastetter For For Management
1.2 Elect Director George J. Morrow For For Management
1.3 Elect Director Leslie V. Norwalk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEWELL BRANDS INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bridget Ryan Berman For For Management
1b Elect Director Patrick D. Campbell For For Management
1c Elect Director James R. Craigie For For Management
1d Elect Director Brett M. Icahn For For Management
1e Elect Director Jay L. Johnson For For Management
1f Elect Director Gerardo I. Lopez For For Management
1g Elect Director Courtney R. Mather For For Management
1h Elect Director Ravichandra K. Saligram For For Management
1i Elect Director Judith A. Sprieser For For Management
1j Elect Director Robert A. Steele For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
NEXPOINT RESIDENTIAL TRUST, INC.
Ticker: NXRT Security ID: 65341D102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Dondero For For Management
1b Elect Director Brian Mitts For For Management
1c Elect Director Edward Constantino For Withhold Management
1d Elect Director Scott Kavanaugh For Withhold Management
1e Elect Director Arthur Laffer For Withhold Management
1f Elect Director Catherine Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEXTIER OILFIELD SOLUTIONS INC.
Ticker: NEX Security ID: 65290C105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Drummond For For Management
1b Elect Director Stuart M. Brightman For Against Management
1c Elect Director Gary M. Halverson For For Management
1d Elect Director Patrick M. Murray For For Management
1e Elect Director Amy H. Nelson For Against Management
1f Elect Director Melvin G. Riggs For Against Management
1g Elect Director Michael Roemer For Against Management
1h Elect Director James C. Stewart For For Management
1i Elect Director Scott R. Wille For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
NGM BIOPHARMACEUTICALS, INC.
Ticker: NGM Security ID: 62921N105
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jin-Long Chen For Withhold Management
1b Elect Director Roger M. Perlmutter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NMI HOLDINGS, INC.
Ticker: NMIH Security ID: 629209305
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley M. Shuster For For Management
1.2 Elect Director Claudia J. Merkle For For Management
1.3 Elect Director Michael Embler For For Management
1.4 Elect Director Priya Huskins For For Management
1.5 Elect Director James G. Jones For For Management
1.6 Elect Director Lynn S. McCreary For For Management
1.7 Elect Director Michael Montgomery For For Management
1.8 Elect Director Regina Muehlhauser For For Management
1.9 Elect Director Steven L. Scheid For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NOVAVAX, INC.
Ticker: NVAX Security ID: 670002401
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Douglas For For Management
1b Elect Director Margaret G. McGlynn For For Management
1c Elect Director David M. Mott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify April 2020 Equity Awards For For Management
5 Ratify June 2020 Equity Awards For For Management
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NOW INC.
Ticker: DNOW Security ID: 67011P100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Terry Bonno For For Management
1B Elect Director David Cherechinsky For For Management
1C Elect Director Galen Cobb For For Management
1D Elect Director James Crandell For Against Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Spencer Abraham For For Management
1b Elect Director Antonio Carrillo For For Management
1c Elect Director Matthew Carter, Jr. For For Management
1d Elect Director Lawrence S. Coben For For Management
1e Elect Director Heather Cox For For Management
1f Elect Director Elisabeth B. Donohue For For Management
1g Elect Director Mauricio Gutierrez For For Management
1h Elect Director Paul W. Hobby For For Management
1i Elect Director Alexandra Pruner For For Management
1j Elect Director Anne C. Schaumburg For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020Y100
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Benjamin For For Management
1.2 Elect Director Daniel Brennan For For Management
1.3 Elect Director Lloyd Carney For For Management
1.4 Elect Director Thomas Ebling For For Management
1.5 Elect Director Robert Finocchio For For Management
1.6 Elect Director Laura S. Kaiser For For Management
1.7 Elect Director Michal Katz For For Management
1.8 Elect Director Mark Laret For For Management
1.9 Elect Director Sanjay Vaswani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020Y100
Meeting Date: JUN 15, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
NURIX THERAPEUTICS, INC.
Ticker: NRIX Security ID: 67080M103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Lacey For For Management
1.2 Elect Director Julia P. Gregory For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NUTANIX, INC.
Ticker: NTNX Security ID: 67059N108
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Bostrom For Withhold Management
1b Elect Director Steven J. Gomo For Withhold Management
1c Elect Director Max de Groen For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NVR, INC.
Ticker: NVR Security ID: 62944T105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight C. Schar For For Management
1.2 Elect Director C. E. Andrews For For Management
1.3 Elect Director Sallie B. Bailey For For Management
1.4 Elect Director Thomas D. Eckert For For Management
1.5 Elect Director Alfred E. Festa For For Management
1.6 Elect Director Manuel H. Johnson For For Management
1.7 Elect Director Alexandra A. Jung For For Management
1.8 Elect Director Mel Martinez For For Management
1.9 Elect Director William A. Moran For For Management
1.10 Elect Director David A. Preiser For Against Management
1.11 Elect Director W. Grady Rosier For For Management
1.12 Elect Director Susan Williamson Ross For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Karen H. Beachy For For Management
1b Elect Director Deanna L. Goodwin For For Management
1c Elect Director Kavitha Velusamy For For Management
1d Elect Director Steven A. Webster For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OFG BANCORP
Ticker: OFG Security ID: 67103X102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian S. Inclan For Withhold Management
1.2 Elect Director Jose R. Fernandez For For Management
1.3 Elect Director Jorge Colon-Gerena For For Management
1.4 Elect Director Nestor de Jesus For Withhold Management
1.5 Elect Director Susan Harnett For For Management
1.6 Elect Director Pedro Morazzani For For Management
1.7 Elect Director Edwin Perez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kapila K. Anand For For Management
1.2 Elect Director Craig R. Callen For For Management
1.3 Elect Director Barbara B. Hill For For Management
1.4 Elect Director Kevin J. Jacobs For For Management
1.5 Elect Director Edward Lowenthal For For Management
1.6 Elect Director C. Taylor Pickett For For Management
1.7 Elect Director Stephen D. Plavin For For Management
1.8 Elect Director Burke W. Whitman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ONE GAS, INC.
Ticker: OGS Security ID: 68235P108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Evans For For Management
1.2 Elect Director John W. Gibson For For Management
1.3 Elect Director Tracy E. Hart For For Management
1.4 Elect Director Michael G. Hutchinson For For Management
1.5 Elect Director Pattye L. Moore For For Management
1.6 Elect Director Pierce H. Norton, II For For Management
1.7 Elect Director Eduardo A. Rodriguez For For Management
1.8 Elect Director Douglas H. Yaeger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ONEMAIN HOLDINGS, INC.
Ticker: OMF Security ID: 68268W103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa Green Hall For For Management
1.2 Elect Director Matthew R. Michelini For Withhold Management
1.3 Elect Director Douglas H. Shulman For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ORTHOFIX MEDICAL INC.
Ticker: OFIX Security ID: 68752M108
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Burzik For For Management
1.2 Elect Director Jason M. Hannon For For Management
1.3 Elect Director James F. Hinrichs For For Management
1.4 Elect Director Alexis V. Lukianov For For Management
1.5 Elect Director Lilly Marks For For Management
1.6 Elect Director Michael E. Paolucci For For Management
1.7 Elect Director Jon C. Serbousek For For Management
1.8 Elect Director John E. Sicard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OWENS & MINOR, INC.
Ticker: OMI Security ID: 690732102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aster Angagaw For For Management
1.2 Elect Director Mark A. Beck For For Management
1.3 Elect Director Gwendolyn M. Bingham For For Management
1.4 Elect Director Robert J. Henkel For For Management
1.5 Elect Director Stephen W. Klemash For For Management
1.6 Elect Director Mark F. McGettrick For For Management
1.7 Elect Director Edward A. Pesicka For For Management
1.8 Elect Director Michael C. Riordan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACWEST BANCORP
Ticker: PACW Security ID: 695263103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tanya M. Acker For For Management
1b Elect Director Paul R. Burke For For Management
1c Elect Director Craig A. Carlson For For Management
1d Elect Director John M. Eggemeyer, III For For Management
1e Elect Director C. William Hosler For For Management
1f Elect Director Susan E. Lester For For Management
1g Elect Director Roger H. Molvar For For Management
1h Elect Director Daniel B. Platt For For Management
1i Elect Director Robert A. Stine For For Management
1j Elect Director Paul W. Taylor For For Management
1k Elect Director Matthew P. Wagner For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PARAMOUNT GROUP, INC.
Ticker: PGRE Security ID: 69924R108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Albert Behler For For Management
1b Elect Director Thomas Armbrust For For Management
1c Elect Director Martin Bussmann For For Management
1d Elect Director Colin Dyer For For Management
1e Elect Director Karin Klein For For Management
1f Elect Director Peter Linneman For For Management
1g Elect Director Katharina Otto-Bernstein For For Management
1h Elect Director Mark Patterson For For Management
1i Elect Director Greg Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PARK HOTELS & RESORTS INC.
Ticker: PK Security ID: 700517105
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas J. Baltimore, Jr. For For Management
1B Elect Director Gordon M. Bethune For For Management
1C Elect Director Patricia M. Bedient For For Management
1D Elect Director Thomas D. Eckert For For Management
1E Elect Director Geoffrey M. Garrett For For Management
1F Elect Director Christie B. Kelly For For Management
1G Elect Director Joseph I. Lieberman For For Management
1H Elect Director Thomas A. Natelli For For Management
1I Elect Director Timothy J. Naughton For For Management
1J Elect Director Stephen I. Sadove For For Management
2 Amend Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PATTERSON COMPANIES, INC.
Ticker: PDCO Security ID: 703395103
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Buck For For Management
1b Elect Director Alex N. Blanco For For Management
1c Elect Director Jody H. Feragen For For Management
1d Elect Director Robert C. Frenzel For For Management
1e Elect Director Francis J. Malecha For For Management
1f Elect Director Ellen A. Rudnick For For Management
1g Elect Director Neil A. Schrimsher For For Management
1h Elect Director Mark S. Walchirk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tiffany (TJ) Thom Cepak For For Management
1.2 Elect Director Michael W. Conlon For For Management
1.3 Elect Director William A. Hendricks, For For Management
Jr.
1.4 Elect Director Curtis W. Huff For For Management
1.5 Elect Director Terry H. Hunt For For Management
1.6 Elect Director Janeen S. Judah For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAYLOCITY HOLDING CORPORATION
Ticker: PCTY Security ID: 70438V106
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven I. Sarowitz For For Management
1.2 Elect Director Ellen Carnahan For For Management
1.3 Elect Director Jeffrey T. Diehl For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEGASYSTEMS INC.
Ticker: PEGA Security ID: 705573103
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Trefler For For Management
1.2 Elect Director Peter Gyenes For For Management
1.3 Elect Director Richard Jones For For Management
1.4 Elect Director Christopher Lafond For For Management
1.5 Elect Director Dianne Ledingham For For Management
1.6 Elect Director Sharon Rowlands For For Management
1.7 Elect Director Larry Weber For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Proxy Access Right Against For Shareholder
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PERDOCEO EDUCATION CORPORATION
Ticker: PRDO Security ID: 71363P106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis H. Chookaszian For For Management
1b Elect Director Kenda B. Gonzales For For Management
1c Elect Director Patrick W. Gross For For Management
1d Elect Director William D. Hansen For For Management
1e Elect Director Gregory L. Jackson For For Management
1f Elect Director Thomas B. Lally For For Management
1g Elect Director Todd S. Nelson For For Management
1h Elect Director Leslie T. Thornton For For Management
1i Elect Director Alan D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
PERRIGO COMPANY PLC
Ticker: PRGO Security ID: G97822103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley A. Alford For For Management
1.2 Elect Director Orlando D. Ashford For For Management
1.3 Elect Director Rolf A. Classon For For Management
1.4 Elect Director Katherine C. Doyle For For Management
1.5 Elect Director Adriana Karaboutis For For Management
1.6 Elect Director Murray S. Kessler For For Management
1.7 Elect Director Jeffrey B. Kindler For For Management
1.8 Elect Director Erica L. Mann For For Management
1.9 Elect Director Donal O'Connor For For Management
1.10 Elect Director Geoffrey M. Parker For For Management
1.11 Elect Director Theodore R. Samuels For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Issue of Equity For For Management
5 Authorize Issuance of Equity without For For Management
Preemptive Rights
--------------------------------------------------------------------------------
PERSPECTA INC
Ticker: PRSP Security ID: US7153471005
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sanju K. Bansal For For Management
2 Elect Sondra L. Barbour For For Management
3 Elect John M. Curtis For For Management
4 Elect Lisa S. Disbrow For For Management
5 Elect Glenn A. Eisenberg For For Management
6 Elect Pamela O. Kimmet For For Management
7 Elect Ramzi M. Musallam For Against Management
8 Elect Philip O. Nolan For For Management
9 Elect Betty J. Sapp For For Management
10 Elect Michael E. Ventling For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Approval of the Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PHIBRO ANIMAL HEALTH CORPORATION
Ticker: PAHC Security ID: 71742Q106
Meeting Date: NOV 02, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel M. Bendheim For Withhold Management
1.2 Elect Director Jonathan Bendheim For Withhold Management
1.3 Elect Director Sam Gejdenson For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PILGRIM'S PRIDE CORPORATION
Ticker: PPC Security ID: 72147K108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gilberto Tomazoni For Withhold Management
1.2 Elect Director Wallim Cruz De For For Management
Vasconcellos Junior
1.3 Elect Director Vincent Trius For Withhold Management
1.4 Elect Director Andre Nogueira de Souza For Withhold Management
1.5 Elect Director Farha Aslam For For Management
1.6 Elect Director Joanita Karoleski For For Management
2.1 Elect Director Michael L. Cooper For For Management
2.2 Elect Director Arquimedes A. Celis For For Management
2.3 Elect Director Ajay Menon For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Article Five of the Certificate For For Management
of Incorporation
6 Report on Reduction of Water Pollution Against For Shareholder
7 Report on Integrating ESG Metrics Into Against Against Shareholder
Executive Compensation Program
--------------------------------------------------------------------------------
POOL CORPORATION
Ticker: POOL Security ID: 73278L105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter D. Arvan For For Management
1b Elect Director Timothy M. Graven For Against Management
1c Elect Director Debra S. Oler For For Management
1d Elect Director Manuel J. Perez de la For For Management
Mesa
1e Elect Director Harlan F. Seymour For Against Management
1f Elect Director Robert C. Sledd For For Management
1g Elect Director John E. Stokely For Against Management
1h Elect Director David G. Whalen For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POPULAR, INC.
Ticker: BPOP Security ID: 733174700
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alejandro M. Ballester For For Management
1b Elect Director Richard L. Carrion For For Management
1c Elect Director Carlos A. Unanue For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PPD, INC.
Ticker: PPD Security ID: 69355F102
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Ensley For For Management
1.2 Elect Director Maria Teresa Hilado For For Management
1.3 Elect Director David Simmons For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche as Auditors For For Management
--------------------------------------------------------------------------------
PRA HEALTH SCIENCES, INC.
Ticker: PRAH Security ID: 69354M108
Meeting Date: JUN 15, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION
Ticker: PRIM Security ID: 74164F103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen C. Cook For For Management
1.2 Elect Director David L. King For For Management
1.3 Elect Director Carla S. Mashinski For For Management
1.4 Elect Director Terry D. McCallister For For Management
1.5 Elect Director Thomas E. McCormick For For Management
1.6 Elect Director Jose R. Rodriguez For For Management
1.7 Elect Director John P. Schauerman For For Management
1.8 Elect Director Robert A. Tinstman For For Management
1.9 Elect Director Patricia K. Wagner For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROG HOLDINGS, INC.
Ticker: PRG Security ID: 74319R101
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathy T. Betty For For Management
1b Elect Director Douglas C. Curling For For Management
1c Elect Director Cynthia N. Day For For Management
1d Elect Director Curtis L. Doman For For Management
1e Elect Director Steven A. Michaels For For Management
1f Elect Director Ray M. Robinson For For Management
1g Elect Director James P. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PROGRESS SOFTWARE CORPORATION
Ticker: PRGS Security ID: 743312100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Dacier For For Management
1.2 Elect Director John R. Egan For For Management
1.3 Elect Director Rainer Gawlick For For Management
1.4 Elect Director Yogesh Gupta For For Management
1.5 Elect Director Charles F. Kane For For Management
1.6 Elect Director Samskriti (Sam) Y. King For For Management
1.7 Elect Director David A. Krall For For Management
1.8 Elect Director Angela T. Tucci For For Management
1.9 Elect Director Vivian Vitale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC.
Ticker: PB Security ID: 743606105
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bouligny For Withhold Management
1.2 Elect Director W. R. Collier For For Management
1.3 Elect Director Bruce W. Hunt For For Management
1.4 Elect Director Robert Steelhammer For Withhold Management
1.5 Elect Director H. E. Timanus, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PULTEGROUP, INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian P. Anderson For For Management
1b Elect Director Bryce Blair For For Management
1c Elect Director Richard W. Dreiling For For Management
1d Elect Director Thomas J. Folliard For For Management
1e Elect Director Cheryl W. Grise For For Management
1f Elect Director Andre J. Hawaux For For Management
1g Elect Director J. Phillip Holloman For For Management
1h Elect Director Ryan R. Marshall For For Management
1i Elect Director John R. Peshkin For For Management
1j Elect Director Scott F. Powers For For Management
1k Elect Director Lila Snyder For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earl C. (Duke) Austin, For For Management
Jr.
1.2 Elect Director Doyle N. Beneby For For Management
1.3 Elect Director Vincent D. Foster For For Management
1.4 Elect Director Bernard Fried For For Management
1.5 Elect Director Worthing F. Jackman For For Management
1.6 Elect Director David M. McClanahan For For Management
1.7 Elect Director Margaret B. Shannon For For Management
1.8 Elect Director Pat Wood, III For For Management
1.9 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
R1 RCM INC.
Ticker: RCM Security ID: 749397105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Feiner For Withhold Management
1.2 Elect Director Joseph Flanagan For For Management
1.3 Elect Director John B. Henneman, III For For Management
1.4 Elect Director Alex J. Mandl For For Management
1.5 Elect Director Neal Moszkowski For Withhold Management
1.6 Elect Director Ian Sacks For Withhold Management
1.7 Elect Director Jill Smith For For Management
1.8 Elect Director Anthony J. Speranzo For For Management
1.9 Elect Director Anthony R. Tersigni For For Management
1.10 Elect Director Albert (Bert) R. For For Management
Zimmerli
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
5a Elect Director David M. Dill For For Management
--------------------------------------------------------------------------------
RADIAN GROUP INC.
Ticker: RDN Security ID: 750236101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbert Wender For For Management
1b Elect Director Brad L. Conner For For Management
1c Elect Director Howard B. Culang For For Management
1d Elect Director Debra Hess For For Management
1e Elect Director Lisa W. Hess For For Management
1f Elect Director Lisa Mumford For For Management
1g Elect Director Gaetano Muzio For For Management
1h Elect Director Gregory V. Serio For For Management
1i Elect Director Noel J. Spiegel For For Management
1j Elect Director Richard G. Thornberry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RADIUS HEALTH, INC.
Ticker: RDUS Security ID: 750469207
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Owen Hughes For For Management
1b Elect Director G. Kelly Martin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RANPAK HOLDINGS CORP.
Ticker: PACK Security ID: 75321W103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Corley For Withhold Management
1.2 Elect Director Michael A. Jones For For Management
1.3 Elect Director Robert C. King For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED
Ticker: ROLL Security ID: 75524B104
Meeting Date: SEP 09, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Hartnett For For Management
1.2 Elect Director Dolores J. Ennico For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REALPAGE, INC.
Ticker: RP Security ID: 75606N109
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
REATA PHARMACEUTICALS, INC.
Ticker: RETA Security ID: 75615P103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. McClellan, For For Management
Jr.
1.2 Elect Director William E. Rose For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RED ROCK RESORTS, INC.
Ticker: RRR Security ID: 75700L108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fertitta, III For Withhold Management
1.2 Elect Director Lorenzo J. Fertitta For Withhold Management
1.3 Elect Director Robert A. Cashell, Jr. For Withhold Management
1.4 Elect Director Robert E. Lewis For Withhold Management
1.5 Elect Director James E. Nave For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
REGAL BELOIT CORPORATION
Ticker: RBC Security ID: 758750103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jan A. Bertsch For For Management
1b Elect Director Stephen M. Burt For For Management
1c Elect Director Anesa T. Chaibi For For Management
1d Elect Director Christopher L. Doerr For For Management
1e Elect Director Dean A. Foate For For Management
1f Elect Director Michael F. Hilton For For Management
1g Elect Director Louis V. Pinkham For For Management
1h Elect Director Rakesh Sachdev For For Management
1i Elect Director Curtis W. Stoelting For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION
Ticker: REG Security ID: 758849103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin E. Stein, Jr. For For Management
1b Elect Director Joseph F. Azrack For For Management
1c Elect Director Bryce Blair For Against Management
1d Elect Director C. Ronald Blankenship For For Management
1e Elect Director Deirdre J. Evens For For Management
1f Elect Director Thomas W. Furphy For For Management
1g Elect Director Karin M. Klein For Against Management
1h Elect Director Peter D. Linneman For Against Management
1i Elect Director David P. O'Connor For Against Management
1j Elect Director Lisa Palmer For For Management
1k Elect Director Thomas G. Wattles For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO.
Ticker: RS Security ID: 759509102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sarah J. Anderson For For Management
1b Elect Director Lisa L. Baldwin For For Management
1c Elect Director Karen W. Colonias For For Management
1d Elect Director John G. Figueroa For For Management
1e Elect Director James D. Hoffman For For Management
1f Elect Director Mark V. Kaminski For For Management
1g Elect Director Karla R. Lewis For For Management
1h Elect Director Robert A. McEvoy For For Management
1i Elect Director Andrew G. Sharkey, III For For Management
1j Elect Director Douglas W. Stotlar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC.
Ticker: REGI Security ID: 75972A301
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Borel For For Management
1b Elect Director Cynthia J. Warner For For Management
1c Elect Director Walter Berger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REXFORD INDUSTRIAL REALTY, INC.
Ticker: REXR Security ID: 76169C100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Antin For For Management
1.2 Elect Director Michael S. Frankel For For Management
1.3 Elect Director Diana J. Ingram For Against Management
1.4 Elect Director Debra L. Morris For For Management
1.5 Elect Director Tyler H. Rose For For Management
1.6 Elect Director Peter E. Schwab For For Management
1.7 Elect Director Howard Schwimmer For For Management
1.8 Elect Director Richard S. Ziman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REXNORD CORP
Ticker: RXN Security ID: US76169B1026
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thomas D. Christopoul For For Management
2 Elect John S. Stroup For For Management
3 Elect Peggy N. Troy For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
REXNORD CORPORATION
Ticker: RXN Security ID: 76169B102
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd A. Adams For For Management
1.2 Elect Director Theodore D. Crandall For For Management
1.3 Elect Director Rosemary M. Schooler For For Management
1.4 Elect Director Robin A. Walker-Lee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RH
Ticker: RH Security ID: US7612831005
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hilary Krane For For Management
2 Elect Katie Mitic For For Management
3 Elect Ali Rowghani For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ROYAL GOLD, INC.
Ticker: RGLD Security ID: 780287108
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fabiana Chubbs For For Management
1b Elect Director Kevin McArthur For For Management
1c Elect Director Sybil Veenman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SANMINA CORPORATION
Ticker: SANM Security ID: 801056102
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date: JAN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eugene A. Delaney For For Management
1b Elect Director John P. Goldsberry For For Management
1c Elect Director Rita S. Lane For Against Management
1d Elect Director Joseph G. Licata, Jr. For For Management
1e Elect Director Krish Prabhu For For Management
1f Elect Director Mario M. Rosati For For Management
1g Elect Director Jure Sola For For Management
1h Elect Director Jackie M. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SANTANDER CONSUMER USA HOLDINGS INC.
Ticker: SC Security ID: 80283M101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mahesh Aditya For Withhold Management
1.2 Elect Director Homaira Akbari For For Management
1.3 Elect Director Juan Carlos Alvarez de For For Management
Soto
1.4 Elect Director Leonard Coleman, Jr. For For Management
1.5 Elect Director Stephen A. Ferriss For For Management
1.6 Elect Director Victor Hill For For Management
1.7 Elect Director Edith E. Holiday For For Management
1.8 Elect Director Javier Maldonado For Withhold Management
1.9 Elect Director Robert J. McCarthy For For Management
1.10 Elect Director William F. Muir For For Management
1.11 Elect Director William Rainer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Barry For For Management
1.2 Elect Director M. Kathleen Behrens For For Management
1.3 Elect Director Claude Nicaise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEAGEN INC.
Ticker: SGEN Security ID: 81181C104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Felix J. Baker For For Management
1b Elect Director Clay B. Siegall For For Management
1c Elect Director Nancy A. Simonian For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SELECT MEDICAL HOLDINGS CORPORATION
Ticker: SEM Security ID: 81619Q105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Ely, III For Against Management
1.2 Elect Director Rocco A. Ortenzio For For Management
1.3 Elect Director Thomas A. Scully For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC.
Ticker: SIGI Security ID: 816300107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ainar D. Aijala, Jr. For For Management
1b Elect Director Lisa Rojas Bacus For For Management
1c Elect Director John C. Burville For For Management
1d Elect Director Terrence W. Cavanaugh For For Management
1e Elect Director Wole C. Coaxum For For Management
1f Elect Director Robert Kelly Doherty For For Management
1g Elect Director John J. Marchioni For For Management
1h Elect Director Thomas A. McCarthy For For Management
1i Elect Director Stephen C. Mills For For Management
1j Elect Director H. Elizabeth Mitchell For For Management
1k Elect Director Michael J. Morrissey For For Management
1l Elect Director Gregory E. Murphy For For Management
1m Elect Director Cynthia S. Nicholson For For Management
1n Elect Director William M. Rue For For Management
1o Elect Director John S. Scheid For For Management
1p Elect Director J. Brian Thebault For For Management
1q Elect Director Philip H. Urban For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION
Ticker: SXT Security ID: 81725T100
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Carleone For For Management
1.2 Elect Director Edward H. Cichurski For For Management
1.3 Elect Director Mario Ferruzzi For For Management
1.4 Elect Director Carol R. Jackson For For Management
1.5 Elect Director Donald W. Landry For For Management
1.6 Elect Director Paul Manning For For Management
1.7 Elect Director Deborah For For Management
McKeithan-Gebhardt
1.8 Elect Director Scott C. Morrison For For Management
1.9 Elect Director Elaine R. Wedral For For Management
1.10 Elect Director Essie Whitelaw For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHOCKWAVE MEDICAL, INC.
Ticker: SWAV Security ID: 82489T104
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Antoine Papiernik For For Management
1.2 Elect Director Sara Toyloy For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SILGAN HOLDINGS, INC.
Ticker: SLGN Security ID: 827048109
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Allott For For Management
1.2 Elect Director William T. Donovan For Withhold Management
1.3 Elect Director Joseph M. Jordan For Withhold Management
2 Approve Increase in Size of Board For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SILK ROAD MEDICAL INC
Ticker: SILK Security ID: US82710M1009
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Erica J. Rogers For For Management
2 Elect Jack W. Lasersohn For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
Ticker: SSD Security ID: 829073105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Andrasick For For Management
1b Elect Director Jennifer A. Chatman For For Management
1c Elect Director Karen Colonias For For Management
1d Elect Director Gary M. Cusumano For For Management
1e Elect Director Philip E. Donaldson For For Management
1f Elect Director Celeste Volz Ford For For Management
1g Elect Director Robin G. MacGillivray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SKYLINE CHAMPION CORP
Ticker: SKY Security ID: US8308301055
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Keith Anderson For For Management
2 Elect Michael Berman For For Management
3 Elect Timothy J. Bernlohr For For Management
4 Elect Eddie Capel For For Management
5 Elect John C. Firth For For Management
6 Elect Michael Kaufman For For Management
7 Elect Erin Mulligan Nelson For For Management
8 Elect Gary E. Robinette For For Management
9 Elect Mark Yost For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
SM ENERGY COMPANY
Ticker: SM Security ID: 78454L100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carla J. Bailo For For Management
1.2 Elect Director Stephen R. Brand For For Management
1.3 Elect Director Ramiro G. Peru For For Management
1.4 Elect Director Julio M. Quintana For For Management
1.5 Elect Director Rose M. Robeson For For Management
1.6 Elect Director William D. Sullivan For For Management
1.7 Elect Director Herbert S. Vogel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SMARTSHEET INC.
Ticker: SMAR Security ID: 83200N103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alissa Abdullah For For Management
1.2 Elect Director Brent Frei For Withhold Management
1.3 Elect Director Michael Gregoire For For Management
1.4 Elect Director Rowan Trollope For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC.
Ticker: SAH Security ID: 83545G102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director O. Bruton Smith For For Management
1b Elect Director David Bruton Smith For For Management
1c Elect Director Jeff Dyke For For Management
1d Elect Director William I. Belk For Against Management
1e Elect Director William R. Brooks For For Management
1f Elect Director Victor H. Doolan For Against Management
1g Elect Director John W. Harris, III For Against Management
1h Elect Director Robert Heller For For Management
1i Elect Director Keri A. Kaiser For For Management
1j Elect Director Marcus G. Smith For For Management
1k Elect Director R. Eugene Taylor For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SONOS, INC.
Ticker: SONO Security ID: 83570H108
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Spence For For Management
1.2 Elect Director Deirdre Findlay For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SP PLUS CORPORATION
Ticker: SP Security ID: 78469C103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G Marc Baumann For For Management
1.2 Elect Director Alice M. Peterson For For Management
1.3 Elect Director Gregory A. Reid For For Management
1.4 Elect Director Wyman T. Roberts For For Management
1.5 Elect Director Diana L. Sands For For Management
1.6 Elect Director Douglas R. Waggoner For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SPARTANNASH COMPANY
Ticker: SPTN Security ID: 847215100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Shan Atkins For For Management
1.2 Elect Director Frank M. Gambino For For Management
1.3 Elect Director Douglas A. Hacker For For Management
1.4 Elect Director Yvonne R. Jackson For For Management
1.5 Elect Director Matthew Mannelly For For Management
1.6 Elect Director Elizabeth A. Nickels For For Management
1.7 Elect Director Hawthorne L. Proctor For For Management
1.8 Elect Director Tony B. Sarsam For For Management
1.9 Elect Director William R. Voss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPS COMMERCE, INC.
Ticker: SPSC Security ID: 78463M107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Archie Black For For Management
1b Elect Director James Ramsey For For Management
1c Elect Director Marty Reaume For For Management
1d Elect Director Tami Reller For For Management
1e Elect Director Philip Soran For For Management
1f Elect Director Anne Sempowski Ward For For Management
1g Elect Director Sven Wehrwein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPX CORPORATION
Ticker: SPXC Security ID: 784635104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth G. Shaw For Against Management
1.2 Elect Director Robert B. Toth For For Management
1.3 Elect Director Angel Shelton Willis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
STAG INDUSTRIAL, INC.
Ticker: STAG Security ID: 85254J102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Benjamin S. Butcher For For Management
1b Elect Director Jit Kee Chin For For Management
1c Elect Director Virgis W. Colbert For For Management
1d Elect Director Michelle S. Dilley For For Management
1e Elect Director Jeffrey D. Furber For For Management
1f Elect Director Larry T. Guillemette For For Management
1g Elect Director Francis X. Jacoby, III For For Management
1h Elect Director Christopher P. Marr For For Management
1i Elect Director Hans S. Weger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC.
Ticker: STWD Security ID: 85571B105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Bronson For Withhold Management
1.2 Elect Director Jeffrey G. Dishner For For Management
1.3 Elect Director Camille J. Douglas For Withhold Management
1.4 Elect Director Solomon J. Kumin For For Management
1.5 Elect Director Fred Perpall For For Management
1.6 Elect Director Fred S. Ridley For Withhold Management
1.7 Elect Director Barry S. Sternlicht For For Management
1.8 Elect Director Strauss Zelnick For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STERIS PLC
Ticker: STE Security ID: GB00BVVBC028
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard C. Breeden For For Management
2 Elect Cynthia L. Feldmann For For Management
3 Elect Jacqueline B. Kosecoff For For Management
4 Elect David B. Lewis For For Management
5 Elect Walter M Rosebrough, Jr. For For Management
6 Elect Nirav R. Shah For For Management
7 Elect Mohsen M. Sohi For For Management
8 Elect Richard M. Steeves For For Management
9 Ratification of Auditor For For Management
10 Appointment of Statutory Auditor For For Management
11 Authority to Set Auditor's Fees For For Management
12 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
STEVEN MADDEN, LTD.
Ticker: SHOO Security ID: 556269108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward R. Rosenfeld For For Management
1.2 Elect Director Al Ferrara For For Management
1.3 Elect Director Mitchell S. Klipper For For Management
1.4 Elect Director Maria Teresa Kumar For For Management
1.5 Elect Director Rose Peabody Lynch For For Management
1.6 Elect Director Peter Migliorini For For Management
1.7 Elect Director Ravi Sachdev For For Management
1.8 Elect Director Robert Smith For For Management
1.9 Elect Director Amelia Newton Varela For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STONERIDGE, INC.
Ticker: SRI Security ID: 86183P102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan B. DeGaynor For For Management
1.2 Elect Director Jeffrey P. Draime For Withhold Management
1.3 Elect Director Douglas C. Jacobs For For Management
1.4 Elect Director Ira C. Kaplan For Withhold Management
1.5 Elect Director Kim Korth For Withhold Management
1.6 Elect Director William M. Lasky For Withhold Management
1.7 Elect Director George S. Mayes, Jr. For For Management
1.8 Elect Director Paul J. Schlather For For Management
1.9 Elect Director Frank S. Sklarsky For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
STONEX GROUP INC.
Ticker: SNEX Security ID: 861896108
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Annabelle G. Bexiga For For Management
1.2 Elect Director Scott J. Branch For For Management
1.3 Elect Director Diane L. Cooper For For Management
1.4 Elect Director John M. Fowler For For Management
1.5 Elect Director Steven Kass For For Management
1.6 Elect Director Bruce W. Krehbiel For For Management
1.7 Elect Director Sean M. O'Connor For For Management
1.8 Elect Director Eric Parthemore For For Management
1.9 Elect Director John Radziwill For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Option Plan For Against Management
--------------------------------------------------------------------------------
STORE CAPITAL CORPORATION
Ticker: STOR Security ID: 862121100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Donovan For For Management
1.2 Elect Director Mary B. Fedewa For For Management
1.3 Elect Director Morton H. Fleischer For For Management
1.4 Elect Director William F. Hipp For For Management
1.5 Elect Director Tawn Kelley For For Management
1.6 Elect Director Catherine D. Rice For For Management
1.7 Elect Director Einar A. Seadler For For Management
1.8 Elect Director Quentin P. Smith, Jr. For For Management
1.9 Elect Director Christopher H. Volk For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STRATEGIC EDUCATION, INC.
Ticker: STRA Security ID: 86272C103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Silberman For For Management
1.2 Elect Director J. Kevin Gilligan For For Management
1.3 Elect Director Robert R. Grusky For For Management
1.4 Elect Director Charlotte F. Beason For For Management
1.5 Elect Director Rita D. Brogley For For Management
1.6 Elect Director John T. Casteen, III For For Management
1.7 Elect Director H. James Dallas For For Management
1.8 Elect Director Nathaniel C. Fick For For Management
1.9 Elect Director Jerry L. Johnson For For Management
1.10 Elect Director Karl McDonnell For For Management
1.11 Elect Director William J. Slocum For For Management
1.12 Elect Director G. Thomas Waite, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUMMIT MATERIALS, INC.
Ticker: SUM Security ID: 86614U100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Lance For For Management
1.2 Elect Director Anne K. Wade For For Management
1.3 Elect Director Susan A. Ellerbusch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Declassify the Board of Directors For For Management
7 Eliminate Supermajority Vote For For Management
Requirement
8 Amend Charter to Add Federal Forum For For Management
Selection Provision
9 Amend Charter to Delete the Waiver of For For Management
Section 203 of the DGCL
--------------------------------------------------------------------------------
SVMK INC.
Ticker: SVMK Security ID: 78489X103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director David A. Ebersman For For Management
1.3 Elect Director Erika H. James For For Management
1.4 Elect Director Sheryl K. Sandberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Murai For For Management
1.2 Elect Director Dwight Steffensen For For Management
1.3 Elect Director Dennis Polk For For Management
1.4 Elect Director Fred Breidenbach For For Management
1.5 Elect Director Laurie Simon Hodrick For For Management
1.6 Elect Director Hau Lee For For Management
1.7 Elect Director Matthew Miau For Withhold Management
1.8 Elect Director Ann Vezina For For Management
1.9 Elect Director Thomas Wurster For For Management
1.10 Elect Director Duane Zitzner For For Management
1.11 Elect Director Andrea Zulberti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Certificate of Incorporation to For Against Management
Waive Corporate Opportunity Doctrine
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Beth A. Bowman For For Management
1.2 Elect Director Lindsey M. Cooksen For For Management
1.3 Elect Director Robert B. Evans For For Management
1.4 Elect Director Joe Bob Perkins For For Management
1.5 Elect Director Ershel C. Redd, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TEMPUR SEALY INTERNATIONAL, INC.
Ticker: TPX Security ID: 88023U101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Evelyn S. Dilsaver For For Management
1b Elect Director Cathy R. Gates For For Management
1c Elect Director John A. Heil For For Management
1d Elect Director Jon L. Luther For For Management
1e Elect Director Richard W. Neu For For Management
1f Elect Director Scott L. Thompson For For Management
1g Elect Director Robert B. Trussell, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G407
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald A. Rittenmeyer For For Management
1b Elect Director J. Robert Kerrey For For Management
1c Elect Director James L. Bierman For For Management
1d Elect Director Richard W. Fisher For For Management
1e Elect Director Meghan M. FitzGerald For For Management
1f Elect Director Cecil D. Haney For For Management
1g Elect Director Christopher S. Lynch For For Management
1h Elect Director Richard J. Mark For For Management
1i Elect Director Tammy Romo For For Management
1j Elect Director Saumya Sutaria For For Management
1k Elect Director Nadja Y. West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Bradley For For Management
1b Elect Director Edwin J. Gillis For For Management
1c Elect Director Timothy E. Guertin For For Management
1d Elect Director Peter Herweck For For Management
1e Elect Director Mark E. Jagiela For For Management
1f Elect Director Mercedes Johnson For For Management
1g Elect Director Marilyn Matz For For Management
1h Elect Director Paul J. Tufano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Reduce Supermajority Vote Requirement For For Management
to Approve Merger, Share Exchanges and
Substantial Sales of Company Asset
4 Provide Right to Act by Written Consent For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Omnibus Stock Plan For For Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TERMINIX GLOBAL HOLDINGS, INC.
Ticker: TMX Security ID: 88087E100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Frear For For Management
1b Elect Director Brett T. Ponton For For Management
1c Elect Director Stephen J. Sedita For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
TERRAFORM POWER INC
Ticker: TERP Security ID: US88104R2094
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Merger with Brookfield Renewable For For Management
2 Elect Brian Lawson For For Management
3 Elect Carolyn Burke For For Management
4 Elect Christian Fong For For Management
5 Elect Harry Goldgut For For Management
6 Elect Richard Legault For For Management
7 Elect Mark McFarland For For Management
8 Elect Sachin Shah For For Management
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TFS FINANCIAL CORPORATION
Ticker: TFSL Security ID: 87240R107
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara J. Anderson For For Management
1b Elect Director Anthony J. Asher For Against Management
1c Elect Director Ben S. Stefanski, III For For Management
1d Elect Director Meredith S. Weil For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE ANDERSONS, INC.
Ticker: ANDE Security ID: 034164103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick E. Bowe For For Management
1.2 Elect Director Michael J. Anderson, Sr. For For Management
1.3 Elect Director Gerard M. Anderson For For Management
1.4 Elect Director Gary A. Douglas For For Management
1.5 Elect Director Stephen F. Dowdle For For Management
1.6 Elect Director Pamela S. Hershberger For For Management
1.7 Elect Director Catherine M. Kilbane For For Management
1.8 Elect Director Robert J. King, Jr. For For Management
1.9 Elect Director Ross W. Manire For For Management
1.10 Elect Director John T. Stout, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE BANCORP, INC.
Ticker: TBBK Security ID: 05969A105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel G. Cohen For For Management
1.2 Elect Director Damian M. Kozlowski For For Management
1.3 Elect Director Walter T. Beach For For Management
1.4 Elect Director Michael J. Bradley For For Management
1.5 Elect Director John C. Chrystal For For Management
1.6 Elect Director Matthew N. Cohn For For Management
1.7 Elect Director John M. Eggemeyer For For Management
1.8 Elect Director Hersh Kozlov For For Management
1.9 Elect Director William H. Lamb For For Management
1.10 Elect Director James J. McEntee, lll For For Management
1.11 Elect Director Daniela A. Mielke For For Management
1.12 Elect Director Stephanie B. Mudick For For Management
1.13 Elect Director Mei-Mei H. Tuan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE BANK OF N.T. BUTTERFIELD & SON LIMITED
Ticker: NTB Security ID: G0772R208
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2a Elect Director Michael Collins For For Management
2b Elect Director Alastair Barbour For For Management
2c Elect Director Sonia Baxendale For For Management
2d Elect Director James Burr For For Management
2e Elect Director Michael Covell For For Management
2f Elect Director Mark Lynch For For Management
2g Elect Director Jana Schreuder For For Management
2h Elect Director Michael Schrum For For Management
2i Elect Director Pamela Thomas-Graham For For Management
2j Elect Director John Wright For For Management
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
THE CARLYLE GROUP INC.
Ticker: CG Security ID: 14316J108
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. D'Aniello For Withhold Management
1.2 Elect Director Peter J. Clare For For Management
1.3 Elect Director Thomas S. Robertson For For Management
1.4 Elect Director William J. Shaw For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE ODP CORPORATION
Ticker: ODP Security ID: 88337F105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Quincy L. Allen For For Management
1b Elect Director Kristin A. Campbell For For Management
1c Elect Director Marcus B. Dunlop For For Management
1d Elect Director Cynthia T. Jamison For For Management
1e Elect Director Francesca Ruiz de For For Management
Luzuriaga
1f Elect Director Shashank Samant For For Management
1g Elect Director Wendy L. Schoppert For For Management
1h Elect Director Gerry P. Smith For For Management
1i Elect Director David M. Szymanski For For Management
1j Elect Director Joseph S. Vassalluzzo For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE RMR GROUP INC.
Ticker: RMR Security ID: 74967R106
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer B. Clark For For Management
1.2 Elect Director Ann Logan For For Management
1.3 Elect Director Rosen Plevneliev For Withhold Management
1.4 Elect Director Adam D. Portnoy For Withhold Management
1.5 Elect Director Jonathan Veitch For For Management
1.6 Elect Director Walter C. Watkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY
Ticker: SMG Security ID: 810186106
Meeting Date: JAN 25, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Kelly, Jr. For For Management
1.2 Elect Director Peter E. Shumlin For For Management
1.3 Elect Director John R. Vines For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE TORO COMPANY
Ticker: TTC Security ID: 891092108
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet K. Cooper For For Management
1.2 Elect Director Gary L. Ellis For For Management
1.3 Elect Director Michael G. Vale For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THERMON GROUP HOLDINGS INC
Ticker: THR Security ID: US88362T1034
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John U. Clarke For For Management
2 Elect Linda A. Dalgetty For For Management
3 Elect Roger L. Fix For For Management
4 Elect Marcus J. George For For Management
5 Elect Kevin J. McGinty For For Management
6 Elect John T. Nesser, III For For Management
7 Elect Michael W. Press For For Management
8 Elect Bruce A. Thames For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Approval of the 2020 Long-Term For For Management
Incentive Plan
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Graves For For Management
1.2 Elect Director Amelia A. Huntington For For Management
1.3 Elect Director Wilson Jones For Withhold Management
1.4 Elect Director Christopher Klein For Withhold Management
1.5 Elect Director J. Allen Kosowsky For Withhold Management
1.6 Elect Director Robert W. Martin For For Management
1.7 Elect Director Peter B. Orthwein For For Management
1.8 Elect Director Jan H. Suwinski For For Management
1.9 Elect Director James L. Ziemer For Withhold Management
1.10 Elect Director William J. Kelley, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TITAN MACHINERY INC.
Ticker: TITN Security ID: 88830R101
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stan Erickson For For Management
1.2 Elect Director Jody Horner For For Management
1.3 Elect Director Richard Mack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TIVITY HEALTH, INC.
Ticker: TVTY Security ID: 88870R102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Richard M. Ashworth For For Management
1B Elect Director Sara J. Finley For For Management
1C Elect Director Robert J. Greczyn, Jr. For For Management
1D Elect Director Beth M. Jacob For For Management
1E Elect Director Bradley S. Karro For For Management
1F Elect Director Erin L. Russell For For Management
1G Elect Director Anthony M. Sanfilippo For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
TOPBUILD CORP.
Ticker: BLD Security ID: 89055F103
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alec C. Covington For For Management
1b Elect Director Robert Buck For For Management
1c Elect Director Carl T. Camden For For Management
1d Elect Director Joseph S. Cantie For For Management
1e Elect Director Tina M. Donikowski For For Management
1f Elect Director Mark A. Petrarca For For Management
1g Elect Director Nancy M. Taylor For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRAVERE THERAPEUTICS, INC.
Ticker: TVTX Security ID: 89422G107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Aselage For For Management
1.2 Elect Director Roy D. Baynes For For Management
1.3 Elect Director Suzanne Bruhn For For Management
1.4 Elect Director Tim Coughlin For For Management
1.5 Elect Director Eric Dube For For Management
1.6 Elect Director Gary Lyons For For Management
1.7 Elect Director Jeffrey Meckler For For Management
1.8 Elect Director John A. Orwin For For Management
1.9 Elect Director Sandra Poole For For Management
1.10 Elect Director Ron Squarer For For Management
2 Increase Authorized Common Stock For Against Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRIMBLE INC.
Ticker: TRMB Security ID: 896239100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven W. Berglund For For Management
1.2 Elect Director James C. Dalton For For Management
1.3 Elect Director Borje Ekholm For For Management
1.4 Elect Director Kaigham (Ken) Gabriel For For Management
1.5 Elect Director Meaghan Lloyd For For Management
1.6 Elect Director Sandra MacQuillan For For Management
1.7 Elect Director Robert G. Painter For For Management
1.8 Elect Director Mark S. Peek For For Management
1.9 Elect Director Johan Wibergh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UFP INDUSTRIES, INC.
Ticker: UFPI Security ID: 90278Q108
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew J. Missad For For Management
1b Elect Director Thomas W. Rhodes For For Management
1c Elect Director Brian C. Walker For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC.
Ticker: UCTT Security ID: 90385V107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clarence L. Granger For For Management
1b Elect Director James P. Scholhamer For For Management
1c Elect Director David T. ibnAle For For Management
1d Elect Director Emily M. Liggett For For Management
1e Elect Director Thomas T. Edman For For Management
1f Elect Director Barbara V. Scherer For For Management
1g Elect Director Ernest E. Maddock For For Management
1h Elect Director Jacqueline A. Seto For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION
Ticker: UMPQ Security ID: 904214103
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peggy Y. Fowler For For Management
1b Elect Director Stephen M. Gambee For For Management
1c Elect Director James S. Greene For For Management
1d Elect Director Luis F. Machuca For For Management
1e Elect Director Maria M. Pope For For Management
1f Elect Director Cort L. O'Haver For For Management
1g Elect Director John F. Schultz For For Management
1h Elect Director Susan F. Stevens For For Management
1i Elect Director Hilliard C. Terry, III For For Management
1j Elect Director Bryan L. Timm For For Management
1k Elect Director Anddria Varnado For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC.
Ticker: UNFI Security ID: 911163103
Meeting Date: JAN 12, 2021 Meeting Type: Annual
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric F. Artz For For Management
1b Elect Director Ann Torre Bates For For Management
1c Elect Director Denise M. Clark For For Management
1d Elect Director Daphne J. Dufresne For For Management
1e Elect Director Michael S. Funk For For Management
1f Elect Director James L. Muehlbauer For For Management
1g Elect Director Peter A. Roy For For Management
1h Elect Director Steven L. Spinner For For Management
1i Elect Director Jack Stahl For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine Klein For For Management
1b Elect Director Ray Kurzweil For For Management
1c Elect Director Linda Maxwell For For Management
1d Elect Director Martine Rothblatt For For Management
1e Elect Director Louis Sullivan For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION
Ticker: OLED Security ID: 91347P105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven V. Abramson For For Management
1b Elect Director Cynthia J. Comparin For For Management
1c Elect Director Richard C. Elias For Against Management
1d Elect Director Elizabeth H. Gemmill For For Management
1e Elect Director C. Keith Hartley For For Management
1f Elect Director Celia M. Joseph For For Management
1g Elect Director Lawrence Lacerte For For Management
1h Elect Director Sidney D. Rosenblatt For For Management
1i Elect Director Sherwin I. Seligsohn For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UPWORK INC.
Ticker: UPWK Security ID: 91688F104
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hayden Brown For For Management
1.2 Elect Director Gregory C. Gretsch For For Management
1.3 Elect Director Anilu Vazquez-Ubarri For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VECTRUS, INC.
Ticker: VEC Security ID: 92242T101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradford J. Boston For Against Management
1b Elect Director Charles L. Prow For For Management
1c Elect Director Phillip C. Widman For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VERITONE, INC.
Ticker: VERI Security ID: 92347M100
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff P. Gehl For Withhold Management
1.2 Elect Director Richard H. Taketa For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
VERTIV HOLDINGS CO.
Ticker: VRT Security ID: 92537N108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Cote For For Management
1b Elect Director Rob Johnson For For Management
1c Elect Director Joseph van Dokkum For Against Management
1d Elect Director Roger Fradin For Against Management
1e Elect Director Jacob Kotzubei For For Management
1f Elect Director Matthew Louie For For Management
1g Elect Director Edward L. Monser For Against Management
1h Elect Director Steven S. Reinemund For For Management
1i Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Amend Certificate of Incorporation For For Management
--------------------------------------------------------------------------------
VICI PROPERTIES INC.
Ticker: VICI Security ID: 925652109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Abrahamson For For Management
1b Elect Director Diana F. Cantor For For Management
1c Elect Director Monica H. Douglas For For Management
1d Elect Director Elizabeth I. Holland For For Management
1e Elect Director Craig Macnab For For Management
1f Elect Director Edward B. Pitoniak For For Management
1g Elect Director Michael D. Rumbolz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIRTU FINANCIAL, INC.
Ticker: VIRT Security ID: 928254101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virginia Gambale For For Management
1.2 Elect Director John D. Nixon For For Management
1.3 Elect Director David J. Urban For For Management
1.4 Elect Director Michael T. Viola For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VISTRA CORP.
Ticker: VST Security ID: 92840M102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott B. Helm For For Management
1.2 Elect Director Hilary E. Ackermann For For Management
1.3 Elect Director Arcilia C. Acosta For For Management
1.4 Elect Director Gavin R. Baiera For For Management
1.5 Elect Director Paul M. Barbas For For Management
1.6 Elect Director Lisa Crutchfield For For Management
1.7 Elect Director Brian K. Ferraioli For For Management
1.8 Elect Director Jeff D. Hunter For For Management
1.9 Elect Director Curtis A. Morgan For For Management
1.10 Elect Director John R. Sult For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
W. R. BERKLEY CORPORATION
Ticker: WRB Security ID: 084423102
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William R. Berkley For For Management
1b Elect Director Christopher L. Augostini For Against Management
1c Elect Director Mark E. Brockbank For Against Management
1d Elect Director Mark L. Shapiro For Against Management
1e Elect Director Jonathan Talisman For Against Management
2 Amend Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WASHINGTON FEDERAL, INC.
Ticker: WAFD Security ID: 938824109
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark N. Tabbutt For For Management
1.2 Elect Director Brent J. Beardall For For Management
1.3 Elect Director S. Steven Singh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WATSCO, INC.
Ticker: WSO Security ID: 942622200
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director George P. Sape For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEINGARTEN REALTY INVESTORS
Ticker: WRI Security ID: 948741103
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew M. Alexander For For Management
1b Elect Director Stanford J. Alexander For For Management
1c Elect Director Shelaghmichael C. Brown For Against Management
1d Elect Director Stephen A. Lasher For For Management
1e Elect Director Thomas L. Ryan For For Management
1f Elect Director Douglas W. Schnitzer For Against Management
1g Elect Director C. Park Shaper For For Management
1h Elect Director Marc J. Shapiro For Against Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELBILT, INC.
Ticker: WBT Security ID: 949090104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cynthia M. Egnotovich For For Management
1b Elect Director Dino J. Bianco For For Management
1c Elect Director Joan K. Chow For For Management
1d Elect Director Janice L. Fields For For Management
1e Elect Director Brian R. Gamache For For Management
1f Elect Director Andrew Langham For For Management
1g Elect Director William C. Johnson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION
Ticker: WABC Security ID: 957090103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Etta Allen For For Management
1.2 Elect Director Louis E. Bartolini For For Management
1.3 Elect Director E. Joseph Bowler For For Management
1.4 Elect Director Melanie Martella Chiesa For For Management
1.5 Elect Director Michele Hassid For For Management
1.6 Elect Director Catherine Cope MacMillan For For Management
1.7 Elect Director Ronald A. Nelson For For Management
1.8 Elect Director David L. Payne For For Management
1.9 Elect Director Edward B. Sylvester For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESTLAKE CHEMICAL CORPORATION
Ticker: WLK Security ID: 960413102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Y. Chao For Withhold Management
1.2 Elect Director John T. Chao For Withhold Management
1.3 Elect Director Mark A. McCollum For Withhold Management
1.4 Elect Director R. Bruce Northcutt For Withhold Management
2 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD.
Ticker: WTM Security ID: G9618E107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret Dillon For For Management
1.2 Elect Director Philip A. Gelston For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION
Ticker: INT Security ID: 981475106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kasbar For For Management
1.2 Elect Director Ken Bakshi For Withhold Management
1.3 Elect Director Jorge L. Benitez For Withhold Management
1.4 Elect Director Sharda Cherwoo For Withhold Management
1.5 Elect Director Richard A. Kassar For Withhold Management
1.6 Elect Director John L. Manley For Withhold Management
1.7 Elect Director Stephen K. Roddenberry For Withhold Management
1.8 Elect Director Paul H. Stebbins For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
Ticker: WSFS Security ID: 929328102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anat Bird For For Management
1.2 Elect Director Jennifer W. Davis For For Management
1.3 Elect Director Michael J. Donahue For For Management
1.4 Elect Director Nancy J. Foster For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
Ticker: WSFS Security ID: 929328102
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger and Issuance of Shares For For Management
in Connection with Merger
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WW INTERNATIONAL, INC.
Ticker: WW Security ID: 98262P101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denis F. Kelly For For Management
1.2 Elect Director Julie Rice For For Management
1.3 Elect Director Christopher J. Sobecki For For Management
1.4 Elect Director Oprah Winfrey For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XPO LOGISTICS, INC.
Ticker: XPO Security ID: 983793100
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brad Jacobs For Did Not Vote Management
1.2 Elect Director Gena Ashe For Did Not Vote Management
1.3 Elect Director Marlene Colucci For Did Not Vote Management
1.4 Elect Director AnnaMaria DeSalva For Did Not Vote Management
1.5 Elect Director Michael Jesselson For Did Not Vote Management
1.6 Elect Director Adrian Kingshott For Did Not Vote Management
1.7 Elect Director Jason Papastavrou For Did Not Vote Management
1.8 Elect Director Oren Shaffer For Did Not Vote Management
2 Ratify KPMG LLP as Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Did Not Vote Shareholder
5 Require Independent Board Chair Against Did Not Vote Shareholder
6 Limit Accelerated Vesting of Equity Against Did Not Vote Shareholder
Awards Upon a Change in Control
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Gibbs For For Management
1.2 Elect Director George Hu For For Management
1.3 Elect Director Jeremy Stoppelman For For Management
1.4 Elect Director Tony Wells For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
YETI HOLDINGS, INC.
Ticker: YETI Security ID: 98585X104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracey D. Brown For For Management
1.2 Elect Director Alison Dean For For Management
1.3 Elect Director David L. Schnadig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ZENDESK, INC.
Ticker: ZEN Security ID: 98936J101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Archana Agrawal For For Management
1b Elect Director Hilarie Koplow-McAdams For For Management
1c Elect Director Michelle Wilson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZUMIEZ INC.
Ticker: ZUMZ Security ID: 989817101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Brooks For For Management
1b Elect Director Steve P. Louden For Against Management
1c Elect Director James P. Murphy For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
========================= TIAA Global Equity ESG Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== TIAA-CREF Bond Index Fund ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== TIAA-CREF Core Bond Fund ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= TIAA-CREF Core Impact Bond Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== TIAA-CREF Core Plus Bond Fund =========================
TIDEWATER INC.
Ticker: TDW Security ID: US88642R1749
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dick Fagerstal For For Management
2 Elect Quintin V. Kneen For For Management
3 Elect Louis A. Raspino For For Management
4 Elect Larry T. Rigdon For For Management
5 Elect Kenneth H. Traub For For Management
6 Elect Lois K. Zabrocky For For Management
7 Approval of Tax Benefits Preservation For For Management
Plan
8 Advisory Vote on Executive Compensation For For Management
9 Ratification of Auditor For For Management
===================== TIAA-CREF Emerging Markets Debt Fund =====================
OI SA
Ticker: OIBR4 Security ID: 670851500
Meeting Date: SEP 17, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 64 For For Management
2 Elect Directors For For Management
3 In Case There is Any Change to the None Abstain Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
4 In Case Cumulative Voting Is Adopted, None Against Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees?
5 In Case Cumulative Voting Is Adopted, None Against Management
and There Is Any Change to the Board
Slate Composition, May Your Votes
Still Be Equally Distributed Amongst
the Remaining Nominees?
--------------------------------------------------------------------------------
OI SA
Ticker: OIBR4 Security ID: 670851500
Meeting Date: APR 19, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of the Declaration For For Management
Required in Judgment No. 1, of 08.01.
2021, which Initiated the Act of Prior
Consent by the National
Telecommunications Agency (Anatel) for
the Absorption of Telemar Norte Leste
S.A. (Telemar)
2 Ratify Meden Consultoria Empresarial For For Management
Ltda. (Meden) as Independent Firm to
Appraise Proposed Transaction
3 Approve Independent Firm's Appraisals For For Management
Re: Telemar Norte Leste S.A. (Telemar)
4 Approve Independent Firm's Appraisal For For Management
Re: Brasil Telecom Comunicacao
Multimidia S.A. (BTCM)
5 Approve Agreement to Absorb Telemar For For Management
Norte Leste S.A. (Telemar)
6 Approve Absorption of Telemar Norte For For Management
Leste S.A. (Telemar) and Amend Article
5 Accordingly
7 Approve Agreement for Partial Spin-Off For For Management
of Brasil Telecom Comunicacao
Multimidia S.A. (BTCM) and Absorption
of Partial Spun-Off Assets
8 Approve Partial Spin-Off of Brasil For For Management
Telecom Comunicacao Multimidia S.A.
(BTCM) and Absorption of Partial
Spun-Off Assets
9 Amend Article 2 Re: Corporate Purpose For For Management
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
OI SA
Ticker: OIBR4 Security ID: 670851500
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Treatment of Net Loss For For Management
3 Approve Remuneration of Company's For For Management
Management and Fiscal Council
4 Elect Directors For For Management
5 In Case There is Any Change to the For Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, For Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7 In Case Cumulative Voting Is Adopted, For Abstain Management
and One or More Candidates is No
Longer Part of the Slate, Do You Wish
to Equally Distribute Your Votes
Amongst the Remaining Nominees from
the Slate You Supported?
8 Elect Fiscal Council Members For For Management
9 Approve Share-Based Incentive Plan for For For Management
CEO
==================== TIAA-CREF Emerging Markets Equity Fund ====================
AAC TECHNOLOGIES HOLDINGS, INC.
Ticker: 2018 Security ID: G2953R114
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Au Siu Cheung Albert as Director For For Management
3b Elect Kwok Lam Kwong Larry as Director For For Management
3c Elect Wu Ingrid Chun Yuan as Director For Against Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
AFYA LIMITED
Ticker: AFYA Security ID: G01125106
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Joao Paulo Seibel de Faria, For Against Management
Vanessa Claro Lopes, Flavio Dias
Fonseca da Silva, Miguel Filisbino
Pereira de Paula, and Daulins Reni
Emilio as Directors
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For For Management
2.2 Elect Kabir Misra as Director For For Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ALLIANCE GLOBAL GROUP INC.
Ticker: Security ID: PHY003341054
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 CALL TO ORDER For For Management
10 Elect Kingson U. SIAN For For Management
11 Elect Katherine L. TAN For For Management
12 Elect Winston S. Co For For Management
13 Elect Sergio R. Ortiz-Luis, Jr. For For Management
14 Elect Alejo L. Villanueva, Jr. For For Management
15 Transaction of Other Business For Abstain Management
16 Right to Adjourn Meeting For For Management
2 CERTIFICATION OF NOTICE AND QUORUM For For Management
3 Meeting Minutes For For Management
4 Managers Report For For Management
5 Amendments to By-Laws For For Management
6 Appointment of Auditor For For Management
7 Ratification of Board Acts For For Management
8 Elect Andrew L. TAN For For Management
9 Elect Kevin Andrew L. TAN For Against Management
--------------------------------------------------------------------------------
AMOREPACIFIC CORP.
Ticker: 090430 Security ID: Y01258105
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Seo Gyeong-bae as Inside Director For For Management
3.2 Elect Ahn Se-hong as Inside Director For Against Management
3.3 Elect Lee Dong-soon as Inside Director For For Management
4 Elect Cho Seong-jin as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Terms of Retirement Pay For For Management
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
ANADOLU EFES BIRACILIK VE MALT SANAYI A.S.
Ticker: Security ID: TRAAEFES91A9
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
4 Opening; Election of Presiding Chair For For Management
5 Allocation of Profits/Dividends For For Management
6 CLOSING For For Management
--------------------------------------------------------------------------------
ANADOLU EFES BIRACILIK VE MALT SANAYII A.S.
Ticker: AEFES.E Security ID: M10225106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Ratify Director Appointment For For Management
6 Approve Discharge of Board For For Management
7 Approve Allocation of Income For For Management
8 Elect Directors and Approve Their For Against Management
Remuneration
9 Ratify External Auditors For For Management
10 Amend Article 7 Re: Capital Related For Against Management
11 Amend Article 14 Re: Board Related For For Management
12 Receive Information on Donations Made None None Management
in 2020
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
14 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Market Board
Corporate Governance Principles
15 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
16 Wishes None None Management
--------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD.
Ticker: ANG Security ID: 035128206
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Alan Ferguson as Director For For Management
1.2 Re-elect Christine Ramon as Director For For Management
1.3 Re-elect Jochen Tilk as Director For For Management
2 Elect Dr Kojo Busia as Director For For Management
3.1 Re-elect Alan Ferguson as Member of For For Management
the Audit and Risk Committee
3.2 Re-elect Rhidwaan Gasant as Member of For For Management
the Audit and Risk Committee
3.3 Elect Nelisiwe Magubane as Member of For For Management
the Audit and Risk Committee
3.4 Re-elect Maria Richter as Member of For For Management
the Audit and Risk Committee
3.5 Re-elect Jochen Tilk as Member of the For For Management
Audit and Risk Committee
4 Reappoint Ernst & Young Inc. as For For Management
Auditors
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6.1 Approve Remuneration Policy For For Management
6.2 Approve Implementation Report For For Management
7 Approve Remuneration of Non-Executive For For Management
Directors
8 Authorise Repurchase of Issued Share For For Management
Capital
9 Authorise Board to Issue Shares for For For Management
Cash
10 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
11 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
ARCOS DORADOS HOLDINGS INC.
Ticker: ARCO Security ID: G0457F107
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve E&Y (Pistrelli, Henry Martin y For For Management
Asociados S.R.L., member firm of Ernst
& Young Global) as Auditors and
Authorize Board to Fix Their
Remuneration
3.1 Elect Director Michael Chu For For Management
3.2 Elect Director Jose Alberto Velez For For Management
3.3 Elect Director Jose Fernandez For For Management
--------------------------------------------------------------------------------
ARCOS DORADOS HOLDINGS INC.
Ticker: ARCO Security ID: G0457F107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Ratify E&Y (Pistrelli, Henry Martin y For Against Management
Asociados S.R.L., member firm of Ernst
& Young Global) as Auditors and
Authorize Board to Fix Their
Remuneration
3.1 Elect Director Woods Staton For For Management
3.2 Elect Director Sergio Alonso For For Management
3.3 Elect Director Francisco Staton For For Management
--------------------------------------------------------------------------------
ASE TECHNOLOGY HOLDING CO., LTD.
Ticker: 3711 Security ID: Y0249T100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Lending For For Management
Procedures and Caps
4 Approve Amendments to Articles of For For Management
Association
5 Approve Issuance of Restricted Stocks For For Management
6.1 Elect JASON C.S. CHANG, a For For Management
Representative of ASE ENTERPRISES LTD.
, with SHAREHOLDER NO.00000001, as
Non-independent Director
6.2 Elect RICHARD H.P.CHANG, a For For Management
Representative of ASE ENTERPRISES LTD.
, with SHAREHOLDER NO.00000001, as
Non-independent Director
6.3 Elect CHI-WEN TSAI, a Representative For For Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.4 Elect YEN-CHUN CHANG, a Representative For For Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.5 Elect TIEN WU, a Representative of ASE For For Management
ENTERPRISES LTD., with SHAREHOLDER NO.
00000001, as Non-independent Director
6.6 Elect JOSEPH TUNG, a Representative of For For Management
ASE ENTERPRISES LTD., with SHAREHOLDER
NO.00000001, as Non-independent
Director
6.7 Elect RAYMOND LO, a Representative of For For Management
ASE ENTERPRISES LTD., with SHAREHOLDER
NO.00000001, as Non-independent
Director
6.8 Elect TS CHEN, a Representative of ASE For For Management
ENTERPRISES LTD., with SHAREHOLDER NO.
00000001, as Non-independent Director
6.9 Elect JEFFERY CHEN, a Representative For For Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.10 Elect RUTHERFORD CHANG, with For For Management
SHAREHOLDER NO.00059235 as
Non-independent Director
6.11 Elect SHENG-FU YOU (Sheng-Fu Yo), with For For Management
SHAREHOLDER NO.H101915XXX as
Independent Director
6.12 Elect MEI-YUEH HO, with SHAREHOLDER NO. For For Management
Q200495XXX as Independent Director
6.13 Elect PHILIP WEN-CHYI ONG, with For For Management
SHAREHOLDER NO.A120929XXX as
Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
B2W COMPANHIA DIGITAL
Ticker: BTOW3 Security ID: P19055113
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
B2W COMPANHIA DIGITAL
Ticker: BTOW3 Security ID: P19055113
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Fix Number of Directors at Seven For For Management
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4 Elect Directors For Against Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Miguel Gomes Pereira Sarmiento
Gutierrez as Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Anna Christina Ramos Saicali as
Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Celso Alves Ferreira Louro as
Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jorge Felipe Lemann as Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiz Carlos Di Sessa Filippetti
as Independent Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauro Muratorio Not as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Antunes Veras as
Independent Director
8 Approve Remuneration of Company's For For Management
Management
9 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
BANCO BRADESCO SA
Ticker: BBDC4 Security ID: P1808G117
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cristiana Pereira as Fiscal None Did Not Vote Shareholder
Council Member and Ava Cohn as
Alternate Appointed by Preferred
Shareholder
--------------------------------------------------------------------------------
BANCO DO BRASIL S.A.
Ticker: Security ID: BRBBASACNOR3
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Ratify Co-Option and Elect Joaquim For For Management
Jose Xavier da Silveira
4 Ratify Co-Option and Elect Jose For For Management
Guimaraes Monforte
6 Proportional Allocation of Cumulative Abstain Management
Votes
7 Allocate Cumulative Votes to Joaquim Abstain Management
Jose Xavier da Silveira
8 Allocate Cumulative Votes to Jose Abstain Management
Guimaraes Monforte
9 Elect Paulo Antonio Spencer Uebel For For Management
10 Elect Samuel Yoshiaki Oliveira For For Management
Kinoshita
11 Elect Lena Oliveira de Carvalho as For For Management
Alternate Supervisory Council Member
12 Elect Rodrigo Brandao de Almeida as For For Management
Alternate Supervisory Council Member
13 Accounts and Reports For For Management
14 Allocation of Profits/Dividends For For Management
15 Remuneration Policy For For Management
16 Supervisory Council Fees For For Management
17 Audit Committee Fees For For Management
--------------------------------------------------------------------------------
BANCO DO BRASIL S.A.
Ticker: Security ID: BRBBASACNOR3
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Capitalization of Reserves w/o Share For For Management
Issuance
3 Amendments to Articles For For Management
--------------------------------------------------------------------------------
BAOZUN, INC.
Ticker: 9991 Security ID: 06684L103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Fifth Amended and Restated For For Management
Memorandum and Articles of Association
2 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as Auditors
for the Year Ended December 31, 2020
and Authorize Board to Fix Their
Remuneration
3 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as Auditors
for the Year Ending December 31, 2021
and Authorize Board to Fix Their
Remuneration
4 Elect Director Jessica Xiuyun Liu For For Management
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BHARAT PETROLEUM CORPORATION LIMITED
Ticker: 500547 Security ID: Y0882Z116
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect K. Ellangovan as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Rajesh Aggarwal as Director For Against Management
6 Approve Remuneration of Cost Auditors For For Management
7 Approve Material Related Party For Against Management
Transactions with Bharat Oman
Refineries Limited
8 Approve BPCL Employee Stock Purchase For Against Management
Scheme 2020
9 Approve Offer of Shares Under the BPCL For Against Management
Employee Stock Purchase Scheme 2020 to
the Executive/ Whole-time Director(s)
of Subsidiary Company(ies) who are on
Lien with the Company
10 Approve Secondary Acquisition of For Against Management
Shares Through Trust Route for the
Implementation of the BPCL Employee
Stock Purchase Scheme 2020
11 Approve Provision of Money for Share For Against Management
Repurchase by the Trust for the
Benefit of Employees Under the BPCL
Employee Stock Purchase Scheme 2020
--------------------------------------------------------------------------------
BHARTI AIRTEL LIMITED
Ticker: 532454 Security ID: Y0885K108
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: JAN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shifting of Registered Office For For Management
of the Company
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: SEP 08, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Wang Chuan-Fu as Director For Against Management
1b Elect Lv Xiang-Yang as Director For For Management
1c Elect Xia Zuo-Quan as Director For Against Management
1d Elect Cai Hong-Ping as Director For For Management
1e Elect Jiang Yan-Bo as Director For For Management
1f Elect Zhang Min as Director For For Management
2a Elect Dong Jun-Ging as Supervisor For For Management
2b Elect Li Yong-Zhao as Supervisor For For Management
2c Elect Huang Jiang-Feng as Supervisor For For Management
2d Authorize Board to Enter into a For For Management
Service Contract with Wang Zhen and
Yang Dong-Sheng
3 Approve Remuneration of Directors For For Management
4 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase of Shareholders' For For Management
Deposits Limit
--------------------------------------------------------------------------------
CAPITEC BANK HOLDINGS LTD.
Ticker: CPI Security ID: S15445109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Daniel Meintjes as Director For For Management
2 Re-elect Petrus Mouton as Director For For Management
3 Re-elect Jean Pierre Verster as For For Management
Director
4 Elect Cora Fernandez as Director For For Management
5 Elect Stan du Plessis as Director For For Management
6 Elect Vusi Mahlangu as Director For For Management
7 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors
8 Reappoint Deloitte & Touche as Auditors For For Management
9 Authorise Specific Issue of Loss For For Management
Absorbent Convertible Capital
Securities for Cash
10 Authorise Board to Issue Shares for For For Management
Cash
11 Approve Remuneration Policy For For Management
12 Approve Implementation Report of For Against Management
Remuneration Policy
13 Amend Share Trust Deed For For Management
1 Approve Non-executive Directors' For For Management
Remuneration
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
4 Approve Financial Assistance in For For Management
Respect of the Restricted Share Plan
--------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO., LTD.
Ticker: 3968 Security ID: Y14896107
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Miao Jianmin as Director For For Management
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421116
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve KPMG Huazhen LLP and KPMG as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Authorization of the Company For For Management
and Its Majority-Owned Subsidiaries to
Provide Financial Assistance to Third
Parties
6 Approve Authorization of Guarantee by For Against Management
the Company to Its Majority-Owned
Subsidiaries
7 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management
8 Elect Huang Liping as Director For For Management
9 Approve Dividend Distribution Plan For For Management
10 Approve Scrip Dividend Scheme for H For For Management
Shares
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Amend Articles of Association For For Management
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
16 Approve Iterative Non-Property For For Shareholder
Development Business Co-Investment
Mechanism
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421116
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scrip Dividend Scheme for H For For Management
Shares
2 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CNOOC LIMITED
Ticker: 883 Security ID: Y1662W117
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement and For For Management
Amendments to the Existing Non-Compete
Undertaking and Related Transactions
--------------------------------------------------------------------------------
COMPANHIA BRASILEIRA DE DISTRIBUICAO
Ticker: PCAR3 Security ID: P30558103
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Magalhaes Andrade S/S Auditores For For Management
Independentes as the Independent Firm
to Appraise Proposed Transaction
2 Approve Independent Firm's Appraisal For For Management
Re: Sendas Distribuidora S.A. (Sendas)
3 Approve Agreement for Partial Spin-Off For For Management
of Sendas Distribuidora S.A. (Sendas)
and Absorption of Partial Spun-Off
Assets
4 Approve Partial Spin-Off of Sendas For For Management
Distribuidora S.A. (Sendas) and
Absorption of Partial Spun-Off Assets
5 Authorize Executives to Ratify and For For Management
Execute Approved Resolutions
6 Ratify Magalhaes Andrade S/S Auditores For For Management
Independentes as the Independent Firm
to Appraise Proposed Transaction
7 Approve Independent Firm's Appraisal For For Management
Re: Companhia Brasileira de
Distribuicao (CBD)
8 Approve Agreement for Partial Spin-Off For For Management
of Companhia Brasileira de
Distribuicao (CBD) and Absorption of
Partial Spun-Off Assets by Sendas
Distribuidora S.A. (Sendas)
9 Approve Partial Spin-Off of Companhia For For Management
Brasileira de Distribuicao (CBD) and
Absorption of Partial Spun-Off Assets
by Sendas Distribuidora S.A. (Sendas)
10 Authorize Executives to Ratify and For For Management
Execute Approved Resolutions
11 Amend Article 4 to Reflect Changes in For For Management
Capital
12 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
COMPANHIA BRASILEIRA DE DISTRIBUICAO
Ticker: PCAR3 Security ID: P30558103
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For For Management
without Issuance of Shares and Amend
Article 4 Accordingly
2 Add Article 39 Re: Indemnity Provision For Against Management
3 Consolidate Bylaws For For Management
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
COMPANHIA BRASILEIRA DE DISTRIBUICAO
Ticker: PCAR3 Security ID: P30558103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A.
Ticker: BVN Security ID: US2044481040
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Annual Report For For Management
2 Accounts and Reports For For Management
3 Directors' Fees For For Management
4 Amendments to Articles (Virtual For For Management
Meetings)
5 Amendment to the Board of Directors' For Against Management
Remuneration Policy
6 Appointment of Auditor For For Management
7 Elect Roque Eduardo Benavides Ganoza For For Management
8 Elect Felipe Ortiz de Zevallos For For Management
9 Elect Nicole Bernex For For Management
10 Elect William Champion For For Management
11 Elect Diego de la Torre For For Management
12 Elect Jose Miguel Morales For For Management
13 Elect Marco Antonio Zaldivar Garcia For For Management
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Leslie Pierce Diez Canseco as For For Management
Director
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Present 2020 Annual Report None None Management
2 Present Audited Consolidated Financial None None Management
Statements of Credicorp and its
Subsidiaries for FY 2020, Including
External Auditors' Report
3 Ratify PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CSN MINERACAO SA
Ticker: CMIN3 Security ID: P3338S108
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For Against Management
Management
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
CSN MINERACAO SA
Ticker: CMIN3 Security ID: P3338S108
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 13, Remove Article 45, For For Management
and Consolidate Bylaws
2 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
DELTA ELECTRONICS, INC.
Ticker: 2308 Security ID: Y20263102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3.1 Elect YANCEY HAI, with SHAREHOLDER NO. For For Management
38010, as Non-Independent Director
3.2 Elect MARK KO, with Shareholder No. For For Management
15314, as Non-Independent Director
3.3 Elect BRUCE CH CHENG, with SHAREHOLDER For For Management
NO.1, as Non-Independent Director
3.4 Elect PING CHENG, with SHAREHOLDER NO. For For Management
43, as Non-Independent Director
3.5 Elect SIMON CHANG, with SHAREHOLDER NO. For For Management
19, as Non-Independent Director
3.6 Elect VICTOR CHENG, with SHAREHOLDER For For Management
NO.44, as Non-Independent Director
3.7 Elect JI-REN LEE, with ID NO. For For Management
Y120143XXX, as Independent Director
3.8 Elect SHYUE-CHING LU, with ID NO. For For Management
H100330XXX, as Independent Director
3.9 Elect ROSE TSOU, with ID NO. For For Management
E220471XXX, as Independent Director
3.10 Elect JACK J.T. HUANG, with ID NO. For For Management
A100320XXX, as Independent Director
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
EDELWEISS FINANCIAL SERVICES LIMITED
Ticker: 532922 Security ID: Y22490208
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Rujan Panjwani as Director For For Management
3 Reelect Vidya Shah as Director For For Management
4 Approve Reappointment and Remuneration For For Management
of Rujan Panjwani as Executive Director
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
EICHER MOTORS LTD.
Ticker: Security ID: INE066A01013
Meeting Date: AUG 10, 2020 Meeting Type: Annual
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect Vinod Kumar Aggarwal For For Management
3 Authority to Set Cost Auditors' Fees For For Management
4 Elect Manvi Sinha For For Management
5 Elect S. Sandilya For For Management
6 Approve Payment to S. Sandilya For For Management
(Non-Executive Chair)
7 Adoption of New Articles For Against Management
8 Stock Split For For Management
9 Amendment to Memorandum of Association For For Management
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO SAB DE CV
Ticker: FEMSAUBD Security ID: 344419106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and Cash For For Management
Dividends
3 Set Maximum Amount of Share Repurchase For For Management
Reserve
4 Elect Directors and Secretaries, For For Management
Verify Director's Independence
Classification as Per Mexican
Securities Law, and Approve their
Remuneration
5 Elect Members and Chairmen of Planning For For Management
and Finance, Audit, and Corporate
Practices Committees; Approve Their
Remuneration
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
7 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FOXCONN INDUSTRIAL INTERNET CO. LTD.
Ticker: Security ID: CNE1000031P3
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect LI Junqi For For Management
2 Elect ZHENG Hongmeng For For Management
3 Elect ZHOU Taiyu For For Management
4 Elect WANG Jianmin For For Management
25 AMENDMENTS TO THE REMUNERATION SYSTEM For Against Management
FOR DIRECTORS
5 Elect XUE Jian For For Management
6 Elect SUN Zhongliang For For Management
7 Elect HU Guohui For Against Management
8 Elect LIU Yingxin For Against Management
9 ISSUANCE OF SUPER AND SHORT-TERM For For Management
COMMERCIAL PAPERS
10 The Company's Eligibility for For For Management
Corporate Bond Issuance
11 ISSUANCE OF CORPORATE BONDS: ISSUING For For Management
SCALE
20 ISSUANCE OF CORPORATE BONDS: For For Management
UNDERWRITING METHOD AND LISTING
ARRANGEMENT
21 ISSUANCE OF CORPORATE BONDS: VALID For For Management
PERIOD OF THE RESOLUTION
12 ISSUANCE OF CORPORATE BONDS: PAR VALUE For For Management
AND ISSUE PRICE
13 ISSUANCE OF CORPORATE BONDS: BOND TYPE For For Management
AND DURATION
14 Issuance of Corporate Bonds: Interest For For Management
Rate and Its Determining Method, and
Method for Repayment of Principal and
Interest
15 ISSUANCE OF CORPORATE BONDS: ISSUING For For Management
METHOD
16 ISSUANCE OF CORPORATE BONDS: ISSUING For For Management
TARGETS AND ARRANGEMENT FOR PLACEMENT
TO EXISTING SHAREHOLDERS
17 ISSUANCE OF CORPORATE BONDS: PURPOSE For For Management
OF THE RAISED FUNDS
18 ISSUANCE OF CORPORATE BONDS: For For Management
REDEMPTION OR RESALE CLAUSES
19 Issuance of Corporate Bonds: The For For Management
Company's Credit Conditions and
Repayment Guarantee Measures
22 Authorization to the Board to Handle For For Management
Matters Regarding the Issuance of
Corporate Bonds
23 FINANCING GUARANTEE FOR OVERSEAS For For Management
SUBSIDIARIES
24 AMENDMENTS TO THE FINANCIAL AID For For Management
MANAGEMENT SYSTEM
--------------------------------------------------------------------------------
FOXCONN INDUSTRIAL INTERNET CO., LTD.
Ticker: 601138 Security ID: Y2620V100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Related Party Transaction For For Management
7 Approve Adjustment, Modification and For For Management
Extension of Raised Funds Investment
Project
8 Approve Appointment of Auditor For For Shareholder
9 Approve Provision of Guarantee For For Shareholder
10.1 Approve Issuer, Issue Size and Issue For For Shareholder
Manner
10.2 Approve Issue Type For For Shareholder
10.3 Approve Period For For Shareholder
10.4 Approve Issuance Interest Rate For For Shareholder
10.5 Approve Guarantee and Other For For Shareholder
Arrangements
10.6 Approve Use of Proceeds For For Shareholder
10.7 Approve Issue Price For For Shareholder
10.8 Approve Target Subscribers For For Shareholder
10.9 Approve Listing Exchange For For Shareholder
10.10 Approve Resolution Validity Period For For Shareholder
10.11 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
11 Approve Purchase of Liability For For Shareholder
Insurance for Directors, Supervisors
and Senior Management Members
12.1 Elect Yang Feifei as Supervisor For For Management
--------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LIMITED
Ticker: 27 Security ID: Y2679D118
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Francis Lui Yiu Tung as Director For Against Management
2.2 Elect Joseph Chee Ying Keung as For For Management
Director
2.3 Elect James Ross Ancell as Director For For Management
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4.1 Authorize Repurchase of Issued Share For For Management
Capital
4.2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4.3 Authorize Reissuance of Repurchased For Against Management
Shares
5 Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LIMITED
Ticker: 175 Security ID: G3777B103
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master CKDs and Automobile For For Management
Components Sales Agreement, Annual
Caps and Related Transactions
2 Approve Master CKDs and Automobile For For Management
Components Purchase Agreement, Annual
Caps and Related Transactions
3 Approve New Powertrain Sales For For Management
Agreement, Annual Caps and Related
Transactions
4 Approve LYNK & CO Finance Cooperation For For Management
Agreement, Annual Caps and Related
Transactions
5 Approve Fengsheng Finance Cooperation For For Management
Agreement, Annual Caps and Related
Transactions
6 Approve Geely Holding Finance For For Management
Cooperation Agreement, Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LIMITED
Ticker: 175 Security ID: G3777B103
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Gui Sheng Yue as Director For For Management
4 Elect An Cong Hui as Director For For Management
5 Elect Wei Mei as Director For Against Management
6 Elect An Qing Heng as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Grant Thornton Hong Kong For For Management
Limited as Auditor and Authorize Board
to Fix Their Remuneration
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI
Ticker: 000651 Security ID: Y2882R102
Meeting Date: NOV 02, 2020 Meeting Type: Special
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Elect Cheng Min as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GRUPO TELEVISA SAB
Ticker: TLEVISACPO Security ID: 40049J206
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect or Ratify Jose Antonio Chedraui For For Management
Eguia as Director Representing Series
L Shareholders
1.2 Elect or Ratify Sebastian Mejia as For For Management
Director Representing Series L
Shareholders
1.3 Elect or Ratify Raul Morales Medrano For For Management
as Alternate Director Representing
Series L Shareholders
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1.1 Elect or Ratify David M. Zaslav as For For Management
Director Representing Series D
Shareholders
1.2 Elect or Ratify Enrique Francisco Jose For For Management
Senior Hernandez as Director
Representing Series D Shareholders
1.3 Elect or Ratify Raul Morales Medrano For For Management
as Alternate Director Representing
Series D Shareholders
1.4 Elect or Ratify Herbert Allen III as For For Management
Alternate Director Representing Series
D Shareholders
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Present Financial Statements and For For Management
Statutory Reports
2 Present Board's Report on Principal For For Management
Policies and Accounting Criteria
Followed in Preparation of Financial
Information
3 Present Report on Activities and For For Management
Operations Undertaken by Board
4 Present Report of Audit Committee For For Management
5 Present Report of Corporate Practices For For Management
Committee
6 Present Report on Compliance with For For Management
Fiscal Obligations
7 Approve Allocation of Income and For For Management
Dividends
8 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve; Receive Report on
Policies and Board's Decisions on
Share Repurchase and Sale of Treasury
Shares
9.1 Elect or Ratify Emilio Fernando For For Management
Azcarraga Jean as Director
Representing Series A Shareholders
9.2 Elect or Ratify Alfonso de Angoitia For For Management
Noriega as Director Representing
Series A Shareholders
9.3 Elect or Ratify Alberto Bailleres For For Management
Gonzalez as Director Representing
Series A Shareholders
9.4 Elect or Ratify Eduardo Tricio Haro as For For Management
Director Representing Series A
Shareholders
9.5 Elect or Ratify Michael T. Fries as For For Management
Director Representing Series A
Shareholders
9.6 Elect or Ratify Fernando Senderos For For Management
Mestre as Director Representing Series
A Shareholders
9.7 Elect or Ratify Bernardo Gomez For For Management
Martinez as Director Representing
Series A Shareholders
9.8 Elect or Ratify Jon Feltheimer as For For Management
Director Representing Series A
Shareholders
9.9 Elect or Ratify Enrique Krauze For For Management
Kleinbort as Director Representing
Series A Shareholders
9.10 Elect or Ratify Guadalupe Phillips For For Management
Margain as Director Representing
Series A Shareholders
9.11 Elect or Ratify Carlos Hank Gonzalez For For Management
as Director Representing Series A
Shareholders
9.12 Elect or Ratify Lorenzo Alejandro For For Management
Mendoza Gimenez as Director
Representing Series B Shareholders
9.13 Elect or Ratify Salvi Rafael Folch For For Management
Viadero as Director Representing
Series B Shareholders
9.14 Elect or Ratify Guillermo Garcia For For Management
Naranjo Alvarez as Director
Representing Series B Shareholders
9.15 Elect or Ratify Francisco Jose Chevez For For Management
Robelo as Director Representing Series
B Shareholders
9.16 Elect or Ratify Jose Luis Fernandez For For Management
Fernandez as Director Representing
Series B Shareholders
9.17 Elect or Ratify Julio Barba Hurtado as For For Management
Alternate Director
9.18 Elect or Ratify Jorge Agustin For For Management
Lutteroth Echegoyen as Alternate
Director
9.19 Elect or Ratify Joaquin Balcarcel For For Management
Santa Cruz as Alternate Director
9.20 Elect or Ratify Luis Alejandro Bustos For For Management
Olivares as Alternate Director
9.21 Elect or Ratify Felix Jose Araujo For For Management
Ramirez as Alternate Director
10 Elect or Ratify Members of Executive For For Management
Committee; Discharge them
11 Elect or Ratify Chairman of Audit For For Management
Committee; Discharge them
12 Elect or Ratify Chairman of Corporate For For Management
Practices Committee; Discharge them
13 Approve Remuneration of Board Members, For For Management
Executive, Audit and Corporate
Practices Committees, and Secretaries
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Approve Cancellation of Shares and For For Management
Consequently Reduction in Share
Capital; Amend Article 6
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO TELEVISA SAB
Ticker: TLEVISACPO Security ID: 40049J206
Meeting Date: MAY 24, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related-Party Transaction Re: For For Management
Corporate Restructuring with Univision
Holdings, Inc.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HOUSING DEVELOPMENT FINANCE CORPORATION LTD.
Ticker: Security ID: INE001A01036
Meeting Date: JUL 21, 2020 Meeting Type: Other
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Authority to Issue Shares and/or For For Management
Convertible Securities
3 Ratification of ESOS For For Management
--------------------------------------------------------------------------------
HOUSING DEVELOPMENT FINANCE CORPORATION LTD.
Ticker: Security ID: INE001A01036
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Renu Sud Karnad For For Management
4 Appointment of Renu Sud Karnad For For Management
(Managing Director); Approval of
Remuneration
5 Appointment of Srinivasa Rangan For For Management
(Executive Director); Approval of
Remuneration
6 Related Party Transactions For For Management
7 Authority to Issue Debt Instruments For For Management
8 Sale of Shares in HDFC Life Insurance For For Management
Company limited
9 Sale of Shares in HDFC ERGO General For For Management
Insurance Company Limited
--------------------------------------------------------------------------------
HUAZHU GROUP LIMITED
Ticker: 1179 Security ID: 44332N106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
2 Approve Share Sub-Division For For Management
3 Amend Articles of Association For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HUYA, INC.
Ticker: HUYA Security ID: 44852D108
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Tsang Wah Kwong For For Management
--------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA
Ticker: ITUB4 Security ID: P5968U113
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
3 Elect Artemio Bertholini as Fiscal None For Shareholder
Council Member and Rene Guimaraes
Andrich as Alternate Appointed by
Preferred Shareholder
--------------------------------------------------------------------------------
JD.COM, INC.
Ticker: 9618 Security ID: 47215P106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Chinese Name as Dual Foreign For For Management
Name of the Company
2 Amend Memorandum of Association and For For Management
Articles of Association
--------------------------------------------------------------------------------
LOJAS AMERICANAS SA
Ticker: LAME4 Security ID: P6329M113
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement for Partial Spin-Off For For Management
of Lojas Americanas S.A. (Lojas
Americanas) and Absorption of Partial
Spun-Off Assets by B2W - Companhia
Digital (B2W)
2 Approve Related Party Transaction: For For Management
Partial Spin-Off of Lojas Americanas S.
A. (Lojas Americanas) and Absorption
of Partial Spun-Off Assets by B2W -
Companhia Digital (B2W) With Reduction
in Share Capital and Without
Cancellation of Shares
3 Amend Article 5 to Reflect Changes in For For Management
Capital
4 Consolidate Bylaws For For Management
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
MAKEMYTRIP LIMITED
Ticker: MMYT Security ID: V5633W109
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
2 Accept Financial Statements and For For Management
Statutory Reports
3 Reelect Director Deep Kalra For Against Management
4 Reelect Director Rajesh Magow For Against Management
5 Reelect Director James Jianzhang Liang For For Management
6 Reelect Director Hyder Aboobakar For Against Management
--------------------------------------------------------------------------------
MEITUAN
Ticker: 3690 Security ID: G59669104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Wang Huiwen as Director For Against Management
3 Elect Lau Chi Ping Martin as Director For For Management
4 Elect Neil Nanpeng Shen as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10a Approve Tencent Subscription Agreement For For Management
10b Approve Grant of Specific Mandate to For For Management
Issue Tencent Subscription Shares
10c Authorize Board to Deal with All For For Management
Matters in Relation to the Tencent
Subscription Agreement
11 Amend Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
MEITUAN DIANPING
Ticker: 3690 Security ID: G59669104
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Change of English Name and For For Management
Adopt Chinese Name as Dual Foreign
Name of the Company
1b Authorize Board to Deal with All For For Management
Matters in Relation to the Change of
English Name and Adoption of Chinese
Name as Dual Foreign Name of the
Company
--------------------------------------------------------------------------------
MMC NORILSK NICKEL PJSC
Ticker: GMKN Security ID: 55315J102
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 623. For For Management
35 per Share for First Nine Months of
Fiscal 2020
--------------------------------------------------------------------------------
MMC NORILSK NICKEL PJSC
Ticker: GMKN Security ID: 55315J102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends of RUB 1,021.22 per Share
5.1 Elect Sergei Barbashev as Director None Against Management
5.2 Elect Sergei Batekhin as Director None Against Management
5.3 Elect Aleksei Bashkirov as Director None Against Management
5.4 Elect Sergei Bratukhin as Director None Against Management
5.5 Elect Sergei Volk as Director None For Management
5.6 Elect Marianna Zakharova as Director None Against Management
5.7 Elect Stanislav Luchitskii as Director None Against Management
5.8 Elect Roger Munnings as Director None For Management
5.9 Elect Gareth Penny as Director None Against Management
5.10 Elect Maksim Poletaev as Director None Against Management
5.11 Elect Viacheslav Solomin as Director None Against Management
5.12 Elect Evgenii Shvarts as Director None For Management
5.13 Elect Robert Edwards as Director None Against Management
6.1 Elect Aleksei Dzybalov as Member of For For Management
Audit Commission
6.2 Elect Anna Masalova as Member of Audit For For Management
Commission
6.3 Elect Georgii Svanidze as Members of For For Management
Audit Commission
6.4 Elect Vladimir Shilkov as Member of For For Management
Audit Commission
6.5 Elect Elena Ianevich as Member of For For Management
Audit Commission
7 Ratify KPMG as RAS Auditor For For Management
8 Ratify KPMG as IFRS Auditor For For Management
9 Approve Remuneration of Directors For Against Management
10 Approve Remuneration of Members of For For Management
Audit Commission
11 Approve Related-Party Transactions Re: For For Management
Indemnification Agreements with
Directors and Executives
12 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors and
Executives
--------------------------------------------------------------------------------
NASPERS LTD
Ticker: Security ID: ZAE000015889
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
17 Amendment to Trust Deed of MIH For For Management
Services FZ LLC Share Trust
18 Amendment to Trust Deed of MIH For For Management
Holdings Share Trust
19 Amendment to Trust Deed of Naspers For For Management
Share Incentive Trust
20 General Authority to Issue Shares For Against Management
21 Authority to Issue Shares for Cash For For Management
22 Authorisation of Legal Formalities For For Management
2 Approve Allocation of Dividends For For Management
3 Appointment of Auditor For For Management
4 Elect Manisha Girotra For For Management
5 Elect Ying Xu For For Management
6 Re-elect Don Eriksson For For Management
7 Re-elect Mark R. Sorour For For Management
8 Re-elect Emilie M. Choi For For Management
9 Re-elect Rachel C.C. Jafta For For Management
10 Elect Audit Committee Member (Don For For Management
Eriksson)
11 Elect Audit Committee Member (Rachel For For Management
Jafta)
12 Elect Audit Committee Member (Manisha For For Management
Girotra )
13 Elect Audit Committee Member (Steve J. For For Management
Z. Pacak)
14 Approve Remuneration Policy For For Management
15 Approve Remuneration Implementation For For Management
Report
16 Amendment to Trust Deed of Naspers For For Management
Restricted Stock Plan Trust
23 Approve NEDs' Fees (Board - Chair) For For Management
24 Approve NEDs' Fees (Board - Member) For For Management
25 Approve NEDs' Fees (Audit Committee - For For Management
Chair)
26 Approve NEDs' Fees (Audit Committee - For For Management
Member)
27 Approve NEDs' Fees (Risk Committee - For For Management
Chair)
28 Approve NEDs' Fees (Risk Committee - For For Management
Member)
29 Approve NEDs' Fees (Human Resources For For Management
and Remuneration Committee - Chair)
30 Approve NEDs' Fees (Human Resources For For Management
and Remuneration Committee - Member)
31 Approve NEDs' Fees (Nomination For For Management
Committee - Chair)
36 Approve Financial Assistance (Section For For Management
44)
37 Approve Financial Assistance (Section For For Management
45)
38 Authority to Repurchase N Ordinary For For Management
Shares
39 Specific Authority to Repurchase Shares For For Management
40 Authority to Repurchase A Ordinary For Against Management
Shares
32 Approve NEDs' Fees (Nomination For For Management
Committee - Member)
33 Approve NEDs' Fees (Social and Ethics For For Management
Committee - Chair)
34 Approve NEDs' Fees (Social and Ethics For For Management
Committee - Member)
35 Approve NEDs' Fees (Trustee of Group For For Management
Share Schemes/Other Personnel Funds)
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. PETROBRAS
Ticker: Security ID: BRPETRACNPR6
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Rodrigo de Mesquita Pereira as For Management
Board Member Presented by Preferred
Shareholders
3 Cumulate Common and Preferred Shares For Management
4 Elect Daniel Alves Ferreira to the For Management
Supervisory Council Presented by
Preferred Shareholders
5 Instructions if Meeting is Held on Against Management
Second Call
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA LTD.
Ticker: 2318 Security ID: Y69790114
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Annual Report and Its For For Management
Summary
4 Approve 2020 Financial Statements and For For Management
Statutory Reports
5 Approve 2020 Profit Distribution Plan For For Management
and Distribution of Final Dividends
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve 2020 Performance Evaluation For For Management
Report of Independent Non-Executive
Directors
8.01 Elect Ma Mingzhe as Director For For Management
8.02 Elect Xie Yonglin as Director For For Management
8.03 Elect Tan Sin Yin as Director For For Management
8.04 Elect Yao Jason Bo as Director For For Management
8.05 Elect Cai Fangfang as Director For For Management
8.06 Elect Soopakij Chearavanont as Director For For Management
8.07 Elect Yang Xiaoping as Director For For Management
8.08 Elect Wang Yongjian as Director For For Management
8.09 Elect Huang Wei as Director For For Management
8.10 Elect Ouyang Hui as Director For For Management
8.11 Elect Ng Sing Yip as Director For For Management
8.12 Elect Chu Yiyun as Director For For Management
8.13 Elect Liu Hong as Director For For Management
8.14 Elect Jin Li as Director For For Management
8.15 Elect Ng Kong Ping Albert as Director For For Management
9.01 Elect Gu Liji as Supervisor For For Management
9.02 Elect Huang Baokui as Supervisor For For Management
9.03 Elect Zhang Wangjin as Supervisor For For Management
10 Approve Issuance of Debt Financing For For Management
Instruments
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PIRAMAL ENTERPRISES LTD
Ticker: Security ID: INE140A01024
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Vijay Shah For For Management
4 Elect Rajesh Laddha For For Management
5 Appointment of Rajesh Laddha For For Management
(Executive Director); Approve
Remuneration
6 Restructuring For For Management
7 Authority to Set Cost Auditors' Fees For For Management
8 Authority to Issue Non-Convertible For Against Management
Debentures
--------------------------------------------------------------------------------
PT ASTRA INTERNATIONAL TBK
Ticker: ASII Security ID: Y7117N172
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income For For Management
4 Approve Changes in Board of For For Management
Commissioners and Approve Remuneration
of Directors and Commissioners
5 Approve Auditors For For Management
--------------------------------------------------------------------------------
PT ASTRA INTERNATIONAL TBK
Ticker: ASII Security ID: Y7117N172
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in the Boards of For For Management
Commissioners of the Company and
Approve Remuneration of Commissioners
--------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK
Ticker: Security ID: ID1000109507
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acquisition For Against Management
2 Amendments to Articles [Bundled] For Against Management
--------------------------------------------------------------------------------
PT UNITED TRACTORS TBK
Ticker: UNTR Security ID: Y7146Y140
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Elect Directors and Commissioners For Against Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Auditors For For Management
6 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD.
Ticker: Security ID: INE002A01018
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports (Standalone) For For Management
2 Accounts and Reports (Consolidated) For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Nikhil R. Meswani For For Management
5 Elect P.M.S. Prasad For For Management
6 Reappointment of Hital R. Meswani For For Management
(Whole-time Director); Approve
Remuneration
7 Elect Kosaraju Veerayya Chowdary For For Management
8 Authority to Set Cost Auditors Fees For For Management
--------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD.
Ticker: 500325 Security ID: Y72596102
Meeting Date: MAR 31, 2021 Meeting Type: Court
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD.
Ticker: 500325 Security ID: Y72596102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Dividend For For Management
3 Elect Nikhil R. Meswani as Director For For Management
4 Elect Pawan Kumar Kapil as Director For For Management
5 Reelect Shumeet Banerji as Director For For Management
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
SAMSUNG ELECTRO-MECHANICS CO., LTD.
Ticker: 009150 Security ID: Y7470U102
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Kim Doo-young as Inside Director For For Management
3 Elect Kim Yong-gyun as Outside For For Management
Director to Serve as an Audit
Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Park Byung-gook as Outside For For Management
Director
2.1.2 Elect Kim Jeong as Outside Director For For Management
2.2.1 Elect Kim Kinam as Inside Director For For Management
2.2.2 Elect Kim Hyun-suk as Inside Director For For Management
2.2.3 Elect Koh Dong-jin as Inside Director For For Management
3 Elect Kim Sun-uk as Outside Director For For Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SBERBANK RUSSIA PJSC
Ticker: SBER Security ID: 80585Y308
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of RUB 18.70 per Ordinary
Share and RUB 18.70 per Preferred Share
3 Ratify PricewaterhouseCoopers as For For Management
Auditor
4.1 Elect Esko Tapani Aho as Director None For Management
4.2 Elect Leonid Boguslavskii as Director None For Management
4.3 Elect Herman Gref as Director None Against Management
4.4 Elect Bella Zlatkis as Director None Against Management
4.5 Elect Sergei Ignatev as Director None Against Management
4.6 Elect Mikhail Kovalchuk as Director None Against Management
4.7 Elect Vladimir Kolychev as Director None Against Management
4.8 Elect Nikolai Kudriavtsev as Director None For Management
4.9 Elect Aleksandr Kuleshov as Director None For Management
4.10 Elect Gennadii Melikian as Director None For Management
4.11 Elect Maksim Oreshkin as Director None Against Management
4.12 Elect Anton Siluanov as Director None Against Management
4.13 Elect Dmitrii Chernyshenko as Director None Against Management
4.14 Elect Nadya Wells as Director None For Management
5 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors,
Executives, and Company
6 Amend Charter For For Management
--------------------------------------------------------------------------------
SBERBANK RUSSIA PJSC
Ticker: SBER Security ID: 80585Y308
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of RUB 18.70 per Ordinary
Share and RUB 18.70 per Preferred Share
3 Ratify PricewaterhouseCoopers as For For Management
Auditor
4.1 Elect Esko Tapani Aho as Director None For Management
4.2 Elect Natalie Alexandra Braginsky None For Management
Mounier as Director
4.3 Elect Herman Gref as Director None Against Management
4.4 Elect Bella Zlatkis as Director None Against Management
4.5 Elect Sergei Ignatev as Director None Against Management
4.6 Elect Mikhail Kovalchuk as Director None Against Management
4.7 Elect Vladimir Kolychev as Director None Against Management
4.8 Elect Nikolai Kudriavtsev as Director None For Management
4.9 Elect Aleksandr Kuleshov as Director None For Management
4.10 Elect Gennadii Melikian as Director None Against Management
4.11 Elect Maksim Oreshkin as Director None Against Management
4.12 Elect Anton Siluanov as Director None Against Management
4.13 Elect Dmitrii Chernyshenko as Director None Against Management
4.14 Elect Nadya Wells as Director None Against Management
5 Approve New Edition of Charter For For Management
6 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors,
Executives, and Company
7 Approve Remuneration of Directors For For Management
8 Amend Regulations on Remuneration of For For Management
Directors
--------------------------------------------------------------------------------
SENDAS DISTRIBUIDORA SA
Ticker: ASAI3 Security ID: P8T81L100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Rectify Remuneration of Company's For For Management
Management and Fiscal Council for 2021
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
SENDAS DISTRIBUIDORA SA
Ticker: ASAI3 Security ID: P8T81L100
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 43 Re: Indemnity For Against Management
Provision
2 Remove Article 45 For For Management
3 Consolidate Bylaws For For Management
4 Approve Registration with JUCERJA of For For Management
the Independent Firm's Appraisal (Re:
Partial Spin-Off) from the last Dec.
31, 2020 EGM
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
SK HYNIX, INC.
Ticker: 000660 Security ID: Y8085F100
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Park Jung-Ho as Inside Director For For Management
3.1 Elect Song Ho-Keun as Outside Director For For Management
3.2 Elect Cho Hyun-Jae as Outside Director For For Management
4 Elect Yoon Tae-Hwa as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Stock Option Grants For For Management
7 Approve Stock Option Grants For For Management
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STONECO LTD.
Ticker: STNE Security ID: G85158106
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andre Street For Withhold Management
1.2 Elect Director Eduardo Cunha Monnerat For Withhold Management
Solon de Pontes
1.3 Elect Director Roberto Moses Thompson For For Management
Motta
1.4 Elect Director Thomas A. Patterson For Withhold Management
1.5 Elect Director Ali Mazanderani For For Management
1.6 Elect Director Silvio Jose Morais For For Management
1.7 Elect Director Luciana Ibiapina Lira For For Management
Aguiar
2 Accept Financial Statements and For For Management
Statutory Reports
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TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
3 Approve Issuance of Restricted Stocks For For Management
4.1 Elect Mark Liu, with Shareholder No. For For Management
10758, as Non-independent Director
4.2 Elect C.C. Wei, with Shareholder No. For For Management
370885, as Non-independent Director
4.3 Elect F.C. Tseng, with Shareholder No. For For Management
104, as Non-independent Director
4.4 Elect Ming Hsin Kung. a Representative For For Management
of National Development Fund,
Executive Yuan, with Shareholder No.
1, as Non-independent Director
4.5 Elect Peter L. Bonfield, with For For Management
Shareholder No. 504512XXX, as
Independent Director
4.6 Elect Kok Choo Chen, with Shareholder For For Management
No. A210358XXX, as Independent Director
4.7 Elect Michael R. Splinter, with For For Management
Shareholder No. 488601XXX, as
Independent Director
4.8 Elect Moshe N. Gavrielov, with For For Management
Shareholder No. 505930XXX, as
Independent Director
4.9 Elect Yancey Hai, with Shareholder No. For For Management
D100708XXX, as Independent Director
4.10 Elect L. Rafael Reif, with Shareholder For For Management
No. 545784XXX, as Independent Director
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TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yang Siu Shun as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Special
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Plan of China For Against Management
Literature Limited
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TURKIYE GARANTI BANKASI A.S.
Ticker: Security ID: TRAGARAN91N1
Meeting Date: JUL 17, 2020 Meeting Type: Annual
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
4 Opening; Election of Presiding Chair; For For Management
Minutes
13 Appointment of Auditor For For Management
14 Presentation of Compensation Policy For For Management
15 Directors' Fees For For Management
16 Charitable Donations For For Management
17 Authority to Carry out Competing For For Management
Activities or Related Party
Transactions
18 Presentation of Report on Competing For For Management
Activities
5 Presentation of Directors' Report For For Management
6 Presentation of Auditors' Report For For Management
7 Financial Statements For Against Management
8 Amendments to Article 7 For Against Management
9 Ratification of Board Acts For Against Management
10 Allocation of Profits/Dividends For For Management
11 Ratification of Co-Option of Avni For For Management
Aydin Duren
12 Receive information on the Appointment For For Management
of an Executive Director (CEO)
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TURKIYE GARANTI BANKASI AS
Ticker: GARAN Security ID: M4752S106
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting and Authorize Presiding
Council to Sign Minutes of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For Against Management
5 Approve Discharge of Board For Against Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Ratify External Auditors For For Management
9 Receive Information on Remuneration None None Management
Policy
10 Approve Director Remuneration For Against Management
11 Approve Upper Limit of Donations for For For Management
2021 and Receive Information on
Donations Made in 2020
12 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
13 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Market Board
Corporate Governance Principles
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WAL-MART DE MEXICO SAB DE CV
Ticker: WALMEX Security ID: P98180188
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Report of Audit and Corporate For For Management
Practices Committees
1b Approve CEO's Report and Board Opinion For For Management
on CEO's Report
1c Approve Board of Directors' Report For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends of MXN 1.63 Per Share
4 Approve Report and Resolutions Re: For Against Management
Employee Stock Purchase Plan
5 Approve Report on Share Repurchase For For Management
Reserves
6a1 Elect or Ratify Enrique Ostale as For For Management
Director
6a2 Elect or Ratify Richard Mayfield as For For Management
Director
6a3 Elect or Ratify Amanda Whalen as For For Management
Director
6a4 Elect or Ratify Tom Ward as Director For For Management
6a5 Elect or Ratify Kirsten Evans as For For Management
Director
6a6 Elect or Ratify Guilherme Loureiro as For For Management
Director
6a7 Elect or Ratify Adolfo Cerezo as For For Management
Director
6a8 Elect or Ratify Blanca Trevino as For For Management
Director
6a9 Elect or Ratify Roberto Newell as For For Management
Director
6a10 Elect or Ratify Ernesto Cervera as For For Management
Director
6a11 Elect or Ratify Eric Perez Grovas as For For Management
Director
6b1 Elect or Ratify Adolfo Cerezo as For For Management
Chairman of Audit and Corporate
Practices Committees
6b2 Approve Discharge of Board of For For Management
Directors and Officers
6b3 Approve Directors and Officers For For Management
Liability
6c1 Approve Remuneration of Board Chairman For For Management
6c2 Approve Remuneration of Director For For Management
6c3 Approve Remuneration of Chairman of For For Management
Audit and Corporate Practices
Committees
6c4 Approve Remuneration of Member of For For Management
Audit and Corporate Practices
Committees
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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WAL-MART DE MEXICO SAB DE CV
Ticker: WALMEX Security ID: P98180188
Meeting Date: JUN 22, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 3 Re: Corporate Purpose For For Management
2 Approve Report and Resolutions Re: For Against Management
Employee Stock Purchase Plan
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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WYNN MACAU LIMITED
Ticker: 1128 Security ID: G98149100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Linda Chen as Director For For Management
2b Elect Craig S. Billings as Director For For Management
2c Elect Jeffrey Kin-fung Lam as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Issuance of Shares Under the For Against Management
Employee Ownership Scheme
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WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy S. Atkins For For Management
1.2 Elect Director Matthew O. Maddox For For Management
1.3 Elect Director Philip G. Satre For For Management
1.4 Elect Director Darnell O. Strom For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
YANDEX NV
Ticker: YNDX Security ID: N97284108
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: OCT 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Directors For For Management
3 Reelect Arkady Volozh as Executive For For Management
Director
4 Reelect Mikhail Parakhin as For For Management
Non-Executive Director
5 Approve Cancellation of Outstanding For For Management
Class C Shares
6 Ratify Auditors For For Management
7 Grant Board Authority to Issue Class A For Against Management
Shares
8 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
9 Authorize Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
================= TIAA-CREF Emerging Markets Equity Index Fund =================
360 SECURITY TECHNOLOGY, INC.
Ticker: 601360 Security ID: Y444T7106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Financial Statements For For Management
3 Approve Profit Distribution For For Management
4 Approve Report of the Board of For For Management
Directors
5 Approve Remuneration of Directors For For Management
6 Approve Daily Related-party For For Management
Transactions
7 Approve Amendments to Articles of For For Management
Association
8 Approve Provision of Guarantees For For Management
9 Approve Report of the Board of For For Management
Supervisors
10 Approve Remuneration of Supervisors For For Management
11.1 Elect Zhou Hongyi as Director For For Management
11.2 Elect Zhang Bei as Director For For Management
11.3 Elect Ye Jian as Director For For Management
11.4 Elect Dong Jianming as Director For For Management
12.1 Elect Ming Huang as Director For Against Management
12.2 Elect Xu Jingchang as Director For For Management
12.3 Elect Liu Shi'an as Director For For Management
13.1 Elect Shao Xiaoyan as Supervisor For For Management
13.2 Elect Li Yuan as Supervisor For For Management
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3SBIO, INC.
Ticker: 1530 Security ID: G8875G102
Meeting Date: NOV 06, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Approve Grant of Awarded Shares to Zhu For Against Management
Zhenping Pursuant to the Share Award
Scheme
1B Approve Grant of Specific Mandate to For Against Management
Issue Awarded Shares to Zhu Zhenping
and Related Transactions
1C Authorize Board to Deal with All For Against Management
Matters in Relation to the Grant of
Awarded Shares to Zhu Zhenping
Pursuant to the Share Award Scheme and
Grant of Specific Mandate
--------------------------------------------------------------------------------
3SBIO, INC.
Ticker: 1530 Security ID: G8875G102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Lou Jing as Director For For Management
2B Elect Pu Tianruo as Director For For Management
2C Elect Yang, Hoi Ti Heidi as Director For For Management
2D Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
51JOB, INC.
Ticker: JOBS Security ID: 316827104
Meeting Date: DEC 23, 2020 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Junichi Arai as Director For For Management
2 Elect David K. Chao as Director For For Management
3 Elect Li-Lan Cheng as Director For For Management
4 Elect Eric He as Director For Against Management
5 Elect Rick Yan as Director For For Management
6 Ratify the Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Independent Auditor
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58.COM INC.
Ticker: WUBA Security ID: 31680Q906
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
A-LIVING SERVICES CO., LTD.
Ticker: 3319 Security ID: Y0038M100
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company Name For For Management
2 Amend Articles of Association For For Management
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A-LIVING SERVICES CO., LTD.
Ticker: 3319 Security ID: Y0038M100
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Property For For Management
Management Services Agreement, Revised
Annual Cap and Related Transactions
2 Approve 2021 Property Management For For Management
Services Framework Agreement, Revised
Annual Caps and Related Transactions
3 Approve 2021 Property Agency Services For For Management
Framework Agreement, Proposed Annual
Caps and Related Transactions
4 Approve 2021 Framework Referral For For Management
Agreement, Proposed Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
A-LIVING SMART CITY SERVICES CO., LTD.
Ticker: 3319 Security ID: Y0038M100
Meeting Date: APR 13, 2021 Meeting Type: Special
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New CMIG PM Agreement, For For Management
Supplemental Agreement, Second
Supplemental Agreement and Related
Transactions
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A-LIVING SMART CITY SERVICES CO., LTD.
Ticker: 3319 Security ID: Y0038M100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Consolidated For For Management
Financial Statements
4 Approve 2020 Annual Report For For Management
5 Approve 2021 Annual Financial Budget For For Management
6 Approve 2020 Final Dividend and For For Management
Special Dividend
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Authorize Supervisory Committee to Fix For For Management
Remuneration of Supervisors
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic
Shares/Unlisted Foreign Shares/H Shares
11 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
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AAC TECHNOLOGIES HOLDINGS, INC.
Ticker: 2018 Security ID: G2953R114
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Au Siu Cheung Albert as Director For For Management
3b Elect Kwok Lam Kwong Larry as Director For For Management
3c Elect Wu Ingrid Chun Yuan as Director For Against Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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ABDULLAH AL OTHAIM MARKETS CO.
Ticker: 4001 Security ID: M008AM109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
6 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
7 Approve Related Party Transactions For For Management
with Al Othaim Holdings Re: Trademark
Rental Contract
8 Approve Related Party Transactions For For Management
with Al Othaim Holdings Re:
Administrative Office Lease Contract
9 Approve Related Party Transactions For Against Management
with Al Othaim Holdings Re: Joint
Services Contract
10 Approve Related Party Transactions For For Management
with Al Othaim Holdings Re: Employees
Accommodation
11 Approve Related Party Transactions For For Management
with Al Othaim Holdings Re: Sanabel Al
Khair Card Purchases
12 Approve Related Party Transactions For For Management
with Al Othaim Holdings Re: Labor
Service Lease
13 Approve Related Party Transactions For For Management
with Abdullah Al Othaim Investment
Company and its Subsidiaries Re:
Administrative Office Lease Contract
14 Approve Related Party Transactions For Against Management
with Abdullah Al Othaim Investment
Company and its Subsidiaries Re:
Common Services
15 Approve Related Party Transactions For For Management
with Abdullah Al Othaim Investment
Company and its Subsidiaries Re:
Marketing Services and Activities
16 Approve Related Party Transactions For For Management
with Abdullah Al Othaim Investment
Company and its Subsidiaries Re: Labor
Service Lease
17 Approve Related Party Transactions For For Management
with Abdullah Al Othaim Investment
Company and its Subsidiaries Re:
Employee Accommodation
18 Approve Related Party Transactions For For Management
with Abdullah Al Othaim Investment
Company and its Subsidiaries Re:
Electricity and Utilities Contract
19 Approve Related Party Transactions For For Management
with Abdullah Al Othaim Investment
Company and its Subsidiaries Re:
Electricity of Billboards in
Commercial Malls
20 Approve Related Party Transactions For For Management
Between Mueen Human Resources Company
and Seven Services Company Re: Labor
Service Lease
21 Approve Related Party Transactions For For Management
with Mueen Human Resources Company Re:
Property Lease Contract
22 Approve Related Party Transactions For For Management
with Mueen Human Resources Company Re:
Properties Lease Contracts
23 Approve Related Party Transactions For For Management
with Mueen Human Resources Company Re:
Purchase of Property
24 Approve Related Party Transactions For For Management
with Mueen Human Resources Company and
its Subsidiaries Re: Recruitment
Services of Typical Labors
25 Approve Related Party Transactions For For Management
with Riyadh Food Industries Company
Re: Supply of Food Products
26 Approve Related Party Transactions For For Management
with Seven Services Company Re:
Commissions of Selling Goods
27 Approve Related Party Transactions For For Management
with Seven Services Company Re:
Administrative Office Lease
28 Approve Related Party Transactions For For Management
with Shorofat Al Jazira Company Re:
Labor Service Lease
29 Approve Related Party Transactions For For Management
with Marafiq Al Tashgeel Company Re:
Labors Service Lease
30 Approve Related Party Transactions For For Management
with Anni and Dani Company Re:
Showrooms Lease
--------------------------------------------------------------------------------
ABOITIZ EQUITY VENTURES, INC.
Ticker: AEV Security ID: Y0001Z104
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous For For Management
Stockholders' Meeting Held Last April
27, 2020
2 Approve 2020 Annual Report and For For Management
Financial Statements
3 Appoint Company's External Auditor for For For Management
2021
4.1 Elect Enrique M. Aboitiz as Director For For Management
4.2 Elect Mikel A. Aboitiz as Director For Abstain Management
4.3 Elect Erramon I. Aboitiz as Director For For Management
4.4 Elect Sabin M. Aboitiz as Director For Abstain Management
4.5 Elect Ana Maria Aboitiz-Delgado as For For Management
Director
4.6 Elect Justo A. Ortiz as Director For For Management
4.7 Elect Joanne de Asis as Director For For Management
4.8 Elect Romeo L. Bernardo as Director For For Management
4.9 Elect Manuel R. Salak III as Director For For Management
5 Approve Increase in the Per Diem of For For Management
the Chairman of the Board and Chairmen
of the Committees
6 Ratify Acts, Resolutions and For For Management
Proceedings of the Board of Directors,
Corporate Officers and Management from
2020 Up to April 26, 2021
7 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
ABOITIZ POWER CORP.
Ticker: AP Security ID: Y0005M109
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous For For Management
Stockholders' Meeting Held Last April
27, 2020
2 Approve 2020 Annual Report and For For Management
Financial Statements
3 Appoint Company's External Auditor for For For Management
2021
4.1 Elect Sabin M. Aboitiz as Director For For Management
4.2 Elect Luis Miguel O. Aboitiz as For For Management
Director
4.3 Elect Mikel A. Aboitiz as Director For Abstain Management
4.4 Elect Emmanuel V. Rubio as Director For For Management
4.5 Elect Edwin Bautista as Director For For Management
4.6 Elect Danel C. Aboitiz as Director For Abstain Management
4.7 Elect Carlos C. Ejercito as Director For Abstain Management
4.8 Elect Raphael Perpetuo M. Lotilla as For For Management
Director
4.9 Elect Eric Ramon O. Recto as Director For Abstain Management
5 Approve Increase in the Per Diem of For For Management
the Chairman of the Board and Chairmen
of the Committees
6 Ratify Acts, Resolutions and For For Management
Proceedings of the Board of Directors,
Corporate Officers and Management from
2020 Up to April 26, 2021
7 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
ABSA GROUP LTD.
Ticker: ABG Security ID: S0270C106
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint Ernst & Young Inc as For For Management
Auditors with Ranesh Hariparsad as the
Designated Auditor
2 Appoint KPMG Inc as Auditors with For For Management
Heather Berrange as the Designated
Auditor
3.1 Re-elect Alex Darko as Director For For Management
3.2 Re-elect Daisy Naidoo as Director For For Management
3.3 Re-elect Francis Okomo-Okello as For For Management
Director
3.4 Re-elect Sipho Pityana as Director For For Management
3.5 Re-elect Tasneem Abdool-Samad as For For Management
Director
4.1 Elect Fulvio Tonelli as Director For For Management
4.2 Re-elect Rene van Wyk as Director For For Management
4.3 Elect Nonhlanhla Mjoli-Mncube as For For Management
Director
5.1 Re-elect Alex Darko as Member of the For For Management
Group Audit and Compliance Committee
5.2 Re-elect Daisy Naidoo as Member of the For For Management
Group Audit and Compliance Committee
5.3 Re-elect Tasneem Abdool-Samad as For For Management
Member of the Group Audit and
Compliance Committee
5.4 Re-elect Swithin Munyantwali as Member For For Management
of the Group Audit and Compliance
Committee
6 Place Authorised but Unissued Shares For For Management
under Control of Directors
7 Approve Remuneration Policy For For Management
8 Approve Remuneration Implementation For For Management
Report
9 Approve Remuneration of Non-executive For For Management
Directors
10 Authorise Repurchase of Issued Share For For Management
Capital
11 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
--------------------------------------------------------------------------------
ABU DHABI COMMERCIAL BANK
Ticker: ADCB Security ID: M0152Q104
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Statements
for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Approve Internal Shariah Supervisory For For Management
Board Report for FY 2020
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
5 Elect Internal Shariah Supervisory For For Management
Board Members (Bundled)
6 Approve Dividends Representing 27 For For Management
Percent of the Share Capital for FY
2020
7 Approve Remuneration of Directors for For For Management
FY 2020
8 Approve Discharge of Directors for FY For For Management
2020
9 Approve Discharge of Auditors for FY For For Management
2020
10 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
11 Discuss and Note Changes to Board For Against Management
Composition
12 Approve the Appointing of Two For For Management
Representatives for the Shareholders
Who Wish to Represent and Vote on
Their Behalf
1.1 Amend Article 1 of Bylaws Re: Board of For For Management
Directors
1.2 Amend Article 17 clause 9 of Bylaws For For Management
Re: Board of Directors
2.1 Authorize Issuance of Debt Tier For For Management
Capital Instruments, Notes/Bonds or
Trust Certificates Up to USD
2,000,000,000
2.2 Authorize the Update of Abu Dhabi For For Management
Commercial Bank PJSC USD
15,000,000,000 Global Medium Term Note
Programme (GMTN Programme)
2.3 Authorize Issuance of Non-Convertible For For Management
Bonds Up To USD 15,000,000,000
2.4 Authorize Establishing of Debt Funding For For Management
Programme Up to Maximum Amount of USD
2,500,000,000 in Addition to GMTN
Programme
2.5 Authorize Issuance of Non-Convertible For For Management
Bonds Up to USD 2,500,000,000
2.6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions Re: Bonds and
Debts Instruments
--------------------------------------------------------------------------------
ABU DHABI ISLAMIC BANK
Ticker: ADIB Security ID: M0152R102
Meeting Date: APR 04, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Approve Shariah Supervisory Board For For Management
Report for FY 2020
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
5 Approve Dividends of AED 0.2058 per For For Management
Share for FY 2020
6 Approve Remuneration of Directors for For For Management
FY 2020
7 Approve Discharge of Directors for FY For For Management
2020
8 Approve Discharge of Auditors for FY For For Management
2020
9 Elect Sharia Supervisory Board Members For For Management
(Bundled) for FY 2021
10 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
11 Approve the Appointing of Two For For Management
Representatives for the Shareholders
Who Wish to Represent and Vote on
Their Behalf and Determine their Fees
12 Approve Related Party Transactions Re: For Against Management
National Holding Co
--------------------------------------------------------------------------------
ACC LIMITED
Ticker: 500410 Security ID: Y0022S105
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Jan Jenisch as Director For Against Management
4 Reelect Narotam Sekhsaria as Director For For Management
5 Elect M. R. Kumar as Director For For Management
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
ACCELINK TECHNOLOGIES CO., LTD.
Ticker: 002281 Security ID: Y00060106
Meeting Date: SEP 10, 2020 Meeting Type: Special
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fu Xiaodong as Non-independent For For Management
Director
2 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
3 Approve Methods to Assess the For For Management
Performance of Plan Participants
4 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ACCELINK TECHNOLOGIES CO., LTD.
Ticker: 002281 Security ID: Y00060106
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Daily Related Party Transaction For For Management
6 Approve Profit Distribution For For Management
7 Approve Credit Business For For Management
8 Approve to Appoint Auditor For For Management
9 Approve Financial Services Agreement For For Management
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members and
Personal Accident Insurance
11 Approve 2017 Repurchase and For For Management
Cancellation of Performance Shares (I)
12 Approve 2019 Repurchase and For For Management
Cancellation of Performance Shares (I)
13 Approve 2017 Repurchase and For For Management
Cancellation of Performance Shares (II)
14 Approve 2019 Repurchase and For For Management
Cancellation of Performance Shares (II)
15 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ACE HARDWARE INDONESIA TBK
Ticker: Security ID: ID1000125503
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Directors' and Commissioners' Fees For For Management
4 Appointment of Auditor and Authority For For Management
to Set Fees
5 Election of Directors; Approval of For For Management
Resignation of Commissioners (Slate)
--------------------------------------------------------------------------------
ADANI GREEN ENERGY LIMITED
Ticker: 541450 Security ID: Y0R196109
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Amended and Restated Articles of For For Management
Association
--------------------------------------------------------------------------------
ADANI PORTS & SPECIAL ECONOMIC ZONE LIMITED
Ticker: 532921 Security ID: Y00130107
Meeting Date: APR 06, 2021 Meeting Type: Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity Shares to For For Management
Windy Lakeside Investment Ltd on
Preferential Basis
--------------------------------------------------------------------------------
ADDSINO CO., LTD.
Ticker: 000547 Security ID: Y26525108
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Zhaoyong as For For Shareholder
Non-Independent Director
--------------------------------------------------------------------------------
ADDSINO CO., LTD.
Ticker: 000547 Security ID: Y26525108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Shareholder Return Plan For Against Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve Unfulfilled Performance For For Management
Commitments and Compensation Plan
9 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
ADVANCED INFO SERVICE PUBLIC CO., LTD.
Ticker: ADVANC Security ID: Y0014U183
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co. Ltd. (Deloitte) as
Auditors and Authorize Board to Fix
Their Remuneration
5.1 Elect Kan Trakulhoon as Director For For Management
5.2 Elect Gerardo C. Ablaza, Jr. as For For Management
Director
5.3 Elect Allen Lew Yoong Keong as Director For For Management
5.4 Elect Somchai Lertsutiwong as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Other Business For Against Management
--------------------------------------------------------------------------------
ADVANCED INFO SERVICE PUBLIC COMPANY LIMITED
Ticker: Security ID: TH0268010Z11
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Results of Operations For For Management
3 Accounts and Reports For For Management
4 Acknowledge Interim Dividends For For Management
5 Appointment of Auditor and Authority For For Management
to Set Fees
6 Elect Somprasong Boonyachai For For Management
7 Elect Krairit Euchukanonchai For For Management
8 Elect Prasan Chuaphanich For For Management
9 Elect HUI Weng Cheong For For Management
10 Directors' Fees For For Management
11 Authority to Issue Debentures For For Management
12 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
ADVANCED PETROCHEMICAL CO.
Ticker: 2330 Security ID: M0182V107
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q1,Q2,Q3 and Annual
Quarter of FY 2021 and Q1 of FY 2022
5 Approve Dividends of SAR 0.65 Per For For Management
Share for FY 2020
6 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
7 Approve Discharge of Directors for FY For For Management
2020
8 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
9 Approve Discontinuing Transfer of 10 For For Management
Percent from Net Income to Statutory
Reserve
10 Approve Transfer of 10 Percent of Net For For Management
Income to Consensual Reserve
11 Amend Article 2 of Bylaws Re: For For Management
Company's Name
12 Amend Article 3 of Bylaws Re: For For Management
Corporate Purposes
13 Amend Article 4 of Bylaws Re: For For Management
Participation and Ownership
14 Amend Article 22 of Bylaws Re: Boards For For Management
Meetings
15 Amend Article 30 of Bylaws Re: General For For Management
Meetings Invitation
16 Amend Article 42 of Bylaws Re: For For Management
Appointing Auditors
17 Approve Corporate Social For For Management
Responsibility Policy
--------------------------------------------------------------------------------
ADVANTECH CO., LTD.
Ticker: 2395 Security ID: Y0017P108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures Regarding For For Management
Shareholders' General Meeting
5 Approve Application for Listing and For For Management
OTC Listing of LNC Technology Co., Ltd.
, a Subsidiary of the Company and
Authorization of the Board to Handle
Matters Related to the Issuance of
Shares to LNC Prior to the Filing of
Application
--------------------------------------------------------------------------------
AECC AERO-ENGINE CONTROL CO., LTD.
Ticker: 000738 Security ID: Y6203U108
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Capital Injection
Agreement
2 Approve Signing of Conditional Capital For For Management
Injection Agreement
3 Approve Authorization of the Board and For For Management
Its Authorized Persons to Handle All
Related Matters
--------------------------------------------------------------------------------
AECC AERO-ENGINE CONTROL CO., LTD.
Ticker: 000738 Security ID: Y6203U108
Meeting Date: JAN 27, 2021 Meeting Type: Special
Record Date: JAN 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party Transaction For For Management
2 Approve Related Loans For For Management
3 Approve Signing of Financial Services For For Management
Agreement
--------------------------------------------------------------------------------
AECC AERO-ENGINE CONTROL CO., LTD.
Ticker: 000738 Security ID: Y6203U108
Meeting Date: MAR 16, 2021 Meeting Type: Special
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Principles
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period Arrangement For For Management
2.7 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.8 Approve Listing Exchange For For Management
2.9 Approve Usage of Raised Funds For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Unnecessity to Produce Usage For For Management
Report on Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
and Commitment from Relevant Parties
7 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
8 Approve to Sign the Agreement on For For Management
Issuance of Shares to Purchase Assets
9 Approve Conditional Shares For For Management
Subscription Agreement with Target
Subscribers in Connection to the
Private Placement
10 Approve Signing of Assets Purchase For For Management
Agreement
11 Approve Related Party Transactions in For For Management
Connection to Private Placement
12 Approve Relevant Audit Reports and For For Management
Asset Appraisal Reports
13 Approve Authorization of Board to For For Management
Handle All Related Matters
14 Elect Yang Xianfeng as For For Management
Non-Independnent Director
--------------------------------------------------------------------------------
AECC AERO-ENGINE CONTROL CO., LTD.
Ticker: 000738 Security ID: Y6203U108
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Financial and For For Management
Internal Control Auditor
8 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
AECC AERO-ENGINE CONTROL CO., LTD.
Ticker: 000738 Security ID: Y6203U108
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Target Subscribers and For For Management
Subscription Method
1.2 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
1.3 Approve Lock-up Period Arrangement For For Management
1.4 Approve Use of Proceeds For For Management
2 Approve Plan for Private Placement of For For Management
Shares (Revised Draft)
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds (Revised Draft)
4 Approve Signing of Supplementary For For Management
Agreement to the Acquisition of Assets
by Issuance of Shares in Connection to
the Private Placement
5 Approve Conditional Shares For For Management
Subscription Agreement in Connection
to the Private Placement
6 Approve Signing of Termination For For Management
Agreement of the Share Subscription
Agreement with Beijing Guofa Aviation
Engine Industry Investment Fund Center
(Limited Partnership)
7 Approve Private Placement of Shares For For Management
Constitutes as Related Party
Transaction
8 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
9 Approve Relevant Audit Report in For For Management
Connection to the Private Placement
--------------------------------------------------------------------------------
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Implementation For For Management
Content and Period of Raised Funds
Project
--------------------------------------------------------------------------------
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction with For For Management
Ultimate Controlling Shareholder and
Related Parties
--------------------------------------------------------------------------------
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transactions For For Management
2 Approve External Guarantee For For Management
3 Approve Financing Application and For For Management
Signing Related Agreements
4 Approve Related Party Transaction in For For Shareholder
Connection to Capital Injection
Agreement
--------------------------------------------------------------------------------
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Yang Sen as Non-Independent For For Shareholder
Director
1.2 Elect Yan Jianxing as Non-Independent For For Shareholder
Director
1.3 Elect Zhang Zi as Non-Independent For For Shareholder
Director
1.4 Elect Li Jun as Non-Independent For Against Shareholder
Director
1.5 Elect Sun Hongwei as Non-Independent For For Shareholder
Director
1.6 Elect Jia Dafeng as Non-Independent For For Shareholder
Director
1.7 Elect Yang Xianfeng as Non-Independent For For Shareholder
Director
2.1 Elect Li Jinlin as Independent Director For For Shareholder
2.2 Elect Liu Zhimeng as Independent For For Shareholder
Director
2.3 Elect Wang Zhanxue as Independent For For Shareholder
Director
2.4 Elect Du Jian as Independent Director For For Shareholder
3.1 Elect Mou Xin as Supervisor For For Shareholder
3.2 Elect Wang Lutang as Supervisor For For Shareholder
--------------------------------------------------------------------------------
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Election of Members of the For For Management
Professional Committee of the Board of
Directors
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Report of the Independent For For Management
Directors
5 Approve Annual Report and Summary For For Management
6 Approve Financial Statements For For Management
7 Approve Profit Distribution For For Management
8 Approve Related Party Transaction For For Management
9 Approve Issuance of Shares and Raising For For Management
Supporting Funds as well as Special
Report on the Deposit and Usage of
Raised Funds
10 Approve Remuneration of Directors For For Management
11 Approve Financial Budget For For Management
12 Approve Signing of Related Party For For Management
Transaction Framework Agreement
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: MAY 17, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Own Funds for Cash For Against Management
Management
--------------------------------------------------------------------------------
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Services Agreement For For Management
2 Elect Zhao Liang as Non-independent For For Shareholder
Director and Member of Strategy
Committee
--------------------------------------------------------------------------------
AGILE GROUP HOLDINGS LTD.
Ticker: 3383 Security ID: G01198103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Chen Zhuo Lin as Director For For Management
4 Elect Luk Sin Fong, Fion as Director For Against Management
5 Elect Chan Cheuk Nam as Director For For Management
6 Elect Cheng Hon Kwan as Director For Against Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
9A Authorize Repurchase of Issued Share For For Management
Capital
9B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
AGILITY PUBLIC WAREHOUSING CO. KSC
Ticker: AGLTY Security ID: M8788D124
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations and Financial Position for
FY 2020
2 Approve Corporate Governance Report For Did Not Vote Management
including the Remuneration Report and
Audit Committee Report for FY 2020
3 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2020
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2020
5 Approve Special Report on Penalties For Did Not Vote Management
and Violations for FY 2020
6 Approve Dividends of KWD 0.010 per For Did Not Vote Management
Share for FY 2020
7 Authorize Distribution of Bonus Shares For Did Not Vote Management
Representing 10 Percent of Share
Capital
8 Approve Transfer of 10 Percent of Net For Did Not Vote Management
Income to Statutory Reserve
9 Approve Related Party Transactions Re: For Did Not Vote Management
Directors, Directors' Representatives
and Directors' Relatives Transactions
10 Approve Listing of Shares on a Foreign For Did Not Vote Management
Stock Exchange Up to 40 Percent of
Company Total Capital and Authorize
Board to Take All Procedures and
Instructions Needed
11 Approve Remuneration of Directors of For Did Not Vote Management
KWD 140,000 for FY 2020
12 Approve Related Party Transactions for For Did Not Vote Management
FY 2020 and FY 2021
13 Authorize Share Repurchase Program of For Did Not Vote Management
Up to 10 Percent of Issued Share
Capital
14 Authorize Issuance of Bonds/Sukuk and For Did Not Vote Management
Authorize Board to Set Terms of
Issuance
15 Approve Discharge of Directors for FY For Did Not Vote Management
2020
16 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2021
--------------------------------------------------------------------------------
AGILITY PUBLIC WAREHOUSING CO. KSC
Ticker: AGLTY Security ID: M8788D124
Meeting Date: MAY 23, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve The Sale Agreement of For Did Not Vote Management
Agility's Global Integrated Logistics
Business to DSV Panalpina A/S
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA
Ticker: 1288 Security ID: Y00289119
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Remuneration of the For For Management
Directors
2 Approve 2019 Remuneration of the For For Management
Supervisors
3 Elect Zhou Ji as Director For For Management
4 Elect Fan Jianqiang as Supervisor For For Management
5 Approve Additional Donation Budget for For For Shareholder
Anti-Pandemic Materials for the Year
2020
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA
Ticker: 1288 Security ID: Y00289101
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Remuneration of the For For Management
Directors
2 Approve 2019 Remuneration of the For For Management
Supervisors
3 Elect Zhou Ji as Director For For Management
4 Elect Fan Jianqiang as Supervisor For For Management
5 Approve Additional Donation Budget for For For Shareholder
Anti-Pandemic Materials for the Year
2020
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA
Ticker: 1288 Security ID: Y00289101
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gu Shu as Director For For Management
2 Approve Additional Budget for Poverty For For Management
Alleviation Donations
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA
Ticker: 1288 Security ID: Y00289119
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the Board For For Management
of Supervisors
3 Approve 2020 Final Financial Accounts For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve KPMG Huazhen LLP and KPMG as For For Management
External Auditors
6 Elect Lin Li as Director For For Management
7 Approve Fixed Assets Investment Budget For For Management
for 2021
8 To Listen to the 2020 Work Report of None None Management
Independent Directors of the Bank
9 To Listen to the 2020 Report on the None None Management
Implementation of the Plan on
Authorization of General Meeting of
Shareholders to the Board of Directors
of the Bank
10 To Listen to the Report on the None None Management
Management of Related Transactions
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA
Ticker: 1288 Security ID: Y00289101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the Board For For Management
of Supervisors
3 Approve 2020 Final Financial Accounts For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve KPMG Huazhen LLP and KPMG as For For Management
External Auditors
6 Elect Lin Li as Director For For Management
7 Approve Fixed Assets Investment Budget For For Management
for 2021
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA LIMITED
Ticker: 1288 Security ID: Y00289119
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gu Shu as Director For For Management
2 Approve Additional Budget for Poverty For For Management
Alleviation Donations
--------------------------------------------------------------------------------
AIER EYE HOSPITAL GROUP CO., LTD.
Ticker: 300015 Security ID: Y0029J108
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Address For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
AIER EYE HOSPITAL GROUP CO., LTD.
Ticker: 300015 Security ID: Y0029J108
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Financial Statements For For Management
4 Approve Equity Distribution Plan For For Management
5 Approve Appointment of Auditor For For Management
6 Approve Social Responsibility Report For For Management
7 Approve Remuneration of Directors For For Management
8 Amend Articles of Association For Against Management
9 Approve Increase in Registered Capital For For Management
and Amendments to Articles of
Association
10.1 Approve Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
10.2 Approve Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
10.3 Approve Working System for Independent For Against Management
Directors
10.4 Approve Management System for For Against Management
Providing External Guarantees
10.5 Approve Management System for For Against Management
Providing External Investments
10.6 Approve Related-Party Transaction For Against Management
Management System
10.7 Approve Information Disclosure For Against Management
Management System
10.8 Approve Management System of Raised For Against Management
Funds
11 Approve Application of Bank Credit For For Management
Lines
12 Approve Report of the Board of For For Management
Supervisors
13 Approve Remuneration of Supervisors For Against Management
14 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
15.1 Approve Criteria to Select Plan For For Management
Participants
15.2 Approve Source, Number and Allocation For For Management
of Underlying Stocks
15.3 Approve Duration, Grant Date, Limited For For Management
Sale Period, Unlocking the Restricted
Period Arrangement, and Lock-up period
15.4 Approve Grant Price and Price-setting For For Management
Basis
15.5 Approve Conditions for Granting and For For Management
Unlocking
15.6 Approve Methods and Procedures to For For Management
Adjust the Incentive Plan
15.7 Approve Accounting Treatment For For Management
15.8 Approve Implementation Procedure For For Management
15.9 Approve Rights and Obligations of the For For Management
Plan Participants and the Company
15.10 Approve How to Implement the For For Management
Restricted Stock Incentive Plan When
There Are Changes for the Company and
Incentive Objects
15.11 Approve Resolution Mechanism of For For Management
Related disputes between the Company
and the Incentive Object
15.12 Approve Principle of Restricted Stock For For Management
Repurchase Cancellation
16 Approve Methods to Assess the For For Management
Performance of Plan Participants
17 Approve Authorization of the Board to For For Management
Handle All Related Matters
18 Approve Report on the Usage of For For Management
Previously Raised Funds
--------------------------------------------------------------------------------
AIER EYE HOSPITAL GROUP CO., LTD.
Ticker: 300015 Security ID: Y0029J108
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Shares to Specific Targets
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Basis and Issue Price For For Management
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Listing Exchange For For Management
2.8 Approve Amount and Use of Proceeds For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan for Issuance of Shares to For For Management
Specific Targets
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares to
Specific Targets
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
7 Approve Shareholder Return Plan For For Management
8 Approve Special Deposit Account for For For Management
Raised Funds
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
AIR CHINA LIMITED
Ticker: 753 Security ID: Y002A6104
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lyu Yanfang as Supervisor For For Management
2 Approve Trademark License Framework For Against Management
Agreement and Related Transactions
3 Approve Renewal of the Financial For For Management
Services Framework Agreement Between
the Company and China National
Aviation Finance Co., Ltd. and
Provision of Deposit Services
4 Approve Renewal of the Financial For For Management
Services Framework Agreement Between
China National Aviation Finance Co.,
Ltd. and China National Aviation
Holding Corporation Limited
--------------------------------------------------------------------------------
AIR CHINA LIMITED
Ticker: 753 Security ID: Y002A6138
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lyu Yanfang as Supervisor For For Management
2 Approve Trademark License Framework For Against Management
Agreement and Related Transactions
3 Approve Renewal of the Financial For For Management
Services Framework Agreement Between
the Company and China National
Aviation Finance Co., Ltd. and
Provision of Deposit Services
4 Approve Renewal of the Financial For For Management
Services Framework Agreement Between
China National Aviation Finance Co.,
Ltd. and China National Aviation
Holding Corporation Limited
--------------------------------------------------------------------------------
AIR CHINA LIMITED
Ticker: 753 Security ID: Y002A6104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the For For Management
Supervisory Committee
3 Approve 2020 Audited Consolidated For For Management
Financial Statements
4 Approve 2020 Profit Distribution For For Management
Proposal
5 Approve Deloitte Touche Tohmatsu as For For Management
International Auditor and Deloitte
Touche Tohmatsu Certified Public
Accountants LLP as Domestic Auditor
and Internal Control Auditor and
Authorize Board to Fix Their
Remuneration
6 Amend Articles of Association For For Management
7 Approve Grant of General Mandate to For Against Management
the Board to Issue Debt Financing
Instruments
--------------------------------------------------------------------------------
AIR CHINA LIMITED
Ticker: 753 Security ID: Y002A6138
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the For For Management
Supervisory Committee
3 Approve 2020 Audited Consolidated For For Management
Financial Statements
4 Approve 2020 Profit Distribution For For Management
Proposal
5 Approve Deloitte Touche Tohmatsu as For For Management
International Auditor and Deloitte
Touche Tohmatsu Certified Public
Accountants LLP as Domestic Auditor
and Internal Control Auditor and
Authorize Board to Fix Their
Remuneration
6 Amend Articles of Association For For Management
7 Approve Grant of General Mandate to For Against Management
the Board to Issue Debt Financing
Instruments
--------------------------------------------------------------------------------
AIRPORTS OF THAILAND PUBLIC CO. LTD.
Ticker: AOT Security ID: Y0028Q137
Meeting Date: JAN 22, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Matters to be Informed None None Management
2 Acknowledge Operating Results None None Management
3 Approve Financial Statements For For Management
4 Approve Dividend Payment For For Management
5.1 Elect Suttirat Rattanachot as Director For For Management
5.2 Elect Thanin Pa-Em as Director For For Management
5.3 Elect Bhanupong Seyayongka as Director For For Management
5.4 Elect Krit Sesavej as Director For For Management
5.5 Elect Supawan Tanomkieatipume as For For Management
Director
6 Approve Remuneration of Directors and For For Management
Sub-Committees
7 Approve EY Company Limited as Auditor For For Management
and Authorize Board to Fix Their
Remuneration
8 Other Business For Against Management
--------------------------------------------------------------------------------
AKBANK TAS
Ticker: AKBNK Security ID: M0300L106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For Against Management
5 Approve Discharge of Board For Against Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Approve Director Remuneration For Against Management
9 Ratify External Auditors For For Management
10 Amend Article 9 Re: Capital Related For For Management
11 Receive Information on Remuneration None None Management
Policy
12 Receive Information on Donations Made None None Management
in 2020
13 Approve Upper Limit of Donations for For For Management
2021
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
--------------------------------------------------------------------------------
AKESO, INC.
Ticker: 9926 Security ID: G0146B103
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A1 Elect Xia Yu as Director For Against Management
2A2 Elect Li Baiyong as Director For For Management
2A3 Elect Wang Zhongmin Maxwell as Director For For Management
2A4 Elect Xie Ronggang as Director For For Management
2B Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
AL RAJHI BANK
Ticker: 1120 Security ID: M0R60D105
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Abdullah Al Rajhi as Director None Abstain Management
1.2 Elect Alaa Al Jabiri as Director None Abstain Management
1.3 Elect Raed Al Tameemi as Director None Abstain Management
1.4 Elect Khalid Al Queiz as Director None Abstain Management
1.5 Elect Ibrahim Al Ghufeili as Director None Abstain Management
1.6 Elect Abdulateef Al Seef as Director None Abstain Management
1.7 Elect Hamzah Khusheim as Director None Abstain Management
1.8 Elect Abdulazeez Al Ghufeili as None Abstain Management
Director
1.9 Elect Badr Al Rajhi as Director None Abstain Management
1.10 Elect Stefano Bertamini as Director None Abstain Management
1.11 Elect Ibrahim Al Rumeih as Director None Abstain Management
1.12 Elect Tariq Linjawi as Director None Abstain Management
1.13 Elect Abdullah Al Sheikh as Director None Abstain Management
1.14 Elect Bassim Abou Al Faraj as Director None Abstain Management
1.15 Elect Saad Al Haqeel as Director None Abstain Management
1.16 Elect Abdulrahman Al Khayal as Director None Abstain Management
2 Elect Members of Audit Committee, For Against Management
Approve its Charter and the
Remuneration of Its Members
3 Amend Shariah Board Charter For For Management
--------------------------------------------------------------------------------
AL RAJHI BANK
Ticker: 1120 Security ID: M0R60D105
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Approve Dividends of SAR 1 Per Share For For Management
for FY 2020
6 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
7 Ratify Auditors and Fix Their For For Management
Remuneration for Q1,Q2,Q3 and Annual
Statement of FY 2021
8 Approve Remuneration of Directors of For For Management
SAR 5,148,125 for FY 2020
9 Approve Remuneration of Audit For For Management
Committee of SAR 860,656 for FY 2020
10 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
11 Approve Increase in Audit Committee For For Management
Members from 3 to 5 Members by
Appointing Abdulateef Al Seef and Raed
Al Tameemi as Audit Committee Members
12 Elect Sharia Supervisory Board Members For For Management
(Bundled)
13 Approve Related Party Transactions Re: For For Management
Berain Company
14 Approve Related Party Transactions Re: For For Management
Mohammed Abdulaziz Al-Rajhi and Sons
for Investment Co
15 Approve Related Party Transactions Re: For For Management
Mohammed Abdulaziz Al-Rajhi and Sons
for Investment Co
16 Approve Related Party Transactions Re: For For Management
Mohammed Abdulaziz Al-Rajhi and Sons
for Investment Co
17 Approve Related Party Transactions Re: For For Management
National Gas & Industrialization
Company
18 Approve Related Party Transactions Re: For For Management
Fursan Travel and Tourism Company
19 Approve Related Party Transactions Re: For For Management
Abdullah Al Rajhi
20 Approve Related Party Transactions Re: For For Management
Insurance Renewal with Al Rajhi
Company for Cooperative Insurance
21 Approve Related Party Transactions Re: For For Management
Vehicles Insurance Renewal with Al
Rajhi Company for Cooperative Insurance
--------------------------------------------------------------------------------
ALDAR PROPERTIES PJSC
Ticker: ALDAR Security ID: M0517N101
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Chairman of the Meeting to For For Management
Appoint a Secretary and Vote Collector
to the Meeting
2 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
5 Approve Dividends of AED 0.145 per For For Management
Share for FY 2020
6 Approve Remuneration of Directors for For For Management
FY 2020
7 Approve Discharge of Directors for FY For For Management
2020
8 Approve Discharge of Auditors for FY For For Management
2020
9 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
10 Elect Khaleefah Al Rumeithi as Director For For Management
11 Approve the Appointment of For For Management
Representatives for the Shareholders
and Fix Their Remuneration
12 Approve Social Contributions for FY For For Management
2021
13 Amend Articles of Bylaws For For Management
--------------------------------------------------------------------------------
ALFA S.A.B DE C.V.
Ticker: Security ID: MXP000511016
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Partial Spin-off For For Management
3 Amendments to Articles For Against Management
4 Election of Meeting Delegates For For Management
5 Minutes For For Management
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For For Management
2.2 Elect Kabir Misra as Director For For Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED
Ticker: Security ID: BMG0171K1018
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Accounts and Reports For For Management
4 Elect ZHU Shunyan For For Management
7 Directors' Fees For For Management
5 Elect WANG Qiang For For Management
6 Elect WU Yongming For For Management
8 Appointment of Auditor and Authority For For Management
to Set Fees
9 Authority to Issue Shares w/o For Against Management
Preemptive Rights
10 Authority to Repurchase Shares For For Management
11 Authority to Issue Repurchased Shares For Against Management
12 Authority to Grant Awards of Options For For Management
and/or RSUs under the Share Award
Scheme
13 Adoption of New Bye-Laws For Against Management
--------------------------------------------------------------------------------
ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED
Ticker: 241 Security ID: G0171K101
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revised Annual Cap Under the For For Management
Technical Services Framework Agreement
--------------------------------------------------------------------------------
ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED
Ticker: 241 Security ID: G0171K101
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2022 Logistics Services For For Management
Framework Agreement, Proposed Annual
Cap and Related Transactions
2 Approve 2022 Platform Services For For Management
Framework Agreement, Proposed Annual
Cap and Related Transactions
3 Approve 2022 Advertising Services For For Management
Framework Agreement, Proposed Annual
Cap and Related Transactions
4 Approve 2022 Framework Technical For For Management
Services Agreement, Proposed Annual
Cap and Related Transactions
5 Authorize the Board to Deal with All For For Management
Related Matters in Relation to
Resolutions 1 to 4
--------------------------------------------------------------------------------
ALIBABA PICTURES GROUP LIMITED
Ticker: 1060 Security ID: G0171W105
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1a Elect Meng Jun as Director For For Management
2.1b Elect Li Jie as Director For For Management
2.1c Elect Xu Hong as Director For For Management
2.1d Elect Song Lixin as Director For For Management
2.1e Elect Johnny Chen as Director For For Management
2.2 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Increase in Authorized Share For For Management
Capital
8 Amend Bye-Laws of the Company For For Management
--------------------------------------------------------------------------------
ALIBABA PICTURES GROUP LIMITED
Ticker: 1060 Security ID: G0171W105
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement, New For For Management
Caps and Related Transactions
--------------------------------------------------------------------------------
ALINMA BANK
Ticker: 1150 Security ID: M0R35G100
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
2 Approve Board Report on Company For For Management
Operations for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Approve Dividends of SAR 0.30 Per For For Management
Share for FY 2020
6 Ratify Auditors and Fix Their For For Management
Remuneration for Q1,Q2,Q3 and Annual
Statement of FY 2021
7 Approve Remuneration of Directors of For For Management
SAR 6,508,000 for FY 2020
8 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
9 Amend Succession Policy for the For For Management
Membership of the Board of Directors
and its Committees
10 Amend Nomination and Remunerations For For Management
Charter
11 Amend Candidacy to the Membership of For For Management
the Board of Directors Charter
12 Amend Board, Board Committees, For For Management
Secretariat and Executive Committee
Compensations and Allowances Policy
13 Amend Shariah Committee Charter For For Management
14 Amend Audit Committee Charter For For Management
15 Elect Sharia Supervisory Board Members For For Management
(Bundled)
16 Allow Mutlaq Al Mureishid to Be For For Management
Involved with Other Companies
17 Amend Article 3 of Bylaws Re: For For Management
Corporate Purposes
18 Amend Article 4 of Bylaws Re: For For Management
Establishment of Companies
19 Amend Article 6 of Bylaws Re: Company For For Management
Headquarter
20 Amend Article 9 of Bylaws Re: Shares For For Management
21 Amend Article 11 of Bylaws Re: Trading For For Management
Method
22 Amend Article 12 of Bylaws Re: Share For For Management
Lien
23 Amend Article 13 of Bylaws Re:Capital For For Management
Increase
24 Amend Article 14 of Bylaws Re: Capital For For Management
Reduction
25 Amend Article 15 of Bylaws Re: Share For For Management
Purchase
26 Amend Article 16 of Bylaws Re: Bond For For Management
Issuance
27 Amend Article 18 of Bylaws Re: For For Management
Management
28 Amend Article 19 of Bylaws Re: For For Management
Membership Expiry
29 Amend Article 20 of Bylaws Re: For For Management
Authorities
30 Amend Article 21 of Bylaws Re: Board For For Management
Committees
31 Amend Article 22 of Bylaws Re: For For Management
Executive Committee
32 Amend Article 23 of Bylaws Re: Audit For For Management
Committee
33 Amend Article 24 of Bylaws Re: Board For For Management
Remuneration
34 Amend Article 25 of Bylaws Re: For For Management
Chairman of the Board
35 Amend Article 26 of Bylaws Re: Board For For Management
Meetings
36 Amend Article 27 of Bylaws Re: Board For For Management
Meetings Quorum
37 Amend Article 28 of Bylaws Re: Board For For Management
Resolution
38 Amend Article 32 of Bylaws Re: For For Management
Extraordinary General Assembly
39 Amend Article 33 of Bylaws Re: For Against Management
Convening of Shareholders? General
Assemblies
40 Amend Article 35 of Bylaws Re: Quorum For For Management
of Ordinary General Assemblies
41 Amend Article 36 of Bylaws Re: Quorum For Against Management
of Extraordinary General Assemblies
42 Amend Article 40 of Bylaws Re: General For For Management
Assemblies Chairmanship
43 Amend Article 42 of Bylaws Re: Access For For Management
to Records
44 Amend Article 44 of Bylaws Re: Annual For For Management
Budget and Board of Directors? Report
45 Amend Article 45 of Bylaws Re: For For Management
Dividends Distribution
46 Amend Article 48 of Bylaws Re: Losses For For Management
of the Company
47 Amend Article 50 of Bylaws Re: For For Management
Company's Stamp
48 Amend Article 51 of Bylaws Re: For For Management
Companies Law
49 Amend Article 53 of Bylaws Re: Filing For For Management
of the Articles of Association
50 Amend Articles of Bylaws Re: Rearrange For For Management
Articles of Association
51 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
52 Approve Related Party Transactions Re: For For Management
Alinma Tokyo Marine Company
--------------------------------------------------------------------------------
ALLEGRO.EU SA
Ticker: ALE Security ID: L0R67D109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
on Financial Statements
2 Approve Financial Statements For For Management
3 Receive Board's and Auditor's Reports None None Management
on Consolidated Financial Statements
4 Approve Consolidated Financial For For Management
Statements
5 Approve Allocation of Loss For For Management
6 Approve Remuneration Report For For Management
7 Approve Discharge of Danielle (dit For For Management
Daniele) Arendt-Michels as Director
8 Approve Discharge of Gautier Laurent For For Management
as Director
9 Approve Discharge of Severine Michel For For Management
as Director
10 Approve Discharge of Cedric Pedoni as For For Management
Director
11 Approve Discharge of Gilles Willy For For Management
Duroy as Director
12 Approve Discharge of Francois Nuyts as For For Management
Director
13 Approve Discharge of Jonathan Eastick For For Management
as Director
14 Approve Discharge of Darren Richard For For Management
Huston as Director
15 Approve Discharge of David Barker as For For Management
Director
16 Approve Discharge of Carla For For Management
Smits-Nusteling as Director
17 Approve Discharge of Pawel Padusinski For For Management
as Director
18 Approve Discharge of Nancy Cruickshank For For Management
as Director
19 Approve Discharge of Richard Sanders For For Management
as Director
20 Approve Discharge of Auditors For For Management
21 Renew Appointment of PwC as Auditor For For Management
22 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ALMARAI CO. LTD.
Ticker: 2280 Security ID: M0855N101
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Approve Dividends of SAR 1 per Share For For Management
for FY 2020
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Remuneration of Directors of For For Management
SAR 1,800,000 for FY 2020
7 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021 and FY 2022,
and Q1 of FY 2023
8 Approve Related Party Transactions Re: For For Management
Al Nafoura Catering
9 Approve Related Party Transactions Re: For For Management
Arabian Shield Insurance Co
10 Approve Related Party Transactions Re: For For Management
Mobile Telecommunication Company Saudi
Arabia
11 Approve Related Party Transactions Re: For For Management
Panda Retail Company
12 Approve Related Party Transactions Re: For For Management
United Sugar Co
13 Approve Related Party Transactions Re: For For Management
Afia International Company
14 Approve Related Party Transactions Re: For For Management
Herfy Food Services
15 Approve Related Party Transactions Re: For For Management
National Commercial Bank
16 Approve Related Party Transactions Re: For For Management
National Commercial Bank
17 Approve Related Party Transactions Re: For For Management
Saudi British Bank
18 Approve Related Party Transactions Re: For For Management
Saudi British Bank
19 Approve Related Party Transactions Re: For For Management
Banque Saudi Fransi
20 Approve Related Party Transactions Re: For For Management
Banque Saudi Fransi
21 Approve Related Party Transactions Re: For For Management
Saudi Telecom Company
22 Approve Related Party Transactions Re: For For Management
SAMBA Financial Group
23 Elect Waleed Fatani as Director For Against Management
24 Allow Suleiman Al Muheidib to Be For For Management
Involved with Other Companies
25 Allow Badr Al Issa to Be Involved with For For Management
Other Companies
26 Allow Waleed Fatani to Be Involved For For Management
with Other Companies
27 Authorize Share Repurchase Program Up For Against Management
to 10 Million Shares to be Allocated
to Employee Share Scheme and Authorize
the Board to Execute Approved
Resolution
28 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
29 Approve Deletion of Article 27 of For For Management
Bylaws Re: Executive Committee
--------------------------------------------------------------------------------
ALPARGATAS SA
Ticker: ALPA4 Security ID: P0246W106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 Elect Director Appointed by Preferred None Abstain Shareholder
Shareholder
3 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
4 Do You Wish to Request Installation of Against For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
ALTEOGEN, INC.
Ticker: 196170 Security ID: Y0R93X109
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Lee Seung-ju as Inside Director For Against Management
2.2 Elect Kang Sang-woo as Inside Director For Against Management
2.3 Elect Kim Yang-woo as Non-Independent For Against Management
Non-Executive Director
3.1 Elect Choi Jong-in as Outside Director For For Management
3.2 Elect Ko In-young as Outside Director For For Management
4 Appoint Lee Byeong-gyu as Internal For For Management
Auditor
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
7.1 Approve Stock Option Grants For For Management
7.2 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
ALTUS PROPERTY VENTURES INC
Ticker: APVI Security ID: PHY0100W1019
Meeting Date: AUG 28, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Proof of Notice of Meeting and Quorum For For Management
3 Meeting Minutes For For Management
4 Accounts and Reports For For Management
5 Elect Frederick D. Go For For Management
6 Elect Lance Y. Gokongwei For For Management
7 Elect Faraday D. Go For For Management
8 Elect Corazon L. Ang Ley For For Management
9 Elect Martin Q. Dy Buncio For For Management
10 Elect Maynard S. Ngu For For Management
11 Elect Jean Henri D. Lhuillier For For Management
12 Appointment of Auditor For For Management
13 Ratification of Board Acts For For Management
14 Transaction of Other Business For Abstain Management
15 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LIMITED
Ticker: 2600 Security ID: Y0094N109
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Financial Services For For Management
Agreement and the Relevant Caps
--------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LIMITED
Ticker: 2600 Security ID: Y0094N125
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Financial Services For For Management
Agreement and the Relevant Caps
--------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LIMITED
Ticker: 2600 Security ID: Y0094N109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Independent Auditor's For For Management
Report and Audited Financial Reports
4 Approve 2020 Loss Recovery Plan For For Management
5 Approve Provision of Financing For For Management
Guarantees by the Company to Chalco
Hong Kong Investment
6 Approve Provision of Financing For For Management
Guarantees by the Company and Chalco
Shandong to Xinghua Technology
7 Approve 2021 Remuneration of Directors For For Management
and Supervisors
8 Approve Renewal of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
9 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditors and
PricewaterhouseCoopers as
International Auditors and Authorize
Board to Fix Their Remuneration
10 Approve Issuance of Domestic Bonds For For Management
11 Approve Issuance of Overseas Bonds For For Management
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
13.1 Elect Liu Jianping as Director For For Shareholder
13.2 Elect Jiang Tao as Director For For Shareholder
13.3 Elect Ou Xiaowu as Director For For Shareholder
13.4 Elect Zhang Jilong as Director For For Shareholder
14.1 Elect Qiu Guanzhou as Director For For Shareholder
14.2 Elect Yu Jinsong as Director For For Shareholder
14.3 Elect Chan Yuen Sau Kelly as Director For For Shareholder
--------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LIMITED
Ticker: 2600 Security ID: Y0094N125
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Independent Auditor's For For Management
Report and Audited Financial Reports
4 Approve 2020 Loss Recovery Plan For For Management
5 Approve Provision of Financing For For Management
Guarantees by the Company to Chalco
Hong Kong Investment
6 Approve Provision of Financing For For Management
Guarantees by the Company and Chalco
Shandong to Xinghua Technology
7 Approve 2021 Remuneration of Directors For For Management
and Supervisors
8 Approve Renewal of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
9 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditors and
PricewaterhouseCoopers as
International Auditors and Authorize
Board to Fix Their Remuneration
10 Approve Issuance of Domestic Bonds For For Management
11 Approve Issuance of Overseas Bonds For For Management
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
13.1 Elect Liu Jianping as Director For For Shareholder
13.2 Elect Jiang Tao as Director For For Shareholder
13.3 Elect Ou Xiaowu as Director For For Shareholder
13.4 Elect Zhang Jilong as Director For For Shareholder
14.1 Elect Qiu Guanzhou as Director For For Shareholder
14.2 Elect Yu Jinsong as Director For For Shareholder
14.3 Elect Chan Yuen Sau Kelly as Director For For Shareholder
--------------------------------------------------------------------------------
AMBEV SA
Ticker: ABEV3 Security ID: P0273U106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For Abstain Management
4 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
5 Elect Vinicius Balbino Bouhid as None For Shareholder
Fiscal Council Member and Carlos
Tersandro Fonseca Adeodato as
Alternate Appointed by Minority
Shareholder
6 Approve Remuneration of Company's For Against Management
Management
7 Approve Remuneration of Fiscal Council For For Management
Members
8 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
AMBEV SA
Ticker: ABEV3 Security ID: P0273U106
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 2 For For Management
2 Amend Article 3 Re: Corporate Purpose For For Management
3 Amend Article 5 to Reflect Changes in For For Management
Capital
4 Amend Article 21 For For Management
5 Consolidate Bylaws For For Management
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
AMBUJA CEMENTS LIMITED
Ticker: 500425 Security ID: Y6140K106
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: APR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Then Hwee Tan as Director For For Management
4 Reelect Mahendra Kumar Sharma as For For Management
Director
5 Elect Ramanathan Muthu as Director For For Management
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
AMBUJA CEMENTS LTD
Ticker: Security ID: INE079A01024
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Jan Jenisch For For Management
4 Elect Martin Kriegner For For Management
5 Elect Christof Hassig For For Management
6 Directors' Commission For For Management
7 Elect Neeraj Akhoury For For Management
8 Appointment of Neeraj Akhoury For For Management
(Managing Director & CEO); Approval of
Remuneration
9 Authority to Set Cost Auditor's Fees For For Management
--------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV
Ticker: AMXL Security ID: P0280A101
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect or Ratify Pablo Roberto Gonzalez For Against Management
Guajardo as Director for Series L
Shareholders
1.2 Elect or Ratify David Ibarra Munoz as For For Management
Director for Series L Shareholders
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV
Ticker: AMXL Security ID: P0280A101
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve CEO and Auditors' Report on For For Management
Operations and Results and Board's
Opinion on CEO and Auditors' Report
1.2 Approve Board's Report on Principal For For Management
Policies and Accounting Criteria
Followed in Preparation of Financial
Information
1.3 Approve Report on Activities and For For Management
Operations Undertaken by Board
1.4 Approve Audit and Corporate Practices For For Management
Committee's Report on their Activities
1.5 Approve Consolidated Financial For For Management
Statements, Allocation of Income and
Dividends
1.6 Approve Report on Repurchased Shares For For Management
Reserve
2.1 Approve Discharge of Board and CEO For For Management
2.2a Elect or Ratify Carlos Slim Domit as For For Management
Board Chairman
2.2b Elect or Ratify Patrick Slim Domit as For For Management
Vice-Chairman
2.2c Elect or Ratify Antonio Cosio Pando as For For Management
Director
2.2d Elect or Ratify Arturo Elias Ayub as For For Management
Director
2.2e Elect or Ratify Daniel Hajj Aboumrad For For Management
as Director
2.2f Elect or Ratify Vanessa Hajj Slim as For For Management
Director
2.2g Elect or Ratify Rafael Moises Kalach For For Management
Mizrahi as Director
2.2h Elect or Ratify Francisco Medina For For Management
Chavez as Director
2.2i Elect or Ratify Luis Alejandro Soberon For For Management
Kuri as Director
2.2j Elect or Ratify Ernesto Vega Velasco For For Management
as Director
2.2k Elect or Ratify Oscar Von Hauske Solis For For Management
as Director
2.2l Elect or Ratify Alejandro Cantu For For Management
Jimenez as Secretary (Non-Member) of
Board
2.2m Elect or Ratify Rafael Robles Miaja as For For Management
Deputy Secretary (Non-Member) of Board
2.3 Approve Remuneration of Directors For For Management
3.1 Approve Discharge of Executive For For Management
Committee
3.2a Elect or Ratify Carlos Slim Domit as For For Management
Chairman of Executive Committee
3.2b Elect or Ratify Patrick Slim Domit as For For Management
Member of Executive Committee
3.2c Elect or Ratify Daniel Hajj Aboumrad For For Management
as Member of Executive Committee
3.3 Approve Remuneration of Executive For For Management
Committee
4.1 Approve Discharge of Audit and For For Management
Corporate Practices Committee
4.2a Elect or Ratify Ernesto Vega Velasco For For Management
as Chairman of Audit and Corporate
Practices Committee
4.2b Elect or Ratify Pablo Roberto Gonzalez For Against Management
Guajardo as Member of Audit and
Corporate Practices Committee
4.2c Elect or Ratify Rafael Moises Kalach For For Management
Mizrahi as Member of Audit and
Corporate Practices Committee
4.3 Approve Remuneration of Members of For For Management
Audit and Corporate Practices Committee
5 Set Amount of Share Repurchase Reserve For For Management
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AMMB HOLDINGS BHD
Ticker: Security ID: MYL1015OO006
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Directors' Fees for Fiscal Year 2020 For For Management
10 Authority to Repurchase and Reissue For For Management
Shares
11 Related Party Transactions with Amcorp For For Management
Group Berhad Group
2 Directors' Benefits for Fiscal Year For For Management
2021
3 Elect VOON Seng Chuan For For Management
4 Elect Farina binti Farikhullah Khan For For Management
5 Elect HONG Kean Yong For For Management
6 Elect KONG Sooi Lin For For Management
7 Appointment of Auditor and Authority For For Management
to Set Fees
8 Renewal of Authority to Issue Shares For For Management
under the Dividend Reinvestment Plan
9 Authority to Issue Shares w/o For For Management
Preemptive Rights
--------------------------------------------------------------------------------
AMOREPACIFIC CORP.
Ticker: 090430 Security ID: Y01258105
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Seo Gyeong-bae as Inside Director For For Management
3.2 Elect Ahn Se-hong as Inside Director For Against Management
3.3 Elect Lee Dong-soon as Inside Director For For Management
4 Elect Cho Seong-jin as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Terms of Retirement Pay For For Management
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
AMOREPACIFIC GROUP, INC.
Ticker: 002790 Security ID: Y0126C105
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Seo Gyeong-bae as Inside Director For For Management
4 Approve Terms of Retirement Pay For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
ANADOLU EFES BIRACILIK VE MALT SANAYI A.S.
Ticker: Security ID: TRAAEFES91A9
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
4 Opening; Election of Presiding Chair For For Management
5 Allocation of Profits/Dividends For For Management
6 CLOSING For For Management
--------------------------------------------------------------------------------
ANGANG STEEL COMPANY LIMITED
Ticker: 347 Security ID: Y0132F100
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement, the For For Management
Proposed Revised Annual Cap and
Related Transactions
2 Elect Zhu Keshi as Director For For Management
3 Elect Mu Tiejian as Supervisor For For Management
--------------------------------------------------------------------------------
ANGEL YEAST CO., LTD.
Ticker: Security ID: CNE0000014G0
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 SETTING UP A WHOLLY-OWNED SUBSIDIARY For For Management
AND PURCHASE OF LAND
2 SETTING UP A SUBSIDIARY AND CARRYING For For Management
OUT RELEVANT BUSINESS
3 Construction of a Project Regarding For For Management
Manufacturing
4 Purchase of Reserve Land For For Management
5 SETTING UP A SUBSIDIARY IN YUNNAN For For Management
--------------------------------------------------------------------------------
ANGEL YEAST CO., LTD.
Ticker: 600298 Security ID: Y3746S104
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Manufacturing Project with For For Management
Annual Output of Yeast Products
--------------------------------------------------------------------------------
ANGEL YEAST CO., LTD.
Ticker: 600298 Security ID: Y3746S104
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transaction Complies with For For Management
Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing
2 Approve Spin-off of Subsidiary on the For For Management
ChiNext
3.1 Approve Background, Purpose and For For Management
Commercial Rationality of Spin-off
Listing
3.2 Approve Listing Location For For Management
3.3 Approve Issue Type For For Management
3.4 Approve Par Value For For Management
3.5 Approve Target Parties For For Management
3.6 Approve Listing Period For For Management
3.7 Approve Issue Manner For For Management
3.8 Approve Issue Scale For For Management
3.9 Approve Pricing Basis For For Management
3.10 Approve Other Matters Related to For For Management
Issuance
4 Approve Spin-off of Subsidiary on For For Management
ChiNext in Accordance with Relevant
Laws and Regulations
5 Approve Transaction is Conducive to For For Management
Safeguarding the Legal Rights and
Interests of Shareholders and Creditors
6 Approve Proposal on the Company's For For Management
Independence and Sustainability
7 Approve Subsidiary's Corresponding For For Management
Standard Operational Ability
8 Approve Explanation of the For For Management
Completeness, Compliance and Validity
of Legal Documents Submitted in the
Spin-off
9 Approve Explanation of Fluctuation of For For Management
the Company's Stock Price Does Not
Meet Relevant Standards in Article 5
of the Notice on Regulating the
Information Disclosure of Listed
Companies and the Behavior of Related
Parties
10 Approve Authorization of Board to For For Management
Handle All Related Matters
11 Approve Yeast Green Production Base For For Management
Construction Project
12 Approve Intelligent Chemical Factory For For Management
for Healthy Food Raw Materials
13 Approve Adjustment to the 2,000 Tons For For Management
of Yeast Product Green Manufacturing
Project
14 Approve Change in Accounting Standard For For Management
Currency of Overseas Subsidiary
--------------------------------------------------------------------------------
ANGEL YEAST CO., LTD.
Ticker: 600298 Security ID: Y3746S104
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Management Method of the For For Management
Performance Shares Incentive Plan
4 Approve Authorization of the Board to For For Management
Handle All Related Matters
5 Approve Investment in Hongyu Packaging For For Management
Materials with Annual Output of 23,000
Tons of Functional Packaging New
Materials Project
6 Approve Investment in Hongyu Packaging For For Management
Materials with Annual Output of 30,000
Tons of Health Product Packaging
Materials Factory Phase II Project
--------------------------------------------------------------------------------
ANGEL YEAST CO., LTD.
Ticker: 600298 Security ID: Y3746S104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Report of the Independent For For Management
Directors
6 Approve Profit Distribution For For Management
7 Approve to Appoint Financial Auditor For For Management
8 Approve Provision of Guarantee For For Management
9 Approve Carry-out Financial Leasing For For Management
Business
10 Approve Foreign Exchange Risk and For For Management
Interest Rate Risk Management Business
11 Approve Non-financial Corporate Debt For For Management
Financing Instruments
12 Approve Bill Pool Business For Against Management
13 Approve Yeast Extract Green For For Management
Manufacturing Project
14 Approve Green Manufacturing Project of For For Management
High Nucleic Acid Yeast Products
Project
15 Approve Amendments to Articles of For Against Management
Association
16 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
17 Approve Directors and Senior For For Management
Management Remuneration Appraisal Plan
18 Approve Internal Control Evaluation For For Management
Report
19 Approve Social Responsibility Report For For Management
20.1 Elect Wang Xishan as Director For For Management
--------------------------------------------------------------------------------
ANGEL YEAST CO., LTD.
Ticker: 600298 Security ID: Y3746S104
Meeting Date: JUN 08, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Adjustment of Provision of For Against Management
Guarantee
--------------------------------------------------------------------------------
ANGLO AMERICAN PLATINUM LTD.
Ticker: AMS Security ID: S9122P108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Nombulelo Moholi as Director For For Management
1.2 Re-elect Stephen Pearce as Director For For Management
2.2 Elect Thabi Leoka as Director For For Management
2.3 Elect Roger Dixon as Director For For Management
3.1 Re-elect Peter Mageza as Member of the For For Management
Audit and Risk Committee
3.2 Re-elect John Vice as Member of the For For Management
Audit and Risk Committee
3.3 Re-elect Daisy Naidoo as Member of the For For Management
Audit and Risk Committee
4 Reappoint PricewaterhouseCoopers (PwC) For For Management
as Auditors with JFM Kotze as
Individual Designated Auditor
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6 Authorise Ratification of Approved For For Management
Resolutions
7.1 Approve Remuneration Policy For For Management
7.2 Approve Remuneration Implementation For Against Management
Report
1 Approve Non-executive Directors' Fees For For Management
2 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
3 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD.
Ticker: ANG Security ID: S04255196
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Alan Ferguson as Director For For Management
1.2 Re-elect Christine Ramon as Director For For Management
1.3 Re-elect Jochen Tilk as Director For For Management
2 Elect Dr Kojo Busia as Director For For Management
3.1 Re-elect Alan Ferguson as Member of For For Management
the Audit and Risk Committee
3.2 Re-elect Rhidwaan Gasant as Member of For For Management
the Audit and Risk Committee
3.3 Elect Nelisiwe Magubane as Member of For For Management
the Audit and Risk Committee
3.4 Re-elect Maria Richter as Member of For For Management
the Audit and Risk Committee
3.5 Re-elect Jochen Tilk as Member of the For For Management
Audit and Risk Committee
4 Reappoint Ernst & Young Inc. as For For Management
Auditors
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6.1 Approve Remuneration Policy For For Management
6.2 Approve Implementation Report For For Management
7 Approve Remuneration of Non-Executive For For Management
Directors
8 Authorise Repurchase of Issued Share For For Management
Capital
9 Authorise Board to Issue Shares for For For Management
Cash
10 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
11 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
ANHUI CONCH CEMENT COMPANY LIMITED
Ticker: 914 Security ID: Y01373102
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Xiaorong as Director For For Management
--------------------------------------------------------------------------------
ANHUI CONCH CEMENT COMPANY LIMITED
Ticker: 914 Security ID: Y01373110
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Xiaorong as Director For For Management
--------------------------------------------------------------------------------
ANHUI CONCH CEMENT COMPANY LIMITED
Ticker: 914 Security ID: Y01373102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Reports For For Management
4 Approve KPMG Huazhen LLP as PRC and For For Management
Internal Control Auditor, KPMG as
International Financial Auditor, and
Authorize Board to Fix Their
Remuneration
5 Approve Profit Appropriation Proposal For For Management
and Declaration of Final Dividend
6 Approve Provision of Guarantee to For For Management
Subsidiaries and Invested Companies
7 Elect Wang Cheng as Director For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ANHUI CONCH CEMENT COMPANY LIMITED
Ticker: 914 Security ID: Y01373110
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Reports For For Management
4 Approve KPMG Huazhen LLP as PRC and For For Management
Internal Control Auditor, KPMG as
International Financial Auditor, and
Authorize Board to Fix Their
Remuneration
5 Approve Profit Appropriation Proposal For For Management
and Declaration of Final Dividend
6 Approve Provision of Guarantee to For For Management
Subsidiaries and Invested Companies
7 Elect Wang Cheng as Director For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ANHUI GUJING DISTILLERY CO., LTD.
Ticker: 200596 Security ID: Y0137M118
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size For For Management
2.6 Approve Amount and Use of Proceeds For For Management
2.7 Approve Lock-up Period For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Private Placement of Shares For For Management
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve that the Company Does Not Need For For Management
to Produce a Report on the Usage of
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Undertakings of Remedial For For Management
Measures by the Relevant Parties in
Relation to the Dilution of Current
Returns as a Result of the Private
Placement
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ANHUI GUJING DISTILLERY CO., LTD.
Ticker: 200596 Security ID: Y0137M100
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size For For Management
2.6 Approve Amount and Use of Proceeds For For Management
2.7 Approve Lock-up Period For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Private Placement of Shares For For Management
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve that the Company Does Not Need For For Management
to Produce a Report on the Usage of
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Undertakings of Remedial For For Management
Measures by the Relevant Parties in
Relation to the Dilution of Current
Returns as a Result of the Private
Placement
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ANHUI GUJING DISTILLERY CO., LTD.
Ticker: 200596 Security ID: Y0137M118
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Change in Performance For For Management
Commitment
--------------------------------------------------------------------------------
ANHUI GUJING DISTILLERY CO., LTD.
Ticker: 200596 Security ID: Y0137M100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Change in Performance For For Management
Commitment
--------------------------------------------------------------------------------
ANHUI KOUZI DISTILLERY CO., LTD.
Ticker: 603589 Security ID: Y013BD105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors and For For Management
Supervisors
7 Approve Daily Related Party For For Management
Transactions
8 Approve Appointment of Auditor For For Management
9 Approve Annual Report and Summary For For Management
--------------------------------------------------------------------------------
ANTA SPORTS PRODUCTS LIMITED
Ticker: 2020 Security ID: G04011105
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Ding Shijia as Director For For Management
4 Elect Zheng Jie as Director For For Management
5 Elect Yiu Kin Wah Stephen as Director For Against Management
6 Elect Lai Hin Wing Henry Stephen as For For Management
Director
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
APELOA PHARMACEUTICAL CO., LTD.
Ticker: 000739 Security ID: Y71710100
Meeting Date: APR 19, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Related Party Transaction For For Management
7 Approve Provision of Guarantees to For For Management
Subsidiaries
8 Approve to Appoint Auditor For For Management
9 Approve Use of Idle Own Funds for For Against Management
Financial Investment
10 Elect Qian Juanping as Independent For For Management
Director
11 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
APOLLO HOSPITALS ENTERPRISE LIMITED
Ticker: 508869 Security ID: Y0187F138
Meeting Date: JAN 09, 2021 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
APOLLO HOSPITALS ENTERPRISE LIMITED
Ticker: 508869 Security ID: Y0187F138
Meeting Date: MAY 03, 2021 Meeting Type: Special
Record Date: MAR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Amalgamation For For Management
--------------------------------------------------------------------------------
ARAB NATIONAL BANK
Ticker: 1080 Security ID: M1454X102
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Approve Dividends of SAR 0.40 Per For For Management
Share for FY 2020
6 Amend Audit Committee Charter For For Management
7 Approve Remuneration of Directors of For For Management
SAR 4,860,245 for FY 2020
8 Ratify Auditors and Fix Their For For Management
Remuneration for Q1,Q2,Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
9 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
10 Approve Related Party Transactions Re: For For Management
Takamul Business Services Company
11 Approve Related Party Transactions Re: For For Management
Alrashid Trading and Contracting
Company Ltd
12 Approve Related Party Transactions Re: For For Management
Al Jabr Investment and Real Estate
Company
13 Approve Related Party Transactions Re: For For Management
Al Jabr Investment and Real Estate
Company
14 Approve Related Party Transactions Re: For For Management
Alrashid Trading and Contracting
Company Ltd
15 Approve Related Party Transactions Re: For For Management
Rashid Abdulrahman Alrashid and Sons
Company
16 Approve Related Party Transactions Re: For For Management
Al Jabr Investment and Real Estate
Company
17 Approve Related Party Transactions Re: For For Management
Abana Projects Group Company
18 Approve Related Party Transactions Re: For For Management
Alkhaleej Training and Education
Company
19 Approve Related Party Transactions Re: For For Management
Riyadh Business Gate Company
20 Approve Related Party Transactions Re: For For Management
Saudi Financial Support Services
Company
21 Approve Related Party Transactions Re: For For Management
Al Jabr Holding Group
22 Approve Related Party Transactions Re: For For Management
Astra Group
23 Approve Related Party Transactions Re: For For Management
Al Touk Group
24 Approve Related Party Transactions Re: For For Management
Salah Rashid Alrashid Group
25 Approve Related Party Transactions Re: For For Management
the Heirs of Homoud Alobaid Al Rasheed
26 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Marine Shipping Insurance
Policy
27 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Private Auto Fleet
Insurance Policy
28 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Commercial Fleet Insurance
Policy
29 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Property All Risk Insurance
Policy
30 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Terrorism Risk Insurance
Policy
31 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Directors and Staff
Liability Insurance Policy
32 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Directors and Staff
Liability Risk Insurance Policy
33 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Third Party Liability
Insurance Policy
34 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Employee Group Life
Insurance Policy
35 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company
Renewal of Mortgage Credit Insurance
Policy
36 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company
Renewal of Auto Financial Lease Fleet
Insurance Policy
--------------------------------------------------------------------------------
ARCA CONTINENTAL SAB DE CV
Ticker: AC Security ID: P0448R103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CEO's Report on Results and For For Management
Operations of Company, Auditor's
Report and Board's Opinion; Approve
Board's Report on Activities; Approve
Report of Audit and Corporate
Practices Committee; Receive Report on
Adherence to Fiscal Obligations
2 Approve Allocation of Income and Cash For For Management
Dividends of MXN 2.94 Per Share
3 Set Maximum Amount of Share Repurchase For For Management
Reserve
4 Elect Directors, Verify their For Against Management
Independence Classification, Approve
their Remuneration and Elect
Secretaries
5 Approve Remuneration of Board For Against Management
Committee Members; Elect Chairman of
Audit and Corporate Practices Committee
6 Appoint Legal Representatives For For Management
7 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
ASE TECHNOLOGY HOLDING CO., LTD.
Ticker: 3711 Security ID: Y0249T100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Lending For For Management
Procedures and Caps
4 Approve Amendments to Articles of For For Management
Association
5 Approve Issuance of Restricted Stocks For For Management
6.1 Elect JASON C.S. CHANG, a For For Management
Representative of ASE ENTERPRISES LTD.
, with SHAREHOLDER NO.00000001, as
Non-independent Director
6.2 Elect RICHARD H.P.CHANG, a For For Management
Representative of ASE ENTERPRISES LTD.
, with SHAREHOLDER NO.00000001, as
Non-independent Director
6.3 Elect CHI-WEN TSAI, a Representative For For Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.4 Elect YEN-CHUN CHANG, a Representative For For Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.5 Elect TIEN WU, a Representative of ASE For For Management
ENTERPRISES LTD., with SHAREHOLDER NO.
00000001, as Non-independent Director
6.6 Elect JOSEPH TUNG, a Representative of For For Management
ASE ENTERPRISES LTD., with SHAREHOLDER
NO.00000001, as Non-independent
Director
6.7 Elect RAYMOND LO, a Representative of For For Management
ASE ENTERPRISES LTD., with SHAREHOLDER
NO.00000001, as Non-independent
Director
6.8 Elect TS CHEN, a Representative of ASE For For Management
ENTERPRISES LTD., with SHAREHOLDER NO.
00000001, as Non-independent Director
6.9 Elect JEFFERY CHEN, a Representative For For Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.10 Elect RUTHERFORD CHANG, with For For Management
SHAREHOLDER NO.00059235 as
Non-independent Director
6.11 Elect SHENG-FU YOU (Sheng-Fu Yo), with For For Management
SHAREHOLDER NO.H101915XXX as
Independent Director
6.12 Elect MEI-YUEH HO, with SHAREHOLDER NO. For For Management
Q200495XXX as Independent Director
6.13 Elect PHILIP WEN-CHYI ONG, with For For Management
SHAREHOLDER NO.A120929XXX as
Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
ASELSAN ELEKTRONIK SANAYI VE TICARET AS
Ticker: ASELS.E Security ID: M1501H100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Approve Director Remuneration For Against Management
9 Ratify External Auditors For Against Management
10 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
11 Receive Information on Related Party None None Management
Transactions
12 Approve Upper Limit of Donations for For Against Management
2021
13 Approve Upper Limit of Sponsorships to For Against Management
Be Made in 2021
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
--------------------------------------------------------------------------------
ASIA CEMENT CORP.
Ticker: 1102 Security ID: Y0275F107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
--------------------------------------------------------------------------------
ASIAN PAINTS LIMITED
Ticker: 500820 Security ID: Y03638114
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports and Audited
Consolidated Financial Statements
2 Approve Final Dividend For For Management
3 Reelect Abhay Vakil as Director For For Management
4 Reelect Jigish Choksi as Director For For Management
5 Approve Deloitte Haskins & Sells LLP, For For Management
Chartered Accountants as Auditors and
Authorize Board to Fix Their
Remuneration
6 Reelect R. Seshasayee as Director For For Management
7 Approve R. Seshasayee to Continue For For Management
Office as Independent Director
8 Approve Asian Paints Employee Stock For Against Management
Option Plan 2021 and Grant of Options
to Eligible Employees of the Company
9 Approve Grant of Stock Options to the For Against Management
Eligible Employees of the Company's
Subsidiaries under the Asian Paints
Employee Stock Option Plan 2021
10 Approve Secondary Acquisition of For Against Management
Shares Through Trust Route for the
Implementation of the Asian Paints
Employee Stock Option Plan 2021
11 Approve Grant of Stock Options to Amit For Against Management
Syngle as Managing Director and CEO
under the Asian Paints Employee Stock
Option Plan 2021
12 Approve Maintenance of Register of For For Management
Members and Related Books at a Place
Other Than the Registered Office of
the Company
13 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
ASIAN PAINTS LTD.
Ticker: Security ID: INE021A01026
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Ashwin S. Dani For For Management
4 Elect Amrita A. Vakil For For Management
5 Elect Manish Choksi For For Management
6 Continuation of Office of Director For For Management
Ashwin S. Dani
7 Elect Amit Syngle For For Management
8 Appointment of Amit Syngle (Managing For For Management
Director & CEO); Approval of
Remuneration
9 Authority to Set Cost Auditors' Fees For For Management
--------------------------------------------------------------------------------
ASMEDIA TECHNOLOGY INC.
Ticker: 5269 Security ID: Y0397P108
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Issuance of Restricted Stock For Against Management
Awards (For Employees)
--------------------------------------------------------------------------------
ASPEN PHARMACARE HOLDINGS LTD.
Ticker: APN Security ID: S0754A105
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Year Ended 30
June 2020
2 Receive and Note the Social & Ethics For For Management
Committee Report
3.1 Re-elect Linda de Beer as Director For For Management
3.2 Re-elect Chris Mortimer as Director For For Management
3.3 Re-elect David Redfern as Director For For Management
3.4 Re-elect Sindi Zilwa as Director For For Management
4 Appoint Ernst & Young Inc as Auditors For For Management
with Derek Engelbrecht as the
Individual Registered Auditor
5.1 Re-elect Linda de Beer as Member of For For Management
the Audit & Risk Committee
5.2 Re-elect Ben Kruger as Member of the For For Management
Audit & Risk Committee
5.3 Re-elect Babalwa Ngonyama as Member of For For Management
the Audit & Risk Committee
6 Place Authorised but Unissued Shares For For Management
under Control of Directors
7 Authorise Board to Issue Shares for For For Management
Cash
8 Authorise Ratification of Approved For For Management
Resolutions
1 Approve Remuneration Policy For For Management
2 Approve Remuneration Implementation For Against Management
Report
1.1a Approve Fees of the Board Chairman For For Management
1.1b Approve Fees of the Board Members For For Management
1.2a Approve Fees of the Audit & Risk For For Management
Committee Chairman
1.2b Approve Fees of the Audit & Risk For For Management
Committee Members
1.3a Approve Fees of the Remuneration & For For Management
Nomination Committee Chairman
1.3b Approve Fees of the Remuneration & For For Management
Nomination Committee Members
1.4a Approve Fees of the Social & Ethics For For Management
Committee Chairman
1.4b Approve Fees of the Social & Ethics For For Management
Committee Members
2 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
3 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
ASSET WORLD CORP. PCL
Ticker: AWC Security ID: Y04022102
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Omission of Dividend Payment
4.1 Elect Prasit Kovilaikool as Director For For Management
4.2 Elect Rungson Sriworasat as Director For For Management
4.3 Elect Vachara Tuntariyanond as Director For For Management
4.4 Elect Tithiphan Chuerboonchai as For For Management
Director
4.5 Elect Weerawong Chittmittrapap as For For Management
Director
5 Approve Remuneration of Directors For For Management
6 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7.1 Approve Investment in TCC Woeng Nakhon For For Management
Kasem Company Limited (Woeng Nakhon
Kasem Project)
7.2 Approve Investment in Wannasub Pattana For For Management
Company Limited
8 Other Business For Against Management
--------------------------------------------------------------------------------
ASUSTEK COMPUTER, INC.
Ticker: 2357 Security ID: Y04327105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
--------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO LTD
Ticker: Security ID: CNE100002BZ6
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Employee Restricted Shares Plan For For Management
2 APPRAISAL MANAGEMENT MEASURES FOR THE For For Management
2020 RESTRICTED STOCK INCENTIVE PLAN
3 Authorization to the Board to Handle For For Management
Matters Regarding the 2020 Restricted
Stock Incentive Plan
--------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO LTD
Ticker: Security ID: CNE100002BZ6
Meeting Date: AUG 10, 2020 Meeting Type: Special
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 PLAN FOR NON-PUBLIC SHARE OFFERING: For For Management
STOCK TYPE AND PAR VALUE
10 Plan for Non-public Share Offering: For For Management
The Valid Period of the Resolution of
the Non-public Share Offering
2 PLAN FOR NON-PUBLIC SHARE OFFERING: For For Management
ISSUING METHOD AND DATE
3 PLAN FOR NON-PUBLIC SHARE OFFERING: For For Management
ISSUING TARGETS AND SUBSCRIPTION METHOD
4 PLAN FOR NON-PUBLIC SHARE OFFERING: For For Management
PRICING BASE DATE, PRICING PRINCIPLES
AND ISSUE PRICE
5 PLAN FOR NON-PUBLIC SHARE OFFERING: For For Management
ISSUING VOLUME
6 PLAN FOR NON-PUBLIC SHARE OFFERING: For For Management
LOCKUP PERIOD
7 Plan for Non-public Share Offering: For For Management
Purpose and Amount of Raised Funds
8 Plan for Non-public Share Offering: For For Management
Arrangement for Accumulated Retained
Profits
9 Plan for Non-public Share Offering: For For Management
Listing Price
11 Amendments to the Preplan of For For Management
Non-public Share Offering
12 TERMINATION OF CONDITIONAL SHARE For For Management
SUBSCRIPTION AGREEMENT AND ITS
SUPPLEMENTARY AGREEMENT
13 Amendments to Feasibility Analysis For For Management
Report on the Use of Funds to be
Raised from Non-public Share Offering
--------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO., LTD.
Ticker: 002821 Security ID: Y0370S103
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Investment Agreement For For Management
2 Approve Repurchase and Cancellation of For For Management
Performance Shares
3 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO., LTD.
Ticker: 002821 Security ID: Y0370S103
Meeting Date: NOV 02, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management System of Raised Funds For For Management
2 Approve Use of Idle Raised Funds for For For Management
Cash Management
3 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO., LTD.
Ticker: 002821 Security ID: Y0370S103
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Repurchase and For For Management
Cancellation of Performance Shares
2 Approve 2020 Repurchase and For For Management
Cancellation of Performance Shares
3 Amend Articles of Association For For Management
4 Approve Signing of Investment For For Management
Cooperation Agreement
5.1 Elect HAO HONG as Non-Independent For For Management
Director
5.2 Elect YE SONG as Non-Independent For For Management
Director
5.3 Elect Yang Rui as Non-Independent For Against Management
Director
5.4 Elect Hong Liang as Non-Independent For For Management
Director
5.5 Elect Zhang Da as Non-Independent For Against Management
Director
5.6 Elect Zhang Ting as Non-Independent For For Management
Director
6.1 Elect Pan Guangcheng as Independent For For Management
Director
6.2 Elect Zhang Kun as Independent Director For For Management
6.3 Elect Wang Qingsong as Independent For For Management
Director
7.1 Elect Zhi Xinxin as Supervisor For For Shareholder
7.2 Elect Di Shanshan as Supervisor For For Shareholder
--------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO., LTD.
Ticker: 002821 Security ID: Y0370S103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
7 Approve Internal Control Evaluation For For Management
Report
8 Approve Implementation of Self-check For For Management
Internal Control Rules
9 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
10 Approve to Change the Use of Partial For For Management
Raised Funds and New Fund-raising
Projects
11 Approve Foreign Exchange Derivatives For For Management
Trading Business
12 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO., LTD.
Ticker: 002821 Security ID: Y0370S103
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of H Class Shares and For For Management
Listing in Hong Kong Stock Exchange
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Time For For Management
2.3 Approve Issue Manner For For Management
2.4 Approve Issue Size For For Management
2.5 Approve Manner of Pricing For For Management
2.6 Approve Target Subscribers For For Management
2.7 Approve Principles of Offering For For Management
3 Approve Company's Transformation into For For Management
Overseas Raised Fund Company Limited
by Shares
4 Approve Resolution Validity Period For For Management
5 Approve Plan on Usage of Raised Funds For For Management
6 Approve Distribution Arrangement of For For Management
Earnings
7 Approve Report on the Usage of For For Management
Previously Raised Funds
8 Elect Li Jiacong as Independent For For Management
Director
9 Approve Authorization of Board to For For Management
Handle All Related Matters
10 Approve Persons Authorized by the For For Management
Board of Directors to Handle All
Related Matters
11 Approve to Formulate Articles of For For Management
Association
12 Approve to Formulate Rules and For For Management
Procedures Regarding General Meetings
of Shareholders
13 Approve to Formulate Rules and For For Management
Procedures Regarding Meetings of Board
of Directors
14 Approve to Formulate Rules and For For Management
Procedures Regarding Meetings of Board
of Supervisors
15 Approve to Formulate Related Party For For Management
Transaction Management and
Decision-making System
16 Approve to Formulate Measures for the For For Management
Administration of External Investment
17 Approve to Formulate Measures for the For For Management
Administration of External Guarantees
18 Approve to Formulate the Work System For For Management
of Independent Directors
19 Approve to Formulate Raised Funds For For Management
Management System
20 Approve to Formulate Standardisation For For Management
of Management System for Fund
Transactions with Related Parties
21 Approve to Formulate Code of Conduct For For Management
for Controlling Shareholders
22 Approve to Appoint Auditor for For For Management
Issuance of H Shares and Listing in
Hong Kong Stock Exchange
--------------------------------------------------------------------------------
ATACADAO SA
Ticker: CRFB3 Security ID: P0565P138
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Accept Management Statements for For For Management
Fiscal Year Ended Dec. 31, 2020
3 Approve Allocation of Income and For For Management
Dividends
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Fix Number of Directors at Ten For For Management
6 Elect Directors For Against Management
7 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
8 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
9.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Matthieu Dominique Marie Malige
as Director
9.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Edouard Balthazard Bertrand de
Chavagnac as Director
9.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Noel Frederic Georges Prioux as
Director
9.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claire Marie Du Payrat as
Director
9.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jerome Alexis Louis Nanty as
Director
9.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Pongracz Rossi as
Director
9.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Abilio dos Santos Diniz as
Director
9.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiz Fernando Vendramini Fleury
as Independent Director
9.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Pavao Lacerda as
Independent Director
9.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marc-Olivier Pierre Jean
Francois Rochu as Director
10 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
11 Approve Classification of Marcelo For For Management
Pavao Lacerda and Luiz Fernando
Vendramini Fleury as Independent
Directors
12 Approve Remuneration of Company's For Against Management
Management
13 Do You Wish to Request Installation of Against For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
14 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
ATACADAO SA
Ticker: CRFB3 Security ID: P0565P138
Meeting Date: APR 13, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Consolidate Bylaws For For Management
3 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
AU OPTRONICS CORP.
Ticker: 2409 Security ID: Y0453H107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Issuance of New Common Shares For For Management
for Cash to Sponsor Issuance of the
Overseas Depositary Shares and/or for
Cash in Public Offering and/or for
Cash in Private Placement and/or
Issuance of Overseas or Domestic
Convertible Bonds in Private Placement
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets and
Amend Procedures for Endorsement and
Guarantees
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
AUROBINDO PHARMA LTD.
Ticker: Security ID: INE406A01037
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports (Standalone) For For Management
10 Revision of Remuneration of P. Sarath For For Management
Chandra Reddy (Whole-Time Director)
2 Accounts and Reports (Consolidated) For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect K. Nithyananda Reddy For For Management
5 Elect M. Madan Mohan Reddy For For Management
6 Remuneration of M. Nithyananda Reddy For For Management
(Whole-Time Director)
7 Revision of Remuneration of N. For For Management
Govindarajan (Managing Director)
8 Revision of Remuneration of M. For For Management
Sivakumaran (Whole-Time Director)
9 Revision of Remuneration of M. Madan For For Management
Mohan Reddy (Whole-Time Director)
--------------------------------------------------------------------------------
AUTOBIO DIAGNOSTICS CO LTD
Ticker: Security ID: CNE100002GC4
Meeting Date: JUL 01, 2020 Meeting Type: Special
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for For For Management
Non-public Share Offering
2 Stock Type and Par Value For For Management
11 The Valid Period of the Resolution on For For Management
the Share Offering
3 Issuing Method and Date For For Management
4 Issuing Targets and Subscription Method For For Management
5 Issue Price, Pricing Principles and For For Management
Pricing Base Date
6 Issuing Volume For For Management
7 Lockup Period For For Management
8 Purpose of the Raised Funds For For Management
9 Listing Place For For Management
10 Disposal of Accumulated Retained For For Management
Profits Before the Issuance
12 PREPLAN FOR 2020 NON-PUBLIC SHARE For For Management
OFFERING
13 Feasibility Analysis Report on the Use For For Management
of Funds to Be Raised from 2020
Non-public Share Offering
14 REPORT ON THE USE OF PREVIOUSLY RAISED For For Management
FUNDS
15 Diluted Immediate Return After the For For Management
2020 Non-public Share Offering,
Filling Measures and Commitments of
Relevant Parties
16 SHAREHOLDER RETURN PLAN FOR THE NEXT For For Management
THREE YEARS FROM 2020 TO 2022
17 Full Authorization to the Board to For For Management
Handle Matters Regarding the
Non-public Share Offering
--------------------------------------------------------------------------------
AUTOBIO DIAGNOSTICS CO., LTD.
Ticker: 603658 Security ID: Y0483B104
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Funds for Cash For For Management
Management
2 Approve Amendments to Articles of For For Management
Association
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AUTOBIO DIAGNOSTICS CO., LTD.
Ticker: 603658 Security ID: Y0483B104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Annual Report and Summary For For Management
7 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
8 Approve Appointment of Auditor For For Management
9 Approve Remuneration and Allowance of For Against Management
Directors and Supervisors
10 Approve Loan from Controlling For For Management
Shareholder and Related Party
Transaction
11 Approve Amendments to Articles of For For Management
Association
12 Approve Company's Controlling For For Management
Shareholder's Plan to Set Up an
Industrial Investment Fund
--------------------------------------------------------------------------------
AUTOHOME INC.
Ticker: ATHM Security ID: 05278C107
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Recapitalization Plan For For Management
2 Adopt New Memorandum of Association For For Management
and Articles of Association
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AVENUE SUPERMARTS LIMITED
Ticker: 540376 Security ID: Y04895101
Meeting Date: SEP 01, 2020 Meeting Type: Annual
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Ramakant Baheti as Director For Against Management
3 Reelect Chandrashekhar Bhave as For Against Management
Director
4 Approve Reappointment and Remuneration For For Management
of Ignatius Navil Noronha as Managing
Director and Designated as Chief
Executive Officer
5 Approve Reappointment and Remuneration For For Management
of Elvin Machado as Whole-time Director
--------------------------------------------------------------------------------
AVIC AIRCRAFT CO LTD
Ticker: Security ID: CNE000000RF9
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 SHAREHOLDER RETURN PLAN FOR THE NEXT For For Management
THREE YEARS FROM 2020 TO 2022
2 Amendments to the Company's Articles For For Management
of Association
3 Amendments to the Company's Rules of For For Management
Procedure Governing the Board Meetings
4 Elect HE Shengqiang For For Management
5 Elect WU Zhipeng For For Management
6 Elect SONG Kepu For For Management
7 Elect HAN Yichu For For Management
8 Elect LEI Yanzheng For For Management
9 Elect LUO Jide For For Management
10 Elect WANG Guangya For For Management
11 Elect HAO Liping For For Management
12 Elect YANG Naiding For For Management
13 Elect LI Bingxiang For For Management
14 Elect SONG Lin For For Management
15 Elect GUO Yajun For For Management
16 Elect WANG Zhilai For Against Management
17 Elect CHEN Changfu For Against Management
--------------------------------------------------------------------------------
AVIC AIRCRAFT CO., LTD.
Ticker: 000768 Security ID: Y9723E109
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Major Asset Restructuring and For For Management
Acquisition by Cash Complies with
Relevant Laws and Regulations
2.1 Approve Transaction Parties For For Management
2.2 Approve Asset Swap Plan For For Management
2.3 Approve Transfer of Asset For For Management
2.4 Approve Acquisition of Asset For For Management
2.5 Approve Manner of Pricing and For For Management
Transaction Price of Transfer of Asset
2.6 Approve Manner of Pricing and For For Management
Transaction Price of Acquisition of
Asset
2.7 Approve Profit and Loss Arrangements For For Management
During the Evaluation Base Date to
Asset Delivery Date
2.8 Approve Transfer and Liability for For For Management
Breach of Contract of Target Assets
3 Approve Transaction Constitute as For For Management
Related-party Transaction
4 Approve Transaction Does Not Comply For For Management
with Article 13 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
5 Approve Report (Draft) and Summary on For For Management
Company's Major Asset Restructuring
and Acquisition by Cash
6 Approve Signing of Major Asset For For Management
Restructuring and Acquisition by Cash
Agreement
7 Approve Signing of Performance For For Management
Commitment and Compensation Agreement
8 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
9 Approve Undertakings of Remedial For For Management
Measures by the Relevant Parties in
Relation to the Dilution of Current
Returns
10 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
11 Approve Transaction Complies with For For Management
Article 11 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
12 Approve Transaction Complies with For For Management
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
13 Approve Stock Price Volatility Does For For Management
Not Achieve the Standard of Article 5
Notice on Regulating the Information
Disclosure of Listed Companies and the
Behavior of Related Parties
14 Approve Relevant Entities Does Not For For Management
Participate in Major Asset Restructure
of Listed Companies and Does Not Have
Article 13 of Strengthening the
Supervision over Abnormal Stock
Trading Related to the Material Asset
Reorganizations of Listed Companies
15 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
16 Approve Audit Report, Evaluation For For Management
Report and Review Report of the
Transaction
17 Approve Additional Related Guarantee For For Management
for the Transaction
18 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
AVIC AIRCRAFT CO., LTD.
Ticker: 000768 Security ID: Y9723E109
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change Company Name and Stock For For Management
Name
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
AVIC AVIATION HIGH-TECHNOLOGY CO., LTD.
Ticker: 600862 Security ID: Y6203E104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related-Party For For Management
Transactions
7 Approve Framework Agreement for For For Management
Related Party Transactions
8 Approve to Appoint Financial and For For Management
Internal Control Auditor
9 Approve Merger and Absorption of For For Management
Wholly-owned Subsidiary
10 Approve Amendments to Articles of For For Management
Association
11.1 Elect Li Zhiqiang as Director For For Shareholder
11.2 Elect Wang Jian as Director For For Shareholder
11.3 Elect Jiang Bo as Director For For Shareholder
11.4 Elect Zhang Jian as Director For For Shareholder
11.5 Elect Zhang Jun as Director For For Shareholder
11.6 Elect Cao Zhenghua as Director For For Shareholder
12.1 Elect Pan Lixin as Director For For Shareholder
12.2 Elect Xu Lianghua as Director For For Shareholder
12.3 Elect Chen Ken as Director For For Shareholder
13.1 Elect Zhou Xunwen as Supervisor For For Shareholder
13.2 Elect Liu Junchao as Supervisor For For Shareholder
--------------------------------------------------------------------------------
AVIC CAPITAL CO., LTD.
Ticker: 600705 Security ID: Y07709101
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
3.1 Approve Par Value, Issue Scale For For Management
3.2 Approve Issue Type, Issue Plan and For For Management
Period
3.3 Approve Issue Manner For For Management
3.4 Approve Bond Interest Rate and Method For For Management
of Repayment
3.5 Approve Target Parties and Placement For For Management
Arrangement to Shareholders
3.6 Approve Redemption and Sale Back Terms For For Management
3.7 Approve Credit Enhancement Mechanism For For Management
3.8 Approve Usage of Raised Funds For For Management
3.9 Approve Underwriting Method and For For Management
Listing Arrangement
3.10 Approve Credit Status and Safeguard For For Management
Measures of Debts Repayment
3.11 Approve Resolution Validity Period For For Management
4 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
AVIC CAPITAL CO., LTD.
Ticker: 600705 Security ID: Y07709101
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition For For Management
2 Approve Adjustment of Daily Related For For Management
Party Transaction
3 Approve Supplementary Daily Related For For Management
Party Transaction
--------------------------------------------------------------------------------
AVIC CAPITAL CO., LTD.
Ticker: 600705 Security ID: Y07709101
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Yao Jiangtao as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
AVIC CAPITAL CO., LTD.
Ticker: 600705 Security ID: Y07709101
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend External Guarantee Management For Against Management
Regulations
2.1 Elect Li Bin as Supervisor For For Management
--------------------------------------------------------------------------------
AVIC CAPITAL CO., LTD.
Ticker: 600705 Security ID: Y07709101
Meeting Date: MAR 30, 2021 Meeting Type: Special
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Daily Related-Party For For Management
Transactions
2 Approve 2021 Daily Related-Party For For Management
Transactions
3 Approve Use of Funds for Entrusted For Against Management
Asset Management
4 Approve Issuance of Super Short-term For For Management
Commercial Papers
5 Approve Comprehensive Credit Line For For Management
6 Approve Capital Injection For For Management
7 Approve Adjustment of Corporate Bond For For Management
Issuance
8 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
AVIC CAPITAL CO., LTD.
Ticker: 600705 Security ID: Y07709101
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For Against Management
6 Approve Profit Distribution For For Management
7 Approve Internal Control Evaluation For For Management
Report
8 Approve Internal Control Audit Report For For Management
9 Approve Environmental, Social For For Management
Responsibility and Corporate
Governance (ESG) Report
10 Approve Usage of Board Funds and Board For Against Management
Budget Plan
--------------------------------------------------------------------------------
AVIC CAPITAL CO., LTD.
Ticker: 600705 Security ID: Y07709101
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company Name For For Management
2 Amend Articles of Association For For Management
3.1 Elect Zhou Hua as Director For For Management
--------------------------------------------------------------------------------
AVIC ELECTROMECHANICAL SYSTEMS CO., LTD.
Ticker: 002013 Security ID: Y37456111
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Kunhui as Non-independent For For Management
Director
1.2 Elect Ji Ruidong as Non-independent For For Management
Director
1.3 Elect Wang Jiangang as Non-independent For For Management
Director
1.4 Elect Chen Yuanming as Non-independent For For Management
Director
1.5 Elect Zhou Chunhua as Non-independent For For Management
Director
1.6 Elect Wang Shugang as Non-independent For For Management
Director
2.1 Elect Zhang Guohua as Independent For For Management
Director
2.2 Elect Jing Xu as Independent Director For For Management
2.3 Elect Zhang Jinchang as Independent For For Management
Director
3.1 Elect Wu Xingquan as Supervisor For For Management
3.2 Elect Wang Xuebai as Supervisor For For Management
3.3 Elect Zhang Pengbin as Supervisor For For Management
--------------------------------------------------------------------------------
AVIC ELECTROMECHANICAL SYSTEMS CO., LTD.
Ticker: 002013 Security ID: Y37456111
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Comprehensive Credit Line For For Management
Verification and Authorization
7 Approve Financial Budget (Draft) For For Management
8 Approve Related Party Transaction For For Management
9 Approve External Guarantee Provision For Against Management
10 Approve Change in the Implementation For For Management
Content of Raised Funds Investment
Project
11 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
12 Approve to Appoint Financial Auditor For For Management
13.1 Elect Wang Xiaoming as Director For For Management
14.1 Elect Wang Xiufen as Director For For Management
--------------------------------------------------------------------------------
AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD.
Ticker: 002179 Security ID: Y14228103
Meeting Date: SEP 10, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Xiufen as Independent For For Management
Director
1.2 Elect Zhai Guofu as Independent For For Management
Director
1.3 Elect Bao Huifang as Independent For For Management
Director
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD.
Ticker: 002179 Security ID: Y14228103
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loan and Related Party For For Management
Transactions
--------------------------------------------------------------------------------
AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD.
Ticker: 002179 Security ID: Y14228103
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Daily Related Party For For Management
Transactions
6 Approve Annual Report and Summary For For Management
7 Approve Financial Budget For For Management
8 Approve Signing of Financial Services For For Management
Agreement with AVIC Finance Co., Ltd.
9 Approve Repurchase and Cancellation of For For Management
Performance Shares (Stage 2)
10 Approve Decrease in Registered Capital For For Management
and Amend Articles of Association
11 Approve Provision of Guarantee to For For Management
Shenzhen Xiangtong Optoelectronics
Technology Co., Ltd.
12 Elect Wu Yun as Supervisor For For Management
--------------------------------------------------------------------------------
AVIC SHENYANG AIRCRAFT CO., LTD.
Ticker: 600760 Security ID: Y7683G106
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Signing of Commodity
Supply Framework Agreement
2 Approve Related Party Transaction in For For Management
Connection to Signing of Comprehensive
Service Framework Agreement
--------------------------------------------------------------------------------
AVIC SHENYANG AIRCRAFT CO., LTD.
Ticker: 600760 Security ID: Y7683G106
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Service Agreement For For Management
2.1 Elect Qian Xuesong as Non-independent For For Shareholder
Director
2.2 Elect Xing Yixin as Non-independent For For Shareholder
Director
2.3 Elect Li Zhangqiang as Non-independent For For Shareholder
Director
2.4 Elect Li Keming as Non-independent For For Shareholder
Director
2.5 Elect Qi Xia as Non-independent For Against Shareholder
Director
2.6 Elect Li Juwen as Non-independent For For Shareholder
Director
2.7 Elect Liu Zhimin as Non-independent For For Shareholder
Director
2.8 Elect Wang Yongqing as Non-independent For Against Shareholder
Director
3.1 Elect Xing Dongmei as Independent For For Shareholder
Director
3.2 Elect Zhu Jun as Independent Director For For Shareholder
3.3 Elect Wang Yanming as Independent For For Shareholder
Director
3.4 Elect Zhu Xiumei as Independent For For Shareholder
Director
4.1 Elect Nie Xiaoming as Supervisor For For Shareholder
4.2 Elect Xiao Zhiyuan as Supervisor For For Shareholder
--------------------------------------------------------------------------------
AVIC SHENYANG AIRCRAFT CO., LTD.
Ticker: 600760 Security ID: Y7683G106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Financial Budget Report For Against Management
7 Approve Daily Related Party Transaction For For Management
8 Approve Annual Report and Summary For For Management
9 Approve Credit Line Application For For Management
10 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
AVIC SHENYANG AIRCRAFT COMPANY LIMITED
Ticker: Security ID: CNE000000MH6
Meeting Date: JUL 08, 2020 Meeting Type: Special
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect QI Xia as Non-independent For For Management
Director
--------------------------------------------------------------------------------
AVIC XI'AN AIRCRAFT INDUSTRY GROUP CO., LTD.
Ticker: 000768 Security ID: Y9723E109
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Services Agreement For For Management
2 Approve Adjustment of Financial For For Management
Services with AVIC Finance Co., Ltd.
3 Approve 2021 Financial Services with For For Management
AVIC Finance Co., Ltd.
4 Approve Daily Related-party For For Management
Transactions
5 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
AVIC XI'AN AIRCRAFT INDUSTRY GROUP CO., LTD.
Ticker: 000768 Security ID: Y9723E109
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantees For For Management
--------------------------------------------------------------------------------
AVIC XI'AN AIRCRAFT INDUSTRY GROUP CO., LTD.
Ticker: 000768 Security ID: Y9723E109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Daily Related Party For For Management
Transaction Framework Agreement
9 Approve Merger by Absorption of For For Management
Wholly-owned Subsidiary
--------------------------------------------------------------------------------
AVIC XI'AN AIRCRAFT INDUSTRY GROUP CO., LTD.
Ticker: 000768 Security ID: Y9723E109
Meeting Date: JUN 08, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loan Application For For Management
2 Approve Adjustment of Financial For For Management
Services
3 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED
Ticker: 2357 Security ID: Y0485Q109
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Mutual Product Supply For For Management
Agreement, Proposed Annual Caps and
Related Transactions
2 Approve Mutual Service Supply For For Management
Agreement, Proposed Annual Caps and
Related Transactions
3 Approve Mutual Product and Service For For Management
Supply and Guarantee Agreement,
Proposed Annual Caps and Related
Transactions
4 Approve Financial Services Framework For For Management
Agreement, Proposed Caps and Related
Transactions
5 Approve Finance Lease and Factoring For For Management
Framework Agreement, Proposed Caps and
Related Transactions
6 Approve Revision of the Maximum For For Management
Outstanding Daily Balance of Deposit
Services for 2020 Under the Existing
Financial Services (Supplemental)
Framework Agreement and Related
Transactions
7 Elect Zhao Hongwei as Director, For For Management
Authorize Board to Sign the Relevant
Service Contract with Him and
Authorize Remuneration Committee to
Fix His Remuneration
8 Approve Amendments to Articles of For For Management
Association and Related Transactions
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED
Ticker: 2357 Security ID: Y0485Q109
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Capital For For Management
2 Approve Amendments to Articles of For For Management
Association and Related Transactions
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED
Ticker: 2357 Security ID: Y0485Q109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Distribution Plan and For For Management
Distribution of Final Dividend
5 Approve ShineWing Certified Public For For Management
Accountant LLP as Domestic Auditors
and Authorize Board to Fix Its
Remuneration
6 Elect Wang Xuejun as Director, For Against Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
7 Elect Zhao Hongwei as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
8 Elect Lian Dawei as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
9 Elect Xu Gang as Director, Authorize For For Management
Board to Sign Relevant Service
Contract with Him and Authorize Board
to Fix His Remuneration
10 Elect Wang Jun as Director, Authorize For For Management
Board to Sign Relevant Service
Contract with Him and Authorize Board
to Fix His Remuneration
11 Elect Li Xichuan as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
12 Elect Liu Weiwu as Director, Authorize For For Management
Board to Sign Relevant Service
Contract with Him and Authorize Board
to Fix His Remuneration
13 Elect Mao Fugen as Director, Authorize For For Management
Board to Sign Relevant Service
Contract with Him and Authorize Board
to Fix His Remuneration
14 Elect Lin Guiping as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
15 Elect Zheng Qiang as Supervisor, For For Management
Authorize Executive Director to Sign
Relevant Service Contract with Him and
Authorize Board to Fix His Remuneration
16 Elect Guo Guangxin as Supervisor, For For Management
Authorize Executive Director to Sign
Relevant Service Contract with Him and
Authorize Board to Fix His Remuneration
17 Other Business by Way of Ordinary For Against Management
Resolution
18 Amend Articles of Association For For Management
19 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
20 Authorize Repurchase of Issued Share For For Management
Capital
21 Other Business by Way of Special For Against Management
Resolution
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED
Ticker: 2357 Security ID: Y0485Q109
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
AVICOPTER PLC
Ticker: 600038 Security ID: Y2981F108
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allowance of Independent For For Management
Directors
2 Approve Related Party Transaction For For Management
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
AVICOPTER PLC
Ticker: 600038 Security ID: Y2981F108
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Related Party Transaction For For Management
7 Approve Internal Control Evaluation For For Management
Report
8 Approve Internal Control Audit Report For For Management
9 Approve Performance Report of the For For Management
Independent Directors
10 Approve Amendments to Articles of For For Management
Association
11 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
AXIATA GROUP BERHAD
Ticker: Security ID: MYL6888OO001
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Nik Ramlah Nik Mahmood For For Management
2 Elect David Robert Dean For For Management
3 Elect Thayaparan S. Sangarapillai For For Management
4 Directors' Fees and Benefits For For Management
5 Directors' Fees and Benefits Payable For For Management
by the Subsidiaries to the
Non-Executive Directors of the Company
6 Appointment of Auditor and Authority For For Management
to Set Fees
7 Renewal of Shareholder's Mandate for For For Management
Related Party Transactions
8 Dividend Reinvestment Scheme For For Management
9 Listing of Robi Axiata Limited For For Management
--------------------------------------------------------------------------------
AXIATA GROUP BERHAD
Ticker: 6888 Security ID: Y0488A101
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thayaparan S Sangarapillai as For For Management
Director
2 Elect Khoo Gaik Bee as Director For For Management
3 Elect Halim Shafie as Director For For Management
4 Elect Ali Syed Salem Alsagoff as For For Management
Director
5 Elect Ong King How as Director For For Management
6 Approve Directors' Fees and Benefits For For Management
Payable by the Company
7 Approve Directors' Fees and Benefits For For Management
Payable by the Subsidiaries
8 Revise Accrued Fees of the NEC and NED For For Management
of the Board Risk & Compliance
Committee
9 Approve Accrued Payment of Travel For For Management
Allowance Benefit Payable to
Non-Resident Non-Executive Directors
for Attending Meetings of the Board of
the Company and Board of Subsidiaries
Virtually
10 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
11 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
12 Approve Award of Axiata Shares to Mohd For Against Management
Izzaddin Idris Under the Long-Term
Incentive Plan (LTIP)
--------------------------------------------------------------------------------
AXIS BANK LIMITED
Ticker: 532215 Security ID: Y0487S137
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Ketaki Bhagwati as Director For For Management
2 Elect Meena Ganesh as Director For For Management
3 Elect Gopalaraman Padmanabhan as For For Management
Director
--------------------------------------------------------------------------------
AXIS BANK LTD
Ticker: Security ID: INE238A01034
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect Busi Baburao For For Management
3 Elect Rakesh Makhija For For Management
4 Elect T.C. Suseel Kumar For For Management
5 Authority to Issue Debt For For Management
Non-Convertible Instruments
6 Authority to Issue Shares and/or other For For Management
Equity Linked Securities w/o
Preemptive Rights
--------------------------------------------------------------------------------
AYALA CORPORATION
Ticker: AC Security ID: Y0486V115
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Annual Report For For Management
3 Ratify Acts of the Board of Directors For For Management
and Officers
4.1 Elect Jaime Augusto Zobel de Ayala as For For Management
Director
4.2 Elect Fernando Zobel de Ayala as For Against Management
Director
4.3 Elect Cezar P. Consing as Director For Against Management
4.4 Elect Delfin L. Lazaro as Director For Against Management
4.5 Elect Keiichi Matsunaga as Director For Against Management
4.6 Elect Rizalina G. Mantaring as Director For For Management
4.7 Elect Antonio Jose U. Periquet as For For Management
Director
5 Elect SyCip Gorres Velayo & Co. as For For Management
External Auditor and Fix Its
Remuneration
6 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
AYALA LAND, INC.
Ticker: ALI Security ID: Y0488F100
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Annual Report For For Management
3 Ratify Acts of the Board of Directors For For Management
and Officers
4 Approve Merger of the Company and Cebu For For Management
Holdings, Inc. and Its Other
Subsidiaries
5 Approve Amendment of the Company's For For Management
Employee Stock Ownership Plan
6.1 Elect Fernando Zobel de Ayala as For For Management
Director
6.2 Elect Jaime Augusto Zobel de Ayala as For For Management
Director
6.3 Elect Bernard Vincent O. Dy as Director For For Management
6.4 Elect Antonino T. Aquino as Director For For Management
6.5 Elect Arturo G. Corpuz as Director For For Management
6.6 Elect Rizalina G. Mantaring as Director For For Management
6.7 Elect Rex Ma. A. Mendoza as Director For For Management
6.8 Elect Sherisa P. Nuesa as Director For For Management
6.9 Elect Cesar V. Purisima as Director For For Management
7 Elect SyCip Gorres Velayo & Co. as For For Management
Independent Auditor and Fixing of Its
Remuneration
8 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
B.GRIMM POWER PUBLIC CO. LTD.
Ticker: BGRIM Security ID: Y0882K127
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Annual Report and None None Management
Performance Result
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Anusorn Sangnimnuan as Director For For Management
4.2 Elect Katevalee Napasab as Director For For Management
4.3 Elect Felix Danai Link as Director For For Management
4.4 Elect Pakorn Thavisin as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve PricewaterhouseCoopers ABAS For For Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
7 Other Business For Against Management
--------------------------------------------------------------------------------
B.GRIMM POWER PUBLIC COMPANY LIMITED
Ticker: Security ID: TH7545010012
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Meeting Minutes For For Management
3 Results of Operations For For Management
4 Accounts and Reports For For Management
5 Acknowledge Interim Dividends For For Management
6 Elect Caroline Monique Marie Christine For Against Management
Link
7 Elect Somkiat Sirichatchai For For Management
8 Elect Sunee Sornchaitanasuk For For Management
9 Directors' Fees For For Management
10 Appointment of Auditor and Authority For For Management
to Set Fees
11 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
B2W COMPANHIA DIGITAL
Ticker: BTOW3 Security ID: P19055113
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
B2W COMPANHIA DIGITAL
Ticker: BTOW3 Security ID: P19055113
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Fix Number of Directors at Seven For For Management
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4 Elect Directors For Against Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Miguel Gomes Pereira Sarmiento
Gutierrez as Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Anna Christina Ramos Saicali as
Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Celso Alves Ferreira Louro as
Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jorge Felipe Lemann as Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiz Carlos Di Sessa Filippetti
as Independent Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauro Muratorio Not as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Antunes Veras as
Independent Director
8 Approve Remuneration of Company's For For Management
Management
9 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
B2W COMPANHIA DIGITAL
Ticker: BTOW3 Security ID: P19055113
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
Without Cancellation of Shares and
Amend Article 5 Accordingly
2 Approve Agreement for Partial Spin-Off For For Management
of Lojas Americanas S.A. (Lojas
Americanas) and Absorption of Partial
Spun-Off Assets
3 Ratify XP Investimentos Corretora de For For Management
Cambio, Titulos e Valores Mobiliarios
S.A. as Independent Firm to Appraise
Proposed Transaction
4 Approve Independent Firm's Appraisal For For Management
5 Approve Related Party Transaction: For For Management
Partial Spin-Off of Lojas Americanas S.
A. (Lojas Americanas) and Absorption
of Partial Spun-Off Assets With
Capital Increase and Issuance of Shares
6 Amend Article 5 to Reflect Changes in For For Management
Capital
7 Change Company Name to Americanas S.A. For For Management
and Amend Article 1 Accordingly
8 Amend Article 3 Re: Corporate Purpose For For Management
9 Approve Increase in Authorized Capital For For Management
and Amend Article 5 Accordingly
10 Consolidate Bylaws For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
B2W COMPANHIA DIGITAL
Ticker: BTOW3 Security ID: P19055113
Meeting Date: JUN 10, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For Against Management
2 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
3 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
4.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Saggioro Garcia as
Director
4.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Alberto da Veiga Sicupira
as Director
4.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudio Moniz Barreto Garcia as
Director
4.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Alberto Lemann as Director
4.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauro Muratorio Not as
Independent Director
4.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sidney Victor da Costa Breyer as
Independent Director
4.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Vanessa Claro Lopes as
Independent Director
5 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
6 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
7 Amend Article 23 For For Management
8 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
B3 SA-BRASIL, BOLSA, BALCAO
Ticker: B3SA3 Security ID: P1909G107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 11 For For Management
4 Elect Directors For For Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alberto Monteiro de Queiroz
Netto as Independent Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Carla Abrao Costa as
Independent Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Carlos Quintella as
Independent Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudia Farkouh Prado as
Independent Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cristina Anne Betts as
Independent Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Mazzilli de Vassimon as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Florian Bartunek as Independent
Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Guilherme Affonso Ferreira as
Independent Director
7.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose de Menezes Berenguer Neto
as Independent Director
7.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauricio Machado de Minas as
Independent Director
7.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Paulo Giubbina Lorenzini
as Independent Director
8 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
9 Approve Remuneration of Company's For For Management
Management
10 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
11 Elect Fiscal Council Members For For Management
12 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
13 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
B3 SA-BRASIL, BOLSA, BALCAO
Ticker: B3SA3 Security ID: P1909G107
Meeting Date: MAY 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 3-for-1 Stock Split For For Management
2 Amend Article 3 Re: Corporate Purpose For For Management
3 Amend Articles 5 and 8 to Reflect For For Management
Changes in Capital and Authorized
Capital and Consolidate Bylaws
4 Amend Articles Re: Competences of For For Management
Board of Directors and General Meeting
5 Amend Articles Re: Board Composition For For Management
6 Amend Article 32 Re: Increase Number For For Management
of Vice-Chairmen and Executives
7 Amend Articles Re: Statutory For For Management
Committees Composition
8 Amend Article 76 Re: Indemnity For Against Management
Provision
9 Amend Article 76 Re: Indemnity For Against Management
Provision
10 Amend Articles Re: Financing For For Management
Restructuring Unit, Remote Voting and
Renumbering
11 Consolidate Bylaws For For Management
12 Amend Long-Term Incentive Plan For Against Management
--------------------------------------------------------------------------------
BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO. LTD.
Ticker: Security ID: CNE000000LP1
Meeting Date: JUL 03, 2020 Meeting Type: Special
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 A Subsidiary's Eligibility for Public For For Management
Issuance of Corporate Bonds
2 Par Value and Issuing Volume For For Management
11 Listing Arrangement For For Management
12 Repayment Guarantee Measures For For Management
13 Plan for the Subsidiary's Public For For Management
Issuance of Corporate Bonds: Valid
Period of the Resolution
3 Bond Duration For For Management
4 Interest Rate and Its Determining For For Management
Method, and Method for Repayment of
Principal and Interest
5 Issuing Method For For Management
6 Guarantee Arrangement For For Management
7 Redemption or Resale Clauses For For Management
8 Purpose of the Raised Funds For For Management
9 Issuing Targets and Arrangement for For For Management
Placement to Existing Shareholders
10 Underwriting Method For For Management
14 Authorization to the Subsidiary to For For Management
Handle Matters Regarding the Public
Issuance of Corporate Bonds
--------------------------------------------------------------------------------
BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO. LTD.
Ticker: Security ID: CNE000000LP1
Meeting Date: AUG 11, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect ZHANG Jianyong For For Management
2 Elect LIU Yu For For Management
3 Elect XU Jinhe For Against Management
--------------------------------------------------------------------------------
BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO. LTD.
Ticker: Security ID: CNE000000LP1
Meeting Date: AUG 19, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for For Against Management
Non-public Share Offering
19 Diluted Immediate Return After the For Against Management
Non-public Share Offering and Filling
Measures
20 Commitments of Controlling For Against Management
Shareholders, Directors and Senior
Management to Ensure the
Implementation of Filling Measures for
Diluted Immediate Return After the
Non-public Share Offering
21 REPORT ON THE USE OF PREVIOUSLY RAISED For For Management
FUNDS
22 Full Authorization to the Board to For Against Management
Handle Matters Regarding the
Non-public Share Offering
23 Exemption of the Obligator from the For Against Management
Tender Offer Obligation to Increase
Shareholding in the Company
2 Stock Type and Par Value For Against Management
11 The Valid Period of the Resolution on For Against Management
the Non-public Share Offering
3 Issuing Method and Date For Against Management
4 Issuing Targets and Subscription Method For Against Management
5 Issue Price, Pricing Principles and For Against Management
Pricing Base Date
6 Issuing Volume For Against Management
7 Lockup Period For Against Management
8 Amount and Purpose of the Raised Funds For Against Management
9 Listing Place For Against Management
10 Arrangement for the Accumulated For Against Management
Retained Profits Before the Non-public
Share Offering
12 PREPLAN FOR NON-PUBLIC SHARE OFFERING For Against Management
13 Feasibility Analysis Report on the Use For Against Management
of Funds to Be Raised from the
Non-public Share Offering
14 CONNECTED TRANSACTIONS INVOLVED IN THE For Against Management
NON-PUBLIC SHARE OFFERING
15 Conditional Agreement on Assets For Against Management
Purchase Via Non-public Share Offering
to Be Signed with a Company
16 Conditional Agreement on Assets For Against Management
Purchase Via Non-public Share Offering
to Be Signed with a 2nd Company
17 Conditional Agreement on Assets For Against Management
Purchase Via Non-public Share Offering
to Be Signed with a 3rd Company
18 SHAREHOLDER RETURN PLAN FOR THE NEXT For For Management
THREE YEARS FROM 2020 TO 2022
--------------------------------------------------------------------------------
BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD.
Ticker: 600733 Security ID: Y1306F108
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Deyi as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LIMITED
Ticker: 1958 Security ID: Y0506H104
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Deyi as Director For For Management
2 Elect Liao Zhenbo as Director For For Management
--------------------------------------------------------------------------------
BAIDU, INC.
Ticker: BIDU Security ID: 056752108
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve One-to-Eighty Stock Split For For Management
--------------------------------------------------------------------------------
BAJAJ AUTO LTD
Ticker: Security ID: INE917I01010
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Madhur Bajaj For Against Management
4 Elect Shekhar Bajaj For For Management
5 Appoint Rajivnayan Rahulkumar Bajaj For For Management
(Managing Director and CEO); Approve
Remuneration
6 Elect Gita Piramal For For Management
7 Elect Abhinav Bindra For For Management
--------------------------------------------------------------------------------
BAJAJ FINANCE LIMITED
Ticker: 500034 Security ID: Y0547D112
Meeting Date: APR 19, 2021 Meeting Type: Special
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Employee Stock Option Scheme, For For Management
2009
2 Approve Grant of Options to Employees For For Management
of Holding and/or Subsidiary
Company(ies) under the Amended
Employee Stock Option Scheme, 2009
--------------------------------------------------------------------------------
BAJAJ FINANCE LTD
Ticker: Security ID: INE296A01024
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Madhur Bajaj For Against Management
4 Appointment of Rajeev Jain (Managing For For Management
Director); Approval of Remuneration
5 Authority to Issue Non-Convertible For For Management
Debentures
--------------------------------------------------------------------------------
BAJAJ FINSERV LTD
Ticker: Security ID: INE918I01018
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Confirmation of Interim Dividend For For Management
3 Elect Rajiv Bajaj For For Management
4 Authority to Set Cost Auditor's Fees For For Management
--------------------------------------------------------------------------------
BALKRISHNA INDUSTRIES LIMITED
Ticker: 502355 Security ID: Y05506129
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividends and Declare For For Management
Final Dividend
3 Reelect Vijaylaxmi Poddar as Director For For Management
4 Approve Reappointment and Remuneration For For Management
of Arvind Poddar as Chairman &
Managing Director
--------------------------------------------------------------------------------
BANCO BRADESCO SA
Ticker: BBDC4 Security ID: P1808G109
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Paulo Roberto Simoes da Cunha as For For Management
Independent Director
2 Approve Cancellation of Treasury For For Management
Shares without Reduction in Share
Capital and Amend Article 6 Accordingly
3 Authorize Capitalization of Reserves For For Management
for Bonus Issue and Amend Article 6
Accordingly
--------------------------------------------------------------------------------
BANCO BRADESCO SA
Ticker: BBDC4 Security ID: P1808G109
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 9 Re: Amendment of Point For For Management
"d"
2 Amend Article 9 Re: Amendment of Point For For Management
"g"
3 Amend Article 9 Re: Removing Point "q" For For Management
4 Amend Article 9 Re: Adding Point "s" For For Management
5 Amend Article 23 For For Management
--------------------------------------------------------------------------------
BANCO BRADESCO SA
Ticker: BBDC4 Security ID: P1808G109
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Elect Fiscal Council Members Appointed For Did Not Vote Management
by Controlling Shareholder
4 In Case One of the Nominees Leaves the None Did Not Vote Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
5 Elect Ivanyra Maura de Medeiros Correa None Did Not Vote Shareholder
as Fiscal Council Member and Eduardo
Badyr Donni as Alternate Appointed by
Minority Shareholder
6 Approve Remuneration of Company's For Did Not Vote Management
Management
7 Approve Remuneration of Fiscal Council For Did Not Vote Management
Members
--------------------------------------------------------------------------------
BANCO BRADESCO SA
Ticker: BBDC4 Security ID: P1808G117
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cristiana Pereira as Fiscal None Did Not Vote Shareholder
Council Member and Ava Cohn as
Alternate Appointed by Preferred
Shareholder
--------------------------------------------------------------------------------
BANCO BTG PACTUAL S.A.
Ticker: Security ID: BRBPACUNT006
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Sofia de Fatima Esteves For For Management
3 Amendments to Article 3 (Corporate For For Management
Purpose)
4 Amendments to Article 5 For For Management
(Reconciliation of Share Capital)
5 Consolidation of Articles For For Management
--------------------------------------------------------------------------------
BANCO BTG PACTUAL SA
Ticker: BPAC11 Security ID: ADPV39929
Meeting Date: APR 09, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 4-for-1 Stock Split For For Management
2 Approve Increase in Authorized Capital For Against Management
3 Amend Articles 5 and 30 and For Against Management
Consolidate Bylaws
--------------------------------------------------------------------------------
BANCO BTG PACTUAL SA
Ticker: BPAC11 Security ID: ADPV39929
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4.1 Elect Claudio Eugenio Stiller Galeazzi For Against Management
as Independent Director
4.2 Elect Eduardo Henrique de Mello Motta For Against Management
Loyo as Director
4.3 Elect Guillermo Ortiz Martinez as For Against Management
Director
4.4 Elect John Huw Gwili Jenkins as For Against Management
Director
4.5 Elect Mark Clifford Maletz as For For Management
Independent Director
4.6 Elect Nelson Azevedo Jobim as Director For For Management
4.7 Elect Roberto Balls Sallouti as For Against Management
Director
4.8 Elect Sofia De Fatima Esteves as For For Management
Independent Director
5 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
6.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudio Eugenio Stiller Galeazzi
as Independent Director
6.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Henrique de Mello Motta
Loyo as Director
6.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Guillermo Ortiz Martinez as
Director
6.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect John Huw Gwili Jenkins as
Director
6.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mark Clifford Maletz as
Independent Director
6.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Nelson Azevedo Jobim as Director
6.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto Balls Sallouti as
Director
6.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sofia De Fatima Esteves as
Independent Director
7 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
8 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
9 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
10 Approve Remuneration of Company's For Against Management
Management
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
BANCO DE CHILE SA
Ticker: CHILE Security ID: P0939W108
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Financial Statements and For For Management
Statutory Reports
b Approve Allocation of Income and For For Management
Dividends of CLP 2.18 Per Share
c Approve Remuneration of Directors For For Management
d Elect Director For Against Management
e Approve Remuneration and Budget of For For Management
Directors and Audit Committee
f Appoint Auditors For For Management
g Designate Risk Assessment Companies For For Management
h Present Directors and Audit For For Management
Committee's Report
i Receive Report Regarding Related-Party For For Management
Transactions
j Other Business For Against Management
--------------------------------------------------------------------------------
BANCO DE CREDITO E INVERSIONES SA
Ticker: BCI Security ID: P32133111
Meeting Date: APR 06, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a Accept Financial Statements and For For Management
Statutory Reports
b Approve Allocation of Income and For For Management
Dividends of CLP 700 Per Share
c Elect Jorge Becerra Urbano as Director For Against Management
d Approve Remuneration of Directors For For Management
e Approve Remuneration and Budget of For For Management
Directors' Committee
f Receive 2020 Report on Activities from For For Management
Directors' Committee
g Receive Report Regarding Related-Party For For Management
Transactions
h Appoint Auditors For For Management
i Designate Risk Assessment Companies For For Management
j Designate Newspaper to Publish Meeting For For Management
Announcements
k Other Business For Against Management
--------------------------------------------------------------------------------
BANCO DE CREDITO E INVERSIONES SA
Ticker: BCI Security ID: P32133111
Meeting Date: APR 06, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a.1 Authorize Capitalization of CLP 206.56 For For Management
Billion via Bonus Stock Issuance
a.2 Authorize Capitalization of CLP 27,320 For For Management
Without Bonus Stock Issuance
b Amend Articles to Reflect Changes in For Against Management
Capital
c Adopt Necessary Agreements to Legalize For Against Management
and Execute Amendments to Articles
Approved by this General Meeting
--------------------------------------------------------------------------------
BANCO DO BRASIL S.A.
Ticker: Security ID: BRBBASACNOR3
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Ratify Co-Option and Elect Joaquim For For Management
Jose Xavier da Silveira
4 Ratify Co-Option and Elect Jose For For Management
Guimaraes Monforte
6 Proportional Allocation of Cumulative Abstain Management
Votes
7 Allocate Cumulative Votes to Joaquim Abstain Management
Jose Xavier da Silveira
8 Allocate Cumulative Votes to Jose Abstain Management
Guimaraes Monforte
9 Elect Paulo Antonio Spencer Uebel For For Management
10 Elect Samuel Yoshiaki Oliveira For For Management
Kinoshita
11 Elect Lena Oliveira de Carvalho as For For Management
Alternate Supervisory Council Member
12 Elect Rodrigo Brandao de Almeida as For For Management
Alternate Supervisory Council Member
13 Accounts and Reports For For Management
14 Allocation of Profits/Dividends For For Management
15 Remuneration Policy For For Management
16 Supervisory Council Fees For For Management
17 Audit Committee Fees For For Management
--------------------------------------------------------------------------------
BANCO DO BRASIL S.A.
Ticker: Security ID: BRBBASACNOR3
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Capitalization of Reserves w/o Share For For Management
Issuance
3 Amendments to Articles For For Management
--------------------------------------------------------------------------------
BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Andre Guilherme Brandao as For For Management
Director
1.2 Elect Fabio Augusto Cantizani Barbosa For For Management
as Director
2 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
3.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Andre Guilherme Brandao as
Director
3.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Fabio Augusto Cantizani Barbosa
as Director
4 Elect Lucas Pedreira do Couto Ferraz For For Management
as Fiscal Council Member
5 Approve Agreement to Absorb BESC For For Management
Distribuidora de Titulos e Valores
Mobiliarios S.A (Bescval)
6 Ratify Investor Consulting Partners For For Management
Consultoria Ltda. as the Independent
Firm to Appraise Proposed Transaction
7 Approve Independent Firm's Appraisal For For Management
8 Approve Absorption of BESC For For Management
Distribuidora de Titulos e Valores
Mobiliarios S.A (Bescval)
9 Approve Capital Increase in Connection For For Management
with the Transaction and Amend Article
7 Accordingly
10 Approve Issuance of Shares in For For Management
Connection with the Transaction for
Bescval's Minority Shareholders
11 Approve Cancellation of Treasury Shares For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Amend Articles 7 and 8 For For Management
14 Amend Articles 9 and 10 For For Management
15 Amend Articles 11 and 16 For For Management
16 Amend Articles For For Management
17 Amend Articles For For Management
18 Amend Articles 33 and 34 For For Management
19 Amend Articles For For Management
20 Amend Articles 47 and 48 For For Management
21 Amend Article 50 For For Management
22 Amend Articles For For Management
23 Amend Article 63 For Against Management
--------------------------------------------------------------------------------
BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Matching Plan For Against Management
2 Amend Articles For For Management
3 Amend Article 21 For For Management
4 Amend Articles 26 and 30 For For Management
5 Amend Article 29 For For Management
6 Amend Article 34 For For Management
7 Amend Article 36 For For Management
8 Amend Article 39 For For Management
9 Amend Article 41 For For Management
--------------------------------------------------------------------------------
BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Aramis Sa de Andrade as Director For Abstain Management
1.2 Elect Debora Cristina Fonseca as For Abstain Management
Director (Employee Representative)
1.3 Elect Fausto de Andrade Ribeiro as For Abstain Management
Director
1.4 Elect Ieda Aparecida de Moura Cagni as For Abstain Management
Director
1.5 Elect Waldery Rodrigues Junior as For Abstain Management
Director
1.6 Elect Walter Eustaquio Ribeiro as For Abstain Management
Director
1.7 Elect Fernando Florencio Campos as None Abstain Shareholder
Director as Minority Representative
Under Majority Board Election
1.8 Elect Paulo Roberto Evangelista de None Abstain Shareholder
Lima as Director as Minority
Representative Under Majority Board
Election
1.9 Elect Rachel de Oliveira Maia as None Abstain Shareholder
Director as Minority Representative
Under Majority Board Election
1.10 Elect Robert Jueneman as Director as None Abstain Shareholder
Minority Representative Under Majority
Board Election
2 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
3.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Aramis Sa de Andrade as Director
3.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Debora Cristina Fonseca as
Director (Employee Representative)
3.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Fausto de Andrade Ribeiro as
Director
3.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ieda Aparecida de Moura Cagni as
Director
3.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Waldery Rodrigues Junior as
Director
3.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Walter Eustaquio Ribeiro as
Director
3.7 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Fernando Florencio Campos as
Director Appointed by Minority
Shareholder
3.8 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Paulo Roberto Evangelista de
Lima as Independent Director Appointed
by Minority Shareholder
3.9 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Rachel de Oliveira Maia as
Director Appointed by Minority
Shareholder
3.10 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Robert Jueneman as Director as
Minority Representative Under Majority
Board Election
4.1 Elect Lucas Pereira do Couto Ferraz as For For Management
Fiscal Council Member
4.2 Elect Rafael Cavalcanti de Araujo as For For Management
Fiscal Council Member and Lena
Oliveira de Carvalho as Alternate
4.3 Elect Samuel Yoshiaki Oliveira For For Management
Kinoshita as Fiscal Council Member
4.4 Elect Aloisio Macario Ferreira de None For Shareholder
Souza as Fiscal Council Member and
Tiago Brasil Rocha as Alternate as
Minority Representative Under Majority
Fiscal Council Election
4.5 Elect Carlos Alberto Rechelo Neto as None For Shareholder
Fiscal Council Member and Sueli
Berselli Marinho as Alternate as
Minority Representative Under Majority
Fiscal Council Election
5 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
6 Approve Allocation of Income and For For Management
Dividends
7 Approve Remuneration of Company's For For Management
Management
8 Approve Remuneration of Fiscal Council For For Management
Members
9 Approve Remuneration of Audit For For Management
Committee Members
10 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
11 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
--------------------------------------------------------------------------------
BANCO INTER SA
Ticker: BIDI4 Security ID: P1S6FG197
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
4 Elect Fiscal Council Members For For Management
5 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
6 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
7 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
BANCO INTER SA
Ticker: BIDI4 Security ID: P1S6FG197
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 3-for-1 Stock Split and Amend For For Management
Article 5 Accordingly
2 Amend Article 37 and Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
BANCO INTER SA
Ticker: BIDI4 Security ID: P1S6FG197
Meeting Date: JUN 24, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For Against Management
and Amend Article 6 Accordingly
2 Amend Article 41 Re: Increase in For For Management
Number of Executives
3 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
BANCO SANTANDER (BRASIL) S.A.
Ticker: Security ID: BRSANBCDAM13
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Ratification of Appointment of For For Management
Appraiser
3 Valuation Report For For Management
4 Merger Agreement (Bosan Participacoes For For Management
S.A)
5 Merger by Absorption (Bosan For For Management
Participacoes S.A)
6 Merger Agreement (Banco Ole Consignado For For Management
S.A)
7 Merger by Absorption (Banco Ole For For Management
Consignado S.A)
8 Authorization of Legal Formalities For For Management
Regarding Merger
--------------------------------------------------------------------------------
BANCO SANTANDER (BRASIL) SA
Ticker: SANB11 Security ID: P1505Z160
Meeting Date: MAR 31, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint PricewaterhouseCoopers For For Management
Auditores Independentes as Independent
Firm to Appraise Proposed Transaction
2 Approve Independent Firm's Appraisal For For Management
3 Approve Agreement for Partial Spin-Off For For Management
of Banco Santander (Brasil) SA
4 Approve Partial Spin-Off of Banco For For Management
Santander (Brasil) SA and Absorption
of Partial Spun-Off Assets
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
6 Approve Reduction in Share Capital For For Management
without Cancellation of Shares
7 Amend Article 5 to Reflect Changes in For For Management
Capital
8 Amend Article 30 For For Management
9 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
BANCO SANTANDER (BRASIL) SA
Ticker: SANB11 Security ID: P1505Z160
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Nine For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alvaro Antonio Cardoso de Souza
as Independent Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sergio Agapito Lires Rial as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Deborah Patricia Wright as
Independent Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Deborah Stern Vieitas as
Independent Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Antonio Alvarez Alvarez as
Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose de Paiva Ferreira as
Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marilia Artimonte Rocca as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Augusto de Melo as
Independent Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Garcia Cantera as Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Approve Remuneration of Company's For Against Management
Management
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
BANCO SANTANDER CHILE SA
Ticker: BSANTANDER Security ID: P1506A107
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of CLP 0.88 For For Management
Per Share
2 Designate ICR as Risk Assessment For For Management
Company
3 Receive Report Regarding Related-Party None None Management
Transactions
4 Authorize Board to Ratify and Execute None None Management
Approved Resolutions
--------------------------------------------------------------------------------
BANCO SANTANDER CHILE SA
Ticker: BSANTANDER Security ID: P1506A107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CLP 1.65 Per Share
3 Approve Remuneration of Directors For For Management
4 Appoint Auditors For For Management
5 Designate Risk Assessment Companies For For Management
6 Approve Remuneration and Budget of For For Management
Directors' Committee and Audit
Committee; Receive Directors and Audit
Committee's Report
7 Receive Report Regarding Related-Party None None Management
Transactions
8 Other Business None None Management
--------------------------------------------------------------------------------
BANCOLOMBIA S.A.
Ticker: Security ID: COB07PA00078
Meeting Date: JUL 31, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
2 Quorum For For Management
3 Agenda For For Management
4 Election of Delegates in Charge of For For Management
Meeting Minutes
5 Transfer of Reserves For For Management
--------------------------------------------------------------------------------
BANCOLOMBIA SA
Ticker: PFBCOLOM Security ID: P1329P141
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Verify Quorum None None Management
2 Approve Meeting Agenda For For Management
3 Elect Meeting Approval Committee For For Management
4 Present Board and Chairman Reports For For Management
5 Present Corporate Governance Report For For Management
6 Present Audit Committee's Report For For Management
7 Present Individual and Consolidated For For Management
Financial Statements
8 Present Auditor's Report For For Management
9 Approve Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income For For Management
11 Elect Directors For For Management
12 Elect Financial Consumer Representative For For Management
--------------------------------------------------------------------------------
BANDHAN BANK LTD
Ticker: 541153 Security ID: INE545U01014
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect Ranodeb Roy For Against Management
3 Elect Narayan Vasudeo Prabhutendulkar For For Management
4 Elect Vijay Nautamlal Bhatt For For Management
5 Amendments to Articles For For Management
6 Amendment to Borrowing Powers For For Management
--------------------------------------------------------------------------------
BANGKOK BANK PUBLIC COMPANY LIMITED
Ticker: Security ID: TH0001010014
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Results of Operations For For Management
2 Audit Committee Report For For Management
3 Accounts and Reports For For Management
4 Acknowledge Interim Dividends For For Management
5 Elect Arun Chirachavala For For Management
6 Elect Singh Tangtatswas For For Management
7 Elect Amorn Chandarasomboon For For Management
8 Elect Chartsiri Sophonpanich For For Management
9 Elect Thaweelap Rittapirom For For Management
10 Elect Siri Jirapongphan For For Management
11 Elect Pichet Durongkaveroj For For Management
12 Directors' Fees For The Fiscal Year For For Management
2019
13 Appointment of Auditor and Authority For For Management
to Set Fees
14 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
BANGKOK BANK PUBLIC COMPANY LIMITED
Ticker: BBL Security ID: Y0606R119
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Deja Tulananda as Director For For Management
4.2 Elect Chokechai Niljianskul as Director For For Management
4.3 Elect Suvarn Thansathit as Director For For Management
4.4 Elect Chansak Fuangfu as Director For For Management
4.5 Elect Charamporn Jotikasthirabe as For For Management
Director
5.1 Elect Chatchawin Charoen-Rajapark as For For Management
Director
5.2 Elect Bundhit Eua-arporn as Director For For Management
5.3 Elect Parnsiree Amatayakul as Director For For Management
6 Acknowledge Remuneration of Directors None None Management
7 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co., Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
8 Other Business For Against Management
--------------------------------------------------------------------------------
BANGKOK COMMERCIAL ASSET MANAGEMENT PUBLIC CO., LTD.
Ticker: BAM Security ID: Y060BS103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Minutes of Previous Meeting None None Management
2 Acknowledge Business Operation Report None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5.1 Elect Tongurai Limpiti as Director For For Management
5.2 Elect Vasant Thienhom as Director For For Management
5.3 Elect Maneerat Srisaovajati as Director For For Management
5.4 Elect Satorn Topothai as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve EY Office Company Limited as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance and Offering of For For Management
Debentures
9 Other Business For Against Management
--------------------------------------------------------------------------------
BANGKOK DUSIT MEDICAL SERVICES
Ticker: Security ID: TH0264A10Z12
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date: JUN 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Results of Operations For For Management
2 Accounts and Reports For For Management
3 Acknowledge Interim Dividends For For Management
4 Elect Sripop Sarasas For For Management
5 Elect Pradit Theekakul For For Management
6 Elect Weerawong Chittmittrapap For For Management
7 Elect Narumol Noi-Am For For Management
8 Elect Chuladej Yossundhrakul For For Management
9 Elect Subhak Siwaraksa For For Management
10 Elect Poramaporn Psasarttong-Osoth For For Management
11 Directors' Fees For For Management
12 Appointment of Auditor and Authority For For Management
to Set Fees
13 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
BANGKOK DUSIT MEDICAL SERVICES PUBLIC CO. LTD.
Ticker: BDMS Security ID: Y06071255
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Company's Performance None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Thongchai Jira-alongkorn as For For Management
Director
4.2 Elect Kan Trakulhoon as Director For For Management
4.3 Elect Puttipong Prasarttong-Osoth as For For Management
Director
4.4 Elect Chavalit Sethameteekul as For Against Management
Director
4.5 Elect Prasert Prasarttong-Osoth as For Against Management
Director
4.6 Elect Veerathai Santiprabhob as For For Management
Director
4.7 Elect Predee Daochai as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Other Business For Against Management
--------------------------------------------------------------------------------
BANGKOK EXPRESSWAY & METRO PUBLIC CO. LTD.
Ticker: BEM Security ID: Y0607C111
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operational Results None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5.1 Elect Annop Tanlamai as Director For For Management
5.2 Elect Panit Dunnvatanachit as Director For Against Management
5.3 Elect Natamon Bunnak as Director For For Management
5.4 Elect Vallapa Assakul as Director For For Management
5.5 Elect Prasobchai Kasemsant as Director For Against Management
6 Approve Remuneration of Directors For For Management
7 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Prescription of Prohibitions For For Management
on Acts Constituting Foreign Dominance
9 Other Business For Against Management
--------------------------------------------------------------------------------
BANGKOK EXPRESSWAY AND METRO PUBLIC COMPANY LIMITED
Ticker: Security ID: TH6999010015
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUN 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Meeting Minutes For For Management
2 Results of Operations For For Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Supong Chayutsahakij For For Management
6 Elect Phongsarit Tantisuvanitchkul For For Management
7 Elect Sombat Kitjalaksana For For Management
8 Elect Payao Marittanaporn For For Management
9 Elect Vitoon Tejatussanasoontorn For For Management
10 Elect Chetta Thanajaro For For Management
11 Directors' Fees For For Management
12 Appointment of Auditor and Authority For For Management
to Set Fees
13 Amendment to Foreign Investor For For Management
Restrictions
14 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
BANK ALBILAD
Ticker: 1140 Security ID: M1637E104
Meeting Date: APR 11, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
7 Approve Remuneration of Directors of For For Management
SAR 3,520,000 for FY 2020
8 Amend Social Responsibility Policy For For Management
9 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
10 Amend Article 3 of Bylaws Re: For For Management
Corporate Purposes
11 Amend Article 4 of Bylaws Re: For For Management
Participation and Merger
12 Amend Article 5 of Bylaws Re: For For Management
Incorporation Term
13 Amend Article 6 of Bylaws Re: For For Management
Company's Headquarter
14 Amend Article 8 of Bylaws Re: For For Management
Subscription in Shares
15 Amend Article 9 of Bylaws Re: Shares For For Management
16 Amend Article 10 of Bylaws Re: For For Management
Purchase of the company's Shares and
Disposal
17 Amend Article 13 of Bylaws Re: Capital For For Management
Increase
18 Amend Article 14 of Bylaws Re: Capital For For Management
Decrease
19 Amend Article 16 of Bylaws Re: Board For For Management
Members
20 Amend Article 17 of Bylaws Re: For For Management
Membership Expiry and Replacement
21 Amend Article 18 of Bylaws Re: Powers For For Management
and Terms of Reference of the Board
22 Amend Article 19 of Bylaws Re: For For Management
Committees of the Board and Audit
Committee
23 Amend Article 20 of Bylaws Re: For For Management
Remuneration and Rewards
24 Amend Article 21 of Bylaws Re: For For Management
Chairman, Vice Chairman, Managing
Director and Secretary Authority
25 Amend Article 22 of Bylaws Re: Board For For Management
Meetings
26 Amend Article 23 of Bylaws Re: Board For For Management
Meetings Quorum
27 Amend Article 24 of Bylaws Re: For For Management
Resolutions of the Board
28 Amend Article 25 of Bylaws Re: For For Management
Shareholders Assemblies
29 Amend Article 26 of Bylaws Re: Terms For For Management
of Reference of the Constituent
Assembly
30 Amend Article 27 of Bylaws Re: For For Management
Ordinary General Assembly
31 Amend Article 28 of Bylaws Re: For For Management
Extraordinary General Assembly
32 Amend Article 29 of Bylaws Re: For For Management
Convention of the General Assemblies
of Shareholders
33 Amend Article 30 of Bylaws Re: Method For For Management
of Attendance
34 Amend Article 34 of Bylaws Re: For For Management
Resolutions
35 Amend Article 40 of Bylaws Re: For For Management
Financial Documents
36 Amend Article 41 of Bylaws Re: For For Management
Allocation of Dividends
37 Amend Article 44 of Bylaws Re: Company For For Management
Losses
38 Amend Article 45 of Bylaws Re: For For Management
Mechanisms of Company Liquidation
39 Amend Article 46 of Bylaws Re: For For Management
Companies law and Relevant Regulations
40 Amend Article 47 of Bylaws Re: Deposit For For Management
of the Articles of Association
--------------------------------------------------------------------------------
BANK ALJAZIRA
Ticker: 1020 Security ID: M0R43T102
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Audit Committee Charter For For Management
2 Amend Remuneration and Nomination For For Management
Committee Charter
3 Elect Khaleefah Al Milhim as Director For For Management
4 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
5 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
6 Amend Directors, Committees, and For For Management
Executives Remuneration Policy
7 Approve Allocation of SAR 68 Million For For Management
From General Reserve to Retained
Earnings
8 Amend Article 3 of Bylaws Re: For For Management
Corporate Purposes
9 Amend Article 4 of Bylaws Re: For For Management
Participation and Ownership
10 Amend Article 5 of Bylaws Re: For For Management
Company's Headquarters and Other
Branches
11 Amend Article 6 of Bylaws Re: For For Management
Company's Term
12 Amend Article 7 of Bylaws Re: Issued For For Management
Capital
13 Amend Article 8 of Bylaws Re: Issuance For For Management
of Shares
14 Amend Article 9 of Bylaws Re: Transfer For For Management
of Shares
15 Amend Article 10 of Bylaws Re: For For Management
Transferring Records
16 Amend Article 11 of Bylaws Re: Trading For For Management
of Shares
17 Amend Article 12 of Bylaws Re: For For Management
Reserving and Selling of Reserved
Shares
18 Amend Article 13 of Bylaws Re: Capital For For Management
Increase
19 Amend Article 14 of Bylaws Re: Capital For For Management
Decrease
20 Amend Article 17 of Bylaws Re: Board For For Management
of Directors
21 Amend Article 18 of Bylaws Re: For For Management
Expiration of Board Membership
22 Amend Article 19 of Bylaws Re: Board For For Management
Powers
23 Amend Article 20 of Bylaws Re: For For Management
Executive Committee
24 Amend Article 21 of Bylaws Re: Audit For For Management
Committee
25 Amend Article 22 of Bylaws Re: Board For For Management
Remuneration
26 Amend Article 24 of Bylaws Re: Board For For Management
Meetings
27 Adopt New Article 26 Re: Disclosing of For For Management
Personal Interests and Company
Competition
28 Amend Article 28 of Bylaws Re: For For Management
Shareholders Meetings
29 Amend Article 29 of Bylaws Re: General For For Management
Meetings Attendance
30 Amend Article 31 of Bylaws Re: For For Management
Ordinary General Meetings
31 Amend Article 32 of Bylaws Re: For For Management
Extraordinary General Meetings
32 Amend Article 33 of Bylaws Re: General For For Management
Meetings
33 Amend Article 37 of Bylaws Re: Voting For For Management
Rights
34 Amend Article 38 of Bylaws Re: For For Management
Conditions of Shareholders Meetings
Decisions
35 Amend Article 39 of Bylaws Re: For For Management
Shareholders Rights in Asking
Questions at the General Meetings
36 Amend Article 46 of Bylaws Re: For For Management
Allocation of Dividends
37 Amend Article 48 of Bylaws Re: For For Management
Conflicts
38 Amend Article 49 of Bylaws Re: For For Management
Dissolution and Liquidation of the
Company
39 Amend Article 51 of Bylaws Re: For For Management
Commitment in Maintaining
Confidentiality
--------------------------------------------------------------------------------
BANK ALJAZIRA
Ticker: 1020 Security ID: M0R43T102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
6 Elect Nayif Al Abdulkareem as Director For Against Management
7 Approve Related Party Transactions Re: For For Management
Aljazira Takaful Taawuni
8 Approve Related Party Transactions Re: For For Management
Aljazira Capital
--------------------------------------------------------------------------------
BANK OF BEIJING CO., LTD.
Ticker: 601169 Security ID: Y06958113
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhao Bing as Non-independent For For Management
Director
2 Approve Grant of Related Credit Line For For Management
to Bank of Beijing Leasing Co., Ltd.
--------------------------------------------------------------------------------
BANK OF BEIJING CO., LTD.
Ticker: 601169 Security ID: Y06958113
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Qian Huajie as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
BANK OF BEIJING CO., LTD.
Ticker: 601169 Security ID: Y06958113
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Granting of Credit Lines to For For Management
Beijing State-owned Assets Management
Co., Ltd.
8 Approve Granting of Credit Lines to For For Management
Beijing Energy Group Co., Ltd.
9 Approve Granting of Credit Lines to For For Management
China Three Gorges Group Co., Ltd.
10 Approve Granting of Credit Lines to For For Management
Beiyin Financial Leasing Co., Ltd.
11 Approve Special Report on For Against Management
Related-party Transactions
--------------------------------------------------------------------------------
BANK OF CHENGDU CO LTD
Ticker: Security ID: CNE100002SN6
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect WANG Hui For For Management
10 Elect LI Ailan For For Management
11 Elect GAN Li For For Management
12 Elect SHAO Chiping For For Management
13 Elect SONG Chaoxue For For Management
14 Elect FAN Bin For For Management
15 Elect CHEN Cuntai For For Management
2 Elect HO Wai Choong For For Management
3 Elect GUO Linghai For For Management
4 Elect YANG Fan For For Management
5 Elect QIAO Liyuan For For Management
6 Elect WANG Lixin For For Management
7 Elect DONG Hui For For Management
8 Elect YOU Zugang For For Management
9 Elect WANG Tao For For Management
16 Elect HAN Xuesong For For Management
17 Elect LIU Shoumin For For Management
18 Elect HAN Zirong For For Management
19 Elect LONG Wenbin For For Management
--------------------------------------------------------------------------------
BANK OF CHENGDU CO., LTD.
Ticker: 601838 Security ID: Y0R95C103
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For Against Management
Financial Budget Plan
4 Approve Profit Distribution For For Management
5 Approve Daily Related Party For For Management
Transactions
6 Approve Appointment of Auditor For For Management
7 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
8.1 Approve Issue Type For For Management
8.2 Approve Issue Scale For For Management
8.3 Approve Par Value and Issue Price For For Management
8.4 Approve Bond Maturity For For Management
8.5 Approve Interest Rate For For Management
8.6 Approve Repayment Period and Manner of For For Management
Interest
8.7 Approve Conversion Period For For Management
8.8 Approve Determination and Adjustment For For Management
of Conversion Price
8.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
8.10 Approve Determination of Number of For For Management
Conversion Shares
8.11 Approve Dividend Distribution Post For For Management
Conversion
8.12 Approve Terms of Redemption For For Management
8.13 Approve Terms of Sell-Back For For Management
8.14 Approve Issue Manner and Target Parties For For Management
8.15 Approve Placing Arrangement for For For Management
Shareholders
8.16 Approve Bondholders and Meetings of For For Management
Bondholders
8.17 Approve Usage of Raised Funds For For Management
8.18 Approve Guarantee Matters For For Management
8.19 Approve Resolution Validity Period For For Management
9 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
10 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
11 Approve Report on the Usage of For For Management
Previously Raised Funds
12 Approve Company's Capital Management For For Management
Planning
13 Approve Shareholder Return Plan For For Management
14 Approve Authorization of the Board to For For Management
Handle All Related Matters
15 Approve Daily Related Party For For Management
Transactions
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 3988 Security ID: Y13905107
Meeting Date: JAN 18, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Keqiu as Supervisor For For Management
2 Approve 2019 Remuneration Distribution For For Management
Plan for Chairman of the Board of
Directors and Executive Directors
3 Approve 2019 Remuneration Distribution For For Management
Plan for Chairman of the Board of
Supervisors and Shareholder
Representative Supervisors
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 3988 Security ID: Y0698A107
Meeting Date: JAN 18, 2021 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Keqiu as Supervisor For For Management
2 Approve 2019 Remuneration Distribution For For Management
Plan for Chairman of the Board of
Directors and Executive Directors
3 Approve 2019 Remuneration Distribution For For Management
Plan for Chairman of the Board of
Supervisors and Shareholder
Representative Supervisors
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 3988 Security ID: Y13905107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of Board of For For Management
Directors
2 Approve 2020 Work Report of Board of For For Management
Supervisors
3 Approve 2020 Annual Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2021 Annual Budget for Fixed For For Management
Assets Investment
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic and External
Auditor and PricewaterhouseCoopers as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve 2020 Remuneration Distribution For For Management
Plan of Supervisors
8 Elect Liu Liange as Director For For Management
9 Elect Liu Jin as Director For For Management
10 Elect Lin Jingzhen as Director For For Management
11 Elect Jiang Guohua as Director For For Management
12 Approve the Application for For For Management
Provisional Authorization of Outbound
Donations
13 Approve the Bond Issuance Plan For For Management
14 Approve the Issuance of Write-down For For Management
Undated Capital Bonds
15 Approve the Issuance of Qualified For For Management
Write-down Tier 2 Capital Instruments
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 3988 Security ID: Y0698A107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of Board of For For Management
Directors
2 Approve 2020 Work Report of Board of For For Management
Supervisors
3 Approve 2020 Annual Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2021 Annual Budget for Fixed For For Management
Assets Investment
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic and External
Auditor and PricewaterhouseCoopers as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve 2020 Remuneration Distribution For For Management
Plan of Supervisors
8 Elect Liu Liange as Director For For Management
9 Elect Liu Jin as Director For For Management
10 Elect Lin Jingzhen as Director For For Management
11 Elect Jiang Guohua as Director For For Management
12 Approve the Application for For For Management
Provisional Authorization of Outbound
Donations
13 Approve the Bond Issuance Plan For For Management
14 Approve the Issuance of Write-down For For Management
Undated Capital Bonds
15 Approve the Issuance of Qualified For For Management
Write-down Tier 2 Capital Instruments
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Linping as Director For For Management
2 Elect Chang Baosheng as Director For For Management
3 Approve Donation of Materials in For For Management
Fighting the COVID-19 Pandemic in 2020
4 Approve Remuneration Plan of the For For Shareholder
Directors
5 Approve Remuneration Plan of the For For Shareholder
Supervisors
6 Elect Cai Yunge as Supervisor For For Shareholder
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988102
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Linping as Director For For Management
2 Elect Chang Baosheng as Director For For Management
3 Approve Donation of Materials in For For Management
Fighting the COVID-19 Pandemic in 2020
4 Approve Remuneration Plan of the For For Shareholder
Directors
5 Approve Remuneration Plan of the For For Shareholder
Supervisors
6 Elect Cai Yunge as Supervisor For For Shareholder
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988102
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Management Plan (2021 For For Management
- 2025)
2 Approve Issuance of Qualified For For Management
Write-down Tier 2 Capital Bonds and
Related Transactions
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Management Plan (2021 For For Management
- 2025)
2 Approve Issuance of Qualified For For Management
Write-down Tier 2 Capital Bonds and
Related Transactions
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Assets Investment Plan For For Management
6 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Determine and Enter Into
Respective Engagement with Them
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Assets Investment Plan For For Management
6 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Determine and Enter Into
Respective Engagement with Them
--------------------------------------------------------------------------------
BANK OF HANGZHOU CO., LTD.
