UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-21252
-----------
BACAP Opportunity Strategy, LLC
------------------ --------------------------------
(Exact name of registrant as specified in charter)
101 South Tryon Street
Charlotte, NC 28255
------------------------------------ ----------------
(Address of principal executive offices) (Zip code)
David A. Rozenson, Esq.
Bank of America
One Financial Center
Boston, MA 02111
------------------------------ -----------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 617-772-3333
------------
Date of fiscal year end: December 31
-------------
Date of reporting period: July 1, 2004 - June 30, 2005
------------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2004 TO JUNE 30, 2005
- -------------------------------------------------------------------------------------------------------------------------
DELL INC. TICKER: DELL ANNUAL MEETING DATE: 07/16/2004
Issuer: 24702R City: Holdings Reconciliation Date: 05/21/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 07/16/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932189473 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For Against S/H - EXPENSING OF STOCK OPTIONS
Stock
Class**
- --------------------------------------------------------------------------------
101
- -------------------------------------------------------------------------------------------------------------------------
MACROMEDIA, INC. TICKER: MACR ANNUAL MEETING DATE: 07/26/2004
Issuer: 556100 City: Holdings Reconciliation Date: 06/09/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 07/26/2004
Currency Code: Par Value:
SEDOL:
- -------------------------------------------------------------------------------------------------------------------------
AGENDA: 932201685 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND INCENTIVE STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
105
- -------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC TICKER: VOD ANNUAL MEETING DATE: 07/27/2004
Issuer: 92857W City: Holdings Reconciliation Date: 06/11/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 07/20/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932199690 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For CHANGE STOCK EXCHANGE LISTING
02 For For CHANGE STOCK EXCHANGE LISTING
03 For For CHANGE STOCK EXCHANGE LISTING
04 For For CHANGE STOCK EXCHANGE LISTING
05 For For CHANGE STOCK EXCHANGE LISTING
06 For For CHANGE STOCK EXCHANGE LISTING
07 For For CHANGE STOCK EXCHANGE LISTING
08 For For CHANGE STOCK EXCHANGE LISTING
09 For For CHANGE STOCK EXCHANGE LISTING
10 For For CHANGE STOCK EXCHANGE LISTING
11 For For CHANGE STOCK EXCHANGE LISTING
12 For For CHANGE STOCK EXCHANGE LISTING
13 For For CHANGE STOCK EXCHANGE LISTING
14 For For CHANGE STOCK EXCHANGE LISTING
Stock
Class**
- --------------------------------------------------------------------------------
100
- -------------------------------------------------------------------------------------------------------------------------
XILINX, INC. TICKER: XLNX ANNUAL MEETING DATE: 08/05/2004
Issuer: 983919 City: Holdings Reconciliation Date: 06/07/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 08/05/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932176818 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
101
- -------------------------------------------------------------------------------------------------------------------------
XILINX, INC. TICKER: XLNX ANNUAL MEETING DATE: 08/05/2004
Issuer: 983919 City: Holdings Reconciliation Date: 06/07/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 08/05/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
AGENDA: 932176818 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
101
- -------------------------------------------------------------------------------------------------------------------------
THQ INC. TICKER: THQI ANNUAL MEETING DATE: 08/06/2004
Issuer: 872443 City: Holdings Reconciliation Date: 06/18/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 08/06/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932202093 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
403
- -------------------------------------------------------------------------------------------------------------------------
THQ INC. TICKER: THQI ANNUAL MEETING DATE: 08/06/2004
Issuer: 872443 City: Holdings Reconciliation Date: 06/18/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 08/06/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
AGENDA: 932202093 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
403
- -------------------------------------------------------------------------------------------------------------------------
NEW FRONTIER MEDIA, INC. TICKER: NOOF ANNUAL MEETING DATE: 08/24/2004
Issuer: 644398 City: Holdings Reconciliation Date: 07/21/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 08/24/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
AGENDA: 932209960 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
109
- -------------------------------------------------------------------------------------------------------------------------
NEW FRONTIER MEDIA, INC. TICKER: NOOF ANNUAL MEETING DATE: 08/24/2004
Issuer: 644398 City: Holdings Reconciliation Date: 07/21/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 08/24/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
AGENDA: 932209960 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
109
- -------------------------------------------------------------------------------------------------------------------------
YOUBET.COM, INC. TICKER: UBET ANNUAL MEETING DATE: 08/24/2004
Issuer: 987413 City: Holdings Reconciliation Date: 07/30/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 08/24/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
AGENDA: 932212854 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
Stock
Class**
- --------------------------------------------------------------------------------
101
- -------------------------------------------------------------------------------------------------------------------------
APPLIED MICRO CIRCUITS CORPORATION TICKER: AMCC ANNUAL MEETING DATE: 09/01/2004
Issuer: 03822W City: Holdings Reconciliation Date: 07/06/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/01/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
AGENDA: 932207144 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
109
- -------------------------------------------------------------------------------------------------------------------------
APPLIED MICRO CIRCUITS CORPORATION TICKER: AMCC ANNUAL MEETING DATE: 09/01/2004
Issuer: 03822W City: Holdings Reconciliation Date: 07/06/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/01/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
AGENDA: 932207144 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
109
- -------------------------------------------------------------------------------------------------------------------------
COMPUCOM SYSTEMS, INC. TICKER: CMPC SPECIAL MEETING DATE: 09/09/2004
Issuer: 204780 City: Holdings Reconciliation Date: 07/13/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/09/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
AGENDA: 932209605 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For APPROVE MERGER AGREEMENT
Stock
Class**
- --------------------------------------------------------------------------------
100
