UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22613
Curian Variable Series Trust
(Exact name of registrant as specified in charter)
7601 Technology Way, Denver, Colorado 80237
(Address of principal executive offices) (Zip code)
Daniel W. Koors
Jackson National Asset Management, LLC
225 West Wacker Drive, Suite 1200
Chicago, Illinois 60606
(Name and address of agent for service)
Registrant's telephone number, including area code: (312) 338-5800
Date of fiscal year end: December 31
Date of reporting period: July 1, 2011 - June 30, 2012
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5
(Sections 239.24 and 274.5 of this chapter), to file reports with the
Commission, not later than August 31 of each year, containing the
registrant's proxy voting record for the most recent twelve-month period
ended June 30, pursuant to section 30 of the Investment Company Act of
1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may
use the information provided on Form N-PX in its regulatory, disclosure
review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant
is not required to respond to the collection of information contained in
Form N-PX unless the Form displays a currently valid Office of Management
and Budget ("OMB") control number. Please direct comments concerning the
accuracy of the information collection burden estimate and any suggestions
for reducing the burden to the Secretary, Securities and Exchange Commission,
450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this
collection of information under the clearance requirements of 44 U.S.C.
Section 3507.
Item 1. Proxy Voting Record.
Curian Dynamic Risk Advantage - Aggressive Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Dynamic Risk Advantage - Diversified Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Dynamic Risk Advantage - Income Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Balanced Income Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Institutional Alt 100 Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Institutional Alt 65 Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Maximize Income Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Maximum Growth Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Moderate Growth Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Rising Income Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Tactical Maximum Growth Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Tactical Moderate Growth Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Tactical Advantage 35 Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Tactical Advantage 60 Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Tactical Advantage 75 Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian/American Funds Growth Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian/Epoch Global Shareholder Yield Fund
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ABBOTT LABORATORIES Agenda Number: 933560408
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Security: 002824100 Meeting Type: Annual
Ticker: ABT Meeting Date: 27-Apr-2012
ISIN: US0028241000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt Withheld Against
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS Mgmt For For
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL - TRANSPARENCY IN ANIMAL RESEARCH Shr Against For
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr For Against
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIR Shr Against For
7. SHAREHOLDER PROPOSAL - TAX GROSS-UPS Shr For Against
8. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND HEDGING Shr For Against
9. SHAREHOLDER PROPOSAL - INCENTIVE COMPENSATION Shr For Against
10. SHAREHOLDER PROPOSAL - BAN ACCELERATED VESTING OF Shr For Against
AWARDS UPON A CHANGE IN CONTROL
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ALTRIA GROUP, INC. Agenda Number: 933581161
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Security: 02209S103 Meeting Type: Annual
Ticker: MO Meeting Date: 17-May-2012
ISIN: US02209S1033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ELIZABETH E. BAILEY Mgmt For For
1B. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1C. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt For For
1E. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
2. RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL - DISCLOSURE OF LOBBYING POLICIES Shr For Against
AND PRACTICES
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ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 703691231
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107 Meeting Type: MIX
Ticker: Meeting Date: 25-Apr-2012
ISIN: BE0003793107
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR YOUR VOTE TO BE LODGED
A.1a Issuance of 215,000 subscription rights and capital Non-Voting
increase under the condition precedent and to the
extent of the exercise of the subscription rights:
Special report by the board of directors on the
issuance of subscription rights and the exclusion of
the preference right of the existing shareholders in
favour of specific persons, drawn up in accordance
with articles 583, 596 and 598 of the companies code
A.1b Issuance of 215,000 subscription rights and capital Non-Voting
increase under the condition precedent and to the
extent of the exercise of the subscription rights:
Special report by the statutory auditor on the
exclusion of the preference right of the existing
shareholders in favour of specific persons, drawn up
in accordance with articles 596 and 598 of the
companies code
A.1c Issuance of 215,000 subscription rights and capital Mgmt Against Against
increase under the condition precedent and to the
extent of the exercise of the subscription rights:
Excluding the preference right of the existing
shareholders in relation to the issuance of
subscription rights in favour of all current Directors
of the company, as identified in the report referred
under item (a) above
A.1d Issuance of 215,000 subscription rights and capital Mgmt Against Against
increase under the condition precedent and to the
extent of the exercise of the subscription rights:
Approving the issuance of 215,000 subscription rights
and determining their terms and conditions (as such
terms and conditions are appended to the report
referred under item (A) above). The main provisions of
these terms and conditions can be summarised as
follows: each subscription right confers the right to
subscribe in cash to one ordinary share in the
Company, with the same rights (including dividend
rights) as the existing shares. Each subscription
right is granted for no consideration. Its exercise
price equals the average price of the Company share on
Euronext Brussels over the 30 calendar days preceding
A.1e Issuance of 215,000 subscription rights and capital Mgmt Against Against
increase under the condition precedent and to the
extent of the exercise of the subscription rights:
Increasing the capital of the company, under the
condition precedent and to the extent of the exercise
of the subscription rights, for a maximum amount equal
to the number of subscription rights issued multiplied
by their exercise price and allocation of the issuance
premium to an account not available for distribution
A.1f Issuance of 215,000 subscription rights and capital Mgmt Against Against
increase under the condition precedent and to the
extent of the exercise of the subscription rights:
Express approval pursuant to article 554, indent 7, of
the companies code: Expressly approving the granting
of the above-mentioned subscription rights to the
non-executive Directors of the Company
A.1g Issuance of 215,000 subscription rights and capital Mgmt Against Against
increase under the condition precedent and to the
extent of the exercise of the subscription rights:
Granting powers to two directors acting jointly to
have recorded by notarial deed the exercise of the
subscription rights, the corresponding increase of the
capital, the number of new shares issued, the
resulting modification to the articles of association
and the allocation of the issuance premium to an
account not available for distribution
B.1 Management report by the Board of directors on the Non-Voting
accounting year ended on 31 December 2011
B.2 Report by the statutory auditor on the accounting year Non-Voting
ended on 31 December 2011
B.3 Communication of the consolidated annual accounts Non-Voting
relating to the accounting year ended on 31 December
2011, as well as the management report by the board of
directors and the report by the statutory auditor on
the consolidated annual accounts
B.4 Approving the statutory annual accounts relating to Mgmt For For
the accounting year ended on 31 December 2011,
including the specified allocation of the result
B.5 Granting discharge to the directors for the Mgmt For For
performance of their duties during the accounting year
ended on 31 December 2011
B.6 Granting discharge to the statutory auditor for the Mgmt For For
performance of his duties during the accounting year
ended on 31 December 2011
B.7 Acknowledgment of the end of the mandate as director Non-Voting
of Mr. Peter Harf
B.8a Approving the remuneration report for the financial Mgmt Against Against
year 2011 as set out in the 2011 annual report,
including the executive remuneration policy. the 2011
annual report and remuneration report containing the
executive remuneration policy can be reviewed as
indicated at the end of this notice
B.8b Confirming the specified grants of stock options and Mgmt Against Against
restricted stock units to executives
B.9 Approval of change of control provisions relating to Mgmt For For
the updated EMTN programme: approving, in accordance
with Article 556 of the Companies Code, (i) Condition
7.5 of the Terms & Conditions (Change of Control Put)
of the EUR 15,000,000,000 updated Euro Medium Term
Note Programme dated 17 May 2011 of the Company and
Brandbrew SA (the "Issuers") and Deutsche Bank AG.,
London Branch acting as Arranger (the "Updated EMTN
Programme"), which may be applicable in the case of
notes issued under the Updated EMTN Programme and (ii)
any other provision in the Updated EMTN Programme
granting rights to third parties which could affect
the Company's assets or could impose an obligation on
the Company where in each case the exercise of those
rights is dependent on the launch of a public
C Granting powers to Mr. Benoit Loore, VP Legal Mgmt For For
Corporate, with power to substitute and without
prejudice to other delegations of powers to the extent
applicable, for the filing with the clerk's office of
the commercial court of Brussels of the resolutions
referred under item B.9 above and any other filings
and publication formalities in relation to the above
resolutions
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ARTHUR J. GALLAGHER & CO. Agenda Number: 933569088
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109 Meeting Type: Annual
Ticker: AJG Meeting Date: 08-May-2012
ISIN: US3635761097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. BAX Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: ELBERT O. HAND Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID S. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: KAY W. MCCURDY Mgmt For For
1H. ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES R. WIMMER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
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ASTRAZENECA PLC Agenda Number: 933579902
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108 Meeting Type: Annual
Ticker: AZN Meeting Date: 26-Apr-2012
ISIN: US0463531089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2011
2. TO CONFIRM DIVIDENDS Mgmt For For
3. TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR Mgmt For For
4. TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION Mgmt For For
OF THE AUDITOR
5A. TO ELECT OR RE-ELECT THE DIRECTOR: LOUIS SCHWEITZER Mgmt For For
5B. TO ELECT OR RE-ELECT THE DIRECTOR: DAVID BRENNAN Mgmt For For
5C. TO ELECT OR RE-ELECT THE DIRECTOR: SIMON LOWTH Mgmt For For
5D. TO ELECT OR RE-ELECT THE DIRECTOR: GENEVIEVE BERGER Mgmt For For
5E. TO ELECT OR RE-ELECT THE DIRECTOR: BRUCE BURLINGTON Mgmt For For
5F. TO ELECT OR RE-ELECT THE DIRECTOR: GRAHAM CHIPCHASE Mgmt For For
5G. TO ELECT OR RE-ELECT THE DIRECTOR: JEAN-PHILIPPE Mgmt For For
COURTOIS
5H. TO ELECT OR RE-ELECT THE DIRECTOR: LEIF JOHANSSON Mgmt For For
5I. TO ELECT OR RE-ELECT THE DIRECTOR: RUDY MARKHAM Mgmt For For
5J. TO ELECT OR RE-ELECT THE DIRECTOR: NANCY ROTHWELL Mgmt For For
5K. TO ELECT OR RE-ELECT THE DIRECTOR: SHRITI VADERA Mgmt For For
5L. TO ELECT OR RE-ELECT THE DIRECTOR: JOHN VARLEY Mgmt For For
5M. TO ELECT OR RE-ELECT THE DIRECTOR: MARCUS WALLENBERG Mgmt For For
6. TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2011
7. TO AUTHORISE LIMITED EU POLITICAL DONATIONS Mgmt For For
8. TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
9. TO APPROVE THE NEW SAYE SCHEME Mgmt For For
10. TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
11. TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES Mgmt For For
12. TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
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AT&T INC. Agenda Number: 933559049
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102 Meeting Type: Annual
Ticker: T Meeting Date: 27-Apr-2012
ISIN: US00206R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
4. AMEND CERTIFICATE OF INCORPORATION. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr For Against
6. LIMIT WIRELESS NETWORK MANAGEMENT. Shr Against For
7. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BAE SYSTEMS PLC, LONDON Agenda Number: 703688981
--------------------------------------------------------------------------------------------------------------------------
Security: G06940103 Meeting Type: AGM
Ticker: Meeting Date: 02-May-2012
ISIN: GB0002634946
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the audited accounts of the Company for the year Mgmt For For
ended 31 December 2011 and the Directors' Report and
Auditors' Report thereon now laid before this
meeting be and are hereby received
2 That the Directors' Remuneration Report for the year Mgmt For For
ended 31 December 2011 be and is hereby approved
3 That the final dividend for the year ended 31 December Mgmt For For
2011 of 11.3 pence per ordinary share be and is hereby
declared payable on 1 June 2012 to Ordinary
Shareholders whose names appeared on the Register of
Members at the close of business on 20 April 2012
4 That Paul Anderson be and is hereby re-elected a Mgmt For For
Director of the Company
5 That Harriet Green be and is hereby re-elected a Mgmt For For
Director of the Company
6 That Linda Hudson be and is hereby re-elected a Mgmt For For
Director of the Company
7 That Ian King be and is hereby re-elected a Director Mgmt For For
of the Company
8 That Peter Lynas be and is hereby re-elected a Mgmt For For
Director of the Company
9 That Sir Peter Mason be and is hereby re-elected a Mgmt For For
Director of the Company
10 That Richard Olver be and is hereby re-elected a Mgmt For For
Director of the Company
11 That Paula Rosput Reynolds be and is hereby re-elected Mgmt For For
a Director of the Company
12 That Nicholas Rose be and is hereby re-elected a Mgmt For For
Director of the Company
13 That Carl Symon be and is hereby re-elected a Director Mgmt For For
of the Company
14 That Lee McIntire be and is hereby elected a Director Mgmt For For
of the Company
15 That KPMG Audit Plc be and are hereby reappointed Mgmt For For
Auditors of the Company to hold office until the next
General Meeting at which accounts are laid before the
Company
16 That the Audit Committee of the Board of Directors be Mgmt For For
and is hereby authorised to agree the
remuneration of the Auditors
17 Political Donations Mgmt For For
18 BAE Systems Share Incentive Plan Mgmt For For
19 BAE Systems Executive Share Option Plan 2012 Mgmt For For
20 Authority to allot new shares Mgmt For For
21 Disapplication of pre-emption rights Mgmt For For
22 Authority to purchase own shares Mgmt For For
23 Notice of general meetings Mgmt For For
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BASF SE, LUDWIGSHAFEN/RHEIN Agenda Number: 703669195
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317 Meeting Type: AGM
Ticker: Meeting Date: 27-Apr-2012
ISIN: DE000BASF111
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL. THANK YOU.
For German registered shares, the shares have to be Non-Voting
registered within the company's shareholder book.
Depending on the processing of the local sub custodian
if a client wishes to withdraw its voting instruction
due to intentions to trade/lend their stock, a Take No
Action vote must be received by the vote deadline as
displayed on ProxyEdge to facilitate de-registration
of shares from the company's shareholder book. Any
Take No Action votes received after the vote deadline
will only be forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further information.
Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 12.04.2012. Non-Voting
FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND
DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH
TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE
COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Financial Statements of Non-Voting
BASF SE and the approved Consolidated Financial
Statements of the BASF Group for the financial year
2011; presentation of the Management's Analyses of
BASF SE and the BASF Group for the financial year 2011
including the explanatory reports on the data
according to Section 289 (4) and Section 315 (4) of
the German Commercial Code; presentation of the Report
of the Supervisory Board.
2. Adoption of a resolution on the appropriation of Mgmt For For
profit
3. Adoption of a resolution giving formal approval to the Mgmt For For
actions of the members of the Supervisory Board
4. Adoption of a resolution giving formal approval to the Mgmt For For
actions of the members of the Board of Executive
Directors
5. Election of the auditor for the financial year 2012 Mgmt For For
6. Authorization to buy back shares and put them to Mgmt For For
further use including the authorization to redeem
bought-back shares and reduce capital
7. Resolution on the amendment of Article 17 of the Mgmt For For
Statutes
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 703639801
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163 Meeting Type: AGM
Ticker: Meeting Date: 27-Apr-2012
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL. THANK YOU.
For German registered shares, the shares have to be Non-Voting
registered within the company's shareholder book.
Depending on the processing of the local sub custodian
if a client wishes to withdraw its voting instruction
due to intentions to trade/lend their stock, a Take No
Action vote must be received by the vote deadline as
displayed on ProxyEdge to facilitate de-registration
of shares from the company's shareholder book. Any
Take No Action votes received after the vote deadline
will only be forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further information.
Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 12.04.2012. Non-Voting
FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND
DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH
TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE
COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual financial Mgmt For For
statements and the approved consolidated financial
statements, the Combined Management Report, the report
of the Supervisory Board, the explanatory report by
the Board of Management on takeover-related
disclosures, and the proposal by the Board of
Management on the appropriation of distributable
profit for the fiscal year 2011. Resolution on the
appropriation of distributable profit.
2. Ratification of the actions of the members of the Mgmt For For
Board of Management
3. Ratification of the actions of the members of the Mgmt For For
Supervisory Board
4.A Supervisory Board elections: Dr. Manfred Schneider, Mgmt For For
(until September 30, 2012)
4.B Supervisory Board elections: Werner Wenning, (from Mgmt For For
October 1, 2012)
4.C Supervisory Board elections: Dr. Paul Achleitner Mgmt For For
4.D Supervisory Board elections: Dr. Clemens Boersig Mgmt For For
4.E Supervisory Board elections: Thomas Ebeling Mgmt For For
4.F Supervisory Board elections: Dr. rer. pol. Klaus Mgmt For For
Kleinfeld
4.G Supervisory Board elections: Dr. rer. nat. Helmut Mgmt For For
Panke
4.H Supervisory Board elections: Sue H. Rataj Mgmt For For
4.I Supervisory Board elections: Prof. Dr.-Ing. Ekkehard Mgmt For For
D. Schulz, (until AGM 2014)
4.J Supervisory Board elections: Dr. Klaus Sturany Mgmt For For
4.K Supervisory Board elections: Prof. Dr. Dr. h. c. mult. Mgmt For For
Ernst-Ludwig Winnacker, (until AGM 2014)
5. Amendment to the Articles of Incorporation concerning Mgmt For For
compensation of the Supervisory Board (Article 12 of
the Articles of Incorporation)
6. Election of the auditor of the financial statements Mgmt For For
and for the review of the half-yearly financial report
--------------------------------------------------------------------------------------------------------------------------
BCE INC. Agenda Number: 933575841
--------------------------------------------------------------------------------------------------------------------------
Security: 05534B760 Meeting Type: Annual
Ticker: BCE Meeting Date: 03-May-2012
ISIN: CA05534B7604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
B.K. ALLEN Mgmt For For
A. BRARD Mgmt For For
R.A. BRENNEMAN Mgmt For For
S. BROCHU Mgmt For For
R.E. BROWN Mgmt For For
G.A. COPE Mgmt For For
A.S. FELL Mgmt For For
E.C. LUMLEY Mgmt For For
T.C. O'NEILL Mgmt For For
J. PRENTICE Mgmt For For
R.C. SIMMONDS Mgmt For For
C. TAYLOR Mgmt For For
P.R. WEISS Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS. Mgmt For For
03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE Mgmt For For
ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS,
THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE 2012 MANAGEMENT PROXY
CIRCULAR DATED MARCH 8, 2012 DELIVERED IN ADVANCE OF
THE 2012 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF
BCE.
4A STOCK OPTIONS AND PERFORMANCE OF EXECUTIVE OFFICERS. Shr Against For
4B PERFORMANCE-BASED COMPENSATION DISCLOSURE. Shr Against For
4C FEES OF COMPENSATION ADVISORS DISCLOSURE. Shr Against For
4D RISK MANAGEMENT COMMITTEE. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933567274
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 01-May-2012
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.J. FREEH Mgmt For For
1E. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1G. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1H. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
4. PROPOSAL ON THE APPROVAL OF THE 2012 STOCK AWARD AND Mgmt For For
INCENTIVE PLAN
5. CUMULATIVE VOTING Shr For Against
6. TRANSPARENCY IN ANIMAL RESEARCH Shr Against For
7. SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC, LONDON Agenda Number: 703679095
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102 Meeting Type: AGM
Ticker: Meeting Date: 26-Apr-2012
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 Receipt of the 2011 Report and Accounts Mgmt For For
2.O.2 Approval of the 2011 Remuneration Report Mgmt For For
3.O.3 Declaration of the final dividend for 2011 Mgmt For For
4.O.4 Re-appointment of the Auditors: PricewaterhouseCoopers Mgmt For For
LLP
5.O.5 Authority for the Directors to agree the Auditors' Mgmt For For
remuneration
6.O.6 Re-election of Richard Burrows as a Director (N) Mgmt For For
7.O.7 Re-election of John Daly as a Director Mgmt For For
8.O.8 Re-election of Karen de Segundo as a Director (C, N, Mgmt For For
R)
9.O.9 Re-election of Nicandro Durante as a Director Mgmt For For
10O10 Re-election of Robert Lerwill as a Director (A, N, R) Mgmt For For
11O11 Re-election of Christine Morin-Postel as a Director Mgmt For For
(N, R)
12O12 Re-election of Gerry Murphy as a Director (C, N, R) Mgmt For For
13O13 Re-election of Kieran Poynter as a Director (C, N, R) Mgmt For For
14O14 Re-election of Anthony Ruys as a Director (A, N, R) Mgmt For For
15O15 Re-election of Sir Nicholas Scheele as a Director (A, Mgmt For For
N, R)
16O16 Re-election of Ben Stevens as a Director Mgmt For For
17O17 Election of Ann Godbehere as a Director (C, N, R) who Mgmt For For
has been appointed since the last Annual General
Meeting
18O18 Renewal of the Directors' authority to allot shares Mgmt For For
19S.1 Renewal of the Directors' authority to disapply Mgmt For For
pre-emption rights
20S.2 Authority for the Company to purchase its own shares Mgmt For For
21S.3 Notice period for General Meetings, may be called on Mgmt For For
not less than 14 days notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION 8 AND 20
AND RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933600846
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106 Meeting Type: Annual
Ticker: CTL Meeting Date: 23-May-2012
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. APPROVE CHARTER AMENDMENT TO DECLASSIFY OUR BOARD OF Mgmt For For
DIRECTORS.
1B. APPROVE CHARTER AMENDMENT TO INCREASE OUR AUTHORIZED Mgmt For For
SHARES.
2. DIRECTOR
FRED R. NICHOLS Mgmt For For
HARVEY P. PERRY Mgmt For For
LAURIE A. SIEGEL Mgmt For For
JOSEPH R. ZIMMEL Mgmt For For
3. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2012.
4. ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. Mgmt For For
5A. SHAREHOLDER PROPOSAL REGARDING BONUS DEFERRALS. Shr For Against
5B. SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shr For Against
RESTRICTED STOCK.
5C. SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr For Against
REPORTS.
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED Agenda Number: 933607016
--------------------------------------------------------------------------------------------------------------------------
Security: 16941M109 Meeting Type: Annual
Ticker: CHL Meeting Date: 16-May-2012
ISIN: US16941M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS AND
AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE
YEAR ENDED 31 DECEMBER 2011.
2. TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 Mgmt For For
DECEMBER 2011.
3A. TO RE-ELECT MR. XI GUOHUA AS A DIRECTOR. Mgmt For For
3B. TO RE-ELECT MR. SHA YUEJIA AS A DIRECTOR. Mgmt Against Against
3C. TO RE-ELECT MR. LIU AILI AS A DIRECTOR. Mgmt For For
3D. TO RE-ELECT MR. FRANK WONG KWONG SHING AS A DIRECTOR. Mgmt For For
3E. TO RE-ELECT DR. MOSES CHENG MO CHI AS A DIRECTOR. Mgmt For For
4. TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO Mgmt For For
AUTHORISE THE DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION.
5. GENERAL MANDATE TO DIRECTORS TO REPURCHASE SHARES IN Mgmt For For
COMPANY NOT EXCEEDING 10% OF AGGREGATE NOMINAL AMT. OF
ISSUED SHARE CAPITAL.
6. TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, Mgmt Against Against
ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY
NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF
THE EXISTING ISSUED SHARE CAPITAL.
7. TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF
SHARES REPURCHASED.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 933593508
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100 Meeting Type: Annual
Ticker: CMS Meeting Date: 18-May-2012
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MERRIBEL S. AYRES Mgmt For For
1B. ELECTION OF DIRECTOR: JON E. BARFIELD Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN E. EWING Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. GABRYS Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID W. JOOS Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL T. MONAHAN Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN G. RUSSELL Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. WAY Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN B. YASINSKY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE CORPORATION'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM (PRICEWATERHOUSECOOPERS LLP).
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933556409
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109 Meeting Type: Annual
Ticker: CCE Meeting Date: 24-Apr-2012
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAN BENNINK Mgmt For For
JOHN F. BROCK Mgmt For For
CALVIN DARDEN Mgmt For For
L. PHILLIP HUMANN Mgmt For For
ORRIN H. INGRAM II Mgmt For For
THOMAS H. JOHNSON Mgmt For For
SUZANNE B. LABARGE Mgmt For For
VERONIQUE MORALI Mgmt For For
GARRY WATTS Mgmt For For
CURTIS R. WELLING Mgmt For For
PHOEBE A. WOOD Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, OUR EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION.
3. TO APPROVE THE PERFORMANCE MEASURES UNDER THE 2010 Mgmt For For
INCENTIVE AWARD PLAN (AS AMENDED EFFECTIVE FEBRUARY 7,
2012) TO PRESERVE THE TAX DEDUCTIBILITY OF AWARDS
UNDER THE PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933579659
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104 Meeting Type: Annual
Ticker: COP Meeting Date: 09-May-2012
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1K. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1M. ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1N. ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1O. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
4. COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). Shr Against For
5. ACCIDENT RISK MITIGATION. Shr Against For
6. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr For Against
7. GREENHOUSE GAS REDUCTION TARGETS. Shr For Against
8. GENDER EXPRESSION NON-DISCRIMINATION. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CPFL ENERGIA SA, SAO PAULO Agenda Number: 703656124
--------------------------------------------------------------------------------------------------------------------------
Security: P3179C105 Meeting Type: AGM
Ticker: Meeting Date: 12-Apr-2012
ISIN: BRCPFEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE Non-Voting
SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN
FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE
ALLOWED. THANK YOU
A To examine, discuss and vote upon the board of Mgmt For For
directors annual report, the financial statements,
independent auditors report and finance committee
relating to fiscal year ending December 31, 2011
B To decide on the allocation of the net profits from Mgmt For For
the fiscal year and the distribution of dividends
C To elect the principal and substitute members of the Mgmt Against Against
board of directors. note: under the terms of the
applicable legislation, cumulative voting can be
adopted for this item
D To elect the principal and substitute members of the Mgmt For For
finance committee
E To set the global remuneration of the company Mgmt Against Against
directors
F To set the global remuneration of the finance Mgmt For For
committee
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO Non-Voting
ELECT A MEMBER MUST INCLUDE THE NAME OF THE CANDIDATE
TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE
PROCESSED IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CPFL ENERGIA SA, SAO PAULO Agenda Number: 703657708
--------------------------------------------------------------------------------------------------------------------------
Security: P3179C105 Meeting Type: EGM
Ticker: Meeting Date: 12-Apr-2012
ISIN: BRCPFEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE Non-Voting
SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN
FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE
ALLOWED. THANK YOU
I To ratify, in accordance with the terms of article 256 Mgmt For For
of law number 6404.76. the transaction for the
acquisition of all of the quotas representative of
100 percent of the voting and total capital of Jantus
Sl, in accordance with the terms of the purchase and
sale agreement entitled the agreement for the sale
and purchase of Jantus sl, entered into on April 7,
2011, by the subsidiary company CPFL
Comercializacao Brasil S.A. and later assigned to the
subsidiary company CPFL Energias Renovaveis S.A. on
September 21, 2011
II The hiring of the specialized company Apsis Mgmt For For
Consultoria Empresarial Ltda. to prepare, in
compliance with that which is provided for in line ii
of article 256 of law number 6404.76, the valuation
report for Jantus Sl
III The valuation report for Jantus Sl, prepared by the Mgmt For For
specialized company Apsis Consultoria Empresarial
Ltda. based on the equity situation of Jantus Sl on
November 30, 2011, for the purpose of determining the
amounts provided for in line ii of article 256 of law
number 6404.76, with it being the case that, on the
basis of the valuation report, the ratification of the
transaction mentioned above will not result in
a right of withdrawal for the shareholders of the
company who may dissent in the vote, as provided for
in article 256, paragraph 2, of law number 6404.76
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 703623074
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123 Meeting Type: AGM
Ticker: Meeting Date: 04-Apr-2012
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20.03.2012. Non-Voting
FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND
DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH
TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE
COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
For German registered shares, the shares have to be Non-Voting
registered within the company's shareholder book.
Depending on the processing of the local sub custodian
if a client wishes to withdraw its voting instruction
due to intentions to trade/lend their stock, a Take No
Action vote must be received by the vote deadline as
displayed on ProxyEdge to facilitate de-registration
of shares from the company's shareholder book. Any
Take No Action votes received after the vote deadline
will only be forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further information.
Thank you.
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL. THANK YOU.
01. Presentation of the adopted financial statements of Non-Voting
Daimler AG, the approved consolidated financial
statements, the combined management report for Daimler
AG and the Group with the explanatory reports on the
information required pursuant to Section 289,
Subsections 4 and 5, Section 315, Subsection 4 of the
German Commercial Code (Handelsgesetzbuch), and the
report of the Supervisory Board for the 2011 financial
year
02. Resolution on the allocation of distributable profit Mgmt For For
03. Resolution on ratification of Board of Management Mgmt For For
members actions in the 2011 financial year
04. Resolution on ratification of Supervisory Board Mgmt For For
members actions in the 2011 financial year
05. Resolution on the appointment of KPMG AG Mgmt For For
Wirtschaftsprufungsgesellschaft, Berlin, as a auditors
for the Company and the Group for the 2012 financial
year
06. Resolution on the election of a new member of the Mgmt For For
Supervisory Board : Dr. Clemens Borsig
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG, BONN Agenda Number: 703727389
--------------------------------------------------------------------------------------------------------------------------
Security: D2035M136 Meeting Type: AGM
Ticker: Meeting Date: 24-May-2012
ISIN: DE0005557508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 09052012. Non-Voting
FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND
DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH
TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE
COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
For German registered shares, the shares have to be Non-Voting
registered within the company's shareholder book.
Depending on the processing of the local sub custodian
if a client wishes to withdraw its voting instruction
due to intentions to trade/lend their stock, a Take No
Action vote must be received by the vote deadline as
displayed on ProxyEdge to facilitate de-registration
of shares from the company's shareholder book. Any
Take No Action votes received after the vote deadline
will only be forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further information.
Thank you.
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL. THANK YOU.
1. Presentation of the financial statements and annual Non-Voting
report for the 2011 financial year with the report of
the Supervisory Board, the group financial statements,
the group annual report, and the proposal of the Board
of MDs on the appropriation of the distributable
profit
2. Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 4,655,783,801.06 as follows: Payment of
a dividend of EUR 0.70 per no-par share EUR
1,645,360,330.46 shall be carried forward Ex-dividend
and payable date: May 25, 2012
3. Ratification of the acts of the Board of MDs during Mgmt For For
the 2011 fi-nancial year
4. Ratification of the acts of the former Supervisory Mgmt For For
Board member, Klaus Zumwinkel, during the 2008
financial year
5. Ratification of the acts of the Supervisory Board Mgmt For For
during the 2011 financial year
6. Appointment of auditors for the 2012 financial year: Mgmt For For
Pricewater-houseCoopers AG, Frankfurt
7. Authorization to acquire own shares The Board of MDs Mgmt For For
shall be authorized to acquire shares of the company
of up to EUR 1,106,257,715.20, at prices not deviating
more than 20 pct. from the market price of the shares,
on or before May 23, 2017. Besides selling the shares
on the stock exchange or offering them to all
shareholders, the Board of MDs shall also be
authorized to dispose of the shares in a manner other
than the stock exchange or a rights offering if they
are sold at a price not materially below their market
price, to float the shares on foreign stock exchanges,
to use the shares for mergers and acquisitions, for
satisfying option or conversion rights, or as employee
shares, and to retire the shares
8. Authorization to use equity derivates to acquire own Mgmt For For
shares In connection with item 7, the company shall
also be authorized to use call or put options to
acquire own shares
9. Election of Hans Bernhard Beus to the Supervisory Mgmt Against Against
Board
10. Election of Dagmar P. Kollmann to the Supervisory Mgmt For For
Board
11. Election of Lawrence H. Guffey to the Supervisory Mgmt For For
Board
12. Approval of the control agreement with the company's Mgmt For For
wholly-owned subsidiary, Scout24 Holding GmbH
13. Amendment to Section 2(1)2 of the articles of Mgmt For For
association in respect of the object of the company
being expanded to also include the venture capital
business
14. Amendment to Section 2(1)1 of the articles of Mgmt For For
association in respect of the object of the company
being expanded to also include the gambling and
betting business
--------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. Agenda Number: 933589282
--------------------------------------------------------------------------------------------------------------------------
Security: 25271C102 Meeting Type: Annual
Ticker: DO Meeting Date: 22-May-2012
ISIN: US25271C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt Against Against
1B. ELECTION OF DIRECTOR: LAWRENCE R. DICKERSON Mgmt Against Against
1C. ELECTION OF DIRECTOR: JOHN R. BOLTON Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES L. FABRIKANT Mgmt Against Against
1E. ELECTION OF DIRECTOR: PAUL G. GAFFNEY II Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD GREBOW Mgmt For For
1G. ELECTION OF DIRECTOR: HERBERT C. HOFMANN Mgmt Against Against
1H. ELECTION OF DIRECTOR: CLIFFORD M. SOBEL Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREW H. TISCH Mgmt Against Against
1J. ELECTION OF DIRECTOR: RAYMOND S. TROUBH Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR
2012.
3. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
4. TO APPROVE THE COMPANY'S AMENDED AND RESTATED Mgmt For For
INCENTIVE COMPENSATION PLAN FOR EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DIEBOLD, INCORPORATED Agenda Number: 933563860
--------------------------------------------------------------------------------------------------------------------------
Security: 253651103 Meeting Type: Annual
Ticker: DBD Meeting Date: 26-Apr-2012
ISIN: US2536511031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PATRICK W. ALLENDER Mgmt For For
BRUCE L. BYRNES Mgmt For For
MEI-WEI CHENG Mgmt For For
PHILLIP R. COX Mgmt For For
RICHARD L. CRANDALL Mgmt For For
GALE S. FITZGERALD Mgmt For For
JOHN N. LAUER Mgmt For For
RAJESH K. SOIN Mgmt For For
THOMAS W. SWIDARSKI Mgmt For For
HENRY D.G. WALLACE Mgmt For For
ALAN J. WEBER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED ACCOUNTING FIRM FOR THE YEAR 2012.
3 TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 933564901
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C105 Meeting Type: Annual
Ticker: DUK Meeting Date: 03-May-2012
ISIN: US26441C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM BARNET, III Mgmt For For
G. ALEX BERNHARDT, SR. Mgmt For For
MICHAEL G. BROWNING Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN H. FORSGREN Mgmt For For
ANN MAYNARD GRAY Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
E. JAMES REINSCH Mgmt For For
JAMES T. RHODES Mgmt For For
JAMES E. ROGERS Mgmt For For
PHILIP R. SHARP Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY Mgmt For For
CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2012
3. ADVISORY VOTE TO APPROVE DUKE ENERGY CORPORATION'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION
4. AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION OF DUKE ENERGY CORPORATION
5. SHAREHOLDER PROPOSAL REGARDING THE ISSUANCE OF A Shr Against For
REPORT ON THE FINANCIAL RISKS OF CONTINUED RELIANCE ON
COAL
6. SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT TO OUR Shr For Against
ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING
FOR THE ELECTION OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933562731
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109 Meeting Type: Annual
Ticker: DD Meeting Date: 25-Apr-2012
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION Mgmt For For
4. ON INDEPENDENT CHAIR Shr For Against
5. ON EXECUTIVE COMPENSATION REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933600086
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 30-May-2012
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE 61) Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE Mgmt Against Against
62)
4. INDEPENDENT CHAIRMAN (PAGE 64) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 65) Shr For Against
6. REPORT ON POLITICAL CONTRIBUTIONS (PAGE 66) Shr For Against
7. AMENDMENT OF EEO POLICY (PAGE 67) Shr Against For
8. REPORT ON NATURAL GAS PRODUCTION (PAGE 69) Shr For Against
9. GREENHOUSE GAS EMISSIONS GOALS (PAGE 71) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM SA Agenda Number: 703832560
--------------------------------------------------------------------------------------------------------------------------
Security: F4113C103 Meeting Type: MIX
Ticker: Meeting Date: 05-Jun-2012
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting
942800 DUE TO ADDITION OF RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID Non-Voting
VOTE OPTIONS ARE "FOR" AN D "AGAINST" A VOTE OF
"ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and Non-Voting
forward the Proxy Card dir ectly to the sub custodian.
Please contact your Client Service Representative to
obtain the necessary card, account details and
directions. The following ap plies to Non-Resident
Shareowners: Proxy Cards: Voting instructions will be
fo rwarded to the Global Custodians that have become
Registered Intermediaries, o n the Vote Deadline Date.