Ticker: 600926 Security ID: Y0R98A104
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Period For For Management
2.5 Approve Interest Rate For For Management
2.6 Approve Repayment Period and Manner For For Management
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Determination of Number of For For Management
Conversion Shares
2.11 Approve Dividend Distribution Post For For Management
Conversion
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Issue Manner and Target Parties For For Management
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bond Holders
2.17 Approve Usage of Raised Funds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Resolution Validity Period For For Management
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
6 Approve Authorization of Board to For For Management
Handle All Related Matters
7 Approve Issuance of Financial Bonds For For Management
and Special Authorization Within Limit
8 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
9 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
10 Elect Li Changqing as Independent For For Shareholder
Director
--------------------------------------------------------------------------------
BANK OF HANGZHOU CO., LTD.
Ticker: 600926 Security ID: Y0R98A104
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For For Management
Financial Budget Plan
4 Approve Profit Distribution For For Management
5 Approve Special Report on Related For Against Management
Party Transactions
6 Approve Related Party Transaction For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Issuance of Tier 2 Capital For For Management
Bonds and Special Authorizations
9 Approve Issuance of Green Financial For For Management
Bonds and Special Authorizations
10 Elect Shen Ming as Non-independent For For Management
Director
--------------------------------------------------------------------------------
BANK OF JIANGSU
Ticker: Security ID: CNE100002G76
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 ELIGIBILITY FOR RIGHTS ISSUE For For Management
2 Stock Type and Par Value For For Management
11 Listing Place For For Management
12 The Valid Period of the Resolution For For Management
3 Issuing Method For For Management
4 Ratio and Amount of the Rights Issue For For Management
5 Pricing Basis and Price of the Rights For For Management
Issue
6 Issuing Targets For For Management
7 Distribution Plan for Accumulated For For Management
Retained Profits Before the Rights
Issue
8 Issuing Date For For Management
9 Underwriting Method For For Management
10 Amount and Purpose of the Raised Funds For For Management
13 Feasibility Analysis Report on the Use For For Management
of Funds to Be Raised from the Rights
Issue
14 REPORT ON THE USE OF PREVIOUSLY RAISED For For Management
FUNDS
15 Risk Warning on Diluted Immediate For For Management
Return After the Rights Issue to
Original Shareholders and Filling
Measures and Commitments of Relevant
Parties
16 SHAREHOLDER RETURN PLAN FOR THE NEXT For For Management
THREE YEARS FROM 2020 TO 2022
17 FULL AUTHORIZATION TO THE BOARD TO For For Management
HANDLE MATTERS REGARDING THE RIGHTS
ISSUE
18 Elect XIA Ping For For Management
27 Elect REN Tong For For Management
28 Elect YU Chen For For Management
29 Elect YANG Tingdong For For Management
30 Elect DING Xiaolin For For Management
31 Elect LI Xindan For For Management
32 Elect HONG Lei For For Management
19 Elect JI Ming For For Management
20 Elect GU Xian For For Management
21 Elect WU Dianjun For For Management
22 Elect HU Jun For For Management
23 Elect SHAN Xiang For For Management
24 Elect JIANG Jian For For Management
25 Elect TANG Jinsong For For Management
26 Elect DU Wenyi For For Management
33 Elect ZHENG Gang For For Management
34 Elect XIANG Rong For For Management
35 Elect TANG Xiaoqing For For Management
36 Elect CHEN Zhibin For For Management
37 Elect CHEN Libiao For For Management
--------------------------------------------------------------------------------
BANK OF JIANGSU CO., LTD.
Ticker: 600919 Security ID: Y0698M101
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Performance Evaluation Report For For Management
on Directors and Senior Management
Members
4 Approve Performance Evaluation Report For For Management
on Supervisors
5 Approve Report of the Independent For For Management
Directors
6 Approve Financial Statements and For Against Management
Financial Budget Report
7 Approve Profit Distribution For For Management
8 Approve 2020 Related Party Transactions For For Management
9 Approve 2021 Daily Related-party For For Management
Transaction
10 Approve to Appoint Auditor For For Management
11 Approve Adjustment of Authorization For Against Management
Plan of the Board of Directors
--------------------------------------------------------------------------------
BANK OF NANJING CO., LTD.
Ticker: 601009 Security ID: Y0698E109
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2.1 Elect Hu Shengrong as Non-Independent For For Shareholder
Director
2.2 Elect Lin Jingran as Non-Independent For For Shareholder
Director
2.3 Elect Yang Bohao as Non-Independent For For Shareholder
Director
2.4 Elect Chen Zheng as Non-Independent For For Shareholder
Director
2.5 Elect Yu Lanying as Non-Independent For For Shareholder
Director
2.6 Elect Xu Yimin as Non-Independent For For Shareholder
Director
2.7 Elect Liu Lini as Non-Independent For For Shareholder
Director
3.1 Elect Chen Donghua as Independent For For Management
Director
3.2 Elect Xiao Binqing as Independent For For Management
Director
3.3 Elect Shen Yongming as Independent For For Management
Director
3.4 Elect Qiang Ying as Independent For For Management
Director
4.1 Elect Shen Yongjian as Supervisor For For Management
4.2 Elect Ma Miao as Supervisor For For Management
4.3 Elect Xu Yueping as Supervisor For For Management
4.4 Elect Liu Qilian as Supervisor For For Management
4.5 Elect Zhang Ding as Supervisor For For Management
4.6 Elect Liu Hechun as Supervisor For For Management
--------------------------------------------------------------------------------
BANK OF NANJING CO., LTD.
Ticker: 601009 Security ID: Y0698E109
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Interest Payment Period and For For Management
Method
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Determination Method of Number For For Management
of Shares Converted
2.11 Approve Attributable Dividends Annual For For Management
Conversion
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Convertible Bondholders and For For Management
Matters Relating to Meetings of
Convertible Bondholders
2.17 Approve Use of Proceeds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Resolution Validity Period For For Management
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
4 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
5 Approve Authorization of Board to For For Management
Handle All Related Matters
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Daily Related Party Transaction For For Management
--------------------------------------------------------------------------------
BANK OF NANJING CO., LTD.
Ticker: 601009 Security ID: Y0698E109
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Jiachun as Supervisor For For Management
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
BANK OF NANJING CO., LTD.
Ticker: 601009 Security ID: Y0698E109
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Financial Budget Report
2 Approve Profit Distribution For For Management
3 Approve Special Report on Related For For Management
Party Transactions
4 Approve Related Party Transaction For For Management
5 Approve to Appoint Auditor For For Management
6 Approve to Appoint Internal Control For For Management
Auditor
7 Approve Capital Planning For For Management
8 Approve Rules and Procedures Regarding For For Management
Meetings of Board of Directors
9 Approve Issuance of Financial Bonds For For Management
10 Approve Report of the Board of For For Management
Directors
11 Approve Report of the Board of For For Management
Supervisors
12 Approve Evaluation Report of the Board For For Management
of Supervisors on the Performance of
Directors and Senior Management Members
13 Approve Evaluation Report on the For For Management
Performance Report of the Supervisors
--------------------------------------------------------------------------------
BANK OF NINGBO CO., LTD.
Ticker: 002142 Security ID: Y0698G104
Meeting Date: NOV 23, 2020 Meeting Type: Special
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
2 Approve Issuance of Tier 2 Capital For For Management
Bonds
3 Approve Issuance of Financial Bonds For For Management
--------------------------------------------------------------------------------
BANK OF NINGBO CO., LTD.
Ticker: 002142 Security ID: Y0698G104
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Daily Related For For Management
Party Transaction
2 Approve Company's Eligibility for For For Management
Rights Issue
3.1 Approve Share Type and Par Value For For Management
3.2 Approve Issue Manner and Subscription For For Management
Method
3.3 Approve Base, Proportion and Number of For For Management
Shares
3.4 Approve Issue Price and Pricing Basis For For Management
3.5 Approve Target Subscribers For For Management
3.6 Approve Distribution Arrangement of For For Management
Undistributed Earnings
3.7 Approve Scale and Use of Proceeds For For Management
3.8 Approve Issue Time For For Management
3.9 Approve Underwriting Manner For For Management
3.10 Approve Listing Exchange For For Management
3.11 Approve Resolution Validity Period For For Management
4 Approve Rights Issue For For Management
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
BANK OF NINGBO CO., LTD.
Ticker: 002142 Security ID: Y0698G104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report For For Management
3 Approve Financial Statements and For For Management
Financial Budget Plan
4 Approve Profit Distribution For For Management
5 Approve to Appoint Auditor For For Management
6 Approve 2020 Implementation of Related For For Management
Party Transactions and 2021 Work Plan
7 Elect Zhu Nianhui as Non-Independent For For Management
Director
8 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
9 Amend Remuneration Measures for For For Management
Chairman and Vice Chairman
10 Amend Remuneration Measures for the For For Management
Chairman of the Board of Supervisors
11 Approve Report of the Board of For For Management
Supervisors
12 Approve Performance Evaluation Report For For Management
of the Board of Directors and Directors
13 Approve Performance Evaluation Report For For Management
of the Board of Supervisors and
Supervisors
14 Approve Performance Evaluation Report For For Management
of the Senior Management and Senior
Management Members
15 Approve Capital Management Performance For For Management
Evaluation Report
--------------------------------------------------------------------------------
BANK OF SHANGHAI CO., LTD.
Ticker: 601229 Security ID: Y0R98R107
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhu Jian as Non-Independent For For Management
Director
2 Elect Jia Ruijun as Supervisor For For Management
--------------------------------------------------------------------------------
BANK OF SHANGHAI CO., LTD.
Ticker: 601229 Security ID: Y0R98R107
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Amendments to Articles of For Against Management
Association
1.2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
1.3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
1.4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
2 Approve Extension of Resolution For For Management
Validity Period and Authorization of
the Board on Convertible Bond Issuance
--------------------------------------------------------------------------------
BANK OF SHANGHAI CO., LTD.
Ticker: 601229 Security ID: Y0R98R107
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jin Yu as Non-independent For For Management
Director
1.2 Elect Zhu Jian as Non-independent For For Management
Director
1.3 Elect Shi Hongmin as Non-independent For For Management
Director
1.4 Elect Ye Jun as Non-independent For For Management
Director
1.5 Elect Ying Xiaoming as Non-independent For For Management
Director
1.6 Elect Gu Jinshan as Non-independent For For Management
Director
1.7 Elect Kong Xuhong as Non-independent For For Management
Director
1.8 Elect Du Juan as Non-independent For Against Management
Director
1.9 Elect Tao Hongjun as Non-independent For For Management
Director
1.10 Elect Zhuang Zhe as Non-independent For For Management
Director
1.11 Elect Guo Xizhi as Non-independent For For Management
Director
1.12 Elect Gan Xiangnan as Non-independent For For Management
Director
1.13 Elect Li Zhengqiang as Independent For For Management
Director
1.14 Elect Yang Dehong as Independent For For Management
Director
1.15 Elect Sun Zheng as Independent Director For For Management
1.16 Elect Xue Yunkui as Independent For For Management
Director
1.17 Elect Xiao Wei as Independent Director For For Management
1.18 Elect Gong Fangxiong as Independent For For Management
Director
2.1 Elect Jia Ruijun as Supervisor For For Management
2.2 Elect Ge Ming as Supervisor For For Management
2.3 Elect Yuan Zhigang as Supervisor For For Management
2.4 Elect Tang Weijun as Supervisor For For Management
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BANK OF SHANGHAI CO., LTD.
Ticker: 601229 Security ID: Y0R98R107
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For Against Management
Financial Budget Report
4 Approve Profit Distribution For For Management
5 Approve Performance Evaluation Report For For Management
of Directors
6 Approve Performance Evaluation Report For For Management
of Supervisors
7 Approve Performance Evaluation Report For For Management
of Senior Managers
8 Approve Appointment of Auditor For For Management
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BANK OF THE PHILIPPINE ISLANDS
Ticker: BPI Security ID: Y0967S169
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Annual Report For For Management
3 Ratify Acts of the Board of Directors For For Management
and Officers
4.1 Elect Jaime Augusto Zobel de Ayala as For For Management
Director
4.2 Elect Fernando Zobel de Ayala as For For Management
Director
4.3 Elect Romeo L. Bernardo as Director For For Management
4.4 Elect Ignacio R. Bunye as Director For For Management
4.5 Elect Cezar P. Consing as Director For For Management
4.6 Elect Ramon R. del Rosario, Jr. as For For Management
Director
4.7 Elect Octavio V. Espiritu as Director For For Management
4.8 Elect Rebecca G. Fernando as Director For For Management
4.9 Elect Jose Teodoro K. Limcaoco as For For Management
Director
4.10 Elect Aurelio R. Montinola III as For For Management
Director
4.11 Elect Mercedita S. Nolledo as Director For For Management
4.12 Elect Antonio Jose U. Periquet as For For Management
Director
4.13 Elect Cesar V. Purisima as Director For For Management
4.14 Elect Eli M. Remolona, Jr. as Director For For Management
4.15 Elect Maria Dolores B. Yuvienco as For For Management
Director
5 Elect Isla Lipana & Co. as Independent For For Management
Auditors and Fix Their Remuneration
6a Approve Merger of BPI Family Savings For For Management
Bank, Inc. into the Bank of the
Philippine Islands
6b Approve Increase in Authorized Capital For For Management
Stock and Corresponding Amendment of
Article VII of the Bank's Articles of
Incorporation
7 Approve Other Matters For For Management
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BANK POLSKA KASA OPIEKI SA
Ticker: PEO Security ID: X0R77T117
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Management Board Report on None None Management
Company's and Group's Operations
6 Receive Financial Statements None None Management
7 Receive Consolidated Financial None None Management
Statements
8 Receive Management Board Proposal on None None Management
Allocation of Income
9 Receive Supervisory Board Report None None Management
10.1 Approve Management Board Report on For For Management
Company's and Group's Operations
10.2 Approve Financial Statements For For Management
10.3 Approve Consolidated Financial For For Management
Statements
10.4 Approve Allocation of Income and For For Management
Omission of Dividends
10.5 Approve Supervisory Board Report For For Management
10.6a Approve Discharge of Marek Lusztyn For For Management
(Deputy CEO)
10.6b Approve Discharge of Marcin Gadomsk For For Management
(Deputy CEO)
10.6c Approve Discharge of Marek Tomczuk For For Management
(Deputy CEO)
10.6d Approve Discharge of Grzegorz For For Management
Olszewski (Management Board Member)
10.6e Approve Discharge of Jaroslaw Fuchs For For Management
(Deputy CEO)
10.6f Approve Discharge of Magdalena For For Management
Zmitrowicz (Deputy CEO)
10.6g Approve Discharge of Tomasz Kubiak For For Management
(Deputy CEO)
10.6h Approve Discharge of Tomasz Styczynski For For Management
(Deputy CEO)
10.6i Approve Discharge of Krzysztof For For Management
Kozlowski (Deputy CEO)
10.6j Approve Discharge of Leszek Skiba For For Management
(Deputy CEO)
10.7a Approve Discharge of Beata For For Management
Kozlowska-Chyla (Supervisory Board
Chairperson)
10.7b Approve Discharge of Joanna Dynysiuk For For Management
(Supervisory Board Deputy Chairman)
10.7c Approve Discharge of Marcin Eckert For For Management
(Supervisory Board Deputy Chairman)
10.7d Approve Discharge of Stanislaw Ryszard For For Management
Kaczoruk (Supervisory Board Deouty
Chairman and Secretary)
10.7e Approve Discharge of Malgorzata For For Management
Sadurska (Supervisory Board Member)
10.7f Approve Discharge of Michal Kaszynski For For Management
(Supervisory Board Member)
10.7g Approve Discharge of Justyna For For Management
Glebikowska-Michalak (Supervisory
Board Member)
10.7h Approve Discharge of Sabina For For Management
Bigos-Jaworowska (Supervisory Board
Member)
10.7i Approve Discharge of Marian Majcher For For Management
(Supervisory Board Member)
10.7j Approve Discharge of Pawel Surowka For For Management
(Supervisory Board Chairman)
10.7k Approve Discharge of Pawel Stopczynski For For Management
(Supervisory Board Secretary)
10.7l Approve Discharge of Grzegorz Janas For For Management
(Supervisory Board Chairman)
11 Ratify KPMG as Auditor For For Management
12 Adopt Policy on Assessment of For For Management
Suitability of Management Board
Members, Supervisory Board Members and
Key Function Holders
13 Approve Remuneration Report For For Management
14 Approve Supervisory Board Report on For For Management
Remuneration Policy
15 Receive Supervisory Board Report on None None Management
Company's Compliance with Corporate
Governance Principles for Supervised
Institutions
16 Receive Regulations on Supervisory None None Management
Board
17.1 Amend Statute For For Management
17.2 Amend Statute Re: Corporate Purpose For For Management
17.3 Amend Statute Re: Corporate Purpose For For Management
17.4 Amend Statute Re: Corporate Purpose For For Management
17.5 Amend Statute Re: Supervisory Board For For Management
17.6 Amend Statute Re: Supervisory Board For For Management
17.7 Amend Statute Re: Supervisory Board For For Management
17.8 Amend Statute Re: Supervisory Board For For Management
and Management Board
17.9 Amend Statute Re: Supervisory Board For For Management
17.10 Amend Statute Re: Management Board For For Management
17.11 Amend Statute Re: Management Board For For Management
17.12 Amend Statute Re: Management Board For For Management
18.1 Amend Statute None For Shareholder
18.2 Amend Statute Re: Supervisory Board None For Shareholder
18.3 Amend Statute Re: Management Board None For Shareholder
19.1 Recall Supervisory Board Member None For Shareholder
19.2 Elect Supervisory Board Member None For Shareholder
20 Close Meeting None None Management
--------------------------------------------------------------------------------
BANQUE SAUDI FRANSI
Ticker: 1050 Security ID: M1R177100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Dividends of SAR 0.40 per For For Management
Share for FY 2020
5 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
6 Approve Discharge of Directors for FY For For Management
2020
7 Approve Remuneration of Directors of For For Management
SAR 8,070,000 for FY 2020
8 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
9 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
10 Approve to Amend Board Nomination For For Management
Membership Assessment and Succession
Policy
11 Approve to Amend Audit Committee For For Management
Charter
12 Approve to Amend Nomination and For Against Management
Remuneration Committee Charter
13 Approve Related Party Transactions Re: For For Management
ABANA Enterprise Group
14 Approve Related Party Transactions Re: For For Management
ABANA Group
15 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co.
16 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co.
17 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co.
18 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co.
19 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co.
20 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co.
21 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co.
22 Approve Related Party Transactions Re: For For Management
Jeddah National Hospital
23 Approve Related Party Transactions Re: For For Management
Jeddah National Hospital
24 Approve Related Party Transactions Re: For For Management
Panda Retail Company
25 Authorize Share Repurchase Program up For For Management
to 3,000,000 Shares to be Allocated to
Employees' Long-Term Incentive Plan
--------------------------------------------------------------------------------
BAOSHAN IRON & STEEL CO., LTD.
Ticker: 600019 Security ID: Y0698U103
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Short-term Corporate Bond For For Management
Issuance
2 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
BAOSHAN IRON & STEEL CO., LTD.
Ticker: 600019 Security ID: Y0698U103
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
BAOSHAN IRON & STEEL CO., LTD.
Ticker: 600019 Security ID: Y0698U103
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Sheng Genghong as For For Management
Non-Independent Director
1.2 Elect Zhou Xuedong as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
BAOSHAN IRON & STEEL CO., LTD.
Ticker: 600019 Security ID: Y0698U103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Budget For For Management
7 Approve Related Party Transaction For Against Management
8 Approve Appointment of Independent For For Management
Accountant and Internal Control Auditor
9 Approve Issuance of Bonds For For Management
10 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
11 Approve Amendments to Articles of For For Management
Association
12.1 Elect Zou Jixin as Director For For Management
12.2 Elect Hou Angui as Director For For Management
12.3 Elect Sheng Genghong as Director For For Management
12.4 Elect Yao Linlong as Director For For Management
12.5 Elect Zhou Xuedong as Director For For Management
12.6 Elect Luo Jianchuan as Director For For Management
13.1 Elect Zhang Kehua as Director For Against Management
13.2 Elect Lu Xiongwen as Director For For Management
13.3 Elect Xie Rong as Director For For Management
13.4 Elect Bai Yanchun as Director For For Management
13.5 Elect Tian Yong as Director For For Management
14.1 Elect Zhu Yonghong as Supervisor For For Management
14.2 Elect Yu Hansheng as Supervisor For For Management
14.3 Elect Zhu Hanming as Supervisor For For Management
14.4 Elect Wang Zhen as Supervisor For For Management
--------------------------------------------------------------------------------
BAOZUN, INC.
Ticker: 9991 Security ID: 06684L103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Fifth Amended and Restated For For Management
Memorandum and Articles of Association
2 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as Auditors
for the Year Ended December 31, 2020
and Authorize Board to Fix Their
Remuneration
3 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as Auditors
for the Year Ending December 31, 2021
and Authorize Board to Fix Their
Remuneration
4 Elect Director Jessica Xiuyun Liu For For Management
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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BB SEGURIDADE PARTICIPACOES S.A.
Ticker: Security ID: BRBBSEACNOR5
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Accounts and Reports For For Management
14 Ratification of Remuneration Payments For For Management
(April 2020 - July 2020)
4 Allocation of Profits/Dividends For For Management
5 Elect Mauro Ribeiro Neto For For Management
6 Proportional Allocation of Cumulative For Abstain Management
Votes
7 Allocate Cumulative Votes to Mauro For Abstain Management
Ribeiro Neto
8 Elect Lucineia Possar For For Management
9 Elect Luis Felipe Vital Nunes Pereira For For Management
10 Elect Francisco Olinto Velo Schmitt For For Management
11 Supervisory Council Fees For For Management
12 Remuneration Policy For For Management
13 Audit Committee Fees; Related Party For For Management
Transactions Committee Fees
(Independent Member)
--------------------------------------------------------------------------------
BB SEGURIDADE PARTICIPACOES SA
Ticker: BBSE3 Security ID: P1R1WJ103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3.1 Elect Carlos Motta dos Santos as Board For For Management
Chairman
3.2 Elect Mauro Ribeiro Neto as Board For Against Management
Vice-Chairman
3.3 Elect Marcio Hamilton Ferreira as For Against Management
Director
3.4 Elect Arnaldo Jose Vollet as For For Management
Independent Director
3.5 Elect Ricardo Moura de Araujo Faria as For Against Management
Director
3.6 Elect Claudio Xavier Seefelder Filho For Against Management
as Director
3.7 Elect Isabel da Silva Ramos as None For Shareholder
Director as Minority Representative
Under Majority Board Election
4 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
5.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Motta dos Santos as Board
Chairman
5.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauro Ribeiro Neto as Board
Vice-Chairman
5.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Hamilton Ferreira as
Director
5.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Arnaldo Jose Vollet as
Independent Director
5.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ricardo Moura de Araujo Faria as
Director
5.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudio Xavier Seefelder Filho
as Director
5.7 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Isabel da Silva Ramos as
Director as Minority Representative
Under Majority Board Election
6 Elect Bruno Monteiro Martins as For For Management
Alternate Fiscal Council Member
7 Approve Remuneration of Fiscal Council For For Management
Members
8 Approve Remuneration of Company's For For Management
Management
9 Approve Remuneration of Audit For For Management
Committee Members and Related Party
Transactions Committee Member
10 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
11 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
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BB SEGURIDADE PARTICIPACOES SA
Ticker: BBSE3 Security ID: P1R1WJ103
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 9 For For Management
2 Amend Article 11 For For Management
3 Amend Articles For For Management
4 Amend Articles For For Management
5 Amend Articles 32 and 33 For For Management
6 Amend Articles 37 and 38 For For Management
7 Add Article 54 For Against Management
8 Approve Share Matching Plan for For Against Management
Company's Executives
--------------------------------------------------------------------------------
BBMG CORPORATION
Ticker: Security ID: CNE1000010M4
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect ZENG Jin For For Management
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BBMG CORPORATION
Ticker: 2009 Security ID: Y076A3113
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Jiang Yingwu as Director For For Management
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BBMG CORPORATION
Ticker: 2009 Security ID: Y076A3113
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Board
3 Approve 2020 Audited Accounts For For Management
4 Approve 2020 Profit Distribution For For Management
Proposal
5 Appoint Ernst & Young Hua Ming For For Management
Certified Public Accountants as
Auditor and Authorize Board to Fix
Their Remuneration
6 Approve 2020 Remuneration Plan of For For Management
Directors
7 Approve 2021 Guarantee Authorization For For Management
to Subsidiaries
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and H
Shares
9 Approve Remuneration Standard of For For Management
Directors
10 Approve Remuneration Standard of For For Management
Supervisors
11.01 Elect Zeng Jin as Director For For Management
11.02 Elect Jiang Yingwu as Director For For Management
11.03 Elect Wu Dong as Director For Against Management
11.04 Elect Zheng Baojin as Director For For Management
11.05 Elect Gu Tiemin as Director For For Management
12.01 Elect Yu Fei as Director For For Management
12.02 Elect Liu Taigang as Director For For Management
12.03 Elect Li Xiaohui as Director For For Management
12.04 Elect Hong Yongmiao as Director For For Management
12.05 Elect Tam Kin Fong as Director For For Management
13.01 Elect Guo Yanming as Supervisor For For Management
13.02 Elect Zhang Qicheng as Supervisor For For Management
13.03 Elect Gao Junhua as Supervisor For For Management
13.04 Elect Yu Kaijun as Supervisor For For Management
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BDO UNIBANK, INC.
Ticker: BDO Security ID: Y07775102
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous For For Management
Stockholders' Meeting held on June 16,
2020
2 Approve Audited Financial Statements For For Management
of BDO as of December 31, 2020
3 Approve and Ratify All Acts of the For For Management
Board of Directors, Board Committees
and Management During Their Terms of
Office
4.1 Elect Christopher A. Bell-Knight as For For Management
Director
4.2 Elect Jesus A. Jacinto, Jr. as Director For For Management
4.3 Elect Teresita T. Sy as Director For For Management
4.4 Elect Josefina N. Tan as Director For For Management
4.5 Elect Nestor V. Tan as Director For For Management
4.6 Elect George T. Barcelon as Director For For Management
4.7 Elect Jose F. Buenaventura as Director For For Management
4.8 Elect Jones M. Castro, Jr. as Director For For Management
4.9 Elect Vicente S. Perez, Jr. as Director For For Management
4.10 Elect Dioscoro I. Ramos as Director For For Management
4.11 Elect Gilberto C. Teodoro, Jr. as For For Management
Director
5 Approve Amendments to Sections 10 and For For Management
16 of BDO's By-Laws Following the
Recommendations of the Bangko Sentral
ng Pilipinas
6 Appoint External Auditor For For Management
7 Approve Other Matters For Against Management
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BECLE SAB DE CV
Ticker: CUERVO Security ID: P0929Y106
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Board Secretary For Against Management
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
BECLE SAB DE CV
Ticker: CUERVO Security ID: P0929Y106
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 12 For Against Management
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
BECLE SAB DE CV
Ticker: CUERVO Security ID: P0929Y106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports and Discharge
Directors, Committees and CEO
2 Present Report on Adherence to Fiscal For For Management
Obligations
3 Approve Allocation of Income and For For Management
Dividends
4.1 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
4.2 Approve Report on Policies and For For Management
Decisions Adopted by Board on Share
Repurchase
5 Elect or Ratify Directors, Secretary For Against Management
and Officers
6 Elect or Ratify Chairman of Audit and For Against Management
Corporate Practices Committee
7 Approve Remuneration of Directors, For For Management
Audit and Corporate Practices
Committee and Secretary
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BEIGENE, LTD.
Ticker: 6160 Security ID: 07725L102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald W. Glazer For Against Management
2 Elect Director Michael Goller For Against Management
3 Elect Director Thomas Malley For For Management
4 Elect Director Corazon (Corsee) D. For For Management
Sanders
5 Ratify Ernst & Young Hua Ming LLP and For For Management
Ernst & Young as Auditors
6 Authorize the Board of Directors to For For Management
Issue, Allot, or Deal with Unissued
Ordinary Shares and/or American
Depositary Shares
7 Approve Connected Person Placing For For Management
Authorization I
8 Approve Connected Person Placing For For Management
Authorization IA
9 Approve Connected Person Placing For For Management
Authorization II
10 Approve Connected Person Placing For For Management
Authorization IIA
11 Approve Direct Purchase Option For For Management
12 Approve Grant of Restricted Shares For Against Management
Unit to John V. Oyler
13 Approve Grant of Restricted Shares For Against Management
Unit to Xiaodong Wang
14 Approve Grant of Restricted Shares For Against Management
Unit to Other Non-Executive and
Independent Non-Executive Directors
15 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
16 Amend Articles For For Management
17 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
BEIJING BDSTAR NAVIGATION CO., LTD.
Ticker: 002151 Security ID: Y0771F106
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Core Employees Participation For Against Management
in the Investment Group Innovation
Business Subsidiary Management Method
2.1 Elect Zhou Ruxin as Non-Independent For For Management
Director
2.2 Elect You Yuan as Non-Independent For For Management
Director
2.3 Elect Li Yao as Non-Independent For For Management
Director
2.4 Elect Gao Peigang as Non-Independent For For Management
Director
3.1 Elect Xu Fang as Independent Director For For Management
3.2 Elect Liu Guohua as Independent For For Management
Director
3.3 Elect Liu Shengmin ng as Independent For For Management
Director
4.1 Elect Wang Jianru as Supervisor For For Management
4.2 Elect Ye Wenda as Supervisor For For Management
--------------------------------------------------------------------------------
BEIJING BDSTAR NAVIGATION CO., LTD.
Ticker: 002151 Security ID: Y0771F106
Meeting Date: APR 19, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve No Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Amendments to Articles of For For Management
Association
8 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
9 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
10 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
11 Amend Management System of Raised Funds For Against Management
12 Approve Use of Excess Raised Funds to For For Management
Replenish Working Capital
13 Approve Termination of Raised Funds For For Management
Investment Project and Use of
Remaining Raised Funds to Replenish
Working Capital
14 Approve External Guarantee For For Management
--------------------------------------------------------------------------------
BEIJING CAPITAL DEVELOPMENT CO LTD
Ticker: Security ID: CNE000001782
Meeting Date: AUG 07, 2020 Meeting Type: Special
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for Private For For Management
Placement of Corporate Bonds
2 PLAN FOR PRIVATE PLACEMENT OF For For Management
CORPORATE BONDS
3 Full Authorization to the Board to For For Management
Handle Matters Regarding the Private
Placement of Corporate Bonds
4 Provision of Guarantee for a Company's For Against Management
Application for Trust Loans to Another
Company
--------------------------------------------------------------------------------
BEIJING CAPITAL DEVELOPMENT CO., LTD.
Ticker: 600376 Security ID: Y0772K104
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Liquidity Support For For Management
for Asset Securitization Project
2 Approve Change in Loan Application For For Management
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED
Ticker: 694 Security ID: Y07717104
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Plan in Respect of For For Management
the Formation of the Joint Venture
Company for the Transformation of
Technological Achievements
2 Approve International Retail For For Management
Management Agreement and Related
Transactions
3 Approve Supply of Power and Energy For For Management
Agreement and Related Transactions
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED
Ticker: 694 Security ID: Y07717104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
and Independent Auditors' Report
4 Approve Profit Distribution Proposal For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and
PricewaterhouseCoopers as
International Auditor and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
BEIJING DABEINONG TECHNOLOGY GROUP CO
Ticker: Security ID: CNE100000N61
Meeting Date: JUL 07, 2020 Meeting Type: Special
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Connected Transactions Regarding For Against Management
Provision of Guarantee for Joint Stock
Companies
--------------------------------------------------------------------------------
BEIJING DABEINONG TECHNOLOGY GROUP CO
Ticker: Security ID: CNE100000N61
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees For Against Management
2 Repurchase and Cancellation of 2017 For For Management
Third Restricted Stocks Plan
3 Amendments to Articles For For Management
4 Purchase of Liability Insurance for For For Management
Directors, Supervisors and Senior
Management
--------------------------------------------------------------------------------
BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD.
Ticker: 002385 Security ID: Y0772N108
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Short-term Corporate Bond Issuance via
Non-public Issuance
2.1 Approve Par Value, Issue Price and For For Management
Issue Scale
2.2 Approve Issue Type and Period For For Management
2.3 Approve Interest Rate and Method of For For Management
Payment
2.4 Approve Usage of Raised Funds For For Management
2.5 Approve Target Parties and Issue Manner For For Management
2.6 Approve Placement Arrangement to For For Management
Shareholders
2.7 Approve Listing Transfer Method For For Management
2.8 Approve Underwriting Manner For For Management
2.9 Approve Resolution Validity Period For For Management
2.10 Approve Credit Enhancement Mechanism For For Management
and Safeguard Measures of Debts
Repayment
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Company's Eligibility for For For Management
Corporate Bond Issuance via Public
Issuance
5.1 Approve Par Value, Issue Price and For For Management
Issue Scale
5.2 Approve Issue Type and Bond Period For For Management
5.3 Approve Interest Rate and Method of For For Management
Payment
5.4 Approve Usage of Raised Funds For For Management
5.5 Approve Target Parties and Issue Manner For For Management
5.6 Approve Placement Arrangement to For For Management
Shareholders
5.7 Approve Listing Arrangement For For Management
5.8 Approve Underwriting Manner For For Management
5.9 Approve Redemption and Resale Clause For For Management
5.10 Approve Resolution Validity Period For For Management
5.11 Approve Credit Enhancement Mechanism For For Management
and Safeguard Measures of Debts
Repayment
6 Approve Authorization of the Board to For For Management
Handle All Related Matters of
Corporate Bond Issuance via Public
Offering
--------------------------------------------------------------------------------
BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD.
Ticker: 002385 Security ID: Y0772N108
Meeting Date: NOV 02, 2020 Meeting Type: Special
Record Date: OCT 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee to For For Management
Liaoning Dabei Agriculture and
Livestock Co., Ltd.
2 Approve Provision of Guarantee to For For Management
Changle Dabei Agriculture and Animal
Husbandry Food Co., Ltd.
3 Approve Provision of Guarantee to For For Management
Beijing Rural Credit Interconnection
Data Technology Co., Ltd.
--------------------------------------------------------------------------------
BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD.
Ticker: 002385 Security ID: Y0772N108
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision for For For Management
Changle Dabeinong Agriculture and
Animal Husbandry Food Co., Ltd.
2 Approve Guarantee Provision for For For Management
Huludao Dabeinong Agriculture and
Animal Husbandry Food Co., Ltd.
3 Approve Guarantee Provision for For For Management
Qingdao Dabeinong Agriculture and
Animal Husbandry Food Co., Ltd.
--------------------------------------------------------------------------------
BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD.
Ticker: 002385 Security ID: Y0772N108
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantees by For For Management
Subsidiaries to Clients
2 Approve Provision of Guarantees to For For Management
Associate Company
--------------------------------------------------------------------------------
BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD.
Ticker: 002385 Security ID: Y0772N108
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD.
Ticker: 002385 Security ID: Y0772N108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Audit Report For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Authorization to the Chairman For Against Management
of the Board
9 Approve Provision of Guarantees to For Against Management
Controlled Subsidiary
10 Approve Continued Use of Own Idle For Against Management
Funds to Purchase Low-risk Financial
Products
11 Approve Guarantee Provision to For For Management
Associate Company and Related
Transaction
12 Approve Commodity Futures Hedging For For Management
Business
--------------------------------------------------------------------------------
BEIJING E-HUALU INFORMATION TECHNOLOGY CO., LTD.
Ticker: 300212 Security ID: Y07737102
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
BEIJING E-HUALU INFORMATION TECHNOLOGY CO., LTD.
Ticker: 300212 Security ID: Y07737102
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Super Short-term For For Management
Commercial Papers
2 Approve Merger by Absorption For For Management
3 Approve Repurchase and Cancellation of For For Management
Performance Shares
4 Amend Articles of Association For For Management
5 Approve Review and Handle Business For For Management
Registration Changes
6.1 Elect Li Yongjun as Non-Independent For For Shareholder
Director
6.2 Elect Yang Xinchen as Non-Independent For For Shareholder
Director
6.3 Elect Xu Zhonghua as Non-Independent For For Shareholder
Director
6.4 Elect Wang Yan as Non-Independent For For Shareholder
Director
6.5 Elect Gao Hui as Non-Independent For For Management
Director
6.6 Elect Yan Fang as Non-Independent For For Management
Director
7.1 Elect Lyu Benfu as Independent Director For For Management
7.2 Elect Wu Jinmei as Independent Director For For Management
7.3 Elect Li Shangrong as Independent For For Management
Director
8.1 Elect Guo Jian as Supervisor For For Management
8.2 Elect Song Chentao as Supervisor For For Management
--------------------------------------------------------------------------------
BEIJING E-HUALU INFORMATION TECHNOLOGY CO., LTD.
Ticker: 300212 Security ID: Y07737102
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Daily Related Party For For Management
Transactions
6 Approve Profit Distribution For For Management
7 Approve Allowance of Independent For For Management
Directors
8 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
9.1 Approve Issue Size For For Management
9.2 Approve Issue Manner For For Management
9.3 Approve Bond Maturity and Type For For Management
9.4 Approve Par Value and Issue Price For For Management
9.5 Approve Bond Interest Rate and Method For For Management
of Determination
9.6 Approve Use of Proceeds For For Management
9.7 Approve Listing Exchange For For Management
9.8 Approve Resolution Validity Period For For Management
10 Approve Authorization of Board to For For Management
Handle All Related Matters
11 Amend Articles of Association For For Management
12 Approve Handling of Business For For Management
Registration Changes
--------------------------------------------------------------------------------
BEIJING ENLIGHT MEDIA CO., LTD.
Ticker: 300251 Security ID: Y0773B103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Approve Draft and Summary on Employee For For Management
Share Purchase Plan
10 Approve Management Method of Employee For For Management
Share Purchase Plan
11 Approve Authorization of the Board to For For Management
Handle All Related Matters
12 Approve Amendments to Articles of For Against Management
Association
13 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
14 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
15 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
16 Amend Working System of Independent For Against Management
Directors
17 Amend Related Party Transaction For Against Management
Management System
18 Amend Financing and External Guarantee For Against Management
Management System
19 Amend Raised Funds Management System For Against Management
--------------------------------------------------------------------------------
BEIJING ENTERPRISES HOLDINGS LIMITED
Ticker: 392 Security ID: Y07702122
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Zhao Xiaodong as Director For For Management
3.2 Elect Dai Xiaofeng as Director For For Management
3.3 Elect Xiong Bin as Director For For Management
3.4 Elect Tam Chun Fai as Director For For Management
3.5 Elect Yu Sun Say as Director For Against Management
3.6 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BEIJING ENTERPRISES WATER GROUP LTD.
Ticker: 371 Security ID: G0957L109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Li Yongcheng as Director For For Management
3a2 Elect Li Haifeng as Director For For Management
3a3 Elect Ke Jian as Director For For Management
3a4 Elect Tung Woon Cheung Eric as Director For For Management
3a5 Elect Zhao Feng as Director For For Management
3a6 Elect Shea Chun Lok Quadrant as For For Management
Director
3a7 Elect Chau On Ta Yuen as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BEIJING KUNLUN TECH CO., LTD.
Ticker: 300418 Security ID: Y0R7Z5109
Meeting Date: JAN 04, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Major Assets Restructuring
2.1 Approve Transaction Parties For For Management
2.2 Approve Target Assets For For Management
2.3 Approve Transaction Manners For For Management
2.4 Approve the Pricing Basis and For For Management
Transaction Price of the Target Asset
2.5 Approve Attribution of Profit and Loss For For Management
During the Transition Period
2.6 Approve Personnel Placement For For Management
2.7 Approve Delivery For For Management
2.8 Approve Transaction Price Payment and For For Management
Source of Funds
2.9 Approve Impairment Testing and For For Management
Compensation for Asset Impairment
2.10 Approve Resolution Validity Period For For Management
3 Approve Transaction Constitute as For For Management
Related Party Transaction
4 Approve Transaction Does Not For For Management
Constitute as Restructure for Listing
5 Approve Transaction Complies with For For Management
Article 4 of Provisions on Several
Issues Regulating the Major Asset
Restructuring of Listed Companies
6 Approve Transaction Complies with For For Management
Article 11 of the Management Approach
Regarding Major Asset Restructuring of
Listed Companies
7 Approve Report (Draft) and Summary on For For Management
Company's Major Assets Acquisition and
Related Party Transactions
8 Approve Conditional Asset Purchase For For Management
Agreement by Cash Payment
9 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
10 Approve Fluctuation of the Company's For For Management
Stock Price that Does Not Meet the
Relevant Standards of Article 5 of the
Circular on Regulating Information
Disclosure of Listed Companies and the
Relevant Parties' Behaviors
11 Approve the Verification Report on the For For Management
Difference between the Transaction
Standards, the Report on the
Implementation of Agreed Procedures,
the Valuation Report and Other
Documents
12 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
13 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
14 Approve Basis and Fairness of Pricing For For Management
for This Transaction
15 Approve The Main Body of This For For Management
Transaction Does Not Exist
Strengthening the Supervision over
Abnormal Stock Trading Related to the
Major Asset Reorganizations of Listed
Companies Article 13
16 Approve Appointment of Securities For For Management
Service Agency for this Transaction
17 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
BEIJING KUNLUN TECH CO., LTD.
Ticker: 300418 Security ID: Y0R7Z5109
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve External Investment For For Management
--------------------------------------------------------------------------------
BEIJING KUNLUN TECH CO., LTD.
Ticker: 300418 Security ID: Y0R7Z5109
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Debt Financing Plan For For Management
2 Approve Authorization of the Board to For For Management
Handle Matters Related to Debt
Financing Plan
--------------------------------------------------------------------------------
BEIJING KUNLUN TECH CO., LTD.
Ticker: 300418 Security ID: Y0R7Z5109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3.1 Approve Report of Zhao Baoqing For For Management
3.2 Approve Report of Chen Hao For For Management
3.3 Approve Report of Xue Lei For For Management
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Amendments to Articles of For For Management
Association
9 Approve Shareholder Return Plan For For Management
10 Approve Change of Company Name For For Shareholder
--------------------------------------------------------------------------------
BEIJING KUNLUN TECH CO., LTD.
Ticker: 300418 Security ID: Y0R7Z5109
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lyu Jie as Non-independent For Against Management
Director
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BEIJING KUNLUN TECH CO.LTD
Ticker: Security ID: CNE100001YF2
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect JIN Tian For For Management
2 Elect ZHOU Yahui For For Management
3 Elect FANG Han For For Management
4 Elect HUANG Guoqiang For For Management
5 Elect ZHAO Baoqing For For Management
6 Elect CHEN Hao For For Management
7 Elect XUE Lei For For Management
8 Elect FENG Guorui For Against Management
9 Elect ZHANG Donghai For Against Management
10 Authority to Give Guarantees For For Management
11 Amendments to Articles For Against Management
12 Amendments to Management Measures of For For Management
External Investments
13 Amendments to Management Measures of For For Management
Raised Funds
14 Approval Termination of Equity For For Management
Transfer of a Wholly-owned Subsidiary
and Collaboration with An Affiliated
Entity
--------------------------------------------------------------------------------
BEIJING KUNLUN TECH CO.LTD
Ticker: Security ID: CNE100001YF2
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 2020 RESTRICTED STOCK INCENTIVE PLAN For For Management
(DRAFT) AND ITS SUMMARY
3 APPRAISAL MANAGEMENT MEASURES FOR THE For For Management
2020 RESTRICTED STOCK INCENTIVE PLAN
4 Authorization to the Board to Handle For For Management
Matters regarding the Equity Incentive
Plan
5 Amendments to Articles For For Management
--------------------------------------------------------------------------------
BEIJING NEW BUILDING MATERIALS PUBLIC LTD. CO.
Ticker: 000786 Security ID: Y07708103
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
4 Approve Provision of Guarantee For For Management
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
6 Elect Fu Jinguang as Supervisor For For Shareholder
--------------------------------------------------------------------------------
BEIJING NEW BUILDING MATERIALS PUBLIC LTD. CO.
Ticker: 000786 Security ID: Y07708103
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Payment of Remuneration and For For Management
Appointment of Auditor
6 Approve Related Party Transaction For For Management
7 Approve Financing Application For For Management
8 Approve Provision of External For For Management
Guarantees
9 Approve Issuance of Non-financial For For Management
Corporate Debt Financing Instruments
10 Amend External Guarantee Management For For Management
System
11 Amend Related Party Transaction For For Management
Management System
12 Approve Report of the Board of For For Management
Supervisors
--------------------------------------------------------------------------------
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD.
Ticker: 002271 Security ID: Y07729109
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
and Capitalization of Capital Reserves
2 Approve Term Expiration of the For For Management
Independent Director and Elect Cai
Zhaoyun as Independent Director
3 Approve Issuance of Accounts For For Management
Receivable Asset-backed Notes
4 Approve Change in Registered Capital For For Management
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Amend Working System for Independent For For Management
Directors
8 Amend Management System of Raised Funds For For Management
9 Approve Foreign Investment in the For For Management
Construction of a Green Building New
Material Industrial Park Project
10 Approve Foreign Investment in the For For Management
Construction of a Green New Material
Comprehensive Industrial Park Project
11 Approve Foreign Investment in the For For Management
Construction of a New Building
Material Production Base Project
--------------------------------------------------------------------------------
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD.
Ticker: 002271 Security ID: Y07729109
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Reference Date, Issue Price For For Management
and Pricing Basis
2.5 Approve Issue Scale For For Management
2.6 Approve Amount and Usage of Raised For For Management
Funds
2.7 Approve Restriction Period Arrangement For For Management
2.8 Approve Listing Location For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Appraisal Report on the Usage For For Management
of Previously Raised Funds
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD.
Ticker: 002271 Security ID: Y07729109
Meeting Date: DEC 07, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Increase in Registered Capital For For Management
3 Amend Articles of Association For For Management
4 Approve Issuance of Asset-backed For For Shareholder
Securities
--------------------------------------------------------------------------------
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD.
Ticker: 002271 Security ID: Y07729109
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve External Guarantee For For Management
--------------------------------------------------------------------------------
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD.
Ticker: 002271 Security ID: Y07729109
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment and Construction of For For Management
a Green Building New Material
Production Base Project
2 Approve Change in Registered Capital For For Management
3 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD.
Ticker: 002271 Security ID: Y07729109
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Option Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Draft and Summary of Employee For For Management
Share Purchase Plan
5 Approve Management Method of Employee For For Management
Share Purchase Plan
6 Approve Authorization of the Board to For For Management
Handle All Related Matters
7 Approve Employee Share Purchase Plan For For Shareholder
Intent to Raise Funds through
Financing and Securities Lending
--------------------------------------------------------------------------------
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD.
Ticker: 002271 Security ID: Y07729109
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Remuneration of Directors For For Management
9 Approve Remuneration of Supervisors For For Management
10 Approve Application of Comprehensive For For Management
Credit Lines
11 Approve Guarantee Provision for the For For Management
Comprehensive Credit Lines Applied by
the Subsidiary
12 Approve Provision of External Guarantee For For Management
13 Approve Increase in Registered Capital For For Management
14 Amend Articles of Association For For Management
15 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
BEIJING ORIGIN WATER TECH CO LTD
Ticker: Security ID: CNE100000N95
Meeting Date: JUL 15, 2020 Meeting Type: Special
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 PROVISION OF GUARANTEE FOR A COMPANY For Against Management
10 EARLY TERMINATION OF THE PROVISION OF For For Management
GUARANTEE FOR A COMPANY
11 PROVISION OF GUARANTEE FOR AN 8TH For Against Management
COMPANY
12 Provision of Guarantee for an 9th For Against Management
Company I
13 Provision of Guarantee for an 9th For Against Management
Company II
14 Connected Transaction Regarding For Against Management
Provision of Guarantee for the
Comprehensive Credit Line Applied for
by Controlled Subsidiaries to Related
Parties
2 PROVISION OF GUARANTEE FOR A 2ND For Against Management
COMPANY
3 PROVISION OF GUARANTEE FOR A 3RD For Against Management
COMPANY
4 PROVISION OF GUARANTEE FOR A 4TH For Against Management
COMPANY
5 Purchase of Liability Insurance for For For Management
Directors, Supervisors and Senior
Management
6 ADJUSTMENT OF ALLOWANCE FOR For For Management
INDEPENDENT DIRECTORS
7 PROVISION OF GUARANTEE FOR A 5TH For Against Management
COMPANY
8 PROVISION OF GUARANTEE FOR A 6TH For Against Management
COMPANY
9 PROVISION OF GUARANTEE FOR A 7TH For Against Management
COMPANY
--------------------------------------------------------------------------------
BEIJING ORIGIN WATER TECH CO LTD
Ticker: Security ID: CNE100000N95
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees for a For Against Management
Company
2 Authority to Give Guarantees for For Against Management
Another Company I
3 Authority to Give Guarantees for For Against Management
Another Company II
4 TERMINATION OF THE GUARANTEE FOR A For For Management
COMPANY AHEAD OF SCHEDULE I
5 Termination of the Guarantee for a For For Management
Company Ahead of Schedule II
--------------------------------------------------------------------------------
BEIJING ORIGINWATER TECHNOLOGY CO., LTD.
Ticker: 300070 Security ID: Y0772Q101
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2 Elect Fu Tao as Independent Director For For Management
3 Approve Guarantee Provision for For For Management
Beijing Hengze Meishun Environmental
Technology Co., Ltd.
4 Approve Guarantee Provision for For For Management
Nanxian Bishuiyuan Water Co., Ltd.
5 Approve Provision of Guarantee for For For Shareholder
Beijing Liangye Environmental
Technology Co., Ltd. (I)
6 Approve Provision of Guarantee for For For Shareholder
Beijing Liangye Environmental
Technology Co., Ltd. (II)
--------------------------------------------------------------------------------
BEIJING ORIGINWATER TECHNOLOGY CO., LTD.
Ticker: 300070 Security ID: Y0772Q101
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision for For For Management
Beijing OriginWater Membrane
Technology Co., Ltd. (1)
2 Approve Guarantee Provision for For For Management
Beijing OriginWater Membrane
Technology Co., Ltd. (2)
3 Approve Guarantee Provision for For For Management
Qinhuangdao OriginWater Environmental
Technology Co., Ltd.
4 Elect Li Jie as Supervisor For For Shareholder
5.1 Elect Yu Xiaoxue as Non-Independent For For Shareholder
Director
5.2 Elect Du Xiaoming as Non-Independent For For Shareholder
Director
5.3 Elect Gao Dehui as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
BEIJING ORIGINWATER TECHNOLOGY CO., LTD.
Ticker: 300070 Security ID: Y0772Q101
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Reference Date, Issue Price For For Management
and Pricing Basis
2.5 Approve Issue Scale For For Management
2.6 Approve Restriction Period Arrangement For For Management
2.7 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.8 Approve Amount and Usage of Raised For For Management
Funds
2.9 Approve Listing Location For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Demonstration Analysis Report For For Management
in Connection to Private Placement
4 Approve Plan on Private Placement of For For Management
Shares
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Related Party Transactions in For For Management
Connection to Private Placement
9 Approve Signing of Conditional For For Management
Subscription Agreement
10 Approve Signing of Supplemental For For Management
Conditional Subscription Agreement
11 Approve Shareholder Return Plan For For Management
12 Amend Management System of Raised Funds For For Management
13 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
BEIJING ORIGINWATER TECHNOLOGY CO., LTD.
Ticker: 300070 Security ID: Y0772Q101
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee for For For Management
Beijing Bishuiyuan Broad Water
Technology Co., Ltd.
2 Approve Provision of Guarantee for For For Management
Chishui Bishui Qingyuan Environmental
Technology Co., Ltd.
3 Approve Provision of Guarantee for For For Management
Yuanjiang Bishuiyuan Environmental
Protection Technology Co., Ltd.
4 Approve Provision of Guarantee for For For Management
Beijing Jiu'an Construction Investment
Group Co., Ltd.
5 Approve Early Termination of Provision For For Management
of Guarantee for Beijing Deqingyuan
Agricultural Technology Co., Ltd.
6 Approve Provision of Guarantee for For For Shareholder
Anshun Liangchen Guangqi Cultural
Tourism Co., Ltd.
--------------------------------------------------------------------------------
BEIJING ORIGINWATER TECHNOLOGY CO., LTD.
Ticker: 300070 Security ID: Y0772Q101
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Issue Type and Par Value For For Management
1.2 Approve Issuance Method and Time For For Management
1.3 Approve Target Parties and For For Management
Subscription Manner
1.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Principle
1.5 Approve Issue Size For For Management
1.6 Approve Lock-up Period For For Management
1.7 Approve Distribution Arrangement of For For Management
Cumulative Earnings
1.8 Approve Amount and Usage of Raised For For Management
Funds
1.9 Approve Listing Location For For Management
1.10 Approve Resolution Validity Period For For Management
2 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares to
Specific Parties
3 Approve Plan on Issuance of Shares to For For Management
Specific Parties
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Signing of Supplemental For For Management
Agreement to the Conditional Share
Subscription Contract
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Adjustment to the Provision of For For Management
Guarantee to the Application of
Financial Lease from Related Party
8 Approve Provision of Guarantee For For Management
9 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
BEIJING ORIGINWATER TECHNOLOGY CO., LTD.
Ticker: 300070 Security ID: Y0772Q101
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Provision of Guarantee for For For Management
Yiyang Guokai Bishuiyuan Water Co.,
Ltd.
2 Approve Early Termination of Provision For For Management
of Guarantee for Beijing Bishuiyuan
Broad Water Technology Co., Ltd.
3 Approve Early Termination of Provision For For Management
of Guarantee for Inner Mongolia
Dongyuan Water Technology Development
Co., Ltd.
4 Approve Loan from Controlling For For Management
Shareholder and Related Party
Transactions
--------------------------------------------------------------------------------
BEIJING ORIGINWATER TECHNOLOGY CO., LTD.
Ticker: 300070 Security ID: Y0772Q101
Meeting Date: MAR 16, 2021 Meeting Type: Special
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wen Jianping as Director For For Shareholder
1.2 Elect Liu Tao as Director For For Shareholder
1.3 Elect Kong Weijian as Director For For Shareholder
1.4 Elect Liu Xiaodan as Director For For Shareholder
1.5 Elect Du Xiaoming as Director For Against Shareholder
1.6 Elect Gao Dehui as Director For For Shareholder
2.1 Elect Wang Kaijun as Director For For Shareholder
2.2 Elect Wang Yueyong as Director For For Shareholder
2.3 Elect Fu Tao as Director For For Shareholder
3.1 Elect Li Jie as Supervisor For For Shareholder
3.2 Elect Zheng Guangfeng as Supervisor For For Shareholder
4 Approve Remuneration of Directors For For Management
5 Approve Provision of Guarantee for For For Management
Mile Bishuiyuan Environmental
Protection Technology Co., Ltd.
6 Approve Provision of Counter Guarantee For For Management
7 Approve Provision of Guarantee for For For Management
Taiyuan Bishuiyuan Water Co., Ltd.
--------------------------------------------------------------------------------
BEIJING ORIGINWATER TECHNOLOGY CO., LTD.
Ticker: 300070 Security ID: Y0772Q101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6.1 Approve Daily Related Party For For Management
Transactions with China Communications
Construction Group Co., Ltd.
6.2 Approve Daily Related Party For For Management
Transactions with Tianjin Bihai
Haimian Chengshi Co., Ltd.
6.3 Approve Daily Related Party For For Management
Transactions with Jilin Bishuiyuan
Water Technology Co., Ltd.
6.4 Approve Daily Related Party For For Management
Transactions with Zhejiang Bishuiyuan
Environmental Technology Co., Ltd.
6.5 Approve Daily Related Party For For Management
Transactions with Fujian Zhangfa
Bishuiyuan Technology Co., Ltd.
6.6 Approve Daily Related Party For For Management
Transactions with Guangdong Haiyuan
Environmental Protection Technology Co.
, Ltd.
6.7 Approve Daily Related Party For For Management
Transactions with Xinjiang Bishuiyuan
Environmental Resources Co., Ltd.
6.8 Approve Daily Related Party For For Management
Transactions with Qingdao Water
Bishuiyuan Technology Development Co.,
Ltd.
6.9 Approve Daily Related Party For For Management
Transactions with Xi'an Biyuan Water
Co., Ltd.
6.10 Approve Daily Related Party For For Management
Transactions with Xinjiang Kunlun New
Water Source Technology Co., Ltd.
6.11 Approve Daily Related Party For For Management
Transactions with Deyang Jinghui
Investment Co., Ltd.
6.12 Approve Daily Related Party For For Management
Transactions with Tianjin Kaiying
Technology Development Co., Ltd.
6.13 Approve Daily Related Party For For Management
Transactions with Bixing Wulian
Technology (Shenzhen) Co., Ltd.
6.14 Approve Daily Related Party For For Management
Transactions with Gerui Dadongli Co.,
Ltd.
7 Approve to Appoint Auditor For For Management
8 Approve Adjustment on Performance For For Management
Commitment Compensation
9 Approve Provision of Guarantee to For For Management
Beijing Bitong Taima Water
Environmental Treatment Co., Ltd.
10 Approve Provision of Guarantee to For For Management
Xi'an Biyuan Water Co., Ltd.
11 Approve Termination on Guarantee For For Management
Provision to Alukerqin Qi Bishuiyuan
Water Co., Ltd
--------------------------------------------------------------------------------
BEIJING ORIGINWATER TECHNOLOGY CO., LTD.
Ticker: 300070 Security ID: Y0772Q101
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee for For For Management
Beijing Bishuiyuan Environmental
Technology Co., Ltd.
2 Approve Signing of Strategic For For Management
Cooperation Agreement and Related
Party Transactions
3 Approve Provision of Guarantee for For For Management
Landsky Technology Group Co., Ltd.
4 Approve Early Termination of Guarantee For For Management
for Taiyuan Bishuiyuan Water Co., Ltd.
5 Approve Early Termination of Guarantee For For Management
for Urumqi Kefa Tongyuan Environmental
Protection Technology Co., Ltd.
6 Approve Early Termination of Guarantee For For Management
for Urumqi Midong Kefa Reclaimed Water
Co., Ltd.
7 Approve Early Termination of Guarantee For For Management
for Urumqi Kefa Industrial Water
Treatment Co., Ltd.
--------------------------------------------------------------------------------
BEIJING SHIJI INFORMATION TECHNOLOGY CO., LTD.
Ticker: 002153 Security ID: Y0772L102
Meeting Date: APR 06, 2021 Meeting Type: Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhuang Zhuoran as For For Shareholder
Non-independent Director
--------------------------------------------------------------------------------
BEIJING SHIJI INFORMATION TECHNOLOGY CO., LTD.
Ticker: 002153 Security ID: Y0772L102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Use of Funds to Purchase For Against Management
Financial Products
8 Approve Remuneration of Senior For For Management
Management Members
--------------------------------------------------------------------------------
BEIJING SHUNXIN AGRICULTURE CO. LTD.
Ticker: Security ID: CNE000000XH3
Meeting Date: JUL 21, 2020 Meeting Type: Special
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to Articles For Against Management
2 PROPOSAL TO REVISE SOME MANAGEMENT For Against Management
POLICY OF THE COMPANY
3 Authority to Issue Medium Term Notes For For Management
4 Proposal on the General Mandate to For For Management
Issue Debt Financing Instruments
--------------------------------------------------------------------------------
BEIJING SHUNXIN AGRICULTURE CO., LTD.
Ticker: 000860 Security ID: Y0771P104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Financial Auditor For For Management
7 Approve Appointment of Internal For For Management
Control Auditor
8 Approve Daily Related-party For For Management
Transactions
9 Elect Xu Meng as Independent Director For For Management
--------------------------------------------------------------------------------
BEIJING SINNET TECHNOLOGY CO., LTD.
Ticker: 300383 Security ID: Y0R7V6101
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Carry-out the Application and For For Management
Issuance of Infrastructure Public
Offering REITs
2 Approve Application of Bank Credit For For Management
Lines
3 Approve Provision of Guarantee For For Management
4 Approve Signing of Supplementary For For Shareholder
Agreement of Capital Injection
Agreement and Financial Assistance
Provision
--------------------------------------------------------------------------------
BEIJING SINNET TECHNOLOGY CO., LTD.
Ticker: 300383 Security ID: Y0R7V6101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Financial Statements For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Profit Distribution For For Management
6 Approve Remuneration Incentive System For For Management
for Directors and Supervisors
7 Approve to Appoint Auditor For For Management
8.1 Approve Amendments to Articles of For For Management
Association
8.2 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
8.3 Amend Working System for Independent For Against Management
Directors
8.4 Amend Management System for Providing For Against Management
External Guarantees
8.5 Amend Management System for Providing For Against Management
External Investments
8.6 Amend Related-Party Transaction For Against Management
Management System
8.7 Amend Management System of Usage of For Against Management
Raised Funds
9 Approve Signing of Supplemental For For Management
Agreement of Capital Injection
Agreement
--------------------------------------------------------------------------------
BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Related-Party Transaction For For Management
Management System
--------------------------------------------------------------------------------
BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: DEC 14, 2020 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: FEB 04, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Yang Lin as Non-Independent For For Management
Director
1.2 Elect Ren Gang as Non-Independent For For Management
Director
2 Approve Amendments to Articles of For For Management
Association
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6.1 Approve Remuneration of For For Management
Non-Independent Directors
6.2 Approve Remuneration of Independent For For Management
Directors
7.1 Approve Remuneration of Fan Jiaojiao For For Management
7.2 Approve Remuneration of Wang Zhen For For Management
7.3 Approve Remuneration of Gong Wei For For Management
8 Approve Appointment of Auditor For For Management
9 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BEIJING THUNISOFT CORPORATION LTD
Ticker: 300271 Security ID: CNE000001QM5
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees to For For Management
Wholly-own Subsidiary
2 The Connected Transaction Regarding to For For Management
Give Guarantees to Wholly-own
Subsidiary by the Company and Actual
Controller
3 Retroactive Confirmation of the For For Management
Connected Transaction Regarding to
Give Guarantee to Wholly-own
Subsidiaries by the Company Senior
Management and Other Relative Parities
4 The Connected Transaction Regarding to For For Management
Give Guarantees to Wholly-own
Subsidiary by Senior Management and
Other Relative Parities
--------------------------------------------------------------------------------
BEIJING TIANTAN BIOLOGICAL PRODUCTS CORP. LTD.
Ticker: 600161 Security ID: Y0770S109
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Reference Date, Issue Price For For Management
and Pricing Basis
2.5 Approve Issue Scale For For Management
2.6 Approve Restriction Period Arrangement For For Management
2.7 Approve Listing Location For For Management
2.8 Approve Raised Funds Investment For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve No Need for Report on the For For Management
Usage of Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Authorization of Board to For For Management
Handle All Related Matters
8 Approve Shareholder Return Plan For For Management
9 Approve Establishment of Special For For Management
Raised Funds Account
10 Approve Capital Increase For For Management
11 Approve Capital Increase in For For Management
Wholly-owned Subsidiary
12 Approve Formulation of Management For Against Management
System of Raised Funds
13 Amend and Renew Financial Service For For Management
Agreement
--------------------------------------------------------------------------------
BEIJING TIANTAN BIOLOGICAL PRODUCTS CORP. LTD.
Ticker: 600161 Security ID: Y0770S109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Credit Line Application For For Management
8 Approve Provision for Asset Impairment For For Management
and Asset Retirement
9 Approve Daily Related Party For For Management
Transactions
10 Approve Appointment of Auditor For For Management
11 Approve Increase in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
BEIJING YANJING BREWERY CO., LTD.
Ticker: 000729 Security ID: Y0771Z102
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhao Xiaodong as Non-Independent For For Management
Director
1.2 Elect Xie Guangjun as Non-Independent For For Management
Director
1.3 Elect Liu Xiangyu as Non-Independent For For Management
Director
1.4 Elect Li Guangjun as Non-Independent For For Management
Director
1.5 Elect Dong Xuezeng as Non-Independent For For Management
Director
1.6 Elect Guo Weiping as Non-Independent For For Management
Director
1.7 Elect Jia Fengchao as Non-Independent For For Management
Director
1.8 Elect Xiao Guofeng as Non-Independent For For Management
Director
1.9 Elect Wu Pei as Non-Independent For For Management
Director
1.10 Elect Lin Zhiping as Non-Independent For For Management
Director
2.1 Elect Guo Xiaochuan as Independent For For Management
Director
2.2 Elect Zhu Liqing as Independent For For Management
Director
2.3 Elect Zhang Guiqing as Independent For For Management
Director
2.4 Elect Yin Jianjun as Independent For For Management
Director
2.5 Elect Zhou Jian as Independent Director For For Management
3.1 Elect Wang Lina as Supervisor For For Management
3.2 Elect Wen Qing as Supervisor For For Management
--------------------------------------------------------------------------------
BEIJING YANJING BREWERY CO., LTD.
Ticker: 000729 Security ID: Y0771Z102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Financial For For Management
Auditor and Payment of Remuneration
7 Approve Appoint of Internal Control For For Management
Auditor and Payment of Remuneration
8 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
BEIJING-SHANGHAI HIGH-SPEED RAILWAY CO., LTD.
Ticker: 601816 Security ID: Y0S031107
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related Party For For Management
Transactions
7 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
8 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
9 Approve Financial Budget Report For Against Management
10.1 Elect Liu Jian as Supervisor For Against Management
10.2 Elect Lin Qiang as Supervisor For For Management
--------------------------------------------------------------------------------
BERGER PAINTS INDIA LIMITED
Ticker: 509480 Security ID: Y0807G169
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Kuldip Singh Dhingra as For For Management
Director
4 Reelect Gurbachan Singh Dhingra as For For Management
Director
5 Approve S. R. Batliboi & Co. LLP, For For Management
Chartered Accountants as Auditors and
Authorize Board to Fix Their
Remuneration
6 Elect Anoop Kumar Mittal as Director For For Management
7 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
BERLI JUCKER PUBLIC CO. LTD.
Ticker: BJC Security ID: Y0872M174
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operational Results None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5.1 Elect Tevin Vongvanich as Director For For Management
5.2 Elect Prasit Kovilaikool as Director For For Management
5.3 Elect Sithichai Chaikriangkrai as For Against Management
Director
5.4 Elect Thapanee Techajareonvikul as For For Management
Director
5.5 Elect Rungson Sriworasart as Director For For Management
5.6 Elect General Thanadol Surarak as For For Management
Director
6 Approve Increase in Number of For For Management
Directors from 16 to 17 Directors and
Elect Pimpana Srisawadi as Director
7 Approve Remuneration of Directors For For Management
8 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co., Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
9 Approve Employee Stock Option Program For Against Management
and Issuance and Offering of Warrants
to Purchase Ordinary Shares to
Executives and Employees of the
Company and/or Its Subsidiaries
10 Approve Allocation of Ordinary Shares For Against Management
for the Right to Exercise the Warrants
that are Issued to Executives and
Employees of the Company and/or Its
Subsidiaries
11 Other Business For Against Management
--------------------------------------------------------------------------------
BERLI JUCKER PUBLIC COMPANY LIMITED
Ticker: Security ID: TH0002010Z14
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Meeting Minutes For For Management
4 Results of Operations For For Management
5 Accounts and Reports For For Management
6 Elect Charoen Sirivadhanabhakdi For For Management
7 Elect Wanna Sirivadhanabhakdi For For Management
8 Elect Thirasakdi Nathikanchanalab For For Management
9 Elect Pirom Kamolratanakul For For Management
10 Elect Krisna Polananta For For Management
11 Elect Potjanee Thanavaranit For For Management
12 Directors' Fees For For Management
13 Appointment of Auditor and Authority For For Management
to Set Fees
14 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
BETTA PHARMACEUTICALS CO LTD.
Ticker: Security ID: CNE100002DD9
Meeting Date: JUL 01, 2020 Meeting Type: Special
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Sale of 100% Equities in a Company For For Management
2 Amendments to Articles For For Management
3 INVESTMENT IN INTRODUCTION OF 2 For For Management
PROJECTS
--------------------------------------------------------------------------------
BETTA PHARMACEUTICALS CO., LTD.
Ticker: 300558 Security ID: Y0875K100
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of H Shares and For For Management
Listing in Hong Kong Stock Exchange as
well as Conversion to an Overseas
Fundraising Company
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Time For For Management
2.3 Approve Issue Manner For For Management
2.4 Approve Issue Size For For Management
2.5 Approve Pricing Method For For Management
2.6 Approve Target Subscribers For For Management
2.7 Approve Principles of Offering For For Management
3 Approve Resolution Validity Period For For Management
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Use of Proceeds For For Management
6 Approve Authorization of Board to For For Management
Handle All Related Matters
7 Approve Distribution Arrangement of For For Management
Cumulative Earnings
8 Elect Tong Jia as Non-Independent For For Management
Director
9 Elect Huang Xinqi as Independent For For Management
Director
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members and
Prospectus Liability Insurance Matters
11 Amend Articles of Association For For Management
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
14 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
15 Amend Related Party Transaction For For Management
Decision-making System
16 Amend External Investment Management For For Management
System
17 Amend External Guarantee System For For Management
18 Amend Working System for Independent For For Management
Directors
19 Amend Raised Funds Management System For For Management
20 Approve Use Idle Raised Funds for Cash For For Management
Management
21 Amend Articles of Association For For Shareholder
--------------------------------------------------------------------------------
BETTA PHARMACEUTICALS CO., LTD.
Ticker: 300558 Security ID: Y0875K100
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Remuneration of Directors and For For Management
Supervisors
7 Approve to Appoint Auditor For For Management
8 Approve Use of Idle Own Funds to For For Management
Purchase Guaranteed Financial Products
9 Approve Comprehensive Financing For Against Management
Application and Guarantee Provision
--------------------------------------------------------------------------------
BGF RETAIL CO., LTD.
Ticker: 282330 Security ID: Y0R8SQ109
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Ahn Gi-seong as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
BGI GENOMICS CO. LTD.
Ticker: Security ID: CNE100003449
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for For For Management
Non-public Share Offering
2 Stock Type and Par Value For For Management
11 Amount and Use of the Raised Funds For For Management
3 Issuing Method and Issuing Time For For Management
4 Issuing Method and Issuing Time For For Management
5 Pricing Benchmark, Pricing Principles For For Management
and Issue Price
6 Issuing Volume For For Management
7 Lockup Period For For Management
8 Arrangement for the Roll over Profit For For Management
Before Completion of the Issuance
9 Listing Place For For Management
10 The Valid Period of the Non-public For For Management
issuance
12 Approval of Preliminary Plan of For For Management
Non-public Share Offering
13 Demonstration Analysis Report on the For For Management
Plan for A-share Offering
14 Feasibility Analysis Report on the Use For For Management
of Funds to Be Raised from the
Non-public Share Offering
15 Report on Deposit and Use of For For Management
Previously Raised Funds
16 Diluted Immediate Return After the For For Management
Non-public Share
17 Authorization to the Board to Handle For For Management
Matters Regarding the Non-public Share
Offering
--------------------------------------------------------------------------------
BGI GENOMICS CO., LTD.
Ticker: 300676 Security ID: Y0883H107
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Performance For For Management
Guarantee for Huada Gene Health
Technology (Hong Kong) Co., Ltd.
2 Approve Provision of Guarantee for For For Management
Huada Biotechnology (Wuhan) Co., Ltd.
3 Approve Provision of Counter-Guarantee For For Management
4 Approve Additional Daily Related Party For For Management
Transaction
5 Approve Commissioned Research and For For Management
Development
6 Approve External Donations For For Management
7 Approve Amendments to Articles of For For Management
Association
8 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
9 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
10 Amend Working System for Independent For For Management
Directors
11 Amend Related-Party Transaction For For Management
Management System
12 Amend Management System for Providing For For Management
External Guarantees
13 Amend Foreign Investment Management For For Management
Method
14 Approve Implementing Rules for For For Management
Cumulative Voting System
--------------------------------------------------------------------------------
BGI GENOMICS CO., LTD.
Ticker: 300676 Security ID: Y0883H107
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Estimated Related Party For For Management
Transaction
2 Approve Use of Raised Funds for For For Management
Capital Increase of Subsidiary and
Provision of Loan to Implement Raised
Fund Project
3 Approve Credit Line Application For For Management
4 Approve Foreign Exchange Derivatives For For Management
Transactions
5 Approve Use of Idle Raised Funds for For For Management
Cash Management
6 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
BGI GENOMICS CO., LTD.
Ticker: 300676 Security ID: Y0883H107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve to Adjust the Allowance of For For Management
Independent Directors
8 Approve Allowance of Supervisors For For Management
9 Approve Related Party Transaction For For Management
10 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
BGI GENOMICS CO., LTD.
Ticker: 300676 Security ID: Y0883H107
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Jian as Director For For Shareholder
1.2 Elect Yin Ye as Director For Against Shareholder
1.3 Elect Zhao Lijian as Director For For Shareholder
1.4 Elect Du Yutao as Director For For Shareholder
1.5 Elect Wang Hongqi as Director For For Shareholder
1.6 Elect Wang Hongtao as Director For For Shareholder
2.1 Elect Cao Ya as Director For For Management
2.2 Elect Du Lan as Director For For Management
2.3 Elect Wu Yuhui as Director For For Management
3.1 Elect Liu Siqi as Supervisor For For Management
3.2 Elect Li Wenqi as Supervisor For For Management
4 Approve Allowance of Supervisors For For Management
--------------------------------------------------------------------------------
BHARAT FORGE LIMITED
Ticker: 500493 Security ID: Y08825179
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividends For For Management
3 Reelect G. K. Agarwal as Director For For Management
4 Reelect S. E. Tandale as Director For For Management
5 Approve Reappointment and Remuneration For For Management
of K. M. Saletore as Executive Director
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
BHARAT PETROLEUM CORPORATION LIMITED
Ticker: 500547 Security ID: Y0882Z116
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect K. Ellangovan as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Rajesh Aggarwal as Director For Against Management
6 Approve Remuneration of Cost Auditors For For Management
7 Approve Material Related Party For Against Management
Transactions with Bharat Oman
Refineries Limited
8 Approve BPCL Employee Stock Purchase For Against Management
Scheme 2020
9 Approve Offer of Shares Under the BPCL For Against Management
Employee Stock Purchase Scheme 2020 to
the Executive/ Whole-time Director(s)
of Subsidiary Company(ies) who are on
Lien with the Company
10 Approve Secondary Acquisition of For Against Management
Shares Through Trust Route for the
Implementation of the BPCL Employee
Stock Purchase Scheme 2020
11 Approve Provision of Money for Share For Against Management
Repurchase by the Trust for the
Benefit of Employees Under the BPCL
Employee Stock Purchase Scheme 2020
--------------------------------------------------------------------------------
BHARAT PETROLEUM CORPORATION LIMITED
Ticker: 500547 Security ID: Y0882Z116
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disinvestment of the Entire For For Management
Equity Shares held in Numaligarh
Refinery Limited
--------------------------------------------------------------------------------
BHARTI AIRTEL LIMITED
Ticker: 532454 Security ID: Y0885K108
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: JAN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shifting of Registered Office For For Management
of the Company
--------------------------------------------------------------------------------
BHARTI AIRTEL LIMITED
Ticker: 532454 Security ID: Y0885K108
Meeting Date: MAR 19, 2021 Meeting Type: Special
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity Shares on For For Management
Preferential Basis
--------------------------------------------------------------------------------
BHARTI AIRTEL LTD.
Ticker: Security ID: INE397D01024
Meeting Date: JUL 31, 2020 Meeting Type: Court
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Divestiture For For Management
--------------------------------------------------------------------------------
BHARTI AIRTEL LTD.
Ticker: Security ID: INE397D01024
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Gopal Vittal For For Management
4 Elect Shishir Priyadarshi For For Management
5 Authority to Set Cost Auditors Fees For For Management
--------------------------------------------------------------------------------
BHARTI INFRATEL LIMITED
Ticker: 534816 Security ID: Y0R86J109
Meeting Date: NOV 29, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bimal Dayal as Director For For Management
2 Approve Appointment of Bimal Dayal as For For Management
Managing Director
3 Approve Special Bonus to Akhil Gupta For For Management
as Chairman
--------------------------------------------------------------------------------
BHARTI INFRATEL LIMITED
Ticker: 534816 Security ID: Y0R86J109
Meeting Date: JAN 08, 2021 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Elect Bimal Dayal as Director For For Management
3 Approve Appointment and Remuneration For For Management
of Bimal Dayal as Managing Director &
Chief Executive Officer (CEO)
--------------------------------------------------------------------------------
BHARTI INFRATEL LTD
Ticker: Security ID: INE121J01017
Meeting Date: AUG 03, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Rajan Bharti Mittal For For Management
4 Appointment of DS Rawat (Managing For For Management
Director & CEO); Approve Remuneration
5 Elect Rajiinder P. Singh For For Management
--------------------------------------------------------------------------------
BID CORP. LTD.
Ticker: BID Security ID: S11881109
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with Eben
Gerryts as the Individual Registered
Auditor
2.1 Re-elect Stephen Koseff as Director For For Management
2.2 Re-elect Paul Baloyi as Director For For Management
2.3 Re-elect Helen Wiseman as Director For For Management
3.1 Re-elect Tasneem Abdool-Samad as For For Management
Member of the Audit and Risk Committee
3.2 Re-elect Paul Baloyi as Member of the For For Management
Audit and Risk Committee
3.3 Re-elect Nigel Payne as Member of the For For Management
Audit and Risk Committee
3.4 Re-elect Helen Wiseman as Chairman of For For Management
the Audit and Risk Committee
4.1 Approve Remuneration Policy For Against Management
4.2 Approve Implementation of Remuneration For Against Management
Policy
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6 Authorise Board to Issue Shares for For For Management
Cash
7 Approve Pro Rata Reduction of Stated For For Management
Capital in lieu of Dividend
8 Authorise Creation and Issuance of For For Management
Convertible Debentures or Other
Convertible Instruments
9 Authorise Ratification of Approved For For Management
Resolutions
10 Authorise Repurchase of Issued Share For For Management
Capital
11.1 Approve Fees of the Chairman For For Management
11.2 Approve Fees of the Lead Independent For For Management
Non-executive Director (SA)
11.3 Approve Fees of the Lead Independent For For Management
Director (International) (AUD)
11.4 Approve Fees of the Non-executive For For Management
Directors (SA)
11.5 Approve Fees of the Non-executive For For Management
Directors (International) (AUD)
11.6 Approve Fees of the Audit and Risk For For Management
Committee Chairman (International)
(AUD)
11.7 Approve Fees of the Audit and Risk For For Management
Committee Chairman (SA)
11.8 Approve Fees of the Audit and Risk For For Management
Committee Member (SA)
11.9 Approve Fees of the Audit and Risk For For Management
Committee Member (International) (AUD)
11.10 Approve Fees of the Remuneration For For Management
Committee Chairman (SA)
11.11 Approve Fees of the Remuneration For For Management
Committee Chairman (International)
(AUD)
11.12 Approve Fees of the Remuneration For For Management
Committee Member (SA)
11.13 Approve Fees of the Remuneration For For Management
Committee Member (International) (AUD)
11.14 Approve Fees of the Nominations For For Management
Committee Chairman (SA)
11.15 Approve Fees of the Nominations For For Management
Committee Chairman (International)
(AUD)
11.16 Approve Fees of the Nominations For For Management
Committee Member (SA)
11.17 Approve Fees of the Nominations For For Management
Committee Member (International) (AUD)
11.18 Approve Fees of the Acquisitions For For Management
Committee Chairman (SA)
11.19 Approve Fees of the Acquisitions For For Management
Committee Chairman (International)
(AUD)
11.20 Approve Fees of the Acquisitions For For Management
Committee Member (SA)
11.21 Approve Fees of the Acquisitions For For Management
Committee Member (International) (AUD)
11.22 Approve Fees of the Social and Ethics For For Management
Committee Chairman (SA)
11.23 Approve Fees of the Social and Ethics For For Management
Committee Chairman (International)
(AUD)
11.24 Approve Fees of the Social and Ethics For For Management
Committee Member (SA)
11.25 Approve Fees of the Social and Ethics For For Management
Committee Member (International) (AUD)
11.26 Approve Fees of the Ad hoc Meetings For For Management
(SA)
11.27 Approve Fees of the Ad hoc Meetings For For Management
(International) (AUD)
11.28 Approve Fees of the Travel per Meeting For For Management
Cycle (SA)
11.29 Approve Fees of the Travel per Meeting For For Management
Cycle (International) (AUD)
12 Approve Financial Assistance to For For Management
Related or Inter-related Companies and
Corporations
--------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR AS
Ticker: BIMAS Security ID: M2014F102
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting and Authorize Presiding
Council to Sign Meeting Minutes
2 Approve Special Dividend For For Management
3 Receive Information on Share None None Management
Repurchase Program
4 Wishes and Close Meeting None None Management
--------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR AS
Ticker: BIMAS Security ID: M2014F102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting and Authorize Presiding
Council to Sign Minutes of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Elect Directors and Approve Their For Against Management
Remuneration
8 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose and
Receive Information in Accordance to
Article 1.3.6 of Corporate Governance
Principles
9 Receive Information on Donations Made None None Management
in 2020
10 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
11 Ratify External Auditors For For Management
12 Wishes None None Management
--------------------------------------------------------------------------------
BIOCON
Ticker: Security ID: INE376G01013
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect John Shaw For For Management
3 Elect and Appoint Kiran Mazumdar Shaw For For Management
(Executive Chair); Approve Remuneration
4 Elect and Appoint Siddharth Mittal For For Management
(CEO and Joint Managing Director);
Approve Remuneration
5 Increase in Authorized Capital For For Management
6 Adoption of the Biocon Restricted For For Management
Stock Unit Plan FY2020-24 and Grant of
Restricted Stock Units
7 Extension of the Biocon Restricted For For Management
Stock Unit Long Term Incentive Plan
FY2020-24 to Subsidiaries
8 Approve Payment of Fees to Cost For For Management
Auditors
--------------------------------------------------------------------------------
BOC AVIATION LIMITED
Ticker: 2588 Security ID: Y09292106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3a Elect Chen Huaiyu as Director For For Management
3b Elect Robert James Martin as Director For For Management
3c Elect Liu Chenggang as Director For For Management
3d Elect Fu Shula as Director For For Management
3e Elect Yeung Yin Bernard as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve PricewaterhouseCoopers LLP as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BOC AVIATION LIMITED
Ticker: 2588 Security ID: Y09292106
Meeting Date: JUN 03, 2021 Meeting Type: Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve BOC Deposit Framework For For Management
Agreement and Related Transactions
2 Approve Proposed Annual Cap in For For Management
Relation to BOC Deposit Framework
Agreement
3 Approve BOCHK Deposit Framework For For Management
Agreement and Related Transactions
4 Approve Proposed Annual Cap in For For Management
Relation to BOCHK Deposit Framework
Agreement
--------------------------------------------------------------------------------
BOC INTERNATIONAL (CHINA) CO., LTD.
Ticker: 601696 Security ID: Y092BZ100
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related Party For For Management
Transactions
7 Approve Appointment of Auditor For For Management
8 Approve Increase in Scale of For For Management
Self-operated Corporate Bond Business
9.1 Elect Zhang Jing as Director For For Shareholder
--------------------------------------------------------------------------------
BOE TECHNOLOGY GROUP CO., LTD.
Ticker: 200725 Security ID: Y0920M101
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition of Nanjing For For Management
G8.5 and Chengdu G8.6 TFT-LCD
Production Line Project
--------------------------------------------------------------------------------
BOE TECHNOLOGY GROUP CO., LTD.
Ticker: 200725 Security ID: Y0920M101
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Options and Performance Share
Incentive Plan
2 Approve Stock Options and Performance For For Management
Share Grant Plan
3 Approve Methods to Assess the For For Management
Performance of Plan Participants
4 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
BOE TECHNOLOGY GROUP CO., LTD.
Ticker: 200725 Security ID: Y0920M101
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Listing Exchange For For Management
2.8 Approve Use of Proceeds For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan for Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Subscription Agreement and For For Management
Related Party Transactions
6 Approve Unnecessity to Produce Usage For For Management
Report on Previously Raised Funds
7 Approve Shareholder Dividend Return For For Management
Plan
8 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
9 Approve Commitment Regarding For For Management
Counter-dilution Measures in
Connection to the Private Placement
10 Approve Relevant Audit Report and For For Management
Asset Evaluation Report Related to the
Transaction
11 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
12 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
BOE TECHNOLOGY GROUP CO., LTD.
Ticker: 200725 Security ID: Y0920M101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Business Plan
5 Approve Profit Distribution For For Management
6 Approve Loan And Credit Line For For Management
7 Approve Development of For For Management
Principal-guaranteed Financial
Products and Structure Deposits
8 Approve Appointment of Auditor For For Management
9 Elect Zhang Xinmin as Independent For For Management
Director
--------------------------------------------------------------------------------
BOHAI LEASING CO., LTD.
Ticker: 000415 Security ID: Y0927Y108
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision for Asset Impairment For For Management
--------------------------------------------------------------------------------
BOSCH LIMITED
Ticker: 500530 Security ID: Y6139L131
Meeting Date: DEC 12, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loans, Guarantees, Security For For Management
and Investments to Subsidiaries, Joint
Ventures and Associate Companies in
Which the Directors of the Company are
Interested
--------------------------------------------------------------------------------
BOSCH LTD.
Ticker: Security ID: INE323A01026
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Peter Tyroller For For Management
4 Appointment of Soumitra Bhattacharya For For Management
(Managing Director); Approval of
Remuneration
5 Appointment of Jan-Oliver Rohrl (Joint For For Management
Managing Director); Approval of
Remuneration
6 Elect and Appoint of S.C. Srinivasan For For Management
(Chief Financial Officer); Approval of
Remuneration
7 Appointment of Sandeep Nelamangala For For Management
(Whole-Time Director); Approval of
Remuneration
8 Elect Bernhard Straub For For Management
9 Authority to set Cost Auditor's Fees For For Management
--------------------------------------------------------------------------------
BOUBYAN BANK KSC
Ticker: BOUBYAN Security ID: M2035S117
Meeting Date: MAR 07, 2021 Meeting Type: Annual/Special
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2020
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2020
3 Approve Shariah Supervisory Board For Did Not Vote Management
Report for FY 2020
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2020
5 Approve Special Report on Penalties For Did Not Vote Management
for FY 2020
6 Approve Directors' Loan and Approve For Did Not Vote Management
Transactions with Related Party for FY
2021
7 Approve Transfer of 10 Percent of Net For Did Not Vote Management
Income to Statutory Reserve and
Discontinue Optional Reserve Transfer
8 Approve Discharge of Directors for FY For Did Not Vote Management
2020
9 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2021
10 Elect Sharia Supervisory Board Members For Did Not Vote Management
(Bundled) and Fix their Remuneration
for FY 2021
11 Ratify External Sharia Auditors and For Did Not Vote Management
Fix Their Remuneration for FY 2021
12 Authorize Bonus Shares Issue For Did Not Vote Management
Representing 5 Percent of the Share
Capital
13 Authorize Board to Dispose of Fraction For Did Not Vote Management
Shares
14 Authorize Share Repurchase Program of For Did Not Vote Management
Up to 10 Percent of Issued Share
Capital
15 Approve Remuneration of Directors of For Did Not Vote Management
KWD 450,000 for FY 2020
16 Authorize Issuance of Sukuk or Other For Did Not Vote Management
Shariah Compliant Instruments and
Authorize Board to Set Terms of
Issuance
17 Elect two independent directors For Did Not Vote Management
(bundled)
1 Authorize Capitalization of Reserves For Did Not Vote Management
for Bonus Issue Representing 5 Percent
of Share Capital
2 Amend Article 6 of Memorandum of For Did Not Vote Management
Association and Article 5 of Bylaws
3 Amend Article 5 of Memorandum of For Did Not Vote Management
Association and Article 4 of Bylaws
--------------------------------------------------------------------------------
BR MALLS PARTICIPACOES S.A
Ticker: Security ID: BRBRMLACNOR9
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Accounts and Reports For For Management
18 Request Establishment of Supervisory For Management
Council
19 Elect Helena Turola de Araujo Penna For For Management
20 Elect Ana Maria Siqueira Dantas For For Management
21 Elect Marcelo Otavio Wagner For For Management
22 Instructions if Meeting is Held on Against Management
Second Call
3 Allocation of Profits/Dividends For For Management
4 Request Cumulative Voting Abstain Management
5 Board Size For For Management
6 Election of Directors For For Management
7 Approve Recasting of Votes for Amended Against Management
Slate
9 Proportional Allocation of Cumulative Abstain Management
Votes
10 Allocate Cumulative Votes to Silvio Abstain Management
Jose Genesini Junior
11 Allocate Cumulative Votes to Joao Abstain Management
Roberto Goncalves Teixeira
12 Allocate Cumulative Votes to Jose Abstain Management
Afonso Alves Castanheira
13 Allocate Cumulative Votes to Luiz Abstain Management
Alberto Quinta
14 Allocate Cumulative Votes to Luiz Abstain Management
Antonio de Sampaio Campos
15 Allocate Cumulative Votes to Mauro Abstain Management
Rodrigues da Cunha
16 Allocate Cumulative Votes to Gerauld Abstain Management
Dinu Reiss
17 Remuneration Policy For For Management
--------------------------------------------------------------------------------
BR MALLS PARTICIPACOES S.A
Ticker: Security ID: BRBRMLACNOR9
Meeting Date: JUL 02, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Amendments to Article 5 For For Management
(Reconciliation of Share Capital)
4 Increase in Authorized Capital For For Management
5 Amendments to Article 14 (Board of For Against Management
Directors)
6 Instructions if Meeting is Held on For Management
Second Call
--------------------------------------------------------------------------------
BRADESPAR SA
Ticker: BRAP4 Security ID: P1808W104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Reynaldo Passanezi Filho as None Abstain Shareholder
Director Appointed by Preferred
Shareholder
1.2 Elect Jose Luiz Osorio de Almeida None For Shareholder
Filho as Director Appointed by
Preferred Shareholder
2 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
3 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
4 Elect Wilfredo Joao Vicente Gomes as None For Shareholder
Fiscal Council Member and Fabio
Guimaraes Vianna as Alternate
Appointed by Preferred Shareholder
--------------------------------------------------------------------------------
BRF SA
Ticker: BRFS3 Security ID: P1905C100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Remuneration of Company's For For Management
Management
3.1 Elect Attilio Guaspari as Fiscal For For Management
Council Member and Marcus Vinicius
Dias Severini as Alternate
3.2 Elect Maria Paula Soares Aranha as For For Management
Fiscal Council Member and Monica
Hojaij Carvalho Molina as Alternate
3.3 Elect Andre Vicentini as Fiscal For For Management
Council Member and Valdecyr Maciel
Gomes as Alternate
4 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
BRF SA
Ticker: BRFS3 Security ID: P1905C100
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 3 Re: Corporate Purpose For For Management
2 Amend Article 33 For For Management
3 Consolidate Bylaws For For Management
4 Amend Restricted Stock Plan For Against Management
5 Amend Restricted Stock Plan For Against Management
6 Amend Restricted Stock Plan For Against Management
7 Amend Restricted Stock Plan For Against Management
8 Amend Restricted Stock Plan For Against Management
--------------------------------------------------------------------------------
BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LIMITED
Ticker: 1114 Security ID: G1368B102
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Huachen Purchase Framework For For Management
Agreement, Huachen Sale Framework
Agreement, Huachen Non-Exempted
Proposed Caps and Related Transactions
--------------------------------------------------------------------------------
BRITANNIA INDUSTRIES LIMITED
Ticker: 500825 Security ID: Y0969R151
Meeting Date: FEB 15, 2021 Meeting Type: Court
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
BRITANNIA INDUSTRIES LTD.
Ticker: Security ID: INE216A01030
Meeting Date: JUL 07, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Interim Dividend For For Management
3 Elect Nusli N. Wadia For For Management
4 Appointment of Auditor and Authority For For Management
to Set Fees
--------------------------------------------------------------------------------
BTG HOTELS (GROUP) CO., LTD
Ticker: Security ID: CNE0000012Q3
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect HUO Yan For For Management
2 Proposal on the Company's Registration For For Management
and Issuance of Debt Financing
Instruments on the Inter Bank Bond
Market
--------------------------------------------------------------------------------
BTG HOTELS (GROUP) CO., LTD
Ticker: Security ID: CNE0000012Q3
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 REPURCHASE AND CANCELLATION OF SOME For For Management
RESTRICTED STOCKS
--------------------------------------------------------------------------------
BTG HOTELS (GROUP) CO., LTD.
Ticker: 600258 Security ID: Y0771D101
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yuan Shouyuan as Non-independent For For Shareholder
Director
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BTS GROUP HOLDINGS PUBLIC COMPANY LIMITED
Ticker: BTS-F Security ID: TH0221B10Z13
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Message from Chairman For For Management
15 Amendments to Memorandum (Reducing For For Management
Registered Capital)
16 Authority to Increase the Company's For For Management
Registered Capital
17 Amendments to Memorandum (Increasing For For Management
Registered Capital)
18 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
19 Authority to Issue Debentures For For Management
20 Transaction of Other Business For Abstain Management
3 Results of Operations For For Management
4 Accounts and Reports For For Management
5 Allocation of Profits/Dividends For For Management
6 Directors' Fees For For Management
7 Elect Anat Arbhabhirama For For Management
8 Elect Kavin Kanjanapas For For Management
9 Elect Rangsin Kritalug For For Management
10 Elect Charoen Wattanasin For For Management
11 Elect Karoon Chandrangsu For For Management
12 Appointment of Auditor and Authority For For Management
to Set Fees
13 Issuance of Shares w/o Preemptive For For Management
Rights
14 Authority to Reduce Registered Share For For Management
Capital
--------------------------------------------------------------------------------
BUMRUNGRAD HOSPITAL PUBLIC CO., LTD.
Ticker: BH Security ID: Y1002E256
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results None None Management
3 Approve Financial Statements For For Management
4 Approve Dividend Payment and For For Management
Acknowledge Interim Dividend Payment
5.1 Elect Linda Lisahapanya as Director For For Management
5.2 Elect Prin Chirathivat as Director For For Management
5.3 Elect Mark Elliott Schatten as Director For For Management
6 Elect Chanond Sophonpanich as Director For For Management
7 Appoint Audit Committee Members For For Management
8 Approve Remuneration of Directors and For For Management
Sub-Committees
9 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
10 Amend Memorandum of Association to None None Management
Reflect Decrease in Preferred Shares
11 Other Business For Against Management
--------------------------------------------------------------------------------
BUPA ARABIA FOR COOPERATIVE INSURANCE CO.
Ticker: 8210 Security ID: M20515116
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Elect Nigel Sullivan as Director For Against Management
5 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021 and Q1 of FY
2022
6 Approve Remuneration of Directors of For For Management
SAR 3,828,000 for FY 2020
7 Approve Discharge of Directors For For Management
8 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
9 Authorize Share Repurchase Program up For Against Management
to SAR 21,240,542 to be Allocated to
Employees' Long-Term Incentive Plan
10 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
11 Approve Dividends of SAR 3.40 per For For Management
Share for FY 2020
12 Approve Updating Corporate Governance For For Management
Code
13 Approve Updating Board of Directors For For Management
Charter
14 Approve Updating Executive Committee For For Management
Charter
15 Approve Updating Investments Committee For For Management
Charter
16 Approve Related Party Transactions Re: For For Management
Bupa Insurance Limited
17 Approve Related Party Transactions Re: For For Management
My Clinic International Medical
Company Limited
18 Approve Related Party Transactions Re: For For Management
Nazer Medical Clinics
19 Approve Related Party Transactions Re: For For Management
Bupa Investments Overseas Limited
20 Approve Related Party Transactions Re: For For Management
Bupa Investments Overseas Limited
21 Approve Related Party Transactions Re: For For Management
Bupa Insurance Limited
22 Approve Related Party Transactions Re: For For Management
Bupa Middle East Holdings Two W.L.L.
23 Approve Related Party Transactions Re: For For Management
Bupa Arabia for Cooperative Insurance
Company
24 Approve Related Party Transactions Re: For For Management
Nazer Group Limited
25 Approve Related Party Transactions Re: For For Management
Nazer Medical Clinics Company and
Nazer Pharmacies businesses
26 Approve Related Party Transactions Re: For For Management
Nazer for Dialysis and Advanced Health
Services Limited
27 Approve Related Party Transactions Re: For For Management
Nawah Healthcare Company
28 Approve Related Party Transactions Re: For For Management
Nazer Medical Clinics Company
29 Approve Related Party Transactions Re: For For Management
National Commercial Bank
30 Approve Related Party Transactions Re: For For Management
Gulf International Bank
31 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Company
32 Approve Related Party Transactions Re: For For Management
Saudi Arabian Mining Company
33 Approve Related Party Transactions Re: For For Management
Bawan Wood Industries Company
34 Approve Related Party Transactions Re: For For Management
Bawan Metal Industries Company
35 Approve Related Party Transactions Re: For For Management
Al Rajhi Bank
36 Approve Related Party Transactions Re: For For Management
Riyadh Cables Group Company
37 Approve Related Party Transactions Re: For For Management
Careem
38 Approve Related Party Transactions Re: For For Management
Saudi Steel Pipe Company
39 Approve Related Party Transactions Re: For For Management
Ahmed Mohammed Baeshen Company
--------------------------------------------------------------------------------
BY-HEALTH CO., LTD.
Ticker: Security ID: CNE100000Y84
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for A-Share For For Management
Offering
2 Stock Type and Par Value For For Management
11 Arrangement for the Roll over Profit For For Management
Before Completion of the Issuance
3 Issuing Method and Issuing Time For For Management
4 Issuing Targets and Subscription Method For For Management
5 Pricing Benchmark, Issue Price and For For Management
Pricing Principles
6 Issuing Volume For For Management
7 Amount and Use of the Raised Funds For For Management
8 Lockup Period For For Management
9 Listing Place For For Management
10 The Valid Period of the issuance For For Management
12 Approval of Preliminary Plan of For For Management
A-Share Offering
13 Demonstration Analysis Report on the For For Management
Plan for A-share Offering
14 Feasibility Analysis Report on the Use For For Management
of Funds to Be Raised from the
A-Share Offering
15 CHANGE OF AUDIT FIRM For For Management
16 Report on the Use of Previously Raised For For Management
Funds
17 Diluted Immediate Return After the For For Management
A-Share
18 Authorization to the Board to Handle For For Management
Matters Regarding the A-Share Offering
--------------------------------------------------------------------------------
BY-HEALTH CO., LTD.
Ticker: 300146 Security ID: Y2924V103
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Liang Yunchao as Non-Independent For For Management
Director
1.2 Elect Liang Shuisheng as For Against Management
Non-Independent Director
1.3 Elect Lin Zhicheng as Non-Independent For Against Management
Director
1.4 Elect Tang Hui as Non-Independent For Against Management
Director
2.1 Elect Wang Xi as Independent Director For For Management
2.2 Elect Deng Chuanyuan as Independent For For Management
Director
2.3 Elect Liu Jianhua as Independent For For Management
Director
3 Elect Wang Wen as Supervisor For For Management
4 Approve Allowance of Independent For For Management
Directors
5 Approve Amendments to Articles of For For Management
Association
6 Amend Foreign Investment Management For For Management
Method
7 Amend Detailed Rules for Online Voting For For Management
of the Shareholders General Meeting
8 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
9 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
10 Amend Working System for Independent For For Management
Directors
11 Amend Implementing Rules for For For Management
Cumulative Voting System
12 Amend Management System of Raised Funds For For Management
13 Amend Remuneration Management System For For Management
of Directors, Supervisors and Senior
Management Members
14 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
BY-HEALTH CO., LTD.
Ticker: 300146 Security ID: Y2924V103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Financial Statements For For Management
3 Approve Financial Budget Report For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Change of Business Scope and For For Management
Amend Articles of Association
8 Approve to Appoint Auditor For For Management
9 Approve Report of the Board of For For Management
Supervisors
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: SEP 08, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Wang Chuan-Fu as Director For Against Management
1b Elect Lv Xiang-Yang as Director For For Management
1c Elect Xia Zuo-Quan as Director For Against Management
1d Elect Cai Hong-Ping as Director For For Management
1e Elect Jiang Yan-Bo as Director For For Management
1f Elect Zhang Min as Director For For Management
2a Elect Dong Jun-Ging as Supervisor For For Management
2b Elect Li Yong-Zhao as Supervisor For For Management
2c Elect Huang Jiang-Feng as Supervisor For For Management
2d Authorize Board to Enter into a For For Management
Service Contract with Wang Zhen and
Yang Dong-Sheng
3 Approve Remuneration of Directors For For Management
4 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R120
Meeting Date: SEP 08, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Chuan-Fu as Director For Against Management
1.2 Elect Lv Xiang-Yang as Director For Against Management
1.3 Elect Xia Zuo-Quan as Director For For Management
2.1 Elect Cai Hong-Ping as Director For For Management
2.2 Elect Jiang Yan-Bo as Director For For Management
2.3 Elect Zhang Min as Director For For Management
3.1 Elect Dong Jun-Ging as Supervisor For For Management
3.2 Elect Li Yong-Zhao as Supervisor For For Management
3.3 Elect Huang Jiang-Feng as Supervisor For For Management
4 Authorize Board to Enter into a For For Management
Service Contract with Wang Zhen and
Yang Dong-Sheng
5 Approve Remuneration of Directors For For Management
6 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase of Shareholders' For For Management
Deposits Limit
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R120
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase of Shareholders' For For Management
Deposits Limit
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Financial For For Management
Statements
4 Approve 2020 Annual Reports and Its For For Management
Summary
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Internal Control Audit
Institution and Ernst & Young as
Auditor Outside the PRC and Authorize
Board to Fix Their Remuneration
7 Approve Provision of Guarantee by the For Against Management
Group
8 Approve Estimated Cap of Ordinary For For Management
Connected Transactions for the Year
2020
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
10 Approve Issuance by BYD Electronic For Against Management
(International) Company Limited of
Equity or Equity-Linked Securities
without Preemptive Rights
11 Approve Provision of Phased Guarantee For For Management
for Mortgage-Backed Car Buyers to BYD
Auto Finance Company Limited
12 Approve Increase of Shareholders' For For Management
Deposits Limit by the Company
13 Approve Authorization to the Board to For Against Management
Determine the Proposed Plan for the
Issuance of Debt Financing Instruments
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R120
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Financial For For Management
Statements
4 Approve 2020 Annual Reports and Its For For Management
Summary
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Internal Control Audit
Institution and Ernst & Young as
Auditor Outside the PRC and Authorize
Board to Fix Their Remuneration
7 Approve Provision of Guarantee by the For Against Management
Group
8 Approve Estimated Cap of Ordinary For For Management
Connected Transactions for the Year
2020
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
10 Approve Issuance by BYD Electronic For Against Management
(International) Company Limited of
Equity or Equity-Linked Securities
without Preemptive Rights
11 Approve Provision of Phased Guarantee For For Management
for Mortgage-Backed Car Buyers to BYD
Auto Finance Company Limited
12 Approve Increase of Shareholders' For For Management
Deposits Limit by the Company
13 Approve Authorization to the Board to For Against Management
Determine the Proposed Plan for the
Issuance of Debt Financing Instruments
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R120
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with the
Requirements under Relevant Laws and
Regulations
2 Approve Plan on the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
3 Approve Proposal of the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
4 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with
"Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing"
5 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board which Benefits the
Safeguarding of Legal Rights and
Interests of Shareholders and Creditors
6 Approve Ability to Maintain For For Management
Independence and Sustainable Operation
7 Approve Affirmation of Capability of For For Management
BYD Semiconductor Company Limited to
Implement Regulated Operation
8 Approve Explanation of the For For Management
Completeness of and Compliance with
Statutory Procedures of the Spin-off
and the Validity of Legal Documents
Submitted
9 Approve Analysis on the Objectives, For For Management
Commercial Reasonableness, Necessity
and Feasibility of the Spin-off
10 Approve Authorization to the Board of For For Management
Directors and Its Authorized Persons
to Deal with Matters Relating to the
Spin-off and Listing
11 Approve Share Option Scheme of BYD For For Management
Semiconductor Company Limited
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: JUN 16, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with the
Requirements under Relevant Laws and
Regulations
2 Approve Plan on the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
3 Approve Proposal of the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
4 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with
"Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing"
5 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board which Benefits the
Safeguarding of Legal Rights and
Interests of Shareholders and Creditors
6 Approve Ability to Maintain For For Management
Independence and Sustainable Operation
7 Approve Affirmation of Capability of For For Management
BYD Semiconductor Company Limited to
Implement Regulated Operation
8 Approve Explanation of the For For Management
Completeness of and Compliance with
Statutory Procedures of the Spin-off
and the Validity of Legal Documents
Submitted
9 Approve Analysis on the Objectives, For For Management
Commercial Reasonableness, Necessity
and Feasibility of the Spin-off
10 Approve Authorization to the Board of For For Management
Directors and Its Authorized Persons
to Deal with Matters Relating to the
Spin-off and Listing
11 Approve Share Option Scheme of BYD For For Management
Semiconductor Company Limited
--------------------------------------------------------------------------------
BYD ELECTRONIC (INTERNATIONAL) CO., LTD.
Ticker: 285 Security ID: Y1045N107
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Second Supplemental Agreement For For Management
and Proposed Annual Cap
--------------------------------------------------------------------------------
BYD ELECTRONIC (INTERNATIONAL) CO., LTD.
Ticker: 285 Security ID: Y1045N107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
4 Elect Wang Nian-qiang as Director For Against Management
5 Elect Wang Bo as Director For For Management
6 Elect Qian Jing-jie as Director For Against Management
7 Elect Antony Francis Mampilly as For Against Management
Director
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BYD ELECTRONIC (INTERNATIONAL) CO., LTD.
Ticker: 285 Security ID: Y1045N107
Meeting Date: JUN 24, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement and Annual For For Management
Caps
--------------------------------------------------------------------------------
C&S PAPER CO., LTD.
Ticker: 002511 Security ID: Y1822U100
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment to Remuneration of For For Management
Joint General Managers
--------------------------------------------------------------------------------
C&S PAPER CO., LTD.
Ticker: 002511 Security ID: Y1822U100
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares on the Company's
Stock Options and Performance Share
Incentive Plan
2 Approve Reduction in Registered For For Management
Capital and Amend Articles of
Association
--------------------------------------------------------------------------------
C&S PAPER CO., LTD.
Ticker: 002511 Security ID: Y1822U100
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Credit Line Application For For Management
2 Approve Provision of Guarantee For For Management
3 Approve Provision of Guarantee for For For Management
Bank Dealer Credit
--------------------------------------------------------------------------------
C&S PAPER CO., LTD.
Ticker: 002511 Security ID: Y1822U100
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Deng Yingzhong as For For Shareholder
Non-Independent Director
1.2 Elect Deng Guanbiao as Non-Independent For For Shareholder
Director
1.3 Elect Deng Guanjie as Non-Independent For Against Shareholder
Director
1.4 Elect Dai Zhenji as Non-Independent For For Shareholder
Director
1.5 Elect Liu Jinfeng as Non-Independent For For Shareholder
Director
1.6 Elect Yue Yong as Non-Independent For For Shareholder
Director
2.1 Elect He Haidi as Independent Director For Against Shareholder
2.2 Elect He Guoquan as Independent For For Shareholder
Director
2.3 Elect Liu Die as Independent Director For For Shareholder
3.1 Elect Liang Yongliang as Supervisor For For Shareholder
3.2 Elect Li Youquan as Supervisor For For Shareholder
4 Approve Amendments to Articles of For For Management
Association to Change Business Scope
--------------------------------------------------------------------------------
C&S PAPER CO., LTD.
Ticker: 002511 Security ID: Y1822U100
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Construction of Household For For Management
Paper Project
2 Approve Use of Idle Funds for National For For Management
Bonds Reverse Repurchase Investment
--------------------------------------------------------------------------------
C&S PAPER CO., LTD.
Ticker: 002511 Security ID: Y1822U100
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Peng as Non-Independent For For Management
Director
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
C&S PAPER CO., LTD.
Ticker: 002511 Security ID: Y1822U100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisors For For Management
8 Approve Change of Registered Address For For Management
and Amendment of Articles of
Association
--------------------------------------------------------------------------------
C&S PAPER CO., LTD.
Ticker: 002511 Security ID: Y1822U100
Meeting Date: JUN 07, 2021 Meeting Type: Special
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Employee For For Management
Share Purchase Plan
2 Approve Management Method of Employee For For Management
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve to Appoint Auditor For For Management
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
7 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
8 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
9 Approve Repurchase and Cancellation of For For Management
Performance Shares and Stock Options
--------------------------------------------------------------------------------
CAITONG SECURITIES CO., LTD.
Ticker: 601108 Security ID: Y1072S102
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2.1 Elect Zhi Bingyi as Non-independent For For Management
Director
3.1 Elect Gao Qiang as Independent Director For For Management
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CAITONG SECURITIES CO., LTD.
Ticker: 601108 Security ID: Y1072S102
Meeting Date: MAR 31, 2021 Meeting Type: Special
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Huang Weijian as Director For For Management
1.2 Elect Fang Jinghua as Director For For Management
2.1 Elect Zheng Liansheng as Supervisor For For Management
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CAITONG SECURITIES CO., LTD.
Ticker: 601108 Security ID: Y1072S102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Confirmation of Related Party For For Management
Transaction
7 Approve Estimated Daily Related Party For For Management
Transactions
8 Approve Securities Investment For For Management
9.1 Approve Main Subject and Method For For Management
9.2 Approve Type and Issue Scale For For Management
9.3 Approve Term For For Management
9.4 Approve Issuance Price and Interest For For Management
Rate
9.5 Approve Guarantee and Other Credit For For Management
Enhancement Arrangements
9.6 Approve Use of Proceeds For For Management
9.7 Approve Target Subscribers and Placing For For Management
Arrangements for Shareholders
9.8 Approve Appointment of For For Management
Issuance-Related Agency and Other
Relevant Matters
9.9 Approve Safeguard Measures for Debt For For Management
Repayment
9.10 Approve Listing of Debt Financing For For Management
Instruments
9.11 Approve Resolution Validity Period For For Management
10 Approve Company's Eligibility for For For Management
Rights Issue
11.1 Approve Share Type and Par Value For For Management
11.2 Approve Issue Manner For For Management
11.3 Approve Base, Proportion and Number of For For Management
Shares
11.4 Approve Pricing Basis and Issue Price For For Management
11.5 Approve Placing Subscribers For For Management
11.6 Approve Distribution Arrangement of For For Management
Undistributed Earnings
11.7 Approve Issue Time For For Management
11.8 Approve Underwriting Manner For For Management
11.9 Approve Use of Proceeds For For Management
11.10 Approve Resolution Validity Period For For Management
11.11 Approve Listing Exchange For For Management
12 Approve Plan of Company's Rights Issue For For Management
13 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
14 Approve Report on the Usage of For For Management
Previously Raised Funds
15 Approve Counter-dilution Measures in For For Management
Connection to the Rights Issue
16 Approve Authorization of Board to For For Management
Handle All Related Matters
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CANSINO BIOLOGICS INC.
Ticker: 6185 Security ID: Y1099N102
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Change in Use of the For For Management
Remaining Unutilized Proceeds Received
from the Listing of the Company's H
Shares
2 Approve Proposed Use of Part of the For For Management
Over-Raised Proceeds Received from the
Listing of the Company's A Shares to
Permanently Supplement Working Capital
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CANSINO BIOLOGICS INC.
Ticker: 6185 Security ID: Y1099N102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Board of For For Management
Supervisors
3 Approve 2020 Annual Report For For Management
4 Approve 2020 Financial Accounts Report For For Management
5 Approve 2021 Financial Budget For For Management
6 Approve 2020 Profit Distribution Plan For For Management
7 Approve Unrecovered Losses Reaching For For Management
One Third of the Total Paid-In Capital
8 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic Auditor and Internal Control
Audit Agency and Deloitte Touche
Tohmatsu as International Auditor and
Authorize Board to Fix Their
Remuneration
9 Elect Zhongqi Shao as Supervisor For For Shareholder
10 Approve Proposed Increase and/or For For Management
Renewal of Bank Credit Line
11 Approve Proposed Change in Use of the For For Shareholder
Net Proceeds Received from the
Company's A Share Offering
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and H
Shares
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CAPITEC BANK HOLDINGS LTD.
Ticker: CPI Security ID: S15445109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Daniel Meintjes as Director For For Management
2 Re-elect Petrus Mouton as Director For For Management
3 Re-elect Jean Pierre Verster as For For Management
Director
4 Elect Cora Fernandez as Director For For Management
5 Elect Stan du Plessis as Director For For Management
6 Elect Vusi Mahlangu as Director For For Management
7 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors
8 Reappoint Deloitte & Touche as Auditors For For Management
9 Authorise Specific Issue of Loss For For Management
Absorbent Convertible Capital
Securities for Cash
10 Authorise Board to Issue Shares for For For Management
Cash
11 Approve Remuneration Policy For For Management
12 Approve Implementation Report of For Against Management
Remuneration Policy
13 Amend Share Trust Deed For For Management
1 Approve Non-executive Directors' For For Management
Remuneration
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
4 Approve Financial Assistance in For For Management
Respect of the Restricted Share Plan
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CARLSBERG BREWERY MALAYSIA BHD
Ticker: Security ID: MYL2836OO004
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Approval of Recurrent Related Party For For Management
Transactions
11 Approval of New Related Party For For Management
Transactions
2 Allocation of Profits/Dividends For For Management
3 Allocation of Special Dividends For For Management
4 Elect Roland Arthur Lawrence For For Management
5 Elect Graham James Fewkes For For Management
6 Elect Stefano Clini For For Management
7 Directors' Fees and benefits For For Management
8 Appointment of Auditor and Authority For For Management
to Set Fees
9 Authority to Issue Shares w/o For For Management
Preemptive Rights
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CATCHER TECHNOLOGY CO., LTD.
Ticker: 2474 Security ID: Y1148A101
Meeting Date: OCT 05, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Disposal Agreement For For Management
2 Transact Other Business (Non-Voting) None None Management
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CATCHER TECHNOLOGY CO., LTD.
Ticker: 2474 Security ID: Y1148A101
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve to Raise Funds through Issuing For For Management
New Shares or GDR
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CATHAY FINANCIAL HOLDINGS CO. LTD.
Ticker: 2882 Security ID: Y11654103
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve to Raise Long-term Capital For For Management
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CCR SA
Ticker: CCRO3 Security ID: P2170M104
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For Against Management
Dividends
3 Elect Mauricio Neri Godoy as Alternate For For Management
Director
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5.1 Elect Piedade Mota da Fonseca as For For Management
Fiscal Council Member and Ronaldo
Pires da Silva as Alternate
5.2 Elect Adalgiso Fragoso de Faria as For For Management
Fiscal Council Member and Marcelo de
Andrade as Alternate
5.3 Elect Bruno Goncalves Siqueira as For For Management
Fiscal Council Member and Daniel da
Silva Alves as Alternate
6 Approve Remuneration of Company's For Against Management
Management
7 Approve Remuneration of Fiscal Council For For Management
Members
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CCR SA
Ticker: CCRO3 Security ID: P2170M104
Meeting Date: APR 08, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 22 and Consolidate Bylaws For For Management
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CD PROJEKT S.A.
Ticker: Security ID: PLOPTTC00011
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
11 Ratify Adam Kicinski For For Management
12 Ratify Marcin Iwinski For For Management
13 Ratify Piotr Nielubowicz For For Management
14 Ratify Adam Badowski For For Management
15 Ratify Michal Nowakowski For For Management
16 Ratify Piotr Karwowski For For Management
17 Ratify Oleg Klapovskiy For For Management
18 Ratify Katarzyna Szwarc For For Management
19 Ratify Piotr Pagowski For For Management
20 Ratify Michal Bien For For Management
3 Election of Presiding Chair For For Management
21 Ratify Krzysztof Kilian For For Management
22 Ratify Maciej Nielubowicz For For Management
23 Remuneration Policy For For Management
24 Amendments to the Incentive Plan For For Management
2016-2021
25 Authority to Repurchase Shares to For For Management
Service Incentive Plan 2016-2021
26 Long-Term Incentive Plan 2020-2025 For Against Management
27 Issuance of Warrants w/o Preemptive For For Management
Rights
28 Dissolution of Reserve Capital For For Management
4 Compliance with Rules of Convocation For For Management
5 Agenda For For Management
6 Presentation of Accounts and Reports For For Management
7 Financial Statements For For Management
8 Financial Statements (Consolidated) For For Management
9 Management Board Report For For Management
10 Allocation of Profits/Dividends For For Management
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CD PROJEKT SA
Ticker: CDR Security ID: X0957E106
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date: SEP 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Amend July 28, 2020, AGM, Resolution For Against Management
Re: Incentive Plan
6 Approve Issuance of Warrants without For Against Management
Preemptive Rights to Subscribe to
Series N Shares for Purpose of
Incentive Plan; Approve Conditional
Increase in Share Capital via Issuance
of N Series Shares
7 Close Meeting None None Management
--------------------------------------------------------------------------------
CD PROJEKT SA
Ticker: CDR Security ID: X0957E106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Management Board Report, None None Management
Standalone and Consolidated Financial
Statements
6 Approve Financial Statements For For Management
7 Approve Consolidated Financial For For Management
Statements
8 Approve Management Board Report on For For Management
Company's and Group's Operations
9 Approve Allocation of Income and For For Management
Dividends of PLN 5.00 per Share
10 Approve Discharge of Adam Kicinski For For Management
(CEO)
11 Approve Discharge of Marcin Iwinski For For Management
(Deputy CEO)
12 Approve Discharge of Piotr Nielubowicz For For Management
(Deputy CEO)
13 Approve Discharge of Adam Badowski For For Management
(Management Board Member)
14 Approve Discharge of Michal Nowakowski For For Management
(Management Board Member)
15 Approve Discharge of Piotr Karwowski For For Management
(Management Board Member)
16 Approve Discharge of Katarzyna Szwarc For For Management
(Supervisory Board Chairwoman)
17 Approve Discharge of Piotr Pagowski For For Management
(Supervisory Board Deputy Chairman)
18 Approve Discharge of Michal Bien For For Management
(Supervisory Board Member)
19 Approve Discharge of Krzysztof Kilian For For Management
(Supervisory Board Member)
20 Approve Discharge of Maciej For For Management
Nielubowicz (Supervisory Board Member)
21 Approve Remuneration Report For Against Management
22.1 Elect Supervisory Board Member For Against Management
22.2 Elect Supervisory Board Member For Against Management
22.3 Elect Supervisory Board Member For Against Management
22.4 Elect Supervisory Board Member For Against Management
22.5 Elect Supervisory Board Member For Against Management
23 Amend Statute Re: Corporate Purpose For For Management
24 Amend Remuneration of Supervisory None For Shareholder
Board Members
25 Close Meeting None None Management
--------------------------------------------------------------------------------
CELLTRION HEALTHCARE CO., LTD.
Ticker: 091990 Security ID: Y6S3BE101
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated Financial For For Management
Statements
1.2 Approve Separate Financial Statements For For Management
2 Amend Articles of Incorporation For For Management
3.1 Elect Seo Jun-seok as Inside Director For For Management
3.2 Elect Lee Han-gi as Inside Director For For Management
3.3 Elect Lee Jung-jae as Outside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Approve Appropriation of Income (Stock For For Management
Dividends)
6 Approve Stock Option Grants For For Management
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CELLTRION PHARM INC.
Ticker: 068760 Security ID: Y1243L101
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For Against Management
3.1 Elect Seo Jin-seok as Inside Director For For Management
3.2 Elect Lee Wang-don as Outside Director For For Management
3.3 Elect Song Tae-young as Outside For For Management
Director
3.4 Elect Yang Sang-woo as Outside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
6 Approve Stock Option Grants For For Management
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CELLTRION, INC.
Ticker: 068270 Security ID: Y1242A106
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Seo Jin-seok as Inside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Approve Stock Option Grants For For Management
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CEMEX SAB DE CV
Ticker: CEMEXCPO Security ID: P2253T133
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 2 Re: Corporate Purpose For For Management
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
CEMEX SAB DE CV
Ticker: CEMEXCPO Security ID: P2253T133
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Present Share Repurchase Report For For Management
4 Set Maximum Amount of Share Repurchase For For Management
Reserve
5.a Approve Reduction in Variable Portion For For Management
of Capital via Cancellation of
Repurchased Shares Which were Acquired
Through Repurchase Program in 2020
5.b Approve Reduction in Variable Portion For For Management
of Capital via Cancellation of
Treasury Shares Authorized to Support
New Issuance of Convertible Notes or
for Placement of Such Shares in Public
Offering or Private Subscription
6 Elect Directors, Chairman and For For Management
Secretary of Board, Members and
Chairmen of Audit, Corporate Practices
and Finance, and Sustainability
Committees
7 Approve Remuneration of Directors and For For Management
Members of Audit, Corporate Practices
and Finance, and Sustainability
Committees
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
CENCOSUD SA
Ticker: CENCOSUD Security ID: P2205J100
Meeting Date: APR 23, 2021 Meeting Type: Annual/Special
Record Date: APR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Financial Statements and For For Management
Statutory Reports
b Approve Allocation of Income and For For Management
Dividends of CLP 28 Per Share
c Approve Remuneration of Directors For For Management
d Approve Remuneration and Budget of For For Management
Directors' Committee
e Receive Report on Expenses of For For Management
Directors and Directors' Committee
f Appoint Auditors For For Management
g Designate Risk Assessment Companies For For Management
h Receive Report of Directors' For For Management
Committee; Receive Report Regarding
Related-Party Transactions
i Receive Report on Oppositions Recorded For For Management
on Minutes of Board Meetings
j Designate Newspaper to Publish For For Management
Announcements
k Other Business For Against Management
a Amend Articles Re: Compliance Committee For Against Management
b Authorize Share Repurchase Program For Against Management
c Set Aggregate Nominal Amount of Share For Against Management
Repurchase Program
d Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
CENCOSUD SHOPPING CENTERS SA
Ticker: CENCOSHOPP Security ID: P2205U105
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Financial Statements and For For Management
Statutory Reports
b Approve Allocation of Income and For For Management
Dividends of CLP 12.3 per Share
c Elect Directors For Against Management
d Approve Remuneration of Directors For For Management
e Approve Remuneration and Budget of For For Management
Directors' Committee and Advisers
f Receive Report on Expenses of For For Management
Directors and Directors' Committee
g Appoint Auditors For For Management
h Designate Risk Assessment Companies For For Management
i Present Directors' Committee Report on For For Management
Activities; Present Board's Report
Regarding Related-Party Transactions
j Receive Report on Oppositions Recorded For For Management
on Minutes of Board Meetings
k Designate Newspaper to Publish Meeting For For Management
Announcements
l Other Business For Against Management
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS S.A.
Ticker: Security ID: BRELETACNOR6
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Lucia Maria Martins Casasanta For For Management
6 Elect Hailton Madureira de Almeida as For For Management
Supervisory Council Member
7 Elect Eduardo Coutinho Guerra as For For Management
Supervisory Council Member
8 Remuneration Policy For For Management
9 Publication of Company Notices For For Management
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS S.A.
Ticker: Security ID: BRELETACNOR6
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Amendments to Articles (Federal For For Management
Government Regulations)
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS S.A.
Ticker: Security ID: BRELETACNPB7
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Antonio Emilio Bastos de Aguiar For Management
Freire as Alternate Member to the
Supervisory Council Presented by
Preferred Shareholders
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA
Ticker: ELET6 Security ID: P22854122
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of 78 Percent Stake in For For Management
Sociedade de Proposito Especifico
Santa Vitoria do Palmar S/A to Omega
Geracao SA
2 Approve Sale of 99.99 Percent Stake in For For Management
Sociedades de Proposito Especifico
Hermenegildo I S/A, Hermenegido II
S/A, Hermenegildo III S/A and Chui IX
S/A to Omega Geracao SA
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA
Ticker: ELET6 Security ID: P22854122
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For Against Management
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA
Ticker: ELET6 Security ID: P22854122
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4.1 Elect Lucia Maria Martins Casasanta as For Against Management
Director
4.2 Elect Wilson Ferreira Junior as For Against Management
Director
4.3 Elect Marcelo de Siqueira Freitas as For Against Management
Director
4.4 Elect Bruno Eustaquio Ferreira Castro For Against Management
de Carvalho as Director
4.5 Elect Ruy Flaks Schneider as For For Management
Independent Director
4.6 Elect Ana Carolina Tannuri Laferte For Against Management
Marinho as Director
4.7 Elect Rodrigo Limp Nascimento as For Against Management
Director
5 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
6.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Lucia Maria Martins Casasanta as
Director
6.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Wilson Ferreira Junior as
Director
6.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo de Siqueira Freitas as
Director
6.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Bruno Eustaquio Ferreira Castro
de Carvalho as Director
6.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ruy Flaks Schneider as
Independent Director
6.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Carolina Tannuri Laferte
Marinho as Director
6.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Rodrigo Limp Nascimento as
Director
7 Elect Daniel Alves Ferreira as None For Shareholder
Director Appointed by Minority
Shareholder
8 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
9.1 Elect Thais Marcia Fernandes Matano For Abstain Management
Lacerda as Fiscal Council Member and
Ricardo Takemitsu Simabuku as Alternate
9.2 Elect Domingos Romeu Andreatta as For Abstain Management
Fiscal Council Member and Ingrid Palma
Araujo as Alternate
9.3 Elect Rafael Rezende Brigolini as For Abstain Management
Fiscal Council Member and Rafael Souza
Pena as Alternate
10 Elect Carlos Eduardo Teixeira Taveiros None For Shareholder
as Fiscal Council Member and Robert
Juenemann as Alternate Appointed by
Minority Shareholder
11 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA
Ticker: ELET6 Security ID: P22854106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Felipe Villela Dias as Director None For Shareholder
Appointed by Preferred Shareholder
2 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
3 Elect Antonio Emilio Bastos de Aguiar None For Shareholder
Freire as Fiscal Council Member and
Giuliano Barbato Wolf as Alternate
Appointed by Preferred Shareholder
--------------------------------------------------------------------------------
CENTRAL PATTANA PUBLIC CO. LTD.
Ticker: Security ID: TH0481B10Z18
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Meeting Minutes For For Management
13 Authority to Issue Short-Term Debenture For For Management
14 Transaction of Other Business For Abstain Management
2 Results of Operations For For Management
3 Allocation of Profits/Dividends For For Management
4 Accounts and Reports For For Management
5 Elect Suthichai Chirathivat For For Management
6 Elect Paitoon Taveebhol For For Management
7 Elect Sudhitham Chirathivat For For Management
8 Elect Preecha Ekkunagul For For Management
9 Elect Nitsinee Chirathivat For For Management
10 Directors' Fees For For Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Authority to Issue Debentures For For Management
--------------------------------------------------------------------------------
CENTRAL PATTANA PUBLIC COMPANY LIMITED
Ticker: CPN Security ID: Y1242U276
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Minutes of Previous Meeting None None Management
2 Acknowledge Performance Results None None Management
3 Approve Financial Statements For For Management
4 Approve Dividend Payment For For Management
5.1 Elect Karun Kittisataporn as Director For For Management
5.2 Elect Jotika Savanananda as Director For For Management
5.3 Elect Suthikiati Chirathivat as For For Management
Director
5.4 Elect Prin Chirathivat as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve KPMG Poomchai Audit Limited as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Other Business For Against Management
--------------------------------------------------------------------------------
CENTRAL RETAIL CORP. PUBLIC CO. LTD.
Ticker: CRC Security ID: Y1244X104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Company's Performance None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Suthikiati Chirathivat as For For Management
Director
4.2 Elect Atchaka Sibunruang as Director For For Management
4.3 Elect Patareeya Benjapolchai as For For Management
Director
4.4 Elect Yuwadee Chirathivat as Director For For Management
4.5 Elect Prin Chirathivat as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve KPMG Poomchai Audit Limited as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Other Business For Against Management
--------------------------------------------------------------------------------
CENTRAL RETAIL CORPORATION PUBLIC COMPANY LTD
Ticker: CRC-F Security ID: TH9597010015
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Performance Report For For Management
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Prasarn Trairatvorakul For For Management
5 Elect Suthichai Chirathivat For For Management
6 Elect Pratana Mongkolkul For For Management
7 Elect Sompong Tantapart For For Management
8 Elect Suthilaksh Chirathivat For For Management
9 Directors' Fees For For Management
10 Appointment of Auditor and Authority For For Management
to Set Fees
11 Amendments to Articles For For Management
12 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
CENTRE TESTING INTERNATIONAL GROUP CO., LTD.
Ticker: 300012 Security ID: Y1252N105
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cheng Haijin as Independent For For Management
Director
2 Approve Change in Use of Raised Funds For For Management
3 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
CENTRE TESTING INTERNATIONAL GROUP CO., LTD.
Ticker: 300012 Security ID: Y1252N105
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Raised Funds for For For Management
Cash Management
2 Elect Liu Jidi as Non-independent For For Management
Director
--------------------------------------------------------------------------------
CEZ AS
Ticker: CEZ Security ID: X2337V121
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Board of Directors Report on None None Management
Company's Operations and State of Its
Assets
1.2 Receive Supervisory Board Report None None Management
1.3 Receive Audit Committee Report None None Management
2 Receive Report on Group's Development None None Management
Plans
3.1 Approve Financial Statements For For Management
3.2 Approve Consolidated Financial For For Management
Statements
3.3 Approve Financial Statements of CEZ For For Management
Korporatni sluzby s.r.o
4 Approve Allocation of Income and For For Management
Dividends of CZK 52 per Share
5.1 Ratify Ernst & Young Audit s.r.o. as For For Management
Auditor
5.2 Ratify Deloitte Audit s.r.o. as Auditor For For Management
6 Approve Volume of Charitable Donations For For Management
7 Recall and Elect Supervisory Board For Against Management
Members
8 Recall and Elect Members of Audit For Against Management
Committee
9 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
CGN POWER CO LTD
Ticker: Security ID: CNE100001T80
Meeting Date: AUG 05, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
4 Elect Yang Changli For For Management
5 Elect GAO Ligang For For Management
6 Elect Jiang Dajin For For Management
7 Elect SHI Bing For For Management
8 Elect WANG Wei For For Management
9 Elect Gu Jian For For Management
11 Elect Li Fuyou For For Management
12 Elect Yang Jiayi For For Management
13 Elect Xia Ceming For For Management
15 Elect CHEN Sui as Supervisor For Against Management
16 Elect HU Yaoqi as Supervisor For Against Management
17 Elect ZHANG Baishan as Supervisor For For Management
19 Yang Changli For For Management
28 Chen Sui For For Management
29 Hu Yaoqi For For Management
30 Zhang Baishan For For Management
31 Zhu Hui For For Management
32 Wang Hongxin For For Management
20 Gao Ligang For For Management
21 Jiang Dajin For For Management
22 Shi Bing For For Management
23 Wang Wei For For Management
24 Gu Jian For For Management
25 Li Fuyou For For Management
26 Yang Jiayi For For Management
27 Xia Ceming For For Management
33 Amendments to Procedural Rules of For Against Management
General Meetings
34 Amendments to Procedural Rules of For For Management
Board of Directors
--------------------------------------------------------------------------------
CGN POWER CO., LTD.
Ticker: 1816 Security ID: Y1300C101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Annual Report For For Management
4 Approve 2020 Audited Financial Report For For Management
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Dividend Distribution Plan For For Management
(2021-2025)
7 Approve 2021 Investment Plan and For For Management
Capital Expenditure Budget
8 Approve KPMG Huazhen LLP as Financial For For Management
Report Auditor and Authorize Board to
Fix their Remuneration
9 Approve Pan-China Certified Public For For Management
Accountants LLP as Internal Control
Auditor and Authorize Board to Fix
their Remuneration
10 Elect Li Mingliang as Director For For Shareholder
11 Elect Tang Chi Cheung as Director For For Shareholder
12.1 Approve Remuneration of Yang Changli For For Management
12.2 Approve Remuneration of Gao Ligang For For Management
12.3 Approve Remuneration of Jiang Dajin For For Management
12.4 Approve Remuneration of Shi Bing For For Management
12.5 Approve Remuneration of Wang Wei For For Management
12.6 Approve Remuneration of Li Mingliang For For Management
12.7 Approve Remuneration of Gu Jian For For Management
12.8 Approve Remuneration of Li Fuyou For For Management
12.9 Approve Remuneration of Yang Jiayi For For Management
12.10 Approve Remuneration of Xia Ceming For For Management
12.11 Approve Remuneration of Chen Sui For For Management
12.12 Approve Remuneration of Hu Yaoqi For For Management
12.13 Approve Remuneration of Zhang Baishan For For Management
12.14 Approve Remuneration of Zhu Hui For For Management
12.15 Approve Remuneration of Wang Hongxin For For Management
13 Approve Remuneration of Tang Chi Cheung For For Shareholder
14 Approve Major Transactions and For For Management
Continuing Connected Transactions -
2021-2023 Financial Services Framework
Agreement and Proposed Annual Caps
15 Amend Articles of Association For For Shareholder
16 Approve Reformulation of Rules and For For Shareholder
Procedures Regarding Meetings of Board
of Directors
17 Approve Application for Unified For For Management
Registration of Multi-Type Debt
Financing Instruments
18 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional A
Shares and/or H Shares
19 Approve Grant of General Mandate to For For Management
the Board to Repurchase A Shares
and/or H Shares
--------------------------------------------------------------------------------
CGN POWER CO., LTD.
Ticker: 1816 Security ID: Y1300C101
Meeting Date: MAY 26, 2021 Meeting Type: Special
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase A Shares
and/or H Shares
--------------------------------------------------------------------------------
CHACHA FOOD CO., LTD.
Ticker: 2557 Security ID: CNE1000010Q5
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect LI Yaokuang as an Independent For For Management
Director
--------------------------------------------------------------------------------
CHACHA FOOD CO., LTD.
Ticker: 002557 Security ID: Y2000X106
Meeting Date: JAN 26, 2021 Meeting Type: Special
Record Date: JAN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Employee For For Management
Share Purchase Plan
2 Approve Authorization of the Board to For For Management
Handle All Matters
3 Approve Methods to Assess the For For Management
Performance of Plan Participants
--------------------------------------------------------------------------------
CHACHA FOOD CO., LTD.
Ticker: 002557 Security ID: Y2000X106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Completion of Raised Funds For For Management
Project and Transfer of Remaining
Raised Funds to Raised Funds Account
8 Approve Daily Related-Party Transaction For For Management
9 Approve Appointment of Auditor For For Management
10 Approve Use of Raised Funds to For For Management
Purchase Financial Products
11 Approve Comprehensive Credit Line Bank For For Management
Application
12 Approve Use of Own Funds to Invest in For Against Management
Financial Products
13 Approve Provision of Guarantee For For Management
14 Amend Articles of Association For For Shareholder
--------------------------------------------------------------------------------
CHAILEASE HOLDING CO., LTD.
Ticker: 5871 Security ID: G20288109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
4 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
--------------------------------------------------------------------------------
CHANG HWA COMMERCIAL BANK LTD.
Ticker: 2801 Security ID: Y1293J105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Amend Articles of Association For For Management
5 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
--------------------------------------------------------------------------------
CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC.
Ticker: 000661 Security ID: Y1293Q109
Meeting Date: FEB 10, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Yongchuan as Supervisor For For Management
--------------------------------------------------------------------------------
CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC.
Ticker: 000661 Security ID: Y1293Q109
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve to Appoint Internal Control For For Management
Auditor
--------------------------------------------------------------------------------
CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC.
Ticker: 000661 Security ID: Y1293Q109
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ma Ji as Director For Against Shareholder
1.2 Elect Jiang Yuntao as Director For For Shareholder
1.3 Elect Ye Peng as Director For For Shareholder
1.4 Elect Wang Zhigang as Director For For Shareholder
1.5 Elect Zhu Xianchao as Director For For Shareholder
1.6 Elect Zhang Yuzhi as Director For For Shareholder
2.1 Elect Li Chunhao as Director For For Management
2.2 Elect Zhang Chunying as Director For For Management
2.3 Elect Zhang Weiming as Director For For Management
3.1 Elect Liu Yongchuan as Supervisor For For Shareholder
3.2 Elect Zhao Shuping as Supervisor For For Shareholder
4 Approve Signing of License Cooperation For For Management
Agreement
--------------------------------------------------------------------------------
CHANGJIANG SECURITIES CO., LTD.
Ticker: 000783 Security ID: Y1314J100
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Semi-annual Risk Control For For Management
Indicator Report
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHANGJIANG SECURITIES CO., LTD.
Ticker: 000783 Security ID: Y1314J100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Appointment of Auditor For For Management
6 Approve Profit Distribution For For Management
7.1 Approve Related Party Transaction with For For Management
Guohua Life Insurance Co., Ltd. and
Related Enterprises
7.2 Approve Related Party Transaction with For For Management
Three Gorges Capital Holdings Co., Ltd.
and Related Enterprises
7.3 Approve Related Party Transaction with For For Management
Changxin Fund Management Co., Ltd. and
Related Enterprises
7.4 Approve Related Party Transaction with For For Management
Other Related Parties
8 Approve Risk Control Index Report For For Management
9 Approve Risk Appetite Authorization For For Management
10 Approve Remuneration and Assessment of For For Management
Directors
11 Approve Remuneration and Assessment of For For Management
Supervisors
12 Approve Performance Appraisal and For For Management
Remuneration of Company's Management
13 Elect Hao Wei as Non-independent For For Management
Director
14 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO. LTD.
Ticker: 601799 Security ID: Y1297L106
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Raised Funds for For For Management
Cash Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO. LTD.
Ticker: 601799 Security ID: Y1297L106
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use Idle Funds from For For Management
Convertible Bond Issuance for Cash
Management
--------------------------------------------------------------------------------
CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO. LTD.
Ticker: 601799 Security ID: Y1297L106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Financial For For Management
Auditor
7 Approve Appointment of Internal For For Management
Control Auditor
8 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
9 Approve Application of Bank Credit For For Management
Lines
10 Approve Use of Own Funds for Cash For Against Management
Management
--------------------------------------------------------------------------------
CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD.
Ticker: 300408 Security ID: Y1R99A101
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Registered Capital For For Management
2 Approve Amendments to Articles of For For Management
Association
3 Amend Raised Funds Management System For Against Management
4 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
6 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
7 Amend Working System for Independent For Against Management
Directors
8 Amend External Guarantee Management For Against Management
System
9 Amend Related Party Transaction For Against Management
Management System
10 Amend External Investment Management For Against Management
System
--------------------------------------------------------------------------------
CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD.
Ticker: 300408 Security ID: Y1R99A101
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD.
Ticker: 300408 Security ID: Y1R99A101
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Appointment of Auditor For For Management
8 Approve Remuneration of Directors and For For Management
Supervisors
9 Approve Amendments to Articles of For Against Management
Association
10 Approve Company's Eligibility for For For Management
Share Issuance
11.1 Approve Share Type and Par Value For For Management
11.2 Approve Issue Manner and Issue Time For For Management
11.3 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
11.4 Approve Issue Size For For Management
11.5 Approve Target Subscribers and For For Management
Subscription Method
11.6 Approve Lock-up Period For For Management
11.7 Approve Distribution Arrangement of For For Management
Undistributed Earnings
11.8 Approve Listing Exchange For For Management
11.9 Approve Amount and Use of Proceeds For For Management
11.10 Approve Resolution Validity Period For For Management
12 Approve Plan for Issuance of Shares For For Management
13 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares
14 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
15 Approve Report on the Usage of For For Management
Previously Raised Funds
16 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
17 Approve Authorization of the Board to For For Management
Handle All Related Matters
18 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
CHAROEN POKPHAN INDONESIA TBK, PT
Ticker: Security ID: ID1000117708
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
--------------------------------------------------------------------------------
CHAROEN POKPHAND FOODS PUBLIC CO. LTD.
Ticker: CPF Security ID: Y1296K166
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Acquisition of Swine Business For For Management
in China by a Subsidiary
3 Other Business None None Management
--------------------------------------------------------------------------------
CHAROEN POKPHAND FOODS PUBLIC CO. LTD.
Ticker: CPF Security ID: Y1296K166
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5.1 Elect Phongthep Chiaravanont as For For Management
Director
5.2 Elect Suphachai Chearavanont as For For Management
Director
5.3 Elect Rungson Sriworasat as Director For For Management
5.4 Elect Vatchari Vimooktayon as Director For For Management
5.5 Elect Prasit Boondoungprasert as For For Management
Director
6 Approve Remuneration of Directors For For Management
7 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Other Business None None Management
--------------------------------------------------------------------------------
CHEIL WORLDWIDE, INC.
Ticker: 030000 Security ID: Y1296G108
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Oh Yoon as Outside Director For Against Management
2.2 Elect Kim Jong-hyun as Inside Director For For Management
3 Appoint Lee Hong-sub as Internal For For Management
Auditor
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
CHENG SHIN RUBBER IND. CO., LTD.
Ticker: 2105 Security ID: Y1306X109
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Procedures for For For Management
Endorsement/Guarantees and Loaning
Funds to Others
5 Amend Procedures Governing the For Against Management
Acquisition or Disposal of Assets
6 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
7 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
--------------------------------------------------------------------------------
CHENGDU KANGHONG PHARMACEUTICAL GROUP CO., LTD.
Ticker: 002773 Security ID: Y130A3100
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Price For For Management
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Location For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Authorization of Board to For For Management
Handle All Related Matters
8 Approve Shareholder Return Plan For For Management
9 Approve Completion of Partial Raised For For Management
Funds Investment Project and Use of
Excess Raised Funds to Replenish
Working Capital
--------------------------------------------------------------------------------
CHENGDU KANGHONG PHARMACEUTICAL GROUP CO., LTD.
Ticker: 002773 Security ID: Y130A3100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Financial Budget Report For For Management
8 Approve Appointment of Auditor For For Management
9 Approve Use of Own Funds to Invest in For For Management
Financial Products
10 Approve Termination of Private For For Management
Placement of Shares and Withdrawal of
Application Documents
--------------------------------------------------------------------------------
CHENGDU XINGRONG ENVIRONMENT CO LTD.
Ticker: Security ID: CNE000000HN4
Meeting Date: AUG 04, 2020 Meeting Type: Special
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect LI Benwen For For Management
2 Elect XU Yuhan For For Management
3 Elect ZHANG Zhenhai For For Management
4 Elect YANG Lei For For Management
5 Elect ZHAO Lu For For Management
6 Elect LIU Jie For For Management
7 Elect JIANG Yumei For For Management
8 Elect WANG Yunchen For For Management
9 Elect PAN Xilong For For Management
10 Elect YANG Yuqing For Against Management
11 Elect LI Xiao For Against Management
--------------------------------------------------------------------------------
CHENGDU XINGRONG ENVIRONMENT CO LTD.
Ticker: Security ID: CNE000000HN4
Meeting Date: AUG 28, 2020 Meeting Type: Special
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Investment in Construction of a For For Management
Recycled Water Plant by Phoenix River
2 Investment in Construction of a For For Management
Recycled Water Plant (phase Ii) in
Chengdu
3 Investment in Construction of a For For Management
Recycled Water Plant and a Reservoir
by Xiwayan in Chengdu
--------------------------------------------------------------------------------
CHENGDU XINGRONG ENVIRONMENT CO., LTD.
Ticker: 000598 Security ID: Y1R189102
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
CHICONY ELECTRONICS CO., LTD.
Ticker: 2385 Security ID: Y1364B106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report, For For Management
Financial Statements and Profit
Distribution
2 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
3 Amend Procedures for Lending Funds to For For Management
Other Parties
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
CHIFENG JILONG GOLD MINING CO., LTD.
Ticker: 600988 Security ID: Y2931K108
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Application for Financing For For Management
9 Approve Provision of Guarantee For Against Management
--------------------------------------------------------------------------------
CHIFENG JILONG GOLD MINING CO., LTD.
Ticker: 600988 Security ID: Y2931K108
Meeting Date: MAY 26, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
CHINA AEROSPACE TIMES ELECTRONICS CO., LTD.
Ticker: 600879 Security ID: Y0018W102
Meeting Date: JAN 07, 2021 Meeting Type: Special
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Super Short-term For For Management
Commercial Papers
--------------------------------------------------------------------------------
CHINA AEROSPACE TIMES ELECTRONICS CO., LTD.
Ticker: 600879 Security ID: Y0018W102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Finance Work Report For For Management
2 Approve Report of the Independent For For Management
Directors
3 Approve Profit Distribution For For Management
4 Approve Capitalization of Capital For For Management
Reserves
5 Approve Remuneration of Financial For For Management
Auditor
6 Approve Remuneration of Internal For For Management
Control Auditor
7 Approve Report of the Board of For For Management
Directors
8 Approve Report of the Board of For For Management
Supervisors
9 Approve Annual Report and Summary For For Management
10 Approve Financial Budget Report For For Management
11 Approve Daily Related Party For For Management
Transactions
12 Approve Financial Services Agreement For For Management
13 Approve Appointment of Financial For For Management
Auditor
14 Approve Appointment of Internal For For Management
Control Auditor
--------------------------------------------------------------------------------
CHINA AOYUAN GROUP LIMITED
Ticker: 3883 Security ID: G2119Z109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4a Elect Guo Zi Ning as Director For For Management
4b Elect Chan Ka Yeung Jacky as Director For For Management
4c Elect Tsui King Fai as Director For Against Management
4d Elect Chen Zhi Bin as Director For For Management
4e Elect Lee Thomas Kang Bor fas Director For For Management
4f Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Adopt Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA AVIONICS SYSTEMS CO., LTD.
Ticker: 600372 Security ID: Y44456104
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Related Party For For Management
Transaction Framework Agreement
2 Approve Increase in Related Party For For Management
Transaction
3 Approve Change and Extension of Raised For For Management
Funds Projects
4.1 Elect Zhang Kunhui as Non-independent For For Shareholder
Director
4.2 Elect Ji Ruidong as Non-independent For For Shareholder
Director
4.3 Elect Wang Jiangang as Non-independent For For Shareholder
Director
4.4 Elect Chen Yuanming as Non-independent For For Shareholder
Director
4.5 Elect Zhou Chunhua as Non-independent For For Shareholder
Director
4.6 Elect Yu Zhuo as Non-independent For For Shareholder
Director
4.7 Elect Xu Bin as Non-independent For For Shareholder
Director
5.1 Elect Yang Youhong as Independent For For Management
Directors
5.2 Elect Xiong Huagang as Independent For For Management
Directors
5.3 Elect Zhang Jinchang as Independent For For Management
Directors
5.4 Elect Wei Fajie as Independent For For Management
Directors
6.1 Elect Wu Xingquan as Supervisor For For Shareholder
6.2 Elect Wang Xuebai as Supervisor For For Shareholder
6.3 Elect Yuan Huo as Supervisor For For Shareholder
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CHINA AVIONICS SYSTEMS CO., LTD.
Ticker: 600372 Security ID: Y44456104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Sign the Framework For For Management
Agreement for the Purchase and Sale of
Products and Raw Materials
2 Approve Signing of Comprehensive For For Management
Service Framework Agreement
3 Approve Signing of Financial Services For For Management
Framework Agreement
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CHINA AVIONICS SYSTEMS CO., LTD.
Ticker: 600372 Security ID: Y44456104
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Budget Report For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve Internal Control Evaluation For For Management
Report
9 Approve Internal Control Audit Report For For Management
10 Approve Social Responsibility Report For For Management
11 Approve Report of the Independent For For Management
Directors
12 Elect Wang Xiaoming as Non-independent For For Shareholder
Director
13 Elect Jing Xu as Independent Director For For Management
14 Approve Appointment of Auditor For For Management
15 Amend Articles of Association For Against Management
16 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
17 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
18 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
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CHINA BOHAI BANK CO., LTD.
Ticker: 9668 Security ID: Y1R253106
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Board of For For Management
Supervisors
3 Approve 2020 Report of Final Financial For For Management
Accounts
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve KPMG Huazhen LLP as Domestic For For Management
Auditors and KPMG as Overseas Auditors
for 2020
6 Approve KPMG Huazhen LLP as Domestic For For Management
Auditors and KPMG as Overseas Auditors
for 2021
7 Approve 2021 Financial Budget Report For For Management
8 Approve Measures for Equity Management For For Management
9 Approve Adjustment Plan for the For For Management
Allowances of Directors and Supervisors
10 Elect Wang Zhiyong as Director For For Management
11 Approve Special Authorization Plan for For For Management
Financial Bonds and Tier-Two Capital
Bonds
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
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CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 1359 Security ID: Y1R34V103
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Shaoshuang as Director For For Management
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CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 1359 Security ID: Y1R34V103
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Onshore Undated For For Management
Capital Bonds
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CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 1359 Security ID: Y1R34V103
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Type of Preference Shares to For For Management
be Issued
1.2 Approve Number of Preference Shares to For For Management
be Issued and Issue Size
1.3 Approve Par Value and Issue Price For For Management
1.4 Approve Maturity For For Management
1.5 Approve Method of Issuance and Target For For Management
Investors
1.6 Approve Lock-Up Period For For Management
1.7 Approve Terms of Dividend Distribution For For Management
1.8 Approve Terms of Mandatory Conversion For For Management
1.9 Approve Terms of Conditional Redemption For For Management
1.10 Approve Limited Voting Rights and For For Management
Terms of Restoration of Voting Rights
1.11 Approve Order of Priority in For For Management
Liquidation and Methods for Liquidation
1.12 Approve Rating Arrangements For For Management
1.13 Approve Security Arrangements For For Management
1.14 Approve Use of Proceeds For For Management
1.15 Approve Listing/Trading Arrangements For For Management
1.16 Approve Validity Period of the For For Management
Resolution for the Issuance of
Offshore Preference Shares
1.17 Approve Matters Relating to For For Management
Authorization
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CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 1359 Security ID: Y1R34V103
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Type of Preference Shares to For For Management
be Issued
1.2 Approve Number of Preference Shares to For For Management
be Issued and Issue Size
1.3 Approve Par Value and Issue Price For For Management
1.4 Approve Maturity For For Management
1.5 Approve Method of Issuance and Target For For Management
Investors
1.6 Approve Lock-Up Period For For Management
1.7 Approve Terms of Dividend Distribution For For Management
1.8 Approve Terms of Mandatory Conversion For For Management
1.9 Approve Terms of Conditional Redemption For For Management
1.10 Approve Limited Voting Rights and For For Management
Terms of Restoration of Voting Rights
1.11 Approve Order of Priority in For For Management
Liquidation and Methods for Liquidation
1.12 Approve Rating Arrangements For For Management
1.13 Approve Security Arrangements For For Management
1.14 Approve Use of Proceeds For For Management
1.15 Approve Listing/Trading Arrangements For For Management
1.16 Approve Validity Period of the For For Management
Resolution for the Issuance of
Offshore Preference Shares
1.17 Approve Matters Relating to For For Management
Authorization
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CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 1359 Security ID: Y1R34V103
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board For For Management
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Remuneration Settlement Scheme For For Management
for the Directors
4 Approve Remuneration Settlement Scheme For For Management
for the Supervisors
5 Approve Final Financial Account Plan For For Management
6 Approve Profit Distribution Plan For For Management
7 Approve Budget of Investment in For For Management
Capital Expenditure
8 Approve Ernst & Young Hua Ming LLP and For For Management
Ernst & Young as the Onshore and
Offshore Accounting Firms and Fix
Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
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CHINA CITIC BANK CORP. LTD.
Ticker: Security ID: CNE1000000R4
Meeting Date: JUL 14, 2020 Meeting Type: Special
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendment to Article 4 For For Management
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CHINA CITIC BANK CORP. LTD.
Ticker: Security ID: CNE1000001Q4
Meeting Date: JUL 14, 2020 Meeting Type: Special
Record Date: JUN 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Amendment to Article 4 For For Management
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CHINA CITIC BANK CORPORATION LIMITED
Ticker: 998 Security ID: Y1434M116
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Caps for Asset Transfer For For Management
Business with CITIC Group and its
Associates for the Years 2021-2023
1.2 Approve Caps for Wealth Management and For For Management
Investment Services with CITIC Group
and its Associates for the Years
2021-2023
1.3 Approve Caps for Capital Transactions For For Management
with CITIC Group and its Associates
for the Years 2021-2023
1.4 Approve Caps for Credit Extension For For Management
Business with CITIC Group and its
Associates for the Years 2021-2023
1.5 Approve Caps for Credit Extension For For Management
Related Party Transactions with Yunnan
Metropolitan Construction Investment
Group Co., Ltd. for the Years 2021-2023
1.6 Approve Caps for Credit Extension For For Management
Related Party Transactions with New
China Life Insurance Company Ltd. for
the Years 2021-2023
1.7 Approve Caps for Credit Extension For For Management
Related Party Transactions with China
Life Pension Company Limited for the
Years 2021-2023
1.8 Approve Caps for Credit Extension For For Management
Related Party Transactions with Cinda
Securities Co., Ltd. for the Years
2021-2023
1.9 Approve Caps for Credit Extension For For Management
Related Party Transactions with Ping
An Insurance (Group) Company of China,
Ltd. for the Years 2021-2023
2 Approve Issuance of Undated Capital For For Management
Bonds
3 Elect Wang Yankang as Director For For Shareholder
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CHINA CITIC BANK CORPORATION LIMITED
Ticker: 998 Security ID: Y1434M108
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Caps for Asset Transfer For For Management
Business with CITIC Group and its
Associates for the Years 2021-2023
1.2 Approve Caps for Wealth Management and For For Management
Investment Services with CITIC Group
and its Associates for the Years
2021-2023
1.3 Approve Caps for Capital Transactions For For Management
with CITIC Group and its Associates
for the Years 2021-2023
1.4 Approve Caps for Credit Extension For For Management
Business with CITIC Group and its
Associates for the Years 2021-2023
1.5 Approve Caps for Credit Extension For For Management
Related Party Transactions with Yunnan
Metropolitan Construction Investment
Group Co., Ltd. for the Years 2021-2023
1.6 Approve Caps for Credit Extension For For Management
Related Party Transactions with New
China Life Insurance Company Ltd. for
the Years 2021-2023
1.7 Approve Caps for Credit Extension For For Management
Related Party Transactions with China
Life Pension Company Limited for the
Years 2021-2023
1.8 Approve Caps for Credit Extension For For Management
Related Party Transactions with Cinda
Securities Co., Ltd. for the Years
2021-2023
1.9 Approve Caps for Credit Extension For For Management
Related Party Transactions with Ping
An Insurance (Group) Company of China,
Ltd. for the Years 2021-2023
2 Approve Issuance of Undated Capital For For Management
Bonds
3 Elect Wang Yankang as Director For For Shareholder
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CHINA CITIC BANK CORPORATION LIMITED
Ticker: 998 Security ID: Y1434M116
Meeting Date: JAN 14, 2021 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Rong as Supervisor For For Management
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CHINA CITIC BANK CORPORATION LIMITED
Ticker: 998 Security ID: Y1434M116
Meeting Date: MAY 07, 2021 Meeting Type: Special
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhu Hexin as Director For For Management
2 Approve Amendments to Articles of For Against Shareholder
Association
3 Approve Formulation of Implementation For For Shareholder
Rules for the Accumulative Voting
Mechanism
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CHINA CITIC BANK CORPORATION LIMITED
Ticker: 998 Security ID: Y1434M116
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Report For For Management
3 Approve Profit Distribution Plan For For Management
4 Approve Financial Budget Plan For For Management
5 Approve Engagement of Accounting Firms For For Management
and Their Fees
6 Approve Special Report of Related For For Management
Party Transactions
7 Approve Report of the Board of For For Management
Directors
8 Approve Report of the Board of For For Management
Supervisors
9 Approve Director Allowance Policy of For For Management
Board of Directors
10 Approve Supervisor Allowance Policy of For For Management
Board of Supervisors
11.01 Elect Zhu Hexin as Director For For Management
11.02 Elect Cao Guoqiang as Director For For Management
11.03 Elect Huang Fang as Director For For Management
11.04 Elect Wang Yankang as Director For For Management
12.01 Elect Fang Heying as Director For For Management
12.02 Elect Guo Danghuai as Director For For Management
13.01 Elect He Cao as Director For For Management
13.02 Elect Chen Lihua as Director For For Management
13.03 Elect Qian Jun as Director For For Management
13.04 Elect Yan Lap Kei Isaac as Director For For Management
14.01 Elect Wei Guobin as Supervisor For For Management
14.02 Elect Sun Qixiang as Supervisor For For Management
14.03 Elect Liu Guoling as Supervisor For For Management
15.01 Elect Li Rong as Supervisor For For Management
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CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED
Ticker: 1800 Security ID: Y1R36J108
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Tongzhou as Director For For Management
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CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED
Ticker: 1800 Security ID: Y1R36A107
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Tongzhou as Director For For Management
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CHINA COMMUNICATIONS SERVICES CORPORATION LIMITED
Ticker: 552 Security ID: Y1436A102
Meeting Date: OCT 21, 2020 Meeting Type: Special
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Huang Xiaoqing as Director, For For Management
Authorize Board to Sign on Behalf of
the Company the Director's Service
Contract with Him and Authorize Board
to Fix His Remuneration
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CHINA COMMUNICATIONS SERVICES CORPORATION LIMITED
Ticker: 552 Security ID: Y1436A102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Profit Distribution Plan and For For Management
Payment of Dividend
3 Appoint PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian LLP
as International Auditors and Domestic
Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares
5 Authorize Board to Increase Registered For Against Management
Capital of the Company and Amend
Articles of Association to Reflect
Such Increase
6 Approve Amendments to Articles of For For Management
Association
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CHINA CONCH VENTURE HOLDINGS LIMITED
Ticker: 586 Security ID: G2116J108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Ji Qinying as Director For For Management
3b Elect Li Daming as Director For For Management
3c Elect Chang Zhangli as Director For Against Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lyu Jiajin as Director For For Management
2 Elect Shao Min as Director For For Management
3 Elect Liu Fang as Director For For Management
4 Elect William (Bill) Coen as Director For For Management
5 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors
6 Approve Remuneration Distribution and For For Management
Settlement Plan for Supervisors
7 Approve Issuance of Qualified For For Management
Write-Down Tier 2 Capital Instruments
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N119
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lyu Jiajin as Director For For Management
2 Elect Shao Min as Director For For Management
3 Elect Liu Fang as Director For For Management
4 Elect William (Bill) Coen as Director For For Management
5 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors
6 Approve Remuneration Distribution and For For Management
Settlement Plan for Supervisors
7 Approve Issuance of Qualified For For Management
Write-Down Tier 2 Capital Instruments
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Jiang as Director For For Management
2 Approve Confirmation of the Donations For For Management
of Anti-Pandemic Materials Made in 2020
3 Approve Additional Limit on Poverty For For Management
Alleviation Donations
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N119
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Jiang as Director For For Management
2 Approve Confirmation of the Donations For For Management
of Anti-Pandemic Materials Made in 2020
3 Approve Additional Limit on Poverty For For Management
Alleviation Donations
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Final Financial Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Budget for Fixed Assets For For Management
Investment
6 Elect Kenneth Patrick Chung as Director For For Management
7 Elect Leung Kam Chung, Antony as For For Management
Director
8 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N119
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Final Financial Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Budget for Fixed Assets For For Management
Investment
6 Elect Kenneth Patrick Chung as Director For For Management
7 Elect Leung Kam Chung, Antony as For For Management
Director
8 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
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CHINA DEVELOPMENT FINANCIAL HOLDING CORP.
Ticker: 2883 Security ID: Y1460P108
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report, For For Management
Financial Statements and Consolidated
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Trading Procedures Governing For For Management
Derivatives Products
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Approve Issuance of Restricted Stocks For For Management
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
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CHINA EAST EDUCATION HOLDINGS LIMITED
Ticker: 667 Security ID: G2120T100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3a1 Elect Wu Wei as Director For Against Management
3a2 Elect Wu Junbao as Director For For Management
3a3 Elect Hung Ka Hai, Clement as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA EASTERN AIRLINES CORPORATION LIMITED
Ticker: 670 Security ID: Y1406M102
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Catering and Aircraft On-board For For Management
Supplies Support Continuing Connected
Transactions and Proposed Annual Caps
2 Approve Exclusive Operation Agreement For For Management
and the Exclusive Operation of
Passenger Aircraft Cargo Business
Continuing Connected Transactions
3 Approve Proposed Annual Caps of the For For Management
Exclusive Operation of Passenger
Aircraft Cargo Business Continuing
Connected Transactions
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CHINA EASTERN AIRLINES CORPORATION LIMITED
Ticker: 670 Security ID: Y1407D101
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Catering and Aircraft On-board For For Management
Supplies Support Continuing Connected
Transactions and Proposed Annual Caps
2 Approve Exclusive Operation Agreement For For Management
and the Exclusive Operation of
Passenger Aircraft Cargo Business
Continuing Connected Transactions
3 Approve Proposed Annual Caps of the For For Management
Exclusive Operation of Passenger
Aircraft Cargo Business Continuing
Connected Transactions
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CHINA EASTERN AIRLINES CORPORATION LIMITED
Ticker: 670 Security ID: Y1407D101
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compliance with the Conditions For For Management
of the Non-Public Issuance of A Shares
2.01 Approve Type and Par Value of Shares For For Management
to be Issued
2.02 Approve Method and Time of Issuance For For Management
2.03 Approve Subscriber and Method of For For Management
Subscription
2.04 Approve Pricing Benchmark Date, For For Management
Pricing Principles and Issue Price
2.05 Approve Number of Shares to be Issued For For Management
2.06 Approve Amount and Use of Proceeds For For Management
2.07 Approve Lock-Up Period For For Management
2.08 Approve Place of Listing For For Management
2.09 Approve Arrangement of Accumulated For For Management
Undistributed Profits Before the
Non-Public Issuance of A Shares
2.10 Approve Validity Period of the For For Management
Resolutions of Non-Public Issuance of
A Shares
3 Approve Proposal for the Non-Public For For Management
Issuance of A Shares
4 Approve Report on the Use of Proceeds For For Management
from the Previous Fund Raising
Activities
5 Approve Feasibility Analysis on the For For Management
Use of Proceeds from the Non-Public
Issuance of A Shares
6 Approve Conditional Share Subscription For For Management
Agreement of the Non-Public Issuance
Entered into with a Specific Subscriber
7 Approve Connected Transactions For For Management
Involved in the Non-Public Issuance of
A Shares
8 Approve Dilution of Current Returns by For For Management
the Non-Public Issuance of A Shares
and Remedial Measures and the
Undertakings thereof by the
Controlling Shareholder, the Director
and the Senior Management
9 Approve Future Plan for Return to the For For Management
Shareholders for the Coming Three
Years (2021-2023)
10 Approve Waiver of the Offer Obligation For For Management
to Increase the Shareholdings by the
Controlling Shareholder in Accordance
with the PRC Laws and Regulations
11 Approve Application to the SFC for the For For Management
Whitewash Waiver for Exemption from
the General Offer Obligation by the
Controlling Shareholder in Accordance
with the Takeovers Code
12 Authorize Board to Amend Relevant For For Management
Provisions of the Articles of
Association upon the Completion of the
Non-Public Issuance of A Shares
13 Authorize Board to Deal with All For For Management
Matters in Relation to the Non-Public
Issuance of A Shares
14 Elect Guo Lijun as Supervisor For For Management
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CHINA EASTERN AIRLINES CORPORATION LIMITED
Ticker: 670 Security ID: Y1407D101
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Type and Par Value of Shares For For Management
to be Issued
1.02 Approve Method and Time of Issuance For For Management
1.03 Approve Subscriber and Method of For For Management
Subscription
1.04 Approve Pricing Benchmark Date, For For Management
Pricing Principles and Issue Price
1.05 Approve Number of Shares to be Issued For For Management
1.06 Approve Amount and Use of Proceeds For For Management
1.07 Approve Lock-Up Period For For Management
1.08 Approve Place of Listing For For Management
1.09 Approve Arrangement of Accumulated For For Management
Undistributed Profits Before the
Non-Public Issuance of A Shares
1.10 Approve Validity Period of the For For Management
Resolutions of Non-Public Issuance of
A Shares
2 Approve Proposal for the Non-Public For For Management
Issuance of A Shares
3 Approve Feasibility Analysis on the For For Management
Use of Proceeds from the Non-Public
Issuance of A Shares
4 Approve Conditional Share Subscription For For Management
Agreement of the Non-Public Issuance
Entered into with a Specific Subscriber
5 Approve Connected Transactions For For Management
Involved in the Non-Public Issuance of
A Shares
6 Authorize Board to Deal with All For For Management
Matters in Relation to the Non-Public
Issuance of A Shares
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CHINA EASTERN AIRLINES CORPORATION LIMITED
Ticker: 670 Security ID: Y1407D101
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Financial Reports For For Management
4 Approve Profit Distribution Proposal For For Management
5 Approve Appointment of PRC Domestic For For Management
Auditors, International Auditors for
Financial Reporting and Auditors for
Internal Control
6 Approve Grant of General Mandate to For Against Management
Issue Bonds
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and H
Shares
8.1 Elect Lin Wanli as Director For Against Management
9.1 Elect Sun Zheng as Director For For Management
9.2 Elect Lu Xiongwen as Director For For Management
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CHINA EDUCATION GROUP HOLDINGS LIMITED
Ticker: 839 Security ID: G2163M103
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: FEB 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Xie Ketao as Director For For Management
3b Elect Gerard A. Postiglione as Director For For Management
3c Elect Rui Meng as Director For For Management
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U124
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fu Wanjun as Director For For Shareholder
2 Elect Yao Wei as Director For For Shareholder
3 Elect Yao Zhongyou as Director For For Management
4 Elect Qu Liang as Director For For Management
5 Approve Remuneration of the Chairman For For Management
of the Board of Supervisors
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U116
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fu Wanjun as Director For For Shareholder
2 Elect Yao Wei as Director For For Shareholder
3 Elect Yao Zhongyou as Director For For Management
4 Elect Qu Liang as Director For For Management
5 Approve Remuneration of the Chairman For For Management
of the Board of Supervisors
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U124
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Han Fuling as Director For For Management
2 Elect Liu Shiping as Director For For Management
3 Elect Lu Hong as Supervisor For For Management
1 Approve Change of Registered Capital For For Management
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U116
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Han Fuling as Director For For Management
2 Elect Liu Shiping as Director For For Management
3 Elect Lu Hong as Supervisor For For Management
4 Approve Change of Registered Capital For For Management
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U124
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Budget Plan of Fixed Asset For For Management
Investment
4 Approve Audited Accounts Report For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Appointment of Accounting Firm For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Elect Li Wei as Director For For Shareholder
1 Approve Issuance of Tier 2 Capital For For Management
Bonds
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U116
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Budget Plan of Fixed Asset For For Management
Investment
4 Approve Audited Accounts Report For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Appointment of Accounting Firm For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Approve Issuance of Tier 2 Capital For For Management
Bonds
10 Elect Li Wei as Director For For Shareholder
--------------------------------------------------------------------------------
CHINA EVERBRIGHT ENVIRONMENT GROUP LIMITED
Ticker: 257 Security ID: Y14226107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Hu Yanguo as Director For For Management
3.2 Elect Qian Xiaodong as Director For For Management
3.3 Elect Zhai Haitao as Director For Against Management
3.4 Authorize Board to Fix the For For Management
Remuneration of the Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
5.3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA EVERBRIGHT INTERNATIONAL LTD.
Ticker: Security ID: HK0257001336
Meeting Date: AUG 14, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Change of Company Name For For Management
--------------------------------------------------------------------------------
CHINA EVERBRIGHT LIMITED
Ticker: 165 Security ID: Y1421G106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Zhao Wei as Director For For Management
3b Elect Tang Chi Chun Richard as Director For For Management
3c Elect Lin Zhijun as Director For Against Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA EVERGRANDE GROUP
Ticker: Security ID: KYG2119W1069
Meeting Date: JUL 06, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Accounts and Reports For For Management
12 Authority to Issue Repurchased Shares For Against Management
13 Refreshment of Share Option Scheme For Against Management
4 Allocation of Profits/Dividends For For Management
5 Elect SHI Junping For For Management
6 Elect PAN Darong For For Management
7 Elect HUANG Xiangui For For Management
8 Directors' Fees For For Management
9 Appointment of Auditor and Authority For For Management
to Set Fees
10 Authority to Issue Shares w/o For Against Management
Preemptive Rights
11 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
CHINA EVERGRANDE GROUP
Ticker: 3333 Security ID: G2119W106
Meeting Date: MAY 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Option Scheme of For Against Management
Evergrande Property Services Group
Limited
2 Approve Share Option Scheme of For Against Management
Evergrande Fairyland Group Limited
3 Approve Share Option Scheme of New For Against Management
Gains Group Limited
4 Approve Share Option Scheme of For Against Management
Evergrande Charging Technology Co.,
Ltd.
5 Approve Share Option Scheme of Star For Against Management
Network Cloud IoT Technology Co., Ltd.
6 Approve Share Option Scheme of Star For Against Management
Network Community Cloud IoT Technology
Co., Ltd.
--------------------------------------------------------------------------------
CHINA EVERGRANDE GROUP
Ticker: 3333 Security ID: G2119W106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Chau Shing Yim, David as Director For For Management
4 Elect He Qi as Director For For Management
5 Elect Xie Hongxi as Director For For Management
6 Elect Lai Lixin as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA FEIHE LTD.
Ticker: 6186 Security ID: G2121Q105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Liu Jinping as Director For For Management
3b Elect Song Jianwu as Director For For Management
3c Elect Fan Yonghong as Director For For Management
3d Elect Jacques Maurice Laforge as For For Management
Director
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA FILM CO., LTD.
Ticker: 600977 Security ID: Y1R8AC107
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend External Guarantee Management For Against Management
System
2.1 Elect Wang Bei as Non-Independent For For Shareholder
Director
3.1 Elect Ding Li as Supervisor For For Management
3.2 Elect Zhao Xia as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO LTD.
Ticker: Security ID: CNE000001GG8
Meeting Date: JUL 14, 2020 Meeting Type: Special
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 PROVISION OF GUARANTEE FOR SUBORDINATE For Against Management
COMPANIES
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO LTD.
Ticker: Security ID: CNE000001GG8
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 OVERSEAS BOND ISSUANCE OF SUBORDINATED For Against Management
COMPANIES AND PROVISION OF GUARANTEE
2 CONNECTED TRANSACTION REGARDING For For Management
FINANCING OF PERPETUAL BONDS TO A BANK
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO LTD.
Ticker: Security ID: CNE000001GG8
Meeting Date: AUG 11, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees For Against Management
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of Stock Options For For Management
and Repurchase Cancellation of
Performance Shares
2 Approve to Adjust the Guarantee For For Management
Authorization
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y1507B104
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction for For For Management
Deposit and Settlement Transactions
2 Approve Guarantee Plan For Against Management
3 Approve Cancellation of Stock Options For For Management
and Repurchase and Cancellation of
Performance Shares
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y1507B104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Remuneration of Directors For For Management
9 Approve Remuneration of Supervisor For For Management
10 Approve Cancellation of Stock Option For For Management
and Repurchase and Cancellation of
Performance Shares
--------------------------------------------------------------------------------
CHINA GALAXY SECURITIES CO., LTD.
Ticker: 6881 Security ID: Y1R92J109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Final Accounts Plan For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Capital Expenditure Budget For For Management
7 Approve Ernst & Young Hua Ming LLP and For For Management
Ernst & Young as External Auditors
8 Approve Remuneration Plan of Chen For For Management
Gongyan
9 Approve Remuneration Plan of Chen Jing For For Management
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
13 Approve Amendments to the Working For For Management
Rules for Independent Directors
14 Approve Amendments to the For For Management
Administrative Measures for Connected
Transactions
15 Approve Amendments to the For For Management
Administrative Measures for External
Investment
16 Approve Amendments to the For For Management
Administrative Measures for Provision
of Guarantees to Third Parties
17 Amend Articles of Association For Against Management
18 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
19.1 Elect Chen Gongyan as Director For For Management
19.2 Elect Chen Liang as Director For For Management
19.3 Elect Liu Dingping as Director For For Management
19.4 Elect Yang Tijun as Director For For Management
19.5 Elect Liu Chang as Director For For Management
19.6 Elect Liu Zhihong as Director For For Management
20.1 Elect Liu Ruizhong as Director For For Management
20.2 Elect Wang Zhenjun as Director For For Management
20.3 Elect Liu Chun as Director For For Management
20.4 Elect Law Cheuk Kin Stephen as Director For For Management
21.1 Elect Chen Jing as Supervisor For For Management
21.2 Elect Tao Libin as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA GALAXY SECURITIES CO., LTD.
Ticker: 6881 Security ID: Y1R92J109
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
CHINA GALAXY SECURITIES CO., LTD.
Ticker: 6881 Security ID: Y1R92J117
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Final Accounts Plan For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Capital Expenditure Budget For For Management
7 Approve Ernst & Young Hua Ming LLP and For For Management
Ernst & Young as External Auditors
8 Approve Remuneration Plan of Chen For For Management
Gongyan
9 Approve Remuneration Plan of Chen Jing For For Management
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
13 Approve Amendments to the Working For For Management
Rules for Independent Directors
14 Approve Amendments to the For For Management
Administrative Measures for Connected
Transactions
15 Approve Amendments to the For For Management
Administrative Measures for External
Investment
16 Approve Amendments to the For For Management
Administrative Measures for Provision
of Guarantees to Third Parties
17 Amend Articles of Association For Against Management
18 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
19.1 Elect Chen Gongyan as Director For For Management
19.2 Elect Chen Liang as Director For For Management
19.3 Elect Liu Dingping as Director For For Management
19.4 Elect Yang Tijun as Director For For Management
19.5 Elect Liu Chang as Director For For Management
19.6 Elect Liu Zhihong as Director For For Management
20.1 Elect Liu Ruizhong as Director For For Management
20.2 Elect Wang Zhenjun as Director For For Management
20.3 Elect Liu Chun as Director For For Management
20.4 Elect Law Cheuk Kin Stephen as Director For For Management
21.1 Elect Chen Jing as Supervisor For For Management
21.2 Elect Tao Libin as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA GALAXY SECURITIES CO., LTD.
Ticker: 6881 Security ID: Y1R92J117
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
CHINA GAS HOLDINGS LTD.
Ticker: Security ID: BMG2109G1033
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect LIU Ming Hui For Against Management
9 Elect ZHANG Ling For For Management
6 Elect ZHU Weiwei For For Management
8 Elect CHEN Yanyan For For Management
10 Directors' Fees For For Management
7 Elect LIU Chang For For Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Authority to Repurchase Shares For For Management
13 Authority to Issue Shares w/o For Against Management
Preemptive Rights
14 Authority to Issue Repurchased Shares For Against Management
--------------------------------------------------------------------------------
CHINA GEZHOUBA GROUP CO., LTD.
Ticker: 600068 Security ID: Y1495L114
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
--------------------------------------------------------------------------------
CHINA GEZHOUBA GROUP CO., LTD.
Ticker: 600068 Security ID: Y1495L114
Meeting Date: FEB 23, 2021 Meeting Type: Special
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Issue Size and Issue Manner For For Management
1.2 Approve Bond Type For For Management
1.3 Approve Bond Maturity For For Management
1.4 Approve Payment of Capital and Interest For For Management
1.5 Approve Bond Interest Rate and Method For For Management
of Determination
1.6 Approve Target Subscribers For For Management
1.7 Approve Placing Arrangement for For For Management
Shareholders
1.8 Approve Use of Proceeds For For Management
1.9 Approve Safeguard Measures of Debts For For Management
Repayment
1.10 Approve Guarantee Arrangement For For Management
1.11 Approve Listing Arrangement For For Management
1.12 Approve Underwriting Manner For For Management
1.13 Approve Resolution Validity Period For For Management
1.14 Approve Authorization of the Board to For For Management
Handle All Related Matters
2 Approve Signing of Financial Services For For Management
Agreement
3 Approve Financing Guarantee Plan For Against Management
4 Approve Signing of Daily Operation For For Management
Related Transaction Agreement
--------------------------------------------------------------------------------
CHINA GEZHOUBA GROUP CO., LTD.
Ticker: 600068 Security ID: Y1495L114
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Absorption Merger via Share For For Management
Swap and Related Party Transactions
Complies with Relevant Laws and
Regulations
2.1 Approve Overview of this Merger Plan For For Management
2.2 Approve Merging Parties For For Management
2.3 Approve Method of Merger For For Management
2.4 Approve Type and Par Value For For Management
2.5 Approve Share Swap Target and Merger For For Management
Implementation Equity Registration Date
2.6 Approve Conversion Price and Issuance For For Management
Price
2.7 Approve Conversion Ratio For For Management
2.8 Approve Number of Shares Issued for For For Management
Conversion
2.9 Approve Listing Circulation of A Shares For For Management
2.10 Approve Fractional Shares Processing For For Management
Method
2.11 Approve Treatment of Gezhouba Shares For For Management
with Restricted Rights
2.12 Approve Lock-Up Period Arrangement For For Management
2.13 Approve the Rights Protection For For Management
Mechanism of Dissenting Shareholders
2.14 Approve the Creditor's Rights and Debt For For Management
Disposal as well as Creditor's Rights
Protection Mechanism Involved in this
Merger
2.15 Approve Transitional Arrangements For For Management
2.16 Approve Arrangements for the Transfer For For Management
or Delivery of Related Assets Involved
in this Merger
2.17 Approve Staff Placement For For Management
2.18 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.19 Approve Resolution Validity Period For For Management
3 Approve Draft Report and Summary on For For Management
Absorption Merger via Share Swap and
Related Party Transactions
4 Approve Signing of Conditional For For Management
Absorption Merger via Share Swap
Agreement
5 Approve the Merger Constitutes as For For Management
Major Asset Restructuring and Related
Party Transactions
6 Approve the Audit Report Related to For For Management
this Merger
7 Approve the Relevant Valuation Report For For Management
of this Merger
8 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
9 Approve Transaction Complies with For For Management
Article 11 of the Administrative
Measures on Material Asset
Restructuring of Listed Companies
10 Approve Transaction Complies with For For Management
Article 4 of the Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
11 Approve Transaction Does Not For For Management
Constitute Article 13 of the
Administrative Measures on Material
Asset Restructuring of Listed Companies
12 Approve the Completeness and For For Management
Compliance of Implementation of Legal
Proceedings of the Transactions and
Validity of the Submitted Legal
Documents Regarding this Transaction
13 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
14 Approve Special Self-Inspection Report For For Management
and Related Commitments of the
Company's Real Estate Business
15 Approve Authorization of Board to For For Management
Handle All Related Matters
16 Approve Annual Report and Summary For For Management
17 Approve Financial Statements For For Management
18 Approve Report of the Board of For For Management
Directors
19 Approve Report of the Independent For For Management
Directors
20 Approve Report of the Board of For For Management
Supervisors
21 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
22 Approve Financial Services Agreement For For Management
--------------------------------------------------------------------------------
CHINA GEZHOUBA GROUP COMPANY LIMITED
Ticker: Security ID: CNE000000QF1
Meeting Date: JUL 07, 2020 Meeting Type: Special
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect LI Jifeng For For Management
--------------------------------------------------------------------------------
CHINA GEZHOUBA GROUP COMPANY LIMITED
Ticker: Security ID: CNE000000QF1
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect CHEN Lixin as a Director For For Management
2 Elect LIU Aijun For Against Management
3 Elect ZHU Shengtao For Against Management
--------------------------------------------------------------------------------
CHINA GREAT WALL SECURITIES CO., LTD.
Ticker: 002939 Security ID: Y14394103
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
5.1 Elect Zhang Wei as Non-independent For For Management
Director
5.2 Elect Zhou Chaohui as Non-independent For For Management
Director
5.3 Elect Duan Yiping as Non-independent For For Management
Director
5.4 Elect Zhu Jianxin as Non-independent For For Management
Director
5.5 Elect Duan Xinye as Non-independent For For Management
Director
5.6 Elect Lu Xiaoping as Non-independent For For Management
Director
5.7 Elect Su Min as Non-independent For For Management
Director
5.8 Elect Peng Lei as Non-independent For For Management
Director
6.1 Elect Ma Qingquan as Independent For For Management
Director
6.2 Elect Wang Huacheng as Independent For For Management
Director
6.3 Elect He Jie as Independent Director For For Management
6.4 Elect Li Jianhui as Independent For For Management
Director
7.1 Elect Mi Aidong as Supervisor For For Management
7.2 Elect Gu Wenjun as Supervisor For For Management
7.3 Elect Li Xiaofei as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA GREAT WALL SECURITIES CO., LTD.
Ticker: 002939 Security ID: Y14394103
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
CHINA GREAT WALL SECURITIES CO., LTD.
Ticker: 002939 Security ID: Y14394103
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6.1 Approve Daily Related Party For For Management
Transactions with Various Companies
6.2 Approve Daily Related Party For For Management
Transactions with Great Wall Fund
Management Co., Ltd. and Jingshun
Great Wall Fund Management Co., Ltd.
6.3 Approve Daily Related Party For For Management
Transactions with Shenzhen Energy
Group Co., Ltd.
6.4 Approve Daily Related Party For For Management
Transactions with Shenzhen New
Jiangnan Investment Co., Ltd.
6.5 Approve Daily Related Party For For Management
Transactions with Boshi Fund
Management Co., Ltd. and China
Merchants Bank Co., Ltd.
6.6 Approve Daily Related Party For For Management
Transactions with China Merchants
Securities Co., Ltd.
6.7 Approve Daily Related Party For For Management
Transactions with Hua Xia Bank Co.,
Ltd.
6.8 Approve Daily Related Party For For Management
Transactions with Other Related Legal
Persons and Natural Persons
7 Approve Issuance of Debt Financing For For Management
Instruments
--------------------------------------------------------------------------------
CHINA GREATWALL TECHNOLOGY GROUP CO. LTD.
Ticker: Security ID: CNE000000RL7
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Connected Transactions with Sign the For For Management
Agreement
--------------------------------------------------------------------------------
CHINA GREATWALL TECHNOLOGY GROUP CO., LTD.
Ticker: 000066 Security ID: Y14392107
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application of Bank Credit For For Management
Lines
2 Approve Provision of Guarantee For Against Management
3 Approve Application of Loan of For For Management
Subsidiary
4 Approve Adjust the Deposit and Loan For For Management
Limit and Extension of Agreement
Period of Comprehensive Financial
Cooperation Agreement
--------------------------------------------------------------------------------
CHINA GREATWALL TECHNOLOGY GROUP CO., LTD.
Ticker: 000066 Security ID: Y14392107
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dong Peiwu as Independent For For Management
Director
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CHINA GREATWALL TECHNOLOGY GROUP CO., LTD.
Ticker: 000066 Security ID: Y14392107
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Issue Price and Pricing Basis For For Management
2.5 Approve Issue Scale For For Management
2.6 Approve Restriction Period Arrangement For For Management
2.7 Approve Raised Funds Investment For For Management
2.8 Approve Listing Location For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Related Party Transactions in For For Management
Connection to Private Placement
6 Approve Signing of Conditional For For Management
Subscription Agreement
7 Approve Report on the Usage of For For Management
Previously Raised Funds
8 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
9 Approve White Wash Waiver For For Management
10 Approve Authorization of Board to For For Management
Handle All Related Matters
11 Approve Shareholder Return Plan For For Management
12 Approve Change in Implementing Entity For For Management
of the Urban Renewal Project
Relocation Compensation Agreement
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CHINA GREATWALL TECHNOLOGY GROUP CO., LTD.
Ticker: 000066 Security ID: Y14392107
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Incentive Plan For For Management
and Its Summary
2 Approve Management Method of the Stock For For Management
Option Incentive Plan
3 Approve Methods to Assess the For For Management
Performance of Plan Participants
4 Approve Authorization of the Board to For For Management
Handle All Related Matters
5 Amend Articles of Association For Against Management
6 Approve Financial Auditor and Internal For For Management
Control Auditor
7 Approve Entrusted Loan from For For Management
Controlling Shareholder Involving
Guarantee Method and Related
Transaction
8 Approve Application of Bank Credit For For Management
Lines and Change Guarantee Method
9 Approve Application of Bank Credit For For Management
Line by Subsidiary
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CHINA GREATWALL TECHNOLOGY GROUP CO., LTD.
Ticker: 000066 Security ID: Y14392107
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Xu Jiantang as Non-Independent For For Shareholder
Director
1.2 Elect Chen Kuanyi as Non-Independent For For Shareholder
Director
2 Approve Continued Use of Part of For For Management
State-owned Capital and Related
Transactions
3 Approve Related Party Transaction in For For Management
Connection to Prerequisites for
State-owned Capital Injection to be
Used by Companies
4 Approve Credit Line Application of For For Management
Subsidiary
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CHINA GREATWALL TECHNOLOGY GROUP CO., LTD.
Ticker: 000066 Security ID: Y14392107
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Application of Credit Line and For For Management
Provision of Guarantees
8 Approve Guarantee Provision Plan For For Management
9 Approve Use of Idle Own Funds to For Against Management
Improve Financial Efficiency and
Related Party Transactions
10 Approve Provision of State-owned For For Management
Capital for Use by the Company before
Capital Injection and Related Party
Transactions
11 Approve Adjustment of Deposit and Loan For For Management
Quota and Extension of Agreement
Period of Comprehensive Financial
Cooperation Agreement and Related
Party Transactions
12 Approve Daily Related Party For For Management
Transactions
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CHINA HONGQIAO GROUP LIMITED
Ticker: 1378 Security ID: G21150100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Zhang Bo as Director For Against Management
2.2 Elect Zheng Shuliang as Director For For Management
2.3 Elect Zhang Ruilian as Director For For Management
2.4 Elect Yang Congsen as Director For For Management
2.5 Elect Zhang Jinglei as Director For For Management
2.6 Elect Li Zimin (Zhang Hao) as Director For For Management
2.7 Elect Sun Dongdong as Director For For Management
2.8 Elect Wen Xianjun as Director For For Management
2.9 Elect Xing Jian as Director For For Management
2.10 Elect Han Benwen as Director For For Management
2.11 Elect Dong Xinyi as Director For For Management
2.12 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Shinewing (HK) CPA Limited as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Final Dividend For For Management
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: 2799 Security ID: Y149A8109
Meeting Date: SEP 21, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Wenjie as Director For For Management
2 Elect Xu Nuo as Director For For Management
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CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: 2799 Security ID: Y149A8109
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hung Ka Hai Clement as Director For For Management
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CHINA INDUSTRIAL SECURITIES CO. LTD.
Ticker: 601377 Security ID: Y3994T101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Securities Investment Scale For For Management
7 Approve Authorization of Domestic Debt For Against Management
Financing Instruments
8 Approve to Appoint Auditor For For Management
9 Approve Related Party Transaction For For Management
10 Approve Shareholder Return Plan For For Management
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Elect Ye Yuanhang as Non-independent For For Shareholder
Director
14 Approve Performance Evaluation and For For Management
Remuneration of Directors
15 Approve Performance Evaluation and For For Management
Remuneration of Supervisors
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CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED
Ticker: 3908 Security ID: Y1R99Y109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Amendments to the Plan on For For Management
Authorization of the Shareholders'
General Meeting to the Board of
Directors
3 Approve 2020 Work Report of the Board For For Management
of Directors
4 Approve 2020 Work Report of the For For Management
Supervisory Committee
5 Approve 2020 Annual Report For For Management
6 Approve 2020 Profit Distribution Plan For For Management
7 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic Accounting Firm and Deloitte
Touche Tohmatsu as International
Accounting Firm and Authorize Board to
Fix Their Remuneration
8 Amend Rules of Procedures Regarding For For Management
Meetings of Board of Directors
9 Approve the Establishment of the Asset For For Management
Management Subsidiary
10.01 Approve Estimated Related-Party For For Management
Transactions with Legal Persons
Controlled by Tan Lixia
10.02 Approve Estimated Related-Party For For Management
Transactions with Legal Persons
Controlled by Duan Wenwu
10.03 Approve Estimated Related-Party For For Management
Transactions with Legal Persons
Controlled by Xiong Lianhua
10.04 Approve Estimated Related-Party For For Management
Transactions with Zheshang Jinhui
Trust Co., Ltd.
10.05 Approve Estimated Related-Party For For Management
Transactions with Other Related Legal
Persons
10.06 Approve Estimated Related-Party For For Management
Transactions with Other Related
Natural Persons
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CHINA JINMAO HOLDINGS GROUP LIMITED
Ticker: 817 Security ID: Y1500V107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Song Liuyi as Director For Against Management
3B Elect Cheng Yong as Director For For Management
3C Elect Wang Wei as Director For For Management
3D Elect Suen Man Tak as Director For For Management
3E Elect Zhong Wei as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA JUSHI CO LTD.
Ticker: Security ID: CNE000000YM1
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to the Company's Articles For For Management
of Association
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CHINA JUSHI CO. LTD.
Ticker: 600176 Security ID: Y5642X103
Meeting Date: JAN 05, 2021 Meeting Type: Special
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Implementation of For For Management
Horizontal Competition Preventive
Commitment
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CHINA JUSHI CO. LTD.
Ticker: 600176 Security ID: Y5642X103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Capitalization of Capital For For Management
Reserves
7 Approve to Appoint Financial and For For Management
Internal Control Auditors and to Fix
Their Remuneration
8.1 Approve Related Party Transaction with For For Management
CNBM International Corporation
8.2 Approve Related Party Transaction with For For Management
Lianyungang Zhongfu Lianzhong
Composites Group Co., Ltd.
8.3 Approve Related Party Transaction with For For Management
Beixin Group Building Materials Co.,
Ltd.
8.4 Approve Related Party Transaction with For For Management
Zhenshi Holding Group Co., Ltd.
8.5 Approve Related Party Transaction with For For Management
Zhejiang Hengshi Fiber Foundation Co.,
Ltd.
9 Approve Authorization of Company and For For Management
Subsidiaries for Financing Credit
10 Approve Provision of Guarantees For Against Management
11 Approve Issuance of Corporate Bonds For Against Management
and Debt Financing Instruments
12 Approve Forward Foreign Exchange For Against Management
Settlement and Sale, Currency Interest
Rate Swap and Precious Metals Futures
Trading
13 Approve Technical Transformation For For Management
Project of Glass Fiber Kiln Drawing
Production Line
14 Approve Technical Transformation For For Management
Project of High Performance Glass
Fiber Kiln Drawing Production Line
15 Approve Adjustment on the Construction For For Management
Plan for Production Line of Electronic
Cloth
16 Approve Construction Project of Glass For For Management
Fiber Chopped Strand Production Line
17 Amend Working System for Independent For For Management
Directors
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CHINA LESSO GROUP HOLDINGS LIMITED
Ticker: 2128 Security ID: G2157Q102
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Luo Jianfeng as Director For For Management
3b Elect Lin Dewei as Director For For Management
3c Elect Lan Fang as Director For For Management
3d Elect Tao Zhigang as Director For For Management
3e Elect Lu Jiandong as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6b Authorize Repurchase of Issued Share For For Management
Capital
6c Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA LIFE INSURANCE CO. LTD. (TAIWAN)
Ticker: 2823 Security ID: Y1478C107
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
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CHINA LIFE INSURANCE COMPANY LIMITED
Ticker: 2628 Security ID: Y1477R204
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Board of For For Management
Supervisors
3 Approve 2020 Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Elect Wang Bin as Director For For Shareholder
7 Elect Su Hengxuan as Director For For Shareholder
8 Elect Li Mingguang as Director For For Shareholder
9 Elect Huang Xiumei as Director For For Shareholder
10 Elect Yuan Changqing as Director For Against Shareholder
11 Elect Wu Shaohua as Director For For Shareholder
12 Elect Sheng Hetai as Director For For Shareholder
13 Elect Wang Junhui as Director For For Shareholder
14 Elect Tang Xin as Director For For Shareholder
15 Elect Leung Oi-Sie Elsie as Director For For Management
16 Elect Lam Chi Kuen as Director For For Management
17 Elect Zhai Haitao as Director For For Management
18 Elect Jia Yuzeng as Supervisor For For Shareholder
19 Elect Han Bing as Supervisor For For Shareholder
20 Elect Niu Kailong as Supervisor For For Shareholder
21 Approve Renewal of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
22 Approve Continued Donations to China For For Management
Life Foundation
23 Approve PricewaterhouseCoopers Zhong For For Shareholder
Tian LLP as PRC Auditor and
PricewaterhouseCoopers as Hong Kong
Auditor and Authorize Board to Fix
Their Remuneration
24 Approve Issuance of Equity or For Against Shareholder
Equity-Linked Securities without
Preemptive Rights for H Shares
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CHINA LIFE INSURANCE COMPANY LIMITED
Ticker: 2628 Security ID: Y1477R220
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Board of For For Management
Supervisors
3 Approve 2020 Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Elect Wang Bin as Director For For Shareholder
7 Elect Su Hengxuan as Director For For Shareholder
8 Elect Li Mingguang as Director For For Shareholder
9 Elect Huang Xiumei as Director For For Shareholder
10 Elect Yuan Changqing as Director For Against Shareholder
11 Elect Wu Shaohua as Director For For Shareholder
12 Elect Sheng Hetai as Director For For Shareholder
13 Elect Wang Junhui as Director For For Shareholder
14 Elect Tang Xin as Director For For Shareholder
15 Elect Leung Oi-Sie Elsie as Director For For Management
16 Elect Lam Chi Kuen as Director For For Management
17 Elect Zhai Haitao as Director For For Management
18 Elect Jia Yuzeng as Supervisor For For Shareholder
19 Elect Han Bing as Supervisor For For Shareholder
20 Elect Niu Kailong as Supervisor For For Shareholder
21 Approve Renewal of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
22 Approve Continued Donations to China For For Management
Life Foundation
23 Approve PricewaterhouseCoopers Zhong For For Shareholder
Tian LLP as PRC Auditor and
PricewaterhouseCoopers as Hong Kong
Auditor and Authorize Board to Fix
Their Remuneration
24 Approve Issuance of Equity or For Against Shareholder
Equity-Linked Securities without
Preemptive Rights for H Shares
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CHINA LITERATURE LIMITED
Ticker: 772 Security ID: G2121R103
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transaction Documents, Grant For For Management
of Specific Mandate to Issue
Consideration Shares and Related
Transactions
2 Approve 2021 Distribution Framework For For Management
Agreement, Proposed Annual Caps and
Related Transactions
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CHINA LITERATURE LIMITED
Ticker: 772 Security ID: G2121R103
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Hou Xiaonan as Director For For Management
2b Elect Cao Huayi as Director For For Management
2c Elect Liu Junmin as Director For For Management
2d Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
5 Approve Grant of Mandate to Issue For Against Management
Shares Under the Restricted Share Unit
Scheme
6 Adopt Share Option Plan For Against Management
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CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate to Apply for For For Management
Registration and Issuance of Debt
Financing Instruments Overseas
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CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement for For For Management
Purchase and Sale of Comprehensive
Products and Services and Proposed
Annual Caps
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CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tian Shaolin as Director For For Management
2 Elect Shao Junjie as Supervisor For For Management
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CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory Board For For Management
3 Approve Independent Auditor's Report For For Management
and Audited Financial Statements
4 Approve Final Financial Accounts Report For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Financial Budget Plan For Against Management
7 Elect Tang Jian as Director For For Management
8 Approve Remuneration of Directors and For For Management
Supervisors
9 Approve Ernst & Young as International For For Management
Auditor and Authorize the Audit
Committee of the Board to Fix Their
Remuneration
10 Approve Application for Registration For For Management
and Issuance of Debt Financing
Instruments of Non-Financial
Enterprises in the PRC
11 Approve General Mandate to Apply for For For Management
Registration and Issuance of Debt
Financing Instruments Overseas
12 Approve General Mandate to Carry Out For For Management
Financial Derivative Business
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: JUN 29, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Zhongjun as Director For For Management
2 Elect Tang Chaoxiong as Director For For Management
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CHINA MEDICAL SYSTEM HOLDINGS LTD.
Ticker: 867 Security ID: G21108124
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Chen Yanling as Director For For Management
3b Elect Leung Chong Shun as Director For For Management
3c Elect Luo, Laura Ying as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA MEIDONG AUTO HOLDINGS LIMITED
Ticker: 1268 Security ID: G21192102
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1a Elect Ye Fan as Director For For Management
2.1b Elect Wang Michael Chou as Director For For Management
2.2 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Final Dividend For For Management
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CHINA MENGNIU DAIRY COMPANY LIMITED
Ticker: 2319 Security ID: G21096105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Niu Gensheng as Director and For Against Management
Authorize Board to Fix His Remuneration
3b Elect Yau Ka Chi as Director and For For Management
Authorize Board to Fix His Remuneration
3c Elect Simon Dominic Stevens as For For Management
Director and Authorize Board to Fix
His Remuneration
4 Approve Ernst & Young as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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CHINA MERCHANTS BANK CO., LTD.
Ticker: 3968 Security ID: Y14896115
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Miao Jianmin as Director For For Management
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CHINA MERCHANTS BANK CO., LTD.
Ticker: 3968 Security ID: Y14896107
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Miao Jianmin as Director For For Management
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CHINA MERCHANTS BANK CO., LTD.
Ticker: 3968 Security ID: Y14896115
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Audited Financial Statements For For Management
5 Approve Profit Appropriation Plan For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP
(Special General Partnership) as
Domestic Auditor and Deloitte Touche
Tohmatsu Certified Public Accountants
as Overseas Auditor and Authorize
Board to Fix Their Remuneration
7 Approve Related Party Transaction For For Management
Report
8 Elect Li Chaoxian as Director For For Management
9 Elect Shi Yongdong as Director For For Management
10 Elect Guo Xikun as Supervisor For For Shareholder
11 Approve Medium-Term Capital Management For For Management
Plan for 2021-2023
12 Approve Redemption of Capital Bonds For For Management
13 Approve Authorization to Issue Capital For For Management
Bonds
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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CHINA MERCHANTS BANK CO., LTD.
Ticker: 3968 Security ID: Y14896107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Audited Financial Statements For For Management
5 Approve Profit Appropriation Plan For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP
(Special General Partnership) as
Domestic Auditor and Deloitte Touche
Tohmatsu Certified Public Accountants
as Overseas Auditor and Authorize
Board to Fix Their Remuneration
7 Approve Related Party Transaction For For Management
Report
8 Elect Li Chaoxian as Director For For Management
9 Elect Shi Yongdong as Director For For Management
10 Elect Guo Xikun as Supervisor For For Shareholder
11 Approve Medium-Term Capital Management For For Management
Plan for 2021-2023
12 Approve Redemption of Capital Bonds For For Management
13 Approve Authorization to Issue Capital For For Management
Bonds
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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CHINA MERCHANTS ENERGY SHIPPING CO
Ticker: Security ID: CNE000001PQ8
Meeting Date: JUL 21, 2020 Meeting Type: Special
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees for Two For For Management
Subsidiaries Regarding Building of Two
of VLCC Vessels
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CHINA MERCHANTS ENERGY SHIPPING CO., LTD.
Ticker: 601872 Security ID: Y15039129
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Approve Remuneration of Supervisors For For Management
3 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
4.1 Elect Xie Chunlin as Non-independent For For Shareholder
Director
4.2 Elect Wu Bo as Non-independent Director For For Shareholder
4.3 Elect Song Dexing as Non-independent For For Shareholder
Director
4.4 Elect Wang Yongxin as Non-independent For For Shareholder
Director
4.5 Elect Su Xingang as Non-independent For For Shareholder
Director
4.6 Elect Zhao Yaoming as Non-independent For For Shareholder
Director
4.7 Elect Deng Weidong as Non-independent For For Shareholder
Director
4.8 Elect Zhong Fuliang as Non-independent For For Shareholder
Director
5.1 Elect Zhang Liang as Independent For For Shareholder
Director
5.2 Elect Sheng Muxian (Luosheng Muxian) For For Shareholder
as Independent Director
5.3 Elect Wu Shuxiong as Independent For For Shareholder
Director
5.4 Elect Quan Zhongguang as Independent For For Shareholder
Director
6.1 Elect Cao Hong as Supervisor For For Management
6.2 Elect Jiang Hongmei as Supervisor For For Management
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CHINA MERCHANTS ENERGY SHIPPING CO., LTD.
Ticker: 601872 Security ID: Y15039129
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Independent For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Application of Bank Credit For For Management
Lines
7 Approve Financial Auditor and Internal For For Management
Control Auditor
8.1 Approve Daily Related Party For For Management
Transactions with Shekou Youlian
Shipyard
8.2 Approve Daily Related Party For For Management
Transactions with Zhongshihua
8.3 Approve Daily Related Party For For Management
Transactions with China Merchants
Haitong Trading Co., Ltd.
8.4 Approve Daily Related Party For For Management
Transactions with Shenzhen Haishun
Maritime Service Co., Ltd.
8.5 Approve Daily Related Party For For Management
Transactions with Zhongwaiyun Changhai
Group
8.6 Approve Daily Related Party For For Management
Transactions with Zhongguo Waiyun Co.,
Ltd.
8.7 Approve Daily Related Party For For Management
Transactions with Liaoning Port Group
Co., Ltd.
9 Approve Renewal of Loans For For Management
10 Approve Authorization of Guarantee For Against Management
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CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED
Ticker: 144 Security ID: Y1489Q103
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3Aa Elect Liu Weiwu as Director For For Management
3Ab Elect Xiong Xianliang as Director For For Management
3Ac Elect Ge Lefu as Director For For Management
3Ad Elect Wang Zhixian as Director For For Management
3Ae Elect Zheng Shaoping as Director For Against Management
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Grant of Options Under the For Against Management
Share Option Scheme
5B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5C Authorize Repurchase of Issued Share For For Management
Capital
5D Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD.
Ticker: 001914 Security ID: Y8345C103
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Financial and For For Management
Internal Control Auditor
2 Approve Issuance of Medium-term Notes For For Management
and Super Short-term Commercial Papers
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CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD.
Ticker: 001914 Security ID: Y8345C103
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
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CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD.
Ticker: 001914 Security ID: Y8345C103
Meeting Date: FEB 04, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loan For For Management
2 Elect Chen Haizhao as Non-Independent For For Shareholder
Director
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CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD.
Ticker: 001914 Security ID: Y8345C103
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Deposit and Loan Business For For Management
7 Approve Provision of Guarantees For For Management
8 Approve Financial Auditor and Internal For For Management
Control Auditor
9 Approve Daily Related Party For For Management
Transactions
10 Approve Shareholder Return Plan For For Management
11 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
12.1 Elect Yuan Jiahua as Director For For Management
12.2 Elect Xie Shuiqing as Director For For Management
12.3 Elect Wang Suwang as Director For For Management
13.1 Elect Li Shifang as Supervisor For For Management
13.2 Elect Zeng Ding as Supervisor For For Management
13.3 Elect Tang Jian as Supervisor For For Management
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CHINA MERCHANTS SECURITIES CO., LTD.
Ticker: 6099 Security ID: Y14904109
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Plan For For Management
2.01 Elect Huo Da as Director For For Shareholder
2.02 Elect Su Jian as Director For For Shareholder
2.03 Elect Xiong Xianliang as Director For For Shareholder
2.04 Elect Su Min as Director For For Shareholder
2.05 Elect Xiong Jiantao as Director For For Shareholder
2.06 Elect Peng Lei as Director For For Shareholder
2.07 Elect Gao Hong as Director For For Shareholder
2.08 Elect Huang Jian as Director For For Shareholder
2.09 Elect Wang Daxiong as Director For For Shareholder
2.10 Elect Wang Wen as Director For For Shareholder
3.01 Elect Xiang Hua as Director For For Shareholder
3.02 Elect Xiao Houfa as Director For For Shareholder
3.03 Elect Xiong Wei as Director For For Shareholder
3.04 Elect Hu Honggao as Director For For Shareholder
4.01 Elect Zhou Linda Lei as Supervisor For For Shareholder
4.02 Elect Li Xiaofei as Supervisor For For Shareholder
4.03 Elect Wang Zhangwei as Supervisor For For Shareholder
4.04 Elect Ma Yunchun as Supervisor For For Shareholder
4.05 Elect Zhang Zhen as Supervisor For For Shareholder
4.06 Elect Zou Qun as Supervisor For For Shareholder
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CHINA MERCHANTS SECURITIES CO., LTD.
Ticker: 6099 Security ID: Y14904109
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Working Report of the Board For For Management
2 Approve Working Report of the For For Management
Supervisory Committee
3 Approve Duty Report of Independent For For Management
Directors
4 Approve Annual Report For For Management
5 Approve Final Accounts Report For For Management
6 Approve Profit Distribution Plan For For Management
7 Approve Budget for Proprietary For For Management
Investment
8 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP
(Special General Partnership) and
Deloitte Touche Tohmatsu as Auditors
and Internal Control Auditor and
Authorize Board to Fix Their
Remuneration
9.01 Approve Contemplated Ordinary Related For For Management
Party Transactions with China
Merchants Bank Co., Ltd. and Its
Subsidiaries
9.02 Approve Contemplated Ordinary Related For For Management
Party Transactions with China
Merchants Group Limited and Its
Associates
9.03 Approve Contemplated Ordinary Related For For Management
Party Transactions with Other Related
Parties of China Merchants Group
Limited
9.04 Approve Contemplated Ordinary Related For For Management
Party Transactions with China COSCO
Shipping Corporation Limited and Its
Associates
9.05 Approve Contemplated Ordinary Related For For Management
Party Transactions with Other Related
Parties of China COSCO Shipping
Corporation Limited
9.06 Approve Contemplated Ordinary Related For For Management
Party Transactions with The People's
Insurance Company (Group) of China
Limited and Its Related Parties
9.07 Approve Contemplated Ordinary Related For For Management
Party Transactions with the Directors,
Supervisors and Senior Management of
the Company
9.08 Approve Contemplated Ordinary Related For For Management
Party Transactions with Other Related
Natural Persons
9.09 Approve Contemplated Ordinary Related For For Management
Party Transactions with Other Related
Parties
10 Approve Provision of Guarantees by For For Management
China Merchants Securities
International Company Limited and Its
Wholly-Owned Subsidiaries
11 Approve Shareholders' Return Plan For For Management
12 Elect Liu Weiwu as Non-executive For For Shareholder
Director
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional H
Shares
--------------------------------------------------------------------------------
CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO LTD
Ticker: Security ID: CNE100002FC6
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Assets Purchase Via For For Management
Share Offering, Issuance of
Convertible Bonds and Cash Payment and
Matching Fund Raising is in Compliance
with Applicable Laws and Regulations
42 Statement on the Compliance and For For Management
Completeness of the Legal Procedures
of the Transaction and the Validity of
the Legal Documents Submitted
43 Audit Report, Review Report and For For Management
Evaluation Report Related to the
Transaction
44 Independence of the Evaluation For For Management
Institution, Rationality of the
Evaluation Hypothesis, Correlation
Between the Evaluation Method and
Evaluation Purpose, and Fairness of
the Evaluation and Pricing
45 Diluted Immediate Return After the For For Management
Transaction and Filling Measures
46 The Company's Share Price Fluctuation For For Management
Does Not Meet Relevant Standards As
Specified by Article 5 of the Notice
on Regulating Information Disclosure
of Listed Companies and Conduct of
Relevant Parties
47 Conditional Agreement on Assets For For Management
Purchase Via Share Offering, Issuance
of Convertible Bonds and Cash Payment
with a Company
48 Conditional Supplementary Agreement I For For Management
to the Agreement on Assets Purchase
Via Share Offering, Issuance of
Convertible Bonds and Cash Payment
49 Introduction of Strategic Investors For For Management
and Signing of Strategic Cooperation
Agreements
50 Conditional Supplementary Agreement I For For Management
to the Non-Public Issued Share
Subscription Agreement to be Signed
with a Company
51 Self-examination Report on the Real For For Management
Estate Business Involved in the Assets
Purchase Via Share Offering, Issuance
of Convertible Bonds and Cash Payment
and Matching Fund Raising and Relevant
Commitments
2 Transaction CounterParties For For Management
11 Assets Purchase Via Share Offering: For For Management
Arrangement for the Accumulated
Retained Profits
12 Plan on the Assets Purchase Via Share For For Management
Offering, Issuance of Convertible
Assets Purchase Via Share Offering:
Arrangement for The Profits and Losses
During The Transitional Period
13 Assets Purchase Via Share Offering: For For Management
Delivery of Assets
14 Assets Purchase Via Issuance of For For Management
Convertible Bonds: Bond Type and Par
Value
15 Assets Purchase Via Issuance of For For Management
Convertible Bonds: Issuing Targets and
Method
16 Assets Purchase Via Issuance of For For Management
Convertible Bonds: Issuing Volume
17 Assets Purchase Via Issuance of For For Management
Convertible Bonds: Determination and
Adjustment of the Conversion Price
18 Assets Purchase Via Issuance of For For Management
Convertible Bonds: Bond Duration and
Conversion Period
19 Assets Purchase Via Issuance of For For Management
Convertible Bonds: Lock-up Period
20 Assets Purchase Via Issuance of For For Management
Convertible Bonds: Provisions on
Compulsory Conversion
3 Underlying Assets For For Management
21 Assets Purchase Via Issuance of For For Management
Convertible Bonds: Determining Method
for the Number of Converted Shares and
Treatment Method in Case the Remaining
Convertible Bonds cannot be Converted
into One Common Share when Conversion
Happens
22 Assets Purchase Via Issuance of For For Management
Convertible Bonds: Interest Rate
23 Assets Purchase Via Issuance of For For Management
Convertible Bonds: Source of the
Shares to be Converted
24 Assets Purchase Via Issuance of For For Management
Convertible Bonds: Other Matters
25 Matching Funds Raising: Stock Type and For For Management
Par Value
26 Matching Funds Raising: Issuing Method For For Management
and Date
27 Matching Funds Raising: Issuing For For Management
Targets and Subscription Method
28 Matching Funds Raising: Issuing For For Management
Volume and Amount of Raised Funds
29 Matching Funds Raising: Pricing Base For For Management
Date, Pricing Principles And Issue
Price
30 Matching Funds Raising: Lockup Period For For Management
4 Transaction Price of Underlying Assets For For Management
31 Matching Funds Raising: Purpose of the For For Management
Raised Funds
32 Matching Funds Raising: Arrangement For For Management
For The Accumulated Retained Profits
Before The Issuance
33 Matching Funds Raising: Listing Place For For Management
34 Matching Funds Raising: The Valid For For Management
Period of the Resolution
5 Payment Method For For Management
6 Assets Purchase Via Share Offering: For For Management
Type and Par Value of the Shares to be
issued
7 Assets Purchase Via Share Offering: For For Management
Issue Price and Pricing Base Date
8 Assets Purchase Via Share Offering: For For Management
Issuing Volume
9 Assets Purchase Via Share Offering: For For Management
Lockup Period
10 Assets Purchase Via Share Offering: For For Management
Listing Arrangement
52 Letter of Commitments Issued by the For For Management
Company
53 Full Authorization to the Board of For For Management
Directors and Its Authorized Persons
to Handle Matters Regarding the
Transaction
35 Report (draft) on the Assets Purchase For For Management
Via Share Offering, Issuance of
Convertible Bonds and Cash Payment and
Matching Fund Raising and Its Summary
36 The Transaction Does Not Constitute a For For Management
Connected Transaction
37 The Transaction Does Not Constitute a For For Management
Major Assets Restructuring
38 THE TRANSACTION DOES NOT CONSTITUTE A For For Management
LISTING BY RESTRUCTURING
39 The Transaction is in Compliance with For For Management
Article 4 of the Provisions on
Several Issues Concerning the
Regulation of Major Assets
Restructuring of Listed Companies
40 The Transaction is in Compliance with For For Management
Article 11 of the Management Measures
on Major Assets Restructuring of
Listed Companies
41 The Transaction is in Compliance with For For Management
Articles 43 of the Management Measures
on Major Assets Restructuring of
Listed Companies
--------------------------------------------------------------------------------
CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Leaseback Financial For For Management
Leasing Business Constitute as Related
Transaction and Provision of Its
Guarantee
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CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve General Authorization to Issue For For Management
Bond Products
9 Approve Deposit and Loan Transactions For For Management
10 Approve Provision of Guarantees for For Against Management
Controlled Subsidiaries
11 Approve Provision of Guarantees for For For Management
Joint Ventures Company
12 Approve Financial Assistance Provision For For Management
13 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
14 Approve Financial Services Agreement For For Management
15 Approve Charitable Donations For For Management
16 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M104
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Zhang Hongwei as Director For For Management
1.02 Elect Lu Zhiqiang as Director For For Management
1.03 Elect Liu Yonghao as Director For For Management
1.04 Elect Shi Yuzhu as Director For For Management
1.05 Elect Wu Di as Director For For Management
1.06 Elect Song Chunfeng as Director For For Management
1.07 Elect Weng Zhenjie as Director For For Management
1.08 Elect Zhao Peng as Director For For Management
1.09 Elect Yang Xiaoling as Director For For Management
1.10 Elect Liu Jipeng as Director For For Management
1.11 Elect Li Hancheng as Director For For Management
1.12 Elect Xie Zhichun as Director For For Management
1.13 Elect Peng Xuefeng as Director For For Management
1.14 Elect Liu Ningyu as Director For For Management
1.15 Elect Qu Xinjiu as Director For For Management
1.16 Elect Gao Yingxin as Director For For Management
1.17 Elect Zheng Wanchun as Director For For Management
2.01 Elect Lu Zhongnan as Supervisor For For Management
2.02 Elect Zhao Huan John as Supervisor For For Management
2.03 Elect Li Yu as Supervisor For For Management
2.04 Elect Wang Yugui as Supervisor For For Management
2.05 Elect Zhao Fugao as Supervisor For For Management
2.06 Elect Zhang Liqing as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M112
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Zhang Hongwei as Director For For Management
1.02 Elect Lu Zhiqiang as Director For For Management
1.03 Elect Liu Yonghao as Director For For Management
1.04 Elect Shi Yuzhu as Director For For Management
1.05 Elect Wu Di as Director For For Management
1.06 Elect Song Chunfeng as Director For For Management
1.07 Elect Weng Zhenjie as Director For For Management
1.08 Elect Zhao Peng as Director For For Management
1.09 Elect Yang Xiaoling as Director For For Management
1.10 Elect Liu Jipeng as Director For For Management
1.11 Elect Li Hancheng as Director For For Management
1.12 Elect Xie Zhichun as Director For For Management
1.13 Elect Peng Xuefeng as Director For For Management
1.14 Elect Liu Ningyu as Director For For Management
1.15 Elect Qu Xinjiu as Director For For Management
1.16 Elect Gao Yingxin as Director For For Management
1.17 Elect Zheng Wanchun as Director For For Management
2.01 Elect Lu Zhongnan as Supervisor For For Management
2.02 Elect Zhao Huan John as Supervisor For For Management
2.03 Elect Li Yu as Supervisor For For Management
2.04 Elect Wang Yugui as Supervisor For For Management
2.05 Elect Zhao Fugao as Supervisor For For Management
2.06 Elect Zhang Liqing as Supervisor For For Management
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CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M104
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yuan Guijun as Director For For Management
2 Amend Articles of Association For For Management
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Administrative Measures of For For Management
Related Party Transactions
5 Approve Capital Management Plan for For For Management
2021 to 2023
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CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M112
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yuan Guijun as Director For For Management
2 Amend Articles of Association For For Management
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Administrative Measures of For For Management
Related Party Transactions
5 Approve Capital Management Plan for For For Management
2021 to 2023
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M112
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Final Financial Report For For Management
3 Approve Profit Distribution Plan For For Management
4 Approve Annual Budgets For For Management
5 Approve Work Report of the Board For For Management
6 Approve Work Report of the Board of For For Management
Supervisors
7 Approve Report of Remuneration of For For Management
Directors
8 Approve Report of Remuneration of For For Management
Supervisors
9 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Extension of the Validity For For Management
Period of the Public Issuance of A
Share Convertible Corporate Bonds and
Related Transactions
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Amend Articles of Association For Against Management
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CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M112
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period of the Public Issuance of A
Share Convertible Corporate Bonds and
Related Transactions
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M104
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Final Financial Report For For Management
3 Approve Profit Distribution Plan For For Management
4 Approve Annual Budgets For For Management
5 Approve Work Report of the Board For For Management
6 Approve Work Report of the Board of For For Management
Supervisors
7 Approve Report of Remuneration of For For Management
Directors
8 Approve Report of Remuneration of For For Management
Supervisors
9 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Extension of the Validity For For Management
Period of the Public Issuance of A
Share Convertible Corporate Bonds and
Related Transactions
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M104
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period of the Public Issuance of A
Share Convertible Corporate Bonds and
Related Transactions
--------------------------------------------------------------------------------
CHINA MOLYBDENUM CO., LTD.
Ticker: 3993 Security ID: Y1503Z105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021 Budget Report For For Management
2 Approve 2020 Financial Report and For For Management
Financial Statements
3 Approve Appointment of 2021 External For For Management
Auditor
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2020 Report of the Board of For For Management
Directors
6 Approve 2020 Report of the Supervisory For For Management
Committee
7 Approve 2020 Annual Report For For Management
8 Approve Purchase of Structured Deposit For Against Management
with Internal Idle Fund
9 Approve Purchase of Wealth Management For For Management
or Entrusted Wealth Management
Products with Internal Idle Fund
10 Approve Provision of Guarantee to For For Management
Wholly-owned Subsidiaries
11 Approve Provision of Supply Chain For For Management
Financing Guarantee by IXM (a
Wholly-Owned Subsidiary of the
Company) to Suppliers
12 Approve Provision of Financing For For Management
Guarantee to a Joint Venture of the
Company
13 Approve and Authorize the Board of For Against Management
Directors to Decide on the Issuance of
Debt Financing Instruments
14 Approve Purchasing Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
15a Elect Sun Ruiwen as Director For For Management
15b Elect Li Chaochun as Director For For Management
15c Elect Yuan Honglin as Director For For Management
15d Elect Guo Yimin as Director For For Management
15e Elect Cheng Yunlei as Director For For Management
15f Elect Wang Gerry Yougui as Director For For Management
15g Elect Yan Ye as Director For For Management
15h Elect Li Shuhua as Director For For Management
16a Elect Zhang Zhenhao as Supervisor For For Management
16b Elect Kou Youmin as Supervisor For For Management
17 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
18 Amend Articles of Association and For For Management
Other Internal Management Systems
19 Approve Forfeiture of Uncollected For For Management
Dividend of H Shareholders for the
Year 2013
20 Authorize Board to Deal with All For For Management
Matters in Relation to the
Distribution of Interim Dividend and
Quarterly Dividend for the Year 2021
21 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional A
Shares and/or H Shares
22 Authorize Repurchase of Issued H Share For For Management
Capital
23 Approve 2021 First Phase of the For For Shareholder
Employee Share Ownership Plan of the
Company (Draft) and Its Summary
24 Approve Administrative Measures for For For Shareholder
the 2021 First Phase of the Employee
Share Ownership Plan of the Company
25 Authorize Board to Deal with All For For Shareholder
Matters in Relation to the 2021 First
Phase of the Employee Share Ownership
Plan of the Company
--------------------------------------------------------------------------------
CHINA MOLYBDENUM CO., LTD.
Ticker: 3993 Security ID: Y1503Z113
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021 Budget Report For For Management
2 Approve 2020 Financial Report and For For Management
Financial Statements
3 Approve Appointment of 2021 External For For Management
Auditor
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2020 Report of the Board of For For Management
Directors
6 Approve 2020 Report of the Supervisory For For Management
Committee
7 Approve 2020 Annual Report For For Management
8 Approve Purchase of Structured Deposit For Against Management
with Internal Idle Fund
9 Approve Purchase of Wealth Management For For Management
or Entrusted Wealth Management
Products with Internal Idle Fund
10 Approve Provision of Guarantee to For For Management
Wholly-owned Subsidiaries
11 Approve Provision of Supply Chain For For Management
Financing Guarantee by IXM (a
Wholly-Owned Subsidiary of the
Company) to Suppliers
12 Approve Provision of Financing For For Management
Guarantee to a Joint Venture of the
Company
13 Approve and Authorize the Board of For Against Management
Directors to Decide on the Issuance of
Debt Financing Instruments
14 Approve Purchasing Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
15.1 Elect Sun Ruiwen as Director For For Management
15.2 Elect Li Chaochun as Director For For Management
15.3 Elect Yuan Honglin as Director For For Management
15.4 Elect Guo Yimin as Director For For Management
15.5 Elect Cheng Yunlei as Director For For Management
15.6 Elect Wang Gerry Yougui as Director For For Management
15.7 Elect Yan Ye as Director For For Management
15.8 Elect Li Shuhua as Director For For Management
16.1 Elect Zhang Zhenhao as Supervisor For For Management
16.2 Elect Kou Youmin as Supervisor For For Management
17 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
18 Amend Articles of Association and For For Management
Other Internal Management Systems
19 Approve Forfeiture of Uncollected For For Management
Dividend of H Shareholders for the
Year 2013
20 Authorize Board to Deal with All For For Management
Matters in Relation to the
Distribution of Interim Dividend and
Quarterly Dividend for the Year 2021
21 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional A
Shares and/or H Shares
22 Authorize Repurchase of Issued H Share For For Management
Capital
23 Approve 2021 First Phase of the For For Shareholder
Employee Share Ownership Plan of the
Company (Draft) and Its Summary
24 Approve Administrative Measures for For For Shareholder
the 2021 First Phase of the Employee
Share Ownership Plan of the Company
25 Authorize Board to Deal with All For For Shareholder
Matters in Relation to the 2021 First
Phase of the Employee Share Ownership
Plan of the Company
--------------------------------------------------------------------------------
CHINA NATIONAL ACCORD MEDICINES CORP. LTD.
Ticker: 200028 Security ID: Y77422114
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment to Bank Credit Line For For Management
and Guarantee Provision Arrangment
2.1 Elect Wu Yijian as Non-independent For For Shareholder
Director
2.2 Elect Lin Min as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
CHINA NATIONAL ACCORD MEDICINES CORP. LTD.
Ticker: 200028 Security ID: Y1570W118
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Shareholder Return Plan For For Management
7 Approve Appointment of Auditor and For For Management
Internal Control Auditor
8 Approve Daily Related Party Transaction For For Management
9 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
10 Amend Related-Party Transaction For For Management
Management System
11 Approve Provision of Guarantee For Against Management
12 Approve Entrusted Loans for Fund For For Management
Allocation
13 Approve Financial Assistance Provision For For Management
14 Approve Financial Services Agreement For For Management
15 Approve Accounts Receivable Factoring For For Management
Business
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED
Ticker: 3323 Security ID: Y15045100
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fu Jinguang as Director and For For Management
Authorize Board to Fix His Remuneration
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED
Ticker: 3323 Security ID: Y15045100
Meeting Date: MAR 23, 2021 Meeting Type: Special
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CNBM Indicative Agreement, For For Management
CNBM Supplemental Agreement,
Restructuring and Related Transactions
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED
Ticker: 3323 Security ID: Y15045100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Auditors' Report and For For Management
Audited Financial Statements
4 Approve 2020 Profit Distribution Plan For For Management
and Final Dividend Distribution Plan
5 Authorize Board to Deal With All For For Management
Matters in Relation to the Company's
Distribution of Interim Dividend
6 Approve Baker Tilly China Certified For For Management
Public Accountants as Domestic Auditor
and Baker Tilly Hong Kong Limited as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Unlisted Shares
and H Shares
8 Approve Issuance of Debt Financing For Against Management
Instruments and Related Transactions
9a Amend Articles of Association For For Management
9b Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD.
Ticker: 601117 Security ID: Y1504G106
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Leasing and Related For For Management
Party Transactions
--------------------------------------------------------------------------------
CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD.
Ticker: 601117 Security ID: Y1504G106
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lei Dianwu as Non-Independent For For Shareholder
Director
2 Approve the Company's Related Party For For Management
Transaction Management System
3 Approve the Directors' Remuneration For For Management
Management Measures
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD.
Ticker: 601117 Security ID: Y1504G106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Financial Budget Report For For Management
3 Approve Profit Distribution For For Management
4 Approve Provision of Guarantees For Against Management
5 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
6 Approve Annual Report For For Management
7 Approve Investment Plan For Against Management
8 Approve Daily Related Party For For Management
Transactions
9 Approve Signing of Related-party For For Management
Transaction Framework Agreement
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11 Approve Authorization of Board to For For Management
Handle All Related Matters Regarding
Extension of Resolution Validity
Period of Private Placement of Shares
12 Approve Extension of Resolution For For Management
Validity Period of Private Placement
of Shares
13 Approve Report of the Board of For For Management
Directors
14 Approve Report of the Board of For For Management
Supervisors
--------------------------------------------------------------------------------
CHINA NATIONAL MEDICINES CO., LTD.
Ticker: 600511 Security ID: Y1499V100
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Raised Funds to For For Management
Handle Deposit Certificate Business
2 Approve Financial Services Agreement For For Management
--------------------------------------------------------------------------------
CHINA NATIONAL MEDICINES CO., LTD.
Ticker: 600511 Security ID: Y1499V100
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
CHINA NATIONAL MEDICINES CO., LTD.
Ticker: 600511 Security ID: Y1499V100
Meeting Date: NOV 06, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhou Xudong as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
CHINA NATIONAL MEDICINES CO., LTD.
Ticker: 600511 Security ID: Y1499V100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related Party For For Management
Transactions
7 Approve Application of Entrusted Loan For For Management
from Controlled Subsidiary
8 Approve Credit Line Application For Against Management
9 Approve Issuance of Internal Loan to For Against Management
Wholly-Owned Subsidiaries and
Controlled Subsidiaries
10 Approve Issuance of Internal Loan to For Against Management
Controlled Subsidiary Beijing Tianxing
Puxin Bio-Pharmaceutical Co., Ltd and
Related Party Transaction
11 Approve Issuance of Internal Loan to For Against Management
Controlled Subsidiary Beijing Medical
Technology Co., Ltd and Related Party
Transaction
12 Approve Provision of Guarantees For For Management
13 Approve Financial Service Agreement For For Management
14 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
15 Approve Internal Control Audit Report For For Management
and Company's Internal Control
Self-Evaluation Report
16 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
CHINA NATIONAL MEDICINES CO., LTD.
Ticker: 600511 Security ID: Y1499V100
Meeting Date: MAY 12, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA NATIONAL NUCLEAR POWER CO. LTD.
Ticker: Security ID: CNE1000022N7
Meeting Date: AUG 05, 2020 Meeting Type: Special
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for For Against Management
Non-public Share Offering
19 Full Authorization to the Board and For Against Management
Chairman to Handle Matters Regarding
the Non-public Share Offering
20 Elect DU Yunbin For For Management
2 Stock Type and Par Value For Against Management
11 The Valid Period of the Resolution on For Against Management
the Share Offering
3 Issuing Method and Date For Against Management
4 Issuing Targets and Subscription Method For Against Management
5 Issue Price and Pricing Base Date For Against Management
6 Issuing Volume For Against Management
7 Purpose and Amount of the Raised Funds For Against Management
8 Lockup Period For Against Management
9 Listing Place For Against Management
10 Arrangement for the Accumulated For Against Management
Retained Profits
12 PREPLAN FOR NON-PUBLIC SHARE OFFERING For Against Management
13 Feasibility Analysis Report on the Use For Against Management
of Funds to Be Raised from the
Non-public Share Offering
14 REPORT ON THE USE OF PREVIOUSLY RAISED For For Management
FUNDS
15 CONNECTED TRANSACTIONS INVOLVED IN THE For Against Management
NON-PUBLIC SHARE OFFERING
16 CONDITIONAL SHARE SUBSCRIPTION For Against Management
AGREEMENT TO BE SIGNED WITH SPECIFIC
PARTIES
17 Diluted Immediate Return After the For Against Management
Non-public Share Offering, Filling
Measures and Commitments of Relevant
Parties
18 SHAREHOLDER RETURN PLAN FOR THE NEXT For For Management
THREE YEARS FROM 2020 TO 2022
--------------------------------------------------------------------------------
CHINA NATIONAL NUCLEAR POWER CO., LTD.
Ticker: 601985 Security ID: Y1507R109
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition For For Management
2 Approve Investment and Related Party For For Management
Transactions
3 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
CHINA NATIONAL NUCLEAR POWER CO., LTD.
Ticker: 601985 Security ID: Y1507R109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Allowance of Independent For For Management
Directors
5 Approve Financial Statements For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Dividend Distribution Plan For For Management
8 Approve Annual Report and Summary For For Management
--------------------------------------------------------------------------------
CHINA NATIONAL SOFTWARE & SERVICE CO., LTD.
Ticker: 600536 Security ID: Y1503P107
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Services Agreement For For Management
2 Approve Related Party Transaction in For For Management
Connection to Leasing of Office Space
--------------------------------------------------------------------------------
CHINA NATIONAL SOFTWARE & SERVICE CO., LTD.
Ticker: 600536 Security ID: Y1503P107
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of Intangible Assets For For Management
2 Approve Issuance of Medium-term Notes For For Management
--------------------------------------------------------------------------------
CHINA NATIONAL SOFTWARE & SERVICE CO., LTD.
Ticker: 600536 Security ID: Y1503P107
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhao Guiwu as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
CHINA NATIONAL SOFTWARE & SERVICE CO., LTD.
Ticker: 600536 Security ID: Y1503P107
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Shares For For Management
--------------------------------------------------------------------------------
CHINA NATIONAL SOFTWARE & SERVICE CO., LTD.
Ticker: 600536 Security ID: Y1503P107
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Estimate Related Party For For Management
Transaction
--------------------------------------------------------------------------------
CHINA NATIONAL SOFTWARE & SERVICE CO., LTD.
Ticker: 600536 Security ID: Y1503P107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Independent For For Management
Directors
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Annual Report For For Management
7 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD.
Ticker: 600111 Security ID: Y1500E105
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Adjust the Company's
Business Scope
2 Amend Financial Guarantee Management For Against Management
Measures
--------------------------------------------------------------------------------
CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD.
Ticker: 600111 Security ID: Y1500E105
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Report of the Independent For For Management
Directors
5 Approve Financial Statements For For Management
6 Approve Financial Budget Report For For Management
7 Approve Investment Plan For Against Management
8 Approve Profit Distribution For For Management
9 Approve Daily Related Party For For Management
Transactions
10 Approve Signing of Rare Earth For For Management
Concentrate Supply Contract
11 Approve Application of Credit Lines For For Management
12 Approve Provision of Guarantee For Against Management
13 Approve Appointment of Auditor For For Management
14 Approve Acquisition of Equity For For Management
15 Elect Qu Yedong as Non-Independent For For Shareholder
Director
16 Elect Du Ying as Independent Director For For Management
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LIMITED
Ticker: 2883 Security ID: Y15002101
Meeting Date: OCT 21, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhao Shunqiang as Director For For Management
2 Elect Peng Wen as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LIMITED
Ticker: 2883 Security ID: Y15002101
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Xu Yugao as Director For For Management
1.02 Elect Zhao Baoshun as Director For For Management
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LIMITED
Ticker: 2883 Security ID: Y15002101
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Financial Statements and For For Management
Statutory Reports
2 Approve 2020 Profit Distribution Plan For For Management
and Annual Dividend Plan
3 Approve 2020 Report of the Directors For For Management
4 Approve 2020 Report of the Supervisory For For Management
Committee
5 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Auditors and Ernst & Young as
International Auditors and Authorize
Board to Fix Their Remuneration
6 Approve Provision of Guarantees for For Against Management
Other Parties
7 Elect Chiu Lai Kuen, Susanna as For For Management
Director
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
9 Authorize Repurchase of Issued A and H For For Management
Share Capital
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LIMITED
Ticker: 2883 Security ID: Y15002101
Meeting Date: JUN 01, 2021 Meeting Type: Special
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued A and H For For Management
Share Capital
--------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: 688 Security ID: Y15004107
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yan Jianguo as Director For For Management
3b Elect Luo Liang as Director For For Management
3c Elect Chang Ying as Director For For Management
3d Elect Chan Ka Keung, Ceajer as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA OVERSEAS PROPERTY HOLDINGS LIMITED
Ticker: 2669 Security ID: G2118M109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Pang Jinying as Director For For Management
3B Elect Yung, Wing Ki Samuel as Director For Against Management
3C Elect Lim, Wan Fung Bernard Vincent as For Against Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Amend the Existing Articles of For For Management
Association and Adopt the New Amended
and Restated Articles of Association
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO LTD
Ticker: Security ID: CNE1000008M8
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect CHEN Ran For For Management
2 Elect John Robert Dacey For For Management
3 Elect LIANG Hong For For Management
4 Amendments to Articles of Association For For Management
5 Establishment of a Subsidiary For For Management
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO. LTD.
Ticker: 2601 Security ID: Y1505Z103
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Board of For For Management
Supervisors
3 Approve 2020 Annual Reports For For Management
4 Approve 2020 Financial Statements and For For Management
Report
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and Internal
Control Auditor and to
PricewaterhouseCoopers as Hong Kong
Auditor
7 Approve 2020 Due Diligence Report For For Management
8 Approve 2020 Report on Performance of For For Management
Independent Directors
9 Approve 2021 Donations For For Management
10 Approve Change of Registered Capital For For Management
11 Approve Amendments to Articles of For For Management
Association and Authorization of the
Chairman to Make Such Revisions to the
Proposed Amendments
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO. LTD.
Ticker: 2601 Security ID: Y1505Z111
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Board of For For Management
Supervisors
3 Approve 2020 Annual Reports For For Management
4 Approve 2020 Financial Statements and For For Management
Report
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and Internal
Control Auditor and to
PricewaterhouseCoopers as Hong Kong
Auditor
7 Approve 2020 Due Diligence Report For For Management
8 Approve 2020 Report on Performance of For For Management
Independent Directors
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Change of Registered Capital For For Management
11 Approve Amendments to Articles of For For Management
Association and Authorization of the
Chairman to Make Such Revisions to the
Proposed Amendments
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Approve 2021 Donations For For Management
--------------------------------------------------------------------------------
CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED
Ticker: 2380 Security ID: Y1508G102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect He Xi as Director For For Management
4 Elect Zhou Jie as Director For For Management
5 Elect Li Fang as Director For Against Management
6 Elect Hui Hon Chung, Stanley as For For Management
Director
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
9A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9B Authorize Repurchase of Issued Share For For Management
Capital
9C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED
Ticker: 2380 Security ID: Y1508G102
Meeting Date: JUN 03, 2021 Meeting Type: Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Onshore Construction EPC For For Management
Agreement, the Offshore Construction
EPC Agreement, Preliminary Development
and Technical Consultancy Agreement,
Construction Engineering Survey
Agreement and Related Transactions
--------------------------------------------------------------------------------
CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED
Ticker: 1186 Security ID: Y1508P110
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Jianping as Director For For Shareholder
--------------------------------------------------------------------------------
CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED
Ticker: 1186 Security ID: Y1508P102
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Jianping as Director For For Shareholder
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D116
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Initial Public Offering and For For Management
Listing of China Railway High-Speed
Electrification Equipment Corporation
Limited on the Science and Technology
Innovation Board of the Shanghai Stock
Exchange
2 Approve Preliminary Plan for the For For Management
Spin-off and Listing on the STAR
Market of China Railway High-Speed
Electrification Equipment Corporation
Limited
3 Approve Certain Provisions on Pilot For For Management
Domestic Listing of Spin-off
Subsidiaries of Listed Companies
4 Approve Spin-off and Listing of China For For Management
Railway High-Speed Electrification
Equipment Corporation Limited on the
STAR Market which Benefits the
Safeguarding of Legal Rights and
Interests of Shareholders and Creditors
5 Approve Ability to Maintain For For Management
Independence and Sustainable Operation
Ability
6 Approve Standardized Operation Ability For For Management
of China Railway High-Speed
Electrification Equipment Corporation
Limited
7 Authorize Board to Handle Matters in For For Management
Relation to the Listing of China
Railway High-Speed Electrification
Equipment Corporation Limited on the
STAR Market at their Sole Discretion
8 Approve Analysis of the Background, For For Management
Objective, Commercial Rationale,
Necessity and Feasibility of the
Spin-off and Listing of China Railway
High-Speed Electrification Equipment
Corporation Limited on the STAR Market
9 Approve Statutory Procedures For For Management
Undertaken and the Validity of the
Documents Submitted for the Spin-off
and Listing of a Subsidiary of the
Company
10 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D108
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Initial Public Offering and For For Management
Listing of China Railway High-Speed
Electrification Equipment Corporation
Limited on the Science and Technology
Innovation Board of the Shanghai Stock
Exchange
2 Approve Preliminary Plan for the For For Management
Spin-off and Listing on the STAR
Market of China Railway High-Speed
Electrification Equipment Corporation
Limited
3 Approve Certain Provisions on Pilot For For Management
Domestic Listing of Spin-off
Subsidiaries of Listed Companies
4 Approve Spin-off and Listing of China For For Management
Railway High-Speed Electrification
Equipment Corporation Limited on the
STAR Market which Benefits the
Safeguarding of Legal Rights and
Interests of Shareholders and Creditors
5 Approve Ability to Maintain For For Management
Independence and Sustainable Operation
Ability
6 Approve Standardized Operation Ability For For Management
of China Railway High-Speed
Electrification Equipment Corporation
Limited
7 Authorize Board to Handle Matters in For For Management
Relation to the Listing of China
Railway High-Speed Electrification
Equipment Corporation Limited on the
STAR Market at their Sole Discretion
8 Approve Analysis of the Background, For For Management
Objective, Commercial Rationale,
Necessity and Feasibility of the
Spin-off and Listing of China Railway
High-Speed Electrification Equipment
Corporation Limited on the STAR Market
9 Approve Statutory Procedures For For Management
Undertaken and the Validity of the
Documents Submitted for the Spin-off
and Listing of a Subsidiary of the
Company
10 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D116
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Chen Yun as Director For Against Management
1.2 Elect Chen Wenjian as Director For For Management
1.3 Elect Wang Shiqi as Director For For Management
1.4 Elect Wen Limin as Director For For Management
2.1 Elect Zhang Cheng as Director For For Management
2.2 Elect Chung Shui Ming Timpson as For Against Management
Director
2.3 Elect Xiu Long as Director For For Management
3 Elect Jia Huiping as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D108
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Chen Yun as Director For Against Management
1.2 Elect Chen Wenjian as Director For For Management
1.3 Elect Wang Shiqi as Director For For Management
1.4 Elect Wen Limin as Director For For Management
2.1 Elect Zhang Cheng as Director For For Management
2.2 Elect Chung Shui Ming Timpson as For Against Management
Director
2.3 Elect Xiu Long as Director For For Management
3 Elect Jia Huiping as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D116
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Work Report of Independent For For Management
Directors
4 Approve A Share Annual Report and the For For Management
Abstract, H Share Annual Report and
Results Announcement
5 Approve Audited Consolidated Financial For For Management
Statements
6 Approve Profit Distribution Plan For For Management
7 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Fix Their Remuneration
8 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Internal Control Auditor
and Authorize Board to Fix Their
Remuneration
9 Approve Remuneration of Directors and For For Management
Supervisors
10 Approve Purchase of Liabilities For For Management
Insurance for Directors, Supervisors
and Senior Management of the Company
11 Approve Provision of External For Against Management
Guarantee by the Company
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D108
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Work Report of Independent For For Management
Directors
4 Approve A Share Annual Report and the For For Management
Abstract, H Share Annual Report and
Results Announcement
5 Approve Audited Consolidated Financial For For Management
Statements
6 Approve Profit Distribution Plan For For Management
7 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Fix Their Remuneration
8 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Internal Control Auditor
and Authorize Board to Fix Their
Remuneration
9 Approve Remuneration of Directors and For For Management
Supervisors
10 Approve Purchase of Liabilities For For Management
Insurance for Directors, Supervisors
and Senior Management of the Company
11 Approve Provision of External For Against Management
Guarantee by the Company
--------------------------------------------------------------------------------
CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED
Ticker: 3969 Security ID: Y1R0AG113
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Financial Report For For Management
5 Approve Profits Distribution Plan For For Management
6 Approve Ernst & Young Hua Ming LLP and For For Management
Baker Tilly China Certified Public
Accountants as Financial Statements
Auditors and Ernst & Young Hua Ming
LLP as Internal Control Auditor and
Authorize Board to Fix Their
Remuneration
7 Approve Remuneration of Directors and For For Management
Supervisors
8 Approve General Authorization for the For For Management
Issuance of Debt Financing Instruments
--------------------------------------------------------------------------------
CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED
Ticker: 291 Security ID: Y15037107
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve JV Agreement and Related For For Management
Transactions
1b Approve Authorization of the Provision For For Management
of Additional Capital Commitment,
Shareholder's Loans and/or Guarantee
by the Group Pursuant to the JV
Agreement
1c Approve Relocation Compensation For For Management
Agreement and Related Transactions
1d Approve New Relocation Compensation For For Management
Agreement and Related Transactions
1e Approve Construction Agreement and For For Management
Related Transactions
1f Authorize Board to Handle All Matters For For Management
in Relation to the JV Agreement, the
Relocation Compensation Agreement, the
New Relocation Compensation Agreement
and the Construction Agreement
2 Elect Richard Raymond Weissend as For For Management
Director
--------------------------------------------------------------------------------
CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED
Ticker: 291 Security ID: Y15037107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Lai Ni Hium as Director For For Management
3.2 Elect Houang Tai Ninh as Director For Against Management
3.3 Elect Chan Bernard Charnwut as Director For For Management
3.4 Elect Siu Kwing Chue, Gordon as For For Management
Director
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES CEMENT HOLDINGS LTD.
Ticker: 1313 Security ID: G2113L106
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Li Fuli as Director For For Management
3.2 Elect Chen Ying as Director For For Management
3.3 Elect Wang Yan as Director For Against Management
3.4 Elect Wan Suet Fei as Director For For Management
3.5 Elect Jing Shiqing as Director For For Management
3.6 Authorize Board to Fix Remuneration of For For Management
Directors
4 Appoint Ernst and Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES GAS GROUP LIMITED
Ticker: 1193 Security ID: G2113B108
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Ge Bin as Director For Against Management
3.2 Elect Wan Suet Fei as Director For For Management
3.3 Elect Yang Yuchuan as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES LAND LIMITED
Ticker: 1109 Security ID: G2108Y105
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Chen Rong as Director For For Management
3.2 Elect Wang Yan as Director For For Management
3.3 Elect Li Xin as Director For Against Management
3.4 Elect Guo Shiqing as Director For For Management
3.5 Elect Wan Kam To, Peter as Director For For Management
3.6 Elect Yan Y. Andrew as Director For Against Management
3.7 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES MIXC LIFESTYLE SERVICES LIMITED
Ticker: 1209 Security ID: G2122G106
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Yu Linkang as Director For For Management
3.2 Elect Wang Haimin as Director For For Management
3.3 Elect Wei Xiaohua as Director For For Management
3.4 Elect Yang Hongxia as Director For For Management
3.5 Elect Li Xin as Director For For Management
3.6 Elect Guo Shiqing as Director For Against Management
3.7 Elect Lau Ping Cheung Kaizer as For For Management
Director
3.8 Elect Cheung Kwok Ching as Director For For Management
3.9 Elect Chan Chung Yee Alan as Director For For Management
3.10 Elect Qin Hong as Director For For Management
3.11 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES PHARMACEUTICAL GROUP LIMITED
Ticker: 3320 Security ID: Y1511B108
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Wang Chuncheng as Director For Against Management
3.2 Elect Yu Zhongliang as Director For For Management
3.3 Elect Hou Bo as Director For For Management
3.4 Elect Qing Mei Ping Cuo as Director For For Management
3.5 Elect Fu Tingmei as Director For For Management
3.6 Elect Zhang Kejian as Director For For Management
3.7 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES POWER HOLDINGS COMPANY LIMITED
Ticker: 836 Security ID: Y1503A100
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Tang Yong as Director For For Management
3.2 Elect Wang Xiao Bin as Director For For Management
3.3 Elect Ch'ien K.F., Raymond as Director For For Management
3.4 Elect Leung Oi-sie, Elsie as Director For For Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Purchase of Bank Financial For Against Management
Products
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party Transaction For For Management
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Report For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6 Approve Allowance of Independent For For Management
Directors
7.1 Elect Wang Chuncheng as Director For For Shareholder
7.2 Elect Han Yuewei as Director For For Shareholder
7.3 Elect Wei Xing as Director For For Shareholder
7.4 Elect Guo Wei as Director For For Shareholder
7.5 Elect Deng Ronghui as Director For For Shareholder
7.6 Elect Qiu Huawei as Director For For Management
7.7 Elect Zhou Hui as Director For For Management
8.1 Elect Yao Xingtian as Director For For Management
8.2 Elect Tu Pengfei as Director For For Management
8.3 Elect Xu Fang as Director For For Management
8.4 Elect Liu Junyong as Director For For Management
9.1 Elect Tao Ran as Supervisor For For Shareholder
9.2 Elect Weng Jingwen as Supervisor For For Shareholder
9.3 Elect Tang Na as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA SECURITIES CO.,LTD.
Ticker: Security ID: CNE1000031T5
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments of Procedure Rules for the For For Management
General Meeting of Shareholders and
the Articles of Association of the
Company
2 By-elect WANG Xiaolin For For Management
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C113
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate to Repurchase For For Management
H Shares and Related Transactions
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C113
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate to Repurchase For For Management
H Shares and Related Transactions
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C121
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate to Repurchase For For Management
H Shares and Related Transactions
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C121
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate to Repurchase For For Management
H Shares and Related Transactions
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C113
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Distribution Plan and For For Management
Final Dividend
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve KPMG as International Auditors For For Management
and KPMG Huazhen LLP as PRC Auditors
and Authorize Directors' Committee to
Fix Their Remuneration
7 Approve 2021-2023 Financial Services For For Management
Agreement with China Energy Finance Co.
, Ltd., Proposed Annual Caps and
Related Transactions
8 Elect Yang Rongming as Director For For Management
9 Approve Decrease of Registered Capital For Against Management
and Amend Articles of Association
10 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C113
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C121
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C121
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Distribution Plan and For For Management
Final Dividend
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve KPMG as International Auditors For For Management
and KPMG Huazhen LLP as PRC Auditors
and Authorize Directors' Committee to
Fix Their Remuneration
7 Approve 2021-2023 Financial Services For For Management
Agreement with China Energy Finance Co.
, Ltd., Proposed Annual Caps and
Related Transactions
8 Elect Yang Rongming as Director For For Management
9 Approve Decrease of Registered Capital For Against Management
and Amend Articles of Association
10 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
CHINA SHIPBUILDING INDUSTRY CO.
Ticker: Security ID: CNE100000J75
Meeting Date: AUG 11, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Directors' Fees For For Management
2 Elect WANG Liang For For Management
3 Elect YAO Zuhui For For Management
4 Elect KE Wangjun For For Management
5 Elect YANG Zhizhong For For Management
6 Elect CHEN Zheng For For Management
7 Elect ZHANG Delin For For Management
8 Elect ZHANG Xiangmu For For Management
9 Elect ZHOU Jianping For For Management
10 Elect WANG Yongli For For Management
11 Elect CHEN Ying For For Management
12 Elect ZHANG Daguang For For Management
13 Elect CHENG Jingmin For Against Management
14 Elect YANG Weizan For Against Management
15 Elect XU Jian For Against Management
16 Elect YU Hao For Against Management
--------------------------------------------------------------------------------
CHINA SHIPBUILDING INDUSTRY CO., LTD.
Ticker: 601989 Security ID: Y1504X109
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6.1 Approve Related Party Transaction on For For Management
Signing of Product Purchase and Sale
Principle Agreement
6.2 Approve Related Party Transaction on For For Management
Signing of Service Provision Principle
Agreement
6.3 Approve Related Party Transaction on For For Management
Asset Lease Principle Agreement
6.4 Approve Related Party Transaction on For For Management
Financial Service Framework Agreement
7 Approve Guarantee Provision Plan For Against Management
8 Approve Provision of Guarantee to For Against Management
Related Parties
9 Approve to Appoint Financial and For For Management
Internal Control Auditor
--------------------------------------------------------------------------------
CHINA SOUTH PUBLISHING & MEDIA GROUP CO., LTD.
Ticker: 601098 Security ID: Y15174108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Supervisors For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Profit Distribution For For Management
8 Approve Financial Statements For For Management
9 Approve to Appoint Auditor For For Management
10 Approve Financial Services Agreement For For Management
11 Approve Related Party Transaction For For Management
12 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
13.1 Elect Yang Zhuang as Director For For Management
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES COMPANY LIMITED
Ticker: 1055 Security ID: Y1503W102
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Approve Allowance Standard of the For For Management
Independent Non-Executive Directors
3.01 Elect Ma Xu Lun as Director For For Management
3.02 Elect Han Wen Sheng as Director For Against Management
4.01 Elect Liu Chang Le as Director For For Management
4.02 Elect Gu Hui Zhong as Director For Against Management
4.03 Elect Guo Wei as Director For For Management
4.04 Elect Yan Yan as Director For For Management
5.01 Elect Li Jia Shi as Supervisor For For Management
5.02 Elect Lin Xiao Chun as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES COMPANY LIMITED
Ticker: 1055 Security ID: Y1R16E111
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Approve Allowance Standard of the For For Management
Independent Non-Executive Directors
3.01 Elect Ma Xu Lun as Director For For Management
3.02 Elect Han Wen Sheng as Director For Against Management
4.01 Elect Liu Chang Le as Director For For Management
4.02 Elect Gu Hui Zhong as Director For Against Management
4.03 Elect Guo Wei as Director For For Management
4.04 Elect Yan Yan as Director For For Management
5.01 Elect Li Jia Shi as Supervisor For For Management
5.02 Elect Lin Xiao Chun as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES COMPANY LIMITED
Ticker: 1055 Security ID: Y1503W102
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Directors For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Consolidated Financial For For Management
Statements
4 Approve Profit Distribution Proposal For For Management
5 Approve KPMG Huazhen (Special General For For Management
Partnership) as Domestic and Internal
Control Auditors and KPMG as
International Auditor and Authorize
Board to Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Board to Issue Debt For Against Management
Financing Instruments Under the
General Mandate
8 Approve Authorization to Xiamen For Against Shareholder
Airlines Company Limited on the
Provision of Guarantees to Its
Subsidiaries
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES COMPANY LIMITED
Ticker: 1055 Security ID: Y1R16E111
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Directors For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Consolidated Financial For For Management
Statements
4 Approve Profit Distribution Proposal For For Management
5 Approve KPMG Huazhen (Special General For For Management
Partnership) as Domestic and Internal
Control Auditors and KPMG as
International Auditor and Authorize
Board to Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Board to Issue Debt For Against Management
Financing Instruments Under the
General Mandate
8 Approve Authorization to Xiamen For Against Shareholder
Airlines Company Limited on the
Provision of Guarantees to Its
Subsidiaries
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD.
Ticker: 601668 Security ID: Y1R16Z106
Meeting Date: DEC 07, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Zhaoxiang as For For Shareholder
Non-Independent Director
2 Amend Management System of Raised Funds For Against Management
3 Approve External Guarantee Management For Against Management
Regulations
4.1 Approve Purpose For For Management
4.2 Approve Criteria to Select Plan For For Management
Participants
4.3 Approve Source and Number of For For Management
Underlying Stocks and Motivational Tool
4.4 Approve Grant Situation For For Management
4.5 Approve Resolution Validity Period, For For Management
Lock-up Period and Unlock Period
4.6 Approve Grant Date, Grant Price of For For Management
Restricted Stocks
4.7 Approve Grant and Unlocking Conditions For For Management
4.8 Approve Non-transferable and For For Management
Prohibitive Restrictions
4.9 Approve Methods and Procedures to For For Management
Adjust the Incentive Plan
4.10 Approve Procedures to Grant and Unlock For For Management
4.11 Approve Accounting Treatment and the For For Management
Impact on Company Performance
4.12 Approve Rights and Obligations of the For For Management
Plan Participants and the Company
4.13 Approve Handling Under Special For For Management
Circumstances
4.14 Approve Management, Amendment and For For Management
Termination of this Plan
4.15 Approve Mechanism for Disputes or For For Management
Disputes Between the Company and
Incentive Object
4.16 Approve Authorization of Board to For For Management
Handle All Related Matters
5 Approve Methods to Assess the For For Management
Performance of Plan Participants
6 Approve List of Plan Participants and For For Management
Granting Situation
7 Approve Repurchase of Performance For For Management
Shares Phase II and III
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD.
Ticker: 601668 Security ID: Y1R16Z106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Independent For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report For For Management
7 Approve Financial Budget Report For For Management
8 Approve Implementation of Investment For Against Management
Budget in 2020 and Proposed Investment
Budget in 2021
9 Approve Appointment of Internal For For Management
Control Auditor
10 Approve to Appoint Financial Auditor For For Management
11 Approve Provision of Guarantees For Against Management
12 Approve Domestic Bond Quota for 2021 For For Management
13 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
14.1 Elect Zhou Naixiang as Director For For Management
14.2 Elect Zheng Xuexuan as Director For For Management
14.3 Elect Zhang Zhaoxiang as Director For Against Management
15.1 Elect Xu Wenrong as Director For For Management
15.2 Elect Jia Chen as Director For Against Management
15.3 Elect Sun Chengming as Director For For Management
15.4 Elect Li Ping as Director For For Management
16.1 Elect Shi Zhiping as Supervisor For For Management
16.2 Elect Li Jianbo as Supervisor For For Management
16.3 Elect Tian Shifang as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION ENGINEERING CORPORATION
Ticker: Security ID: CNE100000F46
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect SHI Zhiping as a Supervisor For Against Management
2 Proposal to Amend the Management For For Management
Policy on Subsidies of Directors and
Supervisors of the Company
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New CSCECL Construction For For Management
Engagement Agreement, CSCECL
Construction Engagement Cap, CSC
Construction Engagement Cap and
Related Transactions
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Master Engagement For For Management
Agreement, New COGO Works Caps and
Related Transactions
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Zhang Haipeng as Director For Against Management
3B Elect Tian Shuchen as Director For Against Management
3C Elect Raymond Leung Hai Ming as For Against Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JUN 09, 2021 Meeting Type: Special
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cooperation Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
CHINA STEEL CORP.
Ticker: 2002 Security ID: Y15041109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Amend Procedures for Lending Funds to For For Management
Other Parties
--------------------------------------------------------------------------------
CHINA TAIPING INSURANCE HOLDINGS COMPANY LIMITED
Ticker: 966 Security ID: Y1456Z151
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Wang Sidong as Director For Against Management
3a2 Elect Yin Zhaojun as Director For Against Management
3a3 Elect Hong Bo as Director For For Management
3a4 Elect Xiao Xing as Director For For Management
3a5 Elect Wu Ting Yuk Anthony as Director For For Management
3a6 Elect Xie Zhichun as Director For For Management
3a7 Elect Law FAN Chiu Fun Fanny as For For Management
Director
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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CHINA TOURISM GROUP DUTY FREE CORP. LTD.
Ticker: 601888 Security ID: Y149A3100
Meeting Date: FEB 22, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
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CHINA TOURISM GROUP DUTY FREE CORP. LTD.
Ticker: 601888 Security ID: Y149A3100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Guarantee Plan For For Management
8 Elect Wang Xuan as Non-Independent For For Shareholder
Director
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CHINA TOURISM GROUP DUTY FREE CORP. LTD.
Ticker: 601888 Security ID: Y149A3100
Meeting Date: MAY 31, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of H Class Shares and For For Management
Listing in Hong Kong Stock Exchange
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Time For For Management
2.3 Approve Issue Manner For For Management
2.4 Approve Issue Size For For Management
2.5 Approve Manner of Pricing For For Management
2.6 Approve Target Subscribers For For Management
2.7 Approve Principles of Offering For For Management
3 Approve Plan on Usage of Raised Funds For For Management
4 Approve Distribution Arrangement of For For Management
Cumulative Earnings
5 Approve Resolution Validity Period For For Management
6 Approve Authorization of Board to For For Management
Handle All Related Matters
7 Elect Ge Ming as Independent Director For For Management
8 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
9 Amend Articles of Association For For Management
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
13 Amend Rules and Procedure of the Audit For For Management
Committee of Board of Directors
14 Amend Rules and Procedure of the For For Management
Nomination Committee of Board of
Directors
15 Amend Rules and Procedure of the For For Management
Remuneration and Appraisal Committee
of Board of Directors
16 Amend Rules and Procedure of the For For Management
Strategy Committee of Board of
Directors
--------------------------------------------------------------------------------
CHINA TOWER CORPORATION LIMITED
Ticker: 788 Security ID: Y15076105
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: OCT 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gao Tongqing as Director and For For Management
Authorize to Sign on behalf of the
Company the Director's Service
Contract with Gao Tongqing
2 Elect Li Zhangting as Supervisor and For For Management
Authorize to Sign on behalf of the
Company the Director's Service
Contract with Li Zhangting
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CHINA TOWER CORPORATION LIMITED
Ticker: 788 Security ID: Y15076105
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Management
Transactions Contemplated under the
2021-2023 Service Supply Framework
Agreement with China
Telecommunications Corporation,
Proposed Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
CHINA TOWER CORPORATION LIMITED
Ticker: 788 Security ID: Y15076105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Profit Distribution Proposal For For Management
and Declaration of Final Dividend
3 Approve PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian LLP
(Special General Partnership) as
International Auditors and Domestic
Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
4 Approve Change in Registered Address For For Management
5 Approve Amendments to Articles of For Against Management
Association, Rules of Procedures
Regarding Meetings of Board of
Directors and Related Transactions
6 Approve Grant of General Mandate to For For Management
Issue Debt Financing Instruments
Denominated in Local or Foreign
Currencies
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares and Authorize Board to
Increase the Registered Capital and
Amend Articles of Association to
Reflect Increase in the Registered
Capital
--------------------------------------------------------------------------------
CHINA TRADITIONAL CHINESE MEDICINE HOLDINGS CO. LIMITED
Ticker: 570 Security ID: Y1507S107
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Li Ru as Director For For Management
2a2 Elect Yang Binghua as Director For For Management
2a3 Elect Kui Kaipin as Director For For Management
2a4 Elect Li Weidong as Director For For Management
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
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CHINA TRANSINFO TECHNOLOGY CO. LTD.
Ticker: Security ID: CNE100000MJ1
Meeting Date: AUG 20, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 INVESTMENT AND WEALTH MANAGEMENT WITH For For Management
PROPRIETARY FUNDS
2 AMENDMENTS TO THE RAISED FUNDS For Against Management
MANAGEMENT SYSTEM
3 Increase of the Company's Registered For For Management
Capital and Amendments to the
Company's Articles of Association
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CHINA TRANSINFO TECHNOLOGY CO., LTD.
Ticker: 002373 Security ID: Y8310S109
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Xia Shudong as Non-Independent For For Management
Director
1.2 Elect Xu Shijun as Non-Independent For For Management
Director
1.3 Elect Zhang Pengguo as Non-Independent For For Management
Director
1.4 Elect Pan Fan as Non-Independent For For Management
Director
1.5 Elect Wang Yeqiang as Non-Independent For For Management
Director
1.6 Elect Xia Shufeng as Non-Independent For For Management
Director
2.1 Elect Huang Feng as Independent For For Management
Director
2.2 Elect Chen Ronggen as Independent For Against Management
Director
2.3 Elect Yang Dongrui as Independent For For Management
Director
3 Approve Allowance of Independent For For Management
Directors
4.1 Elect Sun Dayong as Supervisor For For Management
4.2 Elect Sun Lin as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA TRANSINFO TECHNOLOGY CO., LTD.
Ticker: 002373 Security ID: Y8310S109
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Working System for Independent For For Management
Directors
5 Amend Related Party Transaction For For Management
Management System
6 Amend External Guarantee Management For For Management
System
7 Amend Investment Management System For For Management
8 Amend Raised Funds Management System For For Management
9 Amend Management System of For For Management
Standardization and Related Party Funds
10 Amend Detailed Implementation Rules For For Management
for Cumulative Voting
11 Amend Implementation Rules for Online For For Management
Voting
12 Amend Remuneration and Assessment For For Management
Management System of Directors and
Senior Management Members
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
14 Approve the Company's Compliance with For For Management
the Conditions for the Registration of
Medium-term Notes
15.1 Approve Total Issuance and Scale For For Management
15.2 Approve Medium-term Notes Maturity For For Management
15.3 Approve Issuance Method For For Management
15.4 Approve Issuance Rate For For Management
15.5 Approve Target Subscribers For For Management
15.6 Approve Use of Proceeds For For Management
15.7 Approve Resolution Validity Period For For Management
16 Approve Authorization of the Board to For For Management
Handle All Related Matters
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CHINA TRANSINFO TECHNOLOGY CO., LTD.
Ticker: 002373 Security ID: Y8310S109
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Usage of Raised For For Management
Funds for Equity Acquisition
--------------------------------------------------------------------------------
CHINA TRANSINFO TECHNOLOGY CO., LTD.
Ticker: 002373 Security ID: Y8310S109
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report and Summary For For Management
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Comprehensive Credit Line For For Management
6 Approve External Guarantee For Against Management
7.1 Approve Daily Related Party For For Management
Transactions with Alibaba Group
7.2 Approve Daily Related Party For For Management
Transactions with CCB Trust Co., Ltd.
7.3 Approve Daily Related Party For For Management
Transactions with Other Related Parties
8 Approve to Appoint Auditor For For Management
9 Approve Use of Funds for Foreign For For Management
Exchange Hedging Business
10.1 Approve Repurchase and Cancellation of For For Management
Performance Shares (August 2020)
10.2 Approve Repurchase and Cancellation of For For Management
Performance Shares (October 2020)
10.3 Approve Repurchase and Cancellation of For For Management
Performance Shares (March 2021)
11 Approve Amendments to Articles of For For Management
Association
12 Approve Merger by Absorption of For For Management
Wholly-owned Subsidiary
13 Approve Use of Own Funds for For Against Management
Investment and Financial Management
14 Approve Report of the Board of For For Management
Supervisors
--------------------------------------------------------------------------------
CHINA UNITED NETWORK COMMUNICATIONS LTD.