- -------------------------------------------------------------------------------------------------------------------------
COMPUCOM SYSTEMS, INC. TICKER: CMPC SPECIAL MEETING DATE: 09/09/2004
Issuer: 204780 City: Holdings Reconciliation Date: 07/13/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/09/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932209605 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For APPROVE MERGER AGREEMENT
Stock
Class**
- --------------------------------------------------------------------------------
100
- -------------------------------------------------------------------------------------------------------------------------
DIAMONDCLUSTER INTERNATIONAL, INC. TICKER: DTPI ANNUAL MEETING DATE: 09/14/2004
Issuer: 25278P City: Holdings Reconciliation Date: 07/19/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/14/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932211826 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
Stock
Class**
- --------------------------------------------------------------------------------
106
- -------------------------------------------------------------------------------------------------------------------------
DIAMONDCLUSTER INTERNATIONAL, INC. TICKER: DTPI ANNUAL MEETING DATE: 09/14/2004
Issuer: 25278P City: Holdings Reconciliation Date: 07/19/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/14/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932211826 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
Stock
Class**
- --------------------------------------------------------------------------------
106
- -------------------------------------------------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC. TICKER: IDTI ANNUAL MEETING DATE: 09/16/2004
Issuer: 458118 City: Holdings Reconciliation Date: 07/21/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/16/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932210456 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT INCENTIVE STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
106
- -------------------------------------------------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC. TICKER: IDTI ANNUAL MEETING DATE: 09/16/2004
Issuer: 458118 City: Holdings Reconciliation Date: 07/21/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/16/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932210456 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT INCENTIVE STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
106
- -------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. TICKER: MXIM SPECIAL MEETING DATE: 09/17/2004
Issuer: 57772K City: Holdings Reconciliation Date: 07/21/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/17/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932216434 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE
Stock
Class**
- --------------------------------------------------------------------------------
101
- -------------------------------------------------------------------------------------------------------------------------
ACTIVISION, INC. TICKER: ATVI ANNUAL MEETING DATE: 09/21/2004
Issuer: 004930 City: Holdings Reconciliation Date: 07/30/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/21/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932210468 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
202
- -------------------------------------------------------------------------------------------------------------------------
ALKERMES, INC. TICKER: ALKS ANNUAL MEETING DATE: 09/23/2004
Issuer: 01642T City: Holdings Reconciliation Date: 07/19/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/23/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932209934 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK OPTION PLAN TO INCREASE
Stock
Class**
- --------------------------------------------------------------------------------
108
- -------------------------------------------------------------------------------------------------------------------------
ALKERMES, INC. TICKER: ALKS ANNUAL MEETING DATE: 09/23/2004
Issuer: 01642T City: Holdings Reconciliation Date: 07/19/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/23/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932209934 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK OPTION PLAN TO INCREASE
Stock
Class**
- --------------------------------------------------------------------------------
108
- -------------------------------------------------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD. TICKER: FLEX ANNUAL MEETING DATE: 09/23/2004
Issuer: Y2573F City: Holdings Reconciliation Date: 08/05/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/23/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932217549 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For MISCELLANEOUS CORPORATE GOVERNANCE
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 For For AMEND STOCK PURCHASE PLAN
05 Against For AMEND INCENTIVE STOCK OPTION PLAN
06 Against For AMEND INCENTIVE STOCK OPTION PLAN
07 Against For APPROVE REVERSE STOCK SPLIT
08 For For STOCK ISSUANCE
09 For For APPROVE RENUMERATION OF DIRECTORS
10 For For MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL
11 For For AUTHORIZE DIRECTORS TO REPURCHASE
12 For For MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL
Stock
Class**
- --------------------------------------------------------------------------------
102
- -------------------------------------------------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD. TICKER: FLEX ANNUAL MEETING DATE: 09/23/2004
Issuer: Y2573F City: Holdings Reconciliation Date: 08/05/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/23/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932217549 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For MISCELLANEOUS CORPORATE GOVERNANCE
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 For For AMEND STOCK PURCHASE PLAN
05 Against For AMEND INCENTIVE STOCK OPTION PLAN
06 Against For AMEND INCENTIVE STOCK OPTION PLAN
07 Against For APPROVE REVERSE STOCK SPLIT
08 For For STOCK ISSUANCE
09 For For APPROVE RENUMERATION OF DIRECTORS
10 For For MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL
11 For For AUTHORIZE DIRECTORS TO REPURCHASE
12 For For MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL
Stock
Class**
- --------------------------------------------------------------------------------
102
- -------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION TICKER: SGMS ANNUAL MEETING DATE: 09/28/2004
Issuer: 80874P City: Holdings Reconciliation Date: 09/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/28/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932220976 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
109
- -------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION TICKER: SGMS ANNUAL MEETING DATE: 09/28/2004
Issuer: 80874P City: Holdings Reconciliation Date: 09/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/28/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932220976 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
109
- -------------------------------------------------------------------------------------------------------------------------
PALMONE, INC. TICKER: PLMO ANNUAL MEETING DATE: 09/30/2004
Issuer: 69713P City: Holdings Reconciliation Date: 08/02/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 09/30/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932214240 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
107
