SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. COMMISSION FILE NO.: 000-24245 BOC Financial Corp. ------------------------------------------------------- (Exact name of registrant as specified in its charter) 107 South Central Avenue, Landis, North Carolina 28088 -------------------------------------------------------------------------- (Address and telephone number of registrant's principal executive offices) Common Stock, par value $1.00 per share -------------------------------------------------------- (Title of each class of securities covered by this Form) N/A ---------------------------------------------------------------------------- (Titles of all other classes of securities for which a duty to file reports under Section 13(a) or 15(d) remains) Please place an "X" in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports: Rule 12g-4(a)(1)(i) _X_ Rule 12h-3(b)(1)(i) ___ Rule 12g-4(a)(1)(ii) ___ Rule 12h-3(b)(1)(ii) ___ Rule 12g-4(a)(2)(i) ___ Rule 12h-3(b)(2)(i) ___ Rule 12g-4(a)(2)(ii) ___ Rule 12h-3(b)(2)(ii) ___ Rule 15d-6 ___ Approximate number of holders of record as of the certification or notice date: Zero (0) Pursuant to the requirements of the Securities Exchange Act of 1934, Bank of the Carolinas, as successor by merger to BOC Financial Corp., has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person. Date: January 2, 2002 By: /s/ Robert E. Marziano ------------------------------------- Robert E. Marziano President and Chief Executive Officer