UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-04719
THE WESTWOOD FUNDS
(Exact name of registrant as specified in charter)
ONE CORPORATE CENTER
RYE, NEW YORK 10580-1422
(Address of principal executive offices) (Zip code)
BRUCE N. ALPERT
GABELLI FUNDS, LLC
ONE CORPORATE CENTER
RYE, NEW YORK 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-422-3554
Date of fiscal year end: SEPTEMBER 30
Date of reporting period: JULY 1, 2005 - JUNE 30, 2006
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2005 TO JUNE 30, 2006
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Federated Department Issue Shares in Connection
Stores, Inc. FD 31410H101 7/13/2005 Annual 1 M with an Acquisition For For
Federated Department
Stores, Inc. FD 31410H101 7/13/2005 Annual 2.1 M Elect Director Meyer Feldberg For For
Federated Department Elect Director Terry J.
Stores, Inc. FD 31410H101 7/13/2005 Annual 2.2 M Lundgren For For
Federated Department Elect Director Marna C.
Stores, Inc. FD 31410H101 7/13/2005 Annual 2.3 M Whittington For For
Federated Department Declassify the Board of
Stores, Inc. FD 31410H101 7/13/2005 Annual 3 M Directors For For
Federated Department
Stores, Inc. FD 31410H101 7/13/2005 Annual 4 M Ratify Auditors For For
Federated Department
Stores, Inc. FD 31410H101 7/13/2005 Annual 5 M Adjourn Meeting For For
General Mills, Inc. GIS 370334104 9/26/2005 Annual 1.1 M Elect Director Paul Danos For For
General Mills, Inc. GIS 370334104 9/26/2005 Annual 1.2 M Elect Director William T. Esrey For For
Elect Director Raymond V.
General Mills, Inc. GIS 370334104 9/26/2005 Annual 1.3 M Gilmartin For For
Elect Director Judith Richards
General Mills, Inc. GIS 370334104 9/26/2005 Annual 1.4 M Hope For For
General Mills, Inc. GIS 370334104 9/26/2005 Annual 1.5 M Elect Director Heidi G. Miller For For
Elect Director H.
General Mills, Inc. GIS 370334104 9/26/2005 Annual 1.6 M Ochoa-Brillembourg For For
General Mills, Inc. GIS 370334104 9/26/2005 Annual 1.7 M Elect Director Steve Odland For For
General Mills, Inc. GIS 370334104 9/26/2005 Annual 1.8 M Elect Director Michael D. Rose For For
General Mills, Inc. GIS 370334104 9/26/2005 Annual 1.9 M Elect Director Robert L. Ryan For For
Elect Director Stephen W.
General Mills, Inc. GIS 370334104 9/26/2005 Annual 1.1 M Sanger For For
Elect Director A. Michael
General Mills, Inc. GIS 370334104 9/26/2005 Annual 1.11 M Spence For For
Elect Director Dorothy A.
General Mills, Inc. GIS 370334104 9/26/2005 Annual 1.12 M Terrell For For
General Mills, Inc. GIS 370334104 9/26/2005 Annual 2 M Ratify Auditors For For
General Mills, Inc. GIS 370334104 9/26/2005 Annual 3 M Approve Omnibus Stock Plan For For
Hire Advisor/Maximize
General Mills, Inc. GIS 370334104 9/26/2005 Annual 4 S Shareholder Value Against Against
Elect Director Jeffrey O.
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.1 M Henley For For
Elect Director Lawrence J.
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.2 M Ellison For For
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.3 M Elect Director Donald L. Lucas For For
Elect Director Michael J.
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.4 M Boskin For For
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.5 M Elect Director Jack F. Kemp For For
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.6 M Elect Director Jeffrey S. Berg For For
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.7 M Elect Director Safra A. Catz For For
Elect Director Hector
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.8 M Garcia-Molina For For
Elect Director Joseph A.
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.9 M Grundfest For For
Elect Director H. Raymond
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.1 M Bingham For Withhold
Elect Director Charles E.
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.11 M Phillips, Jr. For For
Approve Executive Incentive
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 2 M Bonus Plan For For
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 3 M Ratify Auditors For For
Harris Corp. HRS 413875105 10/28/2005 Annual 1.1 M Elect Director Lewis Hay, III For For
Harris Corp. HRS 413875105 10/28/2005 Annual 1.2 M Elect Director Karen Katen For For
Elect Director Stephen P.
Harris Corp. HRS 413875105 10/28/2005 Annual 1.3 M Kaufman For For
Elect Director Hansel E.
Harris Corp. HRS 413875105 10/28/2005 Annual 1.4 M Tookes, II For For
Harris Corp. HRS 413875105 10/28/2005 Annual 2 M Approve Omnibus Stock Plan For For
Approve/Amend Executive
Harris Corp. HRS 413875105 10/28/2005 Annual 3 M Incentive Bonus Plan For For
Harris Corp. HRS 413875105 10/28/2005 Annual 4 M Ratify Auditors For For
Elect Director William H.
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.1 M Gates, III For For
Elect Director Steven A.
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.2 M Ballmer For For
Elect Director James I. Cash
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.3 M Jr. For For
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.4 M Elect Director Dina Dublon For For
Elect Director Raymond V.
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.5 M Gilmartin For For
Elect Director A. Mclaughlin
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.6 M Korologos For For
Elect Director David F.
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.7 M Marquardt For For
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.8 M Elect Director Charles H. Noski For For
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.9 M Elect Director Helmut Panke For For
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.1 M Elect Director Jon A. Shirley For For
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 2 M Ratify Auditors For For
Franklin Resources, Elect Director Samuel H.
Inc. BEN 354613101 1/26/2006 Annual 1.1 M Armacost For For
Franklin Resources,
Inc. BEN 354613101 1/26/2006 Annual 1.2 M Elect Director Harmon E. Burns For For
Franklin Resources,
Inc. BEN 354613101 1/26/2006 Annual 1.3 M Elect Director Charles Crocker For For
Franklin Resources, Elect Director Joseph R.
Inc. BEN 354613101 1/26/2006 Annual 1.4 M Hardiman For For
Franklin Resources,
Inc. BEN 354613101 1/26/2006 Annual 1.5 M Elect Director Robert D. Joffe For For
Franklin Resources, Elect Director Charles B.
Inc. BEN 354613101 1/26/2006 Annual 1.6 M Johnson For For
Franklin Resources, Elect Director Rupert H.
Inc. BEN 354613101 1/26/2006 Annual 1.7 M Johnson, Jr. For For
Franklin Resources,
Inc. BEN 354613101 1/26/2006 Annual 1.8 M Elect Director Thomas H. Kean For For
Franklin Resources, Elect Director Chutta
Inc. BEN 354613101 1/26/2006 Annual 1.9 M Ratnathicam For For
Franklin Resources, Elect Director Peter M.
Inc. BEN 354613101 1/26/2006 Annual 1.1 M Sacerdote For For
Franklin Resources,
Inc. BEN 354613101 1/26/2006 Annual 1.11 M Elect Director Laura Stein For For
Franklin Resources,
Inc. BEN 354613101 1/26/2006 Annual 1.12 M Elect Director Anne M. Tatlock For For
Franklin Resources, Elect Director Louis E.
Inc. BEN 354613101 1/26/2006 Annual 1.13 M Woodworth For For
Franklin Resources,
Inc. BEN 354613101 1/26/2006 Annual 2 M Ratify Auditors For For
Elect Directors M.A. Grandin,
J.H. Hinshaw, B.M. Joyce, J.D.
Michaels, B.M. Michel, A.S.
Olson, A.R. Price, R.G. Sim,
D.S. Sutherland, R.E.
Tetrault, G.G. Thiessen, D.M.
IPSCO Inc. IPS. 462622101 5/4/2006 Annual/Special 1 M Wallace and J.B. Zaozirny For For
Approve Ernst & Young LLP as
Auditors and Authorize Board
IPSCO Inc. IPS. 462622101 5/4/2006 Annual/Special 2 M to Fix Remuneration of Auditors For For
Approve Annual Incentive Plan
IPSCO Inc. IPS. 462622101 5/4/2006 Annual/Special 3 M for Senior Officers For For
Morgan Stanley MS 617446448 4/4/2006 Annual 1.1 M Elect Director Roy J. Bostock For For
Elect Director Erskine B.
Morgan Stanley MS 617446448 4/4/2006 Annual 1.2 M Bowles For For
Morgan Stanley MS 617446448 4/4/2006 Annual 1.3 M Elect Director C. Robert Kidder For For
Morgan Stanley MS 617446448 4/4/2006 Annual 1.4 M Elect Director John J. Mack For For
Elect Director Donald T.