- -------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION TICKER: KLAC ANNUAL MEETING DATE: 10/18/2004
Issuer: 482480 City: Holdings Reconciliation Date: 08/23/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 10/18/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932219149 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT INCENTIVE STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
100
- -------------------------------------------------------------------------------------------------------------------------
SYMMETRICOM, INC. TICKER: SYMM ANNUAL MEETING DATE: 10/28/2004
Issuer: 871543 City: Holdings Reconciliation Date: 09/13/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 10/28/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932226435 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For TRANSACT OTHER BUSINESS
Stock
Class**
- --------------------------------------------------------------------------------
104
- -------------------------------------------------------------------------------------------------------------------------
SYMMETRICOM, INC. TICKER: SYMM ANNUAL MEETING DATE: 10/28/2004
Issuer: 871543 City: Holdings Reconciliation Date: 09/13/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 10/28/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932226435 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For TRANSACT OTHER BUSINESS
Stock
Class**
- --------------------------------------------------------------------------------
104
- -------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION TICKER: ORCL ANNUAL MEETING DATE: 10/29/2004
Issuer: 68389X City: Holdings Reconciliation Date: 09/02/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 10/29/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932223011 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For APPROVE EXECUTIVE BONUS PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 For For AMEND LONG TERM INCENTIVE PLAN
05 For Against MISCELLANEOUS SHAREHOLDER PROPOSAL
Stock
Class**
- --------------------------------------------------------------------------------
105
- -------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION TICKER: ORCL ANNUAL MEETING DATE: 10/29/2004
Issuer: 68389X City: Holdings Reconciliation Date: 09/02/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 10/29/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932223011 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For APPROVE EXECUTIVE BONUS PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 For For AMEND LONG TERM INCENTIVE PLAN
05 For Against MISCELLANEOUS SHAREHOLDER PROPOSAL
Stock
Class**
- --------------------------------------------------------------------------------
105
- -------------------------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION TICKER: LLTC ANNUAL MEETING DATE: 11/03/2004
Issuer: 535678 City: Holdings Reconciliation Date: 09/08/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/03/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932225988 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
106
- -------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION TICKER: LRCX ANNUAL MEETING DATE: 11/04/2004
Issuer: 512807 City: Holdings Reconciliation Date: 09/10/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/04/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932230775 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
108
- -------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION TICKER: LRCX ANNUAL MEETING DATE: 11/04/2004
Issuer: 512807 City: Holdings Reconciliation Date: 09/10/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/04/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932230775 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
108
- -------------------------------------------------------------------------------------------------------------------------
MATRIXONE, INC. TICKER: MONE ANNUAL MEETING DATE: 11/05/2004
Issuer: 57685P City: Holdings Reconciliation Date: 09/10/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/05/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932227970 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
304
- -------------------------------------------------------------------------------------------------------------------------
MATRIXONE, INC. TICKER: MONE ANNUAL MEETING DATE: 11/05/2004
Issuer: 57685P City: Holdings Reconciliation Date: 09/10/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/05/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932227970 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
304
- -------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION TICKER: MSFT ANNUAL MEETING DATE: 11/09/2004
Issuer: 594918 City: Holdings Reconciliation Date: 09/10/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/09/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932226067 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK OPTION PLAN
03 For For AMEND NON-EMPLOYEE DIRECTOR PLAN
04 For For ADOPT INCENTIVE STOCK OPTION PLAN
05 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
104
- -------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION TICKER: MSFT ANNUAL MEETING DATE: 11/09/2004
Issuer: 594918 City: Holdings Reconciliation Date: 09/10/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/09/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932226067 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK OPTION PLAN
03 For For AMEND NON-EMPLOYEE DIRECTOR PLAN
04 For For ADOPT INCENTIVE STOCK OPTION PLAN
05 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
104
- -------------------------------------------------------------------------------------------------------------------------
OPLINK COMMUNICATIONS, INC. TICKER: OPLK ANNUAL MEETING DATE: 11/11/2004
Issuer: 68375Q City: Holdings Reconciliation Date: 09/29/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/11/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932230686 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For APPROVE REVERSE STOCK SPLIT
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
106
- -------------------------------------------------------------------------------------------------------------------------
OPLINK COMMUNICATIONS, INC. TICKER: OPLK ANNUAL MEETING DATE: 11/11/2004
Issuer: 68375Q City: Holdings Reconciliation Date: 09/29/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/11/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932230686 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For APPROVE REVERSE STOCK SPLIT
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
106
- -------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORPORATION TICKER: JDSU ANNUAL MEETING DATE: 11/16/2004
Issuer: 46612J City: Holdings Reconciliation Date: 09/15/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/16/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932227716 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
101
- -------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORPORATION TICKER: JDSU ANNUAL MEETING DATE: 11/16/2004
Issuer: 46612J City: Holdings Reconciliation Date: 09/15/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/16/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932227716 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
101
- -------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. TICKER: CSCO ANNUAL MEETING DATE: 11/18/2004