In capacity as Registered Intermediary, the Global C
ustodian will sign the Proxy Card and forward to the
local custodian. If you a re unsure whether your
Global Custodian acts as Registered Intermediary,
pleas e contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLIC KING ON THE MATERIAL
URL LINKS:
https://balo.journal-officiel.gouv.fr/pdf/2012
/0402/201204021201116.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2012/0
516/201205161202557.pdf
O.1 Approval of the annual corporate financial statements Mgmt For For
for the financial year e nded December 31, 2011
O.2 Approval of the consolidated financial statements for Mgmt For For
the financial year ended December 31, 2011
O.3 Allocation of income for the financial year ended Mgmt For For
December 31, 2011 as reflect ed in the annual
financial statements
O.4 Agreements pursuant to Article L.225-38 of the Mgmt For For
Commercial Code
O.5 Renewal of term of Mrs. Claudie Haignere as Board Mgmt For For
member
O.6 Renewal of term of Mr. Jose-Luis Duran as Board member Mgmt For For
O.7 Renewal of term of Mr. Charles-Henri Filippi as Board Mgmt For For
member
O.8 Authorization to be granted to the Board of Directors Mgmt For For
to purchase or transfer Company's shares
O.9 Ratification of change of location of the registered Mgmt For For
office
E.10 Amendment to Article 9 of the Statutes Mgmt Against Against
E.11 Amendment to Article 16 of the Statutes Mgmt For For
E.12 Amendment to Article 21 of the Statutes Mgmt For For
E.13 Delegation of powers to the Board of Directors to Mgmt For For
issue shares reserved for pe rsons having signed a
liquidity contract with the Company as holders of
shares or share subscription options of the company
Orange S.A
E.14 Delegation of powers to the Board of Directors to Mgmt For For
carry out free issuance of l iquidity instruments on
options reserved for holders of share subscription opt
ions of the company Orange S.A. having signed a
liquidity contract with the Co mpany
E.15 Authorization to the Board of Directors to allocate Mgmt For For
free shares of the Company
E.16 Delegation of authority to the Board of Directors to Mgmt For For
carry out capital increas es reserved for members of
savings plans
E.17 Authorization to the Board of Directors to reduce Mgmt For For
capital by cancellation of s hares
E.18 Powers to carry out all legal formalities Mgmt For For
A Following the income's decrease and in order to Shr Against For
improve the distribution of pr ofits of the company
between the employees and the shareholders, the
sharehold ers' meeting decides to allocate EUR 1.00
per share as dividends and to approp riate the balance
of the profits to the retained earnings account. The
shareho lders' meeting notes that an interim dividend
of EUR 0.60 per share has been p aid on September 8,
2011 and that accordingly the dividend's balance to be
all ocated stands at EUR 0.40 per share
CMMT PLEASE NOTE THAT THE 'FRANCE TELECOM ACTIONS' MUTUAL Non-Voting
FUND'S SUPERVISORY BOARD HAS ASKED TO PLACE RESOLUTION
'A' ON THE AGENDA IN ORDER TO AMEND THE THIRD RE
SOLUTION. THIS NEW RESOLUTION APPEARS AS RESOLUTION
'A' BELOW. PLEASE NOTE TH AT THE AMOUNT OF THE
DIVIDEND WHICH IS PROPOSED IN THE THIRD RESOLUTION AND
TH E RESOLUTION A ARE DIFFERENT (1.40 EURO PER SHARE
FOR THE THIRD RESOLUTION, 1. 00 EURO PER SHARE FOR THE
RESOLUTION A). THE SHAREHOLDER WILL HAVE TO CHOOSE T O
VOTE FOR EITHER OF THESE TWO RESOLUTIONS.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
ADDITIONAL COMMENT. IF Y OU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES S
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY Agenda Number: 933555421
--------------------------------------------------------------------------------------------------------------------------
Security: 372460105 Meeting Type: Annual
Ticker: GPC Meeting Date: 23-Apr-2012
ISIN: US3724601055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MARY B. BULLOCK Mgmt For For
PAUL D. DONAHUE Mgmt For For
JEAN DOUVILLE Mgmt For For
THOMAS C. GALLAGHER Mgmt For For
GEORGE C. 'JACK' GUYNN Mgmt For For
JOHN R. HOLDER Mgmt For For
JOHN D. JOHNS Mgmt For For
MICHAEL M.E. JOHNS, MD Mgmt For For
J. HICKS LANIER Mgmt For For
R.C. LOUDERMILK, JR. Mgmt For For
WENDY B. NEEDHAM Mgmt For For
JERRY W. NIX Mgmt For For
GARY W. ROLLINS Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 703680860
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112 Meeting Type: AGM
Ticker: Meeting Date: 03-May-2012
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report and the Mgmt For For
Financial Statements
2 To approve the Remuneration Report Mgmt For For
3 To re-elect Sir Christopher Gent as a Director Mgmt For For
4 To re-elect Sir Andrew Witty as a Director Mgmt For For
5 To re-elect Professor Sir Roy Anderson as a Director Mgmt For For
6 To re-elect Dr Stephanie Burns as a Director Mgmt For For
7 To re-elect Stacey Cartwright as a Director Mgmt For For
8 To re-elect Larry Culp as a Director Mgmt For For
9 To re-elect Sir Crispin Davis as a Director Mgmt For For
10 To re-elect Simon Dingemans as a Director Mgmt For For
11 To re-elect Judy Lewent as a Director Mgmt For For
12 To re-elect Sir Deryck Maughan as a Director Mgmt For For
13 To re-elect Dr Daniel Podolsky as a Director Mgmt For For
14 To re-elect Dr Moncef Slaoui as a Director Mgmt For For
15 To re-elect Tom de Swaan as a Director Mgmt For For
16 To re-elect Sir Robert Wilson as a Director Mgmt For For
17 Re-appoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
18 To determine remuneration of auditors Mgmt For For
19 To authorise the company and its subsidiaries to make Mgmt For For
donations to political organisations and incur
political expenditure
20 To authorise allotment of shares Mgmt For For
21 To disapply pre-emption rights Mgmt For For
22 To authorise the company to purchase its own shares Mgmt For For
23 To authorise exemption from statement of name of Mgmt For For
senior statutory auditor
24 To authorise reduced notice of a general meeting other Mgmt For For
than an AGM
25 To renew the GSK Share Save Plan Mgmt For For
26 To renew the GSK Share Reward Plan Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
AUDITOR NAME IN RESOLUTION 17. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933558631
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106 Meeting Type: Annual
Ticker: HON Meeting Date: 23-Apr-2012
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
5. POLITICAL CONTRIBUTIONS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP INC Agenda Number: 933571487
--------------------------------------------------------------------------------------------------------------------------
Security: 45822P105 Meeting Type: Annual
Ticker: TEG Meeting Date: 10-May-2012
ISIN: US45822P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH E. BAILEY Mgmt For For
WILLIAM J. BRODSKY Mgmt For For
ALBERT J. BUDNEY, JR. Mgmt For For
P. SAN JUAN CAFFERTY Mgmt For For
ELLEN CARNAHAN Mgmt For For
MICHELLE L. COLLINS Mgmt For For
K.M. HASSELBLAD-PASCALE Mgmt For For
JOHN W. HIGGINS Mgmt For For
PAUL W. JONES Mgmt For For
HOLLY K. KOEPPEL Mgmt For For
MICHAEL E. LAVIN Mgmt For For
WILLIAM F. PROTZ, JR. Mgmt For For
CHARLES A. SCHROCK Mgmt For For
2. THE APPROVAL OF A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. THE APPROVAL OF AN AMENDMENT TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO ADOPT A MAJORITY VOTING STANDARD FOR
FUTURE DIRECTOR ELECTIONS.
4. THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES
FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933562301
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 26-Apr-2012
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION
3. APPROVAL OF THE COMPANY'S 2012 LONG-TERM INCENTIVE Mgmt For For
PLAN
4. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012
5. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN Shr For Against
6. SHAREHOLDER PROPOSAL ON BINDING VOTE ON POLITICAL Shr Against For
CONTRIBUTIONS
7. SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL METHODS Shr Against For
FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 933559657
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103 Meeting Type: Annual
Ticker: KMB Meeting Date: 03-May-2012
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For For
1C. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F. ELECTION OF DIRECTOR: FABIAN T. GARCIA Mgmt For For
1G. ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L. ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
2. RATIFICATION OF AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933564165
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109 Meeting Type: Annual
Ticker: LMT Meeting Date: 26-Apr-2012
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1B. ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1J. ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
4. STOCKHOLDER PROPOSAL: ADOPT A POLICY THAT REQUIRES THE Shr For Against
BOARD CHAIRMAN TO BE AN INDEPENDENT DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
LORILLARD, INC. Agenda Number: 933595704
--------------------------------------------------------------------------------------------------------------------------
Security: 544147101 Meeting Type: Annual
Ticker: LO Meeting Date: 17-May-2012
ISIN: US5441471019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS I DIRECTOR: ROBERT C. ALMON Mgmt For For
1.2 ELECTION OF CLASS I DIRECTOR: KIT D. DIETZ Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. TO APPROVE THE LORILLARD, INC. EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
4. TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.
5. TO APPROVE THE SHAREHOLDER PROPOSAL ON DECLASSIFYING Shr For Against
THE BOARD OF DIRECTORS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL ON REPORTING Shr For Against
POLITICAL CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
MARKWEST ENERGY PARTNERS LP Agenda Number: 933620280
--------------------------------------------------------------------------------------------------------------------------
Security: 570759100 Meeting Type: Annual
Ticker: MWE Meeting Date: 01-Jun-2012
ISIN: US5707591005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK M. SEMPLE Mgmt For For
DONALD D. WOLF Mgmt For For
KEITH E. BAILEY Mgmt For For
MICHAEL L. BEATTY Mgmt Withheld Against
CHARLES K. DEMPSTER Mgmt For For
DONALD C. HEPPERMANN Mgmt For For
RANDALL J. LARSON Mgmt For For
ANNE E. FOX MOUNSEY Mgmt For For
WILLIAM P. NICOLETTI Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE PARTNERSHIP'S 2008 Mgmt For For
LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF
COMMON UNITS AVAILABLE FOR ISSUANCE UNDER THE PLAN
FROM 2.5 MILLION TO 3.7 MILLION.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Mgmt For For
PARTNERSHIP'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2012.
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 933574522
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102 Meeting Type: Annual
Ticker: MAT Meeting Date: 10-May-2012
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT A. ECKERT Mgmt For For
1C. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For
1D. ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON Mgmt For For
1E. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1F. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1G. ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For
1H. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR Mgmt For For
1J. ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For
1K. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For
1L. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY
STATEMENT.
3. APPROVAL OF THE NEW MATTEL INCENTIVE PLAN AND THE Mgmt For For
MATERIAL TERMS OF ITS PERFORMANCE GOALS.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933595247
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101 Meeting Type: Annual
Ticker: MCD Meeting Date: 24-May-2012
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. ECKERT Mgmt For For
1B. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREW J. MCKENNA Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD THOMPSON Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVAL OF THE 2012 OMNIBUS STOCK OWNERSHIP PLAN. Mgmt For For
4. APPROVAL OF DECLASSIFICATION OF THE BOARD OF Mgmt For For
DIRECTORS.
5. APPROVAL OF SHAREHOLDERS' RIGHT TO CALL SPECIAL Mgmt For For
MEETINGS.
6. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITOR FOR 2012.
7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
NUTRITION REPORT.
--------------------------------------------------------------------------------------------------------------------------
MEGGITT PLC, CHRISTCHURCH Agenda Number: 703677863
--------------------------------------------------------------------------------------------------------------------------
Security: G59640105 Meeting Type: AGM
Ticker: Meeting Date: 26-Apr-2012
ISIN: GB0005758098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and accounts Mgmt For For
2 To approve the remuneration report Mgmt Against Against
3 To declare a final dividend Mgmt For For
4 To re-elect Sir Colin Terry as a director Mgmt For For
5 To re-elect Mr T Twigger as a director Mgmt For For
6 To re-elect Mr P E Green as a director Mgmt For For
7 To re-elect Mr P Heiden as a director Mgmt For For
8 To re-elect Mr D A Robins as a director Mgmt For For
9 To re-elect Mr D M Williams as a director Mgmt For For
10 To re-elect Mr S G Young as a director Mgmt For For
11 To elect Ms B L Reichelderfer as a director Mgmt For For
12 To reappoint the auditors: PricewaterhouseCoopers LLP Mgmt For For
13 To authorise the directors to determine the auditors' Mgmt For For
fees
14 To renew the authority to allot Shares Mgmt For For
15 To disapply pre-emption rights Mgmt For For
16 To authorise donations to political organisations Mgmt For For
17 To permit the holding of general meetings at 14 days Mgmt For For
notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
AUDITORS NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933595158
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105 Meeting Type: Annual
Ticker: MRK Meeting Date: 22-May-2012
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2012.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
4. SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDER ACTION BY Shr For Against
WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL SHAREHOLDER Shr For Against
MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING REPORT ON CHARITABLE Shr Against For
AND POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
MOBISTAR SA, BRUXELLES Agenda Number: 703701272
--------------------------------------------------------------------------------------------------------------------------
Security: B60667100 Meeting Type: OGM
Ticker: Meeting Date: 02-May-2012
ISIN: BE0003735496
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO
PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME,
ADDRESS AND SHARE POSITION TO YOUR CLIENT
SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
A Presentation and discussion of the board of directors Non-Voting
management report on the company's annual accounts
for the financial year ended 31 December 2011
B Report of the statutory auditor on the company's Non-Voting
annual accounts for the financial year ended 31
December 2011
C.1 The general meeting approves the remuneration report Mgmt For For
for the financial year ended 31 December 2011
D.2 The general meeting approves the company's annual Mgmt For For
accounts for the financial year ended 31 December
2011, including the appropriation of the results as
presented with distribution of a gross dividend of
three euro and seventy cents (EUR 3.70) per share
E.3 The general meeting discharges the directors for Mgmt For For
fulfilling their mandate up to and including 31
December 2011
F.4 The general meeting discharges the statutory auditor Mgmt For For
for fulfilling his mandate up to and including
31 December 2011
G.1.5 The general meeting resolves to proceed to the final Mgmt For For
appointment of Mr. Jean Marcharion (co-opted by the
board of directors on 18 October 2011, in
replacement of Mr. Olaf Meijer Swantee, resigning
director) as a director of the company for a term of
two years. his mandate will not be remunerated and
will expire after the annual general meeting in 2014
G.2.6 The general meeting resolves to proceed to the final Mgmt Against Against
appointment of Ms Genevi Ve Andr-Berliat (co-opted by
the board of directors on 18 October 2011, in
replacement of Ms. Natha Lie Clere-Thevenon, resigning
director) as a director of the company f or a
term of two years. her mandate will not be
remunerated and will expire after the annual general
meeting in 2014
H.7 The general meeting resolves to apply the exception in Mgmt Against Against
article 520ter of the Belgian companies code
(combined with article 525 of the Belgian companies
code) with respect to the variable remuneration of the
members of the executive management. It
resolves, in particular, to maintain (and to the
extent necessary, to ratify the application of) the
same remuneration policy as that of preceding years
for the members of the executive management with
respect to the variable part short term (performance
bonus), the strategic letter and the Lti's as
stated in the remuneration report published by the
company. also, the general meeting resolves to replace
the stipulation s of article 20 of the company's
bylaws as follows: Article 20 remuneration the task
CONT CONTD general meeting Non-Voting
I.8 The general meeting resolves to replace the Mgmt For For
stipulations of article 3 of the company's
J.9 The general meeting grants to Mr. Johan Van Den Mgmt For For
Cruijce, with the right of substitution, all powers
necessary to coordinate the text of the company's
by-laws in accordance with the decisions taken
following the proposed resolution no. 7 and 8
of the general meeting, to sign it and file it with
the clerk of the relevant commercial court in
accordance with the applicable legal provisions
K.10 In accordance with article 556 of the Belgian Mgmt For For
companies code, the general meeting approves
article 41.1 of t he master partnership agreement for
telecommunication between Socitgn rale and
France telecom to which reference is made in article
4 of the local service agreement of 24 August 2011
between the company and Socitgn Rale
L.11 In accordance with article 556 of the Belgian Mgmt For For
companies code, the general meeting approves
article 41.1 of the master partnership agreement for
telecommunication between Axus and France
telecom to which reference is made in article 4 of
the local service agreement of 24 August 2011 between
the company and Axus
M.12 In accordance with article 556 of the Belgian Mgmt For For
companies code, the general meeting approves
article 41.1 of t he master partnership agreement for
telecommunication between Socitgn rale Private
Banking Belgium and France t l com in which reference
is made to article 4 of the local service agreement of
24 August 2011 between the company and Socitgn rale
Private Banking Belgium
N.13 In accordance with article 556 of the Belgian Mgmt For For
company's code, the general meeting approves and
ratifies Insofar as necessary article ii.34.2.2 of the
public procurement through a limited call for bids
offer nr. e- IB 2010-02granted to the
company on 10 June 2011 by the Flemish government
(Flemish ministry of Governmental affairs)
O.14 In accordance with article 556 of the Belgian Mgmt For For
companies code the general meeting approves and
ratifies insofar as necessary article 13.11 of the
machine to machine service agreement between the
company and sprint spectrum l. p. on 1 February 2012
-------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN, MUENC Agenda Number: 703669107
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104 Meeting Type: AGM
Ticker: Meeting Date: 26-Apr-2012
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT PURSUANT TO THE ARTICLES OF Non-Voting
ASSOCIATION OF THE ISSUER THE DISCLOSURE OF THE
BENEFICIAL OWNER DATA WILL BE REQUIRED WHEN EXCEEDING
A CERTAIN LIMIT OF SHARE HOLDINGS OF THE STATUTORY
SHARE CAPITAL. THEREFORE BROADRIDGE WILL BE DISCLOSING
THE BENEFICIAL OWNER DATA FOR ALL VOTED ACCOUNTS TO
THE RESPECTIVE LOCAL SUB CUSTODIAN. PLEASE NOTE THAT
DEPENDING ON THE PROCESSING OF THE LOCAL SUB CUSTODIAN
BLOCKING MAY APPLY. THE VOTE DEADLINE AS DISPLAYED ON
PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS
SOON AS BROADRIDGE HAS OBTAINED ALL LOCAL SUB
CUSTODIANS' CONFIRMATIONS REGARDING THEIR DEADLINE FOR
INSTRUCTIONS. FOR ANY QUERIES PLEASE CONTACT YOUR
CLIENT SERVICES REPRESENTATIVE. THANK YOU.
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL. THANK YOU.
For German registered shares, the shares have to be Non-Voting
registered within the company's shareholder book.
Depending on the processing of the local sub custodian
if a client wishes to withdraw its voting instruction
due to intentions to trade/lend their stock, a Take No
Action vote must be received by the vote deadline as
displayed on ProxyEdge to facilitate de-registration
of shares from the company's shareholder book. Any
Take No Action votes received after the vote deadline
will only be forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further information.
Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 11.04.2012. Non-Voting
FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND
DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH
TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE
COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1.a Submission of the report of the Supervisory Board and Non-Voting
the corporate governance report including the
remuneration report for the financial year 2011
1.b Submission of the adopted Company financial statements Non-Voting
and management report for the financial year 2011, the
approved consolidated financial statements and
management report for the Group for the financial year
2011, and the explanatory report on the information in
accordance with Sections 289 para. 4 and 315 para. 4
of the German Commercial Code
2. Resolution on the appropriation of the net retained Mgmt For For
profits from the financial year 2011
3. Resolution to approve the actions of the Board of Mgmt For For
Management
4. Resolution to approve the actions of the Supervisory Mgmt For For
Board
5. Resolution to approve the remuneration system for the Mgmt For For
Board of Management
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 703674108
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649 Meeting Type: AGM
Ticker: Meeting Date: 19-Apr-2012
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting
959078 DUE TO CHANGE IN VOTING STATUS OF RESOLUTION 6.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting
NOTICE SENT UNDER MEETING 935399, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME
MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE.
PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES AT
THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT
OF THE VOTING INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR
RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE.
IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
1.1 Approval of the annual report, the financial Mgmt For For
statements of Nestle S.A. and the consolidated
financial statements of the Nestle Group for 2011
1.2 Acceptance of the compensation report 2011 (advisory Mgmt For For
vote)
2 Release of the members of the board of directors and Mgmt For For
of the management
3 Appropriation of profits resulting from the balance Mgmt For For
sheet of Nestle S.A. (proposed dividend) for the
financial year 2011
4.1 Re-election to the board of directors of Mr. Daniel Mgmt For For
Borel
4.2 Election to the board of directors of Mr. Henri De Mgmt For For
Castries
4.3 Re-election of the statutory auditors KPMG SA, Geneva Mgmt For For
Branch
5 Capital reduction (by cancellation of shares) Mgmt For For
6 In the event of a new or modified proposal by a Mgmt Abstain Against
shareholder during the General Meeting, I instruct the
independent representative to vote in favour of the
proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. Agenda Number: 933591465
--------------------------------------------------------------------------------------------------------------------------
Security: 65473P105 Meeting Type: Annual
Ticker: NI Meeting Date: 15-May-2012
ISIN: US65473P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD A. ABDOO Mgmt For For
1B ELECTION OF DIRECTOR: ARISTIDES S. CANDRIS Mgmt For For
1C ELECTION OF DIRECTOR: SIGMUND L. CORNELIUS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL E. JESANIS Mgmt For For
1E ELECTION OF DIRECTOR: MARTY R. KITTRELL Mgmt For For
1F ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For
1G ELECTION OF DIRECTOR: DEBORAH S. PARKER Mgmt For For
1H ELECTION OF DIRECTOR: IAN M. ROLLAND Mgmt For For
1I ELECTION OF DIRECTOR: ROBERT C. SKAGGS, JR. Mgmt For For
1J ELECTION OF DIRECTOR: TERESA A. TAYLOR Mgmt For For
1K ELECTION OF DIRECTOR: RICHARD L. THOMPSON Mgmt For For
1L ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
03 TO CONSIDER ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
04 TO CONSIDER AN AMENDMENT TO THE COMPANY'S EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
05 TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING Shr For Against
CUMULATIVE VOTING.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 703587709
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150 Meeting Type: AGM
Ticker: Meeting Date: 23-Feb-2012
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting
943705 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES AT
THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT
OF THE VOTING INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR
RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE.
IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting
NOTICE SENT UNDER MEETING 935314, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME
MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE.
PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
A.1 Approval of the annual report, the financial Mgmt For For
statements of Novartis AG and the group consolidated
financial statements for the business year 2011
A.2 Discharge from liability of the members of the board Mgmt For For
of directors and the Executive Committee
A.3 Appropriation of available earnings of Novartis AG and Mgmt For For
declaration of dividend: Balance brought forward: NIL;
Net income of 2011: CHF 5,370,749,043; Partial use of
free reserves: CHF 477,787,917; Available earnings at
the disposal of the AGM: CHF 5,848,536,960; The Board
of Directors proposed appropriation of available
earnings as follows: Gross dividend of CHF 2.25 per
dividend bearing share of CHF 0.50 nominal value: CHF
-5,848,536,960; Balance to be carried forward: NIL
A.4 Reduction of share capital Mgmt For For
A.511 Re-election of William Brody, M.D., PH.D. Mgmt For For
A.512 Re-election of Srikant Datar, PH.D. Mgmt For For
A.513 Re-election of Andreas Von Planta, PH.D. Mgmt For For
A.514 Re-election of Dr. Ing. Wendelin Wiedeking Mgmt For For
A.515 Re-election of Rolf M. Zinkernagel, M.D. Mgmt For For
A.5.2 New-election of Dimitri Azar, M.D. Mgmt For For
A.6 Appointment of the auditor, PricewaterhouseCoopers AG Mgmt For For
B. If shareholders at the annual general meeting propose Mgmt Abstain For
additional and/or counter-proposals, I/we instruct the
Independent Proxy to vote according to the proposal of
the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
NYSE EURONEXT Agenda Number: 933582757
--------------------------------------------------------------------------------------------------------------------------
Security: 629491101 Meeting Type: Annual
Ticker: NYX Meeting Date: 26-Apr-2012
ISIN: US6294911010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDRE BERGEN Mgmt For For
1B. ELECTION OF DIRECTOR: ELLYN L. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: MARSHALL N. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: DOMINIQUE CERUTTI Mgmt For For
1E. ELECTION OF DIRECTOR: PATRICIA M. CLOHERTY Mgmt For For
1F. ELECTION OF DIRECTOR: SIR GEORGE COX Mgmt For For
1G. ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For
1H. ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS Mgmt For For
1I. ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. MCNULTY Mgmt For For
1K. ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER Mgmt For For
1L. ELECTION OF DIRECTOR: RICARDO SALGADO Mgmt Against Against
1M. ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For
1N. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1O. ELECTION OF DIRECTOR: RIJNHARD VAN TETS Mgmt For For
1P. ELECTION OF DIRECTOR: SIR BRIAN WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS NYSE EURONEXT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2012.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE Mgmt Against Against
COMPENSATION (THE "SAY-ON-PAY" PROPOSAL).
4. THE STOCKHOLDER PROPOSAL TO GIVE HOLDERS OF 10% OF THE Shr For Against
OUTSTANDING COMMON STOCK THE POWER TO CALL A SPECIAL
STOCKHOLDER MEETING (THE STEINER PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
ORKLA ASA, OSLO Agenda Number: 703688056
--------------------------------------------------------------------------------------------------------------------------
Security: R67787102 Meeting Type: AGM
Ticker: Meeting Date: 19-Apr-2012
ISIN: NO0003733800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting
951184 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE Non-Voting
RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE
ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE
TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY DEADLINE AND
TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE
DAY AFTER THE MEETING.
1 Approval of the financial statements for Mgmt No vote
2011,including distribution of a dividend
2.1 Explanation of Orkla's terms and conditions policy and Non-Voting
the Board of Directors' statement of guidelines for
the pay and other remuneration of the executive
management
2.2 Advisory approval of the Board of Directors' statement Mgmt No vote
of guidelines for the pay and other remuneration of
the executive management in the coming financial year
2.3 Approval of guidelines for share-related incentive Mgmt No vote
arrangements in the coming financial year
3 Reports on the company's corporate governance Non-Voting
4 Reduction of capital by cancellation of treasury Mgmt No vote
shares
5.i The General Meeting of Orkla ASA hereby authorizes the Non-Voting
Board of Directors to permit the company to acquire
shares in Orkla ASA with a nominal value of up to NOK
125,000,000 divided between a maximum of 100,000,000
shares, provided that the company's holding of
treasury shares does not exceed 10% of shares
outstanding at any given time. The amount that may be
paid per share shall be no less than NOK 20 and no
more than NOK 80. The Board of Directors shall have a
free hand with respect to methods of acquisition and
disposal of treasury shares. This authorisation shall
apply from 20 April 2012 until the date of the Annual
General Meeting in 2013
5.ii Authorisation to acquire treasury shares, to be Mgmt No vote
utilised to fulfil existing employee incentive
arrangements, and incentive arrangements adopted by
the General Meeting in accordance with item 2.3 of the
agenda
5.iii Authorisation to acquire treasury shares, to be Mgmt No vote
utilised to acquire shares for cancellation
6 Minimum notice of an Extraordinary General Meeting Mgmt No vote
7.i Reelect Andresen, Kreutzer, Bjerke, Pettersson, Mgmt No vote
Waersted, Windfelt, Svarva, Mejdell, Blystad, Selte
,Venold and Brautaset as Members of Corporate Assembly
Elect Gleditsch, and Rydning as New Members of
Corporate Assembly
7.ii Reelect Hokholt, Bjorn, and Berdal as Deputy Members Mgmt No vote
of Corporate Assembly Elect Houg, Hagen, and Ideboen
as New Deputy Members of Corporate Assembly
8 Reelect Idar Kreutzer (Chair), Olaug Svarva, and Leiv Mgmt No vote
Askvig as Members of Nominating Committee
9 Remuneration of the members and deputy members to the Mgmt No vote
Corporate Assembly
10 Remuneration of the members to the Nomination Mgmt No vote
Committee
11 Approval of the Auditor's remuneration Mgmt No vote
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN Non-Voting
BLOCKING TAG FROM "N" TO "Y". IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PEARSON PLC Agenda Number: 703678079
--------------------------------------------------------------------------------------------------------------------------
Security: G69651100 Meeting Type: AGM
Ticker: Meeting Date: 27-Apr-2012
ISIN: GB0006776081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of financial statements Mgmt For For
2 Final dividend Mgmt For For
3 Re-election of David Arculus Mgmt For For
4 Re-election of Patrick Cescau Mgmt For For
5 Re-election of Will Ethridge Mgmt For For
6 Re-election of Rona Fairhead Mgmt For For
7 Re-election of Robin Freestone Mgmt For For
8 Re-election of Susan Fuhrman Mgmt For For
9 Re-election of Ken Hydon Mgmt For For
10 Re-election of Josh Lewis Mgmt For For
11 Re-election of John Makinson Mgmt For For
12 Re-election of Glen Moreno Mgmt For For
13 Re-election of Marjorie Scardino Mgmt For For
14 Re-appointment of Vivienne Cox Mgmt For For
15 Approval of report on directors remuneration Mgmt For For
16 To reappoint PricewaterhouseCoopers LLP as auditors Mgmt For For
for the ensuing year
17 Remuneration of auditors Mgmt For For
18 Allotment of shares Mgmt For For
19 Waiver of pre emption rights Mgmt For For
20 Authority to purchase own shares Mgmt For For
21 Notice of meetings Mgmt For For
22 Articles of Association Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
AUDITOR NAME IN RESOLUTION 16. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933566842
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108 Meeting Type: Annual
Ticker: PEP Meeting Date: 02-May-2012
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1H. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1I. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1J. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1K. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1L. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2012.
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
4. RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER OUR 2007 Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL - LOBBYING PRACTICES REPORT. Shr Against For
6. SHAREHOLDER PROPOSAL - FORMATION OF RISK OVERSIGHT Shr Against For
COMMITTEE.
7. SHAREHOLDER PROPOSAL - CHAIRMAN OF THE BOARD SHALL BE Shr For Against
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933572136
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109 Meeting Type: Annual
Ticker: PM Meeting Date: 09-May-2012
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1E. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1G. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1H. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1I. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1K. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1L. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF THE PHILIP MORRIS INTERNATIONAL INC. 2012 Mgmt For For
PERFORMANCE INCENTIVE PLAN
5. STOCKHOLDER PROPOSAL 1 - INDEPENDENT BOARD CHAIR Shr Against For
6. STOCKHOLDER PROPOSAL 2 - CREATE AN INDEPENDENT ETHICS Shr Against For
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE CO. Agenda Number: 933639265
--------------------------------------------------------------------------------------------------------------------------
Security: 718252604 Meeting Type: Consent
Ticker: PHI Meeting Date: 14-Jun-2012
ISIN: US7182526043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AUDITED FINANCIAL STATEMENTS FOR THE Mgmt For Against
FISCAL YEAR ENDING DECEMBER 31, 2011 CONTAINED IN THE
COMPANY'S 2011 ANNUAL REPORT.