Morgan Stanley MS 617446448 4/4/2006 Annual 1.5 M Nicolaisen For For
Morgan Stanley MS 617446448 4/4/2006 Annual 1.6 M Elect Director Hutham S. Olayan For For
Elect Director O. Griffith
Morgan Stanley MS 617446448 4/4/2006 Annual 1.7 M Sexton For For
Morgan Stanley MS 617446448 4/4/2006 Annual 1.8 M Elect Director Howard J. Davies For For
Morgan Stanley MS 617446448 4/4/2006 Annual 1.9 M Elect Director Charles H. Noski For For
Elect Director Laura D'Andrea
Morgan Stanley MS 617446448 4/4/2006 Annual 1.1 M Tyson For For
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Morgan Stanley MS 617446448 4/4/2006 Annual 1.11 M Elect Director Klaus Zumwinkel For For
Morgan Stanley MS 617446448 4/4/2006 Annual 2 M Ratify Auditors For For
Declassify the Board of
Morgan Stanley MS 617446448 4/4/2006 Annual 3 M Directors For For
Amend Articles/Bylaws/Remove
Morgan Stanley MS 617446448 4/4/2006 Annual 4 M plurality voting for directors For For
Amend
Articles/Bylaws/Eliminate
supermajority voting
Morgan Stanley MS 617446448 4/4/2006 Annual 5 M requirements For For
Require a Majority Vote for
Morgan Stanley MS 617446448 4/4/2006 Annual 6 S the Election of Directors Against For
Amend Vote Requirements to
Morgan Stanley MS 617446448 4/4/2006 Annual 7 S Amend Articles/Bylaws/Charter Against For
Submit Severance Agreement
(Change in Control) to
Morgan Stanley MS 617446448 4/4/2006 Annual 8 S shareholder Vote Against For
Lehman Brothers Elect Director Thomas H.
Holdings Inc. LEH 524908100 4/5/2006 Annual 1.1 M Cruikshank For For
Lehman Brothers Elect Director Roland A.
Holdings Inc. LEH 524908100 4/5/2006 Annual 1.2 M Hernandez For For
Lehman Brothers
Holdings Inc. LEH 524908100 4/5/2006 Annual 1.3 M Elect Director Henry Kaufman For For
Lehman Brothers
Holdings Inc. LEH 524908100 4/5/2006 Annual 1.4 M Elect Director John D. Macomber For For
Lehman Brothers
Holdings Inc. LEH 524908100 4/5/2006 Annual 2 M Ratify Auditors For For
Lehman Brothers Increase Authorized Common
Holdings Inc. LEH 524908100 4/5/2006 Annual 3 M Stock For For
Lehman Brothers Declassify the Board of
Holdings Inc. LEH 524908100 4/5/2006 Annual 4 M Directors For For
PPG Industries, Inc. PPG 693506107 4/20/2006 Annual 1.1 M Elect Director Charles E. Bunch For For
PPG Industries, Inc. PPG 693506107 4/20/2006 Annual 1.2 M Elect Director Robert Ripp For For
PPG Industries, Inc. PPG 693506107 4/20/2006 Annual 1.3 M Elect Director Thomas J.Usher For For
PPG Industries, Inc. PPG 693506107 4/20/2006 Annual 1.4 M Elect Director David R. Whitwam For For
PPG Industries, Inc. PPG 693506107 4/20/2006 Annual 2 M Approve Omnibus Stock Plan For For
PPG Industries, Inc. PPG 693506107 4/20/2006 Annual 3 M Ratify Auditors For For
Elect Director James I. Cash,
General Electric Co. GE 369604103 4/26/2006 Annual 1.1 M Jr. For For
Elect Director Sir William M.
General Electric Co. GE 369604103 4/26/2006 Annual 1.2 M Castell For For
General Electric Co. GE 369604103 4/26/2006 Annual 1.3 M Elect Director Ann M. Fudge For For
Elect Director Claudio X.
General Electric Co. GE 369604103 4/26/2006 Annual 1.4 M Gonzalez For Withhold
Elect Director Jeffrey R.
General Electric Co. GE 369604103 4/26/2006 Annual 1.5 M Immelt For For
General Electric Co. GE 369604103 4/26/2006 Annual 1.6 M Elect Director Andrea Jung For For
General Electric Co. GE 369604103 4/26/2006 Annual 1.7 M Elect Director Alan G. Lafley For For
General Electric Co. GE 369604103 4/26/2006 Annual 1.8 M Elect Director Robert W. Lane For For
General Electric Co. GE 369604103 4/26/2006 Annual 1.9 M Elect Director Ralph S. Larsen For For
Elect Director Rochelle B.
General Electric Co. GE 369604103 4/26/2006 Annual 1.1 M Lazarus For For
General Electric Co. GE 369604103 4/26/2006 Annual 1.11 M Elect Director Sam Nunn For For
General Electric Co. GE 369604103 4/26/2006 Annual 1.12 M Elect Director Roger S. Penske For For
Elect Director Robert J.
General Electric Co. GE 369604103 4/26/2006 Annual 1.13 M Swieringa For For
Elect Director Douglas A.
General Electric Co. GE 369604103 4/26/2006 Annual 1.14 M Warner, III For For
General Electric Co. GE 369604103 4/26/2006 Annual 1.15 M Elect Director Robert C. Wright For For
General Electric Co. GE 369604103 4/26/2006 Annual 2 M Ratify Auditors For For
Restore or Provide for
General Electric Co. GE 369604103 4/26/2006 Annual 3 S Cumulative Voting Against Against
Adopt Policy on Overboarded
General Electric Co. GE 369604103 4/26/2006 Annual 4 S Directors Against For
Company-Specific -- One
Director from the Ranks of the
General Electric Co. GE 369604103 4/26/2006 Annual 5 S Retirees Against Against
Separate Chairman and CEO
General Electric Co. GE 369604103 4/26/2006 Annual 6 S Positions Against Against
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Require a Majority Vote for
General Electric Co. GE 369604103 4/26/2006 Annual 7 S the Election of Directors Against Against
Report on Environmental
General Electric Co. GE 369604103 4/26/2006 Annual 8 S Policies Against Against
Baker Hughes
Incorporated BHI 57224107 4/27/2006 Annual 1.1 M Elect Director Larry D. Brady For For
Baker Hughes Elect Director Clarence P.
Incorporated BHI 57224107 4/27/2006 Annual 1.2 M Cazalot, Jr. For For
Baker Hughes
Incorporated BHI 57224107 4/27/2006 Annual 1.3 M Elect Director Chad C. Deaton For For
Baker Hughes Elect Director Edward P.
Incorporated BHI 57224107 4/27/2006 Annual 1.4 M Djerejian For For
Baker Hughes Elect Director Anthony G.
Incorporated BHI 57224107 4/27/2006 Annual 1.5 M Fernandes For For
Baker Hughes Elect Director Claire W.
Incorporated BHI 57224107 4/27/2006 Annual 1.6 M Gargalli For For
Baker Hughes
Incorporated BHI 57224107 4/27/2006 Annual 1.7 M Elect Director James A. Lash For For
Baker Hughes
Incorporated BHI 57224107 4/27/2006 Annual 1.8 M Elect Director James F. McCall For For
Baker Hughes
Incorporated BHI 57224107 4/27/2006 Annual 1.9 M Elect Director J. Larry Nichols For For
Baker Hughes Elect Director H. John Riley,
Incorporated BHI 57224107 4/27/2006 Annual 1.1 M Jr. For For
Baker Hughes Elect Director Charles L.
Incorporated BHI 57224107 4/27/2006 Annual 1.11 M Watson For For
Baker Hughes
Incorporated BHI 57224107 4/27/2006 Annual 2 M Ratify Auditors For For
Baker Hughes Amend Executive Incentive
Incorporated BHI 57224107 4/27/2006 Annual 3 M Bonus Plan For For
Baker Hughes Amend Vote Requirements to
Incorporated BHI 57224107 4/27/2006 Annual 4 S Amend Articles/Bylaws/Charter Against For
Elect Director Clarence P.
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 1.1 M Cazalot For For
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 1.2 M Elect Director David A. Daberko For For
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 1.3 M Elect Director William L. Davis For For
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 2 M Ratify Auditors For For
Declassify the Board of
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 3 M Directors For For
Eliminate Class of Preferred
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 4 M Stock For For
Require a Majority Vote for
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 5 S the Election of Directors Against For
Adopt Simple Majority Vote
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 6 S Requirement Against For
International Business
Machines Corp. IBM 459200101 4/25/2006 Annual 1.1 M Elect Director Cathleen Black For For
International Business Elect Director Kenneth I.
Machines Corp. IBM 459200101 4/25/2006 Annual 1.2 M Chenault For For
International Business
Machines Corp. IBM 459200101 4/25/2006 Annual 1.3 M Elect Director Juergen Dormann For For
International Business
Machines Corp. IBM 459200101 4/25/2006 Annual 1.4 M Elect Director Michael L. Eskew For Withhold
International Business Elect Director Shirley Ann
Machines Corp. IBM 459200101 4/25/2006 Annual 1.5 M Jackson For For
International Business
Machines Corp. IBM 459200101 4/25/2006 Annual 1.6 M Elect Director Minoru Makihara For For
International Business
Machines Corp. IBM 459200101 4/25/2006 Annual 1.7 M Elect Director Lucio A. Noto For For
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
International Business
Machines Corp. IBM 459200101 4/25/2006 Annual 1.8 M Elect Director James W. Owens For For
International Business Elect Director Samuel J.