Issuer: 17275R City: Holdings Reconciliation Date: 09/20/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/18/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932215874 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Stock
Class**
- --------------------------------------------------------------------------------
102
- -------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. TICKER: MXIM ANNUAL MEETING DATE: 11/18/2004
Issuer: 57772K City: Holdings Reconciliation Date: 09/27/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/18/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932231854 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND OMNIBUS STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
101
- -------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. TICKER: ANNUAL MEETING DATE: 11/18/2004
Issuer: 595112 City: Holdings Reconciliation Date: 09/20/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/18/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932233884 -MANAGEMENT 2
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK PURCHASE PLAN
03 For For AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE
04 For For ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN
05 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
SMH
- -------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION TICKER: WDC ANNUAL MEETING DATE: 11/18/2004
Issuer: 958102 City: Holdings Reconciliation Date: 10/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/18/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932228667 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT OMNIBUS STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
105
- -------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION TICKER: WDC ANNUAL MEETING DATE: 11/18/2004
Issuer: 958102 City: Holdings Reconciliation Date: 10/01/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 11/18/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932228667 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT OMNIBUS STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
105
- -------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. TICKER: TSM SPECIAL MEETING DATE: 12/21/2004
Issuer: 874039 City: Holdings Reconciliation Date: 11/22/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 12/16/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932245245 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ARTICLES OF ASSOCIATION
Stock
Class**
- --------------------------------------------------------------------------------
100
- -------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. TICKER: TSM SPECIAL MEETING DATE: 12/21/2004
Issuer: 874039 City: Holdings Reconciliation Date: 11/22/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 12/16/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932245245 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ARTICLES OF ASSOCIATION
Stock
Class**
- --------------------------------------------------------------------------------
100
- -------------------------------------------------------------------------------------------------------------------------
ARM HOLDINGS PLC TICKER: ARMHY SPECIAL MEETING DATE: 12/23/2004
Issuer: 042068 City: Holdings Reconciliation Date: 11/24/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 12/16/2004
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932245699 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
O1 For For CHANGE STOCK EXCHANGE LISTING
O2 For For CHANGE STOCK EXCHANGE LISTING
O3 For For CHANGE STOCK EXCHANGE LISTING
S4 For For CHANGE STOCK EXCHANGE LISTING
Stock
Class**
- --------------------------------------------------------------------------------
106
- -------------------------------------------------------------------------------------------------------------------------
SOLECTRON CORPORATION TICKER: SLR ANNUAL MEETING DATE: 01/13/2005
Issuer: 834182 City: Holdings Reconciliation Date: 11/18/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 01/12/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932244255 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
107
- -------------------------------------------------------------------------------------------------------------------------
SOLECTRON CORPORATION TICKER: SLR ANNUAL MEETING DATE: 01/13/2005
Issuer: 834182 City: Holdings Reconciliation Date: 11/18/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 01/12/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932244255 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal--------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
107
- -------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. TICKER: JBL ANNUAL MEETING DATE: 01/20/2005
Issuer: 466313 City: Holdings Reconciliation Date: 11/22/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 01/20/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932244976 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
103
- -------------------------------------------------------------------------------------------------------------------------
ATI TECHNOLOGIES INC. TICKER: ATYT SPECIAL MEETING DATE: 01/25/2005
Issuer: 001941 City: Holdings Reconciliation Date: 12/15/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 01/20/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932250878 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL
02 For For APPOINT AUDITORS AND APPROVE REMUNERATION
03 For For APPROVE CONTINUANCE OF COMPANY
04 For For ARTICLES OF ASSOCIATION
05 For For AMEND STOCK OPTION PLAN
06 For For AMEND STOCK OPTION PLAN
Stock
Class**
- --------------------------------------------------------------------------------
103
- -------------------------------------------------------------------------------------------------------------------------
ATI TECHNOLOGIES INC. TICKER: ATYT SPECIAL MEETING DATE: 01/25/2005
Issuer: 001941 City: Holdings Reconciliation Date: 12/15/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 01/20/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932250878 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL
02 For For APPOINT AUDITORS AND APPROVE REMUNERATION
03 For For APPROVE CONTINUANCE OF COMPANY
04 For For ARTICLES OF ASSOCIATION
05 For For AMEND STOCK OPTION PLAN
06 For For AMEND STOCK OPTION PLAN
Stock
Class**
- --------------------------------------------------------------------------------
103
- -------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------
MICROMUSE INC. TICKER: MUSE ANNUAL MEETING DATE: 02/03/2005
Issuer: 595094 City: Holdings Reconciliation Date: 12/10/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 02/02/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932249344 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
103
- -------------------------------------------------------------------------------------------------------------------------
ANDREW CORPORATION TICKER: ANDW ANNUAL MEETING DATE: 02/08/2005
Issuer: 034425 City: Holdings Reconciliation Date: 12/10/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 02/07/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932249647 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For MANAGEMENT INCENTIVE PLAN
03 For For ADOPT OMNIBUS STOCK OPTION PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
05 For For TRANSACT OTHER BUSINESS
Stock
Class**
- --------------------------------------------------------------------------------
108
- -------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC. TICKER: LU ANNUAL MEETING DATE: 02/16/2005