Ticker: 600050 Security ID: Y15075107
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Decrease in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421132
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve KPMG Huazhen LLP and KPMG as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Authorization of the Company For For Management
and Its Majority-Owned Subsidiaries to
Provide Financial Assistance to Third
Parties
6 Approve Authorization of Guarantee by For Against Management
the Company to Its Majority-Owned
Subsidiaries
7 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management
8 Elect Huang Liping as Director For For Management
9 Approve Dividend Distribution Plan For For Management
10 Approve Scrip Dividend Scheme for H For For Management
Shares
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Amend Articles of Association For For Management
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
16 Approve Iterative Non-Property For For Shareholder
Development Business Co-Investment
Mechanism
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421132
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scrip Dividend Scheme for H For For Management
Shares
2 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421116
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve KPMG Huazhen LLP and KPMG as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Authorization of the Company For For Management
and Its Majority-Owned Subsidiaries to
Provide Financial Assistance to Third
Parties
6 Approve Authorization of Guarantee by For Against Management
the Company to Its Majority-Owned
Subsidiaries
7 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management
8 Elect Huang Liping as Director For For Management
9 Approve Dividend Distribution Plan For For Management
10 Approve Scrip Dividend Scheme for H For For Management
Shares
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Amend Articles of Association For For Management
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
16 Approve Iterative Non-Property For For Shareholder
Development Business Co-Investment
Mechanism
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421116
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scrip Dividend Scheme for H For For Management
Shares
2 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Introduction of Co-Investors For Against Management
for Power Distribution Project
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CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Xingliao as For For Shareholder
Non-independent Director
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CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Appointment of Financial For For Management
Auditor
6 Approve Appointment of Internal For For Management
Control Auditor
7 Approve Short-term Fixed Income For Against Management
Investment
8 Approve Signing of Financial Service For For Management
Framework Agreement
9 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
10.1 Elect Wang Shiping as Director For For Shareholder
10.2 Elect Su Jingsong as Director For For Shareholder
11.1 Elect Zeng Yi as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA YOUZAN LIMITED
Ticker: 8083 Security ID: G2164J109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Zhu Ning as Director and For Against Management
Authorize Board to Fix His Remuneration
2.2 Elect Cui Yusong as Director and For For Management
Authorize Board to Fix His Remuneration
2.3 Elect Yu Tao as Director and Authorize For For Management
Board to Fix His Remuneration
2.4 Elect Ying Hangyan as Director and For For Management
Authorize Board to Fix Her Remuneration
3 Approve RSM Hong Kong as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA YOUZAN LIMITED
Ticker: 8083 Security ID: G2164J109
Meeting Date: MAY 06, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Rollover Arrangement and For For Management
Related Transactions
2 Adopt Youzan Technology Share Award For Against Management
Plan A and Its Amendment and
Substitution of the Youzan Technology
2019 Share Award Plan, Grant of Share
Awards and Related Transactions
3 Adopt Youzan Technology Share Award For Against Management
Plan B, Grant of Share Award to Zhu
Ning (or Whitecrow), Anti-Dilution
Issue to China Youzan and Related
Transactions
4 Approve China Youzan Options For Against Management
Conversion Proposal, Adopt Youzan
Technology RSU Plan C and Related
Transactions
5 Authorize Board to Handle All Matters For For Management
in Relation to the Special Deal
Arrangements and Connected Transactions
--------------------------------------------------------------------------------
CHINA YUHUA EDUCATION CORPORATION LIMITED
Ticker: 6169 Security ID: G2120K109
Meeting Date: FEB 01, 2021 Meeting Type: Annual
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Li Guangyu as Director For For Management
3a2 Elect Li Hua as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA ZHESHANG BANK CO., LTD.
Ticker: 2016 Security ID: Y1R658114
Meeting Date: JAN 05, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Pan Jianhua as Supervisor For For Management
2 Approve Issuance of Write-Down Undated For For Management
Capital Bonds
--------------------------------------------------------------------------------
CHINA ZHESHANG BANK CO., LTD.
Ticker: 2016 Security ID: Y1R658114
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board For For Management
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Annual Report and Its Summary For For Management
4 Approve Final Financial Report For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Annual Budget Report For Against Management
7 Approve Appointment of Accounting Firms For For Management
8 Approve 2020 Report of Connected For For Management
Transaction Management System
Implementation and Information of
Connected Transactions
9 Approve Estimate 2021 Annual Caps for For For Management
Connected Transactions Entered into in
the Ordinary Course
--------------------------------------------------------------------------------
CHINESE UNIVERSE PUBLISHING & MEDIA GROUP CO., LTD.
Ticker: 600373 Security ID: Y4445Q100
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wu Xingen as Non-Independent For For Shareholder
Director
2 Approve Appointment of Financial For For Management
Auditor
3 Approve Appointment of Internal For For Management
Control Auditor
4 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
CHONGQING BREWERY CO., LTD.
Ticker: 600132 Security ID: Y15846101
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Major Asset Purchase For For Management
and Joint Venture Capital Increase and
Related Party Transactions
1.1 Approve Overall Plan For For Management
1.2 Approve Transaction Parties For For Management
1.3 Approve Target Asset For For Management
1.4 Approve Evaluation and Pricing of For For Management
Underlying Assets of Transaction
1.5 Approve Performance Commitment and For For Management
Performance Compensation for the
Transaction
1.6 Approve Attribution of Profit and Loss For For Management
During the Transition Period
1.7 Approve Transfer of Ownership of the For For Management
Underlying Asset and the Liability for
Breach of Contractual Obligations
1.8 Approve Resolution Validity Period For For Management
2 Approve Company's Major Asset Purchase For For Management
and Joint Venture Capital Increase and
Related Party Transactions Draft and
Summary
3 Approve Company's Eligibility for For For Management
Major Asset Restructure
4 Approve Transaction Constitutes as For For Management
Related Party Transaction
5 Approve Transaction Constitutes as For For Management
Major Asset Restructure
6 Approve Transaction Complies with For For Management
Article 13 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
7 Approve Relevant Entities Does Not For For Management
Participate in Major Asset Restructure
of Listed Companies and Does Not Have
Article 13 of Strengthening the
Supervision over Abnormal Stock
Trading Related to the Material Asset
Reorganizations of Listed Companies
8 Approve Relevant Audit Report, Review For For Management
Report and Evaluation Report of the
Transaction
9 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
10 Approve Fairness of Pricing of For For Management
Transaction Price
11 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
12 Approve Transaction Complies with For For Management
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
13 Approve Transaction Complies with For For Management
Article 11 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
14 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
15 Approve Stock Price Volatility For For Management
Achieves the Standard of Article 5
Notice on Regulating the Information
Disclosure of Listed Companies and the
Behavior of Related Parties
16 Approve Authorization of the Board to For For Management
Handle All Related Matters
17 Approve Signing of Conditional For For Management
Agreement on Major Asset Purchase and
Joint Venture Capital Increase and
Related Party Transactions
18 Approve Signing of Conditional For For Management
Agreement on Equity Transfer with
Chongqing Jia Brewing Beer Co., Ltd.
19 Approve Signing of Conditional For For Management
Agreement on Capital Increase with
Chongqing Jia Brewing Beer Co., Ltd.
20 Approve Signing of Conditional For For Management
Agreement on Equity Transfer with
Xinjiang Wusu Beer Co., Ltd.
21 Approve Signing of Conditional For For Management
Agreement on Equity Transfer with
Ningxia Xixiajia Brewing Beer Co., Ltd.
22 Approve Signing of Profit Forecast For For Management
Compensation Agreement
23 Approve Financing Plan Involved in For For Management
this Transaction
24 Approve Financing and Guarantee For For Management
Provision
25 Approve Amendments to Articles of For For Management
Association
26 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
27 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
CHONGQING BREWERY CO., LTD.
Ticker: 600132 Security ID: Y15846101
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment on Remuneration of For For Management
Auditor
2 Approve Adjustment on Daily Related For For Management
Party Transaction
3 Approve Daily Related Party Transaction For For Management
4 Approve Investment in Short-Term For Against Management
Financial Products
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
8 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
9 Amend Working System for Independent For Against Management
Directors
10 Amend Management System for Providing For Against Management
External Guarantees
11.1 Elect Philip A. Hodges as For For Management
Non-Independent Director
11.2 Elect Ulrik Andersen as For For Management
Non-Independent Director
--------------------------------------------------------------------------------
CHONGQING BREWERY CO., LTD.
Ticker: 600132 Security ID: Y15846101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Financial Statements For For Management
3 Approve Profit Distribution For For Management
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Report of the Independent For For Management
Directors
7 Approve Adjustment of Related Party For For Management
Transaction
8 Approve to Appoint Financial Auditor For For Management
and Internal Control Auditor
9 Approve Change of Company Name For For Management
10 Approve to Elect Kuang Qi as Supervisor For For Shareholder
11.1 Elect Kuang Qi as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHONGQING CHANGAN AUTOMOBILE CO. LTD.
Ticker: 200625 Security ID: Y1R84W100
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Financial Service For For Management
Agreement with Bingqi Equipment Group
Finance Co., Ltd.
2 Approve Signing of Financial Service For For Management
Agreement with Changan Auto Finance Co.
, Ltd.
--------------------------------------------------------------------------------
CHONGQING CHANGAN AUTOMOBILE CO. LTD.
Ticker: 200625 Security ID: Y1R84W100
Meeting Date: FEB 18, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revised Draft and Summary of For For Management
Performance Share Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
(Revised Draft)
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Investment Plan For For Management
5.1 Elect Zhang Bo as Non-Independent For For Shareholder
Director
5.2 Elect Liu Gang as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
CHONGQING CHANGAN AUTOMOBILE CO. LTD.
Ticker: 200625 Security ID: Y1R84W100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget Description
5 Approve Profit Distribution For For Management
6 Approve Daily Related Party For For Management
Transactions
7 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
8 Approve Renewal of Daily Related Party For For Management
Transaction Framework Agreement and
Comprehensive Service Agreement
9 Approve Bill Pool Business For For Management
--------------------------------------------------------------------------------
CHONGQING CHANGAN AUTOMOBILE COMPANY LIMITED
Ticker: 625 Security ID: CNE000000R36
Meeting Date: AUG 10, 2020 Meeting Type: Special
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adjustment of the Valid Period of the For For Management
Resolution on the 2020 Non-public
A-share Offering
2 PREPLAN FOR NON-PUBLIC SHARE OFFERING For For Management
(REVISED)
3 Feasibility Analysis Report on the Use For For Management
of Funds to Be Raised from the
Non-public A-share Offering (revised)
4 Diluted Immediate Return After the For For Management
Non-public A-share Offering and
Filling Measures (revised)
5 ADJUSTMENT OF THE FULL AUTHORIZATION For For Management
TO THE BOARD TO HANDLE MATTERS
REGARDING THE NON-PUBLIC A-SHARE
OFFERING
--------------------------------------------------------------------------------
CHONGQING FULING ZHACAI GROUP CO., LTD.
Ticker: 002507 Security ID: Y1588V102
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Issue Price and Pricing Basis For For Management
2.4 Approve Target Parties and For For Management
Subscription Manner
2.5 Approve Issue Amount and Scale For For Management
2.6 Approve Usage of Raised Funds For For Management
2.7 Approve Restriction Period Arrangement For For Management
2.8 Approve Listing Location For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Related Party Transactions in For For Management
Connection to Private Placement
7.1 Approve Signing of Share Subscription For For Management
Agreement with Fuling State Investment
7.2 Approve Signing of Share Subscription For For Management
Agreement with Zhou Binquan
8 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
9 Approve White Wash Waiver For For Management
10 Approve Authorization of Board to For For Management
Handle All Related Matters
11 Approve Establishment of Special For For Management
Deposit Account for Raised Funds
12 Approve Shareholder Return Plan For For Management
13 Approve Amendments to Articles of For Against Management
Association
14 Amend Working System for Independent For For Management
Directors
15 Amend Management System for Providing For For Management
External Guarantees
16 Amend Related-Party Transaction For For Management
Management System
17 Approve Formulation of Management For For Management
System of Raised Funds
18 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
19 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
20 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
21 Amend Detailed Rules for Online Voting For For Management
--------------------------------------------------------------------------------
CHONGQING FULING ZHACAI GROUP CO., LTD.
Ticker: 002507 Security ID: Y1588V102
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Issue Price and Pricing Basis For For Management
2.4 Approve Target Parties and For For Management
Subscription Manner
2.5 Approve Issue Scale For For Management
2.6 Approve Usage of Raised Funds For For Management
2.7 Approve Restriction Period Arrangement For For Management
2.8 Approve Listing Location For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Authorization of Board to For For Management
Handle All Related Matters
8 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
CHONGQING FULING ZHACAI GROUP CO., LTD.
Ticker: 002507 Security ID: Y1588V102
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhou Binquan as Non-Independent For For Shareholder
Director
1.2 Elect Li Jing as Non-Independent For For Shareholder
Director
1.3 Elect Zhao Ping as Non-Independent For Against Shareholder
Director
1.4 Elect Yuan Guosheng as Non-Independent For For Shareholder
Director
1.5 Elect Wei Yongsheng as Non-Independent For For Shareholder
Director
2.1 Elect Jiang Heti as Independent For For Shareholder
Director
2.2 Elect Shi Jinsong as Independent For For Shareholder
Director
2.3 Elect Cheng Xianquan as Independent For For Shareholder
Director
2.4 Elect Zhang Zhihong as Independent For For Shareholder
Director
2.5 Elect Wang Guanqun as Independent For For Shareholder
Director
3.1 Elect Xiao Dabo as Supervisor For For Shareholder
3.2 Elect Guan Minghui as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHONGQING FULING ZHACAI GROUP CO., LTD.
Ticker: 002507 Security ID: Y1588V102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Formulate Management System For For Management
for Financial Investments
9 Approve Use of Idle Raised Funds for For For Management
to Purchase Financial Product
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO. LTD.
Ticker: 3618 Security ID: Y1594G107
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yin Xianglin as Director For For Management
2 Elect Li Jiaming as Director For For Management
3 Elect Bi Qian as Director For For Management
4 Elect Huang Qingqing as Supervisor For For Shareholder
5 Elect Zhang Jinruo as Supervisor For For Management
6 Elect Hu Yuancong as Supervisor For For Management
7 Elect Zhang Yingyi as Supervisor For For Management
8 Approve Related Party Transaction For For Management
Regarding Group Credit Limits of
Chongqing Yufu Holding Group Co., Ltd.
9 Approve Related Party Transaction For For Management
Regarding Group Credit Limits of
Chongqing City Construction Investment
(Group) Company Limited
10 Approve Related Party Transaction of For For Management
Chongqing Development Investment Co.,
Ltd.
11 Approve Related Party Transaction For For Management
Regarding Group Credit Limits of
Chongqing Huayu Group Co., Ltd.
12 Approve Related Party Transaction For For Management
Regarding Group Credit Limits of
Loncin Holding Co., Ltd.
13 Approve Related Party Transaction of For For Management
Loncin Holding Co., Ltd. and USUM
Investment Group Limited
14 Approve Related Party Transaction For For Shareholder
Regarding Lease of Properties of
Chongqing Development Investment Co.,
Ltd.
15 Approve Issuance of Singapore Green For For Management
Financial Bonds
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO. LTD.
Ticker: 3618 Security ID: Y1594G107
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gu Xiaoxu as Director For For Management
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO. LTD.
Ticker: 3618 Security ID: Y1594G107
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the Board For For Management
of Supervisors
3 Approve 2020 Financial Final Proposal For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2021 Financial Budget Proposal For For Management
6 Approve 2020 Annual Report For For Management
7 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and Fix Their
Remuneration
8 Approve Issuance of Financial Bonds For For Management
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO. LTD.
Ticker: 3618 Security ID: Y1594G115
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the Board For For Management
of Supervisors
3 Approve 2020 Financial Final Proposal For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2021 Financial Budget Proposal For For Management
6 Approve 2020 Annual Report For For Management
7 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and Fix Their
Remuneration
8 Approve Issuance of Financial Bonds For For Management
--------------------------------------------------------------------------------
CHONGQING ZHIFEI BIOLOGICAL PRODUCTS CO., LTD.
Ticker: 300122 Security ID: Y1601T100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Audited Financial Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Credit Line Bank Application For For Management
8 Approve Appointment of Auditor For For Management
9 Amend Articles of Association For For Management
10 Elect Chen Xujiang as Independent For For Shareholder
Director
--------------------------------------------------------------------------------
CIA ENERGETICA DE MINAS GERAIS
Ticker: Security ID: BRCMIGACNPR3
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jose Joao Abdalla Filho as Board Against Management
Member Presented by Preferred
Shareholders
2 Approve Recasting of Votes for Amended Against Management
Slate
3 Elect Michele da Silva Gonsales Torres For Management
to the Supervisory Council Presented
by Preferred Shareholders
--------------------------------------------------------------------------------
CIELO S.A
Ticker: Security ID: BRCIELACNOR3
Meeting Date: JUL 24, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Amendments to Articles For For Management
3 Consolidation of Articles For For Management
--------------------------------------------------------------------------------
CIELO S.A
Ticker: Security ID: BRCIELACNOR3
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Accounts and Reports For For Management
32 Supervisory Council Board Size For For Management
33 Elect Marcos Aparecido Galede For For Management
34 Elect Herculano Anibal Alves For For Management
35 Elect Felipe Guimaraes Geissler Prince For For Management
36 Elect Julio Cesar Rodrigues da Silva For For Management
37 Elect Haroldo Reginaldo Levy Neto For For Management
38 Request Separate Election for Against Management
Supervisory Council Member
39 Remuneration Policy For For Management
3 Allocation of Profits/Dividends For For Management
4 Board Size For For Management
5 Request Cumulative Voting Against Management
6 Elect Aldo Luiz Mendes For For Management
15 Elect Mauro Ribeiro Neto For For Management
16 Elect Vinicius Urias Favarao For For Management
7 Elect Carlos Hamilton Vasconcelos For For Management
Araujo
8 Elect Carlos Motta dos Santos For For Management
9 Elect Edson Marcelo Moreto For For Management
10 Elect Edson Rogerio da Costa For For Management
11 Elect Francisco Augusto da Costa e For For Management
Silva
12 Elect Francisco Jose Pereira Terra For For Management
13 Elect Gilberto Mifano For For Management
14 Elect Marcelo de Araujo Noronha For For Management
18 Proportional Allocation of Cumulative Abstain Management
Votes
19 Allocate Cumulative Votes to Aldo Luiz Abstain Management
Mendes
28 Allocate Cumulative Votes to Mauro Abstain Management
Ribeiro Neto
29 Allocate Cumulative Votes to Vinicius Abstain Management
Urias Favarao
20 Allocate Cumulative Votes to Carlos Abstain Management
Hamilton Vasconcelos Araujo
21 Allocate Cumulative Votes to Carlos Abstain Management
Motta dos Santos
22 Allocate Cumulative Votes to Edson Abstain Management
Marcelo Moreto
23 Allocate Cumulative Votes to Edson Abstain Management
Rogerio da Costa
24 Allocate Cumulative Votes to Abstain Management
Francisco Augusto da Costa e Silva
25 Allocate Cumulative Votes to Francisco Abstain Management
Jose Pereira Terra
26 Allocate Cumulative Votes to Gilberto Abstain Management
Mifano
27 Allocate Cumulative Votes to Marcelo Abstain Management
de Araujo Noronha
30 Request Separate Election for Board For Management
Member
31 Request Establishment of Supervisory For Management
Council
--------------------------------------------------------------------------------
CIFI HOLDINGS (GROUP) CO. LTD.
Ticker: 884 Security ID: G2140A107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Lin Zhong as Director For Against Management
3.2 Elect Yang Xin as Director For For Management
3.3 Elect Zhang Yongyue as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Increase in Authorized Share For For Management
Capital
--------------------------------------------------------------------------------
CIMB GROUP HOLDINGS BERHAD
Ticker: 1023 Security ID: Y1636J101
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mohd Nasir Ahmad as Director For For Management
2 Elect Robert Neil Coombe as Director For For Management
3 Elect Afzal Abdul Rahim as Director For For Management
4 Elect Abdul Rahman Ahmad as Director For For Management
5 Elect Serena Tan Mei Shwen as Director For For Management
6 Approve Director's Fees For For Management
7 Approve Directors' Allowances and For For Management
Benefits
8 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Issuance of New Ordinary For For Management
Shares Under the Dividend Reinvestment
Scheme
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CIMB GROUP HOLDINGS BERHAD
Ticker: 1023 Security ID: Y1636J101
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Establishment of Long For Against Management
Term Incentive Plan
2 Approve Allocation of LTIP Awards to For Against Management
Abdul Rahman Ahmad
--------------------------------------------------------------------------------
CIPLA LIMITED
Ticker: 500087 Security ID: Y1633P142
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cipla Employee Stock For For Management
Appreciation Rights Scheme 2021 and
Grant of Stock Appreciation Rights to
Eligible Employees of the Company
2 Approve Extension of Benefits of Cipla For For Management
Employee Stock Appreciation Rights
Scheme 2021 to the Employees of
Subsidiary Company(ies)
--------------------------------------------------------------------------------
CIPLA LTD.
Ticker: Security ID: INE059A01026
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports (Standalone) For For Management
2 Accounts and Reports (Consolidated) For For Management
3 Elect Radhakrishnan Sethuraman For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Naina Lal Kidwai For For Management
6 Appointment of Samina Hamied For For Management
(Whole-time Director designated as
Executive Vice Chairman); Approval of
Remuneration
7 Authority to Issue Shares and/or For For Management
Convertible Securities w/o Preemptive
Rights
8 Approve Payment of Fees to Cost For For Management
Auditors
--------------------------------------------------------------------------------
CITIC LIMITED
Ticker: 267 Security ID: Y1639J116
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Xi Guohua as Director For For Management
4 Elect Song Kangle as Director For For Management
5 Elect Liu Zhuyu as Director For For Management
6 Elect Peng Yanxiang as Director For For Management
7 Elect Yu Yang as Director For For Management
8 Elect Liu Zhongyuan as Director For For Management
9 Elect Xu Jinwu as Director For For Management
10 Elect Toshikazu Tagawa as Director For For Management
11 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CITIC SECURITIES CO
Ticker: Security ID: CNE1000016V2
Meeting Date: AUG 18, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Amendments to Articles For For Management
--------------------------------------------------------------------------------
CITIC SECURITIES CO
Ticker: Security ID: CNE000001DB6
Meeting Date: AUG 18, 2020 Meeting Type: Special
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Amendments to Articles For For Management
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 6030 Security ID: Y1639N117
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For Against Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and
PricewaterhouseCoopers Zhong Tian LLP
as Internal Control Auditor and Fix
Their Remuneration
6 Approve 2021 Estimated Investment For For Management
Amount for Proprietary Business
7 Approve Remuneration of Directors and For For Management
Supervisors
8.01 Approve Contemplated Related For For Management
Party/Connected Transactions Between
the Company and Its Subsidiaries and
the CITIC Group and Its Subsidiaries
and Associates
8.02 Approve Contemplated Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and Companies in
Which the Directors, Supervisors and
Senior Management of the Company Hold
Positions as Directors or Senior
Management
8.03 Approve Contemplated Related For For Management
Party/Connected Transactions Between
the Company and Its Subsidiaries and
Companies Holding More Than 10% Equity
Interest in an Important Subsidiary
8.04 Approve Contemplated Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and Companies Holding
More Than 5% Equity Interest
9 Approve Amendments to Articles of For Against Management
Association
10.01 Approve Issuing Entity, Size of For For Management
Issuance and Method of Issuance
10.02 Approve Type of the Debt Financing For For Management
Instruments
10.03 Approve Term of the Debt Financing For For Management
Instruments
10.04 Approve Interest Rate of the Debt For For Management
Financing Instruments
10.05 Approve Security and Other Arrangements For For Management
10.06 Approve Use of Proceeds For For Management
10.07 Approve Issuing Price For For Management
10.08 Approve Targets of Issue and the For For Management
Placement Arrangements of the RMB Debt
Financing Instruments to the
Shareholders
10.09 Approve Listing of the Debt Financing For For Management
Instruments
10.10 Approve Resolutions Validity Period For For Management
10.11 Approve Authorization for the For For Management
Issuances of the Onshore and Offshore
Corporate Debt Financing Instruments
11 Approve Related Party Transactions For For Management
Involved in the Issuances of the
Onshore and Offshore Corporate Debt
Financing Instruments by the Company
12 Elect Li Qing as Director For For Management
13 Approve Satisfaction of the Conditions For For Management
for the Rights Issue of the Company
14.01 Approve Type and Nominal Value of the For For Management
Rights Shares
14.02 Approve Method of Issuance For For Management
14.03 Approve Basis of the Rights Issue and For For Management
Number of Rights Share to be Issued
14.04 Approve Pricing Principle and For For Management
Subscription Price
14.05 Approve Target Subscribers for the For For Management
Rights Issue
14.06 Approve Arrangement for Accumulated For For Management
Undistributed Profits Prior to the
Rights Issue
14.07 Approve Time of Issuance For For Management
14.08 Approve Underwriting Method For For Management
14.09 Approve Use of Proceeds to be Raised For For Management
14.10 Approve Effective Period of the For For Management
Resolutions
14.11 Approve Listing of the Rights Share For For Management
15 Approve Public Issuance of Securities For For Management
by Way of the Rights Issue
16 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the Rights
Issue of the Company
17 Approve Resolution on the Risk Warning For For Management
of the Dilution of Immediate Return
Under the Rights Issue to Existing
Shareholders and Remedial Measures to
be Taken in this Respect
18 Authorize Board to Handle All Matters For For Management
in Relation to the Rights Issue
19 Approve Shareholders' Return Plan for For For Management
2021-2023
20 Approve Use of Previous Proceeds For For Management
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 6030 Security ID: Y1639N117
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
for the Rights Issue of the Company
2.01 Approve Type and Nominal Value of the For For Management
Rights Shares
2.02 Approve Method of Issuance For For Management
2.03 Approve Basis of the Rights Issue and For For Management
Number of Rights Share to be Issued
2.04 Approve Pricing Principle and For For Management
Subscription Price
2.05 Approve Target Subscribers for the For For Management
Rights Issue
2.06 Approve Arrangement for Accumulated For For Management
Undistributed Profits Prior to the
Rights Issue
2.07 Approve Time of Issuance For For Management
2.08 Approve Underwriting Method For For Management
2.09 Approve Use of Proceeds to be Raised For For Management
Under the Rights Issue
2.10 Approve Effective Period of the For For Management
Resolutions in Relation to the Rights
Issue
2.11 Approve Listing of the Rights Shares For For Management
3 Approve Public Issuance of Securities For For Management
by Way of the Rights Issue
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the Rights
Issue of the Company
5 Approve Resolution on the Risk Warning For For Management
of the Dilution of Immediate Return
Under the Rights Issue to Existing
Shareholders and Remedial Measures to
be Taken in this Respect
6 Authorize Board to Handle All Matters For For Management
in Relation to the Rights Issue
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 6030 Security ID: Y1639N109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For Against Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and
PricewaterhouseCoopers Zhong Tian LLP
as Internal Control Auditor and Fix
Their Remuneration
6 Approve 2021 Estimated Investment For For Management
Amount for Proprietary Business
7 Approve Remuneration of Directors and For For Management
Supervisors
8.01 Approve Contemplated Related For For Management
Party/Connected Transactions Between
the Company and Its Subsidiaries and
the CITIC Group and Its Subsidiaries
and Associates
8.02 Approve Contemplated Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and Companies in
Which the Directors, Supervisors and
Senior Management of the Company Hold
Positions as Directors or Senior
Management
8.03 Approve Contemplated Related For For Management
Party/Connected Transactions Between
the Company and Its Subsidiaries and
Companies Holding More Than 10% Equity
Interest in an Important Subsidiary
8.04 Approve Contemplated Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and Companies Holding
More Than 5% Equity Interest
9 Approve Amendments to Articles of For Against Management
Association
10.01 Approve Issuing Entity, Size of For For Management
Issuance and Method of Issuance
10.02 Approve Type of the Debt Financing For For Management
Instruments
10.03 Approve Term of the Debt Financing For For Management
Instruments
10.04 Approve Interest Rate of the Debt For For Management
Financing Instruments
10.05 Approve Security and Other Arrangements For For Management
10.06 Approve Use of Proceeds For For Management
10.07 Approve Issuing Price For For Management
10.08 Approve Targets of Issue and the For For Management
Placement Arrangements of the RMB Debt
Financing Instruments to the
Shareholders
10.09 Approve Listing of the Debt Financing For For Management
Instruments
10.10 Approve Resolutions Validity Period For For Management
10.11 Approve Authorization for the For For Management
Issuances of the Onshore and Offshore
Corporate Debt Financing Instruments
11 Approve Related Party Transaction For For Management
Involved in Issuance of Onshore and
Offshore Corporate Debt Financing
Instruments
12 Elect Li Qing as Director For For Management
13 Approve Satisfaction of the Conditions For For Management
for the Rights Issue of the Company
14.01 Approve Type and Nominal Value of the For For Management
Rights Shares
14.02 Approve Method of Issuance For For Management
14.03 Approve Basis of the Rights Issue and For For Management
Number of Rights Share to be Issued
14.04 Approve Pricing Principle and For For Management
Subscription Price
14.05 Approve Target Subscribers for the For For Management
Rights Issue
14.06 Approve Arrangement for Accumulated For For Management
Undistributed Profits Prior to the
Rights Issue
14.07 Approve Time of Issuance For For Management
14.08 Approve Underwriting Method For For Management
14.09 Approve Use of Proceeds to be Raised For For Management
14.10 Approve Effective Period of the For For Management
Resolutions
14.11 Approve Listing of the Rights Share For For Management
15 Approve Public Issuance of Securities For For Management
by Way of the Rights Issue
16 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the Rights
Issue of the Company
17 Approve Resolution on the Risk Warning For For Management
of the Dilution of Immediate Return
Under the Rights Issue to Existing
Shareholders and Remedial Measures to
be Taken in this Respect
18 Authorize Board to Handle All Matters For For Management
in Relation to the Rights Issue
19 Approve Shareholders' Return Plan for For For Management
2021-2023
20 Approve Use of Previous Proceeds For For Management
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 6030 Security ID: Y1639N109
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
for the Rights Issue of the Company
2.01 Approve Type and Nominal Value of the For For Management
Rights Shares
2.02 Approve Method of Issuance For For Management
2.03 Approve Basis of the Rights Issue and For For Management
Number of Rights Share to be Issued
2.04 Approve Pricing Principle and For For Management
Subscription Price
2.05 Approve Target Subscribers for the For For Management
Rights Issue
2.06 Approve Arrangement for Accumulated For For Management
Undistributed Profits Prior to the
Rights Issue
2.07 Approve Time of Issuance For For Management
2.08 Approve Underwriting Method For For Management
2.09 Approve Use of Proceeds to be Raised For For Management
Under the Rights Issue
2.10 Approve Effective Period of the For For Management
Resolutions in Relation to the Rights
Issue
2.11 Approve Listing of the Rights Shares For For Management
3 Approve Public Issuance of Securities For For Management
by Way of the Rights Issue
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the Rights
Issue of the Company
5 Approve Resolution on the Risk Warning For For Management
of the Dilution of Immediate Return
Under the Rights Issue to Existing
Shareholders and Remedial Measures to
be Taken in this Respect
6 Authorize Board to Handle All Matters For For Management
in Relation to the Rights Issue
--------------------------------------------------------------------------------
CJ CHEILJEDANG CORP.
Ticker: 097950 Security ID: Y16691126
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Kim So-young as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CJ CORP.
Ticker: 001040 Security ID: Y1848L118
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Sohn Kyung-shik as Inside For Against Management
Director
2.2 Elect Kim Hong-gi as Inside Director For Against Management
2.3 Elect Lim Gyeong-muk as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CJ ENM CO., LTD.
Ticker: 035760 Security ID: Y16608104
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Kang Ho-seong as Inside Director For For Management
2.2 Elect Lee Seung-hwa as Inside Director For For Management
2.3 Elect Min Young as Outside Director For For Management
3 Elect Noh Jun-hyeong as Outside For For Management
Director to Serve as an Audit
Committee Member
4 Elect Min Young as a Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CJ LOGISTICS CORP.
Ticker: 000120 Security ID: Y166AE100
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Kang Shin-ho as Inside Director For For Management
2.2 Elect Shin Young-su as Inside Director For For Management
2.3 Elect Kim Jun-hyeon as Inside Director For For Management
2.4 Elect Jeong Gap-young as Outside For For Management
Director
2.5 Elect Song Young-seung as Outside For For Management
Director
2.6 Elect Lim Jong-ryong as Outside For For Management
Director
3.1 Elect Jeong Gap-young as a Member of For For Management
Audit Committee
3.2 Elect Song Young-seung as a Member of For For Management
Audit Committee
3.3 Elect Lim Jong-ryong as a Member of For For Management
Audit Committee
4 Elect Yeo Mi-suk as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CLICKS GROUP LTD.
Ticker: CLS Security ID: S17249111
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 August 2020
2 Reappoint Ernst & Young Inc as For For Management
Auditors with Anthony Cadman as the
Individual Registered Auditor
3 Elect Mfundiso Njeke as Director For For Management
4 Re-elect John Bester as Director For For Management
5 Re-elect Bertina Engelbrecht as For For Management
Director
6 Re-elect Michael Fleming as Director For For Management
7.1 Re-elect John Bester as Member of the For For Management
Audit and Risk Committee
7.2 Re-elect Fatima Daniels as Member of For For Management
the Audit and Risk Committee
7.3 Elect Mfundiso Njeke as Member of the For For Management
Audit and Risk Committee
8 Approve Remuneration Policy For For Management
9 Approve Remuneration Implementation For For Management
Report
10 Authorise Repurchase of Issued Share For For Management
Capital
11 Approve Directors' Fees For For Management
12 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
13 Amend Memorandum of Incorporation For For Management
--------------------------------------------------------------------------------
CNOOC LIMITED
Ticker: 883 Security ID: Y1662W117
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement and For For Management
Amendments to the Existing Non-Compete
Undertaking and Related Transactions
--------------------------------------------------------------------------------
COAL INDIA LTD.
Ticker: 533278 Security ID: Y1668L107
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend as Final For For Management
Dividend
3 Reelect Binay Dayal as Director For Against Management
4 Approve Creation of Board Level Post For For Management
of Director (Business Development)
5 Elect Pramod Agrawal as Director and For Against Management
Approve Appointment of Pramod Agrawal
as Whole time Director designated as
Chairman-cum-Managing Director
6 Elect V.K. Tiwari as Director and For Against Management
Approve Appointment of V.K. Tiwari as
Official Part Time Director
7 Elect S.N. Tiwary as Director and For Against Management
Approve Appointment of S.N. Tiwary as
Whole time Director designated as
Director (Marketing)
8 Elect Yatinder Prasad as Director and For Against Management
Approve Appointment of Yatinder Prasad
as Official Part Time Director
9 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
COCA-COLA FEMSA SAB DE CV
Ticker: KOFUBL Security ID: P2861Y177
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and Cash For For Management
Dividends
3 Set Maximum Amount of Share Repurchase For For Management
Reserve
4 Elect Directors and Secretaries; For Against Management
Verify Director's Independence
Classification; Approve Their
Remuneration
5 Elect Members of Planning and For Against Management
Financing Committee, Audit Committee
and Corporate Practices Committee;
Elect Chairman of Committees and Fix
their Remuneration
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
7 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
COGNAEDUCACAO S.A.
Ticker: COGN3 Security ID: BRCOGNACNOR2
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Request Establishment of Supervisory For For Management
Council
5 Supervisory Council Board Size For For Management
6 Election of Supervisory Council For For Management
7 Approve Recasting of Votes for Amended For Against Management
Supervisory Council Slate
--------------------------------------------------------------------------------
COGNAEDUCACAO S.A.
Ticker: COGN3 Security ID: BRCOGNACNOR2
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Remuneration policy For For Management
3 Supervisory Council Fees For For Management
4 Amendments to Articles For Against Management
--------------------------------------------------------------------------------
COLBUN SA
Ticker: COLBUN Security ID: P2867K130
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Present Current Company Standing For For Management
Report and Reports of External
Auditors and Supervisory Account
Inspectors
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of USD 0.004 Per Share
4 Approve Investment and Financing Policy For For Management
5 Approve Dividend Policy and For For Management
Distribution Procedures
6 Appoint Auditors For For Management
7 Elect Supervisory Account Inspectors; For For Management
Approve their Remunerations
8 Elect Directors For Against Management
9 Approve Remuneration of Directors For For Management
10 Present Report on Activities Carried For For Management
Out by Directors' Committee
11 Approve Remuneration and Budget of For For Management
Directors' Committee
12 Receive Report Regarding Related-Party For For Management
Transactions
13 Designate Newspaper to Publish Meeting For For Management
Announcements
14 Other Business For Against Management
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE (INDIA) LTD.
Ticker: Security ID: INE259A01022
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect Jacob S. Madukkakuzy For For Management
3 Elect Sekhar Natarajan For For Management
4 Elect Gopika Pant For For Management
5 Elect and Appoint Surender Sharma For For Management
(Whole-Time Director); Approval of
Remuneration
6 Elect Shyamala Gopinath For For Management
--------------------------------------------------------------------------------
COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE
Ticker: COMI Security ID: M25561107
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.a Approve Board Report on Company For For Management
Operations for FY 2020
1.b Approve Corporate Governance Report For For Management
and Related Auditors' Report for FY
2020
1.c Address Shareholders Questions and For For Management
Requests
2 Approve Auditors' Report on Company For For Management
Standalone and Consolidated Financial
Statements for FY 2020
3 Accept Standalone and Consolidated For For Management
Financial Statements and Statutory
Reports for FY 2020
4 Approve Allocation of Income and For For Management
Dividends for FY 2020 and Authorize
the Board to set the Guidelines for
the Staff Profit Share Distribution
5 Ratify Changes in the Composition of For For Management
the Board for FY 2020
6 Approve Discharge of Chairman and For For Management
Directors for FY 2020
7 Approve Remuneration and Allowance of For For Management
Non-Executive Directors and Committee
Members for FY 2021
8 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
9 Approve Charitable Donations for FY For For Management
2020 and Above EGP 1000 for FY 2021
10 Allow Non Executive Directors to be For For Management
Involved with Other Companies
--------------------------------------------------------------------------------
COMPAL ELECTRONICS, INC.
Ticker: 2324 Security ID: Y16907100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4.1 Elect Sheng-Hsiung Hsu, with For Against Management
Shareholder No. 23, as Non-Independent
Director
4.2 Elect Jui-Tsung Chen, with Shareholder For For Management
No. 83, as Non-Independent Director
4.3 Elect Wen-Being Hsu, a Representative For Against Management
of Binpal Investment Co., Ltd., with
Shareholder No. 632194, as
Non-Independent Director
4.4 Elect Chieh-Li Hsu, a Representative For Against Management
of Kinpo Electronics Inc., with
Shareholder No. 85, as Non-Independent
Director
4.5 Elect Charng-Chyi Ko, with Shareholder For Against Management
No. 55, as Non-Independent Director
4.6 Elect Sheng-Chieh Hsu, with For Against Management
Shareholder No .3, as Non-Independent
Director
4.7 Elect Yen-Chia Chou, with Shareholder For Against Management
No. 60, as Non-Independent Director
4.8 Elect Chung-Pin Wong, with Shareholder For Against Management
No. 1357, as Non-Independent Director
4.9 Elect Chiung-Chi Hsu, with Shareholder For Against Management
No. 91, as Non-Independent Director
4.10 Elect Ming-Chih Chang, with For Against Management
Shareholder No. 1633, as
Non-Independent Director
4.11 Elect Anthony Peter Bonadero, with For Against Management
Shareholder No. 548777XXX, as
Non-Independent Director
4.12 Elect Sheng-Hua Peng, with Shareholder For Against Management
No. 375659, as Non-Independent Director
4.13 Elect Min Chih Hsuan, with Shareholder For For Management
No. F100588XXX, as Independent Director
4.14 Elect Duei Tsai, with Shareholder No. For For Management
L100933XXX, as Independent Director
4.15 Elect Wen-Chung Shen, with Shareholder For For Management
No. 19173, as Independent Director
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
COMPANHIA BRASILEIRA DE DISTRIBUICAO
Ticker: PCAR3 Security ID: P30558103
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Magalhaes Andrade S/S Auditores For For Management
Independentes as the Independent Firm
to Appraise Proposed Transaction
2 Approve Independent Firm's Appraisal For For Management
Re: Sendas Distribuidora S.A. (Sendas)
3 Approve Agreement for Partial Spin-Off For For Management
of Sendas Distribuidora S.A. (Sendas)
and Absorption of Partial Spun-Off
Assets
4 Approve Partial Spin-Off of Sendas For For Management
Distribuidora S.A. (Sendas) and
Absorption of Partial Spun-Off Assets
5 Authorize Executives to Ratify and For For Management
Execute Approved Resolutions
6 Ratify Magalhaes Andrade S/S Auditores For For Management
Independentes as the Independent Firm
to Appraise Proposed Transaction
7 Approve Independent Firm's Appraisal For For Management
Re: Companhia Brasileira de
Distribuicao (CBD)
8 Approve Agreement for Partial Spin-Off For For Management
of Companhia Brasileira de
Distribuicao (CBD) and Absorption of
Partial Spun-Off Assets by Sendas
Distribuidora S.A. (Sendas)
9 Approve Partial Spin-Off of Companhia For For Management
Brasileira de Distribuicao (CBD) and
Absorption of Partial Spun-Off Assets
by Sendas Distribuidora S.A. (Sendas)
10 Authorize Executives to Ratify and For For Management
Execute Approved Resolutions
11 Amend Article 4 to Reflect Changes in For For Management
Capital
12 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP
Ticker: SBSP3 Security ID: P2R268136
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ernesto Mascellani Neto as For For Management
Fiscal Council Member
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP
Ticker: SBSP3 Security ID: P2R268136
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For Against Management
Dividends
3 Elect Fiscal Council Members For For Management
4 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
5 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP
Ticker: SBSP3 Security ID: P2R268136
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Election of Luis Eduardo de For For Management
Assis as Independent Director
2 Amend Articles Re: Competences of For For Management
Executive Directors
3 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
COMPANHIA PARANAENSE DE ENERGIA
Ticker: CPLE6 Security ID: P30557139
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Marco Antonio Bologna as None For Shareholder
Director Appointed by Preferred
Shareholder
2 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
--------------------------------------------------------------------------------
COMPANHIA SIDERURGICA NACIONAL
Ticker: CSNA3 Security ID: P8661X103
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital and Consolidate Bylaws
--------------------------------------------------------------------------------
COMPANHIA SIDERURGICA NACIONAL
Ticker: CSNA3 Security ID: P8661X103
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Five For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Benjamin Steinbruch as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Bernardo Vieira Maia as
Independent Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Yoshiaki Nakano as Independent
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Miguel Ethel Sobrinho as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Approve Remuneration of Company's For Against Management
Management
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
COMPANIA CERVECERIAS UNIDAS SA
Ticker: CCU Security ID: P24905104
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Chairman's Report For For Management
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of CLP 139.17 per Share
4 Present Dividend Policy and For For Management
Distribution Procedures
5 Elect Directors For Against Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration and Budget of For For Management
Directors' Committee
8 Approve Remuneration and Budget of For For Management
Audit Committee
9 Appoint Auditors For For Management
10 Designate Risk Assessment Companies For For Management
11 Receive Directors' Committee Report on For For Management
Activities
12 Receive Report Regarding Related-Party For For Management
Transactions
13 Other Business For Against Management
--------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A.
Ticker: BVN Security ID: US2044481040
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Annual Report For For Management
2 Accounts and Reports For For Management
3 Directors' Fees For For Management
4 Amendments to Articles (Virtual For For Management
Meetings)
5 Amendment to the Board of Directors' For Against Management
Remuneration Policy
6 Appointment of Auditor For For Management
7 Elect Roque Eduardo Benavides Ganoza For For Management
8 Elect Felipe Ortiz de Zevallos For For Management
9 Elect Nicole Bernex For For Management
10 Elect William Champion For For Management
11 Elect Diego de la Torre For For Management
12 Elect Jose Miguel Morales For For Management
13 Elect Marco Antonio Zaldivar Garcia For For Management
--------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA SAA
Ticker: BUENAVC1 Security ID: 204448104
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Operation "Syndicated Letter For For Management
of Guarantee Payment" and Grant of
Guarantees
--------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA SAA
Ticker: BUENAVC1 Security ID: 204448104
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Remuneration of Directors For For Management
4 Amend Remuneration Policy For For Management
5 Appoint Auditors For For Management
--------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA SAA
Ticker: BUENAVC1 Security ID: 204448104
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Bonds and For For Management
Authorize Board to Set Terms of the
Debt Issuance
--------------------------------------------------------------------------------
CONTAINER CORPORATION OF INDIA LTD.
Ticker: 531344 Security ID: Y1740A152
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Pradip K. Agrawal as Director For For Management
4 Reelect Sanjay Swarup as Director For Against Management
5 Approve S. N. Nanda & Co., Chartered For Against Management
Accountants, New Delhi as Auditors and
Authorize Board to Fix Their
Remuneration
6 Elect Ashutosh Gangal as Director For For Management
--------------------------------------------------------------------------------
CONTEMPORARY AMPEREX TECHNOLOGY CO. LIMITED
Ticker: 300750 Security ID: CNE100003662
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 STRATEGIC COOPERATION AGREEMENTS TO BE For For Management
SIGNED
--------------------------------------------------------------------------------
CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD.
Ticker: 300750 Security ID: Y1R48E105
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of Board to For For Management
Handle All Related Matters
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD.
Ticker: 300750 Security ID: Y1R48E105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisors For For Management
8 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
9 Approve Adjustment to Allowance of For For Management
Independent Directors
10 Approve Related Party Transaction For For Management
11 Approve Guarantee Plan For Against Management
12 Approve Application of Credit Lines For Against Management
13 Approve to Appoint Auditor For For Management
14 Approve Proposal on Repurchase and For For Management
Cancellation of Performance Shares
Deliberated at the 21st Meeting of the
Board of Directors
15 Approve Proposal on Repurchase and For For Management
Cancellation of Performance Shares
Deliberated at the 28th Meeting of the
Board of Directors
16 Amend Articles of Association For For Management
17 Approve Additional Raised Funds For For Management
Investment Project and Change in Usage
of Raised Funds
--------------------------------------------------------------------------------
COSAN S.A
Ticker: Security ID: BRCSANACNOR6
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Request Establishment of Supervisory For Management
Council
5 Election of Supervisory Council For Abstain Management
6 Elect Marcelo Curti For Abstain Management
7 Elect Vanessa Claro Lopes For Abstain Management
8 Elect Edison Carlos Fernandes to the For Management
Supervisory Council Presented by
Minority Shareholders
9 Ratify Updated Global Remuneration For Against Management
Amount
10 Remuneration Policy For Against Management
--------------------------------------------------------------------------------
COSAN S.A
Ticker: Security ID: BRCSANACNOR6
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Cancellation of Treasury Shares For For Management
3 Capitalization of Reserves w/o Share For For Management
Issuance
4 Increase in Authorized Capital For For Management
5 Approve Company's Risk Management For For Management
Policy
--------------------------------------------------------------------------------
COSAN SA
Ticker: CSAN3 Security ID: P31573101
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For Against Management
2 Fix Number of Directors at Nine For For Management
3 Approve Classification of Dan Ioschpe, For For Management
Jose Alexandre Scheinkman, Ana Paula
Pessoa and Vasco Augusto Pinto da
Fonseca Dias Junior as Independent
Directors
4 Elect Directors For Against Management
5 Approve Agreement to Absorb and For For Management
Absorption of Cosan Limited (CZZ),
Ratify Apsis Consultoria Empresarial
Ltda. as the Independent Firm to
Appraise Proposed Transaction, Approve
Issuance of Shares in Connection with
the Transaction and Amend Article 5
6 Approve Agreement to Absorb and For For Management
Absorption of Cosan Logistica S.A.,
Ratify Apsis Consultoria Empresarial
Ltda. as the Independent Firm to
Appraise Proposed Transaction, Approve
Capital Increase in Connection with
the Transaction and Amend Article 5
7 Consolidate Bylaws For Against Management
--------------------------------------------------------------------------------
COSAN SA
Ticker: CSAN3 Security ID: P31573101
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
4 Fix Number of Fiscal Council Members For For Management
at Three
5.1 Elect Marcelo Curti as Fiscal Council For Abstain Management
Member and Henrique Ache Pillar as
Alternate
5.2 Elect Vanessa Claro Lopes as Fiscal For Abstain Management
Council Member and Carla Alessandra
Trematore as Alternate
6 Elect Edison Carlos Fernandes as None For Shareholder
Fiscal Council Member and Francisco
Silverio Morales Cespede as Alternate
Appointed by Minority Shareholder
7 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
--------------------------------------------------------------------------------
COSAN SA
Ticker: CSAN3 Security ID: P31573101
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Amend Indemnity Policy For Against Management
3 Approve 4-for-1 Stock Split and Amend For For Management
Article 5 Accordingly
--------------------------------------------------------------------------------
COSCO SHIPPING DEVELOPMENT CO., LTD.
Ticker: 2866 Security ID: Y1513C112
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Transaction Overview For For Management
1.2 Approve Transaction Method For For Management
1.3 Approve Target Assets For For Management
1.4 Approve Transaction Counterparties For For Management
1.5 Approve Transaction Price and Pricing For For Management
Basis
1.6 Approve Method of Payment of the For For Management
Consideration
1.7 Approve Share Transfer Registration of For For Management
the Target Assets
1.8 Approve the Restructuring Not For For Management
Constituting a Connected Transaction
1.9 Approve the Restructuring Constituting For For Management
a Material Asset Restructuring
1.10 Approve Validity Period of the For For Management
Resolutions
2 Approve the Share Transfer Agreement For For Management
3 Approve the Report on the Material For For Management
Asset Disposal of COSCO SHIPPING
Development Co., Ltd. (Draft)
4 Approve the Restructuring being in For For Management
Compliance with the Relevant Laws and
Regulations
5 Approve the Completeness and For For Management
Compliance of the Legal Procedures and
the Validity of the Legal
Documentation in Respect of the
Restructuring
6 Approve the Restructuring complying For For Management
with Article 4 of the Provisions on
Issues Concerning Regulating the
Material Asset Restructuring of Listed
Companies
7 Approve the Restructuring Complying For For Management
with Article 11 of the Administrative
Measures for the Material Asset
Restructuring of Listed Companies
8 Approve the Review Report and the For For Management
Valuation Report in Respect of the
Restructuring
9 Approve the Independence of Valuation For For Management
Agency, Reasonableness of the
Assumptions of the Valuation,
Correlation between the Approach and
Purpose of the Valuation and Fairness
of the Basis of the Consideration
10 Authorize Board to Handle With All For For Management
Matters in Relation to Restructuring
11 Approve Shareholder Return Plan in the For For Management
Next Three Years (2020-2022)
12 Approve the Dilution on Current For For Management
Returns and the Remedial Measures of
the Company
13 Elect Ip Sing Chi as Director For For Shareholder
14 Elect Zhu Mei as Supervisor For For Shareholder
--------------------------------------------------------------------------------
COSCO SHIPPING DEVELOPMENT CO., LTD.
Ticker: 2866 Security ID: Y1513C112
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Assignment and Novation For For Management
Agreements
2 Approve Shipbuilding Contracts For For Management
--------------------------------------------------------------------------------
COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Ticker: 1138 Security ID: Y1765K119
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Audited Financial Statements For For Management
3 Approve Shareholders' Return Plan for For For Management
2020-2022
4 Approve Final Dividend For For Management
5 Approve Report of the Board of For For Management
Directors
6 Approve Report of the Supervisory For For Management
Committee
7 Approve Remuneration of Directors and For For Management
Supervisors
8 Approve PricewaterhouseCoopers as For For Management
International Auditors and ShineWing
Certified Public Accountants as
Domestic Auditors and Authorize Board
to Fix Their Remuneration
9 Approve Provision of Guarantees for For For Management
the Guaranteed Wholly-Owned
Subsidiaries and Related Transactions
10.1 Elect Liu Hanbo as Director For For Shareholder
10.2 Elect Zhu Maijin as Director For For Shareholder
10.3 Elect Zhang Qinghai as Director For For Management
10.4 Elect Liu Zhusheng as Director For For Management
11.1 Elect Teo Siong Seng as Director For For Management
11.2 Elect Victor Huang as Director For Against Management
11.3 Elect Li Runsheng as Director For Against Management
11.4 Elect Zhao Jinsong as Director For For Management
11.5 Elect Wang Zuwen as Director For For Management
12.1 Elect Weng Yi as Supervisor For For Shareholder
12.2 Elect Yang Lei as Supervisor For For Shareholder
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO., LTD.
Ticker: 1919 Security ID: Y1839M109
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association, Amend For For Management
Rules and Procedures Regarding General
Meetings of Shareholders and Amend
Rules and Procedures Regarding
Meetings of Board of Directors
2 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
3.1 Approve Registration of Debt Financing For For Management
Instruments of the Company (as Issuer)
with the China Association of
Financial Market Institutional
Investors
3.2 Approve Registration of Corporate For For Management
Bonds of the Company (as Issuer) with
the Shanghai Stock Exchange
3.3 Approve Authorization to the Board or For For Management
Person(s) Authorized by the Board to
Handle Matters in Connection with Such
Issuance
4 Approve Shareholders' Return Plan for For For Management
the Years 2020-2022
5 Approve Seven Shipbuilding Contracts For For Shareholder
6 Approve Vessel Leasing Service Master For For Shareholder
Agreement
7.1 Approve Remuneration of the Members of For For Shareholder
the Sixth Session of the Board and the
Members of the Sixth Session of the
Supervisory Committee
7.2 Approve Purchase of Liability For For Shareholder
Insurance for the Board, the
Supervisory Committee and the Senior
Management of the Company and Relevant
Authorization to the Board and
Person(s) Authorized by the Board
8.1 Elect Xu Lirong as Director For For Shareholder
8.2 Elect Huang Xiaowen as Director For For Shareholder
8.3 Elect Yang Zhijian as Director For Against Shareholder
8.4 Elect Feng Boming as Director For Against Shareholder
9.1 Elect Wu Dawei as Director For Against Shareholder
9.2 Elect Zhou Zhonghui as Director For For Shareholder
9.3 Elect Teo Siong Seng as Director For For Shareholder
9.4 Elect Frederick Si-hang Ma as Director For For Shareholder
10.1 Elect Yang Shicheng as Supervisor For For Shareholder
10.2 Elect Meng Yan as Supervisor For For Shareholder
10.3 Elect Zhang Jianping as Supervisor For For Shareholder
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO., LTD.
Ticker: 1919 Security ID: Y1839M117
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association, Amend For For Management
Rules and Procedures Regarding General
Meetings of Shareholders and Amend
Rules and Procedures Regarding
Meetings of Board of Directors
2 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
3.1 Approve Registration of Debt Financing For For Management
Instruments of the Company (as Issuer)
with the China Association of
Financial Market Institutional
Investors
3.2 Approve Registration of Corporate For For Management
Bonds of the Company (as Issuer) with
the Shanghai Stock Exchange
3.3 Approve Authorization to the Board or For For Management
Person(s) Authorized by the Board to
Handle Matters in Connection with Such
Issuance
4 Approve Shareholders' Return Plan for For For Management
the Years 2020-2022
5 Approve Seven Shipbuilding Contracts For For Shareholder
6 Approve Vessel Leasing Service Master For For Shareholder
Agreement
7.1 Approve Remuneration of the Members of For For Shareholder
the Sixth Session of the Board and the
Members of the Sixth Session of the
Supervisory Committee
7.2 Approve Purchase of Liability For For Shareholder
Insurance for the Board, the
Supervisory Committee and the Senior
Management of the Company and Relevant
Authorization to the Board and
Person(s) Authorized by the Board
8.1 Elect Xu Lirong as Director For For Shareholder
8.2 Elect Huang Xiaowen as Director For For Shareholder
8.3 Elect Yang Zhijian as Director For Against Shareholder
8.4 Elect Feng Boming as Director For Against Shareholder
9.1 Elect Wu Dawei as Director For Against Shareholder
9.2 Elect Zhou Zhonghui as Director For For Shareholder
9.3 Elect Teo Siong Seng as Director For For Shareholder
9.4 Elect Frederick Si-hang Ma as Director For For Shareholder
10.1 Elect Yang Shicheng as Supervisor For For Shareholder
10.2 Elect Meng Yan as Supervisor For For Shareholder
10.3 Elect Zhang Jianping as Supervisor For For Shareholder
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO., LTD.
Ticker: 1919 Security ID: Y1839M109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Financial Statements and For For Management
Statutory Report
4 Approve Profit Distribution Plan For For Management
5 Approve Guarantees Mandate to the For For Management
Company and Its Subsidiaries for the
Provision of External Guarantees
6 Approve PricewaterhouseCoopers as For For Management
International Auditors and ShineWing
Certified Public Accountants as
Domestic Auditors and Authorize Board
to Fix Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO., LTD.
Ticker: 1919 Security ID: Y1839M117
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Financial Statements and For For Management
Statutory Report
4 Approve Profit Distribution Plan For For Management
5 Approve Guarantees Mandate to the For For Management
Company and Its Subsidiaries for the
Provision of External Guarantees
6 Approve PricewaterhouseCoopers as For For Management
International Auditors and ShineWing
Certified Public Accountants as
Domestic Auditors and Authorize Board
to Fix Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
COSCO SHIPPING PORTS LIMITED
Ticker: 1199 Security ID: G2442N104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1a Elect Zhang Wei as Director For Against Management
2.1b Elect Chen Dong as Director For Against Management
2.1c Elect Lam Yiu Kin as Director For For Management
2.2 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COUNTRY GARDEN HOLDINGS COMPANY LIMITED
Ticker: 2007 Security ID: G24524103
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Yeung Kwok Keung as Director For Against Management
3a2 Elect Yang Ziying as Director For For Management
3a3 Elect Song Jun as Director For For Management
3a4 Elect Tong Wui Tung as Director For For Management
3a5 Elect Huang Hongyan as Director For For Management
3b Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED
Ticker: 6098 Security ID: G2453A108
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Scheme For For Management
--------------------------------------------------------------------------------
COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED
Ticker: 6098 Security ID: G2453A108
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Property Management Services For For Management
Framework Agreement, Annual Caps and
Related Transactions
2 Approve Sales and Leasing Agency For For Management
Services Framework Agreement, Annual
Caps and Related Transactions
3 Approve Consultancy and Other Services For For Management
Framework Agreement, Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED
Ticker: 6098 Security ID: G2453A108
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Xiao Hua as Director For For Management
3a2 Elect Wu Bijun as Director For For Management
3a3 Elect Mei Wenjue as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COWAY CO., LTD.
Ticker: 021240 Security ID: Y1786S109
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CP ALL PUBLIC COMPANY LIMITED
Ticker: Security ID: TH0737010Y16
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: MAY 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Directors' Report For For Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Prasert Jarupanich For For Management
6 Elect Narong Chearavanont For For Management
7 Elect Pittaya Jearavisitkul For For Management
8 Elect Piyawat Titasattavorakul For For Management
9 Elect Umroong Sanphasitvong For For Management
10 Directors' Fees For For Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Amendments to Memorandum For For Management
13 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
CP ALL PUBLIC COMPANY LIMITED
Ticker: CPALL Security ID: Y1772K169
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Soopakij Chearavanont as Director For For Management
4.2 Elect Korsak Chairasmisak as Director For Against Management
4.3 Elect Suphachai Chearavanont as For Against Management
Director
4.4 Elect Adirek Sripratak as Director For For Management
4.5 Elect Tanin Buranamanit as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance and Offering of Bonds For For Management
--------------------------------------------------------------------------------
CPFL ENERGIA S.A
Ticker: Security ID: BRCPFEACNOR0
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Accounts and Reports For For Management
24 Request Cumulative Voting Abstain Management
25 Remuneration Policy For For Management
26 Elect Vinicius Nishioka For For Management
27 Elect Ran Zhang For For Management
28 Elect Ricardo Florence dos Santos For For Management
29 Request Separate Election for Against Management
Supervisory Council Member
30 Request Separate Election for Against Management
Supervisory Council Member
31 Supervisory Council's Fees For For Management
32 Ratify Updated Global Remuneration For For Management
Amount
33 Instructions if Meeting is Held on Against Management
Second Call
3 Allocation of Profits/Dividends For For Management
4 Board Size For For Management
5 Ratify Director's Independence Status For For Management
6 Elect Bo Wen For For Management
7 Elect Shirong Lyu For For Management
8 Elect Gustavo Estrella For For Management
9 Elect Antonio Kandir For For Management
10 Elect Marcelo Amaral Moraes For For Management
11 Elect Li Hong For For Management
12 Elect Anselmo Henrique Seto Leal For For Management
14 Proportional Allocation of Cumulative Abstain Management
Votes
15 Allocate Cumulative Votes to Bo Wen Abstain Management
16 Allocate Cumulative Votes to Shirong Abstain Management
Lyu
17 Allocate Cumulative Votes to Gustavo Abstain Management
Estrella
18 Allocate Cumulative Votes to Antonio Abstain Management
Kandir
19 Allocate Cumulative Votes to Marcelo Abstain Management
Amaral Moraes
20 Allocate Cumulative Votes to Li Hong Abstain Management
21 Allocate Cumulative Votes to Anselmo Abstain Management
Henrique Seto Leal
22 Request Separate Election for Board Against Management
Members
23 Request Separate Election for Against Management
Independent Board Member
--------------------------------------------------------------------------------
CPFL ENERGIA S.A
Ticker: Security ID: BRCPFEACNOR0
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Amendments to Articles For Against Management
4 Consolidation of Articles For Against Management
5 Instructions if Meeting is Held on Against Management
Second Call
--------------------------------------------------------------------------------
CPFL ENERGIA SA
Ticker: CPFE3 Security ID: P3179C105
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Consolidate Bylaws For For Management
3 Elect Yuehui Pan as Director For For Management
4 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Yuehui Pan as Director
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
CPFL ENERGIA SA
Ticker: CPFE3 Security ID: P3179C105
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Consolidate Bylaws For For Management
3 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
CPFL ENERGIA SA
Ticker: CPFE3 Security ID: P3179C105
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Seven For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Approve Classification of Antonio For Against Management
Kandir and Marcelo Amaral Moraes as
Independent Directors
6.1 Elect Bo Wen as Director For For Management
6.2 Elect Yuehui Pan as Director For Against Management
6.3 Elect Gustavo Estrella as Director For Against Management
6.4 Elect Antonio Kandir as Independent For Against Management
Director
6.5 Elect Marcelo Amaral Moraes as For For Management
Independent Director
6.6 Elect Li Hong as Director For Against Management
6.7 Elect Anselmo Henrique Seto Leal as For Against Management
Director
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Bo Wen as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Yuehui Pan as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gustavo Estrella as Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Kandir as Independent
Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Amaral Moraes as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Li Hong as Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Anselmo Henrique Seto Leal as
Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Elect Antonio Kandir as Director None Against Shareholder
Appointed by Minority Shareholder
11 Elect Marcelo Amaral Moraes as None Against Shareholder
Director Appointed by Minority
Shareholder
12 Approve Remuneration of Company's For For Management
Management
13.1 Elect Ricardo Florence dos Santos as For Abstain Management
Fiscal Council Member and Reginaldo
Ferreira Alexandre as Alternate
13.2 Elect Vinicius Nishioka as Fiscal For Abstain Management
Council Member and Luiz Claudio Gomes
do Nascimento as Alternate
13.3 Elect Ran Zhang as Fiscal Council For Abstain Management
Member and Li Ruijuan as Alternate
14 As an Ordinary Shareholder, Would You None For Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
15 Elect Ricardo Florence dos Santos as None Against Shareholder
Fiscal Council Member and Reginaldo
Ferreira Alexandre as Alternate
Appointed by Minority Shareholder
16 Elect Marcio Prado as Fiscal Council None For Shareholder
Member and Paulo Nobrega Frade as
Alternate Appointed by Minority
Shareholder
17 Approve Remuneration of Fiscal Council For For Management
Members
18 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Leslie Pierce Diez Canseco as For For Management
Director
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Present 2020 Annual Report None None Management
2 Present Audited Consolidated Financial None None Management
Statements of Credicorp and its
Subsidiaries for FY 2020, Including
External Auditors' Report
3 Ratify PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CSC FINANCIAL CO., LTD.
Ticker: 6066 Security ID: Y1R11K104
Meeting Date: MAR 19, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Capital For For Management
2 Amend Articles of Association and For For Management
Rules and Procedures Regarding General
Meetings of Shareholders
--------------------------------------------------------------------------------
CSC FINANCIAL CO., LTD.
Ticker: 6066 Security ID: Y1R11K104
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Po Wai Kwong as Director For For Management
2 Elect Lai Guanrong as Director For For Management
3 Approve Establishment of Asset For For Management
Management Subsidiary
4 Approve Provision of Net Capital For For Management
Guarantee Commitment for the Asset
Management Subsidiary
5 Approve Change of Business Scope For For Management
6 Approve Amendments to Articles of For For Management
Association to Change Business Scope
--------------------------------------------------------------------------------
CSC FINANCIAL CO., LTD.
Ticker: 6066 Security ID: Y1R11K104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Final Financial Accounts Plan For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Annual Report For For Management
6 Elect Zhang Wei as Director For For Shareholder
7 Elect Wang Hua as Director For For Shareholder
8 Approve Amendments to Articles of For Against Management
Association
9 Approve Cap on Investment Amount for For For Management
Proprietary Business of the Company
10.1 Approve Expected Related Party For For Management
Transactions of the Company with
Beijing Financial Holdings Group
Limited
10.2 Approve Expected Related Party For For Management
Transactions of the Company with CITIC
Securities
10.3 Approve Expected Related Party For For Management
Transactions of the Company with
Everbright Group
10.4 Approve Expected Related Party For For Management
Transactions of the Company with
Evergrowing Bank
11 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and Authorize Board
to Fix Their Remuneration
--------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LIMITED
Ticker: 1093 Security ID: Y1837N109
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Bonus Shares and For For Management
Related Transactions
--------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LIMITED
Ticker: 1093 Security ID: Y1837N109
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Domestic Issue and For For Management
the Specific Mandate
2 Authorize Board to Deal with All For For Management
Matters in Relation to the Proposed
Domestic Issue
3 Approve Plan for Distribution of For For Management
Profits Accumulated Before the
Proposed Domestic Issue
4 Approve Policy for Stabilization of For For Management
the Price of the RMB Shares for the
Three Years After the Proposed
Domestic Issue
5 Approve Profits Distribution Policy For For Management
and Dividend Return Plan for the Three
Years After the Proposed Domestic Issue
6 Approve Use of Proceeds from the For For Management
Proposed Domestic Issue
7 Approve Remedial Measures for the For For Management
Potential Dilution of Immediate
Returns by the Proposed Domestic Issue
8 Approve Undertakings and Corresponding For For Management
Binding Measures in Connection with
the Proposed Domestic Issue
9 Adopt Rules and Procedures Regarding For For Management
Shareholder's General Meeting
10 Adopt Rules and Procedures Regarding For For Management
Meetings of Board of Directors
11.1 Elect Jiang Hao as Director For For Management
11.2 Elect Wang Hongguang as Director For For Management
11.3 Elect Au Chun Kwok Alan as Director For For Management
12 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LIMITED
Ticker: 1093 Security ID: Y1837N109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Cai Dongchen as Director For Against Management
3a2 Elect Zhang Cuilong as Director For For Management
3a3 Elect Pan Weidong as Director For For Management
3a4 Elect Li Chunlei as Director For For Management
3a5 Elect Wang Qingxi as Director For For Management
3a6 Elect Law Cheuk Kin Stephen as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For Against Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Grant of Options Under the For Against Management
Share Option Scheme
--------------------------------------------------------------------------------
CTBC FINANCIAL HOLDING CO., LTD.
Ticker: 2891 Security ID: Y15093100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
--------------------------------------------------------------------------------
CYFROWY POLSAT SA
Ticker: Security ID: PLCFRPT00013
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
11 Financial Statements For For Management
12 Management Board Report (Consolidated) For For Management
13 Financial Statements (Consolidated) For For Management
14 Supervisory Board Report For For Management
15 Ratification of Management Board Acts For For Management
16 Ratification of Supervisory Board Acts For For Management
17 Allocation of Profits/Dividends For For Management
18 Supervisory Board Size; Changes to the For Against Management
Supervisory Board Composition
19 Amendments to Mortgage Agreement For For Management
20 Authority to Register Shares in the For For Management
Securities Depository
3 Election of Presiding Chair For For Management
21 Remuneration Policy For For Management
4 Compliance with Rules of Convocation For For Management
5 Election of Voting Commission For For Management
6 Agenda For For Management
7 Presentation of Management Board For For Management
Reports
8 Presentation of Supervisory Board For For Management
Report (Accounts and Reports; Profit
Allocation)
9 Presentation of the Supervisory Board For For Management
Report (Company's Standing)
10 Management Board Report For For Management
--------------------------------------------------------------------------------
CYFROWY POLSAT SA
Ticker: CPS Security ID: X1809Y100
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4.1 Elect Member of Vote Counting For For Management
Commission
4.2 Elect Member of Vote Counting For For Management
Commission
4.3 Elect Member of Vote Counting For For Management
Commission
5 Approve Agenda of Meeting For For Management
6.1 Receive Management Board Report on None None Management
Company's Operations and Financial
Statements
6.2 Receive Management Board Report on None None Management
Group's Operations and Consolidated
Financial Statements
7.1 Receive Supervisory Board Reports on None None Management
Its Review of Management Board Report
on Company's Operations, Financial
Statements, and Management Board
Proposal on Allocation of Income
7.2 Receive Remuneration Report None None Management
8 Receive Supervisory Board Report on None None Management
Company's Standing and Management
Board Activities
9 Approve Management Board Report on For For Management
Company's Operations
10 Approve Financial Statements For For Management
11 Approve Management Board Report on For For Management
Group's Operations
12 Approve Consolidated Financial For For Management
Statements
13 Approve Supervisory Board Report For For Management
14 Approve Remuneration Report For Against Management
15.1 Approve Discharge of Miroslaw For For Management
Blaszczyk (CEO)
15.2 Approve Discharge of Maciej Stec For For Management
(Deputy CEO)
15.3 Approve Discharge of Jacek For For Management
Felczykowski (Management Board Member)
15.4 Approve Discharge of Aneta Jaskolska For For Management
(Management Board Member)
15.5 Approve Discharge of Agnieszka For For Management
Odorowicz (Management Board Member)
15.6 Approve Discharge of Katarzyna For For Management
Ostap-Tomann (Management Board Member)
16.1 Approve Discharge of Marek Kapuscinski For For Management
(Supervisory Board Chairman)
16.2 Approve Discharge of Tomasz Szelag For For Management
(Supervisory Board Member)
16.3 Approve Discharge of Jozef Birka For For Management
(Supervisory Board Member)
16.4 Approve Discharge of Robert For For Management
Gwiazdowski (Supervisory Board Member)
16.5 Approve Discharge of Marek Grzybowski For For Management
(Supervisory Board Member)
16.6 Approve Discharge of Aleksander Myszka For For Management
(Supervisory Board Member)
16.7 Approve Discharge of Leszek Reksa For For Management
(Supervisory Board Member)
16.8 Approve Discharge of Pawel Ziolkowski For For Management
(Supervisory Board Member)
16.9 Approve Discharge of Piotr Zak For For Management
(Supervisory Board Member)
17 Approve Allocation of Income and For For Management
Dividends of PLN 1.20 per Share
18.1 Fix Number of Supervisory Board Members For For Management
18.2 Elect Supervisory Board Member For Against Management
18.3 Elect Supervisory Board Member For Against Management
18.4 Elect Supervisory Board Member For Against Management
18.5 Elect Supervisory Board Member For Against Management
18.6 Elect Supervisory Board Member For Against Management
18.7 Elect Supervisory Board Member For Against Management
18.8 Elect Supervisory Board Member For Against Management
18.9 Elect Supervisory Board Member For Against Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY
Ticker: 002030 Security ID: Y1856D107
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY
Ticker: 002030 Security ID: Y1856D107
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Increase the Use of Idle For For Management
Own Funds to Purchase Structured
Deposits and Guaranteed Financial
Products
--------------------------------------------------------------------------------
DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY
Ticker: 002030 Security ID: Y1856D115
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantees for For For Management
the Financing Business of Controlled
Subsidiaries
--------------------------------------------------------------------------------
DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY
Ticker: 002030 Security ID: Y1856D115
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wei Dianhan as Non-Independent For For Shareholder
Director
2.1 Elect Zhu Wanyu as Supervisor For For Shareholder
2.2 Elect Hu Teng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY
Ticker: 002030 Security ID: Y1856D115
Meeting Date: APR 06, 2021 Meeting Type: Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Listing of For For Management
Associate Indirect Company on National
Equities Exchange and Quotations
--------------------------------------------------------------------------------
DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY
Ticker: 002030 Security ID: Y1856D115
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve Financial Budget Report For For Management
9 Approve Shareholder Return Plan For For Management
10 Approve Change of Company Name For For Management
11 Approve Amendments to Articles of For Against Management
Association
12 Approve Adjustment to Allowance of For For Management
Independent Directors
13 Approve Use of Idle Own Funds to For For Management
Invest in Structured Deposits and
Principal-Guaranteed Wealth Management
Products
--------------------------------------------------------------------------------
DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY
Ticker: 002030 Security ID: Y1856D115
Meeting Date: JUN 02, 2021 Meeting Type: Special
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authorization of the For For Management
Management to Handle All Related
Matters of Disposal of Equity
--------------------------------------------------------------------------------
DABUR INDIA LIMITED
Ticker: 500096 Security ID: Y1855D140
Meeting Date: SEP 03, 2020 Meeting Type: Annual
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Confirm Interim Dividend and Declare For For Management
Final Dividend
4 Reelect Amit Burman as Director For For Management
5 Reelect Saket Burman as Director For For Management
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
DAELIM INDUSTRIAL CO., LTD.
Ticker: 000210 Security ID: Y1860N109
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2.1 Elect Bae Won-bok as Inside Director For For Management
2.2 Elect Shin Hyeon-sik as For For Management
Non-Independent Non-Executive Director
2.3 Elect Lee Han-sang as Outside Director For For Management
2.4 Elect Lee Young-myeong as Outside For For Management
Director
2.5 Elect Lee Yoon-jeong as Outside For For Management
Director
3.1 Elect Lee Han-sang as a Member of For For Management
Audit Committee
3.2 Elect Lee Young-myeong as a Member of For For Management
Audit Committee
3.3 Elect Lee Yoon-jeong as a Member of For For Management
Audit Committee
4 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
DAEWOO SHIPBUILDING & MARINE ENGINEERING CO., LTD.
Ticker: 042660 Security ID: Y1916Y117
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Yoon Tae-seok as Outside Director For Against Management
3.2 Elect Cho Dae-seung as Outside Director For Against Management
4 Elect Jeong Young-gi as Outside For Against Management
Director to Serve as an Audit
Committee Member
5 Elect Yoon Tae-seok as a Member of For Against Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DALI FOODS GROUP COMPANY LIMITED
Ticker: 3799 Security ID: G2743Y106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Xu Shihui as Director For For Management
3b Elect Zhuang Weiqiang as Director For For Management
3c Elect Xu Yangyang as Director For Against Management
3d Elect Huang Jiaying as Director For For Management
3e Elect Xu Biying as Director For For Management
3f Elect Hu Xiaoling as Director For For Management
3g Elect Cheng Hanchuan as Director For For Management
3h Elect Liu Xiaobin as Director For For Management
3i Elect Lin Zhijun as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
DAQIN RAILWAY CO., LTD.
Ticker: 601006 Security ID: Y1997H108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For For Management
Financial Budget Report
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Financial For For Management
Auditor
7 Approve Appointment of Internal For For Management
Control Auditor
8.1 Elect Wang Daokuo as Director For For Shareholder
9.1 Elect Hao Shengyue as Director For For Management
10.1 Elect Yu Feng as Supervisor For Against Management
--------------------------------------------------------------------------------
DAR AL ARKAN REAL ESTATE DEVELOPMENT CO.
Ticker: 4300 Security ID: M2723D109
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Related Party Transactions Re: For For Management
Saudi Housing Finance
6 Approve Related Party Transactions Re: For For Management
Al Khair Capital
7 Approve Discharge of Directors for FY For For Management
2020
8 Amend Nomination and Remuneration For For Management
Committee Charter
--------------------------------------------------------------------------------
DASHENLIN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 603233 Security ID: Y19984106
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
DASHENLIN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 603233 Security ID: Y19984106
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Relevant Commitments For For Management
of Controlling Shareholder and
Ultimate Controlling Shareholder
--------------------------------------------------------------------------------
DASHENLIN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 603233 Security ID: Y19984106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Report of the Independent For For Management
Directors
6 Approve Annual Report and Summary For For Management
7 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
8 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
9 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
10 Approve Daily Related Party For For Management
Transactions
--------------------------------------------------------------------------------
DB INSURANCE CO., LTD.
Ticker: 005830 Security ID: Y2096K109
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Choi Jeong-ho as Outside Director For For Management
3.2 Elect Moon Jeong-suk as Outside For Against Management
Director
3.3 Elect Kim Jeong-nam as Inside Director For For Management
3.4 Elect Jeong Jong-pyo as Inside Director For For Management
4 Elect Kim Seong-guk as Outside For For Management
Director to Serve as an Audit
Committee Member
5.1 Elect Choi Jeong-ho as a Member of For For Management
Audit Committee
5.2 Elect Moon Jeong-suk as a Member of For Against Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DELTA ELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED
Ticker: DELTA Security ID: Y20266154
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operational Results None None Management
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Dividend Payment For For Management
4.1 Elect Anusorn Muttaraid as Director For For Management
4.2 Elect Boonsak Chiempricha as Director For For Management
4.3 Elect Tipawan Chayutimand as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Other Business None None Management
--------------------------------------------------------------------------------
DELTA ELECTRONICS, INC.
Ticker: 2308 Security ID: Y20263102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3.1 Elect YANCEY HAI, with SHAREHOLDER NO. For For Management
38010, as Non-Independent Director
3.2 Elect MARK KO, with Shareholder No. For For Management
15314, as Non-Independent Director
3.3 Elect BRUCE CH CHENG, with SHAREHOLDER For For Management
NO.1, as Non-Independent Director
3.4 Elect PING CHENG, with SHAREHOLDER NO. For For Management
43, as Non-Independent Director
3.5 Elect SIMON CHANG, with SHAREHOLDER NO. For For Management
19, as Non-Independent Director
3.6 Elect VICTOR CHENG, with SHAREHOLDER For For Management
NO.44, as Non-Independent Director
3.7 Elect JI-REN LEE, with ID NO. For For Management
Y120143XXX, as Independent Director
3.8 Elect SHYUE-CHING LU, with ID NO. For For Management
H100330XXX, as Independent Director
3.9 Elect ROSE TSOU, with ID NO. For For Management
E220471XXX, as Independent Director
3.10 Elect JACK J.T. HUANG, with ID NO. For For Management
A100320XXX, as Independent Director
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
DHC SOFTWARE CO., LTD.
Ticker: 2065 Security ID: CNE000001NL4
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 2020 ESTIMATED CONTINUING CONNECTED For For Management
TRANSACTIONS
2 Expansion of Business Scope For For Management
3 Amendments to Articles For For Management
4 APPLICATION FOR BANK CREDIT AND For For Management
GUARANTEE AND GUARANTEE FOR
SUBSIDIARIES
--------------------------------------------------------------------------------
DHC SOFTWARE CO., LTD.
Ticker: 2065 Security ID: CNE000001NL4
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Application for Comprehensive Credit For For Management
Line to Banks by Subsidiaries and
Provision of Guarantee
--------------------------------------------------------------------------------
DHC SOFTWARE CO., LTD.
Ticker: 002065 Security ID: Y2080B107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Extension of Resolution For For Management
Validity Period
8 Approve Extension of Authorization of For For Management
the Board to Handles Matters Related
to Private Placement of Shares
9 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
DHC SOFTWARE CO., LTD.
Ticker: 002065 Security ID: Y2080B107
Meeting Date: MAY 31, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Credit Line and Provision of For For Management
Guarantee
2 Approve Estimated Related Party For For Management
Transaction
--------------------------------------------------------------------------------
DIALOG GROUP BERHAD
Ticker: 7277 Security ID: Y20641109
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Elect Chan Yew Kai as Director For For Management
3 Elect Mohamad Hafiz Bin Kassim as For For Management
Director
4 Elect Juniwati Rahmat Hussin as For For Management
Director
5 Approve Directors' Fees and Board For For Management
Committees' Fees
6 Approve Directors' Benefits (Other For For Management
than Directors' Fees and Board
Committees' Fees)
7 Approve BDO PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Approve Kamariyah Binti Hamdan to For For Management
Continue Office as Independent
Non-Executive Director
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
DIGI.COM BERHAD
Ticker: 6947 Security ID: Y2070F100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yasmin Binti Aladad Khan as For For Management
Director
2 Elect Randi Wiese Heirung as Director For For Management
3 Elect Wenche Marie Agerup as Director For For Management
4 Approve Directors' Fees and Benefits For For Management
5 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Approve Renewal of Shareholders' For For Management
Mandate for Recurrent Related Party
Transactions
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
DINO POLSKA SA
Ticker: Security ID: PLDINPL00011
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date: JUN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
21 Management Board Report (Consolidated) For For Management
22 Financial Statements (Consolidated) For For Management
23 Ratification of Management Board Acts For For Management
24 Ratification of Supervisory Board Acts For For Management
25 Elect Szymon Piduch For For Management
26 Remuneration Policy For For Management
27 Directors' Fees For For Management
28 Amendments to Articles; Uniform Text For For Management
of Articles
4 Election of Presiding Chair For For Management
5 Compliance with Rules of Convocation For For Management
6 Agenda For For Management
7 Presentation of Management Board Report For For Management
8 Presentation of Financial Statements For For Management
9 Presentation of Allocation of Profits For For Management
Proposal
10 Presentation of Supervisory Board For For Management
Report (Activity)
11 Presentation of Supervisory Board For For Management
Report (Company's Activity)
12 Presentation of Supervisory Board For For Management
Report (Consolidated Financial
Statements)
13 Presentation of Supervisory Board For For Management
Report (Management Board Report)
14 Presentation of Motion to Approve For For Management
Accounts and Reports
15 Presentation of Motion to Approve For For Management
Accounts and Reports (Consolidated)
16 Presentation of Motion to Approve For For Management
Allocation of Profits
17 Presentation of Motion to Ratify For For Management
Management Board Acts
18 Management Board Report For For Management
19 Financial Statements For For Management
20 Allocation of Profits/Dividends For For Management
--------------------------------------------------------------------------------
DINO POLSKA SA
Ticker: DNP Security ID: X188AF102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Management Board Report on None None Management
Company's and Group's Operations,
Financial Statements, and Management
Board Proposal on Allocation of Income
and Dividends
6 Receive Supervisory Board Reports on None None Management
Board's Work, Management Board Report
on Company's and Group's Operations,
Financial Statements, and Management
Board Proposal on Allocation of Income
and Dividends
7 Receive Supervisory Board Requests on None None Management
Approval of Management Board Report on
Company's and Group's Operations,
Financial Statements, Management Board
Proposal on Allocation of Income and
Dividends, and Discharge of Management
Board Members
8.1 Approve Management Board Report on For For Management
Company's Operations; Approve
Management Board Report on Group's
Operations
8.2 Approve Financial Statements For For Management
8.3 Approve Consolidated Financial For For Management
Statements
9 Approve Allocation of Income and For For Management
Omission of Dividends
10.1 Approve Discharge of Szymon Piduch For For Management
(CEO)
10.2 Approve Discharge of Michal Krauze For For Management
(Management Board Member)
10.3 Approve Discharge of Michal Muskala For For Management
(Management Board Member)
10.4 Approve Discharge of Izabela Biadala For For Management
(Management Board Member)
11.1 Approve Discharge of Tomasz Biernacki For For Management
(Supervisory Board Chairman)
11.2 Approve Discharge of Eryk Bajer For For Management
(Supervisory Board Member)
11.3 Approve Discharge of Slawomir Jakszuk For For Management
(Supervisory Board Member)
11.4 Approve Discharge of Piotr Nowjalis For For Management
(Supervisory Board Member)
11.5 Approve Discharge of Maciej Polanowski For For Management
(Supervisory Board Member)
11.6 Approve Discharge of Szymon Piduch For For Management
(Supervisory Board Member)
12 Approve Remuneration Report For Against Management
13 Fix Number of Supervisory Board Members For For Management
14.1 Elect Supervisory Board Member For Against Management
14.2 Elect Supervisory Board Member For Against Management
14.3 Elect Supervisory Board Member For Against Management
14.4 Elect Supervisory Board Member For Against Management
15 Approve Remuneration of Supervisory For Against Management
Board Members
16 Close Meeting None None Management
--------------------------------------------------------------------------------
DISCOVERY LTD.
Ticker: DSY Security ID: S2192Y109
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2020
2 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with Andrew
Taylor as the Individual Registered
Auditor
3.1 Re-elect Sindi Zilwa as Director For For Management
3.2 Re-elect Mark Tucker as Director For For Management
3.3 Elect David Macready as Director For For Management
4.1 Elect David Macready as Chairperson of For For Management
the Audit Committee
4.2 Re-elect Sindi Zilwa as Member of the For For Management
Audit Committee
4.3 Re-elect Sonja De Bruyn as Member of For For Management
the Audit Committee
5.1 Approve Remuneration Policy For For Management
5.2 Approve Implementation of the For For Management
Remuneration Policy
6 Authorise Ratification of Approved For For Management
Resolutions
7.1 Authorise Directors to Allot and Issue For For Management
A Preference Shares
7.2 Authorise Directors to Allot and Issue For For Management
B Preference Shares
7.3 Authorise Directors to Allot and Issue For For Management
C Preference Shares
1 Approve Remuneration of Non-Executive For For Management
Directors
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
--------------------------------------------------------------------------------
DIVI'S LABORATORIES LIMITED
Ticker: 532488 Security ID: Y2076F112
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend as Dividend For For Management
3 Reelect N.V. Ramana as Director For Against Management
4 Reelect Madhusudana Rao Divi as For Against Management
Director
--------------------------------------------------------------------------------
DLF LIMITED
Ticker: 532868 Security ID: Y2089H105
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Ashok Kumar Tyagi as Director For For Management
4 Reelect Devinder Singh as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
6 Approve Appointment and Remuneration For For Management
of Savitri Devi Singh as Executive
Director-London Office
--------------------------------------------------------------------------------
DONG-E-E-JIAO CO., LTD.
Ticker: 000423 Security ID: Y7689C109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Duty Performance Report of the For For Management
Independent Directors
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Investment in Financial For Against Management
Products
8 Approve to Appoint Auditor For For Management
9 Approve Allowance of Independent For For Management
Directors
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11.1 Elect Han Yuewei as Director For For Management
11.2 Elect Wu Jun as Director For For Management
11.3 Elect Weng Jingwen as Director For For Management
11.4 Elect Yue Hu as Director For For Management
11.5 Elect Gao Dengfeng as Director For For Management
11.6 Elect Deng Rong as Director For For Management
12.1 Elect Zhang Yuanxing as Director For For Management
12.2 Elect Wen Guangwei as Director For For Management
12.3 Elect Guo Dean as Director For For Management
13.1 Elect Tao Ran as Supervisor For For Shareholder
13.2 Elect Tang Na as Supervisor For For Shareholder
13.3 Elect Ding Hongyan as Supervisor For For Shareholder
--------------------------------------------------------------------------------
DONGFANG ELECTRIC CO., LTD.
Ticker: 1072 Security ID: Y20958115
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Certain Restricted Shares
2 Approve Da Hua Certified Public For For Management
Accounts LLP as Auditor and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
DONGFANG ELECTRIC CO., LTD.
Ticker: 1072 Security ID: Y20958115
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Certain Restricted Shares
--------------------------------------------------------------------------------
DONGFANG ELECTRIC CO., LTD.
Ticker: 1072 Security ID: Y20958115
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Profit Distribution Plan For For Management
4 Approve Audited Financial Statements For For Management
5 Approve Dahua Certified Public For For Management
Accountants as Auditors
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisors For For Management
8 Approve Zhang Jilie as Supervisor For For Management
9 Approve Feng Yong as Supervisor For For Management
10 Approve Repurchase and Cancellation of For For Management
Certain Restricted Shares
11.1 Elect Yu Peigen as Director For For Management
11.2 Elect Xu Peng as Director For For Management
11.3 Elect Bai Yong as Director For For Management
11.4 Elect Zhang Yanjun as Director For For Management
12.1 Elect Liu Dengqing as Director For Against Management
12.2 Elect Huang Feng as Director For For Management
12.3 Elect Ma Yongqiang as Director For For Management
--------------------------------------------------------------------------------
DONGFANG ELECTRIC CO., LTD.
Ticker: 1072 Security ID: Y20958115
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Certain Restricted Shares
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP CO
Ticker: Security ID: CNE100000312
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Elect Philip LEUNG Wai Lap For For Management
4 Directors' Fees For For Management
5 Amendments to Procedural Rules of For Against Management
Shareholder Meetings
6 Amendments to Articles of Association For Against Management
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: 489 Security ID: Y21042109
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of the Initial Public For For Management
Offering of Renminbi Ordinary Shares
(A Shares) and Listing on GEM
2 Authorize Board and Persons Authorized For For Management
to Deal With All Matters in Relation
to the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM
3 Approve Use of Proceeds Raised from For For Management
the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM and Its Feasibility
Analysis Report
4 Approve Accumulated Profits For For Management
Distribution Plan Prior to the Initial
Public Offering of Renminbi Ordinary
Shares (A Shares) and Listing on GEM
5 Approve Three-Year Dividend For For Management
Distribution Plan for Shareholders
After the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM
6 Approve Dilution of Immediate Returns For For Management
Due to Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM and Remedial
Measures
7 Approve A Share Price Stabilization For For Management
Plan within Three Years After the
Initial Public Offering of Renminbi
Ordinary Shares (A Shares) and Listing
on GEM
8 Amend Articles of Association For For Management
9 Approve Undertakings as to the Initial For For Management
Public Offering of Renminbi Ordinary
Shares (A Shares) and Listing on GEM
10 Approve Formulation of the For For Management
Administrative System for A Share
Connected Transactions
11 Approve Formulation of the For For Management
Administrative System for External
Guarantees
12 Approve Formulation of the For For Management
Administrative System for A Share
Proceeds
13 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
14 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
15 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
16 Approve Formulation of the Working For For Management
Rules of Independent Non-Executive
Directors
17 Approve Adjusting the Work Subsidy For For Management
Standard Plan for the Relevant
External Directors
18.1 Elect Zhu Yanfeng as Director For Against Management
18.2 Elect Li Shaozhu as Director For Against Management
18.3 Elect You Zheng as Director For For Management
18.4 Elect Yang Qing as Director For For Management
18.5 Elect Leung Wai Lap, Philip as Director For For Management
18.6 Elect Zong Qingsheng as Director For For Management
18.7 Elect Hu Yiguang as Director For For Management
19.1 Elect He Wei as Supervisor For For Management
19.2 Elect Bao Hongxiang as Supervisor For For Management
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: 489 Security ID: Y21042109
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of the Initial Public For For Management
Offering of Renminbi Ordinary Shares
(A Shares) and Listing on GEM
2 Authorize Board and Persons Authorized For For Management
to Deal With All Matters in Relation
to the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM
3 Approve Use of Proceeds Raised from For For Management
the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM and Its Feasibility
Analysis Report
4 Approve Accumulated Profits For For Management
Distribution Plan Prior to the Initial
Public Offering of Renminbi Ordinary
Shares (A Shares) and Listing on GEM
5 Approve Dilution of Immediate Returns For For Management
Due to Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM and Remedial
Measures
6 Approve A Share Price Stabilization For For Management
Plan within Three Years After the
Initial Public Offering of Renminbi
Ordinary Shares (A Shares) and Listing
on GEM
7 Approve Undertakings as to the Initial For For Management
Public Offering of Renminbi Ordinary
Shares (A Shares) and Listing on GEM
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: 489 Security ID: Y21042109
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Proportion of Cash For For Management
Dividends within Three Years Upon A
Share Offering and Listing
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: 489 Security ID: Y21042109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Independent Auditor's Report For For Management
and Audited Financial Statements
4 Approve Profit Distribution Proposal For For Management
and Authorize Board to Deal with
Issues in Relation to the Distribution
of Final Dividend
5 Authorize Board to Deal with All For For Management
Issues in Relation to the Distribution
of Interim Dividend
6 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Fix Their Remuneration
7 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
8 Elect Huang Wai as Director For For Management
9 Approve Re-Designation of Yang Qing For For Management
from Non-Executive Director to
Executive Director
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares and Related Transactions
--------------------------------------------------------------------------------
DONGXING SECURITIES CO., LTD.
Ticker: 601198 Security ID: Y209G1100
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Foreign USD Bonds For For Management
and Provision of Guarantee
--------------------------------------------------------------------------------
DONGXING SECURITIES CO., LTD.
Ticker: 601198 Security ID: Y209G1100
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Company's Eligibility for For For Management
Private Placement of Shares
3.1 Approve Issue Type and Par Value For For Management
3.2 Approve Issue Manner and Period For For Management
3.3 Approve Target Parties and For For Management
Subscription Manner
3.4 Approve Reference Date, Issue Price For For Management
and Pricing Basis
3.5 Approve Issue Scale For For Management
3.6 Approve Restriction Period Arrangement For For Management
3.7 Approve Amount and Usage of Raised For For Management
Funds
3.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
3.9 Approve Listing Location For For Management
3.10 Approve Resolution Validity Period For For Management
4 Approve Plan on Private Placement of For For Management
Shares
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Shareholder Return Plan For For Management
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Working System for Independent For For Management
Directors
--------------------------------------------------------------------------------
DONGXING SECURITIES CO., LTD.
Ticker: 601198 Security ID: Y209G1100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4.1 Approve Related Party Transactions For For Management
with China Orient Asset Management Co.
, Ltd.
4.2 Approve Related Party Transactions For For Management
with Other Related Legal Entities
4.3 Approve Related Party Transactions For For Management
with Related Natural Persons
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Securities Investment Scale For For Management
8.1 Approve Issuer For Against Management
8.2 Approve Type For Against Management
8.3 Approve Period For Against Management
8.4 Approve Issue Price and Interest Rate For Against Management
8.5 Approve Issue Size For Against Management
8.6 Approve Currency For Against Management
8.7 Approve Guarantees and Other Credit For Against Management
Enhancement Arrangements
8.8 Approve Use of Proceeds For Against Management
8.9 Approve Target Subscribers and Placing For Against Management
Arrangement for Shareholders
8.10 Approve Safeguard Measures of Debts For Against Management
Repayment
8.11 Approve Listing For Against Management
8.12 Approve Authorization of Board to For Against Management
Handle All Related Matters
8.13 Approve Resolution Validity Period For Against Management
--------------------------------------------------------------------------------
DONGXING SECURITIES CO.,LTD.
Ticker: Security ID: CNE100002177
Meeting Date: AUG 11, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 APPLICATION FOR SECURITIES INVESTMENT For For Management
FUND CUSTODY BUSINESS
2 2020 REAPPOINTMENT OF AUDIT FIRM For For Management
--------------------------------------------------------------------------------
DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD.
Ticker: 200413 Security ID: Y7789C116
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Raised Funds For For Management
Investment Projects and Use of Excess
Raised Funds to Replenish Working
Capital
--------------------------------------------------------------------------------
DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD.
Ticker: 200413 Security ID: Y7789C116
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Investment Agreement For For Management
2 Approve Provision of Equity Pledge For For Management
Guarantee
--------------------------------------------------------------------------------
DOOSAN BOBCAT, INC.
Ticker: 241560 Security ID: Y2103B100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Cho Duckje as Inside Director For For Management
4 Elect Cho Whan-bok as Outside Director For Against Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DOOSAN HEAVY INDUSTRIES & CONSTRUCTION CO., LTD.
Ticker: 034020 Security ID: Y2102C109
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Park Sang-hyun as Inside Director For For Management
3 Elect Bae Jin-han as Outside Director For For Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DOOSAN HEAVY INDUSTRIES & CONSTRUCTION CO., LTD.
Ticker: 034020 Security ID: Y2102C109
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Doosan For For Management
Infracore Co., Ltd.
--------------------------------------------------------------------------------
DOUZONE BIZON CO., LTD.
Ticker: 012510 Security ID: Y2197R102
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Two Inside Directors (Bundled) For Against Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
DR. REDDY`S LABORATORIES LTD.
Ticker: Security ID: INE089A01023
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Satish Reddy For For Management
4 Appointment of G.V Prasad (Whole-time For For Management
Director - Co-Chairman and Managing
Director); Approval of Remuneration
5 Continuation of Office of Director For For Management
Prasad R. Menon
6 Authority to Set Cost Auditors' Fees For For Management
--------------------------------------------------------------------------------
DR. SULAIMAN AL-HABIB MEDICAL SERVICES GROUP CO.
Ticker: 4013 Security ID: M28438105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Remuneration of Directors of For For Management
SAR 1,800,000 for FY 2020
6 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
7 Approve Dividends of SAR 1.50 per For For Management
Share for Q1, Q2, and Q3 of FY 2020
8 Approve Dividends of SAR 0.60 per For For Management
Share for Q4 of FY 2020 and Total of
SAR 2.10 per Share for FY 2020
9 Approve Discharge of Directors for FY For For Management
2020
10 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
11 Approve Related Party Transactions Re: For For Management
Muhammad Abdulaziz Al Habib for Real
Estate Investment Company
12 Approve Related Party Transactions Re: For For Management
Dr. Sulaiman Al Habib Hospital FZ-LLC
(Subsidiary in Dubai) and Suleiman Al
Habeeb
13 Approve Related Party Transactions Re: For For Management
Dr. Sulaiman Al Habib Hospital FZ-LLC
(Subsidiary in Dubai) and Suleiman Al
Habeeb
14 Approve Related Party Transactions Re: For For Management
Dr. Sulaiman Al Habib Hospital FZ-LLC
(Subsidiary in Dubai) and Suleiman Al
Habeeb
15 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
16 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
17 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
18 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
19 Approve Related Party Transactions Re: For For Management
Gharb Al-Takhassusi Hospital for
Healthcare (Subsidiary) and Masah
Construction Company
20 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
21 Approve Related Party Transactions Re: For For Management
Namara Specialized Trading
Establishment
22 Approve Related Party Transactions Re: For For Management
Rawafed Health International Company
23 Approve Related Party Transactions Re: For For Management
Al-Andalus Real Estate Company
24 Approve Related Party Transactions Re: For For Management
Arabian Healthcare Supply Company
25 Allow Suleiman Al Habeeb to Be For For Management
Involved with Other Companies
26 Allow Salih Al Habeeb to Be Involved For For Management
with Other Companies
--------------------------------------------------------------------------------
DUBAI ISLAMIC BANK PJSC
Ticker: DIB Security ID: M2888J107
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Approve Shariah Supervisory Board For For Management
Report for FY 2020
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
5 Approve Dividends Representing 20 For For Management
Percent of Share Capital
6 Approve Remuneration of Directors For For Management
7 Approve Discharge of Directors for FY For For Management
2020
8 Approve Discharge of Auditors for FY For For Management
2020
9 Elect Sharia Supervisory Board Members For For Management
(Bundled) for FY 2021
10 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
11 Appointment of Representatives of For For Management
Shareholders Who Wish to Represent and
Vote on Their Behalf
12 Authorize Issuance of Non Convertible For For Management
Bonds/Sukuk Up to USD 7.5 Billion
13 Authorize Issuance of Tier 1 Sukuk For For Management
Program Up to USD 1.5 Billion
14.1 Amend Articles of Bylaws For Against Management
14.2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
E-MART, INC.
Ticker: 139480 Security ID: Y228A3102
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Kang Seung-hyeop as Inside For For Management
Director
3.2 Elect Shin Eon-seong as Outside For For Management
Director
3.3 Elect Han Sang-lin as Outside Director For For Management
3.4 Elect Seo Jin-wook as Outside Director For For Management
4 Elect Kim Yeon-mi as Outside Director For For Management
to Serve as an Audit Committee Member
5.1 Elect Han Sang-lin as a Member of For For Management
Audit Committee
5.2 Elect Shin Eon-seong as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
EAST GROUP CO., LTD.
Ticker: 300376 Security ID: Y2925R101
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Share Issuance
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Issue Price and Pricing Manner For For Management
2.4 Approve Issue Size For For Management
2.5 Approve Target Subscribers For For Management
2.6 Approve Lock-up Period Arrangement For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Share Issuance For For Management
4 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
5 Approve Demonstration Analysis Report For For Management
in Connection to Share Issuance
6 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
7 Approve Report on the Usage of For For Management
Previously Raised Funds
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
EAST GROUP CO., LTD.
Ticker: 300376 Security ID: Y2925R101
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Share Type and Par Value For For Management
1.2 Approve Issue Manner and Issue Time For For Management
1.3 Approve Issue Price and Pricing Method For For Management
1.4 Approve Issue Size For For Management
1.5 Approve Target Subscribers For For Management
1.6 Approve Lock-up Period Arrangement For For Management
1.7 Approve Total Amount and Use of For For Management
Proceeds
1.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
1.9 Approve Listing Exchange For For Management
1.10 Approve Resolution Validity Period For For Management
2 Approve Share Issuance For For Management
3 Approve Demonstration Analysis Report For For Management
in Connection to Share Issuance
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
EAST GROUP CO., LTD.
Ticker: 300376 Security ID: Y2925R101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Financial Statements For For Management
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve Application of Credit Lines For For Management
6 Approve Use of Own Funds for For For Management
Investment in Financial Products
7 Approve Provision of Guarantees by For For Management
Related Parties
8.1 Approve Remuneration of Chairman He Jia For For Management
8.2 Approve Remuneration of Director Xiao For For Management
Dazhi
8.3 Approve Remuneration of Director Niu For For Management
Hong
8.4 Approve Remuneration of Director and For For Management
Secretary of the Board of Directors
Zhao Jiuhong
8.5 Approve Allowance of Independent For For Management
Director Wang Bing
8.6 Approve Allowance of Independent For For Management
Director Guan Yibo
8.7 Approve Allowance of Independent For For Management
Director Lin Dandan
8.8 Approve Remuneration of Vice Chairman For For Management
and Deputy General Manager Xu Haibo
8.9 Approve Remuneration of Director and For For Management
Deputy General Manger Yu Wei
8.10 Approve Remuneration of Director Dai For For Management
Baofeng
8.11 Approve Allowance of Independent For For Management
Director Gao Xianglin
8.12 Approve Allowance of Independent For For Management
Director Wei Long
8.13 Approve Allowance of Independent For For Management
Director Zhou Runshu
9 Approve Appointment of Auditor For For Management
10 Approve Report of the Board of For For Management
Supervisors
11 Approve Remuneration of Supervisors For For Management
12 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
EAST MONEY INFORMATION CO., LTD.
Ticker: 300059 Security ID: Y2234B102
Meeting Date: NOV 06, 2020 Meeting Type: Special
Record Date: OCT 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2 Approve Issuance of Convertible Bonds For For Management
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Method and Term for the For For Management
Repayment of Principal and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Related to Bondholders For For Management
Meeting
2.17 Approve Use of Proceeds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Depository of Raised Funds For For Management
2.20 Approve Validity Period For For Management
3 Approve Plan for Issuance of For For Management
Convertible Bonds
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of
Convertible Bonds
5 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Authorization of Board and Its For For Management
Authorized Persons to Handle All
Related Matters
9 Approve Rules and Procedures Regarding For For Management
Convertible Corporate Bondholders
Meeting
--------------------------------------------------------------------------------
EAST MONEY INFORMATION CO., LTD.
Ticker: 300059 Security ID: Y2234B102
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Application of Credit Line and For For Management
Provision of Guarantees
7 Approve Amendments to Articles of For For Management
Association
8 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
9 Amend External Investment Management For Against Management
System
10.1 Elect Zheng Likun as Director For For Management
10.2 Elect Huang Jianhai as Director For For Management
--------------------------------------------------------------------------------
EAST MONEY INFORMATION TECHNOLOGY CO LTD
Ticker: Security ID: CNE100000MD4
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to the Company's Articles For Against Management
of Association
10 Registration and Issuance of Debt For For Management
Financing Instruments in the
Inter-bank Market
2 Amendments to the Rules of Procedure For Against Management
Governing Shareholders General Meetings
3 Amendments to the Company's Rules of For Against Management
Procedure Governing the Board Meetings
4 Amendments to the Rules of Procedure For Against Management
Governing Meetings of the Supervisory
Committee
5 AMENDMENTS TO THE EXTERNAL INVESTMENT For Against Management
MANAGEMENT SYSTEM
6 AMENDMENTS TO THE CONNECTED For Against Management
TRANSACTIONS DECISION-MAKING SYSTEM
7 AMENDMENTS TO THE SYSTEM FOR For Against Management
INDEPENDENT DIRECTORS
8 AMENDMENTS TO THE EXTERNAL GUARANTEE For Against Management
MANAGEMENT MEASURES
9 AMENDMENTS TO THE RAISED FUNDS For Against Management
MANAGEMENT MEASURES
--------------------------------------------------------------------------------
EASTERN CO. (EGYPT)
Ticker: EAST Security ID: M2932V106
Meeting Date: OCT 25, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For Against Management
Statutory Reports for FY 2020
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Employee Raise Starting For For Management
1/7/2020
6 Approve Board Decisions and Discharge For For Management
of Chairman and Directors for FY 2020
7 Approve Remuneration of Directors for For For Management
FY 2021
8 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
9 Approve Related Party Transactions Re: For For Management
SAP Company, Zaki Hisham & Partners,
Atlas Copco Company and All other
Related Party Transactions for FY
2020/2021
10 Approve Writing Off Lands That are no For For Management
Longer Owned by the Company Due to
Judicial Ruling and Waiving Off
Company's Land in Arish City to a
Sovereign Authority Due to Expiration
of License
11 Approve Charitable Donations for FY For For Management
2020 and FY 2021
--------------------------------------------------------------------------------
ECLAT TEXTILE CO., LTD.
Ticker: 1476 Security ID: Y2237Y109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5.1 Elect Cheng-Hai Hung, with Shareholder For For Management
NO.1, as Non-Independent Director
5.2 Elect Li-Chen Wang, with Shareholder For For Management
NO.2, as Non-Independent Director
5.3 Elect Kun-Tang Chen, with Shareholder For For Management
NO.10640, as Non-Independent Director
5.4 Elect Representative of Xin-xin For Against Management
Limited Company, with Shareholder NO.
70933, as Non-Independent Director
5.5 Elect Shu-Wen Wang, with Shareholder For For Management
NO.9931, as Non-Independent Director
5.6 Elect Shou-Chun Yeh, with Shareholder For For Management
NO.4546, as Non-Independent Director
5.7 Elect Jen-Chieh Lo, with Shareholder For For Management
NO.9399, as Non-Independent Director
5.8 Elect Kuo-Sung Hsieh, Representative For For Management
of Yih-Yuan Investment Corp, with
Shareholder NO.14, as Non-Independent
Director
5.9 Elect Ya-Kang Wang, with Shareholder For For Management
NO.R102735XXX, as Independent Director
5.10 Elect Cheng-Ping Yu, with Shareholder For For Management
NO.V120386XXX, as Independent Director
5.11 Elect Nai-Ming Liu, with Shareholder For For Management
NO.H121219XXX, as Independent Director
5.12 Elect Chiu-Chun Lai, with Shareholder For For Management
NO.D220237XXX, as Independent Director
6 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
ECOPETROL SA
Ticker: ECOPETROL Security ID: P3661P101
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Safety Guidelines None None Management
2 Verify Quorum None None Management
3 Opening by Chief Executive Officer None None Management
4 Approve Meeting Agenda For Did Not Vote Management
5 Elect Chairman of Meeting For Did Not Vote Management
6 Appoint Committee in Charge of For Did Not Vote Management
Scrutinizing Elections and Polling
7 Elect Meeting Approval Committee For Did Not Vote Management
8 Amend Articles For Did Not Vote Management
9 Present Board of Directors' Report on None None Management
its Operation, Development and
Compliance with the Corporate
Governance Code
10 Present Board of Directors and None None Management
Chairman's Report
11 Present Individual and Consolidated None None Management
Financial Statements
12 Present Auditor's Report None None Management
13 Approve Board of Directors' Report on For Did Not Vote Management
its Operation, Development and
Compliance with the Corporate
Governance Code
14 Approve Management Reports For Did Not Vote Management
15 Approve Individual and Consolidated For Did Not Vote Management
Financial Statements
16 Approve Allocation of Income For Did Not Vote Management
17 Elect Directors For Did Not Vote Management
18 Approve Auditors and Authorize Board For Did Not Vote Management
to Fix Their Remuneration
19 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ECOVACS ROBOTICS CO., LTD.
Ticker: 603486 Security ID: Y2234K102
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of Board of Directors For For Management
2 Approve Report of Board of Supervisors For For Management
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
10.1 Approve Issue Type For For Management
10.2 Approve Issue Scale For For Management
10.3 Approve Par Value and Issue Price For For Management
10.4 Approve Bond Maturity For For Management
10.5 Approve Bond Interest Rate For For Management
10.6 Approve Method and Term for the For For Management
Repayment of Principal and Interest
10.7 Approve Conversion Period For For Management
10.8 Approve Determination and Adjustment For For Management
of Conversion Price
10.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
10.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
10.11 Approve Terms of Redemption For For Management
10.12 Approve Terms of Sell-Back For For Management
10.13 Approve Dividend Distribution Post For For Management
Conversion
10.14 Approve Issue Manner and Target For For Management
Subscribers
10.15 Approve Placing Arrangement for For For Management
Shareholders
10.16 Approve Matters Related to the For For Management
Bondholder Meeting
10.17 Approve Use of Proceeds For For Management
10.18 Approve Guarantee Matters For For Management
10.19 Approve Depository of Raised Funds For For Management
10.20 Approve Validity Period For For Management
11 Approve Issuance of Convertible Bonds For For Management
12 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
13 Approve Report on the Usage of For For Management
Previously Raised Funds
14 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
15 Approve Authorization of Board to For For Management
Handle All Related Matters
16 Approve Meeting Rules of the Company's For For Management
Convertible Corporate Bonds
17 Approve Shareholder Return Plan For For Management
18 Approve Provision of Guarantee for For For Management
Indirect Subsidiaries
19 Approve Guarantee Provision Plan For For Management
20 Approve Application of Bank Credit For For Management
Lines
21 Approve Amendments to Articles of For For Management
Association
22 Approve Financial Derivatives Trading For For Management
Business
23.1 Elect Zhou Yanghua as Supervisor For For Management
--------------------------------------------------------------------------------
EICHER MOTORS LTD.
Ticker: Security ID: INE066A01013
Meeting Date: AUG 10, 2020 Meeting Type: Annual
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect Vinod Kumar Aggarwal For For Management
3 Authority to Set Cost Auditors' Fees For For Management
4 Elect Manvi Sinha For For Management
5 Elect S. Sandilya For For Management
6 Approve Payment to S. Sandilya For For Management
(Non-Executive Chair)
7 Adoption of New Articles For Against Management
8 Stock Split For For Management
9 Amendment to Memorandum of Association For For Management
--------------------------------------------------------------------------------
ELECTRICITY GENERATING PUBLIC COMPANY LIMITED
Ticker: Security ID: TH0465010013
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Meeting Minutes For For Management
2 Results of Operations For For Management
3 Accounts and Reports For For Management
4 Acknowledge Interim Dividends For For Management
5 Appointment of Auditor and Authority For Against Management
to Set Fees
6 Directors' Fees For For Management
7 Elect Anya Khanthavit For For Management
8 Elect Paisan Mahapunnaporn For For Management
9 Elect Toshiro Kudama For For Management
10 Elect Tomoyuki Ochiai For For Management
11 Elect Naoki Tsutsumi For For Management
12 Amendments to Memorandum (Objective No. For For Management
6)
13 Amendments to Memorandum (Objective No. For For Management
63)
14 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
ELECTRICITY GENERATING PUBLIC COMPANY LIMITED
Ticker: EGCO Security ID: Y22834116
Meeting Date: APR 19, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Company's Performance None None Management
3 Approve Financial Statements For For Management
4 Approve Dividend Payment For For Management
5 Approve PricewaterhouseCoopers ABAS For Against Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
6 Approve Remuneration of Directors For For Management
7.1 Elect Wannipa Bhakdibutr as Director For For Management
7.2 Elect Poomjai Attanun as Director For For Management
7.3 Elect Pasu Loharjun as Director For For Management
7.4 Elect Kulit Sombatsiri as Director For For Management
7.5 Elect Pisut Painmanakul as Director For For Management
8 Other Business For Against Management
--------------------------------------------------------------------------------
ELSEWEDY ELECTRIC CO.
Ticker: SWDY Security ID: M398AL106
Meeting Date: APR 04, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Standalone and Consolidated Financial
Statements for FY 2020
3 Accept Standalone and Consolidated For For Management
Financial Statements and Statutory
Reports for FY 2020
4 Approve Corporate Governance Report For For Management
for FY 2020
5 Approve Allocation of Income and For For Management
Dividends for FY 2020
6 Approve Related Party Transactions for For For Management
FY 2020 and FY 2021
7 Approve Minutes of Previous Meeting For For Management
Held During FY 2020
8 Approve Discharge of Chairman and For For Management
Directors for FY 2020
9 Approve Sitting Fees and Travel For Against Management
Allowances of Directors for FY 2021
10 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
11 Approve Charitable Donations for FY For For Management
2020 and FY 2021
12 Elect Directors (Bundled) For Against Management
--------------------------------------------------------------------------------
ELSEWEDY ELECTRIC CO.
Ticker: SWDY Security ID: M398AL106
Meeting Date: APR 04, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 4 of Bylaws For Against Management
--------------------------------------------------------------------------------
EMAAR MALLS PJSC
Ticker: EMAARMALLS Security ID: M4026J106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Absence of Dividends For For Management
5 Approve Remuneration of Directors For For Management
6 Approve Board Remuneration Policy For For Management
7 Approve Discharge of Directors for FY For For Management
2020
8 Approve Discharge of Auditors for FY For For Management
2020
9 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
10 Elect Ahmed Al Ansari as Director For Against Management
11 Allow Directors to Carry on Activities For For Management
Included in the Objects of the Company
12 Approve the Appointment of For For Management
Representatives for the Shareholders
and Fix Their Remuneration
13 Amend Article 1 of Bylaws Re: Related For Against Management
Parties
--------------------------------------------------------------------------------
EMAAR PROPERTIES PJSC
Ticker: EMAAR Security ID: M4025S107
Meeting Date: APR 11, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Dividends of AED 0.10 per Share For For Management
5 Approve Board Remuneration Policy For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Discharge of Directors for FY For For Management
2020
8 Approve Discharge of Auditors for FY For For Management
2020
9 Ratify Auditors and Fix Their For Against Management
Remuneration for FY 2021
10.1 Elect Mohammed Al Abbar as Director None Abstain Management
10.2 Elect Jammal bin Thaniyah as Director None Abstain Management
10.3 Elect Ahmed Jawa as Director None Abstain Management
10.4 Elect Ahmed Al Matroushi as Director None Abstain Management
10.5 Elect Jassim Al Ali as Director None Abstain Management
10.6 Elect Hilal Al Mari as Director None Abstain Management
10.7 Elect Sultan Al Mansouri as Director None Abstain Management
10.8 Elect Buti Al Mulla as Director None Abstain Management
10.9 Elect Iman Abdulrazzaq as Director None Abstain Management
10.10 Elect Anoud Al Marzouqi as Director None Abstain Management
10.11 Elect Hanaa Al Bustani as Director None Abstain Management
10.12 Elect Naylah Mousawi as Director None Abstain Management
10.13 Elect Abdulwahid Al Ulamaa as Director None Abstain Management
10.14 Elect Feisal Shah Kuttiyil as Director None Abstain Management
10.15 Elect Iman Al Suweidi as Director None Abstain Management
10.16 Elect Abdullah Al Shamsi as Director None Abstain Management
11 Allow Directors to Engage in For For Management
Commercial Transactions with Company
12 Approve the Appointment of For For Management
Representatives for the Shareholders
to attend the General Meeting and Fix
Their Remuneration
13 Approve Charitable Donations up to 2 For For Management
Percent of Average Net Profits for the
last Two Fiscal Years
14 Amend Article of Bylaws Re: Related For Against Management
Parties
--------------------------------------------------------------------------------
EMAAR, THE ECONOMIC CITY
Ticker: 4220 Security ID: M4018S106
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jamal Bin Thinyah as Director None Abstain Management
1.2 Elect Ahmed Al Matroushi as Director None Abstain Management
1.3 Elect Arif Al Harmi as Director None Abstain Management
1.4 Elect Mohamed Hafni as Director None Abstain Management
1.5 Elect Mohamed Al Hindi as Director None Abstain Management
1.6 Elect Ahmed Bushnak as Director None Abstain Management
1.7 Elect Falih Hajaj as Director None Abstain Management
1.8 Elect Abdullah Al Fifi as Director None Abstain Management
1.9 Elect Oussama Barayan as Director None Abstain Management
1.10 Elect Tariq Al Saoudi as Director None Abstain Management
1.11 Elect Mohamed Al Badr as Director None Abstain Management
1.12 Elect Waleed Al Musfir as Director None Abstain Management
1.13 Elect Salih Al Yami as Director None Abstain Management
1.14 Elect Yasir Al Qadi as Director None Abstain Management
1.15 Elect as Khalid Al Ajlan Director None Abstain Management
1.16 Elect Mohamed Al Suweid as Director None Abstain Management
1.17 Elect Mohamed Al Ghamdi as Director None Abstain Management
1.18 Elect as Ahmed Al Sanoussi Director None Abstain Management
1.19 Elect Jassim Al rumeihi as Director None Abstain Management
1.20 Elect Amr Saqr as Director None Abstain Management
1.21 Elect Ramzi Ali as Director None Abstain Management
1.22 Elect Bayat Al Ouweid as Director None Abstain Management
1.23 Elect Ahmed Al Ouweid as Director None Abstain Management
1.24 Elect Abdulilah Al Sheikh as Director None Abstain Management
1.25 Elect Sultan Al Saadoun as Director None Abstain Management
1.26 Elect Mohamed Al Moammar as Director None Abstain Management
1.27 Elect Abdullah Al Huweish as Director None Abstain Management
1.28 Elect Riyadh Al Kharashi as Director None Abstain Management
1.29 Elect Hamad Al Fouzan as Director None Abstain Management
1.30 Elect Saad Al Haqeel as Director None Abstain Management
1.31 Elect Talal Al Moammar as Director None Abstain Management
1.32 Elect Ahmed Murad as Director None Abstain Management
1.33 Elect Omar Makharish as Director None Abstain Management
1.34 Elect Shakir Al Khanani as Director None Abstain Management
1.35 Elect Ghaith Fayiz as Director None Abstain Management
1.36 Elect Tariq Lenjawi as Director None Abstain Management
1.37 Elect Nouf Al Haqbani as Director None Abstain Management
1.38 Elect Abdulrahman Al Khayal as Director None Abstain Management
1.39 Elect Thamir Al Wadee as Director None Abstain Management
1.40 Elect Waleed Bamaarouf as Director None Abstain Management
1.41 Elect Turki Al Oteibi as Director None Abstain Management
1.42 Elect Mohamed Badhrees as Director None Abstain Management
1.43 Elect Fayiz Al Zaydi as Director None Abstain Management
1.44 Elect Abdullah Maqboul as Director None Abstain Management
1.45 Elect Bandar Al Dalji as Director None Abstain Management
1.46 Elect Ahmed Saleem as Director None Abstain Management
1.47 Elect Badr Ridha as Director None Abstain Management
2 Amend Audit Committee Charter For For Management
--------------------------------------------------------------------------------
EMAAR, THE ECONOMIC CITY
Ticker: 4220 Security ID: M4018S106
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Elect Hani Baothman as Director For Against Management
6 Elect Oussama Barayan as Member of For Against Management
Audit Committee
7 Elect Mazin Al Shorfan as Member of For For Management
Audit Committee
8 Elect Abdulmajeed Al Dakheel as Member For For Management
of Audit Committee
9 Amend the Audit Committee Charter For For Management
10 Amend the Nomination and Remuneration For For Management
Committee Charter
11 Approve Remuneration of Directors of For For Management
SAR 4,105,738 for FY 2020
12 Approve Discharge of Directors for FY For For Management
2020
--------------------------------------------------------------------------------
EMBOTELLADORA ANDINA SA
Ticker: ANDINA.B Security ID: P3697S103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Present Dividend Policy For For Management
4 Elect Directors For Against Management
5 Approve Remuneration of Directors, For For Management
Directors' Committee and Audit
Committee, their Annual Reports and
Expenses Incurred by both Committees
6 Appoint Auditors For For Management
7 Designate Risk Assessment Companies For For Management
8 Receive Report Regarding Related-Party For For Management
Transactions
9 Designate Newspaper to Publish For For Management
Announcements
10 Other Business For Against Management
--------------------------------------------------------------------------------
EMIRATES NBD PJSC
Ticker: EMIRATESNBD Security ID: M4029Z107
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Approve Internal Sharia Supervisory For For Management
Committee Report for FY 2019 and FY
2020
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
5 Elect Internal Sharia Supervisory For For Management
Committee Members (Bundled)
6 Approve Dividends of AED 0.40 per For For Management
Share for FY 2020
7 Approve Remuneration of Directors For For Management
8 Approve Discharge of Directors for FY For For Management
2020
9 Approve Discharge of Auditors for FY For For Management
2020
10 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
11 Appoint Two Representatives for the For For Management
Shareholders and Determine their Fees
12 Amend Articles of Bylaws For Against Management
13 Approve Board Proposal Re: For For Management
Non-convertible Securities to be
Issued by the Company
--------------------------------------------------------------------------------
EMIRATES TELECOMMUNICATIONS GROUP CO. PJSC
Ticker: ETISALAT Security ID: M4040L103
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Appointment of Group For For Management
Corporate Secretary as Rapporteur of
the Meeting and First Abu Dhabi Bank
as Collector of Votes
2 Approve Board Report on Company For For Management
Operations and Its Financial Position
for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
FY 2020
5 Approve Final Dividends of AED 1.20 For For Management
per Share for FY 2020
6 Approve Discharge of Directors for FY For For Management
2020
7 Approve Discharge of Auditors for FY For For Management
2020
8 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
9 Approve Remuneration of Directors for For Against Management
FY 2020
10 Approve Board Remuneration Policy For For Management
11 Authorize the Board to Appoint Two For For Management
Representatives for the Shareholders
Who Wish to Represent and Vote on
Their Behalf in Future Annual General
Assembly Meetings and Determine their
Fees
1 Approve Charitable Donations Up to 1 For For Management
Percent of Average Net Profits for FY
2019 and FY 2020
2.a Amend Articles of Bylaws Re: Ownership For For Management
and Participation
2.b Amend Articles of Bylaws Re: For For Management
Appointing of External Auditors
3 Approve Cancelling of Share Repurchase For For Management
Program
1 Elect Directors (Cumulative Voting) For Against Management
--------------------------------------------------------------------------------
EMPRESAS CMPC SA
Ticker: CMPC Security ID: P3712V107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a Accept Financial Statements and For For Management
Statutory Reports
b Approve Dividend Distribution of CLP 3 For For Management
per Share
c Receive Report Regarding Related-Party For For Management
Transactions
d Appoint Auditors and Designate Risk For For Management
Assessment Companies
e Approve Remuneration of Directors; For For Management
Approve Remuneration and Budget of
Directors' Committee
f Receive Dividend Policy and For For Management
Distribution Procedures
g Other Business For Against Management
--------------------------------------------------------------------------------
EMPRESAS COPEC SA
Ticker: COPEC Security ID: P7847L108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends of USD 0.05 Per Share For For Management
3 Elect Directors For Against Management
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration and Budget of For For Management
Directors' Committee; Present Report
on Directors' Committee Activities
6 Appoint PwC as Auditors For For Management
7 Designate Fitch Chile Clasificadora de For For Management
Riesgo Limitada and Feller Rate
Clasificadora de Riesgo Limitada as
Risk Assessment Companies
8 Receive Report Regarding Related-Party None None Management
Transactions
9 Other Business None None Management
--------------------------------------------------------------------------------
ENEL AMERICAS SA
Ticker: ENELAM Security ID: P37186106
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of EGP For For Management
Americas SpA
2 Approve Related-Party Transaction Re: For For Management
Merger by Absorption of EGP Americas
SpA
3 Amend Articles; Consolidate Bylaws For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
5 Receive Report Regarding Related-Party None None Management
Transactions
--------------------------------------------------------------------------------
ENEL AMERICAS SA
Ticker: ENELAM Security ID: P37186106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3.a Elect Borja Acha B. as Director For For Management
Nominated by Enel S.p.A.
3.b Elect Domingo Cruzat A. as Director For For Management
Nominated by Enel S.p.A.
3.c Elect Giulia Genuardi as Director For For Management
Nominated by Enel S.p.A.
3.d Elect Patricio Gomez S. as Director For For Management
Nominated by Enel S.p.A.
3.e Elect Francesca Gostinelli as Director For For Management
Nominated by Enel S.p.A.
3.f Elect Hernan Somerville S. as Director For For Management
Nominated by Enel S.p.A.
3.g Elect Jose Antonio Vargas as Director For For Management
Nominated by Enel S.p.A.
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Directors' For For Management
Committee and Approve Their Budget for
FY 2021
6 Present Board's Report on Expenses; None None Management
Present Directors' Committee Report on
Activities and Expenses
7 Appoint Auditors For For Management
8 Designate Risk Assessment Companies For For Management
9 Approve Investment and Financing Policy For For Management
10 Present Dividend Policy and None None Management
Distribution Procedures
11 Receive Report Regarding Related-Party None None Management
Transactions
12 Present Report on Processing, None None Management
Printing, and Mailing Information
Required by Chilean Law
13 Other Business For Against Management
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENEL CHILE SA
Ticker: ENELCHILE Security ID: P3762G109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3.a Elect Herman Chadwick Pinera as For For Management
Director Nominated by Enel S.p.A.
3.b Elect Isabella Alessio as Director For For Management
Nominated by Enel S.p.A.
3.c Elect Salvatore Bernabei as Director For For Management
Nominated by Enel S.p.A.
3.d Elect Monica Girardi as Director For For Management
Nominated by Enel S.p.A.
3.e Elect Fernan Gazmuri Plaza as Director For For Management
Nominated by Enel S.p.A.
3.f Elect Pablo Cabrera Gaete as Director For For Management
Nominated by Enel S.p.A.
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Directors' For For Management
Committee and Approve Their Budget
6 Present Board's Report on Expenses; None None Management
Present Directors' Committee Report on
Activities and Expenses
7 Appoint Auditors For For Management
8 Elect Two Supervisory Account For For Management
Inspectors and their Alternates;
Approve their Remuneration
9 Designate Risk Assessment Companies For For Management
10 Approve Investment and Financing Policy For For Management
11 Present Dividend Policy and None None Management
Distribution Procedures
12 Receive Report Regarding Related-Party None None Management
Transactions
13 Present Report on Processing, None None Management
Printing, and Mailing Information
Required by Chilean Law
14 Other Business For Against Management
15 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENERGISA SA
Ticker: ENGI4 Security ID: P3769S114
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For For Management
Management
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ENERGISA SA
Ticker: ENGI4 Security ID: P3769S114
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Elect Franklin Jambin Ma as Alternate None Did Not Vote Shareholder
Director Appointed by Preferred
Shareholder
4 Do You Wish to Request Installation of None Did Not Vote Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 Elect Fiscal Council Members For Did Not Vote Management
6 In Case One of the Nominees Leaves the None Did Not Vote Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
7 Elect Vania Andrade de Souza as Fiscal None Did Not Vote Shareholder
Council Member and Antonio Eduardo
Bertolo as Alternate Appointed by
Preferred Shareholder
--------------------------------------------------------------------------------
ENERGY ABSOLUTE PUBLIC CO. LTD.
Ticker: EA Security ID: Y2290P144
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Report of Board of None None Management
Directors and Annual Report
3 Approve Financial Statements For For Management
4 Approve Cancellation of the Remaining For For Management
Unissued Debenture
5 Approve Issuance and Offering of For For Management
Debentures
6 Approve Allocation of Income and For For Management
Dividend Payment
7 Amend Company's Objectives and Amend For For Management
Memorandum of Association
8 Approve Remuneration of Directors For For Management
9.1 Elect Amorn Sapthaweekul as Director For Against Management
9.2 Elect Sutham Songsiri as Director For Against Management
9.3 Elect Somboon Ahunai as Director For For Management
10 Approve PricewaterhouseCoopers ABAS For For Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
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ENGIE BRASIL ENERGIA S.A.
Ticker: Security ID: BREGIEACNOR9
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Manoel Eduardo Lima Lopes For For Management
3 Proportional Allocation of Cumulative Abstain Management
Votes
4 Allocate Cumulative Votes to Manoel Abstain Management
Eduardo Lima Lopes
--------------------------------------------------------------------------------
ENGIE BRASIL ENERGIA SA
Ticker: EGIE3 Security ID: P37625103
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Increase Number of For For Management
Statutory Executives from Seven to
Eight Members
--------------------------------------------------------------------------------
ENGIE BRASIL ENERGIA SA
Ticker: EGIE3 Security ID: P37625103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Employees' Bonuses For For Management
5 Approve Remuneration of Company's For For Management
Management
6 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD.
Ticker: 2688 Security ID: G3066L101
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Wang Yusuo as Director For For Management
3a2 Elect Zheng Hongtao as Director For For Management
3a3 Elect Wang Zizheng as Director For For Management
3a4 Elect Ma Zhixiang as Director For For Management
3a5 Elect Yuen Po Kwong as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
ENN NATURAL GAS CO., LTD.
Ticker: 600803 Security ID: Y3119Q107
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
10 Approve Provision of Guarantee and For For Management
Related Transaction
--------------------------------------------------------------------------------
EQUATORIAL ENERGIA
Ticker: Security ID: BREQTLACNOR0
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Amendments to Article 3 (Corporate For For Management
Purpose)
3 Consolidation of Articles For For Management
4 Authorization of Legal Formalities For For Management
--------------------------------------------------------------------------------
EQUATORIAL ENERGIA
Ticker: Security ID: BREQTLACNOR0
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Amendments to Article 6 For For Management
(Reconciliation of Share Capital)
3 Amendments to Article 26 (Investment For For Management
and Growth Reserve)
4 Consolidation of Articles For For Management
5 Authorization of Legal Formalities For For Management
--------------------------------------------------------------------------------
EQUATORIAL ENERGIA
Ticker: Security ID: BREQTLACNOR0
Meeting Date: JUL 17, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Remuneration Policy For For Management
6 Request Establishment of Supervisory For Management
Council
7 Supervisory Council Fees For For Management
8 Election of Supervisory Council For For Management
9 Approve Recasting of Votes for Amended Against Management
Supervisory Council Slate
--------------------------------------------------------------------------------
EQUATORIAL ENERGIA SA
Ticker: EQTL3 Security ID: P3773H104
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Eight For For Management
4.1 Elect Carlos Augusto Leone Piani as For For Management
Director
4.2 Elect Guilherme Mexias Ache as Director For Against Management
4.3 Elect Tania Sztamfater Chocolat as For For Management
Independent Director
4.4 Elect Paulo Jeronimo Bandeira de Mello For For Management
Pedrosa as Independent Director
4.5 Elect Luis Henrique de Moura Goncalves For For Management
as Independent Director
4.6 Elect Eduardo Haiama as Director For Against Management
4.7 Elect Augusto Miranda da Paz Junior as For Against Management
Director
4.8 Elect Tiago de Almeida Noel as Director For Against Management
5 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
6.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Augusto Leone Piani as
Director
6.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Guilherme Mexias Ache as Director
6.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Tania Sztamfater Chocolat as
Independent Director
6.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Jeronimo Bandeira de Mello
Pedrosa as Independent Director
6.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luis Henrique de Moura Goncalves
as Independent Director
6.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Haiama as Director
6.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Augusto Miranda da Paz Junior as
Director
6.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Tiago de Almeida Noel as Director
7 Approve Remuneration of Company's For Against Management
Management
8 Install Fiscal Council For For Management
9 Fix Number of Fiscal Council Members For For Management
at Three
10.1 Elect Saulo de Tarso Alves de Lara as For For Management
Fiscal Council Member and Claudia
Luciana Ceccatto de Trotta as Alternate
10.2 Elect Maria Salete Garcia Pinheiro as For For Management
Fiscal Council Member and Paulo
Roberto Franceschi as Alternate
10.3 Elect Vanderlei Dominguez da Rosa as For For Management
Fiscal Council Member and Ricardo
Bertucci as Alternate
11 Approve Remuneration of Fiscal Council For For Management
Members
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EQUATORIAL ENERGIA SA
Ticker: EQTL3 Security ID: P3773H104
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For For Management
Without Issuance of Shares and Amend
Article 6 Accordingly
2 Consolidate Bylaws For For Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EREGLI DEMIR CELIK FABRIKALARI A.S.
Ticker: Security ID: TRAEREGL91G3
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
4 Opening; Election of Presiding Chair For For Management
13 Authority to Carry Out Competing For For Management
Activities or Related Party
Transactions
14 Appointment of Auditor For For Management
15 Presentation of Report on Guarantees For For Management
16 Charitable Donations For Against Management
17 Authority to Repurchase Shares For For Management
18 CLOSING For For Management
5 Minutes For For Management
6 Presentation of Directors' Report For For Management
7 Presentation of Auditor's Report For For Management
8 Financial Statements For For Management
9 Ratification of Board Acts For For Management
10 Allocation of Profits/Dividends For For Management
11 Election of Directors; Bord Size; For For Management
Board Term Length
12 Directors' Fees For For Management
--------------------------------------------------------------------------------
EREGLI DEMIR VE CELIK FABRIKALARI TAS
Ticker: EREGL Security ID: M40710101
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
Minutes of Meeting
3 Accept Board Report For For Management
4 Accept Audit Report For For Management
5 Accept Financial Statements For For Management
6 Ratify Director Appointment For For Management
7 Approve Discharge of Board For For Management
8 Approve Allocation of Income For For Management
9 Elect Directors For For Management
10 Approve Director Remuneration For Against Management
11 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
12 Ratify External Auditors For Against Management
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
14 Approve Upper Limit of Donations for For Against Management
2021 and Receive Information on
Donations Made in 2020
15 Close Meeting None None Management
--------------------------------------------------------------------------------
ETIHAD ETISALAT CO.
Ticker: 7020 Security ID: M4100E106
Meeting Date: MAY 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
6 Approve Related Party Transactions Re: For For Management
Emirates Telecommunications Group
Company
7 Approve Related Party Transactions Re: For For Management
Public Pension Agency
8 Approve Related Party Transactions Re: For For Management
Saudi Basic Industries Corp
9 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
10 Approve Dividends of SAR 0.5 Per Share For For Management
for FY 2020
--------------------------------------------------------------------------------
EVE ENERGY CO., LTD.
Ticker: 300014 Security ID: Y2303F109
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Working System for Independent For For Management
Directors
2 Amend Management System for Special For For Management
Deposit and Usage of Raised Funds
3 Amend Foreign Investment Management For For Management
System
4 Amend Related Party Transaction For For Management
Decision-making System
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Amend External Guarantee Management For For Management
System
8 Approve Amendments to Articles of For For Management
Association
9 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
EVE ENERGY CO., LTD.
Ticker: 300014 Security ID: Y2303F109
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Change the Implementation For For Management
Entity of the Partial Raised Funds
Investment Project
2 Approve Changes in Usage of Raised For For Management
Funds
3 Approve Guarantee Provision Plan For For Management
4 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
EVE ENERGY CO., LTD.
Ticker: 300014 Security ID: Y2303F109
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change to Joint-Venture For For Management
Investment and Provision of Guarantee
2 Approve Provision of Guarantee For For Shareholder
--------------------------------------------------------------------------------
EVE ENERGY CO., LTD.
Ticker: 300014 Security ID: Y2303F109
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in the Construction For For Management
of Passenger Vehicle Lithium-Ion Power
Battery Project (Phase II)
2 Approve Provision of Guarantees For Against Management
3 Approve Daily Related Party For For Management
Transactions
4 Approve Employee Share Purchase Plan For Against Shareholder
(Draft) and Summary
5 Approve Authorization of Board to For Against Shareholder
Handle All Related Matters
6 Approve Provision of Guarantee for For For Shareholder
Yiwei Asia
--------------------------------------------------------------------------------
EVE ENERGY CO., LTD.
Ticker: 300014 Security ID: Y2303F109
Meeting Date: APR 08, 2021 Meeting Type: Special
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Establishment of Joint Venture For For Management
Company
--------------------------------------------------------------------------------
EVE ENERGY CO., LTD.
Ticker: 300014 Security ID: Y2303F109
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Audit Report For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Remuneration and Assessment For For Management
Plan of Directors and Senior
Management Members
8 Approve to Appoint Auditor For For Management
9 Approve Repurchase and Cancellation of For For Management
Stock Options and Performance Shares
10 Approve Amendments to Articles of For For Management
Association
11 Approve to Formulate Management System For For Management
of External Financial Assistance
Provision
12 Approve Report of the Board of For For Management
Supervisors
13 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
EVE ENERGY CO., LTD.
Ticker: 300014 Security ID: Y2303F109
Meeting Date: JUN 09, 2021 Meeting Type: Special
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Leasing Business For For Management
2 Approve Provision of Guarantees For For Management
3 Approve Change of Use of Part of For For Management
Raised Funds
--------------------------------------------------------------------------------
EVER SUNSHINE LIFESTYLE SERVICES GROUP LIMITED
Ticker: 1995 Security ID: G3313W108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Ma Yongyi as Director For Against Management
3.2 Elect Wang Peng as Director For Against Management
3.3 Elect Cheung Wai Chung as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve Change of English Name and For For Management
Chinese Name of the Company and
Related Transactions
--------------------------------------------------------------------------------
EVERBRIGHT SECURITIES COMPANY LIMITED
Ticker: 6178 Security ID: Y2357S106
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Business Scope and For For Management
Amend Articles of Association
2 Approve Ernst & Young Hua Ming LLP For For Management
(Special General Partnership) and
Ernst & Young as Domestic External
Auditors and Overseas External
Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
EVERBRIGHT SECURITIES COMPANY LIMITED
Ticker: 6178 Security ID: Y2357S106
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Amendments to the For For Management
Rules Governing the Management of
Related Party Transactions
2.1 Elect Yan Jun as Director For Against Management
2.2 Elect Liu Qiuming as Director For For Management
2.3 Elect Song Bingfang as Director For For Management
2.4 Elect Fu Jianping as Director For For Management
2.5 Elect Yin Lianchen as Director For For Management
2.6 Elect Chan Ming Kin as Director For Against Management
2.7 Elect Tian Wei as Director For For Management
2.8 Elect Yu Mingxiong as Director For For Management
3.1 Elect Wang Yong as Director For For Management
3.2 Elect Po Wai Kwong as Director For For Management
3.3 Elect Ren Yongping as Director For For Management
3.4 Elect Yin Junming as Director For For Management
3.5 Elect Liu Yunhong as Director For For Management
4.1 Elect Liu Jiping as Supervisor For For Management
4.2 Elect Wu Chunsheng as Supervisor For For Management
4.3 Elect Wang Hongyang as Supervisor For For Management
4.4 Elect Yang Weirong as Supervisor For For Management
4.5 Elect Zhu Wuxiang as Supervisor For For Management
4.6 Elect Cheng Fengchao as Supervisor For For Management
--------------------------------------------------------------------------------
EVERBRIGHT SECURITIES COMPANY LIMITED
Ticker: 6178 Security ID: Y2357S106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Annual Report and Its For For Management
Summary
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2021 Expected Ordinary Related For For Management
Party (Connected) Transactions in 2021
6 Approve Proposal of Proprietary For For Management
Trading Businesses Scale in 2021
7.1 Approve Issuer For For Management
7.2 Approve Type of Debt Financing For For Management
Instruments
7.3 Approve Size of Issuance For For Management
7.4 Approve Method of Issuance For For Management
7.5 Approve Term of Debt Financing For For Management
Instruments
7.6 Approve Interest Rates of Debt For For Management
Financing Instruments
7.7 Approve Guarantees and Other Credit For For Management
Enhancement Arrangements
7.8 Approve Purpose of Proceeds For For Management
7.9 Approve Issue Price For For Management
7.10 Approve Target Subscribers and For For Management
Arrangements for Placement to the
Shareholders of the Company
7.11 Approve Listing of the Debt Financing For For Management
Instruments
7.12 Approve Measures for Guaranteeing Debt For For Management
Repayment of the Debt Financing
Instruments
7.13 Approve Authorization of Matters For For Management
Relating to the Issuance of the
Onshore and Offshore Debt Financing
Instruments of the Company
7.14 Approve Validity Period of the For For Management
Resolution
8 Approve Adjustment of the Allowances For For Management
of the Independent Directors and
External Supervisors
--------------------------------------------------------------------------------
EVERGREEN MARINE CORP. (TAIWAN) LTD.
Ticker: 2603 Security ID: Y23632105
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
4 Approve Release of Restrictions of For For Management
Competitive Activities of Chairman
CHANG, YEN-I
--------------------------------------------------------------------------------
EXXARO RESOURCES LTD.
Ticker: EXX Security ID: S26949107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Likhapha Mbatha as Director For For Management
1.2 Re-elect Isaac Mophatlane as Director For For Management
1.3 Elect Chanda Nxumalo as Director For For Management
1.4 Elect Mandlesilo Msimang as Director For For Management
1.5 Elect Nombasa Tsengwa as Director For For Management
1.6 Elect Mvuleni Qhena as Director For For Management
2.1 Re-elect Mark Moffett as Member of the For For Management
Audit Committee
2.2 Re-elect Isaac Mophatlane as Member of For For Management
the Audit Committee
2.3 Re-elect Ras Myburgh as Member of the For For Management
Audit Committee
2.4 Re-elect Vuyisa Nkonyeni as Member of For For Management
the Audit Committee
2.5 Elect Chanda Nxumalo as Member of the For For Management
Audit Committee
3.1 Re-elect Geraldine Fraser-Moleketi as For For Management
Member of the Social, Ethics and
Responsibility Committee
3.2 Re-elect Likhapha Mbatha as Member of For For Management
the Social, Ethics and Responsibility
Committee
3.3 Re-elect Isaac Mophatlane as Member of For For Management
the Social, Ethics and Responsibility
Committee
3.4 Re-elect Peet Snyders as Member of the For For Management
Social, Ethics and Responsibility
Committee
4 Reappoint PricewaterhouseCoopers For For Management
Incorporated as Auditors of the
Company with TD Shango as the
Independent External Auditor
5 Appoint KPMG Consortium as Auditors of For For Management
the Company with Safeera Loonat as the
Designated Audit Partner
6 Authorise Ratification of Approved For For Management
Resolutions
7 Approve Amendment to the Deferred For For Management
Bonus Plan Rules to include Malus
Provisions
8 Approve Amendment to the Long-Term For For Management
Incentive Plan Rules to include Malus
Provisions
1 Approve Non-executive Directors' Fees For For Management
2 Approve Financial Assistance in Terms For For Management
of Sections 44 of the Companies Act
3 Authorise Repurchase of Issued Share For For Management
Capital
4 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
1 Approve Remuneration Policy For For Management
2 Approve Implementation Report of the For For Management
Remuneration Policy
--------------------------------------------------------------------------------
FALABELLA SA
Ticker: FALABELLA Security ID: P3880F108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Consolidated Balance Sheet For For Management
3 Approve Consolidated Financial For For Management
Statements
4 Approve Auditors' Report For For Management
5 Approve Dividends of CLP 5 Per Share For For Management
6 Approve Allocation of Income Which are For For Management
no Distributable to Shareholders
7 Approve Dividend Policy For For Management
8 Approve Remuneration of Directors For For Management
9 Appoint Auditors For For Management
10 Designate Risk Assessment Companies For For Management
11 Receive Report Regarding Related-Party For For Management
Transactions
12 Receive Directors Committee's Report For For Management
13 Approve Remuneration of Directors' For For Management
Committee
14 Approve Budget of Directors' Committee For For Management
15 Designate Newspaper to Publish For For Management
Announcements
--------------------------------------------------------------------------------
FANGDA CARBON NEW MATERIAL CO LTD
Ticker: 600516 Security ID: CNE000001CC6
Meeting Date: JUL 20, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to the Company's Articles For For Management
of Association
2 REAPPOINTMENT OF AUDIT FIRM For For Management
--------------------------------------------------------------------------------
FANGDA CARBON NEW MATERIAL CO., LTD.
Ticker: 600516 Security ID: Y51720103
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
FANGDA CARBON NEW MATERIAL CO., LTD.
Ticker: 600516 Security ID: Y51720103
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Funds for Securities For Against Management
Investment
2 Approve Mutual Guarantee For For Management
--------------------------------------------------------------------------------
FANGDA CARBON NEW MATERIAL CO., LTD.
Ticker: 600516 Security ID: Y51720103
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Funds to Purchase For Against Management
Financial Products
--------------------------------------------------------------------------------
FANGDA CARBON NEW MATERIAL CO., LTD.
Ticker: 600516 Security ID: Y51720103
Meeting Date: FEB 04, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
FANGDA CARBON NEW MATERIAL CO., LTD.
Ticker: 600516 Security ID: Y51720103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Related Party Transaction For For Management
8 Approve Application for Comprehensive For For Management
Credit Business
--------------------------------------------------------------------------------
FANGDA CARBON NEW MATERIAL CO., LTD.
Ticker: 600516 Security ID: Y51720103
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allowance of Independent For For Management
Directors
2.1 Elect Dang Xijiang as Director For Against Shareholder
2.2 Elect Yan Kuixing as Director For For Shareholder
2.3 Elect Huang Zhihua as Director For For Shareholder
2.4 Elect Liu Yinan as Director For For Shareholder
2.5 Elect Xu Zhixin as Director For For Shareholder
2.6 Elect Qiu Yapeng as Director For For Shareholder
2.7 Elect Shu Wenbo as Director For For Shareholder
3.1 Elect Wei Yanheng as Director For For Management
3.2 Elect Wu Li as Director For For Management
3.3 Elect Huang Juan as Director For For Management
3.4 Elect Peng Shuyuan as Director For For Management
4.1 Elect Li Xin as Supervisor For For Management
4.2 Elect Shi Jinhua as Supervisor For For Management
4.3 Elect Lu Lu as Supervisor For For Management
--------------------------------------------------------------------------------
FAR EAST HORIZON LTD.
Ticker: 3360 Security ID: Y24286109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Kong Fanxing as Director For Against Management
3b Elect Wang Mingzhe as Director For For Management
3c Elect Yang Lin as Director For For Management
3d Elect Liu Haifeng David as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
FAR EASTERN NEW CENTURY CORP.
Ticker: 1402 Security ID: Y24374103
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3.1 Elect Douglas Tong Hsu, with None For Shareholder
Shareholder No. 8, as Non-independent
Director
3.2 Elect Johnny Hsi, a Representative of None Against Shareholder
Asia Cement Corp. with Shareholder No.
319, as Non-independent Director
3.3 Elect Peter Hsu, a Representative of None Against Shareholder
Asia Cement Corp., with Shareholder No.
319, as Non-independent Director
3.4 Elect Shaw Y. Wang, a Representative None Against Shareholder
of Asia Cement Corp., with Shareholder
No. 319, as Non-independent Director
3.5 Elect Jeff Hsu, a Representative of None Against Shareholder
Asia Cement Corp., with Shareholder No.
319, as Non-independent Director
3.6 Elect Richard Yang, a Representative None Against Shareholder
of Far Eastern Department Stores Ltd.,
with Shareholder No. 844, as
Non-independent Director
3.7 Elect Tonia Katherine Hsu, a None Against Shareholder
Representative of Far Eastern
Department Stores Ltd., with
Shareholder No. 844, as
Non-independent Director
3.8 Elect Kwan-Tao Li, a Representative of None Against Shareholder
U-Ming Marine Transport Corp., with
Shareholder No. 21778, as
Non-independent Director
3.9 Elect Alice Hsu, a Representative of None Against Shareholder
U-Ming Marine Transport Corp., with
Shareholder No. 21778, as
Non-independent Director
3.10 Elect Champion Lee, a Representative None Against Shareholder
of Yue Ding Investment Co., Ltd., with
Shareholder No. 118441, as Independent
Director
3.11 Elect Chen-En Ko, with Shareholder No. None For Shareholder
U100056XXX, as Independent Director
3.12 Elect Johnsee Lee, with Shareholder No. None Against Shareholder
P100035XXX, as Independent Director
3.13 Elect Raymond R. M. Tai, with None For Shareholder
Shareholder No. Q100220XXX, as
Independent Director
4 Approve Release of Relevant Directors For For Management
from the Non-competition Restriction
under Article 209 of the Company Act
--------------------------------------------------------------------------------
FAR EASTONE TELECOMMUNICATIONS CO., LTD.
Ticker: 4904 Security ID: Y7540C108
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
4 Approve Amendments to Articles of For For Management
Association
5.1 Elect Douglas Hsu, a Representative of None For Shareholder
Yuan Ding Investment Co., Ltd., with
SHAREHOLDER NO.0000001, as
Non-Independent Director
5.2 Elect Peter Hsu, a Representative of None Against Shareholder
Yuan Ding Investment Co., Ltd., with
SHAREHOLDER NO.0000001, as
Non-Independent Director
5.3 Elect Jan Nilsson, a Representative of None Against Shareholder
Yuan Ding Investment Co., Ltd., with
SHAREHOLDER NO.0000001, as
Non-Independent Director
5.4 Elect Champion Lee, a Representative None Against Shareholder
of Yuan Ding Co., Ltd., with
SHAREHOLDER NO.0017366, as
Non-Independent Director
5.5 Elect Jeff Hsu, a Representative of None Against Shareholder
Yuan Ding Co., Ltd., with SHAREHOLDER
NO.0017366, as Non-Independent Director
5.6 Elect Toon Lim, a Representative of None Against Shareholder
Ding Yuan International Investment Co.
, Ltd., with SHAREHOLDER NO.0001212,
as Non-Independent Director
5.7 Elect Nobutaka Kurata, a None Against Shareholder
Representative of U-Ming Marine
Transport Corp., with SHAREHOLDER NO.
0051567, as Non-Independent Director
5.8 Elect Bonnie Peng, a Representative of None Against Shareholder
Asia Investment Corp., with
SHAREHOLDER NO.0015088, as
Non-Independent Director
5.9 Elect Lawrence Juen-Yee LAU, with ID None Against Shareholder
NO.1944121XXX, as Independent Director
5.10 Elect Jyuo-Min Shyu, with ID NO. None For Shareholder
F102333XXX, as Independent Director
5.11 Elect Ta-Sung Lee, with ID NO. None For Shareholder
F120669XXX, as Independent Director
6 Approve to Release the Non-competition For Against Management
Restriction on Directors in Accordance
with Article 209 of the Company Law
--------------------------------------------------------------------------------
FAW JIEFANG GROUP CO., LTD.
Ticker: 000800 Security ID: Y24745104
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Debt Transfer
--------------------------------------------------------------------------------
FAW JIEFANG GROUP CO., LTD.
Ticker: 000800 Security ID: Y24745104
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Share Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Management Method of For For Management
Performance Share Incentive Plan
4 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
FAW JIEFANG GROUP CO., LTD.
Ticker: 000800 Security ID: Y24745104
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party Transaction For For Management
2 Approve Financial Business For For Management
--------------------------------------------------------------------------------
FAW JIEFANG GROUP CO., LTD.
Ticker: 000800 Security ID: Y24745104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Increase in Registered Capital For For Management
7 Amend Articles of Association For For Management
8 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
FENG TAY ENTERPRISE CO., LTD.
Ticker: 9910 Security ID: Y24815105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4.1 Elect CHIEN-HUNG, WANG, with None Abstain Shareholder
Shareholder No. 3, as Non-independent
Director
4.2 Elect CHIEN-RONG, WANG, with None Abstain Shareholder
Shareholder No. 4, as Non-independent
Director
4.3 Elect CHAO-CHI, CHEN, with Shareholder None Abstain Shareholder
No. 38202, as Non-independent Director
4.4 Elect HUI-LIN, CHEN, with Shareholder None Abstain Shareholder
No. 17, as Non-independent Director
4.5 Elect PETER DALE NICKERSON, with None Abstain Shareholder
Shareholder No. 57128, as
Non-independent Director
4.6 Elect SHI-JIN, TSAI, with Shareholder None Abstain Shareholder
No. Q100694XXX, as Non-independent
Director
4.7 Elect SHI-RONG, CHEN, with Shareholder None Abstain Shareholder
No. 16, as Non-independent Director
4.8 Elect TSUNG-DA, LU, with Shareholder None Abstain Shareholder
No. 18, as Non-independent Director
4.9 Elect YI-HUA, CHUNG, with Shareholder None Abstain Shareholder
No. Q120042XXX, as Non-independent
Director
4.10 Elect LI-CHUAN, WANG, with Shareholder None Abstain Shareholder
No. 5, as Non-independent Director
4.11 Elect HAO-CHIEN, HUANG, with None For Shareholder
Shareholder No. P101154XXX, as
Independent Director
4.12 Elect YOU-SHENG, LU, with Shareholder None For Shareholder
No. V120131XXX, as Independent Director
4.13 Elect CHUNG-YI, LIN, with Shareholder None For Shareholder
No. S120772XXX, as Independent Director
4.14 Elect HSUEH-CHENG, LI, with None For Shareholder
Shareholder No. F121943XXX, as
Independent Director
5 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD.
Ticker: 600498 Security ID: Y2482T102
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lu Guoqing as Non-Independent For For Management
Director
1.2 Elect Liu Huiya as Non-Independent For For Management
Director
1.3 Elect He Shuping as Non-Independent For For Management
Director
1.4 Elect Chen Shanzhi as Non-Independent For For Management
Director
1.5 Elect Ge Jun as Non-Independent For For Management
Director
1.6 Elect Wang Weihua as Non-Independent For For Management
Director
1.7 Elect Tao Jun as Non-Independent For For Management
Director
2.1 Elect Tian Zhilong as Independent For For Management
Director
2.2 Elect Wang Xiongyuan as Independent For For Management
Director
2.3 Elect Guo Yuemei as Independent For For Management
Director
2.4 Elect Chen Zhen as Independent Director For For Management
3.1 Elect Yu Shaohua as Supervisor For For Management
3.2 Elect Ding Feng as Supervisor For For Management
3.3 Elect Wu Haibo as Supervisor For For Management
3.4 Elect Zhang Haiyan as Supervisor For For Management
--------------------------------------------------------------------------------
FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD.
Ticker: 600498 Security ID: Y2482T102
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination in the For For Management
Implementation of Performance Share
Incentive Plan as well as Repurchase
and Cancellation of Performance Shares
--------------------------------------------------------------------------------
FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD.
Ticker: 600498 Security ID: Y2482T102
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Terms for Downward Adjustment For Against Management
of Conversion Price
--------------------------------------------------------------------------------
FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD.
Ticker: 600498 Security ID: Y2482T102
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Daily Related Party Transaction For For Management
6 Approve Financial Service Agreement For For Management
7 Approve Profit Distribution For For Management
8 Approve to Appoint Auditor For For Management
9 Approve Annual Report and Summary For For Management
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION SA DE CV
Ticker: FUNO11 Security ID: P3515D163
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.i Accept Reports of Audit, Corporate For For Management
Practices, Nominating and Remuneration
Committees
1.ii Accept Technical Committee Report on For For Management
Compliance in Accordance to Article
172 of General Mercantile Companies Law
1.iii Accept Report of Trust Managers in For For Management
Accordance to Article 44-XI of
Securities Market Law, Including
Technical Committee's Opinion on that
Report
1.iv Accept Technical Committee Report on For For Management
Operations and Activities Undertaken
2 Approve Financial Statements and For For Management
Allocation of Income
3 Ratify Ignacio Trigueros Legarreta as For For Management
Member of Technical Committee
4 Ratify Antonio Hugo Franck Cabrera as For For Management
Member of Technical Committee
5 Ratify Ruben Goldberg Javkin as Member For For Management
of Technical Committee
6 Ratify Herminio Blanco Mendoza as For Against Management
Member of Technical Committee
7 Ratify Alberto Felipe Mulas Alonso as For For Management
Member of Technical Committee
8 Approve Remuneration of Technical For For Management
Committee Members
9 Receive Controlling's Report on For Against Management
Ratification of Members and Alternates
of Technical Committee
10 Appoint Legal Representatives For For Management
11 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FILA HOLDINGS CORP.
Ticker: 081660 Security ID: Y2484W103
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Yoon Myeong-jin as Inside For For Management
Director
2.2 Elect Jeong Seung-wook as For For Management
Non-Independent Non-Executive Director
2.3 Elect Kim Hae-seong as Outside Director For For Management
2.4 Elect Yoon Young-mi as Outside Director For For Management
3 Appoint Yoon Young-seon as Internal For For Management
Auditor
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
FINANCIAL STREET HOLDING CO LTD
Ticker: Security ID: CNE000000KT5
Meeting Date: JUL 06, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect DONG Zhenyu For For Management
--------------------------------------------------------------------------------
FINANCIAL STREET HOLDING CO LTD
Ticker: Security ID: CNE000000KT5
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect GAO Liang For For Management
2 Elect YANG Yang For For Management
3 Elect LV Hongbin For For Management
4 Elect BAI Li For For Management
5 Elect ZHAO Peng For For Management
6 Elect DONG Zhenyu For For Management
7 Elect YANG Xiaozhou For For Management
8 Elect ZHANG Wei For For Management
9 Elect ZHU Yan For For Management
10 Elect LI Qian For Against Management
11 Elect XIE Xin For Against Management
--------------------------------------------------------------------------------
FINANCIAL STREET HOLDINGS CO., LTD.
Ticker: 000402 Security ID: Y2496E109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report For For Management
6 Approve Provision of Guarantees For For Management
7 Approve Additional Financial Aid For For Management
8 Approve Financial Services Agreement For For Management
9 Approve Related Party Transactions For For Management
with Beijing Financial Street
Investment (Group) Co., Ltd.
10 Approve Financial Auditor and Internal For For Management
Control Auditor
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
14 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
15 Amend Working System for Independent For For Management
Directors
16 Elect Wang Kaiguo as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
FIRST ABU DHABI BANK PJSC
Ticker: FAB Security ID: M7080Z114
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Ownership of For Against Management
Legacy First Gulf Bank Banking License
to ADQ Holding to Establish a Fully
Digitalized UAE Bank in Exchange of
10% of the Proposed Bank and an
Additional 10% in it's Initial Public
Offering
--------------------------------------------------------------------------------
FIRST ABU DHABI BANK PJSC
Ticker: FAB Security ID: M7080Z114
Meeting Date: FEB 28, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Allocation of Income and For For Management
Dividends of 74 Percent of Share
Capital for FY 2020
5 Approve Remuneration of Directors For For Management
6 Approve Discharge of Directors for FY For For Management
2020
7 Approve Discharge of Auditors for FY For For Management
2020
8 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
9 Elect Director For Against Management
10 Approve Shariah Supervisory Board For For Management
Report and Elect Shariah Supervisory
Board Members
10 Approve The Renewal of the Issuing For For Management
Programs/Islamic Sukuk/Bonds or Other
Non-Convertible Securities or Create
New Programs Up to USD 10 Billion
11 Authorize the Board to Issue Islamic For For Management
Sukuk/Bonds or Other Non-Convertible
Securities, Update or Create New
Programs Up to USD 10 Billion
--------------------------------------------------------------------------------
FIRST CAPITAL SECURITIES CO., LTD.
Ticker: 002797 Security ID: Y2R9TR100
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6.1 Approve Related Party Transactions For For Management
with Beijing Capital Group Co., Ltd.
and Related Parties
6.2 Approve Related Party Transactions For For Management
with Huaxi Xinyu Investment Co., Ltd.
and Related Parties
6.3 Approve Related Party Transactions For For Management
with Zhejiang Hangmin Industry Group
Co., Ltd. and Related Parties
6.4 Approve Related Party Transactions For For Management
with Yinhua Fund Management Co., Ltd.
and Its Subsidiaries within the Scope
of Consolidated Statements
6.5 Approve Related Party Transactions For For Management
with Other Related Parties
7 Approve Proprietary Investment Scale For For Management
Application
8 Approve Issuance of Commercial Papers For For Management
9 Amend Selection and Appointment System For For Management
of Accounting Firms
10 Approve Appointment of Auditor For For Management
11 Approve Remuneration of Directors For For Management
12 Approve Remuneration of Supervisors For For Management
13.1 Elect Liu Xuemin as Director For For Management
13.2 Elect Wang Fang as Director For For Management
13.3 Elect Deng Wenbin as Director For For Management
13.4 Elect Yang Weibin as Director For For Management
13.5 Elect Xu Jian as Director For For Management
13.6 Elect Liang Wangnan as Director For For Management
13.7 Elect Zang Ying as Director For For Management
13.8 Elect Gao Tianxiang as Director For For Management
14.1 Elect Long Yifei as Director For For Management
14.2 Elect Luo Fei as Director For For Management
14.3 Elect Peng Peiran as Director For For Management
14.4 Elect Li Xudong as Director For For Management
14.5 Elect Liu Xiaolei as Director For For Management
15.1 Elect Qian Longhai as Supervisor For For Management
15.2 Elect Li Zhang as Supervisor For For Management
15.3 Elect Chen Zhicheng as Supervisor For For Management
15.4 Elect Wang Xuefeng as Supervisor For For Management
--------------------------------------------------------------------------------
FIRST FINANCIAL HOLDING CO. LTD.
Ticker: 2892 Security ID: Y2518F100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Consolidated Financial Statements
2 Approve Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4.1 Elect YE-CHIN CHIOU, a Representative For Abstain Shareholder
of MINISTRY OF FINANCE, with
SHAREHOLDER NO.1250015, as
Non-Independent Director
4.2 Elect FEN-LEN CHEN, a Representative For Abstain Shareholder
of MINISTRY OF FINANCE, with
SHAREHOLDER NO.1250015, as
Non-Independent Director
4.3 Elect SHANG-CHIH WANG, a For Abstain Shareholder
Representative of MINISTRY OF FINANCE,
with SHAREHOLDER NO.1250015, as
Non-Independent Director
4.4 Elect SHING-RONG LO, a Representative For Abstain Shareholder
of MINISTRY OF FINANCE, with
SHAREHOLDER NO.1250015, as
Non-Independent Director
4.5 Elect CHIH-CHUAN CHEN, a For Abstain Shareholder
Representative of MINISTRY OF FINANCE,
with SHAREHOLDER NO.1250015, as
Non-Independent Director
4.6 Elect HSIN-LU CHANG, a Representative For Abstain Shareholder
of MINISTRY OF FINANCE, with
SHAREHOLDER NO.1250015, as
Non-Independent Director
4.7 Elect TUNG-FU LIN, a Representative of For Abstain Shareholder
MINISTRY OF FINANCE, with SHAREHOLDER
NO.1250015, as Non-Independent Director
4.8 Elect CHIA-CHEN LEE, a Representative Against Abstain Shareholder
of MINISTRY OF FINANCE, with
SHAREHOLDER NO.1250015, as
Non-Independent Director
4.9 Elect MING-JEN YAO, a Representative For Abstain Shareholder
of BANK OF TAIWAN, with SHAREHOLDER NO.
1250012, as Non-Independent Director
4.10 Elect SU-CHU HSU, a Representative of For Abstain Shareholder
BANK OF TAIWAN, with SHAREHOLDER NO.
1250012, as Non-Independent Director
4.11 Elect TIEN-YUAN CHEN, a Representative Against Abstain Shareholder
of GOLDEN GATE INVESTMENT CO.,LTD,
with SHAREHOLDER NO.4675749, as
Non-Independent Director
4.12 Elect AN-FU CHEN, a Representative of For Abstain Shareholder
GLOBAL VISION INVESTMENT CO.,LTD, with
SHAREHOLDER NO.4562879, as
Non-Independent Director
4.13 Elect CHUN-HUNG LIN, with ID NO. For For Management
J120418XXX, as Independent Director
4.14 Elect RACHEL J. HUANG, with ID NO. For For Management
J221239XXX, as Independent Director
4.15 Elect YEN-LIANG CHEN, with ID NO. For For Management
D120848XXX, as Independent Director
4.16 Elect WEN-LING HUNG, with ID NO. For For Management
F220614XXX, as Independent Director
4.17 Elect HUNG-YU LIN, with ID NO. For For Management
N223608XXX, as Independent Director
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
FIRSTRAND LTD.
Ticker: FSR Security ID: S5202Z131
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Russell Loubser as Director For For Management
1.2 Re-elect Thandie Mashego as Director For For Management
1.3 Elect Zelda Roscherr as Director For For Management
2.1 Reappoint Deloitte & Touche as For For Management
Auditors of the Company
2.2 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company
3 Place Authorised but Unissued Ordinary For For Management
Shares under Control of Directors
4 Authorise Ratification of Approved For For Management
Resolutions
1 Approve Remuneration Policy For For Management
2 Approve Remuneration Implementation For Against Management
Report
1 Authorise Repurchase of Issued Share For For Management
Capital
2.1 Approve Financial Assistance to For For Management
Directors and Prescribed Officers as
Employee Share Scheme Beneficiaries
2.2 Approve Financial Assistance to For For Management
Related and Inter-related Entities
3 Approve Remuneration of Non-Executive For For Management
Directors
--------------------------------------------------------------------------------
FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD.
Ticker: 002027 Security ID: Y29327106
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Venture Capital Management System For For Management
2 Approve to Adjust the Relevant Matters For For Management
on Appointment of Auditor
--------------------------------------------------------------------------------
FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD.
Ticker: 002027 Security ID: Y29327114
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For Against Management
2 Approve Management Method of Employee For Against Management
Share Purchase Plan
3 Approve Authorization of the Board to For Against Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD.
Ticker: 002027 Security ID: Y29327114
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Use of Own Funds to Purchase For Against Management
Financial Products
8 Approve Use of Own Funds for Venture For Against Management
Capital
9 Approve Daily Related Party For For Management
Transactions
10 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
FOLLI FOLLIE SA
Ticker: FFGRP Security ID: X1890Z115
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2018 Financial Statements and For Against Management
Statutory Reports
2 Approve Management of Company for the Against Against Management
Fiscal Year 2018 and Discharge Board
3 Approve Management of Company and For Against Management
Grant Discharge to Auditors in
Relation to Drafting and Special Audit
of Restated 2018 Financial Statements
4 Approve Auditors and Fix Their For Against Management
Remuneration for 2019
5 Approve Director Remuneration for 2018 Against Against Management
6 Ratify Director Appointments For Against Management
7 Ratify Rules on Audit Committee's For For Management
Nature, Composition, and Membership
8 Presentation of Audit Committee's None None Management
Activity Report
9 Various Announcements None None Management
--------------------------------------------------------------------------------
FOLLI FOLLIE SA
Ticker: FFGRP Security ID: X1890Z115
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2019 Financial Statements For For Management
2 Approve Management of Company and For For Management
Grant Discharge to Auditors
3 Approve Current Management of Company For For Management
and Grant Discharge to Auditors in
Relation to Drafting and Ordinary
Audit of 2019 Financial Statements
4 Approve Auditors and Fix Their For For Management
Remuneration
5 Approve Remuneration Policy For For Management
6 Advisory Vote on Remuneration Report For For Management
7 Approve Director Remuneration for 2019 For For Management
8 Pre-approve Director Remuneration for For For Management
2020
9 Various Announcements None None Management
--------------------------------------------------------------------------------
FOLLI FOLLIE SA
Ticker: FFGRP Security ID: X1890Z115
Meeting Date: MAR 22, 2021 Meeting Type: Special
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Rehabilitation Agreement For For Management
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO SAB DE CV
Ticker: FEMSAUBD Security ID: P4182H115
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and Cash For For Management
Dividends
3 Set Maximum Amount of Share Repurchase For For Management
Reserve
4 Elect Directors and Secretaries, For For Management
Verify Director's Independence
Classification as Per Mexican
Securities Law, and Approve their
Remuneration
5 Elect Members and Chairmen of Planning For For Management
and Finance, Audit, and Corporate
Practices Committees; Approve Their
Remuneration
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
7 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FORD OTOMOTIV SANAYI AS
Ticker: FROTO Security ID: M7608S105
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Ratify Director Appointments For Against Management
6 Approve Discharge of Board For For Management
7 Approve Allocation of Income For For Management
8 Amend Articles 6 Re: Capital Related For Against Management
9 Elect Directors For Against Management
10 Approve Remuneration Policy and For For Management
Director Remuneration for 2020
11 Approve Director Remuneration For Against Management
12 Ratify External Auditors For For Management
13 Approve Upper Limit of Donations for For Against Management
2021 and Receive Information on
Donations Made in 2020
14 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
15 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
16 Wishes None None Management
--------------------------------------------------------------------------------
FORMOSA CHEMICALS & FIBRE CORP.
Ticker: 1326 Security ID: Y25946107
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Amend Rules and Procedures Regarding For For Management
Shareholders' General Meeting
5.1 Elect WEN YUAN, WONG, with SHAREHOLDER None For Shareholder
NO. 327181, as Non-Independent Director
5.2 Elect FU YUAN, HONG, with SHAREHOLDER None For Shareholder
NO. 498, as Non-Independent Director
5.3 Elect WILFRED WANG, with SHAREHOLDER None Against Shareholder
NO. 8, as Non-Independent Director
5.4 Elect RUEY YU, WANG, a Representative None Against Shareholder
of NAN YA PLASTICS CORPORATION, with
SHAREHOLDER NO. 3354, as
Non-Independent Director
5.5 Elect WALTER WANG, a Representative of None Against Shareholder
FORMOSA PETROCHEMICAL CORPORATION,
with SHAREHOLDER NO. 234888, as
Non-Independent Director
5.6 Elect WEN CHIN, LU, with SHAREHOLDER None Against Shareholder
NO. 289911, as Non-Independent Director
5.7 Elect ING DAR, FANG, with SHAREHOLDER None Against Shareholder
NO. 298313, as Non-Independent Director
5.8 Elect CHING FEN, LEE, with ID NO. None Against Shareholder
A122251XXX, as Non-Independent Director
5.9 Elect TSUNG YUAN, CHANG, with ID NO. None Against Shareholder
C101311XXX, as Non-Independent Director
5.10 Elect WEI KENG, CHIEN, with ID NO. None Against Shareholder
M120163XXX, as Non-Independent Director
5.11 Elect CHUN HSIUNG, SU, with None Against Shareholder
SHAREHOLDER NO. 293409, as
Non-Independent Director
5.12 Elect HORNG MING, JUANG, with None Against Shareholder
SHAREHOLDER NO. 289875, as
Non-Independent Director
5.13 Elect RUEY LONG, CHEN, with ID No. None For Shareholder
Q100765XXX, as Independent Director
5.14 Elect HWEI CHEN, HUANG, with ID No. None For Shareholder
N103617XXX, as Independent Director
5.15 Elect TAI LANG, CHIEN, with ID No. None For Shareholder
T102591XXX, as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
FORMOSA PETROCHEMICAL CORP.
Ticker: 6505 Security ID: Y2608S103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5.1 Elect Bao Lang Chen, a Representative For For Management
of Formosa Plastics Corp. with
Shareholder No. 1, as Non-Independent
Director
5.2 Elect William Wong, a Representative For Against Management
of Formosa Chemicals & Fibre Corp.
(FORMOSA CHEMICALS AND FIBRE CORP)
with Shareholder No. 3, as
Non-Independent Director
5.3 Elect Susan Wang, a Representative of For Against Management
Formosa Plastics Corp. with
Shareholder No. 1, as Non-Independent
Director
5.4 Elect Wilfred Wang, a Representative For Against Management
of NAN YA PLASTICS CORP. with
Shareholder No. 2, as Non-Independent
Director
5.5 Elect Walter Wang, with ID NO. For Against Management
A123114XXX, as Non-Independent Director
5.6 Elect Mihn Tsao, a Representative of For For Management
NAN YA PLASTICS CORP. with Shareholder
No. 2, as Non-Independent Director
5.7 Elect Keh-Yen Lin, with SHAREHOLDER NO. For Against Management
1446, as Non-Independent Director
5.8 Elect Jui-Shih Chen, with SHAREHOLDER For Against Management
NO.20122, as Non-Independent Director
5.9 Elect Te-Hsiung Hsu, with SHAREHOLDER For Against Management
NO.19974, as Non-Independent Director
5.10 Elect Yu-Lang Chien, with SHAREHOLDER For Against Management
NO.3428, as Non-Independent Director
5.11 Elect Song-Yueh Tsay, with ID NO. For Against Management
B100428XXX, as Non-Independent Director
5.12 Elect Chia-Hsien Hsu, with ID NO. For Against Management
M120594XXX, as Non-Independent Director
5.13 Elect C.P. Chang, with ID NO. For Against Management
N102640XXX, as Independent Director
5.14 Elect Yu Cheng, with ID NO. For Against Management
P102776XXX, as Independent Director
5.15 Elect Sush-der Lee, with ID NO. For For Management
N100052XXX, as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
FORMOSA PLASTICS CORP.
Ticker: 1301 Security ID: Y26095102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholders'
General Meeting
5.1 Elect Jason Lin, with Shareholder No. For For Management
D100660XXX, as Non-independent Director
5.2 Elect William Wong, a Representative For Against Management
of Formosa Chemicals & Fibre
Corporation with Shareholder No. 6400,
as Non-independent Director
5.3 Elect Susan Wang, a Representative of For Against Management
Nanya Plastics Corporation with
Shareholder No. 6145, as
Non-independent Director
5.4 Elect Wilfred Wang, a Representative For Against Management
of Formosa Petrochemical Corporation
with Shareholder No. 558432, as
Non-independent Director
5.5 Elect C.T. Lee, with Shareholder No. For Against Management
6190, as Non-independent Director
5.6 Elect Cher Wang, with Shareholder No. For Against Management
771725, as Non-independent Director
5.7 Elect Ralph Ho, with Shareholder No. For Against Management
38, as Non-independent Director
5.8 Elect K.H. Wu, with Shareholder No. For Against Management
55597, as Non-independent Director
5.9 Elect Sang-Chi Lin, with Shareholder For Against Management
No. P102757XXX, as Non-independent
Director
5.10 Elect Jerry Lin, with Shareholder No. For Against Management
R121640XXX, as Non-independent Director
5.11 Elect Cheng-Chung Cheng, with For Against Management
Shareholder No. A102215XXX, as
Non-independent Director
5.12 Elect C.L. Wei with ID No. J100196XXX For For Management
as Independent Director
5.13 Elect C.J. Wu with ID No. R101312XXX For For Management
as Independent Director
5.14 Elect Yen-Shiang Shih with ID No. For For Management
B100487XXX as Independent Director
5.15 Elect Wen-Chyi Ong with ID No. For For Management
A120929XXX as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
FOSHAN HAITIAN FLAVOURING & FOOD CO., LTD.
Ticker: 603288 Security ID: Y23840104
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
FOSHAN HAITIAN FLAVOURING & FOOD CO., LTD.
Ticker: 603288 Security ID: Y23840104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
7 Approve Remuneration of Director and For For Management
Supervisors
8 Approve to Appoint Auditor For For Management
9 Approve Use of Idle Own Funds for For Against Management
Entrusted Financial Management
10 Approve Related Party Transactions For For Management
11 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
FOSUN INTERNATIONAL LIMITED
Ticker: 656 Security ID: Y2618Y108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Wang Qunbin as Director For For Management
3b Elect Xu Xiaoliang as Director For For Management
3c Elect Zhang Shengman as Director For For Management
3d Elect David T. Zhang as Director For For Management
3e Elect Zhuang Yuemin as Director For For Management
3f Elect Yu Qingfei as Director For For Management
3g Elect Tsang King Suen Katherine as For For Management
Director
3h Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Grant of Options and Issuance For Against Management
of Shares Under the Share Option
Scheme and Old Share Option Scheme
9a Approve Grant of Specific Mandate to For Against Management
Issue New Award Shares to
Computershare Hong Kong Trustees
Limited to Hold on Trust For Selected
Participants For Participation in the
Share Award Scheme and Related
Transactions
9b Approve Grant of Award Shares to Chen For Against Management
Qiyu Under the Share Award Scheme
9c Approve Grant of Award Shares to Xu For Against Management
Xiaoliang Under the Share Award Scheme
9d Approve Grant of Award Shares to Qin For Against Management
Xuetang Under the Share Award Scheme
9e Approve Grant of Award Shares to Gong For Against Management
Ping Under the Share Award Scheme
9f Approve Grant of Award Shares to For Against Management
Zhuang Yuemin Under the Share Award
Scheme
9g Approve Grant of Award Shares to Yu For Against Management
Qingfei Under the Share Award Scheme
9h Approve Grant of Award Shares to Zhang For Against Management
Shengman Under the Share Award Scheme
9i Approve Grant of Award Shares to Zhang For Against Management
Huaqiao Under the Share Award Scheme
9j Approve Grant of Award Shares to David For Against Management
T. Zhang Under the Share Award Scheme
9k Approve Grant of Award Shares to Lee For Against Management
Kai-Fu Under the Share Award Scheme
9l Approve Grant of Award Shares to Tsang For Against Management
King Suen Katherine Under the Share
Award Scheme
9m Approve Grant of Award Shares to Pan For Against Management
Donghui Under the Share Award Scheme
9n Approve Grant of Award Shares to Zhang For Against Management
Houlin Under the Share Award Scheme
9o Approve Grant of Award Shares to Li For Against Management
Tao Under the Share Award Scheme
9p Approve Grant of Award Shares to Jorge For Against Management
Magalhaes Correia Under the Share
Award Scheme
9q Approve Grant of Award Shares to Wang For Against Management
Jiping Under the Share Award Scheme
9r Approve Grant of Award Shares to Yao For Against Management
Fang Under the Share Award Scheme
9s Approve Grant of Award Shares to Jin For Against Management
Hualong Under the Share Award Scheme
9t Approve Grant of Award Shares to Peng For Against Management
Yulong Under the Share Award Scheme
9u Approve Grant of Award Shares to Gao For Against Management
Min Under the Share Award Scheme
9v Approve Grant of Award Shares to Shi For Against Management
Kun Under the Share Award Scheme
9w Approve Grant of Award Shares to For Against Management
Selected Participants, Other Than
those Persons Named in Resolutions
9b-9v, Under the Share Award Scheme
9x Authorize Board to Deal With All For Against Management
Matters in Relation to the Issuance of
the New Award Shares Under the Share
Award Scheme
--------------------------------------------------------------------------------
FOUNDER SECURITIES CO., LTD.
Ticker: 601901 Security ID: Y261GX101
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Approve Authorization to Issue For For Management
Domestic and Foreign Debt Financing
Instruments
--------------------------------------------------------------------------------
FOUNDER SECURITIES CO., LTD.
Ticker: 601901 Security ID: Y261GX101
Meeting Date: MAY 18, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cao Shinan as Independent For For Shareholder
Director
2 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
FOUNDER SECURITIES CO., LTD.
Ticker: 601901 Security ID: Y261GX101
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Independent For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Annual Report For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Performance Appraisal and For For Management
Remuneration of Directors
8 Approve Performance Appraisal and For For Management
Remuneration of Supervisors
9 Approve Performance Appraisal and For For Management
Remuneration of Senior Management
Members
10 Approve Application of Credit Lines For For Management
11 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
--------------------------------------------------------------------------------
FOXCONN INDUSTRIAL INTERNET CO. LTD.
Ticker: Security ID: CNE1000031P3
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect LI Junqi For For Management
2 Elect ZHENG Hongmeng For For Management
3 Elect ZHOU Taiyu For For Management
4 Elect WANG Jianmin For For Management
25 AMENDMENTS TO THE REMUNERATION SYSTEM For Against Management
FOR DIRECTORS
5 Elect XUE Jian For For Management
6 Elect SUN Zhongliang For For Management
7 Elect HU Guohui For Against Management
8 Elect LIU Yingxin For Against Management
9 ISSUANCE OF SUPER AND SHORT-TERM For For Management
COMMERCIAL PAPERS
10 The Company's Eligibility for For For Management
Corporate Bond Issuance
11 ISSUANCE OF CORPORATE BONDS: ISSUING For For Management
SCALE
20 ISSUANCE OF CORPORATE BONDS: For For Management
UNDERWRITING METHOD AND LISTING
ARRANGEMENT
21 ISSUANCE OF CORPORATE BONDS: VALID For For Management
PERIOD OF THE RESOLUTION
12 ISSUANCE OF CORPORATE BONDS: PAR VALUE For For Management
AND ISSUE PRICE
13 ISSUANCE OF CORPORATE BONDS: BOND TYPE For For Management
AND DURATION
14 Issuance of Corporate Bonds: Interest For For Management
Rate and Its Determining Method, and
Method for Repayment of Principal and
Interest
15 ISSUANCE OF CORPORATE BONDS: ISSUING For For Management
METHOD
16 ISSUANCE OF CORPORATE BONDS: ISSUING For For Management
TARGETS AND ARRANGEMENT FOR PLACEMENT
TO EXISTING SHAREHOLDERS
17 ISSUANCE OF CORPORATE BONDS: PURPOSE For For Management
OF THE RAISED FUNDS
18 ISSUANCE OF CORPORATE BONDS: For For Management
REDEMPTION OR RESALE CLAUSES
19 Issuance of Corporate Bonds: The For For Management
Company's Credit Conditions and
Repayment Guarantee Measures
22 Authorization to the Board to Handle For For Management
Matters Regarding the Issuance of
Corporate Bonds
23 FINANCING GUARANTEE FOR OVERSEAS For For Management
SUBSIDIARIES
24 AMENDMENTS TO THE FINANCIAL AID For For Management
MANAGEMENT SYSTEM
--------------------------------------------------------------------------------
FOXCONN INDUSTRIAL INTERNET CO., LTD.
Ticker: 601138 Security ID: Y2620V100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Related Party Transaction For For Management
7 Approve Adjustment, Modification and For For Management
Extension of Raised Funds Investment
Project
8 Approve Appointment of Auditor For For Shareholder
9 Approve Provision of Guarantee For For Shareholder
10.1 Approve Issuer, Issue Size and Issue For For Shareholder
Manner
10.2 Approve Issue Type For For Shareholder
10.3 Approve Period For For Shareholder
10.4 Approve Issuance Interest Rate For For Shareholder
10.5 Approve Guarantee and Other For For Shareholder
Arrangements
10.6 Approve Use of Proceeds For For Shareholder
10.7 Approve Issue Price For For Shareholder
10.8 Approve Target Subscribers For For Shareholder
10.9 Approve Listing Exchange For For Shareholder
10.10 Approve Resolution Validity Period For For Shareholder
10.11 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
11 Approve Purchase of Liability For For Shareholder
Insurance for Directors, Supervisors
and Senior Management Members
12.1 Elect Yang Feifei as Supervisor For For Management
--------------------------------------------------------------------------------
FOXCONN TECHNOLOGY CO., LTD.
Ticker: 2354 Security ID: Y3002R105
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
FRASER & NEAVE HOLDINGS BHD.
Ticker: 3689 Security ID: Y26429103
Meeting Date: JAN 19, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Elect Aida binti Md Daud as Director For For Management
3 Elect Faridah binti Abdul Kadir as For For Management
Director
4 Elect Mohd Anwar bin Yahya as Director For For Management
5 Elect Tan Fong Sang as Director For For Management
6 Approve Directors' Fees and Benefits For For Management
7 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Authorize Share Repurchase Program For For Management
9 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
FRASER & NEAVE HOLDINGS BHD.
Ticker: 3689 Security ID: Y26429103
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Establishment and For Against Management
Implementation of Employees' Grant
Plan (SGP2021)
--------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO., LTD.
Ticker: 2881 Security ID: Y26528102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Capital Reserve
4 Approve Plan to Raise Long-term Capital For For Management
5 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholders'
General Meeting
--------------------------------------------------------------------------------
FUJIAN ANJOY FOODS CO. LTD.
Ticker: 603345 Security ID: Y265F3109
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Convertible For For Management
Corporate Bond Fundraising Projects
--------------------------------------------------------------------------------
FUJIAN ANJOY FOODS CO. LTD.
Ticker: 603345 Security ID: Y265F3109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Work Report of the Independent For For Management
Directors
5 Approve Performance Report of Audit For For Management
Committee
6 Approve Financial Statements For For Management
7 Approve Profit Distribution For For Management
8 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
9 Approve Use of Idle Raised Funds and For Against Management
Idle Own Funds for Cash Management
10 Approve to Appoint Auditor For For Management
11 Approve Credit Line Bank Application For For Management
and Guarantee
12 Approve Internal Control Evaluation For For Management
Report
13 Approve Daily Related Party Transaction For For Management
14 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
15 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
16 Approve Report on the Usage of For For Management
Previously Raised Funds
17 Approve Company's Eligibility for For For Management
Private Placement of Shares
18.1 Approve Share Type and Par Value For For Management
18.2 Approve Issue Manner and Issue Time For For Management
18.3 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
18.4 Approve Issue Size For For Management
18.5 Approve Target Subscribers and For For Management
Subscription Method
18.6 Approve Amount and Use of Proceeds For For Management
18.7 Approve Lock-Up Period Arrangement For For Management
18.8 Approve Listing Exchange For For Management
18.9 Approve Distribution Arrangement of For For Management
Cumulative Earnings
18.10 Approve Resolution Validity Period For For Management
19 Approve Plan on Private Placement of For For Management
Shares
20 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
21 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
22 Approve Shareholder Return Plan For For Management
23 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
FUJIAN STAR-NET COMMUNICATION CO., LTD.
Ticker: 002396 Security ID: Y2655W106
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off of Subsidiary on For For Management
ChiNext in Accordance with Relevant
Laws and Regulations
2 Approve Spin-off of Subsidiary on the For For Management
ChiNext
3 Approve Plan on Spin-off of Subsidiary For For Management
on the ChiNext (Revised Draft)
4 Approve Transaction Complies with For For Management
Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing
5 Approve Transaction is Conducive to For For Management
Safeguarding the Legal Rights and
Interests of Shareholders and Creditors
6 Approve Subsidiary's Corresponding For For Management
Standard Operational Ability
7 Approve Purpose, Commercial For For Management
Rationality, Necessity and Feasibility
Analysis of Spin-off
8 Approve Proposal on the Company's For For Management
Independence and Sustainability
9 Approve Explanation of the For For Management
Completeness, Compliance and Validity
of Legal Documents Submitted in the
Spin-off
10 Approve Authorization of the Board to For For Management
Handle Matters on Spin-off
--------------------------------------------------------------------------------
FUJIAN SUNNER DEVELOPMENT CO., LTD.
Ticker: 002299 Security ID: Y2655H109
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Profit For For Management
Distribution Plan for the First Three
Quarters of 2020
2 Approve Repurchase and Cancellation of For For Management
Performance Shares
3 Approve Decrease of Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
FUJIAN SUNNER DEVELOPMENT CO., LTD.
Ticker: 002299 Security ID: Y2655H109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Budget Report For Against Management
4 Approve Annual Report and Summary For For Management
5 Approve to Appoint Auditor For For Management
6 Approve Application of Bank Credit For For Management
Lines
7 Approve Related Party Transactions For For Management
8 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
9 Approve Profit Distribution For For Management
10 Approve Use of Idle Own Funds to For Against Management
Invest in Entrusted Financial Products
11 Approve Increase in Registered Capital For For Management
and Amend Articles of Association
12 Elect Ding Xiao as Non-independent For For Management
Director
--------------------------------------------------------------------------------
FUJIAN SUNNER DEVELOPMENT CO.,LTD.
Ticker: 2299 Security ID: CNE100000G78
Meeting Date: AUG 06, 2020 Meeting Type: Special
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Repurchase and Cancellation of Some For For Management
Restricted Stocks Under 2019
Restricted Stock Incentive Plan
2 Decrease of the Company's Registered For For Management
Capital and Amendments to the
Company's Articles of Association
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y2680G100
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Approve Remuneration of Supervisors For For Management
3.01 Elect Cho Tak Wong as Director For Against Management
3.02 Elect Tso Fai as Director For For Management
3.03 Elect Ye Shu as Director For For Management
3.04 Elect Chen Xiangming as Director For For Management
3.05 Elect Zhu Dezhen as Director For For Management
3.06 Elect Wu Shinong as Director For For Management
4.01 Elect Cheung Kit Man Alison as Director For For Management
4.02 Elect Liu Jing as Director For For Management
4.03 Elect Qu Wenzhou as Director For For Management
5.01 Elect Ma Weihua as Supervisor For For Shareholder
5.02 Elect Chen Mingsen as Supervisor For For Shareholder
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y26783103
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Approve Remuneration of Supervisors For For Management
3.01 Elect Cho Tak Wong as Director For Against Management
3.02 Elect Tso Fai as Director For For Management
3.03 Elect Ye Shu as Director For For Management
3.04 Elect Chen Xiangming as Director For For Management
3.05 Elect Zhu Dezhen as Director For For Management
3.06 Elect Wu Shinong as Director For For Management
4.01 Elect Cheung Kit Man Alison as Director For For Management
4.02 Elect Liu Jing as Director For For Management
4.03 Elect Qu Wenzhou as Director For For Management
5.01 Elect Ma Weihua as Supervisor For For Shareholder
5.02 Elect Chen Mingsen as Supervisor For For Shareholder
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y2680G100
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of the For For Management
Shares to be Issued
1.2 Approve Method and Time of Issuance For For Management
1.3 Approve Target Subscribers and For For Management
Subscription Method
1.4 Approve Issue Price and Pricing Method For For Management
1.5 Approve Number of Shares to be Issued For For Management
1.6 Approve Distribution Plan for the For For Management
Accumulated Profits Before the Issuance
1.7 Approve Place of Listing of Shares For For Management
Under the Issuance
1.8 Approve Use of Proceeds For For Management
1.9 Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
2 Approve Grant of Mandate to the Board For For Management
of Directors and Its Authorized
Persons to Handle Matters Regarding
the Issuance of H Shares
3 Amend Articles of Association For For Management
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y2680G100
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of the For For Management
Shares to be Issued
1.2 Approve Method and Time of Issuance For For Management
1.3 Approve Target Subscribers and For For Management
Subscription Method
1.4 Approve Issue Price and Pricing Method For For Management
1.5 Approve Number of Shares to be Issued For For Management
1.6 Approve Distribution Plan for the For For Management
Accumulated Profits Before the Issuance
1.7 Approve Place of Listing of Shares For For Management
Under the Issuance
1.8 Approve Use of Proceeds For For Management
1.9 Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
2 Approve Grant of Mandate to the Board For For Management
of Directors and Its Authorized
Persons to Handle Matters Regarding
the Issuance of H Shares
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y26783103
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of the For For Management
Shares to be Issued
1.2 Approve Method and Time of Issuance For For Management
1.3 Approve Target Subscribers and For For Management
Subscription Method
1.4 Approve Issue Price and Pricing Method For For Management
1.5 Approve Number of Shares to be Issued For For Management
1.6 Approve Distribution Plan for the For For Management
Accumulated Profits Before the Issuance
1.7 Approve Place of Listing of Shares For For Management
Under the Issuance
1.8 Approve Use of Proceeds For For Management
1.9 Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
2 Approve Grant of Mandate to the Board For For Management
of Directors and Its Authorized
Persons to Handle Matters Regarding
the Issuance of H Shares
3 Amend Articles of Association For For Management
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y26783103
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of the For For Management
Shares to be Issued
1.2 Approve Method and Time of Issuance For For Management
1.3 Approve Target Subscribers and For For Management
Subscription Method
1.4 Approve Issue Price and Pricing Method For For Management
1.5 Approve Number of Shares to be Issued For For Management
1.6 Approve Distribution Plan for the For For Management
Accumulated Profits Before the Issuance
1.7 Approve Place of Listing of Shares For For Management
Under the Issuance
1.8 Approve Use of Proceeds For For Management
1.9 Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
2 Approve Grant of Mandate to the Board For For Management
of Directors and Its Authorized
Persons to Handle Matters Regarding
the Issuance of H Shares
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y2680G100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the Board For For Management
of Supervisors
3 Approve 2020 Final Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2020 Annual Report and Its For For Management
Summary
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP (Special General Partnership)
as Domestic Audit Institution and
Internal Control Audit Institution
7 Approve PricewaterhouseCoopers as For For Management
Overseas Audit Institution
8 Approve 2020 Duty Report of For For Management
Independent Non-Executive Directors
9 Approve Formulation of the Dividend For For Management
Distribution Plan of Fuyao Glass
Industry Group Co., Ltd. for the
Shareholders for the Upcoming Three
Years (2021-2023)
10 Amend Rules for Management of Related For For Management
Transactions
11 Approve Issuance of Ultra Short-Term For For Management
Financing Notes by the Company
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y26783103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the Board For For Management
of Supervisors
3 Approve 2020 Final Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2020 Annual Report and Its For For Management
Summary
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP (Special General Partnership)
as Domestic Audit Institution and
Internal Control Audit Institution
7 Approve PricewaterhouseCoopers as For For Management
Overseas Audit Institution
8 Approve 2020 Duty Report of For For Management
Independent Non-Executive Directors
9 Approve Formulation of the Dividend For For Management
Distribution Plan of Fuyao Glass
Industry Group Co., Ltd. for the
Shareholders for the Upcoming Three
Years (2021-2023)
10 Amend Rules for Management of Related For For Management
Transactions
11 Approve Issuance of Ultra Short-Term For For Management
Financing Notes by the Company
--------------------------------------------------------------------------------
G-BITS NETWORK TECHNOLOGY (XIAMEN) CO., LTD.
Ticker: 603444 Security ID: Y2688G102
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Incentive Plan For For Management
and Its Summary
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Elect Lin Runyuan as Supervisor For For Management
--------------------------------------------------------------------------------
G-BITS NETWORK TECHNOLOGY (XIAMEN) CO., LTD.
Ticker: 603444 Security ID: Y2688G102
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription to Investment For For Management
Fund and Related Party Transactions
--------------------------------------------------------------------------------
G-BITS NETWORK TECHNOLOGY (XIAMEN) CO., LTD.
Ticker: 603444 Security ID: Y2688G102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Use of Funds for Cash For Against Management
Management
7 Elect Huang Shuling as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GAIL (INDIA) LIMITED
Ticker: 532155 Security ID: Y2R78N114
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect Ashish Chatterjee as Director For Against Management
4 Reelect A.K. Tiwari as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Joint Statutory Auditors
6 Elect E.S. Ranganathan as Director For For Management
7 Approve Remuneration of Cost Auditors For For Management
8 Approve Material Related Party For For Management
Transactions with Petronet LNG Limited
--------------------------------------------------------------------------------
GAMUDA BERHAD
Ticker: 5398 Security ID: Y2679X106
Meeting Date: DEC 08, 2020 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Fees For For Management
2 Approve Remuneration of Directors For For Management
(Excluding Directors' Fees)
3 Elect Mohammed Hussein as Director For For Management
4 Elect Eleena binti Almarhum Sultan For For Management
Azlan Muhibbuddin Shah Al-Maghfur-lah
as Director
5 Elect Ambrin bin Buang as Director For For Management
6 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Share Repurchase Program For For Management
9 Approve Issuance of New Ordinary For For Management
Shares Under the Dividend Reinvestment
Plan
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Investment in Wealth For For Management
Management Products with Self-Owned
Funds
2 Approve Proposed Construction Project For For Management
of Research and Development and
Production Base of High-End Polymer
Lithium Batteries by Huizhou Ganfeng
Lithium Battery Technology Co., Ltd.
3 Approve Application for Bank For For Management
Facilities and Provision of Guarantees
by the Company and Its Wholly-Owned
Subsidiaries
4 Approve Proposed Provision of For For Management
Financial Assistance to
Australia-Based RIM Company by GFL
International, a Wholly-Owned
Subsidiary and Related Party
Transaction
5 Elect Shen Haibo as Director For For Management
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Implementation of Capital For For Management
Increase and Share Expansion and the
Introduction of an Employee
Shareholding Platform by Ganfeng
Lithium Battery
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application for Bank For Against Management
Facilities and Provision of Guarantees
by the Company and Its Subsidiaries
2 Approve Provision of Guarantees to the For Against Management
Controlled Subsidiary
3.01 Approve Type and Nominal Value of the For For Management
Shares to be Issued
3.02 Approve Method and Timing of Issuance For For Management
3.03 Approve Target Subscribers For For Management
3.04 Approve Number to be Issued For For Management
3.05 Approve Method of Pricing For For Management
3.06 Approve Accumulated Profits Before the For For Management
Issuance
3.07 Approve Use of Proceeds For For Management
3.08 Approve Validity Period of the For For Management
Resolution
3.09 Approve Application for Listing For For Management
4 Approve Proposed Grant of Specific For For Management
Mandate
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Type and Nominal Value of the For For Management
Shares to be Issued
1.02 Approve Method and Timing of Issuance For For Management
1.03 Approve Target Subscribers For For Management
1.04 Approve Number to be Issued For For Management
1.05 Approve Method of Pricing For For Management
1.06 Approve Accumulated Profits Before the For For Management
Issuance
1.07 Approve Use of Proceeds For For Management
1.08 Approve Validity Period of the For For Management
Resolution
1.09 Approve Application for Listing For For Management
2 Approve Proposed Grant of Specific For For Management
Mandate
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Capital Increase in Its For For Management
Wholly-owned Subsidiary
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y2690M105
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Annual Report, Summary of the For For Management
Annual Report and Annual Results
Announcement
4 Approve Financial Report For For Management
5 Approve Ernst & Young Hua Ming as For For Management
Domestic Auditor and Internal Control
Auditor and Ernst & Young as Overseas
Auditor
6 Approve Determination of Directors' For For Management
Emoluments
7 Approve Determination of Supervisors' For For Management
Emoluments
8 Approve Profit Distribution Proposal For For Management
9 Approve Capital Increase of For For Management
Wholly-owned Subsidiary
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2 Approve General Mandate to Issue For Against Management
Domestic and Overseas Debt Financing
Instruments
3 Approve Engagement in Foreign Exchange For For Management
Hedging Business by the Company and
Its Subsidiaries
4 Approve Continuing Related-Party For For Management
Transactions
5 Approve Provision of Guarantees to For Against Management
Controlled Subsidiary
6 Adopt Share Option Incentive Scheme For For Management
7 Approve Assessment Management Measures For For Management
of the Implementation of the Share
Option Incentive Scheme
8 Approve Authorization to Board to For For Management
Handle All Related Matters in Relation
to Share Option Incentive Scheme
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Annual Report, Summary of the For For Management
Annual Report and Annual Results
Announcement
4 Approve Financial Report For For Management
5 Approve Ernst & Young Hua Ming as For For Management
Domestic Auditor and Internal Control
Auditor and Ernst & Young as Overseas
Auditor
6 Approve Determination of Directors' For For Management
Emoluments
7 Approve Determination of Supervisors' For For Management
Emoluments
8 Approve Profit Distribution Proposal For For Management
9 Approve Continuing Related-Party For For Management
Transactions
10 Approve Engagement in Foreign Exchange For For Management
Hedging Business by the Company and
Its Subsidiaries
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Approve General Mandate to Issue For Against Management
Domestic and Overseas Debt Financing
Instruments
13 Approve Capital Increase of For For Management
Wholly-owned Subsidiary
14 Adopt Share Option Incentive Scheme For For Management
15 Approve Assessment Management Measures For For Management
of the Implementation of the Share
Option Incentive Scheme
16 Approve Authorization to Board to For For Management
Handle All Related Matters in Relation
to Share Option Incentive Scheme
17 Approve Provision of Guarantees to For Against Management
Controlled Subsidiary
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: JUN 04, 2021 Meeting Type: Special
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt 2021 Share Option Incentive For For Management
Scheme
2 Approve Assessment Management Measures For For Management
in Respect of the Implementation of
the 2021 Share Option Incentive Scheme
3 Authorize Board to Handle All Matters For For Management
in Relation to the 2021 Share Option
Incentive Scheme
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y2690M105
Meeting Date: JUN 04, 2021 Meeting Type: Special
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt 2021 Share Option Incentive For For Management
Scheme
2 Approve Assessment Management Measures For For Management
in Respect of the Implementation of
the 2021 Share Option Incentive Scheme
3 Authorize Board to Handle All Matters For For Management
in Relation to the 2021 Share Option
Incentive Scheme
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y2690M105
Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Continuing Related For For Management
Party Transactions Forecast
2 Approve Offer for Bacanora by Shanghai For For Management
Ganfeng Involving Mining Rights
Investment and Related-Party
Transaction
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Offer for Bacanora by Shanghai For For Management
Ganfeng Involving Mining Rights
Investment and Related-Party
Transaction
2 Approve Increase in Continuing Related For For Management
Party Transactions Forecast
--------------------------------------------------------------------------------
GAZPROM PJSC
Ticker: GAZP Security ID: 368287207
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 12.55 per For For Management
Share
5 Ratify FBK as Auditor For For Management
6 Approve Remuneration of Directors None None Management
7 Approve Remuneration of Members of For For Management
Audit Commission
8 Amend Charter For For Management
9 Amend Regulations on Board of Directors For For Management
10.1 Elect Andrei Akimov as Director None None Management
10.2 Elect Viktor Zubkov as Director None Against Management
10.3 Elect Timur Kulibaev as Director None Against Management
10.4 Elect Denis Manturov as Director None Against Management
10.5 Elect Vitalii Markelov as Director None Against Management
10.6 Elect Viktor Martynov as Director None Against Management
10.7 Elect Vladimir Mau as Director None Against Management
10.8 Elect Aleksei Miller as Director None None Management
10.9 Elect Aleksandr Novak as Director None Against Management
10.10 Elect Mikhail Sereda as Director None Against Management
10.11 Elect Nikolai Shulginov as Director None Against Management
11.1 Elect Tatiana Zobkova as Member of For For Management
Audit Commission
11.2 Elect Ilia Karpov as Member of Audit For For Management
Commission
11.3 Elect Tatiana Fisenko as Member of For For Management
Audit Commission
11.4 Elect Pavel Shumov as Member of Audit For For Management
Commission
11.5 Elect Aleksei Iakovlev as Member of For For Management
Audit Commission
--------------------------------------------------------------------------------
GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD.
Ticker: 002506 Security ID: Y7684Q103
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Signing of the EPC
General Contract for the 300MW
Photovoltaic Parity Grid Demonstration
Project
--------------------------------------------------------------------------------
GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD.
Ticker: 002506 Security ID: Y7684Q103
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Counter Guarantee Provision For For Management
2 Approve Termination of Shareholding For For Management
Increase Plan
--------------------------------------------------------------------------------
GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD.
Ticker: 002506 Security ID: Y7684Q103
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Shen Chengyong as For For Shareholder
Non-Independent Director
--------------------------------------------------------------------------------
GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD.
Ticker: 002506 Security ID: Y7684Q103
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Project Investment For For Management
Agreement
2 Approve Equity Transfer Agreement For For Management
3 Approve Equity Transfer and Capital For For Management
Reduction
--------------------------------------------------------------------------------
GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD.
Ticker: 002506 Security ID: Y7684Q103
Meeting Date: FEB 10, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhu Gongshan as Non-Independent For For Management
Director
1.2 Elect Luo Xin as Non-Independent For For Management
Director
1.3 Elect Sun Wei as Non-Independent For For Management
Director
1.4 Elect Sheng Yuxin as Non-Independent For For Management
Director
1.5 Elect Dong Fang as Non-Independent For For Management
Director
1.6 Elect Hu Zemiao as Non-Independent For For Management
Director
2.1 Elect Wang Qing as Independent Director For For Management
2.2 Elect Wang Qingyou as Independent For For Management
Director
2.3 Elect Ren Jianbiao as Independent For For Management
Director
3.1 Elect Liang Wenzhang as Supervisor For For Management
3.2 Elect Zhang Qiang as Supervisor For For Management
4 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD.
Ticker: 002506 Security ID: Y7684Q103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Application of Credit Line and For Against Management
Provision of Guarantees
8 Approve Daily Related Party For For Management
Transactions
9 Approve Foreign Exchange Forward For For Management
Settlement and Sale
10 Approve Repurchase and Cancellation of For For Management
Performance Shares
11 Approve Shareholder Return Plan For For Management
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD.
Ticker: 002506 Security ID: Y7684Q103
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Shen Chengyong as For For Shareholder
Non-independent Director
2 Elect Gu Zengcai as Independent For For Shareholder
Director
--------------------------------------------------------------------------------
GD POWER DEVELOPMENT CO., LTD.
Ticker: Security ID: CNE000000PC0
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for Issuance For For Management
of Short-term Corporate Bonds
2 Issuing Scale and Relevant Matters For For Management
11 Repayment Guarantee Measures For For Management
12 Valid Period of the Resolution For For Management
3 Placement to Shareholders For For Management
4 Bond Duration For For Management
5 Interest Rate and Its Determining For For Management
Method
6 Method of Paying the Principal and For For Management
Interest
7 Purpose of the Raised Funds For For Management
8 Issuing Targets and Method For For Management
9 Listing Place For For Management
10 Guarantee Method For For Management
13 Full Authorization to the Board or Its For For Management
Authorized Persons to Handle Matters
Regarding the Issuance of Short-term
Corporate Bonds
--------------------------------------------------------------------------------
GD POWER DEVELOPMENT CO., LTD.
Ticker: 600795 Security ID: Y2685C112
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Share Repurchase Purpose For For Management
1.2 Approve Type of Share Repurchase For For Management
1.3 Approve Share Repurchase Method For For Management
1.4 Approve Period of Share Repurchase For For Management
1.5 Approve Share Repurchase Price For For Management
1.6 Approve Total Amount, Size, Usage and For For Management
Proportion of the Company's Total
Share Capital
1.7 Approve Source of Funds of Share For For Management
Repurchase
1.8 Approve Authorization of Board and For For Management
Authorized Persons of the Board of
Directors to Handle All Related Matters
2 Approve Amendments to Articles of For For Management
Association
3 Approve Signing of Financial Services For For Management
Agreement
4 Approve to Appoint Internal Control For For Management
Auditor
--------------------------------------------------------------------------------
GDS HOLDINGS LIMITED
Ticker: 9698 Security ID: 36165L108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lim Ah Doo For For Management
2 Elect Director Chang Sun For For Management
3 Elect Director Judy Qing Ye For For Management
4 Ratify KPMG Huazhen LLP as Auditors For For Management
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Amend Certificate of Incorporation For For Management
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GDS HOLDINGS LTD
Ticker: GDS Security ID: US36165L1089
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gary J. Wojtaszek For For Management
2 Elect OKADA Satoshi For For Management
3 Appointment of Auditor For For Management
4 Amendment to the 2016 Equity Incentive For Against Management
Plan
5 Authority to Issue Shares w/o For For Management
Preemptive Rights
6 Authorization of Directors and Officers For For Management
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LIMITED
Ticker: 175 Security ID: G3777B103
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master CKDs and Automobile For For Management
Components Sales Agreement, Annual
Caps and Related Transactions
2 Approve Master CKDs and Automobile For For Management
Components Purchase Agreement, Annual
Caps and Related Transactions
3 Approve New Powertrain Sales For For Management
Agreement, Annual Caps and Related
Transactions
4 Approve LYNK & CO Finance Cooperation For For Management
Agreement, Annual Caps and Related
Transactions
5 Approve Fengsheng Finance Cooperation For For Management
Agreement, Annual Caps and Related
Transactions
6 Approve Geely Holding Finance For For Management
Cooperation Agreement, Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LIMITED
Ticker: 175 Security ID: G3777B103
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Gui Sheng Yue as Director For For Management
4 Elect An Cong Hui as Director For For Management
5 Elect Wei Mei as Director For Against Management
6 Elect An Qing Heng as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Grant Thornton Hong Kong For For Management
Limited as Auditor and Authorize Board
to Fix Their Remuneration
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD.
Ticker: Security ID: KYG3777B1032
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Proposed RMB Share Issue and Specific For For Management
Mandate
10 Adoption of Policy Governing For For Management
Procedures for Holding of Board
Meetings
11 Amendments to Articles of Association For For Management
2 Board Authority to Handle all Matters For For Management
Related to Proposed RMB Share Issue
and Specific Mandate
3 Plan for Distribution of Profits For For Management
Accumulated before Proposed RMB Share
Issue
4 Dividend Return Plan for Next Three For For Management
Years
5 Undertakings and Corresponding Binding For For Management
Measures in Connection with Proposed
RMB Share Issue
6 Policy for Stabilisation of Price of For For Management
RMB Shares for Three Years after
Proposed RMB Share Issue
7 Use of Proceeds from Proposed RMB For For Management
Share Issue
8 Remedial Measures for Potential For For Management
Dilution
9 Adoption of Policy Governing For For Management
Procedures for Holding of General
Meetings
--------------------------------------------------------------------------------
GEM CO., LTD.
Ticker: 002340 Security ID: Y7744C102
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Elect Tang Xinbing as Non-Independent For For Management
Director
3 Elect Pan Feng as Independent Director For For Management
4 Approve Provision of Guarantee For Against Management
--------------------------------------------------------------------------------
GEM CO., LTD.
Ticker: 002340 Security ID: Y7744C102
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application of Bank Credit For For Management
Lines
2 Approve Guarantee Provision for For For Management
Subsidiaries
3 Approve Application of Bank Credit For Against Management
Lines and Guarantee Provision for
Subsidiaries
4 Approve Application of Financial For For Management
Leasing Business and Guarantee
Provision for Subsidiaries
5 Approve Related Party Transactions For For Management
--------------------------------------------------------------------------------
GEM CO., LTD.
Ticker: 002340 Security ID: Y7744C102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Report on the Deposit and For For Management
Usage of Raised Funds
7 Approve to Appoint Financial Auditor For For Management
8 Approve Provision of Counter Guarantee For For Management
9 Approve Spin-off of Subsidiary on For For Shareholder
ChiNext in Accordance with Relevant
Laws and Regulations
10.1 Approve Type and Par Value For For Shareholder
10.2 Approve Issue Amount For For Shareholder
10.3 Approve Target Subscribers For For Shareholder
10.4 Approve Issue Manner For For Shareholder
10.5 Approve Listing Time For For Shareholder
10.6 Approve Manner of Pricing For For Shareholder
10.7 Approve Underwriting Manner For For Shareholder
10.8 Approve Underwriting Expenses For For Shareholder
10.9 Approve Distribution Arrangement For For Shareholder
Before Issuance of Cumulative Earnings
10.10 Approve Listing Exchange For For Shareholder
10.11 Approve Resolution Validity Period For For Shareholder
10.12 Other Matter Related to the Transaction For For Shareholder
11 Approve Spin-off of Subsidiary to be For For Shareholder
Listed on ChiNext
12 Approve Compliance with Provisions on For For Shareholder
Pilot Domestic Listing of Subsidiaries
of Listed Companies
13 Approve Listing to Safeguard the For For Shareholder
Legitimate Rights and Interests of
Shareholders and Creditors
14 Approve Company's Maintaining For For Shareholder
Independence and Continuous Operation
Ability
15 Approve Corresponding Standard For For Shareholder
Operation Ability
16 Approve Completeness and Compliance of For For Shareholder
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
17 Approve Purpose, Commercial For For Shareholder
Rationality, Necessity and Feasibility
Analysis of this Transaction
18 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
19 Approve Preparatory Work for the For For Shareholder
Spin-off and Listing
20 Approve Free License to Use of For For Shareholder
Registered Trademark
21 Approve Change in the Raised Funds For For Shareholder
Investment Project
22 Approve Adjustment of Daily Related For For Shareholder
Party Transactions
--------------------------------------------------------------------------------
GEMDALE CORP.
Ticker: 600383 Security ID: Y2685G105
Meeting Date: DEC 16, 2020 Meeting Type: Special
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Long term Incentive System For For Management
Implementation Plan
--------------------------------------------------------------------------------
GEMDALE CORP.
Ticker: 600383 Security ID: Y2685G105
Meeting Date: MAR 16, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bian Xuemei as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
GEMDALE CORP.
Ticker: 600383 Security ID: Y2685G105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Appointment of Auditor For For Management
6 Approve Annual Report For For Management
7 Approve External Guarantee For Against Management
8 Approve Issuance of Debt Financing For Against Management
Instruments
--------------------------------------------------------------------------------
GENSCRIPT BIOTECH CORP.
Ticker: 1548 Security ID: G3825B105
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A1 Elect Meng Jiange as Director For For Management
2A2 Elect Zhu Li as Director For For Management
2A3 Elect Wang Jiafen as Director For For Management
2A4 Elect Pan Jiuan as Director For For Management
2A5 Elect Wang Xuehai as Director For For Management
2B Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GERDAU S.A.
Ticker: Security ID: BRGGBRACNPR8
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
4 Request Separate Election for Board Against Management
Member (Preferred)
5 Elect Carlos Jose da Costa Andre as For Management
Board Member Presented by Preferred
Shareholders
6 Cumulate Preferred and Common Shares For Management
7 Elect Carlos Roberto Cafareli as For Management
Supervisory Council Member Presented
by Preferred Shareholders
--------------------------------------------------------------------------------
GERDAU SA
Ticker: GGBR4 Security ID: P2867P113
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 Elect Augusto Brauna Pinheiro as None For Shareholder
Director Appointed by Preferred
Shareholder
3 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
4 Elect Carlos Roberto Cafareli as None For Shareholder
Fiscal Council Member and Maelcio
Mauricio Soares as Alternate Appointed
by Preferred Shareholder
--------------------------------------------------------------------------------
GF SECURITIES CO., LTD.
Ticker: 1776 Security ID: Y270AF115
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Guo Jingyi as Director For For Shareholder
--------------------------------------------------------------------------------
GF SECURITIES CO., LTD.
Ticker: 1776 Security ID: Y270AF107
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Guo Jingyi as Director For For Shareholder
--------------------------------------------------------------------------------
GF SECURITIES CO., LTD.
Ticker: 1776 Security ID: Y270AF115
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lin Chuanhui as Director For For Management
--------------------------------------------------------------------------------
GF SECURITIES CO., LTD.
Ticker: 1776 Security ID: Y270AF107
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lin Chuanhui as Director For For Management
--------------------------------------------------------------------------------
GF SECURITIES CO., LTD.
Ticker: 1776 Security ID: Y270AF115
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Directors' Report For For Management
2 Approve 2020 Supervisory Committee's For For Management
Report
3 Approve 2020 Final Financial Report For For Management
4 Approve 2020 Annual Report For For Management
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Domestic Auditor and Ernst & Young
as Overseas Auditor and to Authorize
Management to Fix Their Remuneration
7 Approve 2021 Proprietary Investment For For Management
Quota
8 Approve 2021 Expected Daily Related For For Management
Party/Connected Transactions
--------------------------------------------------------------------------------
GF SECURITIES CO., LTD.
Ticker: 1776 Security ID: Y270AF107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Directors' Report For For Management
2 Approve 2020 Supervisory Committee's For For Management
Report
3 Approve 2020 Final Financial Report For For Management
4 Approve 2020 Annual Report For For Management
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Domestic Auditor and Ernst & Young
as Overseas Auditor and to Authorize
Management to Fix Their Remuneration
7 Approve 2021 Proprietary Investment For For Management
Quota
8 Approve 2021 Expected Daily Related For For Management
Party/Connected Transactions
--------------------------------------------------------------------------------
GIANT MANUFACTURING CO., LTD.
Ticker: 9921 Security ID: Y2708Z106
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve the Application of D.MAG For For Management
(KUNSHAN) NEW MATERIAL TECHNOLOGY CO.
,LTD., a Subsidiary of the Company,
for its A-share Initial Public
Offering (IPO) and Listing in an
Overseas Securities Market
6.1 Elect THO, TU HSIU-CHEN (Bonnie Tu), For For Management
with Shareholder No. 2, as
Non-Independent Director
6.2 Elect LIU, YUON-CHAN (Young Liu), with For For Management
Shareholder No. 22, as Non-Independent
Director
6.3 Elect LIU, CHIN-PIAO (King Liu), with For For Management
Shareholder No. 4, as Non-Independent
Director
6.4 Elect CHIU,TA-PENG, with Shareholder For Against Management
No. 8, as Non-Independent Director
6.5 Elect YANG,HUAI-CHING, with For Against Management
Shareholder No. 110, as
Non-Independent Director
6.6 Elect CHIU,TA-WEI, with Shareholder No. For Against Management
435, as Non-Independent Director
6.7 Elect THO,TZU CHIEN, with Shareholder For Against Management
No. 98, as Non-Independent Director
6.8 Elect a Representative of Kinabalu For Against Management
Holding Company, with Shareholder No.
105810, as Non-Independent Director
6.9 Elect CHEN,HONG-SO (Hilo Chen), with For For Management
ID No. F120677XXX, as Independent
Director
6.10 Elect LO,JUI-LIN, with ID No. For For Management
L120083XXX, as Independent Director
6.11 Elect HO, CHUN-SHENG (Chaney Ho), with For For Management
ID No. M100733XXX, as Independent
Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
GIANT NETWORK GROUP CO. LTD.
Ticker: 002558 Security ID: Y1593Y109
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Capital Injection
Agreement
--------------------------------------------------------------------------------
GIANT NETWORK GROUP CO. LTD.
Ticker: 002558 Security ID: Y1593Y109
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Meng Wei as Non-Independent For Against Management
Director
2 Elect Tang Min as Supervisor For For Management
3 Approve Draft and Summary on Employee For For Management
Share Purchase Plan
4 Approve Management Method of Employee For For Management
Share Purchase Plan
5 Approve Authorization of the Board to For For Management
Handle All Related Matters
6 Amend Independent Director System For Against Management
7 Amend Related Party Transaction For Against Management
Management System
8 Amend Donation Management System For Against Management
9 Amend Raised Funds Management System For Against Management
10 Amend Information Disclosure For Against Management
Management System
--------------------------------------------------------------------------------
GIANT NETWORK GROUP CO. LTD.
Ticker: 002558 Security ID: Y1593Y109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve Change in Use of Raised Funds For For Management
--------------------------------------------------------------------------------
GIGA DEVICE SEMICONDUCTOR (BEIJING) INC.
Ticker: Security ID: CNE1000030S9
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Cash Management with Idle Raised Funds For For Management
2 Change of the Company's Registered For For Management
Capital and Amendments to the
Company's Articles of Association
--------------------------------------------------------------------------------
GIGADEVICE SEMICONDUCTOR (BEIJING), INC.
Ticker: 603986 Security ID: Y270BL103
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
3 Approve Signing of Supplementary For For Management
Agreements for Related Party
Transaction
4 Approve Signing of Supplementary For For Management
Agreement to the Convertible Bonds
Investment Agreement
5 Approve Investment in Ruili Integrated For For Management
Circuit Co., Ltd.
6 Approve Supplementary Agreement to the For For Management
Cooperation Agreement
--------------------------------------------------------------------------------
GIGADEVICE SEMICONDUCTOR (BEIJING), INC.
Ticker: 603986 Security ID: Y270BL103
Meeting Date: JAN 14, 2021 Meeting Type: Special
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Options and Performance Share
Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GIGADEVICE SEMICONDUCTOR (BEIJING), INC.
Ticker: 603986 Security ID: Y270BL103
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Framework Purchase For For Management
Agreement and Daily Related Party
Transactions
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GIGADEVICE SEMICONDUCTOR (BEIJING), INC.
Ticker: 603986 Security ID: Y270BL103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
5 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
6 Approve Annual Report and Summary For For Management
7 Approve Use of Idle Raised Funds in For For Management
2019 for Cash Management
8 Approve Use of Idle Raised Funds in For For Management
2020 for Cash Management
9 Approve Use of Idle Own Funds for Cash For Against Management
Management
10 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
GIGADEVICE SEMICONDUCTOR (BEIJING), INC.
Ticker: 603986 Security ID: Y270BL103
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Address For For Management
and Amendment of Articles of
Association
2.1 Elect Zhang Shuai as Director For For Shareholder
2.2 Elect He Wei as Director For For Shareholder
--------------------------------------------------------------------------------
GLOBAL POWER SYNERGY PUBLIC COMPANY LIMITED
Ticker: GPSC Security ID: Y2715Q123
Meeting Date: APR 02, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results and For For Management
Approve Financial Statements
2 Approve Allocation of Income and For For Management
Dividend Payment
3 Approve Remuneration of Directors For For Management
4 Approve PricewaterhouseCoopers ABAS For For Management
Company Limited as Auditors and
Authorize Board to Fix Their
Remuneration
5.1 Elect Pailin Chuchottaworn as Director For For Management
5.2 Elect Pakorn Apaphant as Director For For Management
5.3 Elect Nicha Hiranburana Thuvatham as For For Management
Director
5.4 Elect Pongpun Amornvivat as Director For For Management
5.5 Elect Worawat Pitayasiri as Director For For Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
GLOBALWAFERS CO., LTD.
Ticker: 6488 Security ID: Y2722U109
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements and Profit
Distribution
2 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
3 Amendments to Trading Procedures For For Management
Governing Derivatives Products
4 Approve Amendments to Procedures For Against Management
Governing the Acquisition or Disposal
of Assets
5 Approve Issuance of Shares Through For For Management
Public Offering to Fund Working Capital
6.1 Elect Hsiu-Lan Hsu, with SHAREHOLDER For For Management
NO.0000009 as Non-independent Director
6.2 Elect Ming-Kuang Lu, a Representative For For Management
of Sino-American Silicon Products Inc.
, with SHAREHOLDER NO.0000001, as
Non-independent Director
6.3 Elect Tan-Liang Yao, a Representative For For Management
of Sino-American Silicon Products Inc.
, with SHAREHOLDER NO.0000001, as
Non-independent Director
6.4 Elect Kuo-Chow Chen, with SHAREHOLDER For For Management
NO.0000039 as Non-independent Director
6.5 Elect Jeng-Ywan Jeng, with SHAREHOLDER For For Management
NO.R122108XXX as Independent Director
6.6 Elect Chung-Yu Wang, with SHAREHOLDER For For Management
NO.A101021XXX as Independent Director
6.7 Elect Ming-Ren Yu, with SHAREHOLDER NO. For For Management
V120031XXX as Independent Director
7 Approve Release of Restrictions of For Against Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
GLOBANT SA
Ticker: GLOB Security ID: L44385109
Meeting Date: APR 02, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Financial Statements For For Management
4 Approve Allocation of Loss For For Management
5 Approve Discharge of Directors For For Management
6 Approve Remuneration of Directors For For Management
7 Appoint PricewaterhouseCoopers, For For Management
Societe Cooperative as Auditor for
Annual Accounts and EU IFRS
Consolidated Accounts
8 Appoint Price Waterhouse & Co. S.R.L. For For Management
as Auditor for IFRS Consolidated
Accounts
9 Reelect Martin Migoya as Director For Against Management
10 Reelect Philip Odeen as Director For For Management
11 Reelect Richard Haythornthwaite as For For Management
Director
12 Elect Maria Pinelli as Director For For Management
13 Approve Globant S.A. 2021 Employee For For Management
Stock Purchase Plan
--------------------------------------------------------------------------------
GLOBE TELECOM, INC.
Ticker: GLO Security ID: Y27257149
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Stockholders' For For Management
Meeting held on April 21, 2020
2 Approve the Annual Report of Officers For For Management
and Audited Financial Statements
3 Ratify All Acts and Resolutions of the For For Management
Board of Directors and Management
Adopted During the Preceding Year
4.1 Elect Jaime Augusto Zobel de Ayala as For Against Management
Director
4.2 Elect Lang Tao Yih, Arthur as Director For Against Management
4.3 Elect Fernando Zobel de Ayala as For Against Management
Director
4.4 Elect Samba Natarajan as Director For Against Management
4.5 Elect Ernest L. Cu as Director For For Management
4.6 Elect Delfin L. Lazaro as Director For Against Management
4.7 Elect Romeo L. Bernardo as Director For Against Management
4.8 Elect Cezar P. Consing as Director For Against Management
4.9 Elect Rex Ma. A. Mendoza as Director For For Management
4.10 Elect Saw Phaik Hwa as Director For For Management
4.11 Elect Cirilo P. Noel as Director For For Management
5 Approve Independent Auditors and For For Management
Fixing of Their Remuneration
6 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
GLODON CO., LTD.
Ticker: 002410 Security ID: Y2726S100
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For Against Management
Option and Performance Share Incentive
Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
4 Approve Capital Injection and Share For For Management
Expansion
--------------------------------------------------------------------------------
GODREJ CONSUMER PRODUCTS LTD
Ticker: Security ID: INE102D01028
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Pirojsha Godrej For For Management
4 Elect Tanya A. Dubash For For Management
5 Authority to Set Cost Auditor's Fees For For Management
6 Appointment of Nisaba Godrej (Managing For For Management
Director); Approval of Remuneration
--------------------------------------------------------------------------------
GOERTEK INC
Ticker: Security ID: CNE100000BP1
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to Management System for For Against Management
Raised Funds
2 Authority to Give Guarantees to For For Management
Subsidiaries
--------------------------------------------------------------------------------
GOERTEK INC.
Ticker: 002241 Security ID: Y27360109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve to Appoint Auditor For For Management
8 Approve Comprehensive Credit Line For For Management
Application
9 Approve Financial Derivates For For Management
Transactions
10 Approve Guarantee Provision Plan For For Management
11 Approve Provision of Guarantee for For For Management
Subsidiaries
12 Approve Amendments to Articles of For For Management
Association
13 Approve Employee Share Purchase Plan For For Shareholder
(Draft) and Summary
14 Approve Methods to Assess the For For Shareholder
Performance of Plan Participants
Regarding Employee Share Purchase Plan
15 Approve Authorization of Board to For For Shareholder
Handle All Related Matters Regarding
Employee Share Purchase Plan
16 Approve Draft and Summary of Stock For For Shareholder
Option Incentive Plan
17 Approve Methods to Assess the For For Shareholder
Performance of Plan Participants
Regarding Stock Option Incentive Plan
18 Approve Authorization of Board to For For Shareholder
Handle All Related Matters Regarding
Stock Option Incentive Plan
--------------------------------------------------------------------------------
GOLD FIELDS LTD
Ticker: Security ID: ZAE000018123
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
12 Remuneration Policy For For Management
13 Remuneration Implementation Report For For Management
1 Appointment of Auditor For For Management
2 Re-Elect Terence P. Goodlace For For Management
3 Re-Elect Nicholas J. Holland For For Management
4 Re-Elect Richard (Rick) P. Menell For For Management
5 Re-Elect Yunus G.H. Suleman For For Management
6 Elect Audit Committee Member (Yunus G. For For Management
H. Suleman)
7 Elect Audit Committee Member (Alhassan For For Management
Andani)
8 Elect Audit Committee Member (Peter J. For For Management
Bacchus)
9 Elect Audit Committee Member (Richard For For Management
(Rick) P. Menell)
10 General Authority to Issue Shares For For Management
11 Authority to Issue Shares for Cash For For Management
14 Approval of NEDs' Fees For For Management
15 Approve Financial Assistance For For Management
16 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
GOLD FIELDS LTD.
Ticker: GFI Security ID: S31755101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company
2.1 Elect Chris Griffith as Director For For Management
2.2 Elect Philisiwe Sibiya as Director For For Management
2.3 Re-elect Cheryl Carolus as Director For For Management
2.4 Re-elect Steven Reid as Director For For Management
2.5 Re-elect Carmen Letton as Director For For Management
3.1 Re-elect Yunus Suleman as Chairperson For For Management
of the Audit Committee
3.2 Re-elect Alhassan Andani as Member of For For Management
the Audit Committee
3.3 Re-elect Peter Bacchus as Member of For For Management
the Audit Committee
3.4 Elect Philisiwe Sibiya as Member of For For Management
the Audit Committee
4 Place Authorised but Unissued Shares For For Management
under Control of Directors
1 Authorise Board to Issue Shares for For For Management
Cash
1 Approve Remuneration Policy For For Management
2 Approve Remuneration Implementation For For Management
Report
2 Approve Remuneration of Non-Executive For For Management
Directors
3 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
4 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
GOME RETAIL HOLDINGS LIMITED
Ticker: 493 Security ID: G3978C124
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Huang Xiu Hong as Director For Against Management
3 Elect Yu Sing Wong as Director For For Management
4 Elect Liu Hong Yu as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GOTION HIGH-TECH CO LTD
Ticker: Security ID: CNE000001NY7
Meeting Date: AUG 13, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect ENGEL Frank as a Director For For Management
3 FORMULATION OF THE CONNECTED For For Management
TRANSACTIONS MANAGEMENT SYSTEM
4 AMENDMENTS TO THE EXTERNAL GUARANTEE For Against Management
MANAGEMENT SYSTEM
5 Approve Report on the Usage of For For Management
Previously Raised Funds
--------------------------------------------------------------------------------
GOTION HIGH-TECH CO., LTD
Ticker: 002074 Security ID: Y4439F110
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Registered Capital For For Management
and Amend Articles of Association
2 Approve Termination of Raised Funds For For Management
Investment Project and Use of Excess
Raised Funds to Replenish Working
Capital
3 Approve External Investment as well as For For Management
Capital Injection
4 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
GOTION HIGH-TECH CO., LTD
Ticker: 002074 Security ID: Y4439F110
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Provision for Credit and Asset For For Management
Impairment
6 Approve Report on the Deposit and For For Management
Usage of Raised Funds
7 Approve Profit Distribution For For Management
8 Approve Credit Line Application For Against Management
9 Approve Guarantee For For Management
10 Approve Related Party Transaction For For Management
11 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
GOTION HIGH-TECH CO., LTD
Ticker: 002074 Security ID: Y4439F110
Meeting Date: JUN 15, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period of Private Placement
2 Approve Extension of Authorization of For For Management
the Board on Private Placement
3 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
GRANDJOY HOLDINGS GROUP CO., LTD.
Ticker: 000031 Security ID: Y7740B108
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Yang Lijun as Supervisor For For Management
--------------------------------------------------------------------------------
GRASIM INDUSTRIES LIMITED
Ticker: 500300 Security ID: Y2851U102
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Rajashree Birla as Director For Against Management
4 Reelect Shailendra K. Jain as Director For For Management
5 Amend Object Clause of Memorandum of For For Management
Association
6 Amend Articles of Association For For Management
7 Elect Santrupt Misra as Director For For Management
8 Elect Vipin Anand as Director For For Management
9 Approve Rajashree Birla to Continue For Against Management
Office as Non-Executive Director
10 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
GRASIM INDUSTRIES LIMITED
Ticker: 500300 Security ID: Y2851U102
Meeting Date: FEB 22, 2021 Meeting Type: Special
Record Date: FEB 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Object Clause of Memorandum of For For Management
Association
--------------------------------------------------------------------------------
GRASIM INDUSTRIES LIMITED
Ticker: 500300 Security ID: Y2851U102
Meeting Date: APR 16, 2021 Meeting Type: Court
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
GREAT WALL MOTOR CO., LTD.
Ticker: Security ID: CNE100000338
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Related Party Transaction with For For Management
Spotlight Automotive Ltd
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Increase and Related For For Management
Party Transaction
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
for the Public Issuance of A Share
Convertible Corporate Bonds of the
Company
2.01 Approve Type of Securities to be Issued For For Management
2.02 Approve Size of the Issuance For For Management
2.03 Approve Par Value and Issue Price For For Management
2.04 Approve Bonds Term For For Management
2.05 Approve Coupon Rate For For Management
2.06 Approve Term and Method of Repayment For For Management
of Principal and Interest Payment
2.07 Approve Conversion Period For For Management
2.08 Approve Determination and Adjustment For For Management
of the Conversion Price
2.09 Approve Terms of Downward Adjustment For For Management
to Conversion Price
2.10 Approve Method for Determining the For For Management
Number of A Shares for Conversion and
Treatment for Remaining Balance of the
A Share Convertible Corporate Bonds
which is Insufficient to be Converted
into One A Share
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sale Back For For Management
2.13 Approve Entitlement to Dividend in the For For Management
Year of Conversion
2.14 Approve Method of the Issuance and For For Management
Target Subscribers
2.15 Approve Subscription Arrangement for For For Management
the Existing A Shareholders
2.16 Approve Bondholders and Bondholders' For For Management
Meetings
2.17 Approve Use of Proceeds For For Management
2.18 Approve Rating For For Management
2.19 Approve Management and Deposit for For For Management
Proceeds Raised
2.20 Approve Guarantee and Security For For Management
2.21 Approve Validity Period of the For For Management
Resolution
3 Approve Plan of the Public Issuance of For For Management
A Share Convertible Corporate Bonds of
the Company
4 Approve Feasibility Report on the For For Management
Project Funded by the Proceeds in the
Public Issuance of A Share Convertible
Corporate Bonds of the Company
5 Approve Exemption from the Preparation For For Management
of the Reports on the Use of Proceeds
Previously Raised
6 Approve Recovery Measures and For For Management
Undertakings by Relevant Parties in
Relation to Dilutive Impact on
Immediate Returns of the Public
Issuance of A Share Convertible
Corporate Bonds of the Company
7 Approve Formulation of the For For Management
Shareholders' Return Plan for the Next
Three Years (Year 2020-2022) of the
Company
8 Approve Formulation of Rules for A For For Management
Share Convertible Corporate
Bondholders' Meetings of the Company
9 Approve Amendments on the For For Management
Administrative Rules for Use of
Proceeds from Fund Raisings of Great
Wall Motor Company Limited (Revised)
10 Approve Connected Transactions of For For Management
Possible Subscriptions of A Share
Convertible Corporate Bonds under the
Public Issuance by the Company's
Controlling Shareholder, Director or
General Manager of Certain Significant
Subsidiaries
11 Approve Authorization from For For Management
Shareholders' General Meeting to the
Board or Its Authorized Persons to
Handle in Full Discretion Matters
Relating to the Public Issuance of A
Share Convertible Corporate Bonds of
the Company
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Type of Securities to be Issued For For Management
1.02 Approve Size of the Issuance For For Management
1.03 Approve Par Value and Issue Price For For Management
1.04 Approve Bonds Term For For Management
1.05 Approve Coupon Rate For For Management
1.06 Approve Term and Method of Repayment For For Management
of Principal and Interest Payment
1.07 Approve Conversion Period For For Management
1.08 Approve Determination and Adjustment For For Management
of the Conversion Price
1.09 Approve Terms of Downward Adjustment For For Management
to Conversion Price
1.10 Approve Method for Determining the For For Management
Number of A Shares for Conversion and
Treatment for Remaining Balance of the
A Share Convertible Corporate Bonds
which is Insufficient to be Converted
into One A Share
1.11 Approve Terms of Redemption For For Management
1.12 Approve Terms of Sale Back For For Management
1.13 Approve Entitlement to Dividend in the For For Management
Year of Conversion
1.14 Approve Method of the Issuance and For For Management
Target Subscribers
1.15 Approve Subscription Arrangement for For For Management
the Existing A Shareholders
1.16 Approve Bondholders and Bondholders' For For Management
Meetings
1.17 Approve Use of Proceeds For For Management
1.18 Approve Rating For For Management
1.19 Approve Management and Deposit for For For Management
Proceeds Raised
1.20 Approve Guarantee and Security For For Management
1.21 Approve Validity Period of the For For Management
Resolution
2 Approve Plan of the Public Issuance of For For Management
A Share Convertible Corporate Bonds of
the Company
3 Approve Authorization from For For Management
Shareholders' General Meeting to the
Board or Its Authorized Persons to
Handle in Full Discretion Matters
Relating to the Public Issuance of A
Share Convertible Corporate Bonds of
the Company
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y28741109
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan for Registration and For For Management
Issuance of Super Short-Term
Commercial Papers
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan for Registration and For For Management
Issuance of Super Short-Term
Commercial Papers
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Proposal For For Management
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y28741109
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Proposal For For Management
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: MAR 18, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Reserved Restricted For For Management
Shares to Directors and Connected
Transaction
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y28741109
Meeting Date: MAR 18, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Reserved Restricted For For Management
Shares to Directors and Connected
Transaction
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Audited Financial Report For For Management
2 Approve 2020 Report of the Board of For For Management
Directors
3 Approve 2020 Profit Distribution For For Management
Proposal
4 Approve 2020 Annual Report and Its For For Management
Summary Report
5 Approve 2020 Report of the Independent For For Management
Directors
6 Approve 2020 Report of the Supervisory For For Management
Committee
7 Approve 2021 Operating Strategies For For Management
8 Approve Deloitte Touche Tohmatsu For Against Management
Certified Public Accountants LLP as
External Auditor and Authorize Board
to Fix Their Remuneration
9 Approve 2021 Plan of Guarantees to be For Against Management
Provided by the Company
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and H
Shares
11 Approve Authorization of the Board to For For Management
Repurchase A Shares and H Shares of
the Company
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authorization of the Board to For For Management
Repurchase A Shares and H Shares of
the Company
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y28741109
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authorization of the Board to For For Management
Repurchase A Shares and H Shares of
the Company
--------------------------------------------------------------------------------
GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI
Ticker: 000651 Security ID: Y2882R102
Meeting Date: NOV 02, 2020 Meeting Type: Special
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Elect Cheng Min as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA
Ticker: OPAP Security ID: X3232T104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Management of Company and For For Management
Grant Discharge to Auditors
3 Ratify Auditors For For Management
4 Approve Dividend Distribution For For Management
5 Approve Annual Bonus by Means of For For Management
Profit Distribution to Executives and
Key Personnel
6 Advisory Vote on Remuneration Report For For Management
7 Amend Remuneration Policy For Against Management
8 Approve Suitability Policy for For For Management
Directors
9.1 Ratify Director Appointment None None Management
9.2.1 Elect Nicole Conrad-Forker as For For Management
Independent Director
9.2.2 Elect Vasiliki Karagianni as For For Management
Independent Director
10 Approve Type, Composition, and Term of For For Management
the Audit Committee
11 Authorize Share Repurchase Program For For Management
12 Receive Audit Committee's Activity None None Management
Report
--------------------------------------------------------------------------------
GREENLAND HOLDINGS CORP. LTD.
Ticker: 600606 Security ID: Y2883S109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Investment Amount of the For Against Management
Company's Real Estate Reserves
8 Approve Guarantee Provision For Against Management
9 Elect Hu Xin as Non-independent For For Shareholder
Director
10 Elect Yang Lyubo as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GREENTOWN CHINA HOLDINGS LIMITED
Ticker: 3900 Security ID: G4100M105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Wu Wende as Director For Against Management
3B Elect Geng Zhongqiang as Director For For Management
3C Elect Li Jun as Director For For Management
3D Elect Hong Lei as Director For For Management
3E Elect Jia Shenghua as Director For For Management
3F Elect Hui Wan Fai as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GREENTOWN CHINA HOLDINGS LIMITED
Ticker: 3900 Security ID: G4100M105
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
GREENTOWN SERVICE GROUP CO. LTD.
Ticker: 2869 Security ID: G41012108
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Final Dividend For For Management
2.2 Approve Special Dividend For For Management
3.1 Elect Wu Zhihua as Director For For Management
3.2 Elect Chen Hao as Director For For Management
3.3 Elect Xia Yibo as Director For For Management
3.4 Elect Wong Ka Yi as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GRG BANKING EQUIPMENT CO LTD
Ticker: Security ID: CNE100000650
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 CHANGE OF PERFORMANCE COMMITMENTS For For Management
REGARDING THE SPIN-OFF LISTING OF A
COMPANY ON THE CHINEXT BOARD
2 Elect CHEN Wei as a supervisor For Against Management
--------------------------------------------------------------------------------
GRG BANKING EQUIPMENT CO., LTD.
Ticker: 002152 Security ID: Y2889S103
Meeting Date: SEP 17, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For Against Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For Against Management
2.2 Approve Issue Manner and Issue Time For Against Management
2.3 Approve Issue Size For Against Management
2.4 Approve Target Subscribers and For Against Management
Subscription Method
2.5 Approve Pricing Reference Date, Issue For Against Management
Price and Pricing Method
2.6 Approve Lock-up Period For Against Management
2.7 Approve Use and Amount of Proceeds For Against Management
2.8 Approve Listing Exchange For Against Management
2.9 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For Against Management
3 Approve Plan on Private Placement of For Against Management
Shares
4 Approve Feasibility Analysis Report on For Against Management
the Use of Proceeds
5 Approve Report on the Usage of For Against Management
Previously Raised Funds
6.1 Approve Signing of Strategic For Against Management
Cooperation Agreement with China
State-owned Enterprise Structural
Adjustment Fund Co., Ltd.
6.2 Approve Signing of Strategic For Against Management
Cooperation Agreement with Guangzhou
City Development Investment Fund
Management Co., Ltd.
6.3 Approve Signing of Strategic For Against Management
Cooperation Agreement with Guangzhou
Development District Financial Holding
Group Co., Ltd.
6.4 Approve Signing of Strategic For Against Management
Cooperation Agreement with Zhuhai Gree
Group Co., Ltd.
7.1 Approve Signing of Conditional Share For Against Management
Subscription Agreement with China
State-owned Enterprise Structural
Adjustment Fund Co., Ltd.
7.2 Approve Signing of Conditional Share For Against Management
Subscription Agreement with Guangzhou
China Life City Development Industry
Investment Enterprise (Limited
Partnership)
7.3 Approve Signing of Conditional Share For Against Management
Subscription Agreement with Guangzhou
Development District Financial Holding
Group Co., Ltd.
7.4 Approve Signing of Conditional Share For Against Management
Subscription Agreement with Zhuhai
Gree Financial Investment Management
Co., Ltd.
8 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
9 Approve Formulation of Shareholder For Against Management
Return Plan
10 Approve Special Self-inspection Report For Against Management
on Company's Real Estate Business
11 Approve Commitments of Controlling For Against Management
Shareholders, Directors and Senior
Management Related to the Special
Self-inspection Report on Company's
Real Estate Business
12 Approve Authorization of Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
GRG BANKING EQUIPMENT CO., LTD.
Ticker: 002152 Security ID: Y2889S103
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off of Subsidiary on For For Management
ChiNext in Accordance with Relevant
Laws and Regulations
2 Approve Subsidiary's Initial Public For For Management
Offering and Listing on the ChiNext of
the Shenzhen Stock Exchange
3 Approve Plan on Spin-off of Subsidiary For For Management
on the ChiNext (Revised Draft)
4 Approve Transaction Complies with For For Management
Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing
5 Approve Transaction is Conducive to For For Management
Safeguarding the Legal Rights and
Interests of Shareholders and Creditors
6 Approve Proposal on the Company's For For Management
Independence and Sustainability
7 Approve Subsidiary's Corresponding For For Management
Standard Operational Ability
8 Approve Authorization of the Board and For For Management
Its Authorized Persons to Handle
Matters on Spin-off
9 Approve Explanation of the For For Management
Completeness, Compliance and Validity
of Legal Documents Submitted in the
Spin-off
10 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
GRG BANKING EQUIPMENT CO., LTD.
Ticker: 002152 Security ID: Y2889S103
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment to Allowance of For For Management
Independent Directors
2 Approve Adjustment of Resolution For Against Management
Validity Period
3 Approve Private Placement of Shares For Against Management
4 Approve Authorization of Board to For Against Management
Handle All Related Matters
5.1 Elect Huang Yuezhen as Non-Independent For For Management
Director
5.2 Elect Qian Zhe as Non-Independent For For Management
Director
5.3 Elect Yang Wenfeng as Non-Independent For For Management
Director
5.4 Elect Chen Jianliang as For For Management
Non-Independent Director
5.5 Elect Luo Panfeng as Non-Independent For For Management
Director
5.6 Elect Lin Yaojun as Non-Independent For For Management
Director
6.1 Elect Zhu Guilong as Independent For Against Management
Director
6.2 Elect Xing Liangwen as Independent For For Management
Director
6.3 Elect Li Jinyi as Independent Director For For Management
7.1 Elect Chen Wei as Supervisor For For Shareholder
7.2 Elect Zhang Xiaoli as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GRG BANKING EQUIPMENT CO., LTD.
Ticker: 002152 Security ID: Y2889S103
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Issue Size For Against Management
1.2 Approve Target Subscribers and For Against Management
Subscription Method
1.3 Approve Scale and Use of Raised Funds For Against Management
2 Approve Plan on Private Placement of For Against Management
Shares (Second Revision)
3 Approve Feasibility Analysis Report on For Against Management
the Use of Proceeds (Revised)
4 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
(Revised)
5 Approve Related Party Transaction in For Against Management
Connection to Private Placement of
Shares
--------------------------------------------------------------------------------
GRG BANKING EQUIPMENT CO., LTD.
Ticker: 002152 Security ID: Y2889S103
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve to Appoint Auditor For For Management
8 Approve Provision for Asset Impairment For For Management
9 Approve Use of Idle Own Funds for Cash For Against Management
Management
10 Approve Change Business Scope For For Management
11 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
GROWTHPOINT PROPERTIES LTD.
Ticker: GRT Security ID: S3373C239
Meeting Date: DEC 08, 2020 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1.1 Elect Rhidwaan Gasant as Director For For Management
1.1.2 Elect Prudence Lebina as Director For For Management
1.1.3 Elect Andile Sangqu as Director For For Management
1.2.1 Elect Rhidwaan Gasant as Chairman of For For Management
the Audit Committee
1.2.2 Re-elect Frank Berkeley as Member of For For Management
the Audit Committee
1.2.3 Elect John van Wyk as Member of the For For Management
Audit Committee
1.2.4 Elect Prudence Lebina as Member of the For For Management
Audit Committee
1.3 Reappoint Ernst & Young as Auditors For For Management
1.4.1 Approve Remuneration Policy For For Management
1.4.2 Approve Implementation of Remuneration For For Management
Policy
1.5 Place Authorised but Unissued Shares For For Management
under Control of Directors
1.6 Authorise Directors to Issue Shares to For For Management
Afford Shareholders Distribution
Reinvestment Alternatives
1.7 Authorise Board to Issue Shares for For For Management
Cash
1.8 Approve Social, Ethics and For For Management
Transformation Committee Report
2.1 Approve Non-executive Directors' Fees For For Management
2.2 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
2.3 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
GRUMA SAB DE CV
Ticker: GRUMAB Security ID: P4948K121
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Cancellation of 11.29 For For Management
Million Series B Class I Repurchased
Shares and Consequently Reduction in
Fixed Portion of Capital; Amend
Article 6
2 Amend Articles 11 (Purchase and Sale For Against Management
of Company's Shares) and 37
(Attendance Right)
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUMA SAB DE CV
Ticker: GRUMAB Security ID: P4948K121
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Set Maximum Amount of Share Repurchase For For Management
Reserve and Present Report of
Operations with Treasury Shares
4 Elect Directors, Secretary, and For For Management
Alternates, Verify Independence
Classification of Directors and
Approve Their Remuneration; Approve
Remuneration of Audit and Corporate
Practices Committees
5 Elect Chairmen of Audit and Corporate For For Management
Practices Committees
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV
Ticker: Security ID: MX01GA000004
Meeting Date: JUL 01, 2020 Meeting Type: Ordinary
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reports For For Management
2 Ratification of Board Acts; Release of For For Management
Responsibility
3 Accounts and Reports For For Management
4 Allocation of Profits For For Management
9 Election of Board Chair For For Management
5 Authority to Repurchase Shares For For Management
6 Report on Election of Directors Series For For Management
BB
7 Election of Director Series B Minority For Against Management
Shareholders
8 Election of Directors Series B For For Management
10 Directors' Fees For For Management
11 Election of Nominating and For For Management
Remuneration Committee Members Series B
12 Election of Audit and Corporate For For Management
Governance Committee Chair
13 Report on Related Party Transactions For For Management
14 Election of Meeting Delegates For For Management
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GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV
Ticker: GAPB Security ID: P4959P100
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of 35.42 Million For For Management
Treasury Shares
2 Approve Reduction in Capital by MXN 2 For For Management
Billion
3 Amend Articles to Reflect Changes in None None Management
Capital
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV
Ticker: GAPB Security ID: P4959P100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reports in Compliance with For For Management
Article 28, Section IV of Mexican
Securities Market Law
2 Approve Discharge of Directors and For For Management
Officers
3 Approve Individual and Consolidated For For Management
Financial Statements and Approve
External Auditors' Report on Financial
Statements
4 Approve Allocation of Income in the For For Management
Amount of MXN 1.85 Billion
5 Cancel Pending Amount of Share For For Management
Repurchase Approved at AGM on July 1,
2020; Set Share Repurchase Maximum
Amount of MXN 3 Billion
6 Information on Election or None None Management
Ratification of Four Directors and
Their Alternates of Series BB
Shareholders
7 Elect or Ratify Directors of Series B None None Management
Shareholders that Hold 10 Percent of
Share Capital
8 Elect or Ratify Directors of Series B For For Management
Shareholders
9 Elect or Ratify Board Chairman For For Management
10 Approve Remuneration of Directors for For For Management
Years 2020 and 2021
11 Elect or Ratify Director of Series B For For Management
Shareholders and Member of Nominations
and Compensation Committee
12 Elect or Ratify Chairman of Audit and For For Management
Corporate Practices Committee
13 Present Report Regarding Individual or None None Management
Accumulated Operations Greater Than
USD 3 Million
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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GRUPO AEROPORTUARIO DEL SURESTE SA DE CV
Ticker: ASURB Security ID: P4950Y100
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve CEO's and Auditor's Reports on For For Management
Operations and Results of Company, and
Board's Opinion on Reports
1b Approve Board's Report on Accounting For For Management
Policies and Criteria for Preparation
of Financial Statements
1c Approve Report on Activities and For For Management
Operations Undertaken by Board
1d Approve Individual and Consolidated For For Management
Financial Statements
1e Approve Report of Audit Committee's For For Management
Activities and Report on Company's
Subsidiaries
1f Approve Report on Adherence to Fiscal For For Management
Obligations
2a Approve Increase in Legal Reserve by For For Management
MXN 98.88 Million
2b Set Maximum Amount of MXN 1.88 Billion For For Management
for Share Repurchase; Approve Policy
Related to Acquisition of Own Shares
3a Approve Discharge of Board of For For Management
Directors and CEO
3b.1 Elect/Ratify Fernando Chico Pardo as For For Management
Director
3b.2 Elect/Ratify Jose Antonio Perez Anton For For Management
as Director
3b.3 Elect/Ratify Pablo Chico Hernandez as For For Management
Director
3b.4 Elect/Ratify Aurelio Perez Alonso as For For Management
Director
3b.5 Elect/Ratify Rasmus Christiansen as For For Management
Director
3b.6 Elect/Ratify Francisco Garza Zambrano For For Management
as Director
3b.7 Elect/Ratify Ricardo Guajardo Touche For For Management
as Director
3b.8 Elect/Ratify Guillermo Ortiz Martinez For For Management
as Director
3b.9 Elect/Ratify Barbara Garza Laguera For For Management
Gonda as Director
3b.10 Elect/Ratify Heliane Steden as Director For For Management
3b.11 Elect/Ratify Diana M. Chavez as For For Management
Director
3b.12 Elect/Ratify Rafael Robles Miaja as For For Management
Secretary (Non-Member) of Board
3b.13 Elect/Ratify Ana Maria Poblanno For For Management
Chanona as Alternate Secretary
(Non-Member) of Board
3c.1 Elect/Ratify Ricardo Guajardo Touche For For Management
as Chairman of Audit Committee
3d.1 Elect/Ratify Barbara Garza Laguera For For Management
Gonda as Member of Nominations and
Compensations Committee
3d.2 Elect/Ratify Fernando Chico Pardo as For For Management
Member of Nominations and
Compensations Committee
3d.3 Elect/Ratify Jose Antonio Perez Anton For For Management
of Nominations and Compensations
Committee
3e.1 Approve Remuneration of Directors in For For Management
the Amount of MXN 72,600
3e.2 Approve Remuneration of Operations For For Management
Committee in the Amount of MXN 72,600
3e.3 Approve Remuneration of Nominations For For Management
and Compensations Committee in the
Amount of MXN 72,600
3e.4 Approve Remuneration of Audit For For Management
Committee in the Amount of MXN 102,850
3e.5 Approve Remuneration of Acquisitions For For Management
and Contracts Committee in the Amount
of MXN 24,200
4a Authorize Claudio Ramon Gongora For For Management
Morales to Ratify and Execute Approved
Resolutions
4b Authorize Rafael Robles Miaja to For For Management
Ratify and Execute Approved Resolutions
4c Authorize Ana Maria Poblanno Chanona For For Management
to Ratify and Execute Approved
Resolutions
--------------------------------------------------------------------------------
GRUPO BIMBO SAB DE CV
Ticker: BIMBOA Security ID: P4949B104
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Reduction in Share Capital via For For Management
Cancellation of 169.44 Million Series
A Repurchased Shares Held in Treasury
2 Amend Article 6 to Reflect Changes in For For Management
Capital
3 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
GRUPO BIMBO SAB DE CV
Ticker: BIMBOA Security ID: P4949B104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
2 Approve Allocation of Income For For Management
3 Approve Dividends of MXN 1 Per Share For For Management
4 Elect or Ratify Directors and Approve For Against Management
their Remuneration
5 Elect or Ratify Chairman and Members For For Management
of Audit and Corporate Practices
Committee and Approve their
Remuneration
6 Approve Report on Repurchase of Shares For For Management
and Set Aggregate Nominal Amount of
Share Repurchase Reserve
7 Ratify Reduction in Share Capital and For For Management
Consequently Cancellation of 17.43
Million Series A Repurchased Shares
Held in Treasury
8 Amend Articles For For Management
9 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
GRUPO CARSO SAB DE CV
Ticker: GCARSOA1 Security ID: P46118108
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Replace Chair of Corporate Practices For Against Management
and Audit Committee
2 Present Report on Adherence to Fiscal For For Management
Obligations
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO CARSO SAB DE CV
Ticker: GCARSOA1 Security ID: P46118108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and Cash For For Management
Dividends of MXN 0.96 per Share to be
Distributed in Two Installments of MXN
0.48 per Share
3 Approve Discharge of Board of For For Management
Directors and CEO
4 Elect or Ratify Directors, Chairman For Against Management
and Members of Audit and Corporate
Practices Committee; Verify
Independence of Directors; Approve
Their Respective Remuneration
5 Set Maximum Amount of Share Repurchase For For Management
Reserve
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO CARSO SAB DE CV
Ticker: GCARSOA1 Security ID: P46118108
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Cancellation of Repurchased For Did Not Vote Management
Shares in Fixed Portion of Capital
2 Amend Article 6 For Did Not Vote Management
3 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO DE INVERSIONES SURAMERICANA SA
Ticker: GRUPOSURA Security ID: P4950L132
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Verify Quorum None None Management
2 Approve Meeting Agenda For For Management
3 Elect Meeting Approval Committee For For Management
4 Present Board of Directors and For For Management
Chairman's Report
5 Present Individual and Consolidated For For Management
Financial Statements
6 Present Auditor's Report For For Management
7 Approve Board of Directors and For For Management
Chairman's Report
8 Approve Individual and Consolidated For For Management
Financial Statements
9 Approve Allocation of Income, For For Management
Constitution of Reserves and Donations
10 Approve Remuneration of Directors For For Management
11 Approve Remuneration of Auditors For For Management
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV
Ticker: GFNORTEO Security ID: P49501201
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.a Approve CEO's Report on Financial For For Management
Statements and Statutory Reports
1.b Approve Board's Report on Policies and For For Management
Accounting Information and Criteria
Followed in Preparation of Financial
Information
1.c Approve Board's Report on Operations For For Management
and Activities Undertaken by Board
1.d Approve Report on Activities of Audit For For Management
and Corporate Practices Committee
1.e Approve All Operations Carried out by For For Management
Company and Ratify Actions Carried out
by Board, CEO and Audit and Corporate
Practices Committee
2 Approve Allocation of Income For For Management
3 Receive Auditor's Report on Tax None None Management
Position of Company
4.a1 Elect Carlos Hank Gonzalez as Board For For Management
Chairman
4.a2 Elect Juan Antonio Gonzalez Moreno as For For Management
Director
4.a3 Elect David Juan Villarreal Montemayor For For Management
as Director
4.a4 Elect Jose Marcos Ramirez Miguel as For For Management
Director
4.a5 Elect Carlos de la Isla Corry as For For Management
Director
4.a6 Elect Everardo Elizondo Almaguer as For For Management
Director
4.a7 Elect Carmen Patricia Armendariz For For Management
Guerra as Director
4.a8 Elect Clemente Ismael Reyes Retana For For Management
Valdes as Director
4.a9 Elect Alfredo Elias Ayub as Director For For Management
4.a10 Elect Adrian Sada Cueva as Director For For Management
4.a11 Elect David Penaloza Alanis as Director For For Management
4.a12 Elect Jose Antonio Chedraui Eguia as For For Management
Director
4.a13 Elect Alfonso de Angoitia Noriega as For For Management
Director
4.a14 Elect Thomas Stanley Heather Rodriguez For For Management
as Director
4.a15 Elect Graciela Gonzalez Moreno as For For Management
Alternate Director
4.a16 Elect Juan Antonio Gonzalez Marcos as For For Management
Alternate Director
4.a17 Elect Alberto Halabe Hamui as For For Management
Alternate Director
4.a18 Elect Gerardo Salazar Viezca as For For Management
Alternate Director
4.a19 Elect Alberto Perez-Jacome Friscione For For Management
as Alternate Director
4.a20 Elect Diego Martinez Rueda-Chapital as For For Management
Alternate Director
4.a21 Elect Roberto Kelleher Vales as For For Management
Alternate Director
4.a22 Elect Cecilia Goya de Riviello Meade For For Management
as Alternate Director
4.a23 Elect Isaac Becker Kabacnik as For For Management
Alternate Director
4.a24 Elect Jose Maria Garza Trevino as For For Management
Alternate Director
4.a25 Elect Carlos Cesarman Kolteniuk as For For Management
Alternate Director
4.a26 Elect Humberto Tafolla Nunez as For For Management
Alternate Director
4.a27 Elect Guadalupe Phillips Margain as For For Management
Alternate Director
4.a28 Elect Ricardo Maldonado Yanez as For For Management
Alternate Director
4.b Elect Hector Avila Flores (Non-Member) For For Management
as Board Secretary
4.c Approve Directors Liability and For For Management
Indemnification
5 Approve Remuneration of Directors For For Management
6 Elect Thomas Stanley Heather Rodriguez For For Management
as Chairman of Audit and Corporate
Practices Committee
7.1 Approve Report on Share Repurchase For For Management
7.2 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV
Ticker: GFNORTEO Security ID: P49501201
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 2; Approve Certification For For Management
of the Company's Bylaws
2 Approve Modifications of Sole For For Management
Responsibility Agreement
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO INBURSA SAB DE CV
Ticker: GFINBURO Security ID: P4950U165
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Directors and Company For Against Management
Secretary
2 Set Amount of Share Repurchase Reserve For For Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO INBURSA SAB DE CV
Ticker: GFINBURO Security ID: P4950U165
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve CEO's Report and Auditor's For For Management
Report; Board's Opinion on Reports
1.2 Approve Board's Report on Accounting For For Management
Policies and Criteria Followed in
Preparation of Financial Statements
1.3 Approve Report on Activities and For For Management
Operations Undertaken by Board
1.4 Approve Individual and Consolidated For For Management
Financial Statements
1.5 Approve Report on Activities For For Management
Undertaken by Audit and Corporate
Practices Committees
2 Approve Allocation of Income For For Management
3 Elect or Ratify Directors and Company For Against Management
Secretary
4 Approve Remuneration of Directors and For For Management
Company Secretary
5 Elect or Ratify Members of Corporate For Against Management
Practices and Audit Committees
6 Approve Remuneration of Members of For For Management
Corporate Practices and Audit
Committees
7 Set Maximum Amount of Share Repurchase For For Management
Reserve; Approve Share Repurchase
Report
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO MEXICO S.A.B. DE C.V.
Ticker: GMEXICOB Security ID: P49538112
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Present Report on Compliance with For For Management
Fiscal Obligations
3 Approve Allocation of Income For For Management
4 Approve Policy Related to Acquisition For For Management
of Own Shares; Set Aggregate Nominal
Amount of Share Repurchase Reserve
5 Approve Discharge of Board of For For Management
Directors, Executive Chairman and
Board Committees
6 Ratify Auditors For For Management
7 Elect or Ratify Directors; Verify For Against Management
Independence of Board Members; Elect
or Ratify Chairmen and Members of
Board Committees
8 Approve Remuneration of Directors and For For Management
Members of Board Committees
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO TELEVISA SAB
Ticker: TLEVISACPO Security ID: P4987V137
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Present Financial Statements and For For Management
Statutory Reports
2 Present Board's Report on Principal For For Management
Policies and Accounting Criteria
Followed in Preparation of Financial
Information
3 Present Report on Activities and For For Management
Operations Undertaken by Board
4 Present Report of Audit Committee For For Management
5 Present Report of Corporate Practices For For Management
Committee
6 Present Report on Compliance with For For Management
Fiscal Obligations
7 Approve Allocation of Income and For For Management
Dividends
8 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve; Receive Report on
Policies and Board's Decisions on
Share Repurchase and Sale of Treasury
Shares
9.1 Elect or Ratify Emilio Fernando For For Management
Azcarraga Jean as Director
Representing Series A Shareholders
9.2 Elect or Ratify Alfonso de Angoitia For For Management
Noriega as Director Representing
Series A Shareholders
9.3 Elect or Ratify Alberto Bailleres For For Management
Gonzalez as Director Representing
Series A Shareholders
9.4 Elect or Ratify Eduardo Tricio Haro as For For Management
Director Representing Series A
Shareholders
9.5 Elect or Ratify Michael T. Fries as For For Management
Director Representing Series A
Shareholders
9.6 Elect or Ratify Fernando Senderos For For Management
Mestre as Director Representing Series
A Shareholders
9.7 Elect or Ratify Bernardo Gomez For For Management
Martinez as Director Representing
Series A Shareholders
9.8 Elect or Ratify Jon Feltheimer as For For Management
Director Representing Series A
Shareholders
9.9 Elect or Ratify Enrique Krauze For For Management
Kleinbort as Director Representing
Series A Shareholders
9.10 Elect or Ratify Guadalupe Phillips For For Management
Margain as Director Representing
Series A Shareholders
9.11 Elect or Ratify Carlos Hank Gonzalez For For Management
as Director Representing Series A
Shareholders
9.12 Elect or Ratify Lorenzo Alejandro For For Management
Mendoza Gimenez as Director
Representing Series B Shareholders
9.13 Elect or Ratify Salvi Rafael Folch For For Management
Viadero as Director Representing
Series B Shareholders
9.14 Elect or Ratify Guillermo Garcia For For Management
Naranjo Alvarez as Director
Representing Series B Shareholders
9.15 Elect or Ratify Francisco Jose Chevez For For Management
Robelo as Director Representing Series
B Shareholders
9.16 Elect or Ratify Jose Luis Fernandez For For Management
Fernandez as Director Representing
Series B Shareholders
9.17 Elect or Ratify Julio Barba Hurtado as For For Management
Alternate Director
9.18 Elect or Ratify Jorge Agustin For For Management
Lutteroth Echegoyen as Alternate
Director
9.19 Elect or Ratify Joaquin Balcarcel For For Management
Santa Cruz as Alternate Director
9.20 Elect or Ratify Luis Alejandro Bustos For For Management
Olivares as Alternate Director
9.21 Elect or Ratify Felix Jose Araujo For For Management
Ramirez as Alternate Director
10 Elect or Ratify Members of Executive For For Management
Committee; Discharge them
11 Elect or Ratify Chairman of Audit For For Management
Committee; Discharge them
12 Elect or Ratify Chairman of Corporate For For Management
Practices Committee; Discharge them
13 Approve Remuneration of Board Members, For For Management
Executive, Audit and Corporate
Practices Committees, and Secretaries
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO TELEVISA SAB
Ticker: TLEVISACPO Security ID: P4987V137
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of Shares and For Against Management
Consequently Reduction in Share
Capital; Amend Article 6
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO TELEVISA SAB
Ticker: TLEVISACPO Security ID: P4987V137
Meeting Date: MAY 24, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related-Party Transaction Re: For For Management
Corporate Restructuring with Univision
Holdings, Inc.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GS ENGINEERING & CONSTRUCTION CORP.
Ticker: 006360 Security ID: Y2901E108
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Cho Hui-jin as Outside Director For For Management
4 Elect Cho Hui-jin as a Member of Audit For For Management
Committee
5 Elect Lee Hui-guk as Outside Director For For Management
to Serve as an Audit Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
GS HOLDINGS CORP.
Ticker: 078930 Security ID: Y2901P103
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Hyun Oh-seok as Outside Director For Against Management
4 Elect Han Jin-hyeon as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Elect Hyun Oh-seok as a Member of For Against Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
GS RETAIL CO., LTD.