Machines Corp. IBM 459200101 4/25/2006 Annual 1.9 M Palmisano For For
International Business
Machines Corp. IBM 459200101 4/25/2006 Annual 1.1 M Elect Director Joan E. Spero For For
International Business
Machines Corp. IBM 459200101 4/25/2006 Annual 1.11 M Elect Director Sidney Taurel For For
International Business
Machines Corp. IBM 459200101 4/25/2006 Annual 1.12 M Elect Director Charles M. Vest For For
International Business Elect Director Lorenzo H.
Machines Corp. IBM 459200101 4/25/2006 Annual 1.13 M Zambrano For Withhold
International Business
Machines Corp. IBM 459200101 4/25/2006 Annual 2 M Ratify Auditors For For
International Business
Machines Corp. IBM 459200101 4/25/2006 Annual 3 S Provide for Cumulative Voting Against For
International Business Evaluate Age Discrimination in
Machines Corp. IBM 459200101 4/25/2006 Annual 4 S Retirement Plans Against Against
International Business
Machines Corp. IBM 459200101 4/25/2006 Annual 5 S Time-Based Equity Awards Against For
International Business Increase Disclosure of
Machines Corp. IBM 459200101 4/25/2006 Annual 6 S Executive Compensation Against For
International Business
Machines Corp. IBM 459200101 4/25/2006 Annual 7 S Report on Outsourcing Against Against
International Business Implement/ Increase Activity
Machines Corp. IBM 459200101 4/25/2006 Annual 8 S on the China Principles Against Against
International Business Report on Political
Machines Corp. IBM 459200101 4/25/2006 Annual 9 S Contributions Against Against
International Business Require a Majority Vote for
Machines Corp. IBM 459200101 4/25/2006 Annual 10 S the Election of Directors Against For
International Business
Machines Corp. IBM 459200101 4/25/2006 Annual 11 S Adopt Simple Majority Vote Against For
United Technologies Elect Director Louis R.
Corp. UTX 913017109 4/12/2006 Annual 1.1 M Chenevert For For
United Technologies
Corp. UTX 913017109 4/12/2006 Annual 1.2 M Elect Director George David For For
United Technologies
Corp. UTX 913017109 4/12/2006 Annual 1.3 M Elect Director John V. Faraci For For
United Technologies Elect Director Jean-Pierre
Corp. UTX 913017109 4/12/2006 Annual 1.4 M Garnier For For
United Technologies Elect Director Jamie S.
Corp. UTX 913017109 4/12/2006 Annual 1.5 M Gorelick For For
United Technologies
Corp. UTX 913017109 4/12/2006 Annual 1.6 M Elect Director Charles R. Lee For For
United Technologies Elect Director Richard D.
Corp. UTX 913017109 4/12/2006 Annual 1.7 M McCormick For For
United Technologies Elect Director Harold McGraw,
Corp. UTX 913017109 4/12/2006 Annual 1.8 M III For For
United Technologies Elect Director Frank P.
Corp. UTX 913017109 4/12/2006 Annual 1.9 M Popoff, III For For
United Technologies Elect Director H. Patrick
Corp. UTX 913017109 4/12/2006 Annual 1.1 M Swygert For For
United Technologies
Corp. UTX 913017109 4/12/2006 Annual 1.11 M Elect Director Andre Villeneuve For For
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
United Technologies
Corp. UTX 913017109 4/12/2006 Annual 1.12 M Elect Director H.A. Wagner For For
United Technologies Elect Director Christine Todd
Corp. UTX 913017109 4/12/2006 Annual 1.13 M Whitman For For
United Technologies
Corp. UTX 913017109 4/12/2006 Annual 2 M Ratify Auditors For For
United Technologies Increase Authorized Common
Corp. UTX 913017109 4/12/2006 Annual 3 M Stock For For
United Technologies Establish Term Limits for
Corp. UTX 913017109 4/12/2006 Annual 4 S Directors Against Against
United Technologies Report on Foreign Sales of
Corp. UTX 913017109 4/12/2006 Annual 5 S Military Products Against Against
Elect Director William H.
Wachovia Corp. WB 929903102 4/18/2006 Annual 1.1 M Goodwin, Jr. For For
Wachovia Corp. WB 929903102 4/18/2006 Annual 1.2 M Elect Director Robert A. Ingram For For
Elect Director Mackey J.
Wachovia Corp. WB 929903102 4/18/2006 Annual 1.3 M McDonald For Withhold
Wachovia Corp. WB 929903102 4/18/2006 Annual 1.4 M Elect Director Lanty L. Smith For For
Wachovia Corp. WB 929903102 4/18/2006 Annual 1.5 M Elect Director Ruth G. Shaw For For
Wachovia Corp. WB 929903102 4/18/2006 Annual 1.6 M Elect Director Ernest S. Rady For For
Wachovia Corp. WB 929903102 4/18/2006 Annual 2 M Ratify Auditors For For
Submit Severance Agreement
(Change in Control) to
Wachovia Corp. WB 929903102 4/18/2006 Annual 3 S shareholder Vote Against For
Report on Political
Wachovia Corp. WB 929903102 4/18/2006 Annual 4 S Contributions Against Against
Separate Chairman and CEO
Wachovia Corp. WB 929903102 4/18/2006 Annual 5 S Positions Against Against
Require a Majority Vote for
Wachovia Corp. WB 929903102 4/18/2006 Annual 6 S the Election of Directors Against For
The Bear Stearns
Companies Inc. BSC 73902108 4/11/2006 Annual 1.1 M Elect Director James E. Cayne For For
The Bear Stearns
Companies Inc. BSC 73902108 4/11/2006 Annual 1.2 M Elect Director Henry S. Bienen For For
The Bear Stearns
Companies Inc. BSC 73902108 4/11/2006 Annual 1.3 M Elect Director Carl D. Glickman For For
The Bear Stearns Elect Director Alan C.
Companies Inc. BSC 73902108 4/11/2006 Annual 1.4 M Greenberg For For
The Bear Stearns Elect Director Donald J.
Companies Inc. BSC 73902108 4/11/2006 Annual 1.5 M Harrington For For
The Bear Stearns
Companies Inc. BSC 73902108 4/11/2006 Annual 1.6 M Elect Director Frank T. Nickell For For
The Bear Stearns
Companies Inc. BSC 73902108 4/11/2006 Annual 1.7 M Elect Director Paul A. Novelly For For
The Bear Stearns Elect Director Frederic V.
Companies Inc. BSC 73902108 4/11/2006 Annual 1.8 M Salerno For For
The Bear Stearns
Companies Inc. BSC 73902108 4/11/2006 Annual 1.9 M Elect Director Alan D. Schwartz For For
The Bear Stearns Elect Director Warren J.
Companies Inc. BSC 73902108 4/11/2006 Annual 1.1 M Spector For For
The Bear Stearns
Companies Inc. BSC 73902108 4/11/2006 Annual 1.11 M Elect Director Vincent Tese For For
The Bear Stearns Elect Director Wesley S.
Companies Inc. BSC 73902108 4/11/2006 Annual 1.12 M Williams Jr. For For
The Bear Stearns Amend Deferred Compensation
Companies Inc. BSC 73902108 4/11/2006 Annual 2 M Plan For For
The Bear Stearns
Companies Inc. BSC 73902108 4/11/2006 Annual 3 M Ratify Auditors For For
Elect Director C. Michael
Citigroup Inc. C 172967101 4/18/2006 Annual 1.1 M Armstrong For For
Citigroup Inc. C 172967101 4/18/2006 Annual 1.2 M Elect Director Alain J.P. Belda For For
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Citigroup Inc. C 172967101 4/18/2006 Annual 1.3 M Elect Director George David For For
Citigroup Inc. C 172967101 4/18/2006 Annual 1.4 M Elect Director Kenneth T. Derr For For
Citigroup Inc. C 172967101 4/18/2006 Annual 1.5 M Elect Director John M. Deutch For For
Elect Director Roberto
Citigroup Inc. C 172967101 4/18/2006 Annual 1.6 M Hernandez Ramirez For For
Elect Director Ann Dibble
Citigroup Inc. C 172967101 4/18/2006 Annual 1.7 M Jordan For For
Citigroup Inc. C 172967101 4/18/2006 Annual 1.8 M Elect Director Klaus Kleinfeld For For
Elect Director Andrew N.
Citigroup Inc. C 172967101 4/18/2006 Annual 1.9 M Liveris For For
Citigroup Inc. C 172967101 4/18/2006 Annual 1.1 M Elect Director Dudley C. Mecum For For
Citigroup Inc. C 172967101 4/18/2006 Annual 1.11 M Elect Director Anne M. Mulcahy For For
Elect Director Richard D.
Citigroup Inc. C 172967101 4/18/2006 Annual 1.12 M Parsons For For
Citigroup Inc. C 172967101 4/18/2006 Annual 1.13 M Elect Director Charles Prince For For
Citigroup Inc. C 172967101 4/18/2006 Annual 1.14 M Elect Director Dr. Judith Rodin For For
Citigroup Inc. C 172967101 4/18/2006 Annual 1.15 M Elect Director Robert E. Rubin For For
Elect Director Franklin A.