Issuer: 549463 City: Holdings Reconciliation Date: 12/20/2004
ISIN: Country: UNITED STATES Vote Deadline Date: 02/16/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932251034 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For APPROVE REVERSE STOCK SPLIT
03 Against Against S/H PROPOSAL - REPORT ON CHARITABLE
DONATIONS
04 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
05 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
06 Against Against S/H PROPOSAL - PUT GOLDEN PARACHUTE TO
SHAREHOLDER VOTE
Stock
Class**
- --------------------------------------------------------------------------------
107
- -------------------------------------------------------------------------------------------------------------------------
BROOKS AUTOMATION, INC. TICKER: BRKS ANNUAL MEETING DATE: 02/17/2005
Issuer: 114340 City: Holdings Reconciliation Date: 01/03/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 02/16/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932254167 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
Stock
Class**
- --------------------------------------------------------------------------------
102
- -------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY TICKER: IGT ANNUAL MEETING DATE: 03/01/2005
Issuer: 459902 City: Holdings Reconciliation Date: 01/06/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 02/28/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932251058 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND INCENTIVE STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
102
- -------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. TICKER: ADI ANNUAL MEETING DATE: 03/08/2005
Issuer: 032654 City: Holdings Reconciliation Date: 01/14/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 03/07/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932258595 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For Against S/H PROPOSAL - CORPORATE GOVERNANCE
Stock
Class**
- --------------------------------------------------------------------------------
105
- -------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED TICKER: QCOM ANNUAL MEETING DATE: 03/08/2005
Issuer: 747525 City: Holdings Reconciliation Date: 01/07/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 03/07/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932255094 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND ARTICLES/BYLAW/CHARTER-ORGANIZATION
RELATED
03 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
04 For For APPROVE CHARTER AMENDMENT
05 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
103
- -------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED TICKER: QCOM ANNUAL MEETING DATE: 03/08/2005
Issuer: 747525 City: Holdings Reconciliation Date: 01/07/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 03/07/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932255094 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND ARTICLES/BYLAW/CHARTER-ORGANIZATION
RELATED
03 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
04 For For APPROVE CHARTER AMENDMENT
05 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
103
- -------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. TICKER: AMAT ANNUAL MEETING DATE: 03/23/2005
Issuer: 038222 City: Holdings Reconciliation Date: 01/28/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 03/22/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932263623 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
105
- -------------------------------------------------------------------------------------------------------------------------
SEARS, ROEBUCK AND CO. TICKER: S SPECIAL MEETING DATE: 03/24/2005
Issuer: 812387 City: Holdings Reconciliation Date: 01/26/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 03/23/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932265362 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For APPROVE MERGER AGREEMENT
Stock
Class**
- --------------------------------------------------------------------------------
108
- -------------------------------------------------------------------------------------------------------------------------
ACTIVISION, INC. TICKER: ATVI SPECIAL MEETING DATE: 04/04/2005
Issuer: 004930 City: Holdings Reconciliation Date: 03/07/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 04/01/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932273953 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For APPROVE AUTHORIZED COMMON STOCK INCREASE
Stock
Class**
- --------------------------------------------------------------------------------
202
- -------------------------------------------------------------------------------------------------------------------------
NOVELL, INC. TICKER: NOVL ANNUAL MEETING DATE: 04/14/2005
Issuer: 670006 City: Holdings Reconciliation Date: 02/15/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 04/13/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932265095 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For Against S/H PROPOSAL - CORPORATE GOVERNANCE
Stock
Class**
- --------------------------------------------------------------------------------
105
- -------------------------------------------------------------------------------------------------------------------------
SILICON LABORATORIES INC. TICKER: SLAB ANNUAL MEETING DATE: 04/21/2005
Issuer: 826919 City: Holdings Reconciliation Date: 02/18/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 04/20/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932271000 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
102
- -------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TICKER: TXN ANNUAL MEETING DATE: 04/21/2005
Issuer: 882508 City: Holdings Reconciliation Date: 02/22/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 04/20/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932268863 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For ADOPT STOCK PURCHASE PLAN
04 For For ADOPT OMNIBUS STOCK OPTION PLAN
Stock
Class**
- --------------------------------------------------------------------------------
104
- -------------------------------------------------------------------------------------------------------------------------
ARM HOLDINGS PLC TICKER: ARMHY ANNUAL MEETING DATE: 04/25/2005
Issuer: 042068 City: Holdings Reconciliation Date: 03/07/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 04/15/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932271389 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
O1 For For CHANGE STOCK EXCHANGE LISTING
O2 For For CHANGE STOCK EXCHANGE LISTING
O3 For For CHANGE STOCK EXCHANGE LISTING
O4 For For CHANGE STOCK EXCHANGE LISTING
O5 For For CHANGE STOCK EXCHANGE LISTING
O6 For For CHANGE STOCK EXCHANGE LISTING
O7 For For CHANGE STOCK EXCHANGE LISTING
O8 For For CHANGE STOCK EXCHANGE LISTING
O9 For For CHANGE STOCK EXCHANGE LISTING
O10 For For CHANGE STOCK EXCHANGE LISTING
O11 For For CHANGE STOCK EXCHANGE LISTING
O12 For For CHANGE STOCK EXCHANGE LISTING
O13 For For CHANGE STOCK EXCHANGE LISTING
S14 For For CHANGE STOCK EXCHANGE LISTING
Stock
Class**
- --------------------------------------------------------------------------------
106
- -------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION TICKER: BRCM ANNUAL MEETING DATE: 04/28/2005
Issuer: 111320 City: Holdings Reconciliation Date: 03/04/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 04/27/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932287798 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND INCENTIVE STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