2A ELECTION OF DIRECTOR: REV. FR. BIENVENIDO F. NEBRES, Mgmt For
S.J. (INDEPENDENT DIRECTOR)
2B ELECTION OF DIRECTOR: MR. PEDRO E. ROXAS (INDEPENDENT Mgmt For
DIRECTOR)
2C ELECTION OF DIRECTOR: MR. ALFRED V. TY (INDEPENDENT Mgmt For
DIRECTOR)
2D ELECTION OF DIRECTOR: MS. HELEN Y. DEE Mgmt For
2E ELECTION OF DIRECTOR: ATTY. RAY C. ESPINOSA Mgmt For
2F ELECTION OF DIRECTOR: MR. JAMES L. GO Mgmt For
2G ELECTION OF DIRECTOR: MR. SETSUYA KIMURA Mgmt For
2H ELECTION OF DIRECTOR: MR. NAPOLEON L. NAZARENO Mgmt For
2I ELECTION OF DIRECTOR: MR. MANUEL V. PANGILINAN Mgmt For
2J ELECTION OF DIRECTOR: MR. HIDEAKI OZAKI Mgmt For
2K ELECTION OF DIRECTOR: MS. MA. LOURDES C. RAUSA-CHAN Mgmt For
2L ELECTION OF DIRECTOR: MR. JUAN B. SANTOS Mgmt For
2M ELECTION OF DIRECTOR: MR. TONY TAN CAKTIONG Mgmt For
--------------------------------------------------------------------------------------------------------------------------
PITNEY BOWES INC. Agenda Number: 933574508
--------------------------------------------------------------------------------------------------------------------------
Security: 724479100 Meeting Type: Annual
Ticker: PBI Meeting Date: 14-May-2012
ISIN: US7244791007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For
1B. ELECTION OF DIRECTOR: ANNE M. BUSQUET Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER FRADIN Mgmt For For
1D. ELECTION OF DIRECTOR: ANNE SUTHERLAND FUCHS Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES H. KEYES Mgmt For For
1F. ELECTION OF DIRECTOR: MURRAY D. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL I. ROTH Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID L. SHEDLARZ Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SNOW, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT E. WEISSMAN Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF Mgmt For For
THE INDEPENDENT ACCOUNTANTS FOR 2012.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
PROSIEBEN SAT.1 MEDIA AG, MUENCHEN Agenda Number: 703701501
--------------------------------------------------------------------------------------------------------------------------
Security: D6216S101 Meeting Type: AGM
Ticker: Meeting Date: 15-May-2012
ISIN: DE0007771172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, Non-Voting
SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU
MAY APPLY FOR AN ENTRANCE CARD. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING Non-Voting
IS 24 APR 2012, WHEREAS THE MEETING HAS BEEN SETUP
USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS IS
DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 APR 2012. Non-Voting
FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND
DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH
TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE
COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements and annual Non-Voting
report for the 2011 financial year with the report of
the Supervisory Board, the group financial statements
and group annual report
2. Resolution on the appropriation of the distributable Non-Voting
profit of EUR 3,047,374,419.26 as follows: Payment of
a dividend of EUR 1.17 per preferred share and EUR
1.15 per registered ordinary share EUR
2,802,508,467.27 shall be carried forward Ex-dividend
and payable date: May 16, 2012
3. Ratification of the acts of the Board of MDs Non-Voting
4. Ratification of the acts of the Supervisory Board Non-Voting
5. Appointment of auditors for the 2012 financial year: Non-Voting
KPMG AG
6.a Election to the Supervisory Board: Fred Th.J. Arp Non-Voting
6.b Election to the Supervisory Board: Stefan Dziarski Non-Voting
7. Authorization to acquire own shares The company shall Non-Voting
be authorized to acquire own ordinary and/or preferred
shares of up to 10 pct. of its share capital, at
prices not deviating more than 20 pct. from the market
price of the preferred shares, on or before May 14,
2017. The Board of MDs shall be authorized to dispose
of the own preferred shares in a manner other than the
stock exchange or by way of a rights offering if the
shares are sold at a price not materially below their
market price. Furthermore, the Board of MDs shall be
authorized to use the own ordinary and/or preferred
shares for mergers and acquisitions, within the scope
of the company's stock option plans, or for satisfying
option or conversion rights, to offer the shares to
holders of conversion or option rights, to use the
8. Authorization to use derivatives for the acquisition Non-Voting
of own shares The company shall be authorized to use
call and put options for the acquisition of own shares
as per item 7
9. Approval of the control and profit transfer agreement Non-Voting
with the company's wholly-owned subsidiary,
ProSiebenSat.1 Welt GmbH, effective for a period of at
least five years
--------------------------------------------------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY Agenda Number: 933604298
--------------------------------------------------------------------------------------------------------------------------
Security: 257867101 Meeting Type: Annual
Ticker: RRD Meeting Date: 17-May-2012
ISIN: US2578671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. QUINLAN III Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1D. ELECTION OF DIRECTOR: LEE A. CHADEN Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. CRANDALL Mgmt For For
1F. ELECTION OF DIRECTOR: JUDITH H. HAMILTON Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS S. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL T. RIORDAN Mgmt For For
1J. ELECTION OF DIRECTOR: OLIVER R. SOCKWELL Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVAL OF 2012 PERFORMANCE INCENTIVE PLAN. Mgmt For For
4. RATIFICATION OF THE COMPANY'S INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
5. STOCKHOLDER PROPOSAL WITH RESPECT TO A SUSTAINABLE Shr For Against
PAPER PURCHASING REPORT.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 703694667
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107 Meeting Type: AGM
Ticker: Meeting Date: 03-May-2012
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Company's accounts and the reports of the Mgmt For For
Directors and the Auditors for the year ended 31
December 2011 be received
2 That the Directors' Remuneration Report for the year Mgmt For For
ended 31 December 2011 be approved
3 That the final dividend recommended by the Directors Mgmt For For
of 70p per ordinary share for the year ended 31
December 2011 be declared payable and paid on 31 May
2012 to all ordinary Shareholders on the register at
the close of business on 24 February 2012
4 That Adrian Bellamy (member of the Nomination and Mgmt For For
Remuneration Committees) be re-elected as a Director
5 That Peter Harf (member of the Nomination Committee) Mgmt For For
be re-elected as a Director
6 That Richard Cousins (member of the Remuneration Mgmt For For
Committee) be re-elected as a Director
7 That Liz Doherty be re-elected as a Director Mgmt For For
8 That Ken Hydon (member of the Audit and Nomination Mgmt For For
Committees) be re-elected as a Director
9 That Andre Lacroix (member of the Audit Committee) be Mgmt For For
re-elected as a Director
10 That Graham Mackay (member of the Nomination and Mgmt For For
Remuneration Committees) be re-elected as a Director
11 That Judith Sprieser (member of the Nomination and Mgmt For For
Remuneration Committees) be re-elected as a Director
12 That Warren Tucker (member of the Audit Committee) be Mgmt For For
re-elected as a Director
13 That Rakesh Kapoor (member of the Nomination Mgmt For For
Committee), who was appointed to the Board since the
date of the last AGM, be elected as a Director
14 That PricewaterhouseCoopers LLP be re-appointed Mgmt For For
Auditors of the Company to hold office until the
conclusion of the next general meeting at which
accounts are laid before the Company
15 That the Directors be authorised to fix the Mgmt For For
remuneration of the Auditors
16 That in accordance with sections 366 and 367 of the Mgmt For For
2006 Act the Company and any UK registered company
which is or becomes a subsidiary of the Company
during the period to which this resolution relates be
authorised to: a) make political donations to
political parties and/or independent election
candidates up to a total aggregate amount of GBP
50,000; b) make political donations to political
organisations other than political parties up to a
total aggregate amount of GBP 50,000; and c) incur
political expenditure up to a total aggregate amount
of GBP 50,000 during the period from the date of this
resolution until the conclusion of the next AGM of the
Company in 2013, provided that the total aggregate
amount of all such donations and
CONT CONTD exceed GBP 50,000. For the purpose of this Non-Voting
resolution, the terms 'political donations',
'political parties', 'independent election
candidates', 'political organisations' and 'political
expenditure' have the meanings set out in sections
363 to 365 of the 2006 Act
17 That the Directors be generally and unconditionally Mgmt For For
authorised to exercise all the powers of the
Company to allot shares or grant rights to subscribe
for or convert any security into shares of the
Company: a) up to a nominal amount of GBP
21,559,809 (such amount to be reduced by the nominal
amount allotted or granted under paragraph (b)
below in excess of such sum; and b) comprising
equity securities (as defined in section 560(1) of the
2006 Act) up to a nominal amount of GBP 48,660,000
(such amount to be reduced by any allotments or
grants made under paragraph (a) above) in connection
with an offer by way of a rights issue: i) to
ordinary Shareholders in proportion (as nearly as may
be practicable) to their existing holdings; and ii) to
CONT CONTD as the Directors otherwise consider necessary, Non-Voting
and so that the Directors may impose any
limits or restrictions and make any arrangements
which it considers necessary or appropriate to deal
with treasury shares, fractional entitlements,
record dates, legal, regulatory or practical
problems in, or under the laws of, any territory or
any other matter, such authorities to apply until
the end of next year's AGM (or, if earlier, until the
close of business on 30 June 2013), but, in each case,
so that the Company may make offers and enter
into agreements during the relevant period which
would, or might, require shares to be allotted or
rights to subscribe for or convert securities into
shares to be granted after the authority ends and the
CONT CONTD into shares under any such offer or agreement as Non-Voting
if the authority had not ended
18 That if resolution 17 is passed, the Directors be Mgmt For For
given power to allot equity securities (as defined in
the 2006 Act) for cash under the authority given by
that resolution and/or to sell ordinary shares held by
the Company as treasury shares for cash as if
section 561 of the 2006 Act did not apply to any
such allotment or sale, such power to be limited: a)
to the allotment of equity securities and sale of
treasury shares for cash in connection with an offer
of, or invitation to apply for, equity securities (but
in the case of the authority granted under paragraph
(b) of resolution 17, by way of a rights issue
only): i) to ordinary Shareholders in proportion (as
nearly as may be practicable) to their existing
holdings; and ii) to holders of other equity
CONT CONTD Directors otherwise consider necessary, and so Non-Voting
that the Directors may impose any limits or
restrictions and make any arrangements which they
consider necessary or appropriate to deal with
treasury shares, fractional entitlements, record
dates, legal, regulatory or practical problems in, or
under the laws of, any territory or any other
matter; and b) in the case of the authority granted
under paragraph (a) of this resolution and/or in the
case of any transfer of treasury shares which is
treated as an allotment of equity securities under
section 560(3) of the 2006 Act, to the allotment
(otherwise than under paragraph (a) above) of equity
securities up to a nominal amount of GBP
3,649,000 such power to apply until the end of next
CONT CONTD period the Company may make offers, and enter Non-Voting
into agreements, which would, or might, require
equity securities to be allotted (and treasury
shares to be sold) after the power ends and the
Directors may allot equity securities under any
such offer or agreement as if the power had not
expired
19 That the Company be and it is hereby generally and Mgmt For For
unconditionally authorised for the purposes of Section
701 of the 2006 Act to make market purchases
(within the meaning of Section 693(4) of the 2006 Act)
of ordinary shares of 10p each in the capital of the
Company ('ordinary shares') provided that: a) the
maximum number of ordinary shares which may be
purchased is 72,900,000 ordinary shares
(representing less than 10% of the Company's issued
ordinary share capital as at 9 March 2012); b) the
maximum price at which ordinary shares may be
purchased is an amount equal to the higher of (i) 5%
above the average of the middle market quotations for
the ordinary shares as taken from the London Stock
Exchange Daily Official List for the five business
CONT CONTD of the EU Buybackand Stabilisation Regulations Non-Voting
2003 (No. 2273/2003); and the minimum price is 10p
per ordinary share, in both cases exclusive of
expenses; c) the authority to purchase conferred by
this resolution shall expire on the earlier of 30
June 2013 or on the date of the AGM of the
Company in 2013 save that the Company may, before such
expiry, enter into a contract to purchase ordinary
shares under which such purchase will or may be
completed or executed wholly or partly after the
expiration of this authority and may make a purchase
of ordinary shares in pursuance of any such contract;
and d) all ordinary shares purchased pursuant to the
said authority shall be either: i) cancelled
immediately upon completion of the purchase; or ii)
CONT CONTD accordance with the provisions of the 2006 Act Non-Voting
20 That in accordance with Article 86(ii) of the Mgmt For For
Company's Articles of Association, Article
86(i) be amended by deleting the words 'GBP 1,000,000
a year' relating to the aggregate annual limit on the
fees payable to Directors who do not hold executive
office and replacing them with the words 'GBP
1,500,000 a year
21 That a general meeting other than an AGM may be called Mgmt For For
on not less than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION 10.IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP Agenda Number: 933614388
--------------------------------------------------------------------------------------------------------------------------
Security: 758766109 Meeting Type: Annual
Ticker: RGC Meeting Date: 09-May-2012
ISIN: US7587661098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CHARLES E. BRYMER Mgmt For For
MICHAEL L. CAMPBELL Mgmt For For
ALEX YEMENIDJIAN Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
27, 2012.
4 APPROVAL OF THE AMENDMENTS TO OUR 2002 STOCK INCENTIVE Mgmt Against Against
PLAN.
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 933565181
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106 Meeting Type: Annual
Ticker: RAI Meeting Date: 03-May-2012
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. DALY* Mgmt For For
HOLLY K. KOEPPEL* Mgmt For For
H.G.L. (HUGO) POWELL* Mgmt Withheld Against
RICHARD E. THORNBURGH* Mgmt For For
THOMAS C. WAJNERT* Mgmt For For
H. RICHARD KAHLER# Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS
3. AMENDMENT TO THE ARTICLES OF INCORPORATION TO Mgmt For For
IMPLEMENT MAJORITY VOTING IN UNCONTESTED DIRECTOR
ELECTIONS
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS
5. SHAREHOLDER PROPOSAL FOR THE CREATION OF AN ETHICS Shr Against For
COMMITTEE TO REVIEW MARKETING ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda Number: 703593106
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217 Meeting Type: AGM
Ticker: Meeting Date: 06-Mar-2012
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, Non-Voting
SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU
MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR
CLIENT REPRESENTATIVE. THANK YOU
1 Approval of the Annual Report, Annual Financial Non-Voting
Statements and Consolidated Financial Statements for
2011 and the Remuneration Report
2 Ratification of the Board of Directors' actions Non-Voting
3 Vote on the appropriation of available earnings Non-Voting
4.1 The re-election of Prof. Sir John Bell to the Board Non-Voting
for a term of two years as provided by the Articles of
Incorporation
4.2 The re-election of Mr. Andre Hoffmann to the Board for Non-Voting
a term of two years as provided by the Articles of
Incorporation
4.3 The re-election of Dr Franz B. Humer to the Board for Non-Voting
a term of two years as provided by the Articles of
Incorporation
5 Election of Statutory Auditors: KPMG Ltd. Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 933613766
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206 Meeting Type: Annual
Ticker: RDSA Meeting Date: 22-May-2012
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2. APPROVAL OF REMUNERATION REPORT Mgmt For For
3. APPOINTMENT OF SIR NIGEL SHEINWALD AS A DIRECTOR OF Mgmt For For
THE COMPANY
4A. RE-APPOINTMENT OF DIRECTOR: JOSEF ACKERMANN Mgmt For For
4B. RE-APPOINTMENT OF DIRECTOR: GUY ELLIOTT Mgmt For For
4C. RE-APPOINTMENT OF DIRECTOR: SIMON HENRY Mgmt For For
4D. RE-APPOINTMENT OF DIRECTOR: CHARLES O. HOLLIDAY Mgmt For For
4E. RE-APPOINTMENT OF DIRECTOR: GERARD KLEISTERLEE Mgmt For For
4F. RE-APPOINTMENT OF DIRECTOR: CHRISTINE MORIN-POSTEL Mgmt For For
4G. RE-APPOINTMENT OF DIRECTOR: JORMA OLLILA Mgmt For For
4H. RE-APPOINTMENT OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
4I. RE-APPOINTMENT OF DIRECTOR: JEROEN VAN DER VEER Mgmt For For
4J. RE-APPOINTMENT OF DIRECTOR: PETER VOSER Mgmt For For
4K. RE-APPOINTMENT OF DIRECTOR: HANS WIJERS Mgmt For For
5. RE-APPOINTMENT OF AUDITORS Mgmt For For
6. REMUNERATION OF AUDITORS Mgmt For For
7. AUTHORITY TO ALLOT SHARES Mgmt For For
8. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
9. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
10. AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANOFI, PARIS Agenda Number: 703651023
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101 Meeting Type: MIX
Ticker: Meeting Date: 04-May-2012
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID Non-Voting
VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF
"ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and Non-Voting
forward the Proxy Card directly to the sub
custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to the Global
Custodians that have become Registered
Intermediaries, on the Vote Deadline Date. In capacity
as Registered Intermediary, the Global
Custodian will sign the Proxy Card and forward to
the local custodian. If you are unsure whether your
Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2012/0312/20
1203121200823.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2012/0413/20
1204131201488.pdf
O.1 Approval of the corporate financial statements for the Mgmt For For
financial year 2011
O.2 Approval of the consolidated financial statements for Mgmt For For
the financial year 2011
O.3 Allocation of income and setting the dividend Mgmt For For
O.4 Appointment of Mr. Laurent Attal as Board member Mgmt For For
O.5 Renewal of term of Mr. Uwe Bicker as Board member Mgmt For For
O.6 Renewal of term of Mr. Jean-Rene Fourtou as Board Mgmt For For
member
O.7 Renewal of term of Mrs. Claudie Haignere as Board Mgmt For For
member
O.8 Renewal of term of Mrs. Carole Piwnica as Board member Mgmt For For
O.9 Renewal of term of Mr. Klaus Pohle as Board member Mgmt For For
O.10 Appointment of the company Ernst & Young et Autres as Mgmt For For
principal Statutory Auditor
O.11 Appointment of the company Auditex as deputy Statutory Mgmt For For
Auditor
O.12 Ratification of the change of location of the Mgmt For For
registered office
O.13 Authorization to be granted to the Board of Directors Mgmt For For
to trade Company's shares
E.14 Delegation of authority to be granted to the Board of Mgmt For For
Directors to carry out free allocations of shares
existing or to be issued to employees of the staff and
corporate officers of the Group or to some of them
E.15 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
ADDITIONAL URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SCANA CORPORATION Agenda Number: 933578544
--------------------------------------------------------------------------------------------------------------------------
Security: 80589M102 Meeting Type: Annual
Ticker: SCG Meeting Date: 03-May-2012
ISIN: US80589M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES A. BENNETT Mgmt For For
LYNNE M. MILLER Mgmt For For
JAMES W. ROQUEMORE Mgmt For For
MACEO K. SLOAN Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SHAREHOLDER PROPOSAL REGARDING REPEAL OF THE Shr Against For
CLASSIFICATION OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
SCOR SE, PUTEAUX Agenda Number: 703685719
--------------------------------------------------------------------------------------------------------------------------
Security: F15561677 Meeting Type: MIX
Ticker: Meeting Date: 03-May-2012
ISIN: FR0010411983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID Non-Voting
VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF
"ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and Non-Voting
forward the Proxy Card directly to the sub
custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to the Global
Custodians that have become Registered
Intermediaries, on the Vote Deadline Date. In capacity
as Registered Intermediary, the Global
Custodian will sign the Proxy Card and forward to
the local custodian. If you are unsure whether your
Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2012/0328/20
1203281201121.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2012/0418/20
1204181201571.pdf
O.1 Approval of the rapports and corporate financial Mgmt For For
statements for the financial year ended December 31,
2011
O.2 Allocation of income and setting the dividend for the Mgmt For For
financial year ended December 31, 2011
O.3 Approval of the rapports and consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2011
O.4 Approval of the Agreements referred to in the special Mgmt For For
report of the Statutory Auditors pursuant to Article
L.225-38 of the Commercial Code
O.5 Approval of the Agreement concluded between the Mgmt For For
Company and Mr. Denis Kessler referred to in
the special report of the Statutory Auditors pursuant
to Article L.225-42-1 of the Commercial Code
O.6 Ratification of change of location of the registered Mgmt For For
office
O.7 Appointment of Mr. Kevin J. Knoer as Board member of Mgmt For For
the Company
O.8 Authorization granted to the Board of Directors to Mgmt For For
trade Company's shares
O.9 Powers to carry out all legal formalities Mgmt For For
E.10 Delegation of authority granted to the Board of Mgmt For For
Directors to decide to incorporate reserves,
profits or premiums
E.11 Delegation of authority granted to the Board of Mgmt For For
Directors to decide to issue shares and/or securities
providing access to capital or entitling to a debt
security while maintaining preferential subscription
rights
E.12 Delegation of authority granted to the Board of Mgmt For For
Directors to decide to issue shares and/or securities
providing access to capital or entitling to a debt
security with cancellation of preferential
subscription rights through a public offer
E.13 Delegation of authority granted to the Board of Mgmt For For
Directors to decide to issue shares and/or securities
providing access to capital or entitling to a debt
security with cancellation of preferential
subscription rights through an offer pursuant to
Article L.411-2, II of the Monetary and Financial Code
E.14 Delegation of authority granted to the Board of Mgmt For For
Directors to decide to issue shares and/or securities
providing access to capital of the Company or
entitling to a debt security with cancellation of
preferential subscription rights, in consideration
for securities brought to the Company as part of any
public exchange offer initiated by the Company
E.15 Delegation of powers granted to the Board of Directors Mgmt For For
to issue shares and/or securities providing access to
capital of the Company or entitling to a debt
security, in consideration for securities brought to
the Company through in-kind contributions within
the limit of 10% of capital
E.16 Authority granted to the Board of Directors to Mgmt For For
increase the number of securities in case of
capital increase with or without preferential
subscription rights
E.17 Authorization granted to the Board of Directors to Mgmt For For
reduce share capital by cancellation of treasury
shares
E.18 Authorization granted to the Board of Directors to Mgmt For For
grant share subscription and/or purchase options to
employees of the staff and executive corporate
officers
E.19 Authorization granted to the Board of Directors to Mgmt For For
allocate free common shares of the Company to
employees of the staff and executive corporate
officers
E.20 Delegation of authority granted to the Board of Mgmt For For
Directors to carry out share capital increase by
issuing shares reserved for members of savings plans
with cancellation of preferential subscription rights
in favor of the latter
E.21 Overall limitation of capital increases Mgmt For For
E.22 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
ADDITIONAL URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SPECTRA ENERGY CORP Agenda Number: 933563947
--------------------------------------------------------------------------------------------------------------------------
Security: 847560109 Meeting Type: Annual
Ticker: SE Meeting Date: 01-May-2012
ISIN: US8475601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM T. ESREY Mgmt For For
GREGORY L. EBEL Mgmt For For
AUSTIN A. ADAMS Mgmt For For
JOSEPH ALVARADO Mgmt For For
PAMELA L. CARTER Mgmt For For
F. ANTHONY COMPER Mgmt For For
PETER B. HAMILTON Mgmt For For
DENNIS R. HENDRIX Mgmt For For
MICHAEL MCSHANE Mgmt For For
JOSEPH H. NETHERLAND Mgmt For For
MICHAEL E.J. PHELPS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS SPECTRA ENERGY CORP'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012.
3. AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE FOR A MAJORITY
VOTE STANDARD IN UNCONTESTED DIRECTOR ELECTIONS.
4. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SWISSCOM AG, ITTIGEN Agenda Number: 703639623
--------------------------------------------------------------------------------------------------------------------------
Security: H8398N104 Meeting Type: AGM
Ticker: Meeting Date: 04-Apr-2012
ISIN: CH0008742519
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting
NOTICE SENT UNDER MEETING 935358, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME
MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE.
PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER THE CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES AT
THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT
OF THE VOTING INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR
RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE.
IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
1.1 Approval of the annual report, financial statements of Mgmt For For
Swisscom Ltd and consolidated financial statements for
fiscal year 2011
1.2 Consultative vote on the 2011 remuneration report Mgmt For For
2 Appropriation of retained earnings and declaration of Mgmt For For
dividend
3 Discharge of the members of the board of directors and Mgmt For For
the group executive board
4.1 Election to the board of director : Re-election of Mgmt For For
Hugo Gerber
4.2 Election to the board of director : Re-election of Mgmt For For
Catherine Muehlemann
4.3 Election to the board of director : Election of Mgmt For For
Barbara Frei
5 Re-election of the statutory auditors, KPMG Ag, Muri Mgmt For For
Near Bern
6 AD hoc Mgmt Abstain For
-------------------------------------------------------------------------------------------------------------------------
T.E.R.N.A.- RETE ELETTRICA NAZIONALE SPA, ROMA Agenda Number: 703706385
--------------------------------------------------------------------------------------------------------------------------
Security: T9471R100 Meeting Type: MIX
Ticker: Meeting Date: 15-May-2012
ISIN: IT0003242622
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH Non-Voting
QUORUM, THERE WILL BE A SECOND CALL ON 16 MAY 2012
(AND A THIRD CALL FOR EGM ON 17 MAY 2012).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
https://materials.proxyvote.com/Approved/99999Z/198401
01/NPS_123002.PDF
O.1 Financial Statement as of December 31, 2011. Reports Mgmt For For
by the Board of Directors, the Board of Statutory
Auditors and the Independent Auditors. Related
resolutions. Presentation of the Consolidated
Financial Statement as of December 31, 2011
O.2 Allocation of the net income of the fiscal year Mgmt For For
O.3 Appointment of a member of the Board of Directors Mgmt For For
O.4 Annual Report on Remuneration: consultation on the Mgmt Against Against
Remuneration Policy pursuant to article 123 ter,
paragraph 6 of Legislative Decree no. 58/98
(Consolidated Law on Finance)
E.1 Amendments to Art.14.3, 14.5, 26.1 and 26.2 of the Mgmt For For
Corporate Bylaws, in compliance with the provisions
introduced by Law no. 120 dated July 12, 2011
regarding gender balance in administration and control
bodies of listed companies, with articles 147 ter,
paragraph 1 ter and 148, paragraph 1 bis of
Legislative Decree no. 58/98 (Consolidated Law on
Finance) and introducing the new article 31
"Transitional Clause" as an effect of said provisions
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 933639366
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100 Meeting Type: Annual
Ticker: TSM Meeting Date: 12-Jun-2012
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO ACCEPT 2011 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS
2) TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2011 Mgmt For For
PROFITS
3) TO REVISE THE ARTICLES OF INCORPORATION Mgmt For For
4) TO REVISE THE RULES FOR ELECTION OF DIRECTORS Mgmt For For
5) DIRECTOR
MORRIS CHANG* Mgmt For For
F.C. TSENG* Mgmt For For
JOHNSEE LEE* Mgmt For For
RICK TSAI* Mgmt For For
SIR P. LEAHY BONFIELD# Mgmt For For
STAN SHIH# Mgmt For For
THOMAS J. ENGIBOUS# Mgmt For For
GREGORY C. CHOW# Mgmt For For
KOK-CHOO CHEN# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TECO ENERGY, INC. Agenda Number: 933557285
--------------------------------------------------------------------------------------------------------------------------
Security: 872375100 Meeting Type: Annual
Ticker: TE Meeting Date: 02-May-2012
ISIN: US8723751009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DUBOSE AUSLEY Mgmt For For
1.2 ELECTION OF DIRECTOR: EVELYN V. FOLLIT Mgmt For For
1.3 ELECTION OF DIRECTOR: SHERRILL W. HUDSON Mgmt For For
1.4 ELECTION OF DIRECTOR: JOSEPH P. LACHER Mgmt For For
1.5 ELECTION OF DIRECTOR: LORETTA A. PENN Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR
FOR 2012.
3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT AND RESTATEMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION.
5. AMENDMENT OF THE COMPANY'S EQUAL EMPLOYMENT Shr For Against
OPPORTUNITY POLICY.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933558035
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100 Meeting Type: Annual
Ticker: KO Meeting Date: 25-Apr-2012
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1F. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1G. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1H. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1I. ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1P. ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
1Q. ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 933605860
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107 Meeting Type: Annual
Ticker: SO Meeting Date: 23-May-2012
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.P. BARANCO Mgmt For For
1B. ELECTION OF DIRECTOR: J.A. BOSCIA Mgmt For For
1C. ELECTION OF DIRECTOR: H.A. CLARK III Mgmt For For
1D. ELECTION OF DIRECTOR: T.A. FANNING Mgmt For For
1E. ELECTION OF DIRECTOR: H.W. HABERMEYER, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1G. ELECTION OF DIRECTOR: W.A. HOOD, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: D.M. JAMES Mgmt For For
1I. ELECTION OF DIRECTOR: D.E. KLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: W.G. SMITH, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: S.R. SPECKER Mgmt For For
1L. ELECTION OF DIRECTOR: L.D. THOMPSON Mgmt For For
1M. ELECTION OF DIRECTOR: E.J. WOOD III Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICERS' Mgmt For For
COMPENSATION
4. STOCKHOLDER PROPOSAL ON COAL COMBUSTION BYPRODUCTS Shr For Against
ENVIRONMENTAL REPORT
5. STOCKHOLDER PROPOSAL ON LOBBYING CONTRIBUTIONS AND Shr Against For
EXPENDITURES REPORT
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933596009
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109 Meeting Type: Annual
Ticker: TRV Meeting Date: 23-May-2012
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Mgmt For For
1G. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1J. ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR. Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For
TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
4. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr For Against
CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE
ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933572213
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303 Meeting Type: Annual
Ticker: TWX Meeting Date: 15-May-2012
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION BY WRITTEN Shr Against For
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 703702224
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100 Meeting Type: MIX
Ticker: Meeting Date: 11-May-2012
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting
951647 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AN D YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT French Resident Shareowners must complete, sign and Non-Voting
forward the Proxy Card dir ectly to the sub custodian.
Please contact your Client Service Representative to
obtain the necessary card, account details and
directions. The following ap plies to Non-Resident
Shareowners: Proxy Cards: Voting instructions will be
fo rwarded to the Global Custodians that have become
Registered Intermediaries, o n the Vote Deadline Date.
In capacity as Registered Intermediary, the Global C
ustodian will sign the Proxy Card and forward to the
local custodian. If you a re unsure whether your
Global Custodian acts as Registered Intermediary,
pleas e contact your representative
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID Non-Voting
VOTE OPTIONS ARE "FOR" AN D "AGAINST" A VOTE OF
"ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLIC KING ON THE MATERIAL
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2012/
0404/201204041201206.pdf
O.1 Approval of the corporate financial statements of the Mgmt For For
Company
O.2 Approval of the consolidated financial statements Mgmt For For
O.3 Allocation of income and setting the dividend Mgmt For For
O.4 Authorization granted to the Board of Directors to Mgmt For For
trade Company's shares
O.5 Renewal of term of Mr. Christophe de Margerie as Board Mgmt Against Against
member
O.6 Renewal of term of Mr. Patrick Artus as Board member Mgmt For For
O.7 Renewal of term of Mr. Bertrand Collomb as Board Mgmt For For
member
O.8 Renewal of term of Mrs. Anne Lauvergeon as Board Mgmt For For
member
O.9 Renewal of term of Mr. Michel Pebereau as Board member Mgmt Against Against
O.10 Ratification of the appointment of Mr. Gerard Lamarche Mgmt For For
as Board member, in sub stitution of Mr. Thierry de
Rudder, who resigned
O.11 Appointment of Mrs. Anne-Marie Idrac as Board member Mgmt For For
O.12 Commitments pursuant to Article L.225-42-1 of the Mgmt Against Against
Commercial Code
E.13 Delegation of authority granted to the Board of Mgmt For For
Directors to increase capital while maintaining
shareholders' preferential subscription rights either
by iss uing common shares and/or any securities
providing access to the capital of th e Company, or by
incorporation of premiums, reserves, profits or
otherwise
E.14 Delegation of authority granted to the Board of Mgmt For For
Directors to increase capital by issuing common shares
or any securities providing access to capital with ca
ncellation of preferential subscription rights
E.15 Delegation of authority granted to the Board of Mgmt For For
Directors to increase the numb er of issuable
securities in case of capital increase with
cancellation of sha reholders' preferential
subscription rights
E.16 Delegation of powers granted to the Board of Directors Mgmt For For
to increase capital by issuing common shares or any
securities providing access to capital, in consid
eration for in-kind contributions granted to the
Company
E.17 Delegation of authority granted to the Board of Mgmt For For
Directors to increase capital under the conditions
provided in Articles L.3332-18 et seq. of the Code of
Lab or
E.18 Delegation of powers granted to the Board of Directors Mgmt For For
to carry out capital in creases reserved for
categories of beneficiaries as part of a transaction
rese rved for employees with cancellation of
preferential subscription rights
E.19 Authorization granted to the Board of Directors to Mgmt For For
reduce capital by cancellat ion of shares
A. PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Resolution present ed pursuant to Articles
L.2323-67 and R/2323-14 of the Code of Labor: Remunera
tion of executive corporate officers. (Non-approved by
the Board of Directors)
B. PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Resolution present ed pursuant to Articles
L.2323-67 and R/2323-14 of the Code of Labor: Increase
d dividend for shareholders of registered shares for
at least 2 years. (Non-ap proved by the Board of
Directors.)
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC, LONDON Agenda Number: 703698463
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165 Meeting Type: AGM
Ticker: Meeting Date: 09-May-2012
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report and Accounts for the year ended Mgmt For For
31 December 2011
2 To approve the Directors' Remuneration Report for the Mgmt For For
year ended 31 December 2011
3 To re-elect Mr P G J M Potman as a Director Mgmt For For
4 To re-elect Mr R J-M S Huet as a Director Mgmt For For
5 To re-elect Professor L O Fresco as a Director Mgmt For For
6 To re-elect Ms A M Fudge as a Director Mgmt For For
7 To re-elect Mr C E Golden as a Director Mgmt For For
8 To re-elect Dr B E Grote as a Director Mgmt For For
9 To re-elect Mr S B Mittal as a Director Mgmt For For
10 To re-elect Ms H Nyasulu as a Director Mgmt For For
11 To re-elect The Rt Hon Sir Malcolm Rifkind MP as a Mgmt For For
Director
12 To re-elect Mr K J Storm as a Director Mgmt For For
13 To re-elect Mr M Treschow as a Director Mgmt For For
14 To re-elect Mr P Walsh as a Director Mgmt For For
15 To re-appoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
of the Company
16 To authorise the Directors to fix the remuneration of Mgmt For For
the Auditors
17 To renew the authority to Directors to issue shares Mgmt For For
18 To renew the authority to Directors to disapply Mgmt For For
pre-emption rights
19 To renew the authority to the Company to purchase its Mgmt For For
own shares
20 To authorise Political Donations and Expenditure Mgmt For For
21 To shorten the Notice period for General Meetings Mgmt For For
22 To adopt the new Articles of Association of the Mgmt For For
company
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION 11.IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VECTREN CORPORATION Agenda Number: 933567604
--------------------------------------------------------------------------------------------------------------------------
Security: 92240G101 Meeting Type: Annual
Ticker: VVC Meeting Date: 16-May-2012
ISIN: US92240G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARL L. CHAPMAN Mgmt For For
J.H. DEGRAFFENREIDT, JR Mgmt For For
NIEL C. ELLERBROOK Mgmt For For
JOHN D. ENGELBRECHT Mgmt For For
ANTON H. GEORGE Mgmt For For
MARTIN C. JISCHKE Mgmt For For
ROBERT G. JONES Mgmt For For
J. TIMOTHY MCGINLEY Mgmt For For
R. DANIEL SADLIER Mgmt For For
MICHAEL L. SMITH Mgmt For For
JEAN L. WOJTOWICZ Mgmt For For
2. APPROVE A NON-BINDING ADVISORY RESOLUTION APPROVING Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
3. RATIFY THE REAPPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
VECTREN FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933561739
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 03-May-2012
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1B. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1C. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1E. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1F. ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1K. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. DISCLOSURE OF PRIOR GOVERNMENT SERVICE Shr Against For
5. DISCLOSURE OF LOBBYING ACTIVITIES Shr For Against
6. VESTING OF PERFORMANCE STOCK UNITS Shr For Against
7. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
8. SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
9. NETWORK NEUTRALITY FOR WIRELESS BROADBAND Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VINCI SA, RUEIL MALMAISON Agenda Number: 703639659
--------------------------------------------------------------------------------------------------------------------------
Security: F5879X108 Meeting Type: MIX
Ticker: Meeting Date: 12-Apr-2012
ISIN: FR0000125486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID Non-Voting
VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF
"ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and Non-Voting
forward the Proxy Card directly to the sub custodian.
Please contact your Client Service Representative to
obtain the necessary card, account details and
directions. The following applies to Non-Resident
Shareowners: Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have become
Registered Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the Global
Custodian will sign the Proxy Card and forward to the
local custodian. If you are unsure whether your Global
Custodian acts as Registered Intermediary, please
contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2012/0305/20
1203051200543.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2012/0321/20
1203211200953.pdf
O.1 Approval of the consolidated financial statements for Mgmt For For
the financial year 2011
O.2 Approval of the corporate financial statements for the Mgmt For For
financial year 2011
O.3 Allocation of income for the financial year 2011 Mgmt For For
O.4 Renewal of term of Mr. Jean-Pierre Lamoure as Board Mgmt For For
member
O.5 Renewal of the delegation of powers to the Board of Mgmt For For
Directors to allow the Company to purchase its own
shares
O.6 Approval of the agreements concluded as part of the Mgmt For For
South Europe Atlantic high-speed line financing
project
O.7 Approval of the contribution agreement from VINCI and Mgmt For For
VINCI Concessions to VINCI Autoroutes for their
ownership to ASF Holding
E.8 Renewal of the authorization granted to the Board of Mgmt For For
Directors to reduce share capital by cancellation of
VINCI shares held by the Company
E.9 Delegation of authority to the Board of Directors to Mgmt Against Against
carry out capital increases reserved for employees of
the Company and VINCI Group companies, who are members
of savings plans
E.10 Delegation of authority granted to the Board of Mgmt Against Against
Directors to carry out capital increases reserved for
a category of beneficiaries in order to offer
employees of some foreign subsidiaries benefits
similar to those offered to employees subscribing
directly or indirectly to a FCPE as part of a savings
plan
E.11 Authorization granted to the Board of Directors to Mgmt For For
carry out free allocations of existing shares of the
Company to employees of the Company and some
affiliated companies and groups
E.12 Powers to the bearer of a copy or an extract of the Mgmt For For
minutes of the Combined Ordinary and Extraordinary
General Meeting to accomplish all legal formalities
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
ADDITIONAL URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VIVENDI, PARIS Agenda Number: 703638277
--------------------------------------------------------------------------------------------------------------------------
Security: F97982106 Meeting Type: OGM
Ticker: Meeting Date: 19-Apr-2012
ISIN: FR0000127771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID Non-Voting
VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF
"ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and Non-Voting
forward the Proxy Card directly to the sub
custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to the Global
Custodians that have become Registered
Intermediaries, on the Vote Deadline Date. In capacity
as Registered Intermediary, the Global
Custodian will sign the Proxy Card and forward to
the local custodian. If you are unsure whether your
Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2012/0305/20
1203051200705.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2012/0328/20
1203281201141.pdf
1 Approval of the reports and annual corporate financial Mgmt For For
statements for the financial year 2011
2 Approval of the reports and consolidated financial Mgmt For For
statements for the financial year 2011
3 Approval of the special report of the Statutory Mgmt For For
Auditors on the regulated agreements and
commitments
4 Allocation of income for the financial year 2011, Mgmt For For
setting the dividend and the payment date
5 Renewal of term of Mr. Jean-Rene Fourtou as Mgmt For For
Supervisory Board member
6 Renewal of term of Mr. Philippe Donnet as Supervisory Mgmt For For
Board member
7 Renewal of term of the company Ernst et Young et Mgmt For For
Autres as principal Statutory Auditor
8 Renewal of term of the company Auditex as deputy Mgmt For For
Statutory Auditor
9 Authorization to be granted to the Executive Board to Mgmt For For
allow the Company to purchase its own shares
10 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
ADDITIONAL URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 933577441
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109 Meeting Type: Annual
Ticker: WM Meeting Date: 10-May-2012
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1F. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2012.
3. TO APPROVE OUR EXECUTIVE COMPENSATION. Mgmt For For
4. TO AMEND OUR EMPLOYEE STOCK PURCHASE PLAN TO INCREASE Mgmt For For
THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE.
5. STOCKHOLDER PROPOSAL RELATING TO A STOCK RETENTION Shr For Against
POLICY REQUIRING SENIOR EXECUTIVES TO RETAIN A
SIGNIFICANT PERCENTAGE OF STOCK ACQUIRED THROUGH
EQUITY PAY PROGRAMS UNTIL ONE YEAR FOLLOWING
TERMINATION OF EMPLOYMENT, IF PROPERLY PRESENTED AT
THE MEETING.