Citigroup Inc. C 172967101 4/18/2006 Annual 1.16 M Thomas For For
Citigroup Inc. C 172967101 4/18/2006 Annual 2 M Ratify Auditors For For
Reduce Supermajority Vote
Citigroup Inc. C 172967101 4/18/2006 Annual 3 M Requirement For For
Reduce Supermajority Vote
Citigroup Inc. C 172967101 4/18/2006 Annual 4 M Requirement For For
Reduce Supermajority Vote
Citigroup Inc. C 172967101 4/18/2006 Annual 5 M Requirement For For
End Issuance of Options and
Citigroup Inc. C 172967101 4/18/2006 Annual 6 S Prohibit Repricing Against Against
Report on Political
Citigroup Inc. C 172967101 4/18/2006 Annual 7 S Contributions Against Against
Report on Charitable
Citigroup Inc. C 172967101 4/18/2006 Annual 8 S Contributions Against Against
Citigroup Inc. C 172967101 4/18/2006 Annual 9 S Performance-Based Equity Awards Against For
Reimbursement of Expenses
Citigroup Inc. C 172967101 4/18/2006 Annual 10 S Incurred by Shareholder(s) Against Against
Separate Chairman and CEO
Citigroup Inc. C 172967101 4/18/2006 Annual 11 S Positions Against Against
Clawback of Payments Under
Citigroup Inc. C 172967101 4/18/2006 Annual 12 S Restatement Against Against
Elect Director Elizabeth E.
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 1.1 M Bailey For For
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 1.2 M Elect Director Harold Brown For For
Elect Director Mathis
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 1.3 M Cabiallavetta For For
Elect Director Louis C.
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 1.4 M Camilleri For For
Elect Director J. Dudley
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 1.5 M Fishburn For For
Elect Director Robert E. R.
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 1.6 M Huntley For For
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 1.7 M Elect Director Thomas W. Jones For For
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 1.8 M Elect Director George Munoz For For
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 1.9 M Elect Director Lucio A. Noto For For
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 1.1 M Elect Director John S. Reed For For
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 1.11 M Elect Director Stephen M. Wolf For For
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 2 M Ratify Auditors For For
Separate Chairman and CEO
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 3 S Positions Against Against
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 4 S Adopt ILO Standards Against Against
Inform African Americans of
Health Risks Associated with
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 5 S Menthol Cigarettes Against Against
Establish Fire Safety
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 6 S Standards for Cigarettes Against Against
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 7 S Adopt Animal Welfare Policy Against Against
Support Legislation to Reduce
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 8 S Smoking Against Against
Provide Information on Second
Altria Group, Inc. MO 02209S103 4/27/2006 Annual 9 S Hand Smoke Against Against
Burlington Northern
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 1.1 M Elect Director A.L. Boeckmann For For
Burlington Northern
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 1.2 M Elect Director D.G. Cook For For
Burlington Northern
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 1.3 M Elect Director V.S. Martinez For For
Burlington Northern
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 1.4 M Elect Director M.F. Racicot For For
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Burlington Northern
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 1.5 M Elect Director R.S. Roberts For For
Burlington Northern
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 1.6 M Elect Director M.K. Rose For For
Burlington Northern
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 1.7 M Elect Director M.J. Shapiro For For
Burlington Northern
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 1.8 M Elect Director J.C. Watts, Jr For For
Burlington Northern
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 1.9 M Elect Director R.H. West For For
Burlington Northern
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 1.1 M Elect Director J.S. Whisler For For
Burlington Northern Elect Director E.E. Whitacre,
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 1.11 M Jr. For For
Burlington Northern
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 2 M Ratify Auditors For For
Burlington Northern
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 3 M Amend Omnibus Stock Plan For For
Burlington Northern Amend Executive Incentive
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 4 M Bonus Plan For For
Burlington Northern Require a Majority Vote for
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 5 S the Election of Directors Against For
Burlington Northern Separate Chairman and CEO
Santa Fe Corp. BNI 12189T104 4/19/2006 Annual 6 S Positions Against For
Elect Director Christopher M.
Eaton Corp. ETN 278058102 4/26/2006 Annual 1.1 M Connor For For
Elect Director Alexander M.
Eaton Corp. ETN 278058102 4/26/2006 Annual 1.2 M Cutler For For
Elect Director Deborah. L.
Eaton Corp. ETN 278058102 4/26/2006 Annual 1.3 M McCoy For For
Eaton Corp. ETN 278058102 4/26/2006 Annual 1.4 M Elect Director Gary L. Tooker For For
Eaton Corp. ETN 278058102 4/26/2006 Annual 2 M Ratify Auditors For For
ALLTEL Corp. AT 20039103 4/20/2006 Annual 1.1 M Elect Director William H. Crown For For
ALLTEL Corp. AT 20039103 4/20/2006 Annual 1.2 M Elect Director Joe T. Ford For For
Elect Director John P.
ALLTEL Corp. AT 20039103 4/20/2006 Annual 1.3 M McConnell For For
ALLTEL Corp. AT 20039103 4/20/2006 Annual 1.4 M Elect Director Josie C. Natori For For
Amend Executive Incentive
ALLTEL Corp. AT 20039103 4/20/2006 Annual 2 M Bonus Plan For For
Amend Executive Incentive
ALLTEL Corp. AT 20039103 4/20/2006 Annual 3 M Bonus Plan For For
ALLTEL Corp. AT 20039103 4/20/2006 Annual 4 M Ratify Auditors For For
Sears Holdings Corp SHLD 812350106 4/12/2006 Annual 1.1 M Elect Director Donald J. Carty For For
Elect Director William C.
Sears Holdings Corp SHLD 812350106 4/12/2006 Annual 1.2 M Crowley For For
Sears Holdings Corp SHLD 812350106 4/12/2006 Annual 1.3 M Elect Director Alan J. Lacy For For
Elect Director Edward S.
Sears Holdings Corp SHLD 812350106 4/12/2006 Annual 1.4 M Lampert For For
Sears Holdings Corp SHLD 812350106 4/12/2006 Annual 1.5 M Elect Director Aylwin B. Lewis For For
Elect Director Steven T.
Sears Holdings Corp SHLD 812350106 4/12/2006 Annual 1.6 M Mnuchin For For
Sears Holdings Corp SHLD 812350106 4/12/2006 Annual 1.7 M Elect Director Richard C. Perry For For
Sears Holdings Corp SHLD 812350106 4/12/2006 Annual 1.8 M Elect Director Ann N. Reese For For
Sears Holdings Corp SHLD 812350106 4/12/2006 Annual 1.9 M Elect Director Thomas J. Tisch For For
Approve Qualified Employee
Sears Holdings Corp SHLD 812350106 4/12/2006 Annual 2 M Stock Purchase Plan For For
Sears Holdings Corp SHLD 812350106 4/12/2006 Annual 3 M Approve Restricted Stock Plan For For
Approve Executive Incentive
Sears Holdings Corp SHLD 812350106 4/12/2006 Annual 4 M Bonus Plan For For
Sears Holdings Corp SHLD 812350106 4/12/2006 Annual 5 M Ratify Auditors For For
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.1 M Elect Director E. Zander For For
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.2 M Elect Director H.L. Fuller For Against
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.3 M Elect Director J. Lewent For For
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.4 M Elect Director T. Meredith For For
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.5 M Elect Director N. Negroponte For For
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.6 M Elect Director I. Nooyi For For
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.7 M Elect Director S. Scott, III For For
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.8 M Elect Director R. Sommer For For
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.9 M Elect Director J. Stengel For For
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.1 M Elect Director D. Warner, III For For
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.11 M Elect Director J. White For For
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.12 M Elect Director M. White For For
Motorola, Inc. MOT 620076109 5/1/2006 Annual 2 M Approve Omnibus Stock Plan For For
Submit Shareholder Rights Plan
(Poison Pill) to Shareholder
Motorola, Inc. MOT 620076109 5/1/2006 Annual 3 S Vote Against For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.1 M Elect Director Alain J.P. Belda For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.2 M Elect Director Richard H. Brown For For
E.I. Du Pont De Elect Director Curtis J.
Nemours & Co. DD 263534109 4/26/2006 Annual 1.3 M Crawford For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.4 M Elect Director John T. Dillon For For
E.I. Du Pont De Elect Director Eleuthere I. du
Nemours & Co. DD 263534109 4/26/2006 Annual 1.5 M Pont For For
E.I. Du Pont De Elect Director Charles O.
Nemours & Co. DD 263534109 4/26/2006 Annual 1.6 M Holliday, Jr. For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.7 M Elect Director Lois D. Juliber For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.8 M Elect Director Masahisa Naitoh For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.9 M Elect Director Sean O'Keefe For For
E.I. Du Pont De Elect Director William K.
Nemours & Co. DD 263534109 4/26/2006 Annual 1.1 M Reilly For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.11 M Elect Director Charles M. Vest For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 2 M Ratify Auditors For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 3 S Review Executive Compensation Against Against
E.I. Du Pont De Report on Genetically Modified
Nemours & Co. DD 263534109 4/26/2006 Annual 4 S Organisms Against Against
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 5 S Performance-Based Against For
E.I. Du Pont De Report on Feasibility of
Nemours & Co. DD 263534109 4/26/2006 Annual 6 S Phasing out PFOA Against For
E.I. Du Pont De Report on Security of Chemical
Nemours & Co. DD 263534109 4/26/2006 Annual 7 S Facilities Against Against
Verizon Communications VZ 92343V104 5/4/2006 Annual 1.1 M Elect Director James R. Barker For For
Elect Director Richard L.