Stock
Class**
- --------------------------------------------------------------------------------
107
- -------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED TICKER: GLW ANNUAL MEETING DATE: 04/28/2005
Issuer: 219350 City: Holdings Reconciliation Date: 03/01/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 04/27/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932265829 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT OMNIBUS STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
105
- -------------------------------------------------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC. TICKER: NVLS ANNUAL MEETING DATE: 04/29/2005
Issuer: 670008 City: Holdings Reconciliation Date: 03/01/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 04/28/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932274208 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE
03 For For AMEND STOCK PURCHASE PLAN TO INCREASE
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
101
- -------------------------------------------------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC. TICKER: NVLS ANNUAL MEETING DATE: 04/29/2005
Issuer: 670008 City: Holdings Reconciliation Date: 03/01/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 04/28/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932274208 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE
03 For For AMEND STOCK PURCHASE PLAN TO INCREASE
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
101
- -------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. TICKER: MOT ANNUAL MEETING DATE: 05/02/2005
Issuer: 620076 City: Holdings Reconciliation Date: 03/04/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 04/29/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932270983 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
03 Against Against S/H PROPOSAL - BOARD OF DIRECTORS
Stock
Class**
- --------------------------------------------------------------------------------
109
- -------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION TICKER: EMC ANNUAL MEETING DATE: 05/05/2005
Issuer: 268648 City: Holdings Reconciliation Date: 03/07/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/04/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932269081 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK OPTION PLAN TO INCREASE
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
04 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
05 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Stock
Class**
- --------------------------------------------------------------------------------
102
- -------------------------------------------------------------------------------------------------------------------------
SYMBOL TECHNOLOGIES, INC. TICKER: SBL ANNUAL MEETING DATE: 05/09/2005
Issuer: 871508 City: Holdings Reconciliation Date: 03/28/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/06/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932306207 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
107
- -------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED TICKER: DGX ANNUAL MEETING DATE: 05/10/2005
Issuer: 74834L City: Holdings Reconciliation Date: 03/14/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/09/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932297509 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For AMEND LONG TERM INCENTIVE PLAN
04 For For ADOPT OMNIBUS STOCK OPTION PLAN
Stock
Class**
- --------------------------------------------------------------------------------
100
- -------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. TICKER: TSM ANNUAL MEETING DATE: 05/10/2005
Issuer: 874039 City: Holdings Reconciliation Date: 03/14/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/04/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932304316 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For RECEIVE CONSOLIDATED FINANCIAL STATEMENTS
02 For For MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL
03 For For DIVIDEND
04 For For ARTICLES OF ASSOCIATION
Stock
Class**
- --------------------------------------------------------------------------------
100
- -------------------------------------------------------------------------------------------------------------------------
WELLPOINT, INC. TICKER: WLP ANNUAL MEETING DATE: 05/10/2005
Issuer: 94973V City: Holdings Reconciliation Date: 03/18/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/09/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932311195 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT
AUDITORS
03 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
Stock
Class**
- --------------------------------------------------------------------------------
107
- -------------------------------------------------------------------------------------------------------------------------
OWENS-ILLINOIS, INC. TICKER: OI ANNUAL MEETING DATE: 05/11/2005
Issuer: 690768 City: Holdings Reconciliation Date: 03/14/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/10/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932305255 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For INCENTIVE STOCK OPTIONS
Stock
Class**
- --------------------------------------------------------------------------------
403
- -------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED TICKER: CHL ANNUAL MEETING DATE: 05/12/2005
Issuer: 16941M City: Holdings Reconciliation Date: 04/05/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 04/29/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932314278 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For None CHANGE STOCK EXCHANGE LISTING
02 For None CHANGE STOCK EXCHANGE LISTING
03A For None CHANGE STOCK EXCHANGE LISTING
03B For None CHANGE STOCK EXCHANGE LISTING
03C For None CHANGE STOCK EXCHANGE LISTING
03D For None CHANGE STOCK EXCHANGE LISTING
03E For None CHANGE STOCK EXCHANGE LISTING
03F For None CHANGE STOCK EXCHANGE LISTING
03G For None CHANGE STOCK EXCHANGE LISTING
04 For None CHANGE STOCK EXCHANGE LISTING
05 For None CHANGE STOCK EXCHANGE LISTING
06 For None CHANGE STOCK EXCHANGE LISTING
07 For None CHANGE STOCK EXCHANGE LISTING
Stock
Class**
- --------------------------------------------------------------------------------
109
- -------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. TICKER: GOOG ANNUAL MEETING DATE: 05/12/2005
Issuer: 38259P City: Holdings Reconciliation Date: 03/28/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/11/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932312313 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For AMEND STOCK OPTION PLAN
Stock
Class**
- --------------------------------------------------------------------------------
508
- -------------------------------------------------------------------------------------------------------------------------
LSI LOGIC CORPORATION TICKER: LSI ANNUAL MEETING DATE: 05/12/2005
Issuer: 502161 City: Holdings Reconciliation Date: 03/18/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/11/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932301120 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
102
- -------------------------------------------------------------------------------------------------------------------------
LSI LOGIC CORPORATION TICKER: LSI ANNUAL MEETING DATE: 05/12/2005