Ticker: 007070 Security ID: Y2915J101
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Cho Yoon-seong as Inside Director For Against Management
3.1 Amend Articles of Incorporation For For Management
(Business Objectives)
3.2 Amend Articles of Incorporation For For Management
(Record Date)
3.3 Amend Articles of Incorporation For For Management
(Amendment Relating to Changes in
Legislation)
3.4 Amend Articles of Incorporation For For Management
(Electronic Registration of
Certificates)
3.5 Amend Articles of Incorporation For For Management
(Miscellaneous)
3.6 Amend Articles of Incorporation (Duty For For Management
of CEO)
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
GS RETAIL CO., LTD.
Ticker: 007070 Security ID: Y2915J101
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with GS Home For For Management
Shopping, Inc.
2 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
GSX TECHEDU, INC.
Ticker: GOTU Security ID: 36257Y109
Meeting Date: JUN 04, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Gaotu Techedu For For Management
Inc.
--------------------------------------------------------------------------------
GT CAPITAL HOLDINGS, INC.
Ticker: GTCAP Security ID: Y29045104
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Annual For For Management
Stockholders' Meeting Held on June 5,
2020
2 Approve Annual Report for the Year 2020 For For Management
3 Ratify All Acts and Resolutions of the For For Management
Board of Directors, Executive
Committee and Management from the Date
of the Last Annual Stockholders'
Meeting up to May 17, 2021
4 Appoint External Auditor For For Management
5.1 Elect Arthur Vy Ty as Director For For Management
5.2 Elect Francisco C. Sebastian as For For Management
Director
5.3 Elect Alfred Vy Ty as Director For For Management
5.4 Elect Carmelo Maria Luza Bautista as For For Management
Director
5.5 Elect Renato C. Valencia as Director For For Management
5.6 Elect Wilfredo A. Paras as Director For For Management
5.7 Elect Rene J. Buenaventura as Director For For Management
5.8 Elect Pascual M. Garcia III as Director For For Management
5.9 Elect David T. Go as Director For For Management
5.10 Elect Regis V. Puno as Director For For Management
5.11 Elect Consuelo D. Garcia as Director For For Management
--------------------------------------------------------------------------------
GUANGDONG HAID GROUP CO. LTD.
Ticker: Security ID: CNE100000HP8
Meeting Date: AUG 14, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL ON EXTERNAL INVESTMENT AND For For Management
RELATED PARTY TRANSACTIONS
2 Proposal to Apply to Register and For For Management
Issue Medium Term Notes and Super
Short Term Commercial Paper
3 PROPOSAL TO PROVIDE GUARANTEES FOR THE For For Management
SUBSIDIARY
4 PROPOSAL ON THE EXTERNAL GUARANTEES For For Management
5 Proposal to Change the Registered For For Management
Capital of the Company and to Revise
the Articles of Association of the
Company
--------------------------------------------------------------------------------
GUANGDONG HAID GROUP CO., LTD.
Ticker: 002311 Security ID: Y29255109
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Hua as Supervisor For For Management
1.2 Elect Mu Yongfang as Supervisor For For Management
2 Approve to Appoint Auditor For For Management
3 Approve Repurchase and Cancellation of For For Management
Performance Shares
4 Approve Securities Investment and For Against Management
Derivatives Transactions
5 Approve External Financial Assistance For Against Management
--------------------------------------------------------------------------------
GUANGDONG HAID GROUP CO., LTD.
Ticker: 002311 Security ID: Y29255109
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Raised Funds For For Management
Investment Project
2 Approve Comprehensive Credit Line For For Management
Application
3 Approve External Guarantee For For Management
4 Approve Foreign Exchange Hedging For For Management
Business
5 Elect Qian Xueqiao as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
GUANGDONG HAID GROUP CO., LTD.
Ticker: 002311 Security ID: Y29255109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Repurchase and Cancellation of For For Management
Performance Shares
7 Approve Daily Related Party For For Management
Transactions
8 Approve Use of Idle Raised Funds and For Against Management
Own Funds for Cash Management
9 Approve Application of Syndicated Loan For For Management
and Provision of Guarantees
10 Approve Provision of External For For Management
Guarantees
11 Approve to Adjust the Application of For For Management
Bank Credit Lines
12 Approve Draft and Summary of Employee For Against Management
Share Purchase Plan
13 Approve Draft and Summary of Stock For For Management
Option Incentive Plan (Revised Draft)
14 Approve Methods to Assess the For For Management
Performance of Plan Participants
15 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD.
Ticker: 600673 Security ID: Y13066108
Meeting Date: APR 06, 2021 Meeting Type: Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Waiver of Pre-emptive Right For For Management
2 Approve Amendment of Horizontal For For Management
Competition Commitment by Ultimate
Controlling Shareholders and
Controlling Shareholders
--------------------------------------------------------------------------------
GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD.
Ticker: 600673 Security ID: Y13066108
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Report of the Independent For For Management
Directors
6 Approve Profit Distribution For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve Financial Auditor and Internal For For Management
Control Auditor
9 Approve Provision of Guarantees For Against Management
10 Approve Bill Pool Business For Against Management
11 Approve Allowance of Independent For For Management
Directors
12.1 Elect Zhang Hongwei as Director For Against Management
12.2 Elect Tang Xinfa as Director For For Management
12.3 Elect Li Yitao as Director For For Management
12.4 Elect Zhang Guangmang as Director For For Management
12.5 Elect Zhong Zhangbao as Director For Against Management
12.6 Elect Wang Wenjun as Director For For Management
13.1 Elect Qin Jiwei as Director For For Management
13.2 Elect Xie Juan as Director For For Management
13.3 Elect Fu Hailiang as Director For For Management
14.1 Elect Li Baoliang as Supervisor For For Management
--------------------------------------------------------------------------------
GUANGDONG HONGDA BLASTING CO LTD
Ticker: Security ID: CNE100001F37
Meeting Date: AUG 13, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Related Party Transactions with For For Management
Wholly-own Subsidiary
--------------------------------------------------------------------------------
GUANGDONG HONGDA BLASTING CO., LTD.
Ticker: 002683 Security ID: Y2925L104
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend the Chairman's Remuneration Plan For For Management
2 Approve Formulation of the Chairman's For For Management
Remuneration Assessment Responsibility
Letter
3 Elect Sun Fangwei as Non-Independent For For Shareholder
Director
4 Approve Guarantee Provision for Hongda For For Management
Lianshao Mining Co., Ltd.
5 Approve Guarantee Provision for Hongda For For Management
Pakistan Engineering Co., Ltd.
--------------------------------------------------------------------------------
GUANGDONG HONGDA BLASTING CO., LTD.
Ticker: 002683 Security ID: Y2925L104
Meeting Date: NOV 24, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Registered Capital For For Management
and Amend Articles of Association
2 Approve Use of Partial Raised Funds For For Management
for Cash Management
3 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
GUANGDONG HONGDA BLASTING CO., LTD.
Ticker: 002683 Security ID: Y2925L104
Meeting Date: JAN 05, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Amend Articles of Association For For Management
3 Approve Provision of Guarantee For Against Management
--------------------------------------------------------------------------------
GUANGDONG HONGDA BLASTING CO., LTD.
Ticker: 002683 Security ID: Y2925L104
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Financial Budget Report For Against Management
7.1 Approve Related Party Transactions For For Management
with Ultimate Controlling Shareholder
and Its Controlled Companies
7.2 Approve Related Party Transactions For For Management
with Associate Company
8 Approve to Authorize the Use of Idle For For Management
Own Funds to Invest in Financial
Products
9 Amend Management System of Raised Funds For Against Management
10 Amend Related Party Transaction For Against Management
Management System
--------------------------------------------------------------------------------
GUANGDONG INVESTMENT LIMITED
Ticker: 270 Security ID: Y2929L100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Wen Yinheng as Director For For Management
3.2 Elect Liang Yuanjuan as Director For For Management
3.3 Elect Lan Runing as Director For For Management
3.4 Elect Feng Qingchun as Director For For Management
3.5 Elect Chan Cho Chak, John as Director For For Management
3.6 Elect Li Man Bun, Brian David as For For Management
Director
3.7 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
GUANGDONG KINLONG HARDWARE PRODUCTS CO., LTD.
Ticker: 002791 Security ID: Y29347104
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisors For For Management
8 Approve Application of Bank Credit For For Management
Lines
9 Approve Provision of Guarantee For For Management
10 Approve to Appoint Auditor For For Management
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
14 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
15 Amend Working System for Independent For Against Management
Directors
16 Amend Related-Party Transaction For Against Management
Management System
17 Amend External Guarantee Management For Against Management
Regulations
18 Approve Draft and Summary of Stock For For Management
Option Incentive Plan
19 Approve Methods to Assess the For For Management
Performance of Plan Participants
20 Approve Authorization of the Board to For For Management
Handle All Related Matters
21 Approve Authorization of the Board to For For Management
Remove Huang Qiang as Independent
Director
22 Elect Gao Gang as Independent Director For For Management
--------------------------------------------------------------------------------
GUANGDONG XINBAO ELECTRICAL APPLIANCES HOLDINGS CO., LTD.
Ticker: 002705 Security ID: Y2932M103
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Guo Jiangang as Non-Independent For For Shareholder
Director
1.2 Elect Guo Jianqiang as Non-Independent For For Shareholder
Director
1.3 Elect Zeng Zhanhui as Non-Independent For For Shareholder
Director
1.4 Elect Yang Fangxin as Non-Independent For For Shareholder
Director
1.5 Elect Wang Wei as Non-Independent For For Shareholder
Director
1.6 Elect Zhu Xiaomei as Non-Independent For For Shareholder
Director
2.1 Elect Song Tiebo as Independent For For Management
Director
2.2 Elect Cao Xiaodong as Independent For For Management
Director
2.3 Elect Tan Youchao as Independent For For Management
Director
3.1 Elect Li Yaping as Supervisor For For Management
3.2 Elect Wan Aimin as Supervisor For For Management
4 Approve Allowance of Independent For For Management
Director
--------------------------------------------------------------------------------
GUANGDONG XINBAO ELECTRICAL APPLIANCES HOLDINGS CO., LTD.
Ticker: 002705 Security ID: Y2932M103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Application of Credit Lines For For Management
8 Approve Provision of Guarantee For For Management
9 Approve Use of Idle Raised Funds for For For Management
Cash Management
10 Approve Use of Idle Own Funds for For Against Management
Entrusted Asset Management Business
11 Approve Derivatives Investment Business For For Management
12 Approve Remuneration of For For Management
Non-independent Directors and
Supervisors
13 Approve Amendments to Articles of For For Management
Association
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15 Amend Related Party Transaction For Against Management
Management System
16 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
GUANGHUI ENERGY CO., LTD.
Ticker: 600256 Security ID: Y9724D100
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
2 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
GUANGHUI ENERGY CO., LTD.
Ticker: 600256 Security ID: Y2949A100
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lin Faxian as Non-independent For Abstain Management
Director
1.2 Elect Han Shifa as Non-independent For Abstain Management
Director
1.3 Elect Liang Xiao as Non-independent For Abstain Management
Director
1.4 Elect Ni Juan as Non-independent For Abstain Management
Director
1.5 Elect Ma Xiaoyan as Non-independent For Abstain Management
Director
1.6 Elect Liu Changjin as Non-independent For Abstain Management
Director
1.7 Elect Tan Bai as Non-independent For Abstain Management
Director
1.8 Elect Zhou Jiangyu as Non-independent For Abstain Management
Director
2.1 Elect Ma Fengyun as Independent For For Management
Director
2.2 Elect Sun Jian as Independent Director For For Management
2.3 Elect Tan Xue as Independent Director For For Management
2.4 Elect Cai Zhenjiang as Independent For For Shareholder
Director
3.1 Elect Wang Guolin as Supervisor For For Management
3.2 Elect Li Jianghong as Supervisor For For Management
3.3 Elect Li Xu as Supervisor For For Management
3.4 Elect Luo Zhijian as Supervisor For Against Management
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GUANGHUI ENERGY CO., LTD.
Ticker: 600256 Security ID: Y2949A100
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment of Directors for For For Management
Internal Accounting Committee
2 Approve Remuneration of Directors For For Management
3 Approve Adjustment of Remuneration of For For Management
Senior Management Members
4 Approve Additional Scope of Guarantee For For Management
and Provision of Guarantee
5 Approve Appointment of Supervisor for For For Management
Internal Accounting Committee
6 Approve Adjustment of Remuneration of For For Management
Supervisors
7 Approve Provision of Guarantees for For For Management
Controlled Subsidiary
8 Approve Provision of Counter For For Management
Guarantees for Jiuquan Iron And Steel
(Group) Co., Ltd.
--------------------------------------------------------------------------------
GUANGHUI ENERGY CO., LTD.
Ticker: 600256 Security ID: Y2949A100
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Plan and Financial For For Management
Plan
2 Approve External Guarantee Plan For Against Management
3 Approve Daily Related Party Transaction For Against Management
4 Approve Write-off of Accounts For For Management
Receivable
5 Approve External Equity Investment For For Management
6 Approve Provision of Counter Guarantee For For Management
7 Amend Articles of Association For For Management
8 Approve Increase in the Scope of For Against Shareholder
Guarantee
--------------------------------------------------------------------------------
GUANGHUI ENERGY CO., LTD.
Ticker: 600256 Security ID: Y2949A100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Independent For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve to Appoint Auditors and the For For Management
2021 Audit Fee Standard
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 A Share Option and For For Management
Restricted Share Incentive Scheme
(Draft) and Summary
2 Approve Appraisal Management Measures For For Management
for Implementation of the 2020 A Share
Option and Restricted Share Incentive
Scheme
3 Authorize Board to Deal with All For For Management
Matters in Relation to the 2020 A
Share Option and Restricted Share
Incentive Scheme
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 A Share Option and For For Management
Restricted Share Incentive Scheme
(Draft) and Summary
2 Approve Appraisal Management Measures For For Management
for Implementation of the 2020 A Share
Option and Restricted Share Incentive
Scheme
3 Authorize Board to Deal with All For For Management
Matters in Relation to the 2020 A
Share Option and Restricted Share
Incentive Scheme
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Annual Report and Its For For Management
Summary Report
2 Approve 2020 Work Report of the Board For For Management
of Directors
3 Approve 2020 Work Report of the For For Management
Supervisory Committee
4 Approve 2020 Financial Report For For Management
5 Approve 2020 Profit Distribution For For Management
6 Approve Appointment of Auditors For For Management
7 Approve Appointment of Internal For For Management
Control Auditors
8 Approve Formulation of Dividend For For Management
Distribution Plan for Shareholders
(2021-2023)
9 Approve Grant of General Mandate to For Against Management
the Board of Directors to Issue Shares
10 Approve Grant of General Mandate to For Against Management
the Board of Directors to Issue Debt
Financing Instruments
--------------------------------------------------------------------------------
GUANGZHOU BAIYUN INTERNATIONAL AIRPORT CO. LTD.
Ticker: Security ID: CNE000001DX0
Meeting Date: JUL 31, 2020 Meeting Type: Special
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for For For Management
Non-public Offering
19 Authorization to the Board to Handle For For Management
Matters Regarding the A-Share Offering
20 Special Arrangement of Future Cash For For Management
Dividends Allocation
2 Stock Type and Par Value For For Management
11 The Valid Period of the issuance For For Management
3 Issuing Method and Issuing Time For For Management
4 Issuing Targets and Subscription Method For For Management
5 Issue Price For For Management
6 Issuing Volume For For Management
7 Lockup Period For For Management
8 Amount and Use of the Raised Funds For For Management
9 Listing Place For For Management
10 Arrangement for the Roll over Profit For For Management
Before Completion of the Issuance
12 Approval of Preliminary Plan of For For Management
Non-public Offering
13 Connected Transactions Regarding the For For Management
Plan for Non-public Offering
14 The Conditional Agreement on For For Management
Subscription for Non-public Offering
with Control Shareholder
15 Feasibility Analysis Report on the Use For For Management
of Funds to Be Raised from the
A-Share Offering
16 Report on the Use of Previously Raised For For Management
Funds
17 Diluted Immediate Return After the For For Management
Non-public A-share Offering, Filling
Measures and Relevant Commitments
18 SHAREHOLDER RETURN PLAN FOR THE NEXT For For Management
THREE YEARS FROM 2021 TO 2023
--------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD.
Ticker: 874 Security ID: Y2932P114
Meeting Date: NOV 23, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Use of Proceeds For For Management
from the Fund Raising of the Company
2 Approve Closing of Investment Project For For Management
Using Proceeds from the Fund Raising,
and the Surplus of Which to be Used
to Supplement the Working Capital
Permanently
3 Approve Initial Public Offering of For For Management
Overseas Listed Foreign Capital Shares
(H Shares) Regarding and the Proposal
in Relation to the Overseas Listing of
Guangzhou Pharmaceuticals Company
Limited
4 Approve Compliance of the Overseas For For Management
Listing of Guangzhou Pharmaceuticals
Company Limited with the "Circular on
Issues in Relation to Regulating
Overseas Listing of Subsidiaries of
the PRC Listed Companies"
5 Approve Undertaking of Maintaining the For For Management
Independent Listing Status of the
Company
6 Approve Explanations on the For For Management
Sustainable Profitability Statement
and Prospects of the Company
7 Approve Authorization to the Board and For For Management
Its Authorized Persons to Deal with
Matters in Relation to the Spin-Off
and Listing of Guangzhou
Pharmaceuticals Company Limited
8 Approve Provision of Assured For Against Management
Entitlement to the H Shareholder(s) of
the Company Only for the Spin-Off and
Overseas Listing of Guangzhou
Pharmaceuticals Company Limited
--------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD.
Ticker: 874 Security ID: Y2932P114
Meeting Date: NOV 23, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Assured For Against Management
Entitlement to the H Shareholder(s) of
the Company Only for the Spin-Off and
Overseas Listing of Guangzhou
Pharmaceuticals Company Limited
--------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD.
Ticker: 874 Security ID: Y2932P114
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Annual Report and Its For For Management
Summary
2 Approve 2020 Report of the Board of For For Management
Directors
3 Approve 2020 Report of the Supervisory For For Management
Committee
4 Approve 2020 Financial Report For For Management
5 Approve 2020 Auditors' Report For For Management
6 Approve 2020 Profit Distribution and For For Management
Dividend Payment
7 Approve 2021 Financial and Operational For Against Management
Targets and Annual Budget
8 Approve BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Auditors for 2021
9 Approve BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Internal Control Auditors for 2021
10.1 Approve Emoluments of Li Chuyuan For For Management
10.2 Approve Emoluments of Yang Jun For For Management
10.3 Approve Emoluments of Cheng Ning For For Management
10.4 Approve Emoluments of Liu Juyan For For Management
10.5 Approve Emoluments of Li Hong For For Management
10.6 Approve Emoluments of Wu Changhai For For Management
10.7 Approve Emoluments of Zhang Chunbo For For Management
10.8 Approve Emoluments of Wong Hin Wing For For Management
10.9 Approve Emoluments of Wang Weihong For For Management
10.10 Approve Emoluments of Chen Yajin For For Management
10.11 Approve Emoluments of Huang Min For For Management
11.1 Approve Emoluments of Cai Ruiyu For For Management
11.2 Approve Emoluments of Gao Yanzhu For For Management
11.3 Approve Emoluments of Cheng Jinyuan For For Management
12 Approve Application for General For For Management
Banking Facilities
13 Approve Application for the Amounts of For For Management
Bank Borrowings by Guangzhou
Pharmaceuticals Company Limited
14 Approve Cash Management of Part of the For For Management
Temporary Internal Idle Funds of the
Company and Its Subsidiaries
15 Approve Shareholders' Return Plan for For For Management
the Next Three Years (2021-2023)
16.1 Elect Jian Huidong as Supervisor and For For Management
Approve Emoluments to be Paid to Him
--------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS COMPANY LIMITED
Ticker: Security ID: CNE000001733
Meeting Date: AUG 28, 2020 Meeting Type: Special
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Issue Medium-term Notes For For Management
2 Authority to Issue Medium-term Notes For For Management
and Super-short-term Debentures
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Auditor for Internal Control For For Management
--------------------------------------------------------------------------------
GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO.
Ticker: 002465 Security ID: Y29328104
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bai Ziwu as Supervisor For For Shareholder
1.2 Elect Chen Wei as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO.
Ticker: 002465 Security ID: Y29328104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Use of Idle Own Funds for For Against Management
Low-risk Short-term Financial Product
Investment
8 Approve Credit Line Application For For Management
9 Approve Daily Related Party Transaction For For Management
10 Approve Formulation of Shareholder For For Management
Return Plan
--------------------------------------------------------------------------------
GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD.
Ticker: 603882 Security ID: Y2935F105
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Purpose and Principles For For Management
1.2 Approve Management Agency For For Management
1.3 Approve Criteria to Select Plan For For Management
Participants
1.4 Approve Source, Quantity and For For Management
Distribution
1.5 Approve Time Arrangements For For Management
1.6 Approve Exercise Price and For For Management
Price-setting Basis
1.7 Approve Conditions for Granting and For For Management
Exercising Stock Options
1.8 Approve Methods and Procedures to For For Management
Adjust the Incentive Plan
1.9 Approve Accounting Treatment For For Management
1.10 Approve Implementation Procedure For For Management
1.11 Approve Rights and Obligations of the For For Management
Plan Participants and the Company
1.12 Approve How to Implement the For For Management
Restricted Stock Incentive Plan When
There Are Changes for the Company and
Incentive Objects
2 Approve Formulation of Methods to For For Management
Assess the Performance of Plan
Participants
3 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD.
Ticker: 603882 Security ID: Y2935F105
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Elect Xie Qiang as Non-independent For For Management
Director
--------------------------------------------------------------------------------
GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD.
Ticker: 603882 Security ID: Y2935F105
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Auditor and For For Management
Internal Control Auditor
7 Approve Remuneration of Directors and For Against Management
Senior Management Members
8 Approve Remuneration of Supervisors For Against Management
9 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
10.1 Approve Purpose and Principle For For Management
10.2 Approve Management Agency For For Management
10.3 Approve Criteria to Select Plan For For Management
Participants
10.4 Approve Source, Number and Allocation For For Management
of Underlying Stocks
10.5 Approve Time Arrangements For For Management
10.6 Approve Exercise Price and For For Management
Price-setting Basis
10.7 Approve Conditions for Granting and For For Management
Exercising Rights
10.8 Approve Methods and Procedures to For For Management
Adjust the Incentive Plan
10.9 Approve Accounting Treatment For For Management
10.10 Approve Implementation Procedures For For Management
10.11 Approve Rights and Obligations For For Management
10.12 Approve How to Implement the For For Management
Restricted Stock Incentive Plan When
There Are Changes for the Company and
Incentive Objects
11 Approve Methods to Assess the For For Management
Performance of Plan Participants
12 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES CO., LTD.
Ticker: 2777 Security ID: Y2933F115
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Xiang Lijun as Director and For For Management
Authorize Board to Fix His Remuneration
--------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES CO., LTD.
Ticker: 2777 Security ID: Y2933F115
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Financial For For Management
Statements and Statutory Reports
4 Approve Final Dividend For For Management
5 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Authorize Board to Decide on Matters For For Management
Relating to the Payment of Interim
Dividend for the Six Months Ended June
30, 2021
7a Elect Li Sze Lim as Director and For Against Management
Authorize Board to Fix Her Remuneration
7b Elect Zhang Li as Director and For For Management
Authorize Board to Fix His Remuneration
7c Elect Ng Yau Wah, Daniel as Director For For Management
and Authorize Board to Fix His
Remuneration
8 Authorize Legal Representative(s) or For For Management
Authorized Person(s) and Its
Subsidiaries to Sign Composite Credit
Facilities or Loan Related Agreements
and Documents
9 Approve Extension of Guarantees by the For Against Management
Company on Behalf of Subsidiaries,
Associates, Joint Ventures and Other
Investee Companies
10 Approve Extension of Guarantees on For Against Management
Behalf of Subsidiaries, Associates and
Joint Ventures in 2020
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Approve Issuance of Direct Debt For For Management
Financing Products and Asset
Securitization Products in 2021
13 Authorize Board or Its Authorized For For Management
Person(s) to Handle All Matters in
Relation to the Issuance of Direct
Debt Financing Products and Asset
Securitization Products in 2021
14 Approve Increase in Registered Capital For For Management
and the Proposed Amendments to the
Articles of Association
--------------------------------------------------------------------------------
GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD.
Ticker: 002841 Security ID: Y29355107
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Increase in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD.
Ticker: 002841 Security ID: Y29355107
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Yiran as Non-Independent For For Management
Director
1.2 Elect Huang Zhengcong as For For Management
Non-Independent Director
1.3 Elect Yu Wei as Non-Independent For For Management
Director
1.4 Elect You Tianyuan as Non-Independent For For Management
Director
1.5 Elect Wang Yang as Non-Independent For For Management
Director
1.6 Elect Yang Ming as Non-Independent For For Management
Director
2.1 Elect Lin Bin as Independent Director For For Management
2.2 Elect Liu Heng as Independent Director For For Management
2.3 Elect Huang Jiwu as Independent For For Management
Director
3.1 Elect Ren Rui as Supervisor For For Management
3.2 Elect Lin Weichou as Supervisor For For Management
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD.
Ticker: 002841 Security ID: Y29355107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Application of Comprehensive For For Management
Bank Credit Lines
8 Approve Repurchase and Cancellation of For For Management
Performance Shares
9 Approve Amendments to Articles of For For Management
Association
10 Approve Company's Eligibility for For For Shareholder
Private Placement of Shares
11.1 Approve Share Type and Par Value For For Shareholder
11.2 Approve Issue Manner and Issue Time For For Shareholder
11.3 Approve Target Subscribers and For For Shareholder
Subscription Method
11.4 Approve Pricing Reference Date, Issue For For Shareholder
Price and Pricing Basis
11.5 Approve Issue Size For For Shareholder
11.6 Approve Lock-up Period For For Shareholder
11.7 Approve Listing Exchange For For Shareholder
11.8 Approve Use of Proceeds For For Shareholder
11.9 Approve Distribution Arrangement of For For Shareholder
Undistributed Earnings
11.10 Approve Resolution Validity Period For For Shareholder
12 Approve Private Placement of Shares For For Shareholder
13 Approve Feasibility Analysis Report on For For Shareholder
the Use of Proceeds
14 Approve Report on the Usage of For For Shareholder
Previously Raised Funds
15 Approve Impact of Dilution of Current For For Shareholder
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
16 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
17 Approve That There is No Punishment or For For Shareholder
Regulatory Measures Taken by
Securities Regulatory Authorities and
Exchanges in the Past Five Years
18 Approve Shareholder Return Plan For For Shareholder
--------------------------------------------------------------------------------
GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD.
Ticker: 002841 Security ID: Y29355107
Meeting Date: JUN 04, 2021 Meeting Type: Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Option Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Formulation of Management For For Management
Method for Supporting Innovation and
Entrepreneurship
--------------------------------------------------------------------------------
GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD.
Ticker: 002709 Security ID: Y2R33P105
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Audit Report For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Financing Application For For Management
9 Approve Provision of Guarantees For Against Management
--------------------------------------------------------------------------------
GUANGZHOU WONDFO BIOTECH CO., LTD.
Ticker: 300482 Security ID: Y2933U104
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment to Performance For For Management
Shares Repurchase Price and Repurchase
and Cancellation of Performance Shares
2 Approve Amendments to Articles of For For Management
Association
3 Approve Use of Idle Raised Funds and For Against Management
Own Funds for Cash Management
--------------------------------------------------------------------------------
GUANGZHOU WONDFO BIOTECH CO., LTD.
Ticker: 300482 Security ID: Y2933U104
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kuang Lijun as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GUANGZHOU WONDFO BIOTECH CO., LTD.
Ticker: 300482 Security ID: Y2933U104
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
GUANGZHOU WONDFO BIOTECH CO., LTD.
Ticker: 300482 Security ID: Y2933U104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
GUANGZHOU WONDFO BIOTECH CO., LTD.
Ticker: 300482 Security ID: Y2933U104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve to Appoint Auditor For For Management
8 Approve Use of Idle Raised Funds and For Against Management
Idle Own Funds for Cash Management
9 Approve Related Party Transaction For For Management
10 Approve Remuneration of Directors For For Management
11 Approve Remuneration of Supervisors For For Management
12 Approve Amendments to Articles of For For Management
Association
13 Approve to Adjust the Repurchase Price For For Management
and Repurchase Cancellation of
Performance Shares
14 Approve Provision for Asset Impairment For For Management
--------------------------------------------------------------------------------
GUANGZHOU WONDFO BIOTECH CO., LTD.
Ticker: 300482 Security ID: Y2933U104
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Jihua as Director For Against Management
1.2 Elect Li Wenmei as Director For Against Management
1.3 Elect He Xiaowei as Director For For Management
1.4 Elect Chen Zhijie as Director For For Management
2.1 Elect Chen Jinqi as Director For For Management
2.2 Elect Li Congdong as Director For For Shareholder
2.3 Elect Duan Chaohui as Director For For Management
3.1 Elect Wu Cuiling as Supervisor For For Management
3.2 Elect Kuang Lijun as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD.
Ticker: 000987 Security ID: Y29314104
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fund Borrowings to Controlling For For Management
Shareholder
2 Approve Financial Assistance Provision For Against Management
to Yuexiu Financial Capital
3 Approve Financial Assistance Provision For Against Management
to Yuexiu Leasing
4 Approve Financial Assistance Provision For For Management
to Shanghai Yuexiu Leasing
5 Approve Daily Related Party Transaction For For Management
6 Approve External Guarantee For Against Management
7 Approve Medium-term Notes For For Management
8 Approve Issuance of Super Short-term For For Management
Commercial Papers
9 Approve Asset Securitization Instrument For For Management
10 Approve Issuance of Short-term For For Management
Commercial Papers
11 Approve Capital Injection For For Management
12 Approve Capital Injection for Shanghai For For Management
Yuexiu Leasing
--------------------------------------------------------------------------------
GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD.
Ticker: 000987 Security ID: Y29314104
Meeting Date: APR 08, 2021 Meeting Type: Special
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Own Funds for Entrusted For Against Management
Asset Management
2 Approve Issuance of Short-term Bond For For Management
3 Approve Issuance of Medium-term Notes For For Management
4 Approve Issuance of Offshore Bond For For Management
5 Approve Issuance of Corporate Bond For For Management
6 Approve Securitization of Company's For For Management
Accounts Receivable
7 Approve Accounts Receivable For For Management
Asset-backed Bill Business
8 Approve Issuance of Debt Financing For For Management
Instruments
--------------------------------------------------------------------------------
GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD.
Ticker: 000987 Security ID: Y29314104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
--------------------------------------------------------------------------------
GUDANG GARAM TBK
Ticker: Security ID: ID1000068604
Meeting Date: AUG 28, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Annual Report For For Management
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Election of Directors and/or For Against Management
Commissioners
5 Delegation of Duties and Authorities For For Management
of Directors
6 Directors' Fees For For Management
7 Commissioners' Fees For For Management
8 Appointment of Auditor and Authority For For Management
to Set Fees
9 Amendments to Articles For Against Management
--------------------------------------------------------------------------------
GULF ENERGY DEVELOPMENT PUBLIC CO. LTD.
Ticker: GULF Security ID: Y2957T132
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Company's Performance For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Viset Choopiban as Director For For Management
4.2 Elect Kasem Snidvongs as Director For For Management
4.3 Elect Raweporn Kuhirun Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance and Offering of For For Management
Debentures
8 Other Business For Against Management
--------------------------------------------------------------------------------
GULF ENERGY DEVELOPMENT PUBLIC CO. LTD.
Ticker: GULF Security ID: Y2957T132
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in All Ordinary For For Management
Shares of Intouch Holdings Public
Company Limited and Tender Offer for
All Securities of Advanced Info
Service Public Company Limited
2 Other Business For Against Management
--------------------------------------------------------------------------------
GULF ENERGY DEVELOPMENT PUBLIC COMPANY LIMITED
Ticker: GULF-F Security ID: TH8319010Z14
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase in Authorized Capital For For Management
2 Amendments to Memorandum For For Management
3 Authority to Issue Shares w/ For For Management
Preemptive Rights
4 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
GUOCHENG MINING CO LTD.
Ticker: 688 Security ID: CNE0000003F5
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acquisition of 65% in Chifeng Yubang For For Management
Mining Co., Ltd.
--------------------------------------------------------------------------------
GUOCHENG MINING CO LTD.
Ticker: 688 Security ID: CNE0000003F5
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to Articles For For Management
2 Elect LI Wubo For For Management
3 Elect WU Binhong For For Management
--------------------------------------------------------------------------------
GUOCHENG MINING CO., LTD.
Ticker: 000688 Security ID: Y2666C107
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
GUOLIAN SECURITIES CO., LTD.
Ticker: 1456 Security ID: Y2960K110
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Amendments to Articles of For For Management
Association
1.2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
1.3 Amend Rules and Procedures of the Board For For Management
1.4 Amend Rules and Procedures of the For For Management
Supervisory Committee
--------------------------------------------------------------------------------
GUOLIAN SECURITIES CO., LTD.
Ticker: 1456 Security ID: Y2960K110
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fulfilment of Conditions for For For Management
the Non-Public Issuance of A Shares
2.1 Approve Class and Nominal Value of For For Management
Shares to be Issued
2.2 Approve Method and Time of Issuance For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Size For For Management
2.5 Approve Issue Price and Pricing For For Management
Principles
2.6 Approve Amount and the Use of Proceeds For For Management
2.7 Approve Lock-Up Period For For Management
2.8 Approve Listing Venue For For Management
2.9 Approve Arrangement of Accumulated For For Management
Undistributed Profits Prior to
Completion of the Issuance
2.10 Approve Validity Period of the For For Management
Resolutions
3 Approve Plan for the Non-Public For For Management
Issuance of A Shares
4 Approve Feasibility Report for the Use For For Management
of Proceeds from the Non-Public
Issuance of the A Shares
5 Approve Report on the Use of Proceeds For For Management
Previously Raised by the Company
6 Authorize Board to Deal with All For For Management
Matters in Relation to the Non-Public
Issuance of A Shares
7 Approve Plans of the Shareholders' For For Management
Return in the Next Three Years
8 Approve Dilution of Current Returns by For For Management
the Non-Public Issuance of A Shares
and Remedial Measures
--------------------------------------------------------------------------------
GUOLIAN SECURITIES CO., LTD.
Ticker: 1456 Security ID: Y2960K110
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Nominal Value of For For Management
Shares to be Issued
1.2 Approve Method and Time of Issuance For For Management
1.3 Approve Target Subscribers and For For Management
Subscription Method
1.4 Approve Issue Size For For Management
1.5 Approve Issue Price and Pricing For For Management
Principles
1.6 Approve Amount and the Use of Proceeds For For Management
1.7 Approve Lock-Up Period For For Management
1.8 Approve Listing Venue For For Management
1.9 Approve Arrangement of Accumulated For For Management
Undistributed Profits Prior to
Completion of the Issuance
1.10 Approve Validity Period of the For For Management
Resolutions
2 Approve Plan for the Non-Public For For Management
Issuance of A Shares
3 Approve Feasibility Report for the Use For For Management
of Proceeds from the Non-Public
Issuance of the A Shares
4 Approve Dilution of Current Returns by For For Management
the Non-Public Issuance of A Shares
and Remedial Measures
5 Authorize Board to Deal with All For For Management
Matters in Relation to the Non-Public
Issuance of A Shares
--------------------------------------------------------------------------------
GUOLIAN SECURITIES CO., LTD.
Ticker: 1456 Security ID: Y2960K110
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the For For Management
Supervisory Committee
3 Approve 2020 Annual Report For For Management
4 Approve 2020 Final Accounts Report For For Management
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Remuneration Distribution of For For Management
Directors
7 Approve Remuneration Distribution of For For Management
Supervisors
8 Approve Deloitte Touche Tohmatsu as For Against Management
International Auditor and Deloitte
Touche Tohmatsu Certified Public
Accountants LLP as Domestic Auditor
and Authorize Management to Determine
Their Remuneration
9 Approve 2021 Proprietary Business Scale For For Management
10.01 Approve Estimated Related Party For For Management
Transactions with Wuxi Guolian
Development (Group) Co., Ltd. and its
Related Enterprises
10.02 Approve Estimated Related Party For For Management
Transactions with Other Related Legal
Persons and Related Natural Persons
11 Elect Xu Faliang as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GUOSEN SECURITIES CO., LTD.
Ticker: 002736 Security ID: Y295A2103
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For For Management
Instruments for Domestic and Foreign
Companies
--------------------------------------------------------------------------------
GUOSEN SECURITIES CO., LTD.
Ticker: 002736 Security ID: Y295A2103
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6.1 Approve Related Party Transaction with For For Management
State-owned Assets Supervision and
Administration Commission of the
People's Government of Shenzhen
Municipal, Shenzhen Investment
Holdings Co., Ltd. and Other
Affiliated Companies
6.2 Approve Related Party Transaction with For For Management
China Resources SZITIC Trust Co., Ltd.
6.3 Approve Related Party Transaction with For For Management
Yunnan Hehe (Group) Co., Ltd.
6.4 Approve Related Party Transaction with For For Management
Penghua Fund Management Co., Ltd.
6.5 Approve Related Party Transaction with For For Management
Other Related Parties
7 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
8 Approve Proprietary Investment Scale For For Management
9 Approve Provision of Guarantee for For For Management
Wholly-owned Subsidiaries
10 Elect Zhang Nasha as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
GUOTAI JUNAN SECURITIES CO., LTD.
Ticker: 2611 Security ID: CNE100002FK9
Meeting Date: AUG 12, 2020 Meeting Type: Special
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Restricted A-share Stock Incentive For For Management
Plan (Draft) and Its Summary
3 Appraisal Management Measures for the For For Management
Restricted A-share Stock Incentive
Plan (revised)
4 Authorization to the Board to Handle For For Management
Matters Regarding the Restricted
A-share Stock Incentive Plan
--------------------------------------------------------------------------------
GUOTAI JUNAN SECURITIES CO., LTD.
Ticker: Security ID: CNE1000022F3
Meeting Date: AUG 12, 2020 Meeting Type: Special
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 RESTRICTED A-SHARE STOCK INCENTIVE For For Management
PLAN (DRAFT) AND ITS SUMMARY
2 Appraisal Management Measures for the For For Management
Restricted A-share Stock Incentive
Plan (revised)
3 Authorization to the Board to Handle For For Management
Matters Regarding the Restricted
A-share Stock Incentive Plan
--------------------------------------------------------------------------------
GUOTAI JUNAN SECURITIES CO., LTD.
Ticker: 2611 Security ID: Y2R614107
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board For For Management
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Profit Distribution Proposal For For Management
4 Approve KPMG Huazhen LLP and KPMG as For For Management
External Auditors and Authorize Board
to Fix Their Remuneration
5 Approve Annual Report For For Management
6.1 Approve Potential Related Party For For Management
Transactions Between the Group and
International Group and Its Related
Enterprises
6.2 Approve Potential Related Party For For Management
Transactions Between the Group and
Shenzhen Investment Holdings and Its
Related Enterprises
6.3 Approve Potential Related Party For For Management
Transactions Between the Group and the
Related Enterprises of Any Director,
Supervisor or Senior Management of the
Company
6.4 Approve Potential Related Party For For Management
Transactions Between the Group and the
Related Natural Persons
7.1 Approve Issuer in Relation to the For For Management
Mandate to Issue Onshore and Offshore
Debt Financing Instruments
7.2 Approve Size of Issuance in Relation For For Management
to the Mandate to Issue Onshore and
Offshore Debt Financing Instruments
7.3 Approve Method of Issuance For For Management
7.4 Approve Type of the Onshore and For For Management
Offshore Debt Financing Instruments
7.5 Approve Term of the Onshore and For For Management
Offshore Debt Financing Instruments
7.6 Approve Interest Rate of the Onshore For For Management
and Offshore Debt Financing Instruments
7.7 Approve Guarantee and Other For For Management
Arrangements
7.8 Approve Use of Proceeds in Relation to For For Management
the Mandate to Issue Onshore and
Offshore Debt Financing Instruments
7.9 Approve Issue Price For For Management
7.10 Approve Targets of Issuance and For For Management
Placement Arrangements to Shareholders
7.11 Approve Listing of the Onshore and For For Management
Offshore Debt Financing Instruments
7.12 Approve Debt Repayment Protective For For Management
Measures for Onshore and Offshore Debt
Financing Instruments
7.13 Approve Authorization in Relation to For For Management
the Issuance of Onshore and Offshore
Debt Financing Instruments
7.14 Approve Validity Period of the For For Management
Resolution in Relation to the Mandate
to Issue Onshore and Offshore Debt
Financing Instruments
8.1 Approve Original Beneficial Owner For For Management
8.2 Approve Issuer in Relation to the For For Management
General Mandate to Issue Asset-Backed
Securities
8.3 Approve Size of Issuance in Relation For For Management
to the General Mandate to Issue
Asset-Backed Securities
8.4 Approve Use of Proceeds in Relation to For For Management
the General Mandate to Issue
Asset-Backed Securities
8.5 Approve Underlying Assets of the For For Management
Special Purpose Vehicle
8.6 Approve Validity Period of the Special For For Management
Purpose Vehicle
8.7 Approve Expected Yield For For Management
8.8 Approve Listing Venue For For Management
8.9 Approve Guarantee For For Management
8.10 Approve Measures to Ensure Debt For For Management
Repayment
8.11 Approve Authorization For For Management
8.12 Approve Validity Period of the For For Management
Resolution in Relation to the General
Mandate to Issue Asset-Backed
Securities
9 Approve Potential Related Party For For Management
Transactions Involved in the Issuances
of the Onshore and Offshore Debt
Financing Instruments and the
Asset-Backed Securities
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional A
Shares and/or H Shares
11 Approve Remuneration of Directors and For For Management
Supervisors
12.1 Elect He Qing as Director For For Management
12.2 Elect Wang Song as Director For For Management
12.3 Elect Yu Jian as Director For For Management
12.4 Elect Liu Xinyi as Director For For Management
12.5 Elect Guan Wei as Director For For Management
12.6 Elect Zhong Maojun as Director For For Management
12.7 Elect Chen Hua as Director For For Management
12.8 Elect Wang Wenjie as Director For For Management
12.9 Elect Zhang Zhan as Director For For Management
12.10 Elect Fan Renyi as Director For For Management
12.11 Elect An Hongjun as Director For For Management
13.1 Elect Xia Dawei as Director For Against Management
13.2 Elect Ding Wei as Director For For Management
13.3 Elect Li Renjie as Director For For Management
13.4 Elect Bai Wei as Director For For Management
13.5 Elect Zhu Ning as Director For For Management
13.6 Elect Lee Conway Kong Wai as Director For For Management
14.1 Elect Li Zhongning as Supervisor For For Management
14.2 Elect Zhou Zhaohui as Supervisor For For Management
14.3 Elect Shen Yun as Supervisor For For Management
14.4 Elect Zuo Zhipeng as Supervisor For For Management
--------------------------------------------------------------------------------
GUOYUAN SECURITIES CO., LTD.
Ticker: 000728 Security ID: Y0771H102
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
4 Amend Working System for Independent For For Management
Directors
5 Approve Change in the Use of Proceeds For For Management
--------------------------------------------------------------------------------
GUOYUAN SECURITIES CO., LTD.
Ticker: 000728 Security ID: Y0771H102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6 Approve Remuneration and Assessment of For For Management
Directors
7 Approve Remuneration and Assessment of For For Management
Supervisors
8 Approve Remuneration and Assessment of For For Management
Senior Management Members
9 Approve Amendments to Articles of For For Management
Association
10 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
11 Approve Cancellation of Value-added For For Management
Telecommunications Business License
12 Approve to Appoint Auditor For For Management
13.1 Approve Related Party Transaction with For For Management
Anhui Guoyuan Financial Holding Group
Co., Ltd.
13.2 Approve Related Party Transaction with For For Management
Jian'an Investment Holding Group Co.,
Ltd.
13.3 Approve Related Party Transaction with For For Management
Changsheng Fund Management Co., Ltd.
13.4 Approve Related Party Transaction with For For Management
Huishang Bank Co., Ltd.
13.5 Approve Related Party Transaction with For For Management
Other Related Parties
--------------------------------------------------------------------------------
HABIB BANK LTD.
Ticker: HBL Security ID: Y2974J109
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve KPMG Taseer Hadi & Co as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Final Cash Dividend For For Management
4 Elect Directors For Against Management
5 Approve Investment in The First For For Management
MicroFinanceBank Ltd
6 Other Business For For Management
--------------------------------------------------------------------------------
HACI OMER SABANCI HOLDING AS
Ticker: SAHOL Security ID: M8223R100
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Approve Director Remuneration For Against Management
9 Ratify External Auditors For For Management
10 Amend Company Articles 10 and 16 For For Management
11 Receive Information on Donations Made None None Management
in 2020
12 Approve Upper Limit of Donations for For Against Management
2021
13 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
--------------------------------------------------------------------------------
HAIDILAO INTERNATIONAL HOLDING LTD.
Ticker: 6862 Security ID: G4290A101
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renewed Yihai Master Purchase For For Management
Agreement and Related Transactions
2 Approve Proposed Annual Caps Under For For Management
Renewed Yihai Master Purchase
Agreement and Related Transactions
3 Approve Renewed Warehouse Storage and For For Management
Logistic Service Agreement and Related
Transactions
4 Approve Renewed Shuhai Master Purchase For For Management
Agreement, Renewed Shuhai Agreements
and Related Transactions
5 Approve Proposed Annual Caps Under For For Management
Renewed Shuhai Agreements and Related
Transactions
6 Approve Renewed Master Decoration For For Management
Project Management Service Agreement
and Related Transactions
7 Approve Renewed Master Decoration For For Management
Project General Contract Service
Agreement, Renewed Shuyun Dongfang
Agreements and Related Transactions
8 Approve Proposed Annual Caps Under For For Management
Renewed Shuyun Dongfang Agreements and
Related Transactions
9 Authorize Board to Deal with All For For Management
Matters in Relation to the Renewed
Yihai Master Purchase Agreement,
Renewed Shuhai Agreements and Renewed
Shuyun Dongfang Agreements
--------------------------------------------------------------------------------
HAIDILAO INTERNATIONAL HOLDING LTD.
Ticker: 6862 Security ID: G4290A101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Zhang Yong as Director For Against Management
3 Elect Zhou Zhaocheng as Director For For Management
4 Elect Gao Jie as Director For For Management
5 Elect Chua Sin Bin as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
8 Approve Final Dividend For For Management
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
12 Approve Grant of Specific Mandate for For For Management
the Issuance of the Connected Shares
to Computershare Hong Kong Trustees
Limited to Hold on Trust for Selected
Participants Who are Connected
Grantees and Related Transactions
13 Approve Grant of Connected Shares to For For Management
the Connected Grantees Pursuant to the
Scheme
--------------------------------------------------------------------------------
HAIER ELECTRONICS GROUP CO., LTD.
Ticker: 1169 Security ID: G42313125
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in the Issued Share For For Management
Capital of the Company by Way of a
Cancellation of Fractional Shares
2 Approve Scheme of Arrangement and For For Management
Implementation of the Scheme,
Including the Related Reduction of the
Issued Share Capital of the Company,
Cancellation of Share Premium of the
Company and Issuance of New Shares in
the Company
--------------------------------------------------------------------------------
HAIER ELECTRONICS GROUP CO., LTD.
Ticker: 1169 Security ID: G42313125
Meeting Date: DEC 09, 2020 Meeting Type: Court
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: SEP 01, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Major Asset Restructure For For Management
Complies with Relevant Laws and
Regulations
2.1 Approve Transaction Overview For For Management
2.2 Approve Regulatory Approval For For Management
2.3 Approve Transaction Parties For For Management
2.4 Approve Target Assets For For Management
2.5 Approve Underlying Asset Valuation and For For Management
Transaction Price
2.6 Approve Issue Type and Par Value For For Management
2.7 Approve Listing Location For For Management
2.8 Approve Issue Period For For Management
2.9 Approve Target Parties For For Management
2.10 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Manner of H Shares
2.11 Approve Issue Scale of H Shares For For Management
2.12 Approve Conversion Ratio For For Management
2.13 Approve Cash Payment Consideration For For Management
2.14 Approve Fragment Stock Processing For For Management
Method
2.15 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.16 Approve Lock-up Period Arrangement For For Management
2.17 Approve Resolution Validity Period For For Management
3 Approve Transaction Constitutes as For For Management
Related Party Transactions
4 Approve Transaction Constitutes as For For Management
Major Asset Restructure
5 Approve Transaction Does Not For For Management
Constitutes as Reorganization and
Listing
6 Approve Draft and Summary Major Asset For For Management
Acquisition and Related Party
Transaction
7 Approve Transaction Complies with For For Management
Article 11 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
and Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
8 Approve Relevant Audit Report, Review For For Management
Report of the Transaction
9 Approve Relevant Audit Report of For For Management
Underlying Assets of Transaction and
Review Report
10 Approve Valuation Reports Related to For For Management
Underlying Assets of Transaction
11 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
12 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
13 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
14 Approve Report on the Deposit and For For Management
Usage of Raised Funds
15 Approve Shareholder Return Plan For For Management
16 Approve Amendments to Articles of For For Management
Association of H Shares
17 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders of H
Shares
18 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors of H
Shares
19 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors of H
Shares
20 Amend Management System of Raised For For Management
Funds of H Shares
21 Amend Related Party Transaction Fair For For Management
Decision Making System of H Shares
22 Amend Working System for Independent For For Management
Directors of H Shares
23 Amend Investment Management System of For For Management
H Shares
24 Amend External Guarantee Management For For Management
System of H Shares
25 Amend Confidentiality and File For For Management
Management System Related to Overseas
Securities Issuance and Listing of H
Shares
26 Approve Authorization on Daily Related For For Management
Party Transaction
27 Approve Authorization of the Board to For For Management
Handle All Related Matters
28 Approve Adjustment Plan on For For Management
Exchangeable Bonds Issued by Company
Through its Overseas Wholly-owned
Subsidiaries
29 Approve Transfer of Equity For For Management
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: SEP 01, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Transaction Overview For For Management
1.2 Approve Regulatory Approval For For Management
1.3 Approve Transaction Parties For For Management
1.4 Approve Target Assets For For Management
1.5 Approve Underlying Asset Valuation and For For Management
Transaction Price
1.6 Approve Issue Type and Par Value For For Management
1.7 Approve Listing Location For For Management
1.8 Approve Issue Period For For Management
1.9 Approve Target Parties For For Management
1.10 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Manner of H Shares
1.11 Approve Issue Scale of H Shares For For Management
1.12 Approve Conversion Ratio For For Management
1.13 Approve Cash Payment Consideration For For Management
1.14 Approve Fragment Stock Processing For For Management
Method
1.15 Approve Distribution Arrangement of For For Management
Undistributed Earnings
1.16 Approve Lock-up Period Arrangement For For Management
1.17 Approve Resolution Validity Period For For Management
2 Approve Adjustment Plan on For For Management
Exchangeable Bonds Issued by Company
Through its Overseas Wholly-owned
Subsidiaries
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y298BN100
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Appointment of International For For Management
Accounting Standards Auditor for 2020
3 Approve General Mandate for the For For Management
Repurchase of H Shares
4.1 Elect Xie Ju Zhi as Director For For Management
4.2 Elect Yu Hon To, David as Director For For Management
4.3 Elect Eva Li Kam Fun as Director For For Management
5 Elect Li Shipeng as Director For For Management
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y298BN100
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate for the For For Management
Repurchase of H Shares
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y716ED100
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Appointment of International For For Management
Accounting Standards Auditor for 2020
3 Approve General Mandate for the For For Management
Repurchase of H Shares
4.1 Elect Xie Ju Zhi as Director For For Management
4.2 Elect Yu Hon To, David as Director For For Management
4.3 Elect Eva Li Kam Fun as Director For For Management
5.1 Elect Li Shipeng as Director For For Management
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y716ED100
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate for the For For Management
Repurchase of H Shares
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y298BN100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Financial Statements For For Management
2 Approve 2020 Annual Report and Its For For Management
Summary
3 Approve 2020 Report on the Work of the For For Management
Board of Directors
4 Approve 2020 Report on the Work of the For For Management
Board of Supervisors
5 Approve 2020 Audit Report on Internal For For Management
Control
6 Approve 2020 Profit Distribution Plan For For Management
7 Approve Anticipated Provision of For For Management
Guarantees for Its Subsidiaries in 2021
8 Approve Conduct of Foreign Exchange For For Management
Fund Derivatives Business
9 Approve Adjustment of Allowances of For For Management
Directors
10 Approve Closing Centain Fund-Raising For For Management
Investment Projects from Convertible
Corporate Bonds and Permanently
Supplementing the Working Capital with
the Surplus Funds
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional
Issuance of H Shares
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional
Issuance of D Shares
13 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
14 Approve Grant of General Mandate to For For Management
the Board to Repurchase D Shares of
the Company
15 Amend Articles of Association For For Management
16 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
17 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
18 Amend External Guarantee Management For For Management
System
19 Approve Appointment of PRC Accounting For For Shareholder
Standards Auditor
20 Approve Appointment of International For For Shareholder
Accounting Standards Auditor
21 Approve Renewal of the Financial For Against Shareholder
Services Framework Agreement and
Related Transactions
22 Approve A Share Core Employee Stock For For Shareholder
Ownership Plan (2021-2025) (Draft) and
Its Summary
23 Approve H Share Core Employee Stock For For Shareholder
Ownership Plan (2021-2025) (Draft) and
Its Summary
24 Authorize Board to Deal with All For For Shareholder
Matters in Relation to the Core
Employee Stock Ownership Plan of the
Company
25 Approve H Share Restricted Share Unit For Against Shareholder
Scheme (2021-2025) (Draft)
26 Authorize Board to Deal with All For Against Shareholder
Matters in Relation to the Restricted
Share Unit Scheme
27.1 Elect Wu Qi as Director For For Management
28.1 Elect Liu Dalin as Supervisor For For Management
28.2 Elect Ma Yingjie as Supervisor For For Management
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y716ED100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Financial Statements For For Management
2 Approve 2020 Annual Report and Its For For Management
Summary
3 Approve 2020 Report on the Work of the For For Management
Board of Directors
4 Approve 2020 Report on the Work of the For For Management
Board of Supervisors
5 Approve 2020 Audit Report on Internal For For Management
Control
6 Approve 2020 Profit Distribution Plan For For Management
7 Approve Anticipated Provision of For For Management
Guarantees for Its Subsidiaries in 2021
8 Approve Conduct of Foreign Exchange For For Management
Fund Derivatives Business
9 Approve Adjustment of Allowances of For For Management
Directors
10 Approve Closing Certain Fund-Raising For For Management
Investment Projects from Convertible
Corporate Bonds and Permanently
Supplementing the Working Capital with
the Surplus Funds
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional
Issuance of H Shares
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional
Issuance of D Shares
13 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
14 Approve Grant of General Mandate to For For Management
the Board to Repurchase D Shares of
the Company
15 Amend Articles of Association For For Management
16 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
17 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
18 Amend External Guarantee Management For For Management
System
19 Approve Appointment of PRC Accounting For For Shareholder
Standards Auditor
20 Approve Appointment of International For For Shareholder
Accounting Standards Auditor
21 Approve Renewal of the Financial For Against Shareholder
Services Framework Agreement and
Related Transactions
22 Approve A Share Core Employee Stock For For Shareholder
Ownership Plan (2021-2025) (Draft) and
Its Summary
23 Approve H Share Core Employee Stock For For Shareholder
Ownership Plan (2021-2025) (Draft) and
Its Summary
24 Authorize Board to Deal with All For For Shareholder
Matters in Relation to the Core
Employee Stock Ownership Plan of the
Company
25 Approve H Share Restricted Share Unit For Against Shareholder
Scheme (2021-2025) (Draft)
26 Authorize Board to Deal with All For Against Shareholder
Matters in Relation to the Restricted
Share Unit Scheme
27.1 Elect Wu Qi as Director For For Management
28.1 Elect Liu Dalin as Supervisor For For Management
28.2 Elect Ma Yingjie as Supervisor For For Management
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y716ED100
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
2 Approve Grant of General Mandate to For For Management
the Board to Repurchase D Shares of
the Company
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y298BN100
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
2 Approve Grant of General Mandate to For For Management
the Board to Repurchase D Shares of
the Company
--------------------------------------------------------------------------------
HAITIAN INTERNATIONAL HOLDINGS LIMITED
Ticker: 1882 Security ID: G4232C108
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021 Framework Agreement, For For Management
Related Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
HAITIAN INTERNATIONAL HOLDINGS LIMITED
Ticker: 1882 Security ID: G4232C108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Chen Weiqun as Director and For Against Management
Authorize Board to Fix His Remuneration
3 Elect Zhang Bin as Director and For Against Management
Authorize Board to Fix His Remuneration
4 Elect Guo Mingguang as Director and For Against Management
Authorize Board to Fix His Remuneration
5 Elect Yu Junxian as Director and For For Management
Authorize Board to Fix Her Remuneration
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HAITONG SECURITIES CO. LTD.
Ticker: 6837 Security ID: Y7443K108
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Interim Profit For For Management
Distribution Plan
2 Elect Dong Xiaochun as Supervisor For For Management
3 Amend Articles of Association, Amend For Against Management
Rules and Procedures Regarding General
Meetings of Shareholders and Amend
Rules and Procedures Regarding
Meetings of Supervisory Committee
4 Elect Ruan Feng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
HAITONG SECURITIES CO. LTD.
Ticker: 6837 Security ID: Y2988F101
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Final Accounts Report For For Management
5 Approve Profit Distribution Proposal For For Management
6 Approve Appointment of Auditing Firms For For Management
7.01 Approve Related Party Transactions For For Management
with Shanghai Guosheng (Group) Co.,
Ltd.
7.02 Approve Related Party Transactions For For Management
with Shanghai Shengyuan Real Estate
(Group) Co., Ltd.
7.03 Approve Related Party Transaction with For For Management
the Companies (Other than the Company
and Its Subsidiaries) Where the
Company's Directors, Supervisors and
Senior Management Hold Positions as
Directors or Senior Management, and
Other Related Corporate Entities
7.04 Approve Related Party Transaction with For For Management
Related Natural Persons
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HAITONG SECURITIES CO. LTD.
Ticker: 6837 Security ID: Y7443K108
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Final Accounts Report For For Management
5 Approve Profit Distribution Proposal For For Management
6 Approve Appointment of Auditing Firms For For Management
7.01 Approve Related Party Transactions For For Management
with Shanghai Guosheng (Group) Co.,
Ltd.
7.02 Approve Related Party Transactions For For Management
with Shanghai Shengyuan Real Estate
(Group) Co., Ltd.
7.03 Approve Related Party Transaction with For For Management
the Companies (Other than the Company
and Its Subsidiaries) Where the
Company's Directors, Supervisors and
Senior Management Hold Positions as
Directors or Senior Management, and
Other Related Corporate Entities
7.04 Approve Related Party Transaction with For For Management
Related Natural Persons
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HAITONG SECURITIES CO., LTD.
Ticker: 6837 Security ID: Y2988F101
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Interim Profit For For Management
Distribution Plan
2 Elect Dong Xiaochun as Supervisor For For Management
3 Elect Ruan Feng as Supervisor For For Shareholder
1 Amend Articles of Association, Amend For Against Management
Rules and Procedures Regarding General
Meetings of Shareholders and Amend
Rules and Procedures Regarding
Meetings of Supervisory Committee
--------------------------------------------------------------------------------
HANA FINANCIAL GROUP, INC.
Ticker: 086790 Security ID: Y29975102
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Park Won-koo as Outside Director For For Management
3.2 Elect Kim Hong-jin as Outside Director For For Management
3.3 Elect Yang Dong-hoon as Outside For For Management
Director
3.4 Elect Heo Yoon as Outside Director For For Management
3.5 Elect Lee Jung-won as Outside Director For For Management
3.6 Elect Kwon Suk-gyo as Outside Director For For Management
3.7 Elect Park Dong-moon as Outside For For Management
Director
3.8 Elect Park Seong-ho as Non-Independent For For Management
Non-Executive Director
3.9 Elect Kim Jung-tai as Inside Director For For Management
4 Elect Paik Tae-seung as Outside For For Management
Director to Serve as an Audit
Committee Member
5.1 Elect Yang Dong-hoon as a Member of For For Management
Audit Committee
5.2 Elect Lee Jung-won as a Member of For For Management
Audit Committee
5.3 Elect Park Dong-moon as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HANGZHOU FIRST APPLIED MATERIAL CO., LTD.
Ticker: 603806 Security ID: Y29846105
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
HANGZHOU FIRST APPLIED MATERIAL CO., LTD.
Ticker: 603806 Security ID: Y29846105
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6.1 Approve Remuneration Plan of Chairman For Against Management
of Board
6.2 Approve Allowance of Independent For Against Management
Directors
7 Approve to Appoint Auditor For For Management
8 Approve Application of Credit Lines For For Management
--------------------------------------------------------------------------------
HANGZHOU FIRST APPLIED MATERIAL CO., LTD.
Ticker: 603806 Security ID: Y29846105
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Completion of Projects For For Management
Invested by Raised Funds and Use of
Excess Raised Funds to Replenish
Working Capital
--------------------------------------------------------------------------------
HANGZHOU FIRST APPLIED MATERIAL CO., LTD.
Ticker: 603806 Security ID: Y29846105
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in the Implementation For For Management
Subject and Implementation Location of
Raised Funds Investment Project
--------------------------------------------------------------------------------
HANGZHOU ROBAM APPLIANCES CO LTD
Ticker: Security ID: CNE100000WY9
Meeting Date: AUG 18, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect REN Jianhua For For Management
2 Elect REN Fujia For For Management
3 Elect ZHAO Jihong For For Management
4 Elect REN Luozhong For For Management
5 Elect WANG Gang For For Management
6 Elect SHEN Guoliang For For Management
7 Elect MA Guoxin For For Management
8 Elect HE Yuanfu For For Management
9 Elect CHEN Yuanzhi For For Management
10 Elect ZHANG Linyong For Against Management
11 Elect ZHANG Songnian For Against Management
12 Elect SHEN Yueming For Against Management
--------------------------------------------------------------------------------
HANGZHOU ROBAM APPLIANCES CO., LTD.
Ticker: 002508 Security ID: Y3041Z100
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Business For For Management
Partner Share Purchase Plan
2 Approve Authorization of the Board to For For Management
Handle All Matters Related to Business
Partner Share Purchase Plan
3 Approve Stock Option Incentive Plan For For Management
and Its Summary
4 Approve Methods to Assess the For For Management
Performance of Plan Participants
5 Approve Authorization of the Board to For For Management
Handle All Related Matters Regarding
Stock Option Incentive Plan
6 Approve Repurchase of the Company's For Against Management
Shares
7 Approve Authorization of the Board to For Against Management
Handle All Related Matters of Share
Repurchase
8 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
HANGZHOU ROBAM APPLIANCES CO., LTD.
Ticker: 002508 Security ID: Y3041Z100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Use of Idle Funds for For Against Management
Investment in Financial Products
8 Approve Application of Bank Credit For For Management
Lines
9 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
HANGZHOU SILAN MICROELECTRONICS CO., LTD.
Ticker: 600460 Security ID: Y30432101
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For Against Management
Acquisition by Issuance of Shares as
well as Raising Supporting Funds
2.1 Approve Overall Plan on Issuance of For Against Management
Shares to Purchase Assets
2.2 Approve Overall Plan on Raising For Against Management
Supporting Funds
2.3 Approve Issue Type, Par Value and For Against Management
Listing Location
2.4 Approve Issue Manner and Target Parties For Against Management
2.5 Approve Pricing Principle and For Against Management
Transaction Price of Underlying Asset
2.6 Approve Method of Payment For Against Management
2.7 Approve Pricing Basis and Issue Price For Against Management
2.8 Approve Issue Scale For Against Management
2.9 Approve Price Adjustment Mechanism For Against Management
2.10 Approve Lock-up Period For Against Management
2.11 Approve Ownership of the Equity of the For Against Management
Target Company After Delivery
2.12 Approve Performance Compensation For Against Management
Commitment
2.13 Approve Issue Type, Par Value and For Against Management
Listing Location Regarding Raising
Supporting Funds
2.14 Approve Issue Manner and Target For Against Management
Parties Regarding Raising Supporting
Funds
2.15 Approve Pricing Basis and Issue Price For Against Management
Regarding Raising Supporting Funds
2.16 Approve Issue Scale Regarding Raising For Against Management
Supporting Funds
2.17 Approve Lock-up Period Regarding For Against Management
Raising Supporting Funds
2.18 Approve Usage of Raised Funds For Against Management
3 Approve Transaction Does Not For Against Management
Constitute as Major Adjustment
4 Approve Transaction Constitute as For Against Management
Related-Party Transaction
5 Approve Transaction Complies with For Against Management
Article 11 and 43 of the
Administrative Measures for the
Material Asset Reorganizations of
Listed Companies
6 Approve Transaction Does Not For Against Management
Constitute Stipulations of Article 13
of Administrative Measures for the
Material Asset Reorganizations of
Listed Companies
7 Approve Report (Draft) and Summary on For Against Management
Company's Acquisition Issuance of
Shares as well as Raising Supporting
Funds
8 Approve Signing of Conditional For Against Management
Agreement on Issuance of Shares to
Purchase Assets
9 Approve Signing of Supplementary For Against Management
Conditional Agreement on Issuance of
Shares to Purchase Assets
10 Approve Completeness and Compliance of For Against Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
11 Approve Transaction Complies with For Against Management
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
12 Approve Stock Price Volatility For Against Management
Achieves the Standard of Article 5
Notice on Regulating the Information
Disclosure of Listed Companies and the
Behavior of Related Parties
13 Approve Relevant Entities Does Not For Against Management
Participate in Major Asset Restructure
of Listed Companies and Does Not Have
Article 13 of Strengthening the
Supervision over Abnormal Stock
Trading Related to the Material Asset
Reorganizations of Listed Companies
14 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
15 Approve Relevant Audit Report, Review For Against Management
Report and Evaluation Report of the
Transaction
16 Approve Independence of Appraiser, the For Against Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
17 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
HANGZHOU SILAN MICROELECTRONICS CO., LTD.
Ticker: 600460 Security ID: Y30432101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Related Party Transactions For For Management
with Hangzhou Youwang Electronics Co.,
Ltd.
7 Approve Related Party Transactions For For Management
with Xiamen Silan Jike
Microelectronics Co., Ltd.
8 Approve Related Party Transactions For For Management
with Xiamen Silan Ming Gallium
Compound Semiconductor Co., Ltd.
9 Approve Remuneration of Directors and For For Management
Supervisors
10 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
11 Approve Provision of Guarantees For Against Management
12 Approve Shareholder Dividend Return For For Management
Plan
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Repurchase and For Against Management
Cancellation of the 2019 Restricted A
Shares
2 Approve Change of Registered Capital For Against Management
3 Approve Change of Registered Address For For Management
4 Amend Articles of Association For Against Management
5 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Repurchase and For Against Management
Cancellation of the 2019 Restricted A
Shares
2 Approve Change of Registered Capital For Against Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Repurchase and For For Management
Cancellation of the 2019 Restricted A
Shares
2 Approve Change of Registered Capital For For Management
3 Amend Articles of Association For For Management
4 Amend Management Rules for A Share For For Management
Proceeds of Hangzhou Tigermed
Consulting Co., Ltd.
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Repurchase and For For Management
Cancellation of the 2019 Restricted A
Shares
2 Approve Change of Registered Capital For For Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G118
Meeting Date: JAN 08, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve A Share Employee Share For For Management
Ownership Plan (Draft) and Its Summary
2 Approve Administrative Measures for For For Management
the A Share Employee Share Ownership
Plan
3 Approve Authorization for the Board to For For Management
Handle Matters in Relation to the A
Share Employee Share Ownership Plan
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: JAN 08, 2021 Meeting Type: Special
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Subsidiary Share Option Scheme For For Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G118
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Subsidiary Share Option Scheme For For Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G118
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Annual Report For For Management
2 Approve 2020 Report of the Board of For For Management
Directors
3 Approve 2020 Report of the Supervisory For For Management
Committee
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2020 Final Financial Report For For Management
6 Approve BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Domestic Auditors and BDO Limited as
Overseas Auditors
7 Approve Application to the Bank for For For Management
the Integrated Credit Facility
8 Approve Purchase of Short-Term Bank For For Management
Principal-Guaranteed Wealth Management
Products with Self-Owned Idle Funds
1 Approve Partial Repurchase and For For Management
Cancellation of 2019 Restricted Shares
2 Approve Change of Registered Capital For For Management
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G118
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Repurchase and For For Management
Cancellation of 2019 Restricted Shares
2 Approve Change of Registered Capital For For Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Annual Report For For Management
2 Approve 2020 Report of the Board of For For Management
Directors
3 Approve 2020 Report of the Supervisory For For Management
Committee
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2020 Final Financial Report For For Management
6 Approve BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Domestic Auditors and BDO Limited as
Overseas Auditors
7 Approve Application to the Bank for For For Management
the Integrated Credit Facility
8 Approve Purchase of Short-Term Bank For For Management
Principal-Guaranteed Wealth Management
Products with Self-Owned Idle Funds
9 Approve Partial Repurchase and For For Management
Cancellation of 2019 Restricted Shares
10 Approve Change of Registered Capital For For Management
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Repurchase and For For Management
Cancellation of 2019 Restricted Shares
2 Approve Change of Registered Capital For For Management
--------------------------------------------------------------------------------
HANKOOK TIRE & TECHNOLOGY CO., LTD.
Ticker: 161390 Security ID: Y3R57J108
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1.1 Elect Lee Soo-il as Inside Director For For Management
3.1.2 Elect Cho Hyun-beom as Inside Director For For Management
3.1.3 Elect Park Jong-ho as Inside Director For For Management
3.2 Elect Three Outside Directors (Bundled) For For Management
4 Elect Three Members of Audit Committee For For Management
(Bundled)
5 Approve Voting Method for Election of For For Management
One Outside Director to Serve as an
Audit Committee Member Out of Two
Nominees (First-Past-the-Post)
6.1 Elect Lee Mi-ra as Outside Director to For For Management
Serve as an Audit Committee Member
6.2 Elect Lee Hye-woong as Outside Against Against Shareholder
Director to Serve as an Audit
Committee Member (Shareholder Proposal)
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HANMI PHARMACEUTICAL CO., LTD.
Ticker: 128940 Security ID: Y3063Q103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For Against Management
3 Elect Lim Jong-yoon as Inside Director For Against Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HANON SYSTEMS
Ticker: 018880 Security ID: Y29874107
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Three Outside Directors and For Against Management
Three Non-Independent Non-Executive
Directors (Bundled)
3 Elect Ju Hyeon-gi as a Member of Audit For For Management
Committee
4 Elect Eom Doh-hui as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
HANSOH PHARMACEUTICAL GROUP COMPANY LIMITED
Ticker: 3692 Security ID: G54958106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Lyu Aifeng as Director For For Management
3b Elect Ma Cuifang as Director For For Management
3c Elect Lin Guoqiang as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HANWHA CORP.
Ticker: 000880 Security ID: Y3065M100
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
HANWHA CORP.
Ticker: 000880 Security ID: Y3065M100
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Geum Chun-su as Inside Director For For Management
3.2 Elect Kim Seung-mo as Inside Director For For Management
3.3 Elect Kim Maeng-yoon as Inside Director For For Management
3.4 Elect Park Jun-seon as Outside Director For For Management
3.5 Elect Park Sang-mi as Outside Director For For Management
4 Elect Nam Il-ho as Outside Director to For For Management
Serve as an Audit Committee Member
5 Elect Park Jun-seon as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HANWHA SOLUTIONS CORP.
Ticker: 009830 Security ID: Y3065K104
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Lee Gu-young as Inside Director For For Management
3.2 Elect Kim Eun-su as Inside Director For For Management
4 Elect Lee Han-ju as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HAP SENG CONSOLIDATED BERHAD
Ticker: 3034 Security ID: Y6579W100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Edward Lee Ming Foo as Director For For Management
2 Elect Leow Ming Fong @ Leow Min Fong For For Management
as Director
3 Elect Mohd Fadzmi Bin Che Wan Othman For For Management
Fadzilah as Director
4 Elect Wong Yoke Nyen as Director For For Management
5 Approve Directors' Fees For For Management
6 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Abdul Aziz Bin Hasan to For For Management
Continue Office as Independent
Non-Executive Director
9 Approve Renewal of Shareholders' For For Management
Mandate for Recurrent Related Party
Transactions
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
HAP SENG CONSOLIDATED BHD
Ticker: Security ID: MYL3034OO005
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Simon SHIM Kong Yip For Against Management
2 Elect CHEAH Yee Leng For For Management
3 Elect Thomas Karl Rapp For For Management
4 Elect Tan Boon Peng For For Management
5 Directors' Fees For For Management
6 Appointment of Auditor and Authority For For Management
to Set Fees
7 Authority to Issue Shares w/o For For Management
Preemptive Rights
8 Related Party Transactions For Against Management
9 Authority to Repurchase and Reissue For For Management
Shares
--------------------------------------------------------------------------------
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
Ticker: HAPV3 Security ID: P5R526106
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Igor Xavier Correia Lima as For For Management
Independent Director
2 Approve 5-for-1 Stock Split For For Management
3.a Amend Article 6 For For Management
3.b Amend Article 24 For For Management
3.c Amend Article 32 For For Management
--------------------------------------------------------------------------------
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
Ticker: HAPV3 Security ID: P5R526106
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement between Notre For For Management
Dame Intermedica Participacoes S.A.
and Hapvida Participacoes e
Investimentos II S.A. (HapvidaCo) and
Absorption of HapvidaCo by the Company
2 Ratify BDO RCS Auditores Independentes For For Management
SS as Independent Firm to Appraise
Proposed Transaction
3 Approve Independent Firm's Appraisal For For Management
4 Approve Merger between Notre Dame For For Management
Intermedica Participacoes S.A. and
Hapvida Participacoes e Investimentos
II S.A. (HapvidaCo) and Absorption of
HapvidaCo by the Company
5 Approve Issuance of Shares in For For Management
Connection with the Merger
6 Amend Articles For For Management
7 Approve Stock Option Plan For For Management
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
10 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
Ticker: HAPV3 Security ID: P5R526106
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For Against Management
Management
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
Ticker: HAPV3 Security ID: P5R526106
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restricted Stock Plan For For Management
2 Approve Stock Option Plan For Against Management
3 Approve Agreement to Acquire All For For Management
Shares of Vida Saude Gestao S.A. (Vida
Saude) by Ultra Som Servicos Medicos S.
A. (Ultra Som) and Acquisition of All
Shares of Ultra Som Servicos Medicos S.
A. (Ultra Som) by the Company
4 Ratify Apsis Consultoria Empresarial For For Management
Ltda. as Independent Firm to Appraise
Proposed Transaction
5 Approve Independent Firm's Appraisal For For Management
6 Approve Capital Increase in Connection For For Management
with the Transaction
7 Amend Article 6 to Reflect Changes in For For Management
Capital
8 Authorize Executives to Ratify and For For Management
Execute Approved Resolutions
9 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
Ticker: HAPV3 Security ID: P5R526106
Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Licio Tavares Angelo Cintra as For Against Management
Director
2 Amend Article 32 For For Management
3 Fix Number of Directors at Nine For For Management
4 Approve Classification of Marcio Luis For For Management
Simoes Utsch and Plinio Villares
Musetti as Independent Directors
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Candido Pinheiro Koren de Lima
as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jorge Fontoura Pinheiro Koren de
Lima as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Candido Pinheiro Koren de Lima
Junior as Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Geraldo Luciano Mattos Junior as
Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Licio Tavares Angelo Cintra as
Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Irlau Machado Filho as Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Christopher Riley Gordon as
Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Luiz Simoes Utsch as
Independent Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Plinio Villares Musetti as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
12 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
HARMONY GOLD MINING CO. LTD.
Ticker: HAR Security ID: S34320101
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Boipelo Lekubo as Director For For Management
2 Re-elect Patrice Motsepe as Director For For Management
3 Re-elect John Wetton as Director For For Management
4 Re-elect Joaquim Chissano as Director For Against Management
5 Re-elect Modise Motloba as Director For Against Management
6 Re-elect Mavuso Msimang as Director For Against Management
7 Re-elect Fikile De Buck as Member of For For Management
the Audit and Risk Committee
8 Re-elect Karabo Nondumo as Member of For For Management
the Audit and Risk Committee
9 Re-elect Simo Lushaba as Member of the For For Management
Audit and Risk Committee
10 Re-elect John Wetton as Member of the For For Management
Audit and Risk Committee
11 Re-elect Given Sibiya as Member of the For For Management
Audit and Risk Committee
12 Reappoint PricewaterhouseCoopers For For Management
Incorporated as Auditors
13 Approve Remuneration Policy For For Management
14 Approve Implementation Report For For Management
15 Authorise Board to Issue Shares for For For Management
Cash
1 Approve Non-executive Directors' For For Management
Remuneration
--------------------------------------------------------------------------------
HARTALEGA HOLDINGS BERHAD
Ticker: 5168 Security ID: Y31139101
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Approve Directors' Fees and Benefits For For Management
for the Financial Year Ended March 31,
2020
3 Approve Directors' Fees and Benefits For For Management
from April 1, 2020 until the next
Annual General Meeting
4 Elect Kuan Mun Leong as Director For For Management
5 Elect Rebecca Fatima Sta. Maria as For For Management
Director
6 Elect Nurmala Binti Abdul Rahim as For For Management
Director
7 Elect Loo Took Gee as Director For For Management
8 Approve DELOITTE PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Tan Guan Cheong to Continue For For Management
Office as Independent Non-Executive
Director
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
HAVELLS INDIA LTD.
Ticker: 517354 Security ID: Y3116C119
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Payment of Interim Dividend For For Management
3 Declare Final Dividend For For Management
4 Reelect Ameet Kumar Gupta as Director For For Management
5 Reelect Surjit Kumar Gupta as Director For For Management
6 Approve Price Waterhouse & Co For For Management
Chartered Accountants LLP as Auditors
and Authorize Board to Fix Their
Remuneration
7 Approve Remuneration of Cost Auditors For For Management
8 Elect Namrata Kaul as Director For For Management
9 Elect Ashish Bharat Ram as Director For For Management
10 Reelect Jalaj Ashwin Dani as Director For For Management
11 Reelect Upendra Kumar Sinha as Director For For Management
12 Reelect T. V. Mohandas Pai as Director For For Management
13 Reelect Puneet Bhatia as Director For For Management
14 Approve Reappointment and Remuneration For For Management
of Siddhartha Pandit as Whole-time
Director
--------------------------------------------------------------------------------
HCL TECHNOLOGIES LIMITED
Ticker: 532281 Security ID: Y3121G147
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Roshni Nadar Malhotra as For For Management
Director
4 Elect Mohan Chellappa as Director For For Management
5 Elect Simon John England as Director For For Management
6 Elect Shikhar Neelkamal Malhotra as For For Management
Director
7 Reelect Thomas Sieber as Director For For Management
--------------------------------------------------------------------------------
HDFC ASSET MANAGEMENT COMPANY LTD.
Ticker: 541729 Security ID: INE127D01025
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect James Aird For Against Management
5 Elect Deepak S. Parekh For For Management
6 Authority to Set Auditor's Fees for B For For Management
S R & Co. LLP
7 Elect Shashi Kant Sharma For For Management
8 Issue Shares under Employees' Stock For For Management
Option Scheme 2020 (""ESOS - 2020"")
9 Appointment of Milind Barve as For For Management
Managing Director; Approval of
Remuneration
--------------------------------------------------------------------------------
HDFC LIFE INSURANCE CO. LTD.
Ticker: Security ID: INE795G01014
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect Renu Sud Karnad For For Management
3 Authority to Set Auditor's Fees For For Management
4 Elect Stephanie Bruce For For Management
--------------------------------------------------------------------------------
HEFEI MEYER OPTOELECTRONIC TECHNOLOGY INC.
Ticker: 002690 Security ID: Y3123L102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
8 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
9 Approve Use of Idle Excess Raised For Against Management
Funds and Own Funds for Cash Management
10 Approve Appointment of Auditor For For Management
11 Approve Application of Bank Credit For For Management
Lines
--------------------------------------------------------------------------------
HEILONGJIANG AGRICULTURE CO., LTD.
Ticker: 600598 Security ID: Y3120A109
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Shoucong as Non-Independent For For Management
Director
1.2 Elect He Tianyuan as Non-Independent For For Management
Director
1.3 Elect Peng Rongjun as Non-Independent For For Management
Director
1.4 Elect Wang Shoujiang as For For Management
Non-Independent Director
2.1 Elect Zhu Qizhen as Independent For For Management
Director
2.2 Elect Wang Jiheng as Independent For For Management
Director
2.3 Elect Zhao Shijun as Independent For For Management
Director
2.4 Elect Guo Dan as Independent Director For For Management
3.1 Elect Yang Xianjun as Supervisor For For Management
3.2 Elect Feng Yubin as Supervisor For For Management
--------------------------------------------------------------------------------
HEILONGJIANG AGRICULTURE CO., LTD.
Ticker: 600598 Security ID: Y3120A109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Report of the Independent For For Management
Directors
5 Approve Profit Distribution For For Management
6 Approve Annual Budget For For Management
7 Approve Daily Related-Party For For Management
Transactions
8 Approve to Appoint Auditor For For Management
9 Approve Remuneration of the Company's For For Management
Person in Charge
10 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HTO Security ID: X3258B102
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft Demergers Agreement For For Management
2 Approve Cancellation of Repurchased For For Management
Shares
3 Approve Confidentiality Agreement with For For Management
Ernst & Young
4 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
5.1 Elect Dimitrios Georgoutsos as Director For Abstain Management
5.2 Elect a Shareholder-Nominee to the Against Abstain Shareholder
Board
5.3 Elect a Shareholder-Nominee to the Against Abstain Shareholder
Board
6 Announce Election of Director None None Management
7 Various Announcements None None Management
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HTO Security ID: X3258B102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports and Income Allocation
2 Receive Audit Committee's Activity None None Management
Report
3 Approve Management of Company and For For Management
Grant Discharge to Auditors
4 Ratify Auditors For For Management
5 Approve Remuneration of Directors and For For Management
Members of Committees
6 Approve Remuneration of Certain Board For For Management
Members
7 Advisory Vote on Remuneration Report For For Management
8 Approve Director and Officer Liability For For Management
Contracts
9 Announcement on Related Party None None Management
Transactions
10 Approve Reduction in Issued Share For For Management
Capital
11 Approve Suitability Policy for For For Management
Directors
12.1 Elect Michael Tsamaz as Director None Abstain Shareholder
12.2 Elect Charalampos Mazarakis as Director None Abstain Shareholder
12.3 Elect Robert Hauber as Director None Abstain Shareholder
12.4 Elect Kyra Orth as Director None Abstain Shareholder
12.5 Elect Dominique Leroy as Director None Abstain Shareholder
12.6 Elect Michael Wilkens as Director None Abstain Shareholder
12.7 Elect Gregory Zarifopoulos as Director None Abstain Shareholder
12.8 Elect Eelco Blok as Independent None For Shareholder
Director
12.9 Elect Dimitris Georgoutsos as None For Shareholder
Independent Director
12.10 Elect Catherine Dorlodot as None For Shareholder
Independent Director
13 Approve Type, Composition and Tenure None For Shareholder
of the Audit Committee
14 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
15 Various Announcements None None Management
--------------------------------------------------------------------------------
HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD.
Ticker: 000895 Security ID: Y3121R101
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Plan for For For Management
First Three Quarters of 2020
2 Approve Daily Related Party For For Shareholder
Transactions
--------------------------------------------------------------------------------
HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD.
Ticker: 000895 Security ID: Y3121R101
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report and Summary For For Management
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Profit Distribution For For Management
5 Approve to Appoint Auditor For For Management
6 Approve Appointment of Internal For For Management
Control Auditor
7 Approve Adjustment of Allowance of For For Management
Independent Directors
8 Approve Adjustment of Remuneration of For For Management
the Chairman of Board of Supervisors
--------------------------------------------------------------------------------
HENGAN INTERNATIONAL GROUP COMPANY LIMITED
Ticker: 1044 Security ID: G4402L151
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Hui Ching Lau as Director For For Management
4 Elect Xu Da Zuo as Director For For Management
5 Elect Hui Ching Chi as Director For For Management
6 Elect Sze Wong Kim as Director For For Management
7 Elect Ada Ying Kay Wong as Director For For Management
8 Elect Ho Kwai Ching Mark as Director For For Management
9 Authorize Board to Fix Remuneration of For For Management
Directors
10 Approve PricewaterhouseCoopers as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Authorize Reissuance of Repurchased For Against Management
Shares
14 Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
HENGLI PETROCHEMICAL CO., LTD.
Ticker: 600346 Security ID: Y1963X103
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Draft and Summary on Employee For Against Management
Share Purchase Plan
3 Approve Management Method of Employee For Against Management
Share Purchase Plan
4 Approve Authorization of the Board to For Against Management
Handle All Related Matters
5 Approve Investment and Construction of For For Management
a PTA Project
--------------------------------------------------------------------------------
HENGLI PETROCHEMICAL CO., LTD.
Ticker: 600346 Security ID: Y1963X103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisor For For Management
8 Approve Daily Related Party Transaction For For Management
9 Approve Foreign Exchange Derivatives For For Management
Transaction Business
10 Approve Provision of Guarantee For Against Management
11 Approve Application of Bank Credit For For Management
Lines
12 Approve to Appoint Auditor For For Management
13 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
HENGTEN NETWORKS GROUP LIMITED
Ticker: 136 Security ID: G4404N114
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Wan Chao as Director For For Management
2b Elect Chen Cong as Director For For Management
2c Elect Shi Zhuomin as Director For For Management
2d Elect Nie Zhixin as Director For For Management
2e Elect Chen Haiquan as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HENGTEN NETWORKS GROUP LIMITED
Ticker: 136 Security ID: G4404N114
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cooperation Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
HENGTONG OPTIC-ELECTRIC CO. LTD.
Ticker: Security ID: CNE000001FQ9
Meeting Date: JUL 07, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Cancellation Part of Raised Funds For For Management
Projects and Permanently Replenish
Working Capital with Surplus Raised
Funds
2 Sale of 100 Percentage Equities in a For For Management
Company
--------------------------------------------------------------------------------
HENGTONG OPTIC-ELECTRIC CO., LTD.
Ticker: 600487 Security ID: Y3174C100
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Asset Integration and Related For For Management
Party Transactions
--------------------------------------------------------------------------------
HENGTONG OPTIC-ELECTRIC CO., LTD.
Ticker: 600487 Security ID: Y3174C100
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Purposes and the Usage of the For Against Management
Shares to Be Repurchased
1.2 Approve Type of the Share Repurchase For Against Management
1.3 Approve Manner of Share Repurchase For Against Management
1.4 Approve Price Range and Pricing For Against Management
Principle of the Share Repurchase
1.5 Approve Number or the Amount of the For Against Management
Share Repurchase
1.6 Approve Capital Source Used for the For Against Management
Share Repurchase
1.7 Approve Period of the Share Repurchase For Against Management
1.8 Approve Resolution Validity Period For Against Management
2 Approve Authorization of Board to For Against Management
Handle All Related Matters of the
Share Repurchase
--------------------------------------------------------------------------------
HENGTONG OPTIC-ELECTRIC CO., LTD.
Ticker: 600487 Security ID: Y3174C100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
8 Approve Related Party Transaction For For Management
9 Approve Provision of Guarantee For Against Management
10 Approve Application of Credit Lines For For Management
11 Approve Foreign Exchange Hedging For For Management
Business
12 Approve Commodity Futures Hedging For For Management
Business
13 Approve Bill Pool Business For Against Management
14 Approve Financial Service Agreement For For Management
15 Approve Termination of Raised Funds For For Management
and Use Remaining Raised Funds to
Replenish Working Capital
16 Approve Use of Idle Own Funds for For Against Management
Entrusted Asset Management
17 Approve to Appoint Auditor For For Management
18 Approve Increase in Registered For For Management
Capital, Business Scope and Amendments
to Articles of Association
19.1 Elect Qian Jianlin as Director For Against Management
19.2 Elect Cui Wei as Director For Against Management
19.3 Elect Bao Jicong as Director For For Management
19.4 Elect Yin Jicheng as Director For Against Management
19.5 Elect Li Ziwei as Director For For Management
19.6 Elect Sun Yixing as Director For For Management
19.7 Elect Tan Huiliang as Director For For Management
19.8 Elect Zhang Jianfeng as Director For For Management
20.1 Elect Chu Junhao as Director For For Management
20.2 Elect Cai Shaokuan as Director For For Management
20.3 Elect Qiao Jiuhua as Director For For Management
20.4 Elect Yang Junhui as Director For For Management
21.1 Elect Yu Weixing as Supervisor For For Management
21.2 Elect Wu Yan as Supervisor For For Management
--------------------------------------------------------------------------------
HENGTONG OPTIC-ELECTRIC CO., LTD.
Ticker: 600487 Security ID: Y3174C100
Meeting Date: JUN 08, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Strategic For For Management
Cooperation Agreement
--------------------------------------------------------------------------------
HENGYI PETROCHEMICAL CO., LTD.
Ticker: 000703 Security ID: Y3183A103
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment on Guarantee For For Management
Provision Plan
2.1 Elect Qiu Yibo as Non-Independent For For Shareholder
Director
2.2 Elect Fang Xianshui as Non-Independent For For Shareholder
Director
2.3 Elect Ni Defeng as Non-Independent For For Shareholder
Director
2.4 Elect Lou Jianchang as Non-Independent For For Shareholder
Director
2.5 Elect Mao Ying as Non-Independent For For Shareholder
Director
2.6 Elect Wu Zhong as Non-Independent For For Shareholder
Director
3.1 Elect Yang Baizhang as Independent For For Shareholder
Director
3.2 Elect Yang Liuyong as Independent For For Shareholder
Director
3.3 Elect Chen Sanlian as Independent For For Shareholder
Director
4.1 Elect Li Yugang as Supervisor For For Shareholder
4.2 Elect Jin Danwen as Supervisor For For Shareholder
--------------------------------------------------------------------------------
HENGYI PETROCHEMICAL CO., LTD.
Ticker: 000703 Security ID: Y3183A103
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment to Allowance of For For Management
Independent Directors
2 Approve Investment in the Construction For For Management
of the Brunei Refining and Chemical
Phase II Project
--------------------------------------------------------------------------------
HENGYI PETROCHEMICAL CO., LTD.
Ticker: 000703 Security ID: Y3183A103
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Entrusted Loans For For Management
to Associate Company
2 Approve Provision of Entrusted Loans For For Management
to Hainan Yisheng Petrochemical Co.,
Ltd.
--------------------------------------------------------------------------------
HENGYI PETROCHEMICAL CO., LTD.
Ticker: 000703 Security ID: Y3183A103
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Procurement of Raw Materials For For Management
1.2 Approve Procurement of Fuel, Power and For For Management
Commodities
1.3 Approve Sale of Goods and Products For For Management
1.4 Approve Provision of Labor Services For For Management
2 Approve Guarantee and Mutual Guarantee For Against Management
3 Approve Foreign Exchange Hedging For For Management
Business
4 Approve Commodity Hedging Business For For Management
5 Approve Provision of Financial Support For For Management
6 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
7 Approve Investment in the For For Management
Establishment of Company
--------------------------------------------------------------------------------
HENGYI PETROCHEMICAL CO., LTD.
Ticker: 000703 Security ID: Y3183A103
Meeting Date: APR 20, 2021 Meeting Type: Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Employee For For Management
Share Purchase Plan
2 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
3 Approve Management Method of Employee For For Management
Share Purchase Plan
--------------------------------------------------------------------------------
HENGYI PETROCHEMICAL CO., LTD.
Ticker: 000703 Security ID: Y3183A103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Internal Control For For Management
Self-Evaluation Report
7 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
8 Approve Appointment of Auditor For For Management
9 Approve Performance Commitments and For For Management
Performance Compensation Plan in
Connection to Acquisition by Issuance
of Shares and Related Party
Transactions
10 Approve Authorization of the Board to For For Management
Handle All Related Matters
11.1 Approve Development of Paper Goods For For Management
Trade with Hong Kong Yisheng Co., Ltd.
and Hong Kong Yisheng Dahua Co., Ltd.
11.2 Approve Application of Credit Line, For Against Management
Various Types of Investment and
Financing, Various Derivatives and
Other Business
11.3 Approve Provision of Acetic Acid For For Management
Products to Yisheng New Materials
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
HENGYI PETROCHEMICAL CO., LTD.
Ticker: 000703 Security ID: Y3183A103
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Interest Rate For For Management
2.6 Approve Repayment Period and Manner of For For Management
Principal and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bondholders
2.17 Approve Use of Proceeds For For Management
2.18 Approve Depository of Raised Funds For For Management
2.19 Approve Guarantee Matters For For Management
2.20 Approve Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
7 Approve Shareholder Dividend Return For For Management
Plan
8 Approve Formulation of Rules and For For Management
Procedures Regarding General Meetings
of Convertible Bondholders
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
HERO MOTOCORP LTD
Ticker: Security ID: INE158A01026
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Suman Kant Munjal For For Management
4 Authority to Set Cost Auditors' Fees For For Management
5 Elect Tina Trikha For For Management
--------------------------------------------------------------------------------
HESTEEL CO., LTD.
Ticker: 000709 Security ID: Y85343104
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shut Down of Tangshan Branch For For Management
of HBIS Co., Ltd. and Signing of
Relocation Agreement
2 Approve Equity Transfer Agreement For For Management
--------------------------------------------------------------------------------
HESTEEL CO., LTD.
Ticker: 000709 Security ID: Y85343104
Meeting Date: JAN 20, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Injection For For Management
2 Approve Company's Eligibility for For For Management
Renewable Corporate Bond Issuance
3.1 Approve Issue Size For For Management
3.2 Approve Issue Manner and Target For For Management
Subscribers
3.3 Approve Bond Maturity For For Management
3.4 Approve Bond Interest Rate and Method For For Management
of Determination
3.5 Approve Use of Proceeds For For Management
3.6 Approve Underwriting Manner For For Management
3.7 Approve Listing Exchange For For Management
3.8 Approve Guarantee Matters For For Management
3.9 Approve Guarantee Measures for Bond For For Management
Repayment
3.10 Approve Authorization of the Board to For For Management
Handle All Related Matters
3.11 Approve Resolution Validity Period For For Management
--------------------------------------------------------------------------------
HESTEEL CO., LTD.
Ticker: 000709 Security ID: Y85343104
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Tian Xin as Non-Independent For For Management
Director
1.2 Elect Deng Jianjun as Non-Independent For For Management
Director
2 Elect Ma Zhihe as Supervisor For For Management
--------------------------------------------------------------------------------
HESTEEL CO., LTD.
Ticker: 000709 Security ID: Y85343104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Related Party Transaction For For Management
7 Approve Financial Business Forecast For For Management
with Finance Company
8 Approve Financial Leasing Business For For Management
9 Approve to Appoint Auditor For For Management
10 Approve Expansion of Business Scope For For Management
11 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
12 Amend Management System of Raised Funds For Against Management
--------------------------------------------------------------------------------
HIGHWEALTH CONSTRUCTION CORP.
Ticker: 2542 Security ID: Y31959102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
--------------------------------------------------------------------------------
HINDALCO INDUSTRIES LIMITED
Ticker: 500440 Security ID: Y3196V185
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Debnarayan Bhattacharya as For For Management
Director
4 Approve Remuneration of Cost Auditors For For Management
5 Elect Sudhir Mital as Director For For Management
6 Elect Anant Maheshwari as Director For For Management
7 Approve Rajashree Birla to Continue For Against Management
Office as Non-Executive Director
8 Reelect Yazdi Piroj Dandiwala as For For Management
Director
--------------------------------------------------------------------------------
HINDUSTAN PETROLEUM CORPORATION LIMITED
Ticker: 500104 Security ID: Y3224R123
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Pushp Kumar Joshi as Director For Against Management
4 Reelect Subhash Kumar as Director For Against Management
5 Elect R Kesavan as Director For Against Management
6 Elect Rakesh Misri as Director For Against Management
7 Approve Remuneration of Cost Auditors For For Management
8 Approve Material Related Party For For Management
Transactions with Joint Venture
Company, HPCL Mittal Energy Limited
(HMEL)
--------------------------------------------------------------------------------
HINDUSTAN UNILEVER LIMITED
Ticker: 500696 Security ID: Y3222L102
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Overall Limits of For For Management
Remuneration for Whole-time Director(s)
2 Elect Ritesh Tiwari as Director and For For Management
Approve Appointment and Remuneration
of Ritesh Tiwari as Whole-time Director
--------------------------------------------------------------------------------
HINDUSTAN UNILEVER LIMITED
Ticker: 500696 Security ID: Y3222L102
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Special Dividend, Interim For For Management
Dividend and Declare Final Dividend
3 Reelect Dev Bajpai as Director For For Management
4 Reelect Wilhelmus Uijen as Director For For Management
5 Reelect Ritesh Tiwari as Director For For Management
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
HITHINK ROYALFLUSH INFORMATION NETWORK CO., LTD.
Ticker: 300033 Security ID: Y3181P102
Meeting Date: MAR 22, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Amendments to Articles of For For Management
Association
8 Amend Information Disclosure System For For Management
9 Amend Related-Party Transaction For For Management
Decision-Making System
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Working System for Independent For For Management
Directors
12 Amend Directors, Supervisors and For For Management
Senior Management's Shareholdings in
the Company and Its Changes Management
System
13 Amend Entrusted Financial Management For For Management
System
14 Approve Cancellation of Use of Idle For Against Management
Raised Funds for Cash Management and
Adjustment on Amount and Term of
Financial Products Purchased by Idle
Own Funds
15 Approve Completion of Projects For For Management
Invested by Raised Funds and Use of
Excess Raised Funds to Replenish
Working Capital
--------------------------------------------------------------------------------
HIWIN TECHNOLOGIES CORP.
Ticker: 2049 Security ID: Y3226A102
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendments to Articles of For For Management
Association
5 Amend Procedures for Endorsement and For For Management
Guarantees
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
HLB CO., LTD.
Ticker: 028300 Security ID: Y5018T108
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Kim Dong-geon as Inside Director For Against Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
HOLITECH TECHNOLOGY CO LTD
Ticker: Security ID: CNE1000009K0
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Related Party Transactions For For Management
2 Authority to Give Guarantees For For Management
3 Amendments to Procedural Rules of For Against Management
Board Meetings
4 Amendments to Decision-making System For Against Management
for Connected Transaction
5 Amendments to Procedural Rules of For Against Management
Shareholder Meetings
6 Amendments to Procedural Rules of For Against Management
Supervisory Board Meetings
--------------------------------------------------------------------------------
HOLITECH TECHNOLOGY CO. LTD.
Ticker: 002217 Security ID: Y7677V101
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Super Short-term For For Management
Commercial Papers
2 Approve Provision of Mortgage For For Management
Guarantee by Subsidiary to the Company
3 Approve to Develop Bill Pool Business For Against Management
and Bill Pledge Guarantee
4 Approve Issuance of Corporate Bonds For For Management
--------------------------------------------------------------------------------
HOLITECH TECHNOLOGY CO. LTD.
Ticker: 002217 Security ID: Y7677V101
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve to Exempt Controlling For For Management
Shareholders from Certain Commitments
to Avoid Horizontal Competition
--------------------------------------------------------------------------------
HOME PRODUCT CENTER PUBLIC CO. LTD
Ticker: Security ID: TH0661010015
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Meeting Minutes For For Management
2 Results of Operations For For Management
3 Accounts and Reports For For Management
4 Acknowledgement of Interim Dividends For For Management
5 Elect Pornwut Sarasin For For Management
6 Elect Khunawut Thumpomkul For For Management
7 Elect Achawin Asavabhokin For For Management
8 Elect Naporn Sunthornchitcharoen For For Management
9 Directors' Fees For For Management
10 Directors' Bonus For For Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
HOME PRODUCT CENTER PUBLIC COMPANY LIMITED
Ticker: HMPRO Security ID: Y32758115
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Result For For Management
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Dividend Payment For For Management
5.1 Elect Rutt Phanijphand as Director For For Management
5.2 Elect Manit Udomkunnatum as Director For For Management
5.3 Elect Boonsom Lerdhirunwong as Director For For Management
5.4 Elect Weerapun Ungsumalee as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Bonus of Directors For For Management
8 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Amend Memorandum of Association Re: For For Management
Company's Objectives
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HON HAI PRECISION INDUSTRY CO., LTD.
Ticker: 2317 Security ID: Y36861105
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
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HONG LEONG BANK BERHAD
Ticker: 5819 Security ID: Y36503103
Meeting Date: OCT 30, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Approve Directors' Fees and Other For For Management
Benefits
3 Elect Quek Leng Chan as Director For For Management
4 Elect Chok Kwee Bee as Director For For Management
5 Elect Nicholas John Lough @ Sharif For For Management
Lough bin Abdullah as Director
6 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Hong
Leong Company (Malaysia) Berhad
("HLCM") and Persons Connected with
HLCM
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HONG LEONG FINANCIAL GROUP BERHAD
Ticker: 1082 Security ID: Y36592106
Meeting Date: OCT 30, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Approve Directors' Fees and Other For For Management
Benefits
3 Elect Quek Leng Chan as Director For For Management
4 Elect Chong Chye Neo as Director For For Management
5 Elect Noorazman bin Abd Aziz as For For Management
Director
6 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Hong
Leong Company (Malaysia) Berhad
("HLCM") and Persons Connected with
HLCM
9 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Tower
Real Estate Investment Trust ("Tower
REIT")
--------------------------------------------------------------------------------
HONGFA TECHNOLOGY CO., LTD.
Ticker: 600885 Security ID: Y9716T105
Meeting Date: JAN 05, 2021 Meeting Type: Special
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Types of Securities Issued For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Method and Term for the For For Management
Repayment of Principal and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Downward Adjustment of For For Management
Conversion Price
2.10 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Terms of Bondholders and For For Management
Bondholder Meetings
2.17 Approve Use of Proceeds For For Management
2.18 Approve Preservation and Management of For For Management
Raised funds
2.19 Approve Guarantee Matters For For Management
2.20 Approve Validity Period For For Management
3 Approve Plan on Issuance of For For Management
Convertible Bonds
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Proposal that there is No Need For For Management
to Prepare a Report on Previous Usage
of Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve to Formulate the Bondholder For For Management
Meeting Rules of the Company's
Convertible Corporate Bonds
9 Approve Authorization of the Board to For For Management
Handle All Related Matters
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HONGFA TECHNOLOGY CO., LTD.
Ticker: 600885 Security ID: Y9716T105
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For For Management
Financial Budget Report
4 Approve Annual Report and Summary For For Management
5 Approve Report of the Independent For For Management
Directors
6 Approve Profit Distribution Plan For For Management
7 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
as well as Payment of Remuneration
8 Approve Estimate and Confirmation of For For Management
Related Party Transaction
9 Approve Application of Comprehensive For For Management
Credit Line by Controlled Subsidiary
Xiamen Hongfa Acoustic Co., Ltd.
10 Approve Provision of Guarantee by For Against Management
Controlled Subsidiary Xiamen Hongfa
Acoustic Co., Ltd to its Controlled
Subsidiary for Applying Comprehensive
Credit Line
11 Approve Provision of Loan by For Against Management
Controlled Subsidiary Xiamen Hongfa
Acoustic Co., Ltd to Wholly-owned
Subsidiary and Controlled Subsidiary
12 Amend Management System of Raised Funds For For Management
--------------------------------------------------------------------------------
HONGFA TECHNOLOGY CO., LTD.
Ticker: 600885 Security ID: Y9716T105
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Raised Funds for For For Management
Capital Injection to Implement Raised
Funds Investment Project and Related
Transaction
--------------------------------------------------------------------------------
HOPSON DEVELOPMENT HOLDINGS LIMITED
Ticker: 754 Security ID: ADPV50494
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Xie Bao Xin as Director For For Management
3B Elect Bao Wenge as Director For Against Management
3C Elect Zhang Fan as Director For For Management
3D Elect Ching Yu Lung as Director For Against Management
3E Authorize Board to Fix Remuneration of For For Management
Directors
3F Elect Ip Wai Lun, William as Director For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HOPSON DEVELOPMENT HOLDINGS LIMITED
Ticker: 754 Security ID: G4600H119
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021 Framework Agreement, For For Management
2021-2023 Transactions and Related
Transactions
--------------------------------------------------------------------------------
HOTAI MOTOR CO., LTD.
Ticker: 2207 Security ID: Y37225102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
HOTEL SHILLA CO., LTD.
Ticker: 008770 Security ID: Y3723W102
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Han In-gyu as Inside Director For For Management
3 Elect Ju Hyeong-hwan as Outside For For Management
Director to Serve as an Audit
Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
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HOUSING DEVELOPMENT FINANCE CORPORATION LTD.
Ticker: Security ID: INE001A01036
Meeting Date: JUL 21, 2020 Meeting Type: Other
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Authority to Issue Shares and/or For For Management
Convertible Securities
3 Ratification of ESOS For For Management
--------------------------------------------------------------------------------
HOUSING DEVELOPMENT FINANCE CORPORATION LTD.
Ticker: Security ID: INE001A01036
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Renu Sud Karnad For For Management
4 Appointment of Renu Sud Karnad For For Management
(Managing Director); Approval of
Remuneration
5 Appointment of Srinivasa Rangan For For Management
(Executive Director); Approval of
Remuneration
6 Related Party Transactions For For Management
7 Authority to Issue Debt Instruments For For Management
8 Sale of Shares in HDFC Life Insurance For For Management
Company limited
9 Sale of Shares in HDFC ERGO General For For Management
Insurance Company Limited
--------------------------------------------------------------------------------
HUA HONG SEMICONDUCTOR LIMITED
Ticker: 1347 Security ID: Y372A7109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Suxin Zhang as Director For For Management
3 Elect Stephen Tso Tung Chang as For For Management
Director
4 Elect Long Fei Ye as Director For For Management
5 Elect Guodong Sun as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HUA NAN FINANCIAL HOLDINGS CO., LTD.
Ticker: 2880 Security ID: Y3813L107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
--------------------------------------------------------------------------------
HUA XIA BANK CO., LTD.
Ticker: 600015 Security ID: Y37467118
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Budget Report For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Issuance of Tier 2 Capital For For Management
Bonds
8 Approve Report on the Implementation For For Management
of the Related Party Transaction
Management System and Related Party
Transactions
9.1 Approve Related Party Transactions For For Management
with Shougang Group Co., Ltd.
9.2 Approve Related Party Transactions For For Management
with State Grid Yingda International
Holdings Group Co., Ltd.
9.3 Approve Related Party Transactions For For Management
with People's Insurance Company of
China Co., Ltd.
9.4 Approve Related Party Transactions For For Management
with Beijing Infrastructure Investment
Co., Ltd.
9.5 Approve Related Party Transactions For For Management
with Huaxia Financial Leasing Co., Ltd.
10 Approve Construction of Head Office For For Management
Building
11.1 Elect Li Zhuyong as Director For For Management
11.2 Elect Zeng Beichuan as Director For For Management
12 Approve Company's Eligibility for For For Shareholder
Private Placement of Shares
13.1 Approve Share Type and Par Value For For Shareholder
13.2 Approve Issue Manner For For Shareholder
13.3 Approve Amount and Use of Proceeds For For Shareholder
13.4 Approve Target Subscribers and For For Shareholder
Subscription Method
13.5 Approve Pricing Reference Date, Issue For For Shareholder
Price and Pricing Basis
13.6 Approve Issue Size For For Shareholder
13.7 Approve Lock-up Period For For Shareholder
13.8 Approve Listing Exchange For For Shareholder
13.9 Approve Distribution Arrangement of For For Shareholder
Undistributed Earnings
13.10 Approve Resolution Validity Period For For Shareholder
14 Approve Private Placement of Shares For For Shareholder
15 Approve Report on the Usage of For For Shareholder
Previously Raised Funds
16 Approve Feasibility Analysis Report on For For Shareholder
the Use of Proceeds
17 Amend Articles of Association For For Shareholder
18 Approve Impact of Dilution of Current For For Shareholder
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
19 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
20 Approve Shareholder Return Plan For For Shareholder
21 Approve Capital Planning For For Shareholder
--------------------------------------------------------------------------------
HUAAN SECURITIES CO., LTD.
Ticker: 600909 Security ID: Y372AR105
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Working System for Independent For For Management
Directors
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
5 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
HUAAN SECURITIES CO., LTD.
Ticker: 600909 Security ID: Y372AR105
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cao Xiao as Independent Director For For Management
--------------------------------------------------------------------------------
HUAAN SECURITIES CO., LTD.
Ticker: 600909 Security ID: Y372AR105
Meeting Date: APR 02, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Downward Adjustment of the For Against Management
Conversion Price of Convertible
Corporate Bonds
--------------------------------------------------------------------------------
HUAAN SECURITIES CO., LTD.
Ticker: 600909 Security ID: Y372AR105
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4.1 Approve Daily Related Party For For Management
Transactions with Anhui State-owned
Capital Operation Holding Group Co.,
Ltd.
4.2 Approve Daily Related Party For For Management
Transactions with Anhui Publishing
Group Co., Ltd.
4.3 Approve Daily Related Party For For Management
Transactions with Orient International
Venture Co., Ltd.
4.4 Approve Daily Related Party For For Management
Transactions with Anhui Wanneng Co.,
Ltd.
4.5 Approve Daily Related Party For For Management
Transactions with Other Related Parties
5 Approve Estimated Scale of the For For Management
Company's Self-Operated Business in
2021
6 Approve to Appoint Auditor For For Management
7 Approve Profit Distribution For For Management
8.1 Approve Type For For Management
8.2 Approve Issue Size For For Management
8.3 Approve Issuer and Issue Manner For For Management
8.4 Approve Maturity of Debt Financing For For Management
Instruments
8.5 Approve Interest Rate For For Management
8.6 Approve Guarantees and Other For For Management
Arrangements
8.7 Approve Use of Proceeds For For Management
8.8 Approve Issue Price For For Management
8.9 Approve Target Subscribers For For Management
8.10 Approve Listing of Debt Financing For For Management
Instruments
8.11 Approve Debt Servicing Safeguards for For For Management
Debit Financial Instruments
8.12 Approve Resolution Validity Period For For Management
8.13 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
HUAAN SECURITIES COMPANY LIMITED
Ticker: 600909 Security ID: CNE100002GR2
Meeting Date: JUL 03, 2020 Meeting Type: Special
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 ELIGIBILITY FOR RIGHTS ISSUE For For Management
2 Stock Type and Par Value For For Management
11 The Valid Period of the Resolution on For For Management
the Rights Issue
12 Listing Place For For Management
3 Issuing Method For For Management
4 Base, Ratio and Volume of the Rights For For Management
Issue
5 Pricing Principles and Price of the For For Management
Rights Issue
6 Issuing Targets For For Management
7 Distribution Plan for Accumulated For For Management
Retained Profits Before the Rights
Issue
8 Issuing Date For For Management
9 Underwriting Method For For Management
10 Purpose of the Raised Funds For For Management
13 PREPLAN FOR 2020 RIGHTS ISSUE VIA For For Management
PUBLIC OFFERING
14 Feasibility Analysis Report on the Use For For Management
of Funds to Be Raised from the 2020
Rights Issue Via Public Offering
15 FULL AUTHORIZATION TO THE BOARD TO For For Management
HANDLE MATTERS REGARDING THE RIGHTS
ISSUE
16 Risk Warning on Diluted Immediate For For Management
Return After the 2020 Rights Issue and
Filling Measures and Relevant
Commitments
17 REPORT ON THE USE OF PREVIOUSLY RAISED For For Management
FUNDS
18 Elect LI Jie For For Management
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HUADIAN POWER INTERNATIONAL CORPORATION LIMITED
Ticker: 1071 Security ID: Y3738Y119
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Purchase of Fuel and the For For Management
Annual Cap
1.2 Approve Provision of Engineering For For Management
Equipments, Systems, Products,
Engineering and Construction
Contracting, Environmental Protection
System Renovation Project,
Miscellaneous and Relevant Services
and the Annual Cap
1.3 Approve Sales of Fuel and Provision of For For Management
Relevant Services and the Annual Cap
2 Approve Proposed Loan Framework For For Management
Agreement and Related Transactions
3 Elect Ding Huande as Director and For For Management
Authorize Board to Fix His Remuneration
4 Amend Articles of Association For For Shareholder
--------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL CORPORATION LIMITED
Ticker: 1071 Security ID: Y3738Y119
Meeting Date: JAN 27, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Zhiqiang as Director For For Management
1.2 Elect Li Pengyun as Director For For Management
--------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL CORPORATION LIMITED
Ticker: 1071 Security ID: Y3738Y119
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Commercial Factoring Services For For Management
Framework Agreement, Continuing
Connected Transactions, Relevant
Proposed Cap and Related Transactions
2 Approve Ningxia Lingwu Agreement, For For Management
Ningxia Heating Agreement and Related
Transactions
--------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL CORPORATION LIMITED
Ticker: 1071 Security ID: Y3738Y119
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Assets by For For Management
Issuance of Ordinary Shares and
Convertible Bonds
2.1 Approve Target of the Transactions For For Management
2.2 Approve Pricing Method of the Target For For Management
of the Transactions
2.3 Approve Payment of the Consideration For For Management
for the Target Assets of the
Transactions
2.4 Approve Profit or Loss during the For For Management
Transition Period and Arrangement for
Accumulated Undistributed Profit
2.5 Approve Type, Nominal Value and For For Management
Listing Place of the Ordinary Shares
to be Issued
2.6 Approve Target Subscriber of the For For Management
Issuance of Ordinary Shares
2.7 Approve Pricing Benchmark Date and For For Management
Issue Price
2.8 Approve Number of Shares to be Issued For For Management
2.9 Approve Lock-up Period Arrangement of For For Management
Ordinary Shares
2.10 Approve Subject and Type of For For Management
Convertible Bonds to be Issued
2.11 Approve Target Subscriber of the For For Management
Issuance of Convertible Bonds
2.12 Approve Par Value For For Management
2.13 Approve Number of Convertible Bonds to For For Management
be Issued
2.14 Approve Term of Convertible Bonds For For Management
2.15 Approve Conversion Period For For Management
2.16 Approve Lock-up Period Arrangement of For For Management
Convertible Bonds
2.17 Approve Number of Conversion Shares For For Management
2.18 Approve Conversion Price and For For Management
Adjustment Mechanism
2.19 Approve Interest Rate of the For For Management
Convertible Bonds and Calculation of
Interest
2.20 Approve Redemption upon Maturity of For For Management
the Convertible Bonds
2.21 Approve Mandatory Conversion For For Management
2.22 Approve Source of Conversion Shares For For Management
3 Approve Equity Acquisition Agreements For For Management
between the Company and the Transferors
4 Approve Equity Acquisition For For Management
Supplemental Agreements between the
Company and the Transferors
5 Approve Acquisition of Assets by For For Management
Issuance of Ordinary Shares and
Convertible Bonds Does Not Constitute
Related-Party Transactions
6 Approve Statement of Completeness and For For Management
Compliance of Statutory Procedures
Performed and the Validity of the
Submission of Legal Documents
Regarding the Acquisition of Assets by
Issuance of Ordinary Shares and
Convertible Bonds
7 Approve Compliance of the Acquisition For For Management
of Assets by Issuance of Ordinary
Shares and Convertible Bonds with
Article 4 of the "Regulations on
Certain Issues Concerning the
Regulation of Major Asset
Restructuring of Listed Companies"
8 Approve Compliance of the Acquisition For For Management
of Assets by Issuance of Ordinary
Shares and Convertible Bonds with
Article 11 of the "Administrative
Measures for the Major Asset
Restructuring of Listed Companies"
9 Approve Compliance of the Acquisition For For Management
of Assets by Issuance of Ordinary
Shares and Convertible Bonds with
Article 43 of the "Administrative
Measures for the Major Asset
Restructuring of Listed Companies"
10 Approve Acquisition of Assets by For For Management
Issuance of Ordinary Shares and
Convertible Bonds Does Not Constitute
A Major Asset Restructuring and
Restructuring for Listing
11 Approve Share Price Fluctuation Not For For Management
Reaching the Relevant Benchmark under
Article 5 of the "Notice on the
Regulation of Information Disclosure
by Listed Companies and Acts of
Relevant Parties"
12 Approve "Report on the Acquisition of For For Management
Assets by Issuance of Ordinary Shares
and Convertible Bonds (Draft)" and Its
Summary
13 Approve Independence of the Valuer, For For Management
Reasonableness of Valuation
Assumptions, Relevance Between
Valuation Methods And Valuation
Purpose, and Fairness of Pricing of
the Valuation
14 Approve Relevant Audit Reports, Pro For For Management
Forma Review Report and Assets
Valuation Reports Regarding the
Acquisition of Assets by Issuance of
Ordinary Shares and Convertible Bonds
15 Approve Remedial Measures and Relevant For For Management
Undertakings in Respect of Dilution on
Returns for the Current Period
Regarding the Acquisition of Assets by
Issuance of Ordinary Shares and
Convertible Bonds
16 Authorize Board to Deal with Matters For For Management
Relating to the Acquisition of Assets
by Issuance of Ordinary Shares and
Convertible Bonds
17 Approve Rules for the Holders' For For Management
Meetings of A Share Convertible
Corporate Bonds through Non-Public
Issuance
18 Approve Shareholders' Return Plan For For Management
--------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL CORPORATION LIMITED
Ticker: 1071 Security ID: Y3738Y119
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2 Approve Issuance of Financial For Against Management
Financing Instruments
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Supervisory For For Management
Committee
5 Approve Audited Financial Reports For For Management
6 Approve Profit Distribution Proposal For For Management
7.1 Approve Baker Tilly International For For Management
Certified Public Accountants (Special
General Partnership) and Baker Tilly
Hong Kong Limited as Domestic Auditor
and Overseas Auditor, Respectively,
and Authorize Board to Fix Their
Remuneration
7.2 Approve Baker Tilly International For For Management
Certified Public Accountants (Special
General Partnership) as Internal
Control Auditor and Authorize Board to
Fix Their Remuneration
8 Approve Performance Report of the For For Management
Independent Directors
9 Approve Equity Acquisition Agreements For Against Shareholder
and Related Transactions
10 Approve Capital Increase Agreement, For Against Shareholder
Assets and Equity Disposal Agreements,
and Related Transactions
11.1 Elect Li Menggang as Director For For Management
11.2 Elect Wang Yuesheng as Director For For Management
--------------------------------------------------------------------------------
HUADONG MEDICINE CO., LTD.
Ticker: 000963 Security ID: Y3740R102
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6.1 Approve Daily Related Party For For Management
Transactions with China Grand
Enterprises, Inc.
6.2 Approve Daily Related Party For For Management
Transactions with Huadong Medicine
Group
6.3 Approve Daily Related Party For For Management
Transactions with Other Related-parties
7 Approve Financial Auditor and Internal For For Management
Control Auditor
8 Approve Provision of Guarantees For For Management
9 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
10 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
11 Amend Related-party Transaction For Against Management
Management System
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HUAFON CHEMICAL CO., LTD.
Ticker: 002064 Security ID: Y988A4109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Appointment of Auditor For For Management
6 Approve Related Party Transaction For For Management
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
8 Approve Provision of Guarantee For For Management
9 Approve Profit Distribution For For Management
10 Approve Bill Pool Business For Against Management
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
14 Amend Working System for Independent For Against Management
Directors
15 Amend System for Providing External For Against Management
Guarantees
16 Amend Related Party Transaction For Against Management
Decision-making System
17 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
18 Approve Investment in Construction of For For Management
Chemical Spandex Project
19 Approve Company's Eligibility for For For Management
Private Placement of Shares
20.1 Approve Share Type and Par Value For For Management
20.2 Approve Issue Manner For For Management
20.3 Approve Target Subscribers and For For Management
Subscription Method
20.4 Approve Pricing Basis and Issue Price For For Management
20.5 Approve Issue Size For For Management
20.6 Approve Lock-up Period For For Management
20.7 Approve Use of Proceeds For For Management
20.8 Approve Distribution Arrangement of For For Management
Cumulative Earnings
20.9 Approve Listing Exchange For For Management
20.10 Approve Resolution Validity Period For For Management
21 Approve Plan on Private Placement of For For Management
Shares
22 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
23 Approve Report on the Usage of For For Management
Previously Raised Funds
24 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
25 Approve Shareholder Return Plan For For Management
26 Approve Authorization of Board to For For Management
Handle All Related Matters
27.1 Elect You Feiyu as Director For For Shareholder
27.2 Elect Yang Congdeng as Director For For Shareholder
27.3 Elect You Feihuang as Director For For Shareholder
27.4 Elect Ye Qiwei as Director For For Shareholder
27.5 Elect Zhu Xuanxiang as Director For For Shareholder
27.6 Elect Li Yilun as Director For For Shareholder
28.1 Elect Gao Weidong as Director For For Shareholder
28.2 Elect Zhao Min as Director For For Shareholder
28.3 Elect Song Haitao as Director For For Shareholder
29.1 Elect Wang Li as Supervisor For For Management
29.2 Elect Lin Kai as Supervisor For For Management
29.3 Elect Chu Yuxi as Supervisor For For Management
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HUAGONG TECH CO., LTD.
Ticker: 000988 Security ID: Y3740C105
Meeting Date: SEP 10, 2020 Meeting Type: Special
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Implementation of For For Management
Raised Funds Project
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HUAGONG TECH CO., LTD.
Ticker: 000988 Security ID: Y3740C105
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Super Short-term For For Management
Commercial Papers
2 Approve Issuance of Medium-term Notes For For Management
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HUAGONG TECH CO., LTD.
Ticker: 000988 Security ID: Y3740C105
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ma Xinqiang as Director For For Shareholder
1.2 Elect Ai Jiao as Director For For Shareholder
1.3 Elect Zhu Songqing as Director For For Shareholder
1.4 Elect Liu Hanshu as Director For For Shareholder
1.5 Elect Tang Jun as Director For For Shareholder
1.6 Elect Xiong Wen as Director For For Shareholder
2.1 Elect Le Rui as Director For For Management
2.2 Elect Du Guoliang as Director For For Management
2.3 Elect Hu Lijun as Director For For Management
3.1 Elect Ding Xiaojuan as Supervisor For For Shareholder
3.2 Elect Zhang Jiguang as Supervisor For For Shareholder
3.3 Elect Lu Ping as Supervisor For For Shareholder
4 Approve Guarantee Provision Plan For For Management
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HUAGONG TECH CO., LTD.
Ticker: 000988 Security ID: Y3740C105
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For Against Management
6 Approve Daily Related Party Transaction For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Remuneration Plan of Directors For For Management
9 Approve Remuneration Plan of For For Management
Supervisors
10 Approve Change of Registered Address For For Management
11 Approve Cancellation Application of For For Management
Voluntary Increase in Company Share
Commitment
12 Approve Profit Distribution For For Management
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HUAGONG TECH CO., LTD.
Ticker: 000988 Security ID: Y3740C105
Meeting Date: MAY 27, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Partnership For For Management
Supplementary Agreement by All
Partners of Controlling Shareholder
2 Approve Formulation of Special Reward For For Management
Measures for the Company's Core Team
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HUALAN BIOLOGICAL ENGINEERING, INC.
Ticker: Security ID: CNE000001JN8
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Spin-off Listing of a Subsidiary For For Management
is in Compliance with Relevant Laws
and Regulations
10 Transfer of 7 Shared Patents and 6 For For Management
Rights of Application for Patents to
Controlled Subsidiaries for Free
2 THE SPIN-OFF IPO AND LISTING OF THE For For Management
SUBSIDIARY ON THE CHINEXT BOARD
3 Preplan for the Spin-off Listing of For For Management
the Subsidiary on the ChiNext Board
(revised)
4 The Spin-off Listing of the Subsidiary For For Management
on the ChiNext Board is in Compliance
with the Several Issues Concerning the
Regulation of Domestic Spin-off
Listing of Subordinate Companies of
Listed Companies
5 The Spin-off Listing of the Subsidiary For For Management
is for the Rights and Interest of
Shareholders and Creditors
6 Statement on Maintaining Independence For For Management
and Sustainable Profitability of the
Company
7 THE SUBSIDIARY IS CAPABLE OF For For Management
CONDUCTING LAW-BASED OPERATION
8 Authorization to the Board and Its For For Management
Authorized Persons to Handle Matters
Regarding the Spin-off Listing of the
Subsidiary
9 Statement on the Compliance and For For Management
Completeness of the Legal Procedure of
the Spin-off Listing of the Subsidiary
and the Validity of the Legal
Documents Submitted
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HUALAN BIOLOGICAL ENGINEERING, INC.
Ticker: 002007 Security ID: Y3737H125
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Investment in Financial For Against Management
Products
7 Approve to Appoint Auditor For For Management
8 Approve Formulation of Shareholder For For Management
Return Plan
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HUANENG POWER INTERNATIONAL, INC.
Ticker: 902 Security ID: Y3744A105
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Management
Transactions for 2021 Between the
Company and Huaneng Group
2 Approve Capital Increase of Shengdong For For Management
Offshore Wind Power
3 Approve Capital Increase and Share For For Management
Expansion of Huaneng Yantai Renewable
Energy
4 Approve Provision of Guarantee by For For Management
Shandong Company to Its Subsidiary
5 Elect Li Haifeng as Director For For Shareholder
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HUANENG POWER INTERNATIONAL, INC.
Ticker: 902 Security ID: Y3744A113
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Management
Transactions for 2021 Between the
Company and Huaneng Group
2 Approve Capital Increase of Shengdong For For Management
Offshore Wind Power
3 Approve Capital Increase and Share For For Management
Expansion of Huaneng Yantai Renewable
Energy
4 Approve Provision of Guarantee by For For Management
Shandong Company to Its Subsidiary
5 Elect Li Haifeng as Director For For Shareholder
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HUANENG POWER INTERNATIONAL, INC.
Ticker: 902 Security ID: Y3744A105
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of Board of For For Management
Directors
2 Approve Work Report of Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Appointment of Auditors For For Management
6.01 Approve Issuance of Short-term For For Management
Debentures
6.02 Approve Issuance of Super Short-term For For Management
Debentures
6.03 Approve Issuance of Debt Financing For For Management
Instruments
7 Approve Grant of General Mandate to For For Management
Issue Domestic and/or Overseas Debt
Financing Instruments
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and/or Overseas Listed Foreign Shares
9 Elect Xia Aidong as Supervisor For For Shareholder
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HUANENG POWER INTERNATIONAL, INC.
Ticker: 902 Security ID: Y3744A113
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of Board of For For Management
Directors
2 Approve Work Report of Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Appointment of Auditors For For Management
6.01 Approve Issuance of Short-term For For Management
Debentures
6.02 Approve Issuance of Super Short-term For For Management
Debentures
6.03 Approve Issuance of Debt Financing For For Management
Instruments
7 Approve Grant of General Mandate to For For Management
Issue Domestic and/or Overseas Debt
Financing Instruments
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and/or Overseas Listed Foreign Shares
9 Elect Xia Aidong as Supervisor For For Shareholder
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HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426114
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ke Xiang as Director For For Shareholder
2 Approve General Mandate for the For For Management
Domestic and Foreign Debt Financing
Instruments
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Approve Restricted Share Incentive For For Management
Scheme of A Shares (Draft) and Its
Summary
5 Approve Administrative Measures for For For Management
the Restricted Share Incentive Scheme
of A Shares
6 Approve Administrative Measures for For For Management
the Implementation and Appraisal of
the Restricted Share Incentive Scheme
of A Shares
7 Authorize Board to Handle All Matters For For Management
in Relation to the Restricted Share
Incentive Scheme of A Shares
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HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426106
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ke Xiang as Director For For Shareholder
2 Approve General Mandate for the For For Management
Domestic and Foreign Debt Financing
Instruments
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Approve Restricted Share Incentive For For Management
Scheme of A Shares (Draft) and Its
Summary
5 Approve Administrative Measures for For For Management
the Restricted Share Incentive Scheme
of A Shares
6 Approve Administrative Measures for For For Management
the Implementation and Appraisal of
the Restricted Share Incentive Scheme
of A Shares
7 Authorize Board to Handle All Matters For For Management
in Relation to the Restricted Share
Incentive Scheme of A Shares
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HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426114
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Final Financial Report For For Management
4 Approve Annual Report For For Management
5 Approve Profit Distribution Plan For For Management
6.1 Approve Ordinary Related-Party For For Management
Transactions with Jiangsu Guoxin
Investment Group Limited and Its
Related Companies
6.2 Approve Ordinary Related-Party For For Management
Transactions with Jiangsu
Communications Holding Co., Ltd. and
Its Related Companies
6.3 Approve Ordinary Related-Party For For Management
Transactions with Govtor Capital Group
Co., Ltd. and Its Related Companies
6.4 Approve Ordinary Related-Party For For Management
Transactions with Other Related Parties
7 Approve Estimated Investment Amount For For Management
for Proprietary Business
8 Approve KPMG Huazhen LLP as Auditor For For Management
for Annual Accounting Statements and
as Internal Control Auditor and Fix
Their Remuneration
9 Elect Au King-chi as Director For For Management
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HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426106
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Final Financial Report For For Management
4 Approve Annual Report For For Management
5 Approve Profit Distribution Plan For For Management
6.1 Approve Ordinary Related-Party For For Management
Transactions with Jiangsu Guoxin
Investment Group Limited and Its
Related Companies
6.2 Approve Ordinary Related-Party For For Management
Transactions with Jiangsu
Communications Holding Co., Ltd. and
Its Related Companies
6.3 Approve Ordinary Related-Party For For Management
Transactions with Govtor Capital Group
Co., Ltd. and Its Related Companies
6.4 Approve Ordinary Related-Party For For Management
Transactions with Other Related Parties
7 Approve Estimated Investment Amount For For Management
for Proprietary Business
8 Approve KPMG Huazhen LLP as Auditor For For Management
for Annual Accounting Statements and
as Internal Control Auditor and Fix
Their Remuneration
9 Elect Au King-chi as Director For For Management
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HUAXI SECURITIES CO., LTD.
Ticker: 002926 Security ID: Y374D7102
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lu Jianxiong as Non-independent For For Management
Director
1.2 Elect Yang Jiongyang as For For Management
Non-independent Director
1.3 Elect Xiang Lijun as Non-independent For Against Management
Director
1.4 Elect Peng Zhengrong as For For Management
Non-independent Director
2.1 Elect Zhang Qiaoyun as Independent For For Management
Director
2.2 Elect Cai Chun as Independent Director For For Management
2.3 Elect Zeng Zhiyuan as Independent For For Management
Director
2.4 Elect Li Ping as Independent Director For Against Management
2.5 Elect Qian Kuo as Independent Director For For Management
3.1 Elect Pang Xiaolong as Supervisor For For Management
3.2 Elect Zhao Mingchuan as Supervisor For For Management
4 Amend Articles of Association For For Management
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HUAXI SECURITIES CO., LTD.
Ticker: 002926 Security ID: Y374D7102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Performance, Performance For For Management
Appraisal and Remuneration of Directors
8 Approve Performance, Performance For For Management
Appraisal and Remuneration of
Supervisors
9 Approve Related Party Transactions For For Management
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HUAXIN CEMENT CO., LTD.
Ticker: 900933 Security ID: Y37469106
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Core For For Management
Employee Share Purchase Plan
2 Approve Authorization of the Board to For For Management
Handle All Matters Related to Core
Employee Share Purchase Plan
3.1 Elect Karen Tan as Non-Independent For For Management
Director
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HUAXIN CEMENT CO., LTD.
Ticker: 900933 Security ID: Y37469106
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Construction of Huangshi For For Management
Huaxin Green Building Materials
Industrial Park Project
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HUAXIN CEMENT CO., LTD.
Ticker: 900933 Security ID: Y37469106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For For Management
Financial Budget Report
4 Approve Profit Distribution For For Management
5 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
6 Approve Amendments to Articles of For For Management
Association
7.1 Elect Xu Yongmo as Director For For Management
7.2 Elect Li Yeqing as Director For For Management
7.3 Elect Liu Fengshan as Director For Against Management
7.4 Elect Geraldine Picaud as Director For For Management
7.5 Elect Luo Zhiguang as Director For For Management
7.6 Elect Chen Tinghui as Director For For Management
8.1 Elect Huang Guanqiu as Director For For Management
8.2 Elect Zhang Jiping as Director For For Management
8.3 Elect Jiang Hong as Director For For Management
9.1 Elect Peng Qingyu as Supervisor For For Management
9.2 Elect Zhang Lin as Supervisor For For Management
9.3 Elect Yang Xiaobing as Supervisor For For Management
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HUAXIN CEMENT CO., LTD.
Ticker: 900933 Security ID: Y37469106
Meeting Date: MAY 27, 2021 Meeting Type: Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Corporate Bond Issuance For For Management
2 Approve Provision of Guarantee For Against Management
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HUAYU AUTOMOTIVE SYSTEMS CO., LTD.
Ticker: 600741 Security ID: Y3750U102
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve Appointment of Financial For For Management
Auditor
9 Approve Appointment of Internal For For Management
Control Auditor
10 Approve Shareholder Return Plan For For Management
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
14 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
15.1 Elect Chen Hong as Director For For Shareholder
15.2 Elect Wang Xiaoqiu as Director For For Shareholder
15.3 Elect Zhang Haitao as Director For For Shareholder
15.4 Elect Zhang Weijiong as Director For For Shareholder
15.5 Elect Yin Yande as Director For For Shareholder
16.1 Elect Yu Zhuoping as Director For For Shareholder
16.2 Elect Rui Mingjie as Director For For Shareholder
16.3 Elect Lyu Qiuping as Director For For Shareholder
17.1 Elect Zhou Langhui as Supervisor For For Shareholder
17.2 Elect Zhuang Jingxiong as Supervisor For For Shareholder
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HUAZHU GROUP LIMITED
Ticker: 1179 Security ID: 44332N106
Meeting Date: DEC 23, 2020 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
2 Amend Articles of Association For For Management
3 Elect Lei Cao and Theng Fong Hee as For For Management
Directors
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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HUAZHU GROUP LIMITED
Ticker: 1179 Security ID: 44332N106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
2 Approve Share Sub-Division For For Management
3 Amend Articles of Association For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD.
Ticker: 000627 Security ID: Y3746X103
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Address For For Management
2 Approve Amendments to Articles of For For Management
Association
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HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD.
Ticker: 000627 Security ID: Y3746X103
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
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HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD.
Ticker: 000627 Security ID: Y3746X103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Payment of Audit Fees of For For Management
Financial Auditor and Internal Control
Auditor
7 Approve Financial Auditor and Internal For For Management
Control Auditor
8 Approve Daily Related Party For Against Management
Transactions
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HUBEI ENERGY GROUP CO., LTD.
Ticker: 000883 Security ID: Y3747A102
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhu Chengjun as Non-independent For For Shareholder
Director
1.2 Elect Wang Zhicheng as Non-independent For For Shareholder
Director
2 Approve Amendments to Articles of For For Management
Association
3 Approve to Adjust the Allowance of For For Management
Independent Directors
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HUBEI JUMPCAN PHARMACEUTICAL CO., LTD.
Ticker: 600566 Security ID: Y3120L105
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
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HUBEI JUMPCAN PHARMACEUTICAL CO., LTD.
Ticker: 600566 Security ID: Y3120L105
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Report of the Independent For For Management
Directors
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Remuneration of Directors and For Against Management
Supervisors
8 Approve to Appoint Auditor For For Management
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HUIZHOU DESAY SV AUTOMOTIVE CO., LTD.
Ticker: 002920 Security ID: Y374EM108
Meeting Date: JUN 07, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect TAN CHOON LIM as Director For For Shareholder
1.2 Elect Jiang Jie as Director For For Shareholder
1.3 Elect Li Bingbing as Director For For Shareholder
1.4 Elect Wu Lichong as Director For For Shareholder
1.5 Elect Yang Zhichao as Director For For Shareholder
1.6 Elect Gao Dapeng as Director For For Shareholder
2.1 Elect Xiong Mingliang as Director For For Shareholder
2.2 Elect Luo Zhongliang as Director For For Shareholder
2.3 Elect Xu Huanru as Director For For Shareholder
3.1 Elect Luo Shihong as Supervisor For For Shareholder
3.2 Elect Xia Zhiwu as Supervisor For For Shareholder
4 Approve Remuneration of Directors and For For Management
Supervisors
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
7 Amend Working System for Independent For Against Management
Directors
8 Amend Management System for Providing For Against Management
External Guarantees
9 Amend Management System for Providing For Against Management
External Investments
10 Amend System to Prevent Controlling For Against Management
Shareholders and Related Parties from
Occupying Company Funds
11 Amend the Implementation Rules for For Against Management
Online Voting of the Shareholders
General Meeting
12 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
13 Amend Related-party Transaction For Against Management
Management System
14 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
15 Amend Management System of Raised Funds For Against Management
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HUMANWELL HEALTHCARE (GROUP) CO., LTD.
Ticker: 600079 Security ID: Y9716L102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
8 Approve Shareholder Return Plan For For Management
9 Approve Remuneration of Directors, For For Management
Senior Management Members
10 Approve Allowance of Supervisors For For Management
11 Elect Zhou Rui as Independent Director For For Management
12 Approve Provision of Guarantee for For For Management
Subsidiary
13 Approve Provision of Related Guarantee For For Management
for Subsidiary
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HUNAN VALIN STEEL CO., LTD.
Ticker: 000932 Security ID: Y3767Q102
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Financial Auditor For For Management
2 Approve to Appoint Internal Control For For Management
Auditor
3 Approve Additional Related Party For For Management
Transactions
--------------------------------------------------------------------------------
HUNAN VALIN STEEL CO., LTD.
Ticker: 000932 Security ID: Y3767Q102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related-Party For Against Management
Transactions with Hunan Valin Iron and
Steel Group Co., Ltd.
7 Approve Fixed Assets Investment Plan For For Management
--------------------------------------------------------------------------------
HUNDSUN TECHNOLOGIES, INC.
Ticker: 600570 Security ID: Y3041V109
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For Against Management
(Draft) and Summary
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
HUNDSUN TECHNOLOGIES, INC.
Ticker: 600570 Security ID: Y3041V109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Internal Control For For Management
Self-Evaluation Report
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor and Its For For Management
Remuneration
8 Approve Related Party Transaction on For For Management
Joint Subscription of Nanjing Xingding
Equity Investment Partnership (Limited
Partnership)
--------------------------------------------------------------------------------
HUTCHISON CHINA MEDITECH LTD.
Ticker: HCM Security ID: 44842L103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2A Re-elect Simon To as Director For Against Management
2B Re-elect Christian Hogg as Director For Against Management
2C Re-elect Johnny Cheng as Director For Against Management
2D Re-elect Dr Weiguo Su as Director For Against Management
2E Re-elect Dr Dan Eldar as Director For Against Management
2F Re-elect Edith Shih as Director For Against Management
2G Re-elect Paul Carter as Director For Against Management
2H Re-elect Dr Karen Ferrante as Director For Against Management
2I Re-elect Graeme Jack as Director For Against Management
2J Re-elect Tony Mok as Director For Against Management
3 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorise Their
Remuneration
4A Authorise Issue of Equity For For Management
4B Authorise Issue of Equity without For For Management
Pre-emptive Rights
4C Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Equity Raise
4D Authorise Market Purchase of Ordinary For Against Management
Shares
5 Approve Change of English Name and For For Management
Adopt Chinese Name as Dual Foreign
Name of the Company and Related
Transactions
--------------------------------------------------------------------------------
HUYA, INC.
Ticker: HUYA Security ID: 44852D108
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Tsang Wah Kwong For For Management
--------------------------------------------------------------------------------
HYPERA SA
Ticker: HYPE3 Security ID: P5230A101
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb Amazon For For Management
Distribuidora de Medicamentos e
Produtos Cosmeticos Ltda. (Amazon)
2 Ratify RSM Brasil Auditores For For Management
Independentes S/S as the Independent
Firm to Appraise Proposed Transaction
3 Approve Independent Firm's Appraisal For For Management
4 Approve Absorption of Amazon For For Management
Distribuidora de Medicamentos e
Produtos Cosmeticos Ltda. (Amazon)
--------------------------------------------------------------------------------
HYPERA SA
Ticker: HYPE3 Security ID: P5230A101
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Amend Article 23 For For Management
3 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
HYPERA SA
Ticker: HYPE3 Security ID: P5230A101
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4 Fix Number of Directors at Nine For For Management
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees of the
Proposed Slate?
8 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
9 Approve Remuneration of Company's For For Management
Management and Fiscal Council
10 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
HYUNDAI ENGINEERING & CONSTRUCTION CO., LTD.
Ticker: 000720 Security ID: Y38382100
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Yoon Young-jun as Inside Director For For Management
3.2 Elect Lee Won-woo as Inside Director For For Management
3.3 Elect Kim Gwang-pyeong as Inside For For Management
Director
4 Elect Cho Hye-gyeong as Outside For For Management
Director to Serve as a Member of Audit
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI GLOVIS CO., LTD.
Ticker: 086280 Security ID: Y27294100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Business Objectives)
2.2 Amend Articles of Incorporation For For Management
(Fiscal year end)
2.3 Amend Articles of Incorporation For For Management
(Alternation of Entry)
2.4 Amend Articles of Incorporation For For Management
(Shareholder's List)
2.5 Amend Articles of Incorporation For For Management
(Record Date)
2.6 Amend Articles of Incorporation For For Management
(Electronic Registration of
Certificate)
2.7 Amend Articles of Incorporation For For Management
(Number of Directors)
2.8 Amend Articles of Incorporation (Audit For For Management
Committee)
2.9 Amend Articles of Incorporation For For Management
(Miscellaneous)
3.1 Elect Kim Jeong-hun as Inside Director For For Management
3.2 Elect Kim Young-seon as Inside Director For For Management
3.3 Elect Jeong Jin-woo as Inside Director For For Management
3.4 Elect Yoon Yoon-jin as Outside Director For For Management
3.5 Elect Lee Ho-geun as Outside Director For For Management
3.6 Elect Cho Myeong-hyeon as Outside For For Management
Director
4 Elect Gil Jae-wook as Outside Director For For Management
to Serve as an Audit Committee Member
5.1 Elect Yoon Yoon-jin as a Member of For For Management
Audit Committee
5.2 Elect Lee Ho-geun as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI HEAVY INDUSTRIES HOLDINGS CO., LTD.
Ticker: 267250 Security ID: Y3R3C9109
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Kwon Oh-gap as Inside Director For Against Management
4 Elect Hwang Yoon-seong as Outside For Against Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI MARINE & FIRE INSURANCE CO., LTD.
Ticker: 001450 Security ID: Y3842K104
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Yoo Jae-gwon as Outside Director For For Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI MOBIS CO., LTD.
Ticker: 012330 Security ID: Y3849A109
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Appropriation of Income For For Management
3.1 Elect Kim Dae Soo as Outside Director For For Management
3.2 Elect Cho Sung Hwan as Inside Director For For Management
3.3 Elect Bae Hyungkeun as Inside Director For Against Management
3.4 Elect Ko Young-seok as Inside Director For For Management
4 Elect Kim Dae Soo as a Member of Audit For For Management
Committee
5 Elect Kang Jin-ah as Outside Director For For Management
to Serve as an Audit Committee Member
6.1 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6.2 Approve Terms of Retirement Pay For For Management
7 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
HYUNDAI MOTOR CO., LTD.
Ticker: 005380 Security ID: Y38472109
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Change in Committee Name)
2.2 Amend Articles of Incorporation For For Management
(Establishment of Safety and Health
Plans)
2.3 Amend Articles of Incorporation For For Management
(Bylaws)
3.1 Elect Sim Dal-hun as Outside Director For For Management
3.2.1 Elect Ha Eon-tae as Inside Director For For Management
3.2.2 Elect Jang Jae-hun as Inside Director For For Management
3.2.3 Elect Seo Gang-hyeon as Inside Director For For Management
4 Elect Lee Ji-yoon as Outside Director For For Management
to Serve as an Audit Committee Member
5 Elect Sim Dal-hun as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI STEEL CO.
Ticker: 004020 Security ID: Y38383108
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Kim Won-jin as Inside Director For For Management
3.2 Elect Kim Sang-yong as Outside Director For For Management
3.3 Elect Yoo Jeong-han as Outside Director For For Management
4 Elect Yoo Jeong-han as a Member of For For Management
Audit Committee
5 Elect Jang Geum-ju as Outside Director For For Management
to Serve as an Audit Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
ICICI BANK LTD.
Ticker: Security ID: INE090A01021
Meeting Date: AUG 09, 2020 Meeting Type: Other
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Authority to Issue Shares and Equity For For Management
Linked Securities Securities w/o
Preemptive Rights
--------------------------------------------------------------------------------
ICICI BANK LTD.
Ticker: Security ID: INE090A01021
Meeting Date: AUG 14, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect Vishakha Mulye For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 APPOINTMENT OF BRANCH AUDITORS For For Management
5 Appoint Vishakha Mulye (Whole-Time For For Management
Director); Approval of Remuneration
6 Elect Girish Chandra Chaturvedi For For Management
7 Appointment of Girish Chandra For For Management
Chaturvedi as Non-Executive
(Part-time) Chairman; Approval or
Remuneration
8 Change of Location of Registered Office For For Management
--------------------------------------------------------------------------------
ICICI LOMBARD GENERAL INSURANCE CO. LTD.
Ticker: 540716 Security ID: INE765G01017
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Alok Kumar Agarwal For For Management
4 Elect Murali Sivaraman For For Management
5 Revision of Remuneration for Bhargav For For Management
Dasgupta (Managing Director & CEO)
6 Revision of Remuneration for Alok For For Management
Kumar Agarwal (Executive Director -
Wholesale)
7 Revision of Remuneration for Sanjeev For For Management
Mantri (Executive Director - Retail)
--------------------------------------------------------------------------------
ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED
Ticker: 540716 Security ID: Y3R55N101
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reappointment and Remuneration For For Management
of Alok Kumar Agarwal as Whole-time
Director Designated as Executive
Director-Wholesale
--------------------------------------------------------------------------------
ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED
Ticker: 540716 Security ID: Y3R55N101
Meeting Date: FEB 23, 2021 Meeting Type: Court
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED
Ticker: 540716 Security ID: Y3R55N101
Meeting Date: APR 09, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Uday Chitale as Director For For Management
2 Reelect Suresh Kumar as Director For For Management
3 Reelect Ved Prakash Chaturvedi as For For Management
Director
--------------------------------------------------------------------------------
ICICI PRUDENTIAL LIFE INSURANCE CO. LTD.
Ticker: Security ID: INE726G01019
Meeting Date: AUG 07, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect Sandeep Batra For For Management
3 Authority to Set Auditor's Fees For For Management
4 Approval of Revised Remuneration for N. For For Management
Srinivasa Kannan (Managing Director &
CEO)
5 Approval of Revised Remuneration for For For Management
Puneet Nanda (Deputy Managing Director)
6 Elect M. S. Ramachandran For For Management
7 Continuation of Office for M. S. For For Management
Ramachandran
--------------------------------------------------------------------------------
ICICI PRUDENTIAL LIFE INSURANCE COMPANY LIMITED
Ticker: 540133 Security ID: Y3R595106
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Other Remuneration Benefits of For For Management
M. S. Ramachandran as Non-Executive
Independent Director, Chairman
--------------------------------------------------------------------------------
ICICI PRUDENTIAL LIFE INSURANCE COMPANY LIMITED
Ticker: 540133 Security ID: Y3R595106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Standalone Financial Statements For For Management
and Statutory Reports
1b Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Dividend For For Management
3 Reelect Anup Bagchi as Director For For Management
4 Approve Walker Chandiok Co. LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Elect Wilfred John Blackburn as For For Management
Director
6 Reelect Dilip Karnik as Director For For Management
7 Approve Dilip Karnik to Continue For For Management
Office as Independent Director
8 Approve Payment of Remuneration to N. For For Management
S. Kannan as Managing Director & Chief
Executive Officer (MD & CEO)
9 Amend ICICI Prudential Life Insurance For Against Management
Company Limited - Employees Stock
Option Scheme (2005)
--------------------------------------------------------------------------------
IFLYTEK CO., LTD.
Ticker: 002230 Security ID: Y013A6101
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
IFLYTEK CO., LTD.
Ticker: 002230 Security ID: Y013A6101
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhao Xijun as Independent For For Shareholder
Director
2 Approve Report on the Usage of For For Management
Previously Raised Funds
3 Approve Company's Eligibility for For Against Management
Private Placement of Shares
4.1 Approve Issue Type and Par Value For Against Management
4.2 Approve Issue Manner and Period For Against Management
4.3 Approve Issue Price and Pricing Basis For Against Management
4.4 Approve Issue Scale and Subscription For Against Management
Targets
4.5 Approve Restriction Period Arrangement For Against Management
4.6 Approve Listing Location For Against Management
4.7 Approve Amount and Usage of Raised For Against Management
Funds
4.8 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
4.9 Approve Resolution Validity Period For Against Management
5 Approve Plan on Private Placement of For Against Management
Shares
6 Approve Feasibility Analysis Report on For Against Management
the Use of Proceeds
7 Approve Related Party Transactions in For Against Management
Connection to Private Placement
8 Approve Signing of Conditional For Against Management
Subscription Agreement
9 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
10 Approve Shareholder Return Plan For Against Management
11 Approve Authorization of Board to For Against Management
Handle All Related Matters
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
IFLYTEK CO., LTD.
Ticker: 002230 Security ID: Y013A6101
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
6 Approve Related Party Transaction For For Management
7 Approve Annual Report and Summary For For Management
8 Approve to Appoint Auditor For For Management
9 Approve Provision of Guarantee For Against Management
10 Approve Repurchase and Cancellation of For For Management
Performance Shares
11 Approve Amendments to Articles of For For Management
Association
12 Approve Completed Raised Fund For For Management
Investment Project and Use Its Raised
Funds to Replenish Working Capital
--------------------------------------------------------------------------------
IHH HEALTHCARE BERHAD
Ticker: 5225 Security ID: Y374AH103
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jill Margaret Watts as Director For For Management
2 Elect Takeshi Saito as Director For For Management
3 Elect Alizakri bin Raja Muhammad Alias For For Management
as Director
4 Elect Muthanna bin Abdullah as Director For For Management
5 Elect Ong Ai Lin as Director For For Management
6 Elect Satoshi Tanaka as Director For For Management
7 Approve Directors' Fees and Other For For Management
Benefits
8 Approve Directors' Fees and Other For For Management
Benefits to Company's Subsidiaries
9 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD.
Ticker: IMP Security ID: S37840113
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Memorandum of Incorporation For For Management
2 Authorise Specific Repurchase of For For Management
Shares from the Odd-lot Holders
1 Authorise Implementation of the For For Management
Odd-lot Offer
2 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD.
Ticker: IMP Security ID: S37840113
Meeting Date: OCT 26, 2020 Meeting Type: Annual
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint Deloitte as Auditors of the For For Management
Company
2.1 Re-elect Dawn Earp as Director For For Management
2.2 Re-elect Sydney Mufamadi as Director For For Management
2.3 Re-elect Babalwa Ngonyama as Director For For Management
2.4 Elect Thandi Orleyn as Director For For Management
2.5 Re-elect Preston Speckmann as Director For For Management
2.6 Re-elect Bernard Swanepoel as Director For For Management
3.1 Re-elect Dawn Earp as Member of the For For Management
Audit Committee
3.2 Re-elect Peter Davey as Member of the For For Management
Audit Committee
3.3 Re-elect Preston Speckmann as Member For For Management
of the Audit Committee
4 Approve Remuneration Policy For For Management
5 Approve Remuneration Implementation For For Management
Report
6 Authorise Board to Issue Shares for For For Management
Cash
1.1 Approve Fees of the Chairperson of the For For Management
Board
1.2 Approve Fees of the Lead Independent For For Management
Director
1.3 Approve Fees of the Non-executive For For Management
Directors
1.4 Approve Fees of the Audit Committee For For Management
Chairperson
1.5 Approve Fees of the Audit Committee For For Management
Member
1.6 Approve Fees of the Social, For For Management
Transformation and Remuneration
Committee Chairperson
1.7 Approve Fees of the Social, For For Management
Transformation and Remuneration
Committee Member
1.8 Approve Fees of the Nominations, For For Management
Governance and Ethics Committee
Chairperson
1.9 Approve Fees of the Nominations, For For Management
Governance and Ethics Committee Member
1.10 Approve Fees of the Health, Safety, For For Management
Environment and Risk Committee
Chairperson
1.11 Approve Fees of the Health, Safety, For For Management
Environment and Risk Committee Member
1.12 Approve Fees of the Capital Allocation For For Management
and Investment Committee Chairperson
1.13 Approve Fees of the Capital Allocation For For Management
and Investment Committee Member
1.14 Approve Fees for Ad Hoc Meetings For For Management
2 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
3 Authorise Repurchase of Issued Share For For Management
Capital
4 Amend Memorandum of Incorporation For For Management
5 Authorise Specific Repurchase of For For Management
Shares from Gazelle Platinum Limited
--------------------------------------------------------------------------------
INDAH KIAT PULP & PAPER
Ticker: Security ID: ID1000062201
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to Articles For Against Management
--------------------------------------------------------------------------------
INDAH KIAT PULP & PAPER
Ticker: Security ID: ID1000062201
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Directors' and Commissioners' Fees For For Management
5 Election of Directors and/or For Against Management
Commissioners (Slate)
6 Use of Proceed For For Management
--------------------------------------------------------------------------------
INDIAN OIL CORPORATION LIMITED
Ticker: 530965 Security ID: Y3925Y112
Meeting Date: SEP 21, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect G. K. Satish as Director For For Management
4 Reelect Gurmeet Singh as Director For For Management
5 Elect Shrikant Madhav Vaidya as For For Management
Director (Refineries), Designated as
Chairman and Approve His Appointment
as Whole-time Director, Designated as
Chairman
6 Elect Lata Usendi as Director For For Management
7 Approve Increase in Borrowing Powers For For Management
8 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
INDOCEMENT TUNGGAL
Ticker: Security ID: ID1000061302
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Elect Kevin Gerard Gluskie as For For Management
President Commissioner
5 Directors' and Commissioners' Fees For For Management
--------------------------------------------------------------------------------
INDOCEMENT TUNGGAL
Ticker: Security ID: ID1000061302
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to Articles For Against Management
--------------------------------------------------------------------------------
INDOFOOD CBP SUKSES MAKMUR
Ticker: Security ID: ID1000116700
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Directors' Report; Use of Proceed For For Management
Report
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Directors' Fees For For Management
5 Appointment of Auditor and Authority For Against Management
to Set Fees
--------------------------------------------------------------------------------
INDOFOOD CBP SUKSES MAKMUR
Ticker: Security ID: ID1000116700
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acquisition of Pinehill For TNA Management
--------------------------------------------------------------------------------
INDOFOOD SUKSES
Ticker: Security ID: ID1000057003
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Annual Report For For Management
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Directors' and Commissioners' Fees For For Management
5 Appointment of Auditor and Authority For Against Management
to Set Fees
--------------------------------------------------------------------------------
INDORAMA VENTURES PUBLIC CO. LTD.
Ticker: IVL Security ID: Y39742112
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operational Results None None Management
2 Approve Financial Statements For For Management
3 Approve Dividend Payment For For Management
4.1 Elect Sri Prakash Lohia as Director For For Management
4.2 Elect Aloke Lohia as Director For For Management
4.3 Elect Amit Lohia as Director For For Management
4.4 Elect Russell Leighton Kekuewa as For For Management
Director
4.5 Elect Udey Paul Singh Gill as Director For For Management
4.6 Elect Michael George DeSombre as For For Management
Director
5 Approve Remuneration of Directors For For Management
6 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
7 Other Business For Against Management
--------------------------------------------------------------------------------
INDRAPRASTHA GAS LIMITED
Ticker: 532514 Security ID: Y39881126
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect R. P. Natekar as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect P. K. Gupta as Director For For Management
6 Approve Reappointment and Remuneration For For Management
of E. S. Ranganathan as Managing
Director on Whole-time Basis
7 Elect Asit Kumar Jana as Director For For Management
8 Approve Appointment and Remuneration For For Management
of Asit Kumar Jana as Managing
Director on Whole-time Basis
9 Elect Manisha Saxena as Director For For Management
10 Approve Remuneration of Cost Auditors For For Management
11 Ratify Contract for Purchase of APM For For Management
Gas for NCT of Delhi as a Material
Related Party Transaction
12 Adopt New Memorandum of Association For Against Management
and Articles of Association
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021-2023 Capital Planning of For For Management
ICBC
2 Approve Issuance of Undated Additional For For Management
Tier 1 Capital Bonds
3 Approve Payment Plan of Remuneration For For Management
to Directors for 2019
4 Approve Payment Plan of Remuneration For For Management
to Supervisors for 2019
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B112
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021-2023 Capital Planning of For For Management
ICBC
2 Approve Issuance of Undated Additional For For Management
Tier 1 Capital Bonds
3 Approve Payment Plan of Remuneration For For Management
to Directors for 2019
4 Approve Payment Plan of Remuneration For For Management
to Supervisors for 2019
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B112
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Audited Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Asset Investment Budget For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic External Auditors and
Deloitte Touche Tohmatsu as
International External Auditor
7 Approve Application for Authorization For For Management
Limit for Special Donations for
Poverty Alleviation
8 Elect Chen Yifang as Director For For Management
9 Approve Issuance of Eligible Tier 2 For For Management
Capital Instruments
10 Approve Extension of Validity Period For Against Management
of Undated Capital Bonds
11 Approve Donation of Materials for For For Management
Epidemic Prevention and Control in 2020
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Audited Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Asset Investment Budget For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic External Auditor and Deloitte
Touche Tohmatsu as International
External Auditor
7 Approve Application for Authorization For For Management
Limit for Special Donations for
Poverty Alleviation
8 Elect Chen Yifang as Director For For Management
9 Approve Issuance of Eligible Tier 2 For For Management
Capital Instruments
10 Approve Extension of Validity Period For Against Management
of Undated Capital Bonds
11 Approve Donation of Materials for For For Management
Epidemic Prevention and Control in 2020
--------------------------------------------------------------------------------
INDUSTRIAL BANK CO., LTD.
Ticker: 601166 Security ID: Y3990D100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Issuance of Capital Bond For For Management
7 Approve Issuance of Financial Bond For For Management
8 Approve to Appoint Auditor For For Management
9 Approve Capital Management Planning For For Management
10.1 Approve Related Party Transaction with For For Management
The People's Insurance Group of China
Co., Ltd and its affiliates
10.2 Approve Related Party Transaction with For For Management
Fujian Sunshine Group Co., Ltd and its
affiliates
11.1 Elect Lyu Jiajin as Non-Independent For For Shareholder
Director
11.2 Elect Chen Yichao as Non-Independent For For Shareholder
Director
11.3 Elect Li Zhuyong as Non-Independent For For Shareholder
Director
11.4 Elect Xiao Hong as Non-Independent For For Shareholder
Director
11.5 Elect Lin Tengjiao as Non-Independent For For Shareholder
Director
11.6 Elect Tao Yiping as Non-Independent For For Management
Director
11.7 Elect Chen Jinguang as Non-Independent For Against Management
Director
11.8 Elect Chen Xinjian as Non-Independent For Against Management
Director
11.9 Elect Sun Xiongpeng as Non-Independent For For Management
Director
11.10 Elect Su Xijia as Independent Director For For Management
11.11 Elect Chen Guogang as Independent For For Management
Director
11.12 Elect Lin Hua as Independent Director For For Management
11.13 Elect Ben Shenglin as Independent For For Management
Director
11.14 Elect Xu Lin as Independent Director For For Management
12.1 Elect He Xudong as Supervisor For For Shareholder
12.2 Elect Paul M.Theil as Supervisor For For Management
12.3 Elect Zhu Qing as Supervisor For For Management
12.4 Elect Xia Dawei as Supervisor For For Management
13 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
14.1 Approve Issue Type For For Management
14.2 Approve Issue Size For For Management
14.3 Approve Par Value and Issue Price For For Management
14.4 Approve Bond Maturity For For Management
14.5 Approve Bond Interest Rate For For Management
14.6 Approve Method and Term for the For For Management
Repayment of Interest
14.7 Approve Conversion Period For For Management
14.8 Approve Determination and Adjustment For For Management
of Conversion Price
14.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
14.10 Approve Method for Determining the For For Management
Number of Shares for Conversion
14.11 Approve Dividend Attribution For For Management
14.12 Approve Terms of Redemption For For Management
14.13 Approve Terms of Sell-Back For For Management
14.14 Approve Issue Manner and Target For For Management
Subscribers
14.15 Approve Placing Arrangement for For For Management
Original Shareholders
14.16 Approve Matters Relating to Meetings For For Management
of Convertible Bond Holders
14.17 Approve Use of Proceeds For For Management
14.18 Approve Guarantee Matter For For Management
14.19 Approve Resolution Validity Period For For Management
15 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
16 Approve Report on the Usage of For For Management
Previously Raised Funds
17 Approve Shareholder Return Plan For For Management
18 Approve Counter-dilution Measures in For For Management
Connection to the Issuance of
Convertible Bonds
19 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
INDUSTRIAL BANK OF KOREA
Ticker: 024110 Security ID: Y3994L108
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
3 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
INDUSTRIAS PENOLES SAB DE CV
Ticker: PE&OLES Security ID: P55409141
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Board's Report For For Management
1.2 Approve CEO's Report and Auditors' For For Management
Opinion
1.3 Approve Individual and Consolidated For For Management
Financial Statements
1.4 Approve Report on Principal Policies For For Management
and Accounting Criteria and
Information Followed in Preparation of
Financial Information
1.5 Approve Audit and Corporate Practices For For Management
Committee's Report
2 Resolutions on Allocation of Income For For Management
3 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
4 Elect or Ratify Directors; Verify For Against Management
Director's Independence
Classification; Approve Their
Respective Remuneration
5 Elect or Ratify Chairman of Audit and For Against Management
Corporate Practices Committee
6 Appoint Legal Representatives For For Management
7 Approve Minutes of Meeting For For Management
1 Amend Articles For Against Management
2 Appoint Legal Representatives For For Management
3 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
INFO EDGE (INDIA) LIMITED
Ticker: 532777 Security ID: Y40353107
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Two Interim Dividends For For Management
3 Reelect Chintan Thakkar as Director For For Management
4 Approve Branch Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Payment of Commission to For For Management
Non-Executive Directors
6 Approve Reappointment and Remuneration For For Management
of Sanjeev Bikhchandani as Executive
Vice-Chairman & Whole-time Director
7 Approve Reappointment and Remuneration For For Management
of Hitesh Oberoi as Managing Director
& Chief Executive Officer
8 Approve Saurabh Srivastava to Continue For For Management
Office as Independent Director
--------------------------------------------------------------------------------
INFO EDGE (INDIA) LIMITED
Ticker: 532777 Security ID: Y40353107
Meeting Date: APR 12, 2021 Meeting Type: Court
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Amalgamation For For Management
--------------------------------------------------------------------------------
INFO EDGE (INDIA) LTD.
Ticker: Security ID: INE663F01024
Meeting Date: JUL 27, 2020 Meeting Type: Other
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Authority to Issue Shares w/o For For Management
Preemptive Rights to Qualified
Institutional Buyers
--------------------------------------------------------------------------------
INFOSYS LIMITED
Ticker: 500209 Security ID: Y4082C133
Meeting Date: JUN 19, 2021 Meeting Type: Annual
Record Date: JUN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect U.B. Pravin Rao as Director For For Management
4 Approve Buyback of Equity Shares For Against Management
5 Reelect Michael Gibbs as Director For For Management
6 Elect Bobby Parikh as Director For For Management
7 Elect Chitra Nayak as Director For For Management
8 Approve Changing the Terms of For For Management
Remuneration of U.B. Pravin Rao as
Chief Operating Officer and
Whole-time Director
--------------------------------------------------------------------------------
INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV
Ticker: IENOVA Security ID: P5R19K107
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Cancellation of Repurchased For For Management
Shares and Consequently Reduction in
Variable Portion of Capital
2 Approve Increase in Board Size; Elect For Against Management
or Ratify Directors, Provisional
Directors and Members of Corporate
Practices Committee
3 Approve Granting of Powers For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV
Ticker: IENOVA Security ID: P5R19K107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Report on Compliance with For For Management
Fiscal Obligations
3 Approve Allocation of Income For For Management
4 Elect or Ratify Directors, Secretary For Against Management
(Non-Member), Members and Chairmen of
Audit and Corporate Practices
Committees; Verify Independence
Classification of Directors
5 Approve Remuneration of Directors For Against Management
6 Set Maximum Amount of Share Repurchase For For Management
Reserve
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
INGENIC SEMICONDUCTOR CO., LTD.
Ticker: 300223 Security ID: Y4088K105
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
INGENIC SEMICONDUCTOR CO., LTD.
Ticker: 300223 Security ID: Y4088K105
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Use of Excess Raised Funds to For For Management
Replenish Working Capital
8 Approve Company's Eligibility for For For Management
Share Issuance
9.1 Approve Share Type and Par Value For For Management
9.2 Approve Issue Manner and Issue Time For For Management
9.3 Approve Target Subscribers and For For Management
Subscription Method
9.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
9.5 Approve Issue Size For For Management
9.6 Approve Lock-up Period For For Management
9.7 Approve Amount and Use of Proceeds For For Management
9.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
9.9 Approve Listing Exchange For For Management
9.10 Approve Resolution Validity Period For For Management
10 Approve Plan for Issuance of Shares For For Management
11 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares
12 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
13 Approve Report on the Usage of For For Management
Previously Raised Funds
14 Approve Shareholder Return Plan For For Management
15 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
16 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
INNER MONGOLIA BAOTOU STEEL UNION CO. LTD.
Ticker: 600010 Security ID: Y4084T100
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Non-financial For For Management
Corporate Debt Financing Instruments
--------------------------------------------------------------------------------
INNER MONGOLIA BAOTOU STEEL UNION CO. LTD.
Ticker: 600010 Security ID: Y4084T100
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction on For For Management
Renewal of the Rare Earth Concentrate
Related Transaction Agreement
2 Approve Application of Bank Credit For For Management
Lines
3 Approve Financial Budget Report For For Management
4.1 Elect Zou Yanchun as Director For For Shareholder
4.2 Elect Xing Liguang as Director For For Shareholder
4.3 Elect Wang Chen as Director For For Shareholder
4.4 Elect Qi Hongtao as Director For For Shareholder
--------------------------------------------------------------------------------
INNER MONGOLIA BAOTOU STEEL UNION CO. LTD.
Ticker: 600010 Security ID: Y4084T100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Profit Distribution For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Related Party Transaction For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Report of the Independent For For Management
Directors
--------------------------------------------------------------------------------
INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD.
Ticker: 600967 Security ID: Y07048104
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Elect Wang Zhiliang as Supervisor For For Shareholder
--------------------------------------------------------------------------------
INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD.
Ticker: 600967 Security ID: Y07048104
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2 Amend Working Rules for Independent For For Management
Directors
3 Elect Yuan Shihua as Independent For For Management
Director
--------------------------------------------------------------------------------
INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD.
Ticker: 600967 Security ID: Y07048104
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Management Method of For For Management
Performance Shares Incentive Plan
3 Approve Methods to Assess the For For Management
Performance of Plan Participants
4 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD.
Ticker: 600967 Security ID: Y07048104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Financial Budget Report For For Management
8 Approve Use of Idle Own Funds to For For Management
Purchase of Financial Products
9 Approve Use of Idle Own Funds to For For Management
Jointly Invest in Financial Products
10 Approve Daily Related Party For For Management
Transactions
11 Approve Provision of Guarantee For For Management
12 Approve Application of Bank Credit For For Management
Lines
13 Approve Extension of Raised Funds For For Management
Project and Use Remaining Raised Funds
to Replenish Working Capital
14 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO LTD
Ticker: Security ID: CNE1000010F8
Meeting Date: JUL 24, 2020 Meeting Type: Special
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Directors' Fees For For Management
2 Supervisory Board Fees For For Management
3 Elect ZHANG Haisheng For For Management
4 Elect ZHANG Jie For For Management
5 Elect SHEN Zhiwei For For Management
6 Elect SONG Wei For For Management
7 Elect HAO Yinping For For Management
8 Elect ZHANG Jian For For Management
9 Elect WANG Tixing For For Management
10 Elect DU Jiangbo For Against Management
11 Elect QIAO Zhenyu For Against Management
--------------------------------------------------------------------------------
INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD.
Ticker: 601216 Security ID: Y40887104
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Asset Disposal and Cash
Subscription
2 Approve Signing of Supplemental For For Management
Agreement on Acquisition by Issuance
of Shares and Performance Commitment
and Compensation Agreement
3 Approve Signing of Supplemental For For Management
Agreement to the Share Subscription
Agreement
--------------------------------------------------------------------------------
INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD.
Ticker: 601216 Security ID: Y40887104
Meeting Date: APR 21, 2021 Meeting Type: Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Hai as Director For For Management
1.2 Elect Yang Donghai as Director For Against Management
--------------------------------------------------------------------------------
INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD.
Ticker: 601216 Security ID: Y40887104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Provision of Guarantees For Against Management
9 Approve Investment in Construction of For For Management
Green Environmental Protection and
Degradable Plastic Recycling Industry
Project Phase 1
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary on Long-term For Against Management
Service Plan
2 Approve Long-term Service Plan For Against Management
Management Rules (Draft)
3 Approve Repurchase and Cancellation of For For Management
Performance Shares
4 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Operation Strategy and For For Management
Investment Plan
5 Approve Financial Statements and For For Management
Financial Budget Report
6 Approve Profit Distribution For For Management
7 Approve Report of the Independent For For Management
Directors
8 Approve Provision of Guarantees to For For Management
Upstream and Downstream Partners of
the Industry Chain
9 Approve Issuance of Super Short-term For For Management
Commercial Papers
10 Approve Provision of Guarantees to For For Management
Wholly-owned Subsidiaries
11 Approve Provision of Guarantees to For Against Management
Hohhot Yixing Dairy Investment
Management Co., Ltd.
12 Approve Repurchase and Cancellation of For For Management
Performance Shares
13 Approve Amendments to Articles of For For Management
Association
14 Amend Working System for Independent For Against Management
Directors
15 Amend Related-party Transaction For Against Management
Management System
16 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Principle
2.4 Approve Issue Size For For Management
2.5 Approve Target Subscribers and For For Management
Subscription Method
2.6 Approve Amount and Use of Proceeds For For Management
2.7 Approve Lock-up Period Arrangement For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Cumulative Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve No Need to Produce a Report on For For Management
the Usage of Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
INNOLUX CORP.
Ticker: 3481 Security ID: Y4090E105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Stock Release Plan of For For Management
Subsidiary
4 Approve Cash Distribution from Capital For For Management
Reserve
5 Approve Amendments to Articles of For For Management
Association
6 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
7 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
--------------------------------------------------------------------------------
INNOVENT BIOLOGICS, INC.
Ticker: 1801 Security ID: G4818G101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Shuyun Chen as Director For For Management
2.2 Elect Kaixian Chen as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
INNOVENT BIOLOGICS, INC.
Ticker: 1801 Security ID: G4818G101
Meeting Date: JUN 24, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Grant of Restricted Shares to For Against Management
De-Chao Michael Yu Under the 2020 RS
Plan
1b Authorize Board to Deal with All For Against Management
Matters in Relation to the Grant of
Restricted Shares to De-Chao Michael
Yu Under the 2020 RS Plan
2a Approve Grant of Restricted Shares to For Against Management
Ronald Hao Xi Ede Under the 2020 RS
Plan
2b Authorize Board to Deal with All For Against Management
Matters in Relation to the Grant of
Restricted Shares to Ronald Hao Xi Ede
Under the 2020 RS Plan
3a Approve Grant of Restricted Shares to For Against Management
Charles Leland Cooney Under the 2020
RS Plan
3b Authorize Board to Deal with All For Against Management
Matters in Relation to the Grant of
Restricted Shares to Charles Leland
Cooney Under the 2020 RS Plan
4a Approve Grant of Restricted Shares to For Against Management
Joyce I-Yin Hsu Under the 2020 RS Plan
4b Authorize Board to Deal with All For Against Management
Matters in Relation to the Grant of
Restricted Shares to Joyce I-Yin Hsu
Under the 2020 RS Plan
5a Approve Grant of Restricted Shares to For Against Management
Kaixian Chen Under the 2020 RS Plan
5b Authorize Board to Deal with All For Against Management
Matters in Relation to the Grant of
Restricted Shares to Kaixian Chen
Under the 2020 RS Plan
--------------------------------------------------------------------------------
INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD.
Ticker: 000977 Security ID: Y51704107
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ma Li as Supervisor For For Management
2 Approve Adjustment on Related Party For For Management
Transaction
--------------------------------------------------------------------------------
INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD.
Ticker: 000977 Security ID: Y51704107
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD.
Ticker: 000977 Security ID: Y51704107
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment on Related Party For For Management
Transactions
--------------------------------------------------------------------------------
INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD.
Ticker: 000977 Security ID: Y51704107
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Registration and Issuance of For For Management
Super Short-term Commercial Papers
2 Approve Provision of Guarantees For For Management
--------------------------------------------------------------------------------
INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD.
Ticker: 000977 Security ID: Y51704107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Independent For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
9 Approve Formulation of Shareholder For For Management
Return Plan
10 Approve Related Party Transactions For For Management
with Inspur Group Finance Co., Ltd.
--------------------------------------------------------------------------------
INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD.
Ticker: 000977 Security ID: Y51704107
Meeting Date: JUN 09, 2021 Meeting Type: Special
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Endong as Non-independent For For Management
Director
2 Amend Articles of Association For For Management
3 Approve Related Party Transactions For For Management
with Inspur Group Finance Co., Ltd.
--------------------------------------------------------------------------------
INTCO MEDICAL TECHNOLOGY CO., LTD.
Ticker: 300677 Security ID: Y768DZ103
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve External Investment Management For For Management
System
3 Amend Management System for Providing For For Management
External Guarantees
4 Approve Related Party Transaction Fair For For Management
Decision System
5 Amend Management System of Raised Funds For For Management
6 Approve Signing of Construction of For For Management
Nitrile and PVC High-end Medical
Protective Glove Project Investment
Contract
7 Approve Issuance of H Class Shares and For For Management
Listing in Hong Kong Stock Exchange
and Conversion to an Overseas Raising
Company Limited
8.1 Approve Share Type and Par Value For For Management
8.2 Approve Issue Time For For Management
8.3 Approve Issue Manner For For Management
8.4 Approve Issue Size For For Management
8.5 Approve Manner of Pricing For For Management
8.6 Approve Target Subscribers For For Management
8.7 Approve Principles of Offering For For Management
9 Approve Resolution Validity Period For For Management
10 Approve Authorization of Board to For For Management
Handle All Related Matters
11 Approve to Determine the Authorized For For Management
Person of the Board of Directors
12 Approve Distribution Arrangement of For For Management
Earnings
13 Approve Plan on Usage of Raised Funds For For Management
14 Approve Amendments to Articles of For For Management
Association Applicable after the
Issuance of H Shares
15 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
Applicable after the Issuance of H
Shares
16 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
Applicable after the Issuance of H
Shares
17 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
Applicable after the Issuance of H
Shares
18 Amend Working System for Independent For For Management
Directors Applicable after the
Issuance of H Shares
19 Approve External Guarantee Management For For Management
Regulations Applicable after the
Issuance of H Shares
20 Approve Related Party Transaction For For Management
Decision System Applicable after the
Issuance of H Shares
21 Approve Related Party Transaction Fair For For Management
Decision System Applicable after the
Issuance of H Shares
22 Amend Management System of Raised For For Management
Funds Applicable after the Issuance of
H Shares
23 Elect Luo Ying as Independent Director For For Management
24 Approve to Appoint Auditor For For Management
25 Approve Termination of Related Party For For Management
Transaction
--------------------------------------------------------------------------------
INTCO MEDICAL TECHNOLOGY CO., LTD.
Ticker: 300677 Security ID: Y768DZ103
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of High-end Medical For For Management
Gloves Project Investment Agreement
2 Amend Articles of Association For For Management
3 Approve Foreign Exchange Derivatives For For Management
Transactions
--------------------------------------------------------------------------------
INTCO MEDICAL TECHNOLOGY CO., LTD.
Ticker: 300677 Security ID: Y768DZ103
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Invest in the High-end For For Management
Medical Glove Project
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve to Adjust the Profit For For Management
Distribution Plan
7 Approve 2020 Performance Appraisal of For For Management
Directors and Senior Management
Members and 2021 Remuneration Plan
8 Approve Special Audit Report on the For For Management
Occupation of Non-Operating Funds and
Other Related Fund Transactions
9 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
10 Approve Credit Line Bank Application For For Management
and Guarantee Provision
11 Approve Use of Idle Own Funds to For Against Management
Purchase Financial Products
12 Approve to Appoint Auditor For For Management
13 Approve 2020 and 2021 Related Party For For Management
Transactions
--------------------------------------------------------------------------------
INTERCONEXION ELECTRICA SA ESP
Ticker: ISA Security ID: P5624U101
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Present Meeting Secretary's Report Re: None None Management
Minutes of Meeting Held on March 27,
2020
3 Elect Meeting Approval Committee For For Management
4 Welcome Message from Chairman and None None Management
Presentation of Board Report
5 Approve Management Report For For Management
6 Present Individual and Consolidated None None Management
Financial Statements
7 Present Auditor's Report None None Management
8 Approve Individual and Consolidated For For Management
Financial Statements
9 Approve Allocation of Income and For For Management
Dividends
10 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
11 Elect Directors For For Management
12 Amend Articles For For Management
13 Approve Board Succession Policy For For Management
14 Approve Remuneration Policy For For Management
15 Approve Remuneration of Directors For For Management
16 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
INTERCONEXION ELECTRICA SA ESP
Ticker: ISA Security ID: P5624U101
Meeting Date: JUN 15, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Verify Quorum None None Management
2 Approve Meeting Agenda For For Management
3 Elect Chairman and Secretary of Meeting For For Management
4 Elect Meeting Approval Committee For For Management
5 Elect Directors For For Management
--------------------------------------------------------------------------------
INTERGLOBE AVIATION LIMITED
Ticker: 539448 Security ID: Y4R97L111
Meeting Date: SEP 04, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Rohini Bhatia as Director For For Management
3 Elect Pallavi Shardul Shroff as For Against Management
Director
4 Elect Venkataramani Sumantran as For For Management
Director
5 Approve Appointment and Remuneration For For Management
of Ronojoy Dutta as Whole Time
Director and Chief Executive Officer
6 Approve Increase in Borrowing Powers For For Management
7 Approve Pledging of Assets for Debt For For Management
--------------------------------------------------------------------------------
INTERGLOBE AVIATION LIMITED
Ticker: 539448 Security ID: Y4R97L111
Meeting Date: APR 10, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revision in the Remuneration For For Management
of Ronojoy Dutta as Whole Time
Director and Chief Executive Officer
by Way of Grant of Stock Options under
InterGlobe Aviation Limited - Employee
Stock Option Scheme 2015
--------------------------------------------------------------------------------
INTERGLOBE AVIATION LIMITED
Ticker: 539448 Security ID: Y4R97L111
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
INTERNATIONAL CONTAINER TERMINAL SERVICES, INC.
Ticker: ICT Security ID: Y41157101
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Annual For For Management
Stockholders' Meeting held on June 18,
2020
2 Approve Chairman's Report and the 2020 For For Management
Audited Financial Statements
3 Ratify the Acts, Contracts, For For Management
Investments and Resolutions of the
Board of Directors and Management
Since the Last Annual Stockholders'
Meeting
4.1 Elect Enrique K. Razon, Jr. as Director For For Management
4.2 Elect Cesar A. Buenaventura as Director For For Management
4.3 Elect Carlos C. Ejercito as Director For For Management
4.4 Elect Joseph R. Higdon as Director For Abstain Management
4.5 Elect Jose C. Ibazeta as Director For Abstain Management
4.6 Elect Stephen A. Paradies as Director For Abstain Management
4.7 Elect Andres Soriano III as Director For Abstain Management
5 Appoint External Auditors For For Management
--------------------------------------------------------------------------------
INTOUCH HOLDINGS PUBLIC CO. LTD.
Ticker: INTUCH Security ID: Y4192A100
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Matters to be Informed For For Management
2 Acknowledge Operating Results For For Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co., Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
6 Approve Remuneration of Directors For For Management
7.1 Elect Jeann Low Ngiap Jong as Director For For Management
7.2 Elect Somprasong Boonyachai as Director For For Management
7.3 Elect Chakkrit Parapuntakul as Director For For Management
8 Other Business For Against Management
--------------------------------------------------------------------------------
INTOUCH HOLDINGS PUBLIC COMPANY LIMITED
Ticker: Security ID: TH0201A10Y19
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 MATTERS TO BE INFORMED For For Management
4 Results of Operations For For Management
5 Accounts and Reports For For Management
6 Acknowledge Interim Dividends For For Management
7 Appointment of Auditor and Authority For For Management
to Set Fees
8 Elect Kan Trakulhoon For For Management
9 Elect Manida Zinmerman For For Management
10 Elect Anek Pana-Apichon For For Management
11 Directors' Fees For For Management
12 Amendments to Articles For For Management
13 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
INVENTEC CORP.
Ticker: 2356 Security ID: Y4176F109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholders'
General Meeting
5 Approve Release of Restrictions of For For Management
Competitive Activities of Director
Yeh, Li-Cheng
--------------------------------------------------------------------------------
IOI CORPORATION BERHAD
Ticker: 1961 Security ID: Y41763106
Meeting Date: OCT 30, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Rahamat Bivi binti Yusoff as For For Management
Director
2 Elect Lee Yeow Chor as Director For For Management
3 Approve Directors' Fees (Inclusive of For For Management
Board Committees' Fees)
4 Approve Directors' Benefits (Other For For Management
than Directors' Fees)
5 Approve BDO PLT as Auditors and For For Management
Authorize Audit and Risk Management
Committee to Fix Their Remuneration
6 Approve Karownakaran @ Karunakaran a/l For For Management
Ramasamy to Continue Office as
Independent Non-Executive Director
7 Approve Cheah Tek Kuang to Continue For For Management
Office as Independent Non-Executive
Director
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Share Repurchase Program For For Management
10 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
IRB-BRASILRESSEGUROS S.A.
Ticker: Security ID: BRIRBRACNOR4
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Accounts and Reports For For Management
4 Financial Statements For For Management
5 Allocation of Profits/Dividends For For Management
6 Supervisory Council Size For For Management
7 Election of Supervisory Council For For Management
8 Approve Recasting of Votes for Amended Against Management
Supervisory Council Slate
9 Elect Hugo Daniel Castillo Irigoyen For For Management
--------------------------------------------------------------------------------
IRB-BRASILRESSEGUROS S.A.
Ticker: Security ID: BRIRBRACNOR4
Meeting Date: JUL 31, 2020 Meeting Type: Special
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Remuneration Policy For For Management
4 Proposition of an Action of Liability For For Management
--------------------------------------------------------------------------------
IRPC PUBLIC COMPANY LIMITED
Ticker: Security ID: TH0471010Y12
Meeting Date: JUL 03, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Acknowledge Interim Dividends For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Amendments to Articles For For Management
5 Directors' Fees For For Management
6 Elect Woothisarn Tanchai For For Management
7 Elect Somnuk Bomrungsalee For For Management
8 Elect Anusorn Sangnimnuan For For Management
9 Elect Ekniti Nitithanprapas For For Management
10 Elect Jumpol Sumpaopol For For Management
11 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA
Ticker: ITUB4 Security ID: P5968U113
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
3 Elect Artemio Bertholini as Fiscal None For Shareholder
Council Member and Rene Guimaraes
Andrich as Alternate Appointed by
Preferred Shareholder
--------------------------------------------------------------------------------
ITAUSA SA
Ticker: ITSA4 Security ID: P5887P427
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Meeting Summary For For Management
2 Approve Minutes of Meeting with For For Management
Exclusion of Shareholder Names
3 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
4 Elect Director and Alternate Appointed None Abstain Shareholder
by Preferred Shareholder
5 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
6 Elect Isaac Berensztejn as Fiscal None For Shareholder
Council Member and Patricia Valente
Stierli as Alternate Appointed by
Preferred Shareholder
--------------------------------------------------------------------------------
ITC LIMITED
Ticker: 500875 Security ID: Y4211T171
Meeting Date: SEP 04, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Nakul Anand as Director For For Management
4 Reelect Rajiv Tandon as Director For For Management
5 Approve S R B C & CO LLP, Chartered For For Management
Accountants as Auditors and Authorize
Board to Fix Their Remuneration
6 Elect Atul Jerath as Director For For Management
7 Elect David Robert Simpson as Director For For Management
8 Reelect Nirupama Rao as Director For For Management
9 Approve Reappointment and Remuneration For For Management
of Nakul Anand as Wholetime Director
10 Approve Reappointment and Remuneration For For Management
of Rajiv Tandon as Wholetime Director
11 Approve Remuneration of P. Raju Iyer, For For Management
Cost Accountant as Cost Auditors
12 Approve Remuneration of S. Mahadevan For For Management
& Co., Cost Accountants as Cost
Auditors
--------------------------------------------------------------------------------
ITC LIMITED
Ticker: 500875 Security ID: Y4211T171
Meeting Date: DEC 19, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
JA SOLAR TECHNOLOGY CO., LTD.
Ticker: 002459 Security ID: Y7163W100
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Repurchase and Cancellation of For For Management
Performance Shares
3 Approve Related Party Transaction For For Management
4 Approve Provision of Guarantee For Against Management
5 Approve to Carry Out Foreign Exchange For For Management
Derivatives Transactions
--------------------------------------------------------------------------------
JA SOLAR TECHNOLOGY CO., LTD.
Ticker: 002459 Security ID: Y7163W100
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Registered Capital For For Management
2 Amend Article of Association For For Management
3 Approve Investment and Construction of For For Management
Baotou Phase III 20GW Lajing and 20GW
Slicing Project
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Financial Statements For For Management
7 Approve Profit Distribution For For Management
8 Approve Annual Report and Summary For For Management
9.1 Approve Cancellation of 103,900 Stock For For Shareholder
Options as well as Repurchase and
Cancellation of 12,000 Performance
Shares
9.2 Approve Cancellation of 100,300 Stock For For Shareholder
Options as well as Repurchase and
Cancellation of 4,900 Performance
Shares
10 Approve Related Party Transaction on For For Management
Major Purchase Agreement
--------------------------------------------------------------------------------
JAFRON BIOMEDICAL CO LTD.
Ticker: 300529 Security ID: CNE100002995
Meeting Date: JUL 08, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Issue Convertible For For Management
Corporate Bonds
2 Amendments to Articles For For Management
3 Adjustment of 2017 Stock Option For For Management
Incentive Plan
4 Adjustment of 2019 2nd and 3rd Phase For For Management
Stock Option Incentive Plan
--------------------------------------------------------------------------------
JAFRON BIOMEDICAL CO., LTD.
Ticker: 300529 Security ID: Y417B8109
Meeting Date: FEB 22, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Repurchase and Cancellation of For For Management
Performance Shares
5 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
JAFRON BIOMEDICAL CO., LTD.
Ticker: 300529 Security ID: Y417B8109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Determination of Remuneration For For Management
for Non-Independent Directors and
Senior Management Members for 2020 and
Remuneration Plan for 2021
8 Approve Determination of Remuneration For For Management
of Independent Directors for 2020 and
Remuneration Plan for 2021
9 Approve Determination of Remuneration For For Management
of Non-Employee Representative
Supervisors for 2020 and Remuneration
Plan for 2021
10 Approve Determination of Remuneration For For Management
of Employee Representative Supervisors
for 2020 and Remuneration Plan for 2021
11 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
JARIR MARKETING CO.
Ticker: 4190 Security ID: M6185P112
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Remuneration of Directors of For For Management
SAR 2,650,000 for FY 2020
6 Approve Discharge of Directors for FY For For Management
2020
7 Approve Related Party Transactions For For Management
with Kite Arabia Re: Work of
Implementation, Designs and Technical
Consultations
8 Approve Related Party Transactions For For Management
with Kite Arabia Re: Office Rental in
the Jarir Building in Riyadh
9 Approve Related Party Transactions For For Management
with Jarir Commercial Investment
Company Re: Office Rental in the Jarir
Building in Riyadh
10 Approve Related Party Transactions For For Management
with Jarir Commercial Investment
Company Re: Office Rental in the Jarir
Building in Riyadh
11 Approve Related Party Transactions For For Management
with Amwaj Al Dhahran Company Ltd. Re:
Lease Contract for Showroom of Jarir
Bookstore in Dhahran
12 Approve Related Party Transactions For For Management
with Aswaq Almustaqbil Trading Company
Ltd. Re: Lease Contract for Showroom
of Jarir Bookstore in Riyadh
13 Approve Related Party Transactions For For Management
with Jarir Real Estate Company Re:
Office Rental in the Jarir Building in
Riyadh
14 Approve Related Party Transactions For For Management
with Jarir Real Estate Company Re:
Office lease in the Jarir Building in
Riyadh
15 Approve Related Party Transactions For For Management
with Rubeen Al Arabia Company Re:
Lease Contract for Showroom of Jarir
Bookstore in Riyadh
16 Approve Related Party Transactions For For Management
with the Company Reuf Tabuk Ltd. Re:
Lease Contract for Showroom of Jarir
Bookstore in Tabuk
17 Approve Related Party Transactions For For Management
with Sehat Al Sharq Medical Company
Ltd. Re: Rental Contract for a
Residential Building in Al Khobar
18 Approve Related Party Transactions For For Management
with Rubeen Al Arabia Company Re:
Providing Management Operation and
Maintenance Services for Rubeen Plaza
Commercial Complex in Riyadh
19 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
20 Approve Remuneration Policy for For For Management
members of Board, Committees, and
Executive Management
21 Amend Audit Committee Charter For For Management
--------------------------------------------------------------------------------
JASON FURNITURE (HANGZHOU) CO., LTD.
Ticker: 603816 Security ID: Y4255J105
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allowance of Independent For Against Management
Directors
2 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
3.1 Elect Gu Jiangsheng as Non-Independent For For Management
Director
3.2 Elect Gu Hailong as Non-Independent For For Management
Director
3.3 Elect Li Donglai as Non-Independent For For Management
Director
4.1 Elect Feng Xiao as Independent Director For For Management
4.2 Elect He Meiyun as Independent Director For For Management
5.1 Elect Chu Lijun as Supervisor For For Management
5.2 Elect Zhou Weiyu as Supervisor For For Management
--------------------------------------------------------------------------------
JASON FURNITURE (HANGZHOU) CO., LTD.
Ticker: 603816 Security ID: Y4255J105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Foreign Exchange Forward For For Management
Transactions
6 Approve Comprehensive Credit Line For For Management
Application and Loan
7 Approve Provision of Guarantee For Against Management
8 Approve Use of Idle Funds for Cash For Against Management
Management
9 Approve Provision for Goodwill, For For Management
Intangible Assets and Fixed Assets
Impairment
10 Approve Annual Report and Summary For For Management
11 Approve Profit Distribution For For Management
12 Approve to Appoint Auditor For For Management
13 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
JASON FURNITURE (HANGZHOU) CO., LTD.
Ticker: 603816 Security ID: Y4255J105
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
2 Approve Management Method of Employee For For Management
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
JBS SA
Ticker: JBSS3 Security ID: P59695109
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 19 Re: Audit Committee For For Management
2 Amend Article 5 to Reflect Changes in For For Management
Capital
3 Consolidate Bylaws For For Management
4 Ratify Gelson Luiz Merisio as For For Management
Independent Director
5 Approve Classification of Gilberto For Against Management
Meirelles Xando Baptista as
Independent Director
6 Approve Filing of Lawsuit Against Against For Shareholder
Wesley Mendonca Batista and Joesley
Mendonca Batista for the Damages
Caused to the Company in the Illicit
Acts Confessed in the Awarded
Collaboration Agreements and Other
Agreements
7 Approve Filing of Lawsuit Against Against For Shareholder
Florisvaldo Caetano de Oliveira and
Francisco de Assis e Silva for the
Damages Caused to the Company in the
Illicit Acts Confessed in the Awarded
Collaboration Agreements and Other
Agreements
8 Approve that It Will Be Up to the For Against Management
Company's Management to Evaluate and
Take the Relevant Measures in this
Matter According to the Corporate
Interest, Including Evaluating the
Proposal of New Lawsuits or the
Company's Participation in the CAM
Procedures
--------------------------------------------------------------------------------
JBS SA
Ticker: JBSS3 Security ID: P59695109
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For Against Management
2 Consolidate Bylaws For Against Management
--------------------------------------------------------------------------------
JBS SA
Ticker: JBSS3 Security ID: P59695109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Nine For For Management
4 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
5 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
6.1 Elect Jeremiah Alphonsus OCallaghan as For Against Management
Director
6.2 Elect Jose Batista Sobrinho as Director For Against Management
6.3 Elect Aguinaldo Gomes Ramos Filho as For Against Management
Director
6.4 Elect Alba Pettengill as Independent For For Management
Director
6.5 Elect Gelson Luiz Merisio as For For Management
Independent Director
6.6 Elect Gilberto Meirelles Xando For Against Management
Baptista as Independent Director
6.7 Elect Leila Abraham Loria as For For Management
Independent Director
6.8 Elect Marcio Guedes Pereira Junior as For For Management
Independent Director
6.9 Elect Wesley Mendonca Batista Filho as For Against Management
Director
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jeremiah Alphonsus OCallaghan as
Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Batista Sobrinho as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Aguinaldo Gomes Ramos Filho as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alba Pettengill as Independent
Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gelson Luiz Merisio as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gilberto Meirelles Xando
Baptista as Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Leila Abraham Loria as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Guedes Pereira Junior as
Independent Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Wesley Mendonca Batista Filho as
Director
9 Fix Number of Fiscal Council Members For For Management
at Four (or Five if Separate Minority
Election is Carried Out)
10 As an Ordinary Shareholder, Would You None Abstain Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
11.1 Elect Adrian Lima Da Hora as Fiscal For Against Management
Council Member and Andre Alcantara
Ocampos as Alternate
11.2 Elect Demetrius Nichele Macei as For Against Management
Fiscal Council Member and Marcos Godoy
Brogiato as Alternate
11.3 Elect Jose Paulo da Silva Filho Fiscal For Against Management
Council Member and Sandro Domingues
Raffai as Alternate
11.4 Elect Roberto Lamb as Fiscal Council For For Management
Member and Orlando Octavio de Freitas
Junior as Alternate
12 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
--------------------------------------------------------------------------------
JD HEALTH INTERNATIONAL, INC.
Ticker: 6618 Security ID: G5074A100
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Lijun Xin as Director For For Management
2a2 Elect Lei Xu as Director For For Management
2a3 Elect Sandy Ran Xu as Director For For Management
2a4 Elect Pang Zhang as Director For For Management
2a5 Elect Jiyu Zhang as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
JD.COM, INC.
Ticker: 9618 Security ID: 47215P106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Chinese Name as Dual Foreign For For Management
Name of the Company
2 Amend Memorandum of Association and For For Management
Articles of Association
--------------------------------------------------------------------------------
JG SUMMIT HOLDINGS, INC.
Ticker: JGS Security ID: Y44425117
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Declaration of a Stock For Against Management
Dividend Equivalent to Five Percent
(5%) of the Total Issued and
Outstanding Shares of the Corporation
2 Approve Amendment of the Articles of For Against Management
Incorporation in Order to Re-Classify
the Preferred Non-Voting Shares into
Preferred Voting Shares and Modify the
Dividend Features of the Preferred
Voting Shares
3 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
JG SUMMIT HOLDINGS, INC.
Ticker: JGS Security ID: Y44425117
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Annual Meeting For For Management
of the Stockholders held on May 14,
2020
2 Approve Minutes of the Special Meeting For For Management
of the Stockholders held on October
20, 2020
3 Approve the Financial Statements for For For Management
the Preceding Year
4.1 Elect James L. Go as Director For For Management
4.2 Elect Lance Y. Gokongwei as Director For For Management
4.3 Elect Lily G. Ngochua as Director For For Management
4.4 Elect Patrick Henry C. Go as Director For For Management
4.5 Elect Johnson Robert G. Go, Jr. as For For Management
Director
4.6 Elect Robina Gokongwei-Pe as Director For For Management
4.7 Elect Cirilo P. Noel as Director For For Management
4.8 Elect Jose T. Pardo as Director For For Management
4.9 Elect Renato T. De Guzman as Director For For Management
4.10 Elect Antonio L. Go as Director For For Management
4.11 Elect Artemio V. Panganiban as Director For Against Management
5 Appoint SyCip Gorres Velayo & Co. as For Against Management
External Auditor
6 Ratify Acts of the Board of Directors For For Management
and Its Committees, Officers and
Management
7 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
JIANGSU CHANGSHU RURAL COMMERCIAL BANK CO., LTD.
Ticker: 601128 Security ID: Y443B1100
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
JIANGSU CHANGSHU RURAL COMMERCIAL BANK CO., LTD.
Ticker: 601128 Security ID: Y443B1100
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhuang Guangqiang as For For Management
Non-Independent Director
1.2 Elect Xue Wen as Non-Independent For For Management
Director
1.3 Elect Sun Ming as Non-Independent For For Management
Director
1.4 Elect Meng Shihe as Non-Independent For For Management
Director
1.5 Elect Yang Yuguang as Non-Independent For Against Management
Director
1.6 Elect Nie Yuhui as Non-Independent For For Management
Director
1.7 Elect Wang Chunhua as Non-Independent For For Management
Director
1.8 Elect Zhu Qinbao as Non-Independent For For Management
Director
1.9 Elect Dai Xuming as Non-Independent For For Management
Director
1.10 Elect Jiang Jiansheng as Independent For Against Management
Director
1.11 Elect Zhang Helian as Independent For For Management
Director
1.12 Elect Yuan Xiuguo as Independent For For Management
Director
1.13 Elect Wu Minyan as Independent Director For For Management
1.14 Elect Cai Zexiang as Independent For For Management
Director
2.1 Elect Tao Shaofeng as Supervisor For For Management
2.2 Elect Shen Mei as Supervisor For For Management
2.3 Elect Yu Xiaohua as Supervisor For For Management
2.4 Elect Liao Yuansu as Supervisor For For Management
--------------------------------------------------------------------------------
JIANGSU CHANGSHU RURAL COMMERCIAL BANK CO., LTD.
Ticker: 601128 Security ID: Y443B1100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For Against Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Related Party Transaction For For Management
7 Approve to Appoint Auditor For For Management
8 Amend Remuneration Management Measures For Against Management
for Directors and Supervisors
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY COMPANY LIMITED
Ticker: 177 Security ID: Y4443L103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Financial Statements and Audit For For Management
Report
4 Approve Final Accounting Report For For Management
5 Approve Financial Budget Report For Against Management
6 Approve Final Profit Distribution Plan For For Management
and Final Dividend
7 Approve KPMG Huazhen LLP as Auditors For For Management
and Internal Control and Authorize
Board to Fix Their Remuneration
8 Approve Registration and Issuance of For For Management
Ultra-Short-Term Notes and Related
Transactions
9 Approve Registration and Issuance of For For Management
Medium-Term Notes and Related
Transactions
10 Approve Use of Proceeds Raised from For Against Management
Direct Financing to Provide Loans to
Jiangsu Wufengshan Toll Bridge Company
Limited and Related Transactions
11 Approve Use of Proceeds Raised from For For Management
Direct Financing to Provide Loans to
Jiangsu Guangjing Xicheng Expressway
Limited and Related Transactions
12 Approve Renewal of Annual Liability For For Management
Insurance for Directors, Supervisors
and Senior Management and Authorize
Yao Yongjia to Handle the Follow-up
Related Matters
13.1 Elect Sun Xibin as Director and For For Management
Approve the Signing of a Service
Contract with Him
13.2 Elect Cheng Xiaoguang as Director and For For Management
Approve the Signing of a Service
Contract with Him
13.3 Elect Yao Yongjia as Director and For For Management
Approve the Signing of a Service
Contract with Him
13.4 Elect Chen Yanli as Director and For For Management
Approve the Signing of an Appointment
Letter with Him
13.5 Elect Wang Yingjian as Director and For For Management
Approve the Signing of an Appointment
Letter with Him
13.6 Elect Wu Xinhua as Director and For For Management
Approve the Signing of an Appointment
Letter with Him
13.7 Elect Ma Chung Lai, Lawrence as For Against Management
Director and Approve the Signing of an
Appointment Letter with Him
13.8 Elect Li Xiaoyan as Director and For For Management
Approve the Signing of an Appointment
Letter with Her
14.1 Elect Lin Hui as Director and Approve For For Management
the Signing of a Service Contract with
Him
14.2 Elect Zhou Shudong as Director and For For Management
Approve the Signing of a Service
Contract with Him
14.3 Elect Liu Xiaoxing as Director and For For Management
Approve the Signing of a Service
Contract with Him
14.4 Elect Xu Guanghua as Director and For For Management
Approve the Signing of a Service
Contract with Him
14.5 Elect Yu Mingyuan as Director and For For Management
Approve the Signing of a Service
Contract with Him
15.1 Elect Yang Shiwei as Supervisor and For For Management
Approve the Signing of Appointment
Letter with Him
15.2 Elect Ding Guozhen as Supervisor and For For Management
Approve the Signing of Appointment
Letter with Him
15.3 Elect Pan Ye as Supervisor and Approve For For Management
the Signing of Appointment Letter with
Him
--------------------------------------------------------------------------------
JIANGSU HENGLI HYDRAULIC CO., LTD.
Ticker: 601100 Security ID: Y443AC115
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
8 Approve Appointment of Auditor For For Management
9 Approve Amendments to Articles of For For Management
Association
10 Approve to Formulate Shareholder For For Management
Return Plan
11 Elect Fang Youtong as Independent For For Management
Director
--------------------------------------------------------------------------------
JIANGSU HENGRUI MEDICINE CO. LTD.
Ticker: Security ID: CNE0000014W7
Meeting Date: AUG 18, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 2020 RESTRICTED STOCK INCENTIVE PLAN For For Management
(DRAFT) AND ITS SUMMARY
2 Constitution of Appraisal Management For For Management
Measures for the 2020 Restricted Stock
Incentive Plan
3 Authorization to the Board to Handle For For Management
Matters Regarding the Equity Incentive
--------------------------------------------------------------------------------
JIANGSU HENGRUI MEDICINE CO., LTD.
Ticker: 600276 Security ID: Y4446S105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report and Summary For For Management
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Auditor and Internal For For Management
Control Auditor as well as Payment of
Remuneration
7 Approve Amendments to Articles of For For Management
Association
8 Approve Repurchase and Cancellation of For For Management
Equity Incentive Stocks
9 Elect Dong Jiahong as Independent For For Management
Director
--------------------------------------------------------------------------------
JIANGSU KING'S LUCK BREWERY JOINT-STOCK CO., LTD.
Ticker: 603369 Security ID: Y444JU106
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association and Amend Rules and
Procedures Regarding Meetings of Board
of Directors
2 Elect Zhang Weiping as Independent For For Shareholder
Director
3 Elect Gu Xiangyue as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
JIANGSU KING'S LUCK BREWERY JOINT-STOCK CO., LTD.
Ticker: 603369 Security ID: Y444JU106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Statements and For For Management
Financial Budget Report
6 Approve Appointment of Auditor For For Management
7 Approve Authorization to Use of Idle For For Management
Own Funds to Purchase
Principal-guaranteed Financial Products
8.1 Elect Liu Jiarong as Director For For Shareholder
8.2 Elect Yan Yunxia as Director For For Shareholder
--------------------------------------------------------------------------------
JIANGSU SHAGANG CO., LTD.
Ticker: 002075 Security ID: Y26824113
Meeting Date: SEP 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Daily Related For For Management
Party Transaction
2 Approve Comprehensive Credit Line For For Management
Application
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
6 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
7 Approve Implementing Rules for For For Management
Cumulative Voting System
8 Amend Working System for Independent For For Management
Directors
--------------------------------------------------------------------------------
JIANGSU SHAGANG CO., LTD.
Ticker: 002075 Security ID: Y26824113
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jia Yan as Non-Independent For For Management
Director
2 Approve Appointment of Financial For For Management
Auditor
--------------------------------------------------------------------------------
JIANGSU SHAGANG CO., LTD.
Ticker: 002075 Security ID: Y26824113
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For Against Management
Acquisition by Cash and Issuance of
Shares as well as Raising Supporting
Funds
2.1 Approve Counterparties For Against Management
2.2 Approve Target Asset For Against Management
2.3 Approve Pricing Principles and For Against Management
Transaction Prices
2.4 Approve Payment Manner For Against Management
2.5 Approve Cash Payment Arrangement For Against Management
2.6 Approve Type and Par Value For Against Management
2.7 Approve Issue Manner and Subscription For Against Management
Method
2.8 Approve Target Subscribers For Against Management
2.9 Approve Pricing Reference Date, For Against Management
Pricing Basis and Issue Price
2.10 Approve Issue Size For Against Management
2.11 Approve Lock-up Period Arrangement For Against Management
2.12 Approve Listing Location For Against Management
2.13 Approve Transitional Profit and Loss For Against Management
Arrangements
2.14 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.15 Approve Contractual Obligations and For Against Management
Responsibilities Regarding the
Transfer of Ownership of Related Assets
2.16 Approve Profit Commitment and For Against Management
Compensation Arrangements
2.17 Approve Resolution Validity Period For Against Management
2.18 Approve Issue Type and Par Value For Against Management
2.19 Approve Issue Manner For Against Management
2.20 Approve Target Parties For Against Management
2.21 Approve Issue Price and Pricing Basis For Against Management
2.22 Approve Amount of Raising Supporting For Against Management
Funds and Number of Shares Issued
2.23 Approve Lock-up Period Arrangement For Against Management
2.24 Approve Listing Location For Against Management
2.25 Approve Usage of Raised Funds For Against Management
2.26 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.27 Approve Resolution Validity Period For Against Management
3 Approve Transaction Constitutes as For Against Management
Related Party Transaction
4 Approve Transaction Constitutes as For Against Management
Major Asset Restructure
5 Approve Transaction Does Not Comply For Against Management
with Article 13 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
6 Approve Transaction Complies with For Against Management
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
7 Approve Transaction Complies with For Against Management
Article 11 and 43 of the
Administrative Measures for the
Material Asset Reorganizations of
Listed Companies
8 Approve Report (Draft) and Summary on For Against Management
Company's Acquisition by Cash and
Issuance of Shares as well as Raising
Supporting Funds and Related Party
Transactions
9 Approve Relevant Audit Reports, For Against Management
Evaluation Reports and Pro Forma
Financial Reports
10 Approve Signing of Conditional Asset For Against Management
Purchase Agreement and Profit
Compensation Agreement
11 Approve Stock Price Volatility For Against Management
Achieves the Standard of Article 5
Notice on Regulating the Information
Disclosure of Listed Companies and the
Behavior of Related Parties
12 Approve Basis and Fairness of Price of For Against Management
the Transaction
13 Approve Independence of Appraiser, the For Against Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
14 Approve Completeness and Compliance of For Against Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
15 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
16 Approve Authorization of Board to For Against Management
Handle All Related Matters
17 Approve Appointment of Intermediary For Against Management
Agencies for Major Asset Restructure
18 Approve Issuance of Shares to Purchase For Against Management
Assets and Raising Supporting Funds
and Adjustment of Related Transaction
Plan Constitutes as Major Adjustment
to Restructuring Plan
19 Approve Relevant Entities Does Not For Against Management
Participate in Major Asset Restructure
of Listed Companies and Does Not Have
Article 13 of Strengthening the
Supervision over Abnormal Stock
Trading Related to the Material Asset
Reorganizations of Listed Companies
--------------------------------------------------------------------------------
JIANGSU SHAGANG CO., LTD.
Ticker: 002075 Security ID: Y26824113
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Use of Idle Own Funds for For Against Management
Investment in Financial Products
7 Approve Adjustment of Allowance of For For Management
Independent Directors
8 Approve Estimated Related Party For For Management
Transaction
9 Approve Credit Line Application For For Management
--------------------------------------------------------------------------------
JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD.
Ticker: 002304 Security ID: Y444AE101
Meeting Date: FEB 23, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Liandong as For For Management
Non-Independent Director
1.2 Elect Zhong Yu as Non-Independent For Against Management
Director
1.3 Elect Li Minfu as Non-Independent For For Management
Director
1.4 Elect Wang Kai as Non-Independent For Against Management
Director
1.5 Elect Liu Huashuang as Non-Independent For For Management
Director
1.6 Elect Cong Xuenian as Non-Independent For For Management
Director
1.7 Elect Zhou Xinhu as Non-Independent For For Management
Director
2.1 Elect Zhao Shuming as Independent For For Management
Director
2.2 Elect Nie Yao as Independent Director For For Management
2.3 Elect Lu Guoping as Independent For For Management
Director
2.4 Elect Mao Lingxiao as Independent For For Management
Director
3.1 Elect Xu Youheng as Supervisor For For Management
3.2 Elect Xu Lili as Supervisor For For Management
3.3 Elect Chen Taisong as Supervisor For For Management
--------------------------------------------------------------------------------
JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD.
Ticker: 002304 Security ID: Y444AE101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Use of Funds for Financial For Against Management
Products
8 Approve Adjustment to Allowance of For For Management
Independent Directors
--------------------------------------------------------------------------------
JIANGSU YANGNONG CHEMICAL CO., LTD.
Ticker: 600486 Security ID: Y4446X104
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Approve to Appoint Auditor For For Management
3 Elect Li Zhonghua as Independent For For Management
Director
--------------------------------------------------------------------------------
JIANGSU YANGNONG CHEMICAL CO., LTD.
Ticker: 600486 Security ID: Y4446X104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve to Appoint Auditor For For Management
6 Approve Application of Bank Credit For For Management
Lines
7 Approve Provision of Guarantee For For Management
8 Approve Foreign Exchange Forward For For Management
Settlement and Sale
9 Approve Related Party Transaction with For For Management
Yangnong Group
10 Approve Related Party Transaction with For For Management
Syngenta Group Co., Ltd.
11 Approve Financial Services Framework For For Management
Agreement
--------------------------------------------------------------------------------
JIANGSU YOKE TECHNOLOGY CO., LTD.
Ticker: 002409 Security ID: Y444AX109
Meeting Date: JUN 22, 2021 Meeting Type: Special
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Management Method for the Usage For For Management
of Raised Funds
--------------------------------------------------------------------------------
JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD.
Ticker: 002223 Security ID: Y4449E103
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wu Qun as Non-independent For Against Management
Director
1.2 Elect Zhao Shuai as Non-independent For For Management
Director
1.3 Elect Wang Lihua as Non-independent For For Management
Director
1.4 Elect Zheng Hongzhe as Non-independent For For Management
Director
1.5 Elect Chen Jianjun as Non-independent For For Management
Director
1.6 Elect Wang Ruijie as Non-independent For For Management
Director
2.1 Elect Yu Chun as Independent Director For For Management
2.2 Elect Wang Qianhua as Independent For For Management
Director
2.3 Elect Wan Suiren as Independent For For Management
Director
3.1 Elect Lv Yingfang as Supervisor For For Management
3.2 Elect Yu Xiongfeng as Supervisor For For Management
3.3 Elect Zhang Jinyan as Supervisor For For Management
3.4 Elect Ruan Lingbin as Supervisor For For Management
--------------------------------------------------------------------------------
JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD.
Ticker: 002223 Security ID: Y4449E103
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Completed and Termination of For For Management
Fund-raising Investment Project and
Use Its Remaining Raised Funds to
Replenish Working Capital
2 Approve Amendments to Articles of For For Management
Association
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Approve Adjustment to Allowance of For For Management
Independent Directors
--------------------------------------------------------------------------------
JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD.
Ticker: 002223 Security ID: Y4449E103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: Security ID: CNE0000011P7
Meeting Date: JUL 20, 2020 Meeting Type: Special
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 PROVISION OF LOANS TO SOME COMPANIES For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
2 Approve Loan Provision For For Management
3 Approve Related Party Transaction in For For Management
Connection to Investment in Qingdao
Maorun Equity Investment Partnership
(Limited Partnership)
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
2 Approve Loan Provision For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Address For For Management
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authorization Matters Related For For Management
to Financial Assistance
2 Approve Authorization of Daily Related For For Management
Party Transactions
3 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition and For For Management
Co-Investment
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: FEB 23, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Provision of Guarantees to For For Management
Shenyang Zhongnan Yisheng Real Estate
Development Co., Ltd, Hangzhou
Tengyang Enterprise Management Co.,
Ltd and Nantong Haiyue Real Estate
Development Co., Ltd
1.2 Approve Provision of Guarantees to For For Management
Dingzhou Jintai Enterprise Management
Co., Ltd
1.3 Approve Provision of Guarantees to For Against Management
Jiangsu Ganglong Huayang Real Estate
Co., Ltd
1.4 Approve Provision of Guarantees to For Against Management
Shandong Zhinan Bang Education and
Culture Consulting Co., Ltd
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: APR 20, 2021 Meeting Type: Special
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Zibo Jinmei For For Management
Real Estate Co., Ltd and Related Party
Transactions
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Profit and Dividend For For Management
Distribution Plan
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve Annual Report and Summary For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Authorization of Entrusted For Against Management
Asset Management
9 Approve Provision of Guarantee For For Management
10.1 Elect Hou Qicai as Director For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD.
Ticker: 600522 Security ID: Y444E8100
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For Against Management
2 Approve Additional Related Party For For Management
Transactions
--------------------------------------------------------------------------------
JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD.
Ticker: 600522 Security ID: Y444E8100
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Annual Report Summary For For Management
5 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
6 Approve Report of the Independent For For Management
Directors
7 Approve Internal Control Evaluation For For Management
Report
8 Approve Financial Statements For For Management
9 Approve Profit Distribution Plan For For Management
10 Approve Appointment of Auditor For For Management
11 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
12 Approve Estimate Related Party For For Management
Transaction
13 Approve Guarantee Provision for the For Against Management
Comprehensive Credit Lines Applied by
Controlled Subsidiary
14 Approve Spin-off of Subsidiary in For For Management
Accordance with Relevant Laws and
Regulations
15.1 Approve Listing Exchange For For Management
15.2 Approve Issue Type For For Management
15.3 Approve Share Par Value For For Management
15.4 Approve Issue Amount and Upper Limit For For Management
15.5 Approve Target Subscribers For For Management
15.6 Approve Issue Time For For Management
15.7 Approve Issue Manner For For Management
15.8 Approve Basis of Pricing For For Management
15.9 Approve Underwriting Manner For For Management
15.10 Approve Use of Proceeds For For Management
15.11 Approve Other Matter Related to the For For Management
Issuance
16 Approve Spin-off of Zhongtian For For Management
Technology Submarine Cable Co., Ltd to
be Listed on the SSE STAR Market
17 Approve Transaction Complies with For For Management
Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing
18 Approve Transaction is Conducive to For For Management
Safeguarding the Legal Rights and
Interests of Shareholders and Creditors
19 Approve Proposal on the Company's For For Management
Independence and Sustainability
20 Approve Subsidiary's Corresponding For For Management
Standard Operational Ability
21 Approve Explanation of the For For Management
Completeness, Compliance and Validity
of Legal Documents Submitted in the
Spin-off
22 Approve Purpose, Commercial For For Management
Rationality, Necessity and Feasibility
Analysis of Spin-off
23 Approve Authorization of the Board to For For Management
Handle Matters on Spin-off
24 Approve Changes in Registered Capital For For Management
25 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
JIANGXI COPPER COMPANY LIMITED
Ticker: 358 Security ID: Y4446C100
Meeting Date: SEP 04, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Corporate Bonds For For Management
and Related Transactions
--------------------------------------------------------------------------------
JIANGXI COPPER COMPANY LIMITED
Ticker: 358 Security ID: Y4446C118
Meeting Date: SEP 04, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Corporate Bonds For For Management
and Related Transactions
--------------------------------------------------------------------------------
JIANGXI COPPER COMPANY LIMITED
Ticker: 358 Security ID: Y4446C100
Meeting Date: DEC 07, 2020 Meeting Type: Special
Record Date: NOV 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supply and Services Agreement For For Management
I, Annual Caps and Related Transactions
2 Approve Supply and Services Agreement For For Management
II, Annual Caps and Related
Transactions
3 Approve Land Use Rights Leasing For For Management
Agreement and Related Transactions
--------------------------------------------------------------------------------
JIANGXI COPPER COMPANY LIMITED
Ticker: 358 Security ID: Y4446C118
Meeting Date: DEC 07, 2020 Meeting Type: Special
Record Date: NOV 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supply and Services Agreement For For Management
I, Annual Caps and Related Transactions
2 Approve Supply and Services Agreement For For Management
II, Annual Caps and Related
Transactions
3 Approve Land Use Rights Leasing For For Management
Agreement and Related Transactions
--------------------------------------------------------------------------------
JIANGXI COPPER COMPANY LIMITED
Ticker: 358 Security ID: Y4446C100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
3 Amend Rules and Procedures Regarding For For Management
Meetings of Independent Directors
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Supervisory For For Management
Committee
6 Approve Audited Financial Report and For For Management
Annual Report and Its Summary
7 Approve Profit Distribution For For Management
8 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic and Internal Auditors and
Ernst & Young as Overseas Auditors and
Authorize Board to Fix Their
Remuneration
9 Approve Remuneration Scheme of For For Management
Directors
10 Approve Remuneration Scheme of For For Management
Supervisors
11.1 Elect Zheng Gaoqing as Director For Against Shareholder
11.2 Elect Wang Bo as Director For For Shareholder
11.3 Elect Gao Jian-min as Director For For Shareholder
11.4 Elect Liang Qing as Director For For Shareholder
11.5 Elect Liu Fangyun as Director For For Shareholder
11.6 Elect Yu Tong as Director For For Shareholder
12.1 Elect Liu Erh Fei as Director For For Shareholder
12.2 Elect Liu Xike as Director For For Shareholder
12.3 Elect Zhu Xingwen as Director For For Shareholder
12.4 Elect Wang Feng as Director For For Shareholder
13.1 Elect Guan Yongmin as Supervisor For For Shareholder
13.2 Elect Wu Donghua as Supervisor For For Shareholder
13.3 Elect Zhang Jianhua as Supervisor For For Shareholder
--------------------------------------------------------------------------------
JIANGXI COPPER COMPANY LIMITED
Ticker: 358 Security ID: Y4446C118
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
3 Amend Rules and Procedures Regarding For For Management
Meetings of Independent Directors
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Supervisory For For Management
Committee
6 Approve Audited Financial Report and For For Management
Annual Report and Its Summary
7 Approve Profit Distribution For For Management
8 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic and Internal Auditors and
Ernst & Young as Overseas Auditors and
Authorize Board to Fix Their
Remuneration
9 Approve Remuneration Scheme of For For Management
Directors
10 Approve Remuneration Scheme of For For Management
Supervisors
11.1 Elect Zheng Gaoqing as Director For Against Shareholder
11.2 Elect Wang Bo as Director For For Shareholder
11.3 Elect Liu Fangyun as Director For For Shareholder
11.4 Elect Yu Tong as Director For For Shareholder
11.5 Elect Liang Qing as Director For For Shareholder
11.6 Elect Gao Jian-min as Director For For Shareholder
12.1 Elect Liu Erh Fei as Director For For Shareholder
12.2 Elect Liu Xike as Director For For Shareholder
12.3 Elect Zhu Xingwen as Director For For Shareholder
12.4 Elect Wang Feng as Director For For Shareholder
13.1 Elect Guan Yongmin as Supervisor For For Shareholder
13.2 Elect Wu Donghua as Supervisor For For Shareholder
13.3 Elect Zhang Jianhua as Supervisor For For Shareholder
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO LTD
Ticker: Security ID: CNE1000006H2
Meeting Date: JUL 15, 2020 Meeting Type: Special
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for For Against Management
Non-public Share Offering
19 Authorization to the Board to Handle For Against Management
Matters with Control Shareholders
20 Diluted Immediate Return After the For Against Management
Non-public Share
21 Authority to Give Guarantees to For Against Management
Subsidiaries
2 Stock Type and Par Value For Against Management
11 The Valid Period of the Non-public For Against Management
issuance
3 Issuing Method and Issuing Time For Against Management
4 Issuing Targets and Subscription Method For Against Management
5 Pricing Principles and Issue Price For Against Management
6 Issuing Volume For Against Management
7 Lockup Period For Against Management
8 Listing Place For Against Management
9 Amount and Use of the Raised Funds For Against Management
10 Arrangement for the Roll over Profit For Against Management
Before Completion of the Issuance
12 Approval of Preliminary Plan of For Against Management
Non-public Share Offering
13 Feasibility Analysis Report on the Use For Against Management
of Funds to Be Raised from the
Non-public Share Offering
14 Signed Agreements with Specific Parties For Against Management
15 Connected Transactions Regarding the For Against Management
Non-public Offering
16 Introduction of Strategy Investors and For Against Management
Signing the Conditional Strategic
Cooperation Agreement
17 Conditional Share Subscription For Against Management
Agreement to be Signed with Strategic
Investors
18 Authorization to the Board to Handle For Against Management
Matters Regarding the Non-public Share
Offering
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lin Feng as Non-independent For For Shareholder
Director
2 Approve Repurchase and Cancellation of For For Management
2017, 2018, 2019 Performance Shares
3 Approve Acquisition by Wholly-owned For For Management
Subsidiary
4 Approve Repurchase and Cancellation of For For Management
2018, 2019 Performance Shares
5 Approve Issuance of Overseas Bonds of For For Management
Wholly-owned Subsidiary
6 Approve Authorization of the Board on For For Management
Issuance of Overseas Bonds
7 Approve Provision of Guarantee for For For Management
Issuance of Overseas Bonds
8 Approve Commodity Futures Hedging For For Management
Business
9 Approve Special Report on the Usage of For For Management
Previously Raised Funds
10 Approve Additional Guarantee for For For Shareholder
Subsidiary
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Amend Articles of Association For For Management
3 Approve Provision of Guarantee For For Shareholder
4 Approve Related Party Transactions For For Shareholder
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: DEC 14, 2020 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Employee For For Management
Share Purchase Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Daily Related Party For For Shareholder
Transactions with Ultimate Controller
5 Approve Daily Related Party For For Shareholder
Transactions with Associate Company
6 Approve External Guarantee For Against Shareholder
7 Approve Loan For For Shareholder
8 Approve Total Loan Amount and For Against Shareholder
Authorization
9 Amend Articles of Association For For Shareholder
10 Approve Business Partner Plan For For Shareholder
11 Approve Management Method of Business For For Shareholder
Partner Plan
12 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Shareholder
Options and Performance Share
Incentive Plan
2 Approve Methods to Assess the For For Shareholder
Performance of Plan Participants
3 Approve Authorization of the Board to For For Shareholder
Handle All Related Matters
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Increase Amount of Guarantees For For Management
to Subsidiaries
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Capital Injection Agreement For For Management
8 Approve Company's Eligibility for For For Management
Issuance of Green Bonds
9 Approve Issuance of Green Bonds For For Management
10 Approve Authorization of the Board to For For Management
Handle All Matters Related to Issuance
of Green Bonds
11 Approve Issuance of Commercial Papers For For Management
12 Approve Authorization of the Board to For For Management
Handle All Matters Related to Issuance
of Commercial Papers
13 Approve Additional Guarantee For Against Shareholder
--------------------------------------------------------------------------------
JILIN AODONG PHARMACEUTICAL GROUP CO LTD
Ticker: Security ID: CNE000000719
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to the Company's Articles For For Management
of Association
2 Amendments to the Company's Rules of For For Management
Procedure Governing the Board Meetings
3 Elect LI Xiulin For For Management
4 Elect GUO Shuqin For For Management
5 Elect YANG Kai For For Management
6 Elect ZHNAG Shuyuan For For Management
7 Elect WANG Zhenyu For For Management
8 Elect ZHAO Dalong For For Management
9 Elect BI Yan For For Management
10 Elect LI Peng For For Management
11 Elect XIAO Weiwei For For Management
12 Elect CHEN Yongfeng For Against Management
13 Elect XIU Gang For Against Management
14 Elect SUN Yuju For Against Management
--------------------------------------------------------------------------------
JILIN AODONG PHARMACEUTICAL GROUP CO., LTD.
Ticker: 000623 Security ID: Y4451E108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Re-determination and For For Management
Postponement of Investment Projects
with Partial Raised Funds
7 Approve to Appoint Auditor For For Management
8 Approve Shareholder Return Plan For For Management
9 Approve Amendments to Articles of For For Management
Association
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO LTD
Ticker: Security ID: CNE000000073
Meeting Date: JUL 16, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for For For Management
Corporate Bond Issuance
2 Issuing Scale For For Management
11 Repayment Guarantee Measures For For Management
12 The Valid Period of the Resolution For For Management
3 Issuing Method and Date For For Management
4 Bond Type and Duration For For Management
5 Purpose of the Raised Funds For For Management
6 Interest Rate and Its Determining For For Management
Method
7 Issuing Targets For For Management
8 Redemption or Resale Clauses For For Management
9 Guarantor and Guarantee Method For For Management
10 Listing Place For For Management
13 Full Authorization to the Board to For For Management
Handle Matters Regarding the Issuance
of Corporate Bonds
14 ADDITIONAL GUARANTEE QUOTA FOR SOME For Against Management
JOINT STOCK REAL ESTATE PROJECT
COMPANIES
15 Use of Surplus Capital in Controlled For For Management
Subsidiaries According to the Equities
Ratio with Cooperative Parties
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO LTD
Ticker: Security ID: CNE000000073
Meeting Date: AUG 19, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 ADDITIONAL GUARANTEE QUOTA FOR SOME For Against Management
JOINT-STOCK REAL ESTATE PROJECT
COMPANIES
2 Amendments to the Rules of Procedure For For Management
Governing Shareholders General Meetings
3 Amendments to the Company's Rules of For For Management
Procedure Governing the Board Meetings
4 Amendments to The Company's Rules of For For Management
Procedure Governing Meetings of the
Supervisory Committee
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Offshore USD Bonds For For Management
2 Approve Authorization of the Board to For For Management
Handle All Related Matters to Offshore
USD Bonds
3 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Guarantee Provision For For Management
Plan
2 Approve Transfer of the Surplus Funds For For Management
of the Controlled Subsidiary According
to the Equity Ratio
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Guarantee For For Management
2 Amend Management System for Providing For For Management
External Guarantees
3 Amend Related-Party Transaction For For Management
Management System
4 Amend Major Investment Decision For For Management
Management System
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: DEC 16, 2020 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Guarantee For For Management
2 Approve Use of Surplus Funds of For For Management
Subsidiary by the Company and its
Partners According to Their
Shareholding
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: JAN 14, 2021 Meeting Type: Special
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of Guarantee for For For Management
Participation in Real Estate Project
Company and New Guarantee
2 Approve Use of Surplus Funds of For For Management
Subsidiary by the Company and its
Partners According to Shareholding
Equity
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhou Da as Non-Independent For For Shareholder
Director
1.2 Elect Liu Jing as Non-Independent For For Shareholder
Director
1.3 Elect Yang Chengjun as Non-Independent For For Shareholder
Director
1.4 Elect Yang Liu as Non-Independent For For Shareholder
Director
2.1 Elect Zhu Ning as Independent Director For For Shareholder
2.2 Elect Wang Wen as Independent Director For For Shareholder
2.3 Elect Hu Yuntong as Independent For For Shareholder
Director
3.1 Elect Liu Zhonghai as Supervisor For For Shareholder
3.2 Elect Liang Zhongtai as Supervisor For For Shareholder
4 Approve Increase the Guarantee Limit For For Management
for the Financing of Company and
Controlled Subsidiaries
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase Guarantee Limit for For For Management
Companies Participating in Real Estate
Projects
2 Approve Transfer of Surplus Funds in For For Management
Subsidiary in Proportion to Equity
3 Approve Provision of Shareholder Loans For For Management
to Real Estate Project Companies in
Proportion to Equity
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: APR 02, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Guarantee For For Management
2 Approve Use of Surplus Funds of For For Management
Subsidiary by the Company and its
Partners According to Their
Shareholding
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Remuneration of Chairman of For For Management
the Board
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Financial and For For Management
Internal Control Auditor
8 Approve Additional Guarantee For For Shareholder
9 Approve Use of Surplus Funds of For For Shareholder
Subsidiary by the Company and its
Partners According to Their
Shareholding
10 Approve Supply Chain Asset-backed For For Shareholder
Securities Business
11 Approve Company's Eligibility for For For Shareholder
Issuance of Debt Financing Instruments
12.1 Approve Issue Size For For Shareholder
12.2 Approve Issue Time and Manner For For Shareholder
12.3 Approve Issue Period and Type For For Shareholder
12.4 Approve Use of Proceeds For For Shareholder
12.5 Approve Issuance Cost For For Shareholder
12.6 Approve Resolution Validity Period For For Shareholder
13 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Guarantee For For Management
--------------------------------------------------------------------------------
JINXIN FERTILITY GROUP LTD.
Ticker: 1951 Security ID: G5140J101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Geng Lihong as Director For For Management
2B Elect Hu Zhe as Director For For Management
2C Elect Yan Xiaoqing as Director For For Management
2D Elect Chong Yat Keung as Director For For Management
2E Elect Lim Haw Kuang as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
JINYU BIO-TECHNOLOGY CO., LTD.
Ticker: 600201 Security ID: Y4085H105
Meeting Date: SEP 03, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Purpose of Plan For Against Management
1.2 Approve Basis and Scope of Incentive For Against Management
Objects
1.3 Approve Number and Distribution of the For Against Management
Underlying Stocks of this Incentive
Plan
1.4 Approve Validity Period, Grant Date, For Against Management
Lock-up Period, Lift-off Period and
Lock-up Period of this incentive plan
1.5 Approve Grant Price and its For Against Management
Determination Method
1.6 Approve Conditions for Granting and For Against Management
Lifting of Restrictions on Sales
1.7 Approve Adjustment Methods and For Against Management
Procedures
1.8 Approve Accounting Treatment Method For Against Management
1.9 Approve Change and Termination For Against Management
Procedures
1.10 Approve Rights and Obligation of For Against Management
Company and Incentive Object
1.11 Approve How to Implement the For Against Management
Restricted Stock Incentive Plan When
There Are Changes for the Company and
Incentive Objects
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
4 Approve Change in Business Scope For For Management
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
JINYU BIO-TECHNOLOGY CO., LTD.
Ticker: 600201 Security ID: Y4085H105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Finance Work Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7 Approve Provision of Guarantee For Against Management
8 Approve to Appoint Auditor For For Management
9 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
JIUGUI LIQUOR CO., LTD.
Ticker: 000799 Security ID: Y37688101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
JIUMAOJIU INTERNATIONAL HOLDINGS LTD.
Ticker: 9922 Security ID: G5141L105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3 Elect Guan Yihong as Director For For Management
4 Elect He Chengxiao as Director For For Management
5 Elect Deng Tao as Director For For Management
6 Elect Tang Zhihui as Director For For Management
7 Elect Zhu Rui as Director For For Management
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO. LTD.
Ticker: Security ID: CNE000001816
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for For For Management
Non-public Offering
19 Shareholder Return Plan for the Next For For Management
Three Years from 2020 to 2022
20 Authorization to the Board to Handle For For Management
Matters Regarding the Non-public
Offering
21 Establishment of Social Responsibility For For Management
Committee
2 Stock Type and Par Value For For Management
11 The Valid Period of the issuance For For Management
3 Issuing Method and Issuing Time For For Management
4 Issuing Targets and Subscription Method For For Management
5 Issue Price and Pricing Principles For For Management
6 Issuing Volume For For Management
7 Amount and Use of the Raised Funds For For Management
8 Lockup Period For For Management
9 Listing Place For For Management
10 Arrangement for the Roll over Profit For For Management
Before Completion of the Issuance
12 Approval of Preliminary Plan of For For Management
Non-public Offering
13 Demonstration Analysis Report on the For For Management
Plan for Non-public Offering
14 INTRODUCTION OF STRATEGIC INVESTORS For For Management
15 Strategic Cooperation and Conditional For For Management
Share Subscription Agreement to Be
Signed with Subscription Targets
16 Connected Transactions Regarding the For For Management
Plan for Non-public Offering
17 Report on Deposit and Use of For For Management
Previously Raised Funds
18 Diluted Immediate Return After the For For Management
Non-public Share Offering, Filling
Measures and Commitments of Relevant
Parties
--------------------------------------------------------------------------------
JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.
Ticker: 600380 Security ID: Y7742H103
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Registered Capital For For Management
2 Amend Articles of Association For For Management
3 Amend Medium and Long-term Business For Against Management
Partner Shareholding Plan (Draft) and
its Abstract
4 Approve Authorization of the Board to For Against Management
Handle All Related Matters
5 Approve Provision of Guarantee and For For Management
Counter Guarantee
--------------------------------------------------------------------------------
JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.
Ticker: 600380 Security ID: Y7742H103
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Restructuring For For Management
--------------------------------------------------------------------------------
JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.
Ticker: 600380 Security ID: Y7742H103
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Purpose of Share Repurchase For For Management
1.2 Approve Types of Share Repurchase For For Management
1.3 Approve Manner of Share Repurchase For For Management
1.4 Approve Period of Share Repurchase For For Management
1.5 Approve Purpose, Quantity, Proportion For For Management
of the Company's Total Share Capital
and Total Funds of the Share Repurchase
1.6 Approve Price Range and Pricing For For Management
Principle of Share Repurchase
1.7 Approve Source of Funds Used for For For Management
Repurchase
2 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.
Ticker: 600380 Security ID: Y7742H103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Supervisors
2 Approve Report of the Board of For For Management
Directors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Internal Control Audit Report For For Management
7 Approve Special Audit Report on the For For Management
Summary Table of Non-operating Capital
Occupation and Other Related Capital
Transactions
8 Approve Provision of Guarantee For For Management
9 Approve Appointment of Auditor For For Management
10 Approve Postponement of Raised Funds For For Management
Investment Project
11 Approve Change in Registered Capital For For Management
12 Approve Amendments to Articles of For For Management
Association
13 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.
Ticker: 600380 Security ID: Y7742H103
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
2 Approve Increase of Input Method for For For Management
Raised Funds Investment Project
3 Approve Provision of Financing For For Management
Guarantee and Counter-Guarantees
4 Approve Medium and Long-term Business For For Management
Partner Share Purchase Plan and Its
Summary
5 Approve Authorization of the Board to For For Management
Handle All Matters Related to Medium
and Long-term Business Partner Share
Purchase Plan
--------------------------------------------------------------------------------
JOINN LABORATORIES (CHINA) CO., LTD.
Ticker: 6127 Security ID: Y444TU105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Final Account Report For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Appointment of Auditor and For For Management
Internal Control Auditor
7 Approve Remuneration Plan of Directors For For Management
and Senior Management Members
8 Approve Remuneration of Supervisors For For Management
9 Approve Financial Derivatives For For Management
Investment
10 Approve Change of Registered Capital For For Management
11 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
JOINN LABORATORIES (CHINA) CO., LTD.
Ticker: 6127 Security ID: Y444TU105
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Plan For For Management
2 Approve Change of Registered Capital For For Management
--------------------------------------------------------------------------------
JOINTOWN PHARMACEUTICAL GROUP CO. LTD
Ticker: Security ID: CNE100000W45
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) For For Management
AND ITS SUMMARY
2 MANAGEMENT MEASURES FOR THE EMPLOYEE For For Management
STOCK OWNERSHIP PLAN
3 Authorization to the Board to Handle For For Management
Matters Regarding the Employee Stock
Ownership Plan
4 Additional Comprehensive Credit Line For For Management
Applied for by Subordinate Companies
to Banks and Other Institutions in 2020
5 Provision of Guarantee for the For For Management
Additional Comprehensive Credit Line
Applied for by Subordinate Companies
to Banks and Other Institutions in 2020
--------------------------------------------------------------------------------
JOINTOWN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 600998 Security ID: Y444BD102
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Registered Capital, For For Management
Business Scope and Amendments to
Articles of Association
2.1 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
2.2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
3.1 Elect Liu Zhaonian as Non-independent For Against Shareholder
Director
3.2 Elect Liu Dengpan as Non-independent For For Shareholder
Director
3.3 Elect Gong Yihua as Non-independent For Against Shareholder
Director
3.4 Elect Liu Changyun as Non-independent For For Shareholder
Director
3.5 Elect Liu Yichang as Non-independent For For Shareholder
Director
3.6 Elect Wang Qi as Non-independent For For Shareholder
Director
3.7 Elect Wu Xuesong as Non-independent For For Shareholder
Director
4.1 Elect Zeng Xiangquan as Independent For For Management
Director
4.2 Elect Ai Hua as Independent Director For For Management
4.3 Elect Tang Guliang as Independent For For Management
Director
4.4 Elect Lu Yindi as Independent Director For For Management
5.1 Elect Wen Xumin as Supervisor For For Shareholder
5.2 Elect Liu Zhifeng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
JOINTOWN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 600998 Security ID: Y444BD102
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application for Comprehensive For For Management
Credit Plans
2 Approve Application of Comprehensive For Against Management
Credit Lines and Guarantee Provision
3 Approve Issuance of Accounts For For Management
Receivable Asset Securitization
Products
4 Approve Use Temporary Idle Funds to For Against Management
Entrust Financial Management
5 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
JOINTOWN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 600998 Security ID: Y444BD102
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve Appointment of Auditor For For Management
9.1 Approve Remuneration of Directors and For For Management
Senior Management
9.2 Approve Remuneration of Supervisors For For Management
10 Amend Related-party Transaction For Against Management
Decision-making System
--------------------------------------------------------------------------------
JOLLIBEE FOODS CORPORATION
Ticker: Security ID: PHY4466S1007
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 CALL TO ORDER For For Management
11 Elect Joseph C. Tanbuntiong For For Management
12 Elect ANG Cho Sit For For Management
13 Elect Antonio CHUA Poe Eng For For Management
14 Elect Artemio V. Panganiban For For Management
15 Elect Cezar Peralta Consing For For Management
16 Elect Cesar V. Purisima For For Management
17 Appointment of Auditor and Authority For For Management
to Set Fees
18 Transaction of Other Business For Abstain Management
19 Adjourment For For Management
3 Certification of Notice and Quorum For For Management
4 Meeting Minutes For For Management
5 Management's Report For For Management
6 Accounts and Reports For For Management
7 Ratification of Board Acts For For Management
8 Elect Tony TAN Caktiong For For Management
9 Elect William TAN Untiong For For Management
10 Elect Ernesto Tanmantiong For For Management
--------------------------------------------------------------------------------
JOLLIBEE FOODS CORPORATION
Ticker: JFC Security ID: Y4466S100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Previous Meeting For For Management
2 Approve 2020 Audited Financial For For Management
Statements and Annual Report
3 Ratify Actions by the Board of For For Management
Directors and Officers of the
Corporation
4 Approve Amendments to Article Two of For For Management
the Articles of Incorporation
5 Approve Amendments to Article Seven of For Against Management
the Articles of Incorporation to
Reclassify and Divide the Authorized
Capital Stock of the Corporation
6 Approve Shelf Registration and Listing For Against Management
of 20 Million Preferred Shares and
Initial Offer and Issuance of Up to 12
Million Preferred Shares
7.1 Elect Tony Tan Caktiong as Director For Against Management
7.2 Elect William Tan Untiong as Director For Against Management
7.3 Elect Ernesto Tanmantiong as Director For For Management
7.4 Elect Ang Cho Sit as Director For For Management
7.5 Elect Antonio Chua Poe Eng as Director For For Management
7.6 Elect Artemio V. Panganiban as Director For For Management
7.7 Elect Cesar V. Purisima as Director For For Management
7.8 Elect Kevin Goh as Director For For Management
7.9 Elect Chong Ee Rong as Director For For Management
8 Appoint External Auditors For For Management
9 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD.
Ticker: 600872 Security ID: Y9889J108
Meeting Date: SEP 08, 2020 Meeting Type: Special
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Amend Related Party Transaction For For Management
Management System
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Working System for Independent For For Management
Directors
--------------------------------------------------------------------------------
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD.
Ticker: 600872 Security ID: Y9889J108
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Profit Distribution For For Management
4 Approve to Appoint Auditor For For Management
5 Approve Shareholder Return Plan For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Repurchase of the Company's For For Shareholder
Shares
--------------------------------------------------------------------------------
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD.
Ticker: 600872 Security ID: Y9889J108
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect He Hua as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD.
Ticker: 600872 Security ID: Y9889J108
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Gang as Independent Director For For Management
--------------------------------------------------------------------------------
JOYOUNG CO., LTD.
Ticker: 002242 Security ID: Y4466H104
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Working System for Independent For For Management
Directors
4 Approve Amendments to Articles of For For Management
Association
5 Approve Related Party Transaction For For Management
6 Approve Capital Increase and Share For For Management
Expansion of Controlled Subsidiaries
--------------------------------------------------------------------------------
JOYOUNG CO., LTD.
Ticker: 002242 Security ID: Y4466H104
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party For For Management
Transactions
2 Approve Use of Idle Own Funds to For Against Management
Invest in Financial Products
3 Approve Draft and Summary of Stock For For Management
Option Incentive Plan
4 Approve Methods to Assess the For For Management
Performance of Plan Participants
5 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
JOYOUNG CO., LTD.
Ticker: 002242 Security ID: Y4466H104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Approve Repurchase and Cancellation of For For Management
Performance Shares
10 Approve Decrease in Capital For For Management
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
JSW STEEL LTD.
Ticker: Security ID: INE019A01038
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Authority to Issue Foreign Currency For For Management
Convertible Debt Instruments
2 Allocation of Profits/Dividends For For Management
(Preference Shares)
3 Allocation of Profits/Dividends For For Management
(Ordinary Shares)
4 Elect Vinod Nowal For For Management
5 Authority to Set Cost Auditors Fees For For Management
6 Elect Malay Mukherjee For For Management
7 Elect Haigreve Khaitan For For Management
8 Appoint Seshagiri Rao M.V.S as Joint For For Management
Managing Director & Group CFO; Approve
remuneration
9 Authority to Issue Shares and/or For Against Management
Convertible Debt Instruments w/o
Preemptive Rights
--------------------------------------------------------------------------------
JUBILANT FOODWORKS LIMITED
Ticker: 533155 Security ID: Y4493W108
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Shamit Bhartia as Director For For Management
3 Reelect Aashti Bhartia as Director For For Management
4 Approve Jubilant FoodWorks General For For Management
Employee Benefits Scheme 2020
5 Approve Extension of Benefits of For For Management
Jubilant FoodWorks General Employee
Benefits Scheme 2020 to Employees of
Holding Company and Subsidiary
Companies of the Company
--------------------------------------------------------------------------------
JUEWEI FOOD CO., LTD.
Ticker: 603517 Security ID: Y446FS100
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
5 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
6 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
7 Amend Management System of Raised Funds For Against Management
8 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
JUEWEI FOOD CO., LTD.
Ticker: 603517 Security ID: Y446FS100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report and Summary For For Management
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve Application of Bank Credit For For Management
Lines
9 Approve Extension of Raised Funds For For Management
Investment Projects for Convertible
Bonds
10 Approve Use of Raised Funds for Cash For For Management
Management
--------------------------------------------------------------------------------
JUMBO SA
Ticker: BELA Security ID: X4114P111
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Receive Audit Committee's Activity None None Management
Report
3 Ratify Previously Approved Decision on For For Management
Distribution of Special Dividend
4 Approve Allocation of Income and For For Management
Non-Distribution of Dividends
5 Approve Management of Company and For For Management
Grant Discharge to Auditors
6 Approve Remuneration of Certain Board For For Management
Members
7 Approve Auditors and Fix Their For For Management
Remuneration
8 Advisory Vote on Remuneration Report For For Management
9 Approve Suitability Policy for For For Management
Directors
10 Approve Remuneration Policy For For Management
11 Allow Shareholder Meetings to be Held For For Management
in Virtual-Only Format
12 Elect Directors (Bundled) For Against Management
13 Approve Type and Term of Office of the For For Management
Audit Committee
--------------------------------------------------------------------------------
JUNEYAO AIRLINES CO LTD.
Ticker: Security ID: CNE100001ZY0
Meeting Date: AUG 05, 2020 Meeting Type: Special
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect WANG Junjin For For Management
2 Elect ZHAO Hongliang For For Management
3 Elect WANG Han For For Management
4 Elect LI Yangmin For For Management
5 Elect YU Chengji For For Management
6 Elect XU Junmin For For Management
7 Elect XIA Dawei For For Management
8 Elect DONG Jing For For Management
9 Elect WANG Xiaobo For For Management
10 Elect LIN Naiji For Against Management
11 Elect GUO Hongying For Against Management
--------------------------------------------------------------------------------
KAILE SCIENCE AND TECHNOLOGY CO., LTD. HUBEI
Ticker: Security ID: CNE0000013H0
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 2019 Directors' Report For For Management
11 Amendments to Articles For For Management
12 Elect ZHU Dixiong For For Management
21 Elect ZHANG Yongjun For For Management
13 Elect ZHU Junlin For For Management
14 Elect MA Shengjun For For Management
15 Elect ZOU Zuxue For For Management
16 Elect YANG Kehua For For Management
17 Elect HUANG Zhongbing For For Management
18 Elect DUAN Heping For For Management
19 Elect WANG Jixiao For For Management
20 Elect HAN Ping For For Management
22 Elect MAO Chuanjin For For Management
23 Elect ZHANG Fenqin For For Management
24 Elect HU Zhenhong For For Management
25 Elect HU Wei For For Management
26 Elect WANG Ping For For Management
27 Elect SANG Yan For Against Management
28 Elect WAN Zhijun For Against Management
29 Elect LIU Yanfa For Against Management
3 2019 Supervisors' Report For For Management
4 2019 Annual Report and Summary For For Management
5 Annual Accounts and Reports For For Management
6 Allocation of Profits For For Management
7 Authority to Provide External For For Management
Guarantees
8 Appointment of Auditor For For Management
9 Appointment of Internal Control Auditor For For Management
10 Termination Part of Projects with For For Management
Raised Funds and Replenish Working
Capital with Idle Funds
--------------------------------------------------------------------------------
KAISA GROUP HOLDINGS LTD.
Ticker: 1638 Security ID: G52132100
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Payment of the Interim For For Management
Dividend Out of the Share Premium
Account
--------------------------------------------------------------------------------
KAISA GROUP HOLDINGS LTD.
Ticker: 1638 Security ID: G52132100
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Kwok Ying Shing as Director For Against Management
4 Elect Rao Yong as Director For For Management
5 Elect Zhang Yizhao as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Grant Thornton Hong Kong For For Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KAKAO CORP.
Ticker: 035720 Security ID: Y4519H119
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Business Objectives)
2.2 Amend Articles of Incorporation For For Management
(Amendments Relating to Fiscal Year
End)
2.3 Amend Articles of Incorporation For For Management
(Amendments Relating to Audit
Committee)
2.4 Amend Articles of Incorporation For For Management
(Miscellaneous)
2.5 Amend Articles of Incorporation (Stock For For Management
Split)
3.1 Elect Choi Se-jung as Outside Director For For Management
3.2 Elect Cho Kyu-jin as Outside Director For For Management
3.3 Elect Park Sae-rom as Outside Director For For Management
4 Elect Yun Seok as Outside Director to For For Management
Serve as an Audit Committee Member
5.1 Elect Choi Se-jung as a Member of For For Management
Audit Committee
5.2 Elect Cho Kyu-jin as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
7 Approve Stock Option Grants For For Management
8 Approve Split-Off Agreement For For Management
--------------------------------------------------------------------------------
KANGWON LAND, INC
Ticker: Security ID: KR7035250000
Meeting Date: AUG 14, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect KIM Nak Hwei For For Management
3 Elect PARK Mi Ok For For Management
4 Elect KIM Nak Hwei as Audit Committee For For Management
Member
5 Amendments to Articles For For Management
--------------------------------------------------------------------------------
KANGWON LAND, INC.
Ticker: 035250 Security ID: Y4581L105
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ko Gwang-pil as Inside Director For For Management
--------------------------------------------------------------------------------
KANGWON LAND, INC.
Ticker: 035250 Security ID: Y4581L105
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Park Gwang-hui as Inside Director For Against Management
1.2 Elect Sim Gyu-ho as Inside Director For For Management
2 Elect Choi Gyeong-sik as Outside For For Management
Director
3 Elect Kim Ju-il as Director to Serve For For Management
as an Audit Committee Member
--------------------------------------------------------------------------------
KANGWON LAND, INC.
Ticker: 035250 Security ID: Y4581L105
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Lee Sam-geol as CEO For For Management
3.1 Elect Kim Tae-ho as Outside Director For For Management
3.2 Elect Lee Sang-jin as Outside Director For For Management
3.3 Elect Han Min-ho as Outside Director For For Management
4 Elect Jang Gyeong-jae as Outside For For Management
Director
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
KANGWON LAND, INC.
Ticker: 035250 Security ID: Y4581L105
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kim Young-su as Inside Director For Against Management
2 Elect Kim Young-su as a Member of For Against Management
Audit Committee
3 Elect Lee Gwan-hyeong as Outside For For Management
Director
--------------------------------------------------------------------------------
KASIKORNBANK PUBLIC CO. LTD.
Ticker: KBANK Security ID: Y4591R118
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operations Report None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Kobkarn Wattanavrangkul as For For Management
Director
4.2 Elect Sujitpan Lamsam as Director For For Management
4.3 Elect Pipit Aneaknithi as Director For For Management
4.4 Elect Pipatpong Poshyanonda as Director For For Management
4.5 Elect Wiboon Khusakul as Director For For Management
5 Elect Suroj Lamsam as Director For For Management
6 Approve Names and Number of Directors For For Management
Who Have Signing Authority
7 Approve Remuneration of Directors For For Management
8 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
9 Amend Articles of Association For For Management
10 Other Business None None Management
--------------------------------------------------------------------------------
KB FINANCIAL GROUP, INC.
Ticker: 105560 Security ID: Y46007103
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yoon Jong Kyoo as Inside Director For For Management
2 Elect Hur Yin as Non-Independent For For Management
Non-Executive Director
3 Elect Yun Sun-jin as Outside Director Against Against Shareholder
- Shareholder Proposal
4 Elect Ryu Young-jae as Outside Against Against Shareholder
Director - Shareholder Proposal
--------------------------------------------------------------------------------
KB FINANCIAL GROUP, INC.
Ticker: 105560 Security ID: Y46007103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Stuart B. Solomon as Outside For For Management
Director
2.2 Elect Sonu Suk Ho as Outside Director For For Management
2.3 Elect Choi Myung Hee as Outside For For Management
Director
2.4 Elect Jeong Kouwhan as Outside Director For For Management
3 Elect Kim Kyung Ho as Outside Director For For Management
to Serve as an Audit Committee Member
4.1 Elect Sonu Suk Ho as a Member of Audit For For Management
Committee
4.2 Elect Choi Myung Hee as a Member of For For Management
Audit Committee
4.3 Elect Oh Gyutaeg as a Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KGHM POLSKA MIEDZ SA
Ticker: KGH Security ID: X45213109
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Elect Przemyslaw Darowski as For For Management
Supervisory Board Member
6 Close Meeting None None Management
--------------------------------------------------------------------------------
KGHM POLSKA MIEDZ SA
Ticker: KGH Security ID: X45213109
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: MAY 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5.a Receive Financial Statements None None Management
5.b Receive Consolidated Financial None None Management
Statements
5.c Receive Management Board Report on None None Management
Company's and Group's Operations
6 Receive Management Board Proposal on None None Management
Allocation of Income
7 Receive Management Board Report on None None Management
Expenses Related to Representation,
Legal Services, Marketing Services,
Public Relations Services, Social
Communication Services, and Management
Advisory Services
8 Receive Supervisory Board Report on None None Management
Review of Standalone and Consolidated
Financial Statements, Management Board
Reports on Company's and Group's
Operations
9 Receive Supervisory Board Report on None None Management
Management Board Proposal on
Allocation of Income
10.a Receive Supervisory Board Report on None None Management
Company's Standing, Internal Control
System, Risk Management, Compliance,
and Internal Audit Function
10.b Receive Supervisory Board Report on None None Management
Its Activities
10.c Receive Remuneration Report None None Management
11.a Approve Financial Statements For For Management
11.b Approve Consolidated Financial For For Management
Statements
11.c Approve Management Board Report on For For Management
Company's and Group's Operations
11.d Approve Allocation of Income and For For Management
Dividends of PLN 1.50 per Share
12.aa Approve Discharge of Adam Bugajczuk For For Management
(Management Board Member)
12.ab Approve Discharge of Marcin Chudzinski For For Management
(Management Board Member)
12.ac Approve Discharge of Pawel Gruza For For Management
(Management Board Member)
12.ad Approve Discharge of Katarzyna For For Management
Kreczmanska-Gigol (Management Board
Member)
12.ae Approve Discharge of Radoslaw Stach For For Management
(Management Board Member)
12.ba Approve Discharge of Leszek Banaszak For For Management
(Supervisory Board Member)
12.bb Approve Discharge of Jozef Czyczerski For For Management
(Supervisory Board Member)
12.bc Approve Discharge of Przemyslaw For For Management
Darowski (Supervisory Board Member)
12.bd Approve Discharge of Jaroslaw Janas For For Management
(Supervisory Board Member)
12.be Approve Discharge of Andrzej For For Management
Kisilewicz (Supervisory Board Member)
12.bf Approve Discharge of Katarzyna For For Management
Lewandowska (Supervisory Board Member)
12.bg Approve Discharge of Ireneusz Pasis For For Management
(Supervisory Board Member)
12.bh Approve Discharge of Bartosz Piechota For For Management
(Supervisory Board Member)
12.bi Approve Discharge of Marek Pietrzak For For Management
(Supervisory Board Member)
12.bj Approve Discharge of Boguslaw Szarek For For Management
(Supervisory Board Member)
12.bk Approve Discharge of Agnieszka For For Management
Winnik-Kalemba (Supervisory Board
Member)
13.a Recall Supervisory Board Member For Against Management
13.b Elect Supervisory Board Member For Against Management
13.c Elect Supervisory Board Member For Against Management
14 Approve Remuneration Report For Against Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
KIA MOTORS CORP.
Ticker: 000270 Security ID: Y47601102
Meeting Date: MAR 22, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Choi Jun-Young as Inside Director For Against Management
3.2 Elect Han Chol-Su as Outside Director For For Management
4 Elect Cho Hwa-soon as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KIMBERLY-CLARK DE MEXICO SAB DE CV
Ticker: KIMBERA Security ID: P60694117
Meeting Date: FEB 26, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income
2 Elect or Ratify Principal and For Did Not Vote Management
Alternate Members of Board of
Directors, Chairman of Audit and
Corporate Practices Committee and
Secretary; Verify Director's
Independence
3 Approve Remuneration of Principal and For Did Not Vote Management
Alternate Members of Board of
Directors, Board Committees and
Secretary
4 Approve Report on Share Repurchase For Did Not Vote Management
Policies and Set Maximum Amount of
Share Repurchase Reserve
5 Approve Cash Dividends of MXN 1.72 per For Did Not Vote Management
Series A and B Shares; Such Dividends
Will Be Distributed in Four
Installments of MXN 0.43
6 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
KINGBOARD HOLDINGS LIMITED
Ticker: 148 Security ID: G52562140
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Final Dividend
3A Elect Chang Wing Yiu as Director For For Management
3B Elect Cheung Ka Shing as Director For For Management
3C Elect Chen Maosheng as Director For For Management
3D Elect Chong Kin Ki as Director For For Management
3E Elect Stanley Chung Wai Cheong as For For Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KINGBOARD LAMINATES HOLDINGS LIMITED
Ticker: 1888 Security ID: G5257K107
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Final Dividend
3A Elect Cheung Kwok Keung as Director For For Management
3B Elect Zhou Pei Feng as Director For For Management
3C Elect Lo Ka Leong as Director For For Management
3D Elect Zhang Lu Fu as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KINGDEE INTERNATIONAL SOFTWARE GROUP COMPANY LIMITED
Ticker: 268 Security ID: G52568147
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Xu Shao Chun as Director For Against Management
2B Elect Dong Ming Zhu as Director For Against Management
2C Elect Zhou Bo Wen as Director For Against Management
2D Elect Ni Zheng Dong as Director For Against Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KINGFA SCI. & TECH. CO., LTD.
Ticker: 600143 Security ID: Y4455H107
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Yuan Zhimin as Non-independent For Against Shareholder
Director
1.2 Elect Li Nanjing as Non-independent For For Shareholder
Director
1.3 Elect Xiong Haitao as Non-independent For For Shareholder
Director
1.4 Elect Li Jianjun as Non-independent For For Shareholder
Director
1.5 Elect Ning Hongtao as Non-independent For For Shareholder
Director
1.6 Elect Wu Di as Non-independent Director For For Shareholder
1.7 Elect Chen Pingxu as Non-independent For For Shareholder
Director
2.1 Elect Yang Xiong as Independent For For Shareholder
Director
2.2 Elect Zhu Qianyu as Independent For For Shareholder
Director
2.3 Elect Xiao Shengfang as Independent For For Shareholder
Director
2.4 Elect Meng Yuezhong as Independent For For Shareholder
Director
3.1 Elect Ye Nanbiao as Supervisor For For Shareholder
3.2 Elect Chen Guoxiong as Supervisor For For Shareholder
3.3 Elect Zhu Bing as Supervisor For For Shareholder
--------------------------------------------------------------------------------
KINGFA SCI. & TECH. CO., LTD.
Ticker: 600143 Security ID: Y4455H107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve to Appoint Financial and For For Management
Internal Control Auditor
7 Approve Guarantee Provision Plan For Against Management
8 Approve Related Party Transaction For For Management
9 Approve Credit Line Application For Against Management
10 Approve Adjustment of Allowance of For For Management
Independent Directors
11 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
KINGSOFT CORPORATION LIMITED
Ticker: 3888 Security ID: G5264Y108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Chi Ping Lau as Director For For Management
3.2 Elect Shun Tak Wong as Director For For Management
3.3 Elect David Yuen Kwan Tang as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KLABIN S.A.
Ticker: KLBN3 Security ID: BRKLBNCDAM18
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Accounts and Reports For For Management
24 Request Separate Election for Board For Management
Member (Preferred Shareholders)
25 Elect Mauro Gentile Rodrigues da Cunha For Management
as Board Member Presented by Preferred
Shareholders
26 Cumulate Common and Preferred Shares For Management
27 Election of Supervisory Council For Abstain Management
28 Approve Recasting of Votes for Amended Against Management
Slate
29 Elect Louise Barsi to the Supervisory For Management
Council Presented by Preferred
Shareholders
30 Elect Mauricio Aquino Halewicz to the For Management
Supervisory Council Presented by
Minority Shareholders
31 Remuneration Policy For For Management
32 Supervisory Council Fees For For Management
4 Allocation of Profits/Dividends For For Management
5 Board Size For For Management
6 Request Cumulative Voting Abstain Management
7 Election of Directors For Against Management
8 Approve Recasting of Votes for Amended Against Management
Slate
10 Proportional Allocation of Cumulative Abstain Management
Votes
11 Allocate Cumulative Votes to Daniel Abstain Management
Miguel Klabin
20 Allocate Cumulative Votes to Camilo Abstain Management
Marcantonio Junior
21 Allocate Cumulative Votes to Sergio Abstain Management
Francisco Monteiro de Carvalho
Guimaraes
22 Allocate Cumulative Votes to Vera Lafer Abstain Management
12 Allocate Cumulative Votes to Armando Abstain Management
Klabin
13 Allocate Cumulative Votes to Pedro Abstain Management
Oliva Marcilio de Sousa
14 Allocate Cumulative Votes to Jose Luis Abstain Management
de Sales Freire
15 Allocate Cumulative Votes to Horacio Abstain Management
Lafer Piva
16 Allocate Cumulative Votes to Israel Abstain Management
Klabin
17 Allocate Cumulative Votes to Paulo Abstain Management
Sergio Coutinho Galvao Filho
18 Allocate Cumulative Votes to Roberto Abstain Management
Klabin Martins Xavier
19 Allocate Cumulative Votes to Roberto Abstain Management
Luiz Leme Klabin
23 Request Separate Election for Board For Management
Member (Minority Shareholders)
--------------------------------------------------------------------------------
KLABIN SA
Ticker: KLBN4 Security ID: P60933135
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Apsis Consultoria e Avaliacoes For For Management
Ltda. as the Independent Firm to
Appraise Proposed Transaction
2 Approve Independent Firm's Appraisal For For Management
3 Approve Agreement to Acquire Sogemar - For For Management
Sociedade Geral de Marcas Ltda.
(Sogemar)
4 Approve Acquisition of Sogemar - For For Management
Sociedade Geral de Marcas Ltda.
(Sogemar)
5 Approve Issuance of Shares in For For Management
Connection with the Acquisition of
Sogemar - Sociedade Geral de Marcas
Ltda. (Sogemar), Amend Article 5
Accordingly and Consolidate Bylaws
--------------------------------------------------------------------------------
KLABIN SA
Ticker: KLBN4 Security ID: P60933135
Meeting Date: JAN 04, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Apsis Consultoria e Avaliacoes For For Management
Ltda. as the Independent Firm to
Appraise Proposed Transaction
2 Approve Independent Firm's Appraisal For For Management
3 Approve Agreement to Absorb Riohold For For Management
Papel e Celulose S.A. (Riohold)
4 Approve Absorption of Riohold Papel e For For Management
Celulose S.A. (Riohold) and Authorize
Board to Ratify and Execute Approved
Resolutions
--------------------------------------------------------------------------------
KLABIN SA
Ticker: KLBN4 Security ID: P60933135
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-Ratify Remuneration of Company's For Against Management
Management for 2020
2 Amend Articles For For Management
3 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
KLABIN SA
Ticker: KLBN4 Security ID: P60933135
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 13 For For Management
4 Do You Wish to Adopt Cumulative Voting None Against Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Directors - Slate 1 For Against Management
5.2 Elect Directors - Slate 2 None Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8a.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Israel Klabin as Director and
Alberto Klabin as Alternate
8a.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Daniel Miguel Klabin as Director
and Amanda Klabin Tkacz as Alternate
8a.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Armando Klabin as Director and
Wolff Klabin as Alternate
8a.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Vera Lafer as Director and
Antonio Sergio Alfano as Alternate
8a.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Lafer Pati as Director
and Vera Lafer Lorch Cury as Alternate
8a.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Horacio Lafer Piva as Director
and Francisco Amaury Olsen as Alternate
8a.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Sergio Coutinho Galvao
Filho as Director and Maria Eugenia
Lafer Galvao as Alternate
8a.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto Klabin Xavier as
Director and Lilia Klabin Levine as
Alternate
8a.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Celso Lafer as Independent
Director and Reinoldo Poernbacher as
Alternate
8a.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto Luiz Leme Klabin as
Independent Director and Marcelo
Bertini de Rezende Barbosa as Alternate
8a.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sergio Francisco Monteiro de
Carvalho Guimaraes as Independent
Director and Joaquim Pedro Monteiro de
Carvalho Collor de Mello as Alternate
8a.12 Percentage of Votes to Be Assigned - None Abstain Management
Elect Camilo Marcantonio Junior as
Independent Director and Ruan Alves
Pires as Alternate
8b.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Israel Klabin as Director and
Alberto Klabin as Alternate
8b.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Daniel Miguel Klabin as Director
and Amanda Klabin Tkacz as Alternate
8b.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Armando Klabin as Director and
Wolff Klabin as Alternate
8b.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Vera Lafer as Director and
Antonio Sergio Alfano as Alternate
8b.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Lafer Pati as Director
and Vera Lafer Lorch Cury as Alternate
8b.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Horacio Lafer Piva as Director
and Francisco Amaury Olsen as Alternate
8b.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto Klabin Xavier as
Director and Lilia Klabin Levine as
Alternate
8b.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Celso Lafer as Independent
Director and Reinoldo Poernbacher as
Alternate
8b.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto Luiz Leme Klabin as
Independent Director and Marcelo
Bertini de Rezende Barbosa as Alternate
8b.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sergio Francisco Monteiro de
Carvalho Guimaraes as Independent
Director and Joaquim Pedro Monteiro de
Carvalho Collor de Mello as Alternate
8b.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Camilo Marcantonio Junior as
Independent Director and Ruan Alves
Pires as Alternate
8b.12 Percentage of Votes to Be Assigned - None For Management
Elect Heloisa Belotti Bedicks as
Independent Director and Andriei Jose
Beber as Alternate
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
11 Elect Mauro Gentile Rodrigues da Cunha None For Shareholder
as Director and Tiago Curi Isaac as
Alternate Appointed by Preferred
Shareholder
12 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
13 Elect Fiscal Council Members For Abstain Management
14 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
15 Elect Louise Barsi as Fiscal Council None For Shareholder
Member and Tiago Brasil Rocha as
Alternate Appointed by Preferred
Shareholder
16.1 Elect Mauricio Aquino Halewicz as None Abstain Shareholder
Fiscal Council Member and Geraldo
Affonso Ferreira Filho as Alternate
Appointed by Minority Shareholder
16.2 Elect Mauricio Aquino Halewicz as None For Shareholder
Fiscal Council Member and Michele da
Silva Gonsales as Alternate Appointed
by Minority Shareholder
17 Approve Remuneration of Company's For For Management
Management
18 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
KMW, INC.