Verizon Communications VZ 92343V104 5/4/2006 Annual 1.2 M Carrion For For
Verizon Communications VZ 92343V104 5/4/2006 Annual 1.3 M Elect Director Robert W. Lane For For
Verizon Communications VZ 92343V104 5/4/2006 Annual 1.4 M Elect Director Sandra O. Moose For For
Verizon Communications VZ 92343V104 5/4/2006 Annual 1.5 M Elect Director Joseph Neubauer For Withhold
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Elect Director Donald T.
Verizon Communications VZ 92343V104 5/4/2006 Annual 1.6 M Nicolaisen For For
Elect Director Thomas H.
Verizon Communications VZ 92343V104 5/4/2006 Annual 1.7 M O'Brien For For
Elect Director Clarence Otis,
Verizon Communications VZ 92343V104 5/4/2006 Annual 1.8 M Jr. For For
Verizon Communications VZ 92343V104 5/4/2006 Annual 1.9 M Elect Director Hugh B. Price For For
Elect Director Ivan G.
Verizon Communications VZ 92343V104 5/4/2006 Annual 1.1 M Seidenberg For For
Elect Director Walter V.
Verizon Communications VZ 92343V104 5/4/2006 Annual 1.11 M Shipley For For
Verizon Communications VZ 92343V104 5/4/2006 Annual 1.12 M Elect Director John R. Stafford For For
Verizon Communications VZ 92343V104 5/4/2006 Annual 1.13 M Elect Director Robert D. Storey For For
Verizon Communications VZ 92343V104 5/4/2006 Annual 2 M Ratify Auditors For For
Restore or Provide for
Verizon Communications VZ 92343V104 5/4/2006 Annual 3 S Cumulative Voting Against For
Require a Majority Vote for
Verizon Communications VZ 92343V104 5/4/2006 Annual 4 S the Election of Directors Against For
Require Majority of
Verizon Communications VZ 92343V104 5/4/2006 Annual 5 S Independent Directors on Board Against Against
Company-Specific-Directors on
Verizon Communications VZ 92343V104 5/4/2006 Annual 6 S Common Boards Against Against
Separate Chairman and CEO
Verizon Communications VZ 92343V104 5/4/2006 Annual 7 S Positions Against For
Performance-Based and/or
Verizon Communications VZ 92343V104 5/4/2006 Annual 8 S Time-Based Equity Awards Against Against
Report on Political
Verizon Communications VZ 92343V104 5/4/2006 Annual 9 S Contributions Against For
Elect Director William Barnet,
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.1 M III For For
Elect Director Frank P.
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.2 M Bramble, Sr. For For
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.3 M Elect Director John T. Collins For For
Elect Director Gary L.
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.4 M Countryman For For
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.5 M Elect Director Tommy R. Franks For For
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.6 M Elect Director Paul Fulton For For
Elect Director Charles K.
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.7 M Gifford For For
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.8 M Elect Director W. Steven Jones For For
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.9 M Elect Director Kenneth D. Lewis For For
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.1 M Elect Director Monica C. Lozano For For
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.11 M Elect Director Walter E. Massey For For
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.12 M Elect Director Thomas J. May For For
Elect Director Patricia E.
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.13 M Mitchell For For
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.14 M Elect Director Thomas M. Ryan For For
Elect Director O. Temple
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.15 M Sloan, Jr. For For
Elect Director Meredith R.
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.16 M Spangler For For
Elect Director Robert L.
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.17 M Tillman For For
Bank of America Corp. BAC 60505104 4/26/2006 Annual 1.18 M Elect Director Jackie M. Ward For For
Bank of America Corp. BAC 60505104 4/26/2006 Annual 2 M Ratify Auditors For For
Bank of America Corp. BAC 60505104 4/26/2006 Annual 3 M Amend Omnibus Stock Plan For For
Bank of America Corp. BAC 60505104 4/26/2006 Annual 4 S Publish Political Contributions Against Against
Require a Majority Vote for
Bank of America Corp. BAC 60505104 4/26/2006 Annual 5 S the Election of Directors Against For
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Provide for an Independent
Bank of America Corp. BAC 60505104 4/26/2006 Annual 6 S Chairman Against For
Exclude Reference to Sexual
Orientation from the Company's
Bank of America Corp. BAC 60505104 4/26/2006 Annual 7 S EEO Statement Against Against
Elect Director Samuel H.
Chevron Corporation CVX 166764100 4/26/2006 Annual 1.1 M Armacost For For
Chevron Corporation CVX 166764100 4/26/2006 Annual 1.2 M Elect Director Linnet F. Deily For For
Chevron Corporation CVX 166764100 4/26/2006 Annual 1.3 M Elect Director Robert E. Denham For For
Chevron Corporation CVX 166764100 4/26/2006 Annual 1.4 M Elect Director Robert J. Eaton For For
Chevron Corporation CVX 166764100 4/26/2006 Annual 1.5 M Elect Director Sam Ginn For For
Elect Director Franklyn G.
Chevron Corporation CVX 166764100 4/26/2006 Annual 1.6 M Jenifer For For
Chevron Corporation CVX 166764100 4/26/2006 Annual 1.7 M Elect Director Sam Nunn For For
Elect Director David J.
Chevron Corporation CVX 166764100 4/26/2006 Annual 1.8 M O'Reilly For For
Chevron Corporation CVX 166764100 4/26/2006 Annual 1.9 M Elect Director Donald B. Rice For For
Elect Director Peter J.
Chevron Corporation CVX 166764100 4/26/2006 Annual 1.1 M Robertson For For
Elect Director Charles R.
Chevron Corporation CVX 166764100 4/26/2006 Annual 1.11 M Shoemate For For
Chevron Corporation CVX 166764100 4/26/2006 Annual 1.12 M Elect Director Ronald D. Sugar For For
Chevron Corporation CVX 166764100 4/26/2006 Annual 1.13 M Elect Director Carl Ware For For
Chevron Corporation CVX 166764100 4/26/2006 Annual 2 M Ratify Auditors For For
Company-Specific-Reimbursement
Chevron Corporation CVX 166764100 4/26/2006 Annual 3 S of Stockholder Proposal Against For
Report on Environmental Impact
Chevron Corporation CVX 166764100 4/26/2006 Annual 4 S of Drilling in Sensitive Areas Against Against
Report on Political
Chevron Corporation CVX 166764100 4/26/2006 Annual 5 S Contributions Against Against
Chevron Corporation CVX 166764100 4/26/2006 Annual 6 S Adopt an Animal Welfare Policy Against Against
Chevron Corporation CVX 166764100 4/26/2006 Annual 7 S Adopt a Human Rights Policy Against For
Report on Remediation Expenses
Chevron Corporation CVX 166764100 4/26/2006 Annual 8 S in Ecuador Against Against
Elect Director Lewis B.
Textron Inc. TXT 883203101 4/26/2006 Annual 1.1 M Campbell For For
Textron Inc. TXT 883203101 4/26/2006 Annual 1.2 M Elect Director Lawrence K. Fish For For
Textron Inc. TXT 883203101 4/26/2006 Annual 1.3 M Elect Director Joe T. Ford For For
Textron Inc. TXT 883203101 4/26/2006 Annual 2 M Ratify Auditors For For
Report on Depleted Uranium
Textron Inc. TXT 883203101 4/26/2006 Annual 3 S Weapons Components Against Against
Require a Majority Vote for
Textron Inc. TXT 883203101 4/26/2006 Annual 4 S the Election of Directors Against For
Elect Director Daniel F.
American Express Co. AXP 25816109 4/24/2006 Annual 1.1 M Akerson For For
Elect Director Charlene
American Express Co. AXP 25816109 4/24/2006 Annual 1.2 M Barshefsky For For
American Express Co. AXP 25816109 4/24/2006 Annual 1.3 M Elect Director Ursula M. Burns For For
Elect Director Kenneth I.
American Express Co. AXP 25816109 4/24/2006 Annual 1.4 M Chenault For For
American Express Co. AXP 25816109 4/24/2006 Annual 1.5 M Elect Director Peter Chernin For For
American Express Co. AXP 25816109 4/24/2006 Annual 1.6 M Elect Director Peter R. Dolan For For
Elect Director Vernon E.
American Express Co. AXP 25816109 4/24/2006 Annual 1.7 M Jordan, Jr. For For
American Express Co. AXP 25816109 4/24/2006 Annual 1.8 M Elect Director Jan Leschly For For
Elect Director Ricahrd A.
