UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 10, 2000
SOUTHWEST SECURITIES GROUP, INC.
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(Exact name of Registrant as specified in its charter)
DELAWARE No. 0-19483 No. 75-2040825
(State or other jurisdiction (Commission (IRS employer
of incorporation) File Number) Identification No.)
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SOUTHWEST SECURITIES GROUP, INC.
1201 ELM STREET, SUITE 3500
DALLAS, TEXAS 75270
(Address, including zip code, of principal executive office)
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Registrants' telephone number, including area code: 214-859-1800
Not applicable
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(Registrant's former address of principal executive office)
Item 5. Other Events
On August 10, 2000, Southwest Securities Group, Inc. (the "Company") and Matrix
Bancorp, Inc. ("Matrix") (MTXC-Nasdaq) terminated the letter of intent between
them dated July 13, 2000 concerning the proposed acquisition of Matrix by the
Company.
A copy of the joint press release issued by the Company and Matrix announcing
the termination is attached as Exhibit 99.1 to this Current Report on Form 8-K.
Item 7. Financial Statements and Exhibits
(a) Financial Statements of Businesses Acquired - Not Applicable.
(b) Pro Forma Financial Information - Not Applicable.
(c) Exhibits.
The following exhibits are furnished in accordance with Item 601
of Regulation S-K.
Exhibit No. Description
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99.1 Joint Press Release issued August 11, 2000.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
SOUTHWEST SECURITIES GROUP, INC.
Date: August 17, 2000
By: /s/ David Glatstein
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David Glatstein
President and Chief Executive Officer
EXHIBIT INDEX
EXHIBIT NO. DESCRIPTION OF EXHIBIT
99.1 Joint Press Release of Southwest Securities
Group, Inc. and Matrix Bancorp, Inc. issued
August 11, 2000.