Issuer: 502161 City: Holdings Reconciliation Date: 03/18/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/11/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932301120 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
102
- -------------------------------------------------------------------------------------------------------------------------
SOHU.COM INC. TICKER: SOHU ANNUAL MEETING DATE: 05/12/2005
Issuer: 83408W City: Holdings Reconciliation Date: 03/24/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/11/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932313771 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND INCENTIVE STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
103
- -------------------------------------------------------------------------------------------------------------------------
SOHU.COM INC. TICKER: SOHU ANNUAL MEETING DATE: 05/12/2005
Issuer: 83408W City: Holdings Reconciliation Date: 03/24/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/11/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932313771 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND INCENTIVE STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
103
- -------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. TICKER: FORM ANNUAL MEETING DATE: 05/19/2005
Issuer: 346375 City: Holdings Reconciliation Date: 03/31/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/18/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932331325 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
108
- -------------------------------------------------------------------------------------------------------------------------
MERCURY INTERACTIVE CORPORATION TICKER: MERQ ANNUAL MEETING DATE: 05/19/2005
Issuer: 589405 City: Holdings Reconciliation Date: 03/22/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/18/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932288548 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
109
- -------------------------------------------------------------------------------------------------------------------------
YAHOO INC. TICKER: YHOO ANNUAL MEETING DATE: 05/19/2005
Issuer: 984332 City: Holdings Reconciliation Date: 03/23/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/18/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932302069 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK OPTION PLAN
03 For For AMEND DIRECTOR STOCK OPTION PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
106
- -------------------------------------------------------------------------------------------------------------------------
TESSERA TECHNOLOGIES, INC. TICKER: TSRA ANNUAL MEETING DATE: 05/20/2005
Issuer: 88164L City: Holdings Reconciliation Date: 04/08/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/19/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932315888 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For AMEND INCENTIVE STOCK OPTION PLAN
Stock
Class**
- --------------------------------------------------------------------------------
100
- -------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. TICKER: NRG ANNUAL MEETING DATE: 05/24/2005
Issuer: 629377 City: Holdings Reconciliation Date: 04/08/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/23/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932322605 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND ARTICLES-BOARD RELATED
03 For For AMEND BYLAW/CHARTER
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
508
- -------------------------------------------------------------------------------------------------------------------------
TRANSACT TECHNOLOGIES INCORPORATED TICKER: TACT ANNUAL MEETING DATE: 05/25/2005
Issuer: 892918 City: Holdings Reconciliation Date: 03/28/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/24/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932340829 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against For ADOPT INCENTIVE STOCK OPTION PLAN
Stock
Class**
- --------------------------------------------------------------------------------
103
- -------------------------------------------------------------------------------------------------------------------------
GENZYME CORPORATION TICKER: GENZ ANNUAL MEETING DATE: 05/26/2005
Issuer: 372917 City: Holdings Reconciliation Date: 03/31/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/25/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932317705 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK PURCHASE PLAN
03 For For AMEND INCENTIVE STOCK OPTION PLAN TO
INCREASE
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
05 Against Against S/H PROPOSAL - BOARD OF DIRECTORS
Stock
Class**
- --------------------------------------------------------------------------------
104
- -------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. TICKER: VRSN ANNUAL MEETING DATE: 05/26/2005
Issuer: 92343E City: Holdings Reconciliation Date: 03/28/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/25/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932326045 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 Against For AMEND DIRECTOR STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
102
- -------------------------------------------------------------------------------------------------------------------------
SANDISK CORPORATION TICKER: SNDK ANNUAL MEETING DATE: 05/27/2005
Issuer: 80004C City: Holdings Reconciliation Date: 03/29/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/26/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932300003 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT INCENTIVE STOCK OPTION PLAN
03 For For ADOPT STOCK PURCHASE PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
101
- -------------------------------------------------------------------------------------------------------------------------
SANDISK CORPORATION TICKER: SNDK ANNUAL MEETING DATE: 05/27/2005
Issuer: 80004C City: Holdings Reconciliation Date: 03/29/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/26/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932300003 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For ADOPT INCENTIVE STOCK OPTION PLAN
03 For For ADOPT STOCK PURCHASE PLAN
04 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
101
- -------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS, INC. TICKER: MKTX ANNUAL MEETING DATE: 06/01/2005
Issuer: 57060D City: Holdings Reconciliation Date: 04/19/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 05/31/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932338622 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
108
- -------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. TICKER: MPWR ANNUAL MEETING DATE: 06/02/2005
Issuer: 609839 City: Holdings Reconciliation Date: 04/26/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 06/01/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932335816 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
105
- -------------------------------------------------------------------------------------------------------------------------
ANGIOTECH PHARMACEUTICALS, INC. TICKER: ANPI ANNUAL MEETING DATE: 06/09/2005
Issuer: 034918 City: Holdings Reconciliation Date: 05/02/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 06/06/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932348976 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 For For PERMIT DIRECTORS TO FIX/APPROVE AUDITOR'S
REMUNERATION
04 For For RATIFY SHAREHOLDER RIGHTS PLAN
05 For For TRANSACT OTHER BUSINESS