American Express Co. AXP 25816109 4/24/2006 Annual 1.9 M McGinn For For
American Express Co. AXP 25816109 4/24/2006 Annual 1.1 M Elect Director Edward D. Miller For For
American Express Co. AXP 25816109 4/24/2006 Annual 1.11 M Elect Director Frank P. Popoff For For
American Express Co. AXP 25816109 4/24/2006 Annual 1.12 M Elect Director Robert D. Walter For For
American Express Co. AXP 25816109 4/24/2006 Annual 2 M Ratify Auditors For For
Limit/Prohibit Executive
American Express Co. AXP 25816109 4/24/2006 Annual 3 S Stock-Based Awards Against Against
Require a Majority Vote for
American Express Co. AXP 25816109 4/24/2006 Annual 4 S the Election of Directors Against For
Exclude Reference to Sexual
Orientation from the Company's
American Express Co. AXP 25816109 4/24/2006 Annual 5 S EEO Statement Against Against
Company-Specific --
Reimbursement of Expenses for
Certain Shareholder-Nominated
American Express Co. AXP 25816109 4/24/2006 Annual 6 S Director Candidates Against Against
Elect Director E.C. Aldridge,
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.1 M Jr. For For
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Elect Director Nolan D.
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.2 M Archibald For Withhold
Elect Director Marcus C.
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.3 M Bennett For For
Elect Director James O. Ellis,
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.4 M Jr. For For
Elect Director Gwendolyn S.
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.5 M King For For
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.6 M Elect Director James M. Loy For For
Elect Director Douglas H.
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.7 M McCorkindale For For
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.8 M Elect Director Eugene F. Murphy For For
Elect Director Joseph W.
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.9 M Ralston For For
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.1 M Elect Director Frank Savage For For
Elect Director James M.
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.11 M Schneider For For
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.12 M Elect Director Anne Stevens For For
Elect Director Robert J.
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.13 M Stevens For For
Elect Director James R.
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.14 M Ukropina For For
Elect Director Douglas C.
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 1.15 M Yearley For For
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 2 M Ratify Auditors For For
Approve Executive Incentive
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 3 M Bonus Plan For For
Amend Articles/
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 4 M Bylaws/Charter-Non-Routine For For
Increase Disclosure of
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 5 S Executive Compensation Against Against
Adopt Simple Majority Vote
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 6 S Requirement Against For
Report Equal Employment
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 7 S Opportunity Information Against For
Report on Depleted Uranium
Lockheed Martin Corp. LMT 539830109 4/27/2006 Annual 8 S Weapons Components Against Against
Occidental Petroleum
Corp. OXY 674599105 5/5/2006 Annual 1.1 M Elect Director Spencer Abraham For For
Occidental Petroleum
Corp. OXY 674599105 5/5/2006 Annual 1.2 M Elect Director Ronald W. Burkle For Withhold
Occidental Petroleum
Corp. OXY 674599105 5/5/2006 Annual 1.3 M Elect Director John S. Chalsty For Withhold
Occidental Petroleum Elect Director Edward P.
Corp. OXY 674599105 5/5/2006 Annual 1.4 M Djerejian For For
Occidental Petroleum
Corp. OXY 674599105 5/5/2006 Annual 1.5 M Elect Director R. Chad Dreier For Withhold
Occidental Petroleum
Corp. OXY 674599105 5/5/2006 Annual 1.6 M Elect Director John E. Feick For For
Occidental Petroleum
Corp. OXY 674599105 5/5/2006 Annual 1.7 M Elect Director Ray R. Irani For For
Occidental Petroleum
Corp. OXY 674599105 5/5/2006 Annual 1.8 M Elect Director Irvin W. Maloney For Withhold
Occidental Petroleum
Corp. OXY 674599105 5/5/2006 Annual 1.9 M Elect Director Rodolfo Segovia For For
Occidental Petroleum
Corp. OXY 674599105 5/5/2006 Annual 1.1 M Elect Director Aziz D. Syriani For For
Occidental Petroleum
Corp. OXY 674599105 5/5/2006 Annual 1.11 M Elect Director Rosemary Tomich For Withhold
Occidental Petroleum Elect Director Walter L.
Corp. OXY 674599105 5/5/2006 Annual 1.12 M Weisman For For
Occidental Petroleum
Corp. OXY 674599105 5/5/2006 Annual 2 M Ratify Auditors For For
Occidental Petroleum Increase Authorized Common
Corp. OXY 674599105 5/5/2006 Annual 3 M Stock For For
Occidental Petroleum
Corp. OXY 674599105 5/5/2006 Annual 4 S Limit Executive Compensation Against Against
Occidental Petroleum
Corp. OXY 674599105 5/5/2006 Annual 5 S Report on Global Warming Against Against
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Occidental Petroleum Require a Majority Vote for
Corp. OXY 674599105 5/5/2006 Annual 6 S the Election of Directors Against For
The Boeing Co. BA 97023105 5/1/2006 Annual 1.1 M Elect Director John H. Biggs For For
The Boeing Co. BA 97023105 5/1/2006 Annual 1.2 M Elect Director John E. Bryson For For
The Boeing Co. BA 97023105 5/1/2006 Annual 1.3 M Elect Director Linda Z. Cook For For
The Boeing Co. BA 97023105 5/1/2006 Annual 1.4 M Elect Director William M. Daley For For
Elect Director Kenneth M.
The Boeing Co. BA 97023105 5/1/2006 Annual 1.5 M Duberstein For For
Elect Director John F.
The Boeing Co. BA 97023105 5/1/2006 Annual 1.6 M McDonnell For For
Elect Director W. James
The Boeing Co. BA 97023105 5/1/2006 Annual 1.7 M McNerney, Jr. For For
Elect Director Richard D.
The Boeing Co. BA 97023105 5/1/2006 Annual 1.8 M Nanula For For
Elect Director Rozanne L.
The Boeing Co. BA 97023105 5/1/2006 Annual 1.9 M Ridgway For For
Elect Director Mike S.
The Boeing Co. BA 97023105 5/1/2006 Annual 1.1 M Zafirovski For For
Approve Executive Incentive
The Boeing Co. BA 97023105 5/1/2006 Annual 2 M Bonus Plan For For
The Boeing Co. BA 97023105 5/1/2006 Annual 3 M Amend Omnibus Stock Plan For Against
Reduce Supermajority Vote
The Boeing Co. BA 97023105 5/1/2006 Annual 4 M Requirement For For
The Boeing Co. BA 97023105 5/1/2006 Annual 5 M Ratify Auditors For For
The Boeing Co. BA 97023105 5/1/2006 Annual 6 S Develop a Human Rights Policy Against For
Develop Ethical Criteria for
The Boeing Co. BA 97023105 5/1/2006 Annual 7 S Military Contracts Against Against
Report on Charitable
The Boeing Co. BA 97023105 5/1/2006 Annual 8 S Contributions Against Against
Require a Majority Vote for
The Boeing Co. BA 97023105 5/1/2006 Annual 9 S the Election of Directors Against For
Separate Chairman and CEO
The Boeing Co. BA 97023105 5/1/2006 Annual 10 S Positions Against For
Murphy Oil Corp. MUR 626717102 5/10/2006 Annual 1.1 M Elect Director Frank W. Blue For For
Elect Director George S.
Murphy Oil Corp. MUR 626717102 5/10/2006 Annual 1.2 M Dembroski For For
Elect Director Clairborne P.
Murphy Oil Corp. MUR 626717102 5/10/2006 Annual 1.3 M Deming For For
Murphy Oil Corp. MUR 626717102 5/10/2006 Annual 1.4 M Elect Director Robert A. Hermes For For
Elect Director R. Madison
Murphy Oil Corp. MUR 626717102 5/10/2006 Annual 1.5 M Murphy For For
Elect Director William C.
Murphy Oil Corp. MUR 626717102 5/10/2006 Annual 1.6 M Nolan, Jr. For For
Murphy Oil Corp. MUR 626717102 5/10/2006 Annual 1.7 M Elect Director Ivar B. Ramberg For For
Murphy Oil Corp. MUR 626717102 5/10/2006 Annual 1.8 M Elect Director Neal E. Schmale For For
Murphy Oil Corp. MUR 626717102 5/10/2006 Annual 1.9 M Elect Director David J.H. Smith For For
Elect Director Caroline G.
Murphy Oil Corp. MUR 626717102 5/10/2006 Annual 1.1 M Theus For For
Murphy Oil Corp. MUR 626717102 5/10/2006 Annual 2 M Ratify Auditors For For
Elect Director Frederick M.
Apache Corp. APA 37411105 5/4/2006 Annual 1.1 M Bohen For Withhold
Elect Director George D.
Apache Corp. APA 37411105 5/4/2006 Annual 1.2 M Lawrence For Withhold
Apache Corp. APA 37411105 5/4/2006 Annual 1.3 M Elect Director Rodman D. Patton For For
Elect Director Charles J.
Apache Corp. APA 37411105 5/4/2006 Annual 1.4 M Pitman For For
Apache Corp. APA 37411105 5/4/2006 Annual 1.5 M Elect Director Jay A. Precourt For For
Amend Non-Employee Director
Apache Corp. APA 37411105 5/4/2006 Annual 2 M Stock Option Plan For For
Elect Director Linda G.
3M CO MMM 88579Y101 5/9/2006 Annual 1.1 M Alvarado For For
3M CO MMM 88579Y101 5/9/2006 Annual 1.2 M Elect Director Edward M. Liddy For For
Elect Director Robert S.