Ticker: 032500 Security ID: Y6137W105
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
KOC HOLDING A.S.
Ticker: KCHOL Security ID: M63751107
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Amend Article 6 Re: Capital Related For Against Management
8 Elect Directors For Against Management
9 Approve Remuneration Policy and For For Management
Director Remuneration for 2020
10 Approve Director Remuneration For Against Management
11 Ratify External Auditors For For Management
12 Approve Upper Limit of Donations for For Against Management
the 2021 and Receive Information on
Donations Made in 2020
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
--------------------------------------------------------------------------------
KOMERCNI BANKA, A.S.
Ticker: KOMB Security ID: X45471111
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Management Board Report on For For Management
Company's Operations and State of Its
Assets in Fiscal 2020
2 Receive Report on Act Providing for None None Management
Business Undertaking in Capital Market
3 Receive Management Board Report on None None Management
Related Entities
4 Receive Standalone and Consolidated None None Management
Financial Statements, and Proposal for
Allocation of Income
5 Receive Supervisory Board Reports on None None Management
Financial Statements, Its Activities,
and Management Board Report on Related
Entities; Proposal on Allocation of
Income
6 Receive Audit Committee Report None None Management
7 Approve Financial Statements For For Management
8 Approve Allocation of Income and For For Management
Omission of Dividends
9 Approve Consolidated Financial For For Management
Statements
10 Amend Articles of Association For For Management
11.1 Elect Petr Dvorak as Supervisory Board For For Management
Member
11.2 Elect Alvaro Huete Gomez as For Against Management
Supervisory Board Member
11.3 Elect Giovanni Luca Soma as For Against Management
Supervisory Board Member
11.4 Elect Jarmila Spurova as Supervisory For Against Management
Board Member
12 Elect Giovanni Luca Soma as Member of For Against Management
Audit Committee
13 Approve Remuneration Report For For Management
14 Ratify Deloitte Audit s.r.o. as Auditor For For Management
--------------------------------------------------------------------------------
KOOLEARN TECHNOLOGY HOLDING LIMITED
Ticker: 1797 Security ID: G5313A101
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Yu Minhong as Director For For Management
3 Elect Leung Yu Hua Catherine as For For Management
Director
4 Elect Tong Sui Bau as Director For For Management
5 Elect Lin Zheying as Director For For Management
6 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KOOLEARN TECHNOLOGY HOLDING LIMITED
Ticker: 1797 Security ID: G5313A101
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement, For For Management
Issuance of Subscription Shares and
Related Transactions
--------------------------------------------------------------------------------
KOREA AEROSPACE INDUSTRIES LTD.
Ticker: 047810 Security ID: Y4838Q105
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: Y48406105
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Three Inside Directors (Bundled) For For Management
2 Elect Noh Geum-sun and Jung Yeon-gil For For Management
as a Member of Audit Committee
(Bundled)
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: Y48406105
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lee Jong-hwan as Inside Director For For Management
1.2 Elect Choi Young-ho as Inside Director For Against Management
2 Elect Choi Young-ho as a Member of For Against Management
Audit Committee
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: Y48406105
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
3 Elect Kim Tae-ock as Inside Director For For Management
4 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: Y48406105
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jeong Seung-il as CEO For For Management
2 Elect Park Heon-gyu as Inside Director For For Management
3 Elect Park Hyo-seong as a Member of For For Management
Audit Committee
--------------------------------------------------------------------------------
KOREA GAS CORP.
Ticker: 036460 Security ID: Y48861101
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lee Seung as Inside Director For For Management
2 Elect Kim Ui-hyeon as Outside Director For Against Management
--------------------------------------------------------------------------------
KOREA GAS CORP.
Ticker: 036460 Security ID: Y48861101
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kim Su-i as Outside Director For For Management
1.2 Elect Jeon Sang-heon as Outside For For Management
Director
2 Elect Oh Seon-hui as Outside Director For For Management
to Serve as an Audit Committee Member
3 Elect Ahn Hong-bok as a Member of For For Management
Audit Committee
--------------------------------------------------------------------------------
KOREA GAS CORP.
Ticker: 036460 Security ID: Y48861101
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
3.1 Elect Kim Young-min as Outside Director For For Management
3.2 Elect Kim Hyeon-jin as Outside Director For For Management
3.3 Elect Song Moon-gyu as Outside Director For For Management
--------------------------------------------------------------------------------
KOREA INVESTMENT HOLDINGS CO., LTD.
Ticker: 071050 Security ID: Y4862P106
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Cheong Young-rok as Outside For For Management
Director
1.2 Elect Kim Jung-ki as Outside Director For For Management
1.3 Elect Cho Young-tae as Outside Director For For Management
1.4 Elect Kim Tae-won as Outside Director For For Management
1.5 Elect Hahm Chun-seung as Outside For For Management
Director
2 Elect Yoon Dae-hee as Outside Director For For Management
to Serve as an Audit Committee Member
3.1 Elect Cheong Young-rok as a Member of For For Management
Audit Committee
3.2 Elect Kim Jung-ki as a Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOREA SHIPBUILDING & OFFSHORE ENGINEERING CO., LTD.
Ticker: 009540 Security ID: Y3838M106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Kwon Oh-gap as Inside Director For Against Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOREA ZINC CO., LTD.
Ticker: 010130 Security ID: Y4960Y108
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Choi Chang-geun as Inside For For Management
Director
3.2 Elect Noh Jin-su as Inside Director For For Management
3.3 Elect Baek Soon-heum as Inside Director For For Management
3.4 Elect Kim Ui-hwan as Outside Director For For Management
3.5 Elect Kim Bo-young as Outside Director For For Management
4 Elect Han Chol-su as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOREAN AIR LINES CO., LTD.
Ticker: 003490 Security ID: Y4936S102
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation For Against Management
--------------------------------------------------------------------------------
KOREAN AIR LINES CO., LTD.
Ticker: 003490 Security ID: Y4936S102
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Cho Won-tae as Inside Director For For Management
2.2 Elect Lim Chae-min as Outside Director For For Management
2.3 Elect Kim Se-jin as Outside Director For For Management
2.4 Elect Jang Yong-seong as Outside For For Management
Director
2.5 Elect Lee Jae-min as Outside Director For For Management
3.1 Elect Lim Chae-min as a Member of For For Management
Audit Committee
3.2 Elect Kim Se-jin as a Member of Audit For For Management
Committee
3.3 Elect Jang Yong-seong as a Member of For For Management
Audit Committee
3.4 Elect Lee Jae-min as a Member of Audit For For Management
Committee
4 Elect Kim Dong-jae as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOSSAN RUBBER INDUSTRIES BHD.
Ticker: 7153 Security ID: Y4964F105
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus Issue of New Ordinary For For Management
Shares
--------------------------------------------------------------------------------
KOSSAN RUBBER INDUSTRIES BHD.
Ticker: 7153 Security ID: Y4964F105
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Fees For For Management
2 Elect Lim Kuang Sia as Director For Against Management
3 Elect Tan Kong Chang as Director For For Management
4 Elect Lim Ooi Chow as Director For For Management
5 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
8 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
KOTAK MAHINDRA BANK LIMITED
Ticker: 500247 Security ID: Y4964H150
Meeting Date: MAR 23, 2021 Meeting Type: Special
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Material Related Party For For Management
Transactions with Infina Finance
Private Limited
2 Approve Material Related Party For For Management
Transactions with Uday Suresh Kotak
--------------------------------------------------------------------------------
KRUNG THAI BANK PUBLIC CO. LTD.
Ticker: Security ID: TH0150010Z11
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Annual Report For For Management
2 Accounts and Reports For For Management
3 Acknowledge Interim Dividends For For Management
4 Directors' Fees For For Management
5 Elect Kittipong Kittayarak For For Management
6 Elect Tienchai Rubporn For For Management
7 Elect Patricia Mongkhonvanit For For Management
8 Elect Payong Srivanich For For Management
9 Appointment of Auditor and Authority For For Management
to Set Fees
10 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
KRUNG THAI BANK PUBLIC CO., LTD.
Ticker: KTB Security ID: Y49885208
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Annual Report None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4 Approve Remuneration of Directors For For Management
5.1 Elect Krairit Euchukanonchai as For For Management
Director
5.2 Elect Poonnis Sakuntanaga as Director For For Management
5.3 Elect Thanwa Laohasiriwong as Director For For Management
5.4 Elect Teerapong Wongsiwawilas as For For Management
Director
6 Approve EY Company Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Other Business None None Management
--------------------------------------------------------------------------------
KRUNGTHAI CARD PUBLIC COMPANY LIMITED
Ticker: KTC Security ID: Y498B4116
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Company's Performance None None Management
2 Approve Financial Statements and For For Management
Acknowledge Statutory Reports
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Nathporn Chatusripitak as For For Management
Director
4.2 Elect Praralee Ratanaprasartporn as For For Management
Director
4.3 Elect Pongsit Chaichutpornsuk as For For Management
Director
5 Approve Remuneration of Directors For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co., Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
7 Approve Acquisition of Ordinary Shares For For Management
of Krungthai Leasing
8 Other Business For Against Management
--------------------------------------------------------------------------------
KT&G CORP.
Ticker: 033780 Security ID: Y49904108
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Baek Bok-in as CEO For For Management
3 Elect Bang Kyung-man as Inside Director For For Management
4 Elect Lim Min-kyu as Outside Director For For Management
5 Elect Baek Jong-soo as Outside For For Management
Director to Serve as an Audit
Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KUAISHOU TECHNOLOGY
Ticker: 1024 Security ID: G53263102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Su Hua as Director For Against Management
3 Elect Cheng Yixiao as Director For Against Management
4 Elect Zhang Fei as Director For Against Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
KUALA LUMPUR KEPONG BERHAD
Ticker: 2445 Security ID: Y47153104
Meeting Date: FEB 18, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lee Oi Hian as Director For For Management
2 Elect Yeoh Eng Khoon as Director For For Management
3 Elect Anne Rodrigues as Director For For Management
4 Approve Directors' Fees For For Management
5 Approve Directors' Benefits For For Management
6 Approve BDO PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Authorize Share Repurchase Program For For Management
8 Approve Renewal of Shareholders' For For Management
Mandate for Recurrent Related Party
Transactions
9 Approve Issuance of New Ordinary For For Management
Shares Under the Dividend Reinvestment
Plan
--------------------------------------------------------------------------------
KUANG-CHI TECHNOLOGIES CO., LTD.
Ticker: 002625 Security ID: Y9895R102
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continued Use of Idle Raised For For Management
Funds to Conduct Cash Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
KUANG-CHI TECHNOLOGIES CO., LTD.
Ticker: 002625 Security ID: Y9895R102
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Incentive Plan For For Management
and Its Summary
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
KUANG-CHI TECHNOLOGIES CO., LTD.
Ticker: 002625 Security ID: Y9895R102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Internal Control For For Management
Self-Evaluation Report
8 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
9 Approve Provision of Guarantees For For Management
10 Approve Application of Bank Credit For For Management
Lines
--------------------------------------------------------------------------------
KUMBA IRON ORE LTD.
Ticker: Security ID: ZAE000085346
Meeting Date: AUG 07, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
11 Approve Remuneration Policy For For Management
12 Approve Remuneration Implementation For For Management
Report
1 Appointment of Auditor For For Management
2 Re-elect Mandla S.V. Gantsho For For Management
3 Re-elect Seamus French For Against Management
4 Re-elect Sango S. Ntsaluba For Against Management
5 Elect Duncan G. Wanblad For For Management
6 Elect Michelle Jenkins For For Management
7 Election of Statutory Audit Committee For Against Management
Member (Sango S. Ntsaluba)
8 Election of Statutory Audit Committee For For Management
Member (Terence P. Goodlace)
9 Election of Statutory Audit Committee For For Management
Member (Mary S. Bomela)
10 Election of Statutory Audit Committee For For Management
Member (Michelle Jenkins)
13 Authority to Issue Shares For For Management
14 Authorisation of Legal Formalities For For Management
15 Authority to Issue Shares for Cash For For Management
16 Approve NEDs' Fees For For Management
17 Approve Financial Assistance (Sections For For Management
44 and 45)
18 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
KUMBA IRON ORE LTD.
Ticker: KIO Security ID: S4341C103
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors with Sizwe Masondo as
Individual Designated Auditor
2.1 Re-elect Mary Bomela as Director For For Management
2.2 Re-elect Ntombi Langa-Royds as Director For For Management
2.3 Re-elect Buyelwa Sonjica as Director For For Management
3.1 Re-elect Sango Ntsaluba as Member of For For Management
the Audit Committee
3.2 Re-elect Terence Goodlace as Member of For For Management
the Audit Committee
3.3 Re-elect Mary Bomela as Member of the For For Management
Audit Committee
3.4 Re-elect Michelle Jenkins as Member of For For Management
the Audit Committee
4.1 Approve Remuneration Policy For For Management
4.2 Approve Implementation of the For Against Management
Remuneration Policy
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6 Authorise Ratification of Approved For For Management
Resolutions
1 Authorise Board to Issue Shares for For For Management
Cash
2 Approve Remuneration of Non-executive For For Management
Directors
3 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
4 Authorise Repurchase of Issued Share For For Management
Capital
5 Approve Extension of Employee Share For For Management
Ownership Scheme
--------------------------------------------------------------------------------
KUMHO PETROCHEMICAL CO., LTD.
Ticker: 011780 Security ID: Y5S159113
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
1.2.1 Approve Appropriation of Income (KRW For For Management
4,200 for Common Share and KRW 4,250
for Preferred Share)
1.2.2 Allocation of Income (KRW 11,000 for Against Against Shareholder
Common Share and KRW 11,050 for
Preferred Share) (Shareholder Proposal)
2.1.1 Amend Articles of Incorporation For For Management
(Separation of CEO and Chairman)
2.1.2 Amend Articles of Incorporation For For Management
(Establishment of Committees)
2.2.1 Amend Articles of Incorporation Against Against Management
(Separation of CEO and Chairman)
(Shareholder Proposal)
2.2.2 Amend Articles of Incorporation Against Against Management
(Establishment of Committees)
(Shareholder Proposal)
2.2.3 Amend Articles of Incorporation Against Against Management
(Composition of Internal Transaction
Committee) (Shareholder Proposal)
2.2.4 Amend Articles of Incorporation Against Against Management
(Composition of Remuneration
Committee) (Shareholder Proposal)
3.1 Elect Hwang I-seok as Outside Director For For Management
to Serve as an Audit Committee Member
3.2 Elect Rhee Byung-nam as Outside Against Against Management
Director to Serve as an Audit
Committee Member (Shareholder Proposal)
4.1 Elect Baek Jong-hoon as Inside Director For For Management
4.2 Elect Park Chul-whan as Inside Against Against Management
Director (Shareholder Proposal)
5.1 Elect Choi Do-soung as Outside Director For For Management
5.2 Elect Lee Jung-mi as Outside Director For For Management
5.3 Elect Park Soon-ae as Outside Director For For Management
5.4 Elect Min John K as Outside Director Against Against Management
(Shareholder Proposal)
5.5 Elect Cho Yong-beom as Outside Against Against Management
Director (Shareholder Proposal)
5.6 Elect Choi Jung-hyun as Outside Against Against Management
Director (Shareholder Proposal)
6.1 Elect Choi Do-soung as a Member of For For Management
Audit Committee
6.2 Elect Min John K as a Member of Audit Against Against Management
Committee (Shareholder Proposal)
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KUMHO PETROCHEMICAL CO., LTD.
Ticker: 011780 Security ID: Y5S159113
Meeting Date: JUN 15, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ko Young-hun as Inside Director For For Management
1.2 Elect Ko Young-do as Inside Director For For Management
--------------------------------------------------------------------------------
KUWAIT FINANCE HOUSE KSC
Ticker: KFH Security ID: M64176106
Meeting Date: MAR 22, 2021 Meeting Type: Annual
Record Date: MAR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2020
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2020
3 Approve Fatwa and Shariah Supervisory For Did Not Vote Management
Board Report for FY 2020
4 Approve Special Report in Financial For Did Not Vote Management
and Non-Financial Penalties
5 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2020
6 Approve Dividends of KWD 0.01 Per For Did Not Vote Management
Share for FY 2020
7 Authorize Distribution of Bonus Shares For Did Not Vote Management
of 10 Percent of the Issued and Paid
Up Capital Using Voluntary Reserve for
FY 2020 and Authorize the Board to
Dispose Shares Fractions
8 Approve Transfer of 10 Percent of Net For Did Not Vote Management
Income to Statutory Reserve and 10
percent to Voluntary Reserve
9 Approve Remuneration of Directors and For Did Not Vote Management
Committees of KWD 607,862 for FY 2020
10 Approve Directors' Loan and Approve For Did Not Vote Management
Transactions with Related Party for FY
2021
11 Authorize Issuance of Sukuk or Other For Did Not Vote Management
Shariah Compliant Debt Instruments and
Authorize Board to Set Terms of
Issuance
12 Authorize Share Repurchase Program Up For Did Not Vote Management
to 10 Percent of Issued Share Capital
13 Approve Discharge of Directors for FY For Did Not Vote Management
2020
14 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2021
15 Elect Shariah Supervisory Board For Did Not Vote Management
Members (Bundled) and Fix Their
Remuneration for FY 2021
16 Ratify External Shariah Auditors and For Did Not Vote Management
Fix Their Remuneration for FY 2021
--------------------------------------------------------------------------------
KUWAIT FINANCE HOUSE KSC
Ticker: KFH Security ID: M64176106
Meeting Date: MAR 22, 2021 Meeting Type: Special
Record Date: MAR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For Did Not Vote Management
for Bonus Issue by 10 Percent Using
the Voluntary Reserve from
7,674,138,122 to 8,411,551,934 Shares
2 Approve Increase in Authorized Capital For Did Not Vote Management
from 11,874,138,122 to 12,641,551,934
3 Amend Article 8 of Memorandum of For Did Not Vote Management
Association and Article 7 of Articles
of Association Re: Change in Capital
--------------------------------------------------------------------------------
KWEICHOW MOUTAI CO., LTD.
Ticker: 600519 Security ID: Y5070V116
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Report of the Independent For For Management
Directors
8 Approve to Appoint Financial Auditor For For Management
and Internal Control Auditor
--------------------------------------------------------------------------------
KWG GROUP HOLDINGS LIMITED
Ticker: 1813 Security ID: G53224104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Kong Jianmin as Director For Against Management
3b Elect Cai Fengjia as Director For For Management
3c Elect Lee Ka Sze, Carmelo as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For Against Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LAKALA PAYMENT CO., LTD.
Ticker: 300773 Security ID: Y5S93J108
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Financial Statements For For Management
3 Approve Profit Distribution For For Management
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Estimated Related Party For For Management
Transaction
7.1 Approve Remuneration of Sun Taoran For For Management
7.2 Approve Remuneration of Shu Shizhong For For Management
8.1 Approve Remuneration of Chen Jie For For Management
8.2 Approve Remuneration of Kou Ying For For Management
8.3 Approve Remuneration of Niu Qin For For Management
9 Approve to Appoint Auditor For For Management
10 Approve Change in Registered Capital For For Management
11 Approve Amendments to Articles of For For Management
Association
12.1 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
12.2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
12.3 Amend System for Independent Directors For Against Management
12.4 Amend Management Method for Providing For Against Management
External Investments
12.5 Amend Related-Party Transaction For Against Management
Management Method
12.6 Amend Management Method for Company For Against Management
Regulates and Fund Transaction with
Related Party
12.7 Amend Management System of Raised Funds For Against Management
12.8 Amend Management Method for Financing For Against Management
and Providing External Guarantees
12.9 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
LAKALA PAYMENT CO., LTD.
Ticker: 300773 Security ID: Y5S93J108
Meeting Date: MAY 24, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Shares For For Management
--------------------------------------------------------------------------------
LAND & HOUSES PUBLIC COMPANY LIMITED
Ticker: LH Security ID: Y5172C198
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results For For Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income, Dividend For For Management
Payment and Legal Reserve
5.1 Elect Nantawat Pipatwongkasem as For Against Management
Director
5.2 Elect Achawin Asavabhokhin as Director For For Management
5.3 Elect Watcharin Kasinrerk as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Other Business For Against Management
--------------------------------------------------------------------------------
LAOBAIXING PHARMACY CHAIN JSC
Ticker: 603883 Security ID: Y5S72F101
Meeting Date: JAN 20, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition For For Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
LAOBAIXING PHARMACY CHAIN JSC
Ticker: 603883 Security ID: Y5S72F101
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
2 Approve Authorization of the Board to For For Management
Handle All Related Matters
3.1 Elect Xie Zilong as Non-Independent For For Shareholder
Director
3.2 Elect Wu Bin as Non-Independent For For Shareholder
Director
3.3 Elect Huang Gan as Non-Independent For For Shareholder
Director
3.4 Elect Li Wei as Non-Independent For For Shareholder
Director
3.5 Elect Lyu Mingfang as Non-Independent For For Shareholder
Director
3.6 Elect Zheng Jiaqi as Non-Independent For For Shareholder
Director
4.1 Elect Zhou Jing as Independent Director For For Shareholder
4.2 Elect Huang Weide as Independent For For Shareholder
Director
4.3 Elect Wu Lianfeng as Independent For For Shareholder
Director
5.1 Elect Tan Jian as Supervisor For For Shareholder
5.2 Elect Rao Hao as Supervisor For For Shareholder
--------------------------------------------------------------------------------
LARGAN PRECISION CO., LTD.
Ticker: 3008 Security ID: Y52144105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
and Supervisors
--------------------------------------------------------------------------------
LARSEN & TOUBRO LTD.
Ticker: Security ID: INE018A01030
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Appoint Subramanian Sarma (Whole-Time For For Management
Director); Approval of Remuneration
11 Appoint Sudhindra Vasantrao Desai For For Management
(Whole-Time Director); Approval of
Remuneration
12 Appoint T. Madhava Das (Whole-Time For For Management
Director); Approval of Remuneration
13 Authority to Issue Shares and/or For For Management
Convertible Debt w/o Preemptive Rights
14 Appointment of Auditor and Authority For For Management
to Set Fees
15 Approve Payment of Fees to Cost For For Management
Auditors
2 Allocation of Profits/Dividends For For Management
3 Elect Subramanian Sarma For For Management
4 Elect Sunita Sharma For For Management
5 Elect Anilkumar Manibhai Naik For For Management
6 Continuation of the Office of For For Management
Anilkumar Manibhai Naik
7 Elect Sudhindra Vasantrao Desai For For Management
8 Elect T. Madhava Das For For Management
9 Appoint D.K Sen (Whole-Time Director); For For Management
Approval of Remuneration
--------------------------------------------------------------------------------
LBX PHARMACY CHAIN JOINT STOCK COMPANY
Ticker: Security ID: CNE1000023Q8
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for A-Share For For Management
Offering
18 Authorization to the Board to Handle For For Management
Matters Regarding the Non-public Share
Offering
2 Stock Type and Par Value For For Management
3 Issuing Method and Issuing Time For For Management
4 Issuing Targets and Subscription Method For For Management
5 Issue Price and Pricing Principles For For Management
6 Issuing Volume, Amount and Use of the For For Management
Raised Funds
7 Lockup Period For For Management
8 Arrangement for the Roll over Profit For For Management
Before Completion of the Issuance
9 The Valid Period of the issuance For For Management
10 Listing Place For For Management
11 Approval of Preliminary Plan of For For Management
A-Share Offering
12 Feasibility Analysis Report on the Use For For Management
of Funds to Be Raised from the
A-Share Offering
13 REPORT ON THE USE OF PREVIOUSLY RAISED For For Management
FUNDS
14 Signed Agreements with Specific Party For For Management
15 Signing the Conditional Strategic For For Management
Cooperation Agreement
16 Diluted Immediate Return After the For For Management
Non-public Share
17 Shareholder Return Plan for the Future For For Management
Three Years (2020-2022)
--------------------------------------------------------------------------------
LBX PHARMACY CHAIN JSC
Ticker: 603883 Security ID: Y5S72F101
Meeting Date: MAR 19, 2021 Meeting Type: Special
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Price and Pricing For For Management
Principles
2.5 Approve Issue Size, Amount and Use of For For Management
Proceeds
2.6 Approve Lock-up Period For For Management
2.7 Approve Distribution Arrangement of For For Management
Cumulative Earnings
2.8 Approve Resolution Validity Period For For Management
2.9 Approve Listing Location For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
7 Approve Authorization of Board to For For Management
Handle All Related Matters
8 Approve Allowance of Directors For For Management
--------------------------------------------------------------------------------
LBX PHARMACY CHAIN JSC
Ticker: 603883 Security ID: Y5S72F101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For Against Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Innovation Partner Program and For Against Management
Related Transaction
7 Approve Appointment of Auditor For For Management
8 Approve Provision of Guarantee For For Management
9 Approve Performance Report of the For For Management
Independent Directors
10 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
11 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
LEE & MAN PAPER MANUFACTURING LIMITED
Ticker: 2314 Security ID: G5427W130
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Poon Chung Kwong as Director For For Management
4 Elect Wong Kai Tung Tony as Director For Against Management
5 Authorize Board to Approve Terms of For Against Management
Appointment, Including Remuneration,
for Peter A. Davies as Independent
Non-Executive Director
6 Authorize Board to Approve Terms of For Against Management
Appointment, Including Remuneration,
for Chau Shing Yim David as
Independent Non-Executive Director
7 Approve Remuneration of Directors for For For Management
the Year Ended December 31, 2020
8 Authorize Board to Fix Remuneration of For For Management
Directors for the Year Ending December
31, 2021
9 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Issued Share For For Management
Capital
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LENOVO GROUP LIMITED
Ticker: 992 Security ID: Y5257Y107
Meeting Date: FEB 04, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Issuance and For For Management
Admission of Chinese Depositary
Receipts ("CDRs") and the Specific
Mandate
2 Authorize Board and Its Authorized For For Management
Persons to Deal With All Matters in
Relation to the Proposed Issuance and
Admission of CDRs
3 Approve Plan for Distribution of For For Management
Profits Accumulated and Undistributed
Before the Proposed Issuance and
Admission of CDRs
4 Approve Price Stabilization Plan of For For Management
CDRs for Three Years After the
Proposed Issuance and Admission of
CDRs
5 Approve Dividend Return Plan for For For Management
Shareholders for Three Years After the
Proposed Issuance and Admission of
CDRs
6 Approve Use of Proceeds from the For For Management
Proposed Issuance and Admission of CDRs
7 Approve Risk Alert Regarding Dilution For For Management
of Immediate Return by the Public
Offering of CDRs and Relevant
Recovery Measures
8 Approve Binding Measures on For For Management
Non-Performance of Relevant
Undertakings in Connection with the
Proposed Issuance and Admission of CDRs
9 Adopt Rules and Procedures Regarding For For Management
General Meetings of Shareholders
10 Adopt Rules and Procedures Regarding For For Management
Meetings of Board of Directors
11 Amend Articles of Association and For For Management
Adopt Amended and Restated Articles of
Association
--------------------------------------------------------------------------------
LENOVO GROUP LTD.
Ticker: Security ID: HK0992009065
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect YANG Yuanqing For For Management
6 Elect William O. Grabe For For Management
7 Elect William Tudor Brown For For Management
8 Elect YANG Lan For For Management
9 Vacated Office due to Retirement of For For Management
Nobuyuki Idei
10 Directors' Fees For For Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Authority to Issue Shares w/o For Against Management
Preemptive Rights
13 Authority to Repurchase Shares For For Management
14 Authority to Issue Repurchased Shares For Against Management
--------------------------------------------------------------------------------
LENS TECHNOLOGY CO., LTD.
Ticker: 300433 Security ID: Y5227A106
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
LENS TECHNOLOGY CO., LTD.
Ticker: 300433 Security ID: Y5227A106
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
LENS TECHNOLOGY CO., LTD.
Ticker: 300433 Security ID: Y5227A106
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management System of Raised Funds For Against Management
2 Amend Articles of Association For For Management
3 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
LENS TECHNOLOGY CO., LTD.
Ticker: 300433 Security ID: Y5227A106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
6 Approve Profit Distribution For For Management
7 Approve Appointment of External Auditor For For Management
8 Approve Remuneration of Directors and For For Management
Senior Management Members
9 Approve Remuneration of Supervisors For For Management
10 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
LEO GROUP CO., LTD.
Ticker: 002131 Security ID: Y9892V106
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
2 Approve Credit Scale and External For For Management
Guarantees
--------------------------------------------------------------------------------
LEO GROUP CO., LTD.
Ticker: 002131 Security ID: Y9892V106
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Wang Xiangrong as Director For Against Management
2.2 Elect Wang Zhuangli as Director For Against Management
2.3 Elect Zhang Xubo as Director For For Management
2.4 Elect Chen Linfu as Director For For Management
3.1 Elect Wang Chengbin as Director For For Management
3.2 Elect Peng Tao as Director For Against Management
3.3 Elect Yuan Yuan as Director For For Management
4.1 Elect Lin Renyong as Supervisor For For Management
4.2 Elect Chen Wenyu as Supervisor For For Management
5 Approve Adjustment on Remuneration of For For Management
Independent Directors
6 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
LEO GROUP CO., LTD.
Ticker: 002131 Security ID: Y9892V106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Self-examination Report on the For For Management
Capital Occupation by Controlling
Shareholders and Other Related Parties
8 Approve Summary Report of Audit work For For Management
and Appointment of Auditor
9 Approve Use of Idle Own Funds for Cash For For Management
Management
10 Approve Authorization of Chairman of For For Management
the Board to Dispose of Financial
Assets
11 Approve Shareholder Return Plan For For Management
12 Approve Termination in the For For Management
Participation of Investment and
Establishment of M&A Funds and Related
Transactions
--------------------------------------------------------------------------------
LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD.
Ticker: 300003 Security ID: Y52384107
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2 Approve Issuance of Convertible Bonds For For Management
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Method and Term for the For For Management
Repayment of Principal and Interest
2.7 Approve Guarantee Matters For For Management
2.8 Approve Conversion Period For For Management
2.9 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.10 Approve Determination and Adjustment For For Management
of Conversion Price
2.11 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Dividend Distribution Post For For Management
Conversion
2.15 Approve Issue Manner and Target For For Management
Subscribers
2.16 Approve Placing Arrangement for For For Management
Shareholders
2.17 Approve Matters Related to Bondholders For For Management
Meeting
2.18 Approve Use of Proceeds For For Management
2.19 Approve Raised Funds Management and For For Management
Deposit Account
2.20 Approve Resolution Validity Period For For Management
3 Approve Plan for Issuance of For For Management
Convertible Bonds
4 Approve Rules and Procedures Regarding For For Management
Convertible Corporate Bondholders
Meeting
5 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of
Convertible Bonds
6 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
7 Approve Report on the Usage of For For Management
Previously Raised Funds
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
10 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
--------------------------------------------------------------------------------
LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD.
Ticker: 300003 Security ID: Y52384107
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off of Subsidiary on SSE For For Management
STAR Market in Accordance with
Relevant Laws and Regulations
2.1 Approve Listing Location For For Management
2.2 Approve Types of Issued Shares For For Management
2.3 Approve Par Value For For Management
2.4 Approve Target Subscribers For For Management
2.5 Approve Listing Time For For Management
2.6 Approve Issue Manner For For Management
2.7 Approve Issuance Scale For For Management
2.8 Approve Pricing Method For For Management
2.9 Approve Use of Proceeds For For Management
2.10 Approve Other Matters Related to the For For Management
Issuance
3 Approve Spin-off of Subsidiary on SSE For For Management
STAR Market (Revised Draft)
4 Approve Compliance with Provisions on For For Management
Pilot Domestic Listing of Subsidiaries
of Listed Companies
5 Approve Listing to Safeguard the For For Management
Legitimate Rights and Interests of
Shareholders and Creditors
6 Approve Company's Maintaining For For Management
Independence and Continuous Operation
Ability
7 Approve Corresponding Standard For For Management
Operation Ability
8 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
9 Approve Purpose, Commercial For For Management
Rationality, Necessity and Feasibility
Analysis of this Transaction
10 Approve Authorization of Board and Its For For Management
Authorized Persons to Handle All
Related Matters
11 Approve to Implement a Shareholding For Against Management
Plan for the Company's Core Employees
12 Approve Related Party Transaction in For Against Management
Connection to the Senior Management's
Participation in this Shareholding Plan
13 Approve Authorization of the Board to For Against Management
Handle All Matters Related to the
Shareholding Plan
--------------------------------------------------------------------------------
LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD.
Ticker: 300003 Security ID: Y52384107
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Qihong as Non-Independent For For Shareholder
Director
2 Elect Qu Xin as Independent Director For For Management
--------------------------------------------------------------------------------
LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD.
Ticker: 300003 Security ID: Y52384107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Allowance of Directors For For Management
7 Approve Allowance of Supervisors For For Management
8 Approve Appointment of Auditor For For Management
9 Approve Company's Overseas Listing in For For Shareholder
Compliance with the Notice Governing
Overseas Listing of Enterprises
Subordinate to Companies Listed in
China
10 Approve Initial Public Offering of For For Shareholder
Overseas Listed Foreign Shares (H
Shares) and Listing Plan
11 Approve Commitment of Upholding the For For Shareholder
Independent Listing Status
12 Approve Statement on and Prospect of For For Shareholder
the Continuing Profitability
13 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
14 Approve Shareholdings of Senior For For Shareholder
Management Members
15 Approve Employee Share Purchase Plan For Against Shareholder
16 Approve Related Party Transactions in For Against Shareholder
Connection to Employee Share Purchase
Plan
17 Approve Issuance of Super Short-term For For Shareholder
Commercial Papers
--------------------------------------------------------------------------------
LEYARD OPTOELECTRONIC CO. LTD
Ticker: Security ID: CNE100001CB7
Meeting Date: JUL 16, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees to For For Management
Wholly-owned Subsidiary
2 Related Party Transactions For For Management
--------------------------------------------------------------------------------
LEYARD OPTOELECTRONIC CO., LTD.
Ticker: 300296 Security ID: Y5171W104
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Working System for Independent For For Management
Directors
5 Amend Management System for Providing For For Management
External Guarantees
6 Amend Management System for Providing For For Management
External Investments
7 Amend Related-Party Transaction For For Management
Management System
8 Amend Management System of Raised Funds For For Management
--------------------------------------------------------------------------------
LEYARD OPTOELECTRONIC CO., LTD.
Ticker: 300296 Security ID: Y5171W104
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Shares to Specific Targets
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Price and Pricing For For Management
Principles
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Usage of Raised For For Management
Funds
2.8 Approve Distribution Arrangement of For For Management
Cumulative Earnings
2.9 Approve Listing Location For For Management
2.10 Approve Validity Period For For Management
3 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares to
Specific Targets
4 Approve Plan for Issuance of Shares to For For Management
Specific Targets
5 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
LEYARD OPTOELECTRONIC CO., LTD.
Ticker: 300296 Security ID: Y5171W104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Remuneration Plan of For For Management
Directors, Supervisors and Senior
Management Members
8 Approve Amendments to Articles of For For Management
Association
9 Approve Related Party Transaction For For Management
10 Approve Provision of Guarantee For For Shareholder
--------------------------------------------------------------------------------
LEYARD OPTOELECTRONIC CO., LTD.
Ticker: 300296 Security ID: Y5171W104
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Employee For For Management
Share Purchase Plan
2 Approve Management Method of Employee For For Management
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
4 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
5 Approve Methods to Assess the For For Management
Performance of Plan Participants
6 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
LG CHEM LTD.
Ticker: 051910 Security ID: Y52758102
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Split-Off Agreement For For Management
--------------------------------------------------------------------------------
LG CHEM LTD.
Ticker: 051910 Security ID: Y52758110
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Split-Off Agreement For For Management
--------------------------------------------------------------------------------
LG CHEM LTD.
Ticker: 051910 Security ID: Y52758102
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Cha Dong Seok as Inside Director For For Management
4 Elect Kim Mun-Su as Outside Director For Against Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG CORP.
Ticker: 003550 Security ID: Y52755108
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For Against Management
2 Approve Financial Statements and For For Management
Allocation of Income
3 Amend Articles of Incorporation For For Management
4.1 Elect Koo Gwang-mo as Inside Director For For Management
4.2 Elect Kim Sang-Heon as Outside Director For For Management
5 Elect Lee Su-young as Outside Director For For Management
to Serve as an Audit Committee Member
6 Elect Kim Sang-Heon as a Member of For For Management
Audit Committee
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG DISPLAY CO., LTD.
Ticker: 034220 Security ID: Y5255T100
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Lee Byung-ho as Outside Director For For Management
4 Elect Moon Du-cheol as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG ELECTRONICS, INC.
Ticker: 066570 Security ID: Y5275H177
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Bae Doo Yong as Inside Director For For Management
4 Elect Kang Soo Jin as Outside Director For For Management
to Serve as a Member of Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Split-Off Agreement For For Management
--------------------------------------------------------------------------------
LG HOUSEHOLD & HEALTH CARE LTD.
Ticker: 051900 Security ID: Y5275R100
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Kim Hong-gi as Inside Director For For Management
3.2 Elect Ha Beom-jong as Non-Independent For Against Management
Non-Executive Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG INNOTEK CO., LTD.
Ticker: 011070 Security ID: Y5S54X104
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Jung Yeon-chae as For Against Management
Non-Independent Non-Executive Director
4 Elect Chae Joon as Outside Director to For For Management
Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG UPLUS CORP.
Ticker: 032640 Security ID: Y5293P102
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Hwang Hyeon-sik as Inside For For Management
Director
3.2 Elect Kwon Young-soo as For For Management
Non-Independent Non-Executive Director
3.3 Elect Yoon Seong-su as Outside Director For For Management
3.4 Elect Je Hyeon-ju as Outside Director For For Management
4 Elect Kim Jong-woo as Outside Director For For Management
to Serve as an Audit Committee Member
5.1 Elect Yoon Seong-su as a Member of For For Management
Audit Committee
5.2 Elect Je Hyeon-ju as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LI NING COMPANY LIMITED
Ticker: 2331 Security ID: G5496K124
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Li Ning as Director For For Management
3.1b Elect Li Qilin as Director For Against Management
3.1c Elect Su Jing Shyh, Samuel as Director For For Management
3.2 Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve PricewaterhouseCoopers, For For Management
Certified Public Accountants as
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
LIAONING CHENG DA CO., LTD.
Ticker: 600739 Security ID: Y5279J104
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect He Yingnan as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
LIAONING CHENG DA CO., LTD.
Ticker: 600739 Security ID: Y5279J104
Meeting Date: FEB 18, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Debt Financing Plan For For Management
--------------------------------------------------------------------------------
LIAONING CHENG DA CO., LTD.
Ticker: 600739 Security ID: Y5279J104
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Report of the Independent For For Management
Directors
7 Approve Provision of Guarantee For Against Management
8 Approve Application for Financing For For Management
9 Approve to Appoint Financial and For For Management
Internal Control Auditors and to Fix
Their Remuneration
--------------------------------------------------------------------------------
LIAONING CHENGDA CO. LTD.
Ticker: Security ID: CNE000000LY3
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 REGISTRATION OF MEDIUM-TERM NOTES For For Management
ISSUING QUOTA
2 REGISTRATION OF THE ISSUING VOLUME OF For For Management
SUPER AND SHORT-TERM COMMERCIAL PAPERS
--------------------------------------------------------------------------------
LIC HOUSING FINANCE LIMITED
Ticker: 500253 Security ID: Y5278Z133
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Sanjay Kumar Khemani as For For Management
Director
4 Approve Issuance of Non-Convertible For For Management
Debentures on Private Placement Basis
5 Elect Siddhartha Mohanty as Director For For Management
and Approve Appointment and
Remuneration of Siddhartha Mohanty as
Managing Director & Chief Executive
Officer
6 Reelect V K Kukreja as Director For For Management
7 Reelect Ameet Patel as Director For For Management
8 Elect Vipin Anand as Director For For Management
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) CO.
Ticker: 002600 Security ID: Y446BS104
Meeting Date: SEP 10, 2020 Meeting Type: Special
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) CO.
Ticker: 002600 Security ID: Y446BS104
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Issuance of Medium-term Notes For For Management
and Super Short-term Commercial Papers
3 Approve Additional Guarantee Provision For For Management
Plan
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) CO.
Ticker: 002600 Security ID: Y446BS104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Option and Performance Share Incentive
Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Cancellation of Stock Options For For Management
as well as Repurchase and Cancellation
of Performance Shares
5 Approve Additional Provision of For For Management
Guarantee
6 Approve Derivative Commodity Trading For For Management
Business Management System
7 Approve Increase of Foreign Exchange For For Management
Derivatives Trading Business
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) CO.
Ticker: 002600 Security ID: Y446BS104
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For For Management
Products of Wholly-Owned Subsidiary
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) CO.
Ticker: 002600 Security ID: Y446BS104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisor For For Management
8 Approve Daily Related Party Transaction For For Management
9 Approve Comprehensive Credit Line For For Management
Application
10 Approve Provision of Guarantees to For For Management
Subsidiaries
11 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
12.1 Elect Zeng Fangqin as Director For For Management
12.2 Elect Tan Jun as Director For Against Management
12.3 Elect Liu Yinqi as Director For For Management
12.4 Elect Jia Shuangyi as Director For For Management
13.1 Elect Kuang Zhiyun as Director For For Management
13.2 Elect Li Dongfang as Director For For Management
13.3 Elect Yu Peng as Director For For Management
14.1 Elect Fan Wei as Supervisor For For Management
14.2 Elect Liu Jianfeng as Supervisor For For Management
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) CO.
Ticker: 002600 Security ID: Y446BS104
Meeting Date: JUN 07, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of H Class Shares and For For Management
Listing in Hong Kong Stock Exchange
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner For For Management
2.3 Approve Issue Size For For Management
2.4 Approve Target Subscribers For For Management
2.5 Approve Manner of Pricing For For Management
2.6 Approve Issue Time For For Management
2.7 Approve Principles of Offering For For Management
3 Approve Conversion to an Overseas For For Management
Fundraising Company
4 Approve Resolution Validity Period For For Management
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Plan on Use of Proceeds For For Management
7 Approve Authorization of Board to For For Management
Handle All Related Matters
8 Approve Appointment of Main For For Management
Intermediary Institution
9 Approve Distribution Arrangement of For For Management
Earnings
10 Approve Amendments to Articles of For For Management
Association and Relevant Rules of
Procedure in Relation to the Listing
of H Shares
11.1 Amend Working System for Independent For For Management
Directors (Draft)
11.2 Amend Accounting Firm Selection System For For Management
12 Amend Articles of Association and For For Management
Amend Rules and Procedures Regarding
Meetings of Board of Directors
13 Amend Working System for Independent For For Management
Directors
14 Elect Liu Jiancheng as Independent For For Management
Director
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) COMPANY
Ticker: Security ID: CNE1000015L5
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Cancellation of Some Stock Options, For For Management
and Repurchase and Cancellation of
Some Restricted Stocks
2 PROVISION OF GUARANTEE FOR CONTROLLED For For Management
SUBSIDIARIES
3 Change of the Company's Registered For For Management
Capital and Amendments to the
Company's Articles of Association
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) COMPANY
Ticker: Security ID: CNE1000015L5
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 2020 Interim Profit Distribution Plan For For Management
--------------------------------------------------------------------------------
LITE-ON TECHNOLOGY CORP.
Ticker: 2301 Security ID: Y5313K109
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6.1 Elect MK LU, with ID No. K100673XXX, For For Management
as Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC.
Ticker: 1513 Security ID: Y9890T111
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compliance of the Spin-Off of For For Management
a Subsidiary, Namely Zhuhai Livzon
Diagnostics Inc. to the ChiNext Board
of the Shenzhen Stock Exchange with
Relevant Laws and Regulations
2 Approve Listing Proposal for the For For Management
Spin-Off of a Subsidiary, Namely
Livzon Diagnostics, to the ChiNext
Board of the Shenzhen Stock Exchange
3 Approve Proposal of the Spin-Off and A For For Management
Share Listing of a Subsidiary, Zhuhai
Livzon Diagnostics Inc. (Revised)
4 Approve That the Spin-Off and Listing For For Management
of a Subsidiary, Namely Livzon
Diagnostics, is in Compliance with
"Certain Provisions on Pilot Domestic
Listing of Spin-Off Subsidiaries of
Listed Companies"
5 Approve Spin-Off of a Subsidiary, For For Management
Namely Livzon Diagnostics, to the
ChiNext Board of the Shenzhen Stock
Exchange Which is Conducive to the
Safeguarding of Legal Rights and
Interests of Shareholders and Creditors
6 Approve Ability to Maintain For For Management
Independence and Sustainable Operation
of the Company
7 Approve Affirmation of Capability of For For Management
Livzon Diagnostics to Implement
Regulated Operation
8 Approve Analysis on the Objectives, For For Management
Commercial Reasonableness, Necessity
and Feasibility of the Spin-Off
9 Approve Explanation of the For For Management
Completeness of and Compliance with
Statutory Procedures of the Spin-Off
and the Validity of Legal Documents
Submitted
10 Authorize Board to Deal with All For For Management
Matters in Relation to the Spin-Off
and Listing
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC.
Ticker: 1513 Security ID: Y9890T111
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment to the For For Management
Implementation Site and Investment
Plan of a Sub-Project Under Certain
Project Invested with Proceeds
2 Approve Medium to Long-Term Business For Against Management
Partner Share Ownership Scheme
(Revised Draft) of the Company and Its
Summary
3 Approve Granting Mandate to the Board For Against Management
of Directors to Deal with Matters
Regarding the Medium to Long-Term
Business Partner Share Ownership
Scheme of the Company
4 Approve Increase in Registered Capital For For Management
5 Amend Articles of Association For For Management
6 Approve Provision of Financing For For Management
Guarantees to Its Invested Company
Zhuhai Sanmed
7 Approve Provision of Financing For For Management
Guarantees to Its Controlling
Subsidiary Livzon MAB
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC.
Ticker: 1513 Security ID: Y9890T111
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC.
Ticker: 1513 Security ID: Y9890T111
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC.
Ticker: 1513 Security ID: Y9890T111
Meeting Date: JAN 08, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Framework For For Management
Agreement and Related Transactions
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC.
Ticker: 1513 Security ID: Y9890T111
Meeting Date: MAY 06, 2021 Meeting Type: Special
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of the First For Against Management
Phase Ownership Scheme Under the
Medium to Long-Term Business Partner
Share Ownership Scheme of the Company
2 Approve Administrative Measures of the For Against Management
First Phase Ownership Scheme Under the
Medium to Long-Term Business Partner
Share Ownership Scheme of the Company
3 Authorize Board to Deal with All For Against Management
Matters in Relation to the First Phase
Ownership Scheme Under the Medium to
Long-Term Business Partner Share
Ownership Scheme of the Company
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC.
Ticker: 1513 Security ID: Y9890T111
Meeting Date: MAY 20, 2021 Meeting Type: Special
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC.
Ticker: 1513 Security ID: Y9890T111
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
2 Approve 2020 Work Report of the For For Management
Supervisory Committee
3 Approve 2020 Financial Accounts Report For For Management
4 Approve 2020 Annual Report For For Management
5 Approve Grant Thornton (Special For For Management
General Partnership) as Auditor and
Authorize Board to Fix Their
Remuneration
6 Approve Adjustment to Investment Plans For For Management
of Certain Projects Invested with
Proceeds
7 Approve 2020 Annual Profit For For Management
Distribution Plan
8 Approve Facility Financing and For For Management
Provision of Financing Guarantees to
Its Subsidiaries
9 Approve Provision of Financing For For Management
Guarantees to Its Controlling
Subsidiary Livzon MAB
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA
Ticker: RENT3 Security ID: P6330Z111
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger between the Company and For For Management
Companhia de Locacao das Americas
(Unidas), Authorize Capital Increase
in Connection with the Transaction and
Amend Article 5 Accordingly
2 Fix Number of Directors at Six For For Management
3 Elect Irlau Machado Filho as For For Management
Independent Director
4 Do You Wish to Request Installation of Against For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA
Ticker: RENT3 Security ID: P6330Z111
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Long-Term Incentive Plan for For Against Management
Executives
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA
Ticker: RENT3 Security ID: P6330Z111
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4 Fix Number of Directors at Six or Seven For For Management
5.1 Elect Eugenio Pacelli Mattar as For For Management
Director
5.2 Elect Oscar de Paula Bernardes Neto as For For Management
Independent Director
5.3 Elect Irlau Machado Filho as For For Management
Independent Director
5.4 Elect Maria Leticia de Freitas Costas For For Management
as Independent Director
5.5 Elect Paulo Antunes Veras as For For Management
Independent Director
5.6 Elect Pedro de Godoy Bueno as For For Management
Independent Director
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eugenio Pacelli Mattar as
Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Oscar de Paula Bernardes Neto as
Independent Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Irlau Machado Filho as
Independent Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Maria Leticia de Freitas Costas
as Independent Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Antunes Veras as
Independent Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro de Godoy Bueno as
Independent Director
8 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
9 Approve Remuneration of Company's For For Management
Management
10 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
11 Fix Number of Fiscal Council Members For For Management
at Three
12.1 Elect Carla Alessandra Trematore as For Abstain Management
Fiscal Council Member and Juliano Lima
Pinheiro as Alternate
12.2 Elect Antonio de Padua Soares For Abstain Management
Policarpo as Fiscal Council Member and
Marco Antonio Pereira
13.1 Elect Francisco Caprino Neto as Fiscal None Abstain Shareholder
Council Member and Joao Ricardo
Pereira da Costa as Alternate
Appointed by Minority Shareholder
13.2 Elect Luiz Carlos Nannini as Fiscal None For Shareholder
Council Member and Fernando Antonio
Lopes Matoso as Alternate Appointed by
Minority Shareholder
--------------------------------------------------------------------------------
LOGAN GROUP CO., LTD.
Ticker: 3380 Security ID: G55555109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Lai Zhuobin as Director For For Management
4 Elect Zhong Huihong as Director For For Management
5 Elect Zhang Huaqiao as Director For For Management
6 Elect Liu Ka Ying, Rebecca as Director For For Management
7 Authorize Board to Fix the For For Management
Remuneration of Directors
8 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LOJAS RENNER SA
Ticker: LREN3 Security ID: P6332C102
Meeting Date: OCT 21, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alternate Fiscal Council Member For For Management
2 Elect Vanderlei Dominguez da Rosa as For For Management
Alternate Fiscal Council Member
3 Amend Stock Option Plan Re: Clause 7 For For Management
4 Amend Stock Option Plan Re: Clause 13 For For Management
5 Amend Stock Option Plan Re: Clause 13 For For Management
6 Amend Stock Option Plan Re: Clause 15 For For Management
7 Amend Restricted Stock Plan Re: Clause For For Management
8
8 Amend Restricted Stock Plan Re: Clause For For Management
8
9 Amend Restricted Stock Plan Re: Clause For For Management
10
10 Amend Article 5 to Reflect Changes in For For Management
Capital
11 Amend Article 16 For Against Management
12 Remove Article 17 For For Management
13 Amend Article 22 For For Management
14 Amend Article 22 For For Management
15 Amend Article 25 For For Management
16 Amend Article 25 For For Management
17 Amend Article 28 For For Management
18 Amend Article 28 For For Management
19 Amend Article 31 For For Management
20 Renumber Articles For For Management
21 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
LOJAS RENNER SA
Ticker: LREN3 Security ID: P6332C102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Eight For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Jose Gallo as Director For For Management
5.2 Elect Osvaldo Burgos Schirmer as For For Management
Independent Director
5.3 Elect Carlos Fernando Couto de For For Management
Oliveira Souto as Independent Director
5.4 Elect Fabio de Barros Pinheiro as For For Management
Independent Director
5.5 Elect Thomas Bier Herrmann as For For Management
Independent Director
5.6 Elect Juliana Rozenbaum Munemori as For For Management
Independent Director
5.7 Elect Christiane Almeida Edington as For For Management
Independent Director
5.8 Elect Alexandre Vartuli Gouvea as For For Management
Independent Director
6 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None For Management
Elect Jose Gallo as Director
7.2 Percentage of Votes to Be Assigned - None For Management
Elect Osvaldo Burgos Schirmer as
Independent Director
7.3 Percentage of Votes to Be Assigned - None For Management
Elect Carlos Fernando Couto de
Oliveira Souto as Independent Director
7.4 Percentage of Votes to Be Assigned - None For Management
Elect Fabio de Barros Pinheiro as
Independent Director
7.5 Percentage of Votes to Be Assigned - None For Management
Elect Thomas Bier Herrmann as
Independent Director
7.6 Percentage of Votes to Be Assigned - None For Management
Elect Juliana Rozenbaum Munemori as
Independent Director
7.7 Percentage of Votes to Be Assigned - None For Management
Elect Christiane Almeida Edington as
Independent Director
7.8 Percentage of Votes to Be Assigned - None For Management
Elect Alexandre Vartuli Gouvea as
Independent Director
8 Approve Remuneration of Company's For For Management
Management
9 Fix Number of Fiscal Council Members For For Management
at Three
10.1 Elect Joarez Jose Piccinini as Fiscal For For Management
Council Member and Roberto Zeller
Branchi as Alternate
10.2 Elect Roberto Frota Decourt as Fiscal For For Management
Council Member and Vanderlei Dominguez
da Rosa as Alternate
10.3 Elect Estela Maris Vieira De Souza as For For Management
Fiscal Council Member and Isabel
Cristina Bittencourt Santiago as
Alternate
11 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
LOMON BILLIONS GROUP CO. LTD.
Ticker: Security ID: CNE1000015M3
Meeting Date: AUG 07, 2020 Meeting Type: Special
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees to its For For Management
Subsidiaries
2 Financial Network Services Agreements For For Management
to Be Signed with Banks, Distributors
and Clients
3 The Connected Transactions Regarding For For Management
to Give Guarantees
--------------------------------------------------------------------------------
LOMON BILLIONS GROUP CO., LTD.
Ticker: 002601 Security ID: Y3122W109
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Plan For For Management
2 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
LOMON BILLIONS GROUP CO., LTD.
Ticker: 002601 Security ID: Y3122W109
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee For For Management
2 Approve Credit Line Bank Application For Against Management
--------------------------------------------------------------------------------
LOMON BILLIONS GROUP CO., LTD.
Ticker: 002601 Security ID: Y3122W109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Internal Control For For Management
Self-Evaluation Report
7 Approve Application of Bank Credit For For Management
Lines
8 Approve Transfer Shares of Panzhihua For For Management
Vanadium and Titanium Resources Equity
Investment Center (Limited Partnership)
9 Amend Articles of Association For For Management
10 Approve Profit Distribution for First For For Shareholder
Quarter
--------------------------------------------------------------------------------
LOMON BILLIONS GROUP CO., LTD.
Ticker: 002601 Security ID: Y3122W109
Meeting Date: MAY 17, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Share Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
LOMON BILLIONS GROUP CO., LTD.
Ticker: 002601 Security ID: Y3122W109
Meeting Date: JUN 01, 2021 Meeting Type: Special
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company Name, Stock For For Management
Name and Amend Articles of Association
--------------------------------------------------------------------------------
LOMON BILLIONS GROUP CO., LTD.
Ticker: 002601 Security ID: Y3122W109
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of H Class Shares and For For Management
Listing in Hong Kong Stock Exchange
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Time For For Management
2.3 Approve Issue Manner For For Management
2.4 Approve Issue Size For For Management
2.5 Approve Pricing Manner For For Management
2.6 Approve Target Subscribers For For Management
2.7 Approve Principles of Offering For For Management
2.8 Approve Listing Exchange For For Management
3 Approve Conversion to an Overseas For For Management
Fundraising Company
4 Approve Application for Registration For For Management
as a Non Hong Kong Company
5 Approve Use of Proceeds For For Management
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Arrangements on Roll-forward For For Management
Profits
8 Approve Authorization of the Board to For For Management
Handle All Related Matters
9 Approve Amendments to Articles of For For Management
Association
10 Approve Formulation of Articles of For For Management
Association
11 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
13 Approve Formulation of Related-Party For For Management
Transaction System and Process
14 Approve to Appoint Oversea Auditor For For Management
15 Approve Resolution Validity Period For For Management
16 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members and
Prospectus Liability Insurance Matters
17 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
LONGFOR GROUP HOLDINGS LIMITED
Ticker: 960 Security ID: G5635P109
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Zhao Yi as Director For Against Management
3.2 Elect Frederick Peter Churchouse as For For Management
Director
3.3 Elect Zeng Ming as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LONGI GREEN ENERGY TECHNOLOGY CO., LTD.
Ticker: 601012 Security ID: Y9727F102
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Approve Adjustment of Number and For For Management
Repurchase Price of Performance Share
Incentive Plan
3 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
LONGI GREEN ENERGY TECHNOLOGY CO., LTD.
Ticker: 601012 Security ID: Y9727F102
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Raised Funds Project For For Management
Completion and Use Remaining Raised
Funds for New Projects and Replenish
Working Capital
2 Approve Investment in the Construction For For Management
of 3GW Monocrystalline Battery Project
3 Approve Related Party Transaction For For Management
4 Approve 2021 Financing Guarantees For For Management
5 Approve 2021 Performance Guarantees For For Management
6 Approve Change in Registered Capital For For Management
and Amend Articles of Association
7 Approve Credit Line from JP Morgan For For Management
Chase and Provision of Guarantee to
Wholly-owned Subsidiary
8 Approve Credit Line from Hang Seng For For Management
Bank and Provision of Guarantee to
Wholly-owned Subsidiary
9 Approve Provision of Guarantee for For For Management
Credit Line of Subsidiary from ICBC
10 Approve Provision of Guarantee to For For Management
Taizhou Longi Leye Photovoltaic
Technology Co., Ltd.
11 Approve Provision of Guarantee to For For Management
Longi (Hong Kong) Trading Co., Ltd.
--------------------------------------------------------------------------------
LONGI GREEN ENERGY TECHNOLOGY CO., LTD.
Ticker: 601012 Security ID: Y9727F102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Interest Rate For For Management
2.6 Approve Repayment Period and Manner of For For Management
Interest
2.7 Approve Guarantee Matters For For Management
2.8 Approve Conversion Period For For Management
2.9 Approve Determination and Adjustment For For Management
of Conversion Price
2.10 Approve Downward Adjustment of For For Management
Conversion Price
2.11 Approve Determination of Number of For For Management
Conversion Shares
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Dividend Distribution Post For For Management
Conversion
2.15 Approve Issue Manner and Target Parties For For Management
2.16 Approve Placing Arrangement for For For Management
Shareholders
2.17 Approve Bondholders and Bondholder For For Management
Meetings
2.18 Approve Usage of Raised Funds For For Management
2.19 Approve Deposit Account for Raised For For Management
Funds
2.20 Approve Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Authorization of Board to For For Management
Handle All Related Matters
7 Approve Dividend Return Plan For For Management
8 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
9 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
10 Approve Report of the Board of For For Management
Directors
11 Approve Report of the Board of For For Management
Supervisors
12 Approve Financial Statements For For Management
13 Approve Annual Report For For Management
14 Approve Report of the Independent For For Management
Directors
15 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
16 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
17 Approve Appointment of Auditor For For Management
18 Approve Remuneration of Directors and For For Management
Supervisors
19 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
LOTTE CHEMICAL CORP.
Ticker: 011170 Security ID: Y5336U100
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Three Inside Directors and One For For Management
Non-Independent Non-Executive Director
(Bundled)
4 Elect Nam Hye-jeong as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
LOTTE CORP.
Ticker: 004990 Security ID: Y5353V106
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lee Dong-woo as Inside Director For For Management
--------------------------------------------------------------------------------
LOTTE CORP.
Ticker: 004990 Security ID: Y5353V106
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Chu Gwang-sik as Inside Director For For Management
4 Elect Kim Chang-su as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
LOTTE SHOPPING CO., LTD.
Ticker: 023530 Security ID: Y5346T119
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Kang Hee-tae as Inside Director For For Management
3.2 Elect Kang Seong-hyeon as Inside For For Management
Director
3.3 Elect Choi Young-jun as Inside Director For For Management
3.4 Elect Jeon Mi-young as Outside Director For For Management
4 Elect Kim Doh-seong as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
LPP SA
Ticker: LPP Security ID: X5053G103
Meeting Date: SEP 18, 2020 Meeting Type: Annual
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Meeting Chairman For For Management
2 Acknowledge Proper Convening of None None Management
Meeting; Prepare List of Participating
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Receive Supervisory Board Opinion on None None Management
General Meeting Agenda
4.2 Receive Supervisory Board Report on None None Management
Its Review of Management Board Report
on Company's and Group's Operations
4.3 Receive Supervisory Board Report on None None Management
Its Review of Standalone Financial
Statements
4.4 Receive Supervisory Board Report on None None Management
Its Review of Consolidated Financial
Statements
4.5 Receive Management Board Proposal on None None Management
Allocation of Income
4.6 Receive Supervisory Board Opinion on None None Management
Management Board Proposal on
Allocation of Income
4.7 Receive Supervisory Board Assessment None None Management
of Company's Standing
4.8 Receive Supervisory Board Report on None None Management
Board's Work
4.9 Receive Supervisory Board Report on None None Management
Company's Compliance with Polish
Corporate Governance Code
4.10 Receive Supervisory Board Report on None None Management
Company's Policy on Charity Activities
5 Approve Management Board Report on For For Management
Company's and Group's Operations
6 Approve Supervisory Board Report on For For Management
Board's Work
7 Approve Financial Statements For For Management
8 Approve Consolidated Financial For For Management
Statements
9.1 Approve Discharge of Marek Piechocki For For Management
(CEO)
9.2 Approve Discharge of Jacek Kujawa For For Management
(Deputy CEO)
9.3 Approve Discharge of Przemyslaw For For Management
Lutkiewicz (Deputy CEO)
9.4 Approve Discharge of Slawomir Loboda For For Management
(Deputy CEO)
10.1 Approve Discharge of Jerzy Lubianiec For For Management
(Supervisory Board Chairman)
10.2 Approve Discharge of Wojciech For For Management
Olejniczak (Supervisory Board Member)
10.3 Approve Discharge of Magdalena Sekula For For Management
(Supervisory Board Member)
10.4 Approve Discharge of Piotr Piechocki For For Management
(Supervisory Board Member)
10.5 Approve Discharge of Antoni Tyminski For For Management
(Supervisory Board Member)
10.6 Approve Discharge of Milosz Wisniewski For For Management
(Supervisory Board Member)
11 Approve Allocation of Income and For For Management
Omission of Dividends
12 Approve Remuneration Policy For Against Management
13 Approve Dematerialization of B Series For For Management
Shares
14 Approve Creation of Reserve Capital For For Management
for Purposes of Share Repurchase
Program
15 Authorize Share Repurchase Program For For Management
16 Approve Remuneration of Supervisory For For Management
Board Chairman
17 Amend Statute None Against Shareholder
18 Close Meeting None None Management
--------------------------------------------------------------------------------
LPP SA
Ticker: LPP Security ID: X5053G103
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Meeting Chairman For For Management
2 Acknowledge Proper Convening of None None Management
Meeting; Prepare List of Participating
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Receive Supervisory Board Opinion on None None Management
General Meeting Agenda
4.2 Receive Supervisory Board Report on None None Management
Its Review of Management Board Report
on Company's and Group's Operations
4.3 Receive Supervisory Board Report on None None Management
Its Review of Standalone Financial
Statements
4.4 Receive Supervisory Board Report on None None Management
Its Review of Consolidated Financial
Statements
4.5 Receive Management Board Proposal on None None Management
Treatment of Net Loss
4.6 Receive Supervisory Board Opinion on None None Management
Management Board Proposal on Treatment
of Net Loss
4.7 Receive Supervisory Board Assessment None None Management
of Company's Standing
4.8 Receive Supervisory Board Report on None None Management
Board's Work
4.9 Receive Supervisory Board Report on None None Management
Company's Compliance with Polish
Corporate Governance Code
4.10 Receive Supervisory Board Report on None None Management
Company's Policy on Charity Activities
5 Approve Management Board Report on For For Management
Company's and Group's Operations
6 Approve Supervisory Board Report on For For Management
Board's Work
7 Approve Financial Statements For For Management
8 Approve Consolidated Financial For For Management
Statements
9.1 Approve Discharge of Marek Piechocki For For Management
(CEO)
9.2 Approve Discharge of Jacek Kujawa For For Management
(Deputy CEO)
9.3 Approve Discharge of Przemyslaw For For Management
Lutkiewicz (Deputy CEO)
9.4 Approve Discharge of Slawomir Loboda For For Management
(Deputy CEO)
10.1 Approve Discharge of Jerzy Lubianiec For For Management
(Supervisory Board Chairman)
10.2 Approve Discharge of Wojciech For For Management
Olejniczak (Supervisory Board Member)
10.3 Approve Discharge of Magdalena Sekula For For Management
(Supervisory Board Member)
10.4 Approve Discharge of Piotr Piechocki For For Management
(Supervisory Board Member)
10.5 Approve Discharge of Antoni Tyminski For For Management
(Supervisory Board Member)
10.6 Approve Discharge of Milosz Wisniewski For For Management
(Supervisory Board Member)
11 Approve Treatment of Net Loss For For Management
12 Elect Supervisory Board Member For Against Management
13 Elect Deputy CEO For Against Management
14 Approve Remuneration Report For Against Management
15 Amend Statute For For Management
16 Approve Performance Share Plan For Against Management
17 Approve Conditional Increase in Share For Against Management
Capital via Issuance of M Series
Shares without Preemptive Rights;
Amend Statute Accordingly
18 Approve Remuneration of Supervisory For For Management
Board Chairman
19 Close Meeting None None Management
--------------------------------------------------------------------------------
LUENMEI QUANTUM CO., LTD.
Ticker: 600167 Security ID: Y77420100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Internal Control Evaluation For For Management
Report
7 Approve Appointment of Auditor For For Management
8 Approve Report of the Independent For For Management
Directors
9 Approve Increase of Cash Dividend Ratio For For Management
--------------------------------------------------------------------------------
LUPIN LIMITED
Ticker: 500257 Security ID: Y5362X101
Meeting Date: MAR 16, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect K. B. S. Anand as Director For For Management
2 Elect Punita Kumar-Sinha as Director For For Management
3 Elect Robert Funsten as Director For For Management
4 Elect Mark D. McDade as Director For For Management
--------------------------------------------------------------------------------
LUPIN LTD
Ticker: Security ID: INE326A01037
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports (Standalone) For For Management
2 Accounts and Reports (Consolidated) For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Nilesh Gupta For For Management
5 Appointment of Vinita Gupta (CEO); For Against Management
Approval of Remuneration
6 Election and Appointment of Ramesh For For Management
Swaminathan (Executive Director,
Global CFO & Head Corporate Affairs);
Approval of Remuneration
7 Elect Jean-Luc Belingard For For Management
8 Directors' Commission For For Management
9 Authority to Set Cost Auditor's Fees For For Management
--------------------------------------------------------------------------------
LUXSHARE PRECISION INDUSTRY CO. LTD.
Ticker: Security ID: CNE100000TP3
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Extension the Valid Period of For For Management
Convertible Corporate Bonds
2 Authorization to the Board to Handle For For Management
Matters Regarding Extension of
Convertible Corporate Bonds' Valid
Period
--------------------------------------------------------------------------------
LUXSHARE PRECISION INDUSTRY CO. LTD.
Ticker: 002475 Security ID: Y7744X106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7 Approve Appointment of Auditor For For Management
8 Approve Amendments to Articles of For For Management
Association
9 Amend External Investment Management For Against Management
System
10 Approve Provision of Guarantees For For Management
11.1 Elect Wang Laichun as Director For Against Management
11.2 Elect Wang Laisheng as Director For For Management
11.3 Elect Li Wei as Director For For Management
11.4 Elect Wang Tao as Director For For Management
12.1 Elect Zhang Ying as Director For For Management
12.2 Elect Liu Zhonghua as Director For For Management
12.3 Elect Song Yuhong as Director For For Management
13.1 Elect Xia Yanrong as Supervisor For For Management
13.2 Elect Mo Rongying as Supervisor For For Management
--------------------------------------------------------------------------------
LUZHOU LAOJIAO CO., LTD.
Ticker: 000568 Security ID: Y5347R104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7.1 Elect Liu Miao as Director For For Shareholder
7.2 Elect Lin Feng as Director For For Shareholder
7.3 Elect Wang Hongbo as Director For For Shareholder
7.4 Elect Shen Caihong as Director For For Shareholder
7.5 Elect Qian Xu as Director For For Management
7.6 Elect Ying Hanjie as Director For For Management
8.1 Elect Liu Junhai as Director For Against Management
8.2 Elect Chen Youan as Director For For Management
8.3 Elect Sun Dongsheng as Director For For Management
8.4 Elect Lyu Xianpei as Director For For Management
9.1 Elect Yang Ping as Supervisor For For Management
9.2 Elect Lian Jing as Supervisor For For Management
9.3 Elect Guo Shihua as Supervisor For For Management
--------------------------------------------------------------------------------
MABANEE CO. SAK
Ticker: MABANEE Security ID: M6782J113
Meeting Date: MAR 08, 2021 Meeting Type: Annual/Special
Record Date: MAR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations and Financial Position for
FY 2020
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2020
3 Approve Corporate Governance, For Did Not Vote Management
Remuneration, and Audit Committee
Reports for FY 2020
4 Accept Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports for
FY 2020
5 Approve Special Report on Penalties For Did Not Vote Management
and Violations for FY 2020
6 Approve Related Party Transactions for For Did Not Vote Management
FY 2020 and FY 2021
7 Approve Transfer of 10 Percent of Net For Did Not Vote Management
Income to Statutory Reserve for FY 2020
8 Approve Transfer of 10 Percent of Net For Did Not Vote Management
Income to Optional Reserve for FY 2020
9 Approve Transfer of Treasury Reserve For Did Not Vote Management
Balance to Optional Reserve for FY 2020
10 Approve Transfer of KWD 6,482,213 from For Did Not Vote Management
Optional Reserve for FY 2020 to
Retained Earning
11 Approve Dividends of KWD 0.006 per For Did Not Vote Management
Share for FY 2020
12 Authorize Bonus Shares Issue For Did Not Vote Management
Representing 6 Percent of the Share
Capital for FY 2020
13 Approve the Time Table of Allocation For Did Not Vote Management
of Income for FY 2020 and Authorize
Board to Distribute Bonus Share and
Dispose of Fraction Shares
14 Approve Remuneration of Directors of For Did Not Vote Management
KWD 370,000 for FY 2020
15 Authorize Share Repurchase Program of For Did Not Vote Management
up to 10 Percent of Issued Share
Capital
16 Approve Discharge of Directors for FY For Did Not Vote Management
2020
17 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2021
1 Authorize Capitalization of Reserves For Did Not Vote Management
for Bonus Issue by Issuing 66,305,638
Bonus Shares
2 Amend Article 6 of Memorandum of For Did Not Vote Management
Association and Article 5 of Bylaws
--------------------------------------------------------------------------------
MACCURA BIOTECHNOLOGY CO., LTD.
Ticker: 300463 Security ID: Y7T31T106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7.1 Approve Daily Related Party For For Management
Transactions with DLAB Scientific Co.,
Ltd.
7.2 Approve Daily Related Party For For Management
Transactions with Citotest Labware
Manufacturing Co., Ltd.
7.3 Approve Daily Related Party For For Management
Transactions with Ingram Medical
(Hangzhou) Medical Technology Co., Ltd.
8 Approve Remuneration and Assessment For For Management
Plan of Directors, Supervisors and
Senior Management Members
9 Approve Application of Credit Line and For For Management
Provision of Guarantees
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: Security ID: BRMGLUACNOR2
Meeting Date: JUL 22, 2020 Meeting Type: Special
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Ratify Share Capital Increase For For Management
3 Ratify Updated Global Remuneration For For Management
Amount
4 Amendments to Articles For For Management
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: Security ID: BRMGLUACNOR2
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Accounts and Reports For For Management
18 Election of Supervisory Council For Abstain Management
19 Approve Recasting of Votes for Amended Against Management
Supervisory Council Slate
20 Elect Eduardo Christovam Galdi For Management
Mestieri as Supervisory Council Member
Presented by Minority Shareholders
21 Request Separate Election for Against Management
Supervisory Council Member
22 Remuneration Policy For For Management
3 Allocation of Profits/Dividends For For Management
4 Board Size For For Management
5 Request Cumulative Voting Abstain Management
6 Election of Directors For For Management
7 Approve Recasting of Votes for Amended Against Management
Slate
9 Proportional Allocation of Cumulative Abstain Management
Votes
10 Allocate Cumulative Votes to Luiza Abstain Management
Helena Trajano Inacio Rodrigues
11 Allocate Cumulative Votes to Marcelo Abstain Management
Jose Ferreira e Silva
12 Allocate Cumulative Votes to Carlos Abstain Management
Renato Donzelli
13 Allocate Cumulative Votes to Jose Abstain Management
Paschoal Rossetti
14 Allocate Cumulative Votes to Betania Abstain Management
Tanure de Barros
15 Allocate Cumulative Votes to Silvio Abstain Management
Romero de Lemos Meira
16 Allocate Cumulative Votes to Ines Abstain Management
Correa de Souza
17 Request Separate Election for Board of Against Management
Directors
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: OCT 07, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 4-for-1 Stock Split For For Management
2 Amend Articles 5 and 7 to Reflect For For Management
Changes in Share Capital and
Authorized Capital Respectively
3 Authorize Executives to Ratify and For For Management
Execute Approved Resolutions
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Eight For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiza Helena Trajano Inacio
Rodrigues as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Jose Ferreira e Silva as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Renato Donzelli as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Kumruian as Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ines Correa de Souza as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Paschoal Rossetti as
Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Betania Tanure de Barros as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Silvio Romero de Lemos Meira as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Fix Number of Fiscal Council Members For For Management
at Three
11 Elect Fiscal Council Members For Abstain Management
12 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
13 Elect Eduardo Christovam Galdi None For Shareholder
Mestieri as Fiscal Council Member and
Thiago Costa Jacinto as Alternate
Appointed by Minority Shareholder
14 Approve Remuneration of Company's For For Management
Management
15 Approve Remuneration of Fiscal Council For For Management
Members
16 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 18 Re: Increase in Board For For Management
Size
2 Amend Articles 22 and 27 For For Management
3 Amend Articles 23 and 26 For For Management
4 Consolidate Bylaws For For Management
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
MAGNIT PJSC
Ticker: MGNT Security ID: 55953Q202
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 245. For For Management
31 per Share for First Nine Months of
Fiscal 2020
2 Approve New Edition of Charter For For Management
3 Approve New Edition of Regulations on For For Management
Management
--------------------------------------------------------------------------------
MAGNIT PJSC
Ticker: MGNT Security ID: 55953Q202
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends of RUB 245.31 per Share
4.1 Elect Aleksandr Vinokurov as Director None Against Management
4.2 Elect Timothy Demchenko as Director None Against Management
4.3 Elect Jan Dunning as Director None Against Management
4.4 Elect Sergei Zakharov as Director None Against Management
4.5 Elect Hans Koch as Director None For Management
4.6 Elect Evgenii Kuznetsov as Director None For Management
4.7 Elect Aleksei Makhnev as Director None Against Management
4.8 Elect Gregor Mowat as Director None For Management
4.9 Elect Charles Ryan as Director None For Management
4.10 Elect James Simmons as Director None For Management
5 Ratify RAS Auditor For For Management
6 Ratify IFRS Auditor For Against Management
7 Approve New Edition of Charter For For Management
8 Approve New Edition of Regulations on For For Management
General Meetings
9 Approve New Edition of Regulations on For For Management
Board of Directors
--------------------------------------------------------------------------------
MAHINDRA & MAHINDRA LIMITED
Ticker: 500520 Security ID: Y54164150
Meeting Date: SEP 12, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer/Dilution of Stake in For For Management
SsangYong Motor Company, a Material
Subsidiary of the Company
--------------------------------------------------------------------------------
MAHINDRA & MAHINDRA LTD.
Ticker: Security ID: INE101A01026
Meeting Date: AUG 07, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports (Standalone) For For Management
10 Appointment of Rajesh Jejurikar For For Management
(Executive Director (Automotive and
Farm Sectors)); Approval of
Remuneration
11 Elect CP Gurnani For For Management
2 Accounts and Reports (Consolidated) For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Anand G. Mahindra For For Management
5 Approve Payment of Fees to Cost For For Management
Auditors
6 Appointment of Pawan Goenka (Managing For For Management
Director and Chief Executive Officer);
Approval of Remuneration
7 Elect Anish Dilip Shah For For Management
8 Appointment of Anish Shah (Deputy For For Management
Managing Director and Group Chief
Financial Officer until April 1, 2021;
Managing Director and Chief Executive
Officer from April 2, 2021); Approval
of Remuneration
9 Elect Rajesh Jejurikar For For Management
--------------------------------------------------------------------------------
MAIL.RU GROUP LTD.
Ticker: MAIL Security ID: 560317208
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Annual Report None None Management
2.1 Re-elect Dmitry Grishin as Director For Against Management
2.2 Re-elect Dmitry Sergeev as Director For Against Management
2.3 Re-elect Vladimir Gabrielyan as For Against Management
Director
2.4 Elect Alexandra Buriko as Director For Against Management
2.5 Re-elect Uliana Antonova as Director For Against Management
2.6 Re-elect Mark Remon Sorour as Director For Against Management
2.7 Re-elect Charles St. Leger Searle as For Against Management
Director
2.8 Re-elect Jaco van der Merwe as Director For Against Management
--------------------------------------------------------------------------------
MALAYAN BANKING BERHAD
Ticker: 1155 Security ID: Y54671105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Elect Abdul Farid Alias as Director For For Management
3 Elect R. Karunakaran as Director For For Management
4 Elect Edwin Gerungan as Director For For Management
5 Elect Che Zakiah Che Din as Director For For Management
6 Elect Zamzamzairani Mohd Isa as For For Management
Director
7 Approve Directors' Fees For For Management
8 Approve Directors' Benefits For For Management
9 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Issuance of New Ordinary For For Management
Shares Under the Recurrent and
Optional Dividend Reinvestment Plan
--------------------------------------------------------------------------------
MANGO EXCELLENT MEDIA CO., LTD.
Ticker: 300413 Security ID: Y306B1109
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Reference Date, Issue Price For For Management
and Pricing Basis
2.5 Approve Issue Scale For For Management
2.6 Approve Amount and Usage of Raised For For Management
Funds
2.7 Approve Restriction Period Arrangement For For Management
2.8 Approve Listing Location For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Demonstration Analysis Report For For Management
in Connection to Private Placement
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
MANGO EXCELLENT MEDIA CO., LTD.
Ticker: 300413 Security ID: Y306B1109
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Purchase Agreement for the For For Management
Right of Network Communication of TV
Program Information
3 Approve Joint Investment Promotion For For Management
Framework Agreement
4 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
8 Amend Related-Party Transaction For For Management
Management System
9 Amend External Guarantee System For For Management
--------------------------------------------------------------------------------
MANGO EXCELLENT MEDIA CO., LTD.
Ticker: 300413 Security ID: Y306B1109
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve Daily Related Party For For Management
Transactions
6 Approve Application of Bank Credit For For Management
Lines
7 Approve Report on the Usage of For For Management
Previously Raised Funds
8 Approve Equity Transfer For For Management
9 Approve the General Election of the For For Management
Company's Board of Directors
10 Approve the General Election of the For For Management
Company's Board of Supervisors
11.1 Elect Zhang Huali as Director For For Management
11.2 Elect Luo Weixiong as Director For For Management
11.3 Elect Zhang Yong as Director For For Management
11.4 Elect Cai Huaijun as Director For For Management
11.5 Elect Liu Xin as Director For For Management
11.6 Elect Tang Liang as Director For Against Management
12.1 Elect Zhong Hongming as Director For For Management
12.2 Elect Xiao Xing as Director For For Management
12.3 Elect Liu Yuhui as Director For For Management
13.1 Elect Yang Yun as Supervisor For For Management
13.2 Elect Li Jiaochun as Supervisor For For Management
--------------------------------------------------------------------------------
MANILA ELECTRIC COMPANY
Ticker: MER Security ID: Y5764J148
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Annual Meeting For For Management
of Stockholders held on May 26, 2020
2 Approve 2020 Audited Consolidated For For Management
Financial Statements
3 Ratify Acts of the Board and Management For For Management
4.1 Elect Anabelle L. Chua as Director For Against Management
4.2 Elect Ray C. Espinosa as Director For For Management
4.3 Elect James L. Go as Director For Against Management
4.4 Elect Frederick D. Go as Director For Against Management
4.5 Elect Lance Y. Gokongwei as Director For Against Management
4.6 Elect Lydia B. Echauz as Director For For Management
4.7 Elect Jose Ma. K. Lim as Director For Against Management
4.8 Elect Artemio V. Panganiban as Director For For Management
4.9 Elect Manuel V. Pangilinan as Director For Against Management
4.10 Elect Pedro E. Roxas as Director For For Management
4.11 Elect Victorico P. Vargas as Director For Against Management
5 Appoint External Auditors For For Management
--------------------------------------------------------------------------------
MARICO LTD.
Ticker: Security ID: INE196A01026
Meeting Date: AUG 28, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect Rishabh H. Mariwala For For Management
3 Authority to Set Cost Auditor's Fees For For Management
4 Elect Sanjay Dube For For Management
5 Elect K.B.S. Anand For For Management
6 Approve Payment to Harsh Mariwala For For Management
(Non-Executive Chair)
--------------------------------------------------------------------------------
MARUTI SUZUKI INDIA LIMITED
Ticker: 532500 Security ID: Y7565Y100
Meeting Date: MAR 16, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Object Clause of Memorandum of For For Management
Association
--------------------------------------------------------------------------------
MARUTI SUZUKI INDIA LTD.
Ticker: Security ID: INE585B01010
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Kenichi Ayukawa For For Management
4 Elect Takahiko Hashimoto For For Management
5 Elect and Appoint Kenichiro Toyofuku For For Management
(Director-Corporate Planning);
Approval of Remuneration
6 Elect Maheswar Sahu For For Management
7 Elect Hisashi Takeuchi For For Management
8 Approve Payment of Fees to Cost For For Management
Auditors
--------------------------------------------------------------------------------
MAXIS BERHAD
Ticker: 6012 Security ID: Y58460109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert Alan Nason as Director For For Management
2 Elect Mohammed Abdullah K. Alharbi as For For Management
Director
3 Elect Abdulaziz Abdullah M. Alghamdi For For Management
as Director
4 Approve Directors' Fees and Benefits For For Management
5 Approve PricewaterhouseCoopers PLT as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Alvin Michael Hew Thai Kheam For For Management
to Continue Office as Independent
Non-Executive Director
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Astro
Malaysia Holdings Berhad and/or its
Affiliates
9 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Usaha
Tegas Sdn. Bhd. and/or its Affiliates
10 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with MEASAT
Global Berhad and/or its Affiliates
11 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Maxis
Communications Berhad and/or its
affiliates
12 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Saudi
Telecom Company and/or its Affiliates
13 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with SRG
Asia Pacific Sdn. Bhd.
14 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with
Malaysian Landed Property Sdn. Bhd.
and/or its Affiliates
--------------------------------------------------------------------------------
MAXSCEND MICROELECTRONICS CO., LTD.
Ticker: 300782 Security ID: Y5840E105
Meeting Date: JAN 08, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
MAXSCEND MICROELECTRONICS CO., LTD.
Ticker: 300782 Security ID: Y5840E105
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Raised Funds for For For Management
Cash Management
2 Approve Use of Idle Own Funds for Cash For For Management
Management
3 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
4 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
5 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
6 Amend Working System for Independent For Against Management
Directors
7 Amend Management System of Raised Funds For Against Management
8 Amend Management System for Providing For Against Management
External Guarantees
9 Amend Related-Party Transaction For Against Management
Management System
10 Amend Information Disclosure For Against Management
Management System
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
MAXSCEND MICROELECTRONICS CO., LTD.
Ticker: 300782 Security ID: Y5840E105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve to Appoint Auditor For For Management
5 Approve Profit Distribution For For Management
6 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
7 Approve Annual Report and Summary For For Management
8 Approve Signing of Cooperation For For Management
Agreement for Further External
Investment
--------------------------------------------------------------------------------
MCB BANK LTD.
Ticker: MCB Security ID: Y61898105
Meeting Date: MAR 27, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve A.F. Ferguson and Co. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Final Cash Dividend For For Management
5.1 Reelect Mian Mohammad Mansha as For Against Management
Director
5.2 Reelect S.M. Muneer as Director For Against Management
5.3 Reelect Muhammad Tariq Rafi as Director For Against Management
5.4 Reelect Mian Umer Mansha as Director For Against Management
5.5 Reelect Iqraa Hassan Mansha as Director For Against Management
5.6 Reelect Muhammad Ali Zeb as Director For Against Management
5.7 Reelect Mohd Suhail Amar Suresh bin For Against Management
Abdullah as Director
5.8 Reelect Yahya Saleem as Director For For Management
5.9 Reelect Salam Khalid Butt as Director For For Management
5.10 Reelect Masood Ahmed Puri as Director For For Management
5.11 Reelect Shahzad Hussain as Director For For Management
5.12 Reelect Shariffuddin Bin Khalid as For Against Management
Director
6 Approve Winding Up of the Financial For For Management
and Management Services (Pvt) Limited,
Subsidiary Company
--------------------------------------------------------------------------------
MEDIATEK, INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
4 Approve Issuance of Restricted Stock For For Management
Awards
5.1 Elect Ming-Kai Tsai with Shareholder For Against Management
No. 1 as Non-independent Director
5.2 Elect Rick Tsai (Rick Tsa) with For For Management
Shareholder No. 374487 as
Non-independent Director
5.3 Elect Cheng-Yaw Sun with Shareholder For For Management
No. 109274 as Non-independent Director
5.4 Elect Kenneth Kin with ID No. For For Management
F102831XXX as Non-independent Director
5.5 Elect Joe Chen with Shareholder No. For For Management
157 as Non-independent Director
5.6 Elect Chung-Yu Wu with Shareholder No. For For Management
1512 as Independent Director
5.7 Elect Peng-Heng Chang with ID No. For For Management
A102501XXX as Independent Director
5.8 Elect Ming-Je Tang with ID No. For For Management
A100065XXX as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
MEGA FINANCIAL HOLDING CO., LTD.
Ticker: 2886 Security ID: Y59456106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3.1 Elect Chao-Shun Chang, Representative For For Management
of Ministry of Finance, R.O.C., with
Shareholder NO.100001, as
Non-Independent Director
3.2 Elect Kuang-Hua Hu, Representative of For For Management
Ministry of Finance, R.O.C., with
Shareholder NO.100001, as
Non-Independent Director
3.3 Elect Chia-Chung Chen, Representative For For Management
of Ministry of Finance, R.O.C., with
Shareholder NO.100001, as
Non-Independent Director
3.4 Elect Pei-Chun Chen, Representative of For For Management
Ministry of Finance, R.O.C., with
Shareholder NO.100001, as
Non-Independent Director
3.5 Elect Yih-Jiuan Wu, Representative of For For Management
Ministry of Finance, R.O.C., with
Shareholder NO.100001, as
Non-Independent Director
3.6 Elect Chun-Lan Yen, Representative of For For Management
Ministry of Finance, R.O.C., with
Shareholder NO.100001, as
Non-Independent Director
3.7 Elect I-Kan Chiu, Representative of For For Management
Ministry of Finance, R.O.C., with
Shareholder NO.100001, as
Non-Independent Director
3.8 Elect Keh-Her Shih, Representative of For For Management
National Development Fund, Executive
Yuan, R.O.C., with Shareholder NO.
300237, as Non-Independent Director
3.9 Elect Hong-Mo Wu, Representative of For For Management
Chunghwa Post Co., Ltd, with
Shareholder NO.837938, as
Non-Independent Director
3.10 Elect Guo-Shin Lee, Representative of For For Management
Bank of Taiwan Co., Ltd, with
Shareholder NO.637985, as
Non-Independent Director
3.11 Elect Hung-Ju Chen, with Shareholder For For Management
NO.V220850XXX, as Independent Director
3.12 Elect Tsai-Jyh Chen, with Shareholder For For Management
NO.E221515XXX, as Independent Director
3.13 Elect Chi-Chang Yu, with Shareholder For For Management
NO.B100920XXX, as Independent Director
3.14 Elect Ying Wu, with Shareholder NO. For For Management
U200451XXX, as Independent Director
3.15 Elect Chang-Ching Lin, with For For Management
Shareholder NO.D120954XXX, as
Independent Director
4 Approve Release of Restrictions of For For Management
Competitive Activities of
Representative of Ministry of Finance,
R.O.C
5 Approve Release of Restrictions of For For Management
Competitive Activities of
Representative of National Development
Fund, Executive Yuan, R.O.C
6 Approve Release of Restrictions of For For Management
Competitive Activities of
Representative of Bank of Taiwan Co.,
Ltd
7 Approve Release of Restrictions of For For Management
Competitive Activities of
Representative of Chunghwa Post Co.,
Ltd
8 Approve Release of Restrictions of For For Management
Competitive Activities of Chao-Shun
Chang
9 Approve Release of Restrictions of For For Management
Competitive Activities of Kuang-Hua Hu
10 Approve Release of Restrictions of For For Management
Competitive Activities of Hong-Mo Wu
--------------------------------------------------------------------------------
MEGACABLE HOLDINGS SAB DE CV
Ticker: MEGACPO Security ID: P652AE117
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CEO's Report For For Management
2 Receive Directors' Opinions on CEO's For For Management
Report
3 Approve Board of Directors' Report For For Management
4 Approve Reports of Corporate Practices For For Management
and Audit Committees Chairmen
5 Approve Allocation of Income For For Management
6 Approve Repurchase Transactions of CPOs For For Management
7 Set Maximum Amount of Share Repurchase For For Management
Reserve
8 Elect or Ratify Directors, Secretary For Against Management
and their Respective Alternates
9 Classification of Principal and For Against Management
Alternate Board Members' Independence
10 Elect or Ratify Chairman of Audit For Against Management
Committee and Corporate Practices
Committee
11 Approve Remuneration of Directors, For For Management
Secretary, and Members of Audit and
Corporate Practices Committees
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
MEGAWORLD CORPORATION
Ticker: Security ID: PHY594811127
Meeting Date: AUG 24, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 CALL TO ORDER For For Management
11 Elect Kingson U. SIAN For For Management
12 Elect Enrique Santos L. Sy For For Management
13 Elect Jesus B. Varela For For Management
14 Elect Cresencio P. Aquino For For Management
15 Elect Roberto Guevara For For Management
16 Transaction of Other Business For Abstain Management
17 ADJOURNMENT For For Management
3 Approval of Notice and Quorum For For Management
4 Meeting Minutes For For Management
5 Annual Report For For Management
6 Amendments to By-Laws For For Management
7 Appointment of Auditor For For Management
8 Ratification of Board Acts For For Management
9 Elect Andrew L. TAN For For Management
10 Elect Katherine L. TAN For For Management
--------------------------------------------------------------------------------
MEGAWORLD CORPORATION
Ticker: MEG Security ID: Y59481112
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
3 Approve Minutes of the Previous Annual For For Management
Meeting held on August 24, 2020
5 Appoint External Auditors For For Management
6 Ratify Acts and Resolutions of the For For Management
Board of Directors, Board Committees
and Management
7a Elect Andrew L. Tan as Director For Against Management
7b Elect Katherine L. Tan as Director For Against Management
7c Elect Kingson U. Sian as Director For Against Management
7d Elect Enrique Santos L. Sy as Director For Against Management
7e Elect Jesus B. Varela as Director For For Management
7f Elect Cresencio P. Aquino as Director For For Management
7g Elect Roberto S. Guevara as Director For Against Management
--------------------------------------------------------------------------------
MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD.
Ticker: 002044 Security ID: Y5S4DH102
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Fund-raising For For Management
Investment Project and Use Its
Remaining Raised Funds to Replenish
Working Capital
2 Approve Signing of Software For For Management
Development Service Agreement
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD.
Ticker: 002044 Security ID: Y5S4DH102
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Disposal For For Management
--------------------------------------------------------------------------------
MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD.
Ticker: 002044 Security ID: Y5S4DH102
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Raised Funds For For Management
Project and Use Remaining Funds to
Replenish Working Capital
2 Amend Management System of Raised Funds For For Management
--------------------------------------------------------------------------------
MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD.
Ticker: 002044 Security ID: Y5S4DH102
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD.
Ticker: 002044 Security ID: Y5S4DH102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For Against Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Provision for Goodwill For For Management
Impairment and Provision for Bad Debts
9 Approve Daily Related Party For For Management
Transactions
10 Approve Credit Line Application and For For Management
Provision of Guarantee
11 Approve Adjustment of Performance For For Management
Commitment
12 Approve Amendments to Articles of For For Management
Association
13 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
14 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
15 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
16 Amend Working System for Independent For For Management
Directors
17 Amend Related Party Transaction For For Management
Decision-making and Control System
18 Approve External Guarantee Management For For Management
Regulations
19 Amend Investor Relations Management For For Management
System
--------------------------------------------------------------------------------
MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD.
Ticker: 002044 Security ID: Y5S4DH102
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Credit Line Application and For For Management
Provision of Guarantee
--------------------------------------------------------------------------------
MEITUAN
Ticker: 3690 Security ID: G59669104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Wang Huiwen as Director For Against Management
3 Elect Lau Chi Ping Martin as Director For For Management
4 Elect Neil Nanpeng Shen as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10a Approve Tencent Subscription Agreement For For Management
10b Approve Grant of Specific Mandate to For For Management
Issue Tencent Subscription Shares
10c Authorize Board to Deal with All For For Management
Matters in Relation to the Tencent
Subscription Agreement
11 Amend Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
MEITUAN DIANPING
Ticker: 3690 Security ID: G59669104
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Change of English Name and For For Management
Adopt Chinese Name as Dual Foreign
Name of the Company
1b Authorize Board to Deal with All For For Management
Matters in Relation to the Change of
English Name and Adoption of Chinese
Name as Dual Foreign Name of the
Company
--------------------------------------------------------------------------------
MERITZ SECURITIES CO., LTD.
Ticker: 008560 Security ID: Y594DP360
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Kim Hyeon-wook as Outside For Against Management
Director
2.2 Elect Lee Sang-cheol as Outside For For Management
Director
3 Elect Koo Jeong-han as Outside For For Management
Director to Serve as an Audit
Committee Member
4.1 Elect Kim Hyeon-wook as a Member of For For Management
Audit Committee
4.2 Elect Lee Sang-cheol as a Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
METALLURGICAL CORP. OF CHINA LTD.
Ticker: 1618 Security ID: Y5949Y101
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Mengxing as Director For For Shareholder
2 Elect Yin Sisong as Supervisor For For Shareholder
--------------------------------------------------------------------------------
METALLURGICAL CORP. OF CHINA LTD.
Ticker: 1618 Security ID: Y5949Y101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board For For Management
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Final Accounts Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve WUYIGE as Auditor and Internal For For Management
Control Auditor and Authorize Board to
Fix Their Remuneration
6 Approve Remuneration of Directors and For For Management
Supervisors
7 Approve Guarantee Plan For Against Management
8 Approve Adjustment of Annual Caps for For For Management
the Routine Connected
Transactions/Continuing Connected
Transactions for the Years of 2021 and
2022
--------------------------------------------------------------------------------
METRO PACIFIC INVESTMENTS CORPORATION
Ticker: MPI Security ID: Y60305102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Annual Meeting For For Management
of Stockholders held on May 29, 2020
2 Approve 2020 Audited Financial For For Management
Statements
3 Ratify Acts of the Board of Directors For For Management
and Management
4.1 Elect Albert F. Del Rosario as Director For Against Management
4.2 Elect Ray C. Espinosa as Director For Against Management
4.3 Elect Ramoncito S. Fernandez as For Against Management
Director
4.4 Elect Rodrigo E. Franco as Director For Against Management
4.5 Elect Oscar J. Hilado as Director For For Management
4.6 Elect Jose Ma. K. Lim as Director For For Management
4.7 Elect Augusto P. Palisoc Jr. as For Against Management
Director
4.8 Elect Artemio V. Panganiban as Director For For Management
4.9 Elect Manuel V. Pangilinan as Director For Against Management
4.10 Elect June Cheryl A. Cabal-Revilla as For Against Management
Director
4.11 Elect Pedro E. Roxas as Director For For Management
4.12 Elect Francisco C. Sebastian as For Against Management
Director
4.13 Elect Alfred V. Ty as Director For Against Management
4.14 Elect Roberto C. Yap as Director For For Management
4.15 Elect Christopher H. Young as Director For Against Management
5 Appoint External Auditors For For Management
6 Approve Amendment of the Third Article For For Management
of the Articles of Incorporation to
Change the Principal Office Address
--------------------------------------------------------------------------------
METROPOLITAN BANK & TRUST COMPANY
Ticker: MBT Security ID: Y6028G136
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Annual Meeting For For Management
held on May 28, 2020
2 Ratify All Acts and Resolutions of the For For Management
Board of Directors, Management and All
Committees from May 28, 2020 to April
27, 2021
3.1 Elect Arthur Ty as Director For For Management
3.2 Elect Francisco C. Sebastian as For For Management
Director
3.3 Elect Fabian S. Dee as Director For For Management
3.4 Elect Alfred V. Ty as Director For For Management
3.5 Elect Edmund A. Go as Director For For Management
3.6 Elect Francisco F. Del Rosario, Jr. as For For Management
Director
3.7 Elect Vicente R. Cuna, Jr. as Director For For Management
3.8 Elect Edgar O. Chua as Director For For Management
3.9 Elect Solomon S. Cua as Director For For Management
3.10 Elect Angelica H. Lavares as Director For For Management
3.11 Elect Philip G. Soliven as Director For For Management
3.12 Elect Marcelo C. Fernando, Jr. as For For Management
Director
4 Appoint Sycip Gorres Velayo & Co. as For For Management
External Auditors
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MICRO-STAR INTERNATIONAL CO., LTD.
Ticker: 2377 Security ID: Y6037M108
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4.1 Elect HSU, HSIANG, with Shareholder No. For For Management
1, as Non-independent Director
4.2 Elect HUANG, CHIN-CHING, with For For Management
Shareholder No. 5, as Non-independent
Director
4.3 Elect YU, HSIEN-NENG, with Shareholder For Against Management
No. 9, as Non-independent Director
4.4 Elect LIN, WEN-TUNG, with Shareholder For Against Management
No. 10, as Non-independent Director
4.5 Elect KUO, HSU-KUANG, with Shareholder For Against Management
No. 99, as Non-independent Director
4.6 Elect LIAO, CHUN-KENG, with For Against Management
Shareholder No. 492, as
Non-independent Director
4.7 Elect HUNG, YU-SHENG, with Shareholder For Against Management
No. 11864, as Non-independent Director
4.8 Elect CHEN, TE-LING, with ID No. For Against Management
A22412**** (A224121XXX), as
Non-independent Director
4.9 Elect HSU, JUN-SHYAN with Shareholder For For Management
No. 26 as Independent Director
4.10 Elect HSU, KAO-SHAN with Shareholder For For Management
No. 461 as Independent Director
4.11 Elect LIU, CHENG-YI with ID No. For For Management
P12021**** (P120217XXX) as Independent
Director
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MICROPORT SCIENTIFIC CORPORATION
Ticker: 853 Security ID: G60837104
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Option Scheme of Suzhou For For Management
MicroPort Orthopedics Scientific
(Group) Co., Ltd.
--------------------------------------------------------------------------------
MICROPORT SCIENTIFIC CORPORATION
Ticker: 853 Security ID: G60837104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Zhaohua Chang as Director For Against Management
3.2 Elect Hongliang Yu as Director For For Management
3.3 Elect Chunyang Shao as Director For Against Management
3.4 Elect Yasuhisa Kurogi as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve Equity Option Scheme of For For Management
Shenzhen MicroPort Surgical (Group) Co.
, Ltd.
10 Approve Grant of Options Under the For For Management
Equity Option Scheme of Shenzhen
MicroPort Surgical (Group) Co., Ltd.
to Cheng Zhiguang
--------------------------------------------------------------------------------
MIDEA GROUP CO. LTD.
Ticker: 000333 Security ID: Y6S40V103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Draft and Summary on Stock For For Management
Option Incentive Plan
7 Approve Methods to Assess the For For Management
Performance of Stock Option Incentive
Plan Participants
8 Approve Authorization of the Board to For For Management
Handle All Related Matters to Stock
Option Incentive Plan
9 Approve Draft and Summary on For For Management
Performance Share Incentive Plan
10 Approve Methods to Assess the For For Management
Performance of Performance Share
Incentive Plan Participants
11 Approve Authorization of the Board to For For Management
Handle All Related Matters to
Performance Share Incentive Plan
12 Approve Share Purchase Plan (Draft) For For Management
and Summary Phase VII
13 Approve Methods to Assess the For For Management
Performance of Share Purchase Plan
Phase VII Participants
14 Approve Authorization of the Board to For For Management
Handle All Related Matters to Share
Purchase Plan Phase VII
15 Approve Draft and Summary on Share For For Management
Purchase Plan Phase IV
16 Approve Methods to Assess the For For Management
Performance of Share Purchase Plan
Phase IV Participants
17 Approve Authorization of the Board to For For Management
Handle All Related Matters to Share
Purchase Plan Phase IV
18 Approve Provision of Guarantee For For Management
19 Approve Special Report on Foreign For For Management
Exchange Fund Derivatives Business
Investment
20 Approve Related Party Transaction For For Management
21 Approve to Appoint Auditor For For Management
22 Approve Amendments to Articles of For For Management
Association
23 Approve Repurchase of the Company's For For Shareholder
Shares
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MIDEA GROUP CO. LTD.
Ticker: 000333 Security ID: Y6S40V103
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Repurchase and For For Management
Cancellation of Performance Shares
2 Approve 2019 Repurchase and For For Management
Cancellation of Performance Shares
3 Approve 2020 Repurchase and For For Management
Cancellation of Performance Shares
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MING YUAN CLOUD GROUP HOLDINGS LTD.
Ticker: 909 Security ID: G6142R109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Jiang Haiyang as Director For For Management
3a2 Elect Chen Xiaohui as Director For For Management
3a3 Elect Jiang Keyang as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt Share Option Scheme and For Against Management
Authorize Board to Grant Options
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MINOR INTERNATIONAL PUBLIC COMPANY LIMITED
Ticker: MINT Security ID: Y6069M133
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Annual Report and None None Management
Company's Performance
2 Approve Financial Statements and For For Management
Acknowledge Statutory Reports
3 Approve Allocation of Income and For For Management
Omission of Dividend Payment
4.1 Elect William Ellwood Heinecke as For For Management
Director
4.2 Elect Anil Thadani as Director For For Management
4.3 Elect Edward Keith Hubennette as For For Management
Director
4.4 Elect Niti Osathanugrah as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve PricewaterhouseCoopers ABAS For For Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
7 Approve Issuance of Warrants to For For Management
Purchase Ordinary Shares to Existing
Shareholders
8 Approve Reduction in Registered For For Management
Capital and Amend Memorandum of
Association to Reflect Reduction in
Registered Capital
9 Approve Increase in Registered Capital For For Management
and Amend Memorandum of Association to
Reflect Increase in Registered Capital
10 Approve Allocation of Newly Issued For For Management
Ordinary Shares for the Right to
Purchase Ordinary Shares to Existing
Shareholders
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MINTH GROUP LIMITED
Ticker: 425 Security ID: G6145U109
Meeting Date: APR 14, 2021 Meeting Type: Special
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CNY Share Issue and the For For Management
Specific Mandate
2 Authorize Board to Handle All Matters For For Management
in Relation to the CNY Share Issue
3 Approve Plan for Distribution of For For Management
Profits Accumulated before the CNY
Share Issue
4 Approve Policy for Stabilization of For For Management
the Price of the CNY Shares for the
Three Years after the CNY Share Issue
5 Approve Profits Distribution Policy For For Management
and the Dividend Return Plan for the
Three Years after the CNY Share Issue
6 Approve Use of Proceeds from the CNY For For Management
Share Issue
7 Approve Remedial Measures for the For For Management
Potential Dilution of Immediate
Returns by the CNY Share Issue
8 Approve Undertakings and the For For Management
Corresponding Binding Measures in
Connection with the CNY Share Issue
9 Approve Rules of Procedure for General For For Management
Meetings of Shareholders
10 Approve Rules of Procedure for Board For For Management
Meetings
11 Authorize Board to Handle All Matters For For Management
in Relation to the Ordinary Resolutions
12 Amend Articles of Association For For Management
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MINTH GROUP LIMITED
Ticker: 425 Security ID: G6145U109
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Wang Ching as Director and For For Management
Approve Continuous Appointment as
Independent Non-Executive Director
4 Elect Wu Tak Lung as Director For For Management
5 Elect Chen Quan Shi as Director For For Management
6 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Wang Ching
7 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Wu Tak Lung
8 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Chen Quan Shi
9 Authorize Board to Fix Remuneration of For For Management
Directors
10 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MIRAE ASSET DAEWOO CO., LTD.
Ticker: 006800 Security ID: Y1916K109
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Choi Hyeon-man as Inside Director For For Management
2.2 Elect Lee Man-yeol as Inside Director For For Management
2.3 Elect Kim Jae-sik as Inside Director For For Management
2.4 Elect Cho Seong-il as Outside Director For For Management
3 Elect Jeong Yong-seon as Outside For For Management
Director to Serve as an Audit
Committee Member
4.1 Elect Cho Seong-il as a Member of For For Management
Audit Committee
4.2 Elect Lee Jem-ma as a Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Amend Articles of Incorporation For For Management
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MISC BERHAD
Ticker: 3816 Security ID: Y6080H105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Abu Huraira Abu Yazid as Director For For Management
2 Elect Norazah Mohamed Razali as For For Management
Director
3 Elect Mohammad Suhaimi Mohd Yasin as For For Management
Director
4 Elect Ab. Halim Mohyiddin as Director For For Management
5 Elect Rozalila Abdul Rahman as Director For For Management
6 Elect Lim Beng Choon as Director For For Management
7 Approve Directors' Fees For For Management
8 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Authorize Share Repurchase Program For For Management
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MMC NORILSK NICKEL PJSC
Ticker: GMKN Security ID: 55315J102
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 623. For For Management
35 per Share for First Nine Months of
Fiscal 2020
--------------------------------------------------------------------------------
MMC NORILSK NICKEL PJSC
Ticker: GMKN Security ID: 55315J102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends of RUB 1,021.22 per Share
5.1 Elect Sergei Barbashev as Director None Against Management
5.2 Elect Sergei Batekhin as Director None Against Management
5.3 Elect Aleksei Bashkirov as Director None Against Management
5.4 Elect Sergei Bratukhin as Director None Against Management
5.5 Elect Sergei Volk as Director None For Management
5.6 Elect Marianna Zakharova as Director None Against Management
5.7 Elect Stanislav Luchitskii as Director None Against Management
5.8 Elect Roger Munnings as Director None For Management
5.9 Elect Gareth Penny as Director None Against Management
5.10 Elect Maksim Poletaev as Director None Against Management
5.11 Elect Viacheslav Solomin as Director None Against Management
5.12 Elect Evgenii Shvarts as Director None For Management
5.13 Elect Robert Edwards as Director None Against Management
6.1 Elect Aleksei Dzybalov as Member of For For Management
Audit Commission
6.2 Elect Anna Masalova as Member of Audit For For Management
Commission
6.3 Elect Georgii Svanidze as Members of For For Management
Audit Commission
6.4 Elect Vladimir Shilkov as Member of For For Management
Audit Commission
6.5 Elect Elena Ianevich as Member of For For Management
Audit Commission
7 Ratify KPMG as RAS Auditor For For Management
8 Ratify KPMG as IFRS Auditor For For Management
9 Approve Remuneration of Directors For Against Management
10 Approve Remuneration of Members of For For Management
Audit Commission
11 Approve Related-Party Transactions Re: For For Management
Indemnification Agreements with
Directors and Executives
12 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors and
Executives
--------------------------------------------------------------------------------
MOBILE TELECOMMUNICATIONS CO. KSC
Ticker: ZAIN Security ID: M7034R101
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2020
2 Approve Corporate Governance Report For Did Not Vote Management
and Audit Committee Report for FY 2020
3 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2020
4 Accept Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports for
FY 2020
5 Approve Special Report on Penalties For Did Not Vote Management
for FY 2020
6 Approve Dividends of KWD 0.033 per For Did Not Vote Management
Share
7 Approve Remuneration of Directors of For Did Not Vote Management
KWD 435,000 for FY 2020
8 Authorize Share Repurchase Program of For Did Not Vote Management
up to 10 Percent of Issued Share
Capital
9 Approve Related Party Transactions for For Did Not Vote Management
FY 2020 and FY 2021
10 Approve Discharge of Directors for FY For Did Not Vote Management
2020
11 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2021
--------------------------------------------------------------------------------
MOBILE TELECOMMUNICATIONS CO. KSC
Ticker: ZAIN Security ID: M7034R101
Meeting Date: JUN 08, 2021 Meeting Type: Special
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Company's Memorandum For For Management
of Association
2 Amend Article of Company's Articles of For Against Management
Association
--------------------------------------------------------------------------------
MOBILE TELECOMMUNICATIONS CO. SAUDI ARABIA
Ticker: 7030 Security ID: M7039H108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Related Party Transactions Re: For For Management
Arabian Shield for Cooperative
Insurance Company
5 Approve Related Party Transactions Re: For For Management
Almarai Company
6 Approve Related Party Transactions Re: For For Management
Archiving and Warehousing Storage
Solutions Company
7 Approve Related Party Transactions Re: For For Management
Al Yamamah Cement Company
8 Approve Discharge of Directors for FY For For Management
2020
9 Amend Nomination and Remuneration For For Management
Committee Charter
10 Approve Remuneration of Directors of For For Management
SAR 3,675,000 for FY 2020
11 Elect Kameel Al Hilali as Director For Against Management
12 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
13 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 8.93 For For Management
per Share for First Six Months of
Fiscal 2020
2 Approve Company's Membership in Open For For Management
Network Technologies
3 Approve New Edition of Regulations on For For Management
Board of Directors
4 Approve New Edition of Regulations on For For Management
Management
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: FEB 15, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Reorganization via Acquisition For For Management
of OOO Stv
1.2 Approve Reorganization via Acquisition For For Management
of OOO Stream
1.3 Approve Reorganization via Acquisition For For Management
of OOO Oblachnyi Riteil
1.4 Approve Reorganization via Acquisition For For Management
of OOO Oblachnyi Riteil Plius
1.5 Approve Reorganization via Acquisition For For Management
of OOO MKS Balashikha
1.6 Approve Reorganization via Acquisition For For Management
of AO NPO Progtekh
2.1 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.1
2.2 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.2
2.3 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.3
2.4 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.4
2.5 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.5
2.6 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.6
3.1 Approve Company's Membership in For For Management
StroySvyazTelecom
3.2 Approve Company's Membership in For For Management
ProektSvyazTelecom
4 Approve New Edition of Regulations on For For Management
Board of Directors
5 Approve New Edition of Regulations on For For Management
Management
6 Approve New Edition of Regulations on For For Management
CEO
7 Approve New Edition of Regulations on For For Management
Audit Commission
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Annual Report and Financial For For Management
Statements
1.2 Approve Allocation of Income and For For Management
Dividends of RUB 26.51 per Share
2.1 Elect Feliks Evtushenkov as Director None Against Management
2.2 Elect Artem Zasurskii as Director None Against Management
2.3 Elect Viacheslav Nikolaev as Director None Against Management
2.4 Elect Regina Dagmar Benedicta von None For Management
Flemming as Director
2.5 Elect Shaygan Kheradpir as Director None For Management
2.6 Elect Thomas Holtrop as Director None Against Management
2.7 Elect Nadia Shouraboura as Director None For Management
2.8 Elect Konstantin Ernst as Director None For Management
2.9 Elect Valentin Iumashev as Director None For Management
3.1 Elect Irina Borisenkova as Member of For For Management
Audit Commission
3.2 Elect Evgenii Madorskii as Member of For For Management
Audit Commission
3.3 Elect Natalia Mikheeva as Member of For For Management
Audit Commission
4 Ratify Auditor For For Management
5 Approve New Edition of Charter For For Management
--------------------------------------------------------------------------------
MOL HUNGARIAN OIL & GAS PLC
Ticker: MOL Security ID: X5S32S129
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Standalone and Consolidated None None Management
Financial Statements and Statutory
Reports
1.2 Approve Allocation of Income and None None Management
Dividends
1.3 Approve Company's Corporate Governance None None Management
Statement
2 Approve Discharge of Management Board None None Management
3 Approve Ernst & Young Kft. as Auditor None None Management
and Fix Its Remuneration
4.1 Approve Report on Share Repurchase None None Management
Program Approved at 2020 AGM
4.2 Authorize Share Repurchase Program None None Management
5 Elect Oszkar Vilagi as Management None None Management
Board Member
6.1 Elect Ivan Miklos as Supervisory Board None None Management
Member
6.2 Elect Marton Nagy as Supervisory Board None None Management
Member
6.3 Elect Peter Kaderjak as Supervisory None None Management
Board Member
6.4 Elect Lajos Dorkota as Supervisory None None Management
Board Member
6.5 Elect Ivan Miklos as Audit Committee None None Management
Member
6.6 Elect Marton Nagy as Audit Committee None None Management
Member
7 Approve Remuneration Policy None None Management
--------------------------------------------------------------------------------
MOMENTUM METROPOLITAN HOLDINGS LTD
Ticker: MTM Security ID: S5S757103
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect David Park as Director For For Management
1.2 Elect Paballo Makosholo as Director For For Management
2.1 Re-elect Fatima Daniels as Director For For Management
2.2 Re-elect Peter Cooper as Director For For Management
2.3 Re-elect Frans Truter as Director For For Management
3 Reappoint Ernst & Young Inc. as For For Management
Auditors of the Company with Cornea de
Villiers as the Designated Audit
Partner
4.1 Re-elect Linda de Beer as Member of For For Management
the Audit Committee
4.2 Re-elect Fatima Daniels as Member of For For Management
the Audit Committee
4.3 Re-elect Frans Truter as Member of the For For Management
Audit Committee
5 Authorise Ratification of Approved For For Management
Resolutions
6 Approve Remuneration Policy For For Management
7 Approve Implementation Report For Against Management
8 Authorise Repurchase of Issued Share For For Management
Capital
9 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
10.1 Approve Fees of the Chairman of the For For Management
Board
10.2 Approve Fees of the Lead Independent For For Management
Director
10.3 Approve Fees of the Non-executive For For Management
Director
10.4 Approve Fees of the Chairperson of For For Management
Actuarial Committee
10.5 Approve Fees of the Member of For For Management
Actuarial Committee
10.6 Approve Fees of the Chairperson of For For Management
Audit Committee
10.7 Approve Fees of the Member of Audit For For Management
Committee
10.8 Approve Fees of the Chairperson of For For Management
Fair Practices Committee
10.9 Approve Fees of the Member of Fair For For Management
Practices Committee
10.10 Approve Fees of the Chairperson of For For Management
Investments Committee
10.11 Approve Fees of the Member of For For Management
Investments Committee
10.12 Approve Fees of the Chairperson of For For Management
Nominations Committee
10.13 Approve Fees of the Member of For For Management
Nominations Committee
10.14 Approve Fees of the Chairperson of For For Management
Remuneration Committee
10.15 Approve Fees of the Member of For For Management
Remuneration Committee
10.16 Approve Fees of the Chairperson of For For Management
Risk, Capital and Compliance Committee
10.17 Approve Fees of the Member of Risk, For For Management
Capital and Compliance Committee
10.18 Approve Fees of the Chairperson of For For Management
Social, Ethics and Transformation
Committee
10.19 Approve Fees of the Member of Social, For For Management
Ethics and Transformation Committee
10.20 Approve Fees of Ad Hoc Work (Hourly) For Against Management
10.21 Approve Fees of the Permanent Invitee For For Management
--------------------------------------------------------------------------------
MOMENTUM METROPOLITAN HOLDINGS LTD
Ticker: MTM Security ID: S5S757103
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Assistance Under and For For Management
For Purposes of the Scheme
2 Authorise Specific Repurchase of MMH For For Management
Shares from the Trust
1 Approve Equity Settled Employee Share For For Management
Ownership Plan
2 Approve Sale of MMH Treasury Shares For For Management
3 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
MONETA MONEY BANK, A.S.
Ticker: MONET Security ID: X3R0GS100
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Elect Meeting Chairman and Other For For Management
Meeting Officials
3 Reelect Clare Clarke, Michal Petrman For For Management
and Denis Hall as Supervisory Board
Members
4 Reelect Michal Petrman and Denis Hall For For Management
as Members of Audit Committee
5 Receive Management Board Report None None Management
6 Receive Supervisory Board Report None None Management
7 Receive Audit Committee Report None None Management
8 Approve Consolidated Financial For For Management
Statements
9 Approve Financial Statements For For Management
10 Approve Allocation of Income and For For Management
Omission of Dividends
11 Approve Contracts on Performance of For For Management
Functions with Supervisory Board
Members
12 Ratify Deloitte Audit s.r.o. as Auditor For For Management
13 Approve Remuneration Policy For For Management
14 Amend Articles of Association Re: For For Management
General Meeting
15 Close Meeting None None Management
--------------------------------------------------------------------------------
MONETA MONEY BANK, A.S.
Ticker: MONET Security ID: X3R0GS100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Elect Meeting Chairman and Other For For Management
Meeting Officials
3 Reelect Miroslav Singer as Supervisory For Against Management
Board Member
4 Receive Management Board Report None None Management
5 Receive Supervisory Board Report None None Management
6 Receive Audit Committee Report None None Management
7 Approve Consolidated Financial For For Management
Statements
8 Approve Financial Statements For For Management
9 Approve Financial Statements of For For Management
Wuestenrot hypotecni banka a.s.
10 Approve Allocation of Income and For For Management
Omission of Dividends
11 Ratify Deloitte Audit s.r.o. as Auditor For For Management
12 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
MONETA MONEY BANK, A.S.
Ticker: MONET Security ID: X3R0GS100
Meeting Date: JUN 22, 2021 Meeting Type: Special
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Elect Meeting Chairman and Other For For Management
Meeting Officials
3 Approve Acquisition of Shares in Air For Against Management
Bank and Czech and Slovak Home Credit
4 Approve Increase in Share Capital via For Against Management
Issuance of Shares without Preemptive
Rights
--------------------------------------------------------------------------------
MONTAGE TECHNOLOGY CO., LTD.
Ticker: 688008 Security ID: Y6S3M5108
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
MOTHERSON SUMI SYSTEMS LIMITED
Ticker: 517334 Security ID: Y6139B141
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Laksh Vaaman Sehgal as Director For For Management
3 Reelect Shunichiro Nishimura as For For Management
Director
4 Reelect Naveen Ganzu as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
MOTHERSON SUMI SYSTEMS LIMITED
Ticker: 517334 Security ID: Y6139B141
Meeting Date: JAN 20, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Pledging of Assets for Debt For For Management
--------------------------------------------------------------------------------
MOTHERSON SUMI SYSTEMS LIMITED
Ticker: 517334 Security ID: Y6139B141
Meeting Date: APR 29, 2021 Meeting Type: Court
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Composite Scheme of For For Management
Amalgamation and Arrangement
--------------------------------------------------------------------------------
MOTHERSON SUMI SYSTEMS LIMITED
Ticker: 517334 Security ID: Y6139B141
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transactions to For For Management
be Undertaken by Motherson Sumi Wiring
India Limited with the Company,
Sumitomo Wiring Systems Limited and
Other Related Parties
--------------------------------------------------------------------------------
MR. PRICE GROUP
Ticker: Security ID: ZAE000200457
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
15 Authority to Issue Shares for Cash For For Management
2 Re-elect Nigel G. Payne For For Management
3 Re-elect Malcolm (Bobby) R. Johnston For For Management
4 Re-elect Maud Motanyane-Welch For For Management
5 Appointment of Auditor For For Management
6 Elect Audit and Compliance Committee For For Management
Member (Bobby Johnston)
7 lect Audit and Compliance Committee For For Management
Member (Daisy Naidoo)
8 Elect Audit and Compliance Committee For For Management
Member (Mark Bowman)
9 Elect Audit and Compliance Committee For For Management
Member Mmaboshadi Chauke)
10 Approve Remuneration Policy For For Management
11 Approve Remuneration Implementation For For Management
Report
12 Report of the Social, Ethics, For For Management
Transformation and Sustainability
Committee
13 Authorisation of Legal Formalities For For Management
14 General Authority to Issue Shares For For Management
16 Approve NEDs' Fees (Independent For For Management
Non-Executive Chair)
17 Approve NEDs' Fees (Honorary Chair) For For Management
18 Approve NEDs' Fees (Lead Independent For For Management
Director)
19 Approve NEDs' Fees (Other NEDs) For For Management
20 Approve NEDs' Fees (Audit and For For Management
Compliance Committee Chair)
21 Approve NEDs' Fees (Audit and For For Management
Compliance Committee Member)
22 Approve NEDs' Fees (Remuneration and For For Management
Nominations Committee Chair)
23 Approve NEDs' Fees (Remuneration and For For Management
Nominations Committee Member)
24 Approve NEDs' Fees (Social, Ethics, For For Management
Transformation and Sustainability
Committee Chair)
25 Approve NEDs' Fees (Social, Ethics, For For Management
Transformation and Sustainability
Committee Member)
26 Approve NEDs' Fees (Risk and IT For For Management
Committee Member)
27 Approve NEDs' Fees (IT Specialist) For For Management
28 Authority to Repurchase Shares For For Management
29 Approve Financial Assistance For For Management
--------------------------------------------------------------------------------
MTN GROUP LTD.
Ticker: MTN Security ID: S8039R108
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sindi Mabaso-Koyana as Director For For Management
2 Elect Nosipho Molope as Director For For Management
3 Elect Noluthando Gosa as Director For For Management
4 Re-elect Shaygan Kheradpir as Director For For Management
5 Re-elect Paul Hanratty as Director For For Management
6 Re-elect Stanley Miller as Director For For Management
7 Re-elect Nkululeko Sowazi as Director For For Management
8 Elect Tsholofelo Molefe as Director For For Management
9 Elect Sindi Mabaso-Koyana as Member of For For Management
the Audit Committee
10 Elect Nosipho Molope as Member of the For For Management
Audit Committee
11 Elect Noluthando Gosa as Member of the For For Management
Audit Committee
12 Re-elect Swazi Tshabalala as Member of For For Management
the Audit Committee
13 Re-elect Vincent Rague as Member of For For Management
the Audit Committee
14 Elect Noluthando Gosa as Member of the For For Management
Social and Ethics Committee
15 Re-elect Lamido Sanusi as Member of For For Management
the Social and Ethics Committee
16 Re-elect Stanley Miller as Member of For For Management
the Social and Ethics Committee
17 Re-elect Nkunku Sowazi as Member of For For Management
the Social and Ethics Committee
18 Re-elect Khotso Mokhele as Member of For For Management
the Social and Ethics Committee
19 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors
20 Reappoint Ernst & Young Inc as Auditors For For Management
21 Place Authorised but Unissued Shares For For Management
under Control of Directors
22 Authorise Board to Issue Shares for For For Management
Cash
23 Approve Remuneration Policy For For Management
24 Approve Remuneration Implementation For Against Management
Report
25 Authorise Ratification of Approved For For Management
Resolutions
26 Approve Remuneration of Board Local For For Management
Chairman
27 Approve Remuneration of Board For For Management
International Chairman
28 Approve Remuneration of Board Local For For Management
Member
29 Approve Remuneration of Board For For Management
International Member
30 Approve Remuneration of Board Local For For Management
Lead Independent Director
31 Approve Remuneration of Board For For Management
International Lead Independent Director
32 Approve Remuneration of Remuneration For For Management
and Human Resources Committee Local
Chairman
33 Approve Remuneration of Remuneration For For Management
and Human Resources Committee
International Chairman
34 Approve Remuneration of Remuneration For For Management
and Human Resources Committee Local
Member
35 Approve Remuneration of Remuneration For For Management
and Human Resources Committee
International Member
36 Approve Remuneration of Social and For For Management
Ethics Committee Local Chairman
37 Approve Remuneration of Social and For For Management
Ethics Committee International Chairman
38 Approve Remuneration of Social and For For Management
Ethics Committee Local Member
39 Approve Remuneration of Social and For For Management
Ethics Committee International Member
40 Approve Remuneration of Audit For For Management
Committee Local Chairman
41 Approve Remuneration of Audit For For Management
Committee International Chairman
42 Approve Remuneration of Audit For For Management
Committee Local Member
43 Approve Remuneration of Audit For For Management
Committee International Member
44 Approve Remuneration of Risk For For Management
Management and Compliance Committee
Local Chairman
45 Approve Remuneration of Risk For For Management
Management and Compliance Committee
International Chairman
46 Approve Remuneration of Risk For For Management
Management and Compliance Committee
Local Member
47 Approve Remuneration of Risk For For Management
Management and Compliance Committee
International Member
48 Approve Remuneration of Local Member For For Management
for Special Assignments or Projects
(per day)
49 Approve Remuneration of International For For Management
Member for Special Assignments or
Projects (per day)
50 Approve Remuneration for Ad Hoc Work For Against Management
Performed by Non-executive Directors
for Special Projects (hourly rate)
51 Approve Remuneration of Share Trust For For Management
(trustees) Local Chairman
52 Approve Remuneration of Share Trust For For Management
(trustees) International Chairman
53 Approve Remuneration of Share Trust For For Management
(trustees) Local Member
54 Approve Remuneration of Share Trust For For Management
(trustees) International Member
55 Approve Remuneration of Sourcing For For Management
Committee Local Chairman
56 Approve Remuneration of Sourcing For For Management
Committee International Chairman
57 Approve Remuneration of Sourcing For For Management
Committee Local Member
58 Approve Remuneration of Sourcing For For Management
Committee International Member
59 Approve Remuneration of Directors For For Management
Affairs and Corporate Governance
Committee Local Chairman
60 Approve Remuneration of Directors For For Management
Affairs and Corporate Governance
Committee International Chairman
61 Approve Remuneration of Directors For For Management
Affairs and Corporate Governance
Committee Local Member
62 Approve Remuneration of Directors For For Management
Affairs and Corporate Governance
Committee International Member
63 Authorise Repurchase of Issued Share For For Management
Capital
64 Approve Financial Assistance to For For Management
Subsidiaries and Other Related and
Inter-related Entities
65 Approve Financial Assistance to For For Management
Directors, Prescribed Officers and
Employee Share Scheme Beneficiaries
66 Approve Financial Assistance to MTN For For Management
Zakhele Futhi (RF) Limited
--------------------------------------------------------------------------------
MUANGTHAI CAPITAL PUBLIC CO. LTD.
Ticker: MTC Security ID: Y613G3109
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5.1 Elect Kongkeaw Piamduaytham as Director For For Management
5.2 Elect Nongnuch Dawasuwan as Director For For Management
5.3 Elect Suksit Petampai as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance and Offering of For For Management
Debentures
9 Other Business For Against Management
--------------------------------------------------------------------------------
MUANGTHAI CAPITAL PUBLIC COMPANY LIMITED
Ticker: MTC-F Security ID: TH6068010Y10
Meeting Date: AUG 17, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Meeting Minutes For For Management
12 Transaction of Other Business For Abstain Management
3 Results of Operations For For Management
4 Accounts and Reports For For Management
5 Acknowledge Interim Dividends For For Management
6 Elect Yodhin Anavil For For Management
7 Elect Suchart Suphayak For For Management
8 Directors' Fees For For Management
9 Appointment of Auditor and Authority For For Management
to Set Fees
10 Authority to Issue Debentures For For Management
11 Amendments to Articles For For Management
--------------------------------------------------------------------------------
MULTICHOICE GROUP LIMITED
Ticker: MCG Security ID: ZAE000265971
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
11 Remuneration Policy For For Management
12 Remuneration Implementation Report For For Management
1 Accounts and Reports For For Management
2 Re-elect Nolo Letele For For Management
3 Re-elect Jabulane (Jabu) A. Mabuza For For Management
4 Re-elect Kgomotso D. Moroka For For Management
5 Appointment of Auditor For For Management
6 Election of Audit Committee Chair For For Management
(Louisa Stephens)
7 Election of Audit Committee Member For For Management
(Christine Mideva Sabwa)
8 Election of Audit Committee Member For For Management
(Elias Masilela)
9 Authority to Issue Shares for Cash For For Management
10 Amendments to the MultiChoice For For Management
Restricted Share Plan
28 Authorisation of Legal Formalities For For Management
13 Approve NEDs' Fees (NED) For For Management
14 Approve NEDs' Fees (Lead Independent For For Management
NED)
15 Approve NEDs' Fees (Audit Committee For For Management
Chair)
16 Approve NEDs' Fees (Audit Committee For For Management
Member)
17 Approve NEDs' Fees (Risk Committee For For Management
Chair)
18 Approve NEDs' Fees (Risk Committee For For Management
Member)
19 Approve NEDs' Fees (Remuneration For For Management
Committee Chair)
20 Approve NEDs' Fees (Remuneration For For Management
Committee Member)
21 Approve NEDs' Fees (Nomination For For Management
Committee Chair)
25 Authority to Repurchase Shares For For Management
26 Approval of Financial Assistance For For Management
(Section 44)
27 Approval of Financial Assistance For For Management
(Section 45)
22 Approve NEDs' Fees (Nomination For For Management
Committee Member)
23 Approve NEDs' Fees (Social and Ethics For For Management
Committee Chair)
24 Approve NEDs' Fees (Social and Ethics For For Management
Committee Member)
--------------------------------------------------------------------------------
MUYUAN FOODS CO., LTD.
Ticker: 002714 Security ID: Y6149B107
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Period For For Management
2.5 Approve Interest Rate For For Management
2.6 Approve Repayment Period and Manner For For Management
2.7 Approve Guarantee Matters For For Management
2.8 Approve Conversion Period For For Management
2.9 Approve Determination and Adjustment For For Management
of Conversion Price
2.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.11 Approve Determination of Number of For For Management
Conversion Shares
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Dividend Distribution Post For For Management
Conversion
2.15 Approve Issue Manner and Target Parties For For Management
2.16 Approve Placing Arrangement for For For Management
Shareholders
2.17 Approve Matters Relating to Meetings For For Management
of Bond Holders
2.18 Approve Usage of Raised Funds For For Management
2.19 Approve Raised Funds Management For For Management
2.20 Approve Resolution Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Principles of Bondholders For For Management
Meeting
8 Approve Shareholder Return Plan For For Management
9 Approve Special Deposit Account for For For Management
Raised Funds
10 Approve Authorization of Board to For For Management
Handle All Related Matters
11 Approve Repurchase and Cancellation of For For Management
Performance Shares
12 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
MUYUAN FOODS CO., LTD.
Ticker: 002714 Security ID: Y6149B107
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment on Validity Period For For Management
in Connection to the Convertible Bond
Issuance
2 Approve to Adjust the Plan on For For Management
Convertible Bond Issuance
3 Approve Adjustment on Authorization of For For Management
the Board to Handle All Matters
Related to the Convertible Bond
Issuance
4 Approve Related Party Transaction For For Management
5 Approve Guarantee Provision Plan For For Management
6 Approve Use of Own Funds for Capital For For Management
Injection
--------------------------------------------------------------------------------
MUYUAN FOODS CO., LTD.
Ticker: 002714 Security ID: Y6149B107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For Against Management
6 Approve Profit Distribution For For Management
7 Approve Application of Credit Lines For For Management
8 Approve Provision of Guarantees For Against Management
9 Approve Remuneration of Directors and For For Management
Supervisors
10 Approve Appointment of Financial For For Management
Auditor
11 Approve Repurchase and Cancellation of For For Management
Performance Shares
12 Approve 2019 Repurchase and For For Management
Cancellation of Performance Shares
13 Amend Articles of Association For For Management
14 Approve Issuance of Super Short-term For For Management
Commercial Papers
15 Approve Provision of Guarantee for For For Management
Subsidiaries
--------------------------------------------------------------------------------
MUYUAN FOODS CO., LTD.
Ticker: 002714 Security ID: Y6149B107
Meeting Date: JUN 04, 2021 Meeting Type: Special
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report on the Usage of For For Management
Previously Raised Funds
2 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
NAN YA PLASTICS CORP.
Ticker: 1303 Security ID: Y62061109
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures for For For Management
Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
NAN YA PRINTED CIRCUIT BOARD CORP
Ticker: 8046 Security ID: Y6205K108
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
--------------------------------------------------------------------------------
NANJI E-COMMERCE CO., LTD.
Ticker: 002127 Security ID: Y4447Q108
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Supplementary Explanation For For Management
of the Stock Option Incentive Plan
--------------------------------------------------------------------------------
NANJI E-COMMERCE CO., LTD.
Ticker: 002127 Security ID: Y4447Q108
Meeting Date: OCT 26, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment to Establish a For For Management
Company and Related Party Transactions
--------------------------------------------------------------------------------
NANJI E-COMMERCE CO., LTD.
Ticker: 002127 Security ID: Y4447Q108
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve to Appoint Auditor For For Management
7 Approve Annual Report and Summary For For Management
8 Approve Credit Line Application For For Management
--------------------------------------------------------------------------------
NANJI E-COMMERCE CO., LTD.
Ticker: 002127 Security ID: Y4447Q108
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Yuxiang as Director For For Management
1.2 Elect Liu Zhen as Director For For Management
1.3 Elect Kong Haibin as Director For For Management
1.4 Elect Yang Xiuqin as Director For For Management
1.5 Elect Shen Jiaming as Director For For Management
1.6 Elect Yu Hanqing as Director For For Management
2.1 Elect Wang Haifeng as Director For For Management
2.2 Elect Wu Xiaoya as Director For For Management
2.3 Elect Ma Weimin as Director For For Management
3.1 Elect Zheng Dingxia as Supervisor For For Management
3.2 Elect Chen Xiaojie as Supervisor For For Management
--------------------------------------------------------------------------------
NANJING KING-FRIEND BIOCHEMICAL PHARMACEUTICAL CO LTD
Ticker: 603707 Security ID: CNE100002WP3
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for Public For For Management
Issuance of Convertible Bonds
2 PLAN FOR PUBLIC ISSUANCE OF For For Management
CONVERTIBLE CORPORATE BONDS
3 Preliminary Plan for Public Issuance For For Management
of Convertible Corporate Bonds
4 Feasibility Analysis Report on the Use For For Management
of Funds to Be Raised from the Public
Issuance of Convertible Corporate Bonds
5 REPORT ON THE USE OF PREVIOUSLY RAISED For For Management
FUNDS
6 Risk Warning on Diluted Immediate For For Management
Return After the Public Issuance of
Convertible Corporate Bonds and
Filling Measures, and Commitments of
Relevant Parties
7 Full Authorization to the Board and For For Management
Its Authorized Persons to Handle
Matters Regarding the Public Issuance
of Convertible Corporate Bonds
8 Rules Governing the Meetings of For For Management
Bondholders of the Company's
Convertible Bonds
--------------------------------------------------------------------------------
NANJING KING-FRIEND BIOCHEMICAL PHARMACEUTICAL CO., LTD.
Ticker: 603707 Security ID: Y619BD109
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Application of Credit Line and For For Management
Provision of Guarantee
7 Approve Appointment of Auditor For For Management
8 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
9 Approve Methods to Assess the For For Management
Performance of Plan Participants
10 Approve Authorization of the Board to For For Management
Handle All Related Matters
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
NANJING SECURITIES CO LTD.
Ticker: Security ID: CNE1000031R9
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect LI Jianfeng For For Management
10 Elect LI Xue For For Management
2 Elect CHEN Zheng For For Management
3 Elect XIA Hongjian For For Management
4 Elect CHEN Ling For For Management
5 Elect XIAO Ling For For Management
6 Elect JIN Changjiang For For Management
7 Elect BI Sheng For For Management
8 Elect CHENG Jinxi For For Management
9 Elect XUE Yong For For Management
11 Elect ZHAO Shuming For For Management
12 Elect LI Xindan For For Management
13 Elect LI Minghui For For Management
14 Elect ZHANG Hong For For Management
15 Elect DONG Xiaolin For For Management
16 Elect QIN Yan For Against Management
17 Elect HUANG Tao For Against Management
18 Elect TIAN Zhihua For Against Management
19 Elect ZHOU Jianning For Against Management
--------------------------------------------------------------------------------
NANJING SECURITIES CO., LTD.
Ticker: 601990 Security ID: Y619BG102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Scale of Self-investment For For Management
Business
7.1 Approve Daily Related Party For For Management
Transactions with Nanjing State-owned
Assets Investment Management Holdings
(Group) Co., Ltd. and Nanjing Zijin
Investment Group Co., Ltd.
7.2 Approve Daily Related Party For For Management
Transactions with Nanjing Xingong
Investment Group Co., Ltd.
7.3 Approve Daily Related Party For For Management
Transactions with Nanjing
Transportation Construction Investment
Holding (Group) Co., Ltd.
7.4 Approve Daily Related Party For For Management
Transactions with Other Related Parties
8 Approve to Appoint Auditor For For Management
9 Approve Shareholder Return Plan For For Management
10 Approve Issuance of Debt Financing For For Management
Instruments
11 Approve Amendments to Articles of For Against Management
Association and Rules and Procedures
Regarding General Meetings of
Shareholders
12 Approve Adjustment to Allowance of For Against Management
Independent Directors
13.1 Elect Wu Mengyun as Director For For Management
14.1 Elect Chen Hong as Supervisor For For Shareholder
--------------------------------------------------------------------------------
NANYA TECHNOLOGY CORP.
Ticker: 2408 Security ID: Y62066108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures for For For Management
Election of Directors
5 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
--------------------------------------------------------------------------------
NANYANG TOPSEC TECHNOLOGIES GROUP INC.
Ticker: Security ID: CNE1000009B9
Meeting Date: AUG 13, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 THE MAJOR ASSETS SALE CONSTITUTES A For For Management
MAJOR ASSETS RESTRUCTURING
18 Independence of Evaluation For For Management
Institution, Rationality of
Evaluation Hypothesis, Correlation
Between The Evaluation Method and
Evaluation Purpose
19 STATEMENT ON PRICING BASIS OF THE For For Management
TRANSACTION AND THE RATIONALITY
20 Compliance and Completeness of Legal For For Management
Procedure of Major Assets
Restructuring and Validity of Legal
Documents Submitted
21 Diluted Immediate Return After Major For For Management
Assets Restructuring and Filling
Measures
22 CONTINUATION OF THE GUARANTEE FOR THE For For Management
UNDERLYING COMPANY AFTER THE
COMPLETION OF THE ASSET SALE
23 Share Price Fluctuation Does Not Meet For For Management
Standards Set Forth in Article 5 of
Notice on Regulating Information
Disclosure of Listed Companies and
Conduct of Relevant Parties
24 Full Authorization to Board Handling For For Management
Matters Related to Major Asset
Restructuring
2 Eligibility for Major Assets For For Management
Restructuring
3 Underlying Assets of the Transaction For For Management
4 Transaction Counterparties For For Management
5 Transaction Price, Pricing Basis and For For Management
Transaction Method
6 Payment of Transaction Consideration For For Management
7 Attribution of the Profits and Losses For For Management
During the Transitional Period
8 Delivery of the Underlying Assets For For Management
9 Handling the Creditor's Rights and For For Management
Debts
10 Employee Placement For For Management
11 Valid Period of The Resolution For For Management
12 Major Assets Restructuring Constitutes For For Management
a Connected Transaction
13 Transaction not Constituting Listing For For Management
by Restructuring by Article 13 in the
Management Measures on Major Assets
Restructuring of Listed Companies
14 Transaction Complies with Article 4 of For For Management
Provisions on Several Issues
Regulating the Major Asset
Restructuring of Listed Companies
15 Report (Draft) on Major Assets Sale For For Management
and Its Summary
16 CONDITIONAL EQUITY TRANSFER AGREEMENT For For Management
TO BE SIGNED
17 Audit Report, Review and Evaluation For For Management
Report Related to Major Assets
Restructuring
--------------------------------------------------------------------------------
NANYANG TOPSEC TECHNOLOGIES GROUP, INC.
Ticker: 002212 Security ID: Y2931A100
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Option Incentive Plan and Performance
Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of Board to For For Management
Handle All Related Matters
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
NANYANG TOPSEC TECHNOLOGIES GROUP, INC.
Ticker: 002212 Security ID: Y2931A100
Meeting Date: OCT 26, 2020 Meeting Type: Special
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Li Kehui as Non-Independent For For Shareholder
Director
1.2 Elect Wang Jinhong as Non-Independent For For Shareholder
Director
1.3 Elect Li Jian as Non-Independent For For Shareholder
Director
1.4 Elect Gu Jie as Non-Independent For For Shareholder
Director
1.5 Elect Gao Liangcai as Non-Independent For For Shareholder
Director
1.6 Elect Li Xueying as Non-Independent For For Shareholder
Director
2.1 Elect Liu Shaozhou as Independent For For Management
Director
2.2 Elect Feng Haitao as Independent For For Management
Director
2.3 Elect Wu Jianhua as Independent For For Management
Director
3.1 Elect Ma Binghuai as Supervisor For For Management
3.2 Elect Yang Yanfang as Supervisor For For Management
4 Approve Change of Company Name For For Management
5 Approve Amendments to Articles of For For Management
Association
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NARI TECHNOLOGY CO., LTD.
Ticker: 600406 Security ID: Y6S99Q112
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase Cancellation of For For Management
Performance Shares and to Adjust the
Repurchase Price
2 Approve Change of Registered Capital For For Management
and Amend Articles of Association
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
6 Approve Capital Injection for For For Management
Wholly-owned Subsidiary
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NARI TECHNOLOGY CO., LTD.
Ticker: 600406 Security ID: Y6S99Q112
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
3 Approve Report of the Independent For For Management
Directors
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Annual Report and Summary For For Management
7 Approve Financial Budget Report For For Management
8 Approve Daily Related Party For For Management
Transactions
9 Approve Entrusted Loan Application For For Management
10 Approve Entrusted Loans Application For For Management
and Related Party Transactions
11 Approve Appointment of Financial and For For Management
Internal Control Auditor
12 Approve Change in Implementing Entity For For Management
of Raised Funds Investment Project
13 Approve Registration and Issuance of For For Management
Debt Financing Instruments
14 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
15.1 Approve Issuance Scale, Issuance For For Management
Manner and Par Value
15.2 Approve Bond Maturity For For Management
15.3 Approve Payment of Capital and Interest For For Management
15.4 Approve Bond Interest Rate and For For Management
Determination Method
15.5 Approve Target Subscribers For For Management
15.6 Approve Use of Proceeds For For Management
15.7 Approve Guarantee Arrangement For For Management
15.8 Approve Terms of Redemption or Terms For For Management
of Sell-Back
15.9 Approve Credit Status and Safeguard For For Management
Measures of Debts Repayment
15.10 Approve Listing Arrangement For For Management
15.11 Approve Underwriting Manner For For Management
15.12 Approve Resolution Validity Period For For Management
16 Approve Authorization of the Board to For For Management
Handle All Related Matters
17 Approve Amendments to Articles of For For Management
Association
18.1 Elect Dou Xiaobo as Director For For Management
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NARI TECHNOLOGY CO., LTD.
Ticker: 600406 Security ID: Y6S99Q112
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Hu Jiangyi as Director For For Management
2.1 Elect Zheng Zongqiang as Supervisor For For Management
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NASPERS LTD
Ticker: Security ID: ZAE000015889
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
17 Amendment to Trust Deed of MIH For For Management
Services FZ LLC Share Trust
18 Amendment to Trust Deed of MIH For For Management
Holdings Share Trust
19 Amendment to Trust Deed of Naspers For For Management
Share Incentive Trust
20 General Authority to Issue Shares For Against Management
21 Authority to Issue Shares for Cash For For Management
22 Authorisation of Legal Formalities For For Management
2 Approve Allocation of Dividends For For Management
3 Appointment of Auditor For For Management
4 Elect Manisha Girotra For For Management
5 Elect Ying Xu For For Management
6 Re-elect Don Eriksson For For Management
7 Re-elect Mark R. Sorour For For Management
8 Re-elect Emilie M. Choi For For Management
9 Re-elect Rachel C.C. Jafta For For Management
10 Elect Audit Committee Member (Don For For Management
Eriksson)
11 Elect Audit Committee Member (Rachel For For Management
Jafta)
12 Elect Audit Committee Member (Manisha For For Management
Girotra )
13 Elect Audit Committee Member (Steve J. For For Management
Z. Pacak)
14 Approve Remuneration Policy For For Management
15 Approve Remuneration Implementation For For Management
Report
16 Amendment to Trust Deed of Naspers For For Management
Restricted Stock Plan Trust
23 Approve NEDs' Fees (Board - Chair) For For Management
24 Approve NEDs' Fees (Board - Member) For For Management
25 Approve NEDs' Fees (Audit Committee - For For Management
Chair)
26 Approve NEDs' Fees (Audit Committee - For For Management
Member)
27 Approve NEDs' Fees (Risk Committee - For For Management
Chair)
28 Approve NEDs' Fees (Risk Committee - For For Management
Member)
29 Approve NEDs' Fees (Human Resources For For Management
and Remuneration Committee - Chair)
30 Approve NEDs' Fees (Human Resources For For Management
and Remuneration Committee - Member)
31 Approve NEDs' Fees (Nomination For For Management
Committee - Chair)
36 Approve Financial Assistance (Section For For Management
44)
37 Approve Financial Assistance (Section For For Management
45)
38 Authority to Repurchase N Ordinary For For Management
Shares
39 Specific Authority to Repurchase Shares For For Management
40 Authority to Repurchase A Ordinary For Against Management
Shares
32 Approve NEDs' Fees (Nomination For For Management
Committee - Member)
33 Approve NEDs' Fees (Social and Ethics For For Management
Committee - Chair)
34 Approve NEDs' Fees (Social and Ethics For For Management
Committee - Member)
35 Approve NEDs' Fees (Trustee of Group For For Management
Share Schemes/Other Personnel Funds)
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NATIONAL BANK OF KUWAIT SAK
Ticker: NBK Security ID: M7103V108
Meeting Date: MAR 06, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2020
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2020
3 Approve Special Report on Violations For Did Not Vote Management
and Penalties for FY 2020
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2020
5 Approve Discontinuing the Statutory For Did Not Vote Management
Reserve Transfer for FY 2020
6.1 Approve Dividends of KWD 0.020 Per For Did Not Vote Management
Share for FY 2020
6.2 Authorize Bonus Shares Issue For Did Not Vote Management
Representing 5 Percent of the Share
Capital for FY 2020
7 Authorize Share Repurchase Program of For Did Not Vote Management
Up to 10 Percent of Issued Share
Capital
8 Authorize Issuance of For Did Not Vote Management
Bonds/Debentures/Sukuk and Authorize
Board to Set the Terms of Issuance
9 Approve Related Party Transactions for For Did Not Vote Management
FY 2021
10 Approve Directors' Loans for FY 2021 For Did Not Vote Management
11 Approve Discharge of Directors and For Did Not Vote Management
Absence of their Remuneration for FY
2020
12 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2021
13 Elect Directors (Bundled) and Approve For Did Not Vote Management
Their Remuneration
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NATIONAL BANK OF KUWAIT SAK
Ticker: NBK Security ID: M7103V108
Meeting Date: MAR 06, 2021 Meeting Type: Special
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For Did Not Vote Management
for Bonus Issue by Issuing 342,509,258
Bonus Shares
2 Amend Article 5 of Bylaws to Reflect For Did Not Vote Management
Changes in Capital
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NATIONAL INDUSTRIALIZATION CO.
Ticker: 2060 Security ID: M7228W106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Related Party Transactions For For Management
with Converting Industries Company Ltd.
Re: Purchase Orders for Polyethylene
Materials
6 Approve Related Party Transactions For For Management
with Factory of Non Woven Industrial
Fabrics Company Purchase Orders for
Polypropylene Materials
7 Approve Remuneration of SAR 350,000 For For Management
per Director for FY 2020
8 Approve Discharge of Directors for FY For For Management
2020
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NATURA &CO HOLDING S.A.
Ticker: NTCO3 Security ID: BRNTCOACNOR5
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Amendments to Article 5 For For Management
(Reconciliation of Share Capital)
3 Increase in Authorized Capital For For Management
4 Amendments to Article 11 For For Management
(Shareholders' Meeting)
5 Consolidation of Articles For For Management
6 Instructions if Meeting is Held on For Management
Second Call
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NATURA &CO HOLDING SA
Ticker: NTCO3 Security ID: P7S8B6105
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Treatment of Net Loss For For Management
3 Approve Remuneration of Company's For Against Management
Management
4 Do You Wish to Request Installation of Against For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
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NATURA &CO HOLDING SA
Ticker: NTCO3 Security ID: P7S8B6105
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-Ratify Remuneration of Company's For For Management
Management Approved at the April 30,
2020 AGM
2 Approve Treatment of Net Loss For For Management
3 Approve Classification of Georgia For For Management
Garinois-Melenikiotou as Independent
Director
4 Elect Georgia Garinois-Melenikiotou as For For Management
Independent Director
5 Amend Article 5 to Reflect Changes in For For Management
Capital
6 Amend Article 16 For For Management
7 Amend Article 18 Re: Amendment of For For Management
Point "j"
8 Amend Article 20 Re: Amendment of For For Management
Point "XXV"
9 Amend Article 20 Re: Adding Point For For Management
"XXVIII"
10 Amend Article 20 Re: Adding Point For For Management
"XXIX"
11 Amend Article 20 Re: Adding Point "XXX" For For Management
12 Amend Article 20 Re: Amendment "XXVI" For For Management
and Article 24 Re: Amendment Point "c"
13 Consolidate Bylaws For For Management
14 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
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NAURA TECHNOLOGY GROUP CO., LTD.
Ticker: 002371 Security ID: Y0772M100
Meeting Date: MAY 10, 2021 Meeting Type: Special
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Method and Issue Price For For Management
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
7 Approve Authorization of the Board to For For Management
Handle All Related Matters
8 Approve Shareholder Return Plan For For Management
9 Approve Repurchase and Cancellation of For For Management
Performance Shares
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NAURA TECHNOLOGY GROUP CO., LTD.
Ticker: 002371 Security ID: Y0772M100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Appointment of Auditor For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve Comprehensive Credit Line For For Management
Application
9 Approve Guarantee Provision Plan For For Management
10 Approve Additional Issuance of Super For For Management
Short-term Commercial Papers
11 Approve Amendments to Articles of For For Management
Association
12 Elect Guo Ying as Supervisor For For Shareholder
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NAVER CORP.
Ticker: 035420 Security ID: Y62579100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Company Address)
2.2 Amend Articles of Incorporation For For Management
(Transfer Agent)
2.3 Amend Articles of Incorporation For For Management
(Register of Shareholders)
2.4 Amend Articles of Incorporation For For Management
(Register of Shareholders)
2.5 Amend Articles of Incorporation For For Management
(Directors' Term of Office)
3 Elect Choi In-hyuk as Inside Director For For Management
4 Elect Lee In-moo as Outside Director For For Management
to Serve as an Audit Committee Member
5 Elect Lee Geon-hyeok as Outside For For Management
Director
6 Elect Lee Geon-hyeok as a Member of For For Management
Audit Committee
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
8 Approve Stock Option Grants For For Management
9 Approve Stock Option Grants For For Management
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NAVINFO CO., LTD.
Ticker: 002405 Security ID: Y62121101
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Repurchase Price For For Management
of Performance Shares and Repurchase
and Cancellation of Performance Shares
2 Amend Articles of Association For For Management
3 Amend Management System of Raised Funds For For Management
4 Approve Company's Eligibility for For For Management
Private Placement of Shares
5.1 Approve Share Type and Par Value For For Management
5.2 Approve Issue Manner and Issue Time For For Management
5.3 Approve Target Subscribers and For For Management
Subscription Method
5.4 Approve Issue Price and Pricing Basis For For Management
5.5 Approve Issue Size For For Management
5.6 Approve Lock-up Period For For Management
5.7 Approve Amount and Use of Proceeds For For Management
5.8 Approve Listing Exchange For For Management
5.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
5.10 Approve Resolution Validity Period For For Management
6 Approve Private Placement of Shares For For Management
7 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
8 Approve Report on the Usage of For For Management
Previously Raised Funds
9 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
10 Approve Authorization of Board to For For Management
Handle All Related Matters
11 Approve Shareholder Return Plan For For Management
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NAVINFO CO., LTD.
Ticker: 002405 Security ID: Y62121101
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve No Profit Distribution Plan For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Comprehensive Credit Line Bank For For Management
Application
8 Approve Related Party Transaction For For Management
9 Approve Amendments to Articles of For For Management
Association
10 Approve Repurchase and Cancellation of For For Management
Performance Shares
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NCSOFT CORP.
Ticker: 036570 Security ID: Y6258Y104
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Kim Taek-jin as Inside Director For For Management
4 Elect Hwang Chan-hyun as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
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NEDBANK GROUP LTD.
Ticker: NED Security ID: S5518R104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Iain Williamson as Director For For Management
1.2 Elect Mike Davis as Director For For Management
2.1 Re-elect Mpho Makwana as Director For For Management
2.2 Re-elect Neo Dongwana as Director For For Management
2.3 Re-elect Mfundo Nkuhlu as Director For For Management
3.1 Reappoint Deloitte & Touche as For For Management
Auditors with L Nunes as the
Designated Registered Auditor
3.2 Reappoint Ernst & Young as Auditors For For Management
with F Mohideen as the Designated
Registered Auditor
4.1 Re-elect Stanley Subramoney as Member For For Management
of the Group Audit Committee
4.2 Re-elect Hubert Brody as Member of the For For Management
Group Audit Committee
4.3 Re-elect Neo Dongwana as Member of the For For Management
Group Audit Committee
4.4 Re-elect Errol Kruger as Member of the For For Management
Group Audit Committee
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6.1 Approve Remuneration Policy For For Management
6.2 Approve Remuneration Implementation For Against Management
Report
1.1 Approve Fees for the Chairman For For Management
1.2 Approve Fees for the Lead Independent For For Management
Director
1.3 Approve Fees for the Board Member For For Management
1.4 Approve Fees for the Group Audit For For Management
Committee Members
1.5 Approve Fees for the Group Credit For For Management
Committee Members
1.6 Approve Fees for the Group Directors' For For Management
Affairs Committee Members
1.7 Approve Fees for the Group Information For For Management
Technology Committee Members
1.8 Approve Fees for the Group Related For For Management
Party Transactions Committee Members
1.9 Approve Fees for the Group For For Management
Remuneration Committee Members
1.10 Approve Fees for the Group Risk and For For Management
Capital Management Committee Members
1.11 Approve Fees for the Group For For Management
Transformation, Social and Ethics
Committee Members
1.12 Approve Fees for the Group Climate For For Management
Resilience Committee Members
2.1 Approve Fees for the Acting Group For For Management
Chairman
2.2 Approve Fees for the Acting Lead For For Management
Independent Director
2.3 Approve Fees for the Acting Committee For For Management
Chair
3 Authorise Repurchase of Issued Share For For Management
Capital
4 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
5 Amend the Share Option, Matched-share For For Management
and Restricted-share Schemes
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NEPI ROCKCASTLE PLC
Ticker: NRO Security ID: IM00BDD7WV31
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
17 Authority to Issue Shares Pursuant to For For Management
Dividend Reinvestment Option
18 Authority to Repurchase Shares For For Management
2 Elect Marek P. Noetzel For For Management
3 Elect George Aase For For Management
4 Elect Andre van der Veer For For Management
5 Elect Steven Brown For For Management
6 Elect Andries de Lange For For Management
7 Elect Audit Committee Chair (George For For Management
Aase)
8 Elect Audit Committee Member (Andre For For Management
van der Veer)
9 Elect Audit Committee Member (Antoine For For Management
L.V. Dijkstra)
10 Elect Audit Committee Member (Andreas For For Management
Klingen)
11 Appointment of Auditor For For Management
12 Authority to Set Auditor's Fees For For Management
13 Approve NEDs' Fees For For Management
14 Authorisation of Legal Formalities For For Management
15 Approve NEDs' Fees (NEDs Ad-hoc) For For Management
16 Authority to Issue Shares for Cash For For Management
19 Approve Remuneration Policy For For Management
20 Approve Remuneration Implementation For For Management
Report
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NESTLE (MALAYSIA) BERHAD
Ticker: 4707 Security ID: Y6269X103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Juan Aranols as Director For For Management
2 Elect Hamidah Naziadin as Director For For Management
3 Elect Azlin Arshad as Director For For Management
4 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Approve Directors' Fees For For Management
6 Approve Directors' Benefits For For Management
7 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
1 Amend Constitution For For Management
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NESTLE INDIA LTD.
Ticker: 500790 Security ID: Y6268T111
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Matthias Christoph Lohner as For For Management
Director and Approve Appointment and
Remuneration of Matthias Christoph
Lohner as Whole-Time Director
Designated as Executive
Director-Technical
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NESTLE INDIA LTD.
Ticker: 500790 Security ID: Y6268T111
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect David Steven McDaniel as For For Management
Director
4 Approve Remuneration of Cost Auditors For For Management
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NETEASE, INC.
Ticker: 9999 Security ID: 64110W102
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect William Lei Ding as Director For For Management
1b Elect Alice Yu-Fen Cheng as Director For Against Management
1c Elect Denny Ting Bun Lee as Director For For Management
1d Elect Joseph Tze Kay Tong as Director For Against Management
1e Elect Lun Feng as Director For For Management
1f Elect Michael Man Kit Leung as Director For Against Management
1g Elect Michael Sui Bau Tong as Director For For Management
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers as Auditors
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NETEASE, INC.
Ticker: 9999 Security ID: 64110W102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect William Lei Ding as Director For For Management
1b Elect Alice Yu-Fen Cheng as Director For For Management
1c Elect Denny Ting Bun Lee as Director For For Management
1d Elect Joseph Tze Kay Tong as Director For For Management
1e Elect Lun Feng as Director For For Management
1f Elect Michael Man Kit Leung as Director For Against Management
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers as Auditors
3 Amend Memorandum and Articles of For For Management
Association
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NETMARBLE CORP.
Ticker: 251270 Security ID: Y6S5CG100
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Approve Terms of Retirement Pay For For Management
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NEW CHINA LIFE INSURANCE COMPANY LTD.
Ticker: 1336 Security ID: Y625A4115
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Xu Zhibin as Director For For Shareholder
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NEW CHINA LIFE INSURANCE COMPANY LTD.
Ticker: 1336 Security ID: Y625A4123
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Xu Zhibin as Director For For Shareholder
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NEW CHINA LIFE INSURANCE COMPANY LTD.
Ticker: 1336 Security ID: Y625A4115
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Hong as Director For For Management
2 Elect Liu Debin as Supervisor For For Shareholder
3 Elect Shi Hongyu as Supervisor For For Shareholder
4 Approve Remuneration Standard of the For For Management
Executive Director and Vice President
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NEW CHINA LIFE INSURANCE COMPANY LTD.
Ticker: 1336 Security ID: Y625A4123
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Hong as Director For For Management
2 Elect Liu Debin as Supervisor For For Shareholder
3 Elect Shi Hongyu as Supervisor For For Shareholder
4 Approve Remuneration Standard of the For For Management
Executive Director and Vice President
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NEW CHINA LIFE INSURANCE COMPANY LTD.
Ticker: 1336 Security ID: Y625A4115
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board For For Management
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Financial Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Annual Report and Its Summary For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Accounting Firm and Ernst &
Young as International Accounting Firm
and Authorize Board to Fix Their
Remuneration
7 Approve Report of Performance of For For Management
Directors
8 Approve Report of Performance of For For Management
Independent Non-Executive Directors
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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NEW CHINA LIFE INSURANCE COMPANY LTD.
Ticker: 1336 Security ID: Y625A4123
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board For For Management
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Financial Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Annual Report and Its Summary For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Accounting Firm and Ernst &
Young as International Accounting Firm
and Authorize Board to Fix Their
Remuneration
7 Approve Report of Performance of For For Management
Directors
8 Approve Report of Performance of For For Management
Independent Non-Executive Directors
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
NEW HOPE LIUHE CO., LTD.
Ticker: 000876 Security ID: Y7933V101
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Minggui as Non-independent For For Management
Director
2 Approve Financial Services Agreement For For Management
3 Approve Repurchase and Cancellation of For For Management
Performance Shares
4 Approve Related Party Transaction For For Management
5 Approve Perpetual Medium-term Notes For For Management
6 Approve Issuance of Super Short-term For For Management
Commercial Papers
--------------------------------------------------------------------------------
NEW HOPE LIUHE CO., LTD.
Ticker: 000876 Security ID: Y7933V101
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Period For For Management
2.5 Approve Interest Rate For For Management
2.6 Approve Repayment Period and Manner For For Management
2.7 Approve Guarantee Matters For For Management
2.8 Approve Conversion Period For For Management
2.9 Approve Determination and Adjustment For For Management
of Conversion Price
2.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.11 Approve Determination of Number of For For Management
Conversion Shares
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Dividend Distribution Post For For Management
Conversion
2.15 Approve Issue Manner and Target Parties For For Management
2.16 Approve Placing Arrangement for For For Management
Shareholders
2.17 Approve Matters Relating to Meetings For For Management
of Bond Holders
2.18 Approve Usage of Raised Funds For For Management
2.19 Approve Raised Funds Special Deposit For For Management
Account
2.20 Approve Resolution Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Principles of Bondholders For For Management
Meeting
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
NEW HOPE LIUHE CO., LTD.
Ticker: 000876 Security ID: Y7933V101
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Draft and Summary of Employee For Against Management
Share Purchase Plan
5 Approve Management Method of Employee For Against Management
Share Purchase Plan
6 Approve Authorization of the Board to For Against Management
Handle All Related Matters
7 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
NEW HOPE LIUHE CO., LTD.
Ticker: 000876 Security ID: Y7933V101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Profit Distribution For For Management
5 Approve to Appoint Financial Auditor For For Management
6 Approve Provision of Guarantee For For Management
7 Approve Provision of Financing For For Management
Guarantee
8 Approve Signing of Related Transaction For For Management
Framework Agreement and Estimated
Related Party Transaction
9 Approve Amendments to Articles of For For Management
Association
10 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
11 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
12 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
13 Approve Termination of Draft of For For Shareholder
Performance Shares Incentive Plan
--------------------------------------------------------------------------------
NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP, INC.
Ticker: 9901 Security ID: 647581107
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Subdivision For For Management
2 Adopt Chinese Name as Dual Foreign For For Management
Name of the Company
3 Adopt Amended and Restated Memorandum For For Management
and Articles of Association
--------------------------------------------------------------------------------
NEWLAND DIGITAL TECHNOLOGY CO., LTD.
Ticker: 000997 Security ID: Y2654K103
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Change in Registered Capital For For Management
and Amend Articles of Association
3 Approve Repurchase and Cancellation of For For Management
Performance Shares (Continued)
4 Approve Change in Registered Capital For For Management
and Amend Articles of Association
(Continued)
5 Approve Change in Raised Funds Project For For Management
Implementation Manner
--------------------------------------------------------------------------------
NH INVESTMENT & SECURITIES CO., LTD.
Ticker: 005940 Security ID: Y6S75L806
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Seo Dae-seok as Non-Independent For For Management
Non-Executive Director
2.1 Elect Park Min-pyo as Outside Director For For Management
to Serve as an Audit Committee Member
2.2 Elect Hong Eun-ju as Outside Director For For Management
to Serve as an Audit Committee Member
--------------------------------------------------------------------------------
NH INVESTMENT & SECURITIES CO., LTD.
Ticker: 005940 Security ID: Y6S75L806
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Jeon Hong-yeol as Outside For For Management
Director
3.2 Elect Kim Hyeong-shin as For For Management
Non-Independent Non-Executive Director
4 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
--------------------------------------------------------------------------------
NINE DRAGONS PAPER (HOLDINGS) LIMITED
Ticker: 2689 Security ID: G65318100
Meeting Date: DEC 07, 2020 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Cheung Yan as Director For Against Management
3a2 Elect Zhang Cheng Fei as Director For Against Management
3a3 Elect Lau Chun Shun as Director For Against Management
3a4 Elect Tam Wai Chu, Maria as Director For For Management
3a5 Elect Chen Kefu as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Issued Share For For Management
Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
NINE DRAGONS PAPER (HOLDINGS) LIMITED
Ticker: 2689 Security ID: G65318100
Meeting Date: MAY 25, 2021 Meeting Type: Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement to the For For Management
Recovered Paper and Recycled Pulp
Agreement and Related Transactions
--------------------------------------------------------------------------------
NINE DRAGONS PAPER (HOLDINGS) LTD.
Ticker: Security ID: BMG653181005
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Recovered Paper and Recycled Pulp For For Management
Agreement
--------------------------------------------------------------------------------
NINESTAR CORP.
Ticker: 002180 Security ID: Y9892Z107
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Fund-raising For For Management
Investment Project and Use Its
Remaining Raised Funds to Replenish
Working Capital
2 Approve Use of Funds for Cash For Against Management
Management
3 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
NINESTAR CORP.
Ticker: 002180 Security ID: Y9892Z107
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Loan For For Management
--------------------------------------------------------------------------------
NINESTAR CORP.
Ticker: 002180 Security ID: Y9892Z107
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Injection and Share For For Management
Expansion
2 Approve Capital Injection and Equity For For Management
Transfer
3 Approve Entrusted Management of Zhuhai For For Management
Bentu Electronics Co., Ltd. and
Related-party Transaction
--------------------------------------------------------------------------------
NINESTAR CORP.
Ticker: 002180 Security ID: Y9892Z107
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Yao as Non-independent For For Management
Director
2 Approve Allowance of Directors For For Management
3 Approve Increase in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
NINESTAR CORP.
Ticker: 002180 Security ID: Y9892Z107
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Plan for Acquisition For Against Management
by Cash and Issuance of Shares as well
as Raising Supporting Funds Complies
with Relevant Laws and Regulations
2.1 Approve Overall Plan For Against Management
2.2 Approve Transaction Parties For Against Management
2.3 Approve Transaction Price For Against Management
2.4 Approve Payment Manner and Amount For Against Management
2.5 Approve Share Type, Par Value and For Against Management
Listing Exchange
2.6 Approve Manner of Pricing and Issue For Against Management
Price
2.7 Approve Lock-Up Period Arrangement For Against Management
2.8 Approve Attribution of Profit and Loss For Against Management
During the Transition Period
2.9 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.10 Approve Performance Compensation and For Against Management
Commitment Arrangement
2.11 Approve Delivery and Liability for For Against Management
Breach of Contract of Target Assets
2.12 Approve Resolution Validity Period For Against Management
2.13 Approve Share Type, Par Value and For Against Management
Listing Exchange
2.14 Approve Target Subscribers and Issue For Against Management
Amount
2.15 Approve Issue Price For Against Management
2.16 Approve Lock-Up Period Arrangement For Against Management
2.17 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.18 Approve Use of Proceeds For Against Management
2.19 Approve Resolution Validity Period For Against Management
3 Approve Transaction Constitute as For Against Management
Related-Party Transaction
4 Approve Transaction Constitute as For Against Management
Major Asset Restructuring and Does Not
Constitute as Restructure for Listing
5 Approve Transaction Complies with For Against Management
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Restructuring of Listed Companies
6 Approve Transaction Complies with For Against Management
Article 11 and 43 of the
Administrative Measures on Material
Asset Restructuring of Listed Companies
7 Approve Stock Price Volatility Does For Against Management
Not Achieve the Standard of Article 5
Notice on Regulating the Information
Disclosure of Listed Companies and the
Behavior of Related Parties
8 Approve Relevant Entities Does Not For Against Management
Participate in Major Asset Restructure
of Listed Companies and Does Not Have
Article 13 of Strengthening the
Supervision over Abnormal Stock
Trading Related to the Material Asset
Reorganizations of Listed Companies
9 Approve Draft and Summary of For Against Management
Acquisition by Cash and Issuance of
Shares as well as Raising Supporting
Funds
10 Approve Signing of Acquisition by Cash For Against Management
and Issuance of Shares Agreement,
Supplementary Agreement of Acquisition
by Cash and Issuance of Shares
Agreement and Performance Compensation
Agreement
11 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
12 Approve Relevant Audit Report, Review For Against Management
Report and Evaluation Report of the
Transaction
13 Approve Independence of Appraiser, the For Against Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
14 Approve Completeness and Compliance of For Against Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
15 Approve White Wash Waiver For Against Management
16 Approve Report on the Usage of For Against Management
Previously Raised Funds
17 Approve Authorization of Board to For Against Management
Handle All Related Matters
18 Approve Appointment of Intermediary For Against Management
Institution
19 Approve Provision of Credit Guarantee For For Management
20 Approve Use of Funds for Cash For For Management
Management
21 Approve Provision of Credit Guarantee For For Management
for Wholly-Owned Subsidiary
22 Approve Financial Derivatives Trading For For Management
Business
23 Approve Daily Related Party Transaction For For Management
24 Approve Signing of Supplemental For For Management
Agreement of Loan Agreement
--------------------------------------------------------------------------------
NINESTAR CORP.
Ticker: 002180 Security ID: Y9892Z107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Internal Control For For Management
Self-Evaluation Report
8 Approve Appointment of Auditor For For Management
9 Approve Report on the Usage of For For Management
Previously Raised Funds
10 Approve Change Business Scope and For For Management
Amend Articles of Association
11 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
NINGBO JOYSON ELECTRONIC CORP.
Ticker: 600699 Security ID: Y5278D108
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
NINGBO JOYSON ELECTRONIC CORP.
Ticker: 600699 Security ID: Y5278D108
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Approve Amendments to Articles of For For Management
Association
3 Approve Equity Disposal For For Management
4 Approve Fund-raising Project Transfer For For Management
--------------------------------------------------------------------------------
NINGBO JOYSON ELECTRONIC CORP.
Ticker: 600699 Security ID: Y5278D108
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report and Summary For For Management
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Estimate Related Party For For Management
Transaction
7 Approve Issuance of Super-short-term For For Management
Commercial Papers, Commercial Papers
and Medium-term Notes
8 Approve Application of Comprehensive For For Management
Credit Line
9 Approve to Appoint Auditor For For Management
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11 Approve Provision of Guarantee After For For Management
the Sale of Ningbo Joyson Qunying
Automotive Systems Co., Ltd
12.1 Elect Li Junyu as Director For For Management
--------------------------------------------------------------------------------
NINGBO TUOPU GROUP CO., LTD.
Ticker: 601689 Security ID: Y62990109
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Raised Funds to For For Management
Replenish Working Capital
2.1 Elect Wu Jianshu as Non-independent For For Management
Director
2.2 Elect Wang Bin as Non-independent For For Management
Director
2.3 Elect Pan Xiaoyong as Non-independent For For Management
Director
2.4 Elect Wu Weifeng as Non-independent For For Management
Director
2.5 Elect Jiang Kaihong as Non-independent For For Management
Director
3.1 Elect Zhou Ying as Independent Director For For Management
3.2 Elect Zhao Xiangqiu as Independent For For Management
Director
3.3 Elect Wang Yongbin as Independent For For Management
Director
4.1 Elect Yan Qunli as Supervisor For For Management
4.2 Elect Duan Xiaocheng as Supervisor For For Management
--------------------------------------------------------------------------------
NINGBO TUOPU GROUP CO., LTD.
Ticker: 601689 Security ID: Y62990109
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Idle Raised Funds For For Management
for Entrusted Asset Management
2 Approve Additional Idle Raised Funds For For Management
to Replenish Working Capital
3 Approve Capital Injection in For For Management
Wholly-owned Subsidiary Hunan Tuopu
Auto Parts Co., Ltd.
4 Approve Capital Injection in For For Management
Wholly-owned Subsidiary Ningbo Tuopu
Automotive Electronics Co., Ltd.
5 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
NINGBO TUOPU GROUP CO., LTD.
Ticker: 601689 Security ID: Y62990109
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Board of For For Management
Independent Directors
4 Approve Financial Statements For For Management
5 Approve Credit Line Bank Application For For Management
6 Approve Bill Pool Business For Against Management
7 Approve to Appoint Auditor For For Management
8 Approve Profit Distribution For For Management
9 Approve Annual Report and Summary For For Management
10 Approve Related Party Transactions For For Management
11 Approve Estimated Daily Related Party For For Management
Transactions
12 Approve Use of Idle Raised Funds for For For Management
Entrusted Asset Management
13 Approve Use of Idle Raised Funds to For For Management
Replenish Working Capital
14 Approve Replenishment of Capital by For For Management
Raised Funds
15 Approve Replenishment of Bank For For Management
Acceptance Bill by Raised Funds
16 Approve Increase in the Implementation For For Management
Subject of Raised Funds Investment
Project
17 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
NIO INC.
Ticker: NIO Security ID: 62914V106
Meeting Date: JUN 03, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
--------------------------------------------------------------------------------
NONGFU SPRING CO. LTD.
Ticker: 9633 Security ID: Y6367W106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Pan-China Certified Public For Against Management
Accountants LLP as Domestic Auditor
and Ernst & Young as Overseas Auditor
and Authorize Board to Fix Their
Remuneration
5 Approve Final Dividend For For Management
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Approve Credit Line Bank Application For For Management
8 Approve Provision of Guarantee for For For Management
Wholly-owned Subsidiaries
9 Elect Zhong Jigang as Supervisor For For Management
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
NORTHAM PLATINUM LTD.
Ticker: NHM Security ID: S56540156
Meeting Date: NOV 27, 2020 Meeting Type: Annual
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Brian Mosehla as Director For For Management
2 Re-elect Carnegie Chabedi as Director For For Management
3 Re-elect Hester Hickey as Director For For Management
4 Re-elect Temba Mvusi as Director For For Management
5 Reappoint Ernst & Young Inc as For For Management
Auditors with Ebrahim Dhorat as the
Designated External Audit Partner
6 Re-elect Hester Hickey as Member of For For Management
the Audit and Risk Committee
7 Re-elect David Brown as Member of the For For Management
Audit and Risk Committee
8 Re-elect Dr Yoza Jekwa as Member of For For Management
the Audit and Risk Committee
9 Re-elect Jean Nel as Member of the For For Management
Audit and Risk Committee
10 Approve Remuneration Policy For Against Management
11 Approve Remuneration Implementation For Against Management
Report
12 Approve Non-Executive Directors' Fees For For Management
13 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
14 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
NORTHAM PLATINUM LTD.
Ticker: NHM Security ID: S56540156
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Acquisitions Scheme For For Management
2 Approve Revocation of Special For For Management
Resolution 1 if the Share Acquisitions
Scheme is Terminated
3 Authorise Specific Repurchase of For For Management
Shares from Zambezi Pursuant to the
Share Acquisitions Scheme
4 Authorise Specific Repurchase of For For Management
Shares from ESOP Pursuant to the Share
Acquisitions Scheme
5 Approve Northam Scheme in Terms of For For Management
Sections 114(1) and 115(2)(a) of the
Companies Act
6 Approve Revocation of Special For For Management
Resolution 5 if the Northam Scheme is
Terminated
7 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
8 Authorise Specific Issue of For For Management
Subscription Shares to BEE Security SPV
9 Authorise Specific Repurchase of For For Management
Shares from the BEE Trust
10 Authorise Specific Repurchase of For For Management
Shares from Relevant Zambezi
Shareholder
1 Amend Northam Share Incentive Plan For Against Management
2 Authorise Specific Issue of For For Management
Subscription Shares to HDP Security SPV
3 Approve Subscriptions by Northam for For For Management
Zambezi Ordinary Shares
4 Authorise Specific Issue of HDP SPV For For Management
Share and BEE SPV Share
--------------------------------------------------------------------------------
NORTHEAST SECURITIES CO LTD
Ticker: Security ID: CNE0000004H9
Meeting Date: JUL 02, 2020 Meeting Type: Special
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to the Company's Articles For For Management
of Association
2 Amendments to the Company 's Rules of For For Management
Procedure Governing Shareholders
General Meetings
3 AMENDMENTS TO THE WORK RULES FOR For For Management
INDEPENDENT DIRECTORS
--------------------------------------------------------------------------------
NORTHEAST SECURITIES CO., LTD.
Ticker: 000686 Security ID: Y6411E102
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Issuer For For Management
1.2 Approve Issue Type For For Management
1.3 Approve Issue Size For For Management
1.4 Approve Issue Manner For For Management
1.5 Approve Duration Period For For Management
1.6 Approve Interest Rate For For Management
1.7 Approve Usage of Raised Funds For For Management
1.8 Approve Transfer of Debt Financing For For Management
Instrument
1.9 Approve Guarantee and Credit For For Management
Enhancement Arrangement
1.10 Approve Safeguard Measures of Debts For For Management
Repayment
1.11 Approve Authorization of the Board to For For Management
Handle All Related Matters
1.12 Approve Resolution Validity Period For For Management
2 Amend Administrative Measures for the For For Management
Shares and Changes of the Company's
Shares Held by Directors, Supervisors
and Senior Management
3 Approve Removal of Tai Ge as For For Shareholder
Non-Independent Director
4 Elect Xiang Qian as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
NORTHEAST SECURITIES CO., LTD.
Ticker: 000686 Security ID: Y6411E102
Meeting Date: FEB 01, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Formulate the Management For For Management
System for External Donations
2 Amend Related Party Transactions System For Against Management
--------------------------------------------------------------------------------
NORTHEAST SECURITIES CO., LTD.
Ticker: 000686 Security ID: Y6411E102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7.1 Approve Daily Related Party For For Management
Transactions with Jilin Yatai (Group)
Co., Ltd. and Its Related Legal Persons
7.2 Approve Daily Related Party For For Management
Transactions with Jilin Province Trust
Co., Ltd. and Its Related Legal Persons
7.3 Approve Daily Related Party For For Management
Transactions with Yinhua Fund
Management Co., Ltd.
7.4 Approve Daily Related Party For For Management
Transactions with Other Related Legal
Entities
8 Approve Appointment of Auditor For For Management
9 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
NOTRE DAME INTERMEDICA PARTICIPACOES SA
Ticker: GNDI3 Security ID: P7S227106
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement between For For Management
the Company and Hapvida Participacoes
e Investimentos S.A.
2 Approve Merger between the Company and For For Management
Hapvida Participacoes e Investimentos
S.A.
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
4 Approve Special Dividends For For Management
--------------------------------------------------------------------------------
NOTRE DAME INTERMEDICA PARTICIPACOES SA
Ticker: GNDI3 Security ID: P7S227106
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For Against Management
Management
4 Fix Number of Directors at Seven For For Management
5 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
6 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
7 Elect Directors For For Management
8 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
9 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
10.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Christopher Riley Gordon as
Board Chairman
10.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Irlau Machado Filho as Director
10.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Michel David Freund as Director
10.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect T. Devin O'Reilly as Director
10.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Luiz Teixeira Rossi as
Independent Director
10.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Plinio Villares Musetti as
Independent Director
10.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Paula de Assis Bogus as
Independent Director
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
12.1 Elect Sergio Vicente Bicicchi as For For Management
Fiscal Council Member and Anna
Carolina Morizot as Alternate
12.2 Elect Adalgiso Fragoso de Faria as For Abstain Management
Fiscal Council Member and Stefan Colza
Lee as Alternate
12.3 Elect Adelino Dias Pinho as Fiscal For For Management
Council Member and Olavo Fortes Campos
Rodrigues Junior as Alternate
12.4 Elect Joao Verner Juenemann as Fiscal For For Management
Council Member and Geraldo Affonso
Ferreira Filho as Alternate
13 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
NOTRE DAME INTERMEDICA PARTICIPACOES SA
Ticker: GNDI3 Security ID: P7S227106
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
NOVATEK JSC
Ticker: NVTK Security ID: 669888109
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 11.82 For For Management
per Share for First Six Months of
Fiscal 2020
--------------------------------------------------------------------------------
NOVATEK JSC
Ticker: NVTK Security ID: 669888109
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income
1.2 Approve Dividends of RUB 23.74 per For For Management
Share
2.1 Elect Andrei Akimov as Director None None Management
2.2 Elect Arnaud Le Foll as Director None Against Management
2.3 Elect Robert Castaigne as Director None For Management
2.4 Elect Dominique Marion as Director None Against Management
2.5 Elect Tatiana Mitrova as Director None For Management
2.6 Elect Leonid Mikhelson as Director None Against Management
2.7 Elect Aleksandr Natalenko as Director None Against Management
2.8 Elect Viktor Orlov as Director None For Management
2.9 Elect Gennadii Timchenko as Director None None Management
3.1 Elect Olga Beliaeva as Member of Audit For For Management
Commission
3.2 Elect Anna Merzliakova as Member of For For Management
Audit Commission
3.3 Elect Igor Riaskov as Member of Audit For For Management
Commission
3.4 Elect Nikolai Shulikin as Member of For For Management
Audit Commission
4 Ratify PricewaterhouseCoopers as For For Management
Auditor
5 Approve Remuneration of Directors None None Management
6 Approve Remuneration of Members of For For Management
Audit Commission
7 Approve Large-Scale Related-Party None None Management
Transaction
--------------------------------------------------------------------------------
NOVATEK MICROELECTRONICS CORP.
Ticker: 3034 Security ID: Y64153102
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3.1 Elect T. S. Ho with Shareholder No. 6 For For Management
as Non-independent Director
3.2 Elect Steve Wang with Shareholder No. For For Management
8136 as Non-independent Director
3.3 Elect Max Wu with ID No. D101448XXX as For Against Management
Non-independent Director
3.4 Elect J.H. Chang with Shareholder No. For Against Management
117738 as Non-independent Director
3.5 Elect a Representative of United For Against Management
Microelectronics Corp. (UMC) with
Shareholder No. 1 as Non-independent
Director
3.6 Elect Jack Tsai with ID No. J100670XXX For Against Management
as Independent Director
3.7 Elect Jack Liu with ID No. H101286XXX For For Management
as Independent Director
3.8 Elect TingTing Hwang (Madam) with ID For For Management
No. A227898XXX as Independent Director
4 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
NOVOLIPETSK STEEL
Ticker: NLMK Security ID: 67011E204
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 4.75 For For Management
per Share for First Six Months of
Fiscal 2020
--------------------------------------------------------------------------------
NOVOLIPETSK STEEL
Ticker: NLMK Security ID: 67011E204
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 6.43 For For Management
per Share for First Nine Months of
Fiscal 2020
2 Approve Company's Membership in For For Management
Centrizyskaniya
--------------------------------------------------------------------------------
NOVOLIPETSK STEEL
Ticker: NLMK Security ID: 67011E204
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Annual Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends of RUB 21.64 per Share
4.1 Elect Oleg Bagrin as Director None Against Management
4.2 Elect Thomas Veraszto as Director None For Management
4.3 Elect Nikolai Gagarin as Director None Against Management
4.4 Elect Evgeniia Zavalishina as Director None For Management
4.5 Elect Sergei Kravchenko as Director None For Management
4.6 Elect Joachim Limberg as Director None For Management
4.7 Elect Vladimir Lisin as Director None Against Management
4.8 Elect Marjan Oudeman as Director None For Management
4.9 Elect Karen Sarkisov as Director None Against Management
4.10 Elect Stanislav Shekshnia as Director None For Management
4.11 Elect Benedict Sciortino as Director None Against Management
5 Elect Grigorii Fedorishin as President For For Management
6 Approve Remuneration of Directors For For Management
7.1 Ratify PricewaterhouseCoopers Audit as For For Management
RAS Auditor
7.2 Ratify PricewaterhouseCoopers Audit as For For Management
IFRS Auditor
--------------------------------------------------------------------------------
NOVOLIPETSK STEEL
Ticker: NLMK Security ID: 67011E204
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Quarter of Fiscal 2021
2.1 Approve New Edition of Charter For For Management
2.2 Approve New Edition of Regulations on For For Management
Management
--------------------------------------------------------------------------------
NTPC LIMITED
Ticker: 532555 Security ID: Y6421X116
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Authorize Board to Fix Remuneration of For For Management
Statutory Auditors
4 Elect Anil Kumar Gautam as Director For Against Management
(Finance)
5 Elect Ashish Upadhyaya as Government For Against Management
Nominee Director
6 Elect Dillip Kumar Patel as Director For Against Management
(Human Resources)
7 Elect Ramesh Babu V as Director For Against Management
(Operations)
8 Elect Chandan Kumar Mondol as Director For Against Management
(Commercial)
9 Elect Ujjwal Kanti Bhattacharya as For Against Management
Director (Projects)
10 Amend Objects Clause of Memorandum of For For Management
Association
11 Amend Articles of Association For For Management
12 Approve Remuneration of Cost Auditors For For Management
13 Approve Issuance of Bonds/Debentures For For Management
on Private Placement Basis
--------------------------------------------------------------------------------
OCEANWIDE HOLDINGS CO LTD
Ticker: Security ID: CNE000000123
Meeting Date: JUL 16, 2020 Meeting Type: Special
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees to For Against Management
Company's Relative Legal Parties and
Connected Transactions
2 Accept Financial Support from For For Management
Company's Control Shareholder
--------------------------------------------------------------------------------
OCEANWIDE HOLDINGS CO LTD
Ticker: Security ID: CNE000000123
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 COUNTER GUARANTEE FOR A COMPANY For Against Management
--------------------------------------------------------------------------------
OCEANWIDE HOLDINGS CO., LTD. (BEIJING)
Ticker: 000046 Security ID: Y8345D101
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction on For For Management
Project Engineering Cooperation
Contract Supplementary Agreement with
Beijing Xinghuo Real Estate
Development Co., Ltd. and Related
Parties
2 Approve Related Party Transaction on For For Management
Project Engineering Cooperation
Contract Supplementary Agreement with
Wuhan Central Business District Co.,
Ltd. and Related Parties
--------------------------------------------------------------------------------
OCEANWIDE HOLDINGS CO., LTD. (BEIJING)
Ticker: 000046 Security ID: Y8345D101
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financing Application For For Management
--------------------------------------------------------------------------------
OCEANWIDE HOLDINGS CO., LTD. (BEIJING)
Ticker: 000046 Security ID: Y6436A101
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financing Application For For Management
--------------------------------------------------------------------------------
OCEANWIDE HOLDINGS CO., LTD. (BEIJING)
Ticker: 000046 Security ID: Y6436A101
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fang Zhou as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
OCEANWIDE HOLDINGS CO., LTD. (BEIJING)
Ticker: 000046 Security ID: Y6436A101
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For Against Management
--------------------------------------------------------------------------------
OCEANWIDE HOLDINGS CO., LTD. (BEIJING)
Ticker: 000046 Security ID: Y6436A101
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
2 Approve Related-party Transaction in For For Management
Connection to Application of Financing
--------------------------------------------------------------------------------
OCEANWIDE HOLDINGS CO., LTD. (BEIJING)
Ticker: 000046 Security ID: Y6436A101
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Assets For For Management
--------------------------------------------------------------------------------
OCEANWIDE HOLDINGS CO., LTD. (BEIJING)
Ticker: 000046 Security ID: Y6436A101
Meeting Date: FEB 01, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2.1 Elect Zhang Jianjun as Non-independent For For Shareholder
Director
2.2 Elect Liu Guosheng as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
OCEANWIDE HOLDINGS CO., LTD. (BEIJING)
Ticker: 000046 Security ID: Y6436A101
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase of the Company's For Against Management
Shares
2 Approve Authorization of the Board to For Against Management
Handle All Related Matters
3 Approve Daily Related Party For For Management
Transactions
--------------------------------------------------------------------------------
OCEANWIDE HOLDINGS CO., LTD. (BEIJING)
Ticker: 000046 Security ID: Y6436A101
Meeting Date: APR 06, 2021 Meeting Type: Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
OCEANWIDE HOLDINGS CO., LTD. (BEIJING)
Ticker: 000046 Security ID: Y6436A101
Meeting Date: APR 14, 2021 Meeting Type: Special
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment on Financing Period For For Management
--------------------------------------------------------------------------------
OCEANWIDE HOLDINGS CO., LTD. (BEIJING)
Ticker: 000046 Security ID: Y6436A101
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
--------------------------------------------------------------------------------
OFFCN EDUCATION TECHNOLOGY CO., LTD.
Ticker: 002607 Security ID: Y9717Y103
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Wholly-owned Subsidiary to For For Management
Participate in the Auction of Land Use
Rights
--------------------------------------------------------------------------------
OFFCN EDUCATION TECHNOLOGY CO., LTD.
Ticker: 002607 Security ID: Y9717Y103
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size For For Management
2.6 Approve Amount and Use of Proceeds For For Management
2.7 Approve Lock-up Period For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Private Placement of Shares For For Management
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
OFFCN EDUCATION TECHNOLOGY CO., LTD.
Ticker: 002607 Security ID: Y9717Y103
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Huairou New City For For Management
Cooperative Customized Development and
Construction Agreement
--------------------------------------------------------------------------------
OFFCN EDUCATION TECHNOLOGY CO., LTD.
Ticker: 002607 Security ID: Y9717Y103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Use of Own Funds for Cash For Against Management
Management
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
8 Approve Appointment of Auditor For For Management
9 Approve Comprehensive Credit Line Bank For For Management
Application
10 Approve Amendments to Articles of For For Management
Association
11 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
12 Approve Detailed Rules for Online For Against Management
Voting of the Shareholders General
Meeting
13 Amend Appointment and Working System For Against Management
for Independent Directors
14 Amend Management System of Raised Funds For Against Management
15 Approve Report on the Usage of For For Shareholder
Previously Raised Funds
--------------------------------------------------------------------------------
OFFSHORE OIL ENGINEERING CO
Ticker: Security ID: CNE0000019T2
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Extension of the Duration of the Joint For For Management
and Several Guarantee for the Letter
of Guarantee Applied for to a Bank by
a Subsidiary
--------------------------------------------------------------------------------
OFFSHORE OIL ENGINEERING CO., LTD.
Ticker: 600583 Security ID: Y6440J106
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Provision of For For Management
Joint Liability Guarantee
2.1 Elect Yu Yi as Non-Independent Director For For Shareholder
2.2 Elect Wang Zhangling as For For Shareholder
Non-Independent Director
2.3 Elect Yang Jinghong as Non-Independent For For Shareholder
Director
2.4 Elect Kang Zhuowei as Non-Independent For For Shareholder
Director
2.5 Elect Qiu Xiaohua as Independent For For Management
Director
2.6 Elect Guo Tao as Independent Director For For Management
2.7 Elect Huang Yongjin as Independent For For Management
Director
3.1 Elect Peng Wen Supervisor For For Shareholder
3.2 Elect Che Yonggang Supervisor For For Shareholder
--------------------------------------------------------------------------------
OFFSHORE OIL ENGINEERING CO., LTD.
Ticker: 600583 Security ID: Y6440J106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Provision for Impairment For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Appointment of Financial and For For Management
Internal Control Auditor
8.1 Elect Xin Wei as Director For For Management
8.2 Elect Zheng Zhongliang as Director For For Management
--------------------------------------------------------------------------------
OFILM GROUP CO LTD
Ticker: Security ID: CNE100000S33
Meeting Date: AUG 07, 2020 Meeting Type: Special
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Stock Type and Par Value For Against Management
10 The Valid Period of the issuance For Against Management
2 Issuing Method and Issuing Time For Against Management
3 Pricing Benchmark, Issue Price and For Against Management
Pricing Principles
4 Issuing Targets and Subscription Method For Against Management
5 Issuing Volume For Against Management
6 Lockup Period For Against Management
7 Orientation of the Raised Funds For Against Management
8 Arrangement for the Roll over Profit For Against Management
Before Completion of the Issuance
9 Listing Place For Against Management
29 Authority to Give Guarantees For Against Management
11 Approval of Preliminary Plan of For Against Management
A-Share Offering
12 Conditional Share Subscription For Against Management
Supplemental Agreement to Be Signed
with Specific Parties
13 Feasibility Analysis Report on the Use For Against Management
of Funds to Be Raised from the
A-Share Offering
14 The Company's Eligibility for For For Management
Corporate Bond Issuance
15 Issuing Scale For For Management
24 Repayment Guarantee Measures For For Management
25 The Valid Period of the Resolution For For Management
16 Par Value and Issue Price For For Management
17 Issuing Targets For For Management
18 Issuing Method For For Management
19 Bond Duration For For Management
20 Interest Rate and its Determining For For Management
Method
21 Purpose of the Raised Funds For For Management
22 Guarantee Matters For For Management
23 Listing Place For For Management
26 Full Authorization to the Board to For For Management
Handle Matters Regarding the Issuance
of Corporate Bonds
27 Authority to Issue Medium-term Notes For For Management
28 Increase 2020 Related Party For For Management
Transactions and Supplement of
Connected Transactions
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Approve Financial Leasing Business and For Against Management
Provision of Its Guarantee
3 Approve Credit Line and Guarantee For Against Management
4 Approve Foreign Exchange Derivatives For For Management
Transaction Estimates
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bank Credit and Guarantee For Against Management
Matters (1)
2 Approve Bank Credit and Guarantee For Against Management
Matters (2)
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party For For Management
Transactions
2 Approve Write-off of Part of the For For Management
Accounts Receivable
3 Approve Credit Line and Guarantee For Against Shareholder
Matters
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: MAR 19, 2021 Meeting Type: Special
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lin Hongping as Supervisor For For Shareholder
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: APR 14, 2021 Meeting Type: Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Equity and Assets For For Management
2 Approve Application of Credit Line and For Against Management
Provision of Guarantee
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Internal Control For For Management
Self-Evaluation Report
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Provision for Asset Impairment For For Management
9 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
10 Approve Remuneration of Directors For For Management
11 Approve Remuneration of Supervisors For For Management
12 Approve Amendments to Articles of For For Management
Association
13 Approve Daily Related Party For For Management
Transactions
14 Approve Application of Credit Line and For Against Management
Provision of Guarantees
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: JUN 21, 2021 Meeting Type: Special
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Address For For Management
and Amendment of Articles of
Association
2 Approve Extension of Resolution For For Management
Validity Period of Private Placement
3 Approve Extension of Authorization of For For Management
the Board on Private Placement
4 Approve Deregistration of Wholly-owned For For Management
Subsidiary
--------------------------------------------------------------------------------
OIL & GAS DEVELOPMENT COMPANY LTD.
Ticker: OGDC Security ID: Y6448X107
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Final Cash Dividend For For Management
4 Approve KPMG Taseer Hadi and Co. as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Elect Directors For Against Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
OIL & GAS DEVELOPMENT COMPANY LTD.
Ticker: OGDC Security ID: Y6448X107
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Elect Directors For Against Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
OIL CO. LUKOIL PJSC
Ticker: LKOH Security ID: 69343P105
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 46 For For Management
per Share for First Nine Months of
Fiscal 2020
2 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
OIL CO. LUKOIL PJSC
Ticker: LKOH Security ID: 69343P105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income,
Including Dividends of RUB 213 per
Share
2.1 Elect Vagit Alekperov as Director None Against Management
2.2 Elect Viktor Blazheev as Director None Against Management
2.3 Elect Toby Trister Gati as Director None For Management
2.4 Elect Ravil Maganov as Director None Against Management
2.5 Elect Roger Munnings as Director None For Management
2.6 Elect Boris Porfirev as Director None For Management
2.7 Elect Pavel Teplukhin as Director None For Management
2.8 Elect Leonid Fedun as Director None Against Management
2.9 Elect Liubov Khoba as Director None Against Management
2.10 Elect Sergei Shatalov as Director None For Management
2.11 Elect Wolfgang Schuessel as Director None For Management
3 Elect Vagit Alekperov as President For For Management
4.1 Approve Remuneration of Directors For For Management
4.2 Approve Remuneration of New Directors For For Management
5 Ratify KPMG as Auditor For For Management
6 Amend Charter For For Management
7 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors,
Executives, and Companies
--------------------------------------------------------------------------------
OLD MUTUAL LTD.
Ticker: OMU Security ID: S5790B132
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2020
2.1 Re-elect Trevor Manuel as Director For For Management
2.2 Re-elect Itumeleng Kgaboesele as For For Management
Director
2.3 Re-elect Marshall Rapiya as Director For For Management
2.4 Elect Brian Armstrong as Director For For Management
2.5 Elect Olufunke Ighodaro as Director For For Management
2.6 Elect Jaco Langner as Director For For Management
2.7 Elect Nomkhita Nqweni as Director For For Management
3.1 Elect Olufunke Ighodaro as Member of For For Management
the Audit Committee
3.2 Re-elect Itumeleng Kgaboesele as For For Management
Member of the Audit Committee
3.3 Elect Jaco Langner as Member of Audit For For Management
Committee
3.4 Re-elect John Lister as Member of the For For Management
Audit Committee
3.5 Re-elect Nosipho Molope as Member of For For Management
the Audit Committee
3.6 Elect Nomkhita Nqweni as Member of For For Management
Audit Committee
4.1 Reappoint Deloitte & Touche as Joint For For Management
Auditors
4.2 Reappoint KPMG Inc as Joint Auditors For For Management
5.1 Approve Remuneration Policy For For Management
5.2 Approve Remuneration Implementation For For Management
Report
6 Authorise Ratification of Approved For For Management
Resolutions
1 Approve Remuneration of Non-executive For For Management
Directors
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Approve Financial Assistance to For For Management
Subsidiaries and Other Related and
Inter-related Entities and to
Directors, Prescribed Officers or
Other Persons Participating in Share
or Other Employee Incentive Schemes
--------------------------------------------------------------------------------
ONENESS BIOTECH CO., LTD.
Ticker: 4743 Security ID: Y6425E106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Statement of Profit and Loss For For Management
Appropriation
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve Amendments to Articles of For For Management
Association
6.1 Elect SHAN-NEY HUANG with SHAREHOLDER For For Management
NO.T102243XXX as Non-independent
Director
6.2 Elect SHIH-HUA HSU, a Representative For For Management
of MICROBIO CO., LTD., with
SHAREHOLDER NO.00000001 as
Non-independent Director
6.3 Elect HSIEN-SHOU KUO, a Representative For For Management
of MICROBIO CO., LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.4 Elect SAN-KUEI HUANG with SHAREHOLDER For For Management
NO.X100063XXX as Independent Director
6.5 Elect JUI-WEN HUANG with SHAREHOLDER For For Management
NO.H220689XXX as Independent Director
6.6 Elect SUEI LU with SHAREHOLDER NO. For For Management
F220326XXX as Independent Director
6.7 Elect REY-YUH WU with SHAREHOLDER NO. For For Management
T202613XXX as Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
and Representatives
--------------------------------------------------------------------------------
OPPEIN HOME GROUP, INC.
Ticker: 603833 Security ID: Y6440T104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For Against Management
6 Approve Profit Distribution For For Management
7 Approve Comprehensive Credit Line Bank For For Management
Application
8 Approve External Guarantee For Against Management
9.1 Approve Remuneration of Yao Liangsong For For Management
9.2 Approve Remuneration of Tan Qinxing For For Management
9.3 Approve Remuneration of Yao Liangbai For For Management
10 Approve Appointment of Auditor For For Management
11 Approve Amendments to Articles of For For Management
Association to Change Business Scope
12 Approve Change in Registered Capital For For Management
13 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
OPPEIN HOME GROUP, INC.
Ticker: 603833 Security ID: Y6440T104
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Incentive Plan For For Management
and Its Summary
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ORANGE POLSKA SA
Ticker: OPL Security ID: X5984X100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4.1 Receive Financial Statements for None None Management
Fiscal 2020
4.2 Receive Management Board Proposal on None None Management
Allocation of Income for Fiscal 2020
4.3 Receive Management Board Proposal on None None Management
Allocation of Income for Previous Years
4.4 Receive Management Board Report on None None Management
Company's and Group's Operations, and
Consolidated Financial Statements for
Fiscal 2020
4.5 Receive Supervisory Board Reports for None None Management
Fiscal 2020
5.1 Approve Financial Statements for For For Management
Fiscal 2020
5.2 Approve Allocation of Income For For Management
5.3 Approve Allocation of Income From For For Management
Previous Years
5.4 Approve Management Board Report on For For Management
Company's and Group's Operations in
Fiscal 2020
5.5 Approve Consolidated Financial For For Management
Statements for Fiscal 2020
5.6 Approve Supervisory Board Report for For For Management
Fiscal 2020
5.7a Approve Discharge of CEO For For Management
5.7b Approve Discharge of CEO For For Management
5.7c Approve Discharge of Management Board For For Management
Member
5.7d Approve Discharge of Management Board For For Management
Member
5.7e Approve Discharge of Management Board For For Management
Member
5.7f Approve Discharge of Management Board For For Management
Member
5.7g Approve Discharge of Management Board For For Management
Member
5.7h Approve Discharge of Management Board For For Management
Member
5.7i Approve Discharge of Management Board For For Management
Member
5.7j Approve Discharge of Management Board For For Management
Member
5.7k Approve Discharge of Supervisory Board For For Management
Member
5.7l Approve Discharge of Supervisory Board For For Management
Member
5.7m Approve Discharge of Supervisory Board For For Management
Member
5.7n Approve Discharge of Supervisory Board For For Management
Member
5.7o Approve Discharge of Supervisory Board For For Management
Member
5.7p Approve Discharge of Supervisory Board For For Management
Member
5.7q Approve Discharge of Supervisory Board For For Management
Member
5.7r Approve Discharge of Supervisory Board For For Management
Member
5.7s Approve Discharge of Supervisory Board For For Management
Member
5.7t Approve Discharge of Supervisory Board For For Management
Member
5.7u Approve Discharge of Supervisory Board For For Management
Member
5.7v Approve Discharge of Supervisory Board For For Management
Member
5.7w Approve Discharge of Supervisory Board For For Management
Member
5.7x Approve Discharge of Supervisory Board For For Management
Member
5.7y Approve Discharge of Supervisory Board For For Management
Member
6 Approve Remuneration Report For For Management
7.1 Elect Supervisory Board Member For Against Management
7.2 Elect Supervisory Board Member For Against Management
7.3 Elect Supervisory Board Member For Against Management
7.4 Elect Supervisory Board Member For Against Management
7.5 Elect Supervisory Board Member For Against Management
7.6 Elect Supervisory Board Member For Against Management
7.7 Elect Supervisory Board Member For Against Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
ORANGE POLSKA SPOLKA AKCYJNA
Ticker: Security ID: PLTLKPL00017
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Election of Presiding Chair For For Management
4 Compliance with Rules of Convocation For For Management
5 Remuneration Policy For For Management
--------------------------------------------------------------------------------
ORBIA ADVANCE CORPORATION SAB DE CV
Ticker: ORBIA Security ID: P7S81Y105
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept CEO's Report and Board's Report For For Management
on Operations and Results
1.2 Accept Individual and Consolidated For For Management
Financial Statements
1.3 Accept Report on Compliance of Fiscal For For Management
Obligations
2 Accept Report of Audit Committee For For Management
3 Accept Report of Corporate Practices For For Management
and Sustainability Committee
4.1 Approve Individual and Consolidated For For Management
Net Profit after Minority Interest in
the Amount of USD 194.7 Million
4.2 Approve Allocation of Individual and For For Management
or Consolidated Profits and or Losses
Referred to in Previous Item to the
Accumulated Net Income Account
4.3 Approve Cash Dividends of USD 0.10 Per For For Management
Share
5.1 Ratify Antonio Del Valle Ruiz as For For Management
Honorary and Lifetime Board Chairman
5.2a Elect or Ratify Juan Pablo Del Valle For Against Management
Perochena as Board Member
5.2b Elect or Ratify Antonio Del Valle For For Management
Perochena as Board Member
5.2c Elect or Ratify Maria de Guadalupe Del For For Management
Valle Perochena as Board Member
5.2d Elect or Ratify Francisco Javier Del For For Management
Valle Perochena as Board Member
5.2e Elect or Ratify Eduardo Tricio Haro as For For Management
Board Member
5.2f Elect or Ratify Guillermo Ortiz For For Management
Martinez as Board Member
5.2g Elect or Ratify Divo Milan Haddad as For For Management
Board Member
5.2h Elect or Ratify Alma Rosa Moreno Razo For For Management
as Board Member
5.2i Elect or Ratify Maria Teresa For For Management
Altagracia Arnal Machado as Board
Member
5.2j Elect or Ratify Jack Goldstein Ring as For For Management
Board Member
5.2k Elect or Ratify Anil Menon as Board For For Management
Member
5.2l Elect or Ratify Mark Rajkowski as For For Management
Board Member
5.3a Elect or Ratify Juan Pablo Del Valle For Against Management
Perochena as Chairman of Board of
Directors
5.3b Elect or Ratify Juan Pablo Del Rio For For Management
Benitez as Secretary (Non-Member) of
Board
5.3c Elect or Ratify Vincent Sheldon Hirt For For Management
as Alternate Secretary (Non-Member) of
Board
5.4a Elect or Ratify Mark Rajkowski as For For Management
Chairman of Audit Committee
5.4b Elect or Ratify Maria Teresa For For Management
Altagracia Arnal Machado as Chairman
of Corporate Practices Committee
6 Approve Remuneration of Chairman of For Against Management
Board, Audit Committee and Corporate
Practices Committee; Approve
Remuneration of Members of Board and
Members of Audit Committee and
Corporate Practices Committee
7.1 Approve Cancellation of Balance of For For Management
Amount Approved to be Used for
Acquisition of Company's Shares
7.2 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
8 Accept Report on Adoption or For For Management
Modification of Policies in Share
Repurchases of Company
9 Approve Long-Term Stock Incentive Plan For Against Management
for Employees
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ORIENT SECURITIES CO., LTD.
Ticker: 3958 Security ID: Y6S79P100
Meeting Date: DEC 08, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Wu Hong as Director For For Management
1.02 Elect Feng Xingdong as Director For For Management
1.03 Elect He Xuan as Director For For Management
2 Approve Amendments to the Independent For For Management
Director System
3 Amend Articles of Association For For Management
4 Approve Amendments to the Rules of For For Management
Procedures for the General Meeting
5 Approve Amendments to the Rules of For For Management
Procedures for the Board of Directors
6 Approve Amendments to the Rules of For For Management
Procedures for the Supervisory
Committee
--------------------------------------------------------------------------------
ORIENT SECURITIES CO., LTD.
Ticker: 3958 Security ID: Y6S79P100
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.01 Elect Song Xuefeng as Director For For Shareholder
2.02 Elect Jin Wenzhong as Director For For Shareholder
2.03 Elect Yu Xuechun as Director For For Shareholder
2.04 Elect Liu Wei as Director For For Shareholder
2.05 Elect Zhou Donghui as Director For For Shareholder
2.06 Elect Cheng Feng as Director For For Shareholder
2.07 Elect Ren Zhixiang as Director For For Shareholder
2.08 Elect Xu Zhiming as Director For For Management
2.09 Elect Jin Qinglu as Director For For Management
2.10 Elect Wu Hong as Director For For Management
2.11 Elect Feng Xingdong as Director For For Management
3.01 Elect Zhang Qian as Supervisor For For Shareholder
3.02 Elect Wu Junhao as Supervisor For For Shareholder
3.03 Elect Zhang Jian as Supervisor For For Shareholder
3.04 Elect Shen Guangjun as Supervisor For For Shareholder
3.05 Elect Tong Jie as Supervisor For For Shareholder
3.06 Elect Xia Lijun as Supervisor For For Management
--------------------------------------------------------------------------------
ORIENT SECURITIES CO., LTD.
Ticker: 3958 Security ID: Y6S79P100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of Supervisory For For Management
Committee
3 Approve 2020 Final Accounts Report For For Management
4 Approve 2020 Profit Distribution For For Management
Proposal
5 Approve 2021 Proprietary Business Scale For For Management
6 Approve 2020 Annual Report For For Management
7.01 Approve Routine Related-Party For For Management
Transactions with Shenergy (Group)
Company Limited and Its Related
Companies
7.02 Approve Routine Related-Party For For Management
Transactions with Other Related Parties
8 Approve 2021 Provision of Guarantees For For Management
9 Elect Luo Xinyu as Director For For Management
10 Approve Allowances for Independent For For Management
Supervisors
11 Approve Engagement of Auditing Firms For For Management
for the Year 2021
12 Amend Articles of Association For For Management
13.01 Approve Issue Methods For For Management
13.02 Approve Issue Type For For Management
13.03 Approve Issue Size For For Management
13.04 Approve Issuer For For Management
13.05 Approve Issue Term For For Management
13.06 Approve Issue Interest Rate, Way of For For Management
Payment and Issue Price
13.07 Approve Security and Other Arrangements For For Management
13.08 Approve Use of Proceeds For For Management
13.09 Approve Target Subscribers For For Management
13.10 Approve Listing of Debt Financing For For Management
Instruments
13.11 Approve Authorization of Issuance of For For Management
Offshore Debt Financing Instruments
13.12 Approve Validity Period of Resolution For For Management
14 Approve Use of Proceeds from Previous For For Management
Fund-Raising Activities
15 Approve Compliance with Requirements For For Management
on Rights Issue
16.01 Approve Type and Nominal Value of the For For Management
Issued Shares
16.02 Approve Method of the Issuance For For Management
16.03 Approve Base, Proportion and Number of For For Management
the Rights Issue
16.04 Approve Pricing Principle and Issuance For For Management
Price
16.05 Approve Target Subscribers for the For For Management
Issuance
16.06 Approve Distribution Arrangement for For For Management
Accumulated Undistributed Profits of
the Company Prior to the Issuance Plan
16.07 Approve Time of Issuance For For Management
16.08 Approve Method of Sale For For Management
16.09 Approve Use of Proceeds from the For For Management
Rights Issue
16.10 Approve Effective Period of the For For Management
Resolutions of the Rights Issue
16.11 Approve Listing of Shares to be Issued For For Management
17 Approve Plan of Public Issuance of For For Management
Shares by Way of Rights Issue of the
Company
18 Approve Feasibility Analysis Report on For For Management
Use of Proceeds to be Raised from
Rights Issue by the Company
19 Approve Risk Warning Regarding For For Management
Dilution of Immediate Returns by
Rights Issue to Existing Shareholders
and Remedial Measures and Undertakings
Given by Relevant Parties
20 Authorize Board to Deal with Relevant For For Management
Matters In Relation to the Rights Issue
--------------------------------------------------------------------------------
ORIENT SECURITIES CO., LTD.
Ticker: 3958 Security ID: Y6S79P100
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compliance with Requirements For For Management
on Rights Issue
2.01 Approve Type and Nominal Value of the For For Management
Issued Shares
2.02 Approve Method of the Issuance For For Management
2.03 Approve Base, Proportion and Number of For For Management
the Rights Issue
2.04 Approve Pricing Principle and Issuance For For Management
Price
2.05 Approve Target Subscribers for the For For Management
Issuance
2.06 Approve Distribution Arrangement for For For Management
Accumulated Undistributed Profits of
the Company Prior to the Issuance Plan
2.07 Approve Time of Issuance For For Management
2.08 Approve Method of Sale For For Management
2.09 Approve Use of Proceeds For For Management
2.10 Approve Effective Period of the For For Management
Resolutions of the Rights Issue
2.11 Approve Listing of Shares to be Issued For For Management
3 Approve Plan of Public Issuance of For For Management
Shares by Way of Rights Issue of the
Company
4 Approve Feasibility Analysis Report on For For Management
Use of Proceeds to be Raised from
Rights Issue by the Company
5 Approve Risk Warning Regarding For For Management
Dilution of Immediate Returns by
Rights Issue to Existing Shareholders
and Remedial Measures and Undertakings
Given by Relevant Parties
6 Authorize Board to Deal with Relevant For For Management
Matters In Relation to the Rights Issue
--------------------------------------------------------------------------------
ORIENT SECURITIES COMPANY LIMITED
Ticker: Security ID: CNE100001ZV6
Meeting Date: JUL 13, 2020 Meeting Type: Special
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 To Consider and Approve the Resolution For For Management
in Relation to the Employee Stock
Ownership Plan (draft) of (as
Specified) and Its Abstract
2 To Consider and Approve the Resolution For For Management
in Relation to the Authorization to
the Board of Directors to Fully Handle
Matters Related to the Employee Stock
Ownership Plan of the Company
--------------------------------------------------------------------------------
ORIENTAL PEARL GROUP CO. LTD.
Ticker: 600637 Security ID: Y0875J103
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Budget Report For Against Management
7 Approve Related Party Transaction For For Management
8 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
9 Approve Use of Idle Own Funds for Cash For Against Management
Management
10 Approve External Guarantee Plan For For Management
11 Approve Financial Services Agreement For For Management
12 Approve Remuneration of Directors For For Management
13 Elect Wang Zhiping as Supervisor For For Shareholder
14 Approve Remuneration of Supervisors For For Management
15.1 Elect Song Jiongming as Director For For Shareholder
15.2 Elect Wang Leiqing as Director For For Shareholder
16.1 Elect Su Xijia as Director For For Management
16.2 Elect Chen Qingyang as Director For For Management
--------------------------------------------------------------------------------
ORION CORP. (KOREA)
Ticker: 271560 Security ID: Y6S90M128
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Heo Yong-seok as Outside Director For For Management
4 Elect Kim Hong-il as Outside Director For For Management
to Serve as an Audit Committee Member
5 Elect Heo Yong-seok as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
OSOTSPA PUBLIC CO. LTD.
Ticker: OSP Security ID: Y6473S122
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Performance Results None None Management
2 Approve Financial Statements For For Management
3 Approve Dividend Payment and For For Management
Acknowledge Interim Dividend Payment
4.1 Elect Surin Osathanugrah as Director For Against Management
4.2 Elect Ratch Osathanugrah as Director For Against Management
4.3 Elect Thana Chaiprasit as Director For Against Management
4.4 Elect Sinee Thienprasiddhi as Director For For Management
4.5 Elect Porntida Boonsa as Director For Against Management
5 Approve Remuneration of Directors and For For Management
Sub-Committees
6 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Amend Company's Objectives and Amend For For Management
Memorandum of Association
--------------------------------------------------------------------------------
OSOTSPA PUBLIC COMPANY LIMITED
Ticker: OSP-F Security ID: TH8752010018
Meeting Date: AUG 03, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Results of Operations For For Management
4 Accounts and Reports For For Management
5 Allocation of Profits/Dividends For For Management
6 Elect Kannikar Chalitaporn For For Management
7 Elect Somprasong Boonyachai For For Management
8 Elect Penchun Jarikasem For For Management
9 Elect Pratharn Chaiprasit For For Management
10 Elect Salin Pinkayan For For Management
11 Directors' Fees For For Management
12 Appointment of Auditor and Authority For For Management
to Set Fees
--------------------------------------------------------------------------------
OTP BANK NYRT
Ticker: OTP Security ID: X60746181
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, None None Management
Statutory Reports, and Allocation of
Income
2 Approve Company's Corporate Governance None None Management
Statement
3.1 Approve Discharge of Sandor Csanyi as None None Management
Management Board Member
3.2 Approve Discharge of Tamas Gyorgy None None Management
Erdei as Management Board Member
3.3 Approve Discharge of Antal Gyorgy None None Management
Kovacs as Management Board Member
3.4 Approve Discharge of Laszlo Wolf as None None Management
Management Board Member
3.5 Approve Discharge of Mihaly Baumstark None None Management
as Management Board Member
3.6 Approve Discharge of Tibor Biro as None None Management
Management Board Member
3.7 Approve Discharge of Istvan Gresa as None None Management
Management Board Member
3.8 Approve Discharge of Antal Pongracz as None None Management
Management Board Member
3.9 Approve Discharge of Laszlo Utassy as None None Management
Management Board Member
3.10 Approve Discharge of Jozsef Zoltan None None Management
Voros as Management Board Member
4 Approve Ernst & Young Audit Ltd. as None None Management
Auditor and Fix Its Remuneration
5 Amend Bylaws Re: Supervisory Board None None Management
6 Approve Remuneration Policy None None Management
7 Authorize Share Repurchase Program None None Management
8 Elect Tamas Gudra as Supervisory Board None None Management
Member
9 Elect Tamas Gudra as Audit Committee None None Management
Member
10 Approve Remuneration of Supervisory None None Management
Board and Audit Committee Members
11.1 Reelect Sandor Csanyi as Management None None Management
Board Member
11.2 Reelect Antal Gyorgy Kovacs as None None Management
Management Board Member
11.3 Reelect Laszlo Wolf as Management None None Management
Board Member
11.4 Reelect Tamas Gyorgy Erdei as None None Management
Management Board Member
11.5 Reelect Mihaly Baumstark as Management None None Management
Board Member
11.6 Reelect Istvan Gresa as Management None None Management
Board Member
11.7 Reelect Jozsef Zoltan Voros as None None Management
Management Board Member
11.8 Reelect Peter Csanyi as Management None None Management
Board Member
11.9 Elect Gabriella Balogh as Management None None Management
Board Member
11.10 Elect Gyorgy Nagy as Management Board None None Management
Member
11.11 Elect Gellert Marton Vagi as None None Management
Management Board Member
--------------------------------------------------------------------------------
OTTOGI CORP.
Ticker: 007310 Security ID: Y65883103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Hwang Seong-man as Inside For Against Management
Director
3.2 Elect Ryu Gi-jun as Inside Director For Against Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
OVCTEK CHINA, INC.
Ticker: 300595 Security ID: Y0483P103
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
First Grant of Performance Shares
Incentive Plan
2 Approve Repurchase and Cancellation of For For Management
Reserved Shares of Performance Shares
Incentive Plan
3 Approve to Appoint Auditor For For Management
4 Approve 2020 Draft and Summary of For For Management
Performance Shares Incentive Plan
5 Approve 2020 Methods to Assess the For For Management
Performance of Plan Participants
6 Approve Authorization of the Board to For For Management
Handle All Related Matters
7 Approve 2019 Amendment of Performance For For Management
Shares Incentive Plan and Its Summary
8 Approve 2019 Methods to Assess the For For Management
Performance of Plan Participants
9 Approve Increase in Registered Capital For For Management
10 Approve Decrease in Capital For For Management
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
OVCTEK CHINA, INC.
Ticker: 300595 Security ID: Y0483P103
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Shareholder
Issuance of Shares
6 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
7 Approve Increase in Registered Capital For For Management
8 Approve to Appoint Auditor For For Management
9 Amend Articles of Association For For Management
10 Approve Adjustment of Use of Idle Own For Against Management
Funds for Medium and Low-risk
Investment in Financial Products
11 Approve Repurchase and Cancellation of For For Management
2017 First Grant of Performance Shares
12 Approve Repurchase and Cancellation of For For Management
2017 Reserved Grant of Performance
Shares
13 Approve Repurchase and Cancellation of For For Management
2019 Performance Shares
14 Amend Some Clauses of the Articles of For For Shareholder
Association
--------------------------------------------------------------------------------
OVCTEK CHINA, INC.
Ticker: 300595 Security ID: Y0483P103
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Share Issuance
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan for Issuance of Shares For For Management
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Shareholder Return Plan For For Management
10 Amend Management System of Raised Funds For Against Management
11 Approve Change Business Scope For For Management
12 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
PACIFIC SECURITIES CO., LTD.
Ticker: 601099 Security ID: Y6S73B107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Report of the Independent For For Management
Directors
6 Approve Annual Report and Summary For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve Appointment of Auditor For For Management
9 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
PAGE INDUSTRIES LTD.
Ticker: Security ID: INE761H01022
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect Ramesh Genomal For Against Management
3 Elect V S Ganesh For For Management
4 Non-Executive Directors' Remuneration For For Management
--------------------------------------------------------------------------------
PAN OCEAN CO., LTD.
Ticker: 028670 Security ID: Y6720E108
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Jeong Hak-su as Outside Director For For Management
to Serve as an Audit Committee Member
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Approve general mandate for interested For For Management
person transactions
--------------------------------------------------------------------------------
PANGANG GROUP VANADIUM TITANIUM & RESOURCES CO., LTD.
Ticker: 000629 Security ID: Y67251101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Investment Plan For For Management
8 Approve to Appoint Auditor For For Management
9 Amend Related-Party Transaction For For Management
Management System
10.1 Elect Yang Huai as Director For For Shareholder
10.2 Elect Du Sihong as Director For For Shareholder
--------------------------------------------------------------------------------
PAO SEVERSTAL.
Ticker: Security ID: US8181503025
Meeting Date: AUG 28, 2020 Meeting Type: Special
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Interim Dividends (H1 2020) For For Management
--------------------------------------------------------------------------------
PEARLABYSS CORP.
Ticker: 263750 Security ID: Y6803R109
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation (Stock For For Management
Split)
3 Elect Choi Hyeong-kyu as Outside For Against Management
Director
4 Appoint Hong Sung-ju as Internal For For Management
Auditor
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
PEGATRON CORP.
Ticker: 4938 Security ID: Y6784J100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
--------------------------------------------------------------------------------
PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED
Ticker: 1339 Security ID: Y6800A109
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Interim Profit For For Management
Distribution
2 Elect Luo Xi as Director For For Shareholder
3 Elect Li Zhuyong as Director For For Management
4 Elect Miao Fusheng as Director For For Management
5 Elect Wang Shaoqun as Director For For Management
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED
Ticker: 1339 Security ID: Y6800A117
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Interim Profit For For Management
Distribution
2 Elect Luo Xi as Director For For Shareholder
3 Elect Li Zhuyong as Director For For Management
4 Elect Miao Fusheng as Director For For Management
5 Elect Wang Shaoqun as Director For For Management
6 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED
Ticker: 1339 Security ID: Y6800A117
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Scheme for For For Management
Directors and Supervisors
--------------------------------------------------------------------------------
PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED
Ticker: 1339 Security ID: Y6800A117
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Luo Xi as Director For For Management
2 Elect Wang Tingke as Director For For Management
3 Elect Xie Yiqun as Director For For Management
4 Elect Li Zhuyong as Director For For Management
5 Elect Wang Qingjian as Director For For Management
6 Elect Miao Fusheng as Director For For Management
7 Elect Wang Shaoqun as Director For For Management
8 Elect Yu Qiang as Director For For Management
9 Elect Wang Zhibin as Director For For Management
10 Elect Shiu Sin Por as Director For For Management
11 Elect Ko Wing Man as Director For For Management
12 Elect Xu Lina as Director For For Management
13 Elect Cui Li as Director For For Management
14 Elect Chen Wuzhao as Director For For Management
15 Elect Huang Liangbo as Supervisor For For Management
16 Elect Xu Yongxian as Supervisor For For Management
17 Elect Starry Lee Wai King as Supervisor For For Management
18 Approve Planning Outline of the "14th For For Management
Five-Year Plan" Development Strategy
19 Approve Report of the Board of For For Management
Directors
20 Approve Report of the Board of For For Management
Supervisors
21 Approve Final Financial Accounts For For Management
22 Approve Profit Distribution Plan For For Management
23 Approve Fixed Asset Investment Budget For For Management
24 Approve Work Report of the Independent For For Management
Directors and Appraisal of Performance
--------------------------------------------------------------------------------
PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LIMITED
Ticker: 1339 Security ID: Y6800A109
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Scheme for For For Management
Directors and Supervisors
--------------------------------------------------------------------------------
PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LIMITED
Ticker: 1339 Security ID: Y6800A109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Luo Xi as Director For For Management
2 Elect Wang Tingke as Director For For Management
3 Elect Xie Yiqun as Director For For Management
4 Elect Li Zhuyong as Director For For Management
5 Elect Wang Qingjian as Director For For Management
6 Elect Miao Fusheng as Director For For Management
7 Elect Wang Shaoqun as Director For For Management
8 Elect Yu Qiang as Director For For Management
9 Elect Wang Zhibin as Director For For Management
10 Elect Shiu Sin Por as Director For For Management
11 Elect Ko Wing Man as Director For For Management
12 Elect Xu Lina as Director For For Management
13 Elect Cui Li as Director For For Management
14 Elect Chen Wuzhao as Director For For Management
15 Elect Huang Liangbo as Supervisor For For Management
16 Elect Xu Yongxian as Supervisor For For Management
17 Elect Starry Lee Wai King as Supervisor For For Management
18 Approve Planning Outline of the "14th For For Management
Five-Year Plan" Development Strategy
19 Approve Report of the Board of For For Management
Directors
20 Approve Report of the Board of For For Management
Supervisors
21 Approve Final Financial Accounts For For Management
22 Approve Profit Distribution Plan For For Management
23 Approve Fixed Asset Investment Budget For For Management
24 Approve Work Report of the Independent For For Management
Directors and Appraisal of Performance
--------------------------------------------------------------------------------
PERFECT WORLD CO., LTD.
Ticker: 002624 Security ID: Y988BN106
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Authorization of Board to For For Management
Handle All Related Matters
3.1 Elect Chi Yufeng as Non-Independent For For Management
Director
3.2 Elect Xiao Hong as Non-Independent For Against Management
Director
3.3 Elect Lu Xiaoyin as Non-Independent For For Management
Director
4.1 Elect Sun Ziqiang as Independent For For Management
Director
4.2 Elect Wang Doudou as Independent For For Management
Director
5.1 Elect Guan Ying as Supervisor For For Management
5.2 Elect Zhang Dan as Supervisor For For Management
6 Approve Allowance of Independent For For Management
Directors
--------------------------------------------------------------------------------
PERFECT WORLD CO., LTD.
Ticker: 002624 Security ID: Y988BN106
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Use of Idle Own Funds for For Against Management
Investment in Financial Products
8.1 Approve Related Party Transactions For For Management
with Companies Controlled by Ultimate
Controlling Shareholder Chi Yufeng
8.2 Approve Related Party Transactions For For Management
with Zulong Entertainment Co., Ltd.
and Its Subsidiaries
8.3 Approve Related Party Transactions For For Management
with SNK Corporation and Its
Subsidiaries
9 Approve Application of Credit Line and For For Management
Provision of Guarantees
10 Amend Articles of Association For For Management
11 Elect Han Changyan as Supervisor For For Shareholder
--------------------------------------------------------------------------------
PETROBRAS DISTRIBUIDORA S.A.
Ticker: Security ID: BRBRDTACNOR1
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Amendments to Articles For Against Management
3 Revision of Remuneration Policy; For Against Management
Adoption of Stock Option and
Restricted Shares Plans
4 Instructions if Meeting is Held on Against Management
Second Call
--------------------------------------------------------------------------------
PETROBRAS DISTRIBUIDORA S.A.
Ticker: Security ID: BRBRDTACNOR1
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Accounts and Reports For For Management
3 Capital Expenditure Budget For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Maria Salete Garcia Pinheiro For For Management
6 Elect Joao Verner Juenemann For For Management
7 Remuneration Policy For Against Management
8 Instructions if Meeting is Held on Against Management
Second Call
--------------------------------------------------------------------------------
PETROBRAS DISTRIBUIDORA SA
Ticker: BRDT3 Security ID: P1904D109
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4.1 Elect Alexandre Antonio Germano For Abstain Management
Bittencourt as Fiscal Council Member
and Caio Cesar Ribeiro as Alternate
4.2 Elect Joao Verner Juenemann as Fiscal For For Management
Council Member and Maria Carmen
Westerlund Montera as Alternate
4.3 Elect Maria Salete Garcia Pinheiro as For For Management
Fiscal Council Member and Manuel Luiz
da Silva Araujo as Alternate
4.4 Elect Rinaldo Pecchio Junior as Fiscal For For Management
Council Member and Walbert Antonio dos
Santos as Alternate
5 Approve Remuneration of Company's For For Management
Management and Fiscal Council
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. PETROBRAS
Ticker: Security ID: BRPETRACNOR9
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Amend Nomination Policy For For Management
3 Amendments to Articles; Consolidation For For Management
of Articles
4 Instructions if Meeting is Held on For Management
Second Call
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. PETROBRAS
Ticker: Security ID: BRPETRACNOR9
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
4 Accounts and Reports For For Management
21 Proportional Allocation of Cumulative Abstain Management
Votes to Leonardo Pietro Antonelli
22 Allocate Cumulative Votes to Leonardo Abstain Management
Pietro Antonelli
23 Elect Eduardo Bacellar Leal Ferreira For For Management
as Board Chair
24 Supervisory Council Size For For Management
26 Election of Supervisory Council For Do Not Vote Management
27 Approve Recasting of Votes for Amended Against Management
Supervisory Council Slate
28 Elect Marcelo Gasparino da Silva to For Management
the Supervisory Council Presented by
Minority Shareholders
5 Capital Expenditure Budget For For Management
29 Remuneration Policy For For Management
30 Instructions if Meeting is Held on Against Management
Second Call
6 Allocation of Profits/Dividends For For Management
7 Board Size For For Management
8 Request Cumulative Voting Abstain Management
9 Election of Directors For For Management
10 Approve Recasting of Votes for Amended Against Management
Slate
12 Proportional Allocation of Cumulative Abstain Management
Votes
13 Allocate Cumulative Votes to Eduardo Abstain Management
Bacellar Leal Ferreira
14 Allocate Cumulative Votes to Roberto Abstain Management
da Cunha Castello Branco
15 Allocate Cumulative Votes to Joao Cox Abstain Management
Neto
16 Allocate Cumulative Votes to Maria Abstain Management
Claudia Mello Guimaraes
17 Allocate Cumulative Votes to Nivio Abstain Management
Ziviani
18 Allocate Cumulative Votes to Omar Abstain Management
Carneiro da Cunha Sobrinho
19 Allocate Cumulative Votes to Ruy Flaks Abstain Management
Schneider
20 Allocate Cumulative Votes to Paulo Abstain Management
Cesar de Souza e Silva
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. PETROBRAS
Ticker: Security ID: BRPETRACNPR6
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Rodrigo de Mesquita Pereira as For Management
Board Member Presented by Preferred
Shareholders
3 Cumulate Common and Preferred Shares For Management
4 Elect Daniel Alves Ferreira to the For Management
Supervisory Council Presented by
Preferred Shareholders
5 Instructions if Meeting is Held on Against Management
Second Call
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331132
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles and Consolidate Bylaws For Against Management
2 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331132
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Remove Directors For Against Management
2 Do You Wish to Adopt Cumulative Voting None For Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
3 Elect Directors For For Management
4 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
5 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
6.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Bacellar Leal Ferreira
as Director
6.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Joaquim Silva e Luna as Director
6.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ruy Flaks Schneider as
Independent Director
6.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Andrade Weber as
Independent Director
6.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Murilo Marroquim de Souza as
Independent Director
6.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sonia Julia Sulzbeck Villalobos
as Independent Director
6.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cynthia Santana Silveira as
Independent Director
6.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Silvia Corso Matte as
Independent Director
7 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Bacellar Leal Ferreira
as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Joaquim Silva e Luna as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ruy Flaks Schneider as
Independent Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Andrade Weber as
Independent Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Murilo Marroquim de Souza as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sonia Julia Sulzbeck Villalobos
as Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cynthia Santana Silveira as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Silvia Corso Matte as
Independent Director
8.9 Percentage of Votes to Be Assigned - None For Shareholder
Elect Leonardo Pietro Antonelli as
Director Appointed by Minority
Shareholder
8.10 Percentage of Votes to Be Assigned - None For Shareholder
Elect Marcelo Gasparino da Silva as
Director Appointed by Minority
Shareholder
8.11 Percentage of Votes to Be Assigned - None For Shareholder
Elect Pedro Rodrigues Galvao de
Medeiros as Director Appointed by
Minority Shareholder
9 Elect Eduardo Bacellar Leal Ferreira For For Management
as Board Chairman
10 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331132
Meeting Date: APR 14, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Absorption of Companhia de For For Management
Desenvolvimento e Modernizacao de
Plantas Industriais S.A. (CDMPI)
2 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331132
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For Abstain Management
4 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
5 Elect Patricia Valente Stierli as None For Shareholder
Fiscal Council Member and Robert
Juenemann as Alternate Appointed by
Minority Shareholder
6 Approve Remuneration of Company's For For Management
Management and Fiscal Council
7 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331140
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michele da Silva Gonsales Torres None For Shareholder
as Fiscal Council Member and Antonio
Emilio Bastos de Aguiar Freire as
Alternate Appointed by Preferred
Shareholder
2 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETRONAS CHEMICALS GROUP BERHAD
Ticker: 5183 Security ID: Y6811G103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sazali Hamzah as Director For For Management
2 Elect Warren William Wilder as Director For For Management
3 Elect Zafar Abdulmajid Momin as For For Management
Director
4 Approve Directors' Fees and Allowances For For Management
5 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PETRONAS DAGANGAN BERHAD
Ticker: 5681 Security ID: Y6885A107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tang Saw Hua as Director For For Management
2 Elect Ahmad Adly Alias as Director For For Management
3 Elect Md Arif Mahmood as Director For For Management
4 Elect Anuar Ahmad as Director For For Management
5 Elect Nuraini Ismail as Director For For Management
6 Approve Directors' Fees and Allowances For For Management
7 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
1 Amend Constitution For Against Management
--------------------------------------------------------------------------------
PETRONAS GAS BERHAD
Ticker: 6033 Security ID: Y6885J116
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Abdul Razak Abdul Majid as For For Management
Director
2 Elect Farina Farikhullah Khan as For For Management
Director
3 Elect Adnan Zainol Abidin as Director For For Management
4 Elect Yeow Kian Chai as Director For For Management
5 Elect Abdul Aziz Othman as Director For For Management
6 Approve Directors' Fees and Allowances For For Management
7 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PETRONET LNG LIMITED
Ticker: 532522 Security ID: Y68259103
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Shashi Shanker as Director For For Management
4 Elect Sanjeev Kumar as Director For For Management
5 Elect Manoj Jain as Director For For Management
6 Elect Tarun Kapoor as Director and For For Management
Chairman
7 Elect Shrikant Madhav Vaidya as For For Management
Director
8 Elect Arun Kumar Singh as Director For For Management
9 Approve Related Party Transactions For For Management
--------------------------------------------------------------------------------
PETRONET LNG LIMITED
Ticker: 532522 Security ID: Y68259103
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Material Related Party For For Management
Transactions
2 Reelect Sidhartha Pradhan as Director For For Management
--------------------------------------------------------------------------------
PGE POLSKA GRUPA ENERGETYCZNA SA
Ticker: PGE Security ID: X6447Z104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Resolve Not to Elect Members of Vote For For Management
Counting Commission
6 Approve Financial Statements For For Management
7 Approve Consolidated Financial For For Management
Statements
8 Approve Management Board Report on For For Management
Company's and Group's Operations
9 Approve Remuneration Report For Against Management
10 Approve Allocation of Income For For Management
11.1 Approve Discharge of Anna Kowalik For For Management
(Supervisory Board Chairman)
11.2 Approve Discharge of Artur Skladanek For For Management
(Supervisory Board Vice Chairman)
11.3 Approve Discharge of Grzegorz For For Management
Kuczynski (Supervisory Board Secretary)
11.4 Approve Discharge of Janina Goss For For Management
(Supervisory Board Member)
11.5 Approve Discharge of Mieczyslaw For For Management
Sawaryn (Supervisory Board Member)
11.6 Approve Discharge of Tomasz Hapunowicz For For Management
(Supervisory Board Member)
11.7 Approve Discharge of Jerzy Sawicki For For Management
(Supervisory Board Member)
11.8 Approve Discharge of Radoslaw For For Management
Winiarski (Supervisory Board Member)
11.9 Approve Discharge of Henryk Baranowski For For Management
(CEO)
11.10 Approve Discharge of Wojciech For For Management
Kowalczyk (Deputy CEO)
11.11 Approve Discharge of Marek Pastuszko For For Management
(Deputy CEO)
11.12 Approve Discharge of Pawel Sliwa For For Management
(Deputy CEO)
11.13 Approve Discharge of Ryszard Wasilek For For Management
(Deputy CEO)
11.14 Approve Discharge of Emil Wojtowicz For For Management
(Deputy CEO)
11.15 Approve Discharge of Wojciech For For Management
Dabrowski (Board Chairman)
11.16 Approve Discharge of Pawel Cioch For For Management
((Deputy CEO)
11.17 Approve Discharge of Pawel Straczynski For For Management
(Deputy CEO)
11.18 Approve Discharge of Wanda Buk (Deputy For For Management
CEO)
12 Close Meeting None None Management
--------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD.
Ticker: 3759 Security ID: Y989K6119
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Financial Statements For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Annual Report and Annual For For Management
Results Announcement
6 Approve Remuneration of the Directors For For Management
7 Approve Remuneration of the Supervisors For For Management
8 Approve Ernst & Young Hua Ming (LLP) For For Management
as Domestic Auditors and Authorize
Board to Fix Their Remuneration
9 Approve Ernst & Young as International For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Guarantees Quota For For Management
11 Approve Foreign Exchange Hedging Quota For For Management
12 Approve Repurchase and Cancellation of For For Management
Part of the Restricted A Shares
Granted Under the A Share Incentive
Scheme
13 Approve Reduction of Registered Capital For For Management
14 Amend Articles of Association For For Management
15 Approve Authorization for Registration For For Management
of the Reduction in Registered Capital
and Amendments to the Articles of
Association
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
--------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD.
Ticker: 3759 Security ID: Y989K6119
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Part of the Restricted A Shares
Granted Under the A Share Incentive
Scheme
2 Approve Reduction of Registered Capital For For Management
--------------------------------------------------------------------------------
PHISON ELECTRONICS CORP.
Ticker: 8299 Security ID: Y7136T101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Issuance of Shares via a For For Management
Private Placement
4 Approve Amendments to Articles of For Against Management
Association
5 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets,
Trading Procedures Governing
Derivatives Products, Procedures for
Lending Funds to Other Parties, and
Procedures for Endorsement and
Guarantees
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: 71922G209
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Six Months of Fiscal 2020
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: 71922G209
Meeting Date: DEC 14, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of RUB 123 per Share For For Management
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: 71922G209
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends of RUB 63 per Share
4.1 Elect Igor Antoshin as Director None Against Management
4.2 Elect Irina Bokova as Director None For Management
4.3 Elect Andrei A. Gurev as Director None Against Management
4.4 Elect Andrei G. Gurev as Director None Against Management
4.5 Elect Sven Ombudstvedt as Director None Against Management
4.6 Elect Roman Osipov as Director None Against Management
4.7 Elect Natalia Pashkevich as Director None Against Management
4.8 Elect Sergei Pronin as Director None Against Management
4.9 Elect James Beeland Rogers Jr. as None Against Management
Director
4.10 Elect Ivan Rodionov as Director None Against Management
4.11 Elect Xavier Robert Rolet as Director None For Management
4.12 Elect Marcus James Rhodes as Director None Against Management
4.13 Elect Mikhail Rybnikov as Director None Against Management
4.14 Elect Sergei Sereda as Director None Against Management
4.15 Elect Aleksei Sirotenko as Director None Against Management
4.16 Elect Aleksandr Sharabaiko as Director None Against Management
4.17 Elect Andrei Sharonov as Director None For Management
5 Approve Remuneration of Directors For For Management
6.1 Elect Lusine Agabekian as Member of For For Management
Audit Commission
6.2 Elect Ekaterina Viktorova as Member of For For Management
Audit Commission
6.3 Elect Olga Lizunova as Member of Audit For For Management
Commission
7 Ratify FBK as Auditor For For Management
8 Approve Related-Party Transaction Re: For For Management
Loan Agreement
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: 71922G209
Meeting Date: JUN 22, 2021 Meeting Type: Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 105 For For Management
per Share for First Quarter of Fiscal
2021
--------------------------------------------------------------------------------
PI INDUSTRIES LIMITED
Ticker: 523642 Security ID: Y6978D141
Meeting Date: FEB 06, 2021 Meeting Type: Court
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Amalgamation For For Management
--------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LIMITED
Ticker: 2328 Security ID: Y6975Z103
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Luo Xi as Director For For Management
--------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LIMITED
Ticker: 2328 Security ID: Y6975Z103
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yu Ze as Director For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Audited Financial Statements For For Management
and Auditor's Report
5 Approve Profit Distribution Plan For For Management
6 Approve Directors' Fees For For Management
7 Approve Supervisors' Fees For For Management
8 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Fix Their Remuneration
9 Approve Performance Report and For For Management
Performance Evaluation Results of
Independent Directors
10 Amend Articles of Association For For Management
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares and Authorize Board to
Increase the Registered Capital and
Amend Articles of Association to
Reflect New Capital Structure
12 Approve Issuance of Supplementary For For Management
Bonds and Authorize Board to Deal with
All Matters in Connection with the
Bond Issue
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
PICK N PAY STORES LTD
Ticker: Security ID: ZAE000005443
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
15 Approve Remuneration Policy For For Management
16 Approve Remuneration Implementation For For Management
Report
1 Appointment of Auditor For For Management
2 Elect Hugh S. Herman For For Management
3 Elect Jeffrey (Jeff) van Rooyen For For Management
4 Elect Gareth M. Ackerman For For Management
5 Elect Lerena Olivier For For Management
6 Elect Aboubakar (Bakar) Jakoet For For Management
7 Elect Mariam Cassim For For Management
8 Elect Haroon Bhorat For For Management
9 Elect Annamarie van der Merwe For For Management
10 Election of Audit, Risk and Compliance For For Management
Committee Member (Jeff van Rooyen)
11 Election of Audit, Risk and Compliance For For Management
Committee Member (Hugh Herman)
12 Election of Audit, Risk and Compliance For For Management
Committee Member (Audrey Mothupi)
13 Election of Audit, Risk and Compliance For For Management
Committee Member (David Friedland)
14 Election of Audit, Risk and Compliance For For Management
Committee Member (Mariam Cassim)
22 Authorisation of Legal Formalities For For Management
17 Approve NEDs' Fees For For Management
18 Approve Financial Assistance (Related For For Management
or Inter-Related Companies)
19 Approve Financial Assistance (Persons) For For Management
20 Amendment to the Forfeitable Share Plan For For Management
21 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
PIDILITE INDUSTRIES LIMITED
Ticker: 500331 Security ID: Y6977T139
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend as Final For For Management
Dividend
3 Reelect A B Parekh as Director For Against Management
4 Reelect N K Parekh as Director For Against Management
5 Approve Reappointment and Remuneration For For Management
of Bharat Puri as Managing Director
6 Approve Reappointment and Remuneration For Against Management
of A N Parekh as Whole Time Director
7 Elect Debabrata Gupta as Director For For Management
8 Approve Appointment and Remuneration For For Management
of Debabrata Gupta as Whole Time
Director designated as Director -
Operations
9 Reelect Sanjeev Aga as Director For For Management
10 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
PINDUODUO INC
Ticker: PDD Security ID: US7223041028
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zheng Huang For For Management
2 Elect Haifeng Lin For For Management
3 Elect Nanpeng Shen For For Management
4 Elect Qi Lu For For Management
5 Elect George Yong-Boon Yeo For For Management
6 Elect Anthony Kam Ping Leung For For Management
7 Elect Lei Chen For For Management
--------------------------------------------------------------------------------
PING AN BANK CO., LTD.
Ticker: 000001 Security ID: Y6896T103
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Related Party Transaction and For For Management
Related Party Transaction Management
System Implementation Report
7 Approve to Appoint Auditor For For Management
8 Approve Shareholder Return Plan For For Management
9 Elect Sun Dongdong as Independent For For Management
Director
10 Approve Capital Management Plan For For Management
11 Approve Issuance of Qualified Tier 2 For For Management
Capital Bonds
--------------------------------------------------------------------------------
PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED
Ticker: 1833 Security ID: G71139102
Meeting Date: NOV 11, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fang Weihao as Director For For Management
2 Approve 2020 Provision of Products and For For Management
Services Framework Agreement, 2020
Services Purchasing Framework
Agreement, 2020 Financial Service
Framework Agreement, Proposed Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED
Ticker: 1833 Security ID: G71139102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Yao Jason Bo as Director For For Management
2a2 Elect Cai Fangfang as Director For For Management
2a3 Elect Liu Xin as Director For For Management
2a4 Elect Chow Wing Kin Anthony as Director For For Management
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA LTD.
Ticker: 2318 Security ID: Y69790114
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Annual Report and Its For For Management
Summary
4 Approve 2020 Financial Statements and For For Management
Statutory Reports
5 Approve 2020 Profit Distribution Plan For For Management
and Distribution of Final Dividends
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve 2020 Performance Evaluation For For Management
Report of Independent Non-Executive
Directors
8.01 Elect Ma Mingzhe as Director For For Management
8.02 Elect Xie Yonglin as Director For For Management
8.03 Elect Tan Sin Yin as Director For For Management
8.04 Elect Yao Jason Bo as Director For For Management
8.05 Elect Cai Fangfang as Director For For Management
8.06 Elect Soopakij Chearavanont as Director For For Management
8.07 Elect Yang Xiaoping as Director For For Management
8.08 Elect Wang Yongjian as Director For For Management
8.09 Elect Huang Wei as Director For For Management
8.10 Elect Ouyang Hui as Director For For Management
8.11 Elect Ng Sing Yip as Director For For Management
8.12 Elect Chu Yiyun as Director For For Management
8.13 Elect Liu Hong as Director For For Management
8.14 Elect Jin Li as Director For For Management
8.15 Elect Ng Kong Ping Albert as Director For For Management
9.01 Elect Gu Liji as Supervisor For For Management
9.02 Elect Huang Baokui as Supervisor For For Management
9.03 Elect Zhang Wangjin as Supervisor For For Management
10 Approve Issuance of Debt Financing For For Management
Instruments
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Annual Report and Its For For Management
Summary
4 Approve 2020 Financial Statements and For For Management
Statutory Reports
5 Approve 2020 Profit Distribution Plan For For Management
and Distribution of Final Dividends
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve 2020 Performance Evaluation For For Management
Report of Independent Non-Executive
Directors
8.01 Elect Ma Mingzhe as Director For For Management
8.02 Elect Xie Yonglin as Director For For Management
8.03 Elect Tan Sin Yin as Director For For Management
8.04 Elect Yao Jason Bo as Director For For Management
8.05 Elect Cai Fangfang as Director For For Management
8.06 Elect Soopakij Chearavanont as Director For For Management
8.07 Elect Yang Xiaoping as Director For For Management
8.08 Elect Wang Yongjian as Director For For Management
8.09 Elect Huang Wei as Director For For Management
8.10 Elect Ouyang Hui as Director For For Management
8.11 Elect Ng Sing Yip as Director For For Management
8.12 Elect Chu Yiyun as Director For For Management
8.13 Elect Liu Hong as Director For For Management
8.14 Elect Jin Li as Director For For Management
8.15 Elect Ng Kong Ping Albert as Director For For Management
9.01 Elect Gu Liji as Supervisor For For Management
9.02 Elect Huang Baokui as Supervisor For For Management
9.03 Elect Zhang Wangjin as Supervisor For For Management
10 Approve Issuance of Debt Financing For For Management
Instruments
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PIRAMAL ENTERPRISES LTD
Ticker: Security ID: INE140A01024
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Vijay Shah For For Management
4 Elect Rajesh Laddha For For Management
5 Appointment of Rajesh Laddha For For Management
(Executive Director); Approve
Remuneration
6 Restructuring For For Management
7 Authority to Set Cost Auditors' Fees For For Management
8 Authority to Issue Non-Convertible For Against Management
Debentures
--------------------------------------------------------------------------------
PLDT INC.
Ticker: TEL Security ID: Y7072Q103
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Audited Financial For For Management
Statements for the Fiscal Year Ending
December 31, 2020 Contained in the
Company's 2020 Annual Report
2.1 Elect Bernido H. Liu as Director For Withhold Management
2.2 Elect Artemio V. Panganiban as Director For Withhold Management
2.3 Elect Bernadine T. Siy as Director For For Management
2.4 Elect Manuel L. Argel, Jr. as Director For Withhold Management
2.5 Elect Helen Y. Dee as Director For Withhold Management
2.6 Elect Ray C. Espinosa as Director For Withhold Management
2.7 Elect James L. Go as Director For Withhold Management
2.8 Elect Shigeki Hayashi as Director For Withhold Management
2.9 Elect Junichi Igarashi as Director For Withhold Management
2.10 Elect Manuel V. Pangilinan as Director For Withhold Management
2.11 Elect Alfredo S. Panlilio as Director For For Management
2.12 Elect Albert F. del Rosario as Director For Withhold Management
2.13 Elect Marife B. Zamora as Director For Withhold Management
--------------------------------------------------------------------------------
POLSKI KONCERN NAFTOWY ORLEN SA
Ticker: PKN Security ID: X6922W204
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Elect Members of Vote Counting For For Management
Commission
6 Receive Management Board Report on None None Management
Company's and Group's Operations
7 Receive Financial Statements and None None Management
Management Board Proposal on Treatment
of Net Loss
8 Receive Consolidated Financial None None Management
Statements
9 Receive Supervisory Board Report None None Management
10 Receive Management Board Report on None None Management
Expenses Related to Representation,
Legal Services, Marketing Services,
Public Relations Services, Social
Communication Services, and Management
Advisory Services
11 Approve Management Board Report on For For Management
Company's and Group's Operations
12 Approve Financial Statements For For Management
13 Approve Consolidated Financial For For Management
Statements
14 Approve Treatment of Net Loss For For Management
15 Approve Dividends For For Management
16.1 Approve Discharge of Daniel Obajtek For Against Management
(CEO)
16.2 Approve Discharge of Armen Artwich For For Management
(Management Board Member)
16.3 Approve Discharge of Patrycja Klarecka For For Management
(Management Board Member)
16.4 Approve Discharge of Zbigniew For For Management
Leszczynski (Management Board Member)
16.5 Approve Discharge of Michal Rog For For Management
(Management Board Member)
16.6 Approve Discharge of Jozef Wegrecki For For Management
(Management Board Member)
16.7 Approve Discharge of Jan Szewczak For For Management
(Management Board Member)
16.8 Approve Discharge of Adam Burak For For Management
(Management Board Member)
17.1 Approve Discharge of Izabela For For Management
Felczak-Poturnicka (Supervisory Board
Chairman)
17.2 Approve Discharge of Wojciech Jasinski For For Management
(Supervisory Board Chairman)
17.3 Approve Discharge of Andrzej Szumanski For For Management
(Supervisory Board Deputy Chairman)
17.4 Approve Discharge of Andrzej Kapala For For Management
(Supervisory Board Member)
17.5 Approve Discharge of Anna Wojcik For For Management
(Supervisory Board Secretary)
17.6 Approve Discharge of Jadwiga Lesisz For For Management
(Supervisory Board Member)
17.7 Approve Discharge of Malgorzata For For Management
Niezgoda (Supervisory Board Member)
17.8 Approve Discharge of Barbara For For Management
Jarzembowska (Supervisory Board Member)
17.9 Approve Discharge of Michal For For Management
Klimaszewski (Supervisory Board Member)
17.10 Approve Discharge of Anna For For Management
Sakowicz-Kacz (Supervisory Board
Member)
17.11 Approve Discharge of Roman Kusz For For Management
(Supervisory Board Member)
17.12 Approve Discharge of Dominik For For Management
Kaczmarski (Supervisory Board Member)
18.1 Amend Statute Re: Corporate Purpose For For Management
18.2 Approve Statute Re: Management Board For For Management
18.3 Approve Consolidated Text of Statute For For Management
19 Approve Remuneration Report For Against Management
20 Close Meeting None None Management
--------------------------------------------------------------------------------
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA
Ticker: PGN Security ID: X6582S105
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: JUN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Prepare List of Shareholders None None Management
5 Approve Agenda of Meeting For For Management
6 Approve Financial Statements For For Management
7 Approve Management Board Report on For For Management
Company's and Group's Operations; and
Consolidated Financial Statements
8.1 Approve Discharge of Piotr Wozniak For For Management
(CEO)
8.2 Approve Discharge of Lukasz Kroplewski For For Management
(Deputy CEO)
8.3 Approve Discharge of Maciej Wozniak For For Management
(Deputy CEO)
8.4 Approve Discharge of Robert Perkowski For For Management
(Deputy CEO)
8.5 Approve Discharge of Michal Pietrzyk For For Management
(Deputy CEO)
8.6 Approve Discharge of Magdalena For For Management
Zegarska (Deputy CEO)
8.7 Approve Discharge of Jerzy Kwiecinski For For Management
(CEO)
8.8 Approve Discharge of Jaroslaw Wrobel For For Management
(Deputy CEO)
8.9 Approve Discharge of Przemyslaw For For Management
Waclawski (Deputy CEO)
8.10 Approve Discharge of Arkadiusz For For Management
Sekscinski (Deputy CEO)
8.11 Approve Discharge of Pawel Majewski For For Management
(CEO)
9.1 Approve Discharge of Bartlomiej Nowak For For Management
(Supervisory Board Chairman)
9.2 Approve Discharge of Piotr Sprzaczak For For Management
(Supervisory Board Deputy Chairman)
9.3 Approve Discharge of Slawomir Borowiec For For Management
(Supervisory Board Secretary)
9.4 Approve Discharge of Piotr Broda For For Management
(Supervisory Board Member)
9.5 Approve Discharge of Roman Gabrowski For For Management
(Supervisory Board Member)
9.6 Approve Discharge of Andrzej Gonet For For Management
(Supervisory Board Member)
9.7 Approve Discharge of Mieczyslaw For For Management
Kawecki (Supervisory Board Member)
9.8 Approve Discharge of Stanislaw For For Management
Sieradzki (Supervisory Board Member)
9.9 Approve Discharge of Grzegorz Tchorek For For Management
(Supervisory Board Member)
10.1 Recall Supervisory Board Member For Against Management
10.2 Elect Mieczyslaw Kawecki as For Against Management
Supervisory Board Member
10.3 Elect Mariusz Gierczak as Supervisory For For Management
Board Member
10.4 Elect Tomasz Gabzdyl as Supervisory For For Management
Board Member
10.5 Elect Supervisory Board Member For Against Management
11 Approve Allocation of Income and For For Management
Dividends of PLN 0.21 per Share
12 Approve Remuneration Report For Against Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD.
Ticker: 600048 Security ID: Y7000Q100
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management System of Raised Funds For For Management
2 Approve to Appoint Auditor For For Management
3 Approve Issuance of REITs Projects and For For Management
Provision of Credit Enhancement
Measures
4 Approve Change of Remaining Perpetual For For Management
medium-term Notes to Medium-term Notes
--------------------------------------------------------------------------------
POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD.
Ticker: 600048 Security ID: Y7000Q100
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
3 Amend Related Party Transaction For Against Management
Decision-making System
4 Amend Dividends Management System For For Management
--------------------------------------------------------------------------------
POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD.
Ticker: 600048 Security ID: Y7000Q100
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Investment Plan For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Provision of External For Against Management
Guarantees
9 Approve Related Party Transactions For Against Management
with Joint Ventures and Other Related
Parties
10 Approve Formulation of Shareholder For For Management
Return Plan
--------------------------------------------------------------------------------
POLY PROPERTY SERVICES CO., LTD.
Ticker: 6049 Security ID: Y6S9JU104
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Ping as Director For For Management
--------------------------------------------------------------------------------
POLY PROPERTY SERVICES CO., LTD.
Ticker: 6049 Security ID: Y6S9JU104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Consolidated Financial For For Management
Statements
4 Approve Annual Report For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve BDO Limited as Overseas For For Management
Auditor and BDO China Shu Lun Pan
Certified Public Accountants LLP as
Domestic Auditor and Authorize Board
to Fix Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Change in Business Scope and For For Management
Amend Articles of Association
--------------------------------------------------------------------------------
POLY PROPERTY SERVICES CO., LTD.
Ticker: 6049 Security ID: Y6S9JU104
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021 Property Leasing For For Management
Agreements and Related Transactions
2 Approve Ratification Matter For For Management
3.1 Approve Terms of the 2021-2023 For For Management
Property Management Services Framework
Agreements, Annual Cap and Related
Transactions
3.2 Approve Terms of the 2021-2023 For For Management
Pre-Delivery Services Framework
Agreement, Annual Cap and Related
Transactions
3.3 Approve Terms of the 2021-2023 Other For For Management
Value-Added Services Framework
Agreement, Annual Cap and Related
Transactions
--------------------------------------------------------------------------------
POLYMETAL INTERNATIONAL PLC
Ticker: POLY Security ID: G7179S101
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Ian Cockerill as Director For For Management
5 Re-elect Vitaly Nesis as Director For For Management
6 Re-elect Manuel (Ollie) De For For Management
Sousa-Oliveira as Director
7 Re-elect Konstantin Yanakov as Director For For Management
8 Re-elect Giacomo Baizini as Director For For Management
9 Re-elect Tracey Kerr as Director For For Management
10 Re-elect Italia Boninelli as Director For For Management
11 Re-elect Victor Flores as Director For For Management
12 Re-elect Andrea Abt as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For Against Management
Shares
--------------------------------------------------------------------------------
POLYUS PJSC
Ticker: PLZL Security ID: 73181M117
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Six Months of Fiscal 2020
--------------------------------------------------------------------------------
POLYUS PJSC
Ticker: PLZL Security ID: 73181M117
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Financial For For Management
Statements
2 Approve Allocation of Income and For For Management
Dividends of RUB 387.15 per Share
3.1 Elect Mariia Gordon as Director None For Management
3.2 Elect Pavel Grachev as Director None Against Management
3.3 Elect Edward Dowling as Director None For Management
3.4 Elect Said Kerimov as Director None Against Management
3.5 Elect Sergei Nosov as Director None Against Management
3.6 Elect Vladimir Polin as Director None Against Management
3.7 Elect Kent Potter as Director None For Management
3.8 Elect Mikhail Stiskin as Director None Against Management
3.9 Elect William Champion as Director None For Management
4 Ratify RAS Auditor For Against Management
5 Ratify IFRS Auditor For For Management
--------------------------------------------------------------------------------
POSCO
Ticker: 005490 Security ID: Y70750115
Meeting Date: MAR 12, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Choi Jeong-Woo as Inside Director For For Management
3.2 Elect Kim Hag-dong as Inside Director For For Management
3.3 Elect Chon Jung-son as Inside Director For For Management
3.4 Elect Jeong Tak as Inside Director For For Management
3.5 Elect Jeong Chang-hwa as Inside For For Management
Director
4.1 Elect Yoo Young-suk as Outside Director For For Management
4.2 Elect Kwon Tae-gyun as Outside Director For For Management
5 Elect Kim Sung-jin as Outside Director For For Management
to Serve as an Audit Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
POSCO CHEMICAL CO., LTD.
Ticker: 003670 Security ID: Y70754109
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Min Gyeong-jun as Inside Director For For Management
3.2 Elect Kim Ju-hyeon as Inside Director For For Management
3.3 Elect Jeong Seok-mo as Non-Independent For For Management
Non-Executive Director
3.4 Elect Kim Won-yong as Outside Director For For Management
3.5 Elect Lee Woong-beom as Outside For For Management
Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: 1658 Security ID: Y6987V108
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Postal Savings Bank of China's For For Management
Satisfaction of the Conditions of the
Non-Public Issuance of A Shares
2.1 Approve Class and Nominal Value of For For Management
Securities to be Issued
2.2 Approve Method and Time of Issuance For For Management
2.3 Approve Amount and Use of Proceeds For For Management
2.4 Approve Target Subscriber and For For Management
Subscription Method
2.5 Approve Issue Price and Pricing For For Management
Principles
2.6 Approve Number of Shares to be Issued For For Management
2.7 Approve Lock-Up Period of Shares to be For For Management
Issued
2.8 Approve Listing Venue For For Management
2.9 Approve Arrangement of Accumulated For For Management
Undistributed Profits Prior to the
Completion of the Issuance
2.10 Approve Validity Period of the For For Management
Resolution
3 Approve Feasibility Report on the Use For For Management
of Proceeds Raised from the Non-Public
Issuance of A Shares
4 Approve Report on the Use of For For Management
Previously Raised Proceeds
5 Approve Dilution of Immediate Returns For For Management
by the Non-Public Issuance of A
Shares, Remedial Measures and
Commitments of Related Entities
6 Approve Shareholders' Return Plan For For Management
7 Authorize Board and Its Authorized For For Management
Persons to Deal with All Matters in
Relation to the Non-Public Issuance of
A Shares
8 Approve Connected Transaction Relating For For Management
to the Non-Public Issuance of A Shares
9 Approve Share Subscription Contract For For Management
with Conditions Precedent Between
Postal Savings Bank of China and the
Target Subscriber
10 Elect Liu Yue as Director For For Management
11 Elect Ding Xiangming as Director For For Management
12 Elect Hu Xiang as Director For For Management
13 Approve Remuneration Settlement Plan For For Management
for Directors for 2019
14 Approve Remuneration Settlement Plan For For Management
for Supervisors for 2019
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: 1658 Security ID: Y6987V108
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Nominal Value of For For Management
Securities to be Issued
1.2 Approve Method and Time of Issuance For For Management
1.3 Approve Amount and Use of Proceeds For For Management
1.4 Approve Target Subscriber and For For Management
Subscription Method
1.5 Approve Issue Price and Pricing For For Management
Principles
1.6 Approve Number of Shares to be Issued For For Management
1.7 Approve Lock-Up Period of Shares to be For For Management
Issued
1.8 Approve Listing Venue For For Management
1.9 Approve Arrangement of Accumulated For For Management
Undistributed Profits Prior to the
Completion of the Issuance
1.10 Approve Validity Period of the For For Management
Resolution
2 Authorize Board and Its Authorized For For Management
Persons to Deal with All Matters in
Relation to the Non-Public Issuance of
A Shares
3 Approve Connected Transaction Relating For For Management
to the Non-Public Issuance of A Shares
4 Approve Share Subscription Contract For For Management
with Conditions Precedent Between
Postal Savings Bank of China and the
Target Subscriber
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: 1658 Security ID: Y6988Z108
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Postal Savings Bank of China's For For Management
Satisfaction of the Conditions of the
Non-Public Issuance of A Shares
2.1 Approve Class and Nominal Value of For For Management
Securities to be Issued
2.2 Approve Method and Time of Issuance For For Management
2.3 Approve Amount and Use of Proceeds For For Management
2.4 Approve Target Subscriber and For For Management
Subscription Method
2.5 Approve Issue Price and Pricing For For Management
Principles
2.6 Approve Number of Shares to be Issued For For Management
2.7 Approve Lock-Up Period of Shares to be For For Management
Issued
2.8 Approve Listing Venue For For Management
2.9 Approve Arrangement of Accumulated For For Management
Undistributed Profits Prior to the
Completion of the Issuance
2.10 Approve Validity Period of the For For Management
Resolution
3 Approve Feasibility Report on the Use For For Management
of Proceeds Raised from the Non-Public
Issuance of A Shares
4 Approve Report on the Use of For For Management
Previously Raised Proceeds
5 Approve Dilution of Immediate Returns For For Management
by the Non-Public Issuance of A
Shares, Remedial Measures and
Commitments of Related Entities
6 Approve Shareholders' Return Plan For For Management
7 Authorize Board and Its Authorized For For Management
Persons to Deal with All Matters in
Relation to the Non-Public Issuance of
A Shares
8 Approve Connected Transaction Relating For For Management
to the Non-Public Issuance of A Shares
9 Approve Share Subscription Contract For For Management
with Conditions Precedent Between
Postal Savings Bank of China and the
Target Subscriber
10 Elect Liu Yue as Director For For Management
11 Elect Ding Xiangming as Director For For Management
12 Elect Hu Xiang as Director For For Management
13 Approve Remuneration Settlement Plan For For Management
for Directors for 2019
14 Approve Remuneration Settlement Plan For For Management
for Supervisors for 2019
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: 1658 Security ID: Y6988Z108
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Nominal Value of For For Management
Securities to be Issued
1.2 Approve Method and Time of Issuance For For Management
1.3 Approve Amount and Use of Proceeds For For Management
1.4 Approve Target Subscriber and For For Management
Subscription Method
1.5 Approve Issue Price and Pricing For For Management
Principles
1.6 Approve Number of Shares to be Issued For For Management
1.7 Approve Lock-Up Period of Shares to be For For Management
Issued
1.8 Approve Listing Venue For For Management
1.9 Approve Arrangement of Accumulated For For Management
Undistributed Profits Prior to the
Completion of the Issuance
1.10 Approve Validity Period of the For For Management
Resolution
2 Authorize Board and Its Authorized For For Management
Persons to Deal with All Matters in
Relation to the Non-Public Issuance of
A Shares
3 Approve Connected Transaction Relating For For Management
to the Non-Public Issuance of A Shares
4 Approve Share Subscription Contract For For Management
with Conditions Precedent Between
Postal Savings Bank of China and the
Target Subscriber
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: 1658 Security ID: Y6987V108
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Registered Capital For For Management
2 Amend Articles of Association For For Management
3 Approve the Issuance of Write-down For For Management
Eligible Tier 2 Capital Instruments
4 Approve Formulation of the Measures For For Management
for Equity Management
5 Elect Han Wenbo as Director For For Management
6 Elect Chen Donghao as Director For For Management
7 Elect Wei Qiang as Director For For Management
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: 1658 Security ID: Y6988Z108
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Registered Capital For For Management
2 Amend Articles of Association For For Management
3 Approve the Issuance of Write-down For For Management
Eligible Tier 2 Capital Instruments
4 Approve Formulation of the Measures For For Management
for Equity Management
5 Elect Han Wenbo as Director For For Management
6 Elect Chen Donghao as Director For For Management
7 Elect Wei Qiang as Director For For Management
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: 1658 Security ID: Y6987V108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Final Financial Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Budget Plan of Fixed Assets For For Management
Investment
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as Auditors
and Authorize Board to Fix Their
Remuneration
7 Elect Liu Jianjun as Director For Against Shareholder
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: 1658 Security ID: Y6988Z108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Final Financial Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Budget Plan of Fixed Assets For For Management
Investment
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as Auditors
and Authorize Board to Fix Their
Remuneration
7 Elect Liu Jianjun as Director For Against Shareholder
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
POU CHEN CORP.