6. STOCKHOLDER PROPOSAL TO AMEND OUR BY-LAWS AND OTHER Shr Against For
GOVERNING DOCUMENTS TO GIVE STOCKHOLDERS OF THE LOWEST
PERCENTAGE OF OUR OUTSTANDING COMMON STOCK PERMITTED
BY STATE LAW THE POWER TO CALL SPECIAL STOCKHOLDER
MEETINGS, IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
WM MORRISON SUPERMARKETS PLC, BRADFORD Agenda Number: 703820084
--------------------------------------------------------------------------------------------------------------------------
Security: G62748119 Meeting Type: AGM
Ticker: Meeting Date: 14-Jun-2012
ISIN: GB0006043169
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Directors' report and Mgmt For For
audited financial statements for the 52 weeks ended 29
January 2012
2 To approve the Directors' remuneration report for the Mgmt For For
52 weeks ended 29 January 2012
3 To declare a final dividend Mgmt For For
4 To re-elect Sir Ian Gibson Mgmt For For
5 To re-elect Dalton Philips Mgmt For For
6 To re-elect Richard Pennycook Mgmt For For
7 To re-elect Philip Cox Mgmt For For
8 To re-elect Penny Hughes Mgmt For For
9 To re-elect Nigel Robertson Mgmt For For
10 To re-elect Johanna Waterous Mgmt For For
11 To re-appoint KPMG Audit Plc as auditors of the Mgmt For For
Company
12 To authorise the Directors to fix the remuneration of Mgmt For For
the auditors
13 To authorise the Company to make market purchases of Mgmt For For
the Company's shares
14 To authorise the Directors to allot securities Mgmt For For
15 To authorise the Directors to allot securities Mgmt For For
otherwise than in accordance with s.561 Companies Act
2006
16 To approve the shortening of the period of notice for Mgmt For For
a General Meeting
Curian/FAMCO Flex Core Covered Call Fund
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933591100
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105 Meeting Type: Annual
Ticker: APA Meeting Date: 24-May-2012
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: SCOTT D. JOSEY Mgmt For For
2. ELECTION OF DIRECTOR: GEORGE D. LAWRENCE Mgmt For For
3. ELECTION OF DIRECTOR: RODMAN D. PATTON Mgmt For For
4. ELECTION OF DIRECTOR: CHARLES J. PITMAN Mgmt For For
5. RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S Mgmt For For
INDEPENDENT AUDITORS
6. ADVISORY VOTE TO APPROVE THE COMPENSATION OF APACHE'S Mgmt For For
NAMED EXECUTIVE OFFICERS
7. SHAREHOLDER PROPOSAL TO REPEAL APACHE'S CLASSIFIED Shr Against For
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933559049
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102 Meeting Type: Annual
Ticker: T Meeting Date: 27-Apr-2012
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
4. AMEND CERTIFICATE OF INCORPORATION. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr Against For
6. LIMIT WIRELESS NETWORK MANAGEMENT. Shr Against For
7. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933597897
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101 Meeting Type: Annual
Ticker: BLK Meeting Date: 24-May-2012
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1B. ELECTION OF DIRECTOR: LAURENCE D. FINK Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT S. KAPITO Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. O'BRIEN Mgmt For For
1E. ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
2. APPROVAL OF THE AMENDMENT TO BLACKROCK'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY
BLACKROCK'S BOARD OF DIRECTORS.
3. APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND
DISCUSSED IN THE PROXY STATEMENT.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 933623933
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101 Meeting Type: Annual
Ticker: CAT Meeting Date: 13-Jun-2012
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DAVID L. CALHOUN Mgmt For For
DANIEL M. DICKINSON Mgmt For For
EUGENE V. FIFE Mgmt For For
JUAN GALLARDO Mgmt For For
DAVID R. GOODE Mgmt For For
JESSE J. GREENE, JR. Mgmt For For
JON M. HUNTSMAN, JR. Mgmt For For
PETER A. MAGOWAN Mgmt For For
DENNIS A. MUILENBURG Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
WILLIAM A. OSBORN Mgmt For For
CHARLES D. POWELL Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
SUSAN C. SCHWAB Mgmt For For
JOSHUA I. SMITH Mgmt For For
MILES D. WHITE Mgmt For For
2 RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2012
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 AMEND RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS Mgmt For For
TO PROVIDE STOCKHOLDERS THE RIGHT TO CALL SPECIAL
MEETINGS.
5 AMEND BYLAW ADVANCE NOTICE PROVISIONS. Mgmt For For
6 STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENSES.
7 STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE Shr Against For
STANDARD.
8 STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE Shr Against For
STANDARDS.
9 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY WRITTEN Shr Against For
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933601913
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 30-May-2012
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: C. HAGEL Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4. EXCLUSIVE FORUM PROVISIONS Shr Against For
5. INDEPENDENT CHAIRMAN Shr Against For
6. LOBBYING DISCLOSURE Shr Against For
7. COUNTRY SELECTION GUIDELINES Shr Against For
8. HYDRAULIC FRACTURING Shr Against For
9. ACCIDENT RISK OVERSIGHT Shr Against For
10. SPECIAL MEETINGS Shr Against For
11. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933579659
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104 Meeting Type: Annual
Ticker: COP Meeting Date: 09-May-2012
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1K. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1M. ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1N. ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1O. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
4. COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). Shr Against For
5. ACCIDENT RISK MITIGATION. Shr Against For
6. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
7. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
8. GENDER EXPRESSION NON-DISCRIMINATION. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933562731
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109 Meeting Type: Annual
Ticker: DD Meeting Date: 25-Apr-2012
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION Mgmt For For
4. ON INDEPENDENT CHAIR Shr Against For
5. ON EXECUTIVE COMPENSATION REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 933589763
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107 Meeting Type: Annual
Ticker: FE Meeting Date: 15-May-2012
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL T. ADDISON Mgmt For For
ANTHONY J. ALEXANDER Mgmt For For
MICHAEL J. ANDERSON Mgmt For For
DR. CAROL A. CARTWRIGHT Mgmt For For
WILLIAM T. COTTLE Mgmt For For
ROBERT B. HEISLER, JR. Mgmt For For
JULIA L. JOHNSON Mgmt For For
TED J. KLEISNER Mgmt For For
DONALD T. MISHEFF Mgmt For For
ERNEST J. NOVAK, JR. Mgmt For For
CHRISTOPHER D. PAPPAS Mgmt For For
CATHERINE A. REIN Mgmt For For
GEORGE M. SMART Mgmt For For
WES M. TAYLOR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4. APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER Mgmt For For
THE FIRSTENERGY CORP. 2007 INCENTIVE PLAN AS REQUIRED
BY SECTION 162(M) OF THE INTERNAL REVENUE CODE.
5. SHAREHOLDER PROPOSAL: REPORT ON COAL COMBUSTION WASTE Shr Against For
6. SHAREHOLDER PROPOSAL: REPORT ON COAL-RELATED COSTS AND Shr Against For
RISKS
7. SHAREHOLDER PROPOSAL: ADOPT SIMPLE MAJORITY VOTE Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933621989
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857 Meeting Type: Annual
Ticker: FCX Meeting Date: 14-Jun-2012
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ROBERT A. DAY Mgmt For For
GERALD J. FORD Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B. M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A Shr Against For
CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE
RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933564951
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 25-Apr-2012
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
B2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
B3 APPROVAL OF AN AMENDMENT TO THE GE 2007 LONG-TERM Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES
B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER Mgmt For For
PERFORMANCE GOALS
C1 CUMULATIVE VOTING Shr Against For
C2 NUCLEAR ACTIVITIES Shr Against For
C3 INDEPENDENT BOARD CHAIRMAN Shr Against For
C4 SHAREOWNER ACTION BY WRITTEN CONSENT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933577061
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100 Meeting Type: Annual
Ticker: INTC Meeting Date: 17-May-2012
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. STOCKHOLDER PROPOSAL: WHETHER TO HOLD AN ADVISORY VOTE Shr Against For
ON POLITICAL CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933564204
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 24-Apr-2012
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A. J. P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: W. R. BRODY Mgmt For For
1C ELECTION OF DIRECTOR: K. I. CHENAULT Mgmt For For
1D ELECTION OF DIRECTOR: M. L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: D. N. FARR Mgmt For For
1F ELECTION OF DIRECTOR: S. A. JACKSON Mgmt For For
1G ELECTION OF DIRECTOR: A. N. LIVERIS Mgmt For For
1H ELECTION OF DIRECTOR: W. J. MCNERNEY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: J. W. OWENS Mgmt For For
1J ELECTION OF DIRECTOR: S. J. PALMISANO Mgmt For For
1K ELECTION OF DIRECTOR: V. M. ROMETTY Mgmt For For
1L ELECTION OF DIRECTOR: J. E. SPERO Mgmt For For
1M ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1N ELECTION OF DIRECTOR: L. H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) Mgmt For For
04 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE 73) Shr Against For
05 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS Shr Against For
- TRADE ASSOCIATIONS POLICY (PAGE 74)
06 STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING Shr Against For
POLICIES AND PRACTICES (PAGE 75)
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda Number: 933593609
--------------------------------------------------------------------------------------------------------------------------
Security: 50075N104 Meeting Type: Annual
Ticker: KFT Meeting Date: 23-May-2012
ISIN: US50075N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1B. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1G. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1K. ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVAL OF AMENDMENT TO CHANGE COMPANY NAME. Mgmt For For
4. RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
5. SHAREHOLDER PROPOSAL: SUSTAINABLE FORESTRY REPORT. Shr Against For
6. SHAREHOLDER PROPOSAL:REPORT ON EXTENDED PRODUCER Shr Against For
RESPONSIBILITY.
7. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933595247
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101 Meeting Type: Annual
Ticker: MCD Meeting Date: 24-May-2012
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. ECKERT Mgmt For For
1B. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREW J. MCKENNA Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD THOMPSON Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVAL OF THE 2012 OMNIBUS STOCK OWNERSHIP PLAN. Mgmt For For
4. APPROVAL OF DECLASSIFICATION OF THE BOARD OF Mgmt For For
DIRECTORS.
5. APPROVAL OF SHAREHOLDERS' RIGHT TO CALL SPECIAL Mgmt For For
MEETINGS.
6. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITOR FOR 2012.
7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
NUTRITION REPORT.
--------------------------------------------------------------------------------------------------------------------------
NYSE EURONEXT Agenda Number: 933582757
--------------------------------------------------------------------------------------------------------------------------
Security: 629491101 Meeting Type: Annual
Ticker: NYX Meeting Date: 26-Apr-2012
ISIN: US6294911010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDRE BERGEN Mgmt For For
1B. ELECTION OF DIRECTOR: ELLYN L. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: MARSHALL N. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: DOMINIQUE CERUTTI Mgmt For For
1E. ELECTION OF DIRECTOR: PATRICIA M. CLOHERTY Mgmt For For
1F. ELECTION OF DIRECTOR: SIR GEORGE COX Mgmt For For
1G. ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For
1H. ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS Mgmt For For
1I. ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. MCNULTY Mgmt For For
1K. ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER Mgmt For For
1L. ELECTION OF DIRECTOR: RICARDO SALGADO Mgmt For For
1M. ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For
1N. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1O. ELECTION OF DIRECTOR: RIJNHARD VAN TETS Mgmt For For
1P. ELECTION OF DIRECTOR: SIR BRIAN WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS NYSE EURONEXT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2012.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION (THE "SAY-ON-PAY" PROPOSAL).
4. THE STOCKHOLDER PROPOSAL TO GIVE HOLDERS OF 10% OF THE Shr Against For
OUTSTANDING COMMON STOCK THE POWER TO CALL A SPECIAL
STOCKHOLDER MEETING (THE STEINER PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933566842
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108 Meeting Type: Annual
Ticker: PEP Meeting Date: 02-May-2012
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1H. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1I. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1J. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1K. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1L. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2012.
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
4. RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER OUR 2007 Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL - LOBBYING PRACTICES REPORT. Shr Against For
6. SHAREHOLDER PROPOSAL - FORMATION OF RISK OVERSIGHT Shr Against For
COMMITTEE.
7. SHAREHOLDER PROPOSAL - CHAIRMAN OF THE BOARD SHALL BE Shr Against For
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933560472
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 26-Apr-2012
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
4. SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shr Against For
POLITICAL CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN Shr Against For
CONSENT.
6. SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr Against For
MEETINGS.
7. SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON Shr Against For
DIRECTOR PAY.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933572136
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109 Meeting Type: Annual
Ticker: PM Meeting Date: 09-May-2012
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1E. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1G. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1H. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1I. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1K. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1L. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF THE PHILIP MORRIS INTERNATIONAL INC. 2012 Mgmt For For
PERFORMANCE INCENTIVE PLAN
5. STOCKHOLDER PROPOSAL 1 - INDEPENDENT BOARD CHAIR Shr Against For
6. STOCKHOLDER PROPOSAL 2 - CREATE AN INDEPENDENT ETHICS Shr Against For
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933578758
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103 Meeting Type: Annual
Ticker: DOW Meeting Date: 10-May-2012
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1D. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN B. HESS Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF THE 2012 STOCK INCENTIVE PLAN. Mgmt For For
5. APPROVAL OF THE 2012 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
6. STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY WRITTEN Shr Against For
CONSENT.
7. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933575752
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102 Meeting Type: Annual
Ticker: HD Meeting Date: 17-May-2012
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF RESERVED
SHARES
5. SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON Shr Against For
POLITICAL CONTRIBUTIONS
6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shr Against For
REPORT
7. SHAREHOLDER PROPOSAL REGARDING REMOVAL OF PROCEDURAL Shr Against For
SAFEGUARDS FROM SHAREHOLDER WRITTEN CONSENT RIGHT
8. SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr Against For
MEETINGS
9. SHAREHOLDER PROPOSAL REGARDING CHARITABLE Shr Against For
CONTRIBUTIONS
10. SHAREHOLDER PROPOSAL REGARDING STORMWATER MANAGEMENT Shr Against For
POLICY
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933572213
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303 Meeting Type: Annual
Ticker: TWX Meeting Date: 15-May-2012
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION BY WRITTEN Shr Against For
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933584294
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108 Meeting Type: Annual
Ticker: UNP Meeting Date: 10-May-2012
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1G. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1L. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON Mgmt For For
PAY").
4. SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES IF Shr Against For
PROPERLY PRESENTED AT THE ANNUAL MEETING.
5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK Shr Against For
OWNERSHIP IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933564913
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106 Meeting Type: Annual
Ticker: UPS Meeting Date: 03-May-2012
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B) ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C) ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D) ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E) ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F) ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G) ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1H) ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1I) ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1J) ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K) ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1L) ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2012.
3. TO APPROVE THE 2012 OMNIBUS INCENTIVE COMPENSATION Mgmt For For
PLAN.
4. TO APPROVE THE AMENDMENT TO THE DISCOUNTED EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
5. THE SHAREOWNER PROPOSAL REGARDING LOBBYING DISCLOSURE. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933554253
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Annual
Ticker: UTX Meeting Date: 11-Apr-2012
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN Mgmt For For
2. APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933561739
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 03-May-2012
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1B. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1C. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1E. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1F. ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1K. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. DISCLOSURE OF PRIOR GOVERNMENT SERVICE Shr Against For
5. DISCLOSURE OF LOBBYING ACTIVITIES Shr Against For
6. VESTING OF PERFORMANCE STOCK UNITS Shr Against For
7. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr Against For
8. SHAREHOLDER ACTION BY WRITTEN CONSENT Shr Against For
9. NETWORK NEUTRALITY FOR WIRELESS BROADBAND Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933607408
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103 Meeting Type: Annual
Ticker: WMT Meeting Date: 01-Jun-2012
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt For For
1H ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1I ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1J ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1K ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1L ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1M ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1N ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1O ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Mgmt For For
1P ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
ACCOUNTANTS
03 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
04 POLITICAL CONTRIBUTIONS REPORT Shr Against For
05 DIRECTOR NOMINATION POLICY Shr Against For
06 REPORT REGARDING INCENTIVE COMPENSATION PROGRAMS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 933556916
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106 Meeting Type: Annual
Ticker: WHR Meeting Date: 17-Apr-2012
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: GARY T. DICAMILLO Mgmt For For
1C. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1D. ELECTION OF DIRECTOR: KATHLEEN J. HEMPEL Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN D. LIU Mgmt For For
1H. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1I. ELECTION OF DIRECTOR: MILES L. MARSH Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE WHIRLPOOL'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS WHIRLPOOL'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For
MEETING, REQUIRING SHAREHOLDER APPROVAL OF FUTURE
BENEFITS PAYABLE UPON THE DEATH OF A SENIOR EXECUTIVE.
Curian/Franklin Templeton Natural Resources Fund
--------------------------------------------------------------------------------------------------------------------------
ALLIED GOLD MINING PLC, LONDON Agenda Number: 703834867
--------------------------------------------------------------------------------------------------------------------------
Security: G0259M110 Meeting Type: AGM
Ticker: Meeting Date: 20-Jun-2012
ISIN: AU000000ALD4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report of the Directors and the audited Mgmt For For
accounts of the Company for the year ended 31 December
2011 together with the report of the Auditors on those
audited accounts
2 To receive and approve the Directors' Remuneration Mgmt For For
Report for the year ended 31 December 2011
3 To elect Mark Caruso, who retires in accordance with Mgmt Abstain Against
Article 77 of the Company's Articles of Association
and who, being eligible, offers himself for election,
as a Director
4 To elect Frank Terranova, who retires in accordance Mgmt For For
with Article 77 of the Company's Articles of
Association and who, being eligible, offers himself
for election, as a Director
5 To elect Sean Harvey, who retires in accordance with Mgmt For For
Article 77 of the Company's Articles of Association
and who, being eligible, offers himself for election,
as a Director
6 To elect Montague House, who retires in accordance Mgmt For For
with Article 77 of the Company's Articles of
Association and who, being eligible, offers himself
for election, as a Director
7 To elect Anthony Lowrie, who retires in accordance Mgmt For For
with Article 77 of the Company's Articles of
Association and who, being eligible, offers himself
for election, as a Director
8 To appoint BDO LLP as Auditors of the Company to hold Mgmt For For
office from the conclusion of this meeting until the
conclusion of the next general meeting at which
accounts are laid before the meeting
9 To authorise the Directors to fix the remuneration of Mgmt For For
the Auditors
10 That the Directors be and they are hereby generally Mgmt For For
and unconditionally authorised, in accordance with
section 551 Companies Act 2006 (CA 2006), to exercise
all the powers of the Company to allot shares in the
Company and to grant rights to subscribe for, or to
convert any security into, shares in the Company:
(a)up to an aggregate nominal amount of GBP 6,810,614
(such amount to be reduced by the nominal amount of
any equity securities (as defined in section 560 CA
2006) allotted or granted under paragraph (b) of this
Resolution in excess of GBP 6,810,614); and
(b)comprising equity securities (as defined in section
560 CA 2006) up to an aggregate nominal amount of GBP
13,621,228 (such amount to be reduced by any shares
allotted or rights granted under paragraph (a) of this
CONT CONTD of a rights issue: (i)to ordinary shareholders Non-Voting
in proportion (as nearly as may be practicable) to
their existing holdings; and (ii) to holders of other
equity securities as required by the rights of those
securities or as the Directors otherwise consider
necessary, and so that that Directors may impose any
limits or restrictions and make any arrangements which
they consider necessary or appropriate to deal with
treasury shares, fractional entitlements or securities
represented by depositary receipts, record dates,
legal, regulatory or practical problems in, or under
the laws of, any territory or the requirements of any
regulatory body or stock exchange or any other matter.
The authorities conferred on the Directors under
paragraphs (a) and (b) above shall expire at the
CONT CONTD of the Company after the date of the passing of Non-Voting
this Resolution or 30 June 2013, whichever is the
earlier save that under each authority the Company
may, before such expiry, make an offer or agreement
which would or might require shares to be allotted or
rights to subscribe for, or to convert any security
into, shares to be granted after such expiry and the
Directors may allot shares or grant rights to
subscribe for, or to convert any security into, shares
(as the case may be) in pursuance of such an offer or
agreement as if the relevant authority conferred
hereby had not expired
11 That, subject to the passing of Resolution 10 above, Mgmt For For
the Directors be and they are hereby empowered,
pursuant to section 570 and section 573 Companies Act
2006 (CA 2006), to allot equity securities (within the
meaning of section 560 CA 2006) for cash either
pursuant to the authority conferred by Resolution 10
or by way of a sale of treasury shares, as if section
561(1) CA 2006 did not apply to any such allotment,
provided that this power: (a) shall be limited to the
allotment of equity securities in connection with an
offer of equity securities (but in the case of the
authority granted under paragraph (b) of Resolution
10, by way of a rights issue only): (i) to ordinary
shareholders in proportion (as nearly as may be
practicable) to their existing holdings; and (ii) to
CONT CONTD the rights of those securities or as the Non-Voting
Directors otherwise consider necessary, and so that
the Directors may impose any limits or restrictions
and make any arrangements which they consider
necessary or appropriate to deal with any treasury
shares, fractional entitlements or securities
represented by depositary receipts, record dates,
legal, regulatory or practical problems in, or under
the laws of, any territory or the requirements of any
regulatory body or stock exchange or any other matter;
and (b)in the case of the authority granted under
paragraph (a) of Resolution 10 and /or in the case of
any sale or transfer of treasury shares which is
treated as an allotment of equity securities under
section 560(3) CA 2006, shall be limited to the
CONT CONTD equity securities up to an aggregate nominal Non-Voting
amount of GBP 1,021,592, and shall expire at the
conclusion of the next Annual General Meeting of the
Company after the passing of this Resolution or 30
June 2013, whichever is the earlier save that the
Company may, before such expiry, make an offer or
agreement which would or might require equity
securities to be allotted after such expiry and the
Directors may allot equity securities in pursuance of
such offer or agreement as if the power conferred
hereby had not expired
12 That the Company be and is hereby generally and Mgmt For For
unconditionally authorised, for the purposes of
section 701 Companies Act 2006 (CA 2006), to make
market purchases (within the meaning of section 693(4)
CA 2006) of ordinary shares of 10 pence each in the
capital of the Company (Ordinary Shares) on such terms
and in such manner as the Directors shall from time to
time determine, provided that: (a)the maximum
aggregate number of Ordinary Shares hereby authorised
to be purchased is 20,431,841; (b) the minimum price
(exclusive of expenses) which may be paid for an
Ordinary Share is 10 pence; (c) the maximum price
(exclusive of expenses) which may be paid for an
Ordinary Share is the higher of (i) an amount equal to
105 per cent, of the average of the middle market
CONT CONTD Stock Exchange Daily Official List) for the five Non-Voting
business days immediately preceding the date on which
that Ordinary Share is contracted to be purchased, and
(ii) an amount equal to the higher of the price of the
last independent trade of an Ordinary Share and the
highest current independent bid for an Ordinary Share
as derived from the London Stock Exchange Trading
System; (d) the authority hereby conferred shall
expire at the conclusion of the next Annual General
Meeting of the Company after the passing of this
Resolution or 20 December 2013 whichever is the
earlier, unless previously revoked, varied or renewed
by the Company in general meeting prior to such time;
and (e) the Company may at any time prior to the
expiry of such authority enter into a contract or
CONT CONTD under such authority will or may be completed or Non-Voting
executed wholly or partly after the expiration of such
authority and the Company may purchase Ordinary Shares
in pursuance of any such contract or contracts as if
the authority conferred hereby had not expired
13 That in accordance with sections 366 and 367 of the Mgmt For For
Companies Act 2006 (CA 2006), the Company and all of
the companies that are or become subsidiaries of the
Company at any time during the period for which this
Resolution is effective be and are hereby authorised:
(a) to make political donations to political parties
and/or independent election candidates, as defined in
sections 363 and 364 CA 2006, not exceeding GBP 50,000
in total; and/or (b) to make political donations to
political organisations other than political parties,
as defined in sections 363 and 364 CA 2006, not
exceeding GBP 50,000 in total; and/or (c) to incur
political expenditure, as defined in section 365 CA
2006, not exceeding GBP 50,000 in total, in each case
during the period beginning with the date of the
CONT CONTD conclusion of the next Annual General Meeting of Non-Voting
the Company after the passing of this Resolution or,
if earlier, 20 June 2013
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUT ION 11.IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC. Agenda Number: 933588937
--------------------------------------------------------------------------------------------------------------------------
Security: 02076X102 Meeting Type: Annual
Ticker: ANR Meeting Date: 17-May-2012
ISIN: US02076X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KEVIN S. CRUTCHFIELD Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM J. CROWLEY, JR. Mgmt For For
1C ELECTION OF DIRECTOR: E. LINN DRAPER, JR. Mgmt For For
1D ELECTION OF DIRECTOR: GLENN A. EISENBERG Mgmt For For
1E ELECTION OF DIRECTOR: P. MICHAEL GIFTOS Mgmt For For
1F ELECTION OF DIRECTOR: DEBORAH M. FRETZ Mgmt For For
1G ELECTION OF DIRECTOR: JOEL RICHARDS, III Mgmt For For
1H ELECTION OF DIRECTOR: JAMES F. ROBERTS Mgmt For For
1I ELECTION OF DIRECTOR: TED G. WOOD Mgmt For For
2 APPROVAL OF THE 2012 LONG-TERM INCENTIVE PLAN. Mgmt For For
3 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
4 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM, KPMG LLP.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933582240
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107 Meeting Type: Annual
Ticker: APC Meeting Date: 15-May-2012
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1B. ELECTION OF DIRECTOR: LUKE R. CORBETT Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: PRESTON M. GEREN III Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1K. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1L. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS.
3. APPROVE THE ANADARKO PETROLEUM CORPORATION 2012 Mgmt For For
OMNIBUS INCENTIVE COMPENSATION PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
5. STOCKHOLDER PROPOSAL-ADOPTION OF POLICY OF INDEPENDENT Shr Against For
DIRECTOR CHAIRMAN.
6. STOCKHOLDER PROPOSAL-GENDER IDENTITY Shr Against For
NON-DISCRIMINATION POLICY.
7. STOCKHOLDER PROPOSAL-ADOPTION OF POLICY ON ACCELERATED Shr Against For
VESTING OF EQUITY AWARDS.
8. STOCKHOLDER PROPOSAL-REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933606999
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206 Meeting Type: Annual
Ticker: AU Meeting Date: 10-May-2012
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 RE-APPOINTMENT OF ERNST & YOUNG INC. AS AUDITORS OF Mgmt For For
THE COMPANY
O2 ELECTION OF MRS NP JANUARY-BARDILL AS A DIRECTOR Mgmt For For
O3 ELECTION OF MR RJ RUSTON AS A DIRECTOR Mgmt For For
O4 RE-ELECTION OF MR WA NAIRN AS A DIRECTOR Mgmt For For
O5 RE-ELECTION OF PROF LW NKUHLU AS A DIRECTOR Mgmt For For
O6 APPOINTMENT OF PROF LW NKUHLU AS A MEMBER OF THE AUDIT Mgmt For For
AND CORPORATE GOVERNANCE COMMITTEE OF THE COMPANY
O7 APPOINTMENT OF MR FB ARISMAN AS A MEMBER OF THE AUDIT Mgmt For For
AND CORPORATE GOVERNANCE COMMITTEE OF THE COMPANY
O8 APPOINTMENT OF MR R GASANT AS A MEMBER OF THE AUDIT Mgmt For For
AND CORPORATE GOVERNANCE COMMITTEE OF THE COMPANY
O9 APPOINTMENT OF MRS NP JANUARY-BARDILL AS A MEMBER OF Mgmt For For
THE AUDIT AND CORPORATE GOVERNANCE COMMITTEE OF THE
COMPANY
O10 GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND ISSUE Mgmt For For
ORDINARY SHARES
O11 GENERAL AUTHORITY TO DIRECTORS TO ISSUE FOR CASH, Mgmt For For
THOSE ORDINARY SHARES WHICH THE DIRECTORS ARE
AUTHORIZED TO ALLOT AND ISSUE IN TERMS OF ORDINARY
RESOLUTION NUMBER 10
12 ENDORSEMENT OF THE ANGLOGOLD ASHANTI REMUNERATION Mgmt For For
POLICY
S1 INCREASE IN NON-EXECUTIVE DIRECTORS' REMUNERATION FOR Mgmt For For
THEIR SERVICE AS DIRECTORS
S2 INCREASE IN NON-EXECUTIVE DIRECTORS' FEES FOR BOARD Mgmt For For
AND STATUTORY COMMITTEE MEETINGS
S3 ACQUISITION OF THE COMPANY'S OWN SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933591100
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105 Meeting Type: Annual
Ticker: APA Meeting Date: 24-May-2012
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: SCOTT D. JOSEY Mgmt For For
2. ELECTION OF DIRECTOR: GEORGE D. LAWRENCE Mgmt For For
3. ELECTION OF DIRECTOR: RODMAN D. PATTON Mgmt For For
4. ELECTION OF DIRECTOR: CHARLES J. PITMAN Mgmt For For
5. RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S Mgmt For For
INDEPENDENT AUDITORS
6. ADVISORY VOTE TO APPROVE THE COMPENSATION OF APACHE'S Mgmt For For
NAMED EXECUTIVE OFFICERS
7. SHAREHOLDER PROPOSAL TO REPEAL APACHE'S CLASSIFIED Shr For Against
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 933558148
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107 Meeting Type: Annual
Ticker: BHI Meeting Date: 26-Apr-2012
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LARRY D. BRADY Mgmt For For
CLARENCE P. CAZALOT,JR. Mgmt For For
MARTIN S. CRAIGHEAD Mgmt For For
CHAD C. DEATON Mgmt For For
ANTHONY G. FERNANDES Mgmt For For
CLAIRE W. GARGALLI Mgmt For For
PIERRE H. JUNGELS Mgmt For For
JAMES A. LASH Mgmt For For
J. LARRY NICHOLS Mgmt For For
H. JOHN RILEY, JR. Mgmt For For
JAMES W. STEWART Mgmt For For
CHARLES L. WATSON Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2012.
3. PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATED TO EXECUTIVE COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING A MAJORITY VOTE Shr For Against
STANDARD FOR DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 933579281
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108 Meeting Type: Annual
Ticker: ABX Meeting Date: 02-May-2012
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.L. BECK Mgmt For For
C.W.D. BIRCHALL Mgmt For For
D.J. CARTY Mgmt For For
G. CISNEROS Mgmt For For
R.M. FRANKLIN Mgmt For For
J.B. HARVEY Mgmt For For
D. MOYO Mgmt For For
B. MULRONEY Mgmt For For
A. MUNK Mgmt For For
P. MUNK Mgmt For For
A.W. REGENT Mgmt For For
N.P. ROTHSCHILD Mgmt For For
S.J. SHAPIRO Mgmt For For
J.L. THORNTON Mgmt For For
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Mgmt For For
APPROACH.
--------------------------------------------------------------------------------------------------------------------------
BILL BARRETT CORPORATION Agenda Number: 933593267
--------------------------------------------------------------------------------------------------------------------------
Security: 06846N104 Meeting Type: Annual
Ticker: BBG Meeting Date: 10-May-2012
ISIN: US06846N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM F. OWENS# Mgmt For For
RANDY I. STEIN# Mgmt For For
KEVIN O. MEYERS$ Mgmt For For
2. PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO AMEND AND RESTATE OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF
ALL DIRECTORS.
4. PROPOSAL TO AMEND AND RESTATE OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
5. PROPOSAL TO APPROVE OUR 2012 EQUITY INCENTIVE PLAN. Mgmt For For
6. PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.
-------------------------------------------------------------------------------------------------------------------------
BOART LONGYEAR LTD, SYDNEY NSW Agenda Number: 703729078
--------------------------------------------------------------------------------------------------------------------------
Security: Q1645L104 Meeting Type: AGM
Ticker: Meeting Date: 15-May-2012
ISIN: AU000000BLY8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 4 Non-Voting
AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE
THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL. BY
VOTING (FOR OR AGAINST) ON PROPOSAL (4), YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL AND YOU COMPLY WITH THE VOTING
EXCLUSION.
1 Election of Ms Tanya Fratto Mgmt For For
2 Election of Ms Barbara Jeremiah Mgmt For For
3 Re-election of Mr Peter St George Mgmt For For
4 Remuneration Report Mgmt For For
5 BLY Constitution - Renewal of Proportional Takeover Mgmt For For
Provisions
--------------------------------------------------------------------------------------------------------------------------
BUNGE LIMITED Agenda Number: 933600769
--------------------------------------------------------------------------------------------------------------------------
Security: G16962105 Meeting Type: Annual
Ticker: BG Meeting Date: 25-May-2012
ISIN: BMG169621056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANCIS COPPINGER Mgmt For For
1B. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012 AND TO AUTHORIZE THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT
AUDITORS' FEES.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
C&C ENERGIA LTD. Agenda Number: 933601608
--------------------------------------------------------------------------------------------------------------------------
Security: 12674A107 Meeting Type: Annual
Ticker: CNCEF Meeting Date: 10-May-2012
ISIN: CA12674A1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 FIXING THE NUMBER OF DIRECTORS OF THE CORPORATION AT Mgmt For For
EIGHT (8).
02 DIRECTOR
JAMES V. BERTRAM Mgmt For For
ANDREW L. EVANS Mgmt For For
LARRY G. EVANS Mgmt For For
NORMAN MACKENZIE Mgmt For For
D. MICHAEL G. STEWART Mgmt For For
CARL J. TRICOLI Mgmt For For
RICHARD A. WALLS Mgmt For For
ISAAC YANOVICH Mgmt For For
03 THE APPOINTMENT OF DELOITTE & TOUCHE LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS AUDITORS OF THE CORPORATION UNTIL THE
CLOSE OF THE NEXT ANNUAL GENERAL MEETING, AT SUCH
REMUNERATION AS MAY BE FIXED BY THE BOARD OF DIRECTORS
OF THE CORPORATION IN ACCORDANCE WITH THE
RECOMMENDATION OF THE CORPORATION'S AUDIT COMMITTEE.
--------------------------------------------------------------------------------------------------------------------------
C&J ENERGY SERVICES INC Agenda Number: 933611293
--------------------------------------------------------------------------------------------------------------------------
Security: 12467B304 Meeting Type: Annual
Ticker: CJES Meeting Date: 29-May-2012
ISIN: US12467B3042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSHUA E. COMSTOCK Mgmt For For
RANDALL C. MCMULLEN, JR Mgmt For For
DARREN M. FRIEDMAN Mgmt For For
JAMES P. BENSON Mgmt For For
MICHAEL ROEMER Mgmt For For
H.H. TRIPP WOMMACK, III Mgmt For For
C. JAMES STEWART, III Mgmt For For
2. APPROVAL OF THE C&J ENERGY SERVICES, INC. 2012 Mgmt For For
LONG-TERM INCENTIVE PLAN
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year For
COMPENSATION ADVISORY VOTES
5. RATIFICATION OF THE APPOINTMENT OF UHY LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF C&J
ENERGY SERVICES, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933577174
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105 Meeting Type: Annual
Ticker: CAM Meeting Date: 11-May-2012
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. BAKER CUNNINGHAM Mgmt For For
1.2 ELECTION OF DIRECTOR: SHELDON R. ERIKSON Mgmt For For
1.3 ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE Mgmt For For
1.4 ELECTION OF DIRECTOR: RODOLFO LANDIM Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2012.
3. TO CONDUCT AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
2011 EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF
ALL DIRECTORS.
5. TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt Against Against
OF INCORPORATION TO PROVIDE THAT THE COURT OF CHANCERY
OF THE STATE OF DELAWARE BE THE EXCLUSIVE FORUM FOR
CERTAIN LEGAL ACTIONS.
6. TO APPROVE A RESTATEMENT OF THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 933573342
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101 Meeting Type: Annual and Special
Ticker: CNQ Meeting Date: 03-May-2012
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CATHERINE M. BEST Mgmt For For
N. MURRAY EDWARDS Mgmt For For
TIMOTHY W. FAITHFULL Mgmt For For
HON. GARY A. FILMON Mgmt For For
CHRISTOPHER L. FONG Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
WILFRED A. GOBERT Mgmt For For
STEVE W. LAUT Mgmt For For
KEITH A.J. MACPHAIL Mgmt For For
ALLAN P. MARKIN Mgmt For For
HON. FRANK J. MCKENNA Mgmt For For
JAMES S. PALMER Mgmt For For
ELDON R. SMITH Mgmt For For
DAVID A. TUER Mgmt For For
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS
OF THE CORPORATION FOR THE ENSUING YEAR AND THE
AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF THE CORPORATION TO FIX THEIR
REMUNERATION.