3M CO MMM 88579Y101 5/9/2006 Annual 1.3 M Morrison For For
3M CO MMM 88579Y101 5/9/2006 Annual 1.4 M Elect Director Aulana L. Peters For For
3M CO MMM 88579Y101 5/9/2006 Annual 2 M Ratify Auditors For For
Declassify the Board of
3M CO MMM 88579Y101 5/9/2006 Annual 3 M Directors For For
3M CO MMM 88579Y101 5/9/2006 Annual 4 S Performance-Based Against For
3M CO MMM 88579Y101 5/9/2006 Annual 5 S Adopt Animal Welfare Policy Against Against
3M CO MMM 88579Y101 5/9/2006 Annual 6 S Implement China Principles Against Against
Prudential Financial Elect Director Frederic K.
Inc PRU 744320102 5/9/2006 Annual 1.1 M Becker For For
Prudential Financial Elect Director Gordon M.
Inc PRU 744320102 5/9/2006 Annual 1.2 M Bethune For For
Prudential Financial
Inc PRU 744320102 5/9/2006 Annual 1.3 M Elect Director James G. Cullen For For
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Prudential Financial Elect Director William H.
Inc PRU 744320102 5/9/2006 Annual 1.4 M Gray, III For For
Prudential Financial
Inc PRU 744320102 5/9/2006 Annual 1.5 M Elect Director Jon F. Hanson For For
Prudential Financial Elect Director Constance J.
Inc PRU 744320102 5/9/2006 Annual 1.6 M Homer For For
Prudential Financial
Inc PRU 744320102 5/9/2006 Annual 1.7 M Elect Director James A. Unruh For For
Prudential Financial
Inc PRU 744320102 5/9/2006 Annual 2 M Ratify Auditors For For
Eliminate or Restrict
Prudential Financial Severance Agreements
Inc PRU 744320102 5/9/2006 Annual 3 S (Change-in-Control) Against For
Elect Director Richard D.
Rayonier Inc. RYN 754907103 5/18/2006 Annual 1.1 M Kincaid For For
Rayonier Inc. RYN 754907103 5/18/2006 Annual 1.2 M Elect Director W. Lee Nutter For For
Rayonier Inc. RYN 754907103 5/18/2006 Annual 1.3 M Elect Director Ronald Townsend For For
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 1.1 M Elect Director John H. Biggs For For
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 1.2 M Elect Director Stephen B. Burke For For
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 1.3 M Elect Director James S. Crown For For
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 1.4 M Elect Director James Dimon For For
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 1.5 M Elect Director Ellen V. Futter For For
Elect Director William H.
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 1.6 M Gray, III For For
Elect Director William B.
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 1.7 M Harrison, Jr. For For
Elect Director Laban P.
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 1.8 M Jackson, Jr. For For
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 1.9 M Elect Director John W. Kessler For For
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 1.1 M Elect Director Robert I. Lipp For For
Elect Director Richard A.
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 1.11 M Manoogian For For
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 1.12 M Elect Director David C. Novak For For
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 1.13 M Elect Director Lee R. Raymond For For
Elect Director William C.
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 1.14 M Weldon For For
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 2 M Ratify Auditors For For
Put Repricing of Stock Options
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 3 S to Shareholder Vote Against Against
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 4 S Performance-Based Equity Awards Against For
Separate Chairman and CEO
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 5 S Positions Against For
Remove Reference to Sexual
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 6 S Orientation from EEO Statement Against Against
Amend Articles/Bylaws/Charter
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 7 S -- Call Special Meetings Against For
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 8 S Report on Lobbying Activities Against For
Report on Political
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 9 S Contributions Against For
Approve Terms of Existing
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 10 S Poison Pill Against Against
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 11 S Provide for Cumulative Voting Against For
Claw-back of Payments under
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 12 S Restatements Against Against
Require Director Nominee
JPMorgan Chase & Co. JPM 46625H100 5/16/2006 Annual 13 S Qualifications Against Against
Colgate-Palmolive Co. CL 194162103 5/4/2006 Annual 1.1 M Elect Director John T. Cahill For For
Colgate-Palmolive Co. CL 194162103 5/4/2006 Annual 1.2 M Elect Director Jill K. Conway For For
Colgate-Palmolive Co. CL 194162103 5/4/2006 Annual 1.3 M Elect Director Ellen M. Hancock For For
Colgate-Palmolive Co. CL 194162103 5/4/2006 Annual 1.4 M Elect Director David W. Johnson For For
Colgate-Palmolive Co. CL 194162103 5/4/2006 Annual 1.5 M Elect Director Richard J. Kogan For For
Colgate-Palmolive Co. CL 194162103 5/4/2006 Annual 1.6 M Elect Director Delano E. Lewis For For
Colgate-Palmolive Co. CL 194162103 5/4/2006 Annual 1.7 M Elect Director Reuben Mark For For
Elect Director J. Pedro
Colgate-Palmolive Co. CL 194162103 5/4/2006 Annual 1.8 M Reinhard For For
Elect Director Howard B.
Colgate-Palmolive Co. CL 194162103 5/4/2006 Annual 1.9 M Wentz, Jr. For For
Colgate-Palmolive Co. CL 194162103 5/4/2006 Annual 2 M Ratify Auditors For For
Approve Non-Employee Director
Colgate-Palmolive Co. CL 194162103 5/4/2006 Annual 3 M Stock Option Plan For For
Separate Chairman and CEO
Colgate-Palmolive Co. CL 194162103 5/4/2006 Annual 4 S Positions Against Against
Colgate-Palmolive Co. CL 194162103 5/4/2006 Annual 5 S Performance-Based Equity Awards Against For
Elect Director Richard L.
ConocoPhillips COP 20825C104 5/10/2006 Annual 1.1 M Armitage For For
Elect Director Richard H.
ConocoPhillips COP 20825C104 5/10/2006 Annual 1.2 M Auchinleck For For
ConocoPhillips COP 20825C104 5/10/2006 Annual 1.3 M Elect Director Harald J. Norvik For For
Elect Director William K.
ConocoPhillips COP 20825C104 5/10/2006 Annual 1.4 M Reilly For For
Elect Director Victoria J.
ConocoPhillips COP 20825C104 5/10/2006 Annual 1.5 M Tschinkel For For
Elect Director Kathryn C.
ConocoPhillips COP 20825C104 5/10/2006 Annual 1.6 M Turner For For
ConocoPhillips COP 20825C104 5/10/2006 Annual 2 M Ratify Auditors For For
Report Damage Resulting From
Drilling Inside the National
ConocoPhillips COP 20825C104 5/10/2006 Annual 3 S Petroleum Reserve Against For
Require a Majority Vote for
ConocoPhillips COP 20825C104 5/10/2006 Annual 4 S the Election of Directors Against For
Submit Supplemental Executive
Retirement Plans to
ConocoPhillips COP 20825C104 5/10/2006 Annual 5 S Shareholder vote Against For
Report Accountability for
Company's Environmental
ConocoPhillips COP 20825C104 5/10/2006 Annual 6 S Impacts due to Operation Against Against
Non-Employee Director
ConocoPhillips COP 20825C104 5/10/2006 Annual 7 S Compensation Against Against
Elect Director Steven R.
ITT Corp. ITT 450911102 5/9/2006 Annual 1.1 M Loranger For For
Elect Director Curtis J.
ITT Corp. ITT 450911102 5/9/2006 Annual 1.2 M Crawford For For
Elect Director Christina A.
ITT Corp. ITT 450911102 5/9/2006 Annual 1.3 M Gold For For
ITT Corp. ITT 450911102 5/9/2006 Annual 1.4 M Elect Director Ralph F. Hake For For
ITT Corp. ITT 450911102 5/9/2006 Annual 1.5 M Elect Director John J. Hamre For For
Elect Director Raymond W.
ITT Corp. ITT 450911102 5/9/2006 Annual 1.6 M LeBoeuf For For
Elect Director Frank T.
ITT Corp. ITT 450911102 5/9/2006 Annual 1.7 M MacInnis For For
ITT Corp. ITT 450911102 5/9/2006 Annual 1.8 M Elect Director Linda S. Sanford For For
Elect Director Markos I.
ITT Corp. ITT 450911102 5/9/2006 Annual 1.9 M Tambakeras For For
ITT Corp. ITT 450911102 5/9/2006 Annual 2 M Ratify Auditors For For
ITT Corp. ITT 450911102 5/9/2006 Annual 3 M Change Company Name For For
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Starwood Hotels &
Resorts Worldwide,
Inc. HOT 85590A203 5/2/2006 Annual 1.1 M Elect Director Steven J. Heyer For Withhold
Starwood Hotels &
Resorts Worldwide, Elect Director Charlene
Inc. HOT 85590A203 5/2/2006 Annual 1.2 M Barshefsky For Withhold
Starwood Hotels &
Resorts Worldwide,
Inc. HOT 85590A203 5/2/2006 Annual 1.3 M Elect Director Jean-Marc Chapus For Withhold
Starwood Hotels &
Resorts Worldwide,
Inc. HOT 85590A203 5/2/2006 Annual 1.4 M Elect Director Bruce W. Duncan For Withhold
Starwood Hotels &
Resorts Worldwide, Elect Director Lizanne
Inc. HOT 85590A203 5/2/2006 Annual 1.5 M Galbreath For For
Starwood Hotels &
Resorts Worldwide,
Inc. HOT 85590A203 5/2/2006 Annual 1.6 M Elect Director Eric Hippeau For Withhold
Starwood Hotels &
Resorts Worldwide, Elect Director Stephen R.