Ticker: 9904 Security ID: Y70786101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report, For For Management
Financial Statements and Profit
Distribution
2 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
POWER CONSTRUCTION CORPORATION OF CHINA, LTD.
Ticker: 601669 Security ID: Y7999Z103
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
4 Approve Asset Securitization Product For For Management
Issuance and Credit Enhancement
--------------------------------------------------------------------------------
POWER CONSTRUCTION CORPORATION OF CHINA, LTD.
Ticker: 601669 Security ID: Y7999Z103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Budget Report For For Management
7 Approve Provision of Guarantees For Against Management
8 Approve Daily Related Party For For Management
Transactions and Signing of Daily
Related Party Transaction Agreement
9 Approve Financial Auditor and Internal For For Management
Control Auditor
10 Approve Asset Securitization Product For For Management
Issuance and Credit Enhancement Matters
11 Approve Authorization of the Board to For Against Management
Issue Debt Financing Instruments
12 Approve Remuneration of Directors For For Management
13 Approve Remuneration of Supervisors For For Management
14 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
POWER GRID CORPORATION OF INDIA LIMITED
Ticker: 532898 Security ID: Y7028N105
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Seema Gupta as Director For For Management
4 Authorize Board to Fix Remuneration of For Against Management
Statutory Auditors
5 Reelect Vinod Kumar Singh as Director For For Management
(Personnel)
6 Reelect Mohammed Taj Mukarrum as For For Management
Director (Finance)
7 Approve Remuneration of Cost Auditors For For Management
8 Authorize Issuance of For For Management
Secured/Unsecured, Non-Convertible,
Cumulative/Non-Cumulative, Redeemable,
Taxable/Tax-Free Debentures under
Private Placement
--------------------------------------------------------------------------------
POWERLONG REAL ESTATE HOLDINGS LIMITED
Ticker: 1238 Security ID: G72005104
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Hoi Wa Fong as Director For Against Management
4 Elect Zhang Hong Feng as Director For For Management
5 Elect Ding Zu Yu as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
POWERTECH TECHNOLOGY, INC.
Ticker: 6239 Security ID: Y7083Y103
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Amend Procedures for Lending Funds to For For Management
Other Parties and Procedures for
Endorsement and Guarantees
6 Approve Issuance of Ordinary Shares to For For Management
Participate in the Issuance of Global
Depository Receipt or Issuance of New
Shares for Public Offering or Issuance
of Marketable Securities via Private
Placement or Issuance of Convertible
Bonds
--------------------------------------------------------------------------------
POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA
Ticker: Security ID: PLPKO0000016
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
24 Election of Supervisory Board Member For Against Management
4 Election of Presiding Chair For For Management
5 Compliance with Rules of Convocation For For Management
6 Agenda For For Management
7 Presentation of Accounts and Reports For For Management
and Profit Distribution Proposal
8 Presentation of Accounts and Reports For For Management
(Consolidated)
9 Presentation of Supervisory Board For For Management
Report
10 Financial Statements For For Management
11 Management Board Report For For Management
12 Financial Statements (Consolidated) For For Management
13 Supervisory Board Report For For Management
14 Allocation of Profits; Coverage of For For Management
Losses
15 Allocation of Retained Earnings For For Management
16 Ratification of Management Acts For For Management
17 Ratification of Supervisory Board Acts For For Management
18 Amendments to Articles 15(1), 17(4), For For Management
17(5), 23(1), 27(3) and 29(1)
19 Amendments to Supervisory Board For For Management
Regulations
20 Amendments to General Meeting For For Management
Regulations
21 Approval of Policy on Assessment of For For Management
Suitability of Supervisory Board
Candidates
22 Remuneration Policy For For Management
23 Presentation of Supervisory Board For For Management
Report (Remuneration Policy;
Corporate Governance)
--------------------------------------------------------------------------------
POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA
Ticker: PKO Security ID: X6919X108
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Approve Allocation of Supplementary For For Management
Capital to Special Fund to Cover
Losses from Settlements on Mortgage
Loan Agreements
6 Authorize Share Repurchase Program; For For Management
Approve Creation of Reserve Capital
for Purposes of Share Repurchase
Program
7 Close Meeting None None Management
--------------------------------------------------------------------------------
POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA
Ticker: PKO Security ID: X6919X108
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: MAY 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Financial Statements and None None Management
Management Board Proposal on Covering
of Loss and Allocation of Income from
Previous Years
6 Receive Management Board Report on None None Management
Expenses Related to Representation,
Legal Services, Marketing Services,
Public Relations Services, Social
Communication Services, and Management
Advisory Services and Consolidated
Financial Statements
7 Receive Supervisory Board Report None None Management
8 Receive Supervisory Board Report on None None Management
Remuneration Policy; Compliance with
Corporate Governance Principles;
Sponsorship and Charity Policy
9.a Approve Financial Statements For For Management
9.b Approve Management Board Report on For For Management
Expenses Related to Representation,
Legal Services, Marketing Services,
Public Relations Services, Social
Communication Services, and Management
Advisory Services
9.c Approve Consolidated Financial For For Management
Statements
9.d Approve Supervisory Board Report For For Management
9.e Approve Treatment of Net Loss For For Management
9.f Approve Allocation of Income from For For Management
Previous Years
9.g Approve Remuneration Report For For Management
9.h1 Approve Discharge of Zbigniew Jagiello For For Management
(CEO)
9.h2 Approve Discharge of Rafal Antczak For For Management
(Deputy CEO)
9.h3 Approve Discharge of Rafal Kozlowski For For Management
(Deputy CEO)
9.h4 Approve Discharge of Maks Kraczkowski For For Management
(Deputy CEO)
9.h5 Approve Discharge of Mieczyslaw Krol For For Management
(Deputy CEO)
9.h6 Approve Discharge of Adam Marciniak For For Management
(Deputy CEO)
9.h7 Approve Discharge of Piotr Mazur For For Management
(Deputy CEO)
9.h8 Approve Discharge of Jakub Papierski For For Management
(Deputy CEO)
9.h9 Approve Discharge of Jan Rosciszewski For For Management
(Deputy CEO)
9.i1 Approve Discharge of Zbigniew Hajlasz For For Management
(Supervisory Board Chairman)
9.i2 Approve Discharge of Marcin Izdebski For For Management
(Supervisory Board Deputy Chairman)
9.i3 Approve Discharge of Grazyna For For Management
Ciurzynska (Supervisory Board
Secretary)
9.i4 Approve Discharge of Mariusz For For Management
Andrzejewski (Supervisory Board Member)
9.i5 Approve Discharge of Grzegorz Chlopek For For Management
(Supervisory Board Member)
9.i6 Approve Discharge of Wojciech Jasinski For For Management
(Supervisory Board Member)
9.i7 Approve Discharge of Andrzej For For Management
Kisielewicz (Supervisory Board Member)
9.i8 Approve Discharge of Rafal Kos For For Management
(Supervisory Board Member)
9.i9 Approve Discharge of Krzysztof For For Management
Michalski (Supervisory Board Member)
9.i10 Approve Discharge of Piotr Sadownik For For Management
(Supervisory Board Member)
9.i11 Approve Discharge of Miroslaw Barszcz For For Management
(Supervisory Board Member)
9.i12 Approve Discharge of Adam Budnikowski For For Management
(Supervisory Board Member)
9.i13 Approve Discharge of Dariusz Gorski For For Management
(Supervisory Board Member)
9.i14 Approve Discharge of Elzbieta For For Management
Maczynska-Ziemacka (Supervisory Board
Member)
9.j Approve Company?s Compliance with Best For For Management
Practice for WSE Listed Companies 2021
9.k Amend June 25, 2015, AGM, Resolution For For Management
Re: Approve Shareholders' Consent with
Corporate Governance Principles for
Supervised Institutions adopted by
Polish Financial Supervision Authority
9.l Amend August 26, 2020, AGM, Resolution For For Management
Re: Approve Policy on Assessment of
Suitability of Supervisory Board
Members
10.1 Recall Supervisory Board Member For Against Management
10.2 Elect Supervisory Board Member For Against Management
11 Approve Individual Suitability of For Against Management
Supervisory Board Member
12 Approve Collective Suitability of For Against Management
Supervisory Board Members
13 Close Meeting None None Management
--------------------------------------------------------------------------------
POWSZECHNY ZAKLAD UBEZPIECZEN SA
Ticker: PZU Security ID: X6919T107
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Financial Statements None None Management
6 Receive Consolidated Financial None None Management
Statements
7 Receive Management Board Report on None None Management
Company's, Group's Operations, and
Non-Financial Information
8 Receive Supervisory Board Report on None None Management
Its Review of Financial Statements,
Management Board Report, and
Management Board Proposal on
Allocation of Income
9 Receive Supervisory Board Report on None None Management
Its Activities
10 Approve Management Board Report on For For Management
Expenses Related to Representation,
Legal Services, Marketing Services,
Public Relations Services, Social
Communication Services, and Management
Advisory Services
11 Approve Financial Statements For For Management
12 Approve Consolidated Financial For For Management
Statements
13 Approve Management Board Report on For For Management
Company's, Group's Operations, and
Non-Financial Information
14 Approve Allocation of Income and For For Management
Dividends of PLN 3.50 per Share
15.1 Approve Discharge of Aleksandra For For Management
Agatowska (Management Board Member)
15.2 Approve Discharge of Ernest Bejda For For Management
(Management Board Member)
15.3 Approve Discharge of Adam Brzozowski For For Management
(Management Board Member)
15.4 Approve Discharge of Marcin Eckert For For Management
(Management Board Member)
15.5 Approve Discharge of Elzbieta For For Management
Haeuser-Schoeneich (Management Board
Member)
15.6 Approve Discharge of Malgorzata Kot For For Management
(Management Board Member)
15.7 Approve Discharge of Beata For For Management
Kozlowska-Chyle (Management Board
Member)
15.8 Approve Discharge of Tomasz Kulik For For Management
(Management Board Member)
15.9 Approve Discharge of Maciej Rapkiewicz For For Management
(Management Board Member)
15.10 Approve Discharge of Malgorzata For For Management
Sadurska (Management Board Member)
15.11 Approve Discharge of Pawel Surowka For For Management
(Management Board Member)
15.12 Approve Discharge of Krzysztof Szypula For For Management
(Management Board Member)
16.1 Approve Discharge of Marcin For For Management
Chludzinski (Supervisory Board Member)
16.2 Approve Discharge of Pawel Gorecki For For Management
(Supervisory Board Member)
16.3 Approve Discharge of Agata Gornicka For For Management
(Supervisory Board Member)
16.4 Approve Discharge of Robert For For Management
Jastrzebski (Supervisory Board Member)
16.5 Approve Discharge of Tomasz Kuczur For For Management
(Supervisory Board Member)
16.6 Approve Discharge of Maciej Lopinski For For Management
(Supervisory Board Member)
16.7 Approve Discharge of Elzbieta For For Management
Maczynska-Ziemacka (Supervisory Board
Member)
16.8 Approve Discharge of Alojzy Nowak For For Management
(Supervisory Board Member)
16.9 Approve Discharge of Krzysztof Opolski For For Management
(Supervisory Board Member)
16.10 Approve Discharge of Robert Snitko For For Management
(Supervisory Board Member)
16.11 Approve Discharge of Jozef Wierzbowski For For Management
(Supervisory Board Member)
16.12 Approve Discharge of Maciej Zaborowski For For Management
(Supervisory Board Member)
17 Approve Remuneration Report For Against Management
18 Approve Policy on Suitability of For For Management
Supervisory Board Members and Audit
Committee; Approve Report on
Suitability of Supervisory Board
Members and Audit Committee
19.1 Recall Supervisory Board Member For Against Management
19.2 Elect Supervisory Board Member For Against Management
20 Close Meeting None None Management
--------------------------------------------------------------------------------
PPB GROUP BERHAD
Ticker: 4065 Security ID: Y70879104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend and Special For For Management
Dividend
2 Approve Directors' Fees For For Management
3 Approve Directors' Benefits For For Management
4 Elect Ong Hung Hock as Director For For Management
5 Elect Soh Chin Teck as Director For For Management
6 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Approve Ahmad Sufian @ Qurnain bin For For Management
Abdul Rashid to Continue Office as
Independent Director
8 Approve Soh Chin Teck to Continue For For Management
Office as Independent Director
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
PRESIDENT CHAIN STORE CORP.
Ticker: 2912 Security ID: Y7082T105
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
6.1 Elect CHIH-HSIEN LO, a Representative For Against Management
of UNI-PRESIDENT ENTERPRISES CORP.,
with Shareholder No. 00000001, as
Non-independent Director
6.2 Elect SHIOW -LING KAO, a For Against Management
Representative of KAO CHUAN INVESTMENT
CO., LTD., with Shareholder No.
00002303, as Non-independent Director
6.3 Elect JUI-TANG CHEN, a Representative For Against Management
of UNI-PRESIDENT ENTERPRISES CORP.,
with Shareholder No. 00000001, as
Non-independent Director
6.4 Elect JUI-TIEN HUANG, a Representative For For Management
of UNI-PRESIDENT ENTERPRISES CORP.,
with Shareholder No. 00000001, as
Non-independent Director
6.5 Elect LIANG-FENG WU, a Representative For Against Management
of UNI-PRESIDENT ENTERPRISES CORP.,
with Shareholder No. 00000001, as
Non-independent Director
6.6 Elect TSUNG-MING SU, a Representative For Against Management
of UNI-PRESIDENT ENTERPRISES CORP.,
with Shareholder No. 00000001, as
Non-independent Director
6.7 Elect JAU-KAI HUANG, a Representative For Against Management
of UNI-PRESIDENT ENTERPRISES CORP.,
with Shareholder No. 00000001, as
Non-independent Director
6.8 Elect KUN-LIN WU, a Representative of For Against Management
UNI-PRESIDENT ENTERPRISES CORP., with
Shareholder No. 00000001, as
Non-independent Director
6.9 Elect TSUNG-PIN WU, a Representative For Against Management
of UNI-PRESIDENT ENTERPRISES CORP.,
with Shareholder No. 00000001, as
Non-independent Director
6.10 Elect WEN-CHI WU, a Representative of For Against Management
UNI-PRESIDENT ENTERPRISES CORP., with
Shareholder No. 00000001, as
Non-independent Director
6.11 Elect KE-WEI HSU, with Shareholder No. For For Management
A123905XXX, as Independent Director
6.12 Elect LIANG CHEN, with Shareholder No. For For Management
A120382XXX, as Independent Director
6.13 Elect YUNG-CHEN HUNG, with Shareholder For For Management
No. S100456XXX, as Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
PRESS METAL ALUMINIUM HOLDINGS BERHAD
Ticker: 8869 Security ID: Y7079E103
Meeting Date: APR 06, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus Issue of New Ordinary For For Management
Shares
--------------------------------------------------------------------------------
PRESS METAL ALUMINIUM HOLDINGS BERHAD
Ticker: 8869 Security ID: Y7079E103
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Fees and Benefits For For Management
2 Elect Koon Poh Kong as Director For For Management
3 Elect Noor Alina Binti Mohamad Faiz as For For Management
Director
4 Elect Susan Yuen Su Min as Director For For Management
5 Elect Yvonne Chia (Yau Ah Lan @ Fara For For Management
Yvonne) as Director
6 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions for Press
Metal Aluminium Holdings Berhad and
its Subsidiaries
9 Authorize Share Repurchase Program For For Management
10 Approve Gratuity Payment to Abdul For Against Management
Rahman Bin Megat Ahmad
11 Approve Gratuity Payment to Tan Heng For Against Management
Kui
12 Approve Gratuity Payment to Loo Lean For Against Management
Hock
1 Amend Constitution For For Management
--------------------------------------------------------------------------------
PROMOTORA Y OPERADORA DE INFRAESTRUCTURA S.A.
Ticker: Security ID: MX01PI000005
Meeting Date: JUL 03, 2020 Meeting Type: Ordinary
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Statutory Reports For Against Management
3 Report of the Board of Directors on For Against Management
Accounting Policies
4 Financial Statements For Against Management
5 Report on Tax Compliance For Against Management
6 Allocation of Profits/Dividends For Against Management
7 Ratification of Board and CEO Acts For Against Management
8 Election of Directors; Election of For Against Management
Committees' Chairs and Members;
Election of CEO; Election of Board
Secretary
9 Directors' Fees For Against Management
10 Authority to Repurchase Shares For Against Management
11 Report on Share Repurchase Program For Against Management
12 Election of Meeting Delegates For For Management
--------------------------------------------------------------------------------
PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SA
Ticker: PINFRA Security ID: P7925L103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Board of Directors Report For For Management
Pursuant to Article 28 Fraction IV of
Mexican Securities Market Law
1b Approve Board's Report on Policies and For For Management
Accounting Criteria Followed in
Preparation of Financial Information
1c Approve Individual and Consolidated For For Management
Financial Statements
1d Approve Report on Adherence to Fiscal For For Management
Obligations
1e Approve Allocation of Income For For Management
2a Approve Discharge of Board and CEO For For Management
2b Elect or Ratify Directors, Members, For Against Management
Chairmen of Audit and Corporate
Governance Committees, Committee
Members, CEO and Secretary (Non-Member)
2c Approve Corresponding Remuneration For For Management
3a Set Maximum Amount of Share Repurchase For Against Management
Reserve
3b Approve Report on Share Repurchase For For Management
Reserve
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SA
Ticker: PINFRA Security ID: P7925L103
Meeting Date: JUN 23, 2021 Meeting Type: Ordinary Shareholders
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of MXN 4.75 Per Share For For Management
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PROYA COSMETICS CO. LTD.
Ticker: 603605 Security ID: CNE100002TP9
Meeting Date: JUL 06, 2020 Meeting Type: Special
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adjustment of the 2018 Restricted For For Management
Stocks Incentive Plan
--------------------------------------------------------------------------------
PROYA COSMETICS CO., LTD.
Ticker: 603605 Security ID: Y7S88X100
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Existence Period For For Management
2.4 Approve Par Value and Issue Price For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.9 Approve Determination and Amend of For For Management
Conversion Price
2.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bondholders
2.17 Approve Use of Proceeds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Raised Funds Deposit Account For For Management
2.20 Approve Resolution Validity Period For For Management
3 Approve Issuance of Convertible Bonds For For Management
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Formulation of Rules and For For Management
Procedures Regarding General Meetings
of Convertible Bondholders
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Shareholder Return Plan For For Management
10 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PROYA COSMETICS CO., LTD.
Ticker: 603605 Security ID: Y7S88X100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor and Payment For For Management
of Remuneration
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Approve Daily Related Party For For Management
Transactions
10 Approve Provision of Guarantees For For Management
11 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
12.1 Approve Issue Type For For Management
12.2 Approve Issue Size For For Management
12.3 Approve Existence Period For For Management
12.4 Approve Par Value and Issue Price For For Management
12.5 Approve Bond Interest Rate For For Management
12.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
12.7 Approve Conversion Period For For Management
12.8 Approve Determination of Number of For For Management
Conversion Shares
12.9 Approve Determination and Adjustment For For Management
of Conversion Price
12.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
12.11 Approve Terms of Redemption For For Management
12.12 Approve Terms of Sell-Back For For Management
12.13 Approve Dividend Distribution Post For For Management
Conversion
12.14 Approve Issue Manner and Target Parties For For Management
12.15 Approve Placing Arrangement for For For Management
Shareholders
12.16 Approve Matters Related to the For For Management
Bondholders Meeting
12.17 Approve Use of Proceeds For For Management
12.18 Approve Guarantee Matters For For Management
12.19 Approve Deposit Account for Raised For For Management
Funds
12.20 Approve Trustee Related Matters For For Management
12.21 Approve Liability for Breach of For For Management
Contract
12.22 Approve Validity Period For For Management
13 Approve Plan on Convertible Bond For For Management
Issuance (Revised Draft)
14 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds (Revised Draft)
15 Approve Report on the Usage of For For Management
Previously Raised Funds
16 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
(Revised Draft)
17 Approve Extension of Resolution For For Management
Validity Period and Extension of
Authorization
18 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders (Revised Draft)
19.1 Elect Ma Dongming as Director For For Shareholder
--------------------------------------------------------------------------------
PSG GROUP LTD
Ticker: Security ID: ZAE000013017
Meeting Date: JUL 17, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-Elect Patrick E. Burton For For Management
2 Re-Elect Bridgitte Mathews For For Management
3 Re-Elect Johannes (Jan) J. Mouton For For Management
4 Elect Audit and Risk Committee Member For For Management
(Patrick E. Burton)
5 Elect Audit and Risk Committee Member For For Management
(AM (Modi) Hlobo)
6 Elect Audit and Risk Committee Member For For Management
(Bridgitte Mathews)
7 Elect Audit and Risk Committee Member For For Management
(Chris A. Otto)
8 Appointment of Auditor For For Management
9 Approve Remuneration Policy For For Management
10 Approve Remuneration Implementation For For Management
Report
11 Authority to Issue Shares for Cash For For Management
12 Approval of NEDs' Fees For For Management
13 Financial Assistance (Section 45) For For Management
14 Financial Assistance (Section 44) For For Management
15 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
PSG GROUP LTD
Ticker: Security ID: ZAE000013017
Meeting Date: JUL 30, 2020 Meeting Type: Ordinary
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Unbundling For For Management
2 Approve Independent Board Members' Fees For For Management
3 Directors' Authority For For Management
--------------------------------------------------------------------------------
PT ADARO ENERGY TBK
Ticker: ADRO Security ID: Y7087B109
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Directors For For Management
4 Approve Tanudiredja, Wibisana, Rintis For For Management
& Rekan as Auditors
5 Approve Remuneration of Directors and For For Management
Commissioners
6 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PT ANEKA TAMBANG TBK
Ticker: ANTM Security ID: Y7116R158
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statement, Statutory For For Management
Reports, and Discharge of Directors
and Commissioners
2 Approve Financial Report of the For For Management
Partnership and Community Development
Program (PCDP) and Discharge of
Directors and Commissioners
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Auditors of the Company and For For Management
the PCDP
6 Accept Report on the Use of Proceeds For For Management
7 Amend Articles of Association in For For Management
Relation to Shareholder Meeting
8 Approve Changes in the Boards of the None Against Shareholder
Company
--------------------------------------------------------------------------------
PT ASTRA INTERNATIONAL TBK
Ticker: ASII Security ID: Y7117N172
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income For For Management
4 Approve Changes in Board of For For Management
Commissioners and Approve Remuneration
of Directors and Commissioners
5 Approve Auditors For For Management
--------------------------------------------------------------------------------
PT ASTRA INTERNATIONAL TBK
Ticker: ASII Security ID: Y7117N172
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in the Boards of For For Management
Commissioners of the Company and
Approve Remuneration of Commissioners
--------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK
Ticker: Security ID: ID1000109507
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acquisition For Against Management
2 Amendments to Articles [Bundled] For Against Management
--------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK
Ticker: BBCA Security ID: Y7123P138
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Changes in the Board of For For Management
Directors
4 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
5 Approve Tanudiredja, Wibisana, Rintis For For Management
& Rekan as Auditors
6 Approve Payment of Interim Dividend For For Management
7 Approve Revised Recovery Plan For For Management
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: OCT 21, 2020 Meeting Type: Special
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Boards of Company For Against Management
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, Annual Report,
Report of the Partnership and
Community Development Program (PCDP),
and Discharge of Directors and
Commissioners
2 Approve Allocation of Income For For Management
3 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
4 Appoint Auditors of the Company and For Against Management
the Partnership and Community
Development Program (PCDP)
5 Accept Report on the Use of Proceeds For For Management
6 Amend Articles of Association in For Against Management
Relation to Shareholder Meeting
7 Approve Affirmation on the For For Management
Implementation of the Regulations of
the Minister of State-Owned
Enterprises of the Republic of
Indonesia Number PER-08/MBU/12/2019
8 Approve Affirmation on the For For Management
Implementation of the Regulations of
the Minister of State-Owned
Enterprises of the Republic of
Indonesia Number PER-11/MBU/11/2020
9 Approve Changes in Board of Company For Against Management
--------------------------------------------------------------------------------
PT BANK NEGARA INDONESIA (PERSERO) TBK
Ticker: BBNI Security ID: Y74568166
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, Annual Report,
Report of the Partnership and
Community Development Program (PCDP),
and Discharge of Directors and
Commissioners
2 Approve Allocation of Income For For Management
3 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
4 Approve Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
5 Amend Articles of Association For Against Management
6 Approve Transfer of Treasury Stock For Against Management
7 Approve Updates in the Company's For For Management
Recovery Plan
8 Affirm the Regulations of the Minister For For Management
of State-Owned Enterprises of the
Republic of Indonesia Number
PER-11/MBU/11/2020
9 Approve Changes in the Boards of the For Against Management
Company
--------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U112
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Affirmation of the Regulations of the For For Management
Minister of State-Owned Enterprises of
the Republic of Indonesia Number
PER-08/MBU/12/2019
3 Affirmation of the Regulations of the For For Management
Minister of State-Owned Enterprises of
the Republic of Indonesia Number
PER-11/MBU/11/2020
4 Approve Transfer of Treasury Stock For Against Management
5 Approve Changes in Boards of Company For Against Management
--------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U112
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, Annual Report,
Report of the Partnership and
Community Development Program (PCDP),
and Discharge of Directors and
Commissioners
2 Approve Allocation of Income For For Management
3 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
4 Appoint Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
--------------------------------------------------------------------------------
PT BARITO PACIFIC TBK
Ticker: Security ID: ID1000085707
Meeting Date: AUG 06, 2020 Meeting Type: Special
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to Articles For Against Management
2 Amendments to Articles For Against Management
--------------------------------------------------------------------------------
PT BARITO PACIFIC TBK
Ticker: Security ID: ID1000085707
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Directors' and Commissioners' Fees For For Management
5 Use of Proceed from Warrant Phase I For For Management
6 Use of Proceed from Revolving Offering For For Management
Phase I and II 2019
--------------------------------------------------------------------------------
PT BARITO PACIFIC TBK
Ticker: BRPT Security ID: Y71198124
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Boards of Directors For Against Management
--------------------------------------------------------------------------------
PT BARITO PACIFIC TBK
Ticker: BRPT Security ID: Y71198124
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Auditors For For Management
4 Accept Report on the Use of Proceeds None None Management
of Company's Warrant Phase II
5 Accept Report on the Use of Proceeds None None Management
of Company's Shelf Registration Bonds
I Year 2020 Phase II and Phase III
--------------------------------------------------------------------------------
PT KALBE FARMA TBK
Ticker: KLBF Security ID: Y71287208
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Board of Directors For Against Management
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PT KALBE FARMA TBK
Ticker: KLBF Security ID: Y71287208
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income For For Management
3 Approve Composition of the Board of For For Management
Directors
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Auditors For For Management
--------------------------------------------------------------------------------
PT MERDEKA COPPER GOLD TBK
Ticker: MDKA Security ID: Y60132100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income For For Management
3 Approve Auditors For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Composition of the Board of For For Management
Directors
--------------------------------------------------------------------------------
PT MERDEKA COPPER GOLD TBK
Ticker: MDKA Security ID: Y60132100
Meeting Date: MAY 25, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report on the Use of Proceeds None None Management
2 Approve Share Repurchase Program For For Management
3 Authorize the Board of Directors to For Against Management
Transfer the Result of Share Buyback
in 2020
4 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PT PERUSAHAAN GAS NEGARA TBK
Ticker: PGAS Security ID: Y7136Y118
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report and Report of the For For Management
Partnership and Community Development
Program (PCDP)
2 Approve Financial Statements, For For Management
Financial Report of the Partnership
and Community Development Program
(PCDP), and Discharge of Directors and
Commissioners
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
5 Approve Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
6 Approve Changes in the Boards of the For Against Management
Company
7 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PT SARANA MENARA NUSANTARA TBK
Ticker: TOWR Security ID: Y71369113
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Payment of Interim Dividends For For Management
6 Approve Changes in the Boards of the For For Management
Company
--------------------------------------------------------------------------------
PT SARANA MENARA NUSANTARA TBK
Ticker: TOWR Security ID: Y71369113
Meeting Date: MAY 31, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Management and Employee Stock For Against Management
Ownership Program (MESOP)
--------------------------------------------------------------------------------
PT SEMEN INDONESIA (PERSERO) TBK
Ticker: SMGR Security ID: Y7142G168
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Annual Report of the For For Management
Partnership and Community Development
Program (PCDP)and Discharge of
Directors and Commissioners
3 Approve Allocation of Income For For Management
4 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
5 Appoint Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
6 Accept Report on the Use of Proceeds For For Management
7 Accept Amendments to Articles of For Against Management
Association
8 Accept Changes in the Boards of the For Against Management
Company
--------------------------------------------------------------------------------
PT TELKOM INDONESIA (PERSERO) TBK
Ticker: TLKM Security ID: Y71474145
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report and Statutory For For Management
Reports
2 Approve Report of the Partnership and For For Management
Community Development Program (PCDP)
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
5 Appoint Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
6 Amend Articles of Association For Against Management
7 Approve Ratification of State-Owned For For Management
Enterprises Regulations
8 Approve Changes in the Boards of the For Against Management
Company
--------------------------------------------------------------------------------
PT UNILEVER INDONESIA TBK
Ticker: UNVR Security ID: Y9064H141
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Resignation of Maurits Daniel For For Management
Rudolf Lalisang as Cimmissioner
2 Approve Resignation of Hemant Bakshi For For Management
as Director
3 Approve Resignation of Sancoyo For For Management
Antarikso as Director
4 Elect Hemant Bakshi as Commissioner For For Management
5 Elect Ira Noviarti as Director For For Management
6 Elect Reski Damayanti as Director For For Management
7 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PT UNILEVER INDONESIA TBK
Ticker: UNVR Security ID: Y9064H141
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Resignation of Jochanan Senf For For Management
as Director
2 Approve Resignation of Sri Widowati as For For Management
Director
3 Elect Tran Tue Tri as Director For For Management
--------------------------------------------------------------------------------
PT UNILEVER INDONESIA TBK
Ticker: UNVR Security ID: Y9064H141
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Siddharta Widjaja dan Rekan as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4a1 Elect Alissa Wahid as Commissioner For For Management
4a2 Elect Fauzi Ichsan as Commissioner For For Management
4a3 Elect Hemant Bakshi as Commissioner For For Management
4a4 Elect Alexander Rusli as Commissioner For For Management
4a5 Elect Debora Herawati Sadrach as For For Management
Commissioner
4a6 Elect Ignasius Jonan as Commissioner For For Management
4b Approve Remuneration of Directors and For For Management
Commissioners
--------------------------------------------------------------------------------
PT UNITED TRACTORS TBK
Ticker: UNTR Security ID: Y7146Y140
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Elect Directors and Commissioners For Against Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Auditors For For Management
6 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PT XL AXIATA TBK
Ticker: EXCL Security ID: Y7125N107
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Board of Directors For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PTT EXPLORATION & PRODUCTION PLC
Ticker: PTTEP Security ID: Y7145P165
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge 2020 Performance Results None None Management
and 2021 Work Plan of the Company
2 Approve Financial Statements For For Management
3 Approve Dividend Payment For For Management
4 Approve PricewaterhouseCoopers ABAS For Against Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
5 Approve Remuneration of Directors and For For Management
Sub-Committees
6.1 Elect Krairit Euchukanonchai as For For Management
Director
6.2 Elect Tanarat Ubol as Director For For Management
6.3 Elect Pitipan Tepartimargorn as For For Management
Director
6.4 Elect Bundhit Eua-arporn as Director For For Management
6.5 Elect Angkarat Priebjrivat as Director For For Management
--------------------------------------------------------------------------------
PTT GLOBAL CHEMICAL PLC
Ticker: PTTGC Security ID: Y7150W105
Meeting Date: APR 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Acknowledge Operating Results and
Recommendation for the Company's
Business Plan
2 Approve Allocation of Income and For For Management
Dividend Payment
3.1 Elect Piyasvasti Amranand as Director For For Management
3.2 Elect Somkit Lertpaithoon as Director For For Management
3.3 Elect Pakorn Nilprapunt as Director For For Management
3.4 Elect Nithi Chungcharoen as Director For For Management
3.5 Elect Disathat Panyarachun as Director For For Management
4 Approve Remuneration of Directors For For Management
5 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Company Limited as
Auditors and Authorize Board to Fix
Their Remuneration
6 Other Business For Against Management
--------------------------------------------------------------------------------
PTT GLOBAL CHEMICAL PLC
Ticker: PTTGC Security ID: Y7150W105
Meeting Date: JUN 07, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Sale Transaction For For Management
2 Other Business For Against Management
--------------------------------------------------------------------------------
PTT OIL & RETAIL BUSINESS PUBLIC CO., LTD.
Ticker: OR Security ID: Y7150Z108
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Company's Performance None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5.1 Elect Duangkamol Chartprasert as For For Management
Director
5.2 Elect Supat Metheeworapote as Director For For Management
5.3 Elect Phoomsak Aranyakasemsuk as For For Management
Director
5.4 Elect Kris Imsang as Director For For Management
6 Approve Remuneration of Directors For For Management
7.1 Approve Increase in the Number of For For Management
Directors from 11 to 15 and Elect
Surapon Nitikraipot as Director
7.2 Approve Increase in the Number of For For Management
Directors from 11 to 15 and Elect
Rawit Hanutsaha as Director
7.3 Approve Increase in the Number of For For Management
Directors from 11 to 15 and Elect
Noppadol Pinsupa as Director
7.4 Approve Increase in the Number of For For Management
Directors from 11 to 15 and Elect
Arawadee Photisaro as Director
8 Other Business For Against Management
--------------------------------------------------------------------------------
PTT PUBLIC CO., LTD.
Ticker: PTT Security ID: Y6883U139
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Performance Statement and For For Management
Approve Financial Statements
2 Approve Allocation of Income and For For Management
Dividend Payment
3 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Approve Remuneration of Directors For For Management
5.1 Elect Payong Srivanich as Director For For Management
5.2 Elect Jatuporn Buruspat as Director For For Management
5.3 Elect Chayodom Sabhasri as Director For For Management
5.4 Elect Danucha Pichayanan as Director For For Management
5.5 Elect Auttapol Rerkpiboon as Director For For Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
PTT PUBLIC COMPANY LIMITED
Ticker: PTT-F Security ID: TH0646010Z18
Meeting Date: JUL 03, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Appointment of Auditor and Authority For For Management
to Set Fees
5 Directors' Fees For For Management
6 Elect Krishna Boonyachai For For Management
7 Elect Supattanapong Punmeechaow For For Management
8 Elect Rungroj Sangkram For For Management
9 Elect Kittipong Kittayarak For For Management
10 Elect Premrutai Vinaiphat For For Management
11 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
PUBLIC BANK BERHAD
Ticker: 1295 Security ID: Y71497104
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus Issue of New Ordinary For For Management
Shares
--------------------------------------------------------------------------------
PUBLIC BANK BERHAD
Ticker: 1295 Security ID: Y71497104
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lim Chao Li as Director For For Management
2 Elect Lai Wan as Director For For Management
3 Elect Lee Chin Guan as Director For For Management
4 Elect Mohd Hanif bin Sher Mohamed as For For Management
Director
5 Approve Directors' Fees, Board For For Management
Committees Members' Fees and Allowances
6 Approve Remuneration and For Against Management
Benefits-In-Kind (Excluding Director's
Fee and Board Meeting Allowance) to
Teh Hong Piow
7 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PUBLIC JOINT STOCK COMPANY POLYUS.
Ticker: Security ID: US73181M1172
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Accounts and Reports For TNA Management
3 Allocation of Profits/Dividends For TNA Management
5 Elect Maria V. Gordon For TNA Management
6 Elect Pavel S. Grachev For TNA Management
7 Elect Edward C. Dowling For TNA Management
8 Elect Said S. Kerimov For TNA Management
9 Elect Sergei Nossoff For TNA Management
10 Elect Vladimir A. Polin For TNA Management
11 Elect Kent Potter For TNA Management
12 Elect Mikhail B. Stiskin For TNA Management
13 Elect William Champion For TNA Management
14 Appointment of Auditor For TNA Management
15 Indemnification of Directors/Officers For TNA Management
16 Amendments to Board Regulations For TNA Management
17 Amendments to Board Remuneration For TNA Management
Regulations
--------------------------------------------------------------------------------
PUREGOLD PRICE CLUB INC
Ticker: Security ID: PHY716171079
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 CALL TO ORDER For For Management
11 Elect Jack Huang For For Management
12 Elect Edgardo G. Lacson For For Management
13 Elect Marilyn V. Pardo For For Management
14 Elect Jaime Dela Rosa For For Management
15 Appointment of Auditor and Authority For For Management
to Set Fees
16 Amendments to Articles - Business For For Management
Purpose
17 Amendments to Articles - Authorized For For Management
Capital Stock
18 Transaction of Other Business For Abstain Management
19 Right to Adjourn Meeting For For Management
3 CERTIFICATION OF NOTICE AND QUORUM For For Management
4 Meeting Minutes For For Management
5 Accounts and Reports For For Management
6 Elect Lucio L. Co For For Management
7 Elect Susan P. Co For For Management
8 Elect Ferdinand Vincent P. Co For For Management
9 Elect Pamela Justine P. Co For For Management
10 Elect Leonardo B. Dayao For For Management
--------------------------------------------------------------------------------
PUREGOLD PRICE CLUB, INC.
Ticker: PGOLD Security ID: Y71617107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Previous For For Management
Meeting and Ratification of Acts and
Resolutions of the Board of Directors
and Management in 2020
2 Approve 2020 Annual Report and Audited For For Management
Financial Statements
3 Approve RG Manabat & Company as For For Management
External Auditor and Fix Its
Remuneration
4.1 Elect Lucio L. Co as Director For Against Management
4.2 Elect Susan P. Co as Director For Against Management
4.3 Elect Ferdinand Vincent P. Co as For For Management
Director
4.4 Elect Pamela Justine P. Co as Director For For Management
4.5 Elect Leonardo B. Dayao as Director For Against Management
4.6 Elect Jack T. Huang as Director For For Management
4.7 Elect Jaime S. Dela Rosa as Director For For Management
4.8 Elect Edgardo G. Lacson as Director For For Management
4.9 Elect Marilyn V. Pardo as Director For For Management
--------------------------------------------------------------------------------
QIANHE CONDIMENT & FOOD CO., LTD.
Ticker: 603027 Security ID: Y7166X105
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Financial Budget Report For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Report of the Independent For For Management
Directors
6 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
7 Approve Annual Report and Summary For For Management
8 Approve Internal Control Evaluation For For Management
Report
9 Approve Remuneration of Directors and For Against Management
Supervisors
10 Approve Appointment of Auditor For For Management
11 Approve Repurchase and Cancellation of For For Management
Performance Shares
12 Approve Allowance of Independent For For Management
Directors
13 Approve Provision of Guarantee For For Management
14.1 Elect Wu Chaoqun as Director For For Management
14.2 Elect Wu Jianyong as Director For For Management
14.3 Elect Liu Dehua as Director For For Management
14.4 Elect Xu Yi as Director For For Management
14.5 Elect He Tiankui as Director For For Management
14.6 Elect Cao Hong as Director For For Management
15.1 Elect Luo Hong as Director For For Management
15.2 Elect He Zhen as Director For For Management
15.3 Elect Che Zhenming as Director For For Shareholder
16.1 Elect Yang Hong as Supervisor For For Management
16.2 Elect Zheng Ou as Supervisor For For Management
--------------------------------------------------------------------------------
QINGDAO RURAL COMMERCIAL BANK CORP.
Ticker: 002958 Security ID: Y7S663102
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Downward Adjustment of For Against Management
Conversion Price
--------------------------------------------------------------------------------
QINGDAO RURAL COMMERCIAL BANK CORP.
Ticker: 002958 Security ID: Y7S663102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For For Management
Financial Budget Report
4 Approve Profit Distribution For For Management
5 Approve Supplement Related Party For For Management
Transaction
6.1 Approve Related Party Transaction with For For Management
Qingdao Guoxin Development (Group) Co.
, Ltd. and its Affiliates
6.2 Approve Related Party Transaction with For For Management
Qingdao Urban Construction Investment
(Group) Co., Ltd. . and its Affiliates
6.3 Approve Related Party Transaction with For For Management
Ballon International Group Limited and
its Affiliates
6.4 Approve Related Party Transaction with For For Management
Rizhao Steel Holding Group Co., Ltd.
and its Affiliates
6.5 Approve Related Party Transaction with For For Management
Qingdao Global Wealth Center
Development and Construction Co., Ltd.
and its Affiliates
6.6 Approve Related Party Transaction with For For Management
Yantai Rural Commercial Bank Co., Ltd.
6.7 Approve Related Party Transaction with For For Management
Weihai City Commercial Bank Co., Ltd.
6.8 Approve Related Party Transaction with For For Management
Weifang Rural Commercial Bank Co., Ltd.
6.9 Approve Related Party Transaction with For For Management
Shenzhen Luohu Blue Ocean Village Bank
Co., Ltd.
7 Approve to Appoint External Auditor For For Management
8 Amend Articles of Association For Against Management
9 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
10 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
11 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
12 Approve Development Plan For For Management
13 Approve Asset Backed Securitization For For Management
and Authorization to the President
14.1 Elect Liu Zhongsheng as For For Management
Non-Independent Executive Director
14.2 Elect Liu Bingbing as Non-Independent For For Management
Non-Executive Director
14.3 Elect Li Qingxiang as Non-Independent For For Management
Non-Executive Director
14.4 Elect Xue Jian as Non-Independent For For Management
Non-Executive Director
14.5 Elect Lu Yurui as Non-Independent For For Management
Non-Executive Director
14.6 Elect Liu Zongbo as Non-Independent For For Management
Executive Director
14.7 Elect Jia Chenggang as Non-Independent For For Management
Executive Director
14.8 Elect Ding Minglai as Non-Independent For For Management
Executive Director
14.9 Elect Lin Sheng as Independent For For Management
Non-Executive Director
14.10 Elect Shang Youguang as Independent For For Management
Non-Executive Director
14.11 Elect Sun Guomao as Independent For For Management
Non-Executive Director
14.12 Elect Luan Piqiang as Independent For For Management
Non-Executive Director
14.13 Elect Wang Shaofei as Independent For For Management
Non-Executive Director
15.1 Elect An Jie as Supervisor For For Management
15.2 Elect Wu Gang as Supervisor For For Management
15.3 Elect Hu Ming as Supervisor For For Management
15.4 Elect Li Xiaolan as Supervisor For For Management
15.5 Elect Li Zhigang as Supervisor For For Management
--------------------------------------------------------------------------------
QL RESOURCES BERHAD
Ticker: 7084 Security ID: Y7171B106
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Elect Chia Song Kun as Director For For Management
3 Elect Chia Song Kooi as Director For For Management
4 Elect Kow Poh Gek as Director For For Management
5 Elect Low Teng Lum as Director For For Management
6 Elect Wee Beng Chuan as Director For For Management
7 Approve Directors' Fees For For Management
8 Approve Directors' Benefits For For Management
9 Approve Additional Directors' Fees For For Management
10 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
12 Approve Bonus Issue of New Ordinary For For Management
Shares
13 Authorize Share Repurchase Program For For Management
14 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
QUANTA COMPUTER, INC.
Ticker: 2382 Security ID: Y7174J106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Amend Procedures for Lending Funds to For Against Management
Other Parties and Endorsements &
Guarantees
--------------------------------------------------------------------------------
RABIGH REFINING & PETROCHEMICAL CO.
Ticker: 2380 Security ID: M8180Q103
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for Q2,Q3 and Annual
Statement of FY 2021 and Q1,Q2,Q3 and
Annual Statement of FY 2022 and Q1 of
FY 2023
6 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
7 Approve Related Party Transactions Re: For For Management
Saudi Aramco
8 Approve Related Party Transactions Re: For For Management
Sumitomo Chemical Company Ltd
9 Approve Related Party Transactions Re: For For Management
Saudi Aramco
10 Approve Related Party Transactions Re: For For Management
Sumitomo Chemical Company Ltd
11 Approve Related Party Transactions Re: For For Management
Saudi Aramco
12 Approve Related Party Transactions Re: For For Management
Sumitomo Chemical Company Ltd
13 Approve Related Party Transactions Re: For For Management
Saudi Aramco
14 Approve Related Party Transactions Re: For For Management
Sumitomo Chemical Company Ltd
15 Approve Related Party Transactions Re: For For Management
Saudi Aramco
16 Approve Related Party Transactions Re: For For Management
Sumitomo Chemical Company Ltd
17 Approve Related Party Transactions Re: For For Management
Saudi Aramco
18 Approve Related Party Transactions Re: For For Management
Sumitomo Chemical Company Ltd
19 Approve Remuneration of Independent For For Management
Directors of SAR 1,050,000 for FY 2020
20 Elect Othman Al Ghamdi as Director For Against Management
--------------------------------------------------------------------------------
RAIA DROGASIL SA
Ticker: RADL3 Security ID: P7942C102
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 5-for-1 Stock Split and Amend For For Management
Article 4 Accordingly
2 Amend Article 11 For For Management
3 Amend Article 14 For For Management
4 Consolidate Bylaws For For Management
5 Approve Restricted Stock Plan For Against Management
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RAIA DROGASIL SA
Ticker: RADL3 Security ID: P7942C102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 11 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Carlos Pipponzi as
Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Pires Oliveira Dias as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cristiana Almeida Pipponzi as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Plinio Villares Musetti as
Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Sergio Coutinho Galvao
Filho as Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Renato Pires Oliveira Dias as
Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marco Ambrogio Crespi Bonomi as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sylvia de Souza Leao Wanderley
as Independent Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Denise Soares dos Santos as
Independent Director
8.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Philipp Paul Marie Povel as
Independent Director
8.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cesar Nivaldo Gon as Independent
Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Approve Remuneration of Company's For For Management
Management
11 Elect Fiscal Council Members For Abstain Management
12 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
13 Elect Antonio Edson Maciel dos Santos None For Shareholder
as Fiscal Council Member and
Alessandra Eloy Gadelha as Alternate
Appointed by Minority Shareholder
14 Approve Remuneration of Fiscal Council For For Management
Members
15 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RAIA DROGASIL SA
Ticker: RADL3 Security ID: P7942C102
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 For For Management
2 Amend Article 6 Re: Increase in Board For For Management
Size
3 Amend Article 6 For For Management
4 Amend Article 6 For For Management
5 Amend Article 6 For For Management
6 Amend Article 6 For For Management
7 Amend Article 6 For For Management
8 Amend Article 9 For For Management
9 Amend Article 9 For For Management
10 Amend Article 7 For For Management
11 Amend Articles For For Management
12 Consolidate Bylaws For For Management
13 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RAND MERCHANT INVESTMENT HOLDINGS LTD.
Ticker: RMI Security ID: S6815J118
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Johan Burger as Director For For Management
1.2 Re-elect Laurie Dippenaar as Director For For Management
1.3 Re-elect Paul Harris as Director For For Management
1.4 Re-elect Albertinah Kekana as Director For Against Management
1.5 Re-elect Mamongae Mahlare as Director For For Management
1.6 Re-elect Obakeng Phetwe as Director For For Management
1.7 Re-elect James Teeger as Director For For Management
1 Approve Remuneration Policy For Against Management
2 Approve Remuneration Implementation For Against Management
Report
2 Place Authorised but Unissued Shares For For Management
under Control of Directors
3 Authorise Board to Issue Shares for For For Management
Cash
4 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company and
Authorise Their Remuneration
5.1 Re-elect Johan Burger as Member of the For For Management
Audit and Risk Committee
5.2 Re-elect Sonja De Bruyn as Member of For For Management
the Audit and Risk Committee
5.3 Re-elect Per-Erik Lagerstrom as Member For For Management
of the Audit and Risk Committee
5.4 Re-elect James Teeger as Member of the For For Management
Audit and Risk Committee
6 Authorise Ratification of Approved For For Management
Resolutions
1 Approve Non-executive Directors' For For Management
Remuneration
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Authorise Issue of Shares and/or For For Management
Options Pursuant to a Reinvestment
Option
4 Approve Financial Assistance to For For Management
Directors, Prescribed Officers and
Employee Share Scheme Beneficiaries
5 Approve Financial Assistance to For For Management
Related and Inter-related Entities
--------------------------------------------------------------------------------
RATCH GROUP PUBLIC COMPANY LIMITED
Ticker: RATCH Security ID: Y719E9103
Meeting Date: APR 05, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Company's Performance None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5 Approve KPMG Phoomchai Audit Limited For Against Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Remuneration of Directors For For Management
7.1 Elect Ratanachai Namwong as Director For For Management
7.2 Elect Suthon Boonprasong as Director For For Management
7.3 Elect Nutthavutthi Chamchang as For For Management
Director
7.4 Elect Kijja Sripatthangkura as Director For For Management
8 Other Business For Against Management
--------------------------------------------------------------------------------
RATCH GROUP PUBLIC COMPANY LTD
Ticker: RATCH-F Security ID: TH0637010Y18
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Meeting Minutes For For Management
2 Annual Report For For Management
3 Accounts and Reports For For Management
4 Acknowledge Interim Dividends For For Management
5 Appointment of Auditor and Authority For For Management
to Set Fees
6 Directors' Fees For For Management
7 Elect Nantika Thangsuphanich For For Management
8 Elect Chartchai Rojanaratanangkule For For Management
9 Elect Somboon Nhookeaw For For Management
10 Elect Kriengkrai Rukkulchon For For Management
11 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
REALTEK SEMICONDUCTOR CORP.
Ticker: 2379 Security ID: Y7220N101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3.1 Elect Yeh Nan Horng, a Representative For For Management
of Cotek Pharmaceutical Industry Co.,
Ltd, with Shareholder No. 256, as
Non-Independent Director
3.2 Elect Yeh Po Len, a Representative of For Against Management
Sonnen Limited, with Shareholder No.
239637, as Non-Independent Director
3.3 Elect Chiu Sun Chien, a Representative For For Management
of United Glory Co., Ltd, with
Shareholder No. 65704, as
Non-Independent Director
3.4 Elect Chen Kuo Jong, a Representative For Against Management
of United Glory Co., Ltd, with
Shareholder No. 65704, as
Non-Independent Director
3.5 Elect Huang Yung Fang, with For Against Management
Shareholder No. 4926, as
Non-Independent Director
3.6 Elect Yen Kuang Yu, with Shareholder For Against Management
No. 36744, as Non-Independent Director
3.7 Elect Ni Shu Ching, with Shareholder For Against Management
No. 88, as Non-Independent Director
3.8 Elect Tsai Tyau Chang, with ID No. For For Management
Q102343XXX, as Independent Director
3.9 Elect Chen Fu Yen, with ID No. For For Management
P100255XXX, as Independent Director
3.10 Elect Lo Chun Pa, with ID No. For For Management
J121210XXX, as Independent Director
4 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
REC LIMITED
Ticker: 532955 Security ID: Y73650106
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect Sanjeev Kumar Gupta as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Statutory Auditors
5 Approve Increase in Borrowing Limits For For Management
6 Approve Pledging of Assets for Debt For For Management
7 Authorize Issuance of For For Management
Unsecured/Secured Non-Convertible
Bonds/Debentures on Private Placement
Basis
8 Approve Related Party Transactions For Against Management
with Energy Efficiency Services Limited
--------------------------------------------------------------------------------
REINET INVESTMENTS S.C.A.
Ticker: Security ID: LU0383812293
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendment to the Investment Objective For For Management
and Policy
2 Amendment to the Investment Guidelines For For Management
3 Amendment to the Closing Price For For Management
Definition
--------------------------------------------------------------------------------
REINET INVESTMENTS S.C.A.
Ticker: Security ID: LU0383812293
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Consolidated Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Ratification of General Partner and For For Management
Board Acts
5 Elect John Li For For Management
6 Elect Yves Prussen For For Management
7 Elect Stuart M. Robertson For For Management
8 Elect Stuart Rowlands For For Management
9 Directors' Fees For For Management
10 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD.
Ticker: Security ID: INE002A01018
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports (Standalone) For For Management
2 Accounts and Reports (Consolidated) For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Nikhil R. Meswani For For Management
5 Elect P.M.S. Prasad For For Management
6 Reappointment of Hital R. Meswani For For Management
(Whole-time Director); Approve
Remuneration
7 Elect Kosaraju Veerayya Chowdary For For Management
8 Authority to Set Cost Auditors Fees For For Management
--------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD.
Ticker: 500325 Security ID: Y72596102
Meeting Date: MAR 31, 2021 Meeting Type: Court
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD.
Ticker: 500325 Security ID: Y72596102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Dividend For For Management
3 Elect Nikhil R. Meswani as Director For For Management
4 Elect Pawan Kumar Kapil as Director For For Management
5 Reelect Shumeet Banerji as Director For For Management
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
REMGRO LTD.
Ticker: REM Security ID: S6873K106
Meeting Date: NOV 30, 2020 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2020
2 Reappoint PricewaterhouseCoopers Inc. For For Management
as Auditors with Anton Wentzel as the
Individual Registered Auditor
3 Re-elect Sonja De Bruyn as Director For For Management
4 Re-elect Mariza Lubbe as Director For For Management
5 Re-elect Murphy Morobe as Director For For Management
6 Re-elect Johann Rupert as Director For For Management
7 Re-elect Neville Williams as Director For For Management
8 Elect P Neethling as Director For For Management
9 Elect G Nieuwoudt as Director For For Management
10 Elect K Rantloane as Alternate Director For For Management
11 Re-elect Sonja De Bruyn as Member of For For Management
the Audit and Risk Committee
12 Re-elect Peter Mageza as Member of the For For Management
Audit and Risk Committee
13 Re-elect Phillip Moleketi as Member of For For Management
the Audit and Risk Committee
14 Re-elect Frederick Robertson as Member For For Management
of the Audit and Risk Committee
15 Place Authorised but Unissued Shares For For Management
under Control of Directors
16 Approve Remuneration Policy For For Management
17 Approve Remuneration Implementation For For Management
Report
1 Approve Directors' Remuneration For For Management
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
4 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
--------------------------------------------------------------------------------
RHB BANK BERHAD
Ticker: 1066 Security ID: Y72783106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Elect Ong Leong Huat @ Wong Joo Hwa as For For Management
Director
3 Elect Ong Ai Lin as Director For For Management
4 Elect Ahmad Badri Mohd Zahir as For For Management
Director
5 Elect Donald Joshua Jaganathan as For For Management
Director
6 Elect Iain John Lo as Director For For Management
7 Approve Directors' Fees and Board For For Management
Committees' Allowances
8 Approve Directors' Remuneration For For Management
(Excluding Directors' Fees and Board
Committees' Allowances)
9 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Proposed Dividend Reinvestment For For Management
Plan (DRP)
12 Approve Issuance of Shares under the For For Management
Dividend Reinvestment Plan (DRP)
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO LTD
Ticker: Security ID: CNE1000005Y9
Meeting Date: JUL 08, 2020 Meeting Type: Special
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issuance of RMB 1.45 Billion Creditors For For Management
Rights Financing Plan
2 Full Authorization to the Board, the For For Management
Chairman of the Board or Persons
Authorized by the Chairman of the
Board to Handle Matters Regarding the
Issuance
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO LTD
Ticker: Security ID: CNE1000005Y9
Meeting Date: AUG 07, 2020 Meeting Type: Special
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Extension of the Valid Period of the For For Management
Resolution on the 2016 Non-public
Share Offering
2 Extension of the Valid Period of the For For Management
Full Authorization of to the Board to
Handle Matters Regarding the 2016
Non-public Share Offering
3 Issuing Scale For For Management
12 Valid Period of the Resolution For For Management
4 Bond Type and Duration For For Management
5 Interest Rate and Interest Payment For For Management
Method
6 Purpose of the Raised Funds For For Management
7 Issuing Targets and Method For For Management
8 Guarantee Arrangement For For Management
9 Placement to Shareholder For For Management
10 Listing Application For For Management
11 Repayment Guarantee Measures For For Management
13 Authorization to the Board or Its For For Management
Authorized People to Handle Matters
Regarding the Public Issuance of
Corporate Bonds to Professional
Investors
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO., LTD.
Ticker: 002146 Security ID: Y7286J101
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Plan for Asset-backed For For Management
Establishment of Final Payment
2 Approve Provision of Interception and For For Management
Replenishment as well as Balance
Payment and Credit Enhancement for
Special Plan for Asset-backed Final
Payment
3 Approve Authorization of Board to For For Management
Handle All Related Matters
4 Approve Provision of Guarantee For For Management
5 Approve Provision of Guarantee for For For Management
Lijiang Rongsheng Kanglv Real Estate
Co., Ltd.
6 Approve Provision of Guarantee for For For Shareholder
Hebei Rongsheng Building Materials Co.
, Ltd.
7 Approve Provision of Guarantee for For For Shareholder
Xianghe Wanlitong Industrial Co., Ltd.
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO., LTD.
Ticker: 002146 Security ID: Y7286J101
Meeting Date: NOV 23, 2020 Meeting Type: Special
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee to For For Management
Jinan Rongfeng Real Estate Development
Co., Ltd.
2 Approve Provision of Guarantee to For For Management
Hengshui Rongjun Real Estate
Development Co., Ltd.
3 Approve Provision of Guarantee to For For Management
Cangzhou Rongchuan Real Estate
Development Co., Ltd.
4 Approve Provision of Guarantee to For For Management
Jiaxing Rongxiang Real Estate Co., Ltd.
5 Approve Provision of Guarantee to For For Management
Zhengzhou Hongzhu Real Estate Co., Ltd.
6 Approve Provision of Guarantee to For For Management
Puyang Rongyou Real Estate Development
Co., Ltd.
7 Approve Provision of Guarantee to For For Management
Taiyuan Rongde Real Estate Co., Ltd.
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO., LTD.
Ticker: 002146 Security ID: Y7286J101
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO., LTD.
Ticker: 002146 Security ID: Y7286J101
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
2 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO., LTD.
Ticker: 002146 Security ID: Y7286J101
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantees For For Management
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO., LTD.
Ticker: 002146 Security ID: Y7286J101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Report and Audit For For Management
Report
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Financial Budget Report For For Management
8 Approve Appointment of Financial For For Management
Auditor
9 Approve Issuance of Overseas Corporate For For Management
Bonds and Related Matters
--------------------------------------------------------------------------------
RIYAD BANK
Ticker: 1010 Security ID: M8215R118
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Discharge of Directors for FY For For Management
2020
4 Approve Remuneration of Directors of For For Management
SAR 5,945 Thousand for FY 2020
5 Approve Dividends of SAR 0.50 Per For For Management
Share for FY 2020
6 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
7 Ratify Auditors and Fix Their For For Management
Remuneration for Q1, Q2, Q3, Annual
Financial Statement of FY 2021 and Q1
of FY 2022 and Provide Zakat and TAX
Services
8 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
9 Approve Related Party Transactions Re: For For Management
General Organization for Social
Insurance
10 Approve Related Party Transactions Re: For For Management
Saudi Telecom Company
--------------------------------------------------------------------------------
RONGSHENG PETROCHEMICAL CO., LTD.
Ticker: 002493 Security ID: Y7324B102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Profit Distribution For For Management
4 Approve Financial Statements For For Management
5 Approve to Appoint Auditor For For Management
6 Approve Annual Report and Summary For For Management
7.1 Approve Signing of Purified For For Management
Terephthalic Acid (PTA) Purchase and
Sale Contract
7.2 Approve Signing of Crude Oil Purchase For For Management
and Sale Contract
7.3 Approve Signing of Purchase Contract For For Management
7.4 Approve Signing of Purchase and Sale For For Management
Contract of Aromatic Products
7.5 Approve Signing of Purchase and Sale For For Management
Contract of Aromatics and Other
Products
7.6 Approve Signing of Purchase and Sale For For Management
Contract of Refined Oil Products with
Zhejiang Refined Oil Trading Co., Ltd.
7.7 Approve Signing of Purchase and Sale For For Management
Contract of Refined Oil Products with
Zhejiang Petroleum Comprehensive
Energy Sales Co., Ltd.
7.8 Approve Signing of Purchase and Sale For For Management
Contract of Refined Oil Products with
Zhejiang Kunsheng Petrochemical Sales
Co., Ltd.
7.9 Approve Signing of Purchase and Sale For For Management
Contract of Refined Oil Products with
Zhejiang Jurong Petrochemical Sales Co.
, Ltd.
7.10 Approve Signing of Housing and Parking For For Management
Space Contract
7.11 Approve Signing of Cargo For For Management
Transportation Contract
7.12 Approve Signing of Purchase Contract For For Management
with Suzhou Shenghui Equipment Co.,
Ltd.
7.13 Approve Handling of Deposit, Credit, For For Management
Settlement and Other Businesses
7.14 Approve Loan from the Company's For For Management
Controlling Shareholder
8 Approve Guarantee Provision For For Management
9 Approve External Guarantee Provision For Against Management
10 Approve Futures Hedging Business For For Management
11 Approve Foreign Exchange Derivatives For For Management
Trading Business
12 Elect Shao Yiping as Independent For For Management
Director
--------------------------------------------------------------------------------
ROSNEFT OIL CO.
Ticker: ROSN Security ID: 67812M207
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 6.94 per Share For For Management
5 Approve Remuneration of Directors For Against Management
6 Approve Remuneration of Members of For For Management
Audit Commission
7 Elect Directors None None Management
8.1 Elect Olga Andrianova as Member of For For Management
Audit Commission
8.2 Elect Pavel Buchnev as Member of Audit For For Management
Commission
8.3 Elect Aleksei Kulagin as Member of For For Management
Audit Commission
8.4 Elect Sergei Poma as Member of Audit For For Management
Commission
8.5 Elect Zakhar Sabantsev as Member of For For Management
Audit Commission
9 Ratify Ernst and Young as Auditor For Against Management
--------------------------------------------------------------------------------
RUENTEX DEVELOPMENT CO., LTD.
Ticker: 9945 Security ID: Y73659107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
--------------------------------------------------------------------------------
RUMO S.A.
Ticker: Security ID: BRRAILACNOR9
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Supervisory Council Size For For Management
5 Elect Luis Claudio Rapparini Soares For Against Management
6 Elect Francisco Silverio Morales For Against Management
Cespede
7 Elect Cristina Anne Betts For Against Management
8 Elect Marcelo Curti For Against Management
10 Elect Reginaldo Ferreira Alexandre For Management
11 Elect Marcos Tadeu de Siquiera Do Not Vote Management
12 Election Luis Rapparini as Supervisory For For Management
Council Chair
13 Remuneration policy For For Management
14 Supervisory Council Fees For For Management
15 Instructions if Meeting is Held on Against Management
Second Call
--------------------------------------------------------------------------------
RUMO S.A.
Ticker: Security ID: BRRAILACNOR9
Meeting Date: JUL 22, 2020 Meeting Type: Special
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Amendment to the Long-Term Incentive For Against Management
Plan
4 Amendments to Articles (Novo Mercado For For Management
Regulations)
5 Instructions if Meeting is Held on For Management
Second Call
--------------------------------------------------------------------------------
RUMO S.A.
Ticker: Security ID: BRRAILACNOR9
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Increase in Authorized Capital For For Management
3 Amendments to Article 6 (Authorized For For Management
Capital); Consolidation of Articles
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: APR 20, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 20, 26 and 31 and For For Management
Consolidate Bylaws
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income For For Management
3 Fix Number of Directors at Ten For For Management
4 Approve Classification of Abel For For Management
Gregorei Halpern, Marcos Sawaya Jank,
and Janet Drysdale as Independent
Directors
5 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
6 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
7.1 Elect Rubens Ometto Silveira Mello as For For Management
Director
7.2 Elect Luis Henrique Cals De Beauclair For Against Management
Guimaraes as Director
7.3 Elect Maria Rita de Carvalho Drummond For Against Management
as Director
7.4 Elect Abel Gregorei Halpern as For For Management
Independent Director
7.5 Elect Marcelo Eduardo Martins as For Against Management
Director
7.6 Elect Janet Drysdale as Independent For For Management
Director
7.7 Elect Burkhard Otto Cordes as Director For Against Management
7.8 Elect Julio Fontana Neto as Director For Against Management
7.9 Elect Riccardo Arduini as Director and For Against Management
Giancarlo Arduini as Alternate
7.10 Elect Marcos Sawaya Jank as For For Management
Independent Director
8 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
9.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Rubens Ometto Silveira Mello as
Director
9.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luis Henrique Cals De Beauclair
Guimaraes as Director
9.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Maria Rita de Carvalho Drummond
as Director
9.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Abel Gregorei Halpern as
Independent Director
9.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Eduardo Martins as
Director
9.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Janet Drysdale as Independent
Director
9.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Burkhard Otto Cordes as Director
9.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Julio Fontana Neto as Director
9.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Riccardo Arduini as Director and
Giancarlo Arduini as Alternate
9.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcos Sawaya Jank as
Independent Director
10 Elect Rubens Ometto Silveira Mello as For For Management
Board Chairman and Luis Henrique Cals
De Beauclair Guimaraes as Vice-Chairman
11 Fix Number of Fiscal Council Members For For Management
at Five
12.1 Elect Luis Claudio Rapparini Soares as For Abstain Management
Fiscal Council Member and Carla
Alessandra Trematore as Alternate
12.2 Elect Marcelo Curti as Fiscal Council For Abstain Management
Member and Nadir Dancini Barsanulfo as
Alternate
12.3 Elect Francisco Silverio Morales For Abstain Management
Cespede as Fiscal Council Member and
Helio Ribeiro Duarte as Alternate
12.4 Elect Cristina Anne Betts as Fiscal For Abstain Management
Council Member and Guido Barbosa de
Oliveira as Alternate
13 Elect Reginaldo Ferreira Alexandre as None For Shareholder
Fiscal Council Member and Walter Luis
Bernardes Altertoni as Alternate
Appointed by Minority Shareholder
14 Elect Luis Claudio Rapparini Soares as For For Management
Fiscal Council Chairman
15 Approve Remuneration of Company's For Against Management
Management
16 Approve Remuneration of Fiscal Council For For Management
Members
17 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
without Cancellation of Shares
2 Amend Article 5 to Reflect Changes in For For Management
Capital and Consolidate Bylaws
3 Amend Indemnity Policy For Against Management
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
S-1 CORP. (KOREA)
Ticker: 012750 Security ID: Y75435100
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Lee Jae-hun as Outside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
S-OIL CORP.
Ticker: 010950 Security ID: Y80710109
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For Against Management
3.1 Elect Hussain A.Al-Qahtani as Inside For Against Management
Director
3.2 Elect Mohammed Y.Al-Qahtani as For Against Management
Non-Independent Non-Executive Director
3.3 Elect Ziad T.Al-Murshed as For Against Management
Non-Independent Non-Executive Director
3.4 Elect S.M.Al-Hereagi as For Against Management
Non-Independent Non-Executive Director
3.5 Elect Yahya A.Abushal as For Against Management
Non-Independent Non-Executive Director
3.6 Elect Han Deok-su as Outside Director For Against Management
3.7 Elect Lee Jae-hun as Outside Director For Against Management
3.8 Elect Shin Mi-nam as Outside Director For For Management
3.9 Elect Jungsoon Janice Lee as Outside For Against Management
Director
3.10 Elect Lee Jeon-hwan as Outside Director For For Management
4 Elect Hwang In-tae as Outside Director For For Management
to Serve as an Audit Committee Member
5.1 Elect Lee Jae-hun as a Member of Audit For Against Management
Committee
5.2 Elect Shin Mi-nam as a Member of Audit For For Management
Committee
5.3 Elect Lee Jeon-hwan as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
S.F. HOLDING CO., LTD.
Ticker: 002352 Security ID: Y7T80Y105
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in the Raised Funds For For Management
Investment Project
2 Amend Management System of Raised Funds For For Management
3 Amend External Investment Management For For Management
System
4 Amend Related Party Transaction For For Management
Internal Control and Decision System
5 Amend Remuneration Management System For For Management
of Directors, Supervisors and Senior
Management Members
6 Amend Working System for Independent For For Management
Directors
7 Amend Implementing Rules for For For Management
Cumulative Voting System
8 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
S.F. HOLDING CO., LTD.
Ticker: 002352 Security ID: Y7T80Y105
Meeting Date: JAN 27, 2021 Meeting Type: Special
Record Date: JAN 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
S.F. HOLDING CO., LTD.
Ticker: 002352 Security ID: Y7T80Y105
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For For Management
Products of Wholly-Owned Subsidiary
2 Approve Provision of Guarantees for For For Management
Debt Financing Products Issue by
Wholly-Owned Subsidiary
3 Approve Company's Eligibility for For For Management
Private Placement of Shares
4.1 Approve Share Type and Par Value For For Management
4.2 Approve Issue Manner and Issue Time For For Management
4.3 Approve Target Subscribers and For For Management
Subscription Method
4.4 Approve Pricing Reference Date, For For Management
Pricing Basis and Issue Price
4.5 Approve Issue Size For For Management
4.6 Approve Lock-up Period For For Management
4.7 Approve Distribution Arrangement of For For Management
Undistributed Earnings
4.8 Approve Listing Exchange For For Management
4.9 Approve Use of Proceeds For For Management
4.10 Approve Resolution Validity Period For For Management
5 Approve Plan on Private Placement of For For Management
Shares
6 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
7 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
8 Approve Report on the Usage of For For Management
Previously Raised Funds
9 Approve Shareholder Return Plan For For Management
10 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
S.F. HOLDING CO., LTD.
Ticker: 002352 Security ID: Y7T80Y105
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve External Guarantee Provision For For Management
Plan
8 Approve Use of Own Funds to Invest in For For Management
Financial Products
9 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
10 Elect Wang Jia as Supervisor For For Management
--------------------------------------------------------------------------------
S.F. HOLDING CO., LTD.
Ticker: 002352 Security ID: Y7T80Y105
Meeting Date: JUN 15, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Overseas Listing of Controlled For For Management
Subsidiary in Compliance with the
Notice Governing Overseas Listing of
Enterprises Subordinate to Companies
Listed in China
2 Approve Scheme for Overseas Listing of For For Management
Controlled Subsidiary
3 Approve Commitment of Upholding the For For Management
Independent Listing Status
4 Approve Description and Prospects of For For Management
Sustained Profitability
5 Approve Authorization of the Board to For For Management
Handle All Related Matters
6 Approve Acquisition of Equity For For Management
7 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
SABIC AGRI-NUTRIENTS CO.
Ticker: 2020 Security ID: M8T36M107
Meeting Date: APR 11, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Remuneration of Directors of For For Management
SAR 1,400,000 for FY 2020
7 Approve Dividends of SAR 1 per Share For For Management
for the First Half of FY 2020
8 Approve Dividends of SAR 1 per Share For For Management
for the Second Half of FY 2020
9.1 Elect Mohammed Al Husni as Director None Abstain Management
9.2 Elect Ahmed Murad as Director None Abstain Management
9.3 Elect Abdulazeez Al Mahmoud as Director None Abstain Management
9.4 Elect Amr Kurdi as Director None Abstain Management
9.5 Elect Abdulsalam Al Tuweijiri as None Abstain Management
Director
9.6 Elect Fahad Al Shueibi as Director None Abstain Management
9.7 Elect Mustafa Al Suweij as Director None Abstain Management
9.8 Elect Nael Fayiz as Director None Abstain Management
9.9 Elect Abdullah Al Nimri as Director None Abstain Management
9.10 Elect Waleed Bamaarouf as Director None Abstain Management
9.11 Elect Talal Al Moammar as Director None Abstain Management
9.12 Elect Sultan Qaramish as Director None Abstain Management
9.13 Elect Mujtaba Al Khuneizi as Director None Abstain Management
9.14 Elect Ahmed Al Madani as Director None Abstain Management
9.15 Elect Abdulwahab Abou Kweek as Director None Abstain Management
10 Approve Increase Size of Audit For For Management
Committee From 3 to 4 and Elect
Youssef Al Suheibani as Member of
Audit Committee
11 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
--------------------------------------------------------------------------------
SAHARA INTERNATIONAL PETROCHEMICAL CO.
Ticker: 2310 Security ID: M8257M100
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Distributed Dividends of SAR 0. For For Management
50 per Share for FY 2020
6 Approve Remuneration of Directors of For For Management
SAR 4,557,143 for FY 2020
7 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
8 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
9 Authorize Share Repurchase Program Up For For Management
to 66,347,931 of Company's Shares to
be Allocated as Treasury Shares and
Authorize the Board to Ratify and
Execute the Approved Resolution
10 Amend Article 5 of Bylaws Re: For For Management
Company's Head Office
11 Amend Article 17 of Bylaws Re: For For Management
Repurchase of Own Shares
12 Amend Audit Committee Charter For For Management
13 Amend Nomination and Remuneration For For Management
Committee Charter
14 Approve Competing Business Standards For For Management
Policy
--------------------------------------------------------------------------------
SAIC MOTOR CORP. LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve Annual Report and Summary For For Management
7 Approve to Formulate Shareholder For For Management
Return Plan
8 Approve Daily Related Party For For Management
Transactions
9 Approve Completion and Termination of For For Management
Partial Raised Funds Investment
Projects and Use of Excess Raised
Funds to Replenish Working Capital
10 Approve Provision of Guarantee to SAIC For Against Management
General Motors Finance Co., Ltd.
11 Approve Provision of Guarantees by For For Management
Universal Chexiang Car Rental Co., Ltd.
to Its Controlled Subsidiaries
12 Approve Provision of Guarantee by SAIC For Against Management
Anji Logistics Co., Ltd. to Guangzhou
Port Haijia Automobile Terminal Co.,
Ltd.
13 Approve Provision of Repurchase For For Management
Guarantee for Vehicle Sales Business
of Commercial Vehicle Company
14 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
15 Approve Appointment of Financial For For Management
Auditor
16 Approve Appointment of Internal For For Management
Control Auditor
17 Amend Articles of Association For For Shareholder
18 Amend Rules and Procedures Regarding For For Shareholder
General Meetings of Shareholders
19 Amend Rules and Procedures Regarding For For Shareholder
Meetings of Board of Supervisors
20.1 Elect Chen Hong as Director For For Shareholder
20.2 Elect Wang Xiaoqiu as Director For For Shareholder
20.3 Elect Wang Jian as Director For Against Shareholder
21.1 Elect Li Ruoshan as Director For Against Shareholder
21.2 Elect Zeng Saixing as Director For For Shareholder
21.3 Elect Chen Naiwei as Director For For Shareholder
22.1 Elect Shen Xiaosu as Supervisor For For Shareholder
22.2 Elect Yi Lian as Supervisor For For Shareholder
22.3 Elect Xia Mingtao as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SAIC MOTOR CORPORATION LIMITED
Ticker: Security ID: CNE000000TY6
Meeting Date: JUL 20, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Amendments to the Company's Articles For For Management
of Association
3 Amendments to the Company's Rules of For For Management
Procedure Governing the Board Meetings
4 Amendments to the Company's Rules of For For Management
Procedure Governing Meetings of the
Supervisory Committee
5 SHARE REPURCHASE BY MEANS OF For For Management
CENTRALIZED BIDDING
6 PURPOSE OF THE SHARE REPURCHASE For For Management
7 TYPE OF THE SHARE REPURCHASE For For Management
8 METHOD OF THE SHARE REPURCHASE For For Management
9 TIME LIMIT OF THE SHARE REPURCHASE For For Management
10 TYPE, NUMBER AND PERCENTAGE TO THE For For Management
TOTAL CAPITAL OF SHARES TO BE
REPURCHASED
11 PRICE OF THE SHARES TO BE REPURCHASED For For Management
12 SOURCE OF THE FUNDS TO BE USED FOR THE For For Management
REPURCHASE
13 Arrangements for Cancellation or For For Management
Transfer of the Shares After Share
Repurchase
14 AUTHORIZATION FOR THE SHARE REPURCHASE For For Management
--------------------------------------------------------------------------------
SAILUN GROUP CO., LTD.
Ticker: 601058 Security ID: Y74184105
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Changes in Registered Capital For For Management
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SAMBA FINANCIAL GROUP
Ticker: 1090 Security ID: M8234E114
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Merger Agreement Re: Samba For For Management
Financial Group and the National
Commercial Bank
1.2 Authorize Board or a Delegate of the For For Management
Board to Ratify and Execute Approved
Resolutions
--------------------------------------------------------------------------------
SAMBA FINANCIAL GROUP
Ticker: 1090 Security ID: M8234E114
Meeting Date: MAR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Remuneration of Directors of For For Management
SAR 4,810 Thousand for FY 2020
5 Approve Discharge of Directors for FY For For Management
2020
6 Allow Khalid Al Suweilim to Be For For Management
Involved with Other Companies
7 Allow Fahad Al Mufraj to Be Involved For For Management
with Other Companies
8 Allow Waleed Abanumai to Be Involved For For Management
with Other Companies
9 Approve Related Party Transactions Re: For For Management
General Organization for Social
Insurance
10 Approve Related Party Transactions Re: For For Management
General Organization for Social
Insurance
11 Approve Related Party Transactions Re: For For Management
Saudi Arabian Airlines Corporation
12 Approve Related Party Transactions Re: For For Management
The General Authority for Civil
Aviation
13 Approve Related Party Transactions Re: For For Management
The General Authority for Civil
Aviation
14 Approve Related Party Transactions Re: For For Management
Dammam Airports Company
15 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co (Mobily)
--------------------------------------------------------------------------------
SAMSUNG BIOLOGICS CO., LTD.
Ticker: 207940 Security ID: Y7T7DY103
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG C&T CORP.
Ticker: 028260 Security ID: Y7T71K106
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Philippe Cochet as Outside For Against Management
Director
2.1.2 Elect Choi Jung-gyeong as Outside For For Management
Director
2.2.1 Elect Ko Jeong-seok as Inside Director For For Management
2.2.2 Elect Oh Se-cheol as Inside Director For For Management
2.2.3 Elect Han Seung-hwan as Inside Director For For Management
2.2.4 Elect Lee Jun-seo as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG CARD CO., LTD.
Ticker: 029780 Security ID: Y7T70U105
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Park Gyeong-guk as Inside For For Management
Director
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG ELECTRO-MECHANICS CO., LTD.
Ticker: 009150 Security ID: Y7470U102
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Kim Doo-young as Inside Director For For Management
3 Elect Kim Yong-gyun as Outside For For Management
Director to Serve as an Audit
Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Park Byung-gook as Outside For For Management
Director
2.1.2 Elect Kim Jeong as Outside Director For For Management
2.2.1 Elect Kim Kinam as Inside Director For For Management
2.2.2 Elect Kim Hyun-suk as Inside Director For For Management
2.2.3 Elect Koh Dong-jin as Inside Director For For Management
3 Elect Kim Sun-uk as Outside Director For For Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG ENGINEERING CO., LTD.
Ticker: 028050 Security ID: Y7472L100
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Choi Sung-an as Inside Director For For Management
2.2 Elect Jeong Ju-seong as Inside Director For For Management
3 Elect Park Il-dong as Outside Director For For Management
to Serve as a Member of Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO., LTD.
Ticker: 000810 Security ID: Y7473H108
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Choi Young Moo as Inside Director For Against Management
2.1.2 Elect Hong Won-hak as Inside Director For For Management
2.1.3 Elect Hong Seong-woo as Inside Director For For Management
2.2 Elect Kim Sung Jin as Outside Director For For Management
3 Elect Kim Sung Jin as a Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG HEAVY INDUSTRIES CO., LTD.
Ticker: 010140 Security ID: Y7474M106
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Jeong Jin-taek as Inside Director For For Management
2.2 Elect Yoon Jong-hyeon as Inside For For Management
Director
2.3 Elect Lee Gi-gwon as Outside Director For For Management
3 Elect Lee Gi-gwon as a Member of Audit For For Management
Committee
4 Elect Choi Gang-sik as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG HEAVY INDUSTRIES CO., LTD.
Ticker: 010140 Security ID: Y7474M106
Meeting Date: JUN 22, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Capital For For Management
2.1 Amend Articles of Incorporation For For Management
(Authorized Capital)
2.2 Amend Articles of Incorporation For For Management
(Change in Par Value per Share)
2.3 Amend Articles of Incorporation For For Management
(Miscellaneous)
--------------------------------------------------------------------------------
SAMSUNG LIFE INSURANCE CO., LTD.
Ticker: 032830 Security ID: Y74860100
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Kang Yoon-gu as Outside Director For For Management
2.1.2 Elect Cho Bae-suk as Outside Director For For Management
2.2.1 Elect Jang Deok-hui as Inside Director For For Management
3 Elect Cho Bae-suk as a Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG SDI CO., LTD.
Ticker: 006400 Security ID: Y74866107
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Jang Hyeok as Inside Director For For Management
2.2 Elect Kim Jong-seong as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG SDS CO., LTD.
Ticker: 018260 Security ID: Y7T72C103
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Hwang Sungwoo as Inside Director For For Management
2.2 Elect Koo Hyeong-jun as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG SECURITIES CO., LTD.
Ticker: 016360 Security ID: Y7486Y106
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Lim Jong-ryong as Outside For For Management
Director
2.2 Elect Chang Seok-hoon as Inside For For Management
Director
3 Elect Lim Jong-ryong as a Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANAN OPTOELECTRONICS CO LTD
Ticker: Security ID: CNE000000KB3
Meeting Date: JUL 02, 2020 Meeting Type: Special
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company to Sign Project Investment For For Management
Construction Contract with Management
Committee of Changsha High-tech
Industrial Development Zone
2 Request the General Meeting of For For Management
Shareholders of the Company to Fully
Authorize the Management to Handle All
Follow-up Matters in Relation to the
Project Investment Construction
Contract
--------------------------------------------------------------------------------
SANAN OPTOELECTRONICS CO LTD
Ticker: Security ID: CNE000000KB3
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect LIN Zhiqiang For For Management
2 Elect REN Kai For For Management
3 Elect LIN Kechuang For For Management
4 Elect WEI Daman For For Management
5 Elect LIN Zhidong For For Management
6 Elect HUANG Xingluan For For Management
7 Elect MU Zhirong For For Management
8 Elect KANG Junyong For For Management
9 Elect FANG Chongpin For Against Management
10 Elect LV Yumei For Against Management
--------------------------------------------------------------------------------
SANAN OPTOELECTRONICS CO. LTD.
Ticker: 600703 Security ID: Y7478M102
Meeting Date: OCT 26, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Authorization of Board to For For Management
Handle All Related Matters
3 Approve Appointment of Auditor and For For Management
Internal Control Auditor as well as
Payment of Remuneration
--------------------------------------------------------------------------------
SANAN OPTOELECTRONICS CO. LTD.
Ticker: 600703 Security ID: Y7478M102
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor and For For Management
Internal Control Auditor as well as
Payment of Remuneration
7 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SANAN OPTOELECTRONICS CO. LTD.
Ticker: 600703 Security ID: Y7478M102
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Finance Lease and Related For For Management
Party Transaction
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
SANGFOR TECHNOLOGIES, INC.
Ticker: 300454 Security ID: Y7496N108
Meeting Date: SEP 01, 2020 Meeting Type: Special
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Amend Articles of Association For For Shareholder
5 Approve Merger by Absorption For For Shareholder
6 Approve Increase of Provision of Loan For For Shareholder
to Employees
--------------------------------------------------------------------------------
SANGFOR TECHNOLOGIES, INC.
Ticker: 300454 Security ID: Y7496N108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Use of Idle Own Funds for Cash For Against Management
Management
8 Approve Appointment of Auditor For For Management
9 Approve Allowance of Independent For For Management
Directors
10 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15 Approve Supplementary Amendments to For For Shareholder
Rules and Procedures Regarding
Meetings of Board of Directors
16 Approve Supplementary Amendments to For For Shareholder
Rules and Procedures Regarding
Meetings of Board of Supervisors
17 Approve Supplementary Amendments to For For Shareholder
Rules and Procedures Regarding General
Meetings of Shareholders
18 Amend External Investment Management For For Shareholder
Method
--------------------------------------------------------------------------------
SANLAM LTD.
Ticker: SLM Security ID: S7302C137
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2020
2 Reappoint Ernst & Young Inc as Joint For For Management
Auditors with C du Toit as the
Individual and Designated Auditor
3 Reappoint KPMG Inc as Joint Auditors For For Management
4 Elect Nicolaas Kruger as Director For For Management
5.1 Re-elect Mathukana Mokoka as Director For For Management
5.2 Re-elect Karabo Nondumo as Director For For Management
5.3 Re-elect Johan van Zyl as Director For Against Management
6.1 Re-elect Paul Hanratty as Director For Against Management
6.2 Elect Abigail Mukhuba as Director For Against Management
7.1 Re-elect Andrew Birrell as Member of For For Management
the Audit Committee
7.2 Elect Nicolaas Kruger as Member of the For For Management
Audit Committee
7.3 Re-elect Mathukana Mokoka as Member of For For Management
the Audit Committee
7.4 Re-elect Kobus Moller as Member of the For For Management
Audit Committee
7.5 Re-elect Karabo Nondumo as Member of For For Management
the Audit Committee
8.1 Approve Remuneration Policy For For Management
8.2 Approve Remuneration Implementation For For Management
Report
9 Approve Remuneration of Executive For For Management
Directors and Non-executive Directors
for the Financial Year Ended 31
December 2020
10 Place Authorised but Unissued Shares For For Management
under Control of Directors
11 Authorise Board to Issue Shares for For For Management
Cash
12 Authorise Ratification of Approved For For Management
Resolutions
A Approve Remuneration of Non-executive For For Management
Directors for the Period 01 July 2021
until 30 June 2022
B Authorise Repurchase of Issued Share For For Management
Capital
C Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
D Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
--------------------------------------------------------------------------------
SANSTEEL MINGUANG CO., LTD., FUJIAN
Ticker: 002110 Security ID: Y75035108
Meeting Date: SEP 17, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Approve Loan and Related Party For For Management
Transactions
3 Approve Adjustment of Daily Related For For Management
Party Transaction
--------------------------------------------------------------------------------
SANTANDER BANK POLSKA SA
Ticker: SPL Security ID: X0646L107
Meeting Date: MAR 22, 2021 Meeting Type: Annual
Record Date: MAR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Approve Financial Statements For For Management
6 Approve Consolidated Financial For For Management
Statements
7 Approve Management Board Report on For For Management
Company's and Group's Operations
8 Approve Allocation of Income and For For Management
Omission of Dividends
9.1 Approve Discharge of Michal Gajewski For For Management
(CEO)
9.2 Approve Discharge of Andrzej Burliga For For Management
(Deputy CEO)
9.3 Approve Discharge of Michael McCarthy For For Management
(Deputy CEO)
9.4 Approve Discharge of Patryk Nowakowski For For Management
(Management Board Member)
9.5 Approve Discharge of Juan de Porras For For Management
Aguirre (Deputy CEO)
9.6 Approve Discharge of Arkadiusz Przybyl For For Management
(Deputy CEO)
9.7 Approve Discharge of Carlos Polaino For For Management
Izquierdo (Management Board Member)
9.8 Approve Discharge of Maciej Reluga For For Management
(Management Board Member)
9.9 Approve Discharge of Dorota For For Management
Strojkowska (Management Board Member)
10 Approve Remuneration Report For Against Management
11 Approve Supervisory Board Report For For Management
12.1 Approve Discharge of Gerry Byrne For For Management
(Supervisory Board Chairman)
12.2 Approve Discharge of Dominika Bettman For For Management
(Supervisory Board Member)
12.3 Approve Discharge of Jose Garcia For For Management
Cantera (Supervisory Board Member)
12.4 Approve Discharge of Danuta Dabrowska For For Management
(Supervisory Board Member)
12.5 Approve Discharge of Isabel Guerreiro For For Management
(Supervisory Board Member)
12.6 Approve Discharge of David Hexter For For Management
(Supervisory Board Member)
12.7 Approve Discharge of Jose Luis De Mora For For Management
(Supervisory Board Deputy Chairman)
12.8 Approve Discharge of John Power For For Management
(Supervisory Board Member)
12.9 Approve Discharge of Jerzy Surma For For Management
(Supervisory Board Member)
12.10 Approve Discharge of Marynika For For Management
Woroszylska-Sapieha (Supervisory Board
Member)
13 Elect Supervisory Board Member For Against Management
14 Elect Chairman of Supervisory Board For Against Management
15 Approve Terms of Remuneration of Newly For Against Management
Elected Supervisory Board Member;
Amend Jun. 22, 2020, AGM, Resolution
Re: Approve Terms of Remuneration of
Supervisory Board Members
16 Receive Information on Proposal of None None Management
Polish Financial Supervision Authority
Re: Mortgage Loans
17 Amend Statute For For Management
18 Receive Information on Amendments of None None Management
Policy on Assessment of Suitability of
Supervisory Board Members
19 Close Meeting None None Management
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO., LTD.
Ticker: 600031 Security ID: Y75268105
Meeting Date: SEP 04, 2020 Meeting Type: Special
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Establishment and
Application for the Issuance of
Accounts Receivable Asset-backed
Securities (ABS)
2 Approve Establishment of Sanyi Jinpiao For Against Shareholder
Supply Chain Collective Fund Trust Plan
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO., LTD.
Ticker: 600031 Security ID: Y75268105
Meeting Date: DEC 14, 2020 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in 2020 Mortgage and For For Management
Financial Leasing Quota and 2021
Forecast Mortgage and Financing
Leasing Business
2 Approve Carry Out Deposit, Loan and For For Management
Financial Management in Related Banks
3 Approve Related Party Transaction For For Management
4 Approve Provision of Guarantee For Against Management
5 Approve Employee Share Purchase Plan For For Management
6 Approve Management Method of Employee For For Management
Share Purchase Plan
7 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO., LTD.
Ticker: 600031 Security ID: Y75268105
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration Assessment Plan For For Management
of Directors and Supervisors
7 Approve Application of Bank Credit For For Management
Lines
8 Approve Daily Related Party Transaction For For Management
9 Approve Related Party Transaction in For Against Management
Connection to Establishment of Sanyi
Jinpiao Supply Chain Collective Fund
Trust Plan
10 Approve to Appoint Auditor For For Management
11 Approve Financial Derivates Business For For Management
12 Approve Use of Idle Own Funds for For Against Management
Financial Products
13 Approve Report of the Independent For For Management
Directors
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO., LTD.
Ticker: 600031 Security ID: Y75268105
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Issuance of Debt Financing For For Management
Instruments
3 Approve Financial Leasing Business For For Management
4 Approve Provision of Financing For For Management
Guarantee to Controlled Subsidiary and
Related Transaction
5 Approve Provision of Guarantee to For For Management
Wholly-owned Subsidiary
6 Approve Employee Share Purchase Plan For For Management
and Its Summary
7 Approve Management Method of Employee For For Management
Share Purchase Plan
8 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
9 Approve Provision of Guarantee for For For Shareholder
Wholly-owned Overseas Subsidiary
--------------------------------------------------------------------------------
SASOL LTD.
Ticker: SOL Security ID: 803866102
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Colin Beggs as Director For For Management
1.2 Re-elect Nomgando Matyumza as Director For For Management
1.3 Re-elect Moses Mkhize as Director For For Management
1.4 Re-elect Mpho Nkeli as Director For For Management
1.5 Re-elect Stephen Westwell as Director For Against Management
2 Elect Kathy Harper as Director For For Management
3 Reappoint PricewaterhouseCoopers Inc. For For Management
as Auditors
4.1 Re-elect Colin Beggs as Member of the For For Management
Audit Committee
4.2 Elect Kathy Harper as Member of the For For Management
Audit Committee
4.3 Re-elect Trix Kennealy as Member of For For Management
the Audit Committee
4.4 Re-elect Nomgando Matyumza as Member For For Management
of the Audit Committee
4.5 Re-elect Stephen Westwell as Member of For For Management
the Audit Committee
5 Approve Remuneration Policy For For Management
6 Approve Implementation Report of the For Against Management
Remuneration Policy
7 Approve Remuneration of Non-Executive For For Management
Directors
8 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
--------------------------------------------------------------------------------
SASOL LTD.
Ticker: SOL Security ID: 803866102
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Transaction Material Agreements as a
Category 1 Transaction in Terms of the
JSE Listings Requirements
2 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
SAUDI AIRLINES CATERING CO.
Ticker: 6004 Security ID: M8234B102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
7 Approve Remuneration of Directors of For For Management
SAR 3,793,424 for FY 2020
8 Approve Related Party Transactions For For Management
with Newrest Holding Group Re:
Performance of Consultancy and
Administrative Services, Supply of
Manpower Support Services and Leasing
Relationships for Administrative
Offices for Strategic Catering Company
9 Approve Related Party Transactions For For Management
with Newrest Holding Group Re:
Performance of Consultancy and
Administrative Services, Supply of
Manpower Support Services and Leasing
Relationships for Administrative
Offices for Strategic Catering Company
10 Approve Related Party Transactions For For Management
with Strategic Catering Company Re:
Leasing Relationship for
Administrative Offices
11 Approve Related Party Transactions For For Management
with Al Hokair Holding Group Re:
Performance of Several Lease
Agreements of Retail Stores
--------------------------------------------------------------------------------
SAUDI ARABIAN FERTILIZER CO.
Ticker: 2020 Security ID: M8T36M107
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capital Increase for Up to For For Management
14.25% of Issued Share Capital in
Relation to the Acquisition of SABIC
Agri Nutrients Investment Company From
The Saudi Basic Industries Corp
2 Approve Change of Company Name to For For Management
SABIC Agri Nutrients
3 Amend Article 1 of Bylaws Re: For For Management
Company's Name
4 Amend Article 5 of Bylaws Re: Capital For For Management
Increase
5 Amend Article 6 of Bylaws Re: For For Management
Subscription of Shares
6 Amend Article 16 of Bylaws Re: For For Management
Financing Instruments and Sukuk
7 Amend Article 17 of Bylaws Re: Company For For Management
Management
8 Amend Article 19 of Bylaws Re: Board For For Management
Vacancy
9 Amend Article 20 of Bylaws Re: Board For For Management
Powers
10 Amend Article 24 of Bylaws Re: Board For For Management
Meetings Quorum
11 Amend Article 30 of Bylaws Re: General For For Management
Meetings Attendance
12 Amend Article 34 of Bylaws Re: Holding For For Management
of General Meetings
13 Approve Additional Remuneration of For For Management
Auditors in Relation to the
Acquisition and Q2, Q3 and Q4 of FY
2020 and Q1 of FY 2021
14 Amend Remuneration and Nomination For For Management
Committee Charter
--------------------------------------------------------------------------------
SAUDI ARABIAN MINING CO.
Ticker: 1211 Security ID: M8236Q107
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mussaed Al Ouhali as Director For For Management
2.1 Elect Yassir Al Ramyan as Director None Abstain Management
2.2 Elect Khalid Al Mudeifir as Director None Abstain Management
2.3 Elect Richard O'Brien as Director None Abstain Management
2.4 Elect Samuel Walsh as Director None Abstain Management
2.5 Elect Ganesh Kishore as Director None Abstain Management
2.6 Elect Mohammed Al Qahtani as Director None Abstain Management
2.7 Elect Mussaed Al Ouhali as Director None Abstain Management
2.8 Elect Suleiman Al Quiez as Director None Abstain Management
2.9 Elect Abdulazeez Al Jarbouaa as None Abstain Management
Director
2.10 Elect Abdullah Al Doussari as Director None Abstain Management
2.11 Elect Nabeelah Al Tunisi as Director None Abstain Management
2.12 Elect Abdullah Al Fifi as Director None Abstain Management
2.13 Elect Yahia Al Shinqiti as Director None Abstain Management
2.14 Elect Sameer Haddad as Director None Abstain Management
2.15 Elect Mohammed Al Ghamdi as Director None Abstain Management
2.16 Elect Fahad Al Shamri as Director None Abstain Management
2.17 Elect Hussam Al Deen Sadaqah as None Abstain Management
Director
2.18 Elect Abdulwahab Abu kweek as Director None Abstain Management
2.19 Elect Ghassan Kashmiri as Director None Abstain Management
2.20 Elect Ahmed Murad as Director None Abstain Management
2.21 Elect Mohammed Al Anzi as Director None Abstain Management
2.22 Elect Abdullah Al Husseini as Director None Abstain Management
2.23 Elect Tariq Lenjawi as Director None Abstain Management
2.24 Elect Amr Khashaqji as Director None Abstain Management
2.25 Elect Hamad Al Fouzan as Director None Abstain Management
2.26 Elect Adil Hashim as Director None Abstain Management
2.27 Elect Abdulazeez Al Habardi as Director None Abstain Management
2.28 Elect Abdulrahman Al Khayal as Director None Abstain Management
2.29 Elect Shakir Al Oteibi as Director None Abstain Management
2.30 Elect Mutlaq Al Anzi as Director None Abstain Management
2.31 Elect Abdulrahman Al Zahrani as None Abstain Management
Director
2.32 Elect Saad Al Haqeel as Director None Abstain Management
2.33 Elect Abdulrahman Badaoud as Director None Abstain Management
2.34 Elect Mohammed Al Suweid as Director None Abstain Management
3 Elect Members of Audit Committee and For Abstain Management
Approve its Charter and the
Remuneration of Its Members
--------------------------------------------------------------------------------
SAUDI ARABIAN MINING CO.
Ticker: 1211 Security ID: M8236Q107
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Approve Absence of Dividends for FY For For Management
2020
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Remuneration of Directors for For For Management
FY 2020
7 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021 and FY 2022
8 Amend Audit Committee Charter For For Management
9 Amend Remuneration and Nomination For For Management
Committee Charter
10 Approve Remuneration Policy Re: For For Management
Directors, Committees and Management
--------------------------------------------------------------------------------
SAUDI BASIC INDUSTRIES CORP.
Ticker: 2010 Security ID: M8T36U109
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Dividends of SAR 1.50 per For For Management
Share for the First Half of FY 2020
6 Approve Dividends of SAR 1.50 per For For Management
Share for the Second Half of FY 2020
7 Amend Audit Committee Charter For Against Management
8 Elect Khalid Al Dabbagh as Director For Against Management
9 Elect Ziyad Al Murshad as Director For Against Management
10 Elect Olivier Thorel as Director For Against Management
11 Approve Increase Size of Audit For Against Management
Committee From 4 to 5 and Elect Salah
Al Hariqi as Member of Audit Committee
12 Approve Discharge of Directors for FY For For Management
2020
13 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
--------------------------------------------------------------------------------
SAUDI CEMENT CO.
Ticker: 3030 Security ID: M8235J112
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
6 Approve Dividends of SAR 1.5 per Share For For Management
for First Half of FY 2020
7 Approve Dividends of SAR 2 per Share For For Management
for Second Half of FY 2020
8 Approve Remuneration of Directors of For For Management
SAR 5,089,304 for FY 2020
9 Approve Related Party Transactions Re: For For Management
United Cement Company
10 Approve Related Party Transactions Re: For For Management
Cement Industry Products Company Ltd
11 Approve Related Party Transactions Re: For For Management
Wataniya Insurance Company
12 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
13 Elect Salih Al Muhanna as Director For For Management
--------------------------------------------------------------------------------
SAUDI ELECTRICITY CO.
Ticker: 5110 Security ID: M8T51J104
Meeting Date: DEC 27, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Khalid Al Sultan as Director None Abstain Management
1.2 Elect Rashid Shareef as Director None Abstain Management
1.3 Elect Najm Al Zeid as Director None Abstain Management
1.4 Elect Issam Al Bayat as Director None Abstain Management
1.5 Elect Raed Al Rayis as Director None Abstain Management
1.6 Elect Nabeel Al Naeem as Director None Abstain Management
1.7 Elect Louai Bin Moussa as Director None Abstain Management
1.8 Elect Abdulkareem Al Ghamdi as Director None Abstain Management
1.9 Elect Khalid Al Houshan as Director None Abstain Management
1.10 Elect David Crane as Director None Abstain Management
1.11 Elect Abdulwahab Abou Kweek as Director None Abstain Management
1.12 Elect Fahad Bin Jumaah as Director None Abstain Management
1.13 Elect Mohammed Al Sakeet as Director None Abstain Management
1.14 Elect Mohammed Al Ghamdi as Director None Abstain Management
1.15 Elect Nadheer Khashaqji Director None Abstain Management
1.16 Elect Ahmed Murad as Director None Abstain Management
1.17 Elect Abdullah Al Husseini as Director None Abstain Management
1.18 Elect Muqrin Al Dalbahi as Director None Abstain Management
1.19 Elect Saad Al Haqeel as Director None Abstain Management
1.20 Elect Waleed Shukri as Director None Abstain Management
1.21 Elect Abdulmajeed Al Areeni as Director None Abstain Management
1.22 Elect Nouf Al Haqbani as Director None Abstain Management
1.23 Elect Abdulazeez Al Dreess as Director None Abstain Management
1.24 Elect Fahad Al Sameeh as Director None Abstain Management
1.25 Elect Khalid Al Nuweisir as Director None Abstain Management
1.26 Elect Mubarak Al Omani as Director None Abstain Management
1.27 Elect Fayiz Al Zaydi as Director None Abstain Management
1.28 Elect Noha Suleimani as Director None Abstain Management
1.29 Elect Abdulmajeed Al Bahrani as None Abstain Management
Director
1.30 Elect Mohammed Ba Dhareess as Director None Abstain Management
1.31 Elect Waleed Bamaarouf as Director None Abstain Management
1.32 Elect Abdulilah Al Sheikh as Director None Abstain Management
1.33 Elect Abdullah Al Miqbil as Director None Abstain Management
1.34 Elect Rana Al Humeidan as Director None Abstain Management
1.34 Elect Ali Al Maddah as Director None Abstain Management
1.36 Elect Ihssan Makhdoom as Director None Abstain Management
1.37 Elect Jihad Al Naqlah as Director None Abstain Management
1.38 Elect Fahad Al Shamri as Director None Abstain Management
1.39 Elect Fouad Al Shereibi as Director None Abstain Management
1.40 Elect Mansour Al Mudheifir as Director None Abstain Management
1,41 Elect Abdulrahman Al Suheibani as None Abstain Management
Director
1.42 Elect Omar Makharish as Director None Abstain Management
1.43 Elect Abdulrahman Al Areeni as Director None Abstain Management
1.44 Elect Salih Al Awaji as Director None Abstain Management
1.45 Elect Khalid Al Khudheiri as Director None Abstain Management
1.46 Elect Thamir Al Wadee as Director None Abstain Management
1.47 Elect Talal Al Moammar as Director None Abstain Management
1.48 Elect Saad Al Dakheel as Director None Abstain Management
1.49 Elect Ali Al Omran as Director None Abstain Management
1.50 Elect Haytham Al Zeid as Director None Abstain Management
1.51 Elect Haytham Al Seef as Director None Abstain Management
1.52 Elect Salih Al Yami as Director None Abstain Management
1.53 Elect Nada Al Harthi as Director None Abstain Management
1.54 Elect Yazeed Al Subaie as Director None Abstain Management
2 Approve Treatment of the Profits of For For Management
the Saudi Arabian Oil Company As a
Debt in Favor to The Ministry of
Finance
3 Approve Establishing and Allocating a For For Management
Reserve in Relation to the Speculative
Agreement with The Ministry of Finance
4 Authorize Board to Transfer from For For Management
Remaining Company Earnings to
Establish a New Reserve
5 Authorize Board to Use the Newly For For Management
Established Reserve
--------------------------------------------------------------------------------
SAUDI ELECTRICITY CO.
Ticker: 5110 Security ID: M8T51J104
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Members of Audit Committee, For Against Management
Approve its Charter and Remuneration
of Its Members
2 Approve Related Party Transactions Re: For For Management
The National Commercial Bank
3 Approve Related Party Transactions Re: For For Management
Gulf International Bank
--------------------------------------------------------------------------------
SAUDI ELECTRICITY CO.
Ticker: 5110 Security ID: M8T51J104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Dividends of SAR 0.70 per For For Management
Share for FY 2020
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Remuneration of Directors of For For Management
SAR 892,500 for FY 2020
7 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
8 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
9 Amend Nomination and Remuneration For For Management
Committee Charter
10 Approve the Increase of the Audit For For Management
Committee Size from 4 to 5 Members by
Appointing Amr Kurdi as Audit
Committee Member
11 Approve Related Party Transactions Re: For For Management
GCC Electrical Testing Laboratory
--------------------------------------------------------------------------------
SAUDI INDUSTRIAL INVESTMENT GROUP
Ticker: 2250 Security ID: M8235U117
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Approve Dividends of SAR 1 per Share For For Management
for FY 2020
6 Approve Remuneration of Directors of For For Management
SAR 1,800,000 for FY 2020
7 Elect Thamir Al Hamoud as Director For Abstain Management
8 Elect Abdulrahman Al Rajhi as Members For For Management
of Audit Committee
9 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
10.1 Elect Ahmed Murad as Director None Abstain Management
10.2 Elect Ahmed Khogeer as Director None Abstain Management
10.3 Elect Ahmed Al Madani as Director None Abstain Management
10.4 Elect Asma Hamdan as Director None Abstain Management
10.5 Elect Bandar Al Ghafees as Director None Abstain Management
10.6 Elect Jalban Al Jalban as Director None Abstain Management
10.7 Elect Wael Al Bassam as Director None Abstain Management
10.8 Elect Hamad Al Sayari as Director None Abstain Management
10.9 Elect Tariq Al Rasheed as Director None Abstain Management
10.10 Elect Talal Al Moammar as Director None Abstain Management
10.11 Elect Youssef Al Rajhi as Director None Abstain Management
10.12 Elect Majid Al Suweigh as Director None Abstain Management
10.13 Elect Mujtaba Al Khuneizi as Director None Abstain Management
10.14 Elect Mohammed Al Maashouq as Director None Abstain Management
10.15 Elect Mohammed Al Shamri as Director None Abstain Management
10.16 Elect Mohammed Al Ghamdi as Director None Abstain Management
10.17 Elect Mussaab Al Jaeed as Director None Abstain Management
10.18 Elect Moqead Al Oteibi as Director None Abstain Management
10.19 Elect Nabeel Al Mubarak as Director None Abstain Management
10.20 Elect Nael Faiyz as Director None Abstain Management
10.21 Elect Sultan Qaramish as Director None Abstain Management
10.22 Elect Sultan Ibrahim as Director None Abstain Management
10.23 Elect Suleiman Al Quweiz as Director None Abstain Management
10.24 Elect Saad Al Haqeel as Director None Abstain Management
10.25 Elect Saad Al Ruweite as Director None Abstain Management
10.26 Elect Saoud Al Arifi as Director None Abstain Management
10.27 Elect Adil Al Qureishi as Director None Abstain Management
10.28 Elect Abdulazeez Al Sudeis as Director None Abstain Management
10.29 Elect Abdulazeez Al Anbar as Director None Abstain Management
10.30 Elect Abdullah Al Husseini as Director None Abstain Management
10.31 Elect Abdulrahman Al Khayal as Director None Abstain Management
10.32 Elect Abdulrahman Al Rajhi as Director None Abstain Management
10.33 Elect Azeez Al Qahtani as Director None Abstain Management
10.34 Elect Amr Kurdi as Director None Abstain Management
10.35 Elect Fahad Al Shamri as Director None Abstain Management
10.36 Elect Fahad Al Maaekil as Director None Abstain Management
10.37 Elect Farraj Abou Thneen as Director None Abstain Management
10.38 Elect Salih Al Shabnan as Director None Abstain Management
10.39 Elect Salih Al Husseini as Director None Abstain Management
10.40 Elect Raad Al Qahtani as Director None Abstain Management
10.41 Elect Thamir Al Wadee as Director None Abstain Management
10.42 Elect Thamir Al Hamoud as Director None Abstain Management
10.43 Elect Khalid Al Hajjaj as Director None Abstain Management
10.44 Elect Khalid Al Suleiman as Director None Abstain Management
10.45 Elect Khalid Al Khudheiri as Director None Abstain Management
11 Elect Members of Audit Committee, For For Management
Approve its Charter and Remuneration
of Its Members
12 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
--------------------------------------------------------------------------------
SAUDI KAYAN PETROCHEMICAL CO.
Ticker: 2350 Security ID: M82585106
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Q4 of FY
2021 and Q1 of FY 2022
5 Approve Discharge of Directors for FY For For Management
2021
6 Approve Remuneration of Directors of For For Management
SAR 1,400,000 for FY 2020
7.1 Elect Ahmed Abou Talaf as Director None Abstain Management
7.2 Elect Ahmed Al Madani as Director None Abstain Management
7.3 Elect Ahmed Murad as Director None Abstain Management
7.4 Elect Bashar Kayyali as Director None Abstain Management
7.5 Elect Khalid Al Khudhari as Director None Abstain Management
7.6 Elect Tariq Al Anqari as Director None Abstain Management
7.7 Elect Talal Al Moammar as Director None Abstain Management
7.8 Elect Abdulazeez Al Sudeis as Director None Abstain Management
7.9 Elect Abdullah Barakat as Director None Abstain Management
7.10 Elect Abdullah Al Harbi as Director None Abstain Management
7.11 Elect Omar Mukharesh as Director None Abstain Management
7.12 Elect Ahad Ouweidhah as Director None Abstain Management
7.13 Elect Majid Al Suweigh as Director None Abstain Management
7.14 Elect Mohammed Al Moammar as Director None Abstain Management
7.15 Elect Hani Al Zeid as Director None Abstain Management
7.16 Elect Ahmed Al Sheikh as Director None Abstain Management
7.17 Elect Mohammed Al Zahrani as Director None Abstain Management
7.18 Elect Waleed Al Shalfan as Director None Abstain Management
7.19 Elect Khalid Al Qarni as Director None Abstain Management
8 Elect Members of Audit Committee, For Against Management
Approve its Charter and Remuneration
of Its Members
--------------------------------------------------------------------------------
SAUDI NATIONAL BANK
Ticker: 1180 Security ID: M7S2CL107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Dividends of SAR 0.80 per For For Management
Share for FY 2020
5 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
6 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
7 Approve Remuneration of Directors of For For Management
SAR 4,850,000 for FY 2020
8 Approve Discharge of Directors for FY For For Management
2020
9 Elect Ammar Al Khudheiri as Director For Abstain Management
10 Elect Yazeed Al Humeid as Director For Abstain Management
11 Amend the Policy, Criteria, and For For Management
Procedures for Nomination to the
Membership of the Board
12 Amend Directors and Committees For For Management
Remuneration Policy
13 Allocate 3,241,313 Shares from the For Against Management
Treasury Shares which Resulted from
the Merger Transaction to the
Executive Employees Incentive Plan
14.1 Elect Ibrahim Al Moaajil as Director None Abstain Management
14.2 Elect Ahmed Khogeer as Director None Abstain Management
14.3 Elect Ahmed Murad as Director None Abstain Management
14.4 Elect Al Waleed Al Sheikh as Director None Abstain Management
14.5 Elect Anees Moamina as Director None Abstain Management
14.6 Elect Khalid Al Suweilim as Director None Abstain Management
14.7 Elect Rashid Shareef as Director None Abstain Management
14.8 Elect Ziad Al Tunisi as Director None Abstain Management
14.9 Elect Zeid Al Quweiz as Director None Abstain Management
14.10 Elect Saoud Al Juhani as Director None Abstain Management
14.11 Elect Saeed Al Ghamdi as Director None Abstain Management
14.12 Elect Sultan Abdulsalam as Director None Abstain Management
14.13 Elect Sultan Garamish as Director None Abstain Management
14.14 Elect Sheila Al Ruweili as Director None Abstain Management
14.15 Elect Abdulrahman Al Oudan as Director None Abstain Management
14.16 Elect Abdullah Al Ruweiss as Director None Abstain Management
14.17 Elect Ammar Al Khudheiri as Director None Abstain Management
14.18 Elect Ghassan Kashmeeri as Director None Abstain Management
14.19 Elect Fahad Al Huweimani as Director None Abstain Management
14.20 Elect Mujtaba Al Khaneezi as Director None Abstain Management
14.21 Elect Nabeel Koshak as Director None Abstain Management
14.22 Elect Waleed Abanmi as Director None Abstain Management
14.23 Elect Yazeed Al Humeid as Director None Abstain Management
15 Elect Members of Audit Committee, For Against Management
Approve its Charter and Remuneration
of Its Members
16 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
17 Approve Related Party Transactions For For Management
with Bupa Arabia for Cooperative
Insurance Company
18 Approve Related Party Transactions For For Management
with ELM Information Security Company
19 Approve Related Party Transactions For For Management
with Saudi Credit Bureau Company
20 Approve Related Party Transactions For For Management
with Saudi Telecom Company Re: Renewal
of the Bulk SMS Contract
21 Approve Related Party Transactions For For Management
with Saudi Telecom Company Re: Renewal
of Microsoft License Agreement
22 Approve Related Party Transactions For For Management
with Saudi Telecom Company Re: Renewal
of Arbor Cloud for DDoS
23 Approve Related Party Transactions For For Management
with Saudi Telecom Company Re: Renewal
of the IP VPN Services
24 Approve Related Party Transactions For For Management
with Saudi Telecom Company Re: Renewal
of POS Communication Network
25 Approve Related Party Transactions For For Management
with Saudi Telecom Company Re: Rental
Contract of Four Multiple Automated
Teller Machine Locations
26 Approve Related Party Transactions For For Management
with Saudi Telecom Company Re: Rental
Contract of Seven Multiple Automated
Teller Machine Locations
27 Approve Related Party Transactions For For Management
with Panda Retail Company
28 Approve Related Party Transactions For Against Management
with Saudi Arabian Military Industries
Company
29 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Agreement for
Digital Vision Program
30 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Agreement to
Provide Consulting Services Related to
Al Ahli Esnad
31 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Signing a
Consultancy Services Agreement to
Support the Merger Project with Samba
for IT Integration
32 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Agreement for
NCB Mobile App Performance Remediation
33 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Agreement for
Support Services for NCBC's Charles
River System
34 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Consultancy
Services related to the Bank's Data
Strategy
35 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Signing an
Agreement for Digital Vision Program
Additional Scope
36 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Signing an
Agreement for IT Integration Program
NCB Samba Merger
37 Approve Related Party Transactions For For Management
with Etihad Etisalat Company
38 Approve Related Party Transactions For For Management
with Al khaleej Training and Education
--------------------------------------------------------------------------------
SAUDI NATIONAL BANK
Ticker: 1180 Security ID: M7S2CL107
Meeting Date: JUN 28, 2021 Meeting Type: Ordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Increase of the Audit For For Management
Committee Size from 4 to 5 Members by
Appointing Abdullah Al Ruweiss as
Audit Committee Member
--------------------------------------------------------------------------------
SAUDI TELECOM CO.
Ticker: 7010 Security ID: M8T596104
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Amend Article 17 of Bylaws Re: Board For For Management
of Director
5.1 Elect Talal Al Moammar as Director None Abstain Management
5.2 Elect Yassir Al Harbi as Director None Abstain Management
5.3 Elect Thamir Al Wadee as Director None Abstain Management
5.4 Elect Sultan Garamish as Director None Abstain Management
5.5 Elect Mohammed Al Ghamdi as Director None Abstain Management
5.6 Elect Ahmed Murad as Director None Abstain Management
5.7 Elect Abdullah Al Haseeni as Director None Abstain Management
5.8 Elect Mohammed Al Nahas as Director None Abstain Management
5.9 Elect Amr Kurdi as Director None Abstain Management
5.10 Elect Ahmed Khogeer as Director None Abstain Management
5.11 Elect Ahmed Al Omran as Director None Abstain Management
5.12 Elect Fahad Al Shueibi as Director None Abstain Management
5.13 Elect Mujtaba Al Khaneezi as Director None Abstain Management
5.14 Elect Fahad Al Huweimani as Director None Abstain Management
5.15 Elect Abdullah Al Sheikh as Director None Abstain Management
5.16 Elect Nabeel Koshak as Director None Abstain Management
5.17 Elect Abdullah Abou Al Kheir as None Abstain Management
Director
5.18 Elect Riyadh Najm as Director None Abstain Management
5.19 Elect Majid Al Suweigh as Director None Abstain Management
5.20 Elect Mohammed Al Feisal as Director None Abstain Management
5.21 Elect Waleed Shukri as Director None Abstain Management
5.22 Elect Hussam Al Suweilim as Director None Abstain Management
5.23 Elect Huda Al Ghoson as Director None Abstain Management
5.24 Elect Abdullah Al Aboudi as Director None Abstain Management
5.25 Elect Salman Al kahldi as Director None Abstain Management
5.26 Elect Sara Al Suheimi as Director None Abstain Management
5.27 Elect Bassim Al Saloum as Director None Abstain Management
5.28 Elect Abdulazeez Abdulwahab as Director None Abstain Management
5.29 Elect Sanjay Kapoor as Director None Abstain Management
5.30 Elect Khalid Biyari as Director None Abstain Management
5.31 Elect Arndt Rautenberg as Director None Abstain Management
5.32 Elect Rania Nashar as Director None Abstain Management
5.33 Elect Yazeed Al Hameed as Director None Abstain Management
5.34 Elect Jameel Al Milhim as Director None Abstain Management
5.35 Elect Oussama Al Khiyari as Director None Abstain Management
6 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
7 Approve Additional Dividends of SAR 1 For For Management
per Share for FY 2020 and the Total of
Dividend will be SAR 5 per Share for
FY 2020
8 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
9 Approve Related Party Transactions Re: For For Management
Masdr Company
10 Approve Remuneration of Directors of For For Management
SAR 4,425,000 for FY 2020
--------------------------------------------------------------------------------
SAUDI TELECOM CO.
Ticker: 7010 Security ID: M8T596104
Meeting Date: JUN 01, 2021 Meeting Type: Ordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Members of Audit Committee, For For Management
Approve its Charter and Remuneration
of Its Members
2 Amend Audit Committee Charter For For Management
--------------------------------------------------------------------------------
SAVOLA GROUP
Ticker: 2050 Security ID: M8237G108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Approve Remuneration of Directors of For For Management
SAR 2,200,000 for FY 2020
6 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021, FY 2022, and Q1
of FY 2023
7 Approve Dividends of SAR 0.75 per For For Management
Share for FY 2020
8 Authorize Share Repurchase Program Up For Against Management
to 1,200,000 Shares as Treasury Shares
and to be Allocated to Employees' Long
Term Incentive Plan and Authorize the
Board to Execute Approved Resolution
9 Elect Tariq Al Qaraawi as Member of For For Management
Audit Committee
10 Approve Corporate Social For For Management
Responsibility Policy
11 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and
Almarai Company
12 Approve Related Party Transactions Re: For For Management
Between United Sugar Company and
Almarai Company
13 Approve Related Party Transactions Re: For For Management
Between International Food Industries
Co and Almarai Company
14 Approve Related Party Transactions Re: For For Management
Between Afia International Company and
Almarai Company
15 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Mayar
Foods Company
16 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Del
Monte Saudi Arabia Company
17 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Del
Monte Saudi Arabia Company
18 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and
Nestle Saudi Arabia Limited
19 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Al
Manhal Water Factory Co. Ltd.
20 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Abdul
Qader AlMuhaidib & Sons Co.
21 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Al
Mahbaj Al Shamia Trading Company
22 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Waste
Collection and Recycling Company Ltd
23 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and
Zohoor Alreef Company
24 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and
Aljazirah Dates and Food Factory
25 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Herfy
Food Services Company
26 Approve Related Party Transactions Re: For For Management
Between Afia International Company and
Herfy Food Services Company
27 Approve Related Party Transactions Re: For For Management
Between United Sugar Company and Herfy
Food Services Company
28 Approve Related Party Transactions Re: For For Management
Between International Food Industries
Co and Herfy Food Services Company
29 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Dur
Hospitality
30 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Kinan
International
--------------------------------------------------------------------------------
SBERBANK RUSSIA PJSC
Ticker: SBER Security ID: 80585Y308
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of RUB 18.70 per Ordinary
Share and RUB 18.70 per Preferred Share
3 Ratify PricewaterhouseCoopers as For For Management
Auditor
4.1 Elect Esko Tapani Aho as Director None For Management
4.2 Elect Leonid Boguslavskii as Director None For Management
4.3 Elect Herman Gref as Director None Against Management
4.4 Elect Bella Zlatkis as Director None Against Management
4.5 Elect Sergei Ignatev as Director None Against Management
4.6 Elect Mikhail Kovalchuk as Director None Against Management
4.7 Elect Vladimir Kolychev as Director None Against Management
4.8 Elect Nikolai Kudriavtsev as Director None For Management
4.9 Elect Aleksandr Kuleshov as Director None For Management
4.10 Elect Gennadii Melikian as Director None For Management
4.11 Elect Maksim Oreshkin as Director None Against Management
4.12 Elect Anton Siluanov as Director None Against Management
4.13 Elect Dmitrii Chernyshenko as Director None Against Management
4.14 Elect Nadya Wells as Director None For Management
5 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors,
Executives, and Company
6 Amend Charter For For Management
--------------------------------------------------------------------------------
SBERBANK RUSSIA PJSC
Ticker: SBER Security ID: 80585Y308
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of RUB 18.70 per Ordinary
Share and RUB 18.70 per Preferred Share
3 Ratify PricewaterhouseCoopers as For For Management
Auditor
4.1 Elect Esko Tapani Aho as Director None For Management
4.2 Elect Natalie Alexandra Braginsky None For Management
Mounier as Director
4.3 Elect Herman Gref as Director None Against Management
4.4 Elect Bella Zlatkis as Director None Against Management
4.5 Elect Sergei Ignatev as Director None Against Management
4.6 Elect Mikhail Kovalchuk as Director None Against Management
4.7 Elect Vladimir Kolychev as Director None Against Management
4.8 Elect Nikolai Kudriavtsev as Director None For Management
4.9 Elect Aleksandr Kuleshov as Director None For Management
4.10 Elect Gennadii Melikian as Director None Against Management
4.11 Elect Maksim Oreshkin as Director None Against Management
4.12 Elect Anton Siluanov as Director None Against Management
4.13 Elect Dmitrii Chernyshenko as Director None Against Management
4.14 Elect Nadya Wells as Director None Against Management
5 Approve New Edition of Charter For For Management
6 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors,
Executives, and Company
7 Approve Remuneration of Directors For For Management
8 Amend Regulations on Remuneration of For For Management
Directors
--------------------------------------------------------------------------------
SBI LIFE INSURANCE COMPANY LIMITED
Ticker: 540719 Security ID: Y753N0101
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve S K Patodia & Associates, For For Management
Chartered Accountants and S C Bapna &
Associates, Chartered Accountants as
Joint Statutory Auditors and Authorize
Board to Fix Their Remuneration
3 Approve Appointment and Remuneration For For Management
of Mahesh Kumar Sharma as Managing
Director and Chief Executive Officer
4 Reelect Deepak Amin as Director For For Management
5 Elect Sunita Sharma as Director For For Management
6 Elect Ashutosh Pednekar as Director None None Management
7 Elect Narayan K. Seshadri as Director For For Management
--------------------------------------------------------------------------------
SDIC CAPITAL CO., LTD.
Ticker: 600061 Security ID: Y8045P107
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
SDIC CAPITAL CO., LTD.
Ticker: 600061 Security ID: Y8045P107
Meeting Date: DEC 16, 2020 Meeting Type: Special
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Auditor For For Management
--------------------------------------------------------------------------------
SDIC CAPITAL CO., LTD.
Ticker: 600061 Security ID: Y8045P107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors and For For Management
Supervisors
7 Approve Daily Related-Party Transaction For For Management
8 Approve Credit Line Application For For Management
9 Approve Guarantee For For Management
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO. LTD
Ticker: Security ID: CNE000000JM2
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees For For Management
2 Appointment of Auditor For For Management
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO. LTD
Ticker: Security ID: CNE000000JM2
Meeting Date: AUG 11, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to Procedural Rules for For For Management
Board Meetings
2 Amendments to Procedural Rules for For For Management
Supervisor Meetings
3 Extension of the Valid Period of the For For Management
GDR Issuance and Listing on the London
Stock Exchange
4 Extension of the Valid Period of Full For For Management
Authorization to the Board and Its
Authorized Persons to Handle Matters
Regarding the GDR Issuance and Listing
on the London Stock Exchange
5 Amendments to Articles For Against Management
6 Amendments to Procedural Rules for For Against Management
Shareholder Meetings
7 Amendments to Procedural Rules for For For Management
Board Meetings
8 Amendments to Procedural Rules for For For Management
Supervisor Meetings
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO., LTD.
Ticker: 600886 Security ID: Y3746G100
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Work Report of the For For Management
Eleventh Board of Directors
Remuneration and Appraisal Committee
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO., LTD.
Ticker: 600886 Security ID: Y3746G100
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Wenping as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO., LTD.
Ticker: 600886 Security ID: Y3746G100
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO., LTD.
Ticker: 600886 Security ID: Y3746G100
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium-term Notes For For Management
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO., LTD.
Ticker: 600886 Security ID: Y3746G100
Meeting Date: MAY 06, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Xu Junli as Independent Director For For Management
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO., LTD.
Ticker: 600886 Security ID: Y3746G100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Business Plan For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related Party For For Management
Transactions
7 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SEALAND SECURITIES CO. LTD.
Ticker: Security ID: CNE0000008K4
Meeting Date: JUL 03, 2020 Meeting Type: Special
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to Articles For For Management
2 Amendments to Management System for For For Management
Raised Funds
3 Amendments to Work System for For For Management
Independent Directors
--------------------------------------------------------------------------------
SEALAND SECURITIES CO., LTD.
Ticker: 000750 Security ID: Y2941X108
Meeting Date: DEC 08, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Set-up of Asset Management For For Management
Subsidiary and Change in Business Scope
--------------------------------------------------------------------------------
SEALAND SECURITIES CO., LTD.
Ticker: 000750 Security ID: Y2941X108
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect He Chunmei as Non-Independent For For Shareholder
Director
1.2 Elect Wang Haihe as Non-Independent For For Shareholder
Director
1.3 Elect Wu Zenglin as Non-Independent For For Shareholder
Director
1.4 Elect Zhang Jun as Non-Independent For For Shareholder
Director
1.5 Elect Lin Guochao as Non-Independent For For Shareholder
Director
1.6 Elect Qin Min as Non-Independent For For Shareholder
Director
2.1 Elect Ni Shoubin as Independent For For Management
Director
2.2 Elect Liu Jinrong as Independent For For Management
Director
2.3 Elect Ruan Shuqi as Independent For For Management
Director
3.1 Elect Jiang Manping as Supervisor For For Shareholder
3.2 Elect Wang Hongping as Supervisor For For Shareholder
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Supervisors For For Management
6 Amend Management System for External For For Management
Guarantees
7 Approve Formulation of External For For Management
Financial Assistance Provision
Management System
--------------------------------------------------------------------------------
SEALAND SECURITIES CO., LTD.
Ticker: 000750 Security ID: Y2941X108
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Size For For Management
2.5 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Principle
2.6 Approve Scale and Use of Raised Funds For For Management
2.7 Approve Lock-up Period For For Management
2.8 Approve Listing Location For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Related Party Transactions in For For Management
Connection to Private Placement
7 Approve Signing of Conditional Share For For Management
Subscription Agreement
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
10 Approve White Wash Waiver and Related For For Management
Transactions
11 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
SEALAND SECURITIES CO., LTD.
Ticker: 000750 Security ID: Y2941X108
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Securities Investment Scale For For Management
and Risk Limit
7 Approve Daily Related Party For For Management
Transactions
8 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
9 Approve General Authorization to Issue For For Management
Debt Financing Instruments
10 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
SEAZEN GROUP LTD.
Ticker: 1030 Security ID: G7956A109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Wang Xiaosong as Director For For Management
3a2 Elect Zhang Shengman as Director For For Management
3a3 Elect Zhong Wei as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SEAZEN HOLDINGS CO. LTD.
Ticker: 601155 Security ID: Y267C9105
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
2.1 Approve Issue Scale and Manner For For Management
2.2 Approve Target Subscribers For For Management
2.3 Approve Bond Maturity For For Management
2.4 Approve Use of Proceeds For For Management
2.5 Approve Credit Enhancement Mechanism For For Management
2.6 Approve Safeguard Measures of Debts For For Management
Repayment
2.7 Approve Resolution Validity Period For For Management
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Launch of Direct Financing For For Management
5 Approve Decrease in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
SEAZEN HOLDINGS CO. LTD.
Ticker: 601155 Security ID: Y267C9105
Meeting Date: MAR 23, 2021 Meeting Type: Special
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period of Private Placement
of Shares
2 Approve Authorization of Board to For For Management
Handle All Related Matters of Private
Placement of Shares
3 Amend Articles of Association For For Management
4 Approve Loan Application For For Management
5 Approve Decrease in Capital for For For Management
Co-Investment Project Companies
--------------------------------------------------------------------------------
SEAZEN HOLDINGS CO. LTD.
Ticker: 601155 Security ID: Y267C9105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve to Appoint Auditor For For Management
6 Approve Profit Distribution For For Management
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
8 Approve Guarantee Plan For Against Management
9 Approve Investment Plan For Against Management
10.1 Elect Wang Xiaosong as Director For Against Management
10.2 Elect Lyu Xiaoping as Director For For Management
10.3 Elect Liang Zhicheng as Director For For Management
10.4 Elect Qu Dejun as Director For For Management
11.1 Elect Chen Songxi as Director For For Management
11.2 Elect Chen Donghua as Director For For Management
11.3 Elect Xu Jiandong as Director For For Management
12.1 Elect Lu Zhongming as Supervisor For For Management
12.2 Elect Tang Guorong as Supervisor For For Management
--------------------------------------------------------------------------------
SEEGENE, INC.
Ticker: 096530 Security ID: Y7569K106
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For Against Management
3 Elect Cheon Jong-yoon as Inside For Against Management
Director
4 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For Against Management
Internal Auditor(s)
6 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E119
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement Between For Against Management
the Company and Semiconductor
Manufacturing North China (Beijing)
Corporation and SMNC Framework
Agreement Annual Caps
2 Approve Amendment Agreement Between For For Management
the Company and Semiconductor
Manufacturing South China Corporation
and SMSC Framework Agreement Revised
Annual Caps
3 Approve Centralized Fund Management For Against Management
Agreement Entered into Among the
Company, Semiconductor Manufacturing
International (Beijing) Corporation
and Semiconductor Manufacturing South
China Corporation and Centralized Fund
Management Agreement Annual Caps
4 Approve Framework Agreement Between For For Management
the Company and Sino IC Leasing Co.,
Ltd., and Sino IC Leasing Framework
Agreement Annual Caps
5 Approve Grant of Restricted Share For Against Management
Units to Zhou Zixue Under the 2014
Equity Incentive Plan
6 Approve Grant of Restricted Share For Against Management
Units to Zhao Haijun Under the 2014
Equity Incentive Plan
7 Approve Grant of Restricted Share For Against Management
Units to Liang Mong Song Under the
2014 Equity Incentive Plan
8 Approve Grant of Restricted Share For Against Management
Units to Gao Yonggang Under the 2014
Equity Incentive Plan
9 Approve Grant of Restricted Share For Against Management
Units to Chen Shanzhi Under the 2014
Equity Incentive Plan
10 Approve Grant of Restricted Share For Against Management
Units to William Tudor Brown Under the
2014 Equity Incentive Plan
11 Approve Grant of Restricted Share For Against Management
Units to Tong Guohua Under the 2014
Equity Incentive Plan
12 Approve Grant of Restricted Share For Against Management
Units to Cong Jingsheng Jason Under
the 2014 Equity Incentive Plan
--------------------------------------------------------------------------------
SEVERSTAL PAO
Ticker: CHMF Security ID: 818150302
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 37.34 For For Management
per Share for First Nine Months of
Fiscal 2020
--------------------------------------------------------------------------------
SEVERSTAL PAO
Ticker: CHMF Security ID: 818150302
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Aleksei Mordashov as Director None Against Management
1.2 Elect Aleksandr Shevelev as Director None Against Management
1.3 Elect Aleksei Kulichenko as Director None Against Management
1.4 Elect Anna Lvova as Director None Against Management
1.5 Elect Agnes Anna Ritter as Director None Against Management
1.6 Elect Philip John Dayer as Director None Against Management
1.7 Elect David Alun Bowen as Director None Against Management
1.8 Elect Veikko Sakari Tamminen as None For Management
Director
1.9 Elect Vladimir Mau as Director None Against Management
1.10 Elect Aleksandr Auzan as Director None For Management
2 Approve Allocation of Income and For For Management
Dividends of RUB 36.27 per Share
3 Approve Interim Dividends of RUB 46.77 For For Management
per Share for First Quarter of Fiscal
2021
4 Ratify KPMG as Auditor For For Management
--------------------------------------------------------------------------------
SG MICRO CORP.
Ticker: 300661 Security ID: Y7679C101
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
5 Amend Related Party Transaction For For Management
Management System
6 Amend External Guarantee System For For Management
7 Amend Foreign Investment System For For Management
8 Amend Investor Relations Management For For Management
System
9 Amend Working System for Independent For For Management
Directors
10 Amend Management System of Raised Funds For For Management
11 Approve Formulation of Detailed Rules For For Management
for the Implementation of Online
Voting of the Shareholders General
Meeting
--------------------------------------------------------------------------------
SG MICRO CORP.
Ticker: 300661 Security ID: Y7679C101
Meeting Date: APR 19, 2021 Meeting Type: Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
SG MICRO CORP.
Ticker: 300661 Security ID: Y7679C101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Repurchase and Cancellation of For For Management
Performance Shares
8 Approve Amendments to Articles of For For Management
Association
9 Approve Use of Idle Own Funds for Cash For Against Management
Management
10 Approve Remuneration of Directors and For For Management
Supervisors
--------------------------------------------------------------------------------
SHAANXI COAL INDUSTRY
Ticker: Security ID: CNE100001T64
Meeting Date: AUG 13, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect HE Bingqi For Against Management
--------------------------------------------------------------------------------
SHAANXI COAL INDUSTRY CO., LTD.
Ticker: 601225 Security ID: Y7679D109
Meeting Date: JAN 07, 2021 Meeting Type: Special
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shareholder Return Plan For For Management
2 Approve Renewal of Bank Credit and For For Management
Provision of Guarantee
--------------------------------------------------------------------------------
SHAANXI COAL INDUSTRY CO., LTD.
Ticker: 601225 Security ID: Y7679D109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Related Party Transaction For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Cancellation and Repurchase of For For Management
Shares
8 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
9 Approve Authorization of Board to For For Management
Handle All Related Matters of
Repurchase and Cancellation of Shares
10 Approve Adjustment of Guarantee For For Management
Provision and Guarantee Renewal
--------------------------------------------------------------------------------
SHANDONG BUCHANG PHARMACEUTICALS CO., LTD.
Ticker: 603858 Security ID: Y767AS104
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Independent For For Management
Directors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Daily Related-Party For For Management
Transactions
9 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
10 Approve Report of the Board of For For Management
Supervisors
11 Approve Application for Financing and For Against Management
Guarantee Provision
12 Approve Allowance Standards of For For Management
Directors
13 Approve Allowance Standards of For For Management
Supervisors
14 Approve Change to the Company's For For Management
Purchase of Office Properties
15 Amend Articles of Association For For Management
16.1 Elect Zhao Tao as Director For For Shareholder
16.2 Elect Zhao Chao as Director For Against Shareholder
16.3 Elect Wang Yimin as Director For For Shareholder
16.4 Elect Xue Renhun as Director For For Shareholder
16.5 Elect Li Weijun as Director For Against Shareholder
16.6 Elect Pu Xiaoping as Director For For Shareholder
16.7 Elect Zhao Jing as Director For For Shareholder
16.8 Elect Wang Yafeng as Director For For Shareholder
16.9 Elect Gao Yu as Director For For Shareholder
16.10 Elect Li Chunyi as Director For For Shareholder
17.1 Elect Chi Deqiang as Director For For Shareholder
17.2 Elect Wang Yi as Director For For Shareholder
17.3 Elect Cheng Hua as Director For For Shareholder
17.4 Elect Huang Jun as Director For For Shareholder
17.5 Elect Pu Xiaoming as Director For For Shareholder
18.1 Elect Xu Yuhua as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee for the For For Management
Financing of an Overseas Subsidiary of
the Company
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
for Public Issuance of Renewable
Corporate Bonds
2.01 Approve Issue Size For For Management
2.02 Approve Par Value and Issue Price For For Management
2.03 Approve Issue Method For For Management
2.04 Approve Issue Target and Arrangement For For Management
for Placement to Shareholders of the
Company
2.05 Approve Term of the Bonds For For Management
2.06 Approve Interest Rate and Payment of For For Management
Interests
2.07 Approve Terms of Guarantee For For Management
2.08 Approve Use of Proceeds For For Management
2.09 Approve Proposed Place of Listing For For Management
2.10 Approve Measures to Secure Repayment For For Management
2.11 Approve Underwriting For For Management
2.12 Approve Validity of the Resolution For For Management
3 Authorize Board with Full Discretion For For Management
to Handle the Matters Related to the
Company's Public Issuance of Renewable
Corporate Bonds
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Types and Nominal Value of For For Management
Shares to be Issued
1.02 Approve Method and Time of Issuance For For Management
1.03 Approve Target Subscribers and Method For For Management
of Subscription
1.04 Approve Size of Issuance For For Management
1.05 Approve Share Exchange Ratio For For Management
1.06 Approve Arrangement Relating to the For For Management
Accumulated Undistributed Profits
1.07 Approve Place of Listing For For Management
1.08 Approve Validity Period of the For For Management
Resolution
2 Authorize Board to Deal with All For For Management
Matters in Relation to the Issue of
and the Listing of the New H Shares on
the Stock Exchange
3 Approve Reports on the Use of Proceeds For For Management
from Previous Issunce
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Types and Nominal Value of For For Management
Shares to be Issued
1.02 Approve Method and Time of Issuance For For Management
1.03 Approve Target Subscribers and Method For For Management
of Subscription
1.04 Approve Size of Issuance For For Management
1.05 Approve Share Exchange Ratio For For Management
1.06 Approve Arrangement Relating to the For For Management
Accumulated Undistributed Profits
1.07 Approve Place of Listing For For Management
1.08 Approve Validity Period of the For For Management
Resolution
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831125
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors, For For Management
Special Advisor to the Board,
Supervisors and Senior Management
2 Approve Comprehensive Service For For Management
Framework Agreement and Confirmation
of the Caps of Continuing Connected
Transactions During the Years of 2021
to 2023
3.01 Elect Li Guohong as Director For For Management
3.02 Elect Wang Lijun as Director For For Management
3.03 Elect Wang Xiaoling as Director For For Management
3.04 Elect Liu Qin as Director For For Management
3.05 Elect Wang Shuhai as Director For For Management
3.06 Elect Tang Qi as Director For Against Management
4.01 Elect Wang Yunmin as Director For For Management
4.02 Elect Liew Fui Kiang as Director For For Management
4.03 Elect Zhao Feng as Director For For Management
5.01 Elect Li Xiaoping as Supervisor For For Management
5.02 Elect Luan Bo as Supervisor For For Management
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors, For For Management
Special Advisor to the Board,
Supervisors and Senior Management
2 Approve Comprehensive Service For For Management
Framework Agreement and Confirmation
of the Caps of Continuing Connected
Transactions During the Years of 2021
to 2023
3.01 Elect Li Guohong as Director For For Management
3.02 Elect Wang Lijun as Director For For Management
3.03 Elect Wang Xiaoling as Director For For Management
3.04 Elect Liu Qin as Director For For Management
3.05 Elect Wang Shuhai as Director For For Management
3.06 Elect Tang Qi as Director For Against Management
4.01 Elect Wang Yunmin as Director For For Management
4.02 Elect Liew Fui Kiang as Director For For Management
4.03 Elect Zhao Feng as Director For For Management
5.01 Elect Li Xiaoping as Supervisor For For Management
5.02 Elect Luan Bo as Supervisor For For Management
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831125
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes of Registered Capital For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes of Registered Capital For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831125
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Work Report of the Independent For For Management
Non-Executive Directors
4 Approve Final Financial Report For For Management
5 Approve Annual Report and Its Extracts For For Management
6 Approve Profit Distribution For For Management
7 Approve Provision for Impairment of For For Management
Assets
8 Approve TianYuanQuan Certified Public For For Management
Accountants (Special General
Partnership) as Domestic Auditor and
ShineWing (HK) CPA Limited as
International Auditor and Authorize
Board to Fix Their Remuneration
9 Approve TianYuanQuan Certified Public For For Management
Accountants (Special General
Partnership) as Internal Control
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Appraisal Report on Internal For For Management
Control
11 Approve Social Responsibility Report For For Management
12 Approve Special Report on the Deposit For For Management
and Use of Proceeds
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
14 Approve Guarantee Facility for the For For Management
Hong Kong Subsidiary
15 Approve Change in Registered Capital For For Management
16 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Work Report of the Independent For For Management
Non-Executive Directors
4 Approve Final Financial Report For For Management
5 Approve Annual Report and Its Extracts For For Management
6 Approve Profit Distribution For For Management
7 Approve Provision for Impairment of For For Management
Assets
8 Approve TianYuanQuan Certified Public For For Management
Accountants (Special General
Partnership) as Domestic Auditor and
ShineWing (HK) CPA Limited as
International Auditor and Authorize
Board to Fix Their Remuneration
9 Approve TianYuanQuan Certified Public For For Management
Accountants (Special General
Partnership) as Internal Control
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Appraisal Report on Internal For For Management
Control
11 Approve Social Responsibility Report For For Management
12 Approve Special Report on the Deposit For For Management
and Use of Proceeds
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
14 Approve Guarantee Facility for the For For Management
Hong Kong Subsidiary
15 Approve Change in Registered Capital For For Management
16 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG HUALU-HENGSHENG CHEMICAL CO., LTD.
Ticker: 600426 Security ID: Y76843104
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in Hubei Jingzhou For For Management
Project
2 Approve Investment in Park Gas Power For For Management
Platform Project
3 Approve Investment in Syngas For For Management
Comprehensive Utilization Project
--------------------------------------------------------------------------------
SHANDONG HUALU-HENGSHENG CHEMICAL CO., LTD.
Ticker: 600426 Security ID: Y76843104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
7 Approve Financial Budget Report For For Management
8 Approve Appointment of Auditor For For Management
9 Approve Related Party Transactions For For Management
10 Approve Use of Own Funds for For Against Management
Structured Deposits
11 Amend the Remuneration Management For For Management
System of the Company's Directors,
Supervisors and Senior Management
12.1 Elect Chang Huaichun as Director For For Management
12.2 Elect Dong Yan as Director For Against Management
12.3 Elect Ding Jiansheng as Director For For Management
12.4 Elect Gao Jinghong as Director For For Management
12.5 Elect Zhuang Guangshan as Director For For Management
12.6 Elect Zhang Chengyong as Director For For Management
12.7 Elect Liu Chengtong as Director For For Management
13.1 Elect Qian Yitai as Director For For Management
13.2 Elect Cao Yiping as Director For Against Management
13.3 Elect Lou Hetong as Director For For Management
13.4 Elect Rong Yihao as Director For For Management
14.1 Elect Zhao Jingguo as Supervisor For For Management
14.2 Elect Yang Zhiyong as Supervisor For For Management
--------------------------------------------------------------------------------
SHANDONG LINGLONG TYRE CO LTD.
Ticker: Security ID: CNE100002GM3
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 PROVISION OF GUARANTEE FOR For For Management
WHOLLY-OWNED SUBSIDIARIES
2 Repurchase and Cancellation of Some For For Management
Locked Restricted Stocks Granted to
Plan Participants
3 Change of the Company's Registered For For Management
Capital
4 Change of the Company's Business Scope For For Management
5 Amendments to Articles For For Management
--------------------------------------------------------------------------------
SHANDONG LINGLONG TYRE CO., LTD.
Ticker: 601966 Security ID: Y76796104
Meeting Date: JAN 05, 2021 Meeting Type: Special
Record Date: DEC 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
SHANDONG LINGLONG TYRE CO., LTD.
Ticker: 601966 Security ID: Y76796104
Meeting Date: MAR 19, 2021 Meeting Type: Special
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve External Guarantee Provision For For Management
Plan
--------------------------------------------------------------------------------
SHANDONG LINGLONG TYRE CO., LTD.
Ticker: 601966 Security ID: Y76796104
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Business Plan and Financial For For Management
Budget Report
7 Approve Daily Related Party For For Management
Transactions
8 Approve to Appoint Auditor For For Management
9 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11 Approve Report of the Independent For For Management
Directors
--------------------------------------------------------------------------------
SHANDONG LINGLONG TYRE CO., LTD.
Ticker: 601966 Security ID: Y76796104
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Outline of Medium and Long-term For For Management
Development Strategic Plan
2 Approve Investment in Building Factory For For Management
and Establishment of Subsidiary
--------------------------------------------------------------------------------
SHANDONG NANSHAN ALUMINIUM CO LTD.
Ticker: Security ID: CNE000001139
Meeting Date: AUG 19, 2020 Meeting Type: Special
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The First Phase Employee Stock For Against Management
Ownership Plan (draft) and Its Summary
2 MANAGEMENT MEASURES FOR THE FIRST For Against Management
PHASE EMPLOYEE STOCK OWNERSHIP PLAN
3 Authorization to the Board to Handle For Against Management
Matters Regarding the First Phase
Employee Stock Ownership Plan
--------------------------------------------------------------------------------
SHANDONG NANSHAN ALUMINUM CO., LTD.
Ticker: 600219 Security ID: Y7680L108
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Domestic Guarantee Provision For For Management
and Foreign Loan Extension for
Shandong Nanshan Aluminum Industry
Europe Co., Ltd.
2 Approve Domestic Guarantee Provision For For Management
and Foreign Loan Extension for Nanshan
America Co., Ltd.
--------------------------------------------------------------------------------
SHANDONG NANSHAN ALUMINUM CO., LTD.
Ticker: 600219 Security ID: Y7680L108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor and For For Management
Payment of Remuneration
8 Approve Remuneration of Directors and For For Management
Other Senior Management Members
9 Approve Remuneration of Supervisors For For Management
10 Approve Signing of Comprehensive For For Management
Service Agreement and Daily Related
Party Transaction with Nanshan Group
Co., Ltd.
11 Approve Signing of Comprehensive For For Management
Service Agreement and Daily Related
Party Transaction with Xinnanshan
International Holdings Co., Ltd.
12 Amend Interim Measures for the For For Management
Management of Fund Transactions
13 Approve Related Party Transaction with For For Management
Finance Company
14 Approve Signing of Amended Schedule of For For Management
Comprehensive Service Agreement
--------------------------------------------------------------------------------
SHANDONG PHARMACEUTICAL GLASS CO., LTD.
Ticker: 600529 Security ID: Y7678P103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Remuneration of Directors and For For Management
Supervisors
5 Approve Provision of Incentive Funds For For Management
6 Approve Profit Distribution For For Management
7 Approve Annual Report and Summary For For Management
8 Approve Financial Statements and For For Management
Financial Budget Report
9 Approve Authorization of Chairman of For Against Management
the Board to Use Own Funds to Purchase
Financial Products
10 Approve Authorization of Chairman of For For Management
the Board of Directors to Apply for
Credit Lines
11 Approve Appointment of Auditor For For Management
12 Approve Expansion of Production For For Management
Capacity of Pre-filled Products
13 Elect Jiao Shouhua as Non-independent For For Management
Director
14.1 Elect Gu Weijun as Director For For Management
14.2 Elect Sun Zongbin as Director For For Management
--------------------------------------------------------------------------------
SHANDONG SINOCERA FUNCTIONAL MATERIAL CO. LTD
Ticker: Security ID: CNE100001FB0
Meeting Date: JUL 03, 2020 Meeting Type: Special
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for For For Management
Non-public Share Offering
20 Diluted Immediate Return After the For For Management
Non-public Share Offering and Filling
Measures
21 Shareholder Return Plan for the Next For For Management
Three Years from 2021 to 2023
22 Authorization to the Board to Handle For For Management
Matters Regarding the Non-public Share
Offering
23 2019 Internal Control Evaluation Report For For Management
2 Stock Type and Par Value For For Management
11 The Valid Period of the Resolution on For For Management
the Share Offering
3 Issuing Method For For Management
4 Issuing Targets and Subscription Method For For Management
5 Issue Price and Pricing Principles For For Management
6 Issuing Volume For For Management
7 Purpose of the Raised Funds For For Management
8 Lock-up Period For For Management
9 Arrangement for the Accumulated For For Management
Retained Profits Before Completion of
the Issuance
10 Listing Place For For Management
12 Connected Transactions Involved in the For For Management
Non-public Share Offering
13 PREPLAN FOR NON-PUBLIC SHARE OFFERING For For Management
14 Conditional Share Subscription For For Management
Agreement to Be Signed with ZHANG Xi
15 Conditional Share Subscription For For Management
Agreement to Be Signed with a Limited
Partnership
16 Introduction of Strategic Investors For For Management
and Signing Strategic Cooperation
Agreements
17 Demonstration Analysis Report on the For For Management
Plan for Non-public A-share Offering
18 Feasibility Analysis Report on the Use For For Management
of Funds to Be Raised from the
Non-public Share Offering
19 REPORT ON THE USE OF PREVIOUSLY RAISED For For Management
FUNDS
--------------------------------------------------------------------------------
SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD.
Ticker: 300285 Security ID: Y76867103
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Daily Related Party Transaction For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Amendments to Articles of For For Management
Association
9 Amend Company's Management Systems For Against Management
--------------------------------------------------------------------------------
SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD.
Ticker: 300285 Security ID: Y76867103
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Jidong as Independent For For Shareholder
Director and Member of Special
Committee of the Board of Directors
--------------------------------------------------------------------------------
SHANDONG SUNPAPER CO., LTD.
Ticker: 002078 Security ID: Y7681V105
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Amend Articles of Association For For Management
3 Approve Handle Project Financing For For Management
through Establishment of Syndicated
Loan
4 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
SHANDONG SUNPAPER CO., LTD.
Ticker: 002078 Security ID: Y7681V105
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report and Summary For For Management
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6.1 Approve Daily Related-party For For Management
Transaction with Shandong Sun Plaza
International Hotel Co., Ltd.
6.2 Approve Daily Related-party For For Management
Transaction with Wanguo Paper Sun
White Cardboard Co., Ltd.
6.3 Approve Daily Related-party For For Management
Transaction with Shandong
International Paper Sun Cardboard Co.,
Ltd.
6.4 Approve Daily Related-party For For Management
Transaction with Shandong Wanguo Sun
Food Packaging Materials Co., Ltd.
6.5 Approve Daily Related Party For For Management
Transaction with Guangxi Sun Paper
Cardboard Co., Ltd.
7 Approve to Appoint Auditor For For Management
8 Approve Amendments to Articles of For For Management
Association
9 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
10 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
11 Approve Formulation of Shareholder For For Management
Return Plan
12 Amend Working System for Independent For For Management
Directors
13 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
14 Approve Methods to Assess the For For Management
Performance of Plan Participants
15 Approve Authorization of the Board to For For Management
Handle All Related Matters
16 Approve Application of Credit Lines For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO. LTD.
Ticker: Security ID: CNE100000171
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Accounts and Reports For For Management
12 Elect HU Yun Yong as Supervisor For Against Management
13 Elect GU Mei Jun as Supervisor For Against Management
14 Authority to Issue Shares w/o For Against Management
Preemptive Rights
15 Authority to Repurchase Shares For For Management
16 Amendments to Articles For Against Management
4 Directors' Report For For Management
5 Supervisors' Report For For Management
6 Allocation of Profits/Dividends For For Management
7 Appointment of Auditor and Authority For For Management
to Set Fees
8 Remuneration of Directors, Supervisors For For Management
and Senior Management
9 Elect ZHANG Huawei For For Management
10 Elect WANG Yi For For Management
11 Elect ZHOU Shu Hua For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Distribution of Interim For For Management
Dividend
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Logistic and Distribution For For Management
Services Framework Agreement, Annual
Caps and Related Transactions
2 Approve Purchase Framework Agreement, For For Management
Annual Caps and Related Transactions
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Purchase Framework Agreement For For Management
(as Amended by the Supplemental
Purchase Framework Agreement), Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Mandate for the Issuance of For For Management
Debt Securities
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Share Awards For For Management
2 Amend Articles of Association For For Management
3 Elect Chen Lin as Director For For Management
4 Elect Tang Zheng Peng as Director For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Audited Consolidated Financial For For Management
Statements
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Final Dividend For For Management
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Elect Cong Rinan as Director For For Management
8 Elect Lian Xiaoming as Director For For Management
9 Elect Lo Wai Hung Lo as Director For For Management
10 Elect Fu Mingzhong as Director For For Management
11 Elect Wang Jinxia as Director For For Management
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
13 Authorize Repurchase of Issued H Share For For Management
Capital
14 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANGHAI BAILIAN GROUP CO., LTD.
Ticker: 900923 Security ID: Y7682E110
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For Against Management
Financial Budget Report
5 Approve Profit Distribution Plan For For Management
6 Approve Appointment of Financial For For Management
Auditor
7 Approve Appointment of Internal For For Management
Control Auditor
8 Approve Related Party Transactions For For Management
9 Approve Related Party Transaction in For Against Management
Connection to the Investment and
Financial Cooperation Framework
Agreement
10 Approve Provision of Guarantee For For Management
11 Approve Allowance of Independent For For Shareholder
Directors
12.1 Elect Ye Yongming as Director For For Shareholder
12.2 Elect Xu Ziying as Director For For Shareholder
12.3 Elect Zhang Shenyu as Director For For Shareholder
12.4 Elect Dong Xiaochun as Director For For Shareholder
12.5 Elect Cheng Dali as Director For For Shareholder
12.6 Elect Huang Zhen as Director For For Shareholder
13.1 Elect Wang Zhiqiang as Director For For Shareholder
13.2 Elect Jiang Qingyun as Director For For Shareholder
13.3 Elect Zhu Hongchao as Director For For Shareholder
14.1 Elect Yang Aguo as Supervisor For For Shareholder
14.2 Elect Li Feng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO., LTD.
Ticker: 002568 Security ID: Y76853103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Internal Control For For Management
Self-Evaluation Report
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Profit Distribution For For Management
8 Approve to Appoint Auditor For For Management
9 Approve External Guarantee For For Management
10 Amend Management System of Raised Funds For Against Management
--------------------------------------------------------------------------------
SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO., LTD.
Ticker: 002568 Security ID: Y76853103
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Interest Rate For For Management
2.6 Approve Repayment Period and Manner of For For Management
Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bondholders
2.17 Approve Use of Raised Funds and For For Management
Implementation Method
2.18 Approve Guarantee Matters For For Management
2.19 Approve Depository of Raised Funds For For Management
2.20 Approve Trustee Related Matters For For Management
2.21 Approve Liability for Breach of For For Management
Contract
2.22 Approve Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
7 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
SHANGHAI BAOSIGHT SOFTWARE CO., LTD.
Ticker: 900926 Security ID: Y7691Z112
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Incentive Object For For Management
of Performance Share Incentive Plan
2 Approve Capital Injection For For Management
3 Amend Articles of Association For Against Management
4.1 Elect Wang Juan as Non-Independent For Against Management
Director
5.1 Elect Wan Hong as Supervisor For Against Management
--------------------------------------------------------------------------------
SHANGHAI BAOSIGHT SOFTWARE CO., LTD.
Ticker: 900926 Security ID: Y7691Z112
Meeting Date: JAN 08, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For Against Management
Acquisition by Issuance of Shares and
Cash Payment as well as Related Party
Transactions
2.1 Approve Overall Plan For Against Management
2.2 Approve the Underlying Asset For Against Management
Transaction Price and Pricing Basis
2.3 Approve Share Type and Par Value For Against Management
2.4 Approve Issue Manner and Target For Against Management
Subscribers
2.5 Approve Pricing Reference Date, Issue For Against Management
Price and Pricing Basis
2.6 Approve Number of Issued Shares For Against Management
2.7 Approve Lock-up Period For Against Management
2.8 Approve Listing Location For Against Management
2.9 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.10 Approve Attribution of Profit and Loss For Against Management
During the Transition Period
2.11 Approve Resolution Validity Period For Against Management
3 Approve Report (Draft) and Summary on For Against Management
Company's Acquisition by Issuance of
Shares and Cash Payment as well as
Related Party Transactions
4 Approve Transaction Constitute as For Against Management
Related Party Transaction
5 Approve Signing of Conditional For Against Management
Supplementary Agreement with the
Counterparty
6 Approve Transaction Complies with For Against Management
Article 4 of Provisions on Several
Issues Regulating the Major Asset
Restructuring of Listed Companies
7 Approve Transaction Complies with For Against Management
Article 11 of the Management Approach
Regarding Major Asset Restructuring of
Listed Companies
8 Approve Transaction Complies with For Against Management
Article 43 of the Management Approach
Regarding Major Asset Restructuring of
Listed Companies
9 Approve Transaction Does Not For Against Management
Constitute as Major Asset Restructure
and Does Not Constitute as Restructure
and Listing
10 Approve Completeness and Compliance of For Against Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
11 Approve Fluctuation of Company's Stock For Against Management
Price Does Not Meet the Relevant
Standards of Article 5 of Notice on
Regulating the Information Disclosure
of Listed Companies and the Behavior
of Related Parties
12 Approve Compliance of the Relevant For Against Management
Entities of this Transaction Regarding
the Interpretation of Article 13 of
the Interim Provisions on
Strengthening the Supervision of
Abnormal Stock Trading Related to the
Material Asset Restructuring of Listed
Companies
13 Approve Authorization of the Board to For Against Management
Handle All Related Matters
14 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
15 Approve Relevant Audit Reports, Asset For Against Management
Evaluation Reports and Pro Forma
Review Reports
16 Approve Independence of Appraiser, the For Against Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
17 Approve Basis and Fairness of Pricing For Against Management
for This Transaction
--------------------------------------------------------------------------------
SHANGHAI BAOSIGHT SOFTWARE CO., LTD.
Ticker: 900926 Security ID: Y7691Z112
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Jianhu as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI BAOSIGHT SOFTWARE CO., LTD.
Ticker: 900926 Security ID: Y7691Z112
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Financial Budget Report For For Management
7 Approve Related Party Transaction For For Management
8.1 Elect Jiang Yuxiang as Supervisor For For Management
--------------------------------------------------------------------------------
SHANGHAI CONSTRUCTION GROUP CO., LTD.
Ticker: 600170 Security ID: Y7680W104
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Spin-off on For For Management
Shanghai Stock Exchange
--------------------------------------------------------------------------------
SHANGHAI CONSTRUCTION GROUP CO., LTD.
Ticker: 600170 Security ID: Y7680W104
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Related Party Transaction For For Management
7 Approve Provision of Guarantee and For For Management
Authorization of Board
8 Approve Investment Plan and For For Management
Authorization of Board
9 Approve Issuance of Debt Financing For For Management
Instruments
10 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP COMPANY LIMITED
Ticker: 2727 Security ID: Y76824104
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Yunhong as Director For For Management
2 Approve Continuing Connected For For Shareholder
Transactions in Relation to Certain
Purchases from Siemens Group and the
Related Party Transactions in Relation
to Certain Sales to Siemens Group
3 Approve Privatization by Way of Merger For For Shareholder
by Absorption of Shanghai Prime
Machinery Company Limited
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP COMPANY LIMITED
Ticker: 2727 Security ID: Y76824112
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Shareholder
Transactions in Relation to Certain
Purchases from Siemens Group and the
Related Party Transactions in Relation
to Certain Sales to Siemens Group
2 Approve Privatization by Way of Merger For For Shareholder
by Absorption of Shanghai Prime
Machinery Company Limited
3.1 Elect Liu Yunhong as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP COMPANY LIMITED
Ticker: 2727 Security ID: Y76824112
Meeting Date: MAY 17, 2021 Meeting Type: Special
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Issuance of Equity or For Against Shareholder
Equity-Linked Securities without
Preemptive Rights
3 Approve Compliance with the Conditions For For Shareholder
of Non-Public Issuance of A Shares
4.1 Approve Class and Par Value of Shares For For Shareholder
to be Issued
4.2 Approve Method and Time of Issuance For For Shareholder
4.3 Approve Target Subscribers and For For Shareholder
Subscription Method
4.4 Approve Pricing Benchmark Date, Issue For For Shareholder
Price and Pricing Principles
4.5 Approve Number of Shares to be Issued For For Shareholder
4.6 Approve Lock-Up Period Arrangement For For Shareholder
4.7 Approve Place of Listing of the New A For For Shareholder
Shares to be Issued
4.8 Approve Arrangement of Accumulated For For Shareholder
Undistributed Profits
4.9 Approve Validity of the Resolutions in For For Shareholder
Respect of the Non-Public Issuance of
A Shares
4.10 Approve Use of Proceeds For For Shareholder
5 Approve Plan for the Non-Public For For Shareholder
Issuance of A Shares
6 Approve Feasibility Analysis Report on For For Shareholder
the Use of Proceeds from the
Non-Public Issuance of A Shares
7 Approve Report on the Use of For For Shareholder
Previously Raised Proceeds of the
Company
8 Approve Remedial Measures for the For For Shareholder
Dilution of Immediate Returns Upon the
Non-Public Issuance of A Shares and
Undertakings by the Relevant Persons
9 Approve Plan on Shareholders' Return For For Shareholder
for the Upcoming Three Years
(2021-2023)
10 Authorize Board and Its Authorized For For Shareholder
Persons to Deal with All Matters in
Relation to the Non-Public Issuance of
A Shares
11.1 Elect Gan Pin as Director For For Shareholder
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP COMPANY LIMITED
Ticker: 2727 Security ID: Y76824112
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Report of the Board For For Management
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Report of the Financial Results For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve PwC Zhong Tian as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Ratification of Emoluments For For Management
Paid to the Directors and Supervisors
for the Year of 2020 and Approve
Emoluments of the Directors and
Supervisors for the Year of 2021
8 Approve Renewal of Liability Insurance For For Management
for the Directors, Supervisors and
Senior Management
9 Approve Provision of External For Against Management
Guarantees
10.1 Elect Cai Xiaoqing as Supervisor For For Management
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC POWER CO. LTD.
Ticker: Security ID: CNE000001G53
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect WEI Juliang as Non-independent For For Management
Director
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC POWER CO., LTD.
Ticker: 600021 Security ID: Y7T829116
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hu Jiandong as Non-independent For For Management
Director
2 Approve Change of Commitment Period of For Against Management
Assets for Issuance of Shares and Cash
Payment to Purchase Assets
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC POWER CO., LTD.
Ticker: 600021 Security ID: Y7T829116
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For For Management
Financial Budget Report
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Related Party Transaction For For Management
7 Approve Provision of Guarantee For Against Management
8 Approve Registration and Issuance For Against Management
Multiple Types of Debt Financing
Instruments
9 Approve to Appoint Auditor For For Management
10 Elect Xu Ji as Non-independent Director For For Shareholder
11 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D109
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Elect Zhang Houlin as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D117
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Elect Zhang Houlin as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D109
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fulfilment of the Conditions For For Management
for the Non-Public Issuance of A
Shares by the Company
2.1 Approve Class and Nominal Value of the For For Management
Shares to be Issued
2.2 Approve Method of Issuance For For Management
2.3 Approve Subscribers and Subscription For For Management
Method
2.4 Approve Price Determination Date, For For Management
Issue Price and Pricing Principles
2.5 Approve Number of the Shares to be For For Management
Issued
2.6 Approve Amount and Use of Proceeds For For Management
2.7 Approve Lock-Up Period For For Management
2.8 Approve Place of Listing For For Management
2.9 Approve Arrangements for the For For Management
Accumulated Profits of the Company
Prior to the Proposed Non-Public
Issuance
2.10 Approve Validity Period of the For For Management
Resolutions in Relation to the Plan of
the Proposed Non-Public Issuance of A
Shares
3 Approve Proposal for the Proposed For For Management
Non-Public Issuance
4 Approve Feasibility Report on the Use For For Management
of Proceeds from the Proposed
Non-Public Issuance
5 Approve Report on the Use of For For Management
Previously Raised Proceeds
6 Approve Dilution of Immediate Return For For Management
Resulting from the Proposed Non-Public
Issuance and Its Remedial Measures
7 Approve Undertakings in Relation to For For Management
the Remedial Measures for the Dilution
of Immediate Return Resulting from the
Proposed Non-Public Issuance
8 Approve Shareholders' Return Plan for For For Management
the Years 2020-2022
9 Authorize Board to Deal with All For For Management
Matters Relating to the Proposed
Non-Public Issuance
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D117
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fulfilment of the Conditions For For Management
for the Non-Public Issuance of A
Shares by the Company
2.1 Approve Class and Nominal Value of the For For Management
Shares to be Issued
2.2 Approve Method of Issuance For For Management
2.3 Approve Subscribers and Subscription For For Management
Method
2.4 Approve Price Determination Date, For For Management
Issue Price and Pricing Principles
2.5 Approve Number of the Shares to be For For Management
Issued
2.6 Approve Amount and Use of Proceeds For For Management
2.7 Approve Lock-Up Period For For Management
2.8 Approve Place of Listing For For Management
2.9 Approve Arrangements for the For For Management
Accumulated Profits of the Company
Prior to the Proposed Non-Public
Issuance
2.10 Approve Validity Period of the For For Management
Resolutions in Relation to the Plan of
the Proposed Non-Public Issuance of A
Shares
3 Approve Proposal for the Proposed For For Management
Non-Public Issuance
4 Approve Feasibility Report on the Use For For Management
of Proceeds from the Proposed
Non-Public Issuance
5 Approve Report on the Use of For For Management
Previously Raised Proceeds
6 Approve Dilution of Immediate Return For For Management
Resulting from the Proposed Non-Public
Issuance and Its Remedial Measures
7 Approve Undertakings in Relation to For For Management
the Remedial Measures for the Dilution
of Immediate Return Resulting from the
Proposed Non-Public Issuance
8 Approve Shareholders' Return Plan for For For Management
the Years 2020-2022
9 Authorize Board to Deal with All For For Management
Matters Relating to the Proposed
Non-Public Issuance
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D109
Meeting Date: MAY 27, 2021 Meeting Type: Special
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer Contract and Related For For Management
Transactions
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D117
Meeting Date: MAY 27, 2021 Meeting Type: Special
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer Contract and Related For For Management
Transactions
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Work Report of the Board For For Management
3 Approve Work Report of the Supervisory For For Management
Committee
4 Approve Final Accounts Report For For Management
5 Approve Profit Distribution Proposal For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Financial Report and Internal
Control Report Auditors and Ernst &
Young as International Financial
Report Auditors and Authorize Board to
Fix Their Remuneration
7 Approve Appraisal Results and For For Management
Remunerations of Executive Directors
8 Approve Estimates of Ongoing Related For For Management
Party Transactions of the Group
9 Approve Renewed and Additional For For Management
Entrusted Loan/Borrowing Quota of the
Group
10 Approve Additional Bank Credit For For Management
Applications
11 Approve Authorization of the For For Management
Management to Dispose of the Shares of
the Listed Companies Held by the Group
12 Approve Renewed and Additional For For Management
Guarantee Quota of the Group
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
14 Authorize Repurchase of Issued H Share For For Management
Capital
15 Authorize Repurchase of Issued A Share For For Management
Capital
16 Approve Adoption of 2021 Restricted For For Management
Share Incentive Scheme and the
Proposed Grant
17 Approve Management Measures for the For For Management
Appraisal System of the 2021
Restricted Share Incentive Scheme
18 Approve Authorization of the Board to For For Management
Handle All Matters Related to the
Restricted Share Incentive Scheme
19a Elect Wang Quandi as Director For For Management
19b Elect Yu Tze Shan Hailson as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D117
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Work Report of the Board For For Management
3 Approve Work Report of the Supervisory For For Management
Committee
4 Approve Final Accounts Report For For Management
5 Approve Profit Distribution Proposal For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Financial Report and Internal
Control Report Auditors and Ernst &
Young as International Financial
Report Auditors and Authorize Board to
Fix Their Remuneration
7 Approve Appraisal Results and For For Management
Remunerations of Executive Directors
8 Approve Estimates of Ongoing Related For For Management
Party Transactions of the Group
9 Approve Renewed and Additional For For Management
Entrusted Loan/Borrowing Quota of the
Group
10 Approve Additional Bank Credit For For Management
Applications
11 Approve Authorization of the For For Management
Management to Dispose of the Shares of
the Listed Companies Held by the Group
12 Approve Renewed and Additional For For Management
Guarantee Quota of the Group
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
14 Authorize Repurchase of Issued H Share For For Management
Capital
15 Authorize Repurchase of Issued A Share For For Management
Capital
16 Approve Adoption of 2021 Restricted For For Management
Share Incentive Scheme and the
Proposed Grant
17 Approve Management Measures for the For For Management
Appraisal System of the 2021
Restricted Share Incentive Scheme
18 Approve Authorization of the Board to For For Management
Handle All Matters Related to the
Restricted Share Incentive Scheme
19.1 Elect Wang Quandi as Director For For Management
19.2 Elect Yu Tze Shan Hailson as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D117
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
2 Authorize Repurchase of Issued A Share For For Management
Capital
3 Approve Adoption of 2021 Restricted For For Management
Share Incentive Scheme and the
Proposed Grant
4 Approve Management Measures for the For For Management
Appraisal System of the 2021
Restricted Share Incentive Scheme
5 Approve Authorization of the Board to For For Management
Handle All Matters Related to the
Restricted Share Incentive Scheme
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D109
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
2 Authorize Repurchase of Issued A Share For For Management
Capital
3 Approve Adoption of 2021 Restricted For For Management
Share Incentive Scheme and the
Proposed Grant
4 Approve Management Measures for the For For Management
Appraisal System of the 2021
Restricted Share Incentive Scheme
5 Approve Authorization of the Board to For For Management
Handle All Matters Related to the
Restricted Share Incentive Scheme
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL AIRPORT CO., LTD.
Ticker: 600009 Security ID: Y7682X100
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Shen Shujun as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL AIRPORT CO., LTD.
Ticker: 600009 Security ID: Y7682X100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Appointment of Financial For For Management
Auditor
6 Approve Appointment of Internal For For Management
Control Auditor
7.1 Elect Zhu Chuanwu as Director For For Shareholder
7.2 Elect Liu Wei as Director For For Shareholder
8.1 Elect Huang Guangye as Supervisor For For Shareholder
8.2 Elect Zhu Ligang as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD.
Ticker: 600018 Security ID: Y7683N101
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Letter of Guarantee For Against Management
2 Elect Sun Ligan as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD.
Ticker: 600018 Security ID: Y7683N101
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chen Hao as Supervisor For For Management
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD.
Ticker: 600018 Security ID: Y7683N101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Budget Report For For Management
6 Approve Deposits and Loans from For For Management
Related Bank
7 Approve Annual Report and Summary For For Management
8 Approve Remuneration of Directors and For For Management
Supervisors
9 Approve Appointment of Auditor For For Management
10 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
11 Approve Methods to Assess the For For Management
Performance of Plan Participants and
Management Method of the Plan
12 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
SHANGHAI JAHWA UNITED CO., LTD.
Ticker: 600315 Security ID: Y7685E109
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Feng Guohua as Independent For For Shareholder
Director
2 Approve Draft and Summary of For For Management
Performance Share Incentive Plan
3 Approve Methods to Assess the For For Management
Performance of Plan Participants
4 Approve Authorization of Board to For For Management
Handle All Matters Related to
Performance Share Incentive Plan
--------------------------------------------------------------------------------
SHANGHAI JAHWA UNITED CO., LTD.
Ticker: 600315 Security ID: Y7685E109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Budget Report For For Management
7 Approve Daily Related Party For Against Management
Transactions
8 Approve Purchase of Fund For Against Management
9 Approve Financial Investment Plan For Against Management
10 Approve Appointment of Auditor For For Management
11 Amend Articles of Association For For Management
12 Approve Adjustment of Allowance of For For Management
Independent Directors
--------------------------------------------------------------------------------
SHANGHAI JIN JIANG INTERNATIONAL HOTELS CO., LTD.
Ticker: 900934 Security ID: Y7688C118
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers For For Management
2.4 Approve Issue Price and Pricing Manner For For Management
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Private Placement of Shares For For Management
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Shareholder Return Plan For For Management
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Provision of Guarantee for GDL For For Management
10 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
SHANGHAI JIN JIANG INTERNATIONAL HOTELS CO., LTD.
Ticker: 900934 Security ID: Y7688C118
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Payment of Audit Fees For For Management
7 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
8 Approve Related Party Transaction For For Management
9 Amend Articles of Association For Against Management
10.1 Elect Zhang Xiaoqiang as Director For For Management
10.2 Elect Zhu Qian as Director For For Management
11.1 Elect Zhang Huiming as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI LINGANG HOLDINGS CORP. LTD.
Ticker: 900928 Security ID: Y7679S114
Meeting Date: FEB 04, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Xu Bin as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHANGHAI LINGANG HOLDINGS CORP. LTD.
Ticker: 900928 Security ID: Y7679S114
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For Against Management
Financial Budget Report
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Application of Credit Lines For Against Management
8 Approve Provision of Guarantees For Against Management
9 Approve Daily Related Party For For Management
Transactions
10 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
11 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
12 Approve Extension of Horizontal For For Management
Competition Preventive Performance
Period
13 Approve Amendments to Articles of For For Management
Association and Amend Rules and
Procedures Regarding Meetings of Board
of Directors
--------------------------------------------------------------------------------
SHANGHAI LUJIAZUI FINANCE & TRADE ZONE DEVELOPMENT CO., LTD.
Ticker: 900932 Security ID: Y7686Q119
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors, Work Report and Work Plan
Report
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Report of the Independent For For Management
Directors
5 Approve Financial Statements For For Management
6 Approve Financial Budget Report For Against Management
7 Approve Financing Amount For For Management
8 Approve Profit Distribution For For Management
9 Approve Accept Loans from Controlling For For Management
Shareholder
10 Approve Related Party Transaction For For Management
11 Approve to Appoint Financial Auditor For For Management
and Internal Control Auditor
12 Approve Remuneration of Directors and For For Management
Supervisors
13 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
14 Approve Related Party Transaction in For For Management
Connection to Purchase of Trust
Products
15 Approve Allowance of Independent For For Management
Directors
16.1 Elect Li Jinzhao as Director For Against Management
16.2 Elect Xu Erjin as Director For Against Management
16.3 Elect Guo Rong as Director For For Management
16.4 Elect Li Zuoqiang as Director For For Management
16.5 Elect Deng Weili as Director For For Management
17.1 Elect Wang Zhong as Director For For Management
17.2 Elect Qiao Wenjun as Director For Against Management
17.3 Elect He Wanpeng as Director For For Management
17.4 Elect Huang Feng as Director For For Management
18.1 Elect Shen Xiaoming as Supervisor For For Shareholder
18.2 Elect Li Minkun as Supervisor For For Shareholder
18.3 Elect Xu Haiyan as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHANGHAI M&G STATIONERY, INC.
Ticker: 603899 Security ID: Y7689W105
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Estimate Related Party For For Management
Transaction
7 Approve Financial Budget Report For For Management
8 Approve Remuneration Standard of For Against Management
Directors
9 Approve Appointment of Financial For For Management
Report and Internal Control Auditor
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Final Accounts Report and For Against Management
Financial Budget
5 Approve Profit Distribution Plan For For Management
6 Approve Appointment of Auditor For For Management
7 Approve External Guarantees For Against Management
8 Approve Proposed Acquisition in a For For Management
Wholly-Owned Subsidiary of a
Controlling Shareholder and Related
Transactions
9 Approve Issuance of Debt Financing For For Management
Products
10 Approve Satisfaction of the Conditions For For Management
for Issuing Corporate Bonds
11 Approve Public Issuance of Corporate For For Management
Bonds
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S116
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Final Accounts Report and For Against Management
Financial Budget
5 Approve Profit Distribution Plan For For Management
6 Approve Appointment of Auditor For For Management
7 Approve External Guarantees For Against Management
8 Approve Proposed Acquisition in a For For Management
Wholly-Owned Subsidiary of a
Controlling Shareholder and Related
Transactions
9 Approve Issuance of Debt Financing For For Management
Products
10 Approve Satisfaction of the Conditions For For Management
for Issuing Corporate Bonds
11 Approve Public Issuance of Corporate For For Management
Bonds
11.1 Approve Par Value, Issuance Price and For For Management
Issuance Scale
11.2 Approve Bond Interest Rate and Method For For Management
of Determination
11.3 Approve Bond Types and Maturity For For Management
11.4 Approve Method for the Repayment of For For Management
Principal and Interest
11.5 Approve Issue Manner For For Management
11.6 Approve Target Subscribers and Placing For For Management
Arrangement for Shareholders
11.7 Approve Usage of Raised Funds For For Management
11.8 Approve Guarantee Situation For For Management
11.9 Approve Safeguard Measures of Debts For For Management
Repayment
11.10 Approve Underwriting Method For For Management
11.11 Approve Listing Arrangements For For Management
11.12 Approve Resolution Validity Period For For Management
11.13 Approve to Authorize the Executive For For Management
Committee of the Board of Directors to
Handle All Related Matters
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Ticker: 600000 Security ID: Y7689F102
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dong Guilin as Non-independent For For Management
Director
2 Elect Wang Jianping as Supervisor For For Management
--------------------------------------------------------------------------------
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Ticker: 600000 Security ID: Y7689F102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For Against Management
Financial Budget Report
4 Approve Profit Distribution For For Management
5 Approve Appointment of Auditor For For Management
6 Approve Extension of Authorization of For For Management
Issuance of Financial Bonds
7 Approve Issuance of Capital Bonds For For Management
--------------------------------------------------------------------------------
SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO LTD
Ticker: Security ID: CNE100002TX3
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adjust the Validity Period of the For Against Management
Resolution on the Scheme of Private
Placement of Shares of the Company
2 THE PLAN (SECOND REVISION) OF For Against Management
NON-PUBLIC OFFERING OF A SHARES OF THE
COMPANY
3 Adjust the Authorization of the For Against Management
General Meeting of Shareholders to the
Board of Directors and Its Authorized
Persons to Fully Handle Matters
Concerning This Private Placement
--------------------------------------------------------------------------------
SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD.
Ticker: 603659 Security ID: Y7T892106
Meeting Date: SEP 17, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Adjust the Repurchase Price For For Management
and Repurchase Cancellation of
Performance Shares
--------------------------------------------------------------------------------
SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD.
Ticker: 603659 Security ID: Y7T892106
Meeting Date: JAN 20, 2021 Meeting Type: Special
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Credit Line Application For For Management
2 Approve Provision of Guarantee For For Management
3 Approve Daily Related Party Transaction For For Management
4 Approve Use of Funds for Cash For Against Management
Management
5 Approve Change in the Implementation For For Management
Subject and Implementation Location of
Raised Funds Investment Project
6 Approve External Investment and For For Management
Related Party Transaction
7 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD.
Ticker: 603659 Security ID: Y7T892106
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: APR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve to Appoint Auditor For For Management
7 Approve the Investment and For For Management
Construction of Sichuan Production
Base Project
--------------------------------------------------------------------------------
SHANGHAI RAAS BLOOD PRODUCTS CO., LTD.
Ticker: 002252 Security ID: Y7687Z100
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Signing of Exclusive
Agency Agreement
--------------------------------------------------------------------------------
SHANGHAI RAAS BLOOD PRODUCTS CO., LTD.
Ticker: 002252 Security ID: Y7687Z100
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
SHANGHAI TUNNEL ENGINEERING CO., LTD.
Ticker: 600820 Security ID: Y7692K106
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition For For Management
--------------------------------------------------------------------------------
SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD.
Ticker: 600655 Security ID: Y7710N108
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gao Min as Non-Independent For For Management
Director
2 Approve Employee Share Purchase Plan For Against Management
(Draft) and Summary
3 Approve Methods to Assess the For Against Management
Performance of Plan Participants
4 Approve Authorization of Board to For Against Management
Handle All Related Matters
5 Approve Appointment of Shareholding For Against Management
Plan Asset Management Agency
6 Approve Amendments to Articles of For For Management
Association
7 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD.
Ticker: 600655 Security ID: Y7710N108
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Loan and Provision of Guarantee For Against Management
7 Approve Appointment of Auditor and For For Management
Payment of Remuneration
8 Approve Appointment of Internal For For Management
Control Auditor and Payment of
Remuneration
9 Approve Authorization for Total For Against Management
Investment in Composite Real Estate
Business
10 Approve 2020 Daily Related Party For For Management
Transactions in Relation to Sales and
Purchases of Goods, Provision and
Acceptance of Labor Services, Rent and
Lease, Deposits and Loans of Related
Companies and 2021 Daily Related Party
Transactions
11 Approve 2020 Daily Related Party For For Management
Transactions Relating to Property
Lease and 2021 Daily Related Party
Transactions
12 Elect Hao Yuming as Non-Independent For For Management
Director
13 Approve Application for Unified For Against Management
Registration of Multiple Types of Debt
Financing Instruments (DFI)
--------------------------------------------------------------------------------
SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD.
Ticker: 600655 Security ID: Y7710N108
Meeting Date: MAY 19, 2021 Meeting Type: Special
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition and Related For For Management
Party Transactions
2 Approve Related Party Transaction in For For Management
Connection to Signing of Financial
Services Agreement
--------------------------------------------------------------------------------
SHANGHAI ZHANGJIANG HI-TECH PARK DEVELOPMENT CO., LTD.
Ticker: 600895 Security ID: Y7699D105
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For Against Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
7 Approve Stock Funds Management For For Management
8 Approve Issuance of Debt Financing For For Management
Instrument
9 Approve Allowance of Independent For For Management
Directors
10.1 Elect Liu Ying as Director For For Management
10.2 Elect He Dajun as Director For For Management
11.1 Elect Li Ting Wei as Director For For Management
11.2 Elect Zhang Ming as Director For For Management
11.3 Elect Lyu Wei as Director For For Management
12.1 Elect Tao Mingchang as Supervisor For For Management
12.2 Elect Fan Jing as Supervisor For For Management
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SHANXI COKING COAL ENERGY GROUP CO., LTD.
Ticker: 000983 Security ID: Y7701C103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve 2020 Daily Related Party For For Management
Transactions
7 Approve 2021 Daily Related Party For For Management
Transactions
8 Approve Financial Services Agreement For For Management
9 Approve Formulation of Shareholder For For Management
Dividend Return Plan
10 Approve Remuneration of Directors For For Management
11 Approve Remuneration of Supervisors For For Management
12 Approve Provision of Guarantee For For Management
13 Approve Provision of Entrusted Loans For For Management
--------------------------------------------------------------------------------
SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD.
Ticker: 601699 Security ID: Y7699U107
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Approve Provision of Financial Support For Against Management
--------------------------------------------------------------------------------
SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD.
Ticker: 601699 Security ID: Y7699U107
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Financial Support For For Management
to Wholly-Owned Subsidiary
--------------------------------------------------------------------------------
SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD.
Ticker: 601699 Security ID: Y7699U107
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2.1 Elect Wang Zhiqing as Non-Independent For For Shareholder
Director
2.2 Elect Wang Qiang as Non-Independent For For Shareholder
Director
2.3 Elect Cui Shujiang as Non-Independent For For Shareholder
Director
2.4 Elect Lyu Weiyun as Non-Independent For For Shareholder
Director
2.5 Elect Mao Yonghong as Non-Independent For For Shareholder
Director
2.6 Elect Xu Haidong as Non-Independent For For Shareholder
Director
2.7 Elect Li Qinglian as Independent For For Management
Director
2.8 Elect Zhao Lixin as Independent For Against Management
Director
2.9 Elect Wu Huizhong as Independent For For Management
Director
3.1 Elect Wu Kebin as Supervisor For For Shareholder
3.2 Elect Ding Dong as Supervisor For For Shareholder
3.3 Elect Wang Yue as Supervisor For For Shareholder
3.4 Elect Li Bingjiang as Supervisor For For Shareholder
4 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD.
Ticker: 601699 Security ID: Y7699U107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Daily Related-party For For Management
Transactions
8 Approve Provision of Financial Support For Against Management
9 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
10 Approve to Appoint Auditor For For Management
11 Approve Internal Control Evaluation For For Management
Report
12 Approve Internal Control Audit Report For For Management
13 Approve Social Responsibility Report For For Management
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO LTD
Ticker: 723 Security ID: CNE0000005J2
Meeting Date: JUL 15, 2020 Meeting Type: Special
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Sign Agreement and Authority to Give For For Management
Guarantees to Subsidiaries
2 Elect YAO Jinlong For For Management
3 Elect YAO Junqing For For Management
4 Elect YAO Jinfei For For Management
5 Elect ZHU Qinghua For For Management
6 Elect LIANG Gangming For For Management
7 Elect ZHENG Caixia For For Management
8 Elect WANG Lizhu For For Management
9 Elect LI Yumin For For Management
10 Elect XIN Maoxun For For Management
11 Elect LI You For Against Management
12 Elect ZHU Jinbiao For Against Management
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO LTD
Ticker: 723 Security ID: CNE0000005J2
Meeting Date: AUG 10, 2020 Meeting Type: Special
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 PROVISION OF GUARANTEE FOR For For Management
WHOLLY-OWNED SUBSIDIARIES
3 Elect Yao Jinli as A Non-independent For For Management
Director
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO LTD
Ticker: 723 Security ID: CNE0000005J2
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees For For Management
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO., LTD.
Ticker: 000723 Security ID: Y769A4103
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Approve Amendments to Articles of For For Management
Association
3 Approve Provision of Guarantee for For For Shareholder
Feichi Qiche
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO., LTD.
Ticker: 000723 Security ID: Y769A4103
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cash Acquisition of Equity of For For Management
Shanxi Meijin Group Jinhui Coal
Industry Co., Ltd. and Related Party
Transaction
2 Approve Mining Rights Evaluation For For Management
Report and Asset Evaluation Report on
Cash Acquisition of Equity of Shanxi
Meijin Group Jinhui Coal Industry Co.,
Ltd.
3 Approve Provision of Guarantee to For For Management
Wholly-Owned Subsidiary
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO., LTD.
Ticker: 000723 Security ID: Y769A4103
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO., LTD.
Ticker: 000723 Security ID: Y769A4103
Meeting Date: APR 01, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Types of Securities Issued For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Term and Method for the For For Management
Repayment of Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.9 Approve Determination and Adjustment For For Management
of Conversion Price
2.10 Approve Downward Adjustment of For For Management
Conversion Price
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Original Shareholders
2.16 Approve Relevant Terms of the For For Management
Bondholder Meeting
2.17 Approve Usage and Method of For For Management
Implementation of Raised Funds
2.18 Approve Guarantee Matters For For Management
2.19 Approve Deposits and Account for For For Management
Raised Funds
2.20 Approve Validity Period For For Management
3 Approve Plan on Issuance of For For Management
Convertible Bonds
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Counter-dilution Measures in For For Management
Connection to the Convertible Bonds
Issuance
7 Approve to Formulate the Convertible For For Management
Corporate Bondholders Meeting Rules
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO., LTD.
Ticker: 000723 Security ID: Y769A4103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Report of the Independent For For Management
Directors
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Daily Related-party For For Management
Transactions
8 Approve Appointment of Auditor For For Management
9 Approve Repurchase and Cancellation of For For Management
Performance Shares
10 Approve Amendments to Articles of For For Management
Association
11 Amend Management System for Providing For For Management
External Guarantees
12 Approve Adjustment of Remuneration of For For Management
Directors and Supervisors
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SHANXI SECURITIES CO., LTD.
Ticker: 002500 Security ID: Y7700J109
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
5 Amend Related-Party Transaction For For Management
Management System
6.1 Elect Hou Wei as Non-independent For Against Management
Director
6.2 Elect Liu Pengfei as Non-independent For For Management
Director
6.3 Elect Wang Yili as Non-independent For For Management
Director
6.4 Elect Li Xiaoping as Non-independent For For Management
Director
6.5 Elect Zhou Jinxiao as Non-independent For For Management
Director
6.6 Elect Xia Guisuo as Non-independent For For Management
Director
7.1 Elect Xing Huiqiang as Independent For For Management
Director
7.2 Elect Zhu Qi as Independent Director For For Management
7.3 Elect Li Haitao as Independent Director For For Management
7.4 Elect Guo Jie as Independent Director For For Management
8.1 Elect Jiao Yang as Supervisor For For Management
8.2 Elect Guo Zhihong as Supervisor For For Management
8.3 Elect Liu Qiwang as Supervisor For For Management
8.4 Elect Wang Yugang as Supervisor For For Management
8.5 Elect Li Guolin as Supervisor For For Management
8.6 Elect Wu Aidong as Supervisor For For Management
8.7 Elect Bai Jingbo as Supervisor For For Management
8.8 Elect Cui Qiusheng as Supervisor For For Management
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SHANXI SECURITIES CO., LTD.
Ticker: 002500 Security ID: Y7700J109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5.1 Approve Related Party Transaction with For For Management
Shanxi Financial Investment Holding
Group Co., Ltd.
5.2 Approve Related Party Transaction with For For Management
Taiyuan Iron and Steel (Group) Co.,
Ltd.
5.3 Approve Related Party Transaction with For For Management
Shanxi International Power Group Co.,
Ltd.
5.4 Approve Related Party Transaction with For For Management
Deutsche Bank AG
5.5 Approve Related Party Transactions For For Management
with Those Directly or Indirectly
Controlled by Related Natural Persons
Under the Circumstances Specified in
Article 10.1.5 of the Shenzhen Stock
Exchange Stock Listing Rules
5.6 Approve Related Party Transaction with For For Management
Legal Persons or Natural Persons Under
One of the Circumstances Specified in
Article 10.1.3 or 10.1.5 of the
"Shenzhen Stock Exchange Stock Listing
Rules"
6 Approve to Appoint Auditor For For Management
7 Approve Shareholder Dividend Return For For Management
Plan
8 Approve Remuneration of Directors For For Management
9 Approve Remuneration of Supervisors For For Management
10 Approve Remuneration of Senior For For Management
Management Members
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SHANXI TAIGANG STAINLESS STEEL CO., LTD.
Ticker: 000825 Security ID: Y8481S102
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Mao Xinping as Independent For For Management
Director
1.2 Elect Liu Xinquan as Independent For For Management
Director
2 Elect Zhang Xiaolei as Supervisor For For Shareholder
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SHANXI TAIGANG STAINLESS STEEL CO., LTD.
Ticker: 000825 Security ID: Y8481S102
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wei Chengwen as Non-Independent For For Shareholder
Director
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SHANXI TAIGANG STAINLESS STEEL CO., LTD.
Ticker: 000825 Security ID: Y8481S102
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Comprehensive Budget For For Management
7 Approve Fixed Asset Investment Budget For For Management
Plan
8 Approve Related Party Transaction For For Management
9 Approve Financial Derivatives Hedging For For Management
Scheme
10 Approve Financial Leasing Business For For Management
11 Elect Wang Jianhua as Independent For For Management
Director
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SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD.
Ticker: 600809 Security ID: Y77013103
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
as well as Payment of Remuneration
8 Approve Amendments to Articles of For For Management
Association
9.1 Elect Chen Ying as Director For For Shareholder
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SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD.
Ticker: 000983 Security ID: Y7701C103
Meeting Date: DEC 08, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhao Jianze as Non-independent For For Shareholder
Director
1.2 Elect Chen Xuzhong as Non-independent For For Shareholder
Director
1.3 Elect Ma Bucai as Non-independent For For Shareholder
Director
1.4 Elect Li Tangsuo as Non-independent For For Shareholder
Director
1.5 Elect Hu Wenqiang as Non-independent For For Shareholder
Director
1.6 Elect Ma Lingyun as Non-independent For For Shareholder
Director
2.1 Elect Li Yumin as Independent Director For For Shareholder
2.2 Elect Zhao Lixin as Independent For For Shareholder
Director
2.3 Elect Li Yongqing as Independent For For Shareholder
Director
2.4 Elect Deng Shuping as Independent For For Shareholder
Director
3.1 Elect Chen Kai as Supervisor For For Shareholder
3.2 Elect Huang Hao as Supervisor For For Shareholder
3.3 Elect Meng Jun as Supervisor For For Shareholder
3.4 Elect Zhong Xiaoqiang as Supervisor For For Shareholder
4 Approve Change in Company Name and For For Shareholder
Stock Name
5 Approve Amendments to Articles of For For Management
Association
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SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD.
Ticker: 000983 Security ID: Y7701C103
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition of Huozhou For For Management
Coal and Electricity Group Hejin
Tenghui Coal Industry Co., Ltd.
2 Approve Equity Acquisition of Shanxi For For Management
Fenxi Mining Group Shuiyu Coal
Industry Co., Ltd.
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SHANXI XISHAN COAL AND ELECTRICITY PO-WER CO. LTD.
Ticker: Security ID: CNE0000013Y5
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Eligibility for Public Issuance of For For Management
Corporate Bonds
10 Listing Place For For Management
11 The Valid Period of the Resolution For For Management
12 Authorization to the Board to Handle For For Management
Matter Regarding the Public Issuance
of Corporate Bonds
2 Issuing Scale For For Management
3 Issuing Targets For For Management
4 Bond Type and Duration For For Management
5 Interest Rate and Method for Payment For For Management
of Principal and Interest
6 Guarantee Method For For Management
7 Issuing Method For For Management
8 Underwriting Method and Purpose of the For For Management
Raised Funds
9 Repayment Guarantee For For Management
13 Change of the Company's Registered For For Management
Capital and Amendments to the
Company's Article of Association
14 PROVISION OF GUARANTEE FOR A COMPANY For For Management
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SHENERGY CO., LTD.
Ticker: 600642 Security ID: Y7T046109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Budget Report For Against Management
6 Approve Appointment of Financial For For Management
Auditor and Payment of Remuneration
7 Approve Appointment of Internal For For Management
Control Auditor and Payment of
Remuneration
8 Approve Related Party Transaction on For For Management
Financial Leasing
9 Approve Amendments to Articles of For For Management
Association
10 Approve Draft and Summary of For For Management
Performance Share Incentive Plan
11 Approve Methods to Assess the For For Management
Performance of Plan Participants
12 Approve Management Measures for the For For Management
Implementation of Performance Share
Incentive Plan
13.1 Approve Share Repurchase Purpose For Against Management
13.2 Approve Manner of Share Repurchase For Against Management
13.3 Approve Price of Repurchased Shares For Against Management
13.4 Approve Type, Size and Proportion of For Against Management
Share Repurchase
13.5 Approve Total Funds and Source of For Against Management
Funds for Share Repurchase
13.6 Approve Implementation Period for For Against Management
Share Repurchase
13.7 Approve Resolution Validity Period For Against Management
14 Approve Application for Registration For For Management
of Issuance of Corporate Bonds
15.1 Approve Authorization of the Board to For For Management
Handle All Matters Related to
Performance Share Incentive Plan
15.2 Approve Authorization of the Board and For Against Management
Board Authorized Person to Handle All
Matters Related to Share Repurchase
Plan
15.3 Approve Authorization of the Company's For For Management
Management Team to Handle All Matters
Related to Corporate Bonds Issuance
16 Elect Wu Baijun as Independent Director For For Management
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SHENGYI TECHNOLOGY CO., LTD.
Ticker: 600183 Security ID: Y20965102
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
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SHENGYI TECHNOLOGY CO., LTD.
Ticker: 600183 Security ID: Y20965102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Annual Report and Summary For For Management
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Report of the Independent For For Management
Directors
7 Approve Appointment of Auditor and For For Management
Payment of Remuneration
8 Approve Appointment of Internal For For Management
Control Auditor and Payment of
Remuneration
9.1 Approve Daily Related Party For For Management
Transactions with Yangzhou Tianqi,
Wanrong Technology and Its Affiliated
Companies
9.2 Approve Daily Related Party For For Management
Transactions with Lianrui New
Materials, Shanghai Manku and Jiangsu
Manku
10 Approve Amendments to Articles of For For Management
Association
11.1 Elect Liu Shufeng as Director For For Management
11.2 Elect Chen Renxi as Director For Against Management
11.3 Elect Deng Chunhua as Director For For Management
11.4 Elect Xu Liqun as Director For For Management
11.5 Elect Tang Yingmin as Director For For Management
11.6 Elect Zhu Dan as Director For For Management
11.7 Elect Xie Jingyun as Director For For Management
12.1 Elect Chu Xiaoping as Director For For Management
12.2 Elect Li Junyin as Director For For Management
12.3 Elect Wei Jun as Director For For Management
12.4 Elect Lu Xin as Director For For Management
13.1 Elect Zhuang Dingding as Supervisor For For Shareholder
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SHENNAN CIRCUITS CO., LTD.
Ticker: 002916 Security ID: Y774D3102
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loans and Related Party For For Management
Transactions
2 Approve Change in Registered Capital For For Management
and Amend Articles of Association
3 Approve to Appoint Auditor For For Management
4 Approve Financial Service Agreement For For Management
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SHENNAN CIRCUITS CO., LTD.
Ticker: 002916 Security ID: Y774D3102
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
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SHENNAN CIRCUITS CO., LTD.
Ticker: 002916 Security ID: Y774D3102
Meeting Date: APR 06, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Financial Statements For For Management
3 Approve Financial Budget Report For For Management
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Profit Distribution For For Management
7 Approve Repurchase and Cancellation of For For Management
Performance Shares
8.1 Elect Yang Zhicheng as Director For For Shareholder
8.2 Elect Zhou Jinqun as Director For For Shareholder
8.3 Elect Zhang Zhibiao as Director For For Shareholder
8.4 Elect Xiao Yi as Director For For Shareholder
8.5 Elect Xiao Zhanglin as Director For For Shareholder
8.6 Elect Li Peiyin as Director For For Shareholder
9.1 Elect Li Mian as Director For Against Management
9.2 Elect Huang Yaying as Director For For Management
9.3 Elect Yu Hongyu as Director For For Management
10.1 Elect Wang Mingchuan as Supervisor For For Shareholder
10.2 Elect Zhang Lan as Supervisor For For Shareholder
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SHENWAN HONGYUAN GROUP CO., LTD.
Ticker: 6806 Security ID: Y774B4102
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Scale of Issuance For For Management
1.2 Approve Method of Issuance For For Management
1.3 Approve Placing Arrangement for For For Management
Shareholders of the Company
1.4 Approve Maturity of Bonds For For Management
1.5 Approve Type of Bonds For For Management
1.6 Approve Interest Rate of Bonds and Its For For Management
Determination Methods
1.7 Approve Target Subscribers For For Management
1.8 Approve Place of Listing For For Management
1.9 Approve Use of Proceeds For For Management
1.10 Approve Guarantees For For Management
1.11 Approve Validity Period of This For For Management
Resolution
1.12 Approve Authorization For For Management
2 Approve Granting of General Mandate to For Against Management
the Board to Issue Additional A Shares
and H Shares of the Company
3 Approve Plan on Authorization to the For For Management
Board by the General Meeting of
Shenwan Hongyuan Group Co., Ltd. (2020)
4 Elect Yeung Siuman Shirley as Director For For Management
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SHENWAN HONGYUAN GROUP CO., LTD.
Ticker: 6806 Security ID: Y774B4102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the Board For For Management
of Supervisors
3 Approve 2020 Annual Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2020 Annual Report For For Management
6.1 Approve Ordinary Related Party For For Management
Transactions with China Jianyin
Investment Ltd. and Its Subsidiaries
6.2 Approve Ordinary Related Party For For Management
Transactions with Other Related Parties
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
8 Approve Shareholders' Return Plan for For For Management
the Next Three Years (2021-2023)
9 Approve Provision of Guarantee for For For Management
Hongyuan Hengli (Shanghai) Industrial
Co., Ltd.
10 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Domestic and Overseas Auditors,
Respectively and Authorize Board to
Fix Their Remuneration
11 Approve Amendments to Articles of For Against Management
Association
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
14 Amend Plan of Granting Authorization For For Management
by the General Meeting to the Board of
Directors
15.1 Elect Chu Xiaoming as Director For Against Shareholder
15.2 Elect Yang Wenqing as Director For For Shareholder
15.3 Elect Huang Hao as Director For For Shareholder
15.4 Elect Ge Rongrong as Director For For Shareholder
15.5 Elect Ren Xiaotao as Director For For Shareholder
15.6 Elect Zhang Yigang as Director For For Shareholder
15.7 Elect Zhu Zhilong as Director For For Shareholder
16.1 Elect Yeung Siuman Shirley as Director For For Shareholder
16.2 Elect Wu Changqi as Director For For Shareholder
16.3 Elect Chen Hanwen as Director For For Shareholder
16.4 Elect Zhao Lei as Director For For Shareholder
17.1 Elect Xu Yiyang as Supervisor For For Shareholder
17.2 Elect Chen Yan as Supervisor For For Shareholder
17.3 Elect Jiang Yang as Supervisor For For Management
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SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Related Party Transaction For For Management
Decision-making System
3 Amend External Guarantee For For Management
Decision-making System
4 Amend Management System of Raised Funds For For Management
5 Amend Working System for Independent For For Management
Directors
6 Approve Use of Own Funds to Purchase For For Management
Guaranteed Financial Products
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SHENZHEN CAPCHEM TECHNOLOGY CO., LTD.
Ticker: 300037 Security ID: Y77316100
Meeting Date: DEC 16, 2020 Meeting Type: Special
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
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SHENZHEN CAPCHEM TECHNOLOGY CO., LTD.
Ticker: 300037 Security ID: Y77316100
Meeting Date: JAN 04, 2021 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in the Construction For For Management
of Nantong Xinzhoubang New Electronic
Chemical Project
2 Approve Company's Plan for Major For For Shareholder
Assets Acquisition Complies with
Relevant Laws and Regulations
3.1 Approve Plan Overview For For Shareholder
3.2 Approve Transaction Parties For For Shareholder
3.3 Approve Target Assets For For Shareholder
3.4 Approve Pricing Basis and Transaction For For Shareholder
Consideration of Target Assets
3.5 Approve Form of Consideration For For Shareholder
3.6 Approve Payment For For Shareholder
3.7 Approve Delivery For For Shareholder
3.8 Approve Profit and Loss During the For For Shareholder
Transition Period
3.9 Approve Resolution Validity Period For For Shareholder
4 Approve Report (Draft) and Summary on For For Shareholder
Company's Major Assets Acquisition
5 Approve Transaction Complies with For For Shareholder
Article 11 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
6 Approve Transaction Does Not Comply For For Shareholder
with Article 13 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
7 Approve Transaction Complies with For For Shareholder
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
8 Approve Transaction Does Not For For Shareholder
Constitute as Related-party Transaction
9 Approve Signing of Equity Transfer For For Shareholder
Agreement
10 Approve Signing of Supplementary For For Shareholder
Agreement of Equity Transfer Agreement
11 Approve Audit Report, Remarks Review For For Shareholder
Report and Evaluation Report of the
Transaction
12 Approve Independence of Appraiser, the For For Shareholder
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
13 Approve Fairness and Validity of the For For Shareholder
Pricing Basis
14 Approve Completeness and Compliance of For For Shareholder
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
15 Approve Impact of Dilution of Current For For Shareholder
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
16 Approve Stock Price Volatility Does For For Shareholder
Not Achieve the Standard of Article 5
Notice on Regulating the Information
Disclosure of Listed Companies and the
Behavior of Related Parties
17 Approve Relevant Entities Does Not For For Shareholder
Participate in Major Asset Restructure
of Listed Companies and Does Not Have
Article 13 of Strengthening the
Supervision over Abnormal Stock
Trading Related to the Material Asset
Reorganizations of Listed Companies
18 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
19 Approve Comprehensive Credit Line For For Shareholder
Application
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SHENZHEN CAPCHEM TECHNOLOGY CO., LTD.
Ticker: 300037 Security ID: Y77316100
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Financial Statements For For Management
3 Approve Profit Distribution For For Management
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Appointment of Auditor For For Management
8 Approve Application of Bank Credit For For Management
Lines
9 Approve Forward Foreign Exchange For For Management
Settlement and Sale Business
10 Approve Use of Idle Raised Funds for For For Management
Cash Management
11 Approve Use of Idle Own Funds for Cash For Against Management
Management
12 Approve Authorization of the Board to For For Management
Handle All Matters Related to the
Issuance of Shares to Specific Targets
13 Approve Amendments to Articles of For For Management
Association
14 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
15 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
16 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
17 Amend Working Rules of the Nomination For Against Management
Committee of the Board of Directors
18 Amend Working Rules of the For Against Management
Remuneration and Appraisal Committee
of the Board of Directors
19 Amend Working Rules of the Strategy For Against Management
Committee of the Board of Directors
20 Amend Working Rules of the Audit For Against Management
Committee of the Board of Directors
21 Amend Working System of Independent For Against Management
Directors
22 Amend Related Party Transaction For Against Management
Decision-making System
23 Amend Investment Decision-making For Against Management
Procedures and Rules
24 Amend External Guarantees Management For Against Management
System
25 Amend Raised Funds Management System For Against Management
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SHENZHEN CAPCHEM TECHNOLOGY CO., LTD.
Ticker: 300037 Security ID: Y77316100
Meeting Date: MAY 10, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in the Construction For For Management
of Semiconductor Chemicals and Lithium
Battery Materials Project
2 Approve External Investment and For For Management
Establishment of a Joint Venture
Company
3 Approve Investment in the Construction For For Management
of Lithium Battery Additive Project
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SHENZHEN ENERGY GROUP CO LTD
Ticker: Security ID: CNE000000933
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect MA Yanzhao For For Management
2 The Company's Eligibility for Public For For Management
Issuance of Corporate Bonds
3 Public Issuance of Corporate Bonds: For For Management
Issuing Scale and Type of Securities
to Be Issued
12 PUBLIC ISSUANCE OF CORPORATE BONDS: For For Management
GUARANTEE METHOD
13 PUBLIC ISSUANCE OF CORPORATE BONDS: For For Management
SPECIAL CLAUSES ON THE ISSUANCE
14 PUBLIC ISSUANCE OF CORPORATE BONDS: For For Management
THE VALID PERIOD OF THE RESOLUTION
4 PUBLIC ISSUANCE OF CORPORATE BONDS: For For Management
PAR VALUE AND ISSUE PRICE
5 PUBLIC ISSUANCE OF CORPORATE BONDS: For For Management
BOND DURATION
6 PUBLIC ISSUANCE OF CORPORATE BONDS: For For Management
INTEREST RATE AND ITS DETERMINING
METHOD
7 Public Issuance of Corporate Bonds: For For Management
Method of Paying the Principal and
Interest
8 PUBLIC ISSUANCE OF CORPORATE BONDS: For For Management
ISSUING TARGETS AND METHOD
9 PUBLIC ISSUANCE OF CORPORATE BONDS: For For Management
PURPOSE OF THE RAISED FUNDS
10 PUBLIC ISSUANCE OF CORPORATE BONDS: For For Management
ARRANGEMENT FOR PLACEMENT TO
SHAREHOLDERS
11 Public Issuance of Corporate Bonds: For For Management
Underwriting Method and Listing
Arrangement
15 Full Authorization to the Board or Its For For Management
Authorized Persons to Handle Matters
Regarding the Public Issuance of
Corporate Bonds
16 Application for Registration and For For Management
Issuance of Option-embedded
Medium-term Notes to the National
Association of Financial Market
Institutional Investors
17 LISTING AND TRANSFER OF 80 PERCENT For For Management
EQUITIES IN A COMPANY
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SHENZHEN ENERGY GROUP CO., LTD.
Ticker: 000027 Security ID: Y7740R103
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wei Zhongqian as Supervisor For For Shareholder
2 Approve Issuance of Super Short-term For For Management
Commercial Papers
3 Approve Issuance of Short-term For For Management
Commercial Papers
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SHENZHEN ENERGY GROUP CO., LTD.
Ticker: 000027 Security ID: Y7740R103
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Syndicated Financing For For Management
2 Approve Acquisition of Related For Against Management
Guarantee
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SHENZHEN ENERGY GROUP CO., LTD.
Ticker: 000027 Security ID: Y7740R103
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Cong as Non-Independent For For Shareholder
Director
2 Elect Zhu Tao as Supervisor For For Shareholder
3 Approve Investment in the Construction For For Management
of Wind Power Project and Provision of
Guarantee
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SHENZHEN ENERGY GROUP CO., LTD.
Ticker: 000027 Security ID: Y7740R103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report and Profit For For Management
Distribution
4 Approve Annual Report and Summary For For Management
5 Approve Annual Budget Plan For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Increase in Provision of For Against Management
Guarantee
8 Approve Provision of Guarantee For For Management
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SHENZHEN EXPRESSWAY COMPANY LIMITED
Ticker: 548 Security ID: Y7741B107
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Absorption and Merger of For For Management
Certain Wholly-Owned Subsidiaries
2 Elect Chen Zhi Sheng as Director For For Shareholder
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SHENZHEN EXPRESSWAY COMPANY LIMITED
Ticker: 548 Security ID: Y7741B107
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors and For For Management
Supervisory Committee
2.01 Elect Lin Ji Tong as Supervisor For For Management
2.02 Elect Wang Chao as Supervisor For For Shareholder
3.01 Elect Hu Wei as Director For For Management
3.02 Elect Liao Xiang Wen as Director For For Management
3.03 Elect Wang Zeng Jin as Director For For Management
3.04 Elect Wen Liang as Director For For Management
3.05 Elect Chen Zhi Sheng as Director For For Management
3.06 Elect Dai Jing Ming as Director For For Management
3.07 Elect Li Xiao Yan as Director For For Management
3.08 Elect Chen Hai Shan as Director For For Management
4.01 Elect Wan Siu Wah Wilson as Director For For Management
4.02 Elect Chen Xiao Lu as Director For For Management
4.03 Elect Bai Hua as Director For For Management
4.04 Elect Li Fei Long as Director For For Management
--------------------------------------------------------------------------------
SHENZHEN GOODIX TECHNOLOGY CO LTD
Ticker: Security ID: CNE100002G84
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The First Phase Employee Stock For For Management
Ownership Plan (draft) and Its Summary
2 Management Measures for the First For For Management
Phase Employee Stock Ownership Plan
3 Authorization to the Board to Handle For For Management
Matters Regarding the First Phase
Employee Stock Ownership Plan
--------------------------------------------------------------------------------
SHENZHEN GOODIX TECHNOLOGY CO., LTD.
Ticker: 603160 Security ID: Y774BW100
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For Against Management
(Draft) and Summary
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
4 Amend Performance Shares Incentive For For Management
Plan and Company-level Performance
Assessment Related Documents
5 Amend Stock Option and Performance For For Management
Share Incentive Plan as well
Company-level Performance Assessment
Related Documents
--------------------------------------------------------------------------------
SHENZHEN GOODIX TECHNOLOGY CO., LTD.
Ticker: 603160 Security ID: Y774BW100
Meeting Date: NOV 06, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary on Employee For For Management
Share Purchase Plan
2 Approve Management Method of Employee For For Management
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve to Appoint Auditor For For Management
5 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
SHENZHEN GOODIX TECHNOLOGY CO., LTD.
Ticker: 603160 Security ID: Y774BW100
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHENZHEN GOODIX TECHNOLOGY CO., LTD.
Ticker: 603160 Security ID: Y774BW100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Financial Statements For For Management
3 Approve Profit Distribution For For Management
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Independent For For Management
Directors
6 Approve Report of the Board of For For Management
Supervisors
7 Approve Application of Bank Credit For For Management
Lines
--------------------------------------------------------------------------------
SHENZHEN GOODIX TECHNOLOGY CO., LTD.
Ticker: 603160 Security ID: Y774BW100
Meeting Date: MAY 24, 2021 Meeting Type: Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Option Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
Regarding Stock Option Incentive Plan
3 Approve Authorization of the Board to For For Management
Handle All Related Matters to Stock
Option Incentive Plan
4 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
5 Approve Methods to Assess the For For Management
Performance of Plan Participants
Regarding Employee Share Purchase Plan
6 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
SHENZHEN GREAT WALL KAIFA TECHNOLOGY CO., LTD.
Ticker: Security ID: CNE000000FK4
Meeting Date: JUL 24, 2020 Meeting Type: Special
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Connected Transaction Regarding For For Management
Privatization Via Agreement Between
Wholly-owned Company and Its Joint
Stock Company
--------------------------------------------------------------------------------
SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO. LTD.
Ticker: Security ID: CNE100000P02
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect LI Li For For Management
2 Elect SUN Xuan For For Management
3 Elect LI Tan For For Management
4 Elect SHAN Yu For For Management
5 Elect BU Haihua For For Management
6 Elect CHEN Junfa For For Management
7 Elect WANG Zhaohui For For Management
8 Elect LV Chuan For For Management
9 Elect ZHENG Zehui For Against Management
10 Elect TANG Haijun For Against Management
11 ALLOWANCE FOR INDEPENDENT DIRECTORS For For Management
12 Application for the Bank Credit Line For For Management
by the Company and Wholly-owned
Subsidiaries and Provision of Guarantee
13 Amendments to Articles For For Management
--------------------------------------------------------------------------------
SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD.
Ticker: 9989 Security ID: Y7744K104
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Ernst & Young Hua Ming LLP and For For Management
Ernst & Young as Domestic Financial
and Internal Control Auditor and
Overseas Financial Report Auditor,
Respectively, and Authorize Board to
Fix Their Remuneration
2.00 Approve Application for Credit Line to For For Management
China Guangfa Bank and Industrial Bank
and Provision of Guarantees
3.00 Approve Application for Credit to For For Management
China Development Bank and Provision
of Guarantees
4.00 Approve Credit Line Adjustment of Bank For For Management
of China and Provision of Guarantees
--------------------------------------------------------------------------------
SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD.
Ticker: 9989 Security ID: Y7744K104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Work Report of the Board of For For Management
Directors
2.00 Approve Work Report of the Board of For For Management
Supervisors
3.00 Approve Annual Report and Its Summary For For Management
4.00 Approve Final Financial Report For For Management
5.00 Approve Profit Distribution Proposal For For Management
6.00 Approve to Appoint Ernst & Young Hua For For Management
Ming LLP and Ernst & Yong as Domestic
Financial and Internal Control Auditor
and Ernst & Young as Overseas
Financial Report Auditor
7.00 Approve Shareholder Return Three-Year For For Management
Plan
8.00 Approve Application for Credit Line For For Management
and Providing Guarantee to Certain
Banks
9.00 Approve Purchase of Wealth Management For For Management
Products and Cash Flow Management
Using Part of Unemployed H Shares IPO
Proceeds
10.00 Elect Zhang Bin as Director For For Shareholder
--------------------------------------------------------------------------------
SHENZHEN INOVANCE TECHNOLOGY CO., LTD.
Ticker: 300124 Security ID: Y7744Z101
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Reference Date, Issue Price For For Management
and Pricing Basis
2.5 Approve Issue Scale For For Management
2.6 Approve Restriction Period Arrangement For For Management
2.7 Approve Listing Location For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Resolution Validity Period For For Management
2.10 Approve Amount and Usage of Raised For For Management
Funds
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Demonstration Analysis Report For For Management
in Connection to Private Placement
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Signing of Conditional Equity For For Management
Transfer Agreement
10 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
11 Approve Stock Option Incentive Plan For For Management
and Its Summary
12 Approve Methods to Assess the For For Management
Performance of Plan Participants
13 Approve Authorization of the Board to For For Management
Handle All Related Matters
14 Approve Shareholder Return Plan For For Management
15 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
SHENZHEN INOVANCE TECHNOLOGY CO., LTD.
Ticker: 300124 Security ID: Y7744Z101
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Financial Statements For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Profit Distribution For For Management
6 Approve Financial Budget Report For For Management
7 Approve Draft and Summary on Long-term For Against Management
Incentive Shareholding Plan
8 Approve Management Method of Long-term For Against Management
Incentive Shareholding Plan
9 Approve Authorization of the Board to For Against Management
Handle All Related Matters
10 Amend Information Disclosure Affairs For Against Management
Management System
11 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
12 Approve Use of Idle Own Funds to For Against Management
Invest in Financial Products
13 Approve Use of Idle Raised Funds to For For Management
Invest in Financial Products
14 Approve Amendments to Articles of For Against Management
Association
15 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
16 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
17 Amend External Guarantee Management For Against Management
System
18 Amend Related Party Transaction For Against Management
Decision-making System
19 Amend the Management System for the For Against Management
Use of Raised Funds
20.1 Elect Zhu Xingming as Director For Against Shareholder
20.2 Elect Li Juntian as Director For For Shareholder
20.3 Elect Song Junen as Director For Against Shareholder
20.4 Elect Zhou Bin as Director For For Shareholder
20.5 Elect Liu Yuchuan as Director For For Shareholder
20.6 Elect Zhao Jinrong as Director For For Shareholder
21.1 Elect Zhang Taowei as Director For For Shareholder
21.2 Elect Zhao Jinlin as Director For For Shareholder
21.3 Elect Huang Pei as Director For For Shareholder
22.1 Elect Bai Ziping as Supervisor For For Shareholder
22.2 Elect Lu Songquan as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHENZHEN INTERNATIONAL HOLDINGS LIMITED
Ticker: 152 Security ID: G8086V146
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Final Dividend For For Management
2.2 Approve Special Dividend For For Management
3.1 Elect Li Haitao as Director For Against Management
3.2 Elect Wang Peihang as Director For For Management
3.3 Elect Dai Jingming as Director For For Management
3.4 Elect Hu Wei as Director For For Management
3.5 Elect Zhou Zhiwei as Director For For Management
3.6 Elect Cheng Tai Chiu, Edwin as Director For For Management
3.7 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SHENZHEN INTERNATIONAL HOLDINGS LTD.
Ticker: Security ID: BMG8086V1467
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Amendment to the Share Option Scheme For For Management
4 Elect Pan Chao Jin For For Management
5 Elect CHAN King Chung For For Management
--------------------------------------------------------------------------------
SHENZHEN INVESTMENT LIMITED
Ticker: 604 Security ID: Y7743P120
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Huang Wei as Director For For Management
4 Elect Cai Xun as Director For For Management
5 Elect Dong Fang as Director For For Management
6 Elect Wu Wai Chung, Michael as Director For For Management
7 Elect Li Wai Keung as Director For For Management
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Reissuance of Repurchased For Against Management
Shares
13 Approve Grant of Options Under the For Against Management
Share Option Scheme
--------------------------------------------------------------------------------
SHENZHEN KAIFA TECHNOLOGY CO., LTD.
Ticker: 000021 Security ID: Y7740Z105
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties, Subscription For For Management
Manner and Placement Arrangement to
Shareholders
2.4 Approve Issue Price and Pricing Basis For For Management
2.5 Approve Issue Scale For For Management
2.6 Approve Restriction Period Arrangement For For Management
2.7 Approve Amount and Usage of Raised For For Management
Funds
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Location For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve No Need for Report on the For For Management
Usage of Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve External Investment in For For Management
Establishment of Subsidiary
--------------------------------------------------------------------------------
SHENZHEN KAIFA TECHNOLOGY CO., LTD.
Ticker: 000021 Security ID: Y7740Z105
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Comprehensive For For Management
Cooperative Financial Agreement and
Related Party Transactions
2 Elect Chen Zhujiang as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHENZHEN KAIFA TECHNOLOGY CO., LTD.
Ticker: 000021 Security ID: Y7740Z105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Financial and For For Management
Internal Control Auditor
7 Approve Comprehensive Credit Line Bank For For Management
Application
8 Approve Guarantee Provision For Against Management
--------------------------------------------------------------------------------
SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO. LTD
Ticker: Security ID: CNE100002Q33
Meeting Date: AUG 05, 2020 Meeting Type: Special
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 2020 Semi-annual Allocation of Profits For For Management
2 Repurchase and Cancellation of Some For For Management
Restricted Stocks
3 Appointment of Auditor For For Management
--------------------------------------------------------------------------------
SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO., LTD.
Ticker: 300601 Security ID: Y774C4101
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
2.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bondholders
2.17 Approve Use of Proceeds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Depository Account for Raised For For Management
Funds
2.20 Approve Resolution Validity Period For For Management
3 Approve Issuance of Convertible Bonds For For Management
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of
Convertible Bonds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve Report on the Usage of For For Management
Previously Raised Funds
9 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
10 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO., LTD.
Ticker: 300601 Security ID: Y774C4101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Use of Own Funds for For Against Management
Investment in Financial Products
--------------------------------------------------------------------------------
SHENZHEN KINGDOM SCI-TECH CO LTD
Ticker: Security ID: CNE000001GF0
Meeting Date: JUL 07, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for For Against Management
Non-public Share Offering
2 Stock Type and Par Value For Against Management
11 Listing Place For Against Management
3 Issuing Method For Against Management
4 Issuing Targets and Subscription Method For Against Management
5 Pricing Principles and Issue Price For Against Management
6 Issuing Volume For Against Management
7 Restricted Stock Trade Period For Against Management
8 Quantity and Use of the Raised Funds For Against Management
9 Arrangement for the Roll over Profit For Against Management
Before Completion of the Issuance
10 The Valid Period of the Non-public For Against Management
issuance
12 Approval of Preliminary Plan of For Against Management
Non-public Share Offering
13 Feasibility Analysis Report on the Use For Against Management
of Funds to Be Raised from the
Non-public Share Offering
14 Report on the Use of Previously Raised For For Management
Funds
15 Diluted Immediate Return After the For Against Management
Non-public Share
16 Shareholder Return Plan for the Next For For Management
Three Years from 2020 to 2022
17 Authorization to the Board to Handle For Against Management
Matters Regarding the Non-public Share
Offering
--------------------------------------------------------------------------------
SHENZHEN KINGDOM SCI-TECH CO., LTD.
Ticker: 600446 Security ID: Y7742M102
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Incentive Plan For For Management
and Its Summary
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Credit Line and Provision of For For Management
Counter Guarantee
5 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
SHENZHEN KINGDOM SCI-TECH CO., LTD.
Ticker: 600446 Security ID: Y7742M102
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhao Jian as Non-Independent For For Management
Director
1.2 Elect Du Xuan as Non-Independent For For Management
Director
1.3 Elect Li Jieyi as Non-Independent For For Management
Director
1.4 Elect Xu Minbo as Non-Independent For For Management
Director
1.5 Elect Huang Yuxiang as Non-Independent For For Management
Director
1.6 Elect Yang Zhenghong as Independent For For Management
Director
1.7 Elect Li Jun as Independent Director For For Management
1.8 Elect Wang Wenruo as Independent For For Management
Director
2.1 Elect Liu Ying as Supervisor For For Management
2.2 Elect Li Shicong as Supervisor For For Management
3 Approve Repurchase and Cancellation of For For Management
Performance Shares
4 Approve Provision of Guarantee For For Management
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SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO., LTD.
Ticker: 300760 Security ID: Y774E3101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Social Responsibility Report For For Management
7 Approve Change of Partial Raised Funds For For Management
Investment Project
8 Approve Appointment of Auditor For For Management
9 Elect Liang Huming as Independent For For Management
Director
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11 Approve Change Business Scope For For Management
12 Approve Amendments to Articles of For For Management
Association
13.1 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
13.2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
13.3 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
13.4 Amend Decision-making System for For Against Management
Providing External Investments
13.5 Amend Management System for Providing For Against Management
External Guarantees
13.6 Amend Related Party Transaction For Against Management
Decision-making System
13.7 Amend Working System for Independent For Against Management
Directors
--------------------------------------------------------------------------------
SHENZHEN MTC CO., LTD.
Ticker: 002429 Security ID: Y7744S107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
8 Approve Daily Related Party For For Management
Transactions
9 Approve Provision of Guarantees For Against Management
10 Approve Appointment of Auditor For For Management
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SHENZHEN MTC CO., LTD.
Ticker: 002429 Security ID: Y7744S107
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Spin-off of Subsidiary
2 Approve Spin-off of Subsidiary and For For Management
Initial Public Offering and Listing on
the ChiNext
3 Approve Plan on Spin-off of Subsidiary For For Management
on the ChiNext
4 Approve Compliance with Provisions on For For Management
Pilot Domestic Listing of Subsidiaries
of Listed Companies
5 Approve Listing to Safeguard the For For Management
Legitimate Rights and Interests of
Shareholders and Creditors
6 Approve Company's Maintaining For For Management
Independence and Continuous Operation
Ability
7 Approve Corresponding Standard For For Management
Operation Ability
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Elect Tian Peijie as Non-Independent For For Management
Director
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SHENZHEN OVERSEAS CHINESE TOWN CO., LTD.
Ticker: 000069 Security ID: Y7582E103
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Profit Distribution For For Management
5 Approve Credit Line Application For Against Management
6 Approve Loan Application For For Management
7 Approve Provision of Guarantees For For Management
8 Approve Provision of Financial For For Management
Assistance to Associate Company
9 Approve Provision of Financial For For Management
Assistance
10 Approve Daily Related Party For For Management
Transactions
11 Approve to Appoint Auditor For For Management
12 Approve Use of Excess Raised Funds to For For Management
Replenish Working Capital
13 Elect Supervisor For Against Management
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SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP.
Ticker: 300724 Security ID: Y774E4109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve Remuneration of For For Management
Non-Independent Directors
7 Approve Remuneration of Independent For For Management
Directors
8 Approve Remuneration of Supervisors For For Management
9 Approve Report on the Deposit and For For Management
Usage of Raised Funds
10 Approve to Appoint Auditor For For Management
11.1 Elect Yu Zhong as Director For For Management
11.2 Elect Zuo Guojun as Director For For Management
11.3 Elect Liang Meizhen as Director For For Management
11.4 Elect Li Shijun as Director For Against Management
11.5 Elect Wu Bo as Director For For Management
11.6 Elect Li Ying as Director For For Management
12.1 Elect Zhu Yujie as Director For For Management
12.2 Elect Lin Anzhong as Director For For Management
12.3 Elect Du Jisheng as Director For For Management
13.1 Elect Liu Feng as Supervisor For For Management
13.2 Elect Huang Wei as Supervisor For For Management
14 Approve Acquisition of Equity and For For Management
Related Transaction
--------------------------------------------------------------------------------
SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP.
Ticker: 300724 Security ID: Y774E4109
Meeting Date: JUN 15, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
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SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP.
Ticker: 300724 Security ID: Y774E4109
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD.
Ticker: 002294 Security ID: Y77443102
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Issue Price and Pricing Basis For For Management
2.5 Approve Issue Scale For For Management
2.6 Approve Restriction Period Arrangement For For Management
2.7 Approve Amount and Usage of Raised For For Management
Funds
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Location For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Establishment of Special For For Management
Raised Funds Account
6 Approve No Need for Report on the For For Management
Usage of Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
10 Elect Yang Ling as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD.
Ticker: 002294 Security ID: Y77443102
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Authorization of Board to For For Management
Handle All Related Matters
3 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD.
Ticker: 002294 Security ID: Y77443102
Meeting Date: APR 19, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve to Appoint Auditor For For Management
6 Elect Zhu Houjia as Independent For For Management
Director
--------------------------------------------------------------------------------
SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD.
Ticker: 002294 Security ID: Y77443102
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Equity For For Management
--------------------------------------------------------------------------------
SHENZHEN SUNLORD ELECTRONICS CO., LTD.
Ticker: 002138 Security ID: Y77435108
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
3 Approve Management Rule of Employee For For Management
Share Purchase Plan
4 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
SHENZHEN SUNWAY COMMUNICATION CO., LTD.
Ticker: 300136 Security ID: Y77453101
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application of Bank Credit For For Management
Lines and Provision of Loan Guarantee
to Wholly-owned Subsidiary
2 Approve Amendments to Articles of For For Management
Association
3 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
SHENZHEN SUNWAY COMMUNICATION CO., LTD.
Ticker: 300136 Security ID: Y77453101
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period of Issuance of Shares
to Specific Targets
2 Approve Extension of Authorization of For For Management
the Board on Issuance of Shares to
Specific Targets
3 Approve Extension of Authorization of For For Management
the Relevant Personnel to Handle
Related Matters on Issuance of Shares
to Specific Targets
--------------------------------------------------------------------------------
SHENZHEN SUNWAY COMMUNICATION CO., LTD.
Ticker: 300136 Security ID: Y77453101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Foreign Exchange Hedging For For Management
Business
7 Approve Comprehensive Credit Line Bank For For Management
Application and Provision of Guarantee
8 Approve Equity Acquisition and Related For For Management
Party Transactions
9 Approve Use of Idle Own Funds to For Against Management
Purchase Financial Products
--------------------------------------------------------------------------------
SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED
Ticker: 2313 Security ID: G8087W101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Huang Guanlin as Director For For Management
4 Elect Ma Renhe as Director For Against Management
5 Elect Zhang Bingsheng as Director For For Management
6 Elect Liu Chunhong as Director For For Management
7 Elect Liu Xinggao as Director For For Management
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Issued Share For For Management
Capital
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD.
Ticker: 002603 Security ID: Y7745S106
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Expansion of Business Scope For For Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD.
Ticker: 002603 Security ID: Y7745S106
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve to Appoint Auditor For For Management
7 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
8 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD.
Ticker: 002603 Security ID: Y7745S106
Meeting Date: MAY 17, 2021 Meeting Type: Special
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Completion of Raised Funds For For Management
Investment Project and Use of Excess
Raised Funds to Replenish Working
Capital
2 Approve Adjustment on the Usage of the For For Management
Repurchased Shares and Cancellation of
Repurchased Shares
3 Approve Amendments to Articles of For For Management
Association
4.1 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
4.2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
4.3 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
4.4 Amend Working System for Independent For Against Management
Directors
4.5 Amend Related-Party Transaction For Against Management
Management System
5 Approve Issuance of Medium-term Notes For For Management
--------------------------------------------------------------------------------
SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD.
Ticker: 002603 Security ID: Y7745S106
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Decrease in Registered Capital For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHIMAO GROUP HOLDINGS LIMITED
Ticker: 813 Security ID: G81043104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Final Dividend For For Management
2.2 Approve Special Dividend For For Management
3.1 Elect Hui Sai Tan, Jason as Director For For Management
3.2 Elect Ye Mingjie as Director For For Management
3.3 Elect Lyu Hong Bing as Director For For Management
3.4 Elect Lam Ching Kam as Director For For Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO., LTD.
Ticker: 055550 Security ID: Y7749X101
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Jin Ok-dong as Non-Independent For Against Management
Non-Executive Director
3.2 Elect Park An-soon as Outside Director For Against Management
3.3 Elect Bae Hun as Outside Director For For Management
3.4 Elect Byeon Yang-ho as Outside Director For Against Management
3.5 Elect Sung Jae-ho as Outside Director For Against Management
3.6 Elect Lee Yong-guk as Outside Director For For Management
3.7 Elect Lee Yoon-jae as Outside Director For Against Management
3.8 Elect Choi Kyong-rok as Outside For Against Management
Director
3.9 Elect Choi Jae-boong as Outside For For Management
Director
3.10 Elect Huh Yong-hak as Outside Director For Against Management
4 Elect Gwak Su-geun as Outside Director For For Management
to Serve as an Audit Committee Member
5.1 Elect Sung Jae-ho as a Member of Audit For Against Management
Committee
5.2 Elect Lee Yoon-jae as a Member of For Against Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SHINPOONG PHARMACEUTICAL CO., LTD.
Ticker: 019170 Security ID: Y7752X105
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Han Seung-cheol as Outside For Against Management
Director to Serve as an Audit
Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SHINSEGAE CO., LTD.
Ticker: 004170 Security ID: Y77538109
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Seo Won-sik as Inside Director For For Management
3.2 Elect Won Jeong-hui as Outside Director For For Management
3.3 Elect Wi Cheol-hwan as Outside Director For Against Management
4 Elect Kang Gyeong-won as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Elect Won Jeong-hui as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SHOPRITE HOLDINGS LTD.
Ticker: SHP Security ID: S76263102
Meeting Date: NOV 16, 2020 Meeting Type: Annual
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2020
2 Reappoint PricewaterhouseCoopers Inc. For For Management
as Auditors of the Company with MC
Hamman as the Individual Registered
Auditor
3 Elect Wendy Lucas-Bull as Director For For Management
4 Re-elect Dr Anna Mokgokong as Director For For Management
5 Re-elect Johannes Basson as Director For For Management
6 Re-elect Joseph Rock as Director For For Management
7 Re-elect Johannes Basson as For For Management
Chairperson of the Audit and Risk
Committee
8 Re-elect Alice le Roux as Member of For For Management
the Audit and Risk Committee
9 Re-elect Joseph Rock as Member of the For For Management
Audit and Risk Committee
10 Place Authorised but Unissued Shares For For Management
under Control of Directors
11 Authorise Board to Issue Shares for For For Management
Cash
12 Authorise Ratification of Approved For For Management
Resolutions
13.1 Approve Remuneration Policy For For Management
13.2 Approve Implementation of the For For Management
Remuneration Policy
1a Approve Fees of the Chairperson of the For For Management
Board
1b Approve Fees of the Lead Independent For Against Management
Director
1c Approve Fees of the Non-executive For For Management
Directors
1d Approve Fees of the Chairperson of the For For Management
Audit and Risk Committee
1e Approve Fees of the Members of the For For Management
Audit and Risk Committee
1f Approve Fees of the Chairperson of the For For Management
Remuneration Committee
1g Approve Fees of the Members of the For For Management
Remuneration Committee
1h Approve Fees of the Chairperson of the For For Management
Nomination Committee
1i Approve Fees of the Members of the For For Management
Nomination Committee
1j Approve Fees of the Chairperson of the For For Management
Social and Ethics Committee
1k Approve Fees of the Members of the For For Management
Social and Ethics Committee
2 Approve Financial Assistance to For For Management
Subsidiaries, Related and
Inter-related Entities
3 Authorise Repurchase of Issued Share For For Management
Capital
4 Amend Memorandum of Incorporation For For Management
--------------------------------------------------------------------------------
SHREE CEMENT LIMITED
Ticker: 500387 Security ID: Y7757Y132
Meeting Date: JAN 09, 2021 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Advance Loan(s) and/or For Against Management
Corporate Guarantee to Company's
Subsidiaries, Associates, Group
Entities, and Other Person Specified
--------------------------------------------------------------------------------
SHREE CEMENT LTD.
Ticker: Security ID: INE070A01015
Meeting Date: JUL 06, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Interim Dividend For For Management
3 Elect Prashant Bangur For For Management
4 Approve Payment of Fees to Cost For For Management
Auditors
5 Elect Uma Ghurka For For Management
6 Elect Sanjiv Krishnaji Shelgikar For For Management
--------------------------------------------------------------------------------
SHRIRAM TRANSPORT FINANCE CO. LTD.
Ticker: Security ID: INE721A01013
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Standalone Accounts and Reports For For Management
2 Consolidated Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Puneet Bhatia For Against Management
5 Authority to Set Auditor's Fees for For For Management
Haribhakti & Co, LLP
6 Authority to Set Auditor's Fees for For For Management
Pijush Gupta & Co., Chartered
Accountants
7 Amendment to Borrowing Powers For For Management
8 Authority to Convert Debt into Shares For For Management
and Issue Shares w/o Preemptive Rights
9 Authority to Issue Shares and For For Management
Convertible Debt w/o Preemptive Rights
--------------------------------------------------------------------------------
SHRIRAM TRANSPORT FINANCE COMPANY LIMITED
Ticker: 511218 Security ID: Y7758E119
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renewal of Limit for Issuance For For Management
of Redeemable Non-Convertible
Debentures, Subordinated Debentures,
Bonds or Any Other Structured/Hybrid
Debt Securities on Private Placement
Basis
--------------------------------------------------------------------------------
SHRIRAM TRANSPORT FINANCE COMPANY LIMITED
Ticker: 511218 Security ID: Y7758E119
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Final Dividend and Confirm 2 For For Management
Interim Dividends
4 Reelect D. V. Ravi as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Haribhakti & Co. LLP, Chartered
Accountants as Joint Auditors
6 Authorize Board to Fix Remuneration of For For Management
Pijush Gupta & Co. Chartered
Accountants as Joint Auditors
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Payment of Commission to For For Management
Independent Directors
9 Approve Re-Designation of Umesh For For Management
Revankar as Vice Chairman and Managing
Director
--------------------------------------------------------------------------------
SIASUN ROBOT & AUTOMATION CO., LTD.
Ticker: 300024 Security ID: Y7912E104
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Share Issuance
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Price and Pricing Basis For For Management
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.8 Approve Amount and Use of Proceeds For For Management
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Share Issuance For For Management
4 Approve Demonstration Analysis Report For For Management
in Connection to Share Issuance
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
--------------------------------------------------------------------------------
SIASUN ROBOT & AUTOMATION CO., LTD.
Ticker: 300024 Security ID: Y7912E104
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Credit Line Bank Application For For Management
8 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
SIBANYE STILLWATER LTD.
Ticker: SSW Security ID: S7627K103
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Implementation of the For For Management
Odd-lot Offer
2 Authorise Ratification of Approved For For Management
Resolutions
1 Amend Memorandum of Incorporation For For Management
2 Authorise Specific Repurchase of For For Management
Shares from the Odd-lot Holders
3 Authorise Specific Repurchase of For For Management
Shares from the Specific Holders
--------------------------------------------------------------------------------
SIBANYE STILLWATER LTD.
Ticker: SSW Security ID: S7627K103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint Ernst & Young Inc as For For Management
Auditors of the Company with Lance
Tomlinson as the Designated Individual
Partner
2 Elect Sindiswa Zilwa as Director For For Management
3 Re-elect Rick Menell as Director For For Management
4 Re-elect Keith Rayner as Director For For Management
5 Re-elect Jerry Vilakazi as Director For For Management
6 Re-elect Keith Rayner as Chair of the For For Management
Audit Committee
7 Re-elect Timothy Cumming as Member of For For Management
the Audit Committee
8 Re-elect Savannah Danson as Member of For For Management
the Audit Committee
9 Re-elect Rick Menell as Member of the For For Management
Audit Committee
10 Re-elect Nkosemntu Nika as Member of For For Management
the Audit Committee
11 Re-elect Susan van der Merwe as Member For For Management
of the Audit Committee
12 Elect Sindiswa Zilwa as Member of the For For Management
Audit Committee
13 Place Authorised but Unissued Shares For For Management
under Control of Directors
14 Authorise Board to Issue Shares for For For Management
Cash
15 Approve Remuneration Policy For For Management
16 Approve Remuneration Implementation For For Management
Report
1 Approve Remuneration of Non-Executive For For Management
Directors
2 Approve Fees of Investment Committee For For Management
Members
3 Approve Per Diem Allowance For For Management
4 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
5 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SICHUAN CHUANTOU ENERGY CO., LTD.
Ticker: 600674 Security ID: Y7925C103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Production and Operation Plan For Against Management
and Financial Budget Report
5 Approve Profit Distribution Plan For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Proposal Report on Reviewing For Against Management
the Financing of the Company's
Headquarters
8 Approve Appointment of Auditor and For For Management
Payment of Remuneration
9 Approve Amendments to Articles of For Against Management
Association
10 Approve Equity Acquisition and Related For For Management
Party Transactions
11 Approve Temporary Non-acquisition of For For Management
Equity
12 Approve to Adjust the Allowances of For Against Management
Directors and Supervisors
--------------------------------------------------------------------------------
SICHUAN KELUN PHARMACEUTICAL CO., LTD.
Ticker: 002422 Security ID: Y7931Q104
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financing For For Management
2 Approve Issuance of Non-financial For For Management
Corporate Debt Financing Instruments
3 Approve Bill Pool Business For Against Management
4 Approve Guarantee Provision Plan For Against Management
5 Approve Use of Funds to Purchase For Against Management
Financial Products
6 Approve Increase of Financial For Against Management
Assistance Provision for Sichuan Kelun
Botai Pharmaceutical Co., Ltd.
7 Approve Financial Assistance Provision For Against Management
for Sichuan Kelun Pharmaceutical
Research Institute Co., Ltd.
8 Approve to Adjust the Usage of For For Management
Repurchased Shares and Cancellation
Matters
9 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SICHUAN KELUN PHARMACEUTICAL CO., LTD.
Ticker: 002422 Security ID: Y7931Q104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Daily Related Party Transaction For For Management
8 Approve Related Party Transaction with For For Management
Shisiyao Group
9 Approve Remuneration of Directors For For Management
10 Approve Remuneration of Supervisors For For Shareholder
11 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
12 Approve Provision of Financial For Against Management
Assistance
13 Approve Company's Eligibility for For For Shareholder
Issuance of Convertible Bonds
14.1 Approve Type For For Shareholder
14.2 Approve Issue Size For For Shareholder
14.3 Approve Par Value and Issue Price For For Shareholder
14.4 Approve Bond Maturity For For Shareholder
14.5 Approve Bond Interest Rate For For Shareholder
14.6 Approve Period and Manner of Repayment For For Shareholder
of Interest
14.7 Approve Guarantee Matters For For Shareholder
14.8 Approve Conversion Period For For Shareholder
14.9 Approve Determination and Adjustment For For Shareholder
of Conversion Price
14.10 Approve Terms for Downward Adjustment For For Shareholder
of Conversion Price
14.11 Approve Method on Handling Fractional For For Shareholder
Shares Upon Conversion
14.12 Approve Terms of Redemption For For Shareholder
14.13 Approve Terms of Sell-Back For For Shareholder
14.14 Approve Attribution of Profit and Loss For For Shareholder
During the Conversion Period
14.15 Approve Issue Manner and Target For For Shareholder
Subscribers
14.16 Approve Placing Arrangement for For For Shareholder
Shareholders
14.17 Approve Matters Relating to Meetings For For Shareholder
of Bondholders
14.18 Approve Use of Proceeds For For Shareholder
14.19 Approve Deposit Account of Raised Funds For For Shareholder
14.20 Approve Resolution Validity Period For For Shareholder
14.21 Approve Liability for Breach of For For Shareholder
Contract
15 Approve Issuance of Convertible Bonds For For Shareholder
16 Approve Rules and Procedures Regarding For For Shareholder
General Meetings of Convertible
Bondholders
17 Approve Feasibility Analysis Report on For For Shareholder
the Use of Proceeds
18 Approve Impact of Dilution of Current For For Shareholder
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
19 Approve Shareholder Return Plan For For Shareholder
20 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
21 Approve Spin-off of Subsidiary on For For Shareholder
ChiNext in Accordance with Relevant
Laws and Regulations
22 Approve Plan on Spin-off of Subsidiary For For Shareholder
on ChiNext
23 Approve Spin-off of Subsidiary on For For Shareholder
ChiNext
24 Approve Compliance with Provisions on For For Shareholder
Pilot Domestic Listing of Subsidiaries
of Listed Companies
25 Approve Listing to Safeguard the For For Shareholder
Legitimate Rights and Interests of
Shareholders and Creditors
26 Approve Company's Maintaining For For Shareholder
Independence and Continuous Operation
Ability
27 Approve Corresponding Standard For For Shareholder
Operation Ability
28 Approve Purpose, Commercial For For Shareholder
Rationality, Necessity and Feasibility
Analysis of this Transaction
29 Approve Completeness and Compliance of For For Shareholder
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
30 Approve Authorization of Board to For For Shareholder
Handle All Related Matters Regarding
Spin-off of Subsidiary on ChiNext
31.1 Elect Liu Gexin as Director For For Shareholder
31.2 Elect Liu Sichuan as Director For For Shareholder
31.3 Elect Wang Jingyi as Director For For Shareholder
31.4 Elect Shao Wenbo as Director For For Shareholder
31.5 Elect He Guosheng as Director For For Shareholder
31.6 Elect Wang Guangji as Director For Against Shareholder
32.1 Elect Ren Shichi as Director For For Shareholder
32.2 Elect Gao Jinbo as Director For For Shareholder
32.3 Elect Chen Jie as Director For For Shareholder
33.1 Elect Guo Yunpei as Supervisor For For Shareholder
33.2 Elect Wan Peng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SICHUAN LANGUANG DEVELOPMENT CO LTD.
Ticker: Security ID: CNE0000017B4
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees For Against Management
2 Amendments to Articles For For Management
--------------------------------------------------------------------------------
SICHUAN LANGUANG DEVELOPMENT CO., LTD.
Ticker: 600466 Security ID: Y7933E109
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chen Lei as Non-independent For For Management
Director
--------------------------------------------------------------------------------
SICHUAN ROAD & BRIDGE CO., LTD.
Ticker: 600039 Security ID: Y7932N100
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in Expressway For For Management
Bundled Project
2 Approve Acquisition of Companies For For Management
3 Approve Adjustment of Related Party For For Management
Transaction
4 Approve Decrease in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
SICHUAN SWELLFUN CO., LTD.
Ticker: 600779 Security ID: Y7932B106
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Amendments to Articles of For For Management
Association
3 Elect Zhang Peng as Independent For For Management
Director
4 Elect Chen Daili as Supervisor For For Management
5.1 Elect Jiang Leifeng as Non-Independent For For Management
Director
5.2 Elect Sanjeev Churiwala as For For Management
Non-Independent Director
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SICHUAN SWELLFUN CO., LTD.
Ticker: 600779 Security ID: Y7932B106
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Application of Bank Credit For For Management
Lines
8 Approve Provision of Guarantees For For Management
9 Approve Amendments to Articles of For For Management
Association to Change Business Scope
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11.1 Elect John Fan as Director For Against Management
11.2 Elect Chu ChunHo as Director For Against Management
11.3 Elect Jiang Leifeng as Director For For Management
11.4 Elect Samuel A.Fischer as Director For For Management
11.5 Elect Sanjeev Churiwala as Director For For Management
12.1 Elect Zhang Peng as Director For Against Management
12.2 Elect Ma Yongqiang as Director For For Management
12.3 Elect Li Xin as Director For For Management
13.1 Elect Chen Daili as Supervisor For For Management
13.2 Elect Derek Chang as Supervisor For For Management
--------------------------------------------------------------------------------
SIEMENS LIMITED
Ticker: 500550 Security ID: Y7934G137
Meeting Date: FEB 12, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Approve that the Vacancy on the Board For For Management
Not Be Filled from the Retirement of
Mariel von Schumann
4 Elect Tim Holt as Director For For Management
5 Elect Matthias Rebellius as Director For For Management
6 Approve Remuneration of Cost Auditors For For Management
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SILERGY CORP.
Ticker: 6415 Security ID: G8190F102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Consolidated Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures for For For Management
Election of Directors and Independent
Directors
4 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
5 Approve Issuance of Restricted Stocks For For Management
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SIME DARBY BERHAD
Ticker: 4197 Security ID: Y7962G108
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Fees For For Management
2 Approve Directors' Benefits For For Management
3 Elect Nirmala Menon as Director For For Management
4 Elect Ahmad Badri Mohd Zahir as For For Management
Director
5 Elect Ahmad Pardas Senin as Director For For Management
6 Elect Thayaparan Sangarapillai as For For Management
Director
7 Elect Jeffri Salim Davidson as Director For For Management
8 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Authorize Share Repurchase Program For For Management
10 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with
Related Parties Involving Interest of
AmanahRaya Trustee Berhad - Amanah
Saham Bumiputera
11 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with
Related Parties Involving Interest of
Bermaz Auto Berhad
--------------------------------------------------------------------------------
SIME DARBY PLANTATION BHD.
Ticker: 5285 Security ID: Y7962H106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Remuneration For For Management
2 Approve Directors' Remuneration For For Management
Framework
3 Approve Directors' Benefits For For Management
4 Elect Najmuddin Datuk Seri Dr Haji For For Management
Megat Khas as Director
5 Elect Halipah Esa as Director For For Management
6 Elect Mohd Anwar Yahya as Director For For Management
7 Elect Zaiton Mohd Hassan as Director For For Management
8 Elect Mohd Nizam Zainordin as Director For For Management
9 Elect Henry Sackville Barlow as For For Management
Director
10 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SINA CORP.
Ticker: SINA Security ID: G81477104
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Authorization of the Board to For For Management
Handle Matters Regarding Merger
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SINO BIOPHARMACEUTICAL LIMITED
Ticker: 1177 Security ID: G8167W138
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Tse Ping as Director For For Management
4 Elect Li Yi as Director For For Management
5 Elect Li Mingqin as Director For For Management
6 Elect Lu Hong as Director For For Management
7 Elect Zhang Lu Fu as Director For For Management
8 Elect Li Kwok Tung Donald as Director For For Management
9 Authorize Board to Fix Remuneration of For For Management
Directors
10 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
11A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11B Authorize Repurchase of Issued Share For For Management
Capital
11C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SINO BIOPHARMACEUTICAL LTD.
Ticker: Security ID: KYG8167W1380
Meeting Date: JUL 15, 2020 Meeting Type: Special
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Bonus Issue For For Management
4 Increase in Authorized Capital For For Management
--------------------------------------------------------------------------------
SINOLINK SECURITIES CO., LTD.
Ticker: 600109 Security ID: Y8004P106
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Yunhong as Independent For For Management
Director
--------------------------------------------------------------------------------
SINOLINK SECURITIES CO., LTD.
Ticker: 600109 Security ID: Y8004P106
Meeting Date: JAN 04, 2021 Meeting Type: Special
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SINOLINK SECURITIES CO., LTD.
Ticker: 600109 Security ID: Y8004P106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7.1 Approve Related Party Transactions For For Management
with Changsha Yongjin (Group) Co., Ltd.
, Yongjin Investment Holdings Co., Ltd.
, Yunnan International Trust Co., Ltd.
and the Ultimate Controlling
Shareholder
7.2 Approve Related Party Transactions For For Management
with Sinolink Yongfu Assets Management
Co., Ltd. and Joint Venture Companies
7.3 Approve Related Party Transactions For For Management
with Directors, Supervisors, Senior
Managers and Other Related Parties
such as Companies in which the Related
Natural Persons serves as Directors
and Senior Managers
8 Approve Special Explanation on the For For Management
Remuneration of Directors
9 Approve Special Explanation on the For For Management
Remuneration of Supervisors
10 Approve General Authorization for For For Management
Corporate Debt Financing
11 Approve Related Party Transaction in For For Management
Connection to Debt Financing
12 Approve Guarantee Provision Plan For For Management
13 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
SINOLINK SECURITIES CO., LTD.
Ticker: 600109 Security ID: Y8004P106
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Establishment of Asset For For Management
Management Subsidiary
--------------------------------------------------------------------------------
SINOLINK SECURITIES CO., LTD.
Ticker: 600109 Security ID: Y8004P106
Meeting Date: MAY 31, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Wenguo as Non-Independent For For Shareholder
Director
2 Elect Jin Peng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SINOMA SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 002080 Security ID: Y80025102
Meeting Date: JAN 05, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Huang Zaiman as Non-Independent For For Management
Director
1.2 Elect Zhang Qi as Non-Independent For For Management
Director
2 Elect Cao Qinming as Supervisor For For Management
3 Approve Extension of Implementation of For For Management
Horizontal Competition Preventive
Commitment
--------------------------------------------------------------------------------
SINOMA SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 002080 Security ID: Y80025102
Meeting Date: MAR 16, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Equity For For Management
--------------------------------------------------------------------------------
SINOMA SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 002080 Security ID: Y80025102
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related Party For For Management
Transactions
7 Approve Loan Application and Related For For Management
Authorization
8 Approve Change in Guarantee Period For Against Management
9 Approve Issuance of Commercial Papers For For Management
10 Approve Issuance of Green Corporate For For Management
Bonds
11 Approve Guarantee and Mutual Guarantees For For Management
--------------------------------------------------------------------------------
SINOMA SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 002080 Security ID: Y80025102
Meeting Date: JUN 03, 2021 Meeting Type: Special
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Integration of Company's For For Management
Lithium Membrane Industry Assets
2 Approve Provision of Guarantee For For Management
3 Elect Yu Mingqing as Non-independent For For Management
Director
--------------------------------------------------------------------------------
SINOPAC FINANCIAL HOLDINGS CO., LTD.
Ticker: 2890 Security ID: Y8009U100
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
--------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED
Ticker: 338 Security ID: Y80373114
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Financial Budget Report For Against Management
6 Approve KPMG Huazhen LLP as Domestic For For Management
Auditor and KPMG as International
Auditor and Authorize Board to Fix
Their Remuneration
7 Elect Du Jun as Non-independent For For Management
Director
8 Approve Authorization to the Board to For Against Management
Decide on the Issuance of Debt
Financing Instruments
9 Amend Articles of Association and For For Management
Related Transactions
--------------------------------------------------------------------------------
SINOPHARM GROUP CO. LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Procurement Framework For For Management
Agreement, Proposed Annual Caps and
Related Transactions
2 Approve 2020 Financial Services For For Management
Framework Agreement, Proposed Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
SINOPHARM GROUP CO. LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
of the Company and Its Subsidiaries
and the Auditors' Report
4 Approve Profit Distribution Plan and For For Management
Payment of Final Dividend
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Authorize Supervisory Committee to Fix For For Management
Remuneration of Supervisors
7 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Auditors and Ernst & Young as
International Auditors and Authorize
Audit Committee of the Board to Fix
Their Remuneration
8 Approve Provision of Guarantees For Against Management
9 Elect Li Dongjiu as Director, For For Management
Authorize Board to Fix His
Remuneration and Enter into a Service
Contract with Him
10 Elect Guan Xiaohui as Supervisor, For For Management
Authorize Supervisory Committee to Fix
Her Remuneration and Enter into a
Service Contract with Her
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and/or H Shares
12 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares
--------------------------------------------------------------------------------
SINOPHARM GROUP CO. LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares
--------------------------------------------------------------------------------
SINOTRANS LIMITED
Ticker: 598 Security ID: Y6145J112
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the Procedural For Against Management
Rules for Meetings of the Board of
Directors, Procedural Rules for
Meetings of the Supervisory Committee,
Working Manual for the Independent
Directors and Policy for the
Management of Related Party
Transactions
2 Approve Financial Services Agreement, For For Management
Proposed Annual Caps and Related
Transactions
3 Approve Provision of Financial For For Management
Services by China Merchants Bank to
the Group
4 Approve Master Services Agreement For For Management
(China Merchants), Proposed Annual
Caps and Related Transactions
5 Approve Master Lease Agreement, For For Management
Proposed Annual Caps and Related
Transactions
6 Approve Master Services Agreement For For Management
(Sinotrans Shandong Hongzhi), Proposed
Annual Caps and Related Transactions
7 Approve Daily Related Party For For Management
Transactions Framework Agreement
--------------------------------------------------------------------------------
SINOTRANS LIMITED
Ticker: 598 Security ID: Y6145J112
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the For For Management
Supervisory Committee
3 Approve 2020 Work Report of For For Management
Independent Non-Executive Directors
4 Approve 2020 Final Financial Accounts For For Management
Report
5 Approve 2020 Annual Report and Its For For Management
Summary
6 Approve 2021 Financial Budget For For Management
7 Approve 2020 Profit Distribution Plan For For Management
8 Approve ShineWing Certified Public For For Management
Accountants LLP as Auditor
9 Approve Remuneration of Directors For For Management
10 Approve Renewal of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
11 Approve Adjustment of Business Scope For For Management
12 Approve Amendments to Articles of For For Management
Association
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
14 Authorize Repurchase of Issued H Share For For Management
Capital
15 Approve Updated Mandate of the Issue For For Management
of Debt Financing Instruments
16 Approve Estimated Guarantees of the For Against Management
Company
17.1 Elect Li Guanpeng as Director For For Management
17.2 Elect Song Rong as Director For Against Management
17.3 Elect Song Dexing as Director For For Management
17.4 Elect Liu Weiwu as Director For For Management
17.5 Elect Xiong Xianliang as Director For For Management
17.6 Elect Jiang Jian as Director For For Management
17.7 Elect Jerry Hsu as Director For Against Management
18.1 Elect Wang Taiwen as Director For For Management
18.2 Elect Meng Yan as Director For For Management
18.3 Elect Song Haiqing as Director For For Management
18.4 Elect Li Qian as Director For For Management
19.1 Elect Liu Yingjie as Supervisor For For Management
19.2 Elect Zhou Fangsheng as Supervisor For For Management
19.3 Elect Fan Zhaoping as Supervisor For For Management
--------------------------------------------------------------------------------
SINOTRANS LIMITED
Ticker: 598 Security ID: Y6145J112
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
SINOTRUK (HONG KONG) LIMITED
Ticker: 3808 Security ID: Y8014Z102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Dai Lixin as Director For Against Management
3B Elect Li Shaohua as Director For Against Management
3C Elect Matthias Grundler as Director For For Management
3D Elect Andreas Tostmann as Director For For Management
3E Elect Wang Dengfeng as Director For For Management
3F Elect Zhao Hang as Director For For Management
3G Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve 2023 Products Purchase For For Management
Agreement, Proposed Annual Caps and
Related Transactions
6 Approve 2021 Weichai Parts Purchase For For Management
Agreement, Proposed Annual Cap and
Related Transactions
7A Elect Li Xia as Director For Against Management
7B Authorize Board to Fix the For For Management
Remuneration of Li Xia
--------------------------------------------------------------------------------
SK BIOPHARMACEUTICALS CO., LTD.
Ticker: 326030 Security ID: Y806MN108
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Stock Option Grants For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SK CHEMICALS CO. LTD.
Ticker: 285130 Security ID: Y80661138
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Ahn Yang-ho as Outside Director For Against Management
to Serve as an Audit Committee Member
3 Amend Articles of Incorporation For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SK HOLDINGS CO., LTD.
Ticker: 034730 Security ID: Y8T642129
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Cho Dae-sik as Inside Director For Against Management
3.2 Elect Kim Seon-hui as Outside Director For For Management
4 Elect Lee Chan-geun as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SK HYNIX, INC.
Ticker: 000660 Security ID: Y8085F100
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Park Jung-Ho as Inside Director For For Management
3.1 Elect Song Ho-Keun as Outside Director For For Management
3.2 Elect Cho Hyun-Jae as Outside Director For For Management
4 Elect Yoon Tae-Hwa as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Stock Option Grants For For Management
7 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
SK INNOVATION CO., LTD.
Ticker: 096770 Security ID: Y8063L103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Kim Jung-gwan as Outside Director For For Management
3 Elect Choi Woo-seok as Outside For For Management
Director to Serve as an Audit
Committee Member
4 Approve Stock Option Grants For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SK TELECOM CO., LTD.
Ticker: 017670 Security ID: Y4935N104
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
SK TELECOM CO., LTD.
Ticker: 017670 Security ID: Y4935N104
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Stock Option Grants For For Management
4 Elect Ryu Young-sang as Inside Director For For Management
5 Elect Yoon Young-min as Outside For For Management
Director to Serve as an Audit
Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SKSHU PAINT CO., LTD.
Ticker: 603737 Security ID: Y806G4107
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Increase the Investment For For Management
Amount of the Sichuan Qionglai
Industrial Park Production Base
Project and Signing of Supplementary
Agreement
2 Approve Investment and Construction of For For Management
Production Base Project in Yingcheng
City, Hubei Province and Signing of
Investment Agreement
3 Approve Signing of Investment For For Management
Agreement with Anhui Mingguang
Economic Development Zone Management
Committee and to Invest in the
Construction of Production Base Project
--------------------------------------------------------------------------------
SKSHU PAINT CO., LTD.
Ticker: 603737 Security ID: Y806G4107
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date and For For Management
Issue Price
2.5 Approve Issue Size For For Management
2.6 Approve the Scale and Use of Raised For For Management
Funds
2.7 Approve Lock-up Period For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
7 Approve Formulation of Shareholder For For Management
Return Plan
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve to Adjust the Implementation For For Management
Content of the High-tech Materials
Comprehensive Industrial Park Project
10 Amend the Administrative Measures on For Against Management
the Use of Raised Funds
--------------------------------------------------------------------------------
SKSHU PAINT CO., LTD.
Ticker: 603737 Security ID: Y806G4107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve to Appoint Auditor For For Management
7 Approve Guarantee Provision Plan and For Against Management
Credit Line Bank Application
8 Approve External Guarantees For For Management
--------------------------------------------------------------------------------
SM INVESTMENTS CORP.
Ticker: SM Security ID: Y80676102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Minutes of Previous Annual For For Management
Stockholders' Meeting
2 Approve 2020 Annual Report For For Management
3 Ratify All Acts and Resolutions of the For For Management
Board of Directors and Management
4.1 Elect Teresita T. Sy as Director For For Management
4.2 Elect Henry T. Sy, Jr. as Director For For Management
4.3 Elect Harley T. Sy as Director For For Management
4.4 Elect Jose T. Sio as Director For For Management
4.5 Elect Frederic C. DyBuncio as Director For For Management
4.6 Elect Tomasa H. Lipana as Director For For Management
4.7 Elect Alfredo E. Pascual as Director For For Management
4.8 Elect Robert G. Vergara as Director For For Management
5 Elect SyCip Gorres Velayo & Co. as For For Management
External Auditor
6 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
SM PRIME HOLDINGS, INC.
Ticker: SMPH Security ID: Y8076N112
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
Held on June 15, 2020
2 Approve 2020 Annual Report For For Management
3 Ratify Acts of the Board of Directors For For Management
and the Management from the Date of
the Last Annual Stockholders' Meeting
up to the Date of this Meeting
4.1 Elect Henry T. Sy, Jr. as Director For For Management
4.2 Elect Hans T. Sy as Director For For Management
4.3 Elect Herbert T. Sy as Director For For Management
4.4 Elect Jeffrey C. Lim as Director For For Management
4.5 Elect Jorge T. Mendiola as Director For For Management
4.6 Elect Amando M. Tetangco, Jr. as For For Management
Director
4.7 Elect J. Carlitos G. Cruz as Director For For Management
4.8 Elect Darlene Marie B. Berberabe as For For Management
Director
5 Elect Sycip Gorres Velayo & Co. as For For Management
External Auditor
6 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
SMOORE INTERNATIONAL HOLDINGS LTD.
Ticker: 6969 Security ID: G8245V102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Chen Zhiping as Director For Against Management
3b Elect Xiong Shaoming as Director For For Management
3c Elect Wang Guisheng as Director For For Management
3d Elect Liu Jincheng as Director For For Management
3e Elect Zhong Shan as Director For For Management
3f Elect Yim Siu Wing, Simon as Director For For Management
3g Elect Liu Jie as Director For For Management
3h Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA
Ticker: SQM.B Security ID: P8716X108
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of USD 0.38 For For Management
per Share
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA
Ticker: SQM.B Security ID: P8716X108
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Share Capital via For For Management
Issuance of up to 22.44 Million New
Series B Shares with Preemptive Rights
2 Authorize Board to Set Price, Form, For For Management
Time, Procedure and other Conditions
for Placement of Shares in Connection
with Capital Increase
3 Amend Articles to Reflect Changes in For Against Management
Capital
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA
Ticker: SQM.B Security ID: P8716X108
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Designate Auditors For For Management
3 Designate Risk Assessment Companies For For Management
4 Designate Account Inspectors For For Management
5 Approve Investment Policy For For Management
6 Approve Financing Policy For For Management
7 Approve Dividends For For Management
8 Approve Remuneration of Board of For For Management
Directors and Board Committees
9 Other Business For Against Management
--------------------------------------------------------------------------------
SONGCHENG PERFORMANCE DEVELOPMENT CO., LTD.
Ticker: 300144 Security ID: Y30421104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Annual Report and Summary For For Management
4 Approve Audit Report For For Management
5 Approve Report of the Board of For For Management
Directors
6 Approve Report of the Board of For For Management
Supervisors
7 Approve Appointment of Auditor For For Management
8 Approve Provision for Asset Impairment For For Management
9.1 Elect Yang Yiqing as Director For For Management
--------------------------------------------------------------------------------
SOOCHOW SECURITIES CO., LTD.