03 THE SPECIAL RESOLUTION AMENDING THE CORPORATION'S Mgmt For For
ARTICLES TO CHANGE THE PROVISIONS OF THE CURRENTLY
AUTHORIZED CLASS OF PREFERRED SHARES TO A CLASS OF
PREFERRED SHARES ISSUABLE IN A SERIES, AND AUTHORIZING
THE BOARD OF DIRECTORS TO FIX THE NUMBER OF SHARES IN
EACH SERIES AND TO DETERMINE THE DESIGNATION, RIGHTS,
PRIVILEGES, RESTRICTIONS AND CONDITIONS ATTACHING TO
THE SHARES OF EACH SERIES AT THE TIME THE SHARES ARE
ISSUED AS DESCRIBED IN THE INFORMATION CIRCULAR.
04 ON AN ADVISORY BASIS, ACCEPTING THE CORPORATION'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CELANESE CORPORATION Agenda Number: 933557893
--------------------------------------------------------------------------------------------------------------------------
Security: 150870103 Meeting Type: Annual
Ticker: CE Meeting Date: 19-Apr-2012
ISIN: US1508701034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES E. BARLETT Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID F. HOFFMEISTER Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL H. O'NEILL Mgmt For For
1D. ELECTION OF DIRECTOR: JAY V. IHLENFELD Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
3. TO APPROVE AMENDMENTS TO OUR 2009 GLOBAL INCENTIVE Mgmt For For
PLAN.
4. TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
CENTAMIN PLC Agenda Number: 933633162
--------------------------------------------------------------------------------------------------------------------------
Security: G2055Q105 Meeting Type: Annual
Ticker: CELTF Meeting Date: 30-May-2012
ISIN: JE00B5TT1872
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RECEIVE AND ADOPT THE FINANCIAL STATEMENTS AND REPORTS Mgmt For For
02 ADOPTION OF THE REMUNERATION REPORT Mgmt Against Against
3A TO RE-ELECT JOSEF EL-RAGHY Mgmt For For
3B TO RE-ELECT TREVOR SCHULTZ Mgmt For For
3C TO RE-ELECT GORDON EDWARD HASLAM Mgmt For For
3D TO RE-ELECT PROFESSOR G. ROBERT BOWKER Mgmt For For
3E TO RE-ELECT MARK ARNESEN Mgmt For For
3F TO RE-ELECT MARK BANKES Mgmt For For
3G TO RE-ELECT KEVIN TOMLINSON Mgmt For For
4A TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITORS Mgmt For For
4B TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION Mgmt For For
OF THE AUDITORS
05 APPROVAL OF THE USE OF ELECTRONIC COMMUNICATIONS Mgmt For For
06 ALLOTMENT Mgmt For For
07 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
08 TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF Mgmt For For
ITS OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
CHARIOT OIL & GAS LIMITED, ST. PETER PORT Agenda Number: 703746505
--------------------------------------------------------------------------------------------------------------------------
Security: G210A5105 Meeting Type: AGM
Ticker: Meeting Date: 21-May-2012
ISIN: GG00B2R9PM06
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept financial statements and statutory reports Mgmt For For
2 Approve BDO LLP as auditors and authorize board to fix Mgmt For For
their remuneration
3 Elect Larry Bottomley as a Director Mgmt For For
4 Reelect Robert Sinclair as a Director Mgmt For For
5 Reelect James Burgess as a Director Mgmt For For
6 Authorize issuance of equity or equity-linked Mgmt For For
securities with preemptive rights
7 Approve issuance of equity or equity-linked securities Mgmt For For
without preemptive rights
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933601913
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 30-May-2012
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: C. HAGEL Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4. EXCLUSIVE FORUM PROVISIONS Shr For Against
5. INDEPENDENT CHAIRMAN Shr For Against
6. LOBBYING DISCLOSURE Shr Against For
7. COUNTRY SELECTION GUIDELINES Shr Against For
8. HYDRAULIC FRACTURING Shr Against For
9. ACCIDENT RISK OVERSIGHT Shr Against For
10. SPECIAL MEETINGS Shr Against For
11. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO. Agenda Number: 933589028
--------------------------------------------------------------------------------------------------------------------------
Security: 171798101 Meeting Type: Annual
Ticker: XEC Meeting Date: 16-May-2012
ISIN: US1717981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSEPH R. ALBI Mgmt For For
1B ELECTION OF DIRECTOR: JERRY BOX Mgmt Against Against
1C ELECTION OF DIRECTOR: MICHAEL J. SULLIVAN Mgmt For For
2 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt Against Against
3 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2012
--------------------------------------------------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC. Agenda Number: 933575081
--------------------------------------------------------------------------------------------------------------------------
Security: 18683K101 Meeting Type: Annual
Ticker: CLF Meeting Date: 08-May-2012
ISIN: US18683K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1B ELECTION OF DIRECTOR: S.M. CUNNINGHAM Mgmt Against Against
1C ELECTION OF DIRECTOR: B.J. ELDRIDGE Mgmt For For
1D ELECTION OF DIRECTOR: A.R. GLUSKI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GREEN Mgmt For For
1F ELECTION OF DIRECTOR: J.K. HENRY Mgmt For For
1G ELECTION OF DIRECTOR: J.F. KIRSCH Mgmt For For
1H ELECTION OF DIRECTOR: F.R. MCALLISTER Mgmt For For
1I ELECTION OF DIRECTOR: R.K. RIEDERER Mgmt For For
1J ELECTION OF DIRECTOR: R.A. ROSS Mgmt For For
2 TO AMEND OUR REGULATIONS TO ADD A PROVISION TO ALLOW Mgmt Against Against
BOARD TO AMEND REGULATIONS WITHOUT SHAREHOLDER
APPROVAL UNDER OHIO LAW
3 A PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION, COMMONLY KNOWN AS "SAY
ON PAY".
4 A PROPOSAL TO APPROVE THE 2012 INCENTIVE EQUITY PLAN. Mgmt For For
5 A PROPOSAL TO APPROVE THE 2012 EXECUTIVE MANAGEMENT Mgmt For For
PERFORMANCE INCENTIVE PLAN.
6 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC Agenda Number: 933573455
--------------------------------------------------------------------------------------------------------------------------
Security: 19075F106 Meeting Type: Annual
Ticker: CIE Meeting Date: 26-Apr-2012
ISIN: US19075F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH H. BRYANT Mgmt For For
PETER R. CONEWAY Mgmt For For
MICHAEL G. FRANCE Mgmt For For
JACK E. GOLDEN Mgmt For For
N. JOHN LANCASTER Mgmt For For
SCOTT L. LEBOVITZ Mgmt For For
JON A. MARSHALL Mgmt For For
KENNETH W. MOORE Mgmt For For
KENNETH A. PONTARELLI Mgmt For For
MYLES W. SCOGGINS Mgmt For For
D. JEFF VAN STEENBERGEN Mgmt For For
MARTIN H. YOUNG, JR. Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2012.
3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION AS DISCLOSED IN THE PROXY MATERIALS.
--------------------------------------------------------------------------------------------------------------------------
COLOSSUS MINERALS INC. Agenda Number: 933585602
--------------------------------------------------------------------------------------------------------------------------
Security: 19681L109 Meeting Type: Annual
Ticker: COLUF Meeting Date: 16-May-2012
ISIN: CA19681L1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PATRICK ANDERSON Mgmt For For
DAVID ANTHONY Mgmt For For
JOHN FROSTIAK Mgmt For For
GREG HALL Mgmt For For
MEL LEIDERMAN Mgmt For For
DOUGLAS REESON Mgmt For For
ANTENOR SILVA Mgmt For For
ARI SUSSMAN Mgmt For For
02 REAPPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS Mgmt For For
AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THE REMUNERATION OF
THE AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 933621903
--------------------------------------------------------------------------------------------------------------------------
Security: 20605P101 Meeting Type: Annual
Ticker: CXO Meeting Date: 07-Jun-2012
ISIN: US20605P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN L. BEAL Mgmt For For
TUCKER S. BRIDWELL Mgmt For For
MARK B. PUCKETT Mgmt For For
2. TO SATISFY THE SELECTION OF GRANT THORNTON LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.
3. AMENDMENT TO CONCHO RESOURCES' 2006 STOCK INCENTIVE Mgmt For For
PLAN.
4. ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933579659
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104 Meeting Type: Annual
Ticker: COP Meeting Date: 09-May-2012
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt Against Against
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1K. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1M. ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1N. ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt Against Against
1O. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt Against Against
2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt Against Against
CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt Against Against
4. COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). Shr Against For
5. ACCIDENT RISK MITIGATION. Shr Against For
6. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
7. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
8. GENDER EXPRESSION NON-DISCRIMINATION. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933612839
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103 Meeting Type: Annual
Ticker: DVN Meeting Date: 06-Jun-2012
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT H. HENRY Mgmt Withheld Against
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt Withheld Against
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. APPROVE, IN AN ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt Against Against
3. RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITORS FOR Mgmt For For
2012.
4. APPROVE AMENDING THE AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO GRANT STOCKHOLDERS THE RIGHT TO
CALL A SPECIAL MEETING.
5. APPROVE THE 2012 INCENTIVE COMPENSATION PLAN. Mgmt For For
6. APPROVE THE 2012 AMENDMENT TO THE 2009 LONG-TERM Mgmt For For
INCENTIVE COMPENSATION PLAN.
7. REPORT ON THE DISCLOSURE OF LOBBYING POLICIES AND Shr For Against
PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
DRESSER-RAND GROUP INC. Agenda Number: 933567729
--------------------------------------------------------------------------------------------------------------------------
Security: 261608103 Meeting Type: Annual
Ticker: DRC Meeting Date: 08-May-2012
ISIN: US2616081038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: WILLIAM E. MACAULAY Mgmt For For
1.2 ELECTION OF DIRECTOR: VINCENT R. VOLPE JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: RITA V. FOLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: LOUIS A. RASPINO Mgmt For For
1.5 ELECTION OF DIRECTOR: PHILIP R. ROTH Mgmt For For
1.6 ELECTION OF DIRECTOR: STEPHEN A. SNIDER Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL L. UNDERWOOD Mgmt For For
1.8 ELECTION OF DIRECTOR: JOSEPH C. WINKLER III Mgmt For For
2 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
3 ADOPT AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DRIL-QUIP, INC. Agenda Number: 933596249
--------------------------------------------------------------------------------------------------------------------------
Security: 262037104 Meeting Type: Annual
Ticker: DRQ Meeting Date: 10-May-2012
ISIN: US2620371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: L.H. DICK ROBERTSON Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF BDO USA, LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE AMENDED AND RESTATED 2004 INCENTIVE Mgmt For For
PLAN.
5. APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE COMPANY'S SHORT TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933593306
--------------------------------------------------------------------------------------------------------------------------
Security: 29358Q109 Meeting Type: Annual
Ticker: ESV Meeting Date: 22-May-2012
ISIN: US29358Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. RE-ELECT C. CHRISTOPHER GAUT AS A CLASS I DIRECTOR FOR Mgmt For For
A TERM TO EXPIRE AT 2015 ANNUAL GENERAL MEETING.
O2. RE-ELECT GERALD W. HADDOCK AS A CLASS I DIRECTOR FOR A Mgmt For For
TERM TO EXPIRE AT 2015 ANNUAL GENERAL MEETING.
O3. RE-ELECT PAUL E. ROWSEY, III AS A CLASS I DIRECTOR FOR Mgmt For For
A TERM TO EXPIRE AT 2015 ANNUAL GENERAL MEETING.
O4. RE-ELECT FRANCIS S. KALMAN AS A CLASS II DIRECTOR FOR Mgmt For For
A TERM TO EXPIRE AT 2013 ANNUAL GENERAL MEETING.
O5. RE-ELECT DAVID A.B. BROWN AS A CLASS III DIRECTOR FOR Mgmt For For
A TERM TO EXPIRE AT 2014 ANNUAL GENERAL MEETING.
O6. RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
O7. RE-APPOINT KPMG AUDIT PLC AS OUR U.K. STATUTORY Mgmt For For
AUDITORS UNDER THE U.K. COMPANIES ACT 2006.
O8. TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. Mgmt For For
STATUTORY AUDITORS' REMUNERATION.
O9. APPROVE OUR 2012 LONG-TERM INCENTIVE PLAN. Mgmt For For
10. A NON-BINDING ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933600086
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 30-May-2012
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE 61) Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE Mgmt For For
62)
4. INDEPENDENT CHAIRMAN (PAGE 64) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 65) Shr For Against
6. REPORT ON POLITICAL CONTRIBUTIONS (PAGE 66) Shr Against For
7. AMENDMENT OF EEO POLICY (PAGE 67) Shr For Against
8. REPORT ON NATURAL GAS PRODUCTION (PAGE 69) Shr Against For
9. GREENHOUSE GAS EMISSIONS GOALS (PAGE 71) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC. Agenda Number: 933587098
--------------------------------------------------------------------------------------------------------------------------
Security: 30249U101 Meeting Type: Annual
Ticker: FTI Meeting Date: 02-May-2012
ISIN: US30249U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MIKE R. BOWLIN Mgmt For For
1B. ELECTION OF DIRECTOR: PHILIP J. BURGUIERES Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD J. MOONEY Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION PROGRAM. Mgmt For For
4. AMEND THE AMENDED AND RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF
ALL DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933621989
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857 Meeting Type: Annual
Ticker: FCX Meeting Date: 14-Jun-2012
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt Withheld Against
ROBERT A. DAY Mgmt For For
GERALD J. FORD Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B. M. RANKIN, JR. Mgmt Withheld Against
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A Shr Against For
CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE
RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GRAN TIERRA ENERGY INC. Agenda Number: 933637970
--------------------------------------------------------------------------------------------------------------------------
Security: 38500T101 Meeting Type: Annual
Ticker: GTE Meeting Date: 27-Jun-2012
ISIN: US38500T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANA COFFIELD Mgmt For For
JEFFREY SCOTT Mgmt For For
VERNE JOHNSON Mgmt For For
NICHOLAS G. KIRTON Mgmt For For
RAY ANTONY Mgmt For For
J. SCOTT PRICE Mgmt For For
GERALD MACEY Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT TO GRAN TIERRA'S 2007 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER THE PLAN FROM 23,306,100 TO 39,806,100.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GRAN TIERRA'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT.
4. PROPOSAL TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE &
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF GRAN TIERRA ENERGY INC. FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
GUYANA GOLDFIELDS INC. Agenda Number: 933592746
--------------------------------------------------------------------------------------------------------------------------
Security: 403530108 Meeting Type: Annual and Special
Ticker: GUYFF Meeting Date: 25-Apr-2012
ISIN: CA4035301080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. PATRICK SHERIDAN Mgmt For For
ALAN FERRY Mgmt For For
ALEXANDER PO Mgmt For For
RICHARD WILLIAMS Mgmt For For
ROBERT BONDY Mgmt For For
DANIEL NOONE Mgmt For For
JEAN-PIERRE CHAUVIN Mgmt For For
02 IN RESPECT OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, AS AUDITOR OF THE
CORPORATION AND TO AUTHORIZE THE BOARD OF DIRECTORS TO
FIX ITS REMUNERATION.
03 AN ORDINARY RESOLUTION (A) AUTHORIZING THE TERMINATION Mgmt For For
OF THE CORPORATION'S EXISTING STOCK OPTION PLAN; AND
(B) AUTHORIZING A NEW STOCK OPTION PLAN FOR THE
CORPORATION AND SETTING THE NUMBER OF COMMON SHARES OF
THE CORPORATION ISSUABLE THEREUNDER AT 9% OF THE
AGGREGATE NUMBER OF COMMON SHARES OF THE CORPORATION
ISSUED AND OUTSTANDING FROM TIME TO TIME, ALL
SUBSTANTIALLY IN THE FORM OF THE RESOLUTION WHICH IS
APPENDED AS SCHEDULE B TO THE MANAGEMENT INFORMATION
CIRCULAR OF THE CORPORATION DATED MARCH 26, 2012 (THE
"CIRCULAR").
04 AN ORDINARY RESOLUTION APPROVING AND CONFIRMING THE Mgmt For For
CORPORATION'S SHAREHOLDER RIGHTS PLAN, SUBSTANTIALLY
IN THE FORM OF THE RESOLUTION WHICH IS APPENDED AS
SCHEDULE C TO THE CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933585082
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101 Meeting Type: Annual
Ticker: HAL Meeting Date: 16-May-2012
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt Against Against
1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
4 PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY Mgmt For For
STOCK AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC. Agenda Number: 933575473
--------------------------------------------------------------------------------------------------------------------------
Security: 42330P107 Meeting Type: Annual
Ticker: HLX Meeting Date: 09-May-2012
ISIN: US42330P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. WILLIAM PORTER Mgmt For For
JAMES A. WATT Mgmt For For
2. APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE 2011 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF OUR 2005 LONG TERM INCENTIVE PLAN, AS Mgmt For For
AMENDED AND RESTATED.
4. APPROVAL OF OUR EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
5. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933570699
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107 Meeting Type: Annual
Ticker: HES Meeting Date: 02-May-2012
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: J.B. HESS Mgmt For For
1.2 ELECTION OF DIRECTOR: S.W. BODMAN Mgmt For For
1.3 ELECTION OF DIRECTOR: R. LAVIZZO MOUREY Mgmt For For
1.4 ELECTION OF DIRECTOR: C.G. MATTHEWS Mgmt For For
1.5 ELECTION OF DIRECTOR: E.H. VON METZSCH Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER
31, 2012.
3. ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE 2008 LONG-TERM Mgmt For For
INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF Shr For
DIRECTORS TAKE ACTION TO DECLASSIFY THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
HORNBECK OFFSHORE SERVICES, INC. Agenda Number: 933623678
--------------------------------------------------------------------------------------------------------------------------
Security: 440543106 Meeting Type: Annual
Ticker: HOS Meeting Date: 21-Jun-2012
ISIN: US4405431069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LARRY D. HORNBECK Mgmt For For
STEVEN W. KRABLIN Mgmt For For
JOHN T. RYND Mgmt For For
2 RATIFICATION OF SELECTION OF AUDITORS - TO RATIFY THE Mgmt For For
REAPPOINTMENT OF ERNST & YOUNG, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS AND AUDITORS
FOR THE FISCAL YEAR 2012.
3 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS SET FORTH IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
HRT PARTICIPACOES EM PETROLEO SA, RIO DE JANEIRO Agenda Number: 703671013
--------------------------------------------------------------------------------------------------------------------------
Security: P5280D104 Meeting Type: AGM
Ticker: Meeting Date: 27-Apr-2012
ISIN: BRHRTPACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE Non-Voting
SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN
FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE
ALLOWED. THANK YOU
A To examine, discuss and approve the financial Mgmt For For
statements relating to the fiscal year that ended
on December 31, 2011
B To vote regarding the allocation of the loss made Mgmt For For
during the fiscal year that ended on December 31,
2011, to the accumulated losses account
--------------------------------------------------------------------------------------------------------------------------
HRT PARTICIPACOES EM PETROLEO SA, RIO DE JANEIRO Agenda Number: 703673978
--------------------------------------------------------------------------------------------------------------------------
Security: P5280D104 Meeting Type: EGM
Ticker: Meeting Date: 11-May-2012
ISIN: BRHRTPACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
A To determine the aggregate annual amount of the Mgmt Abstain Against
remuneration for the managers of the company
B To ratify the capital increases resulting from the Mgmt Abstain Against
exercise of stock purchase or subscription options and
warrants, corresponding to subscription for 147,684
new shares in the total amount of BRL 46,655,909.16
C To amend article 5 of the corporate bylaws of the Mgmt For For
company in such a way as to reflect the new share
capital resulting from the exercise of stock purchase
options and warrants above
D To approve the split of the shares of the company at Mgmt Abstain Against
the ratio of 1 to 50, to be effectuated by the company
on may 26, 2012
E To amend article 6, paragraphs 2 and 3, of the Mgmt For For
corporate bylaws of the company to adapt them to the
new wording of article 59, paragraph 2, of law
6404.1976, from here onwards the Brazilian
corporations law or the LSA, as amended by law number
12,431.2011, as well as to improve the wording of
paragraph 3
F To amend article 7 of the corporate bylaws of the Mgmt For For
company for the purpose of improving the wording of
the same
G To amend article 17 of the corporate bylaws of the Mgmt For For
company in such a way as to remove the requirement
that a member of the board of directors of the company
be a shareholder, in accordance with the new wording
of article 146 of the LSA, as amended by law number
12,431.2011
H To amend paragraph 1 of article 17 of the corporate Mgmt For For
bylaws of the company in such a way as to exclude from
the definition of an independent member of the board
of directors those who were elected through the
options provided for in paragraphs 4 and 5 of article
141 of the LSA
I To amend articles 33 and 34 of the corporate bylaws of Mgmt For For
the company, in such a way as to correct the name of
the compliance and risk committee, making it clear
that this deals with a single committee, as well as to
establish that the audit committee will function on a
permanent basis
J To amend article 38, paragraph 2, line b, for the Mgmt For For
purpose of improving its wording
K To amend article 41 of the corporate bylaws, in such a Mgmt For For
way as to improve the definition of acquiring
shareholder
L To amend article 44, main part, and paragraph 9 of the Mgmt For For
corporate bylaws of the company, in such a way as to
replace the use of the expression acquiring
shareholder with person or group of persons
representing a joint interest, and to correct the
cross reference contained in the mentioned paragraph
9, which refers to article 44 and not to article 45
M To amend article 55, main part, and sole paragraph of Mgmt For For
the corporate bylaws of the company for the purpose of
meeting the requirement issued by BM and FBOVESPA
S.A., Bolsa De Valores, Mercadorias E Futuros, from
here onwards BM and FBOVESPA, in accordance with the
terms of the recent amendment of the market
arbitration chamber rules, approved at a meeting of
the board of directors of the BM and FBOVESPA itself
N To approve the consolidation of the corporate bylaws Mgmt For For
of the company
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE Non-Voting
SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN Non-Voting
MEETING DATE FROM 27 APR 12 TO 11 MAY 12. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK Y OU.
--------------------------------------------------------------------------------------------------------------------------
IAMGOLD CORPORATION Agenda Number: 933612346
--------------------------------------------------------------------------------------------------------------------------
Security: 450913108 Meeting Type: Special
Ticker: IAG Meeting Date: 14-May-2012
ISIN: CA4509131088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. CALDWELL Mgmt For For
DONALD K. CHARTER Mgmt For For
W. ROBERT DENGLER Mgmt For For
GUY G. DUFRESNE Mgmt For For
RICHARD J. HALL Mgmt For For
STEPHEN J.J. LETWIN Mgmt For For
MAHENDRA NAIK Mgmt For For
WILLIAM D. PUGLIESE Mgmt For For
JOHN T. SHAW Mgmt For For
TIMOTHY R. SNIDER Mgmt For For
02 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS Mgmt For For
AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.
03 RESOLVED, ON AN ADVISORY BASIS, AND NOT TO DIMINISH Mgmt For For
THE ROLE AND RESPONSIBILITIES OF THE BOARD OF
DIRECTORS OF THE CORPORATION, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE CORPORATION'S INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2012 ANNUAL AND SPECIAL
MEETING OF SHAREHOLDERS.
04 RESOLVED THAT THE AMENDMENT TO THE SHARE INCENTIVE Mgmt For For
PLAN DESCRIBED UNDER THE HEADING "BUSINESS OF THE
MEETING - AMENDMENT OF THE SHARE INCENTIVE PLAN OF THE
CORPORATION" AND, MORE FULLY, THE PLAN RESOLUTION AS
SET OUT IN APPENDIX "B", IN THE CORPORATION'S
INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2012
ANNUAL AND SPECIAL MEETING OF SHAREHOLDERS BE
APPROVED.
--------------------------------------------------------------------------------------------------------------------------
ILUKA RESOURCES LTD Agenda Number: 703685024
--------------------------------------------------------------------------------------------------------------------------
Security: Q4875J104 Meeting Type: AGM
Ticker: Meeting Date: 23-May-2012
ISIN: AU000000ILU1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 3 Non-Voting
AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE
THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON PROPOSAL (3), YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSION.
1 Re-election of Director Mr John Pizzey Mgmt For For
2 Re-election of Director Mr Gavin Rezos Mgmt For For
3 Adoption of Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL METALS CORPORATION Agenda Number: 933636005
--------------------------------------------------------------------------------------------------------------------------
Security: 452892102 Meeting Type: Annual
Ticker: IPMLF Meeting Date: 30-May-2012
ISIN: CA4528921022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT FIVE. Mgmt For For
02 DIRECTOR
PIERRE LEBEL Mgmt Withheld Against
J. BRIAN KYNOCH Mgmt For For
LARRY G. MOELLER Mgmt For For
THEODORE W. MURARO Mgmt For For
EDWARD A. YURKOWSKI Mgmt For For
03 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS OF Mgmt For For
THE COMPANY FOR THE ENSUING YEAR.
--------------------------------------------------------------------------------------------------------------------------
IVANHOE AUSTRALIA LTD, MELBOURNE VIC Agenda Number: 703777435
--------------------------------------------------------------------------------------------------------------------------
Security: Q4980B103 Meeting Type: AGM
Ticker: Meeting Date: 29-May-2012
ISIN: AU000000IVA2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting
966086 DUE TO POSTPONEMENT OF MEETING DATE FROM 17
MAY TO 29 MAY 2012 AND ADDITION OF RESOLUTIONS. ALL V
OTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS Non-Voting
2, 4, 5, 8 AND 9 AND VOT ES CAST BY ANY INDIVIDUAL OR
RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BE NEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN
") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT
TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PR
OPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (2,
4, 5, 8 AND 9), YOU ACKN OWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY
WITH THE VOTING EXCLUSI ON.
2 Remuneration Report Mgmt Against Against
3.a Re-elect Ines Scotland as a Director of the Company Mgmt For For
3.b Re-elect James E. Askew as a Director of the Company Mgmt For For
3.c Re-elect Kyle Wightman as a Director of the Company Mgmt For For
3.d Re-elect Professor Ian R. Plimer as a Director of the Mgmt For For
Company
4 Approval of acquisitions under the Share Plan by Mgmt Against Against
Directors
5 Approval of increase in maximum aggregate remuneration Mgmt Against Against
for Non-Executive Direc tors
6 Appointment of Auditors-PricewaterhouseCoopers Mgmt For For
7 Changes to Company's Constitution Mgmt Against Against
8 Approval of termination benefits given by holding Mgmt Against Against
company-specified relevant o fficers
9 Approval of termination benefits given by holding Mgmt Against Against
company-other relevant offic ers
--------------------------------------------------------------------------------------------------------------------------
IVANHOE MINES LTD. Agenda Number: 933655411
--------------------------------------------------------------------------------------------------------------------------
Security: 46579N103 Meeting Type: Special
Ticker: IVN Meeting Date: 28-Jun-2012
ISIN: CA46579N1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER, AND IF THOUGHT APPROPRIATE, PASS AN Mgmt For For
ORDINARY RESOLUTION FIXING OF THE NUMBER OF DIRECTORS
TO BE ELECTED AT THE MEETING AT ELEVEN (11).
02 DIRECTOR
JILL GARDINER Mgmt For For
R. PETER GILLIN Mgmt For For
WARREN GOODMAN Mgmt For For
ANDREW HARDING Mgmt For For
ISABELLE HUDON Mgmt For For
DAVID KLINGNER Mgmt For For
DANIEL LARSEN Mgmt For For
LIVIA MAHLER Mgmt For For
PETER MEREDITH Mgmt For For
KAY PRIESTLY Mgmt For For
RUSSEL C. ROBERTSON Mgmt For For
03 TO CONSIDER, AND IF THOUGHT APPROPRIATE, PASS AN Mgmt For For
ORDINARY RESOLUTION AUTHORIZING THE BOARD OF DIRECTORS
OF THE CORPORATION TO AMEND THE TERMS OF THE AMENDED
AND RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT DATED
APRIL 21, 2010 (THE "RIGHTS PLAN") IN ORDER TO PROVIDE
FOR THE TERMINATION OF THE RIGHTS PLAN AS OF THE DATE
OF THE MEETING.
04 TO CONSIDER, AND IF THOUGHT APPROPRIATE, PASS A Mgmt For For
SPECIAL RESOLUTION AUTHORIZING THE BOARD OF DIRECTORS
TO CHANGE THE CORPORATION'S NAME FROM "IVANHOE MINES
LTD." TO "TURQUOISE HILL RESOURCES LTD.", OR SUCH
OTHER NAME AS MAY BE APPROVED BY THE BOARD OF
DIRECTORS OF THE CORPORATION.
05 TO APPROVE AND RECONFIRM, BY ORDINARY RESOLUTION, THE Mgmt Against Against
UNALLOCATED STOCK OPTIONS, RIGHTS AND OTHER
ENTITLEMENTS PURSUANT TO THE AMENDED AND RESTATED
EMPLOYEES' AND DIRECTORS' EQUITY INCENTIVE PLAN,
ADOPTED BY THE CORPORATION ON MAY 7, 2010.
06 TO APPOINT PRICEWATERHOUSECOOPERS LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AT A
REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
KEY ENERGY SERVICES, INC. Agenda Number: 933602181
--------------------------------------------------------------------------------------------------------------------------
Security: 492914106 Meeting Type: Annual
Ticker: KEG Meeting Date: 17-May-2012
ISIN: US4929141061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS III DIRECTOR FOR 3 YEAR TERM: Mgmt For For
RICHARD J. ALARIO
1.2 ELECTION OF CLASS III DIRECTOR FOR 3 YEAR TERM: RALPH Mgmt For For
S. MICHAEL, III
1.3 ELECTION OF CLASS III DIRECTOR FOR 3 YEAR TERM: ARLENE Mgmt For For
M. YOCUM
2. TO APPROVE THE ADOPTION OF THE KEY ENERGY SERVICES, Mgmt For For
INC. 2012 EQUITY AND CASH INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS OF GRANT THORNTON LLP, AN
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
4. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KODIAK OIL & GAS CORP. Agenda Number: 933643377
--------------------------------------------------------------------------------------------------------------------------
Security: 50015Q100 Meeting Type: Annual
Ticker: KOG Meeting Date: 13-Jun-2012
ISIN: CA50015Q1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS: LYNN A. PETERSON Mgmt For For
1B JAMES E. CATLIN Mgmt For For
1C RODNEY D. KNUTSON Mgmt For For
1D HERRICK K. LIDSTONE, JR. Mgmt For For
1E WILLIAM J. KRYSIAK Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
03 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KOSMOS ENERGY LTD Agenda Number: 933602890
--------------------------------------------------------------------------------------------------------------------------
Security: G5315B107 Meeting Type: Annual
Ticker: KOS Meeting Date: 11-May-2012
ISIN: BMG5315B1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN R. KEMP III Mgmt For For
BRIAN F. MAXTED Mgmt For For
DAVID I. FOLEY Mgmt For For
DAVID B. KRIEGER Mgmt For For
JOSEPH P. LANDY Mgmt For For
PRAKASH A. MELWANI Mgmt For For
ADEBAYO O. OGUNLESI Mgmt For For
CHRIS TONG Mgmt For For
CHRISTOPHER A. WRIGHT Mgmt For For
2 TO APPOINT ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012 AND TO AUTHORIZE
THE COMPANY'S AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO DETERMINE THEIR REMUNERATION.
3 TO PROVIDE A NONBINDING, ADVISORY VOTE TO APPROVE Mgmt Against Against
NAMED EXECUTIVE OFFICER COMPENSATION.
4 TO PROVIDE A NONBINDING, ADVISORY VOTE TO APPROVE THE Mgmt 1 Year For
FREQUENCY OF HOLDING NONBINDING ADVISORY VOTES TO
APPROVE NAMED EXECUTIVE OFFICER COMPENSATION EVERY ONE
YEAR, EVERY TWO YEARS OR EVERY THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933561171
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106 Meeting Type: Annual
Ticker: MRO Meeting Date: 25-Apr-2012
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR
FOR 2012.
3. A NON-BINDING ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF OUR 2012 INCENTIVE COMPENSATION PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 933562868
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102 Meeting Type: Annual
Ticker: MPC Meeting Date: 25-Apr-2012
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. DABERKO Mgmt For For
DONNA A. JAMES Mgmt For For
CHARLES R. LEE Mgmt Withheld Against
SETH E. SCHOFIELD Mgmt Withheld Against
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR 2012.
3. APPROVAL OF THE COMPANY'S 2012 INCENTIVE COMPENSATION Mgmt For For
PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S 2012 NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
5. ADVISORY APPROVAL OF DESIRED FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON THE COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MEG ENERGY CORP. Agenda Number: 933592481
--------------------------------------------------------------------------------------------------------------------------
Security: 552704108 Meeting Type: Annual
Ticker: MEGEF Meeting Date: 03-May-2012
ISIN: CA5527041084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM MCCAFFREY Mgmt For For
DAVID J. WIZINSKY Mgmt For For
DAVID B. KRIEGER Mgmt For For
PETER R. KAGAN Mgmt For For
HON. E. PETER LOUGHEED Mgmt For For
BOYD ANDERSON Mgmt For For
LI ZHENG Mgmt For For
JAMES D. MCFARLAND Mgmt For For
HARVEY DOERR Mgmt For For
ROBERT HODGINS Mgmt For For
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AT
SUCH REMUNERATION AS THE DIRECTORS OF THE CORPORATION
MAY DETERMINE.
--------------------------------------------------------------------------------------------------------------------------
MINMETALS RESOURCES LTD, HONG KONG Agenda Number: 703761103
--------------------------------------------------------------------------------------------------------------------------
Security: Y6065U105 Meeting Type: AGM
Ticker: Meeting Date: 30-May-2012
ISIN: HK1208013172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF Non-Voting
"ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO
ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY Non-Voting
CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/sehk/2012/0
426/LTN20120426058.pdf
1 To receive and consider the audited financial Mgmt For For
statements and the reports of the directors and
auditors of the Company for the year ended 31 December
2011
2.a To re-elect Mr Anthony Charles Larkin as a director Mgmt For For
2.b To re-elect Mr Wang Lixin as a director Mgmt For For
2.c To re-elect Mr David Mark Lamont as a director Mgmt Against Against
2.d To re-elect Mr Gao Xiaoyu as a director Mgmt Against Against
2.e To authorize the board of directors of the Company to Mgmt For For
fix the directors' remuneration
3 To re-appoint PricewaterhouseCoppers as the auditors Mgmt For For
of the Company and to authorize the board of directors
of the Company to fix their remuneration
4 To grant a general mandate to the board of directors Mgmt Against Against
of the Company to allot additional shares not
exceeding 20% of the issued share capital of the
Company
5 To grant a general mandate to the board of directors Mgmt For For
of the Company to repurchase shares of the Company not
exceeding 10% of the issued share capital of the
Company
6 Conditional on the passing of Resolutions no. 4 and Mgmt Against Against
no. 5, power be given to the board of directors of the
Company to extend the general mandate on the issue of
additional shares by the number of shares repurchased
by the Company
7 To approve, ratify and confirm the Products Sale Mgmt For For
Framework Agreement (as defined in the circular of the
Company dated 27 April 2012 (the "Circular")) and the
Annual Caps (as defined in the Circular) and authorise
any one of the directors of the Company to take all
actions to implement and/or give effect to the
Products Sale Framework Agreement and all the
transactions contemplated thereunder
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933593724
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101 Meeting Type: Annual
Ticker: NOV Meeting Date: 16-May-2012
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MERRILL A. MILLER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: GREG L. ARMSTRONG Mgmt For For
1C ELECTION OF DIRECTOR: DAVID D. HARRISON Mgmt For For
2 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
3 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4 STOCKHOLDER PROPOSAL. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
NAUTILUS MINERALS INC. Agenda Number: 933644711
--------------------------------------------------------------------------------------------------------------------------
Security: 639097104 Meeting Type: Annual
Ticker: NUSMF Meeting Date: 20-Jun-2012
ISIN: CA6390971043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN ROGERS Mgmt For For
GEOFFREY LOUDON Mgmt For For
RUSSELL DEBNEY Mgmt For For
MATTHEW HAMMOND Mgmt For For
CYNTHIA THOMAS Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 933587137
--------------------------------------------------------------------------------------------------------------------------
Security: H5833N103 Meeting Type: Annual
Ticker: NE Meeting Date: 27-Apr-2012
ISIN: CH0033347318
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS
2. DIRECTOR
JULIE H. EDWARDS Mgmt For For
DAVID W. WILLIAMS Mgmt For For
3. APPROVAL OF THE 2011 ANNUAL REPORT, THE CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR
2011 AND THE STATUTORY FINANCIAL STATEMENTS OF THE
COMPANY FOR FISCAL YEAR 2011
4. APPROVAL OF DIVIDEND PAYMENT FUNDED FROM CAPITAL Mgmt For For
CONTRIBUTION RESERVE IN THE AMOUNT OF USD $0.52 PER
SHARE
5. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2012 AND THE ELECTION OF
PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A
ONE-YEAR TERM
6. APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY
UNDER SWISS LAW FOR FISCAL YEAR 2011
7. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt Against Against
THE COMPANY'S NAMED EXECUTIVE OFFICERS
8. APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NOBLE Mgmt For For
CORPORATION 1991 STOCK OPTION AND RESTRICTED STOCK
PLAN
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933575043
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105 Meeting Type: Annual
Ticker: NBL Meeting Date: 24-Apr-2012
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1.3 ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1.4 ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1.5 ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1.6 ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1.7 ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1.8 ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1.9 ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT AUDITOR.
