AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 18, 1996. REGISTRATION NO. - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOUTHERN INVESTMENTS UK PLC (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) ENGLAND AND WALES 4911 NONE (PRIMARY STANDARD INDUSTRIAL (I.R.S. EMPLOYER (STATE OR OTHER CLASSIFICATION CODE NUMBER) IDENTIFICATION NO.) JURISDICTION OF INCORPORATION OR ORGANIZATION) 800 PARK AVENUE AZTEC WEST ALMONDSBURY BRISTOL BS12 4SE, ENGLAND 44-1454-201-101 (ADDRESS AND TELEPHONE NUMBER OF REGISTRANT'S PRINCIPAL EXECUTIVE OFFICES, INCLUDING ZIP CODE) JAMES A. WARD 900 ASHWOOD PARKWAY SUITE 500 ATLANTA, GEORGIA 30338-4780 (770) 379-7000 (NAME, ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF AGENT FOR SERVICE) PLEASE SEND COPIES OF ALL CORRESPONDENCE TO: JOHN T. W. MERCER, ESQUIRE JOHN A. MILLARD, ESQUIRE TROUTMAN SANDERS LLP SHEARMAN & STERLING 600 PEACHTREE STREET, N.E., SUITE 599 LEXINGTON AVENUE 5200 NEW YORK, NEW YORK 10022 ATLANTA, GEORGIA 30308 (212) 848-4000 (404) 885-3000 APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO PUBLIC: As soon as practicable after the Registration Statement becomes effective. ---------------- If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, please check the following box. [_] If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [X] File No. 333-09033 If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [_] If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. [_] ---------------- CALCULATION OF REGISTRATION FEE - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- PROPOSED PROPOSED TITLE OF EACH CLASS OF AMOUNT MAXIMUM MAXIMUM AMOUNT OF SECURITIES TO BE TO BE OFFERING PRICE AGGREGATE REGISTRATION REGISTERED REGISTERED PER UNIT OFFERING PRICE FEE - ------------------------------------------------------------------------------- 6.375% Senior Notes due 2001................... $8,000,000 99.872% $7,989,760 $2,421 6.800% Senior Notes due 2006................... $12,000,000 99.753% $11,970,360 $3,628 - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- The contents of Registration Statement No. 333-09033 are incorporated herein by reference. Pursuant to Part V of the General Instructions to Form S-1, the following opinions and consents are being filed herewith as exhibits as follows: 5.1 Opinion of Troutman Sanders LLP regarding the legality of the securities being registered. 5.2 Opinion of Allen & Overy regarding the legality of the securities being registered. 8.1 Opinion of Troutman Sanders LLP regarding taxation. 8.2 Opinion of Allen & Overy regarding taxation. 23.1 Consent of Arthur Andersen. 23.2 Consent of Ernst & Young. 23.3 Consent of Arthur Andersen. 23.4 Consent of Troutman Sanders LLP (included in Exhibit 5.1). 23.5 Consent of Allen & Overy (included in Exhibit 5.2). 23.6 Consent of Troutman Sanders LLP (included in Exhibit 8.1). 23.7 Consent of Allen & Overy (included in Exhibit 8.2). SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant, Southern Investments UK plc, a public limited company duly organized and existing under the laws of England and Wales, has duly caused this Registration Statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in Atlanta, Georgia on the 18th day of November 1996. SOUTHERN INVESTMENTS UK PLC /s/ Richard Pershing By:__________________________________ RICHARD J. PERSHING DIRECTOR AND CHIEF EXECUTIVE OFFICER Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacity and on the dates indicated. Each person whose signature appears below hereby authorizes Edwin Adams, Mark Ogle and Wayne Boston, and each of them acting individually, with full power of substitution, to file one or more amendments, including Post-Effective Amendments, to this Registration Statement, which Amendments may make such changes as Edwin Adams, Mark Ogle or Wayne Boston deem appropriate, and each person whose signature appears below, individually and in each capacity stated below, hereby appoints Edwin Adams, Mark Ogle and Wayne Boston, and each of them acting individually, with full power of substitution, as Attorney-in-Fact to execute his name and on his behalf to file any such Amendments to this Registration Statement. SIGNATURE TITLE DATE --------- ----- ---- /s/ Richard Pershing Chairman and Chief Executive November 18, 1996 _________________________________ Officer RICHARD J. PERSHING /s/ C.B. Harreld Chief Financial and Accounting November 18, 1996 _________________________________ Officer C.B. HARRELD /s/ Tom Boren Director November 18, 1996 _________________________________ THOMAS G. BOREN /s/ Gale E. Klappa Director November 18, 1996 _________________________________ GALE E. KLAPPA /s/ C. Philip Saunders Director November 18, 1996 _________________________________ C. PHILIP SAUNDERS /s/ Charles W. Whitney Director November 18, 1996 _________________________________ CHARLES W. WHITNEY ITEM 16. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES. (A) EXHIBITS 5.1 Opinion of Troutman Sanders LLP regarding the legality of the securities being registered. 5.2 Opinion of Allen & Overy regarding the legality of the securities being registered. 8.1 Opinion of Troutman Sanders LLP regarding taxation. 8.2 Opinion of Allen & Overy regarding taxation. 23.1 Consent of Arthur Andersen. 23.2 Consent of Ernst & Young. 23.3 Consent of Arthur Andersen. 23.4 Consent of Troutman Sanders LLP (included in Exhibit 5.1). 23.5 Consent of Allen & Overy (included in Exhibit 5.2). 23.6 Consent of Troutman Sanders LLP (included in Exhibit 8.1). 23.7 Consent of Allen & Overy (included in Exhibit 8.2).