Ticker: 601555 Security ID: Y8074Z117
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Fan Li as Director For For Shareholder
1.2 Elect Zhu Jian as Director For For Shareholder
1.3 Elect Shen Guangjun as Director For For Shareholder
1.4 Elect Zhu Jiangen as Director For For Shareholder
1.5 Elect Zheng Gang as Director For For Shareholder
1.6 Elect Ma Xiao as Director For For Shareholder
1.7 Elect Pei Ping as Director For Against Shareholder
1.8 Elect Yin Chen as Director For For Shareholder
1.9 Elect Quan Xiaofeng as Director For For Shareholder
1.10 Elect Chen Zhongyang as Director For For Shareholder
2.1 Elect Huang Yan as Supervisor For For Shareholder
2.2 Elect Liu Fan as Supervisor For For Shareholder
2.3 Elect Tang Ye as Supervisor For For Shareholder
2.4 Elect Ding Huiqin as Supervisor For For Shareholder
3.1 Approve Issuance Scale For For Management
3.2 Approve Placing Arrangement for For For Management
Shareholders
3.3 Approve Varieties of Debt Financing For For Management
Instruments
3.4 Approve Bond Maturity For For Management
3.5 Approve Interest Rate and Method of For For Management
Determination
3.6 Approve Use of Proceeds For For Management
3.7 Approve Listing of Debt Financing For For Management
Instruments
3.8 Approve Guarantee Matters For For Management
3.9 Approve Resolution Validity Period For For Management
3.10 Approve Authorization of the Board to For For Management
Handle All Related Matters
3.11 Approve Safeguard Measures of Debts For For Management
Repayment
--------------------------------------------------------------------------------
SOOCHOW SECURITIES CO., LTD.
Ticker: 601555 Security ID: Y8074Z117
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Daily Related-party For For Management
Transactions
8 Approve Proprietary Investment Scale For For Management
9 Approve Company's Eligibility for For For Management
Rights Issue
10.1 Approve Share Type and Par Value For For Management
10.2 Approve Issue Manner For For Management
10.3 Approve Base, Proportion and Number of For For Management
Shares
10.4 Approve Price and Pricing Basis For For Management
10.5 Approve Target Subscribers For For Management
10.6 Approve Use of Proceeds For For Management
10.7 Approve Issue Time For For Management
10.8 Approve Underwriting Manner For For Management
10.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
10.10 Approve Resolution Validity Period For For Management
10.11 Approve Listing Exchange For For Management
11 Approve Plan of Company's Rights Issue For For Management
Scheme
12 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
13 Approve Report on the Usage of For For Management
Previously Raised Funds
14 Approve Counter-dilution Measures in For For Management
Connection to the Company's Rights
Issue Scheme
15 Approve Authorization of Board to For For Management
Handle All Related Matters
16 Elect E Hua as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: US8436111046
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect German Larrea Mota-Velasco For WithHold Management
2 Elect Oscar Gonzalez Rocha For WithHold Management
3 Elect Vicente Artiztegui Andreve For For Management
4 Elect Alfredo Casar Perez For WithHold Management
5 Elect Enrique Castillo Sanchez Mejorada For For Management
6 Elect Xavier Garcia de Quevedo Topete For WithHold Management
7 Elect Rafael Mac Gregor Anciola For For Management
8 Elect Luis Miguel Palomino Bonilla For WithHold Management
9 Elect Gilberto Perezalonso Cifuentes For WithHold Management
10 Elect Carlos Ruiz Sacristan For WithHold Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Vicente Ariztegui For For Management
Andreve
1.4 Elect Director Enrique Castillo For For Management
Sanchez Mejorada
1.5 Elect Director Leonardo Contreras For For Management
Lerdo de Tejada
1.6 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.7 Elect Director Rafael A. Mac Gregor For For Management
Anciola
1.8 Elect Director Luis Miguel Palomino For Withhold Management
Bonilla
1.9 Elect Director Gilberto Perezalonso For For Management
Cifuentes
1.10 Elect Director Carlos Ruiz Sacristan For Withhold Management
2 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management
C. as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
SOUTHWEST SECURITIES CO LTD
Ticker: Security ID: CNE0000016P6
Meeting Date: AUG 13, 2020 Meeting Type: Special
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to Articles For For Management
2 Proposal to Provide Joint and Several For For Management
Liability Guarantees for Southwest
Securities International Securities
Limited or its Subsidiaries in Respect
of The Overseas Debt Financing
--------------------------------------------------------------------------------
SOUTHWEST SECURITIES CO., LTD.
Ticker: 600369 Security ID: Y8103U105
Meeting Date: JAN 08, 2021 Meeting Type: Special
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor and For For Management
Internal Control Auditor
--------------------------------------------------------------------------------
SOUTHWEST SECURITIES CO., LTD.
Ticker: 600369 Security ID: Y8103U105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4.1 Approve Related Party Transactions For For Management
with Various Companies
4.2 Approve Related Party Transactions For For Management
with Chongqing City Construction
Investment (Group) Co., Ltd.
4.3 Approve Related Party Transactions For For Management
with Chongqing Jiangbeizui Central
Business District Investment Group Co.
, Ltd.
4.4 Approve Related Party Transactions For For Management
with China Jianyin Investment Co., Ltd.
4.5 Approve Related Party Transactions For For Management
with Chongqing Expressway Group
Company Ltd.
4.6 Approve Related Party Transactions For For Management
with Other Related Parties
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Proprietary Investment Scale For For Management
--------------------------------------------------------------------------------
SPAR GROUP LTD.
Ticker: SPP Security ID: S8050H104
Meeting Date: FEB 16, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 September 2020
2 Elect Brett Botten as Director For For Management
3 Elect Graham O'Connor as Director For Against Management
4 Re-elect Marang Mashologu as Director For For Management
5 Reappoint PricewaterhouseCoopers Inc. For For Management
as Auditors and Appoint Thomas Howatt
as the Designated Individual Audit
Partner
6.1 Re-elect Marang Mashologu as Member of For For Management
the Audit Committee
6.2 Re-elect Harish Mehta as Member of the For For Management
Audit Committee
6.3 Re-elect Andrew Waller as Chairman of For For Management
the Audit Committee
7 Place Authorised but Unissued Shares For For Management
Under Control of Directors Pursuant to
the Employee Share Trust (2004)
8 Place Authorised but Unissued Shares For For Management
Under Control of Directors Pursuant to
the Conditional Share Plan
9 Approve Remuneration Policy For For Management
10 Approve Remuneration Implementation For For Management
Report
11 Approve Financial Assistance to For For Management
Related or Inter-related Companies
12 Approve Non-Executive Directors' Fees For For Management
--------------------------------------------------------------------------------
SPRING AIRLINES CO., LTD.
Ticker: 601021 Security ID: Y8131G102
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Matters
4 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
SPRING AIRLINES CO., LTD.
Ticker: 601021 Security ID: Y8131G102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Remuneration of Directors and For For Management
Senior Management Members
7 Approve Remuneration of Supervisors For For Management
8 Approve Daily Related-Party For For Management
Transactions
9 Approve External Guarantee Provision For For Management
Plan
10 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
11 Approve Issuance of Overseas Debt For For Management
Financing Instruments
12 Approve Shareholder Return Plan For For Management
13 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
14 Approve Methods to Assess the For For Management
Performance of Plan Participants
15 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
16 Approve Company's Eligibility for For For Management
Private Placement of Shares
17.1 Approve Share Type and Par Value For For Management
17.2 Approve Issue Manner and Issue Time For For Management
17.3 Approve Target Subscribers and For For Management
Subscription Method
17.4 Approve Issue Size For For Management
17.5 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
17.6 Approve Lock-up Period and Listing For For Management
Arrangement
17.7 Approve Amount and Use of Proceeds For For Management
17.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
17.9 Approve Listing Exchange For For Management
17.10 Approve Resolution Validity Period For For Management
18 Approve Plan on Private Placement of For For Management
Shares
19 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
20 Approve Report on the Usage of For For Management
Previously Raised Funds
21 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
22 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
SRI TRANG GLOVES (THAILAND) PUBLIC CO. LTD.
Ticker: STGT Security ID: Y813B5121
Meeting Date: APR 02, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Performance Results and For For Management
Approve Financial Statements
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Weerakorn Ongsakul as Director For For Management
4.2 Elect Viyavood Sincharoenkul as For For Management
Director
4.3 Elect Thanawan Sa-ngiamsak as Director For For Management
4.4 Elect Chia Chee Ping as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve EY Office Company Limited as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance and Offering of For For Management
Debentures
8 Other Business For Against Management
--------------------------------------------------------------------------------
SRISAWAD CORPORATION PUBLIC COMPANY LIMITED
Ticker: Security ID: TH5456010Y18
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Meeting Minutes For For Management
12 Elect Sukont Kanjana-huttakit For For Management
13 Elect Chatchai Kaewbootta For Against Management
14 Elect Weerachai Ngamdeevilaisak For For Management
15 Elect Doungchai Kaewbootta For For Management
16 Elect Kudun Sukhumananda For For Management
17 Directors' Fees For For Management
18 Appointment of Auditor and Authority For For Management
to Set Fees
19 Amendments to Articles of Association For For Management
20 Transaction of Other Business For Abstain Management
4 Results of Operations For For Management
5 Accounts and Reports For For Management
6 Allocation of Profits/Dividends For For Management
7 Issuance of Warrants w/ Preemptive For For Management
Rights
8 Reduction in Registered Capital For For Management
9 Amendments to Memorandum (Decrease in For For Management
Registered Capital)
10 Increase in Registered Capital For For Management
11 Amendments to Memorandum (Increase in For For Management
Registered Capital)
--------------------------------------------------------------------------------
SRISAWAD CORPORATION PUBLIC COMPANY LIMITED
Ticker: SAWAD Security ID: Y81387105
Meeting Date: FEB 17, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Joint Investment Transaction For Against Management
with Government Savings Bank in Fast
Money Co., Ltd.
3 Approve Joint Investment Transaction For Against Management
with Noble Development Public Company
Limited in SWP Asset Management Co.,
Ltd.
4 Amend Articles of Association For Against Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
SRISAWAD CORPORATION PUBLIC COMPANY LIMITED
Ticker: SAWAD Security ID: Y81387105
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Performance Results None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5 Approve Decrease in Registered Capital For For Management
6 Amend Memorandum of Association to For For Management
Reflect Decrease in Registered Capital
7 Approve Increase in Registered Capital For For Management
8 Amend Memorandum of Association to For For Management
Reflect Increase in Registered Capital
9.1 Elect Pharnu Kerdlarppho as Director For For Management
9.2 Elect Somyot Ngerndamrong as Director For For Management
9.3 Elect Pinit Puapan as Director For For Management
9.4 Elect Veera Veerakool as Director For For Management
9.5 Elect Tzung-Han Tsai as Director For Against Management
10 Approve Remuneration of Directors For For Management
11 Approve PricewaterhouseCoopers ABAS For For Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
12 Other Business For Against Management
--------------------------------------------------------------------------------
SSY GROUP LIMITED
Ticker: 2005 Security ID: G8406X103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Wang Yibing as Director For Against Management
2B Elect Leung Chong Shun as Director For For Management
2C Elect Feng Hao as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Final Dividend For For Management
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SSY GROUP LIMITED
Ticker: 2005 Security ID: G8406X103
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master Sale and Purchase For For Management
Agreement, Proposed Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
STANDARD BANK GROUP LTD.
Ticker: SBK Security ID: S80605140
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Paul Cook as Director For For Management
1.2 Re-elect Thulani Gcabashe as Director For For Management
1.3 Elect Xueqing Guan as Director For For Management
1.4 Re-elect Kgomotso Moroka as Director For For Management
1.5 Re-elect Atedo Peterside as Director For For Management
1.6 Re-elect Myles Ruck as Director For For Management
1.7 Re-elect Lubin Wang as Director For For Management
2.1 Reappoint KPMG Inc as Auditors For For Management
2.2 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors
3 Place Authorised but Unissued Ordinary For For Management
Shares under Control of Directors
4 Place Authorised but Unissued For For Management
Non-redeemable Preference Shares under
Control of Directors
5.1 Approve Remuneration Policy For For Management
5.2 Approve Remuneration Implementation For For Management
Report
6 Authorise Repurchase of Issued For For Management
Ordinary Share Capital
7 Authorise Repurchase of Issued For For Management
Preference Share Capital
8 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
--------------------------------------------------------------------------------
STATE BANK OF INDIA
Ticker: Security ID: INE062A01020
Meeting Date: JUL 14, 2020 Meeting Type: Special
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Issue Shares w/o For For Management
Preemptive Rights
--------------------------------------------------------------------------------
STATE BANK OF INDIA
Ticker: Security ID: INE062A01020
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
--------------------------------------------------------------------------------
STATE BANK OF INDIA
Ticker: 500112 Security ID: Y8155P103
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
--------------------------------------------------------------------------------
STO EXPRESS CO., LTD.
Ticker: 002468 Security ID: Y988B5105
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase of the Company's For For Management
Shares
2 Approve Amendments to Articles of For For Management
Association
3 Approve Provision of External Guarantee For For Management
--------------------------------------------------------------------------------
STO EXPRESS CO., LTD.
Ticker: 002468 Security ID: Y988B5105
Meeting Date: FEB 01, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Related Party and For For Management
Daily Related Party Transaction
2 Elect Jin Jianyun as Supervisor For For Management
3.1 Elect Chen Dejun as Non-Independent For For Management
Director
3.2 Elect Wang Wenbin as Non-Independent For For Management
Director
3.3 Elect Chen Haijian as Non-Independent For For Management
Director
3.4 Elect Shentu Junsheng as For For Management
Non-Independent Director
3.5 Elect Han Yongyan as Non-Independent For For Management
Director
4.1 Elect Zhang Wusheng as Independent For For Management
Director
4.2 Elect Yu Leping as Independent Director For For Management
4.3 Elect Shen Hongbo as Independent For For Management
Director
--------------------------------------------------------------------------------
STO EXPRESS CO., LTD.
Ticker: 002468 Security ID: Y988B5105
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Approve Use of Idle Funds to Invest in For Against Management
Financial Products
--------------------------------------------------------------------------------
SUL AMERICA SA
Ticker: Security ID: BRSULACDAM12
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Accounts and Reports For For Management
22 Elect Candidate as Board Member Against Management
Presented by Minority Shareholders
23 Cumulate Common and Preferred Shares Against Management
24 Elect Candidate as Board Member Against Management
Presented by Preferred Shareholders
25 Cumulate Preferred and Common Shares Against Management
26 Remuneration Policy For For Management
27 Request Establishment of Supervisory Against Management
Council
4 Allocation of Profits/Dividends For For Management
5 Board Size For For Management
6 Request Cumulative Voting Abstain Management
7 Election of Directors For For Management
8 Approve Recasting of Votes for Amended Against Management
Slate
10 Proportional Allocation of Cumulative For Abstain Management
Votes
11 Allocate Cumulative Votes to Patrick For Abstain Management
Antonio Claude de Larragoiti Lucas
20 Allocate Cumulative Votes to Walter For Abstain Management
Roberto de Oliveira Longo
12 Allocate Cumulative Votes to Carlos For Abstain Management
Infante Santos de Castro
13 Allocate Cumulative Votes to Catia For Abstain Management
Yuassa Tokoro
14 Allocate Cumulative Votes to David For Abstain Management
Lorne Levy
15 Allocate Cumulative Votes to Isabelle For Abstain Management
Rose Marie de Segur Lamoignon
16 Allocate Cumulative Votes to Jorge For Abstain Management
Hilario Gouvea Vieira
17 Allocate Cumulative Votes to Pierre For Abstain Management
Claude Perrenoud
18 Allocate Cumulative Votes to Renato For Abstain Management
Russo
19 Allocate Cumulative Votes to Romeu For Abstain Management
Cortes Domingues
21 Request Separate Election for Board Against Management
Members
--------------------------------------------------------------------------------
SUL AMERICA SA
Ticker: SULA11 Security ID: P87993120
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 11 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Patrick Antonio Claude de
Larragoiti Lucas as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Infante Santos de Castro
as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Catia Yussa Tokoro as
Independent Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect David Lorne Levy as Independent
Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Denizar Vianna Araujo as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gabriel Portella Fagundes Filho
as Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Isabelle Rose Marie de Segur
Lamoignon as Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jorge Hilario Gouvea Vieira as
Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pierre Claude Perrenoud as
Independent Director
8.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Renato Russo as Independent
Director
8.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Walter Roberto de Oliveira Longo
as Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
11 Elect Director Appointed by Minority None Abstain Shareholder
Shareholder
12 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
13 Elect Director Appointed by Preferred None Abstain Shareholder
Shareholder
14 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
15 Approve Remuneration of Company's For Against Management
Management
16 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
SUL AMERICA SA
Ticker: SULA11 Security ID: P87993120
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For For Management
for Bonus Issue
2 Amend Article 5 to Reflect Changes in For For Management
Capital
3 Amend Article 14 For For Management
4 Amend Article 21 For For Management
5 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
SUN PHARMACEUTICAL INDUSTRIES LIMITED
Ticker: 524715 Security ID: Y8523Y158
Meeting Date: MAR 16, 2021 Meeting Type: Court
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Amalgamation For For Management
--------------------------------------------------------------------------------
SUN PHARMACEUTICAL INDUSTRIES LTD.
Ticker: Security ID: INE044A01036
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Israel Makov For For Management
4 Elect Sudhir V. Valia For For Management
5 Authority to set Cost Auditor's fees For For Management
6 Payment of Remuneration to Dilip S. For For Management
Shanghvi (Promoter and Managing
Director), including Payment of
Minimum Remuneration
--------------------------------------------------------------------------------
SUNAC CHINA HOLDINGS LIMITED
Ticker: 1918 Security ID: G8569A106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A1 Elect Chi Xun as Director For For Management
3A2 Elect Sun Kevin Zheyi as Director For For Management
3A3 Elect Poon Chiu Kwok as Director For Against Management
3A4 Elect Zhu Jia as Director For For Management
3A5 Elect Yuan Zhigang as Director For For Management
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
6 Amend Existing Memorandum of For Against Management
Association and Articles of
Association and Adopt the Amended and
Restated Memorandum of Association and
Articles of Association
--------------------------------------------------------------------------------
SUNGROW POWER SUPPLY CO., LTD.
Ticker: 300274 Security ID: Y8211M102
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Shares to Specific Targets
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Basis For For Management
of Pricing and Issue Price
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan for Issuance of Shares to For For Management
Specific Targets
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares to
Specific Targets
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Counter-dilution Measures in For For Management
Connection to the Issuance of Shares
to Specific Targets
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
10 Approve Provision of Guarantee For For Management
11 Approve Provision of Financial For For Management
Assistance
--------------------------------------------------------------------------------
SUNGROW POWER SUPPLY CO., LTD.
Ticker: 300274 Security ID: Y8211M102
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Provision of Guarantees For Against Management
8 Approve Repurchase and Cancellation of For For Management
Performance Shares
9 Approve Amendments to Articles of For For Management
Association
10 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
11 Approve Guarantee Provision Plan For For Management
12 Approve Foreign Exchange Hedging For For Management
Business
13 Approve Application of Bank Credit For For Management
Lines
--------------------------------------------------------------------------------
SUNING.COM CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Usage of Raised For For Management
Funds
2 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
SUNING.COM CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: FEB 22, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
2 Approve Management Method of Employee For For Management
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
SUNING.COM CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Appointment of Auditor For For Management
8 Approve Shareholder Return Plan For For Management
9 Approve Expand Business Scope and For For Management
Amend Articles of Association
--------------------------------------------------------------------------------
SUNING.COM CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Usage of Raised Funds For For Management
--------------------------------------------------------------------------------
SUNING.COM CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Usage of Raised Funds For For Management
2 Approve Expand Business Scope and For For Management
Amend Articles of Association
--------------------------------------------------------------------------------
SUNNY OPTICAL TECHNOLOGY (GROUP) COMPANY LIMITED
Ticker: 2382 Security ID: G8586D109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Sun Yang as Director For For Management
3b Elect Feng Hua Jun as Director For Against Management
3c Elect Shao Yang Dong as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SUNWODA ELECTRONIC CO. LTD.
Ticker: Security ID: CNE100001260
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 PROVISION OF GUARANTEE FOR A For Against Management
WHOLLY-OWNED SUBSIDIARY
2 THE SECOND PHASE EMPLOYEE STOCK For Against Management
OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY
3 MANAGEMENT MEASURES FOR THE SECOND For Against Management
PHASE EMPLOYEE STOCK OWNERSHIP PLAN
4 Authorization to the Board to Handle For Against Management
Matters Regarding the Second Phase
Employee Stock Ownership Plan
5 Amendments to the Company's Articles For For Management
of Association
6 CAPITAL INCREASE IN A COMPANY BY A For For Management
WHOLLY-OWNED SUBSIDIARY
--------------------------------------------------------------------------------
SUNWODA ELECTRONIC CO., LTD.
Ticker: 300207 Security ID: Y8309D105
Meeting Date: SEP 04, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Wei as Non-Independent For For Management
Director
1.2 Elect Xiao Guangyu as Non-Independent For For Management
Director
1.3 Elect Zhou Xiaoxiong as For For Management
Non-Independent Director
1.4 Elect Zeng Di as Non-Independent For For Management
Director
2.1 Elect Zhong Mingxia as Independent For For Management
Director
2.2 Elect Liu Zhengbing as Independent For For Management
Director
2.3 Elect Zhang Jianjun as Independent For For Management
Director
3.1 Elect Yuan Huiqiong as Supervisor For For Management
3.2 Elect Liu Rongbo as Supervisor For For Management
4 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
SUNWODA ELECTRONIC CO., LTD.
Ticker: 300207 Security ID: Y8309D105
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SUNWODA ELECTRONIC CO., LTD.
Ticker: 300207 Security ID: Y8309D105
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Amend Articles of Association For For Management
3 Approve Waiver of Voluntary Share For For Management
Sales Restriction Commitment
--------------------------------------------------------------------------------
SUNWODA ELECTRONIC CO., LTD.
Ticker: 300207 Security ID: Y8309D105
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition Agreement For For Management
2 Approve Application of Credit Lines For For Management
3 Approve Foreign Exchange Hedging For For Management
Business
4 Approve Use of Idle Own Funds for Cash For For Management
Management
5 Approve Guarantee Provision for For For Management
Subsidiaries
6 Approve Issuance of Overseas Bonds by For For Management
Overseas Wholly-owned Subsidiary and
Guarantee Provision Plan
7 Approve Company's Eligibility for For For Management
Issuance of Shares to Specific Targets
8.1 Approve Share Type and Par Value For For Management
8.2 Approve Issue Manner For For Management
8.3 Approve Target Subscribers and For For Management
Subscription Method
8.4 Approve Issue Price and Pricing For For Management
Principles
8.5 Approve Issue Size For For Management
8.6 Approve Lock-up Period For For Management
8.7 Approve Listing Location For For Management
8.8 Approve Use of Proceeds For For Management
8.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
8.10 Approve Resolution Validity Period For For Management
9 Approve Plan for Issuance of Shares to For For Management
Specific Targets
10 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares to
Specific Targets
11 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
12 Approve Report on the Usage of For For Management
Previously Raised Funds
13 Approve Authorization of the Board to For For Management
Handle All Related Matters
14 Approve Shareholder Dividend Return For For Management
Plan
15 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
16 Approve Undertakings of Remedial For For Management
Measures by the Relevant Parties in
Relation to the Dilution of Current
Returns as a Result of the Issuance of
Shares to Specific Targets
17 Approve Report of the Board of For For Management
Directors
18 Approve Report of the Board of For For Management
Supervisors
19 Approve Annual Report and Summary For For Management
20 Approve Financial Statements For For Management
21 Approve Profit Distribution For For Management
22 Approve Guarantee Provision for For For Management
Controlled Subsidiaries
23 Approve External Investment For For Management
24 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
SUOFEIYA HOME COLLECTION CO LTD
Ticker: Security ID: CNE100001203
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 CONTINUATION OF THE GUARANTEE FOR A For For Management
CONTROLLED SUBSIDIARY
2 TERMINATION OF EXTERNAL INVESTMENT AND For For Management
CANCELLATION OF A SUB-SUBSIDIARY
3 Adjustment of the Investment Plan for For For Management
the East China Production Base Phase
III
--------------------------------------------------------------------------------
SUOFEIYA HOME COLLECTION CO., LTD.
Ticker: 002572 Security ID: Y29336107
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Project Investment For For Management
Intent
2 Amend External Investment Management For For Management
System
--------------------------------------------------------------------------------
SUOFEIYA HOME COLLECTION CO., LTD.
Ticker: 002572 Security ID: Y29336107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Supervisors
2 Approve Report of the Board of For For Management
Directors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Shareholder Return Plan For For Management
7 Approve Annual Report and Summary For For Management
8 Approve to Appoint Auditor For For Management
9 Approve Daily Related Party Transaction For For Management
10 Approve Use of Own Funds to Purchase For For Management
Capital Protected Bank Financial
Products
11 Approve Use of Raised Funds to For For Management
Purchase Capital Protected Bank
Financial Products
12 Approve Amendments to Articles of For For Management
Association
13 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
14 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
15 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
16 Approve External Guarantee Management For Against Management
Regulations
17 Amend Related-Party Transaction For Against Management
Management System
18 Amend Code of Conduct of Directors, For Against Management
Supervisors and Senior Executives
19 Amend Dividend Distribution Policy For Against Management
20 Amend Management System for External For Against Management
Financial Assistance
21 Amend Securities Investment Management For Against Management
System and Abolition of Risk
Investment Management System
22 Amend Working System for Independent For Against Management
Directors
23 Amend Code of Conduct for Controlling For Against Management
Shareholders and Ultimate Controller
24 Amend Implementing Rules for For Against Management
Cumulative Voting System
25 Approve Financing Amount For For Management
26 Approve External Guarantee For For Management
--------------------------------------------------------------------------------
SUPERMAX CORPORATION BERHAD
Ticker: 7106 Security ID: Y8310G105
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Approve Directors' Fees For For Management
3 Approve Directors' Benefits For For Management
4 Elect Cecile Jaclyn Thai as Director For For Management
5 Elect Albert Saychuan Cheok as Director For For Management
6 Approve RSM Malaysia as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Share Repurchase Program For For Management
9 Approve Ting Heng Peng to Continue For For Management
Office as Independent Non-Executive
Director
10 Approve Rashid Bin Bakar to Continue For For Management
Office as Independent Non-Executive
Director
--------------------------------------------------------------------------------
SURGUTNEFTEGAS PJSC
Ticker: SNGS Security ID: 868861204
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration of Directors None None Management
5 Approve Remuneration of Members of For For Management
Audit Commission
6.1 Elect Aleksandr Agarev as Director None Against Management
6.2 Elect Vladimir Bogdanov as Director None None Management
6.3 Elect Aleksandr Bulanov as Director None Against Management
6.4 Elect Ivan Dinichenko as Director None Against Management
6.5 Elect Valerii Egorov as Director None For Management
6.6 Elect Vladimir Erokhin as Director None Against Management
6.7 Elect Viktor Krivosheev as Director None Against Management
6.8 Elect Nikolai Matveev as Director None Against Management
6.9 Elect Georgii Mukhamadeev as Director None For Management
6.10 Elect Ildus Usmanov as Director None Against Management
7.1 Elect Valentina Musikhina as Member of For For Management
Audit Commission
7.2 Elect Tamara Oleinik as Member of For For Management
Audit Commission
7.3 Elect Liudmila Prishchepova as Member For For Management
of Audit Commission
8 Ratify Auditor For Against Management
--------------------------------------------------------------------------------
SUZANO SA
Ticker: SUZB3 Security ID: P8T20U187
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb AGFA, For For Management
Asapir, Paineiras, Ondurman, Facepa,
Fibria and Futuragene
2 Ratify PricewaterhouseCoopers For For Management
Auditores Independentes (PwC) as the
Independent Firm to Appraise Proposed
Transactions
3 Approve Independent Firm's Appraisals For For Management
4 Approve Absorption of AGFA, Asapir, For For Management
Paineiras, Ondurman, Facepa, Fibria
and Futuragene
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
SUZANO SA
Ticker: SUZB3 Security ID: P8T20U187
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Management Statements for For For Management
Fiscal Year Ended Dec. 31, 2020
2 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
3 Approve Treatment of Net Loss For For Management
4 Approve Remuneration of Company's For For Management
Management
5 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
SUZANO SA
Ticker: SUZB3 Security ID: P8T20U187
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Comply with New For For Management
Regulations of Novo Mercado of B3 and
Consolidate Bylaws
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
SUZHOU DONGSHAN PRECISION MANUFACTURING CO
Ticker: Security ID: CNE100000N79
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Eligibility of the Spin-off For For Management
Listing of a Company
2 Initial Public Offering and Listing on For For Management
the Chinext Board of the Above Company
3 Preplan of Spin-off Listing of the For For Management
Above Company on the Chinext Board
(revised)
4 Spin-off Listing of the Above Company For For Management
on the Chinext Board is in Compliance
with Provisions on the Pilot Project
for Domestic Spin-off Listing of
Subsidiaries of Listed Companies
5 Spin-off Listing of the Above Company For For Management
on the Chinext Board is Conducive to
Safeguarding the Legitimate Rights and
Interests of Shareholders and Creditors
6 STATEMENT ON SUSTAINABLE PROFITABILITY For For Management
AND PROSPECTS
7 The Company is Capable of Conducting For For Management
Law-based Operation
8 Authorization to the Board of For For Management
Directors and Chairman of the Board to
Handle Matters Regarding the Spin-off
Listing
--------------------------------------------------------------------------------
SUZHOU DONGSHAN PRECISION MANUFACTURING CO
Ticker: Security ID: CNE100000N79
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase of the Company's Registered For For Management
Capital
2 Amendments to the Company's Articles For For Management
of Association
3 AMENDMENTS TO THE RAISED FUNDS For Against Management
MANAGEMENT MEASURES
4 Provision of Guarantee for the For For Management
Financing Applied for to Overseas
Financial Institutions by a Company
--------------------------------------------------------------------------------
SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD.
Ticker: 002384 Security ID: Y8318L106
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
2 Approve Management Method of Employee For For Management
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD.
Ticker: 002384 Security ID: Y8318L106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor and For For Management
Payment of Remuneration
7 Approve Remuneration of Directors and For For Management
Senior Management Members
8 Approve Remuneration of Supervisors For For Management
9 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
10 Approve Bank and Financial Credit Line For For Management
Application
11.1 Approve Guarantee for Dragon For For Management
Electronix Holdings,Inc. and its
Controlled Subsidiaries
11.2 Approve Guarantee for Hong Kong For For Management
Dongshan Holding Limited
11.3 Approve Guarantee for Yancheng For For Management
Dongshan Precision Manufacturing Co.,
Ltd.
11.4 Approve Guarantee for Multek Group For For Management
(Hong Kong) Ltd. and its Controlled
Subsidiaries
11.5 Approve Guarantee for Mudong For For Management
Optoelectronics Technology Co., Ltd.
11.6 Approve Guarantee for Suzhou For For Management
Yongchuang Metal Technology Co., Ltd.
11.7 Approve Guarantee for Hong Kong For For Management
Dongshan Precision United
Optoelectronics Co., Ltd.
11.8 Approve Guarantee for Yancheng For For Management
Dongshan Communication Technology Co.,
Ltd.
11.9 Approve Guarantee for Suzhou Aifu For For Management
Electronic Communication Co., Ltd.
11.10 Approve Guarantee for Dongguan For For Management
Dongshan Precision Manufacturing Co.,
Ltd.
11.11 Approve Guarantee for Suzhou Chenggan For For Management
Precision Manufacturing Co., Ltd.
11.12 Approve Guarantee for Suzhou Dongbo For For Management
Precision Manufacturing Co., Ltd.
11.13 Approve Guarantee for Suzhou Tengran For For Management
Electrical Equipment Co., Ltd.
11.14 Approve Guarantee for Suzhou Leigete For For Management
Intelligent Equipment Co., Ltd.
11.15 Approve Guarantee for Shanghai Fushan For For Management
Precision Manufacturing Co., Ltd.
12 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
SUZHOU GOLD MANTIS CONSTRUCTION & DECORATION CO., LTD.
Ticker: 002081 Security ID: Y8315V107
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve the Purpose and Usage of the For Against Management
Shares to Be Repurchased
1.2 Approve Compliance with Relevant For Against Management
Conditions of Repurchase of Shares
1.3 Approve Manner of Share Repurchase For Against Management
1.4 Approve Price or Price Range and For Against Management
Pricing Principle of the Share
Repurchase
1.5 Approve Type, Usage, Number, For Against Management
Proportion of the Total Share Capital
and Total Capital Used for the Share
Repurchase
1.6 Approve Capital Source Used for the For Against Management
Share Repurchase
1.7 Approve Implementation Period of the For Against Management
Share Repurchase
1.8 Approve Authorization of Board to For Against Management
Handle All Related Matters
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
SUZHOU GOLD MANTIS CONSTRUCTION & DECORATION CO., LTD.
Ticker: 002081 Security ID: Y8315V107
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Credit Line Application For For Management
7 Approve Provision of Guarantee for For Against Management
Subsidiaries within the Scope of
Consolidated Statements
8 Approve Provision of Guarantee for For For Management
Business Undertake of Subsidiary
9 Approve Provision of Guarantee for For For Management
Loan of Singapore Gold Mantis Pte. Ltd.
10 Approve Bill Pool Business For Against Management
11 Approve Accounts Receivable Factoring For For Management
Business
12 Approve Financial Asset Transfer and For For Management
Repurchase Business
13 Approve Use of Own Funds to Purchase For Against Management
Financial and Trust Products
14 Approve to Appoint Financial Auditor For For Management
15 Approve Adjustment to Allowance of For For Management
Independent Directors
16 Approve Repurchase and Cancellation of For For Management
Performance Shares
17 Approve Change of Registered Capital For For Management
and Amend Articles of Association
18.1 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
18.2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
18.3 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
18.4 Amend Implementing Rules for For Against Management
Cumulative Voting System
18.5 Amend Working System for Independent For Against Management
Directors
18.6 Amend External Guarantee System For Against Management
18.7 Amend Related-Party Transaction System For Against Management
18.8 Amend Securities Investment and For Against Management
Derivatives Transaction Management
System
18.9 Amend External Investment Management For Against Management
System
--------------------------------------------------------------------------------
SYNNEX TECHNOLOGY INTERNATIONAL CORP.
Ticker: 2347 Security ID: Y8344J109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4.1 Elect Miau, Matthew Feng Chiang, a For For Management
Representative of Mei-Feng Inc, with
SHAREHOLDER NO.249508, as
Non-independent Director
4.2 Elect Tu Shu-Wu, with SHAREHOLDER NO. For For Management
99, as Non-independent Director
4.3 Elect Chou The-Chien, a Representative For For Management
of Mitac Inc., with SHAREHOLDER NO.2,
as Non-independent Director
4.4 Elect Yang Hsiang-Yun, a For For Management
Representative of Mitac Inc., with
SHAREHOLDER NO.2, as Non-independent
Director
4.5 Elect Hsuan Chien-Shen, with For For Management
SHAREHOLDER NO.A102948XXX as
Independent Director
4.6 Elect Yeh Kuang-Shih, with SHAREHOLDER For For Management
NO.U101317XXX as Independent Director
4.7 Elect Ling-Long Shen, with SHAREHOLDER For For Management
NO.X100005XXX as Independent Director
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
TAISHIN FINANCIAL HOLDINGS CO., LTD.
Ticker: 2887 Security ID: Y84086100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Issuance of New Common Shares For For Management
from Earnings
4 Approve Amendments to Articles of For For Management
Association
5 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
6.1 Elect Wu, Tong-Liang, Representative For For Management
of Chia Hao Co., Ltd, with Shareholder
NO.533102, as Non-Independent Director
6.2 Elect Wu, Cheng-Ching, Representative For For Management
of TASCO Chemical Co., Ltd, with
Shareholder NO.24482, as
Non-Independent Director
6.3 Elect Kuo, Jui-Sung, Representative of For For Management
Hsiang-Chao Co., Ltd, with Shareholder
NO.345123, as Non-Independent Director
6.4 Elect Wang, Chu-Chan, Representative For For Management
of Santo Arden Co., Ltd, with
Shareholder NO.492483, as
Non-Independent Director
6.5 Elect Lin, Yi-Fu, with Shareholder NO. For For Management
A103619XXX, as Independent Director
6.6 Elect Chang, Min-Yu, with Shareholder For For Management
NO.A221327XXX, as Independent Director
6.7 Elect Kuan, Kuo-Lin, with Shareholder For For Management
NO.D120043XXX, as Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
TAIWAN BUSINESS BANK
Ticker: 2834 Security ID: Y8414R106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendments to Articles of For For Management
Association
5.1 Elect CHIEN-HAO LIN, a Representative For Abstain Shareholder
of MINISTRY OF FINANCE with
Shareholder No. 0085515, as
Non-independent Director
5.2 Elect CHIH-CHIEN CHANG, a For Abstain Shareholder
Representative of MINISTRY OF FINANCE
with Shareholder No. 0085515, as
Non-independent Director
5.3 Elect SHIU-YEN LIN, a Representative For Abstain Shareholder
of MINISTRY OF FINANCE with
Shareholder No. 0085515, as
Non-independent Director
5.4 Elect HUNG-SHENG YU, a Representative For Abstain Shareholder
of MINISTRY OF FINANCE with
Shareholder No. 0085515, as
Non-independent Director
5.5 Elect CHIN-WEN HUANG , a For Abstain Shareholder
Representative of MINISTRY OF FINANCE
with Shareholder No. 0085515, as
Non-independent Director
5.6 Elect SHIH-YUAN TAI, a Representative For Abstain Shareholder
of BANK OF TAIWAN with Shareholder No.
0001002, as Non-independent Director
5.7 Elect WEN-CHIEH WANG, a Representative For Abstain Shareholder
of BANK OF TAIWAN with Shareholder No.
0001002, as Non-independent Director
5.8 Elect TZU-HAO TSAI, a Representative For Abstain Shareholder
of BANK OF TAIWAN with Shareholder No.
0001002, as Non-independent Director
5.9 Elect CHUN-HSIEN YEH, a Representative For Abstain Shareholder
of NATIONAL DEVELOPMENT FUND,
EXECUTIVE YUAN with Shareholder No.
0549061, as Non-independent Director
5.10 Elect MING-HUEI CHEN, a Representative For Abstain Shareholder
of TBB CORPORATE UNION with
Shareholder No. 0076436, as
Non-independent Director
5.11 Elect CHE-NAN WANG, with Shareholder None Abstain Shareholder
No. 0146685, as Non-independent
Director
5.12 Elect XIN-WU LIN with ID No. For For Shareholder
M120777XXX as Independent Director
5.13 Elect YUNG-CHENG CHUANG with ID No. For For Shareholder
A121329XXX as Independent Director
5.14 Elect JIN-LONG LIU, with ID No. For For Shareholder
D120708XXX as Independent Director
5.15 Elect SHAO-YUAN CHANG with ID No. For For Shareholder
H102025XXX as Independent Director
5.16 Elect CHIOU-MIEN LIN with ID No. For For Shareholder
A221530XXX as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors -
MINISTRY OF FINANCE
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors -
BANK OF TAIWAN
8 Approve Release of Restrictions of For For Management
Competitive Activities of Director -
Shih-Yuan Tai, Representative of Bank
of Taiwan
--------------------------------------------------------------------------------
TAIWAN CEMENT CORP.
Ticker: 1101 Security ID: Y8415D106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3.1 Elect Chang, An-Ping, a Representative For For Management
of Chia Hsin R.M.C Corp., with
Shareholder No. 20048715, as
Non-Independent Director
3.2 Elect Li, Jong-Peir, a Representative For For Management
of C. F. Koo Foundation, with
Shareholder No. 20178935, as
Non-Independent Director
3.3 Elect Chang Kang-Lung, Jason, a For For Management
Representative of Chia Hsin Cement
Corp, with Shareholder No. 20016949,
as Non-Independent Director
3.4 Elect Lo, C.M. Kenneth, a For Against Management
Representative of International CSRC
Investment Holdings Co., Ltd., with
Shareholder No. 20055830, as
Non-Independent Director
3.5 Elect Wang, Por-Yuan, a Representative For For Management
of Fu Pin Investment Co., Ltd., with
Shareholder No. 20420701, as
Non-Independent Director
3.6 Elect Koo, Kung-Yi, a Representative For For Management
of Tai Ho Farming Co., Ltd., with
SHAREHOLDER NO.20040219, as
Non-Independent Director
3.7 Elect Chen, Chi-Te, a Representative For For Management
of Chia Hsin Cement Corp., with
SHAREHOLDER NO.20016949, as
Non-Independent Director
3.8 Elect Hsieh, Chi-Chia, a For For Management
Representative of Fu Pin Investment Co.
, Ltd., with SHAREHOLDER NO.20420701,
as Non-Independent Director
3.9 Elect Wen, Chien, a Representative of For For Management
Heng Qiang Investment Co., Ltd., with
SHAREHOLDER NO.20420700, as
Non-Independent Director
3.10 Elect Tsai, Chih-Chung, a For For Management
Representative of Heng Qiang
Investment Co., Ltd., with SHAREHOLDER
NO.20420700, as Non-Independent
Director
3.11 Elect Chiao, Yu-Cheng with ID No. For For Management
A120667XXX as Independent Director
3.12 Elect Wang, Victor with ID No. For For Management
Q100187XXX as Independent Director
3.13 Elect Chou, Ling-Tai Lynette (Chou For For Management
Ling Tai), with SHAREHOLDER NO.
20180174 as Independent Director
3.14 Elect Lin, Mei-Hwa, with ID No. For For Management
F201284XXX as Independent Director
3.15 Elect Lin, Shiou-Ling, with ID No. For For Management
A202924XXX as Independent Director
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
TAIWAN COOPERATIVE FINANCIAL HOLDING CO., LTD.
Ticker: 5880 Security ID: Y8374C107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
TAIWAN HIGH SPEED RAIL CORP.
Ticker: 2633 Security ID: Y8421F103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Guidelines for Corporate For For Management
Governance
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
--------------------------------------------------------------------------------
TAIWAN MOBILE CO., LTD.
Ticker: 3045 Security ID: Y84153215
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Cash Return Out of Capital For For Management
Surplus
4 Approve Amendments to Articles of For For Management
Association
5 Approve Release of Restrictions of For For Management
Competitive Activities of Director
Daniel M. Tsai
6 Approve Release of Restrictions of For For Management
Competitive Activities of Director
Chris Tsai
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
3 Approve Issuance of Restricted Stocks For For Management
4.1 Elect Mark Liu, with Shareholder No. For For Management
10758, as Non-independent Director
4.2 Elect C.C. Wei, with Shareholder No. For For Management
370885, as Non-independent Director
4.3 Elect F.C. Tseng, with Shareholder No. For For Management
104, as Non-independent Director
4.4 Elect Ming Hsin Kung. a Representative For For Management
of National Development Fund,
Executive Yuan, with Shareholder No.
1, as Non-independent Director
4.5 Elect Peter L. Bonfield, with For For Management
Shareholder No. 504512XXX, as
Independent Director
4.6 Elect Kok Choo Chen, with Shareholder For For Management
No. A210358XXX, as Independent Director
4.7 Elect Michael R. Splinter, with For For Management
Shareholder No. 488601XXX, as
Independent Director
4.8 Elect Moshe N. Gavrielov, with For For Management
Shareholder No. 505930XXX, as
Independent Director
4.9 Elect Yancey Hai, with Shareholder No. For For Management
D100708XXX, as Independent Director
4.10 Elect L. Rafael Reif, with Shareholder For For Management
No. 545784XXX, as Independent Director
--------------------------------------------------------------------------------
TANGSHAN JIDONG CEMENT CO. LTD.
Ticker: 000401 Security ID: Y8534M102
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kong Qinghui as Non-independent For Against Shareholder
Director
1.2 Elect Liu Yu as Non-independent For For Shareholder
Director
1.3 Elect Zhou Chengwei as Non-independent For For Shareholder
Director
1.4 Elect Li Yan as Non-independent For For Shareholder
Director
1.5 Elect Ren Qianjin as Non-independent For Against Shareholder
Director
1.6 Elect Liu Sumin as Non-independent For Against Shareholder
Director
2.1 Elect Kong Xiangzhong as Independent For For Shareholder
Director
2.2 Elect Yao Yi as Independent Director For For Shareholder
2.3 Elect Wu Peng as Independent Director For For Shareholder
3.1 Elect Tian Dachun as Supervisor For For Shareholder
3.2 Elect Yang Beifang as Supervisor For For Shareholder
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Supervisors For For Management
6 Approve Related Party Transaction For For Management
7 Approve Deposit Transactions with BBMG For For Management
Finance Co., Ltd.
8 Approve Loan Transactions with BBMG For For Management
Finance Co., Ltd.
9 Approve Provision of Financial For For Management
Assistance
--------------------------------------------------------------------------------
TANGSHAN JIDONG CEMENT CO. LTD.
Ticker: 000401 Security ID: Y8534M102
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Financial Auditors For For Management
and to Fix Their Remuneration
7 Approve to Appoint Internal Control For For Management
Auditor and to Fix Their Remuneration
8 Approve Remuneration of For For Management
Non-Independent Directors
9 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LIMITED
Ticker: 532540 Security ID: Y85279100
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Buyback of Equity Shares For For Management
--------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LIMITED
Ticker: 532540 Security ID: Y85279100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividends and Declare For For Management
Final Dividend
3 Reelect N Chandrasekaran as Director For For Management
--------------------------------------------------------------------------------
TATA CONSUMER PRODUCTS LIMITED
Ticker: 500800 Security ID: Y85484130
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
2 Accept Consolidated Financial For For Management
Statements
3 Approve Dividend For For Management
4 Reelect N. Chandrasekaran as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
6 Elect P. B. Balaji as Director For For Management
--------------------------------------------------------------------------------
TATA CONSUMER PRODUCTS LTD.
Ticker: Security ID: INE192A01025
Meeting Date: JUL 06, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports (Standalone) For For Management
2 Accounts and Reports (Consolidated) For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Harish Bhat For For Management
5 Authority to Set Cost Auditor's Fees For For Management
6 Elect and Appoint Sunil Alaric D'Souza For For Management
(Managing Director and CEO); Approve
Remuneration
--------------------------------------------------------------------------------
TATA MOTORS LIMITED
Ticker: 500570 Security ID: Y85740267
Meeting Date: MAR 05, 2021 Meeting Type: Court
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
TATA STEEL LIMITED
Ticker: 500470 Security ID: Y8547N139
Meeting Date: MAR 26, 2021 Meeting Type: Court
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Amalgamation For For Management
--------------------------------------------------------------------------------
TATA STEEL LIMITED
Ticker: 500470 Security ID: Y8547N139
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Dividend For For Management
4 Reelect Saurabh Agrawal as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
TATA STEEL LTD.
Ticker: Security ID: INE081A01012
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: AUG 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports (Standalone) For For Management
2 Accounts and Reports (Consolidated) For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect N. Chandrasekaran For For Management
5 Authority to Set Cost Auditor's Fees For For Management
6 Directors' Commission For For Management
--------------------------------------------------------------------------------
TATNEFT PJSC
Ticker: TATN Security ID: 876629205
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Six Months of Fiscal 2020
--------------------------------------------------------------------------------
TATNEFT PJSC
Ticker: TATN Security ID: 876629205
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends
4.1 Elect Fanil Agliullin as Director None Against Management
4.2 Elect Radik Gaizatullin as Director None Against Management
4.3 Elect Laszlo Gerecs as Director None For Management
4.4 Elect Larisa Glukhova as Director None Against Management
4.5 Elect Iurii Levin as Director None For Management
4.6 Elect Nail Maganov as Director None Against Management
4.7 Elect Albert Nafigin as Director None Against Management
4.8 Elect Rafail Nurmukhametov as Director None Against Management
4.9 Elect Valerii Sorokin as Director None Against Management
4.10 Elect Nurislam Siubaev as Director None Against Management
4.11 Elect Shafagat Takhautdinov as Director None Against Management
4.12 Elect Rustam Khalimov as Director None Against Management
4.13 Elect Rais Khisamov as Director None Against Management
4.14 Elect Rene Steiner as Director None Against Management
5.1 Elect Marsel Abdullin as Member of For For Management
Audit Commission
5.2 Elect Kseniia Borzunova as Member of For For Management
Audit Commission
5.3 Elect Ilnur Gabidullin as Member of For For Management
Audit Commission
5.4 Elect Guzal Gilfanova as Member of For For Management
Audit Commission
5.5 Elect Tatiana Malakhova as Member of For For Management
Audit Commission
5.6 Elect Liliia Rakhimzianova as Member For For Management
of Audit Commission
5.7 Elect Ramil Khairullin as Member of For For Management
Audit Commission
5.8 Elect Ravil Sharifullin as Member of For For Management
Audit Commission
6 Ratify Auditor For For Management
--------------------------------------------------------------------------------
TCL TECHNOLOGY GROUP CORP.
Ticker: 000100 Security ID: Y8549C107
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For Against Management
Instruments in the Inter-bank Bond
Market
2 Approve Matters Related to the For For Management
Issuance of Asset Securitization
Products
3 Approve Adjustment on Guarantee For For Management
Provision Plan
4 Approve Amendments to Articles of For For Management
Association
5 Approve Adjustment on Performance For For Management
Share Incentive Plan and Draft and
Summary of Phase 2 Global Create
Enjoyment Plan
6 Approve Adjustment on Performance For For Management
Share Incentive Plan and Methods to
Assess the Performance of Plan
Participants
7 Approve Draft and Summary on Phase 3 For Against Management
Global Partner Program
8 Approve Management System of Phase 3 For Against Management
Global Partner Program
9 Approve Authorization of the Board to For Against Management
Handle All Related Matters
10.1 Approve Overview of Raising Supporting For For Management
Funds
10.2 Approve Type, Par Value and Listing For For Management
Location
10.3 Approve Target Subscribers For For Management
10.4 Approve Pricing Reference Date and For For Management
Issue Price
10.5 Approve Issue Manner For For Management
10.6 Approve Issue Size For For Management
10.7 Approve Lock-Up Period Arrangement For For Management
10.8 Approve Type, Par Value and Listing For For Management
Location after Conversion
10.9 Approve Target Subscribers and For For Management
Subscription Method
10.10 Approve Issuance Method For For Management
10.11 Approve Issue Number For For Management
10.12 Approve Conversion Price For For Management
10.13 Approve Source of Conversion Shares For For Management
10.14 Approve Bond Maturity For For Management
10.15 Approve Bond Interest Rates For For Management
10.16 Approve Conversion Period For For Management
10.17 Approve Lock-Up Period For For Management
10.18 Approve Method for Determining the For For Management
Number of Shares for Conversion and
Method on Handling Fractional Shares
Upon Conversion
10.19 Approve Principal and Interest Payments For For Management
10.20 Approve Conditional Mandatory For For Management
Conversion Clause
10.21 Approve Conditional Resale Clause For For Management
10.22 Approve Terms for Downward Adjustment For For Management
of Conversion Price
10.23 Approve Terms for Upward Adjustment of For For Management
Conversion Price
10.24 Approve Conditional Redemption Clause For For Management
10.25 Approve Guarantee and Rating For For Management
10.26 Approve Other Matters For For Management
10.27 Approve Use of Proceeds For For Management
10.28 Approve Resolution Validity Period For For Management
11 Approve Adjustment of the Transaction For For Management
Plan Does Not Constitute as Major
Adjustment of the Restructuring Plan
12 Approve Termination of Strategic For For Management
Cooperation Agreements, Conditional
Share Subscription Agreements and
their Supplementary Agreements,
Conditional Convertible Corporate Bond
Subscription Agreements and their
Supplements
13 Approve Report (Revised Draft) and For For Management
Summary on Company's Acquisition by
Cash Payment and Issuance of Shares
and Convertible Corporate Bonds as
well as Raising Supporting Funds
14 Approve Relevant Audit Report and Pro For For Management
Forma Review Report
15 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
16 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
17 Approve Transaction Complies with For For Management
Article 11 and Article 43 of the
Management Approach Regarding Major
Asset Restructuring of Listed Companies
18 Approve Transaction Does not For For Management
Constitute as Major Asset
Restructuring and Article 13 of the
Management Approach Regarding Major
Asset Restructuring of Listed Companies
--------------------------------------------------------------------------------
TCL TECHNOLOGY GROUP CORP.
Ticker: 000100 Security ID: Y8549C107
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Li Dongsheng as Non-Independent For For Shareholder
Director
1.2 Elect Liang Weihua as Non-Independent For For Shareholder
Director
1.3 Elect Du Juan as Non-Independent For For Shareholder
Director
1.4 Elect Jin Xuzhi as Non-Independent For For Shareholder
Director
1.5 Elect Liao Qian as Non-Independent For For Shareholder
Director
1.6 Elect Shen Haoping as Non-Independent For For Shareholder
Director
2.1 Elect Gan Yong as Independent Director For For Shareholder
2.2 Elect Chen Shiyi as Independent For For Shareholder
Director
2.3 Elect Wan Liangyong as Independent For For Shareholder
Director
2.4 Elect Liu Xunci as Independent Director For For Shareholder
3.1 Elect He Zhuohui as Supervisor For For Shareholder
3.2 Elect Qiu Haiyan as Supervisor For For Shareholder
4 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
TCL TECHNOLOGY GROUP CORP.
Ticker: 000100 Security ID: Y8549C107
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition For For Management
2 Approve Adjustment of Securities For Against Management
Investment and Financial Management
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
TCL TECHNOLOGY GROUP CORP.
Ticker: 000100 Security ID: Y8549C107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in the Construction For For Management
of Guangzhou Huaxing's 8.6th
Generation Oxide Semiconductor New
Display Device Production Line Project
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Report For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Profit Distribution For For Management
8 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
9 Approve Daily Related Party For For Management
Transactions
10 Approve Financial Services Agreement For Against Management
11 Approve Provision of Guarantees For For Management
12 Approve Matters Related to Securities For Against Management
Investment and Financial Management
13 Approve Company's Eligibility for For For Management
Private Placement of Shares
14.1 Approve Share Type and Par Value For For Management
14.2 Approve Issue Manner For For Management
14.3 Approve Target Subscribers and For For Management
Subscription Method
14.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Principle
14.5 Approve Issue Size For For Management
14.6 Approve Lock-up Period For For Management
14.7 Approve Listing Exchange For For Management
14.8 Approve Use of Proceeds For For Management
14.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
14.10 Approve Resolution Validity Period For For Management
15 Approve Plan for Private Placement of For For Management
Shares
16 Approve Report on the Usage of For For Management
Previously Raised Funds
17 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
18 Approve Impact of Dilution of Current For For Management
Returns and the Relevant Measures to
be Taken
19 Approve Authorization of the Board to For For Management
Handle All Related Matters
20 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
TCL TECHNOLOGY GROUP CORP.
Ticker: 000100 Security ID: Y8549C107
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Elect Liu Kun as Non-independent For For Shareholder
Director
3 Approve Provision of Guarantees For For Management
--------------------------------------------------------------------------------
TCL TECHNOLOGY GROUP CORP.
Ticker: 000100 Security ID: Y8549C107
Meeting Date: JUN 07, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Equity and Related For For Management
Party Transactions
2 Approve Development of Accounts For For Management
Receivable Factoring Business and
Related Party Transactions
--------------------------------------------------------------------------------
TCL TECHNOLOGY GROUP CORPORATION
Ticker: Security ID: CNE000001GL8
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 PARTICIPATION IN THE PUBLIC DELISTING For For Management
AND ACQUISITION OF 100 PERCENT
EQUITIES IN A COMPANY
--------------------------------------------------------------------------------
TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: SEP 23, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Green Short-term For For Management
Commercial Papers
2 Approve Issuance of Medium-term Notes For For Management
3 Approve Issuance of Super Short-term For For Management
Commercial Papers
4 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction with For For Management
Xinjiang TBEA Group Co., Ltd.
2 Approve Related Party Transaction with For Against Management
Xinjiang Joinworld Co., Ltd.
--------------------------------------------------------------------------------
TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in the Construction For For Management
of High-purity Polysilicon Green
Energy Recycling Economic Construction
Project
--------------------------------------------------------------------------------
TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renewable Debt Financing Plan For For Management
--------------------------------------------------------------------------------
TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
5 Approve Report of the Independent For For Management
Directors
6 Approve Annual Report and Summary For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Hedging and Forward Foreign For For Management
Exchange Transactions
9 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
TECH MAHINDRA LTD.
Ticker: Security ID: INE669C01036
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports (Standalone) For For Management
2 Accounts and Reports (Consolidated) For For Management
3 Allocation of Profits/Dividends For For Management
(Confirmation of Interim Dividends;
Allocation of Final Dividends)
4 Elect Chander P. Gurnani For For Management
5 Elect Anish Dilip Shah For For Management
--------------------------------------------------------------------------------
TELECOM ARGENTINA SA
Ticker: TECO2 Security ID: 879273209
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Approve Total or Partial Decrease of None Against Shareholder
Discretionary Reserve for Future Cash
Dividends and or Discretionary Reserve
to Maintain Investment and Solvency
Levels; Approve Distribution of
Dividends in Cash and or Kind
--------------------------------------------------------------------------------
TELECOM ARGENTINA SA
Ticker: TECO2 Security ID: 879273209
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Amend Article 10 Re: Representatives For For Management
to Carry out Approval and Registration
of this Amendment
--------------------------------------------------------------------------------
TELECOM ARGENTINA SA
Ticker: TECO2 Security ID: 879273209
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports Including English
Version
3 Approve Treatment of Net Loss of ARS 5. For For Management
72 Billion
4 Consider Discharge of Directors and For For Management
Internal Statutory Auditors Committee
5 Consider Remuneration of Directors in For For Management
the Amount of ARS 252.59 Million
6 Authorize Advance Remuneration to For For Management
Directors
7 Consider Remuneration of Internal For For Management
Statutory Auditors Committee in the
Amount of ARS 13.9 Million
8 Authorize Advance Remuneration to For For Management
Internal Statutory Auditors Committee
9 Fix Number of Directors For Against Management
10 Elect Directors For Against Management
11 Elect Alternate Directors For Against Management
12 Elect Five Principal Members of For For Management
Internal Statutory Auditors Committee
13 Fix Number of and Elect Alternate For For Management
Members of Internal Statutory Auditors
Committee
14 Approve Remuneration of Auditors for For For Management
FY 2020
15 Approve Price Waterhouse&Co. S.R.L. as For For Management
Auditors for FY 2021 and Fix Their
Remuneration
16 Consider Budget for Audit Committee in For For Management
the Amount of ARS 10.77 Million
--------------------------------------------------------------------------------
TELEFONICA BRASIL SA
Ticker: VIVT4 Security ID: P9T369168
Meeting Date: OCT 01, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of All Preferred For For Management
Shares into Common Shares at Ratio of
1:1
2 Ratify Amendment of Article 9 For For Management
--------------------------------------------------------------------------------
TELEFONICA BRASIL SA
Ticker: VIVT3 Security ID: P9T369176
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3.1 Elect Cremenio Medola Netto as Fiscal For For Management
Council Member and Juarez Rosa da
Silva as Alternate
3.2 Elect Charles Edwards Allen as Fiscal For For Management
Council Member and Stael Prata Silva
Filho as Alternate
4 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
TELEKOM MALAYSIA BERHAD
Ticker: 4863 Security ID: Y8578H118
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Siti Zauyah Md Desa as Director For For Management
2 Elect Anis Rizana Mohd Zainudin @ Mohd For For Management
Zainuddin as Director
3 Elect Shazril Imri Mokhtar as Director For For Management
4 Elect Mohd Naim Daruwish as Director For For Management
5 Elect Hisham Zainal Mokhtar as Director For For Management
6 Elect Suhendran Sockanathan as Director For For Management
7 Approve Directors' Fees For For Management
8 Approve Directors' Benefits For For Management
9 Approve Ernst & Young PLT (EY) as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of New Ordinary For For Management
Shares Under the Dividend Reinvestment
Scheme
11 Approve Implementation of Existing For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Axiata
Group Berhad and its Subsidiaries
(Axiata Group)
12 Approve Implementation of Existing For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Tenaga
Nasional Berhad and its Subsidiaries
(TNB Group)
--------------------------------------------------------------------------------
TELESITES SAB DE CV
Ticker: SITESB.1 Security ID: P90355135
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Restructuring Plan For Against Management
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
TELESITES SAB DE CV
Ticker: SITESB.1 Security ID: P90355135
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve CEO's Report Including For For Management
External Auditor's Report and Board's
Opinion on CEO's Report
1.2 Approve Board Report on Principal For For Management
Accounting Policies and Criteria
Followed in Preparation of Financial
Information
1.3 Approve Report on Activities and For For Management
Operations Undertaken by Board
1.4 Approve Consolidated Financial For For Management
Statements
1.5 Approve Audit and Corporate Practices For For Management
Committee's Report
2 Approve Allocation of Income For For Management
3 Elect or Ratify Directors and Company For Against Management
Secretary and Deputy Secretary; Verify
Independence of Directors
4 Approve Remuneration of Directors and For For Management
Company Secretary and Deputy Secretary
5 Elect or Ratify Members of Audit and For Against Management
Corporate Practices Committee
6 Approve Remuneration of Audit and For For Management
Corporate Practices Committee
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
TELESITES SAB DE CV
Ticker: SITESB.1 Security ID: P90355135
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of Treasury For For Management
Shares and Consequently Amend Articles
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
TENAGA NASIONAL BERHAD
Ticker: 5347 Security ID: Y85859109
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Juniwati Rahmat Hussin as For For Management
Director
2 Elect Gopala Krishnan K. Sundaram as For For Management
Director
3 Elect Asri bin Hamidin @ Hamidon as For For Management
Director
4 Elect Nawawi bin Ahmad as Director For For Management
5 Elect Rawisandran a/l Narayanan as For For Management
Director
6 Elect Baharin bin Din as Director For For Management
7 Approve Directors' Fees For For Management
8 Approve Directors' Benefits (Excluding For For Management
Directors' Fees)
9 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Grant and Allotment of Shares For Against Management
to Baharin bin Din Under the Long Term
Incentive Plan
11 Approve Grant and Allotment of Shares For Against Management
to Noor Liyana binti Baharin Under the
Long Term Incentive Plan
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yang Siu Shun as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Special
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Plan of China For Against Management
Literature Limited
--------------------------------------------------------------------------------
THAI OIL PUBLIC COMPANY LIMITED
Ticker: TOP Security ID: Y8620B119
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restructure of the For For Management
Shareholding in Power Business and
Entire Business Transfer from Thaioil
Power Company Limited
2 Other Business For Against Management
--------------------------------------------------------------------------------
THAI OIL PUBLIC COMPANY LIMITED
Ticker: TOP Security ID: Y8620B119
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results and For For Management
Approve Financial Statements
2 Approve Dividend Payment For For Management
3 Approve Remuneration of Directors For For Management
4 Approve PricewaterhouseCoopers ABAS For Against Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
5.1 Elect Supot Teachavorasinskun as For For Management
Director
5.2 Elect Wirat Uanarumit as Director For For Management
5.3 Elect Prasert Sinsukprasert as Director For For Management
5.4 Elect Pasu Decharin as Director For For Management
5.5 Elect Sompop Pattanariyankool as For For Management
Director
6 Other Business For Against Management
--------------------------------------------------------------------------------
THAI UNION GROUP PUBLIC CO. LTD.
Ticker: TU Security ID: Y8730K116
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Annual Report and Acknowledge None None Management
Operational Results
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income For For Management
5.1 Elect Thiraphong Chansiri as Director For For Management
5.2 Elect Chuan Tangchansiri as Director For For Management
5.3 Elect Thamnoon Ananthothai as Director For Against Management
5.4 Elect Nart Liuchareon as Director For For Management
6 Approve Remuneration for the Year 2020 For For Management
and Bonus of Directors for the Year
2019
7 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
8.1 Amend Articles 24 and 25 of the For For Management
Articles of Association
8.2 Amend Article 27 of the Articles of For For Management
Association
8.3 Amend Article 31 of the Articles of For For Management
Association
9 Amend Company's Objectives and Amend For For Management
Memorandum of Association
10 Other Business None None Management
--------------------------------------------------------------------------------
THAI UNION GROUP PUBLIC CO. LTD.
Ticker: TU Security ID: Y8730K116
Meeting Date: APR 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Annual Report and None None Management
Operational Results
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income For For Management
5.1 Elect Kraisorn Chansiri as Director For Against Management
5.2 Elect Rittirong Boonmechote as Director For For Management
5.3 Elect Kirati Assakul as Director For For Management
5.4 Elect Ravinder Singh Grewal Sarbjit S For For Management
as Director
6 Approve Remuneration and Bonus of For For Management
Directors
7 Approve Price Water House Coopers ABAS For For Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
8 Amend Memorandum of Association Re: For For Management
Company's Business Objectives
9 Approve Offering of New Ordinary For For Management
Shares of Thai Union Feedmill PCL to
Its Directors, Executives and Employees
10 Other Business None None Management
--------------------------------------------------------------------------------
THE BIDVEST GROUP LTD.
Ticker: BVT Security ID: S1201R162
Meeting Date: NOV 27, 2020 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Eric Diack as Director For For Management
1.2 Re-elect Gillian McMahon as Director For For Management
1.3 Re-elect Alex Maditse as Director For For Management
2.1 Elect Myles Ruck as Director For For Management
2.2 Elect Zukie Siyotula as Director For For Management
3 Reappoint PricewaterhouseCoopers Inc. For For Management
as Auditors of the Company with Craig
West as the Individual Registered
Auditor
4.1 Re-elect Eric Diack as Member of the For For Management
Audit Committee
4.2 Re-elect Renosi Mokate as Member of For For Management
the Audit Committee
4.3 Elect Zukie Siyotula as Member of the For For Management
Audit Committee
4.4 Re-elect Norman Thomson as Member of For For Management
the Audit Committee
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6 Authorise Board to Issue Shares for For For Management
Cash
7 Approve Payment of Dividend by Way of For For Management
Pro Rata Reduction of Share Capital or
Share Premium
8 Approve Ratification Relating to For For Management
Personal Financial Interest Arising
From Multiple Offices in the Group
9 Authorise Ratification of Approved For For Management
Resolutions
1 Approve Remuneration Policy For For Management
2 Approve Implementation of Remuneration For For Management
Policy
1 Adopt New Memorandum of Incorporation For For Management
2 Approve Remuneration of Non-Executive For For Management
Directors
3 Authorise Repurchase of Issued Share For For Management
Capital
4 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
--------------------------------------------------------------------------------
THE CHEMICAL WORKS OF GEDEON RICHTER PLC
Ticker: RICHT Security ID: X3124S107
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agenda of Meeting None None Management
2 Authorize Company to Produce Sound and None None Management
Video Recording of Meeting Proceedings
3 Elect Chairman and Other Meeting None None Management
Officials
4 Approve Consolidated Financial None None Management
Statements
5 Approve Management Board Report on None None Management
Company's Operations, Business Policy,
and Financial Standing
6 Approve Financial Statements None None Management
7 Approve Allocation of Income and None None Management
Dividends of HUF 225 per Share
8 Approve Company's Corporate Governance None None Management
Statement
9 Amend Bylaws Re: Board of Directors None None Management
10 Approve Report on Share Repurchase None None Management
Program
11 Authorize Share Repurchase Program None None Management
12 Reelect Balint Szecsenyi as Management None None Management
Board Member
13 Reelect Anett Pandurics as Management None None Management
Board Member
14 Elect Nandor Pal Acs as Management None None Management
Board Member
15 Elect Laszlo Szabo as Management Board None None Management
Member
16 Reelect Attila Chikan as Supervisory None None Management
Board Member
17 Reelect Jonathan Robert Bedros as None None Management
Supervisory Board Member
18 Elect Zoltan Matos as Supervisory None None Management
Board Member
19 Elect Livia Pavlik as Supervisory None None Management
Board Member
20 Elect Krisztina Gal as Supervisory None None Management
Board Member
21 Elect Peter Mueller as Supervisory None None Management
Board Member
22 Reelect Attila Chikan as Audit None None Management
Committee Member
23 Elect Zoltan Matos and Dr. Livia None None Management
Pavlik as Audit Committee Members
24 Approve Remuneration of Management None None Management
Board Members
25 Approve Remuneration of Management None None Shareholder
Board Members
26 Approve Remuneration of Supervisory None None Management
Board Members
27 Approve Auditor's Remuneration None None Management
28 Transact Other Business None None Management
--------------------------------------------------------------------------------
THE COMPANY FOR COOPERATIVE INSURANCE
Ticker: 8010 Security ID: M7225K105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
6 Approve Remuneration of Directors of For For Management
SAR 5,162,500 for FY 2020
7 Approve Corporate Governance Charter For For Management
8 Amend Audit Committee Charter For For Management
9 Approve Dividends of SAR 0.8 per Share For For Management
for FY 2020
10 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
11 Approve Related Party Transactions For For Management
with Public Pension Agency Re:
Insurance Policies
12 Approve Related Party Transactions For For Management
with Tawuniya Real Estate investment
Company Re: Insurance Policies
13 Approve Related Party Transactions For For Management
with Tawuniya Real Estate investment
Company Re: Rental Contract
14 Approve Related Party Transactions For For Management
with Saudi Investment Bank Re:
Insurance Policies
15 Approve Related Party Transactions For For Management
with United Insurance Company Re:
Insurance Policies
16 Approve Related Party Transactions For For Management
with United Insurance Company Re:
Insurance Claims
17 Approve Related Party Transactions For For Management
with National Consulting House Company
Re: Insurance Policies
18 Approve Related Party Transactions For For Management
with Saudi Entertainment Ventures
Company Re: Insurance Policies
19 Approve Related Party Transactions For For Management
with Tahakom Group Re: Insurance
Policies
20 Approve Related Party Transactions For For Management
with Al Essa Trading Company Re:
Insurance Policies
21 Approve Related Party Transactions For For Management
with Umm Alqura Cement Company Re:
Insurance Policies
22 Approve Related Party Transactions For For Management
with Saudi Railways Company Re:
Insurance Policies
23 Approve Related Party Transactions For For Management
with Flyadeal Re: Insurance Policies
24 Approve Related Party Transactions For For Management
with General Organization for Social
Insurance Re: Insurance Policies
25 Approve Related Party Transactions For Against Management
with General Organization for Social
Insurance Re: Service Agreement
26 Approve Related Party Transactions For For Management
with Jabal Omar Development Company
Re: Insurance Policies
27 Approve Related Party Transactions For For Management
with Raza Company Re: Insurance
Policies
28 Approve Related Party Transactions For For Management
with Raza Company Re: Rental Contract
29 Approve Related Party Transactions For For Management
with Saudi Stock Exchange Re:
Insurance Policies
30 Approve Related Party Transactions For Against Management
with Saudi Stock Exchange Re: Service
Agreement
31 Approve Related Party Transactions For For Management
with Waseel Company Re: Insurance
Policies
32 Approve Related Party Transactions For Against Management
with Waseel Company Re: Service
Agreement
--------------------------------------------------------------------------------
THE GULF BANK OF KUWAIT
Ticker: GBK Security ID: M5246Y104
Meeting Date: MAR 27, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2020
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2020
3 Approve Special Report on Penalties For Did Not Vote Management
and Violations
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2020
5 Approve Transfer of 10 Percent of Net For Did Not Vote Management
Income of KWD 3,029,000 to Statutory
Reserve
6 Approve Dividends of KWD 0.005 Per For Did Not Vote Management
Share for FY 2020
7 Approve Remuneration of Directors of For Did Not Vote Management
KWD 113,542 for FY 2020
8 Authorize Share Repurchase Program of For Did Not Vote Management
Up to 10 Percent of Issued Share
Capital
9 Authorize Issuance of For Did Not Vote Management
Bonds/Debentures/Sukuk and Authorize
Board to Set Terms of Issuance
10 Approve Directors' Loans For Did Not Vote Management
11 Approve Related Party Transactions for For Did Not Vote Management
FY 2020 and FY 2021
12 Approve Discharge of Directors for FY For Did Not Vote Management
2020
13 Elect Directors (Bundled) For Did Not Vote Management
14 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2021
--------------------------------------------------------------------------------
THE NATIONAL COMMERCIAL BANK CJSC
Ticker: 1180 Security ID: M7S2CL107
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Bylaws For For Management
2.1 Approve Merger Agreement Re: The For For Management
National Commercial Bank and Samba
Financial Group
2.2 Approve Issue Shares from SAR For For Management
30,000,000,000 to SAR 44,780,000,000
2.3 Amend Articles of Bylaws Related to For For Management
the Merger Agreement
2.4 Authorize Board or a Delegate of the For For Management
Board to Ratify and Execute Approved
Resolutions
--------------------------------------------------------------------------------
THE SAUDI BRITISH BANK
Ticker: 1060 Security ID: M8234F111
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
6 Approve Remuneration of Directors of For For Management
SAR 5,091,011 for FY 2020
7 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
8 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
9 Amend Article 12 of Bylaws Re: For For Management
Purchase of Own Shares and Allocating
it to Employees
10 Amend Article 13 of Bylaws Para 1 Re: For For Management
Capital Increase
11 Amend Article 13 of Bylaws Para 2 Re: For For Management
Capital Increase
12 Amend Article 13 Para 3 Re: Shares For For Management
Pre-emption Right
13 Amend Article 14 of Bylaws Re: Capital For For Management
Decrease
14 Amend Article 17 of Bylaws Re: For For Management
Composition of the Board
15 Amend Article 22 of Bylaws Para 1 Re: For For Management
Designating Chairman, Vice-Chairman
and Managing Director
16 Amend Article 22 of Bylaws Para 2 Re: For For Management
Chairman Representing the company in
All Relevant Authorities and Judiciary
17 Amend Article 22 of Bylaws Re: Courts For For Management
and Security Authorities
18 Amend Article 23 of Bylaws Para 22 Re: For For Management
Powers of Negotiate, Execute and
Perform All Types of Risk Management,
Treasury and Other Hedging Products
19 Amend Article 23 of Bylaws Para 23 Re: For For Management
Managing Company's Business, Affairs
and Employees
20 Amend Article 24 of Bylaws Re: Forming For For Management
Audit Committee
21 Amend Article 27 of Bylaws Re: Forming For For Management
Executive Committee
22 Amend Article 29 of Bylaws Para Re: For For Management
Board Resolutions on Urgent Matters
23 Amend Article 36 of Bylaws Para 1 Re: For For Management
General Meetings Requested by the Board
24 Amend Article 36 of Bylaws Para 3 Re: For For Management
General Meetings Invitation through
Electronic Means
25 Amend Article 44 of Bylaws Para 2 Re: For For Management
Auditors
26 Amend Article 45 of Bylaws Para 1 Re: For For Management
Auditors Access to Company's Books and
Other Documents
27 Amend Article 48 of Bylaws Para 3 Re: For For Management
Publishing Financial Statements
28 Amend Article 49 of Bylaws Re: Annual For For Management
or Interim Profit
29 Amend Article 49 of Bylaws Para 1 Re: For For Management
Annual or Interim Profit
30 Amend Article 52 of Bylaws Para 3 Re: For For Management
Liquidation of the Company
31 Amend Audit Committee Charter For For Management
32 Approve Employees Long Term Incentive For Against Management
Program and Authorize the Board to
Approve any Future Amendments
33 Authorize Share Repurchase Program Up For Against Management
to 4 Million Shares to be Allocated to
Employee Share Scheme and Authorize
the Board to Execute Approved
Resolution
34 Approve Transfer of SAR 9,062 Million For For Management
from Share Premium Reserve to
Statutory Reserve
35 Approve Related Party Transactions Re: For For Management
HSBC Saudi Arabia
--------------------------------------------------------------------------------
THE SIAM CEMENT PUBLIC CO. LTD.
Ticker: SCC Security ID: Y7866P147
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: FEB 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4.1 Elect Satitpong Sukvimol as Director For For Management
4.2 Elect Chumpol NaLamlieng as Director For For Management
4.3 Elect Kasem Watanachai as Director For For Management
4.4 Elect Roongrote Rangsiyopash as For For Management
Director
5 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Remuneration of Directors and For For Management
Sub-Committees
--------------------------------------------------------------------------------
THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED
Ticker: SCB Security ID: Y7905M113
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Annual Report None None Management
2 Approve Financial Statements For For Management
3 Acknowledge Allocation of Income and For For Management
Approve Dividend Payment
4.1 Elect Vichit Suraphongchai as Director For For Management
4.2 Elect Weerawong Chittmittrapap as For For Management
Director
4.3 Elect Pailin Chuchottaworn as Director For For Management
4.4 Elect Jareeporn Jarukornsakul as For For Management
Director
4.5 Elect Arthid Nanthawithaya as Director For For Management
4.6 Elect Pantip Sripimol as Director For For Management
5 Approve Remuneration of Directors for For For Management
the Year 2021 and Bonus of Directors
for the Year 2020
6 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
THE WHARF (HOLDINGS) LIMITED
Ticker: 4 Security ID: Y8800U127
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Yen Thean Leng as Director For For Management
2b Elect Edward Kwan Yiu Chen as Director For For Management
2c Elect Elizabeth Law as Director For For Management
2d Elect Richard Yat Sun Tang as Director For For Management
2e Elect Nancy Sau Ling Tse as Director For For Management
2f Elect David Muir Turnbull as Director For Against Management
3 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
THUNDER SOFTWARE TECHNOLOGY CO LTD.
Ticker: Security ID: CNE1000021D0
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 2020 RESTRICTED STOCK INCENTIVE PLAN For For Management
(DRAFT) AND ITS SUMMARY
2 APPRAISAL MANAGEMENT MEASURES FOR THE For For Management
IMPLEMENTATION OF 2020 RESTRICTED
STOCK INCENTIVE PLAN
3 Authorization to the Board to Handle For For Management
Matters Regarding 2020 Restricted
Stock Incentive Plan
4 CASH MANAGEMENT WITH TEMPORARILY IDLE For For Management
RAISED FUNDS
5 A Wholly-owned Sub-subsidiary's For For Management
Application for Bank Loans and
Provision of Guarantee for It
6 Elect WANG Zilin For For Management
7 Amendments to the Corporate Governance For Against Management
Systems: Rules of Procedure Governing
Shareholders General Meetings
8 Amendments to the Corporate Governance For Against Management
Systems: Rules of Procedure Governing
the Board Meetings
9 Amendments to the Corporate Governance For Against Management
Systems: Work System for Independent
Directors
10 Amendments to the Corporate Governance For Against Management
Systems: External Investment
Management System
11 Amendments to the Corporate Governance For Against Management
Systems: Connected Transactions
Management System
12 Increase of the Company's Registered For For Management
Capital and Amendments to the
Company's Articles of Association
13 Amendments to the Company's Rules of For Against Management
Procedure Governing Meetings of the
Supervisory Committee
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THUNDER SOFTWARE TECHNOLOGY CO., LTD.
Ticker: 300496 Security ID: Y444KZ103
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Share Incentive Plan
2 Approve Decrease in Registered Capital For For Management
and Amend Articles of Association
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THUNDER SOFTWARE TECHNOLOGY CO., LTD.
Ticker: 300496 Security ID: Y444KZ103
Meeting Date: APR 06, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Allowance of Directors For For Management
8 Approve Credit Line Application For For Management
9 Approve Use of Idle Raised Funds for For Against Management
Cash Management
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THUNDER SOFTWARE TECHNOLOGY CO., LTD.
Ticker: 300496 Security ID: Y444KZ103
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Huang Jie as Independent Director For For Management
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TIANFENG SECURITIES CO., LTD.
Ticker: 601162 Security ID: Y8817L102
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Price and Pricing For For Management
Principle
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Listing Exchange For For Management
2.8 Approve Amount and Usage of Raised For For Management
Funds
2.9 Approve Distribution Arrangement of For For Management
Cumulative Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Authorization of Board to For For Management
Handle All Related Matters
8 Approve the Board of Directors For For Management
Authorized the Company's Management to
Handle All Matters Related to this
Private Placement of Shares based on
the Approval of the Shareholders
Meeting
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TIANFENG SECURITIES CO., LTD.
Ticker: 601162 Security ID: Y8817L102
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Linjing as Non-Independent For For Management
Director
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TIANFENG SECURITIES CO., LTD.
Ticker: 601162 Security ID: Y8817L102
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
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TIANFENG SECURITIES CO., LTD.
Ticker: 601162 Security ID: Y8817L102
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report on the Usage of For For Management
Previously Raised Funds
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TIANFENG SECURITIES CO., LTD.
Ticker: 601162 Security ID: Y8817L102
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Daily Related-party For For Management
Transactions
8 Approve Company's Self-investment Quota For For Management
9 Approve Remuneration of Directors For For Management
10 Approve Remuneration of Supervisors For For Management
11 Amend Articles of Association For For Management
12.1 Elect Yu Lei as Director For Against Management
12.2 Elect Zhang Jun as Director For For Management
12.3 Elect Wang Linjing as Director For For Management
12.4 Elect Zhang Xiaodong as Director For For Management
12.5 Elect Du Yuexin as Director For For Management
12.6 Elect Ding Zhenguo as Director For For Management
12.7 Elect Lei Yingchun as Director For For Management
12.8 Elect Ma Quanli as Director For For Management
12.9 Elect Shao Bo as Director For For Management
13.1 Elect Liao Yi as Director For For Management
13.2 Elect Yuan Jianguo as Director For For Management
13.3 Elect He Guohua as Director For For Management
13.4 Elect Sun Jin as Director For For Management
13.5 Elect Wu Yiwen as Director For For Management
14.1 Elect Hu Jian as Supervisor For For Management
14.2 Elect Yu Hao as Supervisor For For Management
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TIANJIN 712 COMMUNICATION & BROADCASTING CO., LTD.
Ticker: 603712 Security ID: Y8811K100
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Approve Daily Related Party For For Management
Transactions
3 Elect Xu Jun as Non-Independent For For Shareholder
Director
4 Elect Li Wei as Supervisor For For Shareholder
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TIANJIN 712 COMMUNICATION & BROADCASTING CO., LTD.
Ticker: 603712 Security ID: Y8811K100
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Allocation of Income and For For Management
Dividends
6 Approve to Appoint Auditor For For Management
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
8 Approve Application of Bank Credit For For Management
Lines
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TIANJIN CHASE SUN PHARMACEUTICAL CO., LTD.
Ticker: 300026 Security ID: Y88081107
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Li as Independent Director For For Management
2 Approve Credit Line Application and For For Management
Guarantee Provision Matters
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TIANJIN CHASE SUN PHARMACEUTICAL CO., LTD.
Ticker: 300026 Security ID: Y88081107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
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TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD.
Ticker: 002129 Security ID: Y88171106
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Li Dongsheng as Non-independent For For Shareholder
Director
1.2 Elect Shen Haoping as Non-independent For For Shareholder
Director
1.3 Elect Liao Qian as Non-independent For For Shareholder
Director
1.4 Elect Yu Kexiang as Non-independent For For Shareholder
Director
1.5 Elect An Yanqing as Non-independent For For Shareholder
Director
1.6 Elect Zhang Changxu as Non-independent For For Shareholder
Director
2.1 Elect Chen Rongling as Independent For For Shareholder
Director
2.2 Elect Zhou Hong as Independent Director For For Shareholder
2.3 Elect Bi Xiaofang as Independent For For Shareholder
Director
3.1 Elect Mao Tianxiang as Supervisor For For Shareholder
3.2 Elect Qin Xiangling as Supervisor For For Shareholder
4 Amend Articles of Association and For For Management
Related Company Systems
5 Approve Related Party Transaction For For Management
6 Approve Joint Investment to Establish For For Management
a Joint Venture Company
7 Approve Authorization of Management For For Management
for Financing from Financial
Institutions
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TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD.
Ticker: 002129 Security ID: Y88171106
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Signing of Financial
Services Framework Agreement
2 Approve Related Party Transaction For For Management
3 Approve Change in Usage of Raised For For Management
Funds, Completion of Partial Raised
Funds Investment Project and Use of
Excess Raised Funds to Replenish
Working Capital
4 Approve to Amend the Company's Related For For Management
Systems
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TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD.
Ticker: 002129 Security ID: Y88171106
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Withdrawal of Equity Incentive For For Management
Fund
2 Approve Equity Incentive Fund For For Management
Distribution Plan
3 Approve Draft and Summary of Employee For For Management
Share Purchase Plan
4 Approve Methods to Assess the For For Management
Performance of Plan Participants
5 Approve Authorization of the Board to For For Management
Handle All Related Matters
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TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD.
Ticker: 002129 Security ID: Y88171106
Meeting Date: APR 02, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
7 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
8 Approve to Appoint Auditor For For Management
9 Approve Provision of Guarantee For Against Shareholder
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TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD.
Ticker: 002129 Security ID: Y88171106
Meeting Date: MAY 31, 2021 Meeting Type: Special
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Manner and Issue Price For For Management
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of Board to For For Management
Handle All Related Matters
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TIANMA MICROELECTRONICS CO., LTD.
Ticker: 000050 Security ID: Y77427105
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Signing of Financial
Services Agreement
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TIANMA MICROELECTRONICS CO., LTD.
Ticker: 000050 Security ID: Y77427105
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Zhibiao as Non-Independent For For Shareholder
Director
1.2 Elect Xiao Yi as Non-Independent For For Shareholder
Director
2.1 Elect Zhang Guangjian as Supervisor For For Shareholder
2.2 Elect Jiao Yan as Supervisor For For Shareholder
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TIANMA MICROELECTRONICS CO., LTD.
Ticker: 000050 Security ID: Y77427105
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Annual Report and Summary For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Independent For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Allocation of Income and For For Management
Dividends
7 Approve Remuneration of Chairman of For For Management
the Board
8 Approve Comprehensive Credit Line For Against Management
Application
9 Approve Financial Derivatives Trading For For Management
Business
10 Approve Financial Derivatives Trading For For Management
Feasibility Analysis Report
11 Approve Appointment of Auditor For For Management
12 Approve Issuance of Super-short-term For For Management
Commercial Papers
13 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
14.1 Approve Par Value and Issue Size For For Management
14.2 Approve Bond Interest Rate and Method For For Management
of Determination
14.3 Approve Bond Maturity and Bond Type For For Management
14.4 Approve Use of Proceeds For For Management
14.5 Approve Issue Manner, Target For For Management
Subscribers and Placing Arrangement
for Original Shareholders
14.6 Approve Method of Guarantee For For Management
14.7 Approve Terms of Redemption or Terms For For Management
of Sell-Back
14.8 Approve Bond Creditability and For For Management
Safeguard Measures of Debts Repayment
14.9 Approve Underwriting Manner For For Management
14.10 Approve Listing of the Bonds For For Management
14.11 Approve Resolution Validity Period For For Management
15 Approve Authorization of the Board to For For Management
Handle All Related Matters
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TIANQI LITHIUM CORP.
Ticker: 002466 Security ID: Y79327105
Meeting Date: NOV 04, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tang Guoqiong as Independent For For Management
Director
2.1 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
2.2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
2.3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
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TIANSHUI HUATIAN TECHNOLOGY CO., LTD.
Ticker: 002185 Security ID: Y8817B104
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Issue Size For For Management
2.4 Approve Issue Price and Pricing Basis For For Management
2.5 Approve Issue Amount For For Management
2.6 Approve Target Subscribers For For Management
2.7 Approve Lock-up Period For For Management
2.8 Approve Use of Proceeds For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
2.11 Approve Listing Exchange For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
7 Approve Authorization of Board to For For Management
Handle All Related Matters
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TIANSHUI HUATIAN TECHNOLOGY CO., LTD.
Ticker: 002185 Security ID: Y8817B104
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve to Appoint Auditor For For Management
8 Approve Daily Related-party For For Management
Transactions
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TIGER BRANDS LTD.
Ticker: TBS Security ID: S84594142
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
1 Authorise Ratification of Approved For For Management
Resolution
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TIGER BRANDS LTD.
Ticker: TBS Security ID: S84594142
Meeting Date: FEB 17, 2021 Meeting Type: Annual
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ian Burton as Director For For Management
1.2 Elect Geraldine Fraser-Moleketi as For For Management
Director
1.3 Elect Deepa Sita as Director For For Management
1.4 Elect Olivier Weber as Director For For Management
2.1 Re-elect Noel Doyle as Director For For Management
2.2 Re-elect Gail Klintworth as Director For For Management
2.3 Re-elect Maya Makanjee as Director For For Management
2.4 Re-elect Emma Mashilwane as Director For For Management
3.1 Elect Ian Burton as Member of Audit For For Management
Committee
3.2 Re-elect Cora Fernandez as Member of For For Management
Audit Committee
3.3 Re-elect Donald Wilson as Member of For For Management
Audit Committee
4 Reappoint Ernst & Young Inc. as For For Management
Auditors with Ahmed Bulbulia as the
Lead Audit Partner
5 Authorise Ratification of Approved For For Management
Resolutions
6 Approve Remuneration Policy For For Management
7 Approve Implementation Report of the For For Management
Remuneration Policy
1 Approve Financial Assistance to For For Management
Related or Inter-related Companies
2.1 Approve Remuneration Payable to For For Management
Non-executive Directors
2.2 Approve Remuneration Payable to the For For Management
Chairman
3 Approve Remuneration Payable to For For Management
Non-executive Directors Participating
in Sub-committees
4 Approve Remuneration Payable to For For Management
Non-executive Directors in Respect of
Unscheduled/Extraordinary Meetings
5 Approve Remuneration Payable to For For Management
Non-executive Directors in Respect of
Ad Hoc Meetings of the Investment
Committee
6 Approve Non-resident Directors' Fees For For Management
7 Authorise Repurchase of Issued Share For For Management
Capital
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TIM PARTICIPACOES S.A.
Ticker: Security ID: BRTIMPACNOR1
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Merger Agreement For For Management
3 Ratification of Appointment of For For Management
Appraisers
4 Valuation Reports For For Management
5 Merger by Absorption For For Management
6 Authorization of Legal Formalities For For Management
Regarding Merger
7 Amendment to the Company's Long-Term For For Management
Incentive Plans
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TIM SA
Ticker: TIMS3 Security ID: P9153B104
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Fix Number of Directors at Ten For Did Not Vote Management
4 Approve Classification of Flavia Maria For Did Not Vote Management
Bittencourt, Gesner Jose de Oliveira
Filho, Herculano Anibal Alves and
Nicandro Durante as Independent
Directors
5 Elect Directors For Did Not Vote Management
6 In Case There is Any Change to the None Did Not Vote Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Did Not Vote Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Agostino Nuzzolo as Director
8.2 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Carlo Nardello as Director
8.3 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Elisabetta Paola Romano as
Director
8.4 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Flavia Maria Bittencourt as
Independent Director
8.5 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Gesner Jose de Oliveira Filho as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Herculano Anibal Alves as
Independent Director
8.7 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Michele Valensise as Director
8.8 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Nicandro Durante as Independent
Director
8.9 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Pietro Labriola as Director
8.10 Percentage of Votes to Be Assigned - None Did Not Vote Management
Elect Sabrina Di Bartolomeo as Director
9 Fix Number of Fiscal Council Members For Did Not Vote Management
at Three
10 Elect Fiscal Council Members For Did Not Vote Management
11 In Case One of the Nominees Leaves the None Did Not Vote Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
12 Approve Remuneration of Company's For Did Not Vote Management
Management and Fiscal Council
--------------------------------------------------------------------------------
TIM SA
Ticker: TIMS3 Security ID: P9153B104
Meeting Date: MAR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Prolonging of Cooperation and For For Management
Support Agreement between Telecom
Italia S.p.A and TIM S.A.
2 Approve Long-Term Incentive Plan For Against Management
3 Amend Articles and Consolidate Bylaws For For Management
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TINGYI (CAYMAN ISLANDS) HOLDING CORP.
Ticker: 322 Security ID: G8878S103
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Elect Wei Hong-Chen as Director and For For Management
Authorize Board to Fix His Remuneration
5 Elect Koji Shinohara as Director and For For Management
Authorize Board to Fix His Remuneration
6 Elect Lee Tiong-Hock as Director and For For Management
Authorize Board to Fix His Remuneration
7 Approve Mazars CPA Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
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TITAN CO. LTD
Ticker: Security ID: INE280A01028
Meeting Date: AUG 11, 2020 Meeting Type: Annual
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports (Standalone) For For Management
10 Appointment of Branch Auditor For For Management
11 Directors' commission For For Management
2 Accounts and Reports (Consolidated) For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Noel N. Tata For For Management
5 Elect Kakarla Usha For For Management
6 Elect Bhaskar Bhat For For Management
7 Elect C. K. Venkataraman For For Management
8 Appointment of C. K. Venkataraman For For Management
(Managing Director); Approve
Remuneration
9 Elect Sindhu Gangadharan For For Management
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TMB BANK PUBLIC CO. LTD.
Ticker: Security ID: TH0068010Z15
Meeting Date: AUG 17, 2020 Meeting Type: Annual
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Results of Operations For For Management
2 Accounts and Reports For For Management
3 Acknowledge Interim Dividends For For Management
4 Elect Ekniti Nitithanprapas For For Management
5 Elect Michal J. Szczurek For For Management
6 Elect Chumpol Rimsakorn For For Management
7 Elect Yokporn Tantisawetrat For For Management
8 Elect Nattaphon Narkphanit For For Management
9 Directors' Fees For For Management
10 Directors' Bonus For For Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Authority to Issue Debentures For For Management
13 Transaction of Other Business For Abstain Management
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TOLY BREAD CO. LTD.
Ticker: 603866 Security ID: Y774AK107
Meeting Date: FEB 19, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Employee For Against Management
Share Purchase Plan
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TOLY BREAD CO. LTD.
Ticker: 603866 Security ID: Y774AK107
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
7 Approve to Appoint Auditor For For Management
8.1 Approve Remuneration of For For Management
Non-Independent Directors Wu Xueliang,
Wu Xuequn, Sheng Yali, Wu Xuedong and
Sheng Long
8.2 Approve Remuneration of Independent For For Management
Directors Song Changfa, Liu Chengqing,
Wu Fei and Huang Yu
9 Approve Remuneration of Supervisors For For Management
10 Approve Use of Idle Own Funds to For Against Management
Invest in Entrusted Financial Products
11 Approve Application of Bank Credit For For Management
Lines
12 Approve Use of Idle Raised Funds to For For Management
Invest in Entrusted Financial Products
13 Approve Amendments to Articles of For For Management
Association
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
16 Amend the Independent Director System For For Management
17 Amend the Controlled Subsidiaries For For Management
Management System
18 Amend External Guarantee Management For For Management
System
19 Amend External Investment Management For For Management
System
20 Amend the Raised Funds Usage and For For Management
Management System
--------------------------------------------------------------------------------
TOLY BREAD CO. LTD.
Ticker: 603866 Security ID: Y774AK107
Meeting Date: MAY 27, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment in the Investment For For Management
Amount and Implementation Progress of
Raised Funds Investment Project
--------------------------------------------------------------------------------
TONGCHENG-ELONG HOLDINGS LIMITED
Ticker: 780 Security ID: G8918W106
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Tencent Payment Services For For Management
Framework Agreement, Relevant Annual
Caps and Related Transactions
2 Authorize Board to Deal with All For For Management
Matters in Relation to the Tencent
Payment Services Framework Agreement
3 Approve Trip.com Travelling Resources For For Management
Provision Framework Agreement,
Relevant Annual Caps and Related
Transactions
4 Authorize Board to Deal with All For For Management
Matters in Relation to the Trip.com
Travelling Resources Provision
Framework Agreement
--------------------------------------------------------------------------------
TONGCHENG-ELONG HOLDINGS LIMITED
Ticker: 780 Security ID: G8918W106
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Jiang Hao as Director For For Management
2a2 Elect Dai Xiaojing as Director For For Management
2a3 Elect Han Yuling as Director For For Management
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TONGFU MICROELECTRONICS CO., LTD.
Ticker: 002156 Security ID: Y6199W100
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Registered Capital For For Management
2 Amend Articles of Association For For Management
3 Approve Employee Share Purchase Plan For For Management
4 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
5.1 Elect Shi Mingda as Non-independent For Against Management
Director
5.2 Elect Shi Lei as Non-independent For Against Management
Director
5.3 Elect Xia Xin as Non-independent For For Management
Director
5.4 Elect Fan Xiaoning as Non-independent For For Management
Director
5.5 Elect Zhang Haodai as Non-independent For For Management
Director
6.1 Elect Chen Xuebin as Independent For For Management
Director
6.2 Elect Liu Zhigeng as Independent For For Management
Director
6.3 Elect Yuan Xueli as Independent For For Management
Director
7.1 Elect Lyu Yumei as Supervisor For For Management
7.2 Elect Zhang Dong as Supervisor For For Management
--------------------------------------------------------------------------------
TONGFU MICROELECTRONICS CO., LTD.
Ticker: 002156 Security ID: Y6199W100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Business Objectives and For For Management
Business Plan
3 Approve Profit Distribution For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Report of the Board of For For Management
Directors
6 Approve Report of the Board of For For Management
Supervisors
7 Approve Report on the Deposit and For For Management
Usage of Raised Funds
8 Approve to Appoint Auditor For For Management
9 Approve Signing of Credit Line For Against Management
Agreement and Provision of Guarantee
10 Elect Zhang Li as Supervisor For For Shareholder
--------------------------------------------------------------------------------
TONGHUA DONGBAO PHARMACEUTICAL CO., LTD.
Ticker: 600867 Security ID: Y8864T107
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
3.1 Elect Wang Wei as Non-Independent For For Shareholder
Director
3.2 Elect Ju Anshen as Non-Independent For For Shareholder
Director
4.1 Elect Bi Yan as Independent Director For For Management
5.1 Elect Wang Junye as Supervisor For For Shareholder
--------------------------------------------------------------------------------
TONGHUA DONGBAO PHARMACEUTICAL CO., LTD.
Ticker: 600867 Security ID: Y8864T107
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in the Construction For For Management
of the Production base of Insulin Bulk
Medicine and Injection
2 Approve Investment in the Construction For For Management
of Injection Production Base Project
3 Approve Change in Usage of Raised For For Management
Funds Project
4 Approve Draft and Summary of Stock For For Management
Option Plan and Performance Share
Incentive Plan
5 Approve Methods to Assess the For For Management
Performance of Plan Participants
6 Approve Authorization of the Board to For For Management
Handle All Related Matters
7 Approve Employee Share Purchase Plan For For Management
8 Approve Management Method of Employee For For Management
Share Purchase Plan
9 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
TONGHUA DONGBAO PHARMACEUTICAL CO., LTD.
Ticker: 600867 Security ID: Y8864T107
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Auditor and Internal For For Management
Control Auditor
7 Approve Daily Related Party For For Management
Transactions
8 Approve Adjustment to Allowance of For For Management
Independent Directors
--------------------------------------------------------------------------------
TONGKUN GROUP CO., LTD.
Ticker: 601233 Security ID: Y8851U109
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Project Investment For For Management
Agreement
2 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
TONGKUN GROUP CO., LTD.
Ticker: 601233 Security ID: Y8851U109
Meeting Date: JAN 27, 2021 Meeting Type: Special
Record Date: JAN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For Against Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For Against Management
2.2 Approve Issue Manner and Issue Time For Against Management
2.3 Approve Target Subscribers and For Against Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For Against Management
Price and Pricing Basis
2.5 Approve Issue Size For Against Management
2.6 Approve Lock-up Period For Against Management
2.7 Approve Amount and Use of Proceeds For Against Management
2.8 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.9 Approve Resolution Validity Period For Against Management
2.10 Approve Listing Exchange For Against Management
3 Approve Private Placement of Shares For Against Management
4 Approve Feasibility Analysis Report on For Against Management
the Use of Proceeds
5 Approve Share Subscription Agreement For Against Management
6 Approve Whitewash Waiver and Related For Against Management
Transactions
7 Approve Report on the Usage of For Against Management
Previously Raised Funds
8 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
9 Approve Shareholder Return Plan For Against Management
10 Approve Authorization of Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
TONGKUN GROUP CO., LTD.
Ticker: 601233 Security ID: Y8851U109
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Approve to Appoint Financial Auditor For For Management
10 Approve Guarantee Provision Between For For Management
Company and Subsidiary
11 Approve to Authorized Company and For Against Management
Subsidiary for the Financing
Application
12.1 Approve Related Party Transaction with For For Management
Controlling Shareholders and Its
Subsidiaries
12.2 Approve Related Party Transaction with For For Management
Zhejiang Petroleum & Chemical Co., Ltd.
12.3 Approve Related Party Transaction with For For Management
Zhejiang Hengchuang Advanced
Functional Fiber Innovation Center Co.
, Ltd.
12.4 Approve Transaction with Related For For Management
Parties
13.1 Approve Estimated Related Party For For Management
Transaction with Controlling
Shareholders and Its Subsidiaries
13.2 Approve Estimated Related Party For For Management
Transaction with Zhejiang Petroleum &
Chemical Co., Ltd.
13.3 Approve Estimated Related Party For For Management
Transaction with Zhejiang Hengchuang
Advanced Functional Fiber Innovation
Center Co., Ltd.
13.4 Approve Transaction with Other Related For For Management
Parties
--------------------------------------------------------------------------------
TONGLING NONFERROUS METALS GROUP CO., LTD.
Ticker: 000630 Security ID: Y8883H118
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Approve Spin-off of Subsidiary on For For Management
ChiNext in Accordance with Relevant
Laws and Regulations
3.1 Approve Listing Exchange For For Management
3.2 Approve Type For For Management
3.3 Approve Par Value For For Management
3.4 Approve Target Subscribers For For Management
3.5 Approve Listing Time For For Management
3.6 Approve Issue Manner For For Management
3.7 Approve Issue Size For For Management
3.8 Approve Manner of Pricing For For Management
3.9 Approve Implementation of Strategic For For Management
Placement at the Time of Issuance
3.10 Approve Use of Proceeds For For Management
3.11 Approve Underwriting Manner For For Management
4 Approve Spin-off of Subsidiary on For For Management
ChiNext
5 Approve Compliance with Provisions on For For Management
Pilot Domestic Listing of Subsidiaries
of Listed Companies
6 Approve Listing to Safeguard the For For Management
Legitimate Rights and Interests of
Shareholders and Creditors
7 Approve Company's Maintaining For For Management
Independence and Continuous Operation
Ability
8 Approve Corresponding Standard For For Management
Operation Ability
9 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
10 Approve Purpose, Commercial For For Management
Rationality, Necessity and Feasibility
Analysis of this Transaction
11 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
TONGLING NONFERROUS METALS GROUP CO., LTD.
Ticker: 000630 Security ID: Y8883H118
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party For For Management
Transactions
2 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
TONGLING NONFERROUS METALS GROUP CO., LTD.
Ticker: 000630 Security ID: Y8883H118
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Budget For For Management
Implementation and Financial Budget
Arrangements
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Application of Comprehensive For For Management
Bank Credit Lines
7 Approve Foreign Exchange Trading For For Management
Business
8 Approve Appointment of Auditor For For Management
9 Approve Estimated Related Party For For Management
Transaction
10 Approve Shareholder Return Plan For For Management
11 Approve Signing of Financial Services For For Management
Agreement and Continued Related Party
Transactions
12 Approve Provision for Asset Impairment For For Management
--------------------------------------------------------------------------------
TONGLING NONFERROUS METALS GROUP CO., LTD.
Ticker: 000630 Security ID: Y8883H118
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Joint Investment and Related For For Management
Transaction
--------------------------------------------------------------------------------
TONGWEI CO., LTD.
Ticker: Security ID: CNE000001GS3
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL ON DISPOSAL OF THE For For Management
SUBORDINATE CHENGDU TONGWEI INDUSTRIAL
CO., LTD
--------------------------------------------------------------------------------
TONGWEI CO., LTD.
Ticker: 600438 Security ID: Y8884V108
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Management Method of Employee For For Management
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
TONGWEI CO., LTD.
Ticker: 600438 Security ID: Y8884V108
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7 Approve to Appoint Auditor For For Management
8 Approve Comprehensive Credit Line For For Management
Application
9 Approve Provision of Guarantee For Against Management
10 Approve Provision of Guarantee for For For Management
Corporate Customers
11 Approve Bill Pool Business For Against Management
12 Approve Shareholder Dividend Return For For Management
Plan
13 Approve to Adjust the Total Investment For For Management
Scale of Investment Projects with
Partial Raised Funds
14 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
15.1 Approve Issue Type For For Management
15.2 Approve Issue Scale For For Management
15.3 Approve Par Value and Issue Price For For Management
15.4 Approve Bond Maturity For For Management
15.5 Approve Bond Interest Rate For For Management
15.6 Approve Method and Term for the For For Management
Repayment of Principal and Interest
15.7 Approve Conversion Period For For Management
15.8 Approve Determination and Adjustment For For Management
of Conversion Price
15.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
15.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
15.11 Approve Terms of Redemption For For Management
15.12 Approve Terms of Sell-Back For For Management
15.13 Approve Dividend Distribution Post For For Management
Conversion
15.14 Approve Issue Manner and Target For For Management
Subscribers
15.15 Approve Placing Arrangement for For For Management
Shareholders
15.16 Approve Bondholders and Bondholder For For Management
Meetings
15.17 Approve Use of Proceeds For For Management
15.18 Approve Depository of Raised Funds For For Management
15.19 Approve Guarantee Matters For For Management
15.20 Approve Resolution Validity Period For For Management
16 Approve Plan for Issuance of For For Management
Convertible Bonds
17 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
18 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
19 Approve Meeting Rules for A Share For For Management
Convertible Corporate Bondholders
20 Approve Authorization of Board to For For Management
Handle All Related Matters
21 Approve Report on the Usage of For For Management
Previously Raised Funds
--------------------------------------------------------------------------------
TOP GLOVE CORPORATION BHD
Ticker: TOPGLOV Security ID: MYL7113OO003
Meeting Date: AUG 18, 2020 Meeting Type: Special
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Bonus Share Issuance For For Management
--------------------------------------------------------------------------------
TOP GLOVE CORPORATION BHD
Ticker: 7113 Security ID: Y88965101
Meeting Date: JAN 06, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lim Han Boon as Director For For Management
2 Elect Rainer Althoff as Director For For Management
3 Elect Noripah Kamso as Director For For Management
4 Elect Norma Mansor as Director For For Management
5 Elect Sharmila Sekarajasekaran as For For Management
Director
6 Elect Lim Andy as Director For For Management
7 Approve Directors' Fees For For Management
8 Approve Directors' Benefits (Excluding For For Management
Directors' Fees)
9 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Lim Han Boon to Continue For For Management
Office as Independent Non-Executive
Director
12 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
TOPCHOICE MEDICAL CORP.
Ticker: 600763 Security ID: Y0772A106
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Dental Business For For Management
--------------------------------------------------------------------------------
TOPCHOICE MEDICAL CORP.
Ticker: 600763 Security ID: Y0772A106
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan on Partial Change in For For Management
Prevention and Resolving Potential
Horizontal Competition
2 Approve Provision of Financial Support For For Management
for the Construction of Headquarters
Building
--------------------------------------------------------------------------------
TOPCHOICE MEDICAL CORP.
Ticker: 600763 Security ID: Y0772A106
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplementary Proposal to the For For Management
Horizontal Competition Preventive Plan
2 Approve the Use of Leased Property of For For Management
Wholly-Owned Subsidiary for Hangzhou
Cunji Zijinggang Hospital Project
3 Approve Remuneration of Independent For For Management
Directors
4.1 Elect Lyu Jianming as Director For For Shareholder
4.2 Elect Wang Yi as Director For For Shareholder
4.3 Elect Chen Danpeng as Director For For Shareholder
4.4 Elect Fu Ming as Director For For Shareholder
5.1 Elect Cao Maoxi as Director For For Management
5.2 Elect Wang Shouyang as Director For For Management
5.3 Elect Zhang Yinan as Director For For Management
6.1 Elect Zhang Xiaolu as Supervisor For For Management
6.2 Elect Zhao Min as Supervisor For For Shareholder
--------------------------------------------------------------------------------
TOPCHOICE MEDICAL CORP.
Ticker: 600763 Security ID: Y0772A106
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
TOPSEC TECHNOLOGIES GROUP, INC.
Ticker: 002212 Security ID: Y2931A100
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
TOPSEC TECHNOLOGIES GROUP, INC.
Ticker: 002212 Security ID: Y2931A100
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Elect She Jiangxuan as Independent For For Management
Director
--------------------------------------------------------------------------------
TOPSEC TECHNOLOGIES GROUP, INC.
Ticker: 002212 Security ID: Y2931A100
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Financial Statements For For Management
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve Shareholder Return Plan For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Credit Line and Provision of For For Management
Guarantee
8 Approve Report of the Board of For For Management
Supervisors
9 Approve Remuneration of Supervisors For For Management
10 Approve Repurchase and Cancellation of For For Management
Stock Option and Performance Shares
--------------------------------------------------------------------------------
TOPSEC TECHNOLOGIES GROUP, INC.
Ticker: 002212 Security ID: Y2931A100
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Option Plan and Performance Share
Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
TOPSPORTS INTERNATIONAL HOLDINGS LIMITED
Ticker: 6110 Security ID: KYG8924B1041
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Elect YU Wu For Against Management
5 Elect SHENG Baijiao For For Management
6 Elect SHENG Fang For For Management
7 Elect CHOW Kyan Mervyn For For Management
8 Elect Josephine YUNG Yuen Ching For For Management
9 Elect HU Xiaoling For For Management
10 Elect LAM Yiu Kin For For Management
11 Elect HUA Bin For For Management
12 Elect HUANG Victor For For Management
13 Directors' Fees For For Management
14 Authority to Issue Shares w/o For Against Management
Preemptive Rights
15 Authority to Repurchase Shares For For Management
16 Authority to Issue Repurchased Shares For Against Management
--------------------------------------------------------------------------------
TORRENT PHARMACEUTICALS LTD.
Ticker: Security ID: INE685A01028
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Chaitanya M. Dutt For For Management
4 Authority to Set Cost Auditor's Fees For For Management
5 Approve Payment to Sudhir Mehta (Chair For For Management
Emeritus)
--------------------------------------------------------------------------------
TOTAL ACCESS COMMUNICATION PUBLIC CO., LTD.
Ticker: DTAC Security ID: Y8904F141
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: FEB 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Annual Report None None Management
3 Approve Financial Statements For For Management
4 Approve Dividend Payment and For For Management
Acknowledge Interim Dividend Payment
5.1 Elect Stephen Woodruff Fordham as For For Management
Director
5.2 Elect Chananyarak Phetcharat as For For Management
Director
5.3 Elect Kamonwan Wipulakorn as Director For For Management
5.4 Elect Tone Ripel as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Other Business For Against Management
--------------------------------------------------------------------------------
TOTAL ACCESS COMMUNICATION PUBLIC COMPANY LIMITED
Ticker: Security ID: TH0554010Z14
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Meeting Minutes For For Management
3 Annual Report on Business Operations For For Management
4 Accounts and Reports For For Management
5 Acknowledgement of Interim Dividend For For Management
6 Elect Boonchai Bencharongkul For For Management
7 Elect Petter-Boerre Furburg For Against Management
8 Elect Pratana Mongkolkul For For Management
9 Elect Sverre Pedersen For For Management
10 Directors' Fees For For Management
11 Appointment of Auditors and Authority For For Management
to Set Fees
12 Amendments to Articles For For Management
13 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
TOTVS SA
Ticker: TOTS3 Security ID: P92184103
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration of Company's For For Management
Management
5 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
TOTVS SA
Ticker: TOTS3 Security ID: P92184103
Meeting Date: APR 20, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Long-Term Incentive Plan For For Management
2 Authorize Capitalization of Reserves For For Management
Without Issuance of Shares
3 Amend Article 5 to Reflect Changes in For For Management
Capital
4 Approve Increase in Authorized Capital For For Management
and Amend Article 6 Accordingly
5 Amend Article 16 Re: Fix Maximum For For Management
Number of Board Members to Seven
6 Amend Article 19: Amendment of Point For For Management
"XV", "XVI" and "XXI"
7 Amend Article 22 Re: Adding Point "IV" For For Management
and "V"
8 Amend Article 23 For For Management
9 Amend Article 26 For For Management
10 Amend Article 37 For For Management
11 Add Article 55 Re: Indemnity Provision For Against Management
12 Approve Renumbering of Articles For For Management
13 Consolidate Bylaws For For Management
14 Approve Agreement to Absorb Neolog For For Management
Consultoria de Sistemas SA
15 Ratify Apsis Consultoria e Avaliacoes For For Management
Ltda as the Independent Firm to
Appraise Proposed Transaction
16 Approve Independent Firm's Appraisal For For Management
17 Approve Absorption of Neolog For For Management
Consultoria de Sistemas SA
18 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
19 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
TRANSFAR ZHILIAN CO., LTD.
Ticker: 002010 Security ID: Y98924106
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Share Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
TRANSFAR ZHILIAN CO., LTD.
Ticker: 002010 Security ID: Y98924106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
7 Approve Daily Related-party For For Management
Transactions
8 Approve Application of Credit Lines For For Management
9 Approve Provision of Guarantee For For Management
10 Approve to Appoint Auditor For For Management
11 Approve Signing of Financial Service For For Management
Agreement and Related Party Transaction
12 Approve Shareholder Return Plan For For Management
13 Approve Repurchase and Cancellation of For For Management
Performance Shares
14 Approve Decrease in Registered Capital For For Management
and Amend Articles of Association
15 Approve Adjustment of Remuneration of For For Management
Independent Directors
16 Approve Issuance of Medium-term Notes For For Management
17 Approve Adjustment of Performance For For Shareholder
Commitments and Signing of
Supplementary Agreement
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LIMITED
Ticker: 696 Security ID: Y8972V101
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Directors to Carry Out the Eastern
Airlines Transaction, Proposed Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LIMITED
Ticker: 696 Security ID: Y8972V101
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tang Lichao as Supervisor For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LIMITED
Ticker: 696 Security ID: Y8972V101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Allocation of Profit and For For Management
Distribution of Final Dividend
5 Approve BDO China Shu Lun Pan For For Management
(Certified Public Accountants LLP) as
Auditor and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
TRIP.COM GROUP LTD.
Ticker: TCOM Security ID: 89677Q107
Meeting Date: MAR 18, 2021 Meeting Type: Special
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company's Authorized For For Management
Share Capital by One-to-Eight
Subdivision of Shares
--------------------------------------------------------------------------------
TRUE CORP. PUBLIC CO., LTD.
Ticker: TRUE Security ID: Y3187S225
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Business Operation Result None None Management
2 Approve Finance Statement For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Suphachai Chearavanont as For For Management
Director
4.2 Elect Kosol Petchsuwan as Director For For Management
4.3 Elect Joti Bhokavanij as Director For For Management
4.4 Elect Rawat Chamchalerm as Director For For Management
4.5 Elect Preeprame Seriwongse as Director For For Management
4.6 Elect Warapatr Todhanakasem as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve PricewaterhouseCoopers ABAS For For Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
7 Approve Issuance and Offering of For For Management
Debentures
--------------------------------------------------------------------------------
TSINGTAO BREWERY CO., LTD.
Ticker: 168 Security ID: Y8997D110
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Guo Xiu Zhang as Supervisor For For Management
--------------------------------------------------------------------------------
TSINGTAO BREWERY COMPANY LIMITED
Ticker: 168 Security ID: Y8997D102
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Guo Xiu Zhang as Supervisor For For Management
--------------------------------------------------------------------------------
TSINGTAO BREWERY COMPANY LIMITED
Ticker: 168 Security ID: Y8997D102
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Financial Report (Audited) For For Management
4 Approve Profit and Dividend For For Management
Distribution Plan
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditor and Authorize
Board to Fix Their Remuneration
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Internal Control Auditor
and Authorize Board to Fix Their
Remuneration
7.1 Elect Huang Ke Xing as Director For For Shareholder
7.2 Elect Yu Zhu Ming as Director For For Shareholder
7.3 Elect Wang Rui Yong as Director For For Shareholder
7.4 Elect Shi Kun as Director For For Shareholder
7.5 Elect Xiao Geng as Director For For Management
7.6 Elect Sheng Lei Ming as Director For For Management
7.7 Elect Jiang Xing Lu as Director For For Management
7.8 Elect Rania Zhang as Director For For Management
8.1 Elect Guo Xiu Zhang as Supervisor For For Shareholder
8.2 Elect Yao Yu as Supervisor For For Shareholder
8.3 Elect Li Yan as Supervisor For For Management
8.4 Elect Wang Ya Ping as Supervisor For For Management
9 Approve Remuneration Plan of Directors For For Management
and Supervisors
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11 Amend Articles of Association and For For Management
Related Transactions
--------------------------------------------------------------------------------
TSINGTAO BREWERY COMPANY LIMITED
Ticker: 168 Security ID: Y8997D110
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Financial Report (Audited) For For Management
4 Approve Profit and Dividend For For Management
Distribution Plan
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditor and Authorize
Board to Fix Their Remuneration
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Internal Control Auditor
and Authorize Board to Fix Their
Remuneration
7.1 Elect Huang Ke Xing as Director For For Shareholder
7.2 Elect Yu Zhu Ming as Director For For Shareholder
7.3 Elect Wang Rui Yong as Director For For Shareholder
7.4 Elect Shi Kun as Director For For Shareholder
7.5 Elect Xiao Geng as Director For For Management
7.6 Elect Sheng Lei Ming as Director For For Management
7.7 Elect Jiang Xing Lu as Director For For Management
7.8 Elect Rania Zhang as Director For For Management
8.1 Elect Guo Xiu Zhang as Supervisor For For Shareholder
8.2 Elect Yao Yu as Supervisor For For Shareholder
8.3 Elect Li Yan as Supervisor For For Management
8.4 Elect Wang Ya Ping as Supervisor For For Management
9 Approve Remuneration Plan of Directors For For Management
and Supervisors
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11 Amend Articles of Association and For For Management
Related Transactions
--------------------------------------------------------------------------------
TUNGHSU OPTOELECTRONIC TECHNOLOGY CO LTD
Ticker: Security ID: CNE000000578
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 2019 WORK REPORT OF THE BOARD OF For For Management
DIRECTORS
10 Resignation of Director For For Management
11 Change of Independent Director For For Management
2 2019 WORK REPORT OF THE SUPERVISORY For For Management
COMMITTEE
3 2019 ANNUAL REPORT AND ITS SUMMARY For For Management
4 2019 ANNUAL ACCOUNTS For Against Management
5 2019 Profit Distribution Plan For For Management
6 REAPPOINTMENT OF 2020 FINANCIAL AND For For Management
INTERNAL CONTROL AUDIT FIRM
7 PROVISION OF GUARANTEE FOR 8 COMPANIES For For Management
8 REPURCHASE AND CANCELLATION OF THE For For Management
COMPENSATION SHARES REGARDING A COMPANY
9 Related Party Transactions 2020 For For Management
--------------------------------------------------------------------------------
TUNGHSU OPTOELECTRONIC TECHNOLOGY CO LTD
Ticker: Security ID: CNE000000578
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees For For Management
--------------------------------------------------------------------------------
TURK HAVA YOLLARI AO
Ticker: THYAO Security ID: M8926R100
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Approve Director Remuneration For Against Management
8 Ratify Director Appointment For For Management
9 Elect Directors For Against Management
10 Ratify External Auditors For Against Management
11 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
12 Approve Upper Limit of Donations for For Against Management
2021 and Receive Information on
Donations Made in 2020
13 Wishes None None Management
--------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMETLERI AS
Ticker: TCELL Security ID: M8903B102
Meeting Date: OCT 21, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
the Meeting Minutes
3 Amend Company Articles For For Management
4 Accept Board Report For For Management
5 Accept Audit Report For For Management
6 Accept Financial Statements For For Management
7 Approve Discharge of Board For For Management
8 Approve Upper Limit of Donations for For For Management
2020 and Receive Information on
Donations Made in 2019
9 Ratify Director Appointment For Against Management
10 Approve Director Remuneration For Against Management
11 Ratify External Auditors For For Management
12 Approve Allocation of Income For For Management
13 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
14 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
15 Close Meeting None None Management
--------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMETLERI AS
Ticker: TCELL Security ID: M8903B102
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
the Meeting Minutes
3 Accept Board Report For For Management
4 Accept Audit Report For For Management
5 Accept Financial Statements For For Management
6 Approve Discharge of Board For For Management
7 Approve Upper Limit of Donations for For For Management
2021 and Receive Information on
Donations Made in 2020
8 Ratify Director Appointment and Elect For Against Management
Directors
9 Approve Director Remuneration For Against Management
10 Ratify External Auditors For For Management
11 Approve Allocation of Income For For Management
12 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
14 Close Meeting None None Management
--------------------------------------------------------------------------------
TURKIYE GARANTI BANKASI A.S.
Ticker: Security ID: TRAGARAN91N1
Meeting Date: JUL 17, 2020 Meeting Type: Annual
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
4 Opening; Election of Presiding Chair; For For Management
Minutes
13 Appointment of Auditor For For Management
14 Presentation of Compensation Policy For For Management
15 Directors' Fees For For Management
16 Charitable Donations For For Management
17 Authority to Carry out Competing For For Management
Activities or Related Party
Transactions
18 Presentation of Report on Competing For For Management
Activities
5 Presentation of Directors' Report For For Management
6 Presentation of Auditors' Report For For Management
7 Financial Statements For Against Management
8 Amendments to Article 7 For Against Management
9 Ratification of Board Acts For Against Management
10 Allocation of Profits/Dividends For For Management
11 Ratification of Co-Option of Avni For For Management
Aydin Duren
12 Receive information on the Appointment For For Management
of an Executive Director (CEO)
--------------------------------------------------------------------------------
TURKIYE GARANTI BANKASI AS
Ticker: GARAN Security ID: M4752S106
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting and Authorize Presiding
Council to Sign Minutes of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For Against Management
5 Approve Discharge of Board For Against Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Ratify External Auditors For For Management
9 Receive Information on Remuneration None None Management
Policy
10 Approve Director Remuneration For Against Management
11 Approve Upper Limit of Donations for For For Management
2021 and Receive Information on
Donations Made in 2020
12 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
13 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Market Board
Corporate Governance Principles
--------------------------------------------------------------------------------
TURKIYE IS BANKASI AS
Ticker: ISCTR Security ID: M8933F115
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Financial Statements and For Against Management
Statutory Reports
3 Approve Discharge of Board For Against Management
4 Approve Allocation of Income For For Management
5 Elect Director For Against Management
6 Approve Director Remuneration For Against Management
7 Ratify External Auditors For For Management
8 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
9 Amend Working Principles of the For For Management
General Assembly
10 Amend Company Articles 25, 28 and 62 For For Management
11 Receive Information in Accordance with None None Management
Article 1.3.6 of the Corporate
Governance Principles of the Capital
Market Board
12 Receive Information on Donations Made None None Management
in 2020
--------------------------------------------------------------------------------
TURKIYE PETROL RAFINERILERI AS
Ticker: TUPRS Security ID: M8966X108
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Amend Company Articles 4, 6 and 14 For Against Management
8 Elect Directors For Against Management
9 Approve Remuneration Policy and For For Management
Director Remuneration for 2020
10 Approve Director Remuneration For Against Management
11 Ratify External Auditors For For Management
12 Approve Upper Limit of Donations for For Against Management
2021 and Receive Information on
Donations Made in 2020
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
--------------------------------------------------------------------------------
TURKIYE SISE VE CAM FABRIKALARI AS
Ticker: SISE Security ID: M9013U105
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Presiding Council of Meeting and For For Management
Authorize Presiding Council to sign
Meeting Minutes
2 Accept Statutory Reports For For Management
3 Accept Financial Statements For For Management
4 Approve Discharge of Board For For Management
5 Elect Directors For Against Management
6 Approve Director Remuneration For Against Management
7 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
8 Approve Allocation of Income For For Management
9 Authorize Board to Distribute Advance For For Management
Dividends
10 Receive Information on Share None None Management
Repurchase Program
11 Authorize Share Capital Increase with For For Management
Preemptive Rights
12 Ratify External Auditors For Against Management
13 Approve Upper Limit of Donations in For For Management
2021 and Receive Information on
Donations Made in 2020
14 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
15 Wishes None None Management
--------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES SA
Ticker: UGPA3 Security ID: P94396127
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at 11 For For Management
2 Elect Alexandre Teixeira de Assumpcao For For Management
Saigh as Director
--------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES SA
Ticker: UGPA3 Security ID: P94396127
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 11 For For Management
4 Elect Directors For For Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alexandre Teixeira de Assumpcao
Saigh as Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Paula Vitali Janes Vescovi
as Independent Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Flavia Buarque de Almeida as
Independent Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jorge Marques de Toledo Camargo
as Independent Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Gallo as Independent
Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Luiz Alqueres as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Mauricio Pereira Coelho as
Independent Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Lucio de Castro Andrade Filho as
Director
7.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcos Marinho Lutz as Director
7.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Otavio Lopes Castello Branco
Neto as Director
7.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Wongtschowski as Director
8 Approve Remuneration of Company's For For Management
Management
9.1 Elect Flavio Cesar Maia Luz as Fiscal For For Management
Council Member and Marcio Augustus
Ribeiro as Alternate
9.2 Elect Geraldo Toffanello as Fiscal For For Management
Council Member and Pedro Ozires
Predeus as Alternate
9.3 Elect William Bezerra Cavalcanti Filho For For Management
as Fiscal Council Member and Sandra
Regina de Oliveira as Alternate
10 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES SA
Ticker: UGPA3 Security ID: P94396127
Meeting Date: APR 14, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
--------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES SA
Ticker: UGPA3 Security ID: P94396127
Meeting Date: JUN 25, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Formalize the Exercise of Preemptive None None Management
Rights in the Acquisition of Shares
Issued by Imifarma Produtos
Farmaceuticos e Cosmeticos SA
--------------------------------------------------------------------------------
ULTRATECH CEMENT LTD.
Ticker: Security ID: INE481G01011
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Rajashree Birla For Against Management
4 Appointment of Auditor and Authority For For Management
to Set Fees
5 Authority to Set Cost Auditors' Fees For For Management
6 Appointment of Kailash Chandra Jhanwar For For Management
(Managing Director); Approve
Remuneration
7 Continuation of Office of Rajashree For Against Management
Birla
8 Revision of Remuneration for Atul Daga For For Management
(CFO)
9 Elect Alka Bharucha For For Management
--------------------------------------------------------------------------------
UNI-PRESIDENT CHINA HOLDINGS LTD.
Ticker: 220 Security ID: G9222R106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Chen Kuo-Hui as Director For For Management
3b Elect Chen Sun-Te as Director For For Management
3c Elect Chen Johnny as Director For Against Management
4 Authorize Board to Fix the For For Management
Remuneration of Directors
5 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
UNI-PRESIDENT ENTERPRISES CORP.
Ticker: 1216 Security ID: Y91475106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve Deletion of the For For Management
Non-competition Promise Ban Imposed
Upon the Company's Directors and
Independent Directors According to the
Article 209 of Company Act
--------------------------------------------------------------------------------
UNIGROUP GUOXIN MICROELECTRONICS CO LTD.
Ticker: Security ID: CNE000001M14
Meeting Date: JUL 24, 2020 Meeting Type: Special
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 FINANCIAL LEASING GUARANTEE FOR A For For Management
CONTROLLED SUBSIDIARY
2 LAUNCHING ASSETS SECURITIZATION For For Management
BUSINESS OF ACCOUNTS RECEIVABLE
--------------------------------------------------------------------------------
UNIGROUP GUOXIN MICROELECTRONICS CO., LTD.
Ticker: 002049 Security ID: Y8488J105
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Elect Miao Gang as Non-Independent For For Shareholder
Director
3 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
UNIGROUP GUOXIN MICROELECTRONICS CO., LTD.
Ticker: 002049 Security ID: Y8488J105
Meeting Date: FEB 01, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination of Number of For For Management
Conversion Shares
2.9 Approve Determination and Adjustment For For Management
of Conversion Price
2.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bondholders
2.17 Approve Use of Proceeds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Deposit Account for Raised For For Management
Funds
2.20 Approve Resolution Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve No Need for Report on the For For Management
Usage of Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders (Amended Version)
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Amend Management System of Raised Funds For Against Management
10 Approve Provision of Guarantees For For Management
11 Approve Guarantee Provision Plan For For Shareholder
--------------------------------------------------------------------------------
UNIGROUP GUOXIN MICROELECTRONICS CO., LTD.
Ticker: 002049 Security ID: Y8488J105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Related Party Transaction For For Management
8 Amend Articles of Association For Against Management
9 Amend Related-Party Transaction For Against Management
Management System
10 Amend Working Rule for Independent For Against Management
Directors
11 Approve Termination of Provision of For For Management
Guarantee
12 Approve Signing of Financial Services For Against Shareholder
Agreement and Provision of Guarantee
--------------------------------------------------------------------------------
UNILEVER INDONESIA
Ticker: Security ID: ID1000095706
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Election of Directors and For For Management
Commissioners (Slate) and Approval of
Their Fees
--------------------------------------------------------------------------------
UNIMICRON TECHNOLOGY CORP.
Ticker: 3037 Security ID: Y90668107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Procedures Governing the For Against Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee for For For Management
Credit Line Bank Application
2 Approve Provision of Guarantee for For For Management
Credit Line Manufacturer Application
3 Amend Articles of Association For Against Management
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
6 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition For For Management
2 Approve Provision of Guarantee For For Management
3 Approve Provision of Guarantee for For For Management
Comprehensive Credit Line Bank
Application
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: APR 06, 2021 Meeting Type: Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party Transaction For For Management
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Financial For For Management
Report and Internal Control Auditor as
well as Payment of Remuneration
7 Approve Guarantee Provision for the For For Management
Comprehensive Credit Lines Applied by
Subsidiary
8 Approve Provision of Guarantee to For For Management
Supplier
9 Approve Signing of Financial Services For For Management
Agreement and Provision of Guarantee
10.1 Elect Yu Yingtao as Director For Against Management
10.2 Elect Wang Hongtao as Director For For Management
10.3 Elect Wang Huixuan as Director For For Management
10.4 Elect Li Tianchi as Director For For Management
11.1 Elect Wang Xinxin as Director For For Management
11.2 Elect Xu Jingchang as Director For For Management
11.3 Elect Zhao Shaopeng as Director For For Management
12.1 Elect Guo Jingrong as Supervisor For For Management
12.2 Elect Zhu Wuxiang as Supervisor For For Management
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: JUN 21, 2021 Meeting Type: Special
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period of Private Placement
--------------------------------------------------------------------------------
UNISPLENDOUR CORPORATION LIMITED
Ticker: Security ID: CNE0000010T1
Meeting Date: AUG 10, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect GUO Jingrong as Non-employee For Against Management
Supervisor
--------------------------------------------------------------------------------
UNITED MICROELECTRONICS CORP.
Ticker: 2303 Security ID: Y92370108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Issuance Plan of Private For For Management
Placement for Common Shares, DRs or
Euro/Domestic Convertible Bonds
4.1 Elect Wenyi Chu with ID No. E221624XXX For For Management
as Independent Director
4.2 Elect Lih J. Chen with ID No. For For Management
J100240XXX as Independent Director
4.3 Elect Jyuo-Min Shyu with ID No. For For Management
F102333XXX as Independent Director
4.4 Elect Kuang Si Shiu with ID No. For For Management
F102841XXX as Independent Director
4.5 Elect Wen-Hsin Hsu with ID No. For For Management
R222816XXX as Independent Director
4.6 Elect Ting-Yu Lin with Shareholder No. For For Management
5015 as Non-independent Director
4.7 Elect Stan Hung with Shareholder No. For For Management
111699 as Non-independent Director
4.8 Elect SC Chien, a Representative of For For Management
Hsun Chieh Investment Co., Ltd. with
Shareholder No. 195818 as
Non-independent Director
4.9 Elect Jason Wang, a Representative of For For Management
Silicon Integrated Systems Corp. with
Shareholder No. 1569628 as
Non-independent Director
--------------------------------------------------------------------------------
UNITED SPIRITS LTD.
Ticker: Security ID: INE854D01024
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect Randall Ingber For For Management
--------------------------------------------------------------------------------
UNIVERSAL ROBINA CORPORATION
Ticker: URC Security ID: Y9297P100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Annual Meeting For For Management
of the Stockholders held on May 14,
2020
2 Approve Financial Statements For the For For Management
Preceding Year
3 Approve Amendment of Article Second of For For Management
the Articles of Incorporation of the
Corporation in Order to Include
Additional Clauses in the
Corporation's Primary and Secondary
Purposes
4.1 Elect James L. Go as Director For For Management
4.2 Elect Lance Y. Gokongwei as Director For For Management
4.3 Elect Patrick Henry C. Go as Director For For Management
4.4 Elect Johnson Robert G. Go, Jr. as For For Management
Director
4.5 Elect Irwin C. Lee as Director For For Management
4.6 Elect Cesar V. Purisima as Director For For Management
4.7 Elect Rizalina G. Mantaring as Director For For Management
4.8 Elect Christine Marie B. Angco as For For Management
Director
4.9 Elect Antonio Jose U. Periquet, Jr. as For For Management
Director
5 Appoint SyCip Gorres Velayo & Co. as For For Management
External Auditor
6 Ratify Acts of the Board of Directors For For Management
and Its Committees, Officers and
Management
7 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD.
Ticker: 601231 Security ID: Y92776106
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Coupon Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
2.9 Approve Determination and Adjustment For For Management
of Conversion Price
2.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Attribution of Profit and Loss For For Management
During the Conversion Period
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Use of Proceeds For For Management
2.17 Approve Guarantee Matters For For Management
2.18 Approve Matters Relating to Meetings For For Management
of Bondholders
2.19 Approve Resolution Validity Period For For Management
3 Approve Issuance of Convertible Bonds For For Management
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Formulation of Rules and For For Management
Procedures Regarding General Meetings
of Convertible Bondholders
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of Board to For For Management
Handle All Related Matters Regarding
Issuance of Convertible Bonds
9 Approve Employee Share Purchase Plan For Against Management
(Draft) and Summary
10 Approve Methods to Assess the For Against Management
Performance of Plan Participants
11 Approve Authorization of Board to For Against Management
Handle All Related Matters Regarding
Employee Share Purchase Plan
--------------------------------------------------------------------------------
UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD.
Ticker: 601231 Security ID: Y92776106
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve 2020 Related Party Transaction For For Management
7 Approve 2021 Related Party Transaction For For Management
8 Approve Use of Idle Own Funds to For Against Management
Invest in Financial Products
9 Approve Application of Bank Credit For Against Management
Lines
10 Approve Financial Derivatives For For Management
Transactions
11 Approve to Appoint Financial Auditor For For Management
12 Approve to Appoint Internal Control For For Management
Auditor
13 Approve Amendments to Articles of For For Management
Association
14 Approve Mutual Guarantees For For Management
15 Amend External Guarantee Management For Against Management
System
16.1 Elect Gilles Baruk Benhamou as Director For For Management
--------------------------------------------------------------------------------
UPL LTD
Ticker: 512070 Security ID: INE628A01036
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports (Standalone) For For Management
2 Accounts and Reports (Consolidated) For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Sandra Rajnikant Shroff For For Management
5 Authority to Set Cost Auditors Fees For For Management
6 Directors' Commission For For Management
7 Elect Usha Rao Monari For For Management
8 Elect Hardeep Singh For For Management
9 Elect Vasant Prakash Gandhi For For Management
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: P9661Q155
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Amend Articles 9 and 11 For For Management
3 Amend Article 11 Re: Fix Minimum For For Management
Number of Board Members to 11
4 Amend Article 11 Re: Independent Board For For Management
Members
5 Amend Article 11 Re: Board Chairman For For Management
and Vice-Chairman
6 Amend Article 11 Re: Lead Independent For For Management
Board Member
7 Amend Article 11 Re: Election of the For For Management
Board Members
8 Amend Article 11 Re: Election of the For Against Management
Board Members
9 Amend Article 11 Re: Renumbering and For For Management
Adjustment of Points 11 and 12
10 Amend Article 12 For For Management
11 Amend Articles 14 and 29 For For Management
12 Amend Article 15 For For Management
13 Amend Article 23 For For Management
14 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: P9661Q155
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 13 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Jose Luciano Duarte Penido as For For Management
Independent Director
5.2 Elect Fernando Jorge Buso Gomes as For For Management
Director
5.3 Elect Clinton James Dines as For For Management
Independent Director
5.4 Elect Eduardo de Oliveira Rodrigues For For Management
Filho as Director
5.5 Elect Elaine Dorward-King as For For Management
Independent Director
5.6 Elect Jose Mauricio Pereira Coelho as For For Management
Director
5.7 Elect Ken Yasuhara as Director For Abstain Management
5.8 Elect Manuel Lino Silva de Sousa For For Management
Oliveira (Ollie Oliveira) as
Independent Director
5.9 Elect Maria Fernanda dos Santos For For Management
Teixeira as Independent Director
5.10 Elect Murilo Cesar Lemos dos Santos For For Management
Passos as Independent Director
5.11 Elect Roger Allan Downey as For For Management
Independent Director
5.12 Elect Sandra Maria Guerra de Azevedo For For Management
as Independent Director
5.13 Elect Marcelo Gasparino da Silva as None Abstain Shareholder
Independent Director Appointed by
Shareholders
5.14 Elect Mauro Gentile Rodrigues da Cunha None Abstain Shareholder
as Independent Director Appointed by
Shareholders
5.15 Elect Roberto da Cunha Castello Branco None Abstain Shareholder
as Independent Director Appointed by
Shareholders
5.16 Elect Rachel de Oliveira Maia as None For Shareholder
Independent Director Appointed by
Shareholders
6 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None For Management
Elect Jose Luciano Duarte Penido as
Independent Director
7.2 Percentage of Votes to Be Assigned - None For Management
Elect Fernando Jorge Buso Gomes as
Director
7.3 Percentage of Votes to Be Assigned - None For Management
Elect Clinton James Dines as
Independent Director
7.4 Percentage of Votes to Be Assigned - None For Management
Elect Eduardo de Oliveira Rodrigues
Filho as Director
7.5 Percentage of Votes to Be Assigned - None For Management
Elect Elaine Dorward-King as
Independent Director
7.6 Percentage of Votes to Be Assigned - None For Management
Elect Jose Mauricio Pereira Coelho as
Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ken Yasuhara as Director
7.8 Percentage of Votes to Be Assigned - None For Management
Elect Manuel Lino Silva de Sousa
Oliveira (Ollie Oliveira) as
Independent Director
7.9 Percentage of Votes to Be Assigned - None For Management
Elect Maria Fernanda dos Santos
Teixeira as Independent Director
7.10 Percentage of Votes to Be Assigned - None For Management
Elect Murilo Cesar Lemos dos Santos
Passos as Independent Director
7.11 Percentage of Votes to Be Assigned - None For Management
Elect Roger Allan Downey as
Independent Director
7.12 Percentage of Votes to Be Assigned - None For Management
Elect Sandra Maria Guerra de Azevedo
as Independent Director
7.13 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Marcelo Gasparino da Silva as
Independent Director Appointed by
Shareholders
7.14 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Mauro Gentile Rodrigues da Cunha
as Independent Director Appointed by
Shareholders
7.15 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Roberto da Cunha Castello Branco
as Independent Director Appointed by
Shareholders
7.16 Percentage of Votes to Be Assigned - None For Shareholder
Elect Rachel de Oliveira Maia as
Independent Director Appointed by
Shareholders
8 Elect Jose Luciano Duarte Penido as For For Management
Board Chairman
9 Elect Roberto da Cunha Castello Branco None Abstain Shareholder
as Board Chairman Appointed by
Shareholders
10 Elect Fernando Jorge Buso Gomes as For For Management
Board Vice-Chairman
11 Elect Mauro Gentile Rodrigues da Cunha None Abstain Shareholder
as Board Vice-Chairman Appointed by
Shareholders
12.1 Elect Cristina Fontes Doherty as For For Management
Fiscal Council Member and Nelson de
Menezes Filho as Alternate
12.2 Elect Marcus Vinicius Dias Severini as For For Management
Fiscal Council Member and Vera Elias
as Alternate
12.3 Elect Marcelo Moraes as Fiscal Council For For Management
Member
12.4 Elect Raphael Manhaes Martins as For For Management
Fiscal Council Member and Adriana de
Andrade Sole as Alternate
13 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: P9661Q155
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Restricted Stock Plan For For Management
2 Approve Agreement to Absorb Companhia For For Management
Paulista de Ferroligas (CPFL) and
Valesul Aluminio S.A. (Valesul)
3 Ratify Macso Legate Auditores For For Management
Independentes (Macso) as Independent
Firm to Appraise Proposed Transaction
4 Approve Independent Firm's Appraisal For For Management
5 Approve Absorption of Companhia For For Management
Paulista de Ferroligas (CPFL) and
Valesul Aluminio S.A. (Valesul)
without Capital Increase and without
Issuance of Shares
6 Approve Agreement for Partial Spin-Off For For Management
of Mineracoes Brasileiras Reunidas S.A.
(MBR) and Absorption of Partial
Spun-Off Assets
7 Ratify Macso Legate Auditores For For Management
Independentes (Macso) as Independent
Firm to Appraise Proposed Transaction
8 Approve Independent Firm's Appraisal For For Management
9 Approve Absorption of Spun-Off Assets For For Management
without Capital Increase and without
Issuance of Shares
--------------------------------------------------------------------------------
VANGUARD INTERNATIONAL SEMICONDUCTOR CORP.
Ticker: 5347 Security ID: Y9353N106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4.1 Elect Leuh Fang, a Representative of For For Management
Taiwan Semiconductor Manufacturing Co.
, Ltd. (TSMC), with Shareholder No. 2,
as Non-independent Director
4.2 Elect F.C. Tseng, a Representative of For For Management
Taiwan Semiconductor Manufacturing Co.
, Ltd. (TSMC), with Shareholder No. 2,
as Non-independent Director
4.3 Elect Lai Shou Su, a Representative of For For Management
National Development Fund Executive
Yuan, with Shareholder No. 1629, as
Non-independent Director
4.4 Elect Edward Y. Way, with Shareholder For For Management
No. A102143XXX, as Non-independent
Director
4.5 Elect Benson W.C. Liu, with For For Management
Shareholder No. P100215XXX, as
Independent Director
4.6 Elect Kenneth Kin, with Shareholder No. For For Management
F102831XXX, as Independent Director
4.7 Elect Chintay Shih, with Shareholder For For Management
No. R101349XXX, as Independent Director
5 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
VEDANTA LIMITED
Ticker: 500295 Security ID: Y9364D105
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Confirm First Interim Dividend For For Management
4 Reelect GR Arun Kumar as Director For For Management
5 Elect Anil Kumar Agarwal as Director For For Management
6 Reelect Priya Agarwal as Director For For Management
7 Approve Reappointment and Remuneration For For Management
of GR Arun Kumar as Whole-Time
Director Designated as Chief Financial
Officer (CFO)
8 Approve Payment of Remuneration to For For Management
Srinivasan Venkatakrishnan as
Whole-Time Director Designated as
Chief Executive Officer (CEO)
9 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
VENUSTECH GROUP INC.
Ticker: 002439 Security ID: Y07764106
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Usage of Raised Funds For For Management
2 Approve Company's Exemption from For For Management
Fulfilling Commitments Related to
Fundraising Projects
3 Approve Increase the Implementation For For Management
Subject of Fundraising Projects and
Use Partial Raised Funds to Increase
Capital
--------------------------------------------------------------------------------
VENUSTECH GROUP INC.
Ticker: 002439 Security ID: Y07764106
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For Against Management
(Draft) and Summary
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
VENUSTECH GROUP INC.
Ticker: 002439 Security ID: Y07764106
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: JAN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Raised Funds for For For Management
Investment in Financial Products
2 Amend Management System of Raised Funds For For Management
3 Amend Management System for Providing For For Management
External Guarantees
4.1 Elect Liu Junyan as Independent For For Management
Director
4.2 Elect Zhang Xiaoting as Independent For For Management
Director
--------------------------------------------------------------------------------
VIA VAREJO SA
Ticker: VVAR3 Security ID: P9783A104
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-Ratify Remuneration of Company's For For Management
Management Approved at the June 4,
2020 AGM
2 Approve Treatment of Net Loss For For Management
3 Approve Stock Option Plan and For Against Management
Restricted Stock Plan
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
VIA VAREJO SA
Ticker: VVAR3 Security ID: P9783A104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Remuneration of Company's For Against Management
Management
3 Do You Wish to Request Installation of Abstain For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
VINDA INTERNATIONAL HOLDINGS LIMITED
Ticker: 3331 Security ID: G9361V108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Li Chao Wang as Director For For Management
3b Elect Li Jielin as Director For For Management
3c Elect Jan Christer Johansson as For For Management
Director
3d Elect Lee Hsiao-yun Ann as Director For For Management
3e Elect Johann Christoph Michalski as For For Management
Director
3f Elect Law Hong Ping, Lawrence as For For Management
Director
3g Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
VISIONOX TECHNOLOGY INC
Ticker: Security ID: CNE100000N46
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Use of the Outstanding Guarantee Quota For Against Management
2 Authority to Give Guarantees to For Against Management
Control Subsidiaries
--------------------------------------------------------------------------------
VISIONOX TECHNOLOGY, INC.
Ticker: 002387 Security ID: Y0916V107
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For Against Management
--------------------------------------------------------------------------------
VISIONOX TECHNOLOGY, INC.
Ticker: 002387 Security ID: Y0916V107
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee and For For Management
Related Party Transactions
2 Approve Issuance of Debt Financing For For Shareholder
Instruments
--------------------------------------------------------------------------------
VISIONOX TECHNOLOGY, INC.
Ticker: 002387 Security ID: Y0916V107
Meeting Date: NOV 23, 2020 Meeting Type: Special
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Patent Transfer For For Management
Contract
2 Approve Additional Guarantee For For Management
--------------------------------------------------------------------------------
VISIONOX TECHNOLOGY, INC.
Ticker: 002387 Security ID: Y0916V107
Meeting Date: DEC 16, 2020 Meeting Type: Special
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Counter Guarantee For For Management
2 Approve Signing of Technology For For Shareholder
Licensing and Service Contracts
3 Approve Provision of Guarantee for For Against Shareholder
Financial Leasing Business
--------------------------------------------------------------------------------
VISIONOX TECHNOLOGY, INC.
Ticker: 002387 Security ID: Y0916V107
Meeting Date: JAN 05, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Counter Guarantee For For Management
to Controlled Indirect Subsidiary
--------------------------------------------------------------------------------
VISIONOX TECHNOLOGY, INC.
Ticker: 002387 Security ID: Y0916V107
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
VISIONOX TECHNOLOGY, INC.
Ticker: 002387 Security ID: Y0916V107
Meeting Date: FEB 22, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loan Application and Provision For For Management
of Counter-Guarantees
2 Approve Signing of Equipment Transfer For For Management
Contract
--------------------------------------------------------------------------------
VISIONOX TECHNOLOGY, INC.
Ticker: 002387 Security ID: Y0916V107
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee for For For Management
Wholly-owned Subsidiary
2 Approve Provision of Guarantee for For Against Management
Controlled Subsidiary
3 Approve Provision of Guarantee and For Against Management
Additional Mortgage for Controlled
Subsidiary
--------------------------------------------------------------------------------
VISIONOX TECHNOLOGY, INC.
Ticker: 002387 Security ID: Y0916V107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Appointment of Auditor For For Management
8 Approve Provision of Guarantees For For Management
9 Approve to Handle Deposit and For For Management
Settlement Business with Langfang Bank
Co., Ltd. and Related Party Transaction
10 Amend Articles of Association For For Management
11.1 Elect Zhang Deqiang as Director For For Shareholder
11.2 Elect Cheng Tao as Director For For Shareholder
11.3 Elect Xie Gongping as Director For For Shareholder
11.4 Elect Xu Gang as Director For For Shareholder
11.5 Elect Liu Yuzhou as Director For For Shareholder
12.1 Elect Yang Youhong as Director For For Management
12.2 Elect Lou Aidong as Director For For Management
12.3 Elect Zhang Qifeng as Director For For Management
13.1 Elect Zhao Jianguang as Supervisor For For Shareholder
13.2 Elect Ren Hua as Supervisor For For Shareholder
--------------------------------------------------------------------------------
VODACOM GROUP LTD
Ticker: Security ID: ZAE000132577
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
10 Approve Remuneration Implementation For For Management
Report
11 Election of Audit, Risk and Compliance For For Management
Committee Member (David H. Brown)
12 Election of Audit, Risk and Compliance For For Management
Committee Member (Clive Bradney
Thomson)
13 Election of Audit, Risk and Compliance For For Management
Committee Member (Khumo Shuenyane)
14 Election of Audit, Risk and Compliance For For Management
Committee Member (Nomkhita Clyde
Nqweni)
15 Authority to Repurchase Shares For For Management
16 Increase NEDs' Fees For For Management
2 Elect Khumo L. Shuenyane For For Management
3 Re-elect Leanne Wood For For Management
4 Re-elect Pierre Klotz For For Management
5 Re-elect Clive B. Thomson For For Management
6 Re-elect Vivek Badrinath For For Management
7 Re-elect Mohamed S.A. Joosub For For Management
8 Appointment of Auditor For For Management
9 Approve Remuneration Policy For For Management
--------------------------------------------------------------------------------
VTB BANK PJSC
Ticker: VTBR Security ID: 46630Q202
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Allocation of Undistributed For For Management
Profit from Previous Years
5 Approve Dividends on Common and For For Management
Preferred Shares
6 Approve Dividends on Type 1 Preferred For For Management
Share
7 Approve Remuneration of Directors None None Management
8 Approve Remuneration of Members of For For Management
Audit Commission
9 Fix Number of Directors at 11 For For Management
10.1 Elect Matthias Warnig as Director None Against Management
10.2 Elect Dmitrii Grigorenko as Director None Against Management
10.3 Elect Yves-Thibault De Silguy as None Against Management
Director
10.4 Elect Mikhail Zadornov as Director None Against Management
10.5 Elect Andrei Kostin as Director None None Management
10.6 Elect Israfail Aidyn oglu Mammadov as None For Management
Director
10.7 Elect Aleksei Moiseev as Director None Against Management
10.8 Elect Igor Repin as Director None Against Management
10.9 Elect Maksim Reshetnikov as Director None Against Management
10.10 Elect Valerii Sidorenko as Director None Against Management
10.11 Elect Aleksandr Sokolov as Director None Against Management
11 Fix Number of Audit Commission Members For For Management
at Five
12 Elect Pavel Buchnev, Evgenii For For Management
Gontmakher, Mikhail Krasnov, Zakhar
Sabantsev and Vadim Soskov as Members
of Audit Commission
13 Ratify Ernst & Young as Auditor For For Management
14 Approve New Edition of Charter None None Management
15 Approve New Edition of Regulations on For For Management
Board of Directors
16 Approve New Edition of Regulations on None None Management
Management
17 Approve New Edition of Regulations on For For Management
Audit Commission
18 Approve Company's Membership in Big For For Management
Data Association
--------------------------------------------------------------------------------
VTB BANK PJSC
Ticker: VTBR Security ID: 46630Q202
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Allocation of Undistributed For For Management
Profit from Previous Years
5 Approve Dividends on Common and For For Management
Preferred Shares
6 Approve Dividends from Retained For For Management
Earning from Previous Years
7 Approve New Edition of Regulations on None None Management
Remuneration of Directors
8 Approve Remuneration of Directors None None Management
9 Approve Remuneration of Members of For For Management
Audit Commission
10 Fix Number of Directors For For Management
11.1 Elect Tatiana Bakalchuk as Director None For Management
11.2 Elect Arthur Matthias Warnig as None For Management
Director
11.3 Elect Dmitrii Grigorenko as Director None For Management
11.4 Elect Yves Thibault de Silguy as None For Management
Director
11.5 Elect Andrei Kostin as Director None None Management
11.6 Elect Israfil Mammadov as Director None For Management
11.7 Elect Aleksei Moiseev as Director None For Management
11.8 Elect Mikhail Motorin as Director None For Management
11.9 Elect Igor Repin as Director None For Management
11.10 Elect Maksim Reshetnikov as Director None For Management
11.11 Elect Valerii Sidorenko as Director None For Management
12 Fix Number of Audit Commission Members For For Management
13 Elect Members of Audit Commission For For Management
14 Ratify Auditor For For Management
15 Amend Charter None None Management
16 Approve New Edition of Regulations on None None Management
Management
--------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV
Ticker: WALMEX Security ID: P98180188
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Report of Audit and Corporate For For Management
Practices Committees
1b Approve CEO's Report and Board Opinion For For Management
on CEO's Report
1c Approve Board of Directors' Report For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends of MXN 1.63 Per Share
4 Approve Report and Resolutions Re: For Against Management
Employee Stock Purchase Plan
5 Approve Report on Share Repurchase For For Management
Reserves
6a1 Elect or Ratify Enrique Ostale as For For Management
Director
6a2 Elect or Ratify Richard Mayfield as For For Management
Director
6a3 Elect or Ratify Amanda Whalen as For For Management
Director
6a4 Elect or Ratify Tom Ward as Director For For Management
6a5 Elect or Ratify Kirsten Evans as For For Management
Director
6a6 Elect or Ratify Guilherme Loureiro as For For Management
Director
6a7 Elect or Ratify Adolfo Cerezo as For For Management
Director
6a8 Elect or Ratify Blanca Trevino as For For Management
Director
6a9 Elect or Ratify Roberto Newell as For For Management
Director
6a10 Elect or Ratify Ernesto Cervera as For For Management
Director
6a11 Elect or Ratify Eric Perez Grovas as For For Management
Director
6b1 Elect or Ratify Adolfo Cerezo as For For Management
Chairman of Audit and Corporate
Practices Committees
6b2 Approve Discharge of Board of For For Management
Directors and Officers
6b3 Approve Directors and Officers For For Management
Liability
6c1 Approve Remuneration of Board Chairman For For Management
6c2 Approve Remuneration of Director For For Management
6c3 Approve Remuneration of Chairman of For For Management
Audit and Corporate Practices
Committees
6c4 Approve Remuneration of Member of For For Management
Audit and Corporate Practices
Committees
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV
Ticker: WALMEX Security ID: P98180188
Meeting Date: JUN 22, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 3 Re: Corporate Purpose For For Management
2 Approve Report and Resolutions Re: For Against Management
Employee Stock Purchase Plan
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WALSIN TECHNOLOGY CORP.
Ticker: 2492 Security ID: Y9494B102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Amend Procedures for Endorsement and For For Management
Guarantees
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
WALVAX BIOTECHNOLOGY CO., LTD.
Ticker: 300142 Security ID: Y9486E106
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Option Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
WALVAX BIOTECHNOLOGY CO., LTD.
Ticker: 300142 Security ID: Y9486E106
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For Against Management
Connection to Waiver of Pre-emptive
Rights
--------------------------------------------------------------------------------
WALVAX BIOTECHNOLOGY CO., LTD.
Ticker: 300142 Security ID: Y9486E106
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of H Shares and For For Management
Listing in Hong Kong Stock Exchange as
well as Conversion to an Overseas
Fundraising Company
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Time For For Management
2.3 Approve Issue Manner For For Management
2.4 Approve Issue Size For For Management
2.5 Approve Pricing Method For For Management
2.6 Approve Target Subscribers For For Management
2.7 Approve Principles of Offering For For Management
2.8 Approve Application for Listing on the For For Management
Stock Exchange
2.9 Approve Resolution Validity Period For For Management
3 Approve Issuance of H Shares For For For Management
Fund-Raising Use Plan
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members and
Prospectus Liability Insurance Matters
6 Approve Authorization of Board to For For Management
Handle All Related Matters
7 Elect Huang Shida as Independent For For Management
Director
8 Approve Arrangements on Roll-forward For For Management
Profits
9 Amend Articles of Association For For Management
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
13 Amend Management System for the Usage For For Management
of Raised Funds
14 Amend the Work System for Independent For For Management
Non-executive Directors
15 Amend Related Party Transaction For For Management
Decision-making System
16 Amend Rules and Procedures Regarding For For Management
Investment Decision-making
17 Amend Management System for External For For Management
Guarantees
18 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
WALVAX BIOTECHNOLOGY CO., LTD.
Ticker: 300142 Security ID: Y9486E106
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Audited Financial Report For For Management
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Adjustment of Walvax For For Management
Biotechnology Innovation Center Project
--------------------------------------------------------------------------------
WALVAX BIOTECHNOLOGY COMPANY LTD
Ticker: Security ID: CNE100000WN2
Meeting Date: AUG 12, 2020 Meeting Type: Special
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect ZHANG Jiankang For For Management
2 Elect FAN Yongwu For For Management
3 Elect ZHAO Jianmei as Independent For For Management
Director
4 Elect DING Shiqing as Supervisor For Against Management
--------------------------------------------------------------------------------
WALVAX BIOTECHNOLOGY COMPANY LTD
Ticker: Security ID: CNE100000WN2
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Allocation of Semi-annual Profits For For Management
2 Replenish Working Capital with Idle For For Management
Funds
--------------------------------------------------------------------------------
WANGFUJING GROUP CO., LTD.
Ticker: 600859 Security ID: Y0775J104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution and For For Management
Dividend Payout Plan
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Merger by Absorption as well For For Management
as Raising Supporting Funds Complies
with Relevant Laws and Regulation
8.1 Approve Brief Introduction For For Management
8.2 Approve Transaction Parties For For Management
8.3 Approve Issue Type and Par Value For For Management
8.4 Approve Share Swap Target and Merger For For Management
Implementation Share Record Date
8.5 Approve Conversion Price and For For Management
Conversion Ratio
8.6 Approve Issue Size For For Management
8.7 Approve Listing Exchange For For Management
8.8 Approve Lock-up Period For For Management
8.9 Approve Handling of Limited Rights of For For Management
Shares
8.10 Approve Wangfujing's Dissenting For For Management
Shareholders' Benefit Protection
Mechanism
8.11 Approve Interests Protection Mechanism For For Management
of the Dissident Shareholders of
Shoushang Co., Ltd.
8.12 Approve Disposal of Creditor's Rights For For Management
8.13 Approve Arrangement of Transitional For For Management
Period
8.14 Approve Arrangements for Transfer or For For Management
Delivery of Related Assets
8.15 Approve Staff Placement For For Management
8.16 Approve Distribution Arrangement of For For Management
Undistributed Earnings
8.17 Approve Amount of Raised Funds For For Management
8.18 Approve Share Type and Par Value For For Management
8.19 Approve Target Subscribers and Issue For For Management
Manner
8.20 Approve Pricing Basis and Issue Price For For Management
8.21 Approve Issue Size For For Management
8.22 Approve Listing Exchange For For Management
8.23 Approve Lock-up Period For For Management
8.24 Approve Approve Distribution For For Management
Arrangement of Undistributed Earnings
8.25 Approve Use of Proceeds of Raised For For Management
Funds Arrangement
8.26 Approve Resolution Validity Period For For Management
9 Approve Signing of Share Swap and For For Management
Merger Agreement
10 Approve Signing of Shares Subscription For For Management
Agreement
11 Approve Draft and Summary of Report on For For Management
Merger by Absorption as well as
Raising Supporting Funds
12 Approve Transaction Constitute as For For Management
Major Asset Restructuring
13 Approve Transaction Constitute as For For Management
Related-Party Transaction
14 Approve Relevant Preparation Review For For Management
Report
15 Approve Valuation Report Related to For For Management
this Transaction
16 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
17 Approve Transaction Complies with For For Management
Article 11 and 43 of the
Administrative Measures for the
Material Asset Restructuring of Listed
Companies
18 Approve Transaction Complies with For For Management
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Restructuring of Listed Companies
19 Approve Transaction Does Not Comply For For Management
with Article 13 of the Administrative
Measures for the Material Asset
Restructuring of Listed Companies
20 Approve Stock Price Volatility Does For For Management
Not Achieve the Standard of Article 5
Notice on Regulating the Information
Disclosure of Listed Companies and the
Behavior of Related Parties
21 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
22 Approve Relevant Entities Does Not For For Management
Participate in Major Asset Restructure
of Listed Companies and Does Not Have
Article 13 of Strengthening the
Supervision over
23 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
24 Approve Report on the Usage of For For Management
Previously Raised Funds
25 Approve Whitewash Waiver and Related For For Management
Transactions
26 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
WANGSU SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 300017 Security ID: Y7689Q108
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Registered Capital For For Management
and Amendments to Articles of
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
5 Amend Working System for Independent For For Management
Directors
6 Amend Management System of Related For For Management
Party Transactions
7 Amend Management System for Providing For For Management
External Guarantees
8 Amend Management System for Providing For For Management
External Investments
9 Amend Management System of Raised Funds For For Management
10 Approve Adjustments to 2017 Stock For For Management
Option Plan and Performance Shares
Incentive Plan, Grant to Incentive
Objects, Number of Options and
Repurchase and Cancellation of
Performance Shares
11 Approve Adjustments to 2020 Stock For For Management
Option Plan and Performance Shares
Incentive Plan, Grant to Incentive
Objects, Number of Options and
Repurchase and Cancellation of
Performance Shares
12 Approve Provision of Guarantee For Against Management
13 Approve to Appoint Auditor For For Management
14 Approve Use of Funds for Financial For Against Shareholder
Products
--------------------------------------------------------------------------------
WANGSU SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 300017 Security ID: Y7689Q108
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition and Term For For Management
Extension for External Loan
2 Approve Adjustment on Incentive Object For For Management
and Number of Stock Options Granted on
the Initial Stock Option and
Performance Shares Incentive Plan as
well as Repurchase and Cancellation of
Performance Shares
3 Approve Adjustment on Incentive Object For For Management
and Number of Stock Options Granted on
the Stock Option and Performance
Shares Incentive Plan as well as
Repurchase and Cancellation of
Performance Shares
--------------------------------------------------------------------------------
WANGSU SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 300017 Security ID: Y7689Q108
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration Plan of the For For Management
Company's Chairman
7 Approve Repurchase and Cancellation of For For Management
the First Grant of Stock Option and
Performance Share Incentive Plan
8 Approve Repurchase and Cancellation of For For Management
the Reserved Grant of Stock Option and
Performance Share Incentive Plan
9 Amend Articles of Association For For Management
10 Approve Extension of Investment Period For Against Shareholder
in the Usage of Funds to Purchase
Financial Products
11 Approve Adjustment in the Usage of For For Shareholder
Funds for Cash Management and
Extension of Investment Period
12 Approve Adjustment of Incentive For For Shareholder
Objects and Number of Stock Option and
Performance Share Incentive Plan as
well as Repurchase and Cancellation of
Performance Shares
--------------------------------------------------------------------------------
WANHUA CHEMICAL GROUP CO. LTD.
Ticker: 600309 Security ID: Y9520G109
Meeting Date: JAN 14, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Equity and For For Management
Fundraising Projects
--------------------------------------------------------------------------------
WANHUA CHEMICAL GROUP CO. LTD.
Ticker: 600309 Security ID: Y9520G109
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: APR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Completion of 2020 Investment For Against Management
Plan and 2021 Investment Plan Report
4 Approve Annual Report and Summary For For Management
5 Approve Report of the Board of For For Management
Directors
6 Approve Report of the Board of For For Management
Supervisors
7 Approve Report of the Independent For For Management
Directors
8 Approve Remuneration of Auditor For For Management
9 Approve to Appoint Auditor For For Management
10 Approve Related Party Transaction For For Management
11 Approve Provision of Guarantee to For Against Management
Subsidiary and Guarantee Provision
Between Subsidiaries
12 Approve Provision of Guarantee to For For Management
Joint Venture Enterprise
13 Approve Change of Registered Address For For Management
and Amend Articles of Association
14 Approve Issuance of Debt Financing For For Management
Instruments
15 Approve Increase in Foreign Forward For For Management
Exchange Settlement and Sale as well
as Amend Relevant Systems
16 Approve Provision of Financial Support For For Management
17 Approve Merger by Absorption For For Management
18 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
WANT WANT CHINA HOLDINGS LTD
Ticker: Security ID: KYG9431R1039
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Accounts and Reports For For Management
4 Allocation of Final Dividend For For Management
5 Allocation of Special Dividend For For Management
6 Elect TSAI Eng-Meng For For Management
10 Elect LEE Kwok Ming For For Management
7 Elect TSAI Wang-Chia For For Management
9 Elect HSIEH Tien-Jen For For Management
11 Elect PAN Chih Chiang For For Management
12 Directors' Fees For For Management
8 Elect LIAO Ching-Tsun For For Management
13 Appointment of Auditor and Authority For For Management
to Set Fees
14 Authority to Repurchase Shares For For Management
15 Authority to Issue Shares w/o For Against Management
Preemptive Rights
16 Authority to Issue Repurchased Shares For Against Management
--------------------------------------------------------------------------------
WEG SA
Ticker: WEGE3 Security ID: P9832B129
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget, Allocation of For For Management
Income, Ratify Distribution of
Dividends and
Interest-on-Capital-Stock Payments
3 Approve Remuneration of Company's For For Management
Management
4 Elect Fiscal Council Members For Abstain Management
5 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
6 Elect Lucia Maria Martins Casasanta as None For Shareholder
Fiscal Council Member and Patricia
Valente Stierli as Alternate Appointed
by Minority Shareholder
7 Approve Remuneration of Fiscal Council For For Management
Members
8 Designate Newspapers to Publish For For Management
Company Announcements
--------------------------------------------------------------------------------
WEG SA
Ticker: WEGE3 Security ID: P9832B129
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2-for-1 Stock Split and Amend For For Management
Article 5 Accordingly
2 Amend Articles to Comply with New For For Management
Regulations of Novo Mercado of B3
3 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
WEIBO CORP
Ticker: WB Security ID: US9485961018
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Charles CHAO Guowei For For Management
2 Elect P Christopher Lu For For Management
3 Elect Gaofei Wang For For Management
--------------------------------------------------------------------------------
WEICHAI POWER CO
Ticker: Security ID: CNE1000000D4
Meeting Date: JUL 31, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees For For Management
--------------------------------------------------------------------------------
WEICHAI POWER CO
Ticker: Security ID: CNE1000004L9
Meeting Date: JUL 31, 2020 Meeting Type: Special
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Authority to Give Guarantees For For Management
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement to the For For Management
Weichai Sale and Processing Services
Agreement and Relevant New Caps
2 Approve Supplemental Agreement to the For For Management
Weichai Holdings Utilities Services
Agreement and Chongqing Weichai
Utilities Services and Relevant New
Caps
3 Approve Supplemental Agreement to the For For Management
Weichai Heavy Machinery Purchase and
Processing Services Agreement and
Relevant New Caps
4 Approve Supplemental Agreement to the For For Management
Weichai Power Diesel Engines Supply
Framework Agreement and the Weichai
Yangzhou Diesel Engines Supply
Framework Agreement and Relevant New
Caps
5 Approve Supplemental Agreement to the For For Management
Transmissions Supply Framework
Agreement and Relevant New Caps
6 Approve Supplemental Agreement to the For For Management
Axles Supply Framework Agreement and
Relevant New Caps
7 Approve Supplemental Agreement to the For For Management
Weichai Westport Supply Agreement and
Relevant New Caps
8 Approve Supplemental Agreement to the For For Management
Weichai Westport Purchase Agreement
and Relevant New Caps
9 Approve Supplemental Agreement to the For For Management
Weichai Westport Logistics Agreement
and Relevant New Caps
10 Approve Supplemental Agreement to the For For Management
Weichai Westport Leasing Agreement and
Relevant New Caps
11 Approve Grant of the Guarantee(s) by For For Management
the Company for the Benefit of Weichai
Power Hong Kong International
Development Co., Limited in Respect of
Certain Loans
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A117
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement to the For For Management
Weichai Sale and Processing Services
Agreement and Relevant New Caps
2 Approve Supplemental Agreement to the For For Management
Weichai Holdings Utilities Services
Agreement and Chongqing Weichai
Utilities Services and Relevant New
Caps
3 Approve Supplemental Agreement to the For For Management
Weichai Heavy Machinery Purchase and
Processing Services Agreement and
Relevant New Caps
4 Approve Supplemental Agreement to the For For Management
Weichai Power Diesel Engines Supply
Framework Agreement and the Weichai
Yangzhou Diesel Engines Supply
Framework Agreement and Relevant New
Caps
5 Approve Supplemental Agreement to the For For Management
Transmissions Supply Framework
Agreement and Relevant New Caps
6 Approve Supplemental Agreement to the For For Management
Axles Supply Framework Agreement and
Relevant New Caps
7 Approve Supplemental Agreement to the For For Management
Weichai Westport Supply Agreement and
Relevant New Caps
8 Approve Supplemental Agreement to the For For Management
Weichai Westport Purchase Agreement
and Relevant New Caps
9 Approve Supplemental Agreement to the For For Management
Weichai Westport Logistics Agreement
and Relevant New Caps
10 Approve Supplemental Agreement to the For For Management
Weichai Westport Leasing Agreement and
Relevant New Caps
11 Approve Grant of the Guarantee(s) by For For Management
the Company for the Benefit of Weichai
Power Hong Kong International
Development Co., Limited in Respect of
Certain Loans
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A117
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of the General Mandate For Against Management
to Issue Shares to the Board
2 Approve Compliance with the Conditions For For Management
of Non-Public Issuance of A Shares
3.1 Approve Class and Par Value of Shares For For Management
to be Issued
3.2 Approve Method and Time of Issuance For For Management
3.3 Approve Target Subscribers and For For Management
Subscription Method
3.4 Approve Pricing Benchmark Date, Issue For For Management
Price and Pricing
3.5 Approve Number of Shares to be Issued For For Management
3.6 Approve Lock-Up Period Arrangement For For Management
3.7 Approve Place of Listing of the New A For For Management
Shares to be Issued
3.8 Approve Arrangement of Accumulated For For Management
Undistributed Profits
3.9 Approve Validity of the Resolutions in For For Management
Respect of the Non-Public Issuance of
A Shares
3.10 Approve Use of Proceeds For For Management
4 Approve Plan for the Non-Public For For Management
Issuance of A Shares
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the
Non-Public Issuance of A Shares
6 Approve Absence of Need to Prepare a For For Management
Report on the Use of Previously Raised
Proceeds
7 Approve Remedial Measures for the For For Management
Dilution of Immediate Returns Upon the
Non-Public Issuance of A Shares and
Undertakings by the Relevant Persons
8 Approve Plan on Shareholders' Return For For Management
for the Upcoming Three Years
(2021-2023)
9 Authorize Board and Its Authorized For For Management
Persons Board to Deal with All Matters
in Relation to the Non-Public Issuance
of A Shares
10 Approve Proposed Amendments to the For For Management
Management Measures on the Use of
Raised Proceeds
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of the General Mandate For Against Management
to Issue Shares to the Board
2 Approve Compliance with the Conditions For For Management
of Non-Public Issuance of A Shares
3.1 Approve Class and Par Value of Shares For For Management
to be Issued
3.2 Approve Method and Time of Issuance For For Management
3.3 Approve Target Subscribers and For For Management
Subscription Method
3.4 Approve Pricing Benchmark Date, Issue For For Management
Price and Pricing
3.5 Approve Number of Shares to be Issued For For Management
3.6 Approve Lock-Up Period Arrangement For For Management
3.7 Approve Place of Listing of the New A For For Management
Shares to be Issued
3.8 Approve Arrangement of Accumulated For For Management
Undistributed Profits
3.9 Approve Validity of the Resolutions in For For Management
Respect of the Non-Public Issuance of
A Shares
3.10 Approve Use of Proceeds For For Management
4 Approve Plan for the Non-Public For For Management
Issuance of A Shares
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the
Non-Public Issuance of A Shares
6 Approve Absence of Need to Prepare a For For Management
Report on the Use of Previously Raised
Proceeds
7 Approve Remedial Measures for the For For Management
Dilution of Immediate Returns Upon the
Non-Public Issuance of A Shares and
Undertakings by the Relevant Persons
8 Approve Plan on Shareholders' Return For For Management
for the Upcoming Three Years
(2021-2023)
9 Authorize Board and Its Authorized For For Management
Persons Board to Deal with All Matters
in Relation to the Non-Public Issuance
of A Shares
10 Approve Proposed Amendments to the For For Management
Management Measures on the Use of
Raised Proceeds
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange in Compliance with the
Relevant Laws and Regulations
2 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange
3 Approve the Plan for the Spin-off and For For Management
Listing of Weichai Torch Technology Co.
, Ltd., a Subsidiary of Weichai Power
Co., Ltd., on the ChiNext Board of the
Shenzhen Stock Exchange
4 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange in Compliance with the
"Certain Provisions on Pilot Domestic
Listing of Spin-off Subsidiaries of
Listed Companies"
5 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange which Benefits to
Safeguard the Legal Rights and
Interests of the Shareholders and
Creditors of the Company
6 Approve the Ability of the Company to For For Management
Maintain Its Independence and
Sustainable Operation Ability
7 Approve the Capacity of Weichai Torch For For Management
Technology Co., Ltd. to Operate in
Accordance with the Corresponding
Regulations
8 Approve the Explanation Regarding the For For Management
Completeness and Compliance of the
Statutory Procedures Performed for the
Spin-Off and the Validity of the Legal
Documents to be Submitted in Relation
Thereto
9 Approve the Analysis in Relation to For For Management
the Objectives, Commercial
Reasonableness, Necessity and
Feasibility of the Spin-Off
10 Authorize the Board to Deal with the For For Management
Matters Relating to the Spin-off
11 Amend Articles of Association For For Management
12 Approve the Continuing Connected For Against Management
Transaction between the Company and
Its Subsidiaries
13 Approve the CNHTC Purchase Agreement For For Management
and the Relevant New Cap
14 Approve the CNHTC Supply Agreement and For For Management
the Relevant New Cap
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A117
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange in Compliance with the
Relevant Laws and Regulations
2 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange
3 Approve the Plan for the Spin-off and For For Management
Listing of Weichai Torch Technology Co.
, Ltd., a Subsidiary of Weichai Power
Co., Ltd., on the ChiNext Board of the
Shenzhen Stock Exchange
4 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange in Compliance with the
"Certain Provisions on Pilot Domestic
Listing of Spin-off Subsidiaries of
Listed Companies"
5 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange which Benefits to
Safeguard the Legal Rights and
Interests of the Shareholders and
Creditors of the Company
6 Approve the Ability of the Company to For For Management
Maintain Its Independence and
Sustainable Operation Ability
7 Approve the Capacity of Weichai Torch For For Management
Technology Co., Ltd. to Operate in
Accordance with the Corresponding
Regulations
8 Approve the Explanation Regarding the For For Management
Completeness and Compliance of the
Statutory Procedures Performed for the
Spin-Off and the Validity of the Legal
Documents to be Submitted in Relation
Thereto
9 Approve the Analysis in Relation to For For Management
the Objectives, Commercial
Reasonableness, Necessity and
Feasibility of the Spin-Off
10 Authorize the Board to Deal with the For For Management
Matters Relating to the Spin-off
11 Amend Articles of Association For For Management
12 Approve the Continuing Connected For Against Management
Transaction between the Company and
Its Subsidiaries
13 Approve the CNHTC Purchase Agreement For For Management
and the Relevant New Cap
14 Approve the CNHTC Supply Agreement and For For Management
the Relevant New Cap
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Audited Financial Statements For For Management
and Auditors' Report
5 Approve Final Financial Report For For Management
6 Approve Financial Budget Report For Against Management
7 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Hexin Accountants LLP as For For Management
Internal Control Auditors
9 Approve Merger and Absorption of For For Management
Weichai Power (Weifang) Intensive
Logistics Co., Ltd.
10 Approve Merger and Absorption of For For Management
Weichai Power (Weifang) Reconstruction
Co., Ltd.
11 Approve Adjusted Proposal for the For For Shareholder
Distribution of Profit
12 Approve Payment of Interim Dividend For For Shareholder
13a Elect Tan Xuguang as Director For Against Management
13b Elect Zhang Liangfu as Director For For Management
13c Elect Jiang Kui as Director For For Management
13d Elect Zhang Quan as Director For For Management
13e Elect Xu Xinyu as Director For For Management
13f Elect Sun Shaojun as Director For For Management
13g Elect Yuan Hongming as Director For For Management
13h Elect Yan Jianbo as Director For For Management
13i Elect Gordon Riske as Director For For Management
13j Elect Michael Martin Macht as Director For For Management
14a Elect Li Hongwu as Director For For Management
14b Elect Wen Daocai as Director For For Management
14c Elect Jiang Yan as Director For For Management
14d Elect Yu Zhuoping as Director For For Management
14e Elect Zhao Huifang as Director For For Management
15a Elect Lu Wenwu as Supervisor For For Management
15b Elect Wu Hongwei as Supervisor For For Management
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A117
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Audited Financial Statements For For Management
and Auditors' Report
5 Approve Final Financial Report For For Management
6 Approve Financial Budget Report For Against Management
7 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Hexin Accountants LLP as For For Management
Internal Control Auditors
9 Approve Merger and Absorption of For For Management
Weichai Power (Weifang) Intensive
Logistics Co., Ltd.
10 Approve Merger and Absorption of For For Management
Weichai Power (Weifang) Reconstruction
Co., Ltd.
11 Approve Adjusted Proposal for the For For Shareholder
Distribution of Profit
12 Approve Payment of Interim Dividend For For Shareholder
13.1 Elect Tan Xuguang as Director For Against Management
13.2 Elect Zhang Liangfu as Director For For Management
13.3 Elect Jiang Kui as Director For For Management
13.4 Elect Zhang Quan as Director For For Management
13.5 Elect Xu Xinyu as Director For For Management
13.6 Elect Sun Shaojun as Director For For Management
13.7 Elect Yuan Hongming as Director For For Management
13.8 Elect Yan Jianbo as Director For For Management
13.9 Elect Gordon Riske as Director For For Management
13.10 Elect Michael Martin Macht as Director For For Management
14.1 Elect Li Hongwu as Director For For Management
14.2 Elect Wen Daocai as Director For For Management
14.3 Elect Jiang Yan as Director For For Management
14.4 Elect Yu Zhuoping as Director For For Management
14.5 Elect Zhao Huifang as Director For For Management
15.1 Elect Lu Wenwu as Supervisor For For Management
15.2 Elect Wu Hongwei as Supervisor For For Management
--------------------------------------------------------------------------------
WEIFU HIGH-TECHNOLOGY GROUP CO. LTD.
Ticker: 200581 Security ID: Y95338110
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
3 Approve Methods to Assess the For For Management
Performance of Plan Participants
4 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
WEIFU HIGH-TECHNOLOGY GROUP CO. LTD.
Ticker: 200581 Security ID: Y95338110
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Amend Senior Management Remuneration For Against Management
Management Measures
7 Approve Allowance of Independent For For Management
Directors
8 Approve Daily Related Party For For Management
Transactions
9 Approve Use of Idle Own Funds for For Against Management
Entrusted Asset Management
10 Approve Appointment of Financial For For Management
Auditor
11 Approve Appointment of Internal For For Management
Control Auditor
12 Elect Chen Ran as Supervisor For For Management
13.1 Elect Wang Xiaodong as Director For For Management
13.2 Elect Xu Yunfeng as Director For For Management
13.3 Elect Ou Jianbin as Director For For Management
13.4 Elect Kirsch Christoph as Director For For Management
13.5 Elect Chen Yudong as Director For For Management
13.6 Elect Zhao Hong as Director For For Management
13.7 Elect Huang Rui as Director For For Management
14.1 Elect Yu Xiaoli as Director For For Management
14.2 Elect Xing Min as Director For For Management
14.3 Elect Feng Kaiyan as Director For For Management
14.4 Elect Pan Xinggao as Director For For Management
--------------------------------------------------------------------------------
WEIHAI GUANGWEI COMPOSITES CO. LTD.
Ticker: Security ID: CNE1000034T9
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Settlement of Some Projects Financed For For Management
with Raised Funds and Permanently
Supplementing the Working Capital with
the Surplus Raised Funds
--------------------------------------------------------------------------------
WEIHAI GUANGWEI COMPOSITES CO., LTD.
Ticker: 300699 Security ID: Y953AT108
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Chen Liang as Non-Independent For For Management
Director
1.2 Elect Lu Zhaojun as Non-Independent For Against Management
Director
1.3 Elect Li Shuxiang as Non-Independent For For Management
Director
1.4 Elect Wang Wenyi as Non-Independent For For Management
Director
1.5 Elect Yang Di as Non-Independent For For Management
Director
1.6 Elect Zhang Yueyi as Non-Independent For For Management
Director
2.1 Elect Meng Hong as Independent Director For For Management
2.2 Elect Li Wentao as Independent Director For For Management
2.3 Elect Tian Wenguang as Independent For For Management
Director
3.1 Elect Cong Zongjie as Supervisor For For Management
3.2 Elect Jiang Yuanhu as Supervisor For For Management
--------------------------------------------------------------------------------
WEIHAI GUANGWEI COMPOSITES CO., LTD.
Ticker: 300699 Security ID: Y953AT108
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Provision of Guarantees and For For Management
Financial Assistance
7 Approve Credit Line Application, Bank For For Management
Loan and Corresponding Guarantees
8 Approve Remuneration Plan of Directors For For Management
and Supervisors
9 Approve Amendments to Articles of For For Management
Association
10 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
11 Approve Shareholder Return Plan For For Management
12 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
WEIMOB INC.
Ticker: 2013 Security ID: G9T20A106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A1 Elect Sun Taoyong as Director For Against Management
2A2 Elect Sun Mingchun as Director For For Management
2A3 Elect Li Xufu as Director For For Management
2B Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
5 Approve RSU Scheme Annual Mandate For For Management
--------------------------------------------------------------------------------
WEN'S FOODSTUFF GROUP CO., LTD.
Ticker: 300498 Security ID: Y2R30P108
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Approve Interim Profit Distribution For For Management
3 Approve Use of Excess Raised Funds For For Shareholder
4 Approve Overseas Issuance of Bonds For For Shareholder
--------------------------------------------------------------------------------
WEN'S FOODSTUFF GROUP CO., LTD.
Ticker: 300498 Security ID: Y2R30P108
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
2.1 Approve Par Value, Issue Price and For For Management
Issue Size
2.2 Approve Bond Maturity and Type For For Management
2.3 Approve Bond Interest Rate and Method For For Management
of Determination as well as Payment
Manner of Capital and Interest
2.4 Approve Issue Manner For For Management
2.5 Approve Target Subscribers and Placing For For Management
Arrangement for Shareholders
2.6 Approve Use of Proceeds For For Management
2.7 Approve Guarantee Method For For Management
2.8 Approve Listing of Bonds For For Management
2.9 Approve Safeguard Measures of Debts For For Management
Repayment
2.10 Approve Resolution Validity Period For For Management
3 Approve Issuance of Medium-term Notes For For Management
4 Approve Guarantee Provision Plan For Against Management
5.1 Approve Amendments to Articles of For For Management
Association
5.2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5.3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
5.4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
5.5 Amend Working System for Independent For For Management
Directors
5.6 Amend Related Party Transaction For For Management
Management System
5.7 Amend External Guarantee For For Management
Decision-making System
5.8 Amend Investment Management System For For Management
5.9 Amend Information Disclosure For For Management
Management System
5.10 Amend Management System of External For For Management
Donations
--------------------------------------------------------------------------------
WEN'S FOODSTUFF GROUP CO., LTD.
Ticker: 300498 Security ID: Y2R30P108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Internal Control For For Management
Self-Evaluation Report
6 Approve Report on the Deposit and For For Management
Usage of Raised Funds
7 Approve Profit Distribution For For Management
8 Approve Related Party Transaction For For Management
9 Approve Disposal of Real Estate For For Management
10 Approve Provision of Payment Guarantee For Against Management
11 Approve Guarantee Provision for For For Management
Comprehensive Credit Lines Application
12 Approve Remuneration of Directors and For For Management
Supervisors
13 Approve to Appoint Auditor For For Management
14 Approve Issuance of Super Short-term For For Management
Commercial Papers
15 Approve Use of Raised Funds for Cash For For Management
Management
16 Approve Draft and Summary of For For Shareholder
Performance Shares Incentive Plan
17 Approve Methods to Assess the For For Management
Performance of Plan Participants
18 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
WEN'S FOODSTUFF GROUP CO., LTD.
Ticker: 300498 Security ID: Y2R30P108
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
3 Approve Provision of Guarantee for For For Management
Credit Line Application
4 Approve Provision of Loan Guarantee For Against Management
--------------------------------------------------------------------------------
WENS FOODSTUFF GROUP CO LTD
Ticker: Security ID: CNE100002508
Meeting Date: JUL 13, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for Public For For Management
Issuance of Convertible Bonds
29 Rules Governing the Meetings of For For Management
Bondholders of the Company's
Convertible Bonds
30 Repurchase and Cancellation of Some For For Management
Restricted Stocks Under the First
Phase Restricted Stocks Incentive Plan
31 Amendments to the Company's Articles For For Management
of Association
32 Amendments to the Company's Rules of For For Management
Procedure Governing Shareholders
General Meetings
33 Amendments to the Company's Rules of For For Management
Procedure Governing the Board Meetings
34 Amendments to the Company's Rules of For For Management
Procedure Governing Meetings of the
Supervisory Committee
35 Amendments to the Raised Funds For For Management
Management Measures
2 Type of Securities to Be Issued For For Management
11 Determining Method for the Number of For For Management
Converted Shares
12 Redemption Clauses For For Management
13 Resale Clauses For For Management
14 Attribution of Related Dividends for For For Management
Conversion Years
15 Issuing Targets and Method For For Management
16 Arrangement for Placement to Existing For For Management
Shareholders
17 Matters Regarding Bondholders Meetings For For Management
18 Purpose of the Raised Funds For For Management
19 Guarantee Matters For For Management
20 Deposit and Management of the Raised For For Management
Funds
3 Issuing Scale For For Management
21 The Valid Period of the Issuance Plan For For Management
4 Par Value and Issue Price For For Management
5 Bond Duration For For Management
6 Interest Rate For For Management
7 Time Limit and Method for Repaying the For For Management
Principal and Interest
8 Conversion Period For For Management
9 Determination and Adjustment of the For For Management
Conversion Price
10 Downward Adjustment of Conversion Price For For Management
22 PREPLAN FOR PUBLIC ISSUANCE OF For For Management
CONVERTIBLE CORPORATE BONDS
23 Demonstration Analysis Report on For For Management
Public Issuance of Convertible
Corporate Bonds
24 Feasibility Analysis Report on the Use For For Management
of Funds to Be Raised from the Public
Issuance of Convertible Corporate Bonds
25 REPORT ON THE USE OF PREVIOUSLY RAISED For For Management
FUNDS
26 Risk Warning on Diluted Immediate For For Management
Return After the Public Issuance of
Convertible Corporate Bonds and
Filling Measures, and Commitments of
Relevant Parties
27 Full Authorization to the Board and For For Management
Its Authorized Persons to Handle
Matters Regarding the Public Issuance
of Convertible Corporate Bonds
28 SHAREHOLDER RETURN PLAN FOR THE NEXT For For Management
THREE YEARS FROM 2020 TO 2022
--------------------------------------------------------------------------------
WESTERN SECURITIES CO., LTD.
Ticker: 002673 Security ID: Y9382Q104
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
WESTERN SECURITIES CO., LTD.
Ticker: 002673 Security ID: Y9382Q104
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Related Party Transaction with For For Management
Shaanxi Investment Group Co., Ltd.
1.2 Approve Related Party Transaction with For For Management
Shaanxi Huashan Venture Co., Ltd.
1.3 Approve Related Party Transaction with For For Management
Shaanxi Juncheng Financial Leasing Co.
, Ltd.
1.4 Approve Related Party Transaction with For For Management
Shaanxi Growth Enterprise Guidance
Fund Management Co., Ltd.
1.5 Approve Related Party Transaction with For For Management
Shanghai Urban Investment Holdings
Investment Co., Ltd.
--------------------------------------------------------------------------------
WESTERN SECURITIES CO., LTD.
Ticker: 002673 Security ID: Y9382Q104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve Own Capital Investment For For Management
Business Scale and Risk Limit
Indicators
6 Approve Authorization to Issue Debt For For Management
Financing Instruments
7.1 Approve Related Party Transactions For For Management
with Shaanxi Investment Group Co., Ltd.
and Its Controlling Enterprises
7.2 Approve Related Party Transactions For For Management
with Shanghai Chengtou Holding Co.,
Ltd. and Its Controlling Enterprises
7.3 Approve Related Party Transactions For For Management
with Western Trust Co., Ltd.
7.4 Approve Related Party Transactions For For Management
with Other Related Parties
8 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
WESTPORTS HOLDINGS BERHAD
Ticker: 5246 Security ID: Y95440106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Fees and Benefits For For Management
2 Elect Ruben Emir Gnanalingam bin For For Management
Abdullah as Director
3 Elect Yusli bin Mohamed Yusoff as For For Management
Director
4 Elect Ruth Sin Ling Tsim as Director For For Management
5 Elect Chan Chu Wei as Director For For Management
6 Approve Deloitte PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
WILL SEMICONDUCTOR CO. LTD SHANGHAI
Ticker: 603501 Security ID: CNE100002XM8
Meeting Date: JUL 06, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for Public For For Management
Issuance of Convertible Bonds
2 Type of Securities to Be Issued For For Management
11 Determining Method for the Number of For For Management
Converted Shares and Treatment Method
in Case the Remaining Convertible
Bonds Cannot Be Converted into One
Common Share when Conversion Happens
12 PLAN FOR PUBLIC ISSUANCE OF For For Management
CONVERTIBLE CORPORATE BONDS:
REDEMPTION CLAUSES
13 Resale Clauses For For Management
14 Attribution of Related Dividends for For For Management
Conversion Years
15 Issuing Targets and Method For For Management
16 Arrangement for Placement to Existing For For Management
Shareholders
17 Matters Regarding Bondholders Meetings For For Management
18 Purpose of the Raised Funds and For For Management
Implementing Method
19 Deposit and Management of the Raised For For Management
Funds
20 Guarantee Matters For For Management
3 Issuing Scale For For Management
21 The Valid Period of the Plan for For For Management
Convertible Bond Issuance
4 Par Value and Issue Price For For Management
5 Bond Duration For For Management
6 Interest Rate For For Management
7 Time and Method for Paying the Interest For For Management
8 Conversion Period For For Management
9 Determination and Adjustment of the For For Management
Conversion Price
10 Provisions on Downward Adjustment of For For Management
Conversion Price
22 PREPLAN FOR PUBLIC ISSUANCE OF For For Management
CONVERTIBLE BONDS
23 Feasibility Analysis Report on the Use For For Management
of Funds to Be Raised from the Public
Issuance of Convertible Corporate Bonds
24 REPORT ON THE USE OF PREVIOUSLY RAISED For For Management
FUNDS
25 Diluted Immediate Return After the For For Management
Public Issuance of Convertible
Corporate Bonds and Filling Measures
26 Rules Governing the Meetings of For For Management
Bondholders of the Company's
Convertible Bonds
27 Full Authorization to the Board to For For Management
Handle Matters Regarding the Public
Issuance of Convertible Corporate Bonds
--------------------------------------------------------------------------------
WILL SEMICONDUCTOR CO., LTD. SHANGHAI
Ticker: 603501 Security ID: Y9584K103
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Option Plan and Performance Share
Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
WILL SEMICONDUCTOR CO., LTD. SHANGHAI
Ticker: 603501 Security ID: Y9584K103
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application for Registration For For Management
and Issuance of Non-financial
Corporate Debt Financing Instruments
in the Inter-bank Bond Market
--------------------------------------------------------------------------------
WILL SEMICONDUCTOR CO., LTD. SHANGHAI
Ticker: 603501 Security ID: Y9584K103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report on Performance of For For Management
Independent Directors
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor and For For Management
Internal Control Auditor
8 Approve Related Party Transactions For For Management
9 Approve Comprehensive Credit Line Bank For For Management
Application and Authorized Signing of
Related Bank Loans
10 Approve Provision of Guarantee For For Management
11 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
12 Amend Articles of Association For For Management
13.1 Elect Hu Renyu as Director For For Management
13.2 Elect Wu Xingjun as Director For For Management
--------------------------------------------------------------------------------
WIN SEMICONDUCTORS CORP.
Ticker: 3105 Security ID: Y9588T126
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Amendments to Articles of For For Management
Association
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
WINBOND ELECTRONICS CORP.
Ticker: 2344 Security ID: Y95873108
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendments to Rules and For Against Management
Procedures Regarding Shareholder's
General Meeting, Rules and Procedures
for Election of Directors and
Procedures for Endorsement and
Guarantees
5 Approve Release of Restrictions of For For Management
Competitive Activities of Chairman of
the Board of Directors - Arthur Yu
Cheng Chiao
6 Approve Release of Restrictions of For For Management
Competitive Activities of Vice
Chairman of the Board of Directors -
Tung Yi Chan
7 Approve Release of Restrictions of For For Management
Competitive Activities of Independent
Director - Jerry Hsu
8 Approve Release of Restrictions of For For Management
Competitive Activities of Corporate
Director Representative - Yuan Mou Su
9 Approve Release of Restrictions of For For Management
Competitive Activities of
Non-independent Director - Wei Hsin Ma
--------------------------------------------------------------------------------
WINGTECH TECHNOLOGY CO., LTD.
Ticker: 600745 Security ID: Y3745E106
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Real Estate For For Management
Assets as well as Target Asset and
Transfer Price of Equity Transfer
--------------------------------------------------------------------------------
WINGTECH TECHNOLOGY CO., LTD.
Ticker: 600745 Security ID: Y3745E106
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Approve Investment in Construction of For For Management
12-inch Power Semiconductor Automated
Wafer Manufacturing Center Project
--------------------------------------------------------------------------------
WINGTECH TECHNOLOGY CO., LTD.
Ticker: 600745 Security ID: Y3745E106
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Use of Proceeds For For Management
2.17 Approve Guarantee Matters For For Management
2.18 Approve Resolution Validity Period For For Management
3 Approve Issuance of Convertible Bonds For For Management
4 Approve Shareholder Return Plan For For Management
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
WINGTECH TECHNOLOGY CO., LTD.
Ticker: 600745 Security ID: Y3745E106
Meeting Date: JAN 20, 2021 Meeting Type: Special
Record Date: JAN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
WINGTECH TECHNOLOGY CO., LTD.
Ticker: 600745 Security ID: Y3745E106
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Report of the Independent For For Management
Directors
7 Approve to Appoint Auditor For For Management
8 Approve Remuneration of Directors and For For Management
Supervisors
9 Approve Provision of Guarantee For Against Management
--------------------------------------------------------------------------------
WINNING HEALTH TECHNOLOGY GROUP CO. LTD.
Ticker: 300253 Security ID: Y7685K105
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Amendments to Articles of For For Management
Association
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
5 Amend Working System for Independent For For Management
Directors
6 Amend Related Party Transaction For For Management
Management System
7 Amend External Guarantee Management For For Management
System
8 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
WINNING HEALTH TECHNOLOGY GROUP CO. LTD.
Ticker: 300253 Security ID: Y7685K105
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhou Wei as Non-Independent For Against Management
Director
1.2 Elect Liu Ning as Non-Independent For Against Management
Director
1.3 Elect WANG TAO as Non-Independent For For Management
Director
1.4 Elect Jin Mao as Non-Independent For For Management
Director
2.1 Elect Yao Baojing as Independent For Against Management
Director
2.2 Elect Wang Weisong as Independent For For Management
Director
2.3 Elect Feng Jinfeng as Independent For For Management
Director
3.1 Elect Lu Yanna as Supervisor For For Management
3.2 Elect He Weihong as Supervisor For For Management
4 Approve Allowance of Independent For For Management
Directors
5 Approve Extension of Resolution For For Management
Validity Period in Connection to
Convertible Bonds Issuance
6 Approve Extension in Authorization for For For Management
Board to Handle All Matters Related to
Convertible Bonds Issuance
--------------------------------------------------------------------------------
WINNING HEALTH TECHNOLOGY GROUP CO. LTD.
Ticker: 300253 Security ID: Y7685K105
Meeting Date: APR 01, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
WINNING HEALTH TECHNOLOGY GROUP CO. LTD.
Ticker: 300253 Security ID: Y7685K105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Repurchase and Cancellation of For For Management
Performance Shares
7 Amend Management Method of Raised Funds For Against Management
--------------------------------------------------------------------------------
WIPRO LIMITED
Ticker: 507685 Security ID: Y96659142
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Buyback of Equity Shares For For Management
--------------------------------------------------------------------------------
WIPRO LIMITED
Ticker: 507685 Security ID: Y96659142
Meeting Date: JUN 04, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Patrick J. Ennis as Director For For Management
2 Reelect Patrick Dupuis as Director For For Management
--------------------------------------------------------------------------------
WIPRO LTD.
Ticker: Security ID: INE075A01022
Meeting Date: JUL 13, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Interim Dividend For For Management
3 Elect Azim H. Premji For For Management
4 Elect and Appoint Thierry Delaporte For For Management
(Managing Director & CEO); Approval of
Remuneration
5 Elect Deepak M. Satwalekar For For Management
--------------------------------------------------------------------------------
WISTRON CORP.
Ticker: 3231 Security ID: Y96738102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Issuance of Ordinary Shares to For For Management
Participate in the Issuance of GDR
and/or Issuance of Ordinary Shares via
Public Offering and Private Placement
and/or Issuance of Ordinary Shares to
Participate in the Issuance of GDR via
Private Placement
4 Amend Articles of Association For For Management
5 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
6 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
7.1 Elect Simon Lin (Hsien-Ming Lin), with For For Management
SHAREHOLDER NO.2, as Non-Independent
Director
7.2 Elect Robert Huang (Po-Tuan Huang), For For Management
with SHAREHOLDER NO.642, as
Non-Independent Director
7.3 Elect Haydn Hsieh (Hong-Po Hsieh), a For For Management
Representative of WISTRON NEWEB
CORPORATION, with SHAREHOLDER NO.
377529, as Non-Independent Director
7.4 Elect Philip Peng (Chin-Bing Peng), For For Management
with SHAREHOLDER NO.5, as
Non-Independent Director
7.5 Elect Jack Chen (Yu-Liang Chen), with For For Management
ID NO. R102686XXX, as Independent
Director
7.6 Elect S. J. Paul Chien (Shyur-Jen For For Management
Chien), with ID NO. A120799XXX, as
Independent Director
7.7 Elect Christopher Chang (Liang-Chi For For Management
Chang), with ID NO. Q100154XXX, as
Independent Director
7.8 Elect Sam Lee (Ming-Shan Lee), with ID For For Management
NO. K121025XXX, as Independent Director
7.9 Elect Peipei Yu (Pei-Pei Yu), with ID For For Management
NO. F220938XXX, as Independent Director
8 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
WIWYNN CORP.
Ticker: 6669 Security ID: Y9673D101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
and their Representatives
--------------------------------------------------------------------------------
WONDERS INFORMATION CO., LTD.
Ticker: 300168 Security ID: Y9669S104
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Related Party For For Management
Transaction Framework Agreement
2 Approve Increase in Related Party For For Management
Transactions
--------------------------------------------------------------------------------
WONDERS INFORMATION CO., LTD.
Ticker: 300168 Security ID: Y9669S104
Meeting Date: SEP 17, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.4 Approve Issue Size For For Management
2.5 Approve Amount and Use of Proceeds For For Management
2.6 Approve Target Subscribers and For For Management
Subscription Method
2.7 Approve Lock-up Period For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Private Placement of Shares For For Management
4 Approve Demonstration Analysis Report For For Management
in Connection to Private Placement
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Introduction of Strategic For For Management
Investors
7 Approve Share Subscription Agreement For For Management
8 Approve Related Party Transactions in For For Management
Connection to Private Placement
9 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
10.1 Approve Undertakings of Remedial For For Management
Measures by the Company's Largest
Shareholder and Its Concerted Parties
in Relation to the Dilution of Current
Returns as a Result of the Private
Placement
10.2 Approve Undertakings of Remedial For For Management
Measures by the Company's Directors
and Senior Management Members in
Relation to the Dilution of Current
Returns as a Result of the Private
Placement
11 Approve Report on the Usage of For For Management
Previously Raised Funds as of March
31, 2020
12 Approve Shareholder Return Plan For For Management
13 Approve Authorization of Board to For For Management
Handle All Related Matters
14 Amend Management and Usage System of For For Management
Raised Funds
15 Approve Report on the Usage of For For Management
Previously Raised Funds as of June 30,
2020
16 Approve Internal Control For For Management
Self-Evaluation Report
17 Approve Special Audit Report on For For Management
Non-recurring Profit and Loss
--------------------------------------------------------------------------------
WOOLWORTHS HOLDINGS LTD.
Ticker: WHL Security ID: S98758121
Meeting Date: NOV 25, 2020 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Roy Bagattini as Director For For Management
2.1 Re-elect Zarina Bassa as Director For For Management
2.2 Re-elect Reeza Isaacs as Director For For Management
2.3 Re-elect Sam Ngumeni as Director For For Management
3.1 Re-elect Zarina Bassa as Member of the For For Management
Audit Committee
3.2 Re-elect Thembisa Skweyiya as Member For For Management
of the Audit Committee
3.3 Re-elect Christopher Colfer as Member For For Management
of the Audit Committee
3.4 Re-elect Clive Thomson as Member of For For Management
the Audit Committee
4 Reappoint Ernst & Young Inc as For For Management
Auditors of the Company with the
Designated Audit Partner
5 Approve Remuneration Policy For For Management
6 Approve Remuneration Implementation For For Management
Report
7 Approve Remuneration of Non-Executive For For Management
Directors
8 Approve Issuance of Shares or Options For For Management
and Grant Financial Assistance in
Terms of the Company's Share-Based
Incentive Schemes
9 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
10 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
WOORI FINANCIAL GROUP, INC.
Ticker: 316140 Security ID: Y972JZ105
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approval of Reduction of Capital For For Management
Reserve
4.1 Elect Lee Won-deok as Inside Director For Against Management
4.2 Elect Ro Sung-tae as Outside Director For Against Management
4.3 Elect Park Sang-yong as Outside For Against Management
Director
4.4 Elect Tian Zhiping as Outside Director For Against Management
4.5 Elect Chang Dong-woo as Outside For Against Management
Director
5 Elect Chung Chan-hyoung as Outside For Against Management
Director to Serve as an Audit
Committee Member
6.1 Elect Ro Sung-tae as a Member of Audit For Against Management
Committee
6.2 Elect Chang Dong-woo as a Member of For Against Management
Audit Committee
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
WPG HOLDINGS LTD.
Ticker: 3702 Security ID: Y9698R101
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5.1 Elect Kathy Yang, with SHAREHOLDER NO. For For Management
45, as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
WUCHAN ZHONGDA GROUP CO., LTD.
Ticker: 600704 Security ID: Y9890U100
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Hairong as Supervisor For For Shareholder
2 Approve Application for Registration For Against Management
and Issuance of Debt Financing
Instruments
3 Approve Company's Compliance with the For For Management
Conditions for Optimizing Financing
Regulatory Standards for Corporate
Bond Issuance
4 Approve Corporate Bond Issuance For For Management
5 Approve Authorization of the Board to For For Management
Handle All Matters Related to
Corporate Bond Issuance
6 Approve Authorization of the Board to For For Management
Handle All Matters Related to taking
Corresponding Measures When the Bond
Principal and Interest are not Paid on
Time at Maturity
7 Approve Spin-off of Subsidiary on the For For Management
Main Board of the Shanghai Stock
Exchange in Accordance with Relevant
Laws and Regulations
8 Approve Spin-off of Subsidiary on the For For Management
Main Board of the Shanghai Stock
Exchange
8.1 Approve Listing Location For For Management
8.2 Approve Types of Issued Shares For For Management
8.3 Approve Par Value For For Management
8.4 Approve Target Subscribers For For Management
8.5 Approve Listing Time For For Management
8.6 Approve Issue Manner For For Management
8.7 Approve Issue Scale For For Management
8.8 Approve Pricing Method For For Management
8.9 Approve Other Matters Related to the For For Management
Issuance
9 Approve Plan on Spin-off of Subsidiary For For Management
on the Main Board of the Shanghai
Stock Exchange (Revised Draft)
10 Approve Transaction Complies with For For Management
Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing
11 Approve Transaction is Conducive to For For Management
Safeguarding the Legal Rights and
Interests of Shareholders and Creditors
12 Approve Proposal on the Company's For For Management
Independence and Sustainability
13 Approve Subsidiary's Corresponding For For Management
Standard Operational Ability
14 Approve Explanation of the For For Management
Completeness, Compliance and Validity
of Legal Documents Submitted in the
Spin-off
15 Approve Purpose, Commercial For For Management
Rationality, Necessity and Feasibility
Analysis of Spin-off
16 Approve Authorization of the Board and For For Management
Its Authorized Persons to Handle
Matters on Spin-off
--------------------------------------------------------------------------------
WUCHAN ZHONGDA GROUP CO., LTD.
Ticker: 600704 Security ID: Y9890U100
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Establishment of Board Rule of For For Management
Law Committee
3 Elect Lin Weiqing as Non-Independent For For Management
Director
4 Approve Daily Related Party For For Management
Transactions
--------------------------------------------------------------------------------
WUCHAN ZHONGDA GROUP CO., LTD.
Ticker: 600704 Security ID: Y9890U100
Meeting Date: MAR 30, 2021 Meeting Type: Special
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party Transaction For For Management
--------------------------------------------------------------------------------
WUCHAN ZHONGDA GROUP CO., LTD.
Ticker: 600704 Security ID: Y9890U100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Jianjun as Supervisor For For Shareholder
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve External Guarantee For Against Management
9 Approve Remuneration of Directors and For For Management
Supervisors
10 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
11 Approve Methods to Assess the For For Management
Performance of Plan Participants
12 Approve Authorization of the Board to For For Management
Handle All Related Matters
13 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
WUHAN GUIDE INFRARED CO., LTD.
Ticker: 002414 Security ID: Y97082104
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Pricing Basis For For Management
2.5 Approve Issue Scale For For Management
2.6 Approve Restriction Period Arrangement For For Management
2.7 Approve Amount and Usage of Raised For For Management
Funds
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Location For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Authorization of Board to For For Management
Handle All Related Matters
7 Approve Shareholder Return Plan For For Management
8 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
9 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
WUHAN GUIDE INFRARED CO., LTD.
Ticker: 002414 Security ID: Y97082104
Meeting Date: FEB 22, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
WUHAN GUIDE INFRARED CO., LTD.
Ticker: 002414 Security ID: Y97082104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve to Appoint Auditor For For Management
7 Approve Amendments to Articles of For For Management
Association
8 Amend Raised Funds Management System For Against Management
9 Approve Use of Idle Raised Funds and For For Management
Own Funds for Cash Management
--------------------------------------------------------------------------------
WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD.
Ticker: 002555 Security ID: Y9717X105
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Approve Credit Line Application For For Management
3 Elect Hu Yuhang as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD.
Ticker: 002555 Security ID: Y9717X105
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition Agreement For For Management
--------------------------------------------------------------------------------
WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD.
Ticker: 002555 Security ID: Y9717X105
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Authorization of Board to For For Management
Handle All Related Matters Regarding
Private Placement of Shares
--------------------------------------------------------------------------------
WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD.
Ticker: 002555 Security ID: Y9717X105
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Financial Auditor For For Management
7 Approve Provision of Guarantee For For Management
8 Approve Adjustment of Remuneration of For For Management
Non-Independent Directors
9 Approve Use of Idle Own Funds for For Against Management
Securities Investment
10 Approve Use of Idle Own Funds for For Against Management
Entrusted Asset Management
--------------------------------------------------------------------------------
WUHU TOKEN SCIENCE CO. LTD.
Ticker: Security ID: CNE100000QP9
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect GAO Qianwen For For Management
2 Elect LI Qiang For For Management
3 Elect FANG Rong For For Management
4 Elect ZHENG Jianjun For For Management
5 Elect XU Shuhua For For Management
6 Elect LI Jun For For Management
7 Elect XING Hui For For Management
8 Elect WANG Hong For For Management
9 Elect LIU Fangduan For For Management
10 Elect DING Lijian For For Management
11 Elect LIIU Zhengdong For For Management
12 Elect ZHU Lixiang For Against Management
13 Elect ZHOU Ziqian For Against Management
14 Amendments to Articles For For Management
--------------------------------------------------------------------------------
WUHU TOKEN SCIENCE CO., LTD.
Ticker: 300088 Security ID: Y9717T104
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Address For For Management
--------------------------------------------------------------------------------
WUHU TOKEN SCIENCE CO., LTD.
Ticker: 300088 Security ID: Y9717T104
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve External Investment and For For Management
Establishment of Subsidiary
--------------------------------------------------------------------------------
WUHU TOKEN SCIENCE CO., LTD.
Ticker: 300088 Security ID: Y9717T104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Financial Statements For For Management
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve Appointment of Auditor For For Management
6 Approve Internal Control For For Management
Self-Evaluation Report
7 Approve Provision of Guarantee For Against Management
8 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
9 Approve Shareholder Return Plan For For Management
10 Approve Changes in Registered Capital For Against Management
and Amend Articles of Association
11 Approve Report of the Board of For For Management
Supervisors
--------------------------------------------------------------------------------
WULIANGYE YIBIN CO., LTD.
Ticker: 000858 Security ID: Y9718N106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related-party For For Management
Transactions
7 Approve Appointment of Auditor For For Management
8 Amend Articles of Association For Against Management
9 Approve Comprehensive Budget Plan For For Management
10 Elect Jiang Wenchun as Supervisor For For Management
11.1 Elect Jiang Lin as Director For For Shareholder
11.2 Elect Xu Bo as Director For For Shareholder
12.1 Elect Xie Zhihua as Director For For Management
12.2 Elect Wu Yue as Director For For Management
12.3 Elect Lang Dingchang as Director For For Management
--------------------------------------------------------------------------------
WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD.
Ticker: 002463 Security ID: Y9716K104
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Option Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD.
Ticker: 002463 Security ID: Y9716K104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Appointment of Auditor For For Management
7 Approve Comprehensive Credit Line For For Management
Application and Guarantee Provision
8 Elect Gao Qiquan as Independent For For Management
Director
--------------------------------------------------------------------------------
WUS PRINTED CIRCUIT (KUNSHAN) COMPANY LTD
Ticker: Security ID: CNE100000SP5
Meeting Date: JUL 22, 2020 Meeting Type: Special
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 REPURCHASE AND CANCELLATION OF SOME For For Management
RESTRICTED STOCKS
2 Decrease of the Company's Registered For For Management
Capital and Amendments to the
Company's Articles of Association
3 ADDITIONAL FOREIGN EXCHANGE For For Management
DERIVATIVES TRANSACTIONS QUOTA
--------------------------------------------------------------------------------
WUXI APPTEC CO. LTD.
Ticker: Security ID: CNE1000031K4
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adoption of the H Share Award and For For Management
Trust Scheme
2 Grant of Awards under the H Share For For Management
Award and Trust Scheme
3 Board Authorization to implement H For For Management
Share Award and Trust Scheme
4 Increase in Registered Capital For For Management
5 Amendments to Articles of Association For For Management
6 Amendments to Procedural Rules for For For Management
Shareholder Meetings
7 Amendments to Procedural Rules for For For Management
Board Meetings
8 Elect Boyang Wu as Supervisor For Against Management
9 Amend Supervisors Remuneration Scheme For For Management
--------------------------------------------------------------------------------
WUXI APPTEC CO. LTD.
Ticker: 2359 Security ID: CNE100003F19
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Adoption of the H Share Award and For For Management
Trust Scheme
3 Grant of Awards under the H Share For For Management
Award and Trust Scheme
4 Board Authorization to implement H For For Management
Share Award and Trust Scheme
5 Elect Boyang Wu as Supervisor For Against Management
6 Amend Supervisors Remuneration Scheme For For Management
7 Increase in Registered Capital For For Management
8 Amendments to Articles of Association For For Management
9 Amendments to Procedural Rules for For For Management
Shareholder Meetings
10 Amendments to Procedural Rules for For For Management
Board Meetings
--------------------------------------------------------------------------------
WUXI APPTEC CO., LTD.
Ticker: 2359 Security ID: Y971B1118
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Financial Report For For Management
4 Approve Provision of External For Against Management
Guarantees
5 Approve Authorization to Dispose For For Management
Listed and Trading Shares of Listed
Companies Held by the Company
6 Amend Working System for Independent For For Management
Directors
7 Approve Deloitte Touche Tohmatsu (a For For Management
Special General Partnership) as PRC
Financial Report and Internal Control
Report Auditors and Deloitte Touche
Tohmatsu as Offshore Financial Report
Auditors and Authorize Board to Fix
their Remuneration
8 Approve Foreign Exchange Hedging Limit For For Management
9 Approve Adjustment of Allowances of For For Management
Directors
10 Approve Application for Shares, For For Management
Amended and Restated Wuxi XDC
Articles, Asset Transfer Agreement,
Related Transactions and Related Party
Transactions
11 Approve 2020 Profit Distribution Plan For For Management
12 Approve Increase in Registered Capital For For Management
13 Approve Amendments to Articles of For For Management
Association
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
15 Authorize Repurchase of Issued A and H For For Management
Share Capital
16 Approve Proposed Issuance of For For Management
Additional Conversion Shares under the
Convertible Bonds-Related Specific
Mandate and Authorize Ge Li, Edward
Hu, and/or Ellis Bih-Hsin Chu to
Handle All Related Matters
--------------------------------------------------------------------------------
WUXI APPTEC CO., LTD.
Ticker: 2359 Security ID: Y971B1100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve Provision of External For Against Management
Guarantees
6 Approve Deloitte Touche Tohmatsu (a For For Management
Special General Partnership) as PRC
Financial Report and Internal Control
Report Auditors and Deloitte Touche
Tohmatsu as Offshore Financial Report
Auditors and Authorize Board to Fix
their Remuneration
7 Approve Foreign Exchange Hedging Limit For For Management
8 Approve Application for Shares, For For Management
Amended and Restated Wuxi XDC
Articles, Asset Transfer Agreement,
Related Transactions and Related Party
Transactions
9 Approve Authorization to Dispose For For Management
Listed and Trading Shares of Listed
Companies Held by the Company
10 Approve Increase in Registered Capital For For Management
11 Approve Amendments to Articles of For For Management
Association
12 Amend Working System for Independent For For Management
Directors
13 Approve Adjustment of Allowances of For For Management
Independent Directors
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
15 Authorize Repurchase of Issued A and H For For Management
Share Capital
16 Approve Proposed Issuance of For For Management
Additional Conversion Shares under the
Convertible Bonds-Related Specific
Mandate and Authorize Ge Li, Edward
Hu, and/or Ellis Bih-Hsin Chu to
Handle All Related Matters
--------------------------------------------------------------------------------
WUXI APPTEC CO., LTD.
Ticker: 2359 Security ID: Y971B1118
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Profit Distribution Plan For For Management
2 Authorize Repurchase of Issued A and H For For Management
Share Capital
3 Approve Proposed Issuance of For For Management
Additional Conversion Shares under the
Convertible Bonds-Related Specific
Mandate and Authorize Ge Li, Edward
Hu, and/or Ellis Bih-Hsin Chu to
Handle All Related Matters
--------------------------------------------------------------------------------
WUXI APPTEC CO., LTD.
Ticker: 2359 Security ID: Y971B1100
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Profit Distribution Plan For For Management
2 Authorize Repurchase of Issued A and H For For Management
Share Capital
3 Approve Proposed Issuance of For For Management
Additional Conversion Shares under the
Convertible Bonds-Related Specific
Mandate and Authorize Ge Li, Edward
Hu, and/or Ellis Bih-Hsin Chu to
Handle All Related Matters
--------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN) INC.
Ticker: 2269 Security ID: G97008117
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect William Robert Keller as Director For For Management
2b Elect Teh-Ming Walter Kwauk as Director For For Management
3 Elect Ning Zhao as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For For Management
Shares
9 Approve Grant of Specific Mandate to For Against Management
the Directors to Issue and Allot the
Connected Restricted Shares
10 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Zhisheng Chen
11 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Weichang Zhou
12 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
William Robert Keller
13 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Teh-Ming Walter Kwauk
14 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Kenneth Walton Hitchner III
15 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to Jian
Dong
16 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to Angus
Scott Marshall Turner
17 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Brendan McGrath
--------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN), INC.
Ticker: 2269 Security ID: G97008109
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Subdivision For For Management
--------------------------------------------------------------------------------
WUXI LEAD INTELLIGENT EQUIPMENT CO LTD.
Ticker: Security ID: CNE100001ZF9
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO CHANGE THE BUSINESS SCOPE For For Management
AND DOMICILE AND TO REVISE THE
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------
WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD.
Ticker: 300450 Security ID: Y9717H100
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Shares to Specific Targets
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Price and Pricing For For Management
Principle
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan for Issuance of Shares to For For Management
Specific Targets
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares to
Specific Targets
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Related Party Transactions in For For Management
Connection to Issuance of Shares to
Specific Targets
7 Approve the Company's Introduction of For For Management
Strategic Investors
8 Approve Signing of Conditional For For Management
Strategic Cooperation Agreement
9 Approve Signing of Conditional Share For For Management
Subscription Agreement
10 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
11 Approve Authorization of Board or For For Management
Board Authorized Person to Handle All
Related Matters
12 Approve Related Party Transaction in For For Management
Connection to Abandonment of 1 Joint
Patent Right
--------------------------------------------------------------------------------
WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD.
Ticker: 300450 Security ID: Y9717H100
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Related Party For For Management
Transactions
--------------------------------------------------------------------------------
WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD.
Ticker: 300450 Security ID: Y9717H100
Meeting Date: FEB 22, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Operating Related Party For For Management
Transaction
2 Approve Comprehensive Credit Line For For Management
Application
3 Approve Provision of Guarantee For For Management
4 Approve Change in Registered Capital For For Management
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
7 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
8 Amend Working System for Independent For Against Management
Directors
9 Amend Related Party Transaction For Against Management
Decision System
10 Amend External Guarantee Management For Against Management
Regulations
11 Amend External Investment Management For Against Management
System
12 Amend Management System of Raised Funds For Against Management
13.1 Elect Wang Yanqing as Non-Independent For Against Management
Director
13.2 Elect Wang Jianxin as Non-Independent For Against Management
Director
13.3 Elect You Zhiliang as Non-Independent For For Management
Director
13.4 Elect Wang Lei as Non-Independent For For Management
Director
14.1 Elect Zhang Mingyan as Independent For For Management
Director
14.2 Elect Sun Qinglong as Independent For For Management
Director
14.3 Elect Zhao Kanglian as Independent For For Management
Director
15.1 Elect Cai Jianbo as Supervisor For For Management
15.2 Elect Wang Qingyan as Supervisor For For Management
--------------------------------------------------------------------------------
WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD.
Ticker: 300450 Security ID: Y9717H100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Capital Occupation by For For Management
Controlling Shareholders and Other
Related-parties and Provision of
External Guarantees
7 Approve Remuneration of Directors and For For Management
Senior Management
8 Approve to Appoint Auditor For For Management
9 Approve Authorization of the Board to For Against Management
Handle All Matters Related to
Small-scale Rapid Financing
--------------------------------------------------------------------------------
WUXI SHANGJI AUTOMATION CO., LTD.
Ticker: 603185 Security ID: Y971CB107
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Attribution of Profit and Loss For For Management
During the Conversion Period
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bondholders
2.17 Approve Use of Proceeds For For Management
2.18 Approve Depository of Raised Funds For For Management
2.19 Approve Guarantee Matters For For Management
2.20 Approve Resolution Validity Period For For Management
3 Approve Issuance of Convertible Bonds For For Management
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
8 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
WUXI TAIJI INDUSTRY CO., LTD.
Ticker: 600667 Security ID: Y97185105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Related Party Transaction For For Management
5 Approve Financial Statements For For Management
6 Approve Financial Budget Report For Against Management
7 Approve Profit Distribution For For Management
8 Approve Appointment of Auditor For For Management
9 Approve Report of the Independent For For Management
Directors
10 Approve Remuneration of Directors and For For Management
Supervisors
--------------------------------------------------------------------------------
X5 RETAIL GROUP NV
Ticker: FIVE Security ID: 98387E205
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3.A Approve Remuneration Report For For Management
3.B Receive Explanation on Company's None None Management
Dividend Policy
3.C Adopt Financial Statements and For For Management
Statutory Reports
3.D Approve Dividends of RUB 184.13 Per For For Management
Share
4.A Approve Discharge of Management Board For For Management
4.B Approve Discharge of Supervisory Board For For Management
5 Reelect Igor Shekhterman to Management For For Management
Board
6 Amend Remuneration Policy for For For Management
Management Board
7.A Reelect Stephan DuCharme to For For Management
Supervisory Board
7.B Reelect Mikhail Fridman to Supervisory For For Management
Board
7.C Elect Richard Brasher to Supervisory For For Management
Board
7.D Elect Alexander Tynkovan to For For Management
Supervisory Board
8.A Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
8.B Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
8.C Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Appoint Ernst & Young Accountants LLP For For Management
as Auditors
10 Close Meeting None None Management
--------------------------------------------------------------------------------
XCMG CONSTRUCTION MACHINERY CO., LTD.
Ticker: Security ID: CNE000000FH0
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 APPLICATION FOR ISSUANCE OF SUPER AND For For Management
SHORT-TERM COMMERCIAL PAPERS
2 Related Party Transactions For For Management
--------------------------------------------------------------------------------
XCMG CONSTRUCTION MACHINERY CO., LTD.
Ticker: 000425 Security ID: Y9T17R112
Meeting Date: FEB 01, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off of Subsidiary Jiangsu For For Management
Xugong Information Technology Co., Ltd.
on Shenzhen Stock Exchange ChiNext in
Accordance with Relevant Laws and
Regulations
2 Approve Spin-off of Subsidiary Jiangsu For For Management
Xugong Information Technology Co., Ltd.
on the Shenzhen Stock Exchange ChiNext
3 Approve Plan (Revised) on Spin-off of For For Management
Subsidiary Jiangsu Xugong Information
Technology Co., Ltd. on the Shenzhen
Stock Exchange ChiNext
4 Approve Transaction Complies with For For Management
Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing
5 Approve Transaction is Conducive to For For Management
Safeguarding the Legal Rights and
Interests of Shareholders and Creditors
6 Approve Proposal on the Company's For For Management
Independence and Sustainability
7 Approve Jiangsu Xugong Information For For Management
Technology Co., Ltd.'s Corresponding
Standard Operational Ability
8 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
9 Approve Purpose, Commercial For For Management
Rationality, Necessity and Feasibility
Analysis of this Transaction
10 Approve Authorization of the Board to For For Management
Handle Matters on Spin-off
11.1 Approve Purchase of Materials or For For Management
Products
11.2 Approve Selling Materials or Products For For Management
11.3 Approve Rent or Lease of Properties, For For Management
Equipment and Products
11.4 Approve Use of Licensing Trademark For For Management
11.5 Approve Cooperative Technology For For Management
Development
11.6 Approve Provision or Acceptance of For For Management
Services
11.7 Approve Entrust Operations to Related For For Management
Parties
12 Approve Provision of Guarantees to For For Management
Subsidiaries
13 Approve Adjustment of Guarantee For For Management
Provision Plan
14.1 Approve Provision of Guarantees for For For Management
Mortgage Business
14.2 Approve Provision of Guarantees for For For Management
Financial Leasing Business
14.3 Approve Provision of Guarantees for For For Management
Supply Chain Finance Business
15 Approve Credit Line Application For For Management
--------------------------------------------------------------------------------
XCMG CONSTRUCTION MACHINERY CO., LTD.
Ticker: 000425 Security ID: Y9T17R112
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Remuneration System of Senior For Against Management
Management Members
--------------------------------------------------------------------------------
XCMG CONSTRUCTION MACHINERY CO., LTD.
Ticker: 000425 Security ID: Y9T17R112
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Budget Plan For For Management
6 Approve to Appoint Auditors and For For Management
Payment of Their Remuneration
7 Approve Amendments to Articles of For For Management
Association
8 Elect Geng Chengxuan as Independent For For Management
Director
9 Approve Annual Report and Summary For For Management
--------------------------------------------------------------------------------
XIAMEN C&D INC.
Ticker: Security ID: CNE000000WL7
Meeting Date: AUG 04, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 The Company's Eligibility For Public For For Management
Issuance of Corporate Bonds
33 Elect CHEN Dongxu For For Management
3 Plan for Public Issuance of Corporate For For Management
Bonds: Issuing Scale
12 Plan for Public Issuance of Corporate For For Management
Bonds: Underwriting Method and Listing
Arrangement
13 Plan for Public Issuance of Corporate For For Management
Bonds: The Valid Period of the
Resolution
4 Plan for Public Issuance of Corporate For For Management
Bonds: Issuing Method
5 Plan for Public Issuance of Corporate For For Management
Bonds: Par Value and Issue Price
6 Plan for Public Issuance of Corporate For For Management
Bonds: Issuing Targets and Arrangement
for Placement to Existing Shareholders
7 Plan for Public Issuance of Corporate For For Management
Bonds: Bond Duration
8 Plan for Public Issuance of Corporate For For Management
Bonds: Interest Rate and its
Determining Method
9 Plan for Public Issuance of Corporate For For Management
Bonds: Purpose of the Raised Funds
10 Plan for Public Issuance of Corporate For For Management
Bonds: Repayment Guarantee Measures
11 Plan for Public Issuance of Corporate For For Management
Bonds: Guarantee Matters
14 PREPLAN FOR PUBLIC ISSUANCE OF For For Management
CORPORATE BONDS
15 AUTHORIZATION FOR THE ISSUANCE OF For For Management
CORPORATE BONDS
16 The Company's Eligibility to Public For For Management
Issuance of Renewable Corporate Bonds
17 Plan for Public Issuance of Renewable For For Management
Corporate Bonds: Issuing Scale
26 Plan for Public Issuance of Renewable For For Management
Corporate Bonds: Repayment Guarantee
Measures
27 Plan for Public Issuance of Renewable For For Management
Corporate Bonds: Guarantee Matters
28 Plan for Public Issuance of Renewable For For Management
Corporate Bonds: Underwriting Method
and Listing Method
29 Plan for Public Issuance of Renewable For For Management
Corporate Bonds: The Valid Period of
the Resolution
18 Plan for Public Issuance of Renewable For For Management
Corporate Bonds: Issuing Method
19 Plan for Public Issuance of Renewable For For Management
Corporate Bonds: Par Value and Issue
Price
20 Plan for Public Issuance of Renewable For For Management
Corporate Bonds: Issuing Targets and
Arrangement for Placement to Existing
Shareholders
21 Plan for Public Issuance of Renewable For For Management
Corporate Bonds: Bond Duration
22 Plan for Public Issuance of Renewable For For Management
Corporate Bonds: Interest Rate and its
Determining Method
23 Plan for Public Issuance of Renewable For For Management
Corporate Bonds: Restriction on
Deferred Payment of Interest
24 Plan for Public Issuance of Renewable For For Management
Corporate Bonds: Compulsory Payment of
Interest and Restriction on Deferred
Payment of Interest
25 Plan for Public Issuance of Renewable For For Management
Corporate Bonds: Purpose of the Raised
Funds
30 PREPLAN FOR PUBLIC ISSUANCE OF For For Management
RENEWABLE CORPORATE BONDS
31 AUTHORIZATION FOR THE ISSUANCE OF For For Management
RENEWABLE CORPORATE BONDS
32 Adjustment of Provision of Guarantee For Against Management
--------------------------------------------------------------------------------
XIAMEN CD INC.
Ticker: 600153 Security ID: Y9721Y107
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
XIAMEN CD INC.
Ticker: 600153 Security ID: Y9721Y107
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget
5 Approve Profit Distribution For For Management
6 Approve Provision of Guarantee For Against Management
7 Approve Provision of Loan For Against Management
8 Approve Debt Financing Instruments For Against Management
9 Approve Foreign Exchange Derivatives For For Management
Business
10 Approve Commodity Derivatives Business For For Management
11 Approve Daily Related Party For For Management
Transactions
12 Approve Related Party Transaction with For For Management
Financial Institutions
13 Approve Use of Idle Own Funds for Cash For Against Management
Management
14 Approve Appointment of Auditor For For Management
15 Approve Formulation of Shareholder For For Management
Return Plan
16 Approve Repurchase and Cancellation of For For Management
Performance Shares
17 Approve Change in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
XIAMEN INTRETECH INC
Ticker: 2925 Security ID: CNE1000033H6
Meeting Date: JUL 01, 2020 Meeting Type: Special
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect LIN Songhua For For Management
2 Elect WU Kaiting For For Management
3 Elect YANG Ming For For Management
4 Elect WANG Zhanqing For For Management
5 Elect LIN Xianfeng For For Management
6 Elect WU Xuefen For For Management
7 Elect WANG Xianrong For For Management
8 Elect QI Shujie For For Management
9 Elect LAN Bangsheng For For Management
10 Elect WU Wenjiang For Against Management
11 Elect CHEN Yongxin For Against Management
12 Amendments to the Company's Articles For For Management
of Association and Relevant Internal
Control System
--------------------------------------------------------------------------------
XIAMEN INTRETECH, INC.
Ticker: 002925 Security ID: Y972FZ109
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Remuneration Management System For For Management
of Directors, Supervisors and Senior
Management Members
2 Approve Change of Business Scope and For For Management
Amend Articles of Association
3 Approve to Adjust the Allowances of For For Management
External Non-Independent Directors and
External Supervisors
4 Approve to Increase the Amount of Idle For Against Management
Own funds for Cash Management
--------------------------------------------------------------------------------
XIAMEN INTRETECH, INC.
Ticker: 002925 Security ID: Y972FZ109
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Change in Registered Capital, For For Management
Business Scope and Amendments to
Articles of Association
--------------------------------------------------------------------------------
XIAMEN INTRETECH, INC.
Ticker: 002925 Security ID: Y972FZ109
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Amend Measures for the Administration For For Management
of Loans for the Purchase of Houses by
Employees
5 Approve Use of Idle Raised Funds and For Against Management
Own Funds for Cash Management
6 Approve Development of Forward Foreign For For Management
Exchange Settlement and Sale Business
--------------------------------------------------------------------------------
XIAMEN INTRETECH, INC.
Ticker: 002925 Security ID: Y972FZ109
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Raised Funds For For Management
Investment Project and Use of
Remaining Raised Funds to Replenish
Working Capital
--------------------------------------------------------------------------------
XIAMEN INTRETECH, INC.
Ticker: 002925 Security ID: Y972FZ109
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Guarantee Amount For For Management
7 Approve Daily Related Party Transaction For For Management
8 Approve to Appoint Auditor For For Management
9 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
--------------------------------------------------------------------------------
XIAMEN INTRETECH, INC.
Ticker: 002925 Security ID: Y972FZ109
Meeting Date: MAY 12, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares for 2018
2 Approve Repurchase and Cancellation of For For Management
Performance Shares for 2021
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
XIAMEN TUNGSTEN
Ticker: Security ID: CNE000001D15
Meeting Date: JUL 15, 2020 Meeting Type: Special
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 2020 Adjustment of Estimated For For Management
Continuing Connected Transactions with
A Company and Companies Directly or
Indirectly Controlled by It
2 2020 Adjustment of Estimated For For Management
Continuing Connected Transactions with
Another Company and Companies Directly
or Indirectly Controlled by It
3 2020 Adjustment of Estimated For For Management
Continuing Connected Transactions with
Two Companies
4 2020 Adjustment of Estimated For For Management
Continuing Connected Transactions with
A Joint-stock Company
5 2020 Adjustment of Estimated For For Management
Continuing Connected Transactions with
Three Companies
6 Continuing Connected Transaction For For Management
Framework Agreement to Be Signed With
A Company
7 Continuing Connected Transaction For For Management
Framework Agreement to Be Signed with
Another Company
8 Continuing Connected Transaction For For Management
Framework Agreement to Be Signed with
A 3rd Company
9 Continuing Connected Transaction For For Management
Framework Agreement to Be Signed with
A 4th Company
--------------------------------------------------------------------------------
XIAMEN TUNGSTEN
Ticker: Security ID: CNE000001D15
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Spin-off Listing of the Subsidiary's For For Management
IPO Shares on the Star Market of SSE
10 Full Authorization to the Board and For For Management
Its Authorized Persons to Handle
Matters Regarding the Spin-off Listing
2 Preplan for the Spin-off Listing of For For Management
the Subsidiary on the Star Market of
SSE
3 The Spin-off Listing of the Subsidiary For For Management
is in Compliance with the Several
Issues Concerning the Regulation of
Domestic Spin-off Listing of
Subordinate Companies of Listed
Companies
4 The Spin-off Listing of the Subsidiary For For Management
on the Star Market of SSE is for the
Rights and Interest of Shareholders
and Creditors
5 Statement on Maintaining Independence For For Management
and Sustainable Profitability
6 The Above Subsidiary is Capable of For For Management
Conducting Law-based Operation
7 The Spin-off Listing of a Subsidiary For For Management
is in Compliance with Relevant Laws
and Regulations
8 Statement on the Compliance and For For Management
Completeness of the Legal Procedures
of the Spin-off and the Validity of
the Legal Documents Submitted
9 Purpose, Commercial Reasonability, For For Management
Necessity and Feasibility Analysis of
the Spin-off Listing
--------------------------------------------------------------------------------
XIAMEN TUNGSTEN CO., LTD.
Ticker: 600549 Security ID: Y6454T107
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Related Party Transaction For For Management
5 Amend Implementation Plan of the For For Management
Annual Salary System
--------------------------------------------------------------------------------
XIAMEN TUNGSTEN CO., LTD.
Ticker: 600549 Security ID: Y6454T107
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Establisment of New Materials For For Management
Fund and Related Party Transactions
--------------------------------------------------------------------------------
XIAMEN TUNGSTEN CO., LTD.
Ticker: 600549 Security ID: Y6454T107
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Related Party Transaction with For For Management
Fujian Metallurgical (Holding) Co.,
Ltd and its Direct or Indirect Holding
Companies
1.2 Approve Related Party Transaction with For For Management
Jiangxi Jutong Industrial Co., Ltd
1.3 Approve Related Party Transaction with For For Management
China Tungsten Advanced Materials Co.,
Ltd and its Direct or Indirect Holding
Companies
1.4 Approve Related Party Transaction with For For Management
Japan United Materials Co., Ltd and
TMA Corporation
1.5 Approve Related Party Transaction with For For Management
Suzhou Aichi Goss Motor Co., Ltd
1.6 Approve Related Party Transaction with For For Management
Fujian Changting Qiandong Rare Earth
Co., Ltd
1.7 Approve Related Party Transaction with For For Management
Jiangxi Xiushui Ganbei Tungsten
Industry Co., Ltd
--------------------------------------------------------------------------------
XIAMEN TUNGSTEN CO., LTD.
Ticker: 600549 Security ID: Y6454T107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For For Management
Financial Budget Report
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Shareholder Return Plan For For Management
7 Approve Provision of Guarantee for For For Management
Controlled Subsidiaries
8 Approve Provision of Guarantee by For For Management
Xiamen Golden Egret Special Alloy Co.
Ltd. for Xiamen Penglu Metal Industry
Co., Ltd.
9 Approve Provision of Guarantee by For For Management
Xiamen Golden Egret Special Alloy Co.
Ltd. for Jinlu Cemented Carbide
(Thailand) Co., Ltd.
10 Approve Provision of Guarantee by For For Management
Xiamen Golden Egret Special Alloy Co.
Ltd. for Japan Jinlu Cemented Carbide
Co., Ltd.
11 Approve Provision of Guarantee by For For Management
Xiamen Golden Egret Special Alloy Co.
Ltd. for Xiamen Jinlu Cemented Carbide
Co., Ltd.
12 Approve Provision of Guarantee for For Against Management
Sanming Xia Tungsten New Energy
Materials Co., Ltd.
13 Approve Provision of Guarantee for For For Management
Xiamen Xiangyu Minglu International
Trade Co., Ltd.
14 Approve Provision of Guarantee for For For Management
Xiamen Jinglu New Energy Materials Co.
, Ltd.
15 Approve to Appoint Auditor For For Management
16 Approve Amendments to Articles of For For Management
Association
17 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
18 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
19 Approve Repurchase and Cancellation of For For Management
Performance Shares
20 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
21 Approve Entrusted Management For For Shareholder
22.1 Elect Huang Changgeng as Director For For Shareholder
22.2 Elect Wang Dan as Director For For Shareholder
22.3 Elect Yoshida Yushi as Director For For Shareholder
22.4 Elect Hou Xiaoliang as Director For For Shareholder
22.5 Elect Zhou Min as Director For For Shareholder
22.6 Elect Wu Gaochao as Director For For Shareholder
23.1 Elect Hong Maochun as Director For For Shareholder
23.2 Elect Ye Xiaojie as Director For For Shareholder
23.3 Elect Cheng Wenwen as Director For For Shareholder
24.1 Elect Xu Jisong as Supervisor For For Shareholder
24.2 Elect Yu Mu as Supervisor For For Shareholder
24.3 Elect Fukaya Yoshitake as Supervisor For For Shareholder
24.4 Elect Chen Guanghong as Supervisor For For Shareholder
24.5 Elect Xie Xiaotong as Supervisor For For Shareholder
24.6 Elect Nie Xinsen as Supervisor For For Shareholder
--------------------------------------------------------------------------------
XIAMEN TUNGSTEN CO., LTD.
Ticker: 600549 Security ID: Y6454T107
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Waiver of Pre-emptive Right For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
XIAOMI CORPORATION
Ticker: 1810 Security ID: G9830T106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Liu De as Director For For Management
3 Elect Liu Qin as Director For For Management
4 Elect Chen Dongsheng as Director For For Management
5 Elect Wong Shun Tak as Director For Against Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
XINHU ZHONGBAO CO LTD
Ticker: Security ID: CNE000000ZH8
Meeting Date: AUG 05, 2020 Meeting Type: Special
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Issue Medium-term Notes For For Management
--------------------------------------------------------------------------------
XINHU ZHONGBAO CO LTD
Ticker: Security ID: CNE000000ZH8
Meeting Date: AUG 10, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 PROVISION OF GUARANTEE FOR SOME For For Management
COMPANIES
--------------------------------------------------------------------------------
XINHU ZHONGBAO CO LTD
Ticker: Security ID: CNE000000ZH8
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 An Overseas Affiliated Company's For Against Management
Issuance of Usd-denominated Bonds
Overseas and the Company's Provision
of Cross-border Guarantee for It
--------------------------------------------------------------------------------
XINHU ZHONGBAO CO., LTD.
Ticker: 600208 Security ID: Y9724T105
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Qilong Industrial For For Management
Equity Transfer and Project
Development Cooperation Agreement
--------------------------------------------------------------------------------
XINHU ZHONGBAO CO., LTD.
Ticker: 600208 Security ID: Y9724T105
Meeting Date: MAY 07, 2021 Meeting Type: Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Incentive Plan For For Management
and Its Summary
2 Approve Appraisal Measures of the For For Management
Stock Option Incentive Plan
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
XINHU ZHONGBAO CO., LTD.
Ticker: 600208 Security ID: Y9724T105
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Shareholder Return Plan For For Management
8 Approve Provision of Guarantee to For Against Management
Subsidiary
9 Approve Provision of Guarantee For For Management
10 Approve to Appoint Financial Auditor For For Management
11 Approve Remuneration and Allowance of For For Management
Directors and Supervisors
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237112
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dong Zhenyu as Director For For Shareholder
2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
3 Amend Rules and Procedures Regarding For Against Management
Meetings of Supervisory Committee
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237104
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dong Zhenyu as Director For For Shareholder
2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
3 Amend Rules and Procedures Regarding For Against Management
Meetings of Supervisory Committee
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237112
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Estimated Annual Cap for For For Management
Continuing Connected Transactions (A
Share) for 2021
2 Approve Application for a Letter of For For Management
Guarantee from the Bank on Behalf of
Australia White Rock Wind Farm
3 Approve Purchasing Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
4 Approve Proposed Revision of Annual For For Shareholder
Caps for Continuing Connected
Transactions (H Share) for 2020 and
2021 Under the Product Sales Framework
Agreement (2019-2021)
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237104
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Estimated Annual Cap for For For Management
Continuing Connected Transactions (A
Share) for 2021
2 Approve Application for a Letter of For For Management
Guarantee from the Bank on Behalf of
Australia White Rock Wind Farm
3 Approve Purchasing Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
4 Approve Proposed Revision of Annual For For Shareholder
Caps for Continuing Connected
Transactions (H Share) for 2020 and
2021 Under the Product Sales Framework
Agreement (2019-2021)
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237112
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Bonds and For For Management
Asset-backed Securities
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Consolidated Financial For For Management
Statements and Auditors' Report
4 Approve Final Dividend Distribution For For Management
5 Approve Annual Report For For Management
6 Approve Provision of Letter of For Against Management
Guarantee by the Company for the
Benefit of its Subsidiaries
7 Approve Provision of New Guarantees by For Against Management
the Company for its Subsidiaries
8 Approve the Proposed Operation of For For Management
Exchange Rate Hedging Business
9 Approve Shareholders' Return Plan for For For Management
the Next Three Years (2021-2023)
10 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
the PRC Auditors and Deloitte Touche
Tohmatsu as the International Auditors
and Authorize Board to Fix Their
Remuneration
11 Approve Revision of Annual Caps (A For For Management
Shares) for Transactions with Related
Party
12 Approve Revision of Annual Caps (H For For Management
Shares) for Transactions with Related
Party under Product Sales Framework
Agreement
13 Elect Wang Kaiguo as Director For For Shareholder
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237104
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Bonds and For For Management
Asset-backed Securities
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Audited Consolidated Financial For For Management
Statements and Auditors' Report
5 Approve Final Dividend Distribution For For Management
6 Approve Annual Report For For Management
7 Approve Provision of Letter of For Against Management
Guarantee by the Company for the
Benefit of its Subsidiaries
8 Approve Provision of New Guarantees by For Against Management
the Company for its Subsidiaries
9 Approve the Proposed Operation of For For Management
Exchange Rate Hedging Business
10 Approve Shareholders' Return Plan for For For Management
the Next Three Years (2021-2023)
11 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
the PRC Auditors and Deloitte Touche
Tohmatsu as the International Auditors
and Authorize Board to Fix Their
Remuneration
12 Approve Revision of Annual Caps (A For For Management
Shares) for Transactions with Related
Party
13 Approve Revision of Annual Caps (H For For Management
Shares) for Transactions with Related
Party under Product Sales Framework
Agreement
14 Elect Wang Kaiguo as Director For For Shareholder
--------------------------------------------------------------------------------
XINYI SOLAR HOLDINGS LIMITED
Ticker: 968 Security ID: G9829N102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A1 Elect Chen Xi as Director For For Management
3A2 Elect Lee Shing Put as Director For For Management
3A3 Elect Cheng Kwok Kin, Paul as Director For Against Management
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Authorize Repurchase of Issued Share For For Management
Capital
5B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YADEA GROUP HOLDINGS LTD.
Ticker: 1585 Security ID: G9830F106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A1 Elect Li Zongwei as Director For For Management
3A2 Elect Wu Biguang as Director For For Management
3A3 Elect Yao Naisheng as Director For For Management
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YANBU NATIONAL PETROCHEMICAL CO.
Ticker: 2290 Security ID: M98699107
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 3 of Bylaws Re: Company For For Management
Purposes
2 Amend Article 4 of Bylaws Re: For For Management
Participation and Ownership
3 Amend Article 6 of Bylaws Re: For For Management
Company's Term
4 Amend Article 21 of Bylaws Re: Board For For Management
Powers
5 Amend Article 23 of Bylaws Re: For For Management
Chairman and Vice Chairman Powers
6 Amend Article 27 of Bylaws Re: General For For Management
Meetings Attendance
7 Adopt New Article 28 of Bylaws Re: For For Management
General Meetings Attendance
8 Amend Article 30 of Bylaws Re: General For For Management
Meetings Invitation
9 Amend Article 41 of Bylaws Re: Audit For For Management
Committee Reports
10 Amend Article 45 of Bylaws Re: For For Management
Financial Documents
11 Amend Article 46 of Bylaws Re: For For Management
Allocation of Dividends
12 Approve Rearrangement and Numbering of For For Management
Company's Articles of Association
--------------------------------------------------------------------------------
YANBU NATIONAL PETROCHEMICAL CO.
Ticker: 2290 Security ID: M98699107
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q1,Q2,Q3,Q4 and
Annual Quarter of FY 2021
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Remuneration of Directors of For For Management
SAR 1,400,000 for FY 2020
7 Approve Dividends of SAR 1.25 per For For Management
Share for First Half of FY 2020
8 Approve Dividends of SAR 1.25 per For For Management
Share for Second Half of FY 2020
9 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
--------------------------------------------------------------------------------
YANDEX NV
Ticker: YNDX Security ID: N97284108
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: OCT 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Directors For For Management
3 Reelect Arkady Volozh as Executive For For Management
Director
4 Reelect Mikhail Parakhin as For For Management
Non-Executive Director
5 Approve Cancellation of Outstanding For For Management
Class C Shares
6 Ratify Auditors For For Management
7 Grant Board Authority to Issue Class A For Against Management
Shares
8 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
9 Authorize Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
YANDEX NV
Ticker: YNDX Security ID: N97284108
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Legal Merger of Yandex B.V. For For Management
with Yandex.Market B.V.
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Directors For For Management
4 Reelect John Boynton as Non-Executive For Against Management
Director
5 Reelect Esther Dyson as Non-Executive For Against Management
Director
6 Reelect Ilya Strebulaev as For For Management
Non-Executive Director
7 Elect Alexander Moldovan as For For Management
Non-Executive Director
8 Ratify Auditors For For Management
9 Grant Board Authority to Issue Class A For Against Management
Shares
10 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
11 Authorize Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
YANGO GROUP CO LTD
Ticker: Security ID: CNE000000206
Meeting Date: JUL 14, 2020 Meeting Type: Special
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees to For Against Management
Subsidiary Tianjin Rongjin Xinsheng
Real Estate
2 Authority to Give Guarantees to For Against Management
Subsidiary Minqing Meiyuan Real Estate
3 Authority to Give Guarantees to For Against Management
Subsidiary Hangzhou Yiguang Real Estate
4 Authority to Give Guarantees to For Against Management
Subsidiary Guangxi Tangsheng Investment
5 Authority to Give Guarantees to For Against Management
Subsidiary Dexin Dongchen Property
6 Authority to Give Guarantees to Foshan For Against Management
Xincai Nanzhuang Project
--------------------------------------------------------------------------------
YANGO GROUP CO LTD
Ticker: Security ID: CNE000000206
Meeting Date: JUL 24, 2020 Meeting Type: Special
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Give Guarantees to its For Against Management
First Joint-stock Subsidiary
2 Authority to Give Guarantees to its For Against Management
Second Joint-stock Subsidiary
--------------------------------------------------------------------------------
YANGO GROUP CO LTD
Ticker: Security ID: CNE000000206
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 THE OFFICE PROPERTIES REITS For For Management
ASSET-BACKED SPECIAL PLAN
--------------------------------------------------------------------------------
YANGO GROUP CO LTD
Ticker: Security ID: CNE000000206
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Adjustment of the Investment in Some For For Management
Real Estate Project Companies As a
Shareholder and Use of Surplus Funds
in Controlled Subsidiaries in
Proportion to the Shareholding in Them
by the Company and Its Partners
--------------------------------------------------------------------------------
YANGO GROUP CO., LTD.
Ticker: 000671 Security ID: Y2653W108
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Employee Share Purchase Plan For For Management
Management Method
3 Approve Authorization of Board to For For Management
Handle All Related Matters
4 Approve Provision of Guarantee for For For Management
Hefei Guangyu Real Estate Development
Co., Ltd.
5 Approve Provision of Guarantee for For For Management
Taicang Wanxin Real Estate Development
Co., Ltd.
--------------------------------------------------------------------------------
YANGO GROUP CO., LTD.
Ticker: 000671 Security ID: Y2653W108
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Use Supply Chain Accounts For For Management
Receivable Debt for Financing
2 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
YANGO GROUP CO., LTD.
Ticker: 000671 Security ID: Y2653W108
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee for For For Management
Nanning Yangzheng Xuguang Real Estate
Development Co., Ltd.
2 Approve Provision of Guarantee for For For Management
Wuxi Fuyang Real Estate Development Co.
, Ltd.
3 Approve Provision of Guarantee for For For Management
Wuxi Huiyang Real Estate Development
Co., Ltd.
--------------------------------------------------------------------------------
YANGO GROUP CO., LTD.
Ticker: 000671 Security ID: Y2653W108
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Elect Xia Dawei as Independent Director For For Management
3.1 Elect Chen Yilun as Non-independent For For Shareholder
Director
3.2 Elect Jiang Jiali as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
YANGO GROUP CO., LTD.
Ticker: 000671 Security ID: Y2653W108
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee to For For Management
Hangzhou Nanguang Real Estate Co., Ltd.
2 Approve Provision of Guarantee to For For Management
Wuhan Dexin Zhiguang Real Estate Co.,
Ltd.
--------------------------------------------------------------------------------
YANGO GROUP CO., LTD.
Ticker: 000671 Security ID: Y2653W108
Meeting Date: FEB 01, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Second Phase For For Management
Commercial Real Estate Mortgage Asset
Backed Securities Plan
2 Approve Provision of Guarantee to For For Management
Dongguan Qiruo Enterprise Management
Co., Ltd.
3 Approve Provision of Guarantee to For For Management
Dongguan Guifangyuan Real Estate
Development Co., Ltd.
4 Approve Provision of Guarantee to For For Management
Shenzhen Huizhu Industrial Co., Ltd.
5 Approve Use Part of Mortgage For For Management
Receivable Claims for Asset Management
--------------------------------------------------------------------------------
YANGO GROUP CO., LTD.
Ticker: 000671 Security ID: Y2653W108
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shelf Issuance of 1.5 Billion For For Management
Yuan Supply Chain Asset-Backed Notes
2 Approve Shelf Issuance of 1 Billion For For Management
Yuan Supply Chain Asset-Backed Notes
3 Approve Use of Supply Chain Accounts For For Management
Receivable Claims for 322.5 Million
Yuan in Assets Management
4 Approve Use of Supply Chain Accounts For For Management
Receivable Claims for 1 Billion Yuan
in Assets Management
5 Approve Provision for Guarantees For For Management
--------------------------------------------------------------------------------
YANGO GROUP CO., LTD.
Ticker: 000671 Security ID: Y2653W108
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Participation in Long-term For For Management
Rental Apartment REITs Securitization
Project
2 Approve Special Plan for Asset-backed For For Management
Issuance of Final Payment
3 Approve Provision of Guarantee for For For Management
Guangxun Hengrong Real Estate
4 Approve Provision of Guarantee for For For Management
Hangzhou Lianyu Real Estate
5 Approve Provision of Guarantee for For For Management
Hengguang Longen Real Estate
--------------------------------------------------------------------------------
YANGO GROUP CO., LTD.
Ticker: 000671 Security ID: Y2653W108
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Budget Report For For Management
7 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
8 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
9 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
10 Approve Application of Financing For For Management
11 Approve Authorization of Management to For For Management
Acquire Land Through Bidding
12 Approve Provision of Guarantee For For Management
13 Approve Shareholder Return Plan For For Management
14 Approve Provision of Shareholder Input For For Management
to Some Real Estate Project Companies,
Transfer of Surplus Funds of
Controlled Subsidiaries According to
the Equity Ratio and Authorization of
Management to Handle Related Matters
15 Approve Scheme for Overseas Listing of For For Management
Shanghai Sunshine Zhibo Life Service
Group Co., Ltd.
16 Approve Overseas Listing of Shanghai For For Management
Sunshine Zhibo Life Service Group Co.,
Ltd. in Compliance with the Notice
Governing Overseas Listing of
Enterprises Subordinate to Companies
Listed in China
17 Approve Commitment of Upholding the For For Management
Independent Listing Status
18 Approve Statement and Prospects of For For Management
Company's Continued Profitability
19 Approve Authorization of the Board to For For Management
Handle All Related Matters
20 Approve Application for Full For For Management
Circulation of Company's Shareholdings
in Shanghai Sunshine Zhibo Life
Service Group Co., Ltd.
21 Approve Shareholdings of Company's For For Management
Directors and Senior Management
Members in Shanghai Sunshine Zhibo
Life Service Group Co., Ltd.
--------------------------------------------------------------------------------
YANGO GROUP CO., LTD.
Ticker: 000671 Security ID: Y2653W108
Meeting Date: MAY 12, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Asset Management For For Management
2 Approve Provision of Guarantees For For Management
--------------------------------------------------------------------------------
YANGO GROUP CO., LTD.
Ticker: 000671 Security ID: Y2653W108
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Debt Transfer For Against Management
Contract of Supply Chain Business
2 Approve Provision of Guarantee to For For Management
Jiaxing Fengqi Real Estate Development
Co., Ltd
3 Approve Provision of Guarantee to For For Management
Jianyang Hexu Real Estate Development
Co., Ltd
4 Approve Provision of Guarantee to For For Management
Ningbo Haoguang Real Estate Co., Ltd
--------------------------------------------------------------------------------
YANGO GROUP CO., LTD.
Ticker: 000671 Security ID: Y2653W108
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Accounts Receivable For For Management
Claims for Assets Management
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
YANTAI EDDIE PRECISION MACHINERY CO., LTD.
Ticker: 603638 Security ID: Y9740J107
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
YANTAI EDDIE PRECISION MACHINERY CO., LTD.
Ticker: 603638 Security ID: Y9740J107
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
7 Approve Report on the Deposit and For For Management
Usage of Raised Funds
8 Amend Articles of Association For For Management
9 Approve Financial Budget Report For For Management
10 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
YANTAI EDDIE PRECISION MACHINERY CO., LTD.
Ticker: 603638 Security ID: Y9740J107
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Song Fei as Director For For Management
1.2 Elect Xu Shangwu as Director For For Management
1.3 Elect Song Peng as Director For For Management
1.4 Elect Song Ou as Director For For Management
1.5 Elect Song Yuxuan as Director For For Management
1.6 Elect Zhang Peidong as Director For For Management
2.1 Elect Chen Zhengli as Director For For Management
2.2 Elect Tang Yun as Director For For Management
2.3 Elect Wu Rendong as Director For For Management
3.1 Elect Sun Yongzheng as Supervisor For For Management
3.2 Elect Fang Zhidong as Supervisor For For Management
--------------------------------------------------------------------------------
YANTAI JEREH OILFIELD SERVICES GROUP
Ticker: Security ID: CNE100000L55
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Spin-off Listing of a Subsidiary For For Management
is in Compliance with Relevant Laws
and Regulations
2 The Spin-off IPO and Listing of the For For Management
Subsidiary on the ChiNext Board
3 Preplan for the Spin-off Listing of For For Management
the Subsidiary on the ChiNext Board
(revised)
4 The Spin-off Listing of the Subsidiary For For Management
on the ChiNext Board is in Compliance
with the Several Issues Concerning
the Regulation of Domestic Spin-off
Listing of Subordinate Companies of
Listed Companies
5 The Spin-off Listing of the Subsidiary For For Management
is for the Rights and Interest of
Shareholders and Creditors
6 Statement on Maintaining Independence For For Management
and Sustainable Profitability of the
Company
7 The Subsidiary is Capable of For For Management
Conducting Law-based Operation
8 Full Authorization to the Board and For For Management
Its Authorized Persons to Handle
Matters Regarding the Spin-off Listing
of the Subsidiary
--------------------------------------------------------------------------------
YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD.
Ticker: 002353 Security ID: Y9729Z106
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
5 Approve to Appoint Financial Auditor For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisors For For Management
8 Approve Credit Line Application and For Against Management
Provision of Guarantee
9 Approve Foreign Exchange Hedging For For Management
Business
--------------------------------------------------------------------------------
YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD.
Ticker: 002353 Security ID: Y9729Z106
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of "Fendou For For Management
No. 6" Employee Share Purchase Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
Regarding "Fendou No. 6" Employee
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Matters Related to ""Fendou
No. 6" Employee Share Purchase Plan
4 Approve Draft and Summary of "Business For For Management
Partner Phase 1" Employee Share
Purchase Plan
5 Approve Methods to Assess the For For Management
Performance of Plan Participants
Regarding "Business Partner Phase 1"
Employee Share Purchase Plan
6 Approve Authorization of the Board to For For Management
Handle All Matters Related to
"Business Partner Phase 1" Employee
Share Purchase Plan
--------------------------------------------------------------------------------
YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD.
Ticker: 002353 Security ID: Y9729Z106
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Price and Pricing Basis For For Management
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Cumulative Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
6 Approve Shareholder Return Plan For For Management
7 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
YANZHOU COAL MINING CO., LTD.
Ticker: 1171 Security ID: Y97417102
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
YANZHOU COAL MINING CO., LTD.
Ticker: 1171 Security ID: Y97417110
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
YANZHOU COAL MINING CO., LTD.
Ticker: 1171 Security ID: Y97417110
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Interests and Assets For For Management
Transfer Agreement
2 Approve Supplemental Authorization for For For Management
the Company to Carry Out Domestic and
Overseas Financing Activities
3 Approve Increase in the 2020-2024 Cash For For Management
Dividend Ratio
4 Approve Capital Increase Agreement of For For Management
Yankuang (Hainan) Intelligent
Logistics Science and Technology Co.,
Ltd. and Related Transactions
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Interests and Assets For For Management
Transfer Agreement
2 Approve Supplemental Authorization for For For Management
the Company to Carry Out Domestic and
Overseas Financing Activities
3 Approve Increase in the 2020-2024 Cash For For Management
Dividend Ratio
4 Approve Capital Increase Agreement of For For Management
Yankuang (Hainan) Intelligent
Logistics Science and Technology Co.,
Ltd. and Related Transactions
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Proposed Provision of For For Management
Materials Supply Agreement, Relevant
Annual Caps and Related Transactions
1.02 Approve Proposed Mutual Provision of For For Management
Labour and Services Agreement,
Relevant Annual Caps and Related
Transactions
1.03 Approve Proposed Provision of For For Management
Insurance Fund Administrative Services
Agreement, Relevant Annual Caps and
Related Transactions
1.04 Approve Proposed Provision of For For Management
Products, Materials and Assets Leasing
Agreement, Relevant Annual Caps and
Related Transactions
1.05 Approve Proposed Bulk Commodities Sale For For Management
and Purchase Agreement, Relevant
Annual Caps and Related Transactions
1.06 Approve Proposed Entrusted Management For For Management
Agreement, Relevant Annual Caps and
Related Transactions
1.07 Approve Proposed Finance Lease For Against Management
Agreement, Relevant Annual Caps and
Related Transactions
2.01 Approve Existing Glencore Framework For For Management
Coal Sales Agreement, Relevant Annual
Caps and Related Transactions
2.02 Approve Existing Glencore Framework For For Management
Coal Purchase Agreement, Relevant
Annual Caps and Related Transactions
2.03 Approve Relevant Annual Caps of For For Management
Existing HVO Services Contract
2.04 Approve Relevant Annual Caps of For For Management
Existing HVO Sales Contract
3 Approve Provision of Financial For Against Management
Guarantee
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417110
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Proposed Provision of For For Management
Materials Supply Agreement, Relevant
Annual Caps and Related Transactions
1.02 Approve Proposed Mutual Provision of For For Management
Labour and Services Agreement,
Relevant Annual Caps and Related
Transactions
1.03 Approve Proposed Provision of For For Management
Insurance Fund Administrative Services
Agreement, Relevant Annual Caps and
Related Transactions
1.04 Approve Proposed Provision of For For Management
Products, Materials and Assets Leasing
Agreement, Relevant Annual Caps and
Related Transactions
1.05 Approve Proposed Bulk Commodities Sale For For Management
and Purchase Agreement, Relevant
Annual Caps and Related Transactions
1.06 Approve Proposed Entrusted Management For For Management
Agreement, Relevant Annual Caps and
Related Transactions
1.07 Approve Proposed Finance Lease For Against Management
Agreement, Relevant Annual Caps and
Related Transactions
2.01 Approve Existing Glencore Framework For For Management
Coal Sales Agreement, Relevant Annual
Caps and Related Transactions
2.02 Approve Existing Glencore Framework For For Management
Coal Purchase Agreement, Relevant
Annual Caps and Related Transactions
2.03 Approve Relevant Annual Caps of For For Management
Existing HVO Sales Contract
2.04 Approve Relevant Annual Caps of For For Management
Existing HVO Services Contract
3 Approve Provision of Financial For Against Management
Guarantee
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Working Report of the Board For For Management
2 Approve Working Report of the For For Management
Supervisory Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Distribution Plan and For For Management
Authorize Board to Distribute Cash
Dividend
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve Renewal of Liability Insurance For For Management
of Directors, Supervisors and Senior
Officers
7 Approve External Auditing Firm and to For For Management
Fix Their Remuneration
8 Approve Provision of Financial For Against Management
Guarantees to Subsidiaries and Grant
of Authorization to Yancoal Australia
Limited and Its Subsidiaries to
Provide Guarantees in Relation to
Daily Operations to the Subsidiaries
of the Company in Australia
9 Authorize the Company to Carry Out For For Management
Domestic and Overseas Financing
Businesses
10 Approve Amendments to Articles of For For Management
Association
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417110
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Working Report of the Board For For Management
2 Approve Working Report of the For For Management
Supervisory Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Distribution Plan and For For Management
Authorize Board to Distribute Cash
Dividend
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve Renewal of Liability Insurance For For Management
of Directors, Supervisors and Senior
Officers
7 Approve External Auditing Firm and to For For Management
Fix Their Remuneration
8 Approve Provision of Financial For Against Management
Guarantees to Subsidiaries and Grant
of Authorization to Yancoal Australia
Limited and Its Subsidiaries to
Provide Guarantees in Relation to
Daily Operations to the Subsidiaries
of the Company in Australia
9 Authorize the Company to Carry Out For For Management
Domestic and Overseas Financing
Businesses
10 Approve Amendments to Articles of For For Management
Association
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417110
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
YAPI VE KREDI BANKASI AS
Ticker: YKBNK Security ID: M9869G101
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Board For For Management
4 Approve Actions of the Board and For For Management
Discharge Directors
5 Elect Directors For Against Management
6 Approve Remuneration Policy and For For Management
Director Remuneration for 2020
7 Approve Director Remuneration For Against Management
8 Approve Allocation of Income For For Management
9 Ratify External Auditors For For Management
10 Approve Upper Limit of Donations for For For Management
2021 and Receive Information on
Donations Made in 2020
11 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
12 Wishes None None Management
--------------------------------------------------------------------------------
YEALINK NETWORK TECHNOLOGY CORP. LTD.
Ticker: 300628 Security ID: Y9750S104
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Adjust Some Performance For For Management
Evaluation Indicators of the
Performance Share Incentive Plan in
2018
2 Approve to Adjust Some Performance For For Management
Evaluation Indicators of the
Performance Share Incentive Plan in
2020
--------------------------------------------------------------------------------
YEALINK NETWORK TECHNOLOGY CORP. LTD.
Ticker: 300628 Security ID: Y9750S104
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase Cancellation of For For Management
Performance Shares and to Adjust the
Repurchase Quantity and Price (Updated)
2 Approve Change of Registered Capital For For Management
and Amend Articles of Association 1
(Updated)
3 Approve Repurchase and Cancellation of For For Management
Performance Shares (Updated)
4 Approve Change of Registered Capital For For Management
and Amend Articles of Association 2
(Updated)
5 Approve Change and Postponement of the For For Management
Implementation Method of Partial
Raised Funds Investment Projects
--------------------------------------------------------------------------------
YEALINK NETWORK TECHNOLOGY CORP. LTD.
Ticker: 300628 Security ID: Y9750S104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8.1 Elect Chen Zhisong as Director For Against Management
8.2 Elect Wu Zhongyi as Director For For Management
8.3 Elect Lu Rongfu as Director For For Management
8.4 Elect Zhou Jiwei as Director For Against Management
8.5 Elect Zhang Lianchang as Director For Against Management
9.1 Elect Wei Zhihua as Director For For Management
9.2 Elect Zhang Junli as Director For Against Management
9.3 Elect Ye Lirong as Director For For Management
9.4 Elect Yang Huai as Director For Against Management
10.1 Elect Ai Zhimin as Supervisor For For Management
10.2 Elect Lai Zhihao as Supervisor For For Management
11 Approve Use of Idle Raised Funds for For For Management
Cash Management
12 Approve Use of Idle Own Funds for Cash For Against Management
Management
13 Approve Application of Bank Credit For For Management
Lines
14 Approve Construction of Intelligent For For Management
Manufacturing Industrial Park Project
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YES BANK LIMITED
Ticker: 532648 Security ID: Y97636149
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
YIFAN PHARMACEUTICAL CO., LTD.
Ticker: 002019 Security ID: Y98922100
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Hongquan as Independent For For Management
Director
2.1 Approve Repurchase and Cancellation of For For Management
Partial Performance Shares from 2019
Performance Shares Incentive Plan
(June 2020)
2.2 Approve Repurchase and Cancellation of For For Management
Partial Performance Shares from 2019
Performance Shares Incentive Plan
(August 2020)
3 Approve Decrease in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
YIFAN PHARMACEUTICAL CO., LTD.
Ticker: 002019 Security ID: Y98922100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Credit Line Application and For For Management
Guarantees
7 Approve to Appoint Auditor For For Management
8 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
9 Approve Termination of Raised Funds For For Management
Investment Project and Use of Excess
Raised Funds to Replenish Working
Capital
10 Approve Use of Own Funds to Invest in For Against Management
Financial Products
11.1 Approve Repurchase and Cancellation of For For Management
Performance Shares (January 2021)
11.2 Approve Repurchase and Cancellation of For For Management
Performance Shares (March 2021)
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
YIFENG PHARMACY CHAIN CO., LTD.