3. TO APPROVE IN A NON-BINDING ADVISORY VOTE, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO (I) INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 250 MILLION
SHARES TO 500 MILLION SHARES AND (II) REDUCE THE PAR
VALUE OF THE COMPANY'S COMMON STOCK FROM $3.33 1/3 PER
SHARE TO $0.01 PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
NORTH AMERICAN PALLADIUM LTD. Agenda Number: 933591528
--------------------------------------------------------------------------------------------------------------------------
Security: 656912102 Meeting Type: Annual
Ticker: PAL Meeting Date: 11-May-2012
ISIN: CA6569121024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN R. BERLIN Mgmt For For
WILLIAM J. BIGGAR Mgmt For For
C. DAVID A. COMBA Mgmt For For
ANDR J. DOUCHANE Mgmt For For
ROBERT J. QUINN Mgmt For For
GREG J. VAN STAVEREN Mgmt For For
WILLIAM J. WEYMARK Mgmt For For
02 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS Mgmt For For
AUDITORS OF THE CORPORATION AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933577768
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105 Meeting Type: Annual
Ticker: OXY Meeting Date: 04-May-2012
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H. ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For
1I. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J. ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
1K. ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For
2. ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Mgmt For For
AUDITORS.
4. REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE.
--------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. Agenda Number: 933579469
--------------------------------------------------------------------------------------------------------------------------
Security: 675232102 Meeting Type: Annual
Ticker: OII Meeting Date: 04-May-2012
ISIN: US6752321025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEROLD J. DESROCHE Mgmt For For
JOHN R. HUFF Mgmt Withheld Against
M. KEVIN MCEVOY Mgmt For For
2. ADVISORY VOTE ON A RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES SA, RIO DE JANEIRO Agenda Number: 703681937
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103 Meeting Type: AGM
Ticker: Meeting Date: 26-Apr-2012
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO Non-Voting
ELECT A MEMBER MUST INCLUDE THE NAME OF THE
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON
THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST OF THE
DEFAULT COMPANY'S CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE Non-Voting
SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN
FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE
ALLOWED. THANK YOU
I To examine, discuss and approve the financial Mgmt For For
statements relating to the fiscal year that ended
on December 31, 2011
II Destination of the year end results of 2011 Mgmt For For
III To elect the members of the board of directors Mgmt For For
IV To set the global remuneration of the directors, board Mgmt For For
of directors and executive committee
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES SA, RIO DE JANEIRO Agenda Number: 703679437
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103 Meeting Type: EGM
Ticker: Meeting Date: 26-Apr-2012
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE Non-Voting
SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN
FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE
ALLOWED. THANK YOU.
1 To amend article 5 of the corporate bylaws, with their Mgmt For For
later restatement, in such a way as to reflect the
share capital increases approved by the board of
directors within the limit of the authorized capital
2 To authorize the establishment of an encumbrance on Mgmt For For
the shares of OGX Maranhao Petroleo E Gas S.A.
in favor of the financial institutions that grant
the financing for the development of the Gaviao Azul
and Gaviao real fields
--------------------------------------------------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC. Agenda Number: 933614693
--------------------------------------------------------------------------------------------------------------------------
Security: 678026105 Meeting Type: Annual
Ticker: OIS Meeting Date: 15-May-2012
ISIN: US6780261052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
S. JAMES NELSON Mgmt For For
GARY L. ROSENTHAL Mgmt For For
WILLIAM T. VAN KLEEF Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.
3. PROPOSAL TO APPROVE THE ADVISORY VOTE RELATING TO Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OSISKO MINING CORPORATION Agenda Number: 933592417
--------------------------------------------------------------------------------------------------------------------------
Security: 688278100 Meeting Type: Annual
Ticker: OSKFF Meeting Date: 10-May-2012
ISIN: CA6882781009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VICTOR H. BRADLEY Mgmt For For
MARCEL CT Mgmt For For
MICHELE DARLING Mgmt For For
S. LEAVENWORTH BAKALI Mgmt For For
WILLIAM A. MACKINNON Mgmt For For
SEAN ROOSEN Mgmt For For
NORMAN STORM Mgmt For For
GARY A. SUGAR Mgmt For For
SERGE VZINA Mgmt For For
ROBERT WARES Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT AUDITORS AND AUTHORIZING DIRECTORS TO FIX
THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
PAN ORIENT ENERGY CORP. Agenda Number: 933646347
--------------------------------------------------------------------------------------------------------------------------
Security: 69806Y106 Meeting Type: Special
Ticker: POEFF Meeting Date: 20-Jun-2012
ISIN: CA69806Y1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE RESOLUTION APPOINTING KPMG LLP AS AUDITOR OF PAN Mgmt For For
ORIENT AND AUTHORIZING THE DIRECTORS OF PAN ORIENT TO
FIX THE REMUNERATION OF THE AUDITOR.
02 THE RESOLUTION TO SET THE NUMBER OF DIRECTORS TO BE Mgmt For For
ELECTED AT THE MEETING AT SIX.
03 DIRECTOR
JEFF CHISHOLM Mgmt For For
MICHAEL HIBBERD Mgmt For For
WALEED JAZRAWI Mgmt For For
GERALD MACEY Mgmt For For
CAMERON TAYLOR Mgmt For For
PAUL WRIGHT Mgmt For For
04 THE RESOLUTION TO APPROVE THE AMENDED STOCK OPTION Mgmt For For
PLAN OF THE CORPORATION.
05 THE RESOLUTION TO APPROVE THE SHAREHOLDER RIGHTS PLAN Mgmt For For
OF THE CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
PANAUST LTD Agenda Number: 703732443
--------------------------------------------------------------------------------------------------------------------------
Security: Q7283A110 Meeting Type: AGM
Ticker: Meeting Date: 18-May-2012
ISIN: AU000000PNA4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS Non-Voting
2, 6, 7 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE
THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON PROPOSALS (2, 6 AND 7), YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSION.
2 Adoption of Remuneration Report (non-binding Mgmt For For
resolution)
3 Election of Mr Ken Pickering as a Director Mgmt For For
4 Re-election of Mrs Nerolie Withnall as a Director Mgmt For For
5 Re-election of Mr Geoff Handley as a Director Mgmt For For
6 Approval to increase aggregate fee pool for Mgmt For For
Non-Executive Directors
7 Approval of issue of shares and advance of loan under Mgmt For For
the Executive Long Term Share Plan
8 Approval of establishment of Dividend Reinvestment Mgmt For For
Plan
--------------------------------------------------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC. Agenda Number: 933617055
--------------------------------------------------------------------------------------------------------------------------
Security: 703481101 Meeting Type: Annual
Ticker: PTEN Meeting Date: 07-Jun-2012
ISIN: US7034811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MARK S. SIEGEL Mgmt For For
KENNETH N. BERNS Mgmt For For
CHARLES O. BUCKNER Mgmt For For
CURTIS W. HUFF Mgmt For For
TERRY H. HUNT Mgmt For For
KENNETH R. PEAK Mgmt For For
CLOYCE A. TALBOTT Mgmt Withheld Against
2 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION.
3 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF PATTERSON-UTI FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933567109
--------------------------------------------------------------------------------------------------------------------------
Security: 704549104 Meeting Type: Annual
Ticker: BTU Meeting Date: 01-May-2012
ISIN: US7045491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM A. COLEY Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt For For
M. FRANCES KEETH Mgmt For For
HENRY E. LENTZ Mgmt For For
ROBERT A. MALONE Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
JOHN F. TURNER Mgmt For For
SANDRA A. VAN TREASE Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING PREPARATION OF A Shr Against For
REPORT ON LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933557362
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V101 Meeting Type: Annual
Ticker: PBRA Meeting Date: 19-Mar-2012
ISIN: US71654V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O4 ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS: Mgmt For For
APPOINTED BY THE MINORITY SHAREHOLDERS (ACCOMPANYING
THE VOTES OF THE CANDIDATE APPOINTED BY THE MAJORITY
OF THE MINORITY SHAREHOLDERS)
O6 ELECTION OF THE MEMBERS OF THE FISCAL BOARD AND THEIR Mgmt For For
RESPECTIVE SUBSTITUTES: APPOINTED BY THE MINORITY
SHAREHOLDERS (ACCOMPANYING THE VOTES OF THE CANDIDATE
APPOINTED BY THE MAJORITY OF THE MINORITY
SHAREHOLDERS)
--------------------------------------------------------------------------------------------------------------------------
PETROLEUM DEVELOPMENT CORPORATION Agenda Number: 933618792
--------------------------------------------------------------------------------------------------------------------------
Security: 716578109 Meeting Type: Annual
Ticker: PETD Meeting Date: 07-Jun-2012
ISIN: US7165781094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTHONY J. CRISAFIO Mgmt For For
KIMBERLY LUFF WAKIM Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S SECOND Mgmt For For
AMENDED AND RESTATED ARTICLES OF INCORPORATION TO
CHANGE THE NAME OF THE COMPANY TO PDC ENERGY, INC.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
PIONEER DRILLING COMPANY Agenda Number: 933600187
--------------------------------------------------------------------------------------------------------------------------
Security: 723655106 Meeting Type: Annual
Ticker: PDC Meeting Date: 10-May-2012
ISIN: US7236551062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WM. STACY LOCKE Mgmt For For
C. JOHN THOMPSON Mgmt For For
2. TO APPROVE THE AMENDMENT TO THE PIONEER DRILLING Mgmt For For
COMPANY RESTATED ARTICLES OF INCORPORATION TO CHANGE
THE COMPANY'S NAME FROM "PIONEER DRILLING COMPANY" TO
"PIONEER ENERGY SERVICES CORP."
3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
PAID TO OUR NAMED EXECUTIVE OFFICERS.
4. TO REAPPROVE THE MATERIAL TERMS OF PERFORMANCE-BASED Mgmt For For
AWARDS UNDER THE PIONEER DRILLING COMPANY AMENDED AND
RESTATED 2007 INCENTIVE PLAN, AS REQUIRED BY SECTION
162(M) OF THE INTERNAL REVENUE CODE.
5. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
QEP RESOURCES, INC. Agenda Number: 933584523
--------------------------------------------------------------------------------------------------------------------------
Security: 74733V100 Meeting Type: Annual
Ticker: QEP Meeting Date: 15-May-2012
ISIN: US74733V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PHILLIPS S. BAKER Mgmt For For
CHARLES B. STANLEY Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION PROGRAM.
3. TO APPROVE THE MATERIAL TERMS OF THE QEP RESOURCES, Mgmt For For
INC. CASH INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSE COOPERS Mgmt For For
LLP FOR FISCAL YEAR 2012.
5. IF PRESENTED, TO APPROVE BY NON-BINDING ADVISORY VOTE, Shr For *
A SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
RANDGOLD RESOURCES LIMITED Agenda Number: 933588331
--------------------------------------------------------------------------------------------------------------------------
Security: 752344309 Meeting Type: Annual
Ticker: GOLD Meeting Date: 30-Apr-2012
ISIN: US7523443098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2011 TOGETHER WITH THE DIRECTORS' REPORTS AND
THE AUDITOR'S REPORT ON THE FINANCIAL STATEMENTS.
O2 TO DECLARE A FINAL DIVIDEND OF US$0.40 PER ORDINARY Mgmt For For
SHARE RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2011.
O3 TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 DECEMBER 2011.
O4 TO RE-ELECT PHILIPPE LIETARD AS A DIRECTOR OF THE Mgmt For For
COMPANY.
O5 TO RE-ELECT MARK BRISTOW AS A DIRECTOR OF THE COMPANY. Mgmt For For
O6 TO RE-ELECT GRAHAM SHUTTLEWORTH AS A DIRECTOR OF THE Mgmt For For
COMPANY.
O7 TO RE-ELECT NORBORNE COLE JR AS A DIRECTOR OF THE Mgmt For For
COMPANY.
O8 TO RE-ELECT CHRISTOPHER COLEMAN AS A DIRECTOR OF THE Mgmt For For
COMPANY.
O9 TO RE-ELECT KADRI DAGDELEN AS A DIRECTOR OF THE Mgmt For For
COMPANY.
O10 TO RE-ELECT KARL VOLTAIRE AS A DIRECTOR OF THE Mgmt For For
COMPANY.
O11 TO RE-ELECT ANDREW QUINN AS A DIRECTOR OF THE COMPANY. Mgmt For For
O12 TO RE-APPOINT BDO LLP AS THE AUDITOR OF THE COMPANY TO Mgmt For For
HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF
THE COMPANY.
O13 TO AUTHORIZE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR.
O14 AUTHORITY TO ALLOT SHARES AND GRANT RIGHTS TO Mgmt For For
SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO SHARES.
O15 AWARDS OF ORDINARY SHARES TO NON-EXECUTIVE DIRECTORS. Mgmt For For
S16 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS. Mgmt For For
S17 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN ORDINARY Mgmt For For
SHARES.
-------------------------------------------------------------------------------------------------------------------------
RIGNET INC Agenda Number: 933596439
--------------------------------------------------------------------------------------------------------------------------
Security: 766582100 Meeting Type: Annual
Ticker: RNET Meeting Date: 16-May-2012
ISIN: US7665821002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES BROWNING Mgmt For For
CHARLES DAVIS Mgmt For For
KEVIN MULLOY Mgmt For For
KEVIN NEVEU Mgmt For For
KEVIN O'HARA Mgmt For For
KEITH OLSEN Mgmt For For
MARK SLAUGHTER Mgmt For For
DITLEF DE VIBE Mgmt For For
BRENT WHITTINGTON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS RIGNET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
3. NON-BINDING, ADVISORY VOTE ON RIGNET'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 933573897
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100 Meeting Type: Annual
Ticker: RIO Meeting Date: 19-Apr-2012
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31
DECEMBER 2011
2. APPROVAL OF THE REMUNERATION REPORT Mgmt For For
3. TO ELECT CHRIS LYNCH AS A DIRECTOR Mgmt For For
4. TO ELECT JOHN VARLEY AS A DIRECTOR Mgmt For For
5. TO RE-ELECT TOM ALBANESE AS A DIRECTOR Mgmt For For
6. TO RE-ELECT ROBERT BROWN AS A DIRECTOR Mgmt For For
7. TO RE-ELECT VIVIENNE COX AS A DIRECTOR Mgmt For For
8. TO RE-ELECT JAN DU PLESSIS AS A DIRECTOR Mgmt For For
9. TO RE-ELECT GUY ELLIOTT AS A DIRECTOR Mgmt For For
10. TO RE-ELECT MICHAEL FITZPATRICK AS A DIRECTOR Mgmt For For
11. TO RE-ELECT ANN GODBEHERE AS A DIRECTOR Mgmt For For
12. TO RE-ELECT RICHARD GOODMANSON AS A DIRECTOR Mgmt For For
13. TO RE-ELECT LORD KERR AS A DIRECTOR Mgmt For For
14. TO RE-ELECT PAUL TELLIER AS A DIRECTOR Mgmt For For
15. TO RE-ELECT SAM WALSH AS A DIRECTOR Mgmt For For
16. RE-APPOINTMENT AND REMUNERATION OF AUDITORS Mgmt For For
17. APPROVAL OF THE RIO TINTO GLOBAL EMPLOYEE SHARE PLAN Mgmt For For
18. RENEWAL OF THE RIO TINTO SHARE SAVINGS PLAN Mgmt For For
19. AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER SECTION Mgmt For For
551 OF THE COMPANIES ACT 2006
20. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
21. AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY THE Mgmt For For
COMPANY OR RIO TINTO LIMITED
22. NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN ANNUAL Mgmt For For
GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
ROMARCO MINERALS INC. Agenda Number: 933617029
--------------------------------------------------------------------------------------------------------------------------
Security: 775903206 Meeting Type: Annual
Ticker: RTRAF Meeting Date: 16-May-2012
ISIN: CA7759032062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT EIGHT (8). Mgmt For For
02 DIRECTOR
DIANE R. GARRETT Mgmt Withheld Against
JAMES R. ARNOLD Mgmt Withheld Against
LEENDERT G. KROL Mgmt Withheld Against
ROBERT (DON) MACDONALD Mgmt For For
JOHN O. MARSDEN Mgmt Withheld Against
PATRICK MICHAELS Mgmt For For
ROBERT VAN DOORN Mgmt Withheld Against
GARY A. SUGAR Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS Mgmt For For
OF THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES, INC. Agenda Number: 933564622
--------------------------------------------------------------------------------------------------------------------------
Security: 779382100 Meeting Type: Special
Ticker: RDC Meeting Date: 16-Apr-2012
ISIN: US7793821007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE ADOPTION OF THE MERGER AGREEMENT Mgmt For For
2 TO APPROVE THE MANDATORY OFFER PROVISIONS PROPOSED TO Mgmt Against Against
BE INCLUDED IN THE ARTICLES OF ASSOCIATION OF ROWAN
COMPANIES PLC
3 TO APPROVE THE DECLASSIFICATION PROVISIONS PROPOSED TO Mgmt For For
BE INCLUDED IN THE ARTICLES OF ASSOCIATION OF ROWAN
COMPANIES PLC
4 TO APPROVE ANY ADJOURNMENT OR POSTPONEMENT OF THE Mgmt For For
SPECIAL MEETING TO A LATER DATE TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE ADOPTION OF THE
MERGER AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933556827
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 11-Apr-2012
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: ELIZABETH A. MOLER Mgmt For For
1I. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1K. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1L. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
3. TO APPROVE THE COMPANY'S 2011 FINANCIAL STATEMENTS AND Mgmt For For
DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
5. TO APPROVE AMENDMENTS TO THE COMPANY'S 2004 STOCK AND Mgmt For For
DEFERRAL PLAN FOR NON-EMPLOYEE DIRECTORS TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE AND MAKE
CERTAIN TECHNICAL CHANGES.
--------------------------------------------------------------------------------------------------------------------------
SM ENERGY COMPANY Agenda Number: 933593407
--------------------------------------------------------------------------------------------------------------------------
Security: 78454L100 Meeting Type: Annual
Ticker: SM Meeting Date: 23-May-2012
ISIN: US78454L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA M. BAUMANN Mgmt For For
1B ELECTION OF DIRECTOR: ANTHONY J. BEST Mgmt For For
1C ELECTION OF DIRECTOR: LARRY W. BICKLE Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN R. BRAND Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM J. GARDINER Mgmt For For
1F ELECTION OF DIRECTOR: JULIO M. QUINTANA Mgmt For For
1G ELECTION OF DIRECTOR: JOHN M. SEIDL Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN Mgmt For For
2 THE PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SOUTHGOBI RESOURCES LTD, VANCOUVER BC Agenda Number: 703726109
--------------------------------------------------------------------------------------------------------------------------
Security: 844375105 Meeting Type: AGM
Ticker: Meeting Date: 17-May-2012
ISIN: CA8443751059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1 AND
2.1 TO 2.8 ". THANK YOU.
1 To appoint PricewaterhouseCoopers LLP, Chartered Mgmt For For
Accountants,as auditors of the Company at a
remuneration to be fixed by the board of directors
2.1 Election of Director: Peter Meredith Mgmt For For
2.2 Election of Director: Alexander Molyneux Mgmt For For
2.3 Election of Director: Pierre Lebel Mgmt For For
2.4 Election of Director: John Macken Mgmt For For
2.5 Election of Director: Andre Deepwell Mgmt For For
2.6 Election of Director: R. Edward Flood Mgmt For For
2.7 Election of Director: Robert Hanson Mgmt For For
2.8 Election of Director: W. Gordon Lancaster Mgmt For For
3 Upon any permitted amendment to or variation of any Mgmt Abstain For
matter identified in the Notice of Meeting
4 Upon any other matter that properly comes before the Mgmt Abstain For
Meeting
--------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933596302
--------------------------------------------------------------------------------------------------------------------------
Security: 845467109 Meeting Type: Annual
Ticker: SWN Meeting Date: 22-May-2012
ISIN: US8454671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LEWIS E. EPLEY, JR. Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT L. HOWARD Mgmt For For
1C ELECTION OF DIRECTOR: CATHERINE A. KEHR Mgmt For For
1D ELECTION OF DIRECTOR: GREG D. KERLEY Mgmt For For
1E ELECTION OF DIRECTOR: HAROLD M. KORELL Mgmt For For
1F ELECTION OF DIRECTOR: VELLO A. KUUSKRAA Mgmt For For
1G ELECTION OF DIRECTOR: KENNETH R. MOURTON Mgmt For For
1H ELECTION OF DIRECTOR: STEVEN L. MUELLER Mgmt For For
1I ELECTION OF DIRECTOR: CHARLES E. SCHARLAU Mgmt For For
1J ELECTION OF DIRECTOR: ALAN H. STEVENS Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2012.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. Mgmt For For
4 STOCKHOLDER PROPOSAL FOR AN EXECUTIVE EQUITY RETENTION Shr Against For
POLICY.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 933608056
--------------------------------------------------------------------------------------------------------------------------
Security: 868157108 Meeting Type: Annual
Ticker: SPN Meeting Date: 16-May-2012
ISIN: US8681571084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HAROLD J. BOUILLION Mgmt For For
ENOCH L. DAWKINS Mgmt Withheld Against
DAVID D. DUNLAP Mgmt For For
JAMES M. FUNK Mgmt For For
TERENCE E. HALL Mgmt For For
E.E. "WYN" HOWARD, III Mgmt Withheld Against
PETER D. KINNEAR Mgmt For For
MICHAEL M. MCSHANE Mgmt For For
W. MATT RALLS Mgmt For For
JUSTIN L. SULLIVAN Mgmt For For
2. APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
TAHOE RESOURCES INC. Agenda Number: 933579748
--------------------------------------------------------------------------------------------------------------------------
Security: 873868103 Meeting Type: Annual
Ticker: THOEF Meeting Date: 10-May-2012
ISIN: CA8738681037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A. DAN ROVIG Mgmt For For
C. KEVIN MCARTHUR Mgmt For For
LORNE B. ANDERSON Mgmt For For
PAUL B. SWEENEY Mgmt For For
JAMES S. VOORHEES Mgmt For For
JOHN P. BELL Mgmt For For
KENNETH F. WILLIAMSON Mgmt For For
TANYA M. JAKUSCONEK Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE COMPANY FOR Mgmt For For
THE ENSUING YEAR.
--------------------------------------------------------------------------------------------------------------------------
TECK RESOURCES LIMITED Agenda Number: 933567488
--------------------------------------------------------------------------------------------------------------------------
Security: 878742204 Meeting Type: Annual
Ticker: TCK Meeting Date: 25-Apr-2012
ISIN: CA8787422044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.M. ASHAR Mgmt For For
J.B. AUNE Mgmt For For
J.H. BENNETT Mgmt For For
H.J. BOLTON Mgmt For For
F.P. CHEE Mgmt For For
J.L. COCKWELL Mgmt For For
N.B. KEEVIL Mgmt For For
N.B. KEEVIL III Mgmt For For
T. KUBOTA Mgmt For For
T. KURIYAMA Mgmt For For
D.R. LINDSAY Mgmt For For
J.G. RENNIE Mgmt For For
W.S.R. SEYFFERT Mgmt For For
C.M. THOMPSON Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND Mgmt For For
TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS'
REMUNERATION.
03 TO APPROVE THE ADVISORY RESOLUTION ON THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TESCO CORPORATION Agenda Number: 933591972
--------------------------------------------------------------------------------------------------------------------------
Security: 88157K101 Meeting Type: Annual
Ticker: TESO Meeting Date: 10-May-2012
ISIN: CA88157K1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN U. CLARKE Mgmt For For
FRED J. DYMENT Mgmt For For
GARY L. KOTT Mgmt For For
R. VANCE MILLIGAN, Q.C. Mgmt For For
JULIO M. QUINTANA Mgmt For For
JOHN T. REYNOLDS Mgmt For For
NORMAN W. ROBERTSON Mgmt For For
MICHAEL W. SUTHERLIN Mgmt For For
CLIFTON T. WEATHERFORD Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZATION FOR THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 APPROVAL OF THE NON-BINDING ADVISORY VOTE ON THE 2011 Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 933601038
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109 Meeting Type: Annual
Ticker: TOT Meeting Date: 11-May-2012
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS DATED Mgmt For For
DECEMBER 31, 2011
O2 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS DATED Mgmt For For
DECEMBER 31, 2011
O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND Mgmt For For
O4 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN Mgmt For For
SHARES OF THE COMPANY
O5 RENEWAL OF THE APPOINTMENT OF MR. CHRISTOPHE DE Mgmt For For
MARGERIE AS A DIRECTOR
O6 RENEWAL OF THE APPOINTMENT OF MR. PATRICK ARTUS AS A Mgmt For For
DIRECTOR
O7 RENEWAL OF THE APPOINTMENT OF MR. BERTRAND COLLOMB AS Mgmt For For
A DIRECTOR
O8 RENEWAL OF THE APPOINTMENT OF MS. ANNE LAUVERGEON AS A Mgmt For For
DIRECTOR
O9 RENEWAL OF THE APPOINTMENT OF MR. MICHEL PEBEREAU AS A Mgmt Against Against
DIRECTOR
O10 RATIFICATION OF THE APPOINTMENT OF MR. GERARD LAMARCHE Mgmt For For
AS A DIRECTOR TO SUCCEED A DIRECTOR WHO HAS RESIGNED
O11 APPOINTMENT OF MS. ANNE-MARIE IDRAC AS A DIRECTOR Mgmt For For
O12 COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE FRENCH Mgmt For For
COMMERCIAL CODE
E13 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON
SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE
CAPITAL, WHILE MAINTAINING SHAREHOLDERS' PREFERENTIAL
SUBSCRIPTION RIGHTS, OR BY CAPITALIZING PREMIUMS,
RESERVES, SURPLUSES OR OTHER LINE ITEMS
E14 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON
SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE
CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
E15 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE
ISSUED, IN THE EVENT OF SURPLUS DEMAND IN CASE OF
INCREASE SHARE CAPITAL WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
E16 DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS Mgmt For For
TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR
ANY SECURITIES PROVIDING ACCESS TO SHARE CAPITAL, IN
PAYMENT OF SECURITIES THAT WOULD BE CONTRIBUTED TO THE
COMPANY
E17 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE SHARE CAPITAL UNDER THE
CONDITIONS PROVIDED FOR IN ARTICLES L. 3332-18 AND
FOLLOWING OF THE FRENCH LABOUR CODE
E18 DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS Mgmt For For
TO INCREASE SHARE CAPITAL RESERVED FOR CATEGORIES OF
BENEFICIARIES IN A TRANSACTION RESERVED FOR EMPLOYEES
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
E19 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE Mgmt For For
CAPITAL BY CANCELLING SHARES
EA THE FIRST IS INTENDED TO FILL IN THE INFORMATION Shr Against For
LISTED IN THE REGISTRATION DOCUMENT WITH BENCHMARKS TO
COMPARE THE COMPENSATION FOR EXECUTIVE DIRECTORS WITH
VARIOUS COMPENSATION FOR VARIOUS EMPLOYEES
EB THE OTHER CONCERNS THE ESTABLISHMENT OF A LOYALTY Shr Against For
DIVIDEND FOR SHAREHOLDERS HOLDING REGISTERED SHARES
FOR AT LEAST TWO YEARS
--------------------------------------------------------------------------------------------------------------------------
TULLOW OIL PLC, LONDON Agenda Number: 703732481
--------------------------------------------------------------------------------------------------------------------------
Security: G91235104 Meeting Type: AGM
Ticker: Meeting Date: 16-May-2012
ISIN: GB0001500809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Company's annual accounts and Mgmt For For
associated reports
2 To declare a final dividend of 8.0p per ordinary share Mgmt For For
3 To receive and approve the Directors' Remuneration Mgmt For For
Report
4 To elect Simon Thompson as a Director Mgmt For For
5 To elect Steve Lucas as a Director Mgmt For For
6 To re-elect Tutu Agyare as a Director Mgmt For For
7 To re-elect David Bamford as a Director Mgmt For For
8 To re-elect Ann Grant as a Director Mgmt For For
9 To re-elect Aidan Heavey as a Director Mgmt For For
10 To re-elect Graham Martin as a Director Mgmt For For
11 To re-elect Angus McCoss as a Director Mgmt For For
12 To re-elect Paul McDade as a Director Mgmt For For
13 To re-elect Steven McTiernan as a Director Mgmt For For
14 To re-elect Ian Springett as a Director Mgmt For For
15 To re-appoint Deloitte LLP as auditors Mgmt For For
16 To authorise the Audit Committee to determine the Mgmt For For
remuneration of Deloitte LLP
17 To renew Directors' authority to allot shares Mgmt For For
18 To dis-apply statutory pre-emption rights Mgmt For For
19 To authorise the Company to hold general meetings on Mgmt For For
no less than 14 clear days' notice
20 To Increase the limit on Directors' fees Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION Agenda Number: 933561525
--------------------------------------------------------------------------------------------------------------------------
Security: 912909108 Meeting Type: Annual
Ticker: X Meeting Date: 24-Apr-2012
ISIN: US9129091081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANK J. LUCCHINO Mgmt For For
1B. ELECTION OF DIRECTOR: SETH E. SCHOFIELD Mgmt Against Against
1C. ELECTION OF DIRECTOR: JOHN P. SURMA Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID S. SUTHERLAND Mgmt Against Against
2. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
3. APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL RECOMMENDING THE ELIMINATION OF Shr For Against
THE CLASSIFIED BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 933592621
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E204 Meeting Type: Annual
Ticker: VALEP Meeting Date: 18-Apr-2012
ISIN: US91912E2046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 APPRECIATION OF THE MANAGEMENTS' REPORT AND ANALYSIS, Mgmt For Against
DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011
1.2 PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID Mgmt For Against
FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET FOR
VALE, PURSUANT TO ARTICLE 196 OF THE BRAZILIAN
CORPORATE LAW
1.3 APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL Mgmt For Against
1.4 ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR Mgmt Against Against
MANAGEMENT AND FISCAL COUNCIL MEMBERS, AND THE
RATIFICATION OF THE REMUNERATION PAID IN FISCAL YEAR
OF 2011
--------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD Agenda Number: 933622145
--------------------------------------------------------------------------------------------------------------------------
Security: H27013103 Meeting Type: Annual
Ticker: WFT Meeting Date: 23-May-2012
ISIN: CH0038838394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE 2011 ANNUAL REPORT, THE CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD.
FOR THE YEAR ENDED DECEMBER 31, 2011 AND THE STATUTORY
FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD.
FOR THE YEAR ENDED DECEMBER 31, 2011.
2. DISCHARGE OF THE BOARD OF DIRECTORS AND EXECUTIVE Mgmt Against Against
OFFICERS FROM LIABILITY UNDER SWISS LAW FOR ACTIONS OR
OMISSIONS DURING THE YEAR ENDED DECEMBER 31, 2011.
3A. ELECTION OF DIRECTOR: BERNARD J. DUROC-DANNER Mgmt For For
3B. ELECTION OF DIRECTOR: SAMUEL W. BODMAN, III Mgmt For For
3C. ELECTION OF DIRECTOR: NICHOLAS F. BRADY Mgmt For For
3D. ELECTION OF DIRECTOR: DAVID J. BUTTERS Mgmt Against Against
3E. ELECTION OF DIRECTOR: WILLIAM E. MACAULAY Mgmt For For
3F. ELECTION OF DIRECTOR: ROBERT K. MOSES, JR. Mgmt Against Against
3G. ELECTION OF DIRECTOR: GUILLERMO ORTIZ Mgmt For For
3H. ELECTION OF DIRECTOR: EMYR JONES PARRY Mgmt For For
3I. ELECTION OF DIRECTOR: ROBERT A. RAYNE Mgmt Against Against
4. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR
ENDING DECEMBER 31, 2012 AND THE RE-ELECTION OF ERNST
& YOUNG LTD, ZURICH AS STATUTORY AUDITOR FOR YEAR
ENDING DECEMBER 31, 2012.
5. APPROVAL OF AN AMENDMENT TO THE ARTICLES OF Mgmt For For
ASSOCIATION TO EXTEND THE BOARD'S AUTHORIZATION TO
ISSUE SHARES FROM AUTHORIZED SHARE CAPITAL TO MAY 23,
2014 AND TO INCREASE ISSUABLE AUTHORIZED CAPITAL TO AN
AMOUNT EQUAL TO 50% OF CURRENT STATED CAPITAL.
6. APPROVAL OF AN AMENDMENT TO THE WEATHERFORD Mgmt For For
INTERNATIONAL LTD. 2010 OMNIBUS INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES ISSUABLE UNDER THE PLAN
TO 28,144,000 SHARES.
7. APPROVAL OF AN ADVISORY RESOLUTION REGARDING EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 933580385
--------------------------------------------------------------------------------------------------------------------------
Security: 966387102 Meeting Type: Annual
Ticker: WLL Meeting Date: 01-May-2012
ISIN: US9663871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES J. VOLKER Mgmt For For
WILLIAM N. HAHNE Mgmt For For
ALLAN R. LARSON Mgmt For For
2. APPROVAL OF ADVISORY RESOLUTION ON COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 703694592
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102 Meeting Type: AGM
Ticker: Meeting Date: 01-May-2012
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Annual Report and Mgmt For For
Financial Statements of the Company for the year
ended 31 December 2011
2 To declare a final dividend of US27.0 cents per Mgmt For For
Ordinary Share in respect of the year ended 31
December 2011
3 To receive and consider and, if thought fit, to Mgmt Against Against
approve the directors' Remuneration Report for
the year ended 31 December 2011
4 To re-elect Sir John Bond as a director Mgmt For For
5 To re-elect Mick Davis as a director Mgmt For For
6 To re-elect Dr Con Fauconnier as a director Mgmt For For
7 To re-elect Ivan Glasenberg as a director Mgmt For For
8 To re-elect Peter Hooley as a director Mgmt For For
9 To re-elect Claude Lamoureux as a director Mgmt For For
10 To re-elect Aristotelis Mistakidis as a director Mgmt For For
11 To re-elect Tor Peterson as a director Mgmt For For
12 To re-elect Trevor Reid as a director Mgmt For For
13 To re-elect Sir Steve Robson as a director Mgmt For For
14 To re-elect David Rough as a director Mgmt For For
15 To re-elect Ian Strachan as a director Mgmt For For
16 To re-elect Santiago Zaldumbide as a director Mgmt For For
17 To re-appoint Ernst & Young LLP as auditors and to Mgmt For For
authorise the directors to determine their
remuneration
18 To authorise the directors to allot shares, as Mgmt For For
provided in Resolution 18 as set out in the AGM
Notice
19 Disapplication of pre-emption rights Mgmt For For
20 Reduction of share premium account Mgmt For For
21 To authorise the Company to hold extraordinary general Mgmt For For
meetings on 20 clear days' notice
Curian/Nicholas Convertible Arbitrage Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian/PIMCO Credit Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian/PineBridge Merger Arbitrage Fund
--------------------------------------------------------------------------------------------------------------------------
ABOVENET, INC. Agenda Number: 933631461
--------------------------------------------------------------------------------------------------------------------------
Security: 00374N107 Meeting Type: Special
Ticker: ABVT Meeting Date: 05-Jun-2012
ISIN: US00374N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Mgmt Abstain Against
MARCH 18, 2012, AS IT MAY BE AMENDED FROM TIME TO
TIME, BY AND AMONG ABOVENET, INC., ZAYO GROUP, LLC AND
VOILA SUB, INC.
2. TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Mgmt For For
APPROPRIATE AND PERMITTED UNDER THE MERGER AGREEMENT,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING
TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
3. TO APPROVE ON A NON-BINDING ADVISORY BASIS, THE Mgmt Abstain Against
"GOLDEN PARACHUTE" COMPENSATION PAYABLE UNDER EXISTING
AGREEMENTS WITH THE COMPANY THAT CERTAIN EXECUTIVE
OFFICERS OF THE COMPANY WILL OR MAY RECEIVE IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AMERICA CASH ADVANCE CENTERS INC Agenda Number: 933578380
--------------------------------------------------------------------------------------------------------------------------
Security: 00739W107 Meeting Type: Special
Ticker: AEA Meeting Date: 20-Apr-2012
ISIN: US00739W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT AGREEMENT & PLAN OF MERGER, DATED AS OF FEBRUARY Mgmt For For
15, 2012, AMONG EAGLE U.S. SUB, INC., A WHOLLY-OWNED
SUBSIDIARY OF GRUPO ELEKTRA S.A. DE C.V., EAGLE U.S.
MERGER SUB, INC., AND ADVANCE AMERICA, PURSUANT TO
WHICH EAGLE U.S. MERGER SUB, INC. WILL BE MERGED WITH
AND INTO ADVANCE AMERICA, WITH ADVANCE AMERICA
SURVIVING AS A WHOLLY-OWNED SUBSIDIARY OF EAGLE U.S.
SUB, INC.
2. TO CAST A NON-BINDING, ADVISORY VOTE TO APPROVE Mgmt For For
CERTAIN AGREEMENTS WITH, AND ITEMS OF COMPENSATION
PAYABLE TO, THE COMPANY'S NAMED EXECUTIVE OFFICERS
THAT ARE BASED ON OR OTHERWISE RELATED TO THE MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE
MERGER AGREEMENT OR TO CONSTITUTE A QUORUM.
--------------------------------------------------------------------------------------------------------------------------
ARDEA BIOSCIENCES, INC. Agenda Number: 933645268
--------------------------------------------------------------------------------------------------------------------------
Security: 03969P107 Meeting Type: Special
Ticker: RDEA Meeting Date: 19-Jun-2012
ISIN: US03969P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Mgmt Abstain Against
APRIL 21, 2012, BY AND AMONG ARDEA BIOSCIENCES, INC.
("ARDEA"), ZENECA INC., A WHOLLY OWNED SUBSIDIARY OF
ASTRAZENECA PLC, AND QAM CORP., A WHOLLY OWNED
SUBSIDIARY OF ZENECA INC.
2. TO APPROVE ON AN ADVISORY, NON-BINDING BASIS THE Mgmt Abstain Against
COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO
ARDEA'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER, INCLUDING THE AGREEMENTS AND
UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY
BE PAID OR BECOME PAYABLE.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
NOT SUFFICIENT VOTES IN FAVOR OF PROPOSAL NO. 1.
--------------------------------------------------------------------------------------------------------------------------
ASTRAL MEDIA INC. Agenda Number: 933624909
--------------------------------------------------------------------------------------------------------------------------
Security: 046346201 Meeting Type: Special
Ticker: AAIAF Meeting Date: 24-May-2012
ISIN: CA0463462014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PASS THE SPECIAL RESOLUTION APPROVING THE ACQUISITION Mgmt For For
BY BCE INC. OF ALL OF THE OUTSTANDING CLASS A
NON-VOTING SHARES, CLASS B SUBORDINATE VOTING SHARES
AND SPECIAL SHARES OF ASTRAL BY WAY OF A STATUTORY
ARRANGEMENT PURSUANT TO SECTION 192 OF THE CANADA
BUSINESS CORPORATIONS ACT, AS SET FORTH IN APPENDIX
"A" TO ASTRAL'S MANAGEMENT INFORMATION CIRCULAR DATED
APRIL 19, 2012.
02 IN CONNECTION WITH THE ACQUISITION OF ASTRAL BY BCE Mgmt For For
INC., PASS THE ORDINARY RESOLUTION APPROVING THE
ALLOCATION, WHICH IS APPROVED BY BCE INC., FROM THE
BONUS AND RETENTION PLAN TO ASTRAL'S PRESIDENT AND
CHIEF EXECUTIVE OFFICER, AS SET FORTH IN APPENDIX "D"
TO ASTRAL'S MANAGEMENT INFORMATION CIRCULAR DATED
APRIL 19, 2012, SUCH BONUS BEING PAYABLE ONLY IF THE
ACQUISITION OF ASTRAL BY BCE INC. REFERRED TO IN ITEM
1 ABOVE IS COMPLETED.
--------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. Agenda Number: 933571677
--------------------------------------------------------------------------------------------------------------------------
Security: 12541M102 Meeting Type: Annual
Ticker: CHG Meeting Date: 24-Apr-2012
ISIN: US12541M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARGARITA K. DILLEY Mgmt For For
STEVEN M. FETTER Mgmt For For
STANLEY J. GRUBEL Mgmt For For
MANUEL J. IRAOLA Mgmt For For
E. MICHEL KRUSE Mgmt For For
STEVEN V. LANT Mgmt For For
EDWARD T. TOKAR Mgmt For For
JEFFREY D. TRANEN Mgmt For For
ERNEST R. VEREBELYI Mgmt For For
2. ADVISORY (NON-BINDING) VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF THE CORPORATION'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. Agenda Number: 933639049
--------------------------------------------------------------------------------------------------------------------------
Security: 12541M102 Meeting Type: Special
Ticker: CHG Meeting Date: 19-Jun-2012
ISIN: US12541M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Mgmt Abstain Against
FEBRUARY 20, 2012, BY AND AMONG FORTISUS INC., CASCADE
ACQUISITION SUB INC., A WHOLLY OWNED SUBSIDIARY OF
FORTISUS INC., FORTIS INC. (SOLELY FOR PURPOSES OF
CERTAIN PROVISIONS THEREOF), AND CH ENERGY GROUP,
INC., AS IT MAY BE AMENDED FROM TIME TO TIME.
2. TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE Mgmt Abstain Against
COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO
NAMED EXECUTIVE OFFICERS OF CH ENERGY GROUP, INC. THAT
IS BASED ON OR OTHERWISE RELATES TO THE MERGER.
3. TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR Mgmt For For
TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF TO ADOPT THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
DDI CORP. Agenda Number: 933623351
--------------------------------------------------------------------------------------------------------------------------
Security: 233162502 Meeting Type: Special
Ticker: DDIC Meeting Date: 24-May-2012
ISIN: US2331625028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 3, 2012, BY AND AMONG
VIASYSTEMS GROUP, INC., A DELAWARE CORPORATION, VICTOR
MERGER SUB CORP., A DELAWARE CORPORATION AND
WHOLLY-OWNED SUBSIDIARY OF VIASYSTEMS, AND DDI CORP.,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME.
2. THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES IN FAVOR OF ADOPTION OF THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL MEETING.
3. THE PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO DDI CORP.'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
ENCORE BANCSHARES, INC Agenda Number: 933608765
--------------------------------------------------------------------------------------------------------------------------
Security: 29255V201 Meeting Type: Special
Ticker: EBTX Meeting Date: 10-May-2012
ISIN: US29255V2016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS Mgmt For For
OF MARCH 5, 2012, BY AND AMONG THE COMPANY, CADENCE
BANCORP, LLC AND EMS SUB I, INC., AND THE TRANSACTIONS
CONTEMPLATED THEREBY (INCLUDING THE MERGER).
2. APPROVAL, ON AN ADVISORY (NON-BINDING) BASIS, OF THE Mgmt For For
COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER, INCLUDING THE AGREEMENTS AND
UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY
BE PAID OR BECOME PAYABLE.
3. APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING TO Mgmt For For
A LATER DATE, IF NECESSARY OR APPROPRIATE, IN ORDER TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL OF
THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF SUCH ADJOURNMENT TO APPROVE THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
KNOLOGY, INC. Agenda Number: 933651778
--------------------------------------------------------------------------------------------------------------------------
Security: 499183804 Meeting Type: Special
Ticker: KNOL Meeting Date: 26-Jun-2012
ISIN: US4991838040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Mgmt For For
APRIL 18, 2012 AND AS IT MAY BE AMENDED OR
SUPPLEMENTED, BY AND AMONG WIDEOPENWEST FINANCE, LLC,
KINGSTON MERGER SUB, INC. AND KNOLOGY, INC.
2. TO APPROVE ON AN ADVISORY (NON-BINDING) BASIS THE Mgmt For For
COMPENSATION PAYABLE TO CERTAIN EXECUTIVE OFFICERS OF
KNOLOGY UNDER EXISTING ARRANGEMENTS IN CONNECTION WITH
THE MERGER.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING
ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES
IN FAVOR OR PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC. Agenda Number: 933589698
--------------------------------------------------------------------------------------------------------------------------
Security: 670008101 Meeting Type: Special
Ticker: NVLS Meeting Date: 10-May-2012
ISIN: US6700081010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF (I) THE MERGER OF BLMS INC., A Mgmt For For
WHOLLY-OWNED SUBSIDIARY OF LAM RESEARCH CORPORATION,
WITH AND INTO NOVELLUS SYSTEMS, INC. AND (II) THE
AGREEMENT AND PLAN OF MERGER BY AND AMONG LAM RESEARCH
CORPORATION, BLMS INC. AND NOVELLUS SYSTEMS, INC., AND
THE PRINCIPAL TERMS THEREOF.
2. THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY Mgmt For For
AND APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
NOVELLUS' NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
RADVISION LTD. Agenda Number: 933588571
--------------------------------------------------------------------------------------------------------------------------
Security: M81869105 Meeting Type: Special
Ticker: RVSN Meeting Date: 30-Apr-2012
ISIN: IL0010843832
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE MERGER AGREEMENT, DATED AS OF Mgmt For For
MARCH 14, 2012 (THE "MERGER AGREEMENT"), BY AND AMONG
AVAYA INC. ("AVAYA"), SONIC ACQUISITION LTD. ("MERGER
SUB"), A WHOLLY-OWNED INDIRECT SUBSIDIARY OF AVAYA,
AND THE COMPANY, AND APPROVE THE MERGER AND ALL OTHER
TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT.
2A. TO APPROVE AN AMENDMENT TO THE INDEMNIFICATION Mgmt For For
AGREEMENTS BETWEEN THE COMPANY AND THE COMPANY'S
DIRECTORS WHO ARE NOT CONSIDERED CONTROLLING
SHAREHOLDERS OF THE COMPANY OR RELATED TO THEM.
2B. TO APPROVE AN AMENDMENT TO THE INDEMNIFICATION Mgmt For For
AGREEMENTS BETWEEN THE COMPANY AND THE COMPANY'S
DIRECTORS AND OFFICERS WHO ARE CONSIDERED CONTROLLING
SHAREHOLDERS OF THE COMPANY OR RELATED TO THEM.
3A. TO APPROVE AN INCREASE IN THE AGGREGATE COVERAGE Mgmt For For
AVAILABLE UNDER CURRENT DIRECTORS' AND OFFICERS'
LIABILITY INSURANCE POLICY FROM $15,000,000 TO
$30,000,000, TO BE PROVIDED TO DIRECTORS SERVING FROM
TIME TO TIME IN SUCH CAPACITY WHO ARE NOT CONSIDERED
CONTROLLING SHAREHOLDERS OR RELATED TO THE THEM.
3B. TO APPROVE AN INCREASE IN THE AGGREGATE COVERAGE Mgmt For For
AVAILABLE UNDER CURRENT DIRECTORS' AND OFFICERS'
LIABILITY INSURANCE POLICY FROM $15,000,000 TO
$30,000,000, TO BE PROVIDED TO DIRECTORS AND OFFICERS
SERVING FROM TIME TO TIME IN SUCH CAPACITY WHO ARE
CONSIDERED CONTROLLING SHAREHOLDERS OR RELATED TO
THEM.
--------------------------------------------------------------------------------------------------------------------------
SOLUTIA INC. Agenda Number: 933648416
--------------------------------------------------------------------------------------------------------------------------
Security: 834376501 Meeting Type: Special
Ticker: SOA Meeting Date: 29-Jun-2012
ISIN: US8343765017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JANUARY 26, 2012, AS IT MAY BE AMENDED
FROM TIME TO TIME, BY AND AMONG SOLUTIA INC., EASTMAN
CHEMICAL COMPANY AND EAGLE MERGER SUB CORPORATION.
2. PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO
SOLUTIA INC.'S NAMED EXECUTIVE OFFICERS THAT IS BASED
ON OR OTHERWISE RELATES TO THE MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
TALEO CORPORATION Agenda Number: 933564456
--------------------------------------------------------------------------------------------------------------------------
Security: 87424N104 Meeting Type: Special
Ticker: TLEO Meeting Date: 05-Apr-2012
ISIN: US87424N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt Abstain Against
DATED AS OF FEBRUARY 8, 2012, AMONG TALEO CORPORATION,
A DELAWARE CORPORATION ("TALEO"), OC ACQUISITION LLC
("ORACLE ACQUISITION ENTITY"), TIGER ACQUISITION
CORPORATION AND ORACLE CORPORATION, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
2. A PROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Abstain Against
BASIS, THE COMPENSATION THAT MAY BECOME PAYABLE TO
TALEO'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE COMPLETION OF THE MERGER.
3. A PROPOSAL TO APPROVE THE ADJOURNMENT OF SPECIAL Mgmt For For
MEETING TO A LATER DATE OR TIME IF CHAIRMAN OF SPECIAL
MEETING DETERMINES THAT IT IS NECESSARY OR APPROPRIATE
& IS PERMITTED BY MERGER AGREEMENT, INCLUDING TO
SOLICIT ADDITIONAL PROXIES IF THERE IS NOT A QUORUM
PRESENT OR IF TALEO HAS NOT OBTAINED SUFFICIENT
AFFIRMATIVE STOCKHOLDER VOTES TO ADOPT MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION Agenda Number: 933590766
--------------------------------------------------------------------------------------------------------------------------
Security: 884315102 Meeting Type: Special
Ticker: TNB Meeting Date: 02-May-2012
ISIN: US8843151023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF MERGER DATED AS Mgmt For For
OF JANUARY 29, 2012 AMONG THOMAS & BETTS CORPORATION,
ABB LTD AND EDISON ACQUISITION CORPORATION, AS IT MAY
BE AMENDED FROM TIME TO TIME.
2. TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING OF Mgmt For For
SHAREHOLDERS IF NECESSARY OR APPROPRIATE, IN THE VIEW
OF THE BOARD OF DIRECTORS, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF PROPOSAL 1 IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO
APPROVE PROPOSAL 1.
3. TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN Mgmt Against Against
COMPENSATION TO BE PAID BY THOMAS & BETTS CORPORATION
TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER.
Curian/The Boston Company Equity Income Fund
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 933561145
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106 Meeting Type: Annual
Ticker: AMP Meeting Date: 25-Apr-2012
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt For For
1B. ELECTION OF DIRECTOR: WARREN D. KNOWLTON Mgmt Against Against
1C. ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt Against Against
1D. ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Mgmt Against Against
2. TO APPROVE A NONBINDING ADVISORY RESOLUTION APPROVING Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933583937
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100 Meeting Type: Annual
Ticker: AMGN Meeting Date: 23-May-2012
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL Mgmt For For
1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F. ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON Mgmt For For
1G. ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Mgmt For For
1H. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1J. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1K. ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN Mgmt For For
(RETIRED)
1L. ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER Mgmt For For
1M. ELECTION OF DIRECTOR: MR. KEVIN W. SHARER Mgmt For For
1N. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. Mgmt For For
4. TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO AUTHORIZE STOCKHOLDER ACTION BY
WRITTEN CONSENT.
5A. STOCKHOLDER PROPOSAL #1 (INDEPENDENT CHAIRMAN OF THE Shr For Against
BOARD).
5B. STOCKHOLDER PROPOSAL #2 (TRANSPARENCY IN ANIMAL USE). Shr Against For
5C. STOCKHOLDER PROPOSAL #3 (REQUEST FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES).
5D. STOCKHOLDER PROPOSAL #4 (CEO TO SERVE ON A MAXIMUM OF Shr Against For
ONE OTHER BOARD).
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 933569088
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109 Meeting Type: Annual
Ticker: AJG Meeting Date: 08-May-2012
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. BAX Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt Against Against
1E. ELECTION OF DIRECTOR: ELBERT O. HAND Mgmt Against Against
1F. ELECTION OF DIRECTOR: DAVID S. JOHNSON Mgmt Against Against
1G. ELECTION OF DIRECTOR: KAY W. MCCURDY Mgmt Against Against
1H. ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES R. WIMMER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933574736
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109 Meeting Type: Annual
Ticker: BAX Meeting Date: 08-May-2012
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. GAVIN III, M.D., PH.D. Mgmt For For
1B. ELECTION OF DIRECTOR: PETER S. HELLMAN Mgmt Against Against
1C. ELECTION OF DIRECTOR: K.J. STORM Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
3. APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION Mgmt Against Against
4. SHAREHOLDER PROPOSAL TO REPEAL CLASSIFIED BOARD Shr For For
5. SHAREHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE Shr For For
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933565092
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 05-May-2012
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt Withheld Against
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt Withheld Against
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt Withheld Against
2. SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933574419
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105 Meeting Type: Annual
Ticker: COF Meeting Date: 08-May-2012
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt Against Against
1.2 ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1.3 ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt Against Against
2. RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2012.
3. ADVISORY, NON-BINDING APPROVAL OF CAPITAL ONE'S 2011 Mgmt Against Against
NAMED EXECUTIVE OFFICER COMPENSATION.
4. APPROVAL AND ADOPTION OF CAPITAL ONE'S AMENDED AND Mgmt For For
RESTATED ASSOCIATE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933553908
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 11-Apr-2012
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
3. TO RE-ELECT ROBERT H. DICKINSON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
4. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL Mgmt Against Against
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
5. TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
6. TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
7. TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF Mgmt Against Against
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
8. TO ELECT DEBRA KELLY-ENNIS AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
9. TO RE-ELECT MODESTO A. MAIDIQUE AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
10. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
11. TO RE-ELECT PETER G. RATCLIFFE AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
12. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
13. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL Mgmt Against Against
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
14. TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
15. TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO
RATIFY THE SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR
CARNIVAL CORPORATION.
16. TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO Mgmt For For
AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF
CARNIVAL PLC.
17. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE Mgmt For For
DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR
ENDED NOVEMBER 30, 2011 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
18. TO APPROVE THE FISCAL 2011 COMPENSATION OF THE NAMED Mgmt Against Against
EXECUTIVE OFFICERS OF CARNIVAL CORPORATION & PLC (IN
ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S.
COMPANIES).
19. TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION Mgmt Against Against
REPORT FOR THE YEAR ENDED NOVEMBER 30, 2011 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES).
20. TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT Mgmt For For
OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH
CUSTOMARY PRACTICE FOR UK COMPANIES).
21. TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN Mgmt For For
RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL
PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
22. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY Mgmt For For
BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET
(IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO
UK COMPANIES DESIRING TO IMPLEMENT SHARE BUY BACK
PROGRAMS).
23. TO CONSIDER A SHAREHOLDER PROPOSAL. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933556409
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109 Meeting Type: Annual
Ticker: CCE Meeting Date: 24-Apr-2012
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAN BENNINK Mgmt For For
JOHN F. BROCK Mgmt For For
CALVIN DARDEN Mgmt For For
L. PHILLIP HUMANN Mgmt For For
ORRIN H. INGRAM II Mgmt For For
THOMAS H. JOHNSON Mgmt For For
SUZANNE B. LABARGE Mgmt For For
VERONIQUE MORALI Mgmt For For
GARRY WATTS Mgmt For For
CURTIS R. WELLING Mgmt For For
PHOEBE A. WOOD Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, OUR EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION.
3. TO APPROVE THE PERFORMANCE MEASURES UNDER THE 2010 Mgmt For For
INCENTIVE AWARD PLAN (AS AMENDED EFFECTIVE FEBRUARY 7,
2012) TO PRESERVE THE TAX DEDUCTIBILITY OF AWARDS
UNDER THE PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 933568644
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107 Meeting Type: Annual
Ticker: CMA Meeting Date: 24-Apr-2012
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD G. LINDNER Mgmt Against Against
1.2 ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Mgmt For For
1.3 ELECTION OF DIRECTOR: REGINALD M. TURNER, JR. Mgmt For For
1.4 ELECTION OF DIRECTOR: ROGER A. CREGG Mgmt Against Against
1.5 ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1.6 ELECTION OF DIRECTOR: ALFRED A. PIERGALLINI Mgmt Against Against
1.7 ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS Mgmt For For
INDEPENDENT AUDITORS
3. NON-BINDING, ADVISORY PROPOSAL APPROVING EXECUTIVE Mgmt Against Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda Number: 933567298
--------------------------------------------------------------------------------------------------------------------------
Security: 260003108 Meeting Type: Annual
Ticker: DOV Meeting Date: 03-May-2012
ISIN: US2600031080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D.H. BENSON Mgmt For For
1B. ELECTION OF DIRECTOR: R.W. CREMIN Mgmt Against Against
1C. ELECTION OF DIRECTOR: J-P.M. ERGAS Mgmt Against Against
1D. ELECTION OF DIRECTOR: P.T. FRANCIS Mgmt Against Against
1E. ELECTION OF DIRECTOR: K.C. GRAHAM Mgmt Against Against
1F. ELECTION OF DIRECTOR: R.A. LIVINGSTON Mgmt For For
1G. ELECTION OF DIRECTOR: R.K. LOCHRIDGE Mgmt Against Against
1H. ELECTION OF DIRECTOR: B.G. RETHORE Mgmt For For
1I. ELECTION OF DIRECTOR: M.B. STUBBS Mgmt For For
1J. ELECTION OF DIRECTOR: S.M. TODD Mgmt For For
1K. ELECTION OF DIRECTOR: S.K. WAGNER Mgmt For For
1L. ELECTION OF DIRECTOR: M.A. WINSTON Mgmt For For
2. TO ADOPT THE DOVER CORPORATION 2012 EQUITY AND CASH Mgmt For For
INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2012.
4. TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933565167
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102 Meeting Type: Annual
Ticker: ETN Meeting Date: 25-Apr-2012
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1C. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt Against Against
2. APPROVING THE PROPOSED 2012 STOCK PLAN. Mgmt For For
3. RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR 2012.
4. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933600086
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 30-May-2012
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE 61) Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE Mgmt For For
62)
4. INDEPENDENT CHAIRMAN (PAGE 64) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 65) Shr For Against
6. REPORT ON POLITICAL CONTRIBUTIONS (PAGE 66) Shr Against For
7. AMENDMENT OF EEO POLICY (PAGE 67) Shr Against For
8. REPORT ON NATURAL GAS PRODUCTION (PAGE 69) Shr Against For
9. GREENHOUSE GAS EMISSIONS GOALS (PAGE 71) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933621989
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857 Meeting Type: Annual
Ticker: FCX Meeting Date: 14-Jun-2012
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ROBERT A. DAY Mgmt For For
GERALD J. FORD Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B. M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A Shr Against For
CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE
RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933564951
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 25-Apr-2012
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
B2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
B3 APPROVAL OF AN AMENDMENT TO THE GE 2007 LONG-TERM Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES
B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER Mgmt For For
PERFORMANCE GOALS
C1 CUMULATIVE VOTING Shr Against For
C2 NUCLEAR ACTIVITIES Shr Against For
C3 INDEPENDENT BOARD CHAIRMAN Shr Against For
C4 SHAREOWNER ACTION BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 933569975
--------------------------------------------------------------------------------------------------------------------------
Security: 443510201 Meeting Type: Annual
Ticker: HUBB Meeting Date: 08-May-2012
ISIN: US4435102011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LYNN J. GOOD Mgmt Withheld Against
ANTHONY J. GUZZI Mgmt Withheld Against
NEAL J. KEATING Mgmt Withheld Against
JOHN F. MALLOY Mgmt For For
ANDREW MCNALLY IV Mgmt Withheld Against
TIMOTHY H. POWERS Mgmt Withheld Against
G. JACKSON RATCLIFFE Mgmt Withheld Against
CARLOS A. RODRIGUEZ Mgmt Withheld Against
JOHN G. RUSSELL Mgmt For For
RICHARD J. SWIFT Mgmt Withheld Against
DANIEL S. VAN RIPER Mgmt Withheld Against
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933562301
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 26-Apr-2012
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt Against Against
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt Against Against
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against
1K. ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION
3. APPROVAL OF THE COMPANY'S 2012 LONG-TERM INCENTIVE Mgmt Against Against
PLAN
4. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012
5. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN Shr For Against
6. SHAREHOLDER PROPOSAL ON BINDING VOTE ON POLITICAL Shr Against For
CONTRIBUTIONS
7. SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL METHODS Shr Against For
FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933581301
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 15-May-2012
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. POLITICAL NON-PARTISANSHIP Shr Against For
5. INDEPENDENT DIRECTOR AS CHAIRMAN Shr Against For
6. LOAN SERVICING Shr Against For
7. CORPORATE POLITICAL CONTRIBUTIONS REPORT Shr Against For
8. GENOCIDE-FREE INVESTING Shr Against For
9. SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
10. STOCK RETENTION Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda Number: 933593609
--------------------------------------------------------------------------------------------------------------------------
Security: 50075N104 Meeting Type: Annual
Ticker: KFT Meeting Date: 23-May-2012
ISIN: US50075N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1B. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1G. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1K. ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVAL OF AMENDMENT TO CHANGE COMPANY NAME. Mgmt For For
4. RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
5. SHAREHOLDER PROPOSAL: SUSTAINABLE FORESTRY REPORT. Shr Against For
6. SHAREHOLDER PROPOSAL:REPORT ON EXTENDED PRODUCER Shr Against For
RESPONSIBILITY.
7. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 933591441
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104 Meeting Type: Annual
Ticker: M Meeting Date: 18-May-2012
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY Mgmt For For
1C. ELECTION OF DIRECTOR: MEYER FELDBERG Mgmt For For
1D. ELECTION OF DIRECTOR: SARA LEVINSON Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL C. VARGA Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
1J. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. THE PROPOSED RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS MACY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2, 2013.
3. APPROVAL OF MACY'S SENIOR EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
5. SHAREHOLDER PROPOSAL REGARDING RACCOON DOG FUR. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933595158
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105 Meeting Type: Annual
Ticker: MRK Meeting Date: 22-May-2012
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2012.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
4. SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDER ACTION BY Shr For Against
WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL SHAREHOLDER Shr Against For
MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING REPORT ON CHARITABLE Shr Against For
AND POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933574584
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108 Meeting Type: Annual
Ticker: MET Meeting Date: 24-Apr-2012
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN M. KEANE Mgmt For For
CATHERINE R. KINNEY Mgmt For For
HUGH B. PRICE Mgmt For For
KENTON J. SICCHITANO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2012
3. ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 933557778
--------------------------------------------------------------------------------------------------------------------------
Security: 615369105 Meeting Type: Annual
Ticker: MCO Meeting Date: 16-Apr-2012
ISIN: US6153691059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EWALD KIST Mgmt For For
1B. ELECTION OF DIRECTOR: HENRY A. MCKINNELL, JR., PH.D. Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN K. WULFF Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
2012.
3. ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL TO ELIMINATE THE CLASSIFICATION Shr For Against
OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 933616798
--------------------------------------------------------------------------------------------------------------------------
Security: 649445103 Meeting Type: Annual
Ticker: NYB Meeting Date: 07-Jun-2012
ISIN: US6494451031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MAUREEN E. CLANCY Mgmt Withheld Against
HANIF DAHYA Mgmt For For
JOSEPH R. FICALORA Mgmt For For
JAMES J. O'DONOVAN Mgmt For For
2. APPROVAL OF THE NEW YORK COMMUNITY BANCORP, INC. 2012 Mgmt For For
STOCK INCENTIVE PLAN.
3. THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NEW
YORK COMMUNITY BANCORP, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
4. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr For Against
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933574952
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106 Meeting Type: Annual
Ticker: NWL Meeting Date: 08-May-2012
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS E. CLARKE Mgmt Against Against
1B. ELECTION OF DIRECTOR: ELIZABETH CUTHBERT-MILLETT Mgmt Against Against
1C. ELECTION OF DIRECTOR: DOMENICO DE SOLE Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN J. STROBEL Mgmt Against Against
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2012.
3. APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO IMPLEMENT THE ANNUAL
ELECTION OF DIRECTORS.
4. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933577768
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105 Meeting Type: Annual
Ticker: OXY Meeting Date: 04-May-2012
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt Against Against
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt Against Against
1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt Against Against
1E. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H. ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For
1I. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt Against Against
1J. ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
1K. ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt Against Against
2. ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. Mgmt Against Against
3. RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Mgmt For For
AUDITORS.
4. REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933598344
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106 Meeting Type: Annual
Ticker: OMC Meeting Date: 22-May-2012
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt Against Against
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. Mgmt Against Against
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt Against Against
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt Against Against
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt Against Against
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR THE 2012 FISCAL YEAR.
3. COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO OUR Mgmt For For
BY-LAWS TO PROVIDE THAT HOLDERS OF AT LEAST 25% OF THE
COMBINED VOTING POWER OF THE COMPANY'S OUTSTANDING
CAPITAL STOCK MAY REQUEST A SPECIAL MEETING OF
SHAREHOLDERS.
4. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. Mgmt Against Against
5. SHAREHOLDER PROPOSAL REGARDING ANNUAL DISCLOSURE OF Shr Against For
EEO-1 DATA.
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 933575497
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109 Meeting Type: Annual
Ticker: PKG Meeting Date: 08-May-2012
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHERYL K. BEEBE Mgmt For For
HASAN JAMEEL Mgmt For For
MARK W. KOWLZAN Mgmt For For
ROBERT C. LYONS Mgmt For For
SAMUEL M. MENCOFF Mgmt Withheld Against
ROGER B. PORTER Mgmt Withheld Against
THOMAS S. SOULELES Mgmt Withheld Against
PAUL T. STECKO Mgmt For For
JAMES D. WOODRUM Mgmt Withheld Against
2. PROPOSAL TO APPROVE OUR EXECUTIVE COMPENSATION. Mgmt Against Against
3. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
OUR AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933566842
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108 Meeting Type: Annual
Ticker: PEP Meeting Date: 02-May-2012
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1H. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1I. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1J. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1K. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1L. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2012.
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
4. RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER OUR 2007 Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL - LOBBYING PRACTICES REPORT. Shr Against For
6. SHAREHOLDER PROPOSAL - FORMATION OF RISK OVERSIGHT Shr Against For
COMMITTEE.
7. SHAREHOLDER PROPOSAL - CHAIRMAN OF THE BOARD SHALL BE Shr For Against
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933560472
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 26-Apr-2012
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
4. SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shr Against For
POLITICAL CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN Shr For Against
CONSENT.
6. SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr Against For
MEETINGS.
7. SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON Shr Against For
DIRECTOR PAY.
--------------------------------------------------------------------------------------------------------------------------
PITNEY BOWES INC. Agenda Number: 933574508
--------------------------------------------------------------------------------------------------------------------------
Security: 724479100 Meeting Type: Annual
Ticker: PBI Meeting Date: 14-May-2012
ISIN: US7244791007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For
1B. ELECTION OF DIRECTOR: ANNE M. BUSQUET Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER FRADIN Mgmt For For
1D. ELECTION OF DIRECTOR: ANNE SUTHERLAND FUCHS Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES H. KEYES Mgmt Against Against
1F. ELECTION OF DIRECTOR: MURRAY D. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL I. ROTH Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID L. SHEDLARZ Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SNOW, JR. Mgmt Against Against
1J. ELECTION OF DIRECTOR: ROBERT E. WEISSMAN Mgmt Against Against
2. RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF Mgmt For For
THE INDEPENDENT ACCOUNTANTS FOR 2012.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP Agenda Number: 933614388
--------------------------------------------------------------------------------------------------------------------------
Security: 758766109 Meeting Type: Annual
Ticker: RGC Meeting Date: 09-May-2012
ISIN: US7587661098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CHARLES E. BRYMER Mgmt For For
MICHAEL L. CAMPBELL Mgmt For For
ALEX YEMENIDJIAN Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
27, 2012.
4 APPROVAL OF THE AMENDMENTS TO OUR 2002 STOCK INCENTIVE Mgmt Against Against
PLAN.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933556827
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 11-Apr-2012
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: ELIZABETH A. MOLER Mgmt For For
1I. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1K. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1L. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
3. TO APPROVE THE COMPANY'S 2011 FINANCIAL STATEMENTS AND Mgmt For For
DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
5. TO APPROVE AMENDMENTS TO THE COMPANY'S 2004 STOCK AND Mgmt For For
DEFERRAL PLAN FOR NON-EMPLOYEE DIRECTORS TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE AND MAKE
CERTAIN TECHNICAL CHANGES.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933561385
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101 Meeting Type: Annual
Ticker: SWK Meeting Date: 17-Apr-2012
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK D. CAMPBELL Mgmt Withheld Against
B.H. GRISWOLD, IV Mgmt Withheld Against
EILEEN S. KRAUS Mgmt Withheld Against
ROBERT L. RYAN Mgmt Withheld Against
2. APPROVE AMENDMENT TO RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
3. APPROVE 2012 MANAGEMENT INCENTIVE COMPENSATION PLAN. Mgmt For For
4. APPROVE ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT Mgmt For For
AUDITORS FOR THE COMPANY'S 2012 FISCAL YEAR.
5. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda Number: 933614477
--------------------------------------------------------------------------------------------------------------------------
Security: 855030102 Meeting Type: Annual
Ticker: SPLS Meeting Date: 04-Jun-2012
ISIN: US8550301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR M. BLANK Mgmt For For
1C. ELECTION OF DIRECTOR: DREW G. FAUST Mgmt For For
1D. ELECTION OF DIRECTOR: JUSTIN KING Mgmt For For
1E. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1F. ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1I. ELECTION OF DIRECTOR: ELIZABETH A. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For
1K. ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For
1L. ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ALLOW STOCKHOLDER
ACTION BY MAJORITY WRITTEN CONSENT.
3. APPROVAL, ON AN ADVISORY BASIS, OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE COMPANY'S AMENDED AND RESTATED LONG Mgmt For For
TERM CASH INCENTIVE PLAN.
5. APPROVAL OF THE COMPANY'S AMENDED AND RESTATED Mgmt For For
EXECUTIVE OFFICER INCENTIVE PLAN.
6. APPROVAL OF THE COMPANY'S 2012 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
7. RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF ERNST & YOUNG LLP AS STAPLES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
8. NON-BINDING STOCKHOLDER PROPOSAL REGARDING A Shr Against For
REQUIREMENT FOR SENIOR EXECUTIVES TO HOLD 75% NET
AFTER-TAX SHARES ACQUIRED THROUGH COMPENSATION PLANS
AND PROHIBITION ON HEDGING OF HELD SHARES.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933556245
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 19-Apr-2012
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1C. ELECTION OF DIRECTOR: C.S. COX Mgmt Against Against
1D. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1E. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1F. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1G. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt Against Against
1H. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1I. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933578758
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103 Meeting Type: Annual
Ticker: DOW Meeting Date: 10-May-2012
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt Against Against
1C. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1D. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN B. HESS Mgmt Against Against
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt Against Against
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt Against Against
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt Against Against
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. Mgmt Against Against
4. APPROVAL OF THE 2012 STOCK INCENTIVE PLAN. Mgmt Against Against
5. APPROVAL OF THE 2012 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
6. STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY WRITTEN Shr For Against
CONSENT.
7. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933600125
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 24-May-2012
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY Mgmt For For
ON PAY)
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012
4. SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr Against For
5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Against For
AND LONG-TERM PERFORMANCE
6. SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING Shr Against For
EXPENDITURES
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933575752
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102 Meeting Type: Annual
Ticker: HD Meeting Date: 17-May-2012
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF RESERVED
SHARES
5. SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON Shr Against For
POLITICAL CONTRIBUTIONS
6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shr Against For
REPORT
7. SHAREHOLDER PROPOSAL REGARDING REMOVAL OF PROCEDURAL Shr Against For
SAFEGUARDS FROM SHAREHOLDER WRITTEN CONSENT RIGHT
8. SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr Against For
MEETINGS
9. SHAREHOLDER PROPOSAL REGARDING CHARITABLE Shr Against For
CONTRIBUTIONS
10. SHAREHOLDER PROPOSAL REGARDING STORMWATER MANAGEMENT Shr Against For
POLICY
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933596009
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109 Meeting Type: Annual
Ticker: TRV Meeting Date: 23-May-2012
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Mgmt Against Against
1G. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1J. ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR. Mgmt Against Against
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt Against Against
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For
TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt Against Against
4. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE
ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933572213
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303 Meeting Type: Annual
Ticker: TWX Meeting Date: 15-May-2012
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt Against Against
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt Against Against
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt Against Against
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: FRED HASSAN Mgmt Against Against
1I. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION BY WRITTEN Shr For Against
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933561169
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304 Meeting Type: Annual
Ticker: USB Meeting Date: 17-Apr-2012
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Mgmt Against Against
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt Against Against
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt Against Against
1J. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt Against Against
1K. ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt Against Against
1N. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR THE 2012 FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Mgmt Against Against
EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933554253
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Annual
Ticker: UTX Meeting Date: 11-Apr-2012
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt Against Against
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt Against Against
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt Against Against
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt Against Against
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt Against Against
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt Against Against
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN Mgmt For For
2. APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933560369
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 24-Apr-2012
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt Against Against
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt Against Against
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt Against Against
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1J) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1K) ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For
1L) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1M) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt Against Against
1N) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1O) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO APPROVE Mgmt Against Against
THE NAMED EXECUTIVES' COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2012.
4. STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A Shr For Against
POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
5. STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE VOTING Shr Against For
IN CONTESTED DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL TO AMEND THE COMPANY'S BY-LAWS TO Shr For Against
ALLOW STOCKHOLDERS TO NOMINATE DIRECTOR CANDIDATES FOR
INCLUSION IN THE COMPANY'S PROXY MATERIALS.
7. STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION AND Shr Against For
REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING
OPERATIONS.
--------------------------------------------------------------------------------------------------------------------------
WINDSTREAM CORPORATION Agenda Number: 933573328
--------------------------------------------------------------------------------------------------------------------------
Security: 97381W104 Meeting Type: Annual
Ticker: WIN Meeting Date: 09-May-2012
ISIN: US97381W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: CAROL B. ARMITAGE Mgmt For For
1.2 ELECTION OF DIRECTOR: SAMUEL E. BEALL, III Mgmt Against Against
1.3 ELECTION OF DIRECTOR: DENNIS E. FOSTER Mgmt Against Against
1.4 ELECTION OF DIRECTOR: FRANCIS X. FRANTZ Mgmt For For
1.5 ELECTION OF DIRECTOR: JEFFERY R. GARDNER Mgmt For For
1.6 ELECTION OF DIRECTOR: JEFFREY T. HINSON Mgmt For For
1.7 ELECTION OF DIRECTOR: JUDY K. JONES Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM A. MONTGOMERY Mgmt Against Against
1.9 ELECTION OF DIRECTOR: ALAN L. WELLS Mgmt For For
2. TO APPROVE WINDSTREAM'S PERFORMANCE INCENTIVE Mgmt For For
COMPENSATION PLAN
3. TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION
4. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS WINDSTREAM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR 2012
5. STOCKHOLDER PROPOSAL - BAN ON ACCELERATED VESTING OF Shr Against For
RESTRICTED STOCK
6. STOCKHOLDER PROPOSAL - TRANSPARENCY AND ACCOUNTABILITY Shr Against For
IN CORPORATE SPENDING ON POLITICAL ACTIVITIES
Curian/The Boston Company Multi-Alpha Market Neutral Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 703855138
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105 Meeting Type: AGM
Ticker: Meeting Date: 20-Jun-2012
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Provision of Remuneration to Directors for Stock Mgmt For For
Option Scheme as Stock-Linked Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
BAE SYSTEMS PLC, LONDON Agenda Number: 703688981
--------------------------------------------------------------------------------------------------------------------------
Security: G06940103 Meeting Type: AGM
Ticker: Meeting Date: 02-May-2012
ISIN: GB0002634946
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the audited accounts of the Company for the year Mgmt For For
ended 31 December 2011 and the Directors' Report and
Auditors' Report thereon now laid before this
meeting be and are hereby received
2 That the Directors' Remuneration Report for the year Mgmt For For
ended 31 December 2011 be and is hereby approved
3 That the final dividend for the year ended 31 December Mgmt For For
2011 of 11.3 pence per ordinary share be and is hereby
declared payable on 1 June 2012 to Ordinary
Shareholders whose names appeared on the Register of
Members at the close of business on 20 April 2012
4 That Paul Anderson be and is hereby re-elected a Mgmt For For
Director of the Company
5 That Harriet Green be and is hereby re-elected a Mgmt For For
Director of the Company
6 That Linda Hudson be and is hereby re-elected a Mgmt For For
Director of the Company
7 That Ian King be and is hereby re-elected a Director Mgmt For For
of the Company
8 That Peter Lynas be and is hereby re-elected a Mgmt For For
Director of the Company
9 That Sir Peter Mason be and is hereby re-elected a Mgmt For For
Director of the Company
10 That Richard Olver be and is hereby re-elected a Mgmt For For
Director of the Company
11 That Paula Rosput Reynolds be and is hereby re-elected Mgmt For For
a Director of the Company
12 That Nicholas Rose be and is hereby re-elected a Mgmt For For
Director of the Company
13 That Carl Symon be and is hereby re-elected a Director Mgmt For For
of the Company
14 That Lee McIntire be and is hereby elected a Director Mgmt For For
of the Company
15 That KPMG Audit Plc be and are hereby reappointed Mgmt For For
Auditors of the Company to hold office until the next
General Meeting at which accounts are laid before the
Company
16 That the Audit Committee of the Board of Directors be Mgmt For For
and is hereby authorised to agree the
remuneration of the Auditors
17 Political Donations Mgmt For For
18 BAE Systems Share Incentive Plan Mgmt For For
19 BAE Systems Executive Share Option Plan 2012 Mgmt For For
20 Authority to allot new shares Mgmt For For
21 Disapplication of pre-emption rights Mgmt For For
22 Authority to purchase own shares Mgmt For For
23 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CARREFOUR SA, PARIS Agenda Number: 703821389
--------------------------------------------------------------------------------------------------------------------------
Security: F13923119 Meeting Type: MIX
Ticker: Meeting Date: 18-Jun-2012
ISIN: FR0000120172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID Non-Voting
VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF
"ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and Non-Voting
forward the Proxy Card directly to the sub custodian.
Please contact your Client Service Representative to
obtain the necessary card, account details and
directions. The following applies to Non-Resident
Shareowners: Proxy Cards: Voting instructions will
be forwarded to the Global Custodians that have become
Registered Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the Global
Custodian will sign the Proxy Card and forward to the
local custodian. If you are unsure whether your Global
Custodian acts as Registered Intermediary, please
contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2012/0514/20
1205141202513.pdf AND ht
tps://balo.journal-officiel.gouv.fr/pdf/2012/0601/2012
06011203467.pdf
O.1 Approval of the corporate financial statements Mgmt For For
O.2 Approval of the consolidated financial statements Mgmt For For
O.3 Approval of the Agreements pursuant to Article Mgmt Against Against
L.225-38 of the Commercial Code
O.4 Approval of the Agreements pursuant to Article Mgmt Against Against
L.225-42-1 of the Commercial Code
O.5 Allocation of income-Setting the dividend Mgmt For For
O.6 Option for payment of the dividend in shares Mgmt For For
O.7 Renewal of term of Mrs. Mathilde Lemoine as Board Mgmt For For
member
O.8 Renewal of term of Mr. Nicolas Bazire as Board member Mgmt For For
O.9 Ratification of the temporary appointment of Mr. Mgmt Against Against
Georges Plassat as Board memb er, in substitution of
Mr. Lars Olofsson. Renewal of term of Mr. Georges
Plass at as Board member for a three-year period
O.10 Appointment of Mrs. Diane Labruyere as Board member Mgmt For For
O.11 Appointment of Mr. Bertrand de Monstesquiou as Board Mgmt For For
member
O.12 Appointment of Mr. Georges Ralli as Board member Mgmt For For
O.13 Authorization to the Board of Directors to trade Mgmt For For
Company's shares
E.14 Authorization to the Board of Directors to reduce Mgmt For For
share capital
E.15 Authorization to the Board of Directors to grant Mgmt Against Against
Company's share subscription options to the staff or
corporate officers of the Company or its subsidiaries
E.16 Authorization to the Board of Directors to carry out Mgmt Against Against
free allocations of shares with or without performance
conditions to the staff or corporate officers of the
Company or its subsidiaries
E.17 Authorization to the Board of Directors to increase Mgmt For For
share capital in favor of employees of Carrefour Group
--------------------------------------------------------------------------------------------------------------------------
CHINA COAL ENERGY CO LTD Agenda Number: 703707490
--------------------------------------------------------------------------------------------------------------------------
Security: Y1434L100 Meeting Type: AGM
Ticker: Meeting Date: 25-May-2012
ISIN: CNE100000528
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY Non-Voting
CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/sehk/2012/0
405/LTN20120405485.pdf
1 To consider and, if thought fit, to approve the report Mgmt For For
of the board of directors of the Company for the year
ended 31 December 2011
2 To consider and, if thought fit, to approve the report Mgmt For For
of the supervisory committee of the Company for the
year ended 31 December 2011
3 To consider and, if thought fit, to approve the Mgmt For For
audited financial statements of the Company for the
year ended 31 December 2011
4 To consider and, if thought fit, to approve the profit Mgmt For For
distribution proposal of the Company, namely, the
proposal for distribution of a final dividend of
RMB0.215 per share (tax inclusive) in an aggregate
amount of approximately RMB2,851,145,100 for the year
ended 31 December 2011, and to authorise the board of
directors of the Company to implement the aforesaid
distribution
5 To consider and, if thought fit, to approve the Mgmt For For
capital expenditure budget of the Company for the year
ended 31 December 2012
6 To consider and, if thought fit, to approve the Mgmt For For
emoluments of the directors and supervisors of the
Company for the year ended 31 December 2012
7 To consider and, if thought fit, to approve the Mgmt For For
appointment of PricewaterhouseCoopers Zhong Tian CPAs
Limited Company, as the Company's domestic auditor and
PricewaterhouseCoopers, Certified Public Accountants,
as the Company's international auditor for the
financial year of 2012 and to authorize the board of
directors of the Company to determine their respective
remunerations
8 To consider and, if thought fit, to approve the Mgmt For For
guarantees to Huajin Coking Coal Company Limited for
bank loan regarding to resources integration and
acquisition
9 To consider and, if thought fit, to approve the Mgmt For For
guarantees to Huajin Coking Coal Company Limited for
bank loan regarding to gas power plant phase II
project
10 To consider and, if thought fit, to approve the Mgmt For For
amendments to the articles of association of the
Company
11 To consider and, if thought fit, to approve the Mgmt For For
amendments to the rules of procedures of the general
meetings of the Company
12 To consider and, if thought fit, to approve the Mgmt For For
amendments to the rules of procedures of the board of
directors of the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA VANADIUM TITANO-MAGNETITE MINING CO LTD Agenda Number: 703695861
--------------------------------------------------------------------------------------------------------------------------
Security: G21132108 Meeting Type: AGM
Ticker: Meeting Date: 08-May-2012
ISIN: KYG211321081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY Non-Voting
CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/sehk/2012/0
402/LTN201204021235.pdf
1 To consider and adopt the audited financial statements Mgmt For For
of the Company and its subsidiaries for the year ended
31 December 2011, Directors' Report and
Independent Auditors' Report
2.a To re-elect Mr. Jiang Zhong Ping as an executive Mgmt For For
director of the Company (the "Director")
2.b To re-elect Mr. Liu Feng as an executive Director Mgmt For For
2.c To re-elect Mr. Yu Xing Yuan as an executive Director Mgmt For For
3 To authorise the board of Directors (the "Board") to Mgmt For For
fix the Directors' remuneration for the year
ending 31 December 2012
4 To re-appoint Ernst & Young as the auditors and to Mgmt For For
authorise the Board to fix their remuneration
5 To grant a general mandate to the Board to allot, Mgmt Against Against
issue and deal with the Company's additional
Shares as set out in resolution no. 5 of the Notice
6 To grant a general mandate to the Board to repurchase Mgmt For For
the Company's Shares as set out in resolution no. 6 of
the Notice
7 To extend the general mandate to the Board to allot, Mgmt Against Against
issue and deal with such number of additional Shares
as may be repurchased by the Company as set out in
resolution no. 7 of the Notice
8 To declare a final dividend for the year ended 31 Mgmt For For
December 2011
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA AMATIL LTD Agenda Number: 703725260
--------------------------------------------------------------------------------------------------------------------------
Security: Q2594P146 Meeting Type: AGM
Ticker: Meeting Date: 15-May-2012
ISIN: AU000000CCL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS Non-Voting
2, 4 AND 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSALS
WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE
THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT PROPOSALS. BY
VOTING (FOR OR AGAINST) ON PROPOSALS (2, 4 AND 5), YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSALS AND YOU COMPLY WITH THE VOTING
EXCLUSION.
2 Adoption of Remuneration Report Mgmt For For
3.a Re-election of Mr D M Gonski, AC as a Director Mgmt For For
3.b Re-election of Mr G J Kelly as a Director Mgmt For For
3.c Re-election of Mr M Jansen as a Director Mgmt For For
4 Participation by Executive Director in the 2012-2014 Mgmt For For
Long Term Incentive Share Rights Plan
5 Participation by Executive Director in Deferred Mgmt For For
Securities Awards under the Short Term Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 703623074
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123 Meeting Type: AGM
Ticker: Meeting Date: 04-Apr-2012
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20.03.2012. Non-Voting
FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND
DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH
TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE
COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
For German registered shares, the shares have to be Non-Voting
registered within the company's shareholder book.
Depending on the processing of the local sub custodian
if a client wishes to withdraw its voting instruction
due to intentions to trade/lend their stock, a Take No
Action vote must be received by the vote deadline as
displayed on ProxyEdge to facilitate de-registration
of shares from the company's shareholder book. Any
Take No Action votes received after the vote deadline
will only be forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further information.
Thank you.
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL. THANK YOU.
01. Presentation of the adopted financial statements of Non-Voting
Daimler AG, the approved consolidated financial
statements, the combined management report for Daimler
AG and the Group with the explanatory reports on the
information required pursuant to Section 289,
Subsections 4 and 5, Section 315, Subsection 4 of the
German Commercial Code (Handelsgesetzbuch), and the
report of the Supervisory Board for the 2011 financial
year
02. Resolution on the allocation of distributable profit Mgmt For For
03. Resolution on ratification of Board of Management Mgmt For For
members actions in the 2011 financial year
04. Resolution on ratification of Supervisory Board Mgmt For For
members actions in the 2011 financial year
05. Resolution on the appointment of KPMG AG Mgmt For For
Wirtschaftsprufungsgesellschaft, Berlin, as a auditors
for the Company and the Group for the 2012 financial
year
06. Resolution on the election of a new member of the Mgmt For For
Supervisory Board : Dr. Clemens Borsig
--------------------------------------------------------------------------------------------------------------------------
E ON AKTIENGESELLSCHAFT EON DUESSELDORF Agenda Number: 703690556
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133 Meeting Type: AGM
Ticker: Meeting Date: 03-May-2012
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL. THANK YOU.
For German registered shares, the shares have to be Non-Voting
registered within the company's shareholder book.
Depending on the processing of the local sub custodian
if a client wishes to withdraw its voting instruction
due to intentions to trade/lend their stock, a Take No
Action vote must be received by the vote deadline as
displayed on ProxyEdge to facilitate de-registration
of shares from the company's shareholder book. Any
Take No Action votes received after the vote deadline
will only be forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further information.
Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 18.04.2012. Non-Voting
FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND
DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH
TO ACT ON THESE COUNTER PROPOSALS, IF ANY, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS
CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted Annual Financial Non-Voting
Statements and the approved Consolidated Financial
Statements for the 2011 financial year, along with the
Management Report Summary for E.ON AG and the E.ON
Group and the Report of the Supervisory Board as well
as the Explanatory Report of the Board of Management
regarding the statements pursuant to Sections 289
para. 4, 315 para. 4 and Section 289 para. 5 German
Commercial Code (Handelsgesetzbuch - HGB)
2. Appropriation of balance sheet profits from the 2011 Mgmt For For
financial year
3. Discharge of the Board of Management for the 2011 Mgmt For For
financial year
4. Discharge of the Supervisory Board for the 2011 Mgmt For For
financial year
5.a Election of the auditor for the 2012 financial year as Mgmt For For
well as for the inspection of financial statements:
Election of PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftspr fungsgesellschaft, D sseldorf, as the
auditor for the annual as well as the consolidated
financial statements for the 2012 financial year
5.b Election of the auditor for the 2012 financial year as Mgmt For For
well as for the inspection of financial statements:
Election of PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftspr fungsgesellschaft, D sseldorf, as the
auditor for the inspection of the abbreviated
financial statements and the interim management report
for the first half of the 2012 financial year
6. Conversion of E.ON AG into a European company Mgmt For For
(Societas Europaea - SE)
7. Creation of a new authorized capital and cancellation Mgmt For For
of the existing authorized capital
8. Authorization for the issue of option or convertible Mgmt For For
bonds, profit participation rights or participating
bonds and creation of a conditional capital as well as
cancellation of the existing authorization
9. Authorization for the acquisition and use of treasury Mgmt For For
shares and cancellation of the existing authorization
--------------------------------------------------------------------------------------------------------------------------
FINMECCANICA SPA, ROMA Agenda Number: 703751152
--------------------------------------------------------------------------------------------------------------------------
Security: T4502J151 Meeting Type: MIX
Ticker: Meeting Date: 16-May-2012
ISIN: IT0003856405
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting
970131 DUE TO RECEIPT OF S LATES. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU
WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH Non-Voting
QUORUM, THERE WILL BE A SE COND CALL OF THE EGM ON 15
MAY 2012 (AND A SECOND CALL FOR THE OGM AND THIRD C
ALL FOR THE EGM ON 16 MAY 2012). CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL R EMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED. THANK YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLIC KING ON THE MATERIAL
URL LINK:
http://www.finmeccanica.it/Corporate/EN/Corpora
te/Investor_Relations/Assemblea_Azionisti/index.sdo
O.1 Annual financial statements for the year ending 31 Mgmt For For
December 2011; reports of t he Board of Directors,
Board of Statutory Auditors and Independent Auditors;
r esolutions related thereto
O.2 Integration of the Board of Directors Mgmt For For
O.3 Appointment of independent auditors for the period Mgmt For For
2012-2020; resolutions rela ted thereto
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE Non-Voting
ELECTED AS AUDITORS, THERE IS ONLY 1 SLATE AVAILABLE
TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIO
NS FOR THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO V OTE FOR ONLY 1 SLATE OF
THE 2 SLATES. THANK YOU.
O.4.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr For Against
Appointment of the board of auditors for triennium
2012-2014: List presented by Anima SGR SpA and other i
nstitutional investors, representing 1,037% of the
company's capital. Effectiv e auditors: 1. Bauer
Riccardo Raul and 2. Abriani Niccolo: and Supplemental
au ditors: 1. Fiorini Stefano
O.4.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr No vote
Appointment of the board of auditors for triennium
2012-2014: List presented by the Ministry of Economy a
nd Finance, representing 30,20% of the company's
capital. Effective auditors: 1. Maurilio Fratino; 2.
Silvano Montaldo; 3. Eugenio Pinto: and Supplemental a
uditors: 1. Vincenzo Limone
O.5 Appointment of the Chairman of the Board of Statutory Mgmt For For
Auditors
O.6 Determination of the remuneration of the Board of Mgmt For For
Statutory Auditors
O.7 Remuneration Report: resolution pursuant to Article Mgmt Against Against
123-ter, paragraph 6 of Le gislative Decree No. 58/98
E.1 Amendment of Articles 18 and 28 and insertion of Mgmt For For
Article 34 of the Articles of Association following
the provisions introduced by Law No. 120/2011 on
gender equality on Boards of Directors and Boards of
Statutory Auditors of listed co mpanies
--------------------------------------------------------------------------------------------------------------------------
INCHCAPE PLC, LONDON Agenda Number: 703721135
--------------------------------------------------------------------------------------------------------------------------
Security: G47320208 Meeting Type: AGM
Ticker: Meeting Date: 10-May-2012
ISIN: GB00B61TVQ02
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts for the financial year ended Mgmt For For
31 December 2011 and the directors' and auditors'
reports thereon
2 To approve the directors' report on remuneration as Mgmt For For
set out in the annual report
3 To declare a final dividend of 7.4 pence per ordinary Mgmt For For
share of 10 pence
4 To re-elect Ken Hanna as a director of the Company Mgmt For For
5 To re-elect Andre Lacroix as a director of the Company Mgmt For For
6 To re-elect John McConnell as a director of the Mgmt For For
Company
7 To re-elect Simon Borrows as a director of the Company Mgmt For For
8 To re-elect Alison Cooper as a director of the Company Mgmt For For
9 To re-elect Nigel Northridge as a director of the Mgmt For For
Company
10 To re-elect Will Samuel as a director of the Company Mgmt For For
11 To elect Vicky Bindra as a director of the Company Mgmt For For
12 To elect Till Vestring as a director of the Company Mgmt For For
13 To re-appoint PricewaterhouseCoopers LLP as auditors Mgmt For For
of the Company
14 To authorise the directors of the Company to determine Mgmt For For
the auditors' remuneration
15 To authorise the directors generally and Mgmt For For
unconditionally to exercise all powers of the company
to allot relevant securities
16 To disapply pre-emption rights Mgmt For For
17 To authorise the company to make market purchases of Mgmt For For
its own ordinary shares
18 To approve that a General Meeting other than an Annual Mgmt For For
General Meeting may be called on not less than 14
clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RES OLUTION 1. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS P ROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KINGFISHER PLC, LONDON Agenda Number: 703775380
--------------------------------------------------------------------------------------------------------------------------
Security: G5256E441 Meeting Type: AGM
Ticker: Meeting Date: 14-Jun-2012
ISIN: GB0033195214
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the audited accounts for the year ended 28 Mgmt For For
January 2012 together with the directors' and
auditors' report thereon be received
2 That the directors' remuneration report for the year Mgmt For For
ended 28 January 2012 be approved
3 That a final dividend of 6.37 pence per ordinary share Mgmt For For
be declared for payment on 18 June 2012 to those
shareholders on the register at the close of business
on 4 May 2012
4 That Daniel Bernard be re-appointed as a director of Mgmt For For
the Company
5 That Andrew Bonfield be re-appointed as a director of Mgmt For For
the Company
6 That Pascal Cagni be re-appointed as a director of the Mgmt For For
Company
7 That Clare Chapman be re-appointed as a director of Mgmt For For
the Company
8 That Ian Cheshire be re-appointed as a director of the Mgmt For For
Company
9 That Anders Dahlvig be re-appointed as a director of Mgmt For For
the Company
10 That Janis Kong be re-appointed as a director of the Mgmt For For
Company
11 That Kevin O'Byrne be re-appointed as a director of Mgmt For For
the Company
12 That Mark Seligman be appointed as a director of the Mgmt For For
Company
13 That Deloitte LLP be re-appointed as auditors of the Mgmt For For
Company to hold office until the conclusion of the
next general meeting at which accounts are laid before
the Company
14 That the Audit Committee of the Board be authorised to Mgmt For For
determine the remuneration of the auditors
15 Political donations and expenditure Mgmt For For
16 Authority to allot new shares Mgmt For For
17 Authority to disapply pre-emption rights Mgmt For For
18 Purchase of own shares Mgmt For For
19 Notice period for general meetings other than an AGM Mgmt For For
20 Approval of the Kingfisher Sharesave Plan Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN, MUENC Agenda Number: 703669107
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104 Meeting Type: AGM
Ticker: Meeting Date: 26-Apr-2012
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT PURSUANT TO THE ARTICLES OF Non-Voting
ASSOCIATION OF THE ISSUER THE DISCLOSURE OF THE
BENEFICIAL OWNER DATA WILL BE REQUIRED WHEN EXCEEDING
A CERTAIN LIMIT OF SHARE HOLDINGS OF THE STATUTORY
SHARE CAPITAL. THEREFORE BROADRIDGE WILL BE DISCLOSING
THE BENEFICIAL OWNER DATA FOR ALL VOTED ACCOUNTS TO
THE RESPECTIVE LOCAL SUB CUSTODIAN. PLEASE NOTE THAT
DEPENDING ON THE PROCESSING OF THE LOCAL SUB CUSTODIAN
BLOCKING MAY APPLY. THE VOTE DEADLINE AS DISPLAYED ON
PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS
SOON AS BROADRIDGE HAS OBTAINED ALL LOCAL SUB
CUSTODIANS' CONFIRMATIONS REGARDING THEIR DEADLINE FOR
INSTRUCTIONS. FOR ANY QUERIES PLEASE CONTACT YOUR
CLIENT SERVICES REPRESENTATIVE. THANK YOU.
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL. THANK YOU.
For German registered shares, the shares have to be Non-Voting
registered within the company's shareholder book.
Depending on the processing of the local sub custodian
if a client wishes to withdraw its voting instruction
due to intentions to trade/lend their stock, a Take No
Action vote must be received by the vote deadline as
displayed on ProxyEdge to facilitate de-registration
of shares from the company's shareholder book. Any
Take No Action votes received after the vote deadline
will only be forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further information.
Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 11.04.2012. Non-Voting
FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND
DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH
TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE
COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1.a Submission of the report of the Supervisory Board and Non-Voting
the corporate governance report including the
remuneration report for the financial year 2011
1.b Submission of the adopted Company financial statements Non-Voting
and management report for the financial year 2011, the
approved consolidated financial statements and
management report for the Group for the financial year
2011, and the explanatory report on the information in
accordance with Sections 289 para. 4 and 315 para. 4
of the German Commercial Code
2. Resolution on the appropriation of the net retained Mgmt For For
profits from the financial year 2011
3. Resolution to approve the actions of the Board of Mgmt For For
Management
4. Resolution to approve the actions of the Supervisory Mgmt For For
Board
5. Resolution to approve the remuneration system for the Mgmt For For
Board of Management
--------------------------------------------------------------------------------------------------------------------------
MURATA MANUFACTURING COMPANY,LTD. Agenda Number: 703874114
--------------------------------------------------------------------------------------------------------------------------
Security: J46840104 Meeting Type: AGM
Ticker: Meeting Date: 28-Jun-2012
ISIN: JP3914400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RICOH COMPANY,LTD. Agenda Number: 703882541
--------------------------------------------------------------------------------------------------------------------------
Security: J64683105 Meeting Type: AGM
Ticker: Meeting Date: 26-Jun-2012
ISIN: JP3973400009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANOFI, PARIS Agenda Number: 703651023
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101 Meeting Type: MIX
Ticker: Meeting Date: 04-May-2012
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID Non-Voting
VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF
"ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and Non-Voting
forward the Proxy Card directly to the sub
custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to the Global
Custodians that have become Registered
Intermediaries, on the Vote Deadline Date. In capacity
as Registered Intermediary, the Global
Custodian will sign the Proxy Card and forward to
the local custodian. If you are unsure whether your
Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2012/0312/20
1203121200823.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2012/0413/20
1204131201488.pdf
O.1 Approval of the corporate financial statements for the Mgmt For For
financial year 2011
O.2 Approval of the consolidated financial statements for Mgmt For For
the financial year 2011
O.3 Allocation of income and setting the dividend Mgmt For For
O.4 Appointment of Mr. Laurent Attal as Board member Mgmt For For
O.5 Renewal of term of Mr. Uwe Bicker as Board member Mgmt For For
O.6 Renewal of term of Mr. Jean-Rene Fourtou as Board Mgmt For For
member
O.7 Renewal of term of Mrs. Claudie Haignere as Board Mgmt For For
member
O.8 Renewal of term of Mrs. Carole Piwnica as Board member Mgmt For For
O.9 Renewal of term of Mr. Klaus Pohle as Board member Mgmt For For
O.10 Appointment of the company Ernst & Young et Autres as Mgmt For For
principal Statutory Auditor
O.11 Appointment of the company Auditex as deputy Statutory Mgmt For For
Auditor
O.12 Ratification of the change of location of the Mgmt For For
registered office
O.13 Authorization to be granted to the Board of Directors Mgmt For For
to trade Company's shares
E.14 Delegation of authority to be granted to the Board of Mgmt For For
Directors to carry out free allocations of shares
existing or to be issued to employees of the staff and
corporate officers of the Group or to some of them
E.15 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
ADDITIONAL URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC, CHESHUNT Agenda Number: 703840290
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101 Meeting Type: AGM
Ticker: Meeting Date: 29-Jun-2012
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Report and Accounts Mgmt For For
2 To approve the Directors' Remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To elect Sir Richard Broadbent as a director Mgmt For For
5 To elect Ms Deanna Oppenheimer as a director Mgmt For For
6 To re-elect Mr Philip Clarke as a director Mgmt For For
7 To re-elect Mr Gareth Bullock as a director Mgmt For For
8 To re-elect Mr Patrick Cescau as a director Mgmt For For
9 To re-elect Mr Stuart Chambers as a director Mgmt For For
10 To re-elect Ms Karen Cook as a director Mgmt For For
11 To re-elect Mr Ken Hanna as a director Mgmt For For
12 To re-elect Mr Andrew Higginson as a director Mgmt For For
13 To re-elect Mr Ken Hydon as a director Mgmt For For
14 To re-elect Mr Tim Mason as a director Mgmt For For
15 To re-elect Mr Laurie Mcllwee as a director Mgmt For For
16 To re-elect Ms Lucy Neville-Rolfe as a director Mgmt For For
17 To re-elect Ms Jacqueline Tammenoms Bakker as a Mgmt For For
director
18 To re-appoint the auditors: PricewaterhouseCoopers LLP Mgmt For For
19 To set the auditors' remuneration Mgmt For For
20 To authorise the directors to allot shares Mgmt For For
21 To disapply pre-emption rights Mgmt For For
22 To authorise the Company to purchase its own shares Mgmt For For
23 To authorise political donations by the Company and Mgmt For For
its subsidiaries
24 To authorise short notice general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TGS-NOPEC GEOPHYSICAL COMPANY ASA Agenda Number: 703827088
--------------------------------------------------------------------------------------------------------------------------
Security: R9138B102 Meeting Type: AGM
Ticker: Meeting Date: 05-Jun-2012
ISIN: NO0003078800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR YOUR VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE Non-Voting
RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE
ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE
TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY DEADLINE AND
TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE
DAY AFTER THE MEETING.
1 Election of a chairman and a person to sign the Mgmt No vote
minutes together with the chairman
2 Approval of the notice and of the agenda Mgmt No vote
3.1 Approval of the annual accounts and annual report for Mgmt No vote
2011
3.2 Approval of the board's proposal on dividend Mgmt No vote
4 Approval of auditors' fee Mgmt No vote
5.1 Election of director : Henry H. Hamilton III - Mgmt No vote
Chairman
5.2 Election of director : Dr. Colette Lewiner Mgmt No vote
5.3 Election of director : Elisabeth Harstad Mgmt No vote
5.4 Election of director : Mark Leonard Mgmt No vote
5.5 Election of director : Bengt Lie Hansen Mgmt No vote
5.6 Election of director : Vicki Messer Mgmt No vote
6 Approval of directors' fee Mgmt No vote
7 Approval of compensation to the members of the Mgmt No vote
nomination committee
8 Election of Ole Soeberg as member of the nomination Mgmt No vote
committee
10 Renewal of authority to acquire the company's shares Mgmt No vote
11 Reduction of share capital by cancellation of treasury Mgmt No vote
shares and amendment of the articles of association
section 5
12 Advisory vote on the board's guidelines on Mgmt No vote
compensation to the executive managers
13 Approval of stock-option plan 2012 Mgmt No vote
14 Authority to increase the share capital Mgmt No vote
15 Amendment of the articles of association - Mgmt No vote
registration date for transfer of share ownership
16 Amendment of the articles of association - voting in Mgmt No vote
writing prior to the general meeting
17 Reduction of notice period for summons to Mgmt No vote
extraordinary general meeting
--------------------------------------------------------------------------------------------------------------------------
TOKYO GAS CO.,LTD. Agenda Number: 703862816
--------------------------------------------------------------------------------------------------------------------------
Security: J87000105 Meeting Type: AGM
Ticker: Meeting Date: 28-Jun-2012
ISIN: JP3573000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
TOYO SUISAN KAISHA,LTD. Agenda Number: 703899837
--------------------------------------------------------------------------------------------------------------------------
Security: 892306101 Meeting Type: AGM
Ticker: Meeting Date: 28-Jun-2012
ISIN: JP3613000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
2.18 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Corporate Officers Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOYODA GOSEI CO.,LTD. Agenda Number: 703884153
--------------------------------------------------------------------------------------------------------------------------
Security: J91128108 Meeting Type: AGM
Ticker: Meeting Date: 20-Jun-2012
ISIN: JP3634200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions, Reduce Mgmt For For
Board Size to 15
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Corporate Officers Mgmt For For
6 Amend the Stock Option Plans Approved By the Mgmt For For
Resolutions in 2009 and 2010 To Include Executive
Officers Due to Adopting the Executive Officer System
7 Approve Provision of Retirement Allowance for Mgmt Against Against
Directors
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM Agenda Number: 703673966
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271 Meeting Type: AGM
Ticker: Meeting Date: 09-May-2012
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive report of management board Non-Voting
2 Approve financial statements and allocation of income Mgmt For For
3 Approve discharge of management board Mgmt For For
4 Approve discharge of supervisory board Mgmt For For
5 Reelect P.G.J.M. Polman as CEO to board of directors Mgmt For For
6 Reelect R.J.M.S. Huet as CFO to board of directors Mgmt For For
7 Reelect L.O. Fresco to board of directors Mgmt For For
8 Reelect A.M. Fudge to board of directors Mgmt For For
9 Reelect C.E. Golden to board of directors Mgmt For For
10 Reelect B.E. Grote to board of directors Mgmt For For
11 Reelect S.B. Mittal to board of directors Mgmt For For
12 Reelect H. Nyasulu to board of directors Mgmt For For
13 Reelect M. Rifkind to board of directors Mgmt For For
14 Reelect K.J. Storm to board of directors Mgmt For For
15 Reelect M. Treschow to board of directors Mgmt For For
16 Reelect P.S. Walsh to board of directors Mgmt For For
17 Amend articles of association Mgmt For For
18 Authorize repurchase of up to 10 percent of issued Mgmt For For
share capital
19 Approve authorization to cancel ordinary shares Mgmt For For
20 Grant board authority to issue shares up to 10 percent Mgmt For For
of issued capital plus additional 10 percent in case
of takeover merger and restricting/excluding
preemptive rights
21 Ratify PricewaterhouseCoopers as auditors Mgmt For For
22 Allow questions and close meeting Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION 11. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended,
the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Curian Variable Series Trust
By: /s/ Michael A. Bell
Michael A. Bell
Principal Executive Officer
Date: August 28, 2012