Stock
Class**
- --------------------------------------------------------------------------------
102
- -------------------------------------------------------------------------------------------------------------------------
HOUSEVALUES, INC. TICKER: SOLD ANNUAL MEETING DATE: 06/09/2005
Issuer: 44183Y City: Holdings Reconciliation Date: 04/18/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 06/08/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932333305 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
Stock
Class**
- --------------------------------------------------------------------------------
102
- -------------------------------------------------------------------------------------------------------------------------
MARV*ELL TECHNOLOGY GROUP LTD. TICKER: MRV*L ANNUAL MEETING DATE: 06/10/2005
Issuer: G5876H City: Holdings Reconciliation Date: 04/15/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 06/09/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932334941 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
105
- -------------------------------------------------------------------------------------------------------------------------
PORTALPLAYER, INC. TICKER: PLAY ANNUAL MEETING DATE: 06/10/2005
Issuer: 736187 City: Holdings Reconciliation Date: 04/22/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 06/09/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932338886 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
204
- -------------------------------------------------------------------------------------------------------------------------
PORTALPLAYER, INC. TICKER: PLAY ANNUAL MEETING DATE: 06/10/2005
Issuer: 736187 City: Holdings Reconciliation Date: 04/22/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 06/09/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932338886 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
204
- -------------------------------------------------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC. TICKER: CMVT ANNUAL MEETING DATE: 06/16/2005
Issuer: 205862 City: Holdings Reconciliation Date: 04/25/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 06/15/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932303516 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND INCENTIVE STOCK OPTION PLAN
03 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
402
- -------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. TICKER: TTWO ANNUAL MEETING DATE: 06/16/2005
Issuer: 874054 City: Holdings Reconciliation Date: 05/09/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 06/15/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932346023 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For AMEND STOCK OPTION PLAN
03 For For AMEND INCENTIVE STOCK OPTION PLAN
Stock
Class**
- --------------------------------------------------------------------------------
109
- -------------------------------------------------------------------------------------------------------------------------
DREAMWORKS ANIMATION SKG, INC. TICKER: DWA ANNUAL MEETING DATE: 06/22/2005
Issuer: 26153C City: Holdings Reconciliation Date: 04/25/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 06/21/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932331945 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
103
- -------------------------------------------------------------------------------------------------------------------------
INPHONIC, INC. TICKER: INPC ANNUAL MEETING DATE: 06/23/2005
Issuer: 45772G City: Holdings Reconciliation Date: 04/26/200
ISIN: Country: UNITED STATES Vote Deadline Date: 06/22/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932341453 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Stock
Class**
- --------------------------------------------------------------------------------
105
- -------------------------------------------------------------------------------------------------------------------------
NETEASE.COM, INC. TICKER: NTES ANNUAL MEETING DATE: 06/23/2005
Issuer: 64110W City: Holdings Reconciliation Date: 04/28/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 06/16/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932352723 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- -------------------------------------------------------------------------------
01A For None CHANGE STOCK EXCHANGE LISTING
02B For None CHANGE STOCK EXCHANGE LISTING
03C For None CHANGE STOCK EXCHANGE LISTING
04D For None CHANGE STOCK EXCHANGE LISTING
05E For None CHANGE STOCK EXCHANGE LISTING
06F For None CHANGE STOCK EXCHANGE LISTING
7G For None CHANGE STOCK EXCHANGE LISTING
8H For None CHANGE STOCK EXCHANGE LISTING
2 For None CHANGE STOCK EXCHANGE LISTING
Stock
Class**
- --------------------------------------------------------------------------------
102
- -------------------------------------------------------------------------------------------------------------------------
NORTEL NETWORKS CORPORATION TICKER: NT ANNUAL MEETING DATE: 06/29/2005
Issuer: 656568 City: Holdings Reconciliation Date: 05/02/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 06/28/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932339092 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
2 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
3 For For ADOPT STOCK PURCHASE PLAN
4 For For ADOPT INCENTIVE STOCK OPTION PLAN
5 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
6 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
7 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
8 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
9 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
010 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
011 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
012 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
013 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
014 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
015 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
Stock
Class**
- --------------------------------------------------------------------------------
102
- -------------------------------------------------------------------------------------------------------------------------
BED BATH & BEYOND INC. TICKER: BBBY ANNUAL MEETING DATE: 06/30/2005
Issuer: 075896 City: Holdings Reconciliation Date: 05/05/2005
ISIN: Country: UNITED STATES Vote Deadline Date: 06/29/2005
Currency Code: Par Value:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------
Agenda: 932354981 -MANAGEMENT
Proposal Number Vote Cast RV* Proposal
- --------------------------------------------------------------------------------
01 For For ELECTION OF DIRECTORS
02 For For RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
03 Against Against MISCELLANEOUS SHAREHOLDER PROPOSAL
04 Against Against S/H PROPOSAL - CORPORATE GOVERNANCE
05 Against Against S/H PROPOSAL - BOARD OF DIRECTORS
Stock
Class**
- --------------------------------------------------------------------------------
100
* RV means Management Recommendation.
** The CUSIP number is the Issuer number followed by the stock class.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant BACAP Opportunity Strategy, LLC
-------------------------------------------------
By (Signature and Title)* /s/ Lawrence R. Morgenthal
--------------------------------------
Lawrence R. Morgenthal, President
(Principal Executive Officer)
Date August 30, 2005
----------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.