Ticker: 603939 Security ID: Y982AC104
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration (Allowance) of For For Management
Directors
2 Approve Remuneration (Allowance) of For For Management
Supervisors
3 Approve Termination of Raised Funds For For Shareholder
Investment Project and Use of
Remaining Raised Funds to Replenish
Working Capital
4.1 Elect Gao Yi as Director For Against Management
4.2 Elect Gao Feng as Director For For Management
4.3 Elect Gao Youcheng as Director For For Management
4.4 Elect Xu Xin as Director For For Management
4.5 Elect Chai Mingang as Director For For Management
4.6 Elect Ye Weitao as Director For For Management
5.1 Elect Yan Aimin as Director For For Management
5.2 Elect Wang Hongxia as Director For For Management
5.3 Elect Yi Languang as Director For For Management
6.1 Elect Chen Bin as Supervisor For For Management
6.2 Elect Liu Yi as Supervisor For For Management
--------------------------------------------------------------------------------
YIFENG PHARMACY CHAIN CO., LTD.
Ticker: 603939 Security ID: Y982AC104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Allocation of Income and For For Management
Capitalization of Capital Reserves
6 Approve to Appoint Auditor For For Management
7 Approve Application of Bank Credit For For Management
Lines and Receive Guarantees from
Related Party
8 Approve Provision of Guarantee For For Management
9 Approve Use of Idle Own Funds to For For Management
Purchase Financial Product
10 Approve Use of Idle Raised Funds to For For Management
Purchase Financial Product
11 Approve Changes in Registered Capital, For For Management
Business Scope and Amend Articles of
Association
--------------------------------------------------------------------------------
YIFENG PHARMACY CHAIN CO.LTD.
Ticker: Security ID: CNE100001TS5
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to Articles For For Management
--------------------------------------------------------------------------------
YIHAI INTERNATIONAL HOLDING LTD.
Ticker: 1579 Security ID: G98419107
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Haidilao Master Sales For For Management
Agreement, the Relevant Annual Caps
and Related Transactions
2 Approve Shuhai Sales Agreement, the For For Management
Relevant Annual Caps and Related
Transactions
3 Approve Shuhai Purchase Agreement, the For For Management
Relevant Annual Caps and Related
Transactions
4 Approve Joint Venture Framework Sales For For Management
and Purchase Agreements, the Relevant
Annual Caps and Related Transactions
5 Elect Zhao Xiaokai as Director For For Management
--------------------------------------------------------------------------------
YIHAI INTERNATIONAL HOLDING LTD.
Ticker: 1579 Security ID: G98419107
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Guo Qiang as Director and For For Management
Authorize Board to Fix His Remuneration
3 Elect Shu Ping as Director and For Against Management
Authorize Board to Fix Her Remuneration
4 Elect Yau Ka Chi as Director and For For Management
Authorize Board to Fix His Remuneration
5 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Approve Final Dividend For For Management
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YIHAI KERRY ARAWANA HOLDINGS CO., LTD.
Ticker: 300999 Security ID: Y982B5108
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Remuneration of For For Management
Non-Independent Directors
7 Approve Remuneration of Supervisors For For Management
8 Approve to Appoint Auditor For For Management
9 Approve Issuance of Super-short-term For For Management
Commercial Papers and Medium-term Notes
10 Approve Provision of Guarantees to For For Management
Associate Company and Related
Transaction
11 Approve Change in the Implementation For For Management
Content of Raised Funds Investment
Project
--------------------------------------------------------------------------------
YINTAI GOLD CO., LTD.
Ticker: 000975 Security ID: Y1584S103
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Medium-term Capitalization of For For Management
Capital Reserves
2 Approve Increase in Audit Fees For For Management
3 Approve External Guarantee Provision For For Management
Plan
--------------------------------------------------------------------------------
YINTAI GOLD CO., LTD.
Ticker: 000975 Security ID: Y1584S103
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Yang Haifei as Non-Independent For Against Shareholder
Director
1.2 Elect Wang Shui as Non-Independent For For Shareholder
Director
1.3 Elect Ou Xingong as Non-Independent For For Shareholder
Director
1.4 Elect Liu Liming as Non-Independent For For Shareholder
Director
1.5 Elect Yuan Meirong as Non-Independent For Against Shareholder
Director
1.6 Elect Lu Sheng as Non-Independent For For Shareholder
Director
2.1 Elect Wang Yaping as Independent For Against Management
Director
2.2 Elect Cui Jin as Independent Director For Against Management
2.3 Elect Zhang Da as Independent Director For For Management
3.1 Elect Liu Weimin as Supervisor For For Shareholder
3.2 Elect Zhao Shimei as Supervisor For For Shareholder
4 Approve Increase in Registered Capital For For Management
5 Amend Articles of Association For For Management
6 Approve Allowance of Independent For For Management
Directors
--------------------------------------------------------------------------------
YINTAI GOLD CO., LTD.
Ticker: 000975 Security ID: Y1584S103
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Report of the Independent For For Management
Directors
6 Approve Profit Distribution For For Management
7 Approve Use of Own Idle Funds to For Against Management
Invest in Entrusted Financial Products
8 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
YIXINTANG PHARMACEUTICAL GROUP CO., LTD.
Ticker: 002727 Security ID: Y98815106
Meeting Date: JUN 08, 2021 Meeting Type: Special
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Approve Purchase of Land Use Rights For For Management
3 Approve Application of Credit Line and For For Management
Provision of Guarantee
--------------------------------------------------------------------------------
YONGHUI SUPERSTORES CO., LTD.
Ticker: 601933 Security ID: Y9841N106
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
--------------------------------------------------------------------------------
YONGHUI SUPERSTORES CO., LTD.
Ticker: 601933 Security ID: Y9841N106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget
5 Approve Profit Distribution For For Management
6 Approve Daily Related Party For For Management
Transactions
7 Approve Application of Credit Lines For For Management
and Loans
8 Approve Authorization of the Company For Against Management
to Invest in Financial Products
9 Approve Appointment of Auditor For For Management
10 Approve Internal Control Audit Report For For Management
11 Approve Internal Control Evaluation For For Management
Report
12 Approve Remuneration of Directors and For For Management
Supervisors
13 Approve Provision for Goodwill For For Management
Impairment
14 Approve Implementation of New Lease For For Management
Standards and Change in Related
Accounting Policies
15 Approve Development of Project Plan For For Management
for the Securitization of Accounts
Receivable Assets
16 Elect Sun Baowen as Independent For For Management
Director
17 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
YONYOU NETWORK TECHNOLOGY CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: SEP 21, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Injection For For Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
YONYOU NETWORK TECHNOLOGY CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Financial Auditor For For Management
7 Approve Appointment of Internal For For Management
Control Auditor
8 Approve 2020 Remuneration of Directors For For Management
and 2021 Remuneration Plan
9 Approve 2020 Remuneration of For For Management
Supervisors and 2021 Remuneration Plan
10 Approve Change in Registered Capital For For Management
11 Approve Amendments to Articles of For For Management
Association
12 Approve Spin-off of Subsidiary on SSE For For Management
STAR Market in Accordance with
Relevant Laws and Regulations
13 Approve Plan of Spin-off of Subsidiary For For Management
on SSE Star Market
14 Approve Spin-off of Subsidiary on SSE For For Management
STAR Market (Revised Draft)
15 Approve Compliance with Provisions on For For Management
Pilot Domestic Listing of Subsidiaries
of Listed Companies
16 Approve Listing to Safeguard the For For Management
Legitimate Rights and Interests of
Shareholders and Creditors
17 Approve Company's Maintaining For For Management
Independence and Continuous Operation
Ability
18 Approve Corresponding Standard For For Management
Operation Ability
19 Approve Purpose, Commercial For For Management
Rationality, Necessity and Feasibility
Analysis of this Transaction
20 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
21 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
YONYOU NETWORK TECHNOLOGY CO.LTD
Ticker: Security ID: CNE0000017Y6
Meeting Date: JUL 16, 2020 Meeting Type: Special
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 The Company's Eligibility for For For Management
Non-public Share Offering
2 PLAN FOR NON-PUBLIC SHARE OFFERING: For For Management
STOCK TYPE AND PAR VALUE
11 PLAN FOR NON-PUBLIC SHARE OFFERING: For For Management
THE VALID PERIOD OF THE RESOLUTION ON
THE NON-PUBLIC SHARE OFFERING
3 PLAN FOR NON-PUBLIC SHARE OFFERING: For For Management
ISSUING METHOD AND DATE
4 PLAN FOR NON-PUBLIC SHARE OFFERING: For For Management
ISSUING TARGETS AND SUBSCRIPTION METHOD
5 Plan for Non-public Share Offering: For For Management
Issue Price, Pricing Principles and
Pricing Base Date
6 PLAN FOR NON-PUBLIC SHARE OFFERING: For For Management
ISSUING VOLUME
7 PLAN FOR NON-PUBLIC SHARE OFFERING: For For Management
AMOUNT AND PURPOSE OF THE RAISED FUNDS
8 PLAN FOR NON-PUBLIC SHARE OFFERING: For For Management
LOCKUP PERIOD
9 PLAN FOR NON-PUBLIC SHARE OFFERING: For For Management
LISTING PLACE
10 Plan for Non-public Share Offering: For For Management
Arrangement for the Accumulated
Retained Profits
12 PREPLAN FOR NON-PUBLIC SHARE OFFERING For For Management
13 FEASIBILITY STUDY REPORT ON THE USE OF For For Management
FUNDS TO BE RAISED FROM THE NON-PUBLIC
SHARE OFFERING
14 SPECIAL REPORT ON THE USE OF For For Management
PREVIOUSLY RAISED FUNDS
15 Diluted Immediate Return After the For For Management
Non-public Share Offering, Filling
Measures and Commitments of Relevant
Parties
16 SHAREHOLDER RETURN PLAN FOR THE NEXT For For Management
THREE YEARS FROM 2020 TO 2022
17 Full Authorization to the Board to For For Management
Handle Matters Regarding the
Non-public Share Offering
--------------------------------------------------------------------------------
YOUZU INTERACTIVE CO., LTD.
Ticker: 002174 Security ID: Y8315B101
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Property Leasing
2 Elect Zhao Yuli as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
YPF SA
Ticker: YPFD Security ID: 984245100
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Consider Holding of Shareholders' For For Management
Meeting Remotely
2 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
3 Consider Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
4 Approve Allocation of Income; For For Management
Absorption of Net Loss
5 Approve Remuneration of Auditors for For For Management
FY 2020
6 Approve Auditors for FY 2021 and Fix For For Management
Their Remuneration
7 Consider Discharge of Directors and For For Management
Members of Internal Statutory Auditors
Committee
8 Approve Remuneration of Directors in For For Management
the Amount of ARS 184.13 Million
9 Approve Remuneration of Internal For For Management
Statutory Auditors Committee
10 Fix Number of Members of Internal For For Management
Statutory Auditors Committee and
Alternates
11 Elect One Member of Internal Statutory None None Management
Auditors Committee and Alternate for
Class A Shares
12 Elect One Member of Internal Statutory For For Management
Auditors Committee and Alternate for
Class D Shares
13 Fix Number of Directors and Alternates For For Management
14 Elect One Director and Alternate for None None Management
Class A Shares and Determination of
their Tenure
15 Elect Directors and Their Alternates For Against Management
for Class D Shares and Determination
of their Tenure
16 Authorize Remuneration of Directors For For Management
and Members of Internal Statutory
Auditors Committee for FY 2021
17 Amend Articles 20 and 24 For For Management
18 Consider Absorption of Subsidiary For For Management
Compania de Inversiones Mineras S.A.
19 Consider Absorption Balance Sheet of For For Management
YPF S.A. and Consolidated Balance
Sheet of YPF S.A. and Compania de
Inversiones Mineras S.A.
20 Consider Previous Absorption Agreement For For Management
and Absorption Prospectus
21 Authorize Definitive Agreement of For For Management
Absorption
22 Compliance in Accordance with National For For Management
Chamber of Commercial Appeals on
Treatment of Accounting Charge for
Impairment of Property, Plant and
Equipment for Fiscal Year Ended Dec.
31, 2016
23 Consider Adjustment to Formula Used to For For Management
Calculate Endowment Funds Allocated to
YPF Foundation
--------------------------------------------------------------------------------
YTL CORPORATION BERHAD
Ticker: 4677 Security ID: Y98610101
Meeting Date: DEC 01, 2020 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yeoh Seok Kian as Director For For Management
2 Elect Yeoh Soo Min as Director For For Management
3 Elect Yeoh Seok Hong as Director For For Management
4 Elect Cheong Keap Tai as Director For For Management
5 Approve Directors' Fees For For Management
6 Approve Directors' Meeting Attendance For For Management
Allowance
7 Approve HLB Ler Lum PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Cheong Keap Tai to Continue For For Management
Office as Independent Non-Executive
Director
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
YTL CORPORATION BERHAD
Ticker: 4677 Security ID: Y98610101
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Establishment of New For Against Management
Employees' Share Option Scheme (ESOS)
2 Approve Grant of ESOS Options to For Against Management
Francis Yeoh Sock Ping
3 Approve Grant of ESOS Options to Yeoh For Against Management
Seok Kian
4 Approve Grant of ESOS Options to Chong For Against Management
Keap Tai @ Cheong Keap Tai
5 Approve Grant of ESOS Options to Yeoh For Against Management
Soo Min
6 Approve Grant of ESOS Options to Yeoh For Against Management
Seok Hong
7 Approve Grant of ESOS Options to For Against Management
Michael Yeoh Sock Siong
8 Approve Grant of ESOS Options to Yeoh For Against Management
Soo Keng
9 Approve Grant of ESOS Options to Mark For Against Management
Yeoh Seok Kah
10 Approve Grant of ESOS Options to Ahmad For Against Management
Fuaad Bin Mohd Dahalan
11 Approve Grant of ESOS Options to For Against Management
Abdullah Bin Syed Abd. Kadir
12 Approve Grant of ESOS Options to Faiz For Against Management
Bin Ishak
13 Approve Grant of ESOS Options to For Against Management
Noorma Binti Raja Othman
14 Approve Grant of ESOS Options to Tan For Against Management
Kai Yong @ Tan Kay Neong
15 Approve Grant of ESOS Options to For Against Management
Kathleen Chew Wai Lin
16 Approve Grant of ESOS Options to Yeoh For Against Management
Pei Cheen
17 Approve Grant of ESOS Options to Yeoh For Against Management
Keong Yeow
18 Approve Grant of ESOS Options to Yeoh For Against Management
Keong Shyan
19 Approve Grant of ESOS Options to Yeoh For Against Management
Keong Junn
20 Approve Grant of ESOS Options to Yeoh For Against Management
Pei Wenn
21 Approve Grant of ESOS Options to For Against Management
Geraldine Shushan Dreiser
22 Approve Grant of ESOS Options to Yeoh For Against Management
Pei Leeng
23 Approve Grant of ESOS Options to Yeoh For Against Management
Pei Nee
24 Approve Grant of ESOS Options to Yeoh For Against Management
Pei Teeng
25 Approve Grant of ESOS Options to Yeoh For Against Management
Keong Wei
26 Approve Grant of ESOS Options to Tan For Against Management
Chien Hwei
27 Approve Grant of ESOS Options to Yeoh For Against Management
Keong Yuan
28 Approve Grant of ESOS Options to Yeoh For Against Management
Pei Tsen
29 Approve Grant of ESOS Options to Yeoh For Against Management
Keong Yeen
--------------------------------------------------------------------------------
YTO EXPRESS GROUP CO., LTD.
Ticker: 600233 Security ID: Y1963V107
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hu Xiao as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
YTO EXPRESS GROUP CO., LTD.
Ticker: 600233 Security ID: Y1963V107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Provision of External For For Management
Guarantees
7 Approve Related Party Transaction For For Management
8 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
YTO EXPRESS GROUP CO., LTD.
Ticker: 600233 Security ID: Y1963V107
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium-term Notes For For Management
and Super-short-term Commercial Papers
--------------------------------------------------------------------------------
YUAN LONG-PING AGRICULTURE HI-TECH CO. LTD.
Ticker: Security ID: CNE000001360
Meeting Date: JUL 06, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect MAO Changqing For For Management
10 Elect SANG Yu For For Management
2 Elect YUAN Dingjiang For For Management
3 Elect LIAO Cuimeng For For Management
4 Elect ZHANG Jian For For Management
5 Elect LUO Yonggen For For Management
6 Elect WANG Weiping For For Management
7 Elect WANG Yibo For For Management
8 Elect MA Dehua For For Management
9 Elect LIN Xiang For For Management
11 Elect PANG Shoulin For For Management
12 Elect TANG Hong For For Management
13 Elect CHEN Chao For For Management
14 Elect DAI Xiaofeng For For Management
15 Elect GAO Yisheng For For Management
16 Elect PENG Guangjian For Against Management
17 Elect FU Jianping For Against Management
18 Elect CHEN Hongyi For Against Management
19 Amendments to Articles For For Management
20 Amendments to Procedural Rules for For Against Management
Shareholder Meetings
21 Amendments to Procedural Rules for For Against Management
Board Meetings
22 Amendments to Procedural Rules for For Against Management
Supervisor Meetings
--------------------------------------------------------------------------------
YUAN LONG-PING AGRICULTURE HI-TECH CO. LTD.
Ticker: Security ID: CNE000001360
Meeting Date: JUL 22, 2020 Meeting Type: Special
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect YANG Yuanzhu as Non-independent For For Management
Director
--------------------------------------------------------------------------------
YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD.
Ticker: 000998 Security ID: Y9862T107
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Address For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD.
Ticker: 000998 Security ID: Y9862T107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
6 Approve Deposits, Loans and Other For For Management
Businesses with China CITIC Bank Co.,
Ltd. and Other Related Parties
--------------------------------------------------------------------------------
YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD.
Ticker: 000998 Security ID: Y9862T107
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Increase and Share For For Management
Expansion of Controlled Subsidiary and
Transfer of Equity of Controlled
Subsidiary
--------------------------------------------------------------------------------
YUANTA FINANCIAL HOLDING CO. LTD.
Ticker: 2885 Security ID: Y2169H108
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures for For For Management
Election of Directors
5 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
--------------------------------------------------------------------------------
YUEXIU PROPERTY COMPANY LIMITED
Ticker: 123 Security ID: Y9863Z102
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Acquisitions and Related For For Management
Transactions
--------------------------------------------------------------------------------
YUEXIU PROPERTY COMPANY LIMITED
Ticker: 123 Security ID: Y9863Z102
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Lin Zhaoyuan as Director For Against Management
3.2 Elect Liu Yan as Director For For Management
3.3 Elect Lee Ka Lun as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Authorize Repurchase of Issued Share For For Management
Capital
5B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5C Authorize Reissuance of Repurchased For Against Management
Shares
5D Approve Share Consolidation and For For Management
Related Transactions
--------------------------------------------------------------------------------
YUHAN CORP.
Ticker: 000100 Security ID: Y9873D109
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Cho Wook-je as Inside Director For For Management
3.2 Elect Lee Byung-man as Inside Director For For Management
3.3 Elect Lee Jung-hee as Non-Independent For For Management
Non-Executive Director
3.4 Elect Shin Young-jae as Outside For For Management
Director
4 Elect Kim Jun-cheol as Outside For For Management
Director to Serve as an Audit
Committee Member
5.1 Elect Park Dong-jin as a Member of For For Management
Audit Committee
5.2 Elect Shin Young-jae as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
7 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC.
Ticker: YUMC Security ID: 98850P109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred Hu For For Management
1b Elect Director Joey Wat For For Management
1c Elect Director Peter A. Bassi For For Management
1d Elect Director Edouard Ettedgui For For Management
1e Elect Director Cyril Han For For Management
1f Elect Director Louis T. Hsieh For For Management
1g Elect Director Ruby Lu For For Management
1h Elect Director Zili Shao For For Management
1i Elect Director William Wang For For Management
1j Elect Director Min (Jenny) Zhang For For Management
2 Ratify KPMG Huazhen LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
YUNDA HOLDING CO. LTD
Ticker: Security ID: CNE100000015
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Repurchase and Cancellation of Locked For For Management
Restricted Stocks Granted of the
Second Phase
2 Amendments to Articles For For Management
3 Authority to Register and Issue For For Management
Medium-term Notes
4 Authority to Register and Issue For For Management
Short-term Financing Bills
5 Appointment of Auditor For For Management
--------------------------------------------------------------------------------
YUNDA HOLDING CO., LTD.
Ticker: 002120 Security ID: Y62996106
Meeting Date: SEP 08, 2020 Meeting Type: Special
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Carry-out Asset For For Management
Securitization of Wholly-owned
Subsidiary
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
YUNDA HOLDING CO., LTD.
Ticker: 002120 Security ID: Y62996106
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment to Provision of For For Management
Guarantee
--------------------------------------------------------------------------------
YUNDA HOLDING CO., LTD.
Ticker: 002120 Security ID: Y62996106
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Adjustment of the Performance For For Management
Assess Indicators
--------------------------------------------------------------------------------
YUNDA HOLDING CO., LTD.
Ticker: 002120 Security ID: Y62996106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Provision of Guarantee For For Management
6 Approve Profit Distribution For For Management
7 Approve Use of Own Funds for Entrusted For Against Management
Financial Management
8 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
9 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
10 Approve Financial Assistance Provision For For Management
11 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
YUNDA HOLDING CO., LTD.
Ticker: 002120 Security ID: Y62996106
Meeting Date: JUN 08, 2021 Meeting Type: Special
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Bond Maturity For For Management
2.4 Approve Par Value and Issue Price For For Management
2.5 Approve Coupon Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Guarantee Matters For For Management
2.9 Approve Determination of Conversion For For Management
Price
2.10 Approve Adjustment and Calculation For For Management
Method of Conversion Price
2.11 Approve Downward Adjustment of For For Management
Conversion Price
2.12 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.13 Approve Terms of Redemption For For Management
2.14 Approve Terms of Sell-Back For For Management
2.15 Approve Attribution of Profit and Loss For For Management
During the Conversion Period
2.16 Approve Issue Manner and Target For For Management
Subscribers
2.17 Approve Placing Arrangement for For For Management
Shareholders
2.18 Approve Matters Relating to Meetings For For Management
of Bondholders
2.19 Approve Usage of Raised Funds For For Management
2.20 Approve Depository of Raised Funds For For Management
2.21 Approve Rating Matters For For Management
2.22 Approve Resolution Validity Period For For Management
3 Approve Issuance of Convertible Bonds For For Management
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
10 Amend Articles of Association For For Shareholder
--------------------------------------------------------------------------------
YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Budget For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Employee Share Purchase Plan For Against Management
(Draft) and Summary
9 Approve Management Method of Employee For Against Management
Share Purchase Plan
10 Approve Authorization of the Board to For Against Management
Handle All Matters Related to Employee
Share Purchase Plan
11 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
12 Elect Liu Guoen as Independent Director For For Shareholder
--------------------------------------------------------------------------------
YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compliance of Major Asset For For Management
Acquisition and Related Party
Transactions with Major Asset
Acquisition Conditions
2 Approve Major Asset Acquisition For For Management
Constitutes as Related Party
Transaction
3.1 Approve Overview of this Transaction For For Management
Plan
3.2 Approve Transaction Parties and Target For For Management
Assets
3.3 Approve Pricing Basis and Transaction For For Management
Price
3.4 Approve Payment Method and Payment For For Management
Period of this Transaction
3.5 Approve Source of Funds For For Management
4 Approve Draft and Summary Report on For For Management
Company's Major Asset Acquisition and
Related Party Transactions
5 Approve Transaction Complies with For For Management
Article 11 of the Administrative
Measures on Material Asset
Restructuring of Listed Companies
6 Approve Transaction Does Not For For Management
Constitute Article 13 of the
Administrative Measures on Material
Asset Restructuring of Listed Companies
7 Approve Transaction Complies with For For Management
Article 4 of the Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
8 Approve Transaction Constitute as For For Management
Major Asset Restructuring
9 Approve the Completeness and For For Management
Compliance of Implementation of Legal
Proceedings of the Transactions and
Validity of the Submitted Legal
Documents Regarding this Transaction
10 Approve The Main Body of This For For Management
Transaction Does Not Exist
Strengthening the Supervision over
Abnormal Stock Trading Related to the
Material Asset Reorganizations of
Listed Companies of Article 13
11 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
12 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
13 Approve Relevant Pro Forma Review For For Management
Report and Valuation Report of Major
Asset Acquisition
14 Approve Authorization of Board to For For Management
Handle All Related Matters
15 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO LTD
Ticker: Security ID: CNE100002BR3
Meeting Date: JUL 08, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Provide Financial Support to Holding For For Management
Subsidiaries
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO LTD
Ticker: Security ID: CNE100002BR3
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Repurchase Shares For For Management
2 Change of Registered Capital and For For Management
Amendments to Articles
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD.
Ticker: 002812 Security ID: Y9881M109
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Carry Out Deposit, Loan and For Against Management
Guarantee Business in Related Banks
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD.
Ticker: 002812 Security ID: Y9881M109
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Raised Funds for For For Management
Cash Management
2 Approve Use of Idle Raised Funds to For For Management
Supplement Working Capital
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD.
Ticker: 002812 Security ID: Y9881M109
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For Against Management
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD.
Ticker: 002812 Security ID: Y9881M109
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Changshou Economic For For Management
and Technological Development Zone
Project Investment Agreement
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD.
Ticker: 002812 Security ID: Y9881M109
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: APR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Financial Auditor For For Management
and Internal Control Auditor
7 Approve Daily Related Party For For Management
Transactions
8 Approve Remuneration of Directors For For Management
9 Approve Remuneration of Supervisors For For Management
10 Approve Credit Line Application For Against Management
11 Approve Provision of Guarantees For Against Management
12 Approve Deposit, Loan and Guarantee For Against Management
Business in Related Bank
13 Approve Performance Commitments For For Management
Description for Company's Acquisition
by Cash and Issuance of Shares as well
as Raising Supporting Funds and
Related Party Transactions
14 Approve Financial Assistance Provision For For Management
15 Approve Adjustment on Remuneration of For For Management
Directors and Senior Management Members
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD.
Ticker: 002812 Security ID: Y9881M109
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in Changshou For For Management
Economic and Technological Development
Zone Project
--------------------------------------------------------------------------------
ZAI LAB LIMITED
Ticker: 9688 Security ID: 98887Q104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Amend Articles For For Management
3 Amend Articles to Adopt the Fifth For For Management
Amendment of Articles of Association
4 Ratify Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as Auditors
--------------------------------------------------------------------------------
ZEE ENTERTAINMENT ENTERPRISES LIMITED
Ticker: 505537 Security ID: Y98893152
Meeting Date: SEP 18, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend on the Preference For For Management
Shares
3 Approve Dividend For For Management
4 Reelect Ashok Kurien as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
6 Elect R Gopalan as Director For For Management
7 Elect Piyush Pandey as Director For For Management
8 Elect Alicia Yi as Director For For Management
9 Approve Reappointment and Remuneration For For Management
of Punit Goenka as Managing Director &
Chief Executive Officer
10 Approve Payment of Commission to For For Management
Non-Executive Directors
--------------------------------------------------------------------------------
ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO., LTD.
Ticker: 600436 Security ID: Y9890Q109
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Elect Hong Dongming as Supervisor For For Shareholder
--------------------------------------------------------------------------------
ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO., LTD.
Ticker: 600436 Security ID: Y9890Q109
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Pan Jie as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO., LTD.
Ticker: 600436 Security ID: Y9890Q109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Appointment of Auditor and to For For Management
Fix Their Remuneration
5 Approve Daily Related-party For For Management
Transactions
6 Approve Annual Report and Summary For For Management
7 Approve Financial Statements and For For Management
Financial Budget Report
8 Amend External Guarantee System For Against Management
9 Approve Profit Distribution For For Management
10 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY COMPANY LIMITED
Ticker: 1818 Security ID: Y988A6104
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Corporate Bonds For For Management
and Related Transactions
2 Approve Issuance of Medium-term Notes For For Management
and Related Transactions
3 Approve Issuance of Perpetual For For Management
Medium-term Notes and Related
Transactions
4a Amend Articles of Association For For Management
4b Authorize Board to Deal With All For For Management
Matters in Relation to the Amendment
of Articles of Association
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY COMPANY LIMITED
Ticker: 1818 Security ID: Y988A6104
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Deposit and Bills For For Management
Discounting Services and the Relevant
Proposed Annual Caps Under the 2020
Group Financial Services Agreement
2 Approve Provision of Deposit, Loan and For For Management
Bills Discounting Services and the
Relevant Proposed Annual Caps Under
the 2020 Parent Group Financial
Services Agreement
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY COMPANY LIMITED
Ticker: 1818 Security ID: Y988A6104
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Report For For Management
4 Approve Final Dividend For For Management
5 Approve Ernst & Young and Ernst & For For Management
Young Hua Ming LLP as International
Auditor and the PRC Auditor of the
Company Respectively and Authorize
Board to Fix Their Remuneration
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares
2 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY COMPANY LIMITED
Ticker: 1818 Security ID: Y988A6104
Meeting Date: JUN 07, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
ZHEJIANG CENTURY HUATONG GROUP CO., LTD.
Ticker: 002602 Security ID: Y988BH109
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transactions For For Management
--------------------------------------------------------------------------------
ZHEJIANG CENTURY HUATONG GROUP CO., LTD.
Ticker: 002602 Security ID: Y988BH109
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
ZHEJIANG CENTURY HUATONG GROUP CO., LTD.
Ticker: 002602 Security ID: Y988BH109
Meeting Date: JAN 04, 2021 Meeting Type: Special
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase External Investment For For Management
--------------------------------------------------------------------------------
ZHEJIANG CENTURY HUATONG GROUP CO., LTD.
Ticker: 002602 Security ID: Y988BH109
Meeting Date: APR 02, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Exempting the Company's For For Management
Controlling Shareholder, Ultimate
Controlling Shareholder and their
Concerted Parties Wang Yifeng, Wang
Juanzhen and Dingtong Investment from
Fulfilling Relevant Commitments
2 Approve Disposal of Indirect For For Shareholder
Subsidiary Control
--------------------------------------------------------------------------------
ZHEJIANG CENTURY HUATONG GROUP CO., LTD.
Ticker: 002602 Security ID: Y988BH109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Use of Idle Own Funds for For Against Management
Entrusted Asset Management
7 Approve Application of Credit Lines For For Management
8 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management for
2020
9.1 Approve Remuneration of For Against Management
Non-independent Directors
9.2 Approve Remuneration of Independent For Against Management
Directors
9.3 Approve Remuneration of Supervisors For Against Management
10 Approve Daily Related Party For For Management
Transactions
--------------------------------------------------------------------------------
ZHEJIANG CENTURY HUATONG GROUP CO.LTD
Ticker: Security ID: CNE1000015R2
Meeting Date: JUL 01, 2020 Meeting Type: Special
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 EXTERNAL INVESTMENT BY WHOLLY-OWNED For For Management
SUBSIDIARIES
--------------------------------------------------------------------------------
ZHEJIANG CENTURY HUATONG GROUP CO.LTD
Ticker: Security ID: CNE1000015R2
Meeting Date: AUG 14, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Proposal for the Wholly Owned For For Management
Subsidiary of the Company to Increase
the External Investment
2 Proposal to Plan to Provide Guarantees For For Management
for Wholly Owned Subsidiaries and
Controlled Subsidiaries
3 Amendments to Articles For For Management
--------------------------------------------------------------------------------
ZHEJIANG CHINT ELECTRICS CO., LTD.
Ticker: 601877 Security ID: Y988AY103
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Signing of Financial Service For For Management
Agreement
3 Approve External Guarantee For For Management
--------------------------------------------------------------------------------
ZHEJIANG CHINT ELECTRICS CO., LTD.
Ticker: 601877 Security ID: Y988AY103
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related Party Transaction For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Additional External Guarantee For Against Management
9 Approve External Guarantee For For Shareholder
--------------------------------------------------------------------------------
ZHEJIANG CONBA PHARMACEUTICAL CO., LTD.
Ticker: Security ID: CNE000001H86
Meeting Date: JUL 22, 2020 Meeting Type: Special
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to Articles For For Management
2 Related Party Transactions For For Management
3 Elect YING Chunxiao For Against Management
4 Elect WU Zhongshi For Against Management
5 Elect HU Jiqiang For For Management
6 Elect LUO Guoliang For For Management
7 Elect CHENG Xinghua For For Management
8 Elect CHEN Ming For For Management
9 Elect WANG Yang For For Management
10 Elect HU Bei For For Management
11 Elect YANG Junde For For Management
12 Elect LV Jiuqin For For Management
13 Elect DONG Zuojun For For Management
14 Elect WU Yongjiang For For Management
15 Elect LIU En For For Management
--------------------------------------------------------------------------------
ZHEJIANG DAHUA TECHNOLOGY CO. LTD.
Ticker: Security ID: CNE100000BJ4
Meeting Date: JUL 24, 2020 Meeting Type: Special
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Connected Transaction regarding For For Management
Agreement on Equity Transfer of
Wholly-owned Subsidiaries
2 PROVISION OF GUARANTEE FOR For Against Management
WHOLLY-OWNED SUBSIDIARIES
3 PROVISION OF GUARANTEE FOR CONTROLLED For For Management
SUBSIDIARIES
--------------------------------------------------------------------------------
ZHEJIANG DAHUA TECHNOLOGY CO. LTD.
Ticker: Security ID: CNE100000BJ4
Meeting Date: AUG 12, 2020 Meeting Type: Special
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect FU Liquan For For Management
2 Elect WU Jun For For Management
3 Elect ZHANG Xingming For For Management
4 Elect ZHU Jiangming For For Management
5 Elect CHEN Ailing For For Management
6 Elect YANG Huayong For For Management
7 Elect LIU Hanlin For For Management
8 Elect ZHANG Yulin For For Management
9 Elect ZHENG Jieping as a Supervisor For Against Management
10 ADJUSTMENT OF REMUNERATION FOR For For Management
INDEPENDENT DIRECTORS
11 Repurchase and Cancellation of Some For For Management
Locked Restricted Stocks Granted to
Plan Participants
12 Decrease of the Company's Registered For For Management
Capital and Amendments to the
Company's Articles of Association
13 AMENDMENTS TO THE EXTERNAL GUARANTEE For Against Management
MANAGEMENT SYSTEM
--------------------------------------------------------------------------------
ZHEJIANG DAHUA TECHNOLOGY CO. LTD.
Ticker: 002236 Security ID: Y988AP102
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Decrease of Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
ZHEJIANG DAHUA TECHNOLOGY CO. LTD.
Ticker: 002236 Security ID: Y988AP102
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Core Staff Venture Capital New For Against Management
Business Management Measures
2 Approve to Abandon Capital Injection For For Shareholder
--------------------------------------------------------------------------------
ZHEJIANG DAHUA TECHNOLOGY CO. LTD.
Ticker: 002236 Security ID: Y988AP102
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Remuneration of Directors and For For Management
Supervisors
7 Approve to Appoint Auditor For For Management
8 Approve Foreign Exchange Hedging For For Management
Transactions
9 Approve Credit Line Application For For Management
10 Approve Bill Pool Business For Against Management
11 Approve Provision of Guarantees to For Against Management
Subsidiaries
12 Amend Related-Party Transaction For Against Management
Management System
13 Approve Formulation of Management For For Management
System of Securities Investment and
Derivatives Transaction
14 Approve Company's Eligibility for For Against Shareholder
Private Placement of Shares
15.1 Approve Share Type and Par Value For Against Shareholder
15.2 Approve Issue Manner and Issue Time For Against Shareholder
15.3 Approve Target Subscribers and For Against Shareholder
Subscription Method
15.4 Approve Issue Price and Pricing Basis For Against Shareholder
15.5 Approve Issue Amount For Against Shareholder
15.6 Approve Lock-up Period For Against Shareholder
15.7 Approve Use of Proceeds For Against Shareholder
15.8 Approve Distribution Arrangement of For Against Shareholder
Undistributed Earnings
15.9 Approve Listing Exchange For Against Shareholder
15.10 Approve Resolution Validity Period For Against Shareholder
16 Approve Private Placement of Shares For Against Shareholder
17 Approve Feasibility Analysis Report on For Against Shareholder
the Use of Proceeds
18 Approve that the Company Does Not Need For Against Shareholder
to Produce a Report on the Usage of
Previously Raised Funds
19 Approve Signing of Share Subscription For Against Shareholder
Agreement
20 Approve Signing of Strategic For Against Shareholder
Cooperation Agreement
21 Approve Impact of Dilution of Current For Against Shareholder
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
22 Approve Shareholder Return Plan For For Shareholder
23 Approve Transaction Constitute as For Against Shareholder
Related-party Transaction
24 Approve Authorization of Board to For Against Shareholder
Handle All Related Matters
25 Approve Repurchase and Cancellation of For For Shareholder
Performance Shares
26 Amend Articles of Association For For Shareholder
--------------------------------------------------------------------------------
ZHEJIANG DAHUA TECHNOLOGY CO. LTD.
Ticker: 002236 Security ID: Y988AP102
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Daily Related Party For Against Management
Transaction
--------------------------------------------------------------------------------
ZHEJIANG DINGLI MACHINERY CO., LTD.
Ticker: 603338 Security ID: Y988CW105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Remuneration of Directors and For For Management
Senior Management
8 Approve Remuneration of Supervisors For For Management
9 Approve Provision of Guarantee for For For Management
Customers
10 Approve Provision of Guarantee for For For Management
Wholly-owned Subsidiaries
11 Approve Application of Credit Lines For For Management
12 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ZHEJIANG DINGLI MACHINERY CO., LTD.
Ticker: 603338 Security ID: Y988CW105
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date and For For Management
Pricing Basis
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Use of Proceeds For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
7 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 576 Security ID: Y9891F102
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve HangNing Equity Purchase For For Management
Agreement and Related Transactions
2 Approve LongLiLiLong Equity Purchase For For Management
Agreement and Related Transactions
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 576 Security ID: Y9891F102
Meeting Date: JAN 20, 2021 Meeting Type: Special
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Senior Notes and For For Management
Related Transactions
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 576 Security ID: Y9891F102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Directors For For Management
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Financial For For Management
Statements
4 Approve 2020 Final Dividend For For Management
5 Approve 2020 Final Accounts and 2021 For Against Management
Financial Budget
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants Hong Kong
as Hong Kong Auditor and Authorize
Board to Fix Their Remuneration
7 Approve Pan China Certified Public For For Management
Accountants as PRC Auditor and
Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares and
Related Transactions
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 576 Security ID: Y9891F102
Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yu Zhihong as Director For For Management
2 Elect Chen Ninghui as Director For For Management
3 Elect Yuan Yingjie as Director For Against Management
4 Elect Jin Chaoyang as Director For For Management
5 Elect Fan Ye as Director For For Management
6 Elect Huang Jianzhang as Director For For Management
7 Elect Pei Ker-Wei as Director and For For Management
Approve Continuous Appointment as
Independent Non-Executive Director
8 Elect Lee Wai Tsang, Rosa as Director For For Management
9 Elect Chen Bin as Director For For Management
10 Approve Remuneration and Allowance For For Management
Package of Directors
11.1 Elect Zheng Ruchun as Supervisor and For For Management
Authorize Board to Fix His Remuneration
11.2a Elect He Meiyun as Supervisor and For For Management
Authorize Board to Fix Her Remuneration
11.2b Elect Wu Qingwang as Supervisor and For For Management
Authorize Board to Fix His Remuneration
12 Authorize Board to Approve the For For Management
Directors' Service Contracts,
Supervisors' Service Contracts and All
Other Relevant Documents and Authorize
Any Executive Director to Deal With
All Related Matters
--------------------------------------------------------------------------------
ZHEJIANG HUAHAI PHARMACEUTICAL CO., LTD.
Ticker: 600521 Security ID: Y9891X103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Application of Bank Credit For For Management
Lines
7 Approve to Appoint Auditor For For Management
8 Approve Amendments to Articles of For For Management
Association
9 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
10 Approve Methods to Assess the For For Management
Performance of Plan Participants
11 Approve Authorization of the Board to For For Management
Handle All Related Matters
12.1 Approve Purpose and Usage of the Share For Against Management
Repurchase
12.2 Approve Company's Eligibility for For Against Management
Repurchase of Shares
12.3 Approve Type of the Share Repurchase For Against Management
12.4 Approve Manner of Share Repurchase For Against Management
12.5 Approve Period of the Share Repurchase For Against Management
12.6 Approve Price Range of the Share For Against Management
Repurchase
12.7 Approve Capital Source and Total For Against Management
Capital Used for the Share Repurchase
12.8 Approve Number and Proportion of the For Against Management
Share Repurchase
12.9 Approve Authorization Related Matters For Against Management
of Share Repurchase
--------------------------------------------------------------------------------
ZHEJIANG HUAYOU COBALT CO., LTD.
Ticker: 603799 Security ID: Y9898D100
Meeting Date: APR 19, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve 2020 Daily Related Party For For Management
Transactions
6 Approve 2021 Daily Related Party For For Management
Transactions
7 Approve Profit Distribution For For Management
8 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
9 Approve to Appoint Auditor For For Management
10 Approve Financing Credit For Against Management
11 Approve Provision of Guarantees For Against Management
12 Approve Issuance of Debt Financing For Against Management
Instruments
13 Approve Forward Foreign Exchange For Against Management
Transactions, Currency Swaps and
Foreign Exchange Options
14 Approve Report of the Independent For For Management
Directors
15 Approve Amendments to Articles of For For Management
Association
16 Amend Rules and Procedures Regarding For Against Management
General Meeting of Shareholders and
Other Systems
16.1 Amend Working Rules of General Manager For Against Management
16.2 Amend Working Rules for the Secretary For Against Management
of the Board of Directors
16.3 Amend Insider Registration Management For Against Management
System
16.4 Amend Investor Relations Management For Against Management
Method
--------------------------------------------------------------------------------
ZHEJIANG HUAYOU COBALT CO., LTD.
Ticker: 603799 Security ID: Y9898D100
Meeting Date: MAY 17, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHEJIANG HUAYOU COBALT CO., LTD.
Ticker: 603799 Security ID: Y9898D100
Meeting Date: JUN 08, 2021 Meeting Type: Special
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition For For Management
2 Approve Signing of Equity Transfer For For Management
Contract
3 Approve Signing of Voting Rights For For Management
Entrustment Agreement
4 Approve External Investment to For For Management
Establish Joint Venture Company and
Provision of Guarantees
5 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHEJIANG HUAYOU COBALT CO., LTD.
Ticker: 603799 Security ID: Y9898D100
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Types of Securities Issued For For Management
this time
2.2 Approve Issuance Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Related to the For For Management
Bondholder Meeting
2.17 Approve Use of Proceeds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Rating Matters For For Management
2.20 Approve Depository of Raised Funds For For Management
2.21 Approve Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
7 Approve Shareholder Dividend Return For For Management
Plan
8 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
9 Approve Authorization of Board to For For Management
Handle All Related Matters
10 Approve Investment in the Construction For For Management
of Ternary Precursors and Ternary
Cathode Materials Projects
--------------------------------------------------------------------------------
ZHEJIANG HUAYOU COBALT CO.,LTD.
Ticker: Security ID: CNE100001VW3
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 REPORT ON THE USE OF PREVIOUSLY RAISED For For Management
FUNDS
--------------------------------------------------------------------------------
ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD.
Ticker: 300316 Security ID: Y9803K108
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD.
Ticker: 300316 Security ID: Y9803K108
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Elect Zhu Liwen as Non-independent For For Management
Director
7 Approve Provision of Guarantee For For Management
8 Approve Repurchase and Cancellation of For For Management
Performance Shares
9 Amend Articles of Association For For Management
10 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
ZHEJIANG JUHUA CO., LTD.
Ticker: 600160 Security ID: Y9890M108
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Financial and For For Management
Internal Control Auditor and Payment
of Remuneration
8 Approve Daily Related Party For For Management
Transactions
9 Approve Completion of Raised Funds For For Management
Investment Project and Use of Excess
Raised Funds to Replenish Working
Capital
10 Approve Related Party Transaction in For For Management
Connection to Signing of Daily
Production and Operation Contract
11 Approve Amendments to Articles of For For Management
Association
12 Approve Shareholder Return Plan For For Management
13 Elect Li Jun as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
ZHEJIANG LONGSHENG GROUP CO., LTD.
Ticker: 600352 Security ID: Y98918108
Meeting Date: FEB 19, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft of Employee Share For Against Management
Purchase Plan
2 Approve Management Method of Employee For Against Management
Share Purchase Plan
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
4 Approve Authorization of Chairman of For For Management
the Board to Handle Subsequent Land
Matters Related to Old District
Renovation Project
5 Elect Zhao Gang as Independent Director For For Management
--------------------------------------------------------------------------------
ZHEJIANG LONGSHENG GROUP CO., LTD.
Ticker: 600352 Security ID: Y98918108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Remuneration of Directors and For For Management
Supervisors
8 Approve Application of Bank Credit For For Management
Lines
9 Approve Provision of Guarantees For Against Management
10 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
ZHEJIANG NHU CO. LTD.
Ticker: 002001 Security ID: Y98910105
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Hu Baifan as Non-Independent For For Management
Director
1.2 Elect Hu Baiyan as Non-Independent For Against Management
Director
1.3 Elect Shi Guanqun as Non-Independent For Against Management
Director
1.4 Elect Wang Xuewen as Non-Independent For For Management
Director
1.5 Elect Wang Zhengjiang as For For Management
Non-Independent Director
1.6 Elect Zhou Guiyang as Non-Independent For For Management
Director
1.7 Elect Yu Baijin as Non-Independent For For Management
Director
2.1 Elect Huang Can as Independent Director For For Management
2.2 Elect Jin Zanfang as Independent For For Management
Director
2.3 Elect Zhu Jianmin as Independent For For Management
Director
2.4 Elect Ji Jianyang as Independent For For Management
Director
3.1 Elect Lv Guofeng as Supervisor For For Management
3.2 Elect Shi Fangbin as Supervisor For For Management
3.3 Elect Yu Hongwei as Supervisor For For Management
4 Approve Allowance of Independent For For Management
Directors
--------------------------------------------------------------------------------
ZHEJIANG NHU CO. LTD.
Ticker: 002001 Security ID: Y98910105
Meeting Date: NOV 11, 2020 Meeting Type: Special
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary on Employee For For Management
Share Purchase Plan
2 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHEJIANG NHU CO. LTD.
Ticker: 002001 Security ID: Y98910105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Use of Idle Raised Funds for For For Management
Cash Management
7 Approve Bill Pool Business For Against Management
8 Approve Provision of Guarantees For For Management
9 Approve to Appoint Auditor For For Management
10 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZHEJIANG SANHUA INTELLIGENT CONTROLS CO. LTD.
Ticker: Security ID: CNE000001M22
Meeting Date: AUG 28, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Allocation of Semi-annual Profits For For Management
2 MERGER AND ACQUISITION OF A For For Management
WHOLLY-OWNED SUBSIDIARY
--------------------------------------------------------------------------------
ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD.
Ticker: 002050 Security ID: Y9890L126
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2 Approve Issuance of Convertible Bonds For For Management
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Method and Term for the For For Management
Repayment of Principal and Interest
2.7 Approve Guarantee Matters For For Management
2.8 Approve Conversion Period For For Management
2.9 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.10 Approve Determination and Adjustment For For Management
of Conversion Price
2.11 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Dividend Distribution Post For For Management
Conversion
2.15 Approve Issue Manner and Target For For Management
Subscribers
2.16 Approve Bondholders and Bondholders For For Management
Meeting
2.17 Approve Use of Proceeds For For Management
2.18 Approve Raised Funds Deposit Account For For Management
2.19 Approve Resolution Validity Period For For Management
3 Approve Plan for Issuance of For For Management
Convertible Bonds
4 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
5 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
6 Approve Shareholder Return Plan For For Management
7 Approve Formulation of Rules and For For Management
Procedures Regarding Convertible
Corporate Bondholders Meeting
8 Approve Report on the Usage of For For Management
Previously Raised Funds
9 Approve Authorization of Board and For For Management
Board Authorized Person to Handle All
Related Matters
10 Approve Repurchase and Cancellation of For For Management
Performance Shares
11 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD.
Ticker: 002050 Security ID: Y9890L126
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Pan Yalan as Independent Director For For Management
--------------------------------------------------------------------------------
ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD.
Ticker: 002050 Security ID: Y9890L126
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Application of Bank Credit For For Management
Lines
8 Approve Bill Pool Business For Against Management
9 Approve Provision of Guarantees to For For Management
Controlled Subsidiaries
10 Approve to Appoint Auditor For For Management
11 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
12 Approve Use of Excess Raised Funds to For For Management
Replenish Working Capital
--------------------------------------------------------------------------------
ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD.
Ticker: 002050 Security ID: Y9890L126
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Amendments to Articles of For For Management
Association
3 Amend Management System of Raised Funds For Against Management
--------------------------------------------------------------------------------
ZHEJIANG SEMIR GARMENT CO., LTD.
Ticker: 002563 Security ID: Y9894U106
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Transfer Agreement For For Management
2 Approve Acceptance of Provision of For For Management
Counter Guarantee
--------------------------------------------------------------------------------
ZHEJIANG SEMIR GARMENT CO., LTD.
Ticker: 002563 Security ID: Y9894U106
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ji Xiaofen as Independent For For Management
Director
--------------------------------------------------------------------------------
ZHEJIANG SEMIR GARMENT CO., LTD.
Ticker: 002563 Security ID: Y9894U106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Shareholder Return Plan For For Management
8 Approve Use of Idle Own Funds to For Against Management
Purchase Financial Products
9 Approve Repurchase and Cancellation of For For Management
Performance Shares
10 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZHEJIANG SUPOR CO., LTD.
Ticker: 002032 Security ID: Y98925103
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
ZHEJIANG SUPOR CO., LTD.
Ticker: 002032 Security ID: Y98925103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Daily Related Party For For Management
Transaction Agreement
8 Approve Use of Own Idle Funds for For Against Management
Short-term Financial Products
9 Approve Guarantee Provision For For Management
10 Approve Repurchase and Cancellation of For For Management
Performance Shares
11 Elect Delphine SEGURA VAYLET as For For Management
Non-Independent Director
12 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ZHEJIANG SUPOR CO., LTD.
Ticker: 002032 Security ID: Y98925103
Meeting Date: MAY 12, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve the Purpose and Usage of the For Against Management
Shares to Be Repurchased
1.2 Approve Manner of Share Repurchase For Against Management
1.3 Approve Price and Pricing Principle of For Against Management
the Share Repurchase
1.4 Approve Type, Number and Proportion of For Against Management
the Share Repurchase
1.5 Approve Total Capital Used for the For Against Management
Share Repurchase
1.6 Approve Capital Source Used for the For Against Management
Share Repurchase
1.7 Approve Implementation Period of the For Against Management
Share Repurchase
1.8 Approve Resolution Validity Period For Against Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ZHEJIANG WANFENG AUTO WHEEL CO LTD
Ticker: Security ID: CNE000001PF1
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 2019 WORK REPORT OF THE BOARD OF For For Management
DIRECTORS
11 AMENDMENTS TO THE MANAGEMENT SYSTEM For For Management
FOR CAPITAL TRANSFER WITH RELATED
PARTIES
12 Amendments to Articles For For Management
2 2019 WORK REPORT OF THE SUPERVISORY For For Management
COMMITTEE
3 2019 ANNUAL REPORT AND ITS SUMMARY For For Management
4 2019 Annual Accounts and 2020 For Against Management
Financial Budget Plan
5 2019 Profit Distribution Plan For For Management
6 Authority to Give Guarantees for For Against Management
Subsidiaries
7 Authority to Give Guarantees for For Against Management
Controlling Shareholders
8 2020 LOANS PLAN For For Management
9 LAUNCHING ALUMINUM INGOT HEDGING For For Management
BUSINESS
10 2020 Estimated Related Party For For Management
Transactions
--------------------------------------------------------------------------------
ZHEJIANG WANFENG AUTO WHEEL CO LTD
Ticker: Security ID: CNE000001PF1
Meeting Date: AUG 19, 2020 Meeting Type: Special
Record Date: AUG 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 2020 Interim Profit Distribution Plan For For Management
--------------------------------------------------------------------------------
ZHEJIANG WANFENG AUTO WHEEL CO., LTD.
Ticker: 002085 Security ID: Y9892K100
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hu Xingxing as Supervisor For For Management
--------------------------------------------------------------------------------
ZHEJIANG WANFENG AUTO WHEEL CO., LTD.
Ticker: 002085 Security ID: Y9892K100
Meeting Date: NOV 02, 2020 Meeting Type: Special
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
ZHEJIANG WEIXING NEW BUILDING MATERIALS CO., LTD.
Ticker: 002372 Security ID: Y9893V105
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Use of Idle Funds to Invest in For Against Management
Financial Products
--------------------------------------------------------------------------------
ZHEJIANG WEIXING NEW BUILDING MATERIALS CO., LTD.
Ticker: 002372 Security ID: Y9893V105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Use of Idle Own Funds for For Against Management
Investment and Financial Management
Business
8 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
9 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
ZHEJIANG WOLWO BIO-PHARMACEUTICAL CO., LTD.
Ticker: 300357 Security ID: Y9897U103
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Amendments to Articles of For For Management
Association
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
6 Amend Working System for Independent For For Management
Directors
7 Amend Related-Party Transaction For For Management
Management System
8 Amend Management System for Providing For For Management
External Guarantees
9 Amend Decision Making System for For For Management
Providing External Investments
10 Amend Information Disclosure For For Management
Management System
--------------------------------------------------------------------------------
ZHEJIANG WOLWO BIO-PHARMACEUTICAL CO., LTD.
Ticker: 300357 Security ID: Y9897U103
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Share Issuance
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size For For Management
2.6 Approve Scale and Use of Raised Funds For For Management
2.7 Approve Lock-up Period For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Demonstration Analysis Report For For Management
in Connection to Share Issuance
4 Approve Share Issuance For For Management
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve that the Company Does Not Need For For Management
to Produce a Report on the Usage of
Previously Raised Funds
8 Approve That There is No Punishment or For For Management
Regulatory Measures Taken by
Securities Regulatory Authorities and
Exchanges in the Past Five Years
9 Approve Shareholder Return Plan For For Management
10 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHEJIANG WOLWO BIO-PHARMACEUTICAL CO., LTD.
Ticker: 300357 Security ID: Y9897U103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Use of Idle Own Funds to For Against Management
Purchase Financial Products
7.1 Approve Remuneration of Chairman and For For Management
General Manager, Hu Gengxi
7.2 Approve Remuneration of Director and For For Management
Deputy General Manager, Wang Lihong
7.3 Approve Remuneration of Director and For For Management
Deputy General Manager, Zhang Lu
8.1 Approve Remuneration of Independent For For Management
Director, Xu Guoliang
8.2 Approve Remuneration of Independent For For Management
Director, Zhang Qifeng
9.1 Approve Remuneration of Supervisor, For For Management
Jin Tao
9.2 Approve Remuneration of Supervisor, Ji For For Management
Long
9.3 Approve Remuneration of Supervisor, For For Management
Yang Huifeng
10 Amend Management Method of Raised Funds For Against Management
--------------------------------------------------------------------------------
ZHENGZHOU YUTONG BUS CO., LTD.
Ticker: 600066 Security ID: Y98913109
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHENGZHOU YUTONG BUS CO., LTD.
Ticker: 600066 Security ID: Y98913109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Related Party Transaction For For Management
6 Approve Annual Report and Summary For For Management
7 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
8 Approve Change of Company Name For For Management
9 Approve Amendments to Articles of For For Management
Association
10 Amend Rules and Procedures for For Against Management
Independent Directors
11 Approve Bill Pool Business For Against Management
12 Elect Guo Hui as Supervisor For For Management
--------------------------------------------------------------------------------
ZHENRO PROPERTIES GROUP LIMITED
Ticker: 6158 Security ID: G9897E109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Huang Xianzhi as Director For Against Management
4 Elect Li Yang as Director For For Management
5 Elect Loke Yu (alias Loke Hoi Lam) as For Against Management
Director
6 Elect Wang Chuanxu as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ZHESHANG SECURITIES CO., LTD.
Ticker: 601878 Security ID: Y989BG109
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Jiang Zhaohui as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
ZHESHANG SECURITIES CO., LTD.
Ticker: 601878 Security ID: Y989BG109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4.1 Approve Transactions with Controlling For For Management
Shareholder and Its Related Parties
4.2 Approve Transactions with Other For For Management
Related Companies
4.3 Approve Transactions with Related For For Management
Natural Persons
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Report on the Usage of For For Management
Previously Raised Funds
8 Approve the Control Cap of Financial For For Management
Investment Scale
9 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
Regarding Private Placement of Shares
(Revised Draft)
10 Amend Articles of Association For For Management
11 Approve Period Extension of Horizontal For For Management
Competition Preventive Commitment of
Ultimate Controller
12.1 Elect Jin Xuejun as Director For For Management
--------------------------------------------------------------------------------
ZHONGAN ONLINE P&C INSURANCE CO., LTD.
Ticker: 6060 Security ID: Y989DF109
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Revised 2020 Annual Cap For For Management
1b Approve New Online Platform For For Management
Cooperation Framework Agreement and
Related Transactions
1c Authorize Board to Deal with All For For Management
Matters in Relation to the New Online
Platform Cooperation Framework
Agreement, Revised 2020 Annual Cap and
Related Transactions
2a Approve ZATI Share Option Scheme and For Against Management
Related Transactions
2b Approve ZA Life Share Option Scheme For Against Management
and Related Transactions
2c Approve ZA Tech Share Option Scheme For Against Management
and Related Transactions
3 Elect Shuang Zhang as Director For For Management
--------------------------------------------------------------------------------
ZHONGAN ONLINE P&C INSURANCE CO., LTD.
Ticker: 6060 Security ID: Y989DF109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Report of Auditors and For For Management
Audited Financial Statements
4 Approve PricewaterhouseCoopers as For For Management
International Auditors and
PricewaterhouseCoopers Zhong Tian LLP
as PRC Auditors and Authorize Board to
Fix Their Remuneration
5 Elect Xing Jiang as Director For For Management
6 Approve 2020 Performance Evaluation of For For Management
the Directors
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZHONGJI INNOLIGHT CO., LTD.
Ticker: 300308 Security ID: Y7685V101
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Bin as Independent Director For For Shareholder
2 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
3.1 Approve Type For For Management
3.2 Approve Issue Size For For Management
3.3 Approve Par Value and Issue Price For For Management
3.4 Approve Bond Maturity For For Management
3.5 Approve Bond Interest Rate For For Management
3.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
3.7 Approve Conversion Period For For Management
3.8 Approve Determination of Conversion For For Management
Price
3.9 Approve Adjustment and Calculation For For Management
Method of Conversion Price
3.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
3.11 Approve Method for Determining the For For Management
Number of Shares for Conversion
3.12 Approve Terms of Redemption For For Management
3.13 Approve Terms of Sell-Back For For Management
3.14 Approve Attribution of Profit and Loss For For Management
During the Conversion Period
3.15 Approve Issue Manner and Target For For Management
Subscribers
3.16 Approve Placing Arrangement for For For Management
Shareholders
3.17 Approve Matters Relating to Meetings For For Management
of Bondholders
3.18 Approve Amount and Use of Proceeds For For Management
3.19 Approve Guarantee Matters For For Management
3.20 Approve Depository of Raised Funds For For Management
3.21 Approve Resolution Validity Period For For Management
4 Approve Issuance of Convertible Bonds For For Management
5 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of
Convertible Bonds
6 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
7 Approve Relevant Audit Report and For For Management
Evaluation Report of this Transaction
8 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
9 Approve Report on the Usage of For For Management
Previously Raised Funds
10 Approve Internal Control Assurance For For Management
Report
11 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
12 Approve Undertakings of Remedial For For Management
Measures by the Relevant Parties in
Relation to the Dilution of Current
Returns as a Result of the Convertible
Bonds Issuance
13 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
14 Approve Authorization of Board to For For Management
Handle All Related Matters Regarding
Issuance of Convertible Bonds
15 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
16 Approve Methods to Assess the For For Management
Performance of Plan Participants
17 Approve Authorization of Board to For For Management
Handle All Related Matters Regarding
Performance Shares Incentive Plan
18 Approve Repurchase and Cancellation of For For Management
Performance Shares
19 Amend Management System of Raised Funds For For Shareholder
--------------------------------------------------------------------------------
ZHONGJI INNOLIGHT CO., LTD.
Ticker: 300308 Security ID: Y7685V101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Remuneration of Directors and For For Management
Supervisors
8 Approve Application of Bank Credit For For Management
Lines
9 Approve Provision of Guarantees For Against Management
10 Approve Appointment of Auditor For For Management
11 Approve Use of Idle Raised Fund for For For Management
Cash Management
12 Approve Use of Idle Own Funds for Cash For Against Management
Management
13 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZHONGJI INNOLIGHT CO., LTD.
Ticker: 300308 Security ID: Y7685V101
Meeting Date: MAY 24, 2021 Meeting Type: Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Shares to Specific Targets
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner For For Management
2.3 Approve Target Subscribers For For Management
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size and Subscription For For Management
Method
2.6 Approve Lock-up Period For For Management
2.7 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.8 Approve Listing Exchange For For Management
2.9 Approve Amount and Use of Proceeds For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan for Issuance of Shares to For For Management
Specific Targets
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares to
Specific Targets
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Company's Commitment Regarding For For Management
Counter-dilution Measures in
Connection to the Issuance of Shares
to Specific Targets
9 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHONGJIN GOLD CORP. LTD.
Ticker: 600489 Security ID: Y9890R107
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment of Auditor For For Management
2 Amend Articles of Association For Against Management
3.1 Elect Lu Jin as Non-Independent For For Management
Director
3.2 Elect Liu Bing as Non-Independent For For Management
Director
3.3 Elect Zhao Zhanguo as Non-Independent For For Management
Director
3.4 Elect Li Yueqing as Non-Independent For For Management
Director
3.5 Elect Peng Yong as Non-Independent For For Management
Director
3.6 Elect Li Tienan as Non-Independent For For Management
Director
4.1 Elect Hu Shiming as Independent For For Management
Director
4.2 Elect Zhang Yue as Independent Director For For Management
4.3 Elect Xie Wenzheng as Independent For For Management
Director
5.1 Elect Zhu Shuhong as Supervisor For For Management
5.2 Elect Sun Jie as Supervisor For For Management
--------------------------------------------------------------------------------
ZHONGJIN GOLD CORP. LTD.
Ticker: 600489 Security ID: Y9890R107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Related Party Transaction For For Management
8 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
ZHONGSHENG GROUP HOLDINGS LIMITED
Ticker: 881 Security ID: G9894K108
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Li Guoqiang as Director For Against Management
4 Elect Du Qingshan as Director For For Management
5 Elect Shen Jinjun as Director For Against Management
6 Elect Chin Siu Wa Alfred as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ZHONGTIAN FINANCIAL GROUP CO., LTD.
Ticker: 000540 Security ID: Y2943D100
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Xiong Debin as Independent For For Management
Director
--------------------------------------------------------------------------------
ZHONGTIAN FINANCIAL GROUP CO., LTD.
Ticker: 000540 Security ID: Y2943D100
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For Against Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For Against Management
6 Approve Appointment of Auditor For For Management
7 Approve Provision of Guarantees For For Management
8 Approve Provision for Asset Impairment For For Management
--------------------------------------------------------------------------------
ZHONGTIAN FINANCIAL GROUP COMPANY LIMITED
Ticker: Security ID: CNE000000FL2
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect YU Chuanli as Independent For For Management
Director
--------------------------------------------------------------------------------
ZHUZHOU CRRC TIMES ELECTRIC CO., LTD.
Ticker: 3898 Security ID: Y9892N104
Meeting Date: DEC 07, 2020 Meeting Type: Special
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Place of Listing For For Management
1.2 Approve Class of Shares to be Issued For For Management
1.3 Approve Nominal Value of Shares For For Management
1.4 Approve Target Subscribers For For Management
1.5 Approve Schedule of the Issue and For For Management
Listing
1.6 Approve Method of Issue For For Management
1.7 Approve Issue Size For For Management
1.8 Approve Pricing Methodology For For Management
1.9 Approve Implementation of Strategic For For Management
Placing Upon Issue
1.10 Approve Use of Proceeds For For Management
1.11 Approve Method of Underwriting For For Management
1.12 Approve Validity Period of Resolutions For For Management
in Relation to the Issue and Listing
2 Authorize Board to Deal with All For For Management
Matters in Relation to the Issue of A
Shares
3 Approve Projects to be Financed with For For Management
Proceeds from the Issue of A Shares
and Feasibility Analysis Report
4 Approve Accumulated Profit For For Management
Distribution Plan Prior to the Issue
of A Shares
5 Approve Formulation of the Plan for For For Management
Stabilization of Price of A Shares
within Three Years After the Issue of
A Shares
6 Approve Dilution of Immediate Return For For Management
by the Issue of A Shares and Recovery
Measures
7 Approve Three-Year Dividend For For Management
Distribution Plan for Shareholders
After the Issue of A Shares
8 Approve Undertakings Regarding the For For Management
Information Disclosure in the
Prospectus for the Issue of A Shares
9 Amend Articles of Association For For Management
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
13 Approve Formulation of the Terms of For For Management
Reference of the Independent
Non-Executive Directors
14.1 Approve Management Policy for External For For Management
Guarantees
14.2 Approve Management Policy for Related For For Management
Party Transactions
14.3 Approve Management Policy for External For For Management
Investments
14.4 Approve Policy for Preventing the For For Management
Controlling Shareholders, Actual
Controllers and Related Parties from
Appropriating Funds
14.5 Approve Management Policy for Funds For For Management
Raised from A Shares
15 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditor and Authorize Board to Fix
Their Remuneration
16 Approve 2020-23 Financial Services For For Management
Framework Agreement I and Related
Transactions
17 Approve 2021-23 Financial Services For For Management
Framework Agreement II and Related
Transactions
18 Approve 2021-23 Shiling Mutual Supply For For Management
Framework Agreement and Related
Transactions
19 Elect Shang Jing as Director For For Management
--------------------------------------------------------------------------------
ZHUZHOU CRRC TIMES ELECTRIC CO., LTD.
Ticker: 3898 Security ID: Y9892N104
Meeting Date: DEC 07, 2020 Meeting Type: Special
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Place of Listing For For Management
1.2 Approve Class of Shares to be Issued For For Management
1.3 Approve Nominal Value of Shares For For Management
1.4 Approve Target Subscribers For For Management
1.5 Approve Schedule of the Issue and For For Management
Listing
1.6 Approve Method of Issue For For Management
1.7 Approve Issue Size For For Management
1.8 Approve Pricing Methodology For For Management
1.9 Approve Implementation of Strategic For For Management
Placing Upon Issue
1.10 Approve Use of Proceeds For For Management
1.11 Approve Method of Underwriting For For Management
1.12 Approve Validity Period of Resolutions For For Management
in Relation to the Issue and Listing
2 Authorize Board to Deal with All For For Management
Matters in Relation to the Issue of A
Shares
3 Approve Projects to be Financed with For For Management
Proceeds from the Issue of A Shares
and Feasibility Analysis Report
4 Approve Accumulated Profit For For Management
Distribution Plan Prior to the Issue
of A Shares
5 Approve Formulation of the Plan for For For Management
Stabilization of Price of A Shares
within Three Years After the Issue of
A Shares
6 Approve Dilution of Immediate Return For For Management
by the Issue of A Shares and Recovery
Measures
7 Approve Three-Year Dividend For For Management
Distribution Plan for Shareholders
After the Issue of A Shares
8 Approve Undertakings Regarding the For For Management
Information Disclosure in the
Prospectus for the Issue of A Shares
--------------------------------------------------------------------------------
ZHUZHOU CRRC TIMES ELECTRIC CO., LTD.
Ticker: 3898 Security ID: Y9892N104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Consolidated Financial For For Management
Statements and Auditor's Report
4 Approve Profit Distribution Plan and For For Management
Omission of Dividend Payment
5 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Credit Line Bank Application For For Management
7 Approve 2020 Annual Report For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and/or H Shares
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: Security ID: CNE100000502
Meeting Date: JUL 20, 2020 Meeting Type: Other
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Type of securities to be issued For For Management
11 Method for determining the number of A For For Management
Shares for conversion and treatment
for remaining balance of the A Share
Convertible Corporate Bonds which is
insufficient to be converted into one
A Share
12 Terms of redemption For For Management
13 Terms of sale back For For Management
14 Entitlement to dividend in the year of For For Management
conversion
15 Method of the issuance and target For For Management
subscribers
16 Subscription arrangement for the For For Management
existing A Shareholders
17 Relevant matters of bondholders' For For Management
meetings
18 Use of proceeds For For Management
19 Rating For For Management
20 Management and deposit for proceeds For For Management
raised
3 Size of the issuance For For Management
21 Guarantee and security For For Management
22 Validity period of the resolution of For For Management
the issuance
4 Par value and issue price For For Management
5 Term of the A Share Convertible For For Management
Corporate Bonds
6 Coupon rate of the A Share Convertible For For Management
Corporate Bonds
7 Timing and method of repayment of For For Management
principal and interest payment
8 Conversion period For For Management
9 Determination and adjustment of the For For Management
conversion price
10 Terms of downward adjustment to For For Management
conversion price
23 Plan of Public Issuance of A share For For Management
Convertible Corporate Bonds
24 Board Authority to Handle all Matters For For Management
Relating to the Public Issuance of A
Share
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: Security ID: CNE100000B24
Meeting Date: JUL 20, 2020 Meeting Type: Other
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Type of securities to be issued For For Management
10 Method for determining the number of A For For Management
Shares for conversion and treatment
for remaining balance of the A Share
Convertible Corporate Bonds which is
insufficient to be converted into one
A Share
11 Terms of redemption For For Management
12 Terms of sale back For For Management
13 Entitlement to dividend in the year of For For Management
conversion
14 Method of the issuance and target For For Management
subscribers
15 Subscription arrangement for the For For Management
existing A Shareholders
16 Relevant matters of bondholders' For For Management
meetings
17 Use of proceeds For For Management
18 Rating For For Management
19 Management and deposit for proceeds For For Management
raised
2 Size of the issuance For For Management
20 Guarantee and security For For Management
21 Validity period of the resolution of For For Management
the issuance
3 Par value and issue price For For Management
4 Term of the A Share Convertible For For Management
Corporate Bonds
5 Coupon rate of the A Share Convertible For For Management
Corporate Bonds
6 Timing and method of repayment of For For Management
principal and interest payment
7 Conversion period For For Management
8 Determination and adjustment of the For For Management
conversion price
9 Terms of downward adjustment to For For Management
conversion price
22 Plan of the Public Issuance of A Share For For Management
Convertible Corporate Bonds
23 Feasibility Report on the Use of For For Management
Proceeds
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: Security ID: CNE100000B24
Meeting Date: JUL 20, 2020 Meeting Type: Special
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Satisfaction of the Conditions for the For For Management
Public Issuance of A-share Convertible
Corporate Bonds
31 Board Authority to Handle All Matters For For Management
Relating to the Public Issuance of A
share Convertible Corporate Bonds
32 Authority to Give Guarantees For For Management
33 Authority to Give Guarantees For For Management
2 Type of securities to be issued For For Management
11 Method for determining the number of A For For Management
Shares for conversion and treatment
for remaining balance of the A Share
Convertible Corporate Bonds which is
insufficient to be converted into one
A Share
12 Terms of redemption For For Management
13 Terms of sale back For For Management
14 Entitlement to dividend in the year of For For Management
conversion
15 Method of the issuance and target For For Management
subscribers
16 Subscription arrangement for the For For Management
existing A Shareholders
17 Relevant matters of bondholders' For For Management
meetings
18 Use of proceeds For For Management
19 Rating For For Management
20 Management and deposit for proceeds For For Management
raised
3 Size of the issuance For For Management
21 Guarantee and security For For Management
22 Validity period of the resolution of For For Management
the issuance
4 Par value and issue price For For Management
5 Term of the A Share Convertible For For Management
Corporate Bonds
6 Coupon rate of the A Share Convertible For For Management
Corporate Bonds
7 Timing and method of repayment of For For Management
principal and interest payment
8 Conversion period For For Management
9 Determination and adjustment of the For For Management
conversion price
10 Terms of downward adjustment to For For Management
conversion price
23 Plan of the Public Issuance of A Share For For Management
Convertible Corporate Bonds
24 Feasibility Report on the Use of For For Management
Proceeds
25 Specific report on the use of proceeds For For Management
previously raised of the Company (as
at 31 December 2019)
26 Specific report on the use of proceeds For For Management
previously raised of the Company (as
at 31 March 2020)
27 Recovery Measures for Dilutive Impact For For Management
28 Profit Distribution and Return Plan For For Management
(Year 2020-2022)
29 Formulation of Rules for A Share For For Management
Convertible Corporate Bondholders
Meeting
30 Possible connected transactions of For For Management
subscriptions of A Share Convertible
Corporate Bonds under the public
issuance
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: Security ID: CNE100000502
Meeting Date: JUL 20, 2020 Meeting Type: Special
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Satisfaction of the Conditions for the For For Management
Public Issuance of A-share Convertible
Corporate Bonds
32 Board Authority to Handle All Matters For For Management
Relating to the Public Issuance of A
share Convertible Corporate Bonds
33 Authority to Give Guarantees For For Management
34 Authority to Give Guarantees For For Management
3 Type of securities to be issued For For Management
12 Method for determining the number of A For For Management
Shares for conversion and treatment
for remaining balance of the A Share
Convertible Corporate Bonds which is
insufficient to be converted into one
A Share
13 Terms of redemption For For Management
14 Terms of sale back For For Management
15 Entitlement to dividend in the year of For For Management
conversion
16 Method of the issuance and target For For Management
subscribers
17 Subscription arrangement for the For For Management
existing A Shareholders
18 Relevant matters of bondholders' For For Management
meetings
19 Use of proceeds For For Management
20 Rating For For Management
21 Management and deposit for proceeds For For Management
raised
4 Size of the issuance For For Management
22 Guarantee and security For For Management
23 Validity period of the resolution of For For Management
the issuance
5 Par value and issue price For For Management
6 Term of the A Share Convertible For For Management
Corporate Bonds
7 Coupon rate of the A Share Convertible For For Management
Corporate Bonds
8 Timing and method of repayment of For For Management
principal and interest payment
9 Conversion period For For Management
10 Determination and adjustment of the For For Management
conversion price
11 Terms of downward adjustment to For For Management
conversion price
24 Plan of the Public Issuance of A Share For For Management
Convertible Corporate Bonds
25 Feasibility Report on the Use of For For Management
Proceeds
26 Specific report on the use of proceeds For For Management
previously raised of the Company (as
at 31 December 2019)
27 Specific report on the use of proceeds For For Management
previously raised of the Company (as
at 31 March 2020)
28 Recovery Measures for Dilutive Impact For For Management
29 Profit Distribution and Return Plan For For Management
(Year 2020-2022)
30 Formulation of Rules for A Share For For Management
Convertible Corporate Bondholders
Meeting
31 Possible connected transactions of For For Management
subscriptions of A Share Convertible
Corporate Bonds under the public
issuance
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H107
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restricted A Share Incentive For For Management
Scheme for 2020 (Revised Draft) and
Its Summary
2 Approve Administrative Measures for For For Management
Implementation of Appraisal for the
Restricted A Share Incentive Scheme
for 2020
3 Authorize the Board to Deal with All For For Management
Matters in Relation to the Restricted
A Share Incentive Scheme for 2020
4 Approve Amendment to the Remuneration For For Management
and Assessment Proposal of Directors
and Supervisors
5 Elect Bo Shaochuan as Director and For For Management
Authorize Board to Enter Into Service
Contract with Him
6.01 Approve Par Value and Size of the For For Management
Issuance
6.02 Approve Coupon Rates or Their For For Management
Determination Methods
6.03 Approve Term and Types of the Bonds For For Management
6.04 Approve Use of Proceeds For For Management
6.05 Approve Method of the Issuance, For For Management
Targets of the Issuance and Placement
to Existing Shareholders
6.06 Approve Guarantee Arrangement For For Management
6.07 Approve Redemption or Sell-Back For For Management
Provisions
6.08 Approve Credit Standing of the Company For For Management
and Safeguarding Measures for Repayment
6.09 Approve Underwriting For For Management
6.10 Approve Listing Arrangement For For Management
6.11 Approve Validity Period of the For For Management
Resolution
7 Authorize the Board to Deal with All For For Management
Matters in Relation to the Shelf
Offering of Corporate Bonds
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H115
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restricted A Share Incentive For For Management
Scheme for 2020 (Revised Draft) and
Its Summary
2 Approve Administrative Measures for For For Management
Implementation of Appraisal for the
Restricted A Share Incentive Scheme
for 2020
3 Authorize the Board to Deal with All For For Management
Matters in Relation to the Restricted
A Share Incentive Scheme for 2020
4 Approve Amendment to the Remuneration For For Management
and Assessment Proposal of Directors
and Supervisors
5 Elect Bo Shaochuan as Director and For For Management
Authorize Board to Enter Into Service
Contract with Him
6.01 Approve Par Value and Size of the For For Management
Issuance
6.02 Approve Coupon Rates or Their For For Management
Determination Methods
6.03 Approve Term and Types of the Bonds For For Management
6.04 Approve Use of Proceeds For For Management
6.05 Approve Method of the Issuance, For For Management
Targets of the Issuance and Placement
to Existing Shareholders
6.06 Approve Guarantee Arrangement For For Management
6.07 Approve Redemption or Sell-Back For For Management
Provisions
6.08 Approve Credit Standing of the Company For For Management
and Safeguarding Measures for Repayment
6.09 Approve Underwriting For For Management
6.10 Approve Listing Arrangement For For Management
6.11 Approve Validity Period of the For For Management
Resolution
7 Authorize the Board to Deal with All For For Management
Matters in Relation to the Shelf
Offering of Corporate Bonds
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H115
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restricted A Share Incentive For For Management
Scheme for 2020 (Revised Draft) and
Its Summary
2 Approve Administrative Measures for For For Management
Implementation of Appraisal for the
Restricted A Share Incentive Scheme
for 2020
3 Authorize the Board to Deal with All For For Management
Matters in Relation to the Restricted
A Share Incentive Scheme for 2020
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H107
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restricted A Share Incentive For For Management
Scheme for 2020 (Revised Draft) and
Its Summary
2 Approve Administrative Measures for For For Management
Implementation of Appraisal for the
Restricted A Share Incentive Scheme
for 2020
3 Authorize the Board to Deal with All For For Management
Matters in Relation to the Restricted
A Share Incentive Scheme for 2020
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H107
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Issuance of Debt Financing For For Management
Instruments
3 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
4 Approve Arrangement of Guarantees to For Against Management
Company's Subsidiaries, Associates and
Other Party
5 Approve Report of the Board of For For Management
Directors
6 Approve Report of the Independent For For Management
Directors
7 Approve Report of the Supervisory For For Management
Committee
8 Approve Financial Report For For Management
9 Approve Annual Report and Its Summary For For Management
Report
10 Approve Profit Distribution Proposal For For Management
11 Approve Remuneration of Executive For For Management
Directors and Chairman of Supervisory
Committee
12 Approve Ernst & Young Hua Ming LLP as For For Management
Auditor and Authorize Chairman of the
Board, President and Financial
Controller to Fix Their Remuneration
13 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H115
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Independent For For Management
Directors
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Annual Report and Its Summary For For Management
Report
5 Approve Financial Report For For Management
6 Approve Profit Distribution Proposal For For Management
7 Approve Remuneration of Executive For For Management
Directors and Chairman of Supervisory
Committee
8 Amend Articles of Association For For Management
9 Approve Issuance of Debt Financing For For Management
Instruments
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
11 Approve Arrangement of Guarantees to For Against Management
Company's Subsidiaries, Associates and
Other Party
12 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management
13 Approve Ernst & Young Hua Ming LLP as For For Management
Auditor and Authorize Chairman of the
Board, President and Financial
Controller to Fix Their Remuneration
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD
Ticker: Security ID: CNE000001527
Meeting Date: AUG 12, 2020 Meeting Type: Special
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fulfillment of the conditions for the For For Management
Proposed Non-public Issuance of
A-Shares
23 Undertakings in Relation to the For For Management
Measures on Making up Diluted Returns
for the current period due to the
Proposed Non-public Issuance
24 Shareholders' Return Plan (2020-2022) For For Management
25 Board Authorization to Handle all For For Management
Matters Relating to the Non-public
Issuance of A-shares
2 class and nominal value of shares to For Against Management
be issued
11 use of proceeds For Against Management
12 validity period For Against Management
3 issue method and time For Against Management
4 target subscribers For Against Management
5 subscription method For Against Management
6 price determination date and issue For Against Management
price
7 subscription price and issue size For Against Management
8 lock-up period For Against Management
9 arrangement of accumulated profit For Against Management
distribution prior to completion of
the issue
10 listing venue For Against Management
13 Proposal for the Proposed Non-public For Against Management
Issuance of A-shares
14 Maanshan Huaijin Cornerstone Equity For For Management
Investment Partnership (Limited
Partnership) Strategic Cooperation
Agreement
15 Taiping Life Insurance Co., Ltd. For For Management
Strategic Cooperation Agreement
16 Hainan Chengyisheng Strategic For For Management
Cooperation Agreement
17 Ningbo Shituo Enterprise Management Co. For For Management
, Ltd. Strategic Cooperation Agreement
18 Subscription Agreements For Against Management
19 Related Party Transactions For For Management
20 Feasibility Report on the use of For For Management
Proceeds
21 Exemption from the Preparation of a For For Management
Report on the use of Proceeds from
Previous Fund Raising Activities
22 Measures on Making up Diluted Returns For For Management
for the current period due to the
Proposed Non-public Issuance
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD
Ticker: Security ID: CNE100000X85
Meeting Date: AUG 12, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Fulfillment of the conditions for the For For Management
Proposed Non-public Issuance of
A-Shares
24 Undertakings in Relation to the For For Management
Measures on Making up Diluted Returns
for the current period due to the
Proposed Non-public Issuance
25 Shareholders' Return Plan (2020-2022) For For Management
26 Board Authorization to Handle all For For Management
Matters Relating to the Non-public
Issuance of A-shares
3 class and nominal value of shares to For Against Management
be issued
12 use of proceeds For Against Management
13 validity period For Against Management
4 issue method and time For Against Management
5 target subscribers For Against Management
6 subscription method For Against Management
7 price determination date and issue For Against Management
price
8 subscription price and issue size For Against Management
9 lock-up period For Against Management
10 arrangement of accumulated profit For Against Management
distribution prior to completion of
the issue
11 listing venue For Against Management
14 Proposal for the Proposed Non-public For Against Management
Issuance of A-shares
15 Maanshan Huaijin Cornerstone Equity For For Management
Investment Partnership (Limited
Partnership) Strategic Cooperation
Agreement
16 Taiping Life Insurance Co., Ltd. For For Management
Strategic Cooperation Agreement
17 Hainan Chengyisheng Strategic For For Management
Cooperation Agreement
18 Ningbo Shituo Enterprise Management Co. For For Management
, Ltd. Strategic Cooperation Agreement
19 Subscription Agreements For Against Management
20 Related Party Transactions For For Management
21 Feasibility Report on the use of For For Management
Proceeds
22 Exemption from the Preparation of a For For Management
Report on the use of Proceeds from
Previous Fund Raising Activities
23 Measures on Making up Diluted Returns For For Management
for the current period due to the
Proposed Non-public Issuance
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y9895V103
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Plan and For For Management
Distribution of Interim Dividend
2 Approve Merger by Absorption of For For Management
Wholly-owned Subsidiary
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y1293Y102
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Plan and For For Management
Distribution of Interim Dividend
2 Approve Merger by Absorption of For For Management
Wholly-owned Subsidiary
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y9895V103
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Nominal Value of For For Management
Shares to be Issued
1.2 Approve Issue Method and Time For For Management
1.3 Approve Target Subscribers and For For Management
Subscription Method
1.4 Approve Issue Price and Pricing For For Management
Principles
1.5 Approve Issue Size For For Management
1.6 Approve Lock-Up Period For For Management
1.7 Approve Arrangement of Accumulated For For Management
Profit Distribution Prior to
Completion of the Issue
1.8 Approve Listing Venue For For Management
1.9 Approve Use of Proceeds For For Management
1.10 Approve Validity Period of the For For Management
Resolution
2 Approve Adjusted Non-Public Issuance For For Management
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds of the Adjusted
Non-Public Issuance
4 Approve Measures on Making up Diluted For For Management
Returns for the Current Period Due to
the Adjusted Non-Public Issuance
5 Authorize Board to Handle All Matters For For Management
Relating to the Adjusted Non-Public
Issuance
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y1293Y102
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Nominal Value of For For Management
Shares to be Issued
1.2 Approve Issue Method and Time For For Management
1.3 Approve Target Subscribers and For For Management
Subscription Method
1.4 Approve Issue Price and Pricing For For Management
Principles
1.5 Approve Issue Size For For Management
1.6 Approve Lock-Up Period For For Management
1.7 Approve Arrangement of Accumulated For For Management
Profit Distribution Prior to
Completion of the Issue
1.8 Approve Listing Venue For For Management
1.9 Approve Use of Proceeds For For Management
1.10 Approve Validity Period of the For For Management
Resolution
2 Approve Adjusted Non-Public Issuance For For Management
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds of the Adjusted
Non-Public Issuance
4 Approve Measures on Making up Diluted For For Management
Returns for the Current Period Due to
the Adjusted Non-Public Issuance
5 Authorize Board to Handle All Matters For For Management
Relating to the Adjusted Non-Public
Issuance
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y9895V103
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory Board For For Management
3 Approve Report of Settlement Accounts For For Management
4 Approve Full Text and Summary of the For For Management
Annual Report of A Shares
5 Approve Annual Report of H Shares For For Management
6 Approve Profit Distribution Plan and For For Management
Declaration and Distribution of Final
Dividend
7 Approve Provisions for Asset Impairment For For Management
8.1 Approve Baker Tilly China Certified For For Management
Public Accountants Co., Ltd. as
Domestic Auditor and Internal Control
Auditor
8.2 Approve KPMG as International Auditor For For Management
8.3 Authorize Audit Committee of the Board For For Management
to Determine the Principles of Fixing
the Remuneration of Domestic and
International Auditors and Authorize
Company's Management to Determine
Their Actual Remuneration Based on the
Agreed Principles
9 Approve Application to Financial For For Management
Institutions for General Credit
Facilities and Financing with a Credit
Limit and Authorize Zhan Chunxin to
Execute Facility Agreements and Other
Relevant Financing Documents and to
Allocate the Credit Limit Available
10 Approve Authorization to Zoomlion For For Management
Industrial Vehicles to Engage in
Business with Its Distributors Through
Banker's Acceptance Secured by Goods
and Authorize the Management of
Zoomlion Industrial Vehicles to
Execute the Relevant Cooperation
Agreements
11 Approve Authorization to Zoomlion For For Management
Agricultural Machinery to Engage in
Business with Downstream Customers,
Provide External Guarantees and
Authorize the Management of Zoomlion
Agricultural Machinery to Execute the
Relevant Cooperation Agreements
12 Approve Provision of Guarantees in For Against Management
Favour of 46 Subsidiaries and
Authorize Board to Adjust the
Available Guarantee Amount Between the
Guaranteed Parties
13 Approve Carrying Out of Low Risk For Against Management
Investments and Financial Management
and Authorize the Chairman to Make All
Investment Decisions and Execute
Relevant Contracts and Agreements
14 Approve Investment in Financial For For Management
Derivatives and Authorize the Chairman
and His Authorized Persons to Make All
Investment Decisions and Execute
Relevant Contracts and Agreements
15 Approve Authorization to Hunan For For Management
Zhicheng Financing And Guarantee Co.,
Ltd. to Engage in Business of
Providing Guarantees
16 Approve Registration of Asset-Backed For For Management
Securities Products, Undertaking of
Obligations to Top Up the Shortfall,
Provision of Guarantee by the Company
in Favour of Zoomlion Finance and
Leasing (China) and Related
Transactions
17 Approve Registration of Supply Chain For For Management
Asset-Backed Securities Products by
Zoomlion Business Factoring (China) Co.
, Ltd., Issue of Necessary Documents
by the Company as Joint Debtor and
Related Transactions
18.1 Approve Disposal of Equity Interest in For For Management
the Target Company, which is a Related
Party Transaction
18.2 Approve Continuing Provision of For Against Management
Guarantees in Favour of the Target
Company after Completion of the
Transaction
19 Approve Continuing Development by the For For Management
Company of Its Mortgage-Funded Sales
Business and Finance Leasing and Sales
Business, Establish Buyer's Credit and
Sales Business and Provide Buy-Back
Guarantees
20 Approve Registration of Debt Financing For Against Management
Instruments and Related Transactions
21 Approve Issue of Medium-Term Notes and For For Management
Related Transactions
22 Approve Compliance with the Conditions For For Management
for the Issue of Bonds
23 Approve Issue of Bonds by Way of For For Management
Public Offering
24 Authorize Board to Deal with All For For Management
Matters in Connection with the Bond
Issue
25 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y9895V103
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y1293Y102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory Board For For Management
3 Approve Report of Settlement Accounts For For Management
4 Approve Full Text and Summary of the For For Management
Annual Report of A Shares
5 Approve Annual Report of H Shares For For Management
6 Approve Profit Distribution Plan and For For Management
Declaration and Distribution of Final
Dividend
7 Approve Provisions for Asset Impairment For For Management
8.1 Approve Baker Tilly China Certified For For Management
Public Accountants Co., Ltd. as
Domestic Auditor and Internal Control
Auditor
8.2 Approve KPMG as International Auditor For For Management
8.3 Authorize Audit Committee of the Board For For Management
to Determine the Principles of Fixing
the Remuneration of Domestic and
International Auditors and Authorize
Company's Management to Determine
Their Actual Remuneration Based on the
Agreed Principles
9 Approve Application to Financial For For Management
Institutions for General Credit
Facilities and Financing with a Credit
Limit and Authorize Zhan Chunxin to
Execute Facility Agreements and Other
Relevant Financing Documents and to
Allocate the Credit Limit Available
10 Approve Authorization to Zoomlion For For Management
Industrial Vehicles to Engage in
Business with Its Distributors Through
Banker's Acceptance Secured by Goods
and Authorize the Management of
Zoomlion Industrial Vehicles to
Execute the Relevant Cooperation
Agreements
11 Approve Authorization to Zoomlion For For Management
Agricultural Machinery to Engage in
Business with Downstream Customers,
Provide External Guarantees and
Authorize the Management of Zoomlion
Agricultural Machinery to Execute the
Relevant Cooperation Agreements
12 Approve Provision of Guarantees in For Against Management
Favour of 46 Subsidiaries and
Authorize Board to Adjust the
Available Guarantee Amount Between the
Guaranteed Parties
13 Approve Carrying Out of Low Risk For Against Management
Investments and Financial Management
and Authorize the Chairman to Make All
Investment Decisions and Execute
Relevant Contracts and Agreements
14 Approve Investment in Financial For For Management
Derivatives and Authorize the Chairman
and His Authorized Persons to Make All
Investment Decisions and Execute
Relevant Contracts and Agreements
15 Approve Authorization to Hunan For For Management
Zhicheng Financing And Guarantee Co.,
Ltd. to Engage in Business of
Providing Guarantees
16 Approve Registration of Asset-Backed For For Management
Securities Products, Undertaking of
Obligations to Top Up the Shortfall,
Provision of Guarantee by the Company
in favour of Zoomlion Finance and
Leasing (China) and Related
Transactions
17 Approve Registration of Supply Chain For For Management
Asset-Backed Securities Products by
Zoomlion Business Factoring (China) Co.
, Ltd., Issue of Necessary Documents
by the Company as Joint Debtor and
Related Transactions
18.1 Approve Disposal of Equity Interest in For For Management
the Target Company, which is a Related
Party Transaction
18.2 Approve Continuing Provision of For Against Management
Guarantees in Favor of the Target
Company after Completion of the
Transaction
19 Approve Continuing Development by the For For Management
Company of Its Mortgage-Funded Sales
Business and Finance Leasing and Sales
Business, Establish Buyer's Credit and
Sales Business and Provide Buy-Back
Guarantees
20 Approve Registration of Debt Financing For Against Management
Instruments and Related Transactions
21 Approve Issue of Medium-Term Notes and For For Management
Related Transactions
22 Approve Compliance with the Conditions For For Management
for the Issue of Bonds
23 Approve Issue of Bonds by Way of For For Management
Public Offering
24 Authorize Board to Deal with All For For Management
Matters in Connection with the Bond
Issue
25 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y1293Y102
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F121
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Acquisition of Equity For For Management
Interests in ZTE Microelectronics by
Renxing Technology and the Waiver of
Preemptive Subscription Rights by the
Company
2.00 Approve Cooperation Agreement with For For Management
Hengjian Xinxin and Huitong Rongxin
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F105
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Acquisition of Equity For For Management
Interests in ZTE Microelectronics by
Renxing Technology and the Waiver of
Preemptive Subscription Rights by the
Company
2.00 Approve Cooperation Agreement with For For Management
Hengjian Xinxin and Huitong Rongxin
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F121
Meeting Date: NOV 06, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Share Option Incentive For For Management
Scheme (Draft) of ZTE Corporation and
Its Summary
2 Approve 2020 Share Option Incentive For For Management
Scheme Performance Appraisal System of
ZTE Corporation
3 Approve Mandate Granted to the Board For For Management
by the General Meeting to Deal with
Matters Pertaining to the 2020 Share
Option Incentive Scheme
4 Approve Management Stock Ownership For Against Management
Scheme (Draft) of ZTE Corporation and
Its Summary
5 Approve Measures for the For Against Management
Administration of the Management Stock
Ownership Scheme of ZTE Corporation
6 Approve Mandate Granted to the Board For Against Management
by the General Meeting to Deal with
Matters Pertaining to the Management
Stock Ownership Scheme
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F105
Meeting Date: NOV 06, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the 2020 Share Option For For Management
Incentive Scheme (Draft) of ZTE
Corporation and Its Summary
2 Approve 2020 Share Option Incentive For For Management
Scheme Performance Appraisal System of
ZTE Corporation
3 Approve Mandate Granted to the Board For For Management
by the General Meeting to Deal with
Matters Pertaining to the 2020 Share
Option Incentive Scheme
4 Approve Management Stock Ownership For Against Management
Scheme (Draft) of ZTE Corporation and
Its Summary
5 Approve Measures for the For Against Management
Administration of the Management Stock
Ownership Scheme of ZTE Corporation
6 Approve the Mandate Granted to the For Against Management
Board by the General Meeting to Deal
with Matters Pertaining to the
Management Stock Ownership Scheme
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F105
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Fulfillment of Criteria for For For Management
the Acquisition of Assets by Issuance
of Shares and Ancillary Fund-Raising
2.01 Approve General Plan For For Management
2.02 Approve Counterparties For For Management
2.03 Approve Target Assets For For Management
2.04 Approve Transaction Price of the For For Management
Target Assets
2.05 Approve Method of Payment For For Management
2.06 Approve Class and Par Value of Shares For For Management
to be Issued
2.07 Approve Place of Listing For For Management
2.08 Approve Issue Price and Pricing For For Management
Principles
2.09 Approve Proposal in Relation to the For For Management
Adjustment of Issue Price
2.10 Approve Number of Shares to be Issued For For Management
2.11 Approve Lock-up Period Arrangement For For Management
2.12 Approve Arrangement for the Retained For For Management
Undistributed Profits
2.13 Approve Validity Period of the For For Management
Resolution
2.14 Approve Class and Par Value of Shares For For Management
to be Issued
2.15 Approve Place of Listing For For Management
2.16 Approve Target Subscribers For For Management
2.17 Approve Method of Issuance and Method For For Management
of Subscription
2.18 Approve Issue Price and Pricing For For Management
Principles
2.19 Approve Total Amount of the Ancillary For For Management
Fund-Raising and Number of Shares to
be Issued
2.20 Approve Lock-up Period Arrangement For For Management
2.21 Approve Use of the Ancillary For For Management
Funds-Raising
2.22 Approve Arrangement for the Retained For For Management
Undistributed Profits
2.23 Approve Validity Period of the For For Management
Resolution
3.00 Approve Report on Acquisition of For For Management
Assets by Issuance of Shares and
Ancillary Fund-Raising of ZTE
Corporation (Draft) (Revised Version)
4.00 Approve Resolution on the Transaction For For Management
not Constituting a Connected
Transaction
5.00 Approve Resolution on the Transaction For For Management
not Constituting a Major Asset
Restructuring
6.00 Approve Article 13 of the For For Management
Administrative Measures for the Major
Asset Restructuring of Listed Companies
7.00 Approve Compliance with Articles 11 For For Management
and 43 of the Administrative Measures
for the Major Asset Restructuring of
Listed Companies
8.00 Approve Compliance with Article 4 of For For Management
the Regulations on Certain Issues
Concerning the Regulation of Major
Asset Restructuring of Listed Companies
9.00 Approve Conditional Agreement For For Management
10.00 Approve Conditional Supplemental For For Management
Agreement
11.00 Approve Statement of Completeness and For For Management
Compliance of Statutory Procedures
Performed in Relation to the
Transaction and the Validity of the
Submission of Legal Documents
12.00 Approve Statement of Principals For For Management
Involved in the Transaction not being
Subject to Article 13 of the Interim
Provisions on Strengthening Regulation
over Unusual Trading in Stocks
relating to Major Asset Restructuring
of Listed Companies
13.00 Approve Shares Price Fluctuation under For For Management
Article 5 of the Notice on the
Regulation of Information Disclosure
by Listed Companies and Acts of
Relevant Parties
14.00 Approve Audit Report, the Pro Forma For For Management
Review Report and the Asset Valuation
Report
15.00 Approve Independence of the Appraisal For For Management
Institution, the Reasonableness of the
Appraisal Assumptions, the Relevance
between the Appraisal Method and the
Appraisal Objectives and the Fairness
of the Appraisal Consideration
16.00 Approve Statement of the Basis for, For For Management
and Reasonableness and Fairness of,
the Consideration for the Transaction
17.00 Approve Analysis on Dilution on For For Management
Returns for the Current Period and
Remedial Measures and the Relevant
Undertakings in Relation to the
Transaction
18.00 Authorize Board to Deal with All For For Management
Matters in Relation to the Transaction
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F121
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Fulfillment of Criteria for For For Management
the Acquisition of Assets by Issuance
of Shares and Ancillary Fund-Raising
2.01 Approve General Plan For For Management
2.02 Approve Counterparties For For Management
2.03 Approve Target Assets For For Management
2.04 Approve Transaction Price of the For For Management
Target Assets
2.05 Approve Method of Payment For For Management
2.06 Approve Class and Par Value of Shares For For Management
to be Issued
2.07 Approve Place of Listing For For Management
2.08 Approve Issue Price and Pricing For For Management
Principles
2.09 Approve Proposal in Relation to the For For Management
Adjustment of Issue Price
2.10 Approve Number of Shares to be Issued For For Management
2.11 Approve Lock-up Period Arrangement For For Management
2.12 Approve Arrangement for the Retained For For Management
Undistributed Profits
2.13 Approve Validity Period of the For For Management
Resolution
2.14 Approve Class and Par Value of Shares For For Management
to be Issued
2.15 Approve Place of Listing For For Management
2.16 Approve Target Subscribers For For Management
2.17 Approve Method of Issuance and Method For For Management
of Subscription
2.18 Approve Issue Price and Pricing For For Management
Principles
2.19 Approve Total Amount of the Ancillary For For Management
Fund-Raising and Number of Shares to
be Issued
2.20 Approve Lock-up Period Arrangement For For Management
2.21 Approve Use of the Ancillary For For Management
Funds-Raising
2.22 Approve Arrangement for the Retained For For Management
Undistributed Profits
2.23 Approve Validity Period of the For For Management
Resolution
3.00 Approve Report on Acquisition of For For Management
Assets by Issuance of Shares and
Ancillary Fund-Raising of ZTE
Corporation (Draft) (Revised Version)
4.00 Approve Resolution on the Transaction For For Management
not Constituting a Connected
Transaction
5.00 Approve Resolution on the Transaction For For Management
not Constituting a Major Asset
Restructuring
6.00 Approve Article 13 of the For For Management
Administrative Measures for the Major
Asset Restructuring of Listed Companies
7.00 Approve Compliance with Articles 11 For For Management
and 43 of the Administrative Measures
for the Major Asset Restructuring of
Listed Companies
8.00 Approve Compliance with Article 4 of For For Management
the Regulations on Certain Issues
Concerning the Regulation of Major
Asset Restructuring of Listed Companies
9.00 Approve Conditional Agreement For For Management
10.00 Approve Conditional Supplemental For For Management
Agreement
11.00 Approve Statement of Completeness and For For Management
Compliance of Statutory Procedures
Performed in Relation to the
Transaction and the Validity of the
Submission of Legal Documents
12.00 Approve Statement of Principals For For Management
Involved in the Transaction not being
Subject to Article 13 of the Interim
Provisions on Strengthening Regulation
over Unusual Trading in Stocks
relating to Major Asset Restructuring
of Listed Companies
13.00 Approve Shares Price Fluctuation under For For Management
Article 5 of the Notice on the
Regulation of Information Disclosure
by Listed Companies and Acts of
Relevant Parties
14.00 Approve Audit Report, the Pro Forma For For Management
Review Report and the Asset Valuation
Report
15.00 Approve Independence of the Appraisal For For Management
Institution, the Reasonableness of the
Appraisal Assumptions, the Relevance
between the Appraisal Method and the
Appraisal Objectives and the Fairness
of the Appraisal Consideration
16.00 Approve Statement of the Basis for, For For Management
and Reasonableness and Fairness of,
the Consideration for the Transaction
17.00 Approve Analysis on Dilution on For For Management
Returns for the Current Period and
Remedial Measures and the Relevant
Undertakings in Relation to the
Transaction
18.00 Authorize Board to Deal with All For For Management
Matters in Relation to the Transaction
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F105
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Annual Report For For Management
2.00 Approve Report of the Board of For For Management
Directors
3.00 Approve Report of the Supervisory For For Management
Committee
4.00 Approve Report of the President For For Management
5.00 Approve Final Financial Accounts For For Management
6.00 Approve Profit Distribution For For Management
7.00 Approve Feasibility Analysis of For For Management
Derivative Investment and Application
for Derivative Investment Limits
8.00 Approve Provision of Performance For For Management
Guarantee for PT. ZTE Indonesia
9.00 Approve Provision of Performance For Against Management
Guarantee Limits for Overseas
Subsidiaries
10.00 Approve Proposed Application for For Against Management
Consolidated Registration for Issuance
of Multiple Types of Debt Financing
Instruments
11.00 Approve Proposed Application for For For Management
Composite Credit Facilities
12.00 Approve Alignment in Preparation of For For Management
Financial Statements in Accordance
with PRC ASBEs and Cessation to
Re-appoint Overseas Financial Report
Auditor
13.01 Approve Ernst & Young Hua Ming LLP as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
13.02 Approve Ernst & Young Hua Ming LLP as For For Management
Internal Control Auditor and Authorize
Board to Fix Their Remuneration
14.00 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
15.00 Approve Shareholders' Dividend Return For For Management
Plan (2021-2023)
16.00 Amend Articles of Association, Amend For For Management
Rules and Procedures Regarding General
Meetings of Shareholders and Amend
Rules and Procedures Regarding
Meetings of Board of Directors
17.00 Approve Expansion of the Business For For Management
Scope and Corresponding Amendment of
Relevant Clause in the Articles of
Association
18.00 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F121
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Annual Report For For Management
2.00 Approve Report of the Board of For For Management
Directors
3.00 Approve Report of the Supervisory For For Management
Committee
4.00 Approve Report of the President For For Management
5.00 Approve Final Financial Accounts For For Management
6.00 Approve Profit Distribution For For Management
7.00 Approve Feasibility Analysis of For For Management
Derivative Investment and Application
for Derivative Investment Limits
8.00 Approve Provision of Performance For For Management
Guarantee for PT. ZTE Indonesia
9.00 Approve Provision of Performance For Against Management
Guarantee Limits for Overseas
Subsidiaries
10.00 Approve Proposed Application for For Against Management
Consolidated Registration for Issuance
of Multiple Types of Debt Financing
Instruments
11.00 Approve Proposed Application for For For Management
Composite Credit Facilities
12.00 Approve Alignment in Preparation of For For Management
Financial Statements in Accordance
with PRC ASBEs and Cessation to
Re-appoint Overseas Financial Report
Auditor
13.01 Approve Ernst & Young Hua Ming LLP as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
13.02 Approve Ernst & Young Hua Ming LLP as For For Management
Internal Control Auditor and Authorize
Board to Fix Their Remuneration
14.00 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
15.00 Approve Shareholders' Dividend Return For For Management
Plan (2021-2023)
16.00 Amend Articles of Association, Amend For For Management
Rules and Procedures Regarding General
Meetings of Shareholders and Amend
Rules and Procedures Regarding
Meetings of Board of Directors
17.00 Approve Expansion of the Business For For Management
Scope and Corresponding Amendment of
Relevant Clause in the Articles of
Association
18.00 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
--------------------------------------------------------------------------------
ZTO EXPRESS (CAYMAN) INC.
Ticker: 2057 Security ID: 98980A105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Chinese Name as Dual Foreign For For Management
Name of the Company
2 Adopt Third Amended and Restated For For Management
Memorandum of Association and Articles
of Association
========================= TIAA-CREF Equity Index Fund ==========================
SUNRUN INC.
Ticker: RUN Security ID: 86771W105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katherine August-deWilde For Withhold Management
1.2 Elect Director Gerald Risk For For Management
1.3 Elect Director Sonita Lontoh For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on the Impact of the Use of Against For Shareholder
Mandatory Arbitration on Employees and
Workplace Culture
--------------------------------------------------------------------------------
1-800-FLOWERS.COM, INC.
Ticker: FLWS Security ID: 68243Q106
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geralyn R. Breig For For Management
1.2 Elect Director Celia R. Brown For For Management
1.3 Elect Director James A. Cannavino For For Management
1.4 Elect Director Eugene F. DeMark For For Management
1.5 Elect Director Leonard J. Elmore For Withhold Management
1.6 Elect Director Adam Hanft For For Management
1.7 Elect Director Stephanie Redish Hofmann For For Management
1.8 Elect Director Christopher G. McCann For For Management
1.9 Elect Director James F. McCann For For Management
1.10 Elect Director Katherine Oliver For For Management
1.11 Elect Director Larry Zarin For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
10X GENOMICS, INC.
Ticker: TXG Security ID: 88025U109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bryan E. Roberts For Against Management
1b Elect Director Kimberly J. Popovits For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
1LIFE HEALTHCARE, INC.
Ticker: ONEM Security ID: 68269G107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Dunlevie For For Management
1.2 Elect Director David P. Kennedy For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
1ST CONSTITUTION BANCORP
Ticker: FCCY Security ID: 31986N102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles S. Crow, III For Withhold Management
1.2 Elect Director J. Lynne Cannon For For Management
1.3 Elect Director Carmen M. Penta For For Management
1.4 Elect Director William J. Barrett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA LLP as Auditors For For Management
--------------------------------------------------------------------------------
1ST SOURCE CORPORATION
Ticker: SRCE Security ID: 336901103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tracy D. Graham For For Management
1b Elect Director Ronda Shrewsbury For For Management
Weybright
1c Elect Director Melody Birmingham For For Management
1d Elect Director Mark D. Schwabero For Against Management
2 Ratify BKD LLP as Auditors For For Management
--------------------------------------------------------------------------------
2U, INC.
Ticker: TWOU Security ID: 90214J101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Maeder For For Management
1.2 Elect Director Christopher J. Paucek For For Management
1.3 Elect Director Gregory K. Peters For For Management
1.4 Elect Director Robert M. Stavis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
3D SYSTEMS CORPORATION
Ticker: DDD Security ID: 88554D205
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Malissia R. Clinton For Against Management
1b Elect Director William E. Curran For For Management
1c Elect Director Thomas W. Erickson For Against Management
1d Elect Director Jeffrey A. Graves For For Management
1e Elect Director Charles W. Hull For For Management
1f Elect Director William D. Humes For For Management
1g Elect Director Jim D. Kever For Against Management
1h Elect Director Charles G. McClure, Jr. For For Management
1i Elect Director Kevin S. Moore For For Management
1j Elect Director Vasant Padmanabhan For For Management
1k Elect Director John J. Tracy For For Management
1l Elect Director Jeffrey Wadsworth For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditor For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas "Tony" K. Brown For For Management
1b Elect Director Pamela J. Craig For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director James R. Fitterling For For Management
1f Elect Director Herbert L. Henkel For For Management
1g Elect Director Amy E. Hood For For Management
1h Elect Director Muhtar Kent For For Management
1i Elect Director Dambisa F. Moyo For For Management
1j Elect Director Gregory R. Page For For Management
1k Elect Director Michael F. Roman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
6 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
89BIO, INC.
Ticker: ETNB Security ID: 282559103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Altschuler For For Management
1.2 Elect Director Michael Hayden For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
8X8 INC.
Ticker: EGHT Security ID: US2829141009
Meeting Date: AUG 10, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bryan R. Martin For For Management
2 Elect Vikram Verma For For Management
3 Elect Eric Salzman For For Management
4 Elect Jaswinder Pal Singh For For Management
5 Elect Vladimir Jacimovic For For Management
6 Elect Monique Bonner For For Management
7 Elect Todd R. Ford For For Management
8 Elect Elizabeth Theophille For For Management
2 Ratification of Auditor For For Management
3 Amendment to the 1996 Employee Stock For For Management
Purchase Plan
4 Advisory Vote on Executive Compensation For Against Management
--------------------------------------------------------------------------------
A-MARK PRECIOUS METALS, INC.
Ticker: AMRK Security ID: 00181T107
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For For Management
1.2 Elect Director Ellis Landau For For Management
1.3 Elect Director Beverley Lepine For For Management
1.4 Elect Director John (Jay) U. Moorhead For Withhold Management
1.5 Elect Director Jess M. Ravich For Withhold Management
1.6 Elect Director Gregory N. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
A. O. SMITH CORPORATION
Ticker: AOS Security ID: 831865209
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Brown For Withhold Management
1.2 Elect Director Ilham Kadri For For Management
1.3 Elect Director Idelle K. Wolf For For Management
1.4 Elect Director Gene C. Wulf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
A10 NETWORKS, INC.
Ticker: ATEN Security ID: 002121101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tor R. Braham For For Management
1b Elect Director Peter Y. Chung For Withhold Management
1c Elect Director Mary Dotz For For Management
1d Elect Director Eric Singer For Withhold Management
1e Elect Director Dhrupad Trivedi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Armanino LLP as Auditors For For Management
--------------------------------------------------------------------------------
AAON, INC.
Ticker: AAON Security ID: 000360206
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman H. Asbjornson For For Management
1.2 Elect Director Gary D. Fields For For Management
1.3 Elect Director Angela E. Kouplen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AAR CORP.
Ticker: AIR Security ID: 000361105
Meeting Date: OCT 07, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. John Gilbertson, Jr. For For Management
1b Elect Director Robert F. Leduc For For Management
1c Elect Director Duncan J. McNabb For Against Management
1d Elect Director Peter Pace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Robert B. Ford For For Management
1.5 Elect Director Michelle A. Kumbier For For Management
1.6 Elect Director Darren W. McDew For For Management
1.7 Elect Director Nancy McKinstry For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Michael F. Roman For For Management
1.10 Elect Director Daniel J. Starks For For Management
1.11 Elect Director John G. Stratton For For Management
1.12 Elect Director Glenn F. Tilton For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Adopt Majority Voting Standard for For For Management
Amendments of the Articles of
Incorporation and Effect Other
Ministerial Changes
4b Adopt Majority Voting Standard for For For Management
Certain Extraordinary Transactions
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Racial Justice Against For Shareholder
7 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Richard A. Gonzalez For For Management
1.3 Elect Director Rebecca B. Roberts For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Nonqualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote For For Management
Requirement
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
ABEONA THERAPEUTICS INC.
Ticker: ABEO Security ID: 00289Y107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven H. Rouhandeh For Against Management
1b Elect Director Michael Amoroso For For Management
1c Elect Director Leila Alland For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Whitley Penn LLP as Auditors For For Management
--------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Terry L. Burman For For Management
1c Elect Director Felix J. Carbullido For For Management
1d Elect Director Susie Coulter For For Management
1e Elect Director Sarah M. Gallagher For For Management
1f Elect Director James A. Goldman For For Management
1g Elect Director Michael E. Greenlees For For Management
1h Elect Director Fran Horowitz For For Management
1i Elect Director Helen E. McCluskey For For Management
1j Elect Director Kenneth B. Robinson For For Management
1k Elect Director Nigel Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ABIOMED INC.
Ticker: ABMD Security ID: US0036541003
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dorothy E. Puhy For For Management
2 Elect Paul G. Thomas For For Management
3 Elect Christopher D. Van Gorder For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ABM INDUSTRIES INCORPORATED
Ticker: ABM Security ID: 000957100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Chavez For For Management
1b Elect Director Art A. Garcia For For Management
1c Elect Director Jill M. Golder For For Management
1d Elect Director Scott Salmirs For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACACIA COMMUNICATIONS, INC.
Ticker: ACIA Security ID: 00401C108
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION
Ticker: ACTG Security ID: 003881307
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maureen O'Connell For For Management
1b Elect Director Katharine Wolanyk For For Management
1c Elect Director Isaac T. Kohlberg For For Management
1d Elect Director Jonathan Sagal For For Management
1e Elect Director Clifford Press For For Management
1f Elect Director Alfred V. Tobia, Jr. For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
ACADEMY SPORTS & OUTDOORS, INC.
Ticker: ASO Security ID: 00402L107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian T. Marley For For Management
1.2 Elect Director Thomas (Tom) M. Nealon For For Management
1.3 Elect Director Nathaniel (Nate) H. For Withhold Management
Taylor
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC.
Ticker: ACHC Security ID: 00404A109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Perot Bissell For For Management
1b Elect Director Vicky B. Gregg For For Management
1c Elect Director Debra K. Osteen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Biggar For For Management
1.2 Elect Director Julian C. Baker For For Management
1.3 Elect Director Daniel B. Soland For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACADIA REALTY TRUST
Ticker: AKR Security ID: 004239109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth F. Bernstein For For Management
1b Elect Director Douglas Crocker, II For For Management
1c Elect Director Lorrence T. Kellar For For Management
1d Elect Director Wendy Luscombe For Against Management
1e Elect Director Kenneth A. McIntyre For For Management
1f Elect Director William T. Spitz For For Management
1g Elect Director Lynn C. Thurber For For Management
1h Elect Director Lee S. Wielansky For For Management
1i Elect Director C. David Zoba For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ACCEL ENTERTAINMENT, INC.
Ticker: ACEL Security ID: 00436Q106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon Rubenstein For For Management
1.2 Elect Director David W. Ruttenberg For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACCELERATE DIAGNOSTICS, INC.
Ticker: AXDX Security ID: 00430H102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Brown For For Management
1.2 Elect Director Louise L. Francesconi For For Management
1.3 Elect Director Mark C. Miller For Withhold Management
1.4 Elect Director John Patience For For Management
1.5 Elect Director Jack Phillips For For Management
1.6 Elect Director Jack Schuler For Withhold Management
1.7 Elect Director Matthew W. Strobeck For For Management
1.8 Elect Director Frank J.M. ten Brink For For Management
1.9 Elect Director Charles Watts For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ACCELERON PHARMA INC.
Ticker: XLRN Security ID: 00434H108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Habib J. Dable For For Management
1b Elect Director Terrence C. Kearney For For Management
1c Elect Director Karen L. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Nancy McKinstry For For Management
1d Elect Director Beth E. Mooney For For Management
1e Elect Director Gilles C. Pelisson For For Management
1f Elect Director Paula A. Price For For Management
1g Elect Director Venkata (Murthy) For For Management
Renduchintala
1h Elect Director David Rowland For For Management
1i Elect Director Arun Sarin For For Management
1j Elect Director Julie Sweet For For Management
1k Elect Director Frank K. Tang For For Management
1l Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Authorize Board to Opt-Out of For For Management
Statutory Pre-Emption Rights
6 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
ACCO BRANDS CORPORATION
Ticker: ACCO Security ID: 00081T108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Buzzard None None Management
*Withdrawn Resolution*
1b Elect Director Kathleen S. Dvorak For For Management
1c Elect Director Boris Elisman For For Management
1d Elect Director Pradeep Jotwani For For Management
1e Elect Director Robert J. Keller For For Management
1f Elect Director Thomas Kroeger For For Management
1g Elect Director Ron Lombardi For For Management
1h Elect Director Graciela I. Monteagudo For Against Management
1i Elect Director E. Mark Rajkowski For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACCURAY INCORPORATED
Ticker: ARAY Security ID: 004397105
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Beverly A. Huss For For Management
1b Elect Director Louis J. Lavigne, Jr. For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACELRX PHARMACEUTICALS, INC.
Ticker: ACRX Security ID: 00444T100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adrian Adams For For Management
1.2 Elect Director Richard Afable For For Management
1.3 Elect Director Mark G. Edwards For For Management
2 Ratify OUM & Co. LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ACI WORLDWIDE, INC.
Ticker: ACIW Security ID: 004498101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Odilon Almeida For For Management
1.2 Elect Director Charles K. Bobrinskoy For For Management
1.3 Elect Director Janet O. Estep For For Management
1.4 Elect Director James C. Hale, III For For Management
1.5 Elect Director Mary P. Harman For For Management
1.6 Elect Director Didier R. Lamouche For For Management
1.7 Elect Director Charles E. Peters, Jr. For For Management
1.8 Elect Director Adalio T. Sanchez For For Management
1.9 Elect Director Thomas W. Warsop, III For For Management
1.10 Elect Director Samir M. Zabaneh For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACNB CORPORATION
Ticker: ACNB Security ID: 000868109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna M. Newell For For Management
1.2 Elect Director D. Arthur Seibel, Jr. For For Management
1.3 Elect Director David L. Sites For For Management
1.4 Elect Director Alan J. Stock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reveta Bowers For For Management
1b Elect Director Robert Corti For For Management
1c Elect Director Hendrik Hartong, III For For Management
1d Elect Director Brian Kelly For For Management
1e Elect Director Robert Kotick For For Management
1f Elect Director Barry Meyer For For Management
1g Elect Director Robert Morgado For For Management
1h Elect Director Peter Nolan For For Management
1i Elect Director Dawn Ostroff For For Management
1j Elect Director Casey Wasserman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ACUITY BRANDS, INC.
Ticker: AYI Security ID: 00508Y102
Meeting Date: JAN 06, 2021 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil M. Ashe For For Management
1b Elect Director W. Patrick Battle For For Management
1c Elect Director Peter C. Browning For For Management
1d Elect Director G. Douglas Dillard, Jr. For For Management
1e Elect Director James H. Hance, Jr. For For Management
1f Elect Director Maya Leibman For For Management
1g Elect Director Laura G. O'Shaughnessy For For Management
1h Elect Director Dominic J. Pileggi For For Management
1i Elect Director Ray M. Robinson For For Management
1j Elect Director Mary A. Winston For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3a Eliminate Supermajority Vote For For Management
Requirement
3b Eliminate Supermajority Voting For For Management
Provision to Remove Directors
4 Provide Right to Call Special Meeting For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACUSHNET HOLDINGS CORP.
Ticker: GOLF Security ID: 005098108
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Maher For For Management
1.2 Elect Director Yoon Soo (Gene) Yoon For Withhold Management
1.3 Elect Director Jennifer Estabrook For Withhold Management
1.4 Elect Director Gregory Hewett For For Management
1.5 Elect Director Sean Sullivan For Withhold Management
1.6 Elect Director Steven Tishman For For Management
1.7 Elect Director Walter (Wally) Uihlein For Withhold Management
1.8 Elect Director Keun Chang (Kevin) Yoon For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACUTUS MEDICAL, INC.
Ticker: AFIB Security ID: 005111109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vince Burgess For For Management
1.2 Elect Director John Sheridan For For Management
1.3 Elect Director Shahzad Malik For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADAPTHEALTH CORP.
Ticker: AHCO Security ID: 00653Q102
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Class A Common For For Management
Stock Upon Conversion of Series C
Preferred Stock
--------------------------------------------------------------------------------
ADAPTIVE BIOTECHNOLOGIES CORPORATION
Ticker: ADPT Security ID: 00650F109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle Griffin For For Management
1.2 Elect Director Peter Neupert For For Management
1.3 Elect Director Leslie Trigg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADDUS HOMECARE CORPORATION
Ticker: ADUS Security ID: 006739106
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Earley For For Management
1.2 Elect Director Steven I. Geringer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADDUS HOMECARE CORPORATION
Ticker: ADUS Security ID: 006739106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Dirk Allison For For Management
1.2 Elect Director Mark L. First For For Management
1.3 Elect Director Darin J. Gordon For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADIENT PLC
Ticker: ADNT Security ID: G0084W101
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: JAN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie L. Bushman For For Management
1b Elect Director Peter H. Carlin For For Management
1c Elect Director Raymond L. Conner For For Management
1d Elect Director Douglas G. Del Grosso For For Management
1e Elect Director Richard Goodman For For Management
1f Elect Director Jose M. Gutierrez For For Management
1g Elect Director Frederick A. "Fritz" For For Management
Henderson
1h Elect Director Barb J. Samardzich For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Authorise Issue of Equity For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
ADMA BIOLOGICS, INC.
Ticker: ADMA Security ID: 000899104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven A. Elms For Withhold Management
1b Elect Director Adam S. Grossman For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADOBE INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy Banse For For Management
1b Elect Director Melanie Boulden For For Management
1c Elect Director Frank Calderoni For For Management
1d Elect Director James Daley For For Management
1e Elect Director Laura Desmond For For Management
1f Elect Director Shantanu Narayen For For Management
1g Elect Director Kathleen Oberg For For Management
1h Elect Director Dheeraj Pandey For For Management
1i Elect Director David Ricks For For Management
1j Elect Director Daniel Rosensweig For For Management
1k Elect Director John Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADT INC.
Ticker: ADT Security ID: 00090Q103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. DeVries For Against Management
1.2 Elect Director Tracey R. Griffin For For Management
1.3 Elect Director David C. Ryan For Against Management
1.4 Elect Director Lee J. Solomon For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ADTALEM GLOBAL EDUCATION INC.
Ticker: ATGE Security ID: 00737L103
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Burke For For Management
1.2 Elect Director Donna J. Hrinak For For Management
1.3 Elect Director Georgette Kiser For For Management
1.4 Elect Director Lyle Logan For For Management
1.5 Elect Director Michael W. Malafronte For For Management
1.6 Elect Director Sharon L. O'Keefe For For Management
1.7 Elect Director Kenneth J. Phelan For For Management
1.8 Elect Director Lisa W. Wardell For For Management
1.9 Elect Director James D. White For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADTRAN, INC.
Ticker: ADTN Security ID: 00738A106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas R. Stanton For For Management
1b Elect Director H. Fenwick Huss For For Management
1c Elect Director Gregory J. McCray For For Management
1d Elect Director Balan Nair For For Management
1e Elect Director Jacqueline H. "Jackie" For Against Management
Rice
1f Elect Director Kathryn A. Walker For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
ADURO BIOTECH, INC.
Ticker: ADRO Security ID: 00739L101
Meeting Date: OCT 01, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Approve Reverse Stock Split For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC.
Ticker: AAP Security ID: 00751Y106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carla J. Bailo For For Management
1b Elect Director John F. Ferraro For For Management
1c Elect Director Thomas R. Greco For For Management
1d Elect Director Jeffrey J. Jones, II For For Management
1e Elect Director Eugene I. Lee, Jr. For For Management
1f Elect Director Sharon L. McCollam For For Management
1g Elect Director Douglas A. Pertz For For Management
1h Elect Director Nigel Travis For For Management
1i Elect Director Arthur L. Valdez, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
ADVANCED DISPOSAL SERVICES INC
Ticker: Security ID: US00790X1019
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Merger/Acquisition For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADVANCED DRAINAGE SYSTEMS INC
Ticker: WMS Security ID: 00790R104
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Scott Barbour For For Management
2 Elect Michael B. Coleman For For Management
3 Elect Tanya Fratto For For Management
4 Elect Carl A. Nelson, Jr. For For Management
5 Elect Anesa T. Chaibi For For Management
6 Advisory Vote on Executive Compensation For For Management
7 Ratification of Auditor For For Management
8 Repeal of Classified Board For For Management
9 Elimination of Supermajority For For Management
Requirement
--------------------------------------------------------------------------------
ADVANCED EMISSIONS SOLUTIONS, INC.
Ticker: ADES Security ID: 00770C101
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol Eicher For Withhold Management
1.2 Elect Director Gilbert Li For Withhold Management
1.3 Elect Director J. Taylor Simonton For Withhold Management
1.4 Elect Director L. Spencer Wells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
4 Approve Tax Asset Protection Plan For For Management
--------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grant H. Beard For For Management
1.2 Elect Director Frederick A. Ball For For Management
1.3 Elect Director Anne T. DelSanto For For Management
1.4 Elect Director Tina M. Donikowski For For Management
1.5 Elect Director Ronald C. Foster For For Management
1.6 Elect Director Edward C. Grady For For Management
1.7 Elect Director Stephen D. Kelley For For Management
1.8 Elect Director Lanesha T. Minnix For For Management
1.9 Elect Director Thomas M. Rohrs For For Management
1.10 Elect Director John A. Roush For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John E. Caldwell For For Management
1b Elect Director Nora M. Denzel For For Management
1c Elect Director Mark Durcan For For Management
1d Elect Director Michael P. Gregoire For For Management
1e Elect Director Joseph A. Householder For For Management
1f Elect Director John W. Marren For For Management
1g Elect Director Lisa T. Su For For Management
1h Elect Director Abhi Y. Talwalkar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVANSIX INC.
Ticker: ASIX Security ID: 00773T101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Erin N. Kane For For Management
1b Elect Director Michael L. Marberry For For Management
1c Elect Director Darrell K. Hughes For For Management
1d Elect Director Todd D. Karran For For Management
1e Elect Director Paul E. Huck For For Management
1f Elect Director Daniel F. Sansone For For Management
1g Elect Director Sharon S. Spurlin For For Management
1h Elect Director Patrick S. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVERUM BIOTECHNOLOGIES, INC.
Ticker: ADVM Security ID: 00773U108
Meeting Date: MAY 12, 2021 Meeting Type: Proxy Contest
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1.1 Elect Director Dawn Svoronos For Did Not Vote Management
1.2 Elect Director Reed V. Tuckson For Did Not Vote Management
1.3 Elect Director Thomas Woiwode For Did Not Vote Management
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Proxy Card)
1.1 Elect Director Jean Bennet For For Shareholder
1.2 Elect Director Jodi Cook For For Shareholder
1.3 Elect Director Herbert Hughes For For Shareholder
2 Ratify Ernst & Young LLP as Auditors None For Management
3 Advisory Vote to Ratify Named Against Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AECOM
Ticker: ACM Security ID: 00766T100
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley W. Buss For For Management
1.2 Elect Director Robert G. Card For For Management
1.3 Elect Director Diane C. Creel For For Management
1.4 Elect Director Jacqueline C. Hinman For For Management
1.5 Elect Director Lydia H. Kennard For For Management
1.6 Elect Director W. Troy Rudd For For Management
1.7 Elect Director Clarence T. Schmitz For For Management
1.8 Elect Director Douglas W. Stotlar For For Management
1.9 Elect Director Daniel R. Tishman For For Management
1.10 Elect Director Sander van't Noordende For For Management
1.11 Elect Director Janet C. Wolfenbarger For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AEGION CORPORATION
Ticker: AEGN Security ID: 00770F104
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AEGLEA BIOTHERAPEUTICS, INC.
Ticker: AGLE Security ID: 00773J103
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell J. Cox For For Management
1.2 Elect Director Ivana For For Management
Magovcevic-Liebisch
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AERIE PHARMACEUTICALS, INC.
Ticker: AERI Security ID: 00771V108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mechiel (Michael) M. du For Withhold Management
Toit
1.2 Elect Director David W. Gryska For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC.
Ticker: AJRD Security ID: 007800105
Meeting Date: MAR 09, 2021 Meeting Type: Special
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC.
Ticker: AJRD Security ID: 007800105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Chilton For For Management
1.2 Elect Director Thomas A. Corcoran For Withhold Management
1.3 Elect Director Eileen P. Drake For For Management
1.4 Elect Director James R. Henderson For For Management
1.5 Elect Director Warren G. Lichtenstein For For Management
1.6 Elect Director Lance W. Lord For For Management
1.7 Elect Director Audrey A. McNiff For For Management
1.8 Elect Director Martin Turchin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AEROVIRONMENT, INC.
Ticker: AVAV Security ID: 008073108
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catharine Merigold For For Management
1.2 Elect Director Wahid Nawabi For For Management
1.3 Elect Director Stephen F. Page For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Karen L. Alvingham For For Management
1b Elect Director Tracy A. Atkinson For For Management
1c Elect Director Dwight D. Churchill For For Management
1d Elect Director Jay C. Horgen For For Management
1e Elect Director Reuben Jeffery, III For For Management
1f Elect Director Felix V. Matos Rodriguez For For Management
1g Elect Director Tracy P. Palandjian For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AFFIMED N.V.
Ticker: AFMD Security ID: NL0010872420
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
15 Appointment of Auditor For For Management
16 Amendment to Authorized Preferred For For Management
Shares
17 Authority to Repurchase Shares For For Management
1 Accounts and Reports For For Management
2 Ratification of Management Board Acts For For Management
3 Ratification of Supervisory Board Acts For For Management
4 Amendments to Management Board For For Management
Remuneration Policy
5 Supervisory Board Remuneration Policy For For Management
6 Elect Adi Hoess For For Management
7 Elect Wolfgang Fischer For For Management
8 Elect Angus Smith For For Management
9 Elect Arndt Schottelius For For Management
10 Elect Andreas Harstrick For For Management
11 Elect Thomas Hecht For For Management
12 Elect Ferdinand L.J. Verdonck For For Management
13 Elect Harry Welten For For Management
14 Elect Annalisa Jenkins For For Management
--------------------------------------------------------------------------------
AFFIMED NV
Ticker: AFMD Security ID: N01045108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Elect Denise Mueller to Management For For Management
Board
7a Reelect Ulrich Grau to Supervisory For For Management
Board
7b Reelect Mathieu Simon to Supervisory For For Management
Board
7c Elect Uta Kemmerich-Keil to For For Management
Supervisory Board
8 Ratify KPMG N.V. as Auditors For For Management
9 Authorize Repurchase of Shares For For Management
10 Other Business (Non-Voting) None None Management
11 Close Meeting None None Management
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director W. Paul Bowers For For Management
1c Elect Director Toshihiko Fukuzawa For For Management
1d Elect Director Thomas J. Kenny For For Management
1e Elect Director Georgette D. Kiser For For Management
1f Elect Director Karole F. Lloyd For For Management
1g Elect Director Nobuchika Mori For For Management
1h Elect Director Joseph L. Moskowitz For For Management
1i Elect Director Barbara K. Rimer For For Management
1j Elect Director Katherine T. Rohrer For For Management
1k Elect Director Melvin T. Stith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy V. Armes For For Management
1.2 Elect Director Michael C. Arnold For For Management
1.3 Elect Director Sondra L. Barbour For For Management
1.4 Elect Director P. George Benson For For Management
1.5 Elect Director Suzanne P. Clark For For Management
1.6 Elect Director Bob De Lange For For Management
1.7 Elect Director Eric P. Hansotia For For Management
1.8 Elect Director George E. Minnich For For Management
1.9 Elect Director Mallika Srinivasan For For Management
1.10 Elect Director Matthew Tsien For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
AGENUS INC.
Ticker: AGEN Security ID: 00847G705
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allison M. Jeynes-Ellis For For Management
1.2 Elect Director Wadih Jordan For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGILE THERAPEUTICS, INC.
Ticker: AGRX Security ID: 00847L100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Al Altomari For For Management
1.2 Elect Director John Hubbard For For Management
1.3 Elect Director James P. Tursi For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mala Anand For For Management
1.2 Elect Director Koh Boon Hwee For For Management
1.3 Elect Director Michael R. McMullen For For Management
1.4 Elect Director Daniel K. Podolsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AGILYSYS, INC.
Ticker: AGYS Security ID: 00847J105
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: OCT 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald A. Colvin For For Management
1.2 Elect Director Dana Jones For Withhold Management
1.3 Elect Director Jerry Jones For Withhold Management
1.4 Elect Director Michael A. Kaufman For Withhold Management
1.5 Elect Director Melvin L. Keating For Withhold Management
1.6 Elect Director John Mutch For For Management
1.7 Elect Director Ramesh Srinivasan For For Management
2 Approve Issuance of Shares for a For For Management
Private Placement
3 Approve Omnibus Stock Plan For Against Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kaye Foster For For Management
1.2 Elect Director Maykin Ho For For Management
1.3 Elect Director John M. Maraganore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AGNC INVESTMENT CORP.
Ticker: AGNC Security ID: 00123Q104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna J. Blank For For Management
1b Elect Director Morris A. Davis For For Management
1c Elect Director John D. Fisk For For Management
1d Elect Director Prue B. Larocca For For Management
1e Elect Director Paul E. Mullings For For Management
1f Elect Director Frances R. Spark For For Management
1g Elect Director Gary D. Kain For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGREE REALTY CORPORATION
Ticker: ADC Security ID: 008492100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Agree For For Management
1.2 Elect Director Karen Dearing For For Management
1.3 Elect Director Michael Hollman For For Management
1.4 Elect Director John Rakolta, Jr. For For Management
1.5 Elect Director Jerome Rossi For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
AIR LEASE CORPORATION
Ticker: AL Security ID: 00912X302
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew J. Hart For For Management
1b Elect Director Cheryl Gordon Krongard For For Management
1c Elect Director Marshall O. Larsen For For Management
1d Elect Director Susan McCaw For For Management
1e Elect Director Robert A. Milton For For Management
1f Elect Director John L. Plueger For For Management
1g Elect Director Ian M. Saines For For Management
1h Elect Director Steven F. Udvar-Hazy For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan K. Carter For For Management
1b Elect Director Charles I. Cogut For For Management
1c Elect Director Lisa A. Davis For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Seifollah (Seifi) For For Management
Ghasemi
1f Elect Director David H. Y. Ho For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Matthew H. Paull For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AIR TRANSPORT SERVICES GROUP, INC.
Ticker: ATSG Security ID: 00922R105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Baudouin For For Management
1b Elect Director Phyllis J. Campbell For For Management
1c Elect Director Richard F. Corrado For For Management
1d Elect Director Joseph C. Hete For For Management
1e Elect Director Raymond E. Johns, Jr. For For Management
1f Elect Director Laura J. Peterson For For Management
1g Elect Director Randy D. Rademacher For For Management
1h Elect Director J. Christopher Teets For For Management
1i Elect Director Jeffrey J. Vorholt For For Management
1j Elect Director Paul S. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Bowen For For Management
1.2 Elect Director Marianne Brown For For Management
1.3 Elect Director Monte Ford For For Management
1.4 Elect Director Jill Greenthal For For Management
1.5 Elect Director Dan Hesse For For Management
1.6 Elect Director Tom Killalea For For Management
1.7 Elect Director Tom Leighton For For Management
1.8 Elect Director Jonathan Miller For For Management
1.9 Elect Director Madhu Ranganathan For For Management
1.10 Elect Director Ben Verwaayen For For Management
1.11 Elect Director Bill Wagner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AKEBIA THERAPEUTICS, INC.
Ticker: AKBA Security ID: 00972D105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Gilman For For Management
1.2 Elect Director Cynthia Smith For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AKERNA CORP.
Ticker: KERN Security ID: 00973W102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jessica Billingsley For For Management
1.2 Elect Director Scott Sozio For Withhold Management
1.3 Elect Director Barry Fishman For For Management
2 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
AKERO THERAPEUTICS, INC.
Ticker: AKRO Security ID: 00973Y108
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seth L. Harrison For For Management
1.2 Elect Director Graham Walmsley For For Management
1.3 Elect Director Yuan Xu For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AKOUOS, INC.
Ticker: AKUS Security ID: 00973J101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kush M. Parmar For For Management
1.2 Elect Director Emmanuel Simons For For Management
1.3 Elect Director Chris Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AKOUSTIS TECHNOLOGIES, INC.
Ticker: AKTS Security ID: 00973N102
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven P. DenBaars For Withhold Management
1.2 Elect Director Arthur E. Geiss For For Management
1.3 Elect Director J. Michael McGuire For For Management
1.4 Elect Director Jeffrey K. McMahon For For Management
1.5 Elect Director Jerry D. Neal For Withhold Management
1.6 Elect Director Suzanne B. Rudy For Withhold Management
1.7 Elect Director Jeffrey B. Shealy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALAMO GROUP INC.
Ticker: ALG Security ID: 011311107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roderick R. Baty For For Management
1b Elect Director Robert P. Bauer For For Management
1c Elect Director Eric P. Etchart For For Management
1d Elect Director Tracy C. Jokinen For For Management
1e Elect Director Richard W. Parod For For Management
1f Elect Director Ronald A. Robinson For For Management
1g Elect Director Lorie L. Tekorius For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALARM.COM HOLDINGS, INC.
Ticker: ALRM Security ID: 011642105
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darius G. Nevin For Withhold Management
1.2 Elect Director Stephen Trundle For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ALASKA AIR GROUP, INC.
Ticker: ALK Security ID: 011659109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patricia M. Bedient For For Management
1b Elect Director James A. Beer For For Management
1c Elect Director Raymond L. Conner For For Management
1d Elect Director Daniel K. Elwell For For Management
1e Elect Director Dhiren R. Fonseca For For Management
1f Elect Director Kathleen T. Hogan For For Management
1g Elect Director Jessie J. Knight, Jr. For For Management
1h Elect Director Susan J. Li For For Management
1i Elect Director Benito Minicucci For For Management
1j Elect Director Helvi K. Sandvik For For Management
1k Elect Director J. Kenneth Thompson For For Management
1l Elect Director Bradley D. Tilden For For Management
1m Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP.
Ticker: AIN Security ID: 012348108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine L. Standish For For Management
1.2 Elect Director Erland E. Kailbourne For For Management
1.3 Elect Director John R. Scannell For For Management
1.4 Elect Director Katharine L. Plourde For For Management
1.5 Elect Director A. William Higgins For For Management
1.6 Elect Director Kenneth W. Krueger For For Management
1.7 Elect Director Lee C. Wortham For For Management
1.8 Elect Director Mark J. Murphy For For Management
1.9 Elect Director J. Michael McQuade For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALBEMARLE CORPORATION
Ticker: ALB Security ID: 012653101
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
2a Elect Director Mary Lauren Brlas For For Management
2b Elect Director J. Kent Masters, Jr. For For Management
2c Elect Director Glenda J. Minor For For Management
2d Elect Director James J. O'Brien For For Management
2e Elect Director Diarmuid B. O'Connell For For Management
2f Elect Director Dean L. Seavers For For Management
2g Elect Director Gerald A. Steiner For For Management
2h Elect Director Holly A. Van Deursen For For Management
2i Elect Director Alejandro D. Wolff For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALBIREO PHARMA, INC.
Ticker: ALBO Security ID: 01345P106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald H.W. Cooper For For Management
1.2 Elect Director Anne Klibanski For For Management
1.3 Elect Director Stephanie S. Okey For For Management
2 Increase Authorized Common Stock For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALCOA CORPORATION
Ticker: AA Security ID: 013872106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven W. Williams For For Management
1b Elect Director Mary Anne Citrino For For Management
1c Elect Director Pasquale (Pat) Fiore For For Management
1d Elect Director Thomas J. Gorman For For Management
1e Elect Director Roy C. Harvey For For Management
1f Elect Director James A. Hughes For For Management
1g Elect Director James E. Nevels For For Management
1h Elect Director Carol L. Roberts For For Management
1i Elect Director Suzanne Sitherwood For For Management
1j Elect Director Ernesto Zedillo For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ALECTOR, INC.
Ticker: ALEC Security ID: 014442107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tillman Gerngross For For Management
1.2 Elect Director Richard Scheller For For Management
1.3 Elect Director Louis J. Lavigne, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ALERUS FINANCIAL CORPORATION
Ticker: ALRS Security ID: 01446U103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen M. Bohn For Withhold Management
1.2 Elect Director Daniel E. Coughlin For For Management
1.3 Elect Director Kevin D. Lemke For For Management
1.4 Elect Director Michael S. Mathews For For Management
1.5 Elect Director Randy L. Newman For For Management
1.6 Elect Director Sally J. Smith For For Management
1.7 Elect Director Galen G. Vetter For For Management
2 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014491104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Benjamin For For Management
1.2 Elect Director Diana M. Laing For For Management
1.3 Elect Director John T. Leong For For Management
1.4 Elect Director Thomas A. Lewis, Jr. For For Management
1.5 Elect Director Douglas M. Pasquale For For Management
1.6 Elect Director Michele K. Saito For For Management
1.7 Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
ALEXANDER'S, INC.
Ticker: ALX Security ID: 014752109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Mandelbaum For Withhold Management
1.2 Elect Director Arthur I. Sonnenblick For Withhold Management
1.3 Elect Director Richard R. West For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Steven R. Hash For For Management
1.3 Elect Director James P. Cain For For Management
1.4 Elect Director Maria C. Freire For For Management
1.5 Elect Director Jennifer Friel Goldstein For For Management
1.6 Elect Director Richard H. Klein For For Management
1.7 Elect Director Michael A. Woronoff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALICO, INC.
Ticker: ALCO Security ID: 016230104
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Kiernan For For Management
1.2 Elect Director George R. Brokaw For For Management
1.3 Elect Director R. Greg Eisner For Withhold Management
1.4 Elect Director Katherine R. English For For Management
1.5 Elect Director Benjamin D. Fishman For Withhold Management
1.6 Elect Director W. Andrew Krusen, Jr. For For Management
1.7 Elect Director Toby K. Purse For Withhold Management
1.8 Elect Director Adam H. Putnam For For Management
1.9 Elect Director Henry R. Slack For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Dallas For For Management
1.2 Elect Director Joseph M. Hogan For For Management
1.3 Elect Director Joseph Lacob For Against Management
1.4 Elect Director C. Raymond Larkin, Jr. For For Management
1.5 Elect Director George J. Morrow For For Management
1.6 Elect Director Anne M. Myong For For Management
1.7 Elect Director Andrea L. Saia For For Management
1.8 Elect Director Greg J. Santora For For Management
1.9 Elect Director Susan E. Siegel For For Management
1.10 Elect Director Warren S. Thaler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Bylaws to Add Federal Forum For For Management
Selection Provision
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALIGOS THERAPEUTICS, INC.
Ticker: ALGS Security ID: 01626L105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence M. Blatt For For Management
1.2 Elect Director James Scopa For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Daglio, Jr. For For Management
1.2 Elect Director Nancy L. Snyderman For For Management
1.3 Elect Director Frank Anders 'Andy' For For Management
Wilson
1.4 Elect Director Nancy J. Wysenski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Omnibus Stock Plan For Against Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ALLAKOS INC.
Ticker: ALLK Security ID: 01671P100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Janney For Withhold Management
1.2 Elect Director Robert E. Andreatta For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLEGHANY CORPORATION
Ticker: Y Security ID: 017175100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip M. Martineau For For Management
1.2 Elect Director Raymond L.M. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED
Ticker: ATI Security ID: 01741R102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert J. Carlisle For For Management
1.2 Elect Director David P. Hess For For Management
1.3 Elect Director Marianne Kah For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLEGIANCE BANCSHARES, INC.
Ticker: ABTX Security ID: 01748H107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William S. Nichols, III For For Management
1.2 Elect Director Steven F. Retzloff For For Management
1.3 Elect Director Fred S. Robertson For For Management
1.4 Elect Director Ramon A. Vitulli, III For For Management
1.5 Elect Director Louis A. Waters Jr. For For Management
1.6 Elect Director Raimundo Riojas A. For For Management
1.7 Elect Director Jon-Al Duplantier For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLEGIANT TRAVEL
Ticker: ALGT Security ID: US01748X1028
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Maurice J. Gallagher, Jr. For For Management
2 Elect Montie Brewer For For Management
3 Elect Gary Ellmer For For Management
4 Elect Ponder Harrison For For Management
5 Elect Linda A. Marvin For For Management
6 Elect Charles W. Pollard For For Management
7 Elect John T. Redmond For For Management
8 Advisory Vote on Executive Compensation For For Management
9 Ratification of Auditor For For Management
10 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
ALLEGIANT TRAVEL COMPANY
Ticker: ALGT Security ID: 01748X102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maurice J. Gallagher, For For Management
Jr.
1b Elect Director Montie Brewer For Against Management
1c Elect Director Gary Ellmer For Against Management
1d Elect Director Ponder Harrison For For Management
1e Elect Director Linda A. Marvin For Against Management
1f Elect Director Charles W. Pollard For For Management
1g Elect Director John Redmond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
ALLEGION PLC
Ticker: ALLE Security ID: G0176J109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kirk S. Hachigian For For Management
1b Elect Director Steven C. Mizell For For Management
1c Elect Director Nicole Parent Haughey For For Management
1d Elect Director David D. Petratis For For Management
1e Elect Director Dean I. Schaffer For For Management
1f Elect Director Charles L. Szews For For Management
1g Elect Director Dev Vardhan For For Management
1h Elect Director Martin E. Welch, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights
--------------------------------------------------------------------------------
ALLETE, INC.
Ticker: ALE Security ID: 018522300
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn W. Dindo For For Management
1b Elect Director George G. Goldfarb For For Management
1c Elect Director James J. Hoolihan For For Management
1d Elect Director Heidi E. Jimmerson For For Management
1e Elect Director Madeleine W. Ludlow For For Management
1f Elect Director Susan K. Nestegard For For Management
1g Elect Director Douglas C. Neve For For Management
1h Elect Director Barbara A. Nick For For Management
1i Elect Director Bethany M. Owen For For Management
1j Elect Director Robert P. Powers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph J. Andretta For For Management
1.2 Elect Director Roger H. Ballou For For Management
1.3 Elect Director John C. Gerspach, Jr. For For Management
1.4 Elect Director Karin J. Kimbrough For For Management
1.5 Elect Director Rajesh Natarajan For For Management
1.6 Elect Director Timothy J. Theriault For For Management
1.7 Elect Director Laurie A. Tucker For For Management
1.8 Elect Director Sharen J. Turney For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION
Ticker: LNT Security ID: 018802108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger K. Newport For For Management
1.2 Elect Director Dean C. Oestreich For For Management
1.3 Elect Director Carol P. Sanders For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
ALLIED MOTION TECHNOLOGIES INC.
Ticker: AMOT Security ID: 019330109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Engel For For Management
1.2 Elect Director Richard D. Federico For Against Management
1.3 Elect Director Steven C. Finch For For Management
1.4 Elect Director James J. Tanous For Against Management
1.5 Elect Director Nicole R. Tzetzo For For Management
1.6 Elect Director Richard S. Warzala For For Management
1.7 Elect Director Michael R. Winter For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLISON TRANSMISSION HOLDINGS, INC.
Ticker: ALSN Security ID: 01973R101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judy L. Altmaier For For Management
1b Elect Director Stan A. Askren For For Management
1c Elect Director David C. Everitt For For Management
1d Elect Director Alvaro Garcia-Tunon For For Management
1e Elect Director David S. Graziosi For For Management
1f Elect Director Carolann I. Haznedar For For Management
1g Elect Director Richard P. Lavin For For Management
1h Elect Director Thomas W. Rabaut For For Management
1i Elect Director Richard V. Reynolds For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLOGENE THERAPEUTICS, INC.
Ticker: ALLO Security ID: 019770106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John DeYoung For Withhold Management
1b Elect Director Franz Humer For Withhold Management
1c Elect Director Joshua Kazam For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLOVIR, INC.
Ticker: ALVR Security ID: 019818103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juan Vera For Withhold Management
1b Elect Director Ansbert Gadicke For Withhold Management
1c Elect Director Morana Jovan-Embiricos For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
Ticker: MDRX Security ID: 01988P108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth A. Altman For For Management
1b Elect Director Mara G. Aspinall For For Management
1c Elect Director Paul M. Black For For Management
1d Elect Director P. Gregory Garrison For For Management
1e Elect Director Jonathan J. Judge For For Management
1f Elect Director Michael A. Klayko For For Management
1g Elect Director Dave B. Stevens For For Management
1h Elect Director David D. Stevens For For Management
1i Elect Director Carol J. Zierhoffer For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Franklin W. Hobbs For For Management
1b Elect Director Kenneth J. Bacon For For Management
1c Elect Director Katryn (Trynka) For For Management
Shineman Blake
1d Elect Director Maureen A. For For Management
Breakiron-Evans
1e Elect Director William H. Cary For For Management
1f Elect Director Mayree C. Clark For For Management
1g Elect Director Kim S. Fennebresque For For Management
1h Elect Director Marjorie Magner For For Management
1i Elect Director Brian H. Sharples For For Management
1j Elect Director John J. Stack For For Management
1k Elect Director Michael F. Steib For For Management
1l Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC.
Ticker: ALNY Security ID: 02043Q107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis A. Ausiello For For Management
1b Elect Director Olivier Brandicourt For For Management
1c Elect Director Marsha H. Fanucci For For Management
1d Elect Director David E.I. Pyott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
Ticker: AOSL Security ID: G6331P104
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike F. Chang For For Management
1.2 Elect Director Yueh-Se Ho For For Management
1.3 Elect Director Lucas S. Chang For Withhold Management
1.4 Elect Director Claudia Chen For Withhold Management
1.5 Elect Director King Owyang For Withhold Management
1.6 Elect Director Michael L. Pfeiffer For For Management
1.7 Elect Director Michael J. Salameh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Remove the Imposition of Maximum For For Management
Number of Directors on the Board and
Authorize Board to Fill Vacancies
4 Approve BDO USA, LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ALPHA PRO TECH, LTD.
Ticker: APT Security ID: 020772109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd Hoffman For For Management
1.2 Elect Director Donna Millar For For Management
1.3 Elect Director John Ritota For For Management
1.4 Elect Director Russell Manock For Withhold Management
1.5 Elect Director Danny Montgomery For For Management
1.6 Elect Director David R. Garcia For Withhold Management
1.7 Elect Director James Buchan For Withhold Management
2 Ratify Tanner LLC as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For Against Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For Against Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For For Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For For Management
1k Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against Against Shareholder
8 Report on Whistleblower Policies and Against Against Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against Against Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
ALPHATEC HOLDINGS, INC.
Ticker: ATEC Security ID: 02081G201
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bakst For For Management
1.2 Elect Director Mortimer Berkowitz, III For Withhold Management
1.3 Elect Director Quentin Blackford For For Management
1.4 Elect Director Jason Hochberg For For Management
1.5 Elect Director Karen K. McGinnis For For Management
1.6 Elect Director Patrick S. Miles For For Management
1.7 Elect Director David H. Mowry For For Management
1.8 Elect Director David R. Pelizzon For For Management
1.9 Elect Director Jeffrey P. Rydin For For Management
1.10 Elect Director James L.L. Tullis For Withhold Management
1.11 Elect Director Donald A. Williams For For Management
1.12 Elect Director Ward W. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALPINE INCOME PROPERTY TRUST, INC.
Ticker: PINE Security ID: 02083X103
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Albright For For Management
1.2 Elect Director Mark O. Decker, Jr. For Withhold Management
1.3 Elect Director Rachel Elias Wein For For Management
1.4 Elect Director M. Carson Good For Withhold Management
1.5 Elect Director Andrew C. Richardson For For Management
1.6 Elect Director Jeffrey S. Yarckin For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALTA EQUIPMENT GROUP, INC.
Ticker: ALTG Security ID: 02128L106
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Shribman For For Management
1.2 Elect Director Katherine E. White For Withhold Management
2 Ratify UHY LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALTAIR ENGINEERING INC.
Ticker: ALTR Security ID: 021369103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Boyce For Against Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
1b Elect Director Jim F. Anderson For For Management
--------------------------------------------------------------------------------
ALTERYX, INC.
Ticker: AYX Security ID: 02156B103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anjali Joshi For For Management
1.2 Elect Director Timothy I. Maudlin For Withhold Management
1.3 Elect Director Eileen M. Schloss For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALTICE USA, INC.
Ticker: ATUS Security ID: 02156K103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick Drahi For Against Management
1b Elect Director Gerrit Jan Bakker For Against Management
1c Elect Director Manon Brouillette None None Management
*Withdrawn Resolution*
1d Elect Director David Drahi For Against Management
1e Elect Director Dexter Goei For Against Management
1f Elect Director Mark Mullen For Against Management
1g Elect Director Dennis Okhuijsen For Against Management
1h Elect Director Charles Stewart For Against Management
1i Elect Director Raymond Svider For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Ticker: ASPS Security ID: L0175J104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott E. Burg For Against Management
1b Elect Director Joseph L. Morettini For Against Management
1c Elect Director Roland Muller-Ineichen For Against Management
1d Elect Director William B. Shepro For For Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Independent Registered Auditors and
Atwell S.a r.l. as Certified Auditor
for Statutory Accounts
3 Approve Financial Statements For For Management
4 Receive and Approve Directors' and For For Management
Auditors' Special Reports
5 Approve Financial Statements and For For Management
Allocation of Income
6 Approve Discharge of Directors and For For Management
Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ALTRA INDUSTRIAL MOTION CORP.
Ticker: AIMC Security ID: 02208R106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl R. Christenson For For Management
1.2 Elect Director Lyle G. Ganske For For Management
1.3 Elect Director J. Scott Hall For For Management
1.4 Elect Director Nicole Parent Haughey For For Management
1.5 Elect Director Margot L. Hoffman For For Management
1.6 Elect Director Thomas W. Swidarski For For Management
1.7 Elect Director James H. Woodward, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Casteen, III For For Management
1b Elect Director Dinyar S. Devitre For For Management
1c Elect Director William F. Gifford, Jr. For For Management
1d Elect Director Debra J. Kelly-Ennis For For Management
1e Elect Director W. Leo Kiely, III For For Management
1f Elect Director Kathryn B. McQuade For For Management
1g Elect Director George Munoz For For Management
1h Elect Director Mark E. Newman For For Management
1i Elect Director Nabil Y. Sakkab For For Management
1j Elect Director Virginia E. Shanks For For Management
1k Elect Director Ellen R. Strahlman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Underage Tobacco Prevention Against For Shareholder
Policies and Marketing Practices
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
ALX ONCOLOGY HOLDINGS, INC.
Ticker: ALXO Security ID: 00166B105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corey Goodman For For Management
1.2 Elect Director Jason Lettmann For For Management
1.3 Elect Director Sophia Randolph For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMALGAMATED BANK
Ticker: AMAL Security ID: 022663108
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Formation of Holding Company For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AMALGAMATED FINANCIAL CORP.
Ticker: AMAL Security ID: 022671101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynne P. Fox For For Management
1.2 Elect Director Donald E. Bouffard, Jr. For For Management
1.3 Elect Director Maryann Bruce For For Management
1.4 Elect Director Patricia Diaz Dennis For For Management
1.5 Elect Director Robert C. Dinerstein For For Management
1.6 Elect Director Mark A. Finser For For Management
1.7 Elect Director Julie Kelly For For Management
1.8 Elect Director JoAnn S. Lilek For For Management
1.9 Elect Director John McDonagh For For Management
1.10 Elect Director Robert G. Romasco For For Management
1.11 Elect Director Edgar Romney, Sr. For For Management
1.12 Elect Director Stephen R. Sleigh For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Keith B. Alexander For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products Capabilities or Cloud
Products Contribute to Human Rights
Violations
5 Require Independent Board Chair Against Against Shareholder
6 Report on Gender/Racial Pay Gap Against For Shareholder
7 Report on Promotion Data Against For Shareholder
8 Report on the Impacts of Plastic Against For Shareholder
Packaging
9 Oversee and Report on a Civil Rights, Against For Shareholder
Equity, Diversity and Inclusion Audit
10 Adopt a Policy to Include Hourly Against Against Shareholder
Employees as Director Candidates
11 Report on Board Oversight of Risks Against Against Shareholder
Related to Anti-Competitive Practices
12 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
13 Report on Lobbying Payments and Policy Against Against Shareholder
14 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
--------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC.
Ticker: AMBC Security ID: 023139884
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander D. Greene For Withhold Management
1.2 Elect Director Ian D. Haft For For Management
1.3 Elect Director David L. Herzog For For Management
1.4 Elect Director Joan Lamm-Tennant For For Management
1.5 Elect Director Claude LeBlanc For For Management
1.6 Elect Director C. James Prieur For Withhold Management
1.7 Elect Director Jeffrey S. Stein For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMBARELLA, INC.
Ticker: AMBA Security ID: G037AX101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hsiao-Wuen Hon For For Management
1.2 Elect Director Christopher B. Paisley For For Management
1.3 Elect Director Andrew W. Verhalen For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AMC ENTERTAINMENT HOLDINGS INC
Ticker: AMC Security ID: US00165C1045
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Repeal of Classified Board For For Management
1 Elect Adam M. Aron For For Management
2 Elect Howard W. Koch, Jr. For For Management
3 Elect Philip Lader For For Management
4 Elect Gary F. Locke For For Management
5 Elect Kathleen M. Pawlus For For Management
6 Elect Anthony J. Saich For For Management
7 Elect Adam J. Sussman For For Management
8 Elect Lee E. Wittlinger For For Management
9 Elect Maojun Zeng For WithHold Management
10 Elect Lin Zhang For For Management
11 Elect Gary F. Locke For For Management
12 Elect Kathleen M. Pawlus For For Management
13 Elect Anthony J. Saich For For Management
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
6 Amendment to the 2013 Equity Incentive For For Management
Plan
--------------------------------------------------------------------------------
AMC NETWORKS INC.
Ticker: AMCX Security ID: 00164V103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Tow For Withhold Management
1.2 Elect Director David E. Van Zandt For Withhold Management
1.3 Elect Director Carl E. Vogel For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
AMCOR PLC
Ticker: AMCR Security ID: G0250X107
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Graeme Liebelt For For Management
1b Elect Director Armin Meyer For For Management
1c Elect Director Ronald Delia For For Management
1d Elect Director Andrea Bertone For For Management
1e Elect Director Karen Guerra For For Management
1f Elect Director Nicholas (Tom) Long For For Management
1g Elect Director Arun Nayar For For Management
1h Elect Director Jeremy Sutcliffe For For Management
1i Elect Director David Szczupak For For Management
1j Elect Director Philip Weaver For For Management
2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Minicucci For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director James S. Kahan For For Management
1.4 Elect Director Rafael de la Vega For For Management
1.5 Elect Director Giora Yaron For For Management
1.6 Elect Director Eli Gelman For For Management
1.7 Elect Director Richard T.C. LeFave For For Management
1.8 Elect Director John A. MacDonald For For Management
1.9 Elect Director Shuky Sheffer For For Management
1.10 Elect Director Yvette Kanouff For For Management
2 Approve an Increase in the Quarterly For For Management
Cash Dividend Rate
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AMEDISYS, INC.
Ticker: AMED Security ID: 023436108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vickie L. Capps For For Management
1b Elect Director Molly J. Coye For For Management
1c Elect Director Julie D. Klapstein For For Management
1d Elect Director Teresa L. Kline For For Management
1e Elect Director Paul B. Kusserow For For Management
1f Elect Director Richard A. Lechleiter For For Management
1g Elect Director Bruce D. Perkins For For Management
1h Elect Director Jeffrey A. Rideout For For Management
1i Elect Director Ivanetta Davis Samuels For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERANT BANCORP, INC.
Ticker: AMTB Security ID: 023576101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick C. Copeland, For Against Management
Jr.
1.2 Elect Director Gerald P. Plush For For Management
1.3 Elect Director Miguel A. Capriles L. For For Management
1.4 Elect Director Pamella J. Dana For For Management
1.5 Elect Director Dolores M. Lare For For Management
1.6 Elect Director Gustavo Marturet M. For For Management
1.7 Elect Director John W. Quill For For Management
1.8 Elect Director Guillermo Villar For Against Management
1.9 Elect Director Gustavo J. Vollmer A. For For Management
1.10 Elect Director Millar Wilson For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERCO
Ticker: AOPRA Security ID: US0235862093
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Edward J. Shoen For For Management
2 Elect James E. Acridge For For Management
3 Elect John P. Brogan For For Management
4 Elect James J. Grogan For For Management
5 Elect Richard J. Herrera For For Management
6 Elect Karl A. Schmidt For For Management
7 Elect Roberta R. Shank For For Management
8 Elect Samuel J. Shoen For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on 3 Years 1 Year Management
Executive Compensation
4 Ratification of Auditor For For Management
5 Shareholder Proposal Regarding For For Shareholder
Ratification of Board and Management
Acts
--------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Cynthia J. Brinkley For For Management
1c Elect Director Catherine S. Brune For For Management
1d Elect Director J. Edward Coleman For For Management
1e Elect Director Ward H. Dickson For For Management
1f Elect Director Noelle K. Eder For For Management
1g Elect Director Ellen M. Fitzsimmons For For Management
1h Elect Director Rafael Flores For For Management
1i Elect Director Richard J. Harshman For For Management
1j Elect Director Craig S. Ivey For For Management
1k Elect Director James C. Johnson For For Management
1l Elect Director Steven H. Lipstein For For Management
1m Elect Director Leo S. Mackay, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERESCO, INC.
Ticker: AMRC Security ID: 02361E108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Corrsin For For Management
1.2 Elect Director George P. Sakellaris For For Management
1.3 Elect Director Joseph W. Sutton For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC.
Ticker: AAL Security ID: 02376R102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Jeffrey D. Benjamin For For Management
1c Elect Director Adriane M. Brown For For Management
1d Elect Director John T. Cahill For For Management
1e Elect Director Michael J. Embler For For Management
1f Elect Director Matthew J. Hart For For Management
1g Elect Director Susan D. Kronick For For Management
1h Elect Director Martin H. Nesbitt For For Management
1i Elect Director Denise M. O'Leary For For Management
1j Elect Director W. Douglas Parker For For Management
1k Elect Director Ray M. Robinson For For Management
1l Elect Director Douglas M. Steenland For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN ASSETS TRUST, INC.
Ticker: AAT Security ID: 024013104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest S. Rady For For Management
1.2 Elect Director Robert S. Sullivan For For Management
1.3 Elect Director Thomas S. Olinger For For Management
1.4 Elect Director Joy L. Schaefer For Withhold Management
1.5 Elect Director Nina A. Tran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Dauch For For Management
1.2 Elect Director William L. Kozyra For For Management
1.3 Elect Director Peter D. Lyons For For Management
1.4 Elect Director Samuel Valenti, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC.
Ticker: ACC Security ID: 024835100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Bayless, Jr. For For Management
1b Elect Director Herman E. Bulls For For Management
1c Elect Director G. Steven Dawson For For Management
1d Elect Director Cydney C. Donnell For For Management
1e Elect Director Mary C. Egan For For Management
1f Elect Director Alison M. Hill For For Management
1g Elect Director Craig A. Leupold For For Management
1h Elect Director Oliver Luck For For Management
1i Elect Director C. Patrick Oles, Jr. For For Management
1j Elect Director John T. Rippel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC.
Ticker: AEO Security ID: 02553E106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janice E. Page For For Management
1.2 Elect Director David M. Sable For For Management
1.3 Elect Director Noel J. Spiegel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director J. Barnie Beasley, Jr. For For Management
1.4 Elect Director Art A. Garcia For For Management
1.5 Elect Director Linda A. Goodspeed For For Management
1.6 Elect Director Thomas E. Hoaglin For For Management
1.7 Elect Director Sandra Beach Lin For For Management
1.8 Elect Director Margaret M. McCarthy For For Management
1.9 Elect Director Stephen S. Rasmussen For For Management
1.10 Elect Director Oliver G. Richard, III For For Management
1.11 Elect Director Daryl Roberts For For Management
1.12 Elect Director Sara Martinez Tucker For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
Ticker: AEL Security ID: 025676206
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda J. Cushing For For Management
1.2 Elect Director Douglas T. Healy For For Management
1.3 Elect Director David S. Mulcahy For For Management
1.4 Elect Director Sachin Shah For For Management
1.5 Elect Director A.J. Strickland, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Baltimore For For Management
1b Elect Director Charlene Barshefsky For For Management
1c Elect Director John J. Brennan For For Management
1d Elect Director Peter Chernin For For Management
1e Elect Director Ralph de la Vega For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director Theodore J. Leonsis For For Management
1h Elect Director Karen L. Parkhill For For Management
1i Elect Director Charles E. Phillips For For Management
1j Elect Director Lynn A. Pike For For Management
1k Elect Director Stephen J. Squeri For For Management
1l Elect Director Daniel L. Vasella For For Management
1m Elect Director Lisa W. Wardell For For Management
1n Elect Director Ronald A. Williams For For Management
1o Elect Director Christopher D. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Publish Annually a Report Assessing Against For Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
AMERICAN FINANCE TRUST, INC.
Ticker: AFIN Security ID: 02607T109
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stanley R. Perla For Against Management
1b Elect Director Edward G. Rendell For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC.
Ticker: AFG Security ID: 025932104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl H. Lindner, III For For Management
1.2 Elect Director S. Craig Lindner For For Management
1.3 Elect Director John B. Berding For For Management
1.4 Elect Director Virginia "Gina" C. For For Management
Drosos
1.5 Elect Director James E. Evans For For Management
1.6 Elect Director Terry S. Jacobs For For Management
1.7 Elect Director Gregory G. Joseph For For Management
1.8 Elect Director Mary Beth Martin For For Management
1.9 Elect Director Evans N. Nwankwo For For Management
1.10 Elect Director William W. Verity For Withhold Management
1.11 Elect Director John I. Von Lehman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN HOMES 4 RENT
Ticker: AMH Security ID: 02665T306
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth M. Woolley For For Management
1b Elect Director David P. Singelyn For For Management
1c Elect Director Douglas N. Benham For For Management
1d Elect Director Jack Corrigan For For Management
1e Elect Director David Goldberg For For Management
1f Elect Director Tamara Hughes Gustavson For For Management
1g Elect Director Matthew J. Hart For For Management
1h Elect Director Michelle C. Kerrick For For Management
1i Elect Director James H. Kropp For For Management
1j Elect Director Lynn C. Swann For For Management
1k Elect Director Winifred M. Webb For For Management
1l Elect Director Jay Willoughby For For Management
1m Elect Director Matthew R. Zaist For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Cole, Jr. For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Brian Duperreault For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
1m Elect Director Peter S. Zaffino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
AMERICAN NATIONAL BANKSHARES INC.
Ticker: AMNB Security ID: 027745108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Haley For For Management
1.2 Elect Director Charles S. Harris For For Management
1.3 Elect Director F. D. Hornaday, III For For Management
2 Ratify Yount, Hyde and Barbour, P.C. For For Management
as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN NATIONAL GROUP, INC.
Ticker: ANAT Security ID: 02772A109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ansell For For Management
1.2 Elect Director Arthur O. Dummer For Against Management
1.3 Elect Director Irwin M. Herz, Jr. For For Management
1.4 Elect Director E. Douglas McLeod For For Management
1.5 Elect Director Frances A. For For Management
Moody-Dahlberg
1.6 Elect Director Ross R. Moody For For Management
1.7 Elect Director James P. Payne For For Management
1.8 Elect Director E. J. "Jere" Pederson For Against Management
1.9 Elect Director James E. Pozzi For For Management
1.10 Elect Director James D. Yarbrough For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN PUBLIC EDUCATION, INC.
Ticker: APEI Security ID: 02913V103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric C. Andersen For For Management
1b Elect Director Granetta B. Blevins For For Management
1c Elect Director Jean C. Halle For For Management
1d Elect Director Barbara 'Bobbi' L. For For Management
Kurshan
1e Elect Director Timothy J. Landon For For Management
1f Elect Director Daniel S. Pianko For For Management
1g Elect Director William G. Robinson, Jr. For For Management
1h Elect Director Angela K. Selden For For Management
1i Elect Director Vincent R. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
AMERICAN RENAL ASSOCIATES HOLDINGS, INC.
Ticker: ARA Security ID: 029227105
Meeting Date: JAN 14, 2021 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AMERICAN SOFTWARE INC.
Ticker: AMSWA Security ID: US0296831094
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lizanne Thomas For For Management
2 Elect James B. Miller, Jr. For For Management
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
AMERICAN STATES WATER COMPANY
Ticker: AWR Security ID: 029899101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah J. Anderson For For Management
1.2 Elect Director Steven D. Davis For For Management
1.3 Elect Director Anne M. Holloway For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN SUPERCONDUCTOR CORP.
Ticker: AMSC Security ID: US0301111086
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Vikram S. Budhraja For For Management
2 Elect Arthur H. House For For Management
3 Elect Barbara G. Littlefield For For Management
4 Elect Daniel P. McGahn For For Management
5 Elect David R. Oliver, Jr. For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Bartlett For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Kenneth R. Frank For For Management
1d Elect Director Robert D. Hormats For For Management
1e Elect Director Gustavo Lara Cantu For For Management
1f Elect Director Grace D. Lieblein For For Management
1g Elect Director Craig Macnab For For Management
1h Elect Director JoAnn A. Reed For For Management
1i Elect Director Pamela D.A. Reeve For For Management
1j Elect Director David E. Sharbutt For Against Management
1k Elect Director Bruce L. Tanner For For Management
1l Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
5 Establish a Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
AMERICAN VANGUARD CORPORATION
Ticker: AVD Security ID: 030371108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott D. Baskin For For Management
1b Elect Director Lawrence S. Clark For For Management
1c Elect Director Debra F. Edwards For For Management
1d Elect Director Morton D. Erlich For For Management
1e Elect Director Emer Gunter For For Management
1f Elect Director Alfred F. Ingulli For For Management
1g Elect Director John L. Killmer For For Management
1h Elect Director Eric G. Wintemute For For Management
1i Elect Director M. Esmail Zirakparvar For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey N. Edwards For For Management
1b Elect Director Martha Clark Goss For For Management
1c Elect Director Veronica M. Hagen For For Management
1d Elect Director Kimberly J. Harris For For Management
1e Elect Director Julia L. Johnson For For Management
1f Elect Director Patricia L. Kampling For For Management
1g Elect Director Karl F. Kurz For For Management
1h Elect Director Walter J. Lynch For For Management
1i Elect Director George MacKenzie For For Management
1j Elect Director James G. Stavridis For For Management
1k Elect Director Lloyd M. Yates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN WELL CORPORATION
Ticker: AMWL Security ID: 03044L105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek Ross For Withhold Management
1.2 Elect Director Brendan O'Grady For Withhold Management
1.3 Elect Director Deborah Jackson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN WOODMARK CORP.
Ticker: AMWD Security ID: US0305061097
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Andrew B. Cogan For For Management
2 Elect James G. Davis, Jr. For Against Management
3 Elect S. Cary Dunston For For Management
4 Elect Martha M. Hayes For Against Management
5 Elect Daniel T. Hendrix For For Management
6 Elect Carol B. Moerdyk For Against Management
7 Elect Vance W. Tang For Against Management
8 Ratification of Auditor For For Management
9 Amendment to the 2015 Non-Employee For For Management
Directors Restricted Stock Unit Plan
10 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
AMERICAS CAR MART, INC.
Ticker: CRMT Security ID: US03062T1051
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ann G. Bordelon For For Management
2 Elect Ray C. Dillon For For Management
3 Elect Daniel J. Englander For For Management
4 Elect William H. Henderson For For Management
5 Elect Joshua G. Welch For For Management
6 Elect Jeffrey A. Williams For For Management
7 Advisory Vote on Executive Compensation For For Management
8 Ratification of Auditor For For Management
9 Amendment to the Stock Option Plan For For Management
10 Transaction of Other Business For Abstain Management
--------------------------------------------------------------------------------
AMERICOLD REALTY TRUST
Ticker: COLD Security ID: 03064D108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred W. Boehler For For Management
1b Elect Director George J. Alburger, Jr. For Against Management
1c Elect Director Kelly H. Barrett For For Management
1d Elect Director Antonio F. Fernandez For Against Management
1e Elect Director James R. Heistand For For Management
1f Elect Director David J. Neithercut For For Management
1g Elect Director Mark R. Patterson For Against Management
1h Elect Director Andrew P. Power For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Dianne Neal Blixt For For Management
1c Elect Director Amy DiGeso For For Management
1d Elect Director Lon R. Greenberg For For Management
1e Elect Director Jeffrey Noddle For For Management
1f Elect Director Robert F. Sharpe, Jr. For For Management
1g Elect Director Brian T. Shea For For Management
1h Elect Director W. Edward Walter, III For For Management
1i Elect Director Christopher J. Williams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERIS BANCORP
Ticker: ABCB Security ID: 03076K108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William I. Bowen, Jr. For For Management
1.2 Elect Director Rodney D. Bullard For For Management
1.3 Elect Director Wm. Millard Choate For For Management
1.4 Elect Director R. Dale Ezzell For For Management
1.5 Elect Director Leo J. Hill For For Management
1.6 Elect Director Daniel B. Jeter For For Management
1.7 Elect Director Robert P. Lynch For For Management
1.8 Elect Director Elizabeth A. McCague For For Management
1.9 Elect Director James B. Miller, Jr. For For Management
1.10 Elect Director Gloria A. O'Neal For For Management
1.11 Elect Director H. Palmer Proctor, Jr. For For Management
1.12 Elect Director William H. Stern For For Management
1.13 Elect Director Jimmy D. Veal For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMERISAFE, INC.
Ticker: AMSF Security ID: 03071H100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip A. Garcia For For Management
1.2 Elect Director Millard E. Morris For For Management
1.3 Elect Director Randall E. Roach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ornella Barra For For Management
1b Elect Director Steven H. Collis For For Management
1c Elect Director D. Mark Durcan For For Management
1d Elect Director Richard W. Gochnauer For For Management
1e Elect Director Lon R. Greenberg For For Management
1f Elect Director Jane E. Henney For For Management
1g Elect Director Kathleen W. Hyle For For Management
1h Elect Director Michael J. Long For For Management
1i Elect Director Henry W. McGee For For Management
1j Elect Director Dennis M. Nally For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMES NATIONAL CORPORATION
Ticker: ATLO Security ID: 031001100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa M. Eslinger For For Management
1.2 Elect Director Steven D. Forth For Withhold Management
1.3 Elect Director James R. Larson, II For For Management
1.4 Elect Director John L. Pierschbacher For For Management
2 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tod E. Carpenter For For Management
1b Elect Director Karleen M. Oberton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Robert A. Bradway For For Management
1c Elect Director Brian J. Druker For For Management
1d Elect Director Robert A. Eckert For For Management
1e Elect Director Greg C. Garland For For Management
1f Elect Director Charles M. Holley, Jr. For For Management
1g Elect Director Tyler Jacks For For Management
1h Elect Director Ellen J. Kullman For For Management
1i Elect Director Amy E. Miles For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC.
Ticker: FOLD Security ID: 03152W109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Wheeler For For Management
1.2 Elect Director Burke W. Whitman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Susan Y. Kim For For Management
1.3 Elect Director Giel Rutten For For Management
1.4 Elect Director Douglas A. Alexander For For Management
1.5 Elect Director Roger A. Carolin For For Management
1.6 Elect Director Winston J. Churchill For For Management
1.7 Elect Director Daniel Liao For For Management
1.8 Elect Director MaryFrances McCourt For For Management
1.9 Elect Director Robert R. Morse For For Management
1.10 Elect Director Gil C. Tily For For Management
1.11 Elect Director David N. Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AMN Security ID: 001744101
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Foletta For For Management
1b Elect Director Teri G. Fontenot For For Management
1c Elect Director R. Jeffrey Harris For For Management
1d Elect Director Daphne E. Jones For For Management
1e Elect Director Martha H. Marsh For For Management
1f Elect Director Susan R. Salka For For Management
1g Elect Director Sylvia Trent-Adams For For Management
1h Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
AMNEAL PHARMACEUTICALS, INC.
Ticker: AMRX Security ID: 03168L105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Emily Peterson Alva For For Management
1b Elect Director J. Kevin Buchi For Against Management
1c Elect Director Jeff George For For Management
1d Elect Director John Kiely For Against Management
1e Elect Director Paul Meister For Against Management
1f Elect Director Ted Nark For Against Management
1g Elect Director Chintu Patel For For Management
1h Elect Director Chirag Patel For For Management
1i Elect Director Gautam Patel For For Management
1j Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Charter to Remove References to For For Management
Class B-1 Common Stock
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMPHASTAR PHARMACEUTICALS, INC.
Ticker: AMPH Security ID: 03209R103
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Ziping Luo For For Management
1b Elect Director Howard Lee For Against Management
1c Elect Director Michael A. Zasloff For For Management
1d Elect Director Gayle Deflin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMPHENOL CORPORATION
Ticker: APH Security ID: 032095101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley L. Clark For For Management
1.2 Elect Director John D. Craig For For Management
1.3 Elect Director David P. Falck For For Management
1.4 Elect Director Edward G. Jepsen For For Management
1.5 Elect Director Rita S. Lane For For Management
1.6 Elect Director Robert A. Livingston For For Management
1.7 Elect Director Martin H. Loeffler For For Management
1.8 Elect Director R. Adam Norwitt For For Management
1.9 Elect Director Anne Clarke Wolff For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Option Plan For For Management
5 Increase Authorized Common Stock For For Management
6 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
AMYRIS INC
Ticker: AMRS Security ID: US03236M2008
Meeting Date: AUG 14, 2020 Meeting Type: Special
Record Date: JUN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issuance of Common Stock upon For For Management
Conversion of Outstanding Debt
2 Issuance of Common Stock upon For For Management
Conversion of Series E Preferred Stock
--------------------------------------------------------------------------------
AMYRIS, INC.
Ticker: AMRS Security ID: 03236M200
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Eykerman For Withhold Management
1.2 Elect Director Frank Kung For Withhold Management
1.3 Elect Director John Melo For For Management
1.4 Elect Director Julie Spencer Washington For For Management
2 Ratify Macias Gini & O'Connell LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ray Stata For For Management
1b Elect Director Vincent Roche For For Management
1c Elect Director James A. Champy For For Management
1d Elect Director Anantha P. Chandrakasan For For Management
1e Elect Director Bruce R. Evans For For Management
1f Elect Director Edward H. Frank For For Management
1g Elect Director Laurie H. Glimcher For For Management
1h Elect Director Karen M. Golz For For Management
1i Elect Director Mark M. Little For For Management
1j Elect Director Kenton J. Sicchitano For For Management
1k Elect Director Susie Wee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANAPLAN, INC.
Ticker: PLAN Security ID: 03272L108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Conte For For Management
1.2 Elect Director Suresh Vasudevan For For Management
1.3 Elect Director Yvonne Wassenaar For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANAPTYSBIO, INC.
Ticker: ANAB Security ID: 032724106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Fenton For For Management
1.2 Elect Director James N. Topper For For Management
1.3 Elect Director Oleg Nodelman For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANAVEX LIFE SCIENCES CORP.
Ticker: AVXL Security ID: 032797300
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Missling For For Management
1.2 Elect Director Claus van der Velden For Withhold Management
1.3 Elect Director Athanasios Skarpelos For For Management
1.4 Elect Director Jiong Ma For For Management
1.5 Elect Director Steffen Thomas For Withhold Management
1.6 Elect Director Peter Donhauser For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Increase Authorized Common Stock For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ANGIODYNAMICS, INC.
Ticker: ANGO Security ID: 03475V101
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eileen O. Auen For For Management
1.2 Elect Director James C. Clemmer For For Management
1.3 Elect Director Howard W. Donnelly For For Management
1.4 Elect Director Jan Stern Reed For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ANI PHARMACEUTICALS, INC.
Ticker: ANIP Security ID: 00182C103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Brown, Jr. For Against Management
1.2 Elect Director Thomas Haughey For Against Management
1.3 Elect Director Nikhil Lalwani For For Management
1.4 Elect Director David B. Nash For Against Management
1.5 Elect Director Antonio R. Pera For For Management
1.6 Elect Director Jeanne A. Thoma For For Management
1.7 Elect Director Patrick D. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify EisnerAmper LLP as Auditors For For Management
4 Issue Shares in Connection with For For Management
Acquisition
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ANIKA THERAPEUTICS, INC.
Ticker: ANIK Security ID: 035255108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen O. Richard For For Management
1b Elect Director Jeffery S. Thompson For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francine J. Bovich For For Management
1b Elect Director Wellington J. Denahan For For Management
1c Elect Director Katie Beirne Fallon For For Management
1d Elect Director David L. Finkelstein For For Management
1e Elect Director Thomas Hamilton For For Management
1f Elect Director Kathy Hopinkah Hannan For For Management
1g Elect Director Michael Haylon For For Management
1h Elect Director Eric A. Reeves For For Management
1i Elect Director John H. Schaefer For For Management
1j Elect Director Glenn A. Votek For For Management
1k Elect Director Vicki Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANNEXON, INC.
Ticker: ANNX Security ID: 03589W102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Carson For For Management
1.2 Elect Director Muneer A. Satter For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANSYS, INC.
Ticker: ANSS Security ID: 03662Q105
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jim Frankola For For Management
1b Elect Director Alec D. Gallimore For For Management
1c Elect Director Ronald W. Hovsepian For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
ANTARES PHARMA, INC.
Ticker: ATRS Security ID: 036642106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anton G. Gueth For Withhold Management
1.2 Elect Director Robert P. Roche, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ANTERIX INC.
Ticker: ATEX Security ID: 03676C100
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Morgan E. O'Brien For For Management
1b Elect Director Robert H. Schwartz For For Management
1c Elect Director Hamid Akhavan For For Management
1d Elect Director Leslie B. Daniels For For Management
1e Elect Director Gregory A. Haller For For Management
1f Elect Director Singleton B. McAllister For For Management
1g Elect Director Gregory A. Pratt For For Management
1h Elect Director Paul Saleh For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ANTERO MIDSTREAM CORPORATION
Ticker: AM Security ID: 03676B102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael N. Kennedy For For Management
1.2 Elect Director Brooks J. Klimley For For Management
1.3 Elect Director John C. Mollenkopf For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANTERO RESOURCES CORPORATION
Ticker: AR Security ID: 03674X106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Howard Keenan, Jr. For For Management
1.2 Elect Director Jacqueline C. Mutschler For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Hay, III For For Management
1.2 Elect Director Antonio F. Neri For For Management
1.3 Elect Director Ramiro G. Peru For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION
Ticker: ANH Security ID: 037347101
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: US0373891037
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Stock Issuance for Merger with Willis For For Management
Towers Watson
2 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0403H108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For Against Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Jin-Yong Cai For For Management
1.4 Elect Director Jeffrey C. Campbell For For Management
1.5 Elect Director Fulvio Conti For For Management
1.6 Elect Director Cheryl A. Francis For For Management
1.7 Elect Director J. Michael Losh For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Gloria Santona For For Management
1.11 Elect Director Byron O. Spruell For For Management
1.12 Elect Director Carolyn Y. Woo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Ratify Ernst & Young Chartered For For Management
Accountants as Statutory Auditor
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Amend Articles of Association Re: For For Management
Article 190
7 Authorize the Board of Directors to For For Management
Capitalize Certain Non-distributable
Reserves
8 Approve Creation of Distributable For For Management
Profits by the Reduction and
Cancellation of the Amounts
Capitalized Pursuant to the Authority
Given Under Proposal 7
--------------------------------------------------------------------------------
APA CORP.
Ticker: APA Security ID: 03743Q108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director John E. Lowe For For Management
6 Elect Director H. Lamar McKay For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Amend Charter to Remove the For For Management
Pass-Through Voting Provision
--------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R754
Meeting Date: NOV 20, 2020 Meeting Type: Proxy Contest
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1 Revoke Consent to Call a Special For Did Not Vote Shareholder
Meeting to Approve a Non-Binding
Resolution Urging the Board to Put Any
Proposed Separation or Spin-Off To a
Vote At a Meeting of Stockholders
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Consent to Call a Special Meeting to For For Shareholder
Approve a Non-Binding Resolution
Urging the Board to Put Any Proposed
Separation or Spin-Off To a Vote At a
Meeting of Stockholders
2 Consent to Exercise All Rights of For For Shareholder
Common Shareholders Incidental to
Calling the Special Meeting and
Causing the Purposes of the Authority
Expressly Granted Pursuant to the
Written Requests to the Designated
Agents to be Carried into Effect
--------------------------------------------------------------------------------
APELLIS PHARMACEUTICALS, INC.
Ticker: APLS Security ID: 03753U106
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Fonteyne For Withhold Management
1.2 Elect Director Stephanie Monaghan For Withhold Management
O'Brien
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC.
Ticker: APOG Security ID: 037598109
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christina M. Alvord For For Management
1b Elect Director Herbert K. Parker For For Management
1c Elect Director Ty R. Silberhorn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.
Ticker: ARI Security ID: 03762U105
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Biderman For For Management
1.2 Elect Director Brenna Haysom For For Management
1.3 Elect Director Robert A. Kasdin For For Management
1.4 Elect Director Katherine G. Newman For For Management
1.5 Elect Director Eric L. Press For For Management
1.6 Elect Director Scott S. Prince For For Management
1.7 Elect Director Stuart A. Rothstein For For Management
1.8 Elect Director Michael E. Salvati For For Management
1.9 Elect Director Carmencita N. M. Whonder For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APOLLO GLOBAL MANAGEMENT, INC.
Ticker: APO Security ID: 03768E105
Meeting Date: OCT 01, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leon Black For For Management
1.2 Elect Director Joshua Harris For For Management
1.3 Elect Director Marc Rowan For Withhold Management
1.4 Elect Director Michael Ducey For Withhold Management
1.5 Elect Director Robert Kraft For Withhold Management
1.6 Elect Director A.B. Krongard For Withhold Management
1.7 Elect Director Pauline Richards For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Deloitte & Touche LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
APOLLO MEDICAL HOLDINGS, INC.
Ticker: AMEH Security ID: 03763A207
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth Sim For For Management
1.2 Elect Director Thomas S. Lam For For Management
1.3 Elect Director Mitchell W. Kitayama For Withhold Management
1.4 Elect Director David G. Schmidt For Withhold Management
1.5 Elect Director Mark Fawcett For For Management
1.6 Elect Director Michael F. Eng For For Management
1.7 Elect Director Li Yu For For Management
1.8 Elect Director Ernest A. Bates For Withhold Management
1.9 Elect Director Linda Marsh For For Management
1.10 Elect Director John Chiang For For Management
1.11 Elect Director Matthew Mazdyasni For For Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
APPFOLIO, INC.
Ticker: APPF Security ID: 03783C100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Bliss For For Management
1.2 Elect Director Jason Randall For For Management
1.3 Elect Director Winifred Webb For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APPIAN CORPORATION
Ticker: APPN Security ID: 03782L101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew Calkins For Withhold Management
1.2 Elect Director Robert C. Kramer For Withhold Management
1.3 Elect Director A.G.W. (Jack) Biddle, For Withhold Management
III
1.4 Elect Director Prashanth (PV) Boccassam For Withhold Management
1.5 Elect Director Michael G. Devine For Withhold Management
1.6 Elect Director Barbara (Bobbie) Kilberg For Withhold Management
1.7 Elect Director Michael J. Mulligan For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
APPLE HOSPITALITY REIT, INC.
Ticker: APLE Security ID: 03784Y200
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn W. Bunting For For Management
1.2 Elect Director Jon A. Fosheim For For Management
1.3 Elect Director Kristian M. Gathright For For Management
1.4 Elect Director Glade M. Knight For For Management
1.5 Elect Director Justin G. Knight For For Management
1.6 Elect Director Blythe J. McGarvie For For Management
1.7 Elect Director Daryl A. Nickel For For Management
1.8 Elect Director L. Hugh Redd For For Management
1.9 Elect Director Howard E. Woolley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Monica Lozano For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against Against Shareholder
5 Improve Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
APPLIED GENETIC TECHNOLOGIES CORPORATION
Ticker: AGTC Security ID: 03820J100
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William Aliski For For Management
1b Elect Director Anne VanLent For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
Ticker: AIT Security ID: 03820C105
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Pagano, Jr. For For Management
1.2 Elect Director Neil A. Schrimsher For For Management
1.3 Elect Director Peter C. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rani Borkar For For Management
1b Elect Director Judy Bruner For For Management
1c Elect Director Xun (Eric) Chen For For Management
1d Elect Director Aart J. de Geus For For Management
1e Elect Director Gary E. Dickerson For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Alexander A. Karsner For For Management
1h Elect Director Adrianna C. Ma For For Management
1i Elect Director Yvonne McGill For For Management
1j Elect Director Scott A. McGregor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Require Independent Board Chairman Against Against Shareholder
7 Improve Executive Compensation Program Against Against Shareholder
and Policy
--------------------------------------------------------------------------------
APPLIED MOLECULAR TRANSPORT INC.
Ticker: AMTI Security ID: 03824M109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall Mrsny For For Management
1.2 Elect Director Aaron VanDevender For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APPLIED OPTOELECTRONICS, INC.
Ticker: AAOI Security ID: 03823U102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Yeh For For Management
1.2 Elect Director Cynthia (Cindy) DeLaney For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
APPLIED THERAPEUTICS, INC.
Ticker: APLT Security ID: 03828A101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Jay S. Skyler For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APREA THERAPEUTICS, INC.
Ticker: APRE Security ID: 03836J102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Johan Christenson For For Management
1b Elect Director Fouad Namouni For Withhold Management
1c Elect Director Richard Peters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APTARGROUP, INC.
Ticker: ATR Security ID: 038336103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andreas C. Kramvis For For Management
1b Elect Director Maritza Gomez Montiel For For Management
1c Elect Director Jesse Wu For For Management
1d Elect Director Ralf K. Wunderlich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APTINYX INC.
Ticker: APTX Security ID: 03836N103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry O. Gosebruch For For Management
1.2 Elect Director Elisha P. Gould, III For For Management
1.3 Elect Director Robert J. Hombach For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APTIV PLC
Ticker: APTV Security ID: G6095L109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin P. Clark For For Management
1b Elect Director Richard L. Clemmer For For Management
1c Elect Director Nancy E. Cooper For For Management
1d Elect Director Nicholas M. Donofrio For For Management
1e Elect Director Rajiv L. Gupta For For Management
1f Elect Director Joseph L. Hooley For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Sean O. Mahoney For For Management
1i Elect Director Paul M. Meister For For Management
1j Elect Director Robert K. Ortberg For For Management
1k Elect Director Colin J. Parris For For Management
1l Elect Director Ana G. Pinczuk For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APYX MEDICAL CORP
Ticker: Security ID: US10211F1003
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Andrew Makrides For For Management
2 Elect Charles D. Goodwin For For Management
3 Elect Michael Geraghty For For Management
4 Elect Lawrence J. Waldman For For Management
5 Elect John C. Andres For For Management
6 Elect Craig Swandal For For Management
7 Elect Minnie Baylor-Henry For For Management
8 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
AQUESTIVE THERAPEUTICS, INC.
Ticker: AQST Security ID: 03843E104
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Santo J. Costa For For Management
1b Elect Director Julie Krop For For Management
1c Elect Director Marco Taglietti For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARAMARK
Ticker: ARMK Security ID: 03852U106
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan M. Cameron For For Management
1b Elect Director Greg Creed For For Management
1c Elect Director Calvin Darden For For Management
1d Elect Director Richard W. Dreiling For For Management
1e Elect Director Irene M. Esteves For For Management
1f Elect Director Daniel J. Heinrich For For Management
1g Elect Director Bridgette P. Heller For For Management
1h Elect Director Paul C. Hilal For For Management
1i Elect Director Karen M. King For For Management
1j Elect Director Stephen I. Sadove For For Management
1k Elect Director Arthur B. Winkleblack For For Management
1l Elect Director John J. Zillmer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ARAVIVE, INC.
Ticker: ARAV Security ID: 03890D108
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gail McIntyre For For Management
1.2 Elect Director Eric Zhang For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ARBOR REALTY TRUST, INC.
Ticker: ABR Security ID: 038923108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For Withhold Management
1.2 Elect Director William C. Green For Withhold Management
1.3 Elect Director Elliot Schwartz For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCBEST CORPORATION
Ticker: ARCB Security ID: 03937C105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eduardo F. Conrado For For Management
1.2 Elect Director Fredrik J. Eliasson For For Management
1.3 Elect Director Stephen E. Gorman For For Management
1.4 Elect Director Michael P. Hogan For For Management
1.5 Elect Director Kathleen D. McElligott For For Management
1.6 Elect Director Judy R. McReynolds For For Management
1.7 Elect Director Craig E. Philip For For Management
1.8 Elect Director Steven L. Spinner For For Management
1.9 Elect Director Janice E. Stipp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCH CAPITAL GROUP LTD.
Ticker: ACGL Security ID: G0450A105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric W. Doppstadt For For Management
1b Elect Director Laurie S. Goodman For For Management
1c Elect Director John M. Pasquesi For For Management
1d Elect Director Thomas R. Watjen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4a Elect Director Robert Appleby as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4b Elect Director Matthew Dragonetti as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4c Elect Director Seamus Fearon as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4d Elect Director H. Beau Franklin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4e Elect Director Jerome Halgan as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4f Elect Director James Haney as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4g Elect Director Chris Hovey as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4h Elect Director W. Preston Hutchings as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4i Elect Director Pierre Jal as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4j Elect Director Francois Morin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4k Elect Director David J. Mulholland as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4l Elect Director Chiara Nannini as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4m Elect Director Tim Peckett as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4n Elect Director Maamoun Rajeh as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4o Elect Director Roderick Romeo as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
--------------------------------------------------------------------------------
ARCH RESOURCES, INC.
Ticker: ARCH Security ID: 03940R107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Bartels, Jr. For Withhold Management
1.2 Elect Director James N. Chapman For Withhold Management
1.3 Elect Director John W. Eaves For For Management
1.4 Elect Director Holly Keller Koeppel For For Management
1.5 Elect Director Patrick A. Kriegshauser For For Management
1.6 Elect Director Paul A. Lang For For Management
1.7 Elect Director Richard A. Navarre For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Burke For For Management
1b Elect Director Theodore Colbert For For Management
1c Elect Director Terrell K. Crews For For Management
1d Elect Director Pierre Dufour For For Management
1e Elect Director Donald E. Felsinger For For Management
1f Elect Director Suzan F. Harrison For For Management
1g Elect Director Juan R. Luciano For For Management
1h Elect Director Patrick J. Moore For For Management
1i Elect Director Francisco J. Sanchez For For Management
1j Elect Director Debra A. Sandler For For Management
1k Elect Director Lei Z. Schlitz For For Management
1l Elect Director Kelvin R. Westbrook For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
ARCHROCK, INC.
Ticker: AROC Security ID: 03957W106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne-Marie N. Ainsworth For For Management
1.2 Elect Director D. Bradley Childers For For Management
1.3 Elect Director Gordon T. Hall For For Management
1.4 Elect Director Frances Powell Hawes For For Management
1.5 Elect Director J.W.G. 'Will' For For Management
Honeybourne
1.6 Elect Director James H. Lytal For For Management
1.7 Elect Director Leonard W. Mallett For For Management
1.8 Elect Director Jason C. Rebrook For For Management
1.9 Elect Director Edmund P. Segner, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARCONIC CORPORATION
Ticker: ARNC Security ID: 03966V107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frederick "Fritz" A. For For Management
Henderson
1b Elect Director William F. Austen For For Management
1c Elect Director Christopher L. Ayers For For Management
1d Elect Director Margaret "Peg" S. For For Management
Billson
1e Elect Director Jacques Croisetiere For For Management
1f Elect Director Elmer L. Doty For For Management
1g Elect Director Carol S. Eicher For For Management
1h Elect Director Timothy D. Myers For For Management
1i Elect Director E. Stanley O'Neal For For Management
1j Elect Director Jeffrey Stafeil For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARCOSA, INC.
Ticker: ACA Security ID: 039653100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph Alvarado For Against Management
1b Elect Director Jeffrey A. Craig For For Management
1c Elect Director John W. Lindsay For For Management
1d Elect Director Rhys J. Best For For Management
1e Elect Director David W. Biegler For For Management
1f Elect Director Antonio Carrillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC.
Ticker: ARCT Security ID: 03969T109
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Against Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC.
Ticker: ARCT Security ID: 03969T109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Farrell For For Management
1.2 Elect Director Joseph E. Payne For For Management
1.3 Elect Director Andy Sassine For For Management
1.4 Elect Director James Barlow For For Management
1.5 Elect Director Edward W. Holmes For For Management
1.6 Elect Director Magda Marquet For For Management
1.7 Elect Director Karah Parschauer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCUS BIOSCIENCES, INC.
Ticker: RCUS Security ID: 03969F109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terry Rosen For Withhold Management
1b Elect Director Kathryn Falberg For For Management
1c Elect Director Jennifer Jarrett For Withhold Management
1d Elect Director Michael Quigley For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ARCUTIS BIOTHERAPEUTICS, INC.
Ticker: ARQT Security ID: 03969K108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrie Curran For For Management
1b Elect Director Halley Gilbert For For Management
1c Elect Director Ricky Sun For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARDAGH GROUP SA
Ticker: ARD Security ID: L0223L101
Meeting Date: MAY 19, 2021 Meeting Type: Annual/Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements For For Management
3 Approve Dividends For For Management
4 Approve Discharge of Directors For For Management
5.a Reelect Johan Gorter as Class III For Against Management
Director
5.b Reelect Lord Hammond of Runnymede as For For Management
Class III Director
5.c Reelect Damien O'Brien as Class III For For Management
Director
5.d Reelect Hermanus Troskie as Class III For Against Management
Director
6 Approve Remuneration of Directors For For Management
7 Appoint PricewaterhouseCoopers as For For Management
Auditor
1 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights and Amend Article 7
of the Articles of Association
2 Approve Share Repurchase For Against Management
--------------------------------------------------------------------------------
ARDELYX, INC.
Ticker: ARDX Security ID: 039697107
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Bertrand, Jr. For For Management
1.2 Elect Director Onaiza Cadoret-Manier For For Management
1.3 Elect Director Jan Lundberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARDMORE SHIPPING CORPORATION
Ticker: ASC Security ID: Y0207T100
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Gurnee For For Management
1.2 Elect Director Helen Tveitan de Jong For For Management
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047607
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jayson Dallas For For Management
1.2 Elect Director Oliver Fetzer For For Management
1.3 Elect Director Kieran T. Gallahue For For Management
1.4 Elect Director Jennifer Jarrett For For Management
1.5 Elect Director Katharine Knobil For For Management
1.6 Elect Director Amit D. Munshi For For Management
1.7 Elect Director Garry A. Neil For For Management
1.8 Elect Director Tina S. Nova For For Management
1.9 Elect Director Nawal Ouzren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARES COMMERCIAL REAL ESTATE CORPORATION
Ticker: ACRE Security ID: 04013V108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rand S. April For Withhold Management
1.2 Elect Director Michael J Arougheti For For Management
1.3 Elect Director James E. Skinner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARES MANAGEMENT CORPORATION
Ticker: ARES Security ID: 03990B101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J Arougheti For Against Management
1b Elect Director Antoinette Bush For Against Management
1c Elect Director Paul G. Joubert For Against Management
1d Elect Director R. Kipp deVeer For Against Management
1e Elect Director David B. Kaplan For Against Management
1f Elect Director Michael Lynton For Against Management
1g Elect Director Judy D. Olian For Against Management
1h Elect Director Antony P. Ressler For Against Management
1i Elect Director Bennett Rosenthal For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARGAN, INC.
Ticker: AGX Security ID: 04010E109
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rainer H. Bosselmann For For Management
1.2 Elect Director Cynthia A. Flanders For For Management
1.3 Elect Director Peter W. Getsinger For For Management
1.4 Elect Director William F. Griffin, Jr. For For Management
1.5 Elect Director John R. Jeffrey, Jr. For For Management
1.6 Elect Director Mano S. Koilpillai For For Management
1.7 Elect Director William F. Leimkuhler For For Management
1.8 Elect Director W.G. Champion Mitchell For For Management
1.9 Elect Director James W. Quinn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Ticker: ARGO Security ID: G0464B107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bernard C. Bailey For For Management
1b Elect Director Thomas A. Bradley For For Management
1c Elect Director Fred R. Donner For For Management
1d Elect Director Anthony P. Latham For For Management
1e Elect Director Dymphna A. Lehane For For Management
1f Elect Director Samuel G. Liss For For Management
1g Elect Director Carol A. McFate For For Management
1h Elect Director Al-Noor Ramji For For Management
1i Elect Director Kevin J. Rehnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Other Business - Non-voting Item None None Management
--------------------------------------------------------------------------------
ARISTA NETWORKS, INC.
Ticker: ANET Security ID: 040413106
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly Battles For For Management
1.2 Elect Director Andreas Bechtolsheim For For Management
1.3 Elect Director Jayshree Ullal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARLINGTON ASSET INVESTMENT CORP.
Ticker: AAIC Security ID: 041356205
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel E. Berce For For Management
1b Elect Director David W. Faeder For Against Management
1c Elect Director Melinda H. McClure For Against Management
1d Elect Director Ralph S. Michael, III For For Management
1e Elect Director Anthony P. Nader, III For Against Management
1f Elect Director J. Rock Tonkel, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARLO TECHNOLOGIES INC
Ticker: ARLO Security ID: 04206A101
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Prashant Aggarwal For For Management
2 Elect Amy Rothstein For For Management
3 Elect Grady K. Summers For For Management
2 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ARLO TECHNOLOGIES, INC.
Ticker: ARLO Security ID: 04206A101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Matthew McRae For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARMADA HOFFLER PROPERTIES, INC.
Ticker: AHH Security ID: 04208T108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Allen For For Management
1.2 Elect Director James A. Carroll For For Management
1.3 Elect Director James C. Cherry For For Management
1.4 Elect Director Louis S. Haddad For For Management
1.5 Elect Director Eva S. Hardy For For Management
1.6 Elect Director Daniel A. Hoffler For For Management
1.7 Elect Director A. Russell Kirk For For Management
1.8 Elect Director Dorothy S. McAuliffe For For Management
1.9 Elect Director John W. Snow For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARMOUR RESIDENTIAL REIT, INC.
Ticker: ARR Security ID: 042315507
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott J. Ulm For For Management
1.2 Elect Director Jeffrey J. Zimmer For For Management
1.3 Elect Director Daniel C. Staton For For Management
1.4 Elect Director Marc H. Bell For For Management
1.5 Elect Director Z. Jamie Behar For For Management
1.6 Elect Director Carolyn Downey For For Management
1.7 Elect Director Thomas K. Guba For For Management
1.8 Elect Director Robert C. Hain For For Management
1.9 Elect Director John "Jack" P. For For Management
Hollihan, III
1.10 Elect Director Stewart J. Paperin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC.
Ticker: AWI Security ID: 04247X102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stan A. Askren For For Management
1.2 Elect Director Victor D. Grizzle For For Management
1.3 Elect Director Tao Huang For For Management
1.4 Elect Director Barbara L. Loughran For For Management
1.5 Elect Director Larry S. Mcwilliams For For Management
1.6 Elect Director James C. Melville For For Management
1.7 Elect Director Wayne R. Shurts For For Management
1.8 Elect Director Roy W. Templin For For Management
1.9 Elect Director Cherryl T. Thomas For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARRAY TECHNOLOGIES, INC.
Ticker: ARRY Security ID: 04271T100
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy Alstead For For Management
1.2 Elect Director Orlando D. Ashford For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry W. Perry For For Management
1.2 Elect Director William F. Austen For For Management
1.3 Elect Director Steven H. Gunby For For Management
1.4 Elect Director Gail E. Hamilton For For Management
1.5 Elect Director Richard S. Hill For For Management
1.6 Elect Director M. F. (Fran) Keeth For For Management
1.7 Elect Director Andrew C. Kerin For For Management
1.8 Elect Director Laurel J. Krzeminski For For Management
1.9 Elect Director Michael J. Long For For Management
1.10 Elect Director Stephen C. Patrick For For Management
1.11 Elect Director Gerry P. Smith For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARROW FINANCIAL CORPORATION
Ticker: AROW Security ID: 042744102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael B. Clarke For For Management
1.2 Elect Director David G. Kruczlnicki For For Management
1.3 Elect Director Thomas J. Murphy For For Management
1.4 Elect Director Raymond F. O'Conor For For Management
1.5 Elect Director Gregory J. Champion For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARROWHEAD PHARMACEUTICALS, INC.
Ticker: ARWR Security ID: 04280A100
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Anzalone For For Management
1.2 Elect Director Marianne De Backer For Against Management
1.3 Elect Director Mauro Ferrari For Against Management
1.4 Elect Director Douglass Given For For Management
1.5 Elect Director Oye Olukotun For For Management
1.6 Elect Director Michael S. Perry For Against Management
1.7 Elect Director William Waddill For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Rose, Snyder & Jacobs LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO.
Ticker: AJG Security ID: 363576109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director William L. Bax For For Management
1c Elect Director D. John Coldman For For Management
1d Elect Director J. Patrick Gallagher, For For Management
Jr.
1e Elect Director David S. Johnson For For Management
1f Elect Director Kay W. McCurdy For For Management
1g Elect Director Christopher C. Miskel For For Management
1h Elect Director Ralph J. Nicoletti For For Management
1i Elect Director Norman L. Rosenthal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARTISAN PARTNERS ASSET MANAGEMENT INC.
Ticker: APAM Security ID: 04316A108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer A. Barbetta For For Management
1.2 Elect Director Matthew R. Barger For Withhold Management
1.3 Elect Director Eric R. Colson For For Management
1.4 Elect Director Tench Coxe For For Management
1.5 Elect Director Stephanie G. DiMarco For For Management
1.6 Elect Director Jeffrey A. Joerres For Withhold Management
1.7 Elect Director Andrew A. Ziegler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
ARVINAS, INC.
Ticker: ARVN Security ID: 04335A105
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Dixon For For Management
1.2 Elect Director Edward Kennedy, Jr. For For Management
1.3 Elect Director Bradley Margus For For Management
1.4 Elect Director Briggs Morrison For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC.
Ticker: ABG Security ID: 043436104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Reddin For For Management
1b Elect Director Joel Alsfine For For Management
1c Elect Director Thomas C. DeLoach, Jr. For For Management
1d Elect Director William D. Fay For For Management
1e Elect Director David W. Hult For For Management
1f Elect Director Juanita T. James For For Management
1g Elect Director Philip F. Maritz For For Management
1h Elect Director Maureen F. Morrison For For Management
1i Elect Director Bridget Ryan-Berman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASGN INCORPORATED
Ticker: ASGN Security ID: 00191U102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Dyer For For Management
1.2 Elect Director Mariel A. Joliet For For Management
1.3 Elect Director Marty R. Kittrell For For Management
1.4 Elect Director Carol Lindstrom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASHLAND GLOBAL HOLDINGS INC.
Ticker: ASH Security ID: 044186104
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brendan M. Cummins For For Management
1.2 Elect Director William G. Dempsey For For Management
1.3 Elect Director Jay V. Ihlenfeld For For Management
1.4 Elect Director Wetteny Joseph For For Management
1.5 Elect Director Susan L. Main For For Management
1.6 Elect Director Guillermo Novo For For Management
1.7 Elect Director Jerome A. Peribere For For Management
1.8 Elect Director Ricky C. Sandler For For Management
1.9 Elect Director Janice J. Teal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
ASPEN AEROGELS, INC.
Ticker: ASPN Security ID: 04523Y105
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca B. Blalock For Withhold Management
1.2 Elect Director Robert M. Gervis For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASPEN GROUP, INC.
Ticker: ASPU Security ID: 04530L203
Meeting Date: DEC 21, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Mathews For For Management
1.2 Elect Director Frank J. Cotroneo For For Management
1.3 Elect Director Norman D. Dicks For For Management
1.4 Elect Director C. James Jensen For For Management
1.5 Elect Director Andrew Kaplan For For Management
1.6 Elect Director Douglas Kass For For Management
1.7 Elect Director Michael Koehneman For For Management
1.8 Elect Director Sanford Rich For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Salberg & Company, P.A. as For For Management
Auditors
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC.
Ticker: AZPN Security ID: 045327103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Bradicich For For Management
1.2 Elect Director Adriana Karaboutis For For Management
1.3 Elect Director Georgia Keresty For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASPIRA WOMEN'S HEALTH INC.
Ticker: AWH Security ID: 04537Y109
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Brooks For For Management
1.2 Elect Director Veronica G.H. Jordan For For Management
1.3 Elect Director James T. LaFrance For Against Management
1.4 Elect Director Valerie B. Palmieri For For Management
1.5 Elect Director Nicole Sandford For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASSEMBLY BIOSCIENCES, INC.
Ticker: ASMB Security ID: 045396108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony E. Altig For For Management
1b Elect Director Gina Consylman For For Management
1c Elect Director Richard D. DiMarchi For For Management
1d Elect Director Myron Z. Holubiak For For Management
1e Elect Director Lisa R. Johnson-Pratt For For Management
1f Elect Director Susan Mahony For For Management
1g Elect Director John G. McHutchison For For Management
1h Elect Director William R. Ringo, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ASSETMARK FINANCIAL HOLDINGS, INC.
Ticker: AMK Security ID: 04546L106
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia Guinn For For Management
1.2 Elect Director Ying Sun For Withhold Management
1.3 Elect Director Joseph Velli For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASSOCIATED BANC-CORP
Ticker: ASB Security ID: 045487105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director Philip B. Flynn For For Management
1.3 Elect Director R. Jay Gerken For For Management
1.4 Elect Director Judith P. Greffin For For Management
1.5 Elect Director Michael J. Haddad For For Management
1.6 Elect Director Robert A. Jeffe For For Management
1.7 Elect Director Eileen A. Kamerick For For Management
1.8 Elect Director Gale E. Klappa For For Management
1.9 Elect Director Cory L. Nettles For For Management
1.10 Elect Director Karen T. van Lith For For Management
1.11 Elect Director John (Jay) B. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASSOCIATED CAPITAL GROUP, INC.
Ticker: AC Security ID: 045528106
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Marc Gabelli For Withhold Management
1.3 Elect Director Douglas R. Jamieson For For Management
1.4 Elect Director Daniel R. Lee For For Management
1.5 Elect Director Bruce M. Lisman For For Management
1.6 Elect Director Richard T. Prins For For Management
1.7 Elect Director Frederic V. Salerno For Withhold Management
1.8 Elect Director Salvatore F. Sodano For For Management
1.9 Elect Director Elisa M. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine D. Rosen For For Management
1b Elect Director Paget L. Alves For For Management
1c Elect Director J. Braxton Carter For For Management
1d Elect Director Juan N. Cento For For Management
1e Elect Director Alan B. Colberg For For Management
1f Elect Director Harriet Edelman For For Management
1g Elect Director Lawrence V. Jackson For For Management
1h Elect Director Jean-Paul L. Montupet For For Management
1i Elect Director Debra J. Perry For For Management
1j Elect Director Ognjen (Ogi) Redzic For For Management
1k Elect Director Paul J. Reilly For For Management
1l Elect Director Robert W. Stein For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ASSURED GUARANTY LTD.
Ticker: AGO Security ID: G0585R106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francisco L. Borges For For Management
1b Elect Director G. Lawrence Buhl For For Management
1c Elect Director Dominic J. Frederico For For Management
1d Elect Director Bonnie L. Howard For For Management
1e Elect Director Thomas W. Jones For For Management
1f Elect Director Patrick W. Kenny For For Management
1g Elect Director Alan J. Kreczko For For Management
1h Elect Director Simon W. Leathes For For Management
1i Elect Director Michelle McCloskey For For Management
1j Elect Director Michael T. O'Kane For For Management
1k Elect Director Yukiko Omura For For Management
1l Elect Director Lorin P.T. Radtke For For Management
1m Elect Director Courtney C. Shea For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4aa Elect Howard W. Albert as Director of For For Management
Assured Guaranty Re Ltd.
4ab Elect Robert A. Bailenson as Director For For Management
of Assured Guaranty Re Ltd.
4ac Elect Russell B. Brewer, II as For For Management
Director of Assured Guaranty Re Ltd.
4ad Elect Gary Burnet as Director of For For Management
Assured Guaranty Re Ltd.
4ae Elect Ling Chow as Director of Assured For For Management
Guaranty Re Ltd.
4af Elect Stephen Donnarumma as Director For For Management
of Assured Guaranty Re Ltd.
4ag Elect Dominic J. Frederico as Director For For Management
of Assured Guaranty Re Ltd.
4ah Elect Darrin Futter as Director of For For Management
Assured Guaranty Re Ltd.
4ai Elect Walter A. Scott as Director of For For Management
Assured Guaranty Re Ltd.
4B Ratify PricewaterhouseCoopers LLP as For For Management
Auditor of Assured Guaranty Re Ltd.
--------------------------------------------------------------------------------
ASTEC INDUSTRIES, INC.
Ticker: ASTE Security ID: 046224101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Baker For For Management
1.2 Elect Director Glen E. Tellock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASTRONICS CORPORATION
Ticker: ATRO Security ID: 046433108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond W. Boushie For For Management
1.2 Elect Director Robert T. Brady For Withhold Management
1.3 Elect Director Tonit M. Calaway For Withhold Management
1.4 Elect Director Jeffry D. Frisby For Withhold Management
1.5 Elect Director Peter J. Gundermann For For Management
1.6 Elect Director Warren C. Johnson For Withhold Management
1.7 Elect Director Robert S. Keane For For Management
1.8 Elect Director Neil Y. Kim For For Management
1.9 Elect Director Mark Moran For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AT HOME GROUP INC.
Ticker: HOME Security ID: 04650Y100
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy A. Beck For For Management
1.2 Elect Director John J. Butcher For For Management
1.3 Elect Director Philip L. Francis For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Kennard For For Management
1b Elect Director Samuel A. Di Piazza, Jr. For For Management
1c Elect Director Scott T. Ford For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Stephen J. Luczo For For Management
1g Elect Director Michael B. McCallister For For Management
1h Elect Director Beth E. Mooney For For Management
1i Elect Director Matthew K. Rose For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Cynthia B. Taylor For For Management
1l Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
--------------------------------------------------------------------------------
ATARA BIOTHERAPEUTICS, INC.
Ticker: ATRA Security ID: 046513107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric L. Dobmeier For For Management
1.2 Elect Director William K. Heiden For For Management
1.3 Elect Director Beth Seidenberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATEA PHARMACEUTICALS, INC.
Ticker: AVIR Security ID: 04683R106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Pierre Sommadossi For For Management
1.2 Elect Director Franklin Berger For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATHENEX, INC.
Ticker: ATNX Security ID: 04685N103
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie Davis For For Management
1.2 Elect Director Benson Kwan Hung Tsang For For Management
1.3 Elect Director Jinn Wu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATHERSYS, INC.
Ticker: ATHX Security ID: 04744L106
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ismail Kola For For Management
1b Elect Director John Harrington For For Management
1c Elect Director Hardy TS Kagimoto For For Management
1d Elect Director Katherine Kalin For For Management
1e Elect Director Lorin Randall For For Management
1f Elect Director Baiju Shah For For Management
1g Elect Director Kenneth Traub For For Management
1h Elect Director Jane Wasman For For Management
1i Elect Director Jack Wyszomierski For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATHIRA PHARMA, INC.
Ticker: ATHA Security ID: 04746L104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tadataka Yamada For For Management
1.2 Elect Director Leen Kawas For For Management
1.3 Elect Director Barbara Kosacz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATKORE INTERNATIONAL GROUP INC.
Ticker: ATKR Security ID: 047649108
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Betty R. Johnson For For Management
1b Elect Director William E. Waltz, Jr. For For Management
1c Elect Director A. Mark Zeffiro For For Management
1d Elect Director Jeri L. Isbell For For Management
1e Elect Director Wilbert W. James, Jr. For For Management
1f Elect Director Michael V. Schrock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC.
Ticker: ACBI Security ID: 048269203
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. "Sonny" For Withhold Management
Deriso, Jr.
1.2 Elect Director Shantella E. "Shan" For For Management
Cooper
1.3 Elect Director David H. Eidson For For Management
1.4 Elect Director Henchy R. Enden For For Management
1.5 Elect Director James H. Graves For For Management
1.6 Elect Director Douglas J. Hertz For For Management
1.7 Elect Director Thomas "Tommy" M. Holder For For Management
1.8 Elect Director Lizanne Thomas For Withhold Management
1.9 Elect Director Douglas L. Williams For For Management
1.10 Elect Director Marietta Edmunds Zakas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ATLANTIC POWER CORPORATION
Ticker: ATP Security ID: 04878Q863
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by I Squared For For Management
Capital
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ATLANTIC UNION BANKSHARES CORPORTATION
Ticker: AUB Security ID: 04911A107
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas P. Rohman For For Management
1.2 Elect Director Thomas G. Snead, Jr. For For Management
1.3 Elect Director Ronald L. Tillett For For Management
1.4 Elect Director Keith L. Wampler For For Management
1.5 Elect Director F. Blair Wimbush For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATLANTICUS HOLDINGS CORPORATION
Ticker: ATLC Security ID: 04914Y102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Hanna For For Management
1.2 Elect Director Denise M. Harrod For For Management
1.3 Elect Director Jeffrey A. Howard For For Management
1.4 Elect Director Deal W. Hudson For Withhold Management
1.5 Elect Director Joann G. Jones For For Management
1.6 Elect Director Mack F. Mattingly For For Management
1.7 Elect Director Thomas G. Rosencrants For For Management
--------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC.
Ticker: AAWW Security ID: 049164205
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Bernlohr For For Management
1.2 Elect Director Charles F. Bolden, Jr. For For Management
1.3 Elect Director John W. Dietrich For For Management
1.4 Elect Director Beverly K. Goulet For For Management
1.5 Elect Director Bobby J. Griffin For For Management
1.6 Elect Director Carol B. Hallett For For Management
1.7 Elect Director Duncan J. McNabb For For Management
1.8 Elect Director Sheila A. Stamps For For Management
1.9 Elect Director John K. Wulff For For Management
1.10 Elect Director Carol J. Zierhoffer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC
Ticker: TEAM Security ID: G06242104
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Appoint Ernst & Young LLP as Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Director Shona L. Brown For For Management
6 Elect Director Michael Cannon-Brookes For For Management
7 Elect Director Scott Farquhar For For Management
8 Elect Director Heather Mirjahangir For For Management
Fernandez
9 Elect Director Sasan Goodarzi For For Management
10 Elect Director Jay Parikh For For Management
11 Elect Director Enrique Salem For For Management
12 Elect Director Steven Sordello For For Management
13 Elect Director Richard P. Wong For For Management
14 Authorize to Make Off-Market Purchases For Against Management
of Ordinary Shares
15 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION
Ticker: ATO Security ID: 049560105
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Kevin Akers For For Management
1b Elect Director Robert W. Best For For Management
1c Elect Director Kim R. Cocklin For For Management
1d Elect Director Kelly H. Compton For For Management
1e Elect Director Sean Donohue For For Management
1f Elect Director Rafael G. Garza For For Management
1g Elect Director Richard K. Gordon For For Management
1h Elect Director Robert C. Grable For For Management
1i Elect Director Nancy K. Quinn For For Management
1j Elect Director Richard A. Sampson For For Management
1k Elect Director Stephen R. Springer For For Management
1l Elect Director Diana J. Walters For For Management
1m Elect Director Richard Ware, II For For Management
1n Elect Director Frank Yoho For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATN INTERNATIONAL, INC.
Ticker: ATNI Security ID: 00215F107
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bernard J. Bulkin For For Management
1b Elect Director James S. Eisenstein For For Management
1c Elect Director Richard J. Ganong For For Management
1d Elect Director John C. Kennedy For For Management
1e Elect Director Pamela F. Lenehan For For Management
1f Elect Director Liane J. Pelletier For For Management
1g Elect Director Michael T. Prior For For Management
1h Elect Director Charles J. Roesslein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATN INTERNATIONAL, INC.
Ticker: ATNI Security ID: 00215F107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bernard J. Bulkin For For Management
1b Elect Director James S. Eisenstein For For Management
1c Elect Director Richard J. Ganong For For Management
1d Elect Director John C. Kennedy For For Management
1e Elect Director Pamela F. Lenehan For For Management
1f Elect Director Liane J. Pelletier For For Management
1g Elect Director Michael T. Prior For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATOMERA INCORPORATED
Ticker: ATOM Security ID: 04965B100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Gerber For For Management
1.2 Elect Director Scott Bibaud For For Management
1.3 Elect Director C. Rinn Cleavelin For Withhold Management
1.4 Elect Director Steve Shevick For Withhold Management
1.5 Elect Director Duy-Loan T. Le For Withhold Management
2 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATRECA, INC.
Ticker: BCEL Security ID: 04965G109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Atwood For For Management
1.2 Elect Director William H. Robinson For For Management
1.3 Elect Director Tito A. Serafini For For Management
2 Ratify OUM & Co. LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATRICURE, INC.
Ticker: ATRC Security ID: 04963C209
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael H. Carrel For For Management
1b Elect Director Mark A. Collar For For Management
1c Elect Director Daniel P. Florin For For Management
1d Elect Director Regina E. Groves For For Management
1e Elect Director B. Kristine Johnson For For Management
1f Elect Director Karen N. Prange For For Management
1g Elect Director Sven A. Wehrwein For For Management
1h Elect Director Robert S. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATRION CORPORATION
Ticker: ATRI Security ID: 049904105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Preston G. Athey For Against Management
1b Elect Director Hugh J. Morgan, Jr. For Against Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUDACY, INC.
Ticker: AUD Security ID: 293639100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David Levy For For Management
2.1 Elect Director Louise C. Kramer For For Management
2.2 Elect Director Susan K. Neely For For Management
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew Anagnost For For Management
1b Elect Director Karen Blasing For For Management
1c Elect Director Reid French For For Management
1d Elect Director Ayanna Howard For For Management
1e Elect Director Blake Irving For For Management
1f Elect Director Mary T. McDowell For For Management
1g Elect Director Stephen Milligan For For Management
1h Elect Director Lorrie M. Norrington For For Management
1i Elect Director Elizabeth (Betsy) Rafael For For Management
1j Elect Director Stacy J. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Bisson For For Management
1b Elect Director Richard T. Clark For For Management
1c Elect Director Linnie M. Haynesworth For For Management
1d Elect Director John P. Jones For For Management
1e Elect Director Francine S. Katsoudas For For Management
1f Elect Director Nazzic S. Keene For For Management
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Scott F. Powers For For Management
1i Elect Director William J. Ready For For Management
1j Elect Director Carlos A. Rodriguez For For Management
1k Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Non-Management Employee Against Against Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mike Jackson For For Management
1b Elect Director Rick L. Burdick For For Management
1c Elect Director David B. Edelson For For Management
1d Elect Director Steven L. Gerard For For Management
1e Elect Director Robert R. Grusky For For Management
1f Elect Director Norman K. Jenkins For For Management
1g Elect Director Lisa Lutoff-Perlo For For Management
1h Elect Director G. Mike Mikan For For Management
1i Elect Director Jacqueline A. Travisano For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Provide Right to Call A Special Meeting Against For Shareholder
--------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Linda A. Goodspeed For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Enderson Guimaraes For For Management
1.5 Elect Director Michael M. Calbert For For Management
1.6 Elect Director D. Bryan Jordan For For Management
1.7 Elect Director Gale V. King For For Management
1.8 Elect Director George R. Mrkonic, Jr. For For Management
1.9 Elect Director William C. Rhodes, III For For Management
1.10 Elect Director Jill A. Soltau For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVALARA, INC.
Ticker: AVLR Security ID: 05338G106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marion Foote For For Management
1.2 Elect Director Rajeev Singh For For Management
1.3 Elect Director Kathleen Zwickert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVALON GLOBOCARE CORP
Ticker: AVCO Security ID: 05344R104
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wenzhao Lu For For Management
2 Elect David Jin For For Management
3 Elect Meng Li For For Management
4 Elect Yancen Lu For For Management
5 Elect Steven A. Sanders For Abstain Management
6 Elect Wilbert J. Tauzin, II For For Management
7 Elect William B. Stilley, III For For Management
8 Elect Tevi Troy For For Management
9 Elect Yue Li For For Management
10 Ratification of Auditor For For Management
11 Approval of the 2020 Incentive Stock For For Management
Plan
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Terry S. Brown For For Management
1c Elect Director Alan B. Buckelew For For Management
1d Elect Director Ronald L. Havner, Jr. For For Management
1e Elect Director Stephen P. Hills For For Management
1f Elect Director Christopher B. Howard For For Management
1g Elect Director Richard J. Lieb For For Management
1h Elect Director Nnenna Lynch For For Management
1i Elect Director Timothy J. Naughton For For Management
1j Elect Director Benjamin W. Schall For For Management
1k Elect Director Susan Swanezy For For Management
1l Elect Director W. Edward Walter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVANGRID, INC.
Ticker: AGR Security ID: 05351W103
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ignacio S. Galan For Against Management
1.2 Elect Director John Baldacci For Against Management
1.3 Elect Director Daniel Alcain Lopez For Against Management
1.4 Elect Director Dennis V. Arriola For Against Management
1.5 Elect Director Pedro Azagra Blazquez For Against Management
1.6 Elect Director Robert Duffy For For Management
1.7 Elect Director Teresa Herbert For For Management
1.8 Elect Director Patricia Jacobs For Against Management
1.9 Elect Director John Lahey For Against Management
1.10 Elect Director Jose Angel Marra For Against Management
Rodriguez
1.11 Elect Director Santiago Martinez For Against Management
Garrido
1.12 Elect Director Jose Sainz Armada For Against Management
1.13 Elect Director Alan Solomont For For Management
1.14 Elect Director Elizabeth Timm For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVANOS MEDICAL, INC.
Ticker: AVNS Security ID: 05350V106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary D. Blackford For For Management
1b Elect Director Patrick J. O'Leary For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVANTOR, INC.
Ticker: AVTR Security ID: 05352A100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew Holt For For Management
1b Elect Director Christi Shaw For For Management
1c Elect Director Michael Severino For For Management
1d Elect Director Gregory Summe For For Management
2a Provide Right to Call Special Meeting For For Management
2b Eliminate Supermajority Vote For For Management
Requirements
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVAYA HOLDINGS CORP.
Ticker: AVYA Security ID: 05351X101
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Chirico, Jr. For For Management
1.2 Elect Director Stephan Scholl For For Management
1.3 Elect Director Susan L. Spradley For For Management
1.4 Elect Director Stanley J. Sutula, III For For Management
1.5 Elect Director Robert Theis For For Management
1.6 Elect Director Scott D. Vogel For For Management
1.7 Elect Director William D. Watkins For For Management
1.8 Elect Director Jacqueline 'Jackie' E. For For Management
Yeaney
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVEO PHARMACEUTICALS, INC.
Ticker: AVEO Security ID: 053588307
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Bailey For For Management
1.2 Elect Director Kenneth Bate For For Management
1.3 Elect Director Kevin Cullen For For Management
1.4 Elect Director Corinne Epperly For For Management
1.5 Elect Director Anthony Evnin For For Management
1.6 Elect Director Gregory Mayes For For Management
1.7 Elect Director Scarlett Spring For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradley A. Alford For For Management
1b Elect Director Anthony K. Anderson For For Management
1c Elect Director Mark J. Barrenechea For For Management
1d Elect Director Mitchell R. Butier For For Management
1e Elect Director Ken C. Hicks For For Management
1f Elect Director Andres A. Lopez For For Management
1g Elect Director Patrick T. Siewert For For Management
1h Elect Director Julia A. Stewart For For Management
1i Elect Director Martha N. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVID BIOSERVICES, INC.
Ticker: CDMO Security ID: 05368M106
Meeting Date: OCT 20, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bamforth For Withhold Management
1.2 Elect Director Joseph Carleone For For Management
1.3 Elect Director Nicholas S. Green For For Management
1.4 Elect Director Richard B. Hancock For For Management
1.5 Elect Director Catherine J. Mackey For Withhold Management
1.6 Elect Director Gregory P. Sargen For For Management
1.7 Elect Director Patrick D. Walsh For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVID TECHNOLOGY, INC.
Ticker: AVID Security ID: 05367P100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christian A. Asmar For For Management
1b Elect Director Elizabeth M. Daley For For Management
1c Elect Director Nancy Hawthorne For For Management
1d Elect Director Michelle Munson For For Management
1e Elect Director Daniel B. Silvers For For Management
1f Elect Director John P. Wallace For For Management
1g Elect Director Peter Westley For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVIDITY BIOSCIENCES, INC.
Ticker: RNA Security ID: 05370A108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carsten Boess For Withhold Management
1.2 Elect Director Sarah Boyce For For Management
1.3 Elect Director Troy Wilson For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVIENT CORPORATION
Ticker: AVNT Security ID: 05368V106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Abernathy For For Management
1.2 Elect Director Richard H. Fearon For For Management
1.3 Elect Director Gregory J. Goff For For Management
1.4 Elect Director William R. Jellison For For Management
1.5 Elect Director Sandra Beach Lin For For Management
1.6 Elect Director Kim Ann Mink For For Management
1.7 Elect Director Robert M. Patterson For For Management
1.8 Elect Director Kerry J. Preete For For Management
1.9 Elect Director Patricia Verduin For For Management
1.10 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVIS BUDGET GROUP, INC.
Ticker: CAR Security ID: 053774105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernardo Hees For For Management
1.2 Elect Director Lynn Krominga For Against Management
1.3 Elect Director Glenn Lurie For For Management
1.4 Elect Director Jagdeep Pahwa For For Management
1.5 Elect Director Karthik Sarma For Against Management
1.6 Elect Director Carl Sparks For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVISTA CORPORATION
Ticker: AVA Security ID: 05379B107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristianne Blake For For Management
1b Elect Director Donald C. Burke For For Management
1c Elect Director Rebecca A. Klein For For Management
1d Elect Director Sena M. Kwawu For For Management
1e Elect Director Scott H. Maw For For Management
1f Elect Director Scott L. Morris For For Management
1g Elect Director Jeffry L. Philipps For For Management
1h Elect Director Heidi B. Stanley For For Management
1i Elect Director R. John Taylor For For Management
1j Elect Director Dennis P. Vermillion For For Management
1k Elect Director Janet D. Widmann For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Carlo Bozotti For For Management
1c Elect Director Michael A. Bradley For For Management
1d Elect Director Brenda L. Freeman For For Management
1e Elect Director Jo Ann Jenkins For For Management
1f Elect Director Oleg Khaykin For For Management
1g Elect Director James A. Lawrence For For Management
1h Elect Director Avid Modjtabai For For Management
1i Elect Director Adalio T. Sanchez For For Management
1j Elect Director William H. Schumann, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVROBIO, INC.
Ticker: AVRO Security ID: 05455M100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Booth For For Management
1.2 Elect Director Phillip B. Donenberg For For Management
1.3 Elect Director Geoff MacKay For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AXALTA COATING SYSTEMS LTD.
Ticker: AXTA Security ID: G0750C108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Bryant For For Management
1.2 Elect Director Steven M. Chapman For For Management
1.3 Elect Director William M. Cook For For Management
1.4 Elect Director Mark Garrett For For Management
1.5 Elect Director Deborah J. Kissire For For Management
1.6 Elect Director Elizabeth C. Lempres For For Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Rakesh Sachdev For For Management
1.9 Elect Director Samuel L. Smolik For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXCELIS TECHNOLOGIES, INC.
Ticker: ACLS Security ID: 054540208
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tzu-Yin "TY" Chiu For Withhold Management
1.2 Elect Director Richard J. Faubert For For Management
1.3 Elect Director Arthur L. George, Jr. For For Management
1.4 Elect Director Joseph P. Keithley For Withhold Management
1.5 Elect Director John T. Kurtzweil For For Management
1.6 Elect Director Mary G. Puma For For Management
1.7 Elect Director Thomas St. Dennis For Withhold Management
1.8 Elect Director Jorge Titinger For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXCELLA HEALTH INC.
Ticker: AXLA Security ID: 05454B105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Behar For For Management
1.2 Elect Director Gary Pisano For For Management
1.3 Elect Director Cristina M. Rondinone For Withhold Management
1.4 Elect Director Shreeram Aradhye For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Davis For For Management
1.2 Elect Director Elanor R. Hardwick For For Management
1.3 Elect Director Axel Theis For For Management
1.4 Elect Director Barbara A. Yastine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Deloitte Ltd., Hamilton, For For Management
Bermuda as Auditors and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
AXOGEN, INC.
Ticker: AXGN Security ID: 05463X106
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen Zaderej For For Management
1.2 Elect Director Gregory Freitag For For Management
1.3 Elect Director Quentin Blackford For For Management
1.4 Elect Director Mark Gold For For Management
1.5 Elect Director Alan Levine For For Management
1.6 Elect Director Guido Neels For For Management
1.7 Elect Director Paul Thomas For For Management
1.8 Elect Director Amy Wendell For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AXON ENTERPRISE, INC.
Ticker: AXON Security ID: 05464C101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Carmona For Withhold Management
1.2 Elect Director Julie Cullivan For For Management
1.3 Elect Director Caitlin Kalinowski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Approve the Increase in the Maximum For For Management
Number of Directors from Nine to Eleven
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
AXONICS, INC.
Ticker: AXNX Security ID: 05465P101
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond W. Cohen For For Management
1b Elect Director Robert E. McNamara For For Management
1c Elect Director Michael H. Carrel For For Management
1d Elect Director Nancy Snyderman For For Management
1e Elect Director Jane E. Kiernan For For Management
1f Elect Director David M. Demski For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AXOS FINANCIAL, INC.
Ticker: AX Security ID: 05465C100
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brandon Black For For Management
1.2 Elect Director Tamara N. Bohlig For Withhold Management
1.3 Elect Director Nicholas A. Mosich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AXSOME THERAPEUTICS, INC.
Ticker: AXSM Security ID: 05464T104
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herriot Tabuteau For For Management
1.2 Elect Director Mark Coleman For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AXT, INC.
Ticker: AXTI Security ID: 00246W103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jesse Chen For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify BPM LLP as Auditors For For Management
--------------------------------------------------------------------------------
AYTU BIOPHARMA, INC.
Ticker: AYTU Security ID: 054754874
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua R. Disbrow For For Management
1.2 Elect Director Gary V. Cantrell For Withhold Management
1.3 Elect Director Carl C. Dockery For Withhold Management
1.4 Elect Director John Donofrio, Jr. For Withhold Management
1.5 Elect Director Michael Macaluso For Withhold Management
1.6 Elect Director Beth Hecht For For Management
1.7 Elect Director Steven J. Boyd For For Management
1.8 Elect Director Jerry McLaughlin For For Management
2 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
AYTU BIOSCIENCE, INC.
Ticker: AYTU Security ID: 054754874
Meeting Date: MAR 18, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Change Company Name to Aytu Biopharma, For For Management
Inc.
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AZZ INC
Ticker: AZZ Security ID: US0024741045
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Daniel E. Berce For For Management
2 Elect Paul Eisman For For Management
3 Elect Daniel R. Feehan For For Management
4 Elect Thomas E. Ferguson For For Management
5 Elect Kevern R. Joyce For For Management
6 Elect Venita McCellon-Allen For For Management
7 Elect Ed McGough For For Management
8 Elect Steven R. Purvis For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
B&G FOODS, INC.
Ticker: BGS Security ID: 05508R106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director DeAnn L. Brunts For For Management
1.2 Elect Director Debra Martin Chase For For Management
1.3 Elect Director Charles F. Marcy For For Management
1.4 Elect Director Robert D. Mills For For Management
1.5 Elect Director Dennis M. Mullen For For Management
1.6 Elect Director Cheryl M. Palmer For For Management
1.7 Elect Director Alfred Poe For For Management
1.8 Elect Director Stephen C. Sherrill For For Management
1.9 Elect Director David L. Wenner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
B. RILEY FINANCIAL, INC.
Ticker: RILY Security ID: 05580M108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryant R. Riley For For Management
1.2 Elect Director Thomas J. Kelleher For For Management
1.3 Elect Director Robert L. Antin For Against Management
1.4 Elect Director Robert D'Agostino For For Management
1.5 Elect Director Randall E. Paulson For For Management
1.6 Elect Director Michael J. Sheldon For For Management
1.7 Elect Director Mimi K. Walters For Against Management
1.8 Elect Director Mikel H. Williams For Against Management
2 Ratify Marcum LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BADGER METER, INC.
Ticker: BMI Security ID: 056525108
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd A. Adams For For Management
1.2 Elect Director Kenneth C. Bockhorst For For Management
1.3 Elect Director Gale E. Klappa For For Management
1.4 Elect Director Gail A. Lione For For Management
1.5 Elect Director James W. McGill For For Management
1.6 Elect Director Tessa M. Myers For For Management
1.7 Elect Director James F. Stern For For Management
1.8 Elect Director Glen E. Tellock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Report on Board Diversity Against Against Shareholder
--------------------------------------------------------------------------------
BAKER HUGHES COMPANY
Ticker: BKR Security ID: 05722G100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Geoffrey Beattie For For Management
1.2 Elect Director Gregory D. Brenneman For For Management
1.3 Elect Director Cynthia B. Carroll For For Management
1.4 Elect Director Clarence P. Cazalot, Jr. For For Management
1.5 Elect Director Nelda J. Connors For For Management
1.6 Elect Director Gregory L. Ebel For For Management
1.7 Elect Director Lynn L. Elsenhans For For Management
1.8 Elect Director John G. Rice For For Management
1.9 Elect Director Lorenzo Simonelli For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BALCHEM CORPORATION
Ticker: BCPC Security ID: 057665200
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Knutson For Withhold Management
1.2 Elect Director Joyce Lee For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BALL CORPORATION
Ticker: BLL Security ID: 058498106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Bryant For For Management
1.2 Elect Director Michael J. Cave For For Management
1.3 Elect Director Daniel W. Fisher For For Management
1.4 Elect Director Pedro Henrique Mariani For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BALLY'S CORPORATION
Ticker: BALY Security ID: 05875B106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence Downey For For Management
1b Elect Director Jaymin B. Patel For For Management
1c Elect Director Wanda Y. Wilson For For Management
2 Increase Authorized Common Stock For For Management
3 Authorize New Class of Preferred Stock For Against Management
4 Amend Certificate of Incorporation to For For Management
Include New Jersey Gaming Law
Requirements
5 Approve Omnibus Stock Plan For For Management
6 Ratify Deloitte and Touche, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BALLY'S CORPORATION
Ticker: BALY Security ID: 05875B106
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BANC OF CALIFORNIA, INC.
Ticker: BANC Security ID: 05990K106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. "Conan" Barker For For Management
1b Elect Director Mary A. Curran For For Management
1c Elect Director B.A. Fallon-Walsh For For Management
1d Elect Director Bonnie G. Hill For For Management
1e Elect Director Richard J. Lashley For For Management
1f Elect Director Jonah F. Schnel For For Management
1g Elect Director Robert D. Sznewajs For For Management
1h Elect Director Andrew Thau For For Management
1i Elect Director Jared M. Wolff For For Management
1j Elect Director W. Kirk Wycoff For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANC OF CALIFORNIA, INC.
Ticker: BANC Security ID: 05990K106
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BANCFIRST CORPORATION
Ticker: BANF Security ID: 05945F103
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For Against Management
--------------------------------------------------------------------------------
BANCFIRST CORPORATION
Ticker: BANF Security ID: 05945F103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis L. Brand For For Management
1.2 Elect Director C. L. Craig, Jr. For For Management
1.3 Elect Director F. Ford Drummond For For Management
1.4 Elect Director Joseph Ford For For Management
1.5 Elect Director Joe R. Goyne For For Management
1.6 Elect Director David R. Harlow For For Management
1.7 Elect Director William O. Johnstone For For Management
1.8 Elect Director Frank Keating For For Management
1.9 Elect Director Bill G. Lance For For Management
1.10 Elect Director Dave R. Lopez For For Management
1.11 Elect Director William Scott Martin For For Management
1.12 Elect Director Tom H. McCasland, III For For Management
1.13 Elect Director David E. Rainbolt For For Management
1.14 Elect Director H.E. Rainbolt For For Management
1.15 Elect Director Robin Roberson For For Management
1.16 Elect Director Darryl W. Schmidt For For Management
1.17 Elect Director Natalie Shirley For For Management
1.18 Elect Director Michael K. Wallace For For Management
1.19 Elect Director Gregory G. Wedel For For Management
1.20 Elect Director G. Rainey Williams, Jr. For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Amend Deferred Compensation Plan For For Management
5 Ratify BKD, LLP as Auditor For For Management
--------------------------------------------------------------------------------
BANCO LATINOAMERICANO DE COMERCIO EXTERIOR, S.A.
Ticker: BLX Security ID: P16994132
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Ratify KPMG as Auditors For For Management
3a Elect Director Miguel Heras Castro For For Management
3b Elect Director Isela Costantini For For Management
3c Elect Director Alexandra M. Aguirre For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANCORPSOUTH BANK
Ticker: BXS Security ID: 05971J102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlotte N. Corley For For Management
1.2 Elect Director Keith J. Jackson For For Management
1.3 Elect Director Larry G. Kirk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BANDWIDTH INC.
Ticker: BAND Security ID: 05988J103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian D. Bailey For Withhold Management
1.2 Elect Director Lukas M. Roush For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK FIRST CORPORATION
Ticker: BFC Security ID: 06211J100
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary-Kay H. Bourbulas For Withhold Management
1.2 Elect Director Robert D. Gregorski For For Management
1.3 Elect Director Phillip R. Maples For For Management
1.4 Elect Director Peter J. Van Sistine For For Management
2 Ratify Dixon Hughes Goodman, LLP as For For Management
Auditors
3 Other Business For Against Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against For Shareholder
--------------------------------------------------------------------------------
BANK OF COMMERCE HOLDINGS
Ticker: BOCH Security ID: 06424J103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orin N. Bennett For For Management
1.2 Elect Director Randall S. Eslick For For Management
1.3 Elect Director Joseph Q. Gibson For For Management
1.4 Elect Director Jon W. Halfhide For For Management
1.5 Elect Director David J. Inderkum For For Management
1.6 Elect Director Linda J. Miles For For Management
1.7 Elect Director Diane D. Miller For For Management
1.8 Elect Director Karl L. Silberstein For For Management
1.9 Elect Director Terence J. Street For For Management
1.10 Elect Director Lyle L. Tullis For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION
Ticker: BOH Security ID: 062540109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Haunani Apoliona For For Management
1.2 Elect Director Mark A. Burak For For Management
1.3 Elect Director John C. Erickson For For Management
1.4 Elect Director Joshua D. Feldman For For Management
1.5 Elect Director Peter S. Ho For For Management
1.6 Elect Director Michelle E. Hulst For For Management
1.7 Elect Director Kent T. Lucien For For Management
1.8 Elect Director Alicia E. Moy For For Management
1.9 Elect Director Victor K. Nichols For For Management
1.10 Elect Director Barbara J. Tanabe For For Management
1.11 Elect Director Dana M. Tokioka For For Management
1.12 Elect Director Raymond P. Vara, Jr. For For Management
1.13 Elect Director Robert W. Wo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BANK OF MARIN BANCORP
Ticker: BMRC Security ID: 063425102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven I. Barlow For Withhold Management
1.2 Elect Director Russell A. Colombo For Withhold Management
1.3 Elect Director James C. Hale For Withhold Management
1.4 Elect Director Robert Heller For Withhold Management
1.5 Elect Director Norma J. Howard For Withhold Management
1.6 Elect Director Kevin R. Kennedy For Withhold Management
1.7 Elect Director William H. McDevitt, Jr. For Withhold Management
1.8 Elect Director Leslie E. Murphy For Withhold Management
1.9 Elect Director Sanjiv S. Sanghvi For For Management
1.10 Elect Director Joel Sklar For Withhold Management
1.11 Elect Director Brian M. Sobel For Withhold Management
1.12 Elect Director Secil Tabli Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
--------------------------------------------------------------------------------
BANK OF N T BUTTERFIELD & SON LTD.
Ticker: Security ID: G0772R208
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Appointment of Auditor and Authority For For Management
to Set Fees
2 Elect Michael Collins For For Management
3 Elect Alastair Barbour For For Management
4 Elect James Burr For For Management
5 Elect Michael Covell For For Management
6 Elect Leslie Godridge For For Management
7 Elect Mark Lynch For For Management
8 Elect Conor O'Dea For For Management
9 Elect Jana R. Schreuder For For Management
10 Elect Michael Schrum For For Management
11 Elect Pamela Thomas-Graham For For Management
12 Elect John R. Wright For For Management
13 Authority to Issue Treasury Shares and For For Management
Unissued Authorized Capital
--------------------------------------------------------------------------------
BANK OZK
Ticker: OZK Security ID: 06417N103
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas Brown For For Management
1.2 Elect Director Paula Cholmondeley For For Management
1,3 Elect Director Beverly Cole For For Management
1.4 Elect Director Robert East For For Management
1.5 Elect Director Kathleen Franklin For For Management
1.6 Elect Director Catherine B. Freedberg For For Management
1.7 Elect Director Jeffrey Gearhart For For Management
1.8 Elect Director George Gleason For For Management
1.9 Elect Director Peter Kenny For For Management
1.10 Elect Director William A. Koefoed, Jr. For For Management
1.11 Elect Director Christopher Orndorff For For Management
1.12 Elect Director Steven Sadoff For For Management
1.13 Elect Director Ross Whipple For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BANK7 CORP.
Ticker: BSVN Security ID: 06652N107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Charles W. Brown For Against Management
2b Elect Director William M. Buergler For For Management
2c Elect Director Teresa L. 'Tracy' Dick For For Management
2d Elect Director William B. 'Brad' Haines For For Management
2e Elect Director John T. 'J.T.' Phillips For For Management
2f Elect Director J. Michael Sanner For Against Management
2g Elect Director Thomas L. 'Tom' Travis For For Management
2h Elect Director Gary D. Whitcomb For Against Management
3a Elect Director William B. 'Brad' Haines For Against Management
3b Elect Director Gary D. Whitcomb For Against Management
3c Elect Director Teresa L. 'Tracy' Dick For For Management
4 Ratify BKD LLP as Auditors For For Management
--------------------------------------------------------------------------------
BANKFINANCIAL CORPORATION
Ticker: BFIN Security ID: 06643P104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cassandra J. Francis For For Management
1.2 Elect Director Terry R. Wells For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANKUNITED, INC.
Ticker: BKU Security ID: 06652K103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rajinder P. Singh For For Management
1.2 Elect Director Tere Blanca For For Management
1.3 Elect Director John N. DiGiacomo For For Management
1.4 Elect Director Michael J. Dowling For For Management
1.5 Elect Director Douglas J. Pauls For For Management
1.6 Elect Director A. Gail Prudenti For For Management
1.7 Elect Director William S. Rubenstein For For Management
1.8 Elect Director Sanjiv Sobti For For Management
1.9 Elect Director Lynne Wines For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANKWELL FINANCIAL GROUP INC
Ticker: BWFG Security ID: US05570E1082
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect George P. Bauer For For Management
2 Elect Gail E. D. Brathwaite For For Management
3 Elect Richard Castiglioni For For Management
4 Elect Eric J. Dale For For Management
5 Elect Blake S. Drexler For For Management
6 Elect James M. Garnett, Jr. For For Management
7 Elect Christopher Gruseke For For Management
8 Elect Daniel S. Jones For For Management
9 Elect Todd Lampert For For Management
10 Elect Victor S. Liss For For Management
11 Elect Carl M. Porto For For Management
12 Elect Lawrence B. Seidman For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
BANKWELL FINANCIAL GROUP, INC.
Ticker: BWFG Security ID: 06654A103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George P. Bauer For For Management
1.2 Elect Director Gail E.D. Brathwaite For For Management
1.3 Elect Director Richard E. Castiglioni For For Management
1.4 Elect Director Eric J. Dale For Withhold Management
1.5 Elect Director Blake S. Drexler For For Management
1.6 Elect Director James M. Garnett, Jr. For For Management
1.7 Elect Director Christopher R. Gruseke For For Management
1.8 Elect Director Daniel S. Jones For For Management
1.9 Elect Director Todd Lampert For Withhold Management
1.10 Elect Director Victor S. Liss For For Management
1.11 Elect Director Carl M. Porto For Withhold Management
1.12 Elect Director Lawrence B. Seidman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
BANNER CORPORATION
Ticker: BANR Security ID: 06652V208
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roberto R. Herencia For For Management
1.2 Elect Director John R. Layman For For Management
1.3 Elect Director Kevin F. Riordan For For Management
1.4 Elect Director Terry Schwakopf For For Management
1.5 Elect Director Ellen R.M. Boyer For For Management
1.6 Elect Director David I. Matson For For Management
1.7 Elect Director John Pedersen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
BAR HARBOR BANKSHARES
Ticker: BHB Security ID: 066849100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daina H. Belair For For Management
1b Elect Director Matthew L. Caras For For Management
1c Elect Director David M. Colter For For Management
1d Elect Director Steven H. Dimick For For Management
1e Elect Director Martha T. Dudman For For Management
1f Elect Director Lauri E. Fernald For For Management
1g Elect Director Brendan J. O'Halloran For For Management
1h Elect Director Curtis C. Simard For For Management
1i Elect Director Kenneth E. Smith For For Management
1j Elect Director Stephen R. Theroux For For Management
1k Elect Director Scott G. Toothaker For For Management
1l Elect Director David B. Woodside For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
BARNES GROUP INC.
Ticker: B Security ID: 067806109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas O. Barnes For For Management
1b Elect Director Elijah K. Barnes For For Management
1c Elect Director Patrick J. Dempsey For For Management
1d Elect Director Richard J. Hipple For For Management
1e Elect Director Thomas J. Hook For For Management
1f Elect Director Daphne E. Jones For For Management
1g Elect Director Mylle H. Mangum For For Management
1h Elect Director Hans-Peter Manner For For Management
1i Elect Director William J. Morgan For For Management
1j Elect Director Anthony V. Nicolosi For For Management
1k Elect Director JoAnna L. Sohovich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
BARRETT BUSINESS SERVICES, INC.
Ticker: BBSI Security ID: 068463108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Carley For For Management
1.2 Elect Director Thomas B. Cusick For For Management
1.3 Elect Director Diane L. Dewbrey For For Management
1.4 Elect Director James B. Hicks For For Management
1.5 Elect Director Jon L. Justesen For For Management
1.6 Elect Director Gary E. Kramer For For Management
1.7 Elect Director Anthony Meeker For For Management
1.8 Elect Director Carla A. Moradi For For Management
1.9 Elect Director Vincent P. Price For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose (Joe) E. Almeida For For Management
1b Elect Director Thomas F. Chen For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Michael F. Mahoney For For Management
1f Elect Director Patricia B. Morrison For For Management
1g Elect Director Stephen N. Oesterle For For Management
1h Elect Director Cathy R. Smith For For Management
1i Elect Director Thomas T. Stallkamp For For Management
1j Elect Director Albert P.L. Stroucken For For Management
1k Elect Director Amy A. Wendell For For Management
1l Elect Director David S. Wilkes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
BAYCOM CORP
Ticker: BCML Security ID: 07272M107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Camp For Withhold Management
1.2 Elect Director Harpreet S. Chaudhary For For Management
1.3 Elect Director Rocco Davis For For Management
1.4 Elect Director George J. Guarini For For Management
1.5 Elect Director Malcolm F. Hotchkiss For Withhold Management
1.6 Elect Director Lloyd W. Kendall, Jr. For Withhold Management
1.7 Elect Director Robert G. Laverne For For Management
1.8 Elect Director Syvia L. Magid For For Management
1.9 Elect Director David M. Spatz For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
BBX CAPITAL CORPORATION
Ticker: BBX Security ID: 05491N302
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2 Change Company Name to Bluegreen For For Management
Vacations Holding Corporation
--------------------------------------------------------------------------------
BCB BANCORP, INC.
Ticker: BCBP Security ID: 055298103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Coughlin For For Management
1.2 Elect Director Vincent DiDomenico, Jr. For For Management
1.3 Elect Director Joseph Lyga For For Management
1.4 Elect Director Spencer B. Robbins For Withhold Management
2 Ratify Wolf & Company, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
BEACON ROOFING SUPPLY, INC.
Ticker: BECN Security ID: 073685109
Meeting Date: FEB 19, 2021 Meeting Type: Annual
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip W. Knisely For For Management
1.2 Elect Director Julian G. Francis For For Management
1.3 Elect Director Carl T. Berquist For For Management
1.4 Elect Director Barbara G. Fast For Withhold Management
1.5 Elect Director Richard W. Frost For Withhold Management
1.6 Elect Director Alan Gershenhorn For Withhold Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Neil S. Novich For For Management
1.9 Elect Director Stuart A. Randle For Withhold Management
1.10 Elect Director Nathan K. Sleeper For For Management
1.11 Elect Director Douglas L. Young For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BEAM THERAPEUTICS, INC.
Ticker: BEAM Security ID: 07373V105
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristina Burow For For Management
1b Elect Director Graham Cooper For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BEAZER HOMES USA, INC.
Ticker: BZH Security ID: 07556Q881
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth S. Acton For For Management
1b Elect Director Allan P. Merrill For For Management
1c Elect Director Peter M. Orser For For Management
1d Elect Director Norma A. Provencio For For Management
1e Elect Director Danny R. Shepherd For For Management
1f Elect Director David J. Spitz For For Management
1g Elect Director C. Christian Winkle For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Catherine M. Burzik For For Management
1b Elect Director R. Andrew Eckert For For Management
1c Elect Director Vincent A. Forlenza For For Management
1d Elect Director Claire M. Fraser For For Management
1e Elect Director Jeffrey W. Henderson For For Management
1f Elect Director Christopher Jones For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director David F. Melcher For For Management
1i Elect Director Thomas E. Polen For For Management
1j Elect Director Claire Pomeroy For For Management
1k Elect Director Rebecca W. Rimel For For Management
1l Elect Director Timothy M. Ring For For Management
1m Elect Director Bertram L. Scott For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harriet Edelman For For Management
1b Elect Director Mark J. Tritton For For Management
1c Elect Director John E. Fleming For For Management
1d Elect Director Sue E. Gove For For Management
1e Elect Director Jeffrey A. Kirwan For For Management
1f Elect Director Virginia P. Ruesterholz For For Management
1g Elect Director Joshua E. Schechter For For Management
1h Elect Director Andrea M. Weiss For For Management
1i Elect Director Mary A. Winston For For Management
1j Elect Director Ann Yerger For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BED, BATH & BEYOND INC.
Ticker: BBBY Security ID: US0758961009
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Harriet Edelman For For Management
2 Elect Mark J. Tritton For For Management
3 Elect John E. Fleming For For Management
4 Elect Sue Gove For For Management
5 Elect Jeffrey A. Kirwan For For Management
6 Elect Johnathan Osborne For For Management
7 Elect Harsha Ramalingam For For Management
8 Elect Virginia P. Ruesterholz For For Management
9 Elect Joshua E. Schechter For For Management
10 Elect Andrea M. Weiss For For Management
11 Elect Mary A. Winston For For Management
12 Elect Ann Yerger For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
BELDEN INC.
Ticker: BDC Security ID: 077454106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Aldrich For For Management
1.2 Elect Director Lance C. Balk For For Management
1.3 Elect Director Steven W. Berglund For For Management
1.4 Elect Director Diane D. Brink For For Management
1.5 Elect Director Judy L. Brown For For Management
1.6 Elect Director Nancy Calderon For For Management
1.7 Elect Director Bryan C. Cressey For For Management
1.8 Elect Director Jonathan C. Klein For For Management
1.9 Elect Director George E. Minnich For For Management
1.10 Elect Director Roel Vestjens For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
BELLEROPHON THERAPEUTICS, INC.
Ticker: BLPH Security ID: 078771300
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Fabian Tenenbaum For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BELLRING BRANDS, INC.
Ticker: BRBR Security ID: 079823100
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer Kuperman For Withhold Management
1.2 Elect Director Thomas P. Erickson For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
Ticker: BHE Security ID: 08160H101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Scheible For For Management
1.2 Elect Director Bruce A. Carlson For For Management
1.3 Elect Director Anne De Greef-Safft For For Management
1.4 Elect Director Douglas G. Duncan For For Management
1.5 Elect Director Robert K. Gifford For For Management
1.6 Elect Director Kenneth T. Lamneck For For Management
1.7 Elect Director Jeffrey S. McCreary For For Management
1.8 Elect Director Merilee Raines For For Management
1.9 Elect Director Jeffrey W. Benck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BENEFITFOCUS, INC.
Ticker: BNFT Security ID: 08180D106
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2A Elect Director Coretha M. Rushing For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Issuance of Common Stock Upon For For Management
Conversion of Series A Convertible
Preferred Stock
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERKELEY LIGHTS, INC.
Ticker: BLI Security ID: 084310101
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Lucier For For Management
1.2 Elect Director Elizabeth Nelson For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 01, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Gregory E. Abel For Withhold Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Stephen B. Burke For For Management
1.6 Elect Director Kenneth I. Chenault For For Management
1.7 Elect Director Susan L. Decker For Withhold Management
1.8 Elect Director David S. Gottesman For For Management
1.9 Elect Director Charlotte Guyman For For Management
1.10 Elect Director Ajit Jain For For Management
1.11 Elect Director Thomas S. Murphy For For Management
1.12 Elect Director Ronald L. Olson For For Management
1.13 Elect Director Walter Scott, Jr. For Withhold Management
1.14 Elect Director Meryl B. Witmer For For Management
2 Report on Climate-Related Risks and Against For Shareholder
Opportunities
3 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC.
Ticker: BHLB Security ID: 084680107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Baye Adofo-Wilson For For Management
1.2 Elect Director Deborah P. Bailey For For Management
1.3 Elect Director Rheo A. Brouillard For For Management
1.4 Elect Director David M. Brunelle For For Management
1.5 Elect Director Robert M. Curley For For Management
1.6 Elect Director John B. Davies For For Management
1.7 Elect Director J. Williar Dunlaevy For For Management
1.8 Elect Director William H. Hughes, III For For Management
1.9 Elect Director Sylvia Maxfield For For Management
1.10 Elect Director Nitin J. Mhatre For For Management
1.11 Elect Director Laurie Norton Moffatt For For Management
1.12 Elect Director Jonathan I. Shulman For For Management
1.13 Elect Director Michael A. Zaitzeff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERRY CORPORATION (BRY)
Ticker: BRY Security ID: 08579X101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cary Baetz For For Management
1.2 Elect Director Brent Buckley For For Management
1.3 Elect Director Renee Hornbaker For For Management
1.4 Elect Director Anne Mariucci For For Management
1.5 Elect Director Don Paul For For Management
1.6 Elect Director Arthur "Trem" Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERRY GLOBAL GROUP, INC.
Ticker: BERY Security ID: 08579W103
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Evan Bayh For For Management
1b Elect Director Jonathan F. Foster For For Management
1c Elect Director Idalene F. Kesner For For Management
1d Elect Director Jill A. Rahman For For Management
1e Elect Director Carl J. (Rick) For For Management
Rickertsen
1f Elect Director Thomas E. Salmon For For Management
1g Elect Director Paula A. Sneed For For Management
1h Elect Director Robert A. Steele For For Management
1i Elect Director Stephen E. Sterrett For For Management
1j Elect Director Scott B. Ullem For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Corie S. Barry For For Management
1b Elect Director Lisa M. Caputo For For Management
1c Elect Director J. Patrick Doyle For For Management
1d Elect Director David W. Kenny For For Management
1e Elect Director Mario J. Marte For For Management
1f Elect Director Karen A. McLoughlin For For Management
1g Elect Director Thomas L. "Tommy" For For Management
Millner
1h Elect Director Claudia F. Munce For For Management
1i Elect Director Richelle P. Parham For For Management
1j Elect Director Steven E. Rendle For For Management
1k Elect Director Eugene A. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
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BEYOND AIR, INC.
Ticker: XAIR Security ID: 08862L103
Meeting Date: MAR 04, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Lisi For For Management
1.2 Elect Director Amir Avniel For For Management
1.3 Elect Director Ron Bentsur For For Management
1.4 Elect Director Robert F. Carey For For Management
1.5 Elect Director William Forbes For Withhold Management
1.6 Elect Director Yoori Lee For Withhold Management
1.7 Elect Director Erick J. Lucera For Withhold Management
2 Ratify Friedman LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
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BEYOND MEAT, INC.
Ticker: BYND Security ID: 08862E109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sally Grimes For For Management
1.2 Elect Director Muktesh "Micky" Pant For For Management
1.3 Elect Director Ned Segal For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
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BEYONDSPRING INC.
Ticker: BYSI Security ID: G10830100
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
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BG STAFFING, INC.
Ticker: BGSF Security ID: 05544A109
Meeting Date: NOV 03, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Allen, Jr. For For Management
1.2 Elect Director Douglas E. Hailey For Withhold Management
2 Ratify Whitley Penn LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BIG LOTS, INC.
Ticker: BIG Security ID: 089302103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Campos For For Management
1.2 Elect Director James R. Chambers For For Management
1.3 Elect Director Sebastian J. DiGrande For For Management
1.4 Elect Director Marla C. Gottschalk For For Management
1.5 Elect Director Cynthia T. Jamison For For Management
1.6 Elect Director Thomas A. Kingsbury For For Management
1.7 Elect Director Christopher J. McCormick For For Management
1.8 Elect Director Kimberley A. Newton For For Management
1.9 Elect Director Nancy A. Reardon For For Management
1.10 Elect Director Wendy L. Schoppert For For Management
1.11 Elect Director Bruce K. Thorn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
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BIGCOMMERCE HOLDINGS, INC.
Ticker: BIGC Security ID: 08975P108
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent Bellm For For Management
1.2 Elect Director Lawrence Bohn For Withhold Management
1.3 Elect Director Jeff Richards For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
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BILL.COM HOLDINGS, INC.
Ticker: BILL Security ID: 090043100
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rene Lacerte For For Management
1.2 Elect Director Peter Kight For Withhold Management
1.3 Elect Director Colleen Taylor For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
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BIO-RAD LABORATORIES, INC.
Ticker: BIO Security ID: 090572207
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melinda Litherland For For Management
1.2 Elect Director Arnold A. Pinkston For For Management
2 Ratify KPMG LLP as Auditors For For Management
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BIO-TECHNE CORPORATION
Ticker: TECH Security ID: 09073M104
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2a Elect Director Robert V. Baumgartner For For Management
2b Elect Director Julie L. Bushman For For Management
2c Elect Director John L. Higgins For For Management
2d Elect Director Joseph D. Keegan For For Management
2e Elect Director Charles R. Kummeth For For Management
2f Elect Director Roeland Nusse For For Management
2g Elect Director Alpna Seth For For Management
2h Elect Director Randolph Steer For For Management
2i Elect Director Rupert Vessey For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG, LLP as Auditors For For Management
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BIOATLA, INC.
Ticker: BCAB Security ID: 09077B104
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sylvia McBrinn For For Management
1.2 Elect Director Guy Levy For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
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BIOCRYST PHARMACEUTICALS, INC.
Ticker: BCRX Security ID: 09058V103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy J. Hutson For For Management
1.2 Elect Director Robert A. Ingram For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
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BIODELIVERY SCIENCES INTERNATIONAL
Ticker: BDSI Security ID: US09060J1144
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratification of Board Declassification For For Management
and Majority Voting Change
2 Elect Peter S. Greenleaf
(If For For Management
Declassification Approved)
3 Elect Todd C. Davis
(If For For Management
Declassification Approved)
4 Elect Mark A. Sirgo
(If For For Management
Declassification Approved)
5 Elect Kevin Kotler
(If For For Management
Declassification Approved)
6 Elect William Mark Watson
(If For For Management
Declassification Approved)
7 Elect Vanila M. Singh
(If For For Management
Declassification Approved)
8 Elect Jeffrey A. Bailey
(If For For Management
Declassification Approved)
9 Elect Peter S. Greenleaf
(If For For Management
Declassification NOT Approved)
10 Elect Todd C. Davis
(If For For Management
Declassification NOT Approved)
11 Elect Mark A. Sirgo
(If For For Management
Declassification NOT Approved)
12 Elect Kevin Kotler
(If For For Management
Declassification NOT Approved)
13 Elect William Mark Watson
(If For For Management
Declassification NOT Approved)
14 Elect Vanila M. Singh
(If For For Management
Declassification NOT Approved)
15 Elect Jeffrey A. Bailey