Inc. HOT 85590A203 5/2/2006 Annual 1.7 M Quazzo For Withhold
Starwood Hotels &
Resorts Worldwide,
Inc. HOT 85590A203 5/2/2006 Annual 1.8 M Elect Director Thomas O. Ryder For Withhold
Starwood Hotels &
Resorts Worldwide,
Inc. HOT 85590A203 5/2/2006 Annual 1.9 M Elect Director Daniel W. Yih For Withhold
Starwood Hotels &
Resorts Worldwide, Elect Director Kneeland C.
Inc. HOT 85590A203 5/2/2006 Annual 1.1 M Youngblood For Withhold
Starwood Hotels &
Resorts Worldwide,
Inc. HOT 85590A203 5/2/2006 Annual 2 M Ratify Auditors For For
Elect Director Michael J.
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.1 M Boskin For For
Elect Director William W.
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.2 M George For For
Elect Director James R.
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.3 M Houghton For Withhold
Elect Director William R.
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.4 M Howell For Withhold
Elect Director Reatha Clark
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.5 M King For Withhold
Elect Director Philip E.
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.6 M Lippincott For For
Elect Director Henry A.
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.7 M McKinnell, Jr. For For
Elect Director Marilyn Carlson
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.8 M Nelson For For
Elect Director Samuel J.
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.9 M Palmisano For For
Elect Director Walter V.
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.1 M Shipley For Withhold
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.11 M Elect Director J. Stephen Simon For For
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.12 M Elect Director Rex W. Tillerson For For
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 2 M Ratify Auditors For For
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 3 S Provide for Cumulative Voting Against For
Require a Majority Vote for
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 4 S the Election of Directors Against For
Company-Specific-Nominate
Independent Director with
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 5 S Industry Experience Against Against
Require Director Nominee
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 6 S Qualifications Against Against
Non-Employee Director
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 7 S Compensation Against Against
Separate Chairman and CEO
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 8 S Positions Against Against
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 9 S Review Executive Compensation Against Against
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Link Executive Compensation to
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 10 S Social Issues Against Against
Report on Political
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 11 S Contributions Against Against
Report on Charitable
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 12 S Contributions Against Against
Amend Equal Employment
Opportunity Policy to Prohibit
Discrimination Based on Sexual
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 13 S Orientation Against For
Report on Damage Resulting
from Drilling for Oil and gas
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 14 S in Protected Areas Against Against
Report Accountability for
Company's Environmental
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 15 S Impacts due to Operation Against Against
Federated Department
Stores, Inc. FD 31410H101 5/19/2006 Annual 1.1 M Elect Director Joyce M. Roche For For
Federated Department Elect Director William P.
Stores, Inc. FD 31410H101 5/19/2006 Annual 1.2 M Stiritz For For
Federated Department Elect Director Craig E.
Stores, Inc. FD 31410H101 5/19/2006 Annual 1.3 M Weatherup For For
Federated Department
Stores, Inc. FD 31410H101 5/19/2006 Annual 2 M Ratify Auditors For For
Federated Department Increase Authorized Common
Stores, Inc. FD 31410H101 5/19/2006 Annual 3 M Stock For For
Federated Department
Stores, Inc. FD 31410H101 5/19/2006 Annual 4 M Amend Omnibus Stock Plan For For
Federated Department
Stores, Inc. FD 31410H101 5/19/2006 Annual 5 M Amend Omnibus Stock Plan For For
Limit Boards on Which
Federated Department Directors May Concurrently
Stores, Inc. FD 31410H101 5/19/2006 Annual 6 S Serve Against For
Elect Director Charles C.
Phelps Dodge Corp. PD 717265102 5/26/2006 Annual 1.1 M Krulak For For
Phelps Dodge Corp. PD 717265102 5/26/2006 Annual 1.2 M Elect Director Dustan E. McCoy For For
Phelps Dodge Corp. PD 717265102 5/26/2006 Annual 1.3 M Elect Director William J. Post For For
Elect Director Martin H.
Phelps Dodge Corp. PD 717265102 5/26/2006 Annual 1.4 M Richenhagen For For
Phelps Dodge Corp. PD 717265102 5/26/2006 Annual 1.5 M Elect Director Jack E. Thompson For For
Approve Non-Employee Director
Phelps Dodge Corp. PD 717265102 5/26/2006 Annual 2 M Stock Option Plan For For
Phelps Dodge Corp. PD 717265102 5/26/2006 Annual 3 M Ratify Auditors For For
Overseas Shipholding
Group, Inc. OSG 690368105 6/9/2006 Annual 1.1 M Elect Director Morten Arntzen For For
Overseas Shipholding
Group, Inc. OSG 690368105 6/9/2006 Annual 1.2 M Elect Director Oudi Recanati For For
Overseas Shipholding Elect Director G. Allen
Group, Inc. OSG 690368105 6/9/2006 Annual 1.3 M Andreas, III For For
Overseas Shipholding
Group, Inc. OSG 690368105 6/9/2006 Annual 1.4 M Elect Director Alan R. Batkin For For
Overseas Shipholding Elect Director Thomas B.
Group, Inc. OSG 690368105 6/9/2006 Annual 1.5 M Coleman For For
Overseas Shipholding Elect Director Charles A.
Group, Inc. OSG 690368105 6/9/2006 Annual 1.6 M Fribourg For For
Overseas Shipholding
Group, Inc. OSG 690368105 6/9/2006 Annual 1.7 M Elect Director Stanley Komaroff For For
Overseas Shipholding Elect Director Solomon N.
Group, Inc. OSG 690368105 6/9/2006 Annual 1.8 M Merkin For For
Overseas Shipholding
Group, Inc. OSG 690368105 6/9/2006 Annual 1.9 M Elect Director Joel I. Picket For For
Overseas Shipholding
Group, Inc. OSG 690368105 6/9/2006 Annual 1.1 M Elect Director Ariel Recanati For For
THE WESTWOOD FUNDS
THE WESTWOOD EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE CAST
Overseas Shipholding Elect Director Thomas F.
Group, Inc. OSG 690368105 6/9/2006 Annual 1.11 M Robards For For
Overseas Shipholding Elect Director Jean-Paul
Group, Inc. OSG 690368105 6/9/2006 Annual 1.12 M Vettier For For
Overseas Shipholding Elect Director Michael J.
Group, Inc. OSG 690368105 6/9/2006 Annual 1.13 M Zimmerman For For
Overseas Shipholding
Group, Inc. OSG 690368105 6/9/2006 Annual 2 M Ratify Auditors For For
Overseas Shipholding Increase Authorized Common
Group, Inc. OSG 690368105 6/9/2006 Annual 3 M Stock For For
Exelon Corp. EXC 30161N101 6/27/2006 Annual 1.1 M Elect Director M.W. D'Alessio For For
Exelon Corp. EXC 30161N101 6/27/2006 Annual 1.2 M Elect Director R.B. Greco For For
Exelon Corp. EXC 30161N101 6/27/2006 Annual 1.3 M Elect Director J.M. Palms For For
Exelon Corp. EXC 30161N101 6/27/2006 Annual 1.4 M Elect Director J.W. Rogers For For
Exelon Corp. EXC 30161N101 6/27/2006 Annual 1.5 M Elect Director R.L. Thomas For For
Exelon Corp. EXC 30161N101 6/27/2006 Annual 2 M Ratify Auditors For For
Submit Severance Agreement
(Change in Control) to
Exelon Corp. EXC 30161N101 6/27/2006 Annual 3 S shareholder Vote Against For
THE WESTWOOD FUNDS
THE WESTWOOD BALANCED FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE MEETING TYPE NUMBER M OR S ITEM DESC VOTE CAST
Federated Issue Shares in
Department Connection with
Stores, Inc. FD 31410H101 7/13/2005 Annual 1 M an Acquisition For For
Federated
Department Elect Director
Stores, Inc. FD 31410H101 7/13/2005 Annual 2.1 M Meyer Feldberg For For
Federated
Department Elect Director
Stores, Inc. FD 31410H101 7/13/2005 Annual 2.2 M Terry J. Lundgren For For
Federated Elect Director
Department Marna C.
Stores, Inc. FD 31410H101 7/13/2005 Annual 2.3 M Whittington For For
Federated
Department Declassify the
Stores, Inc. FD 31410H101 7/13/2005 Annual 3 M Board of Directors For For
Federated
Department
Stores, Inc. FD 31410H101 7/13/2005 Annual 4 M Ratify Auditors For For
Federated
Department
Stores, Inc. FD 31410H101 7/13/2005 Annual 5 M Adjourn Meeting For For
General Mills, Elect Director
Inc. GIS 370334104 9/26/2005 Annual 1.1 M Paul Danos For For
General Mills, Elect Director
Inc. GIS 370334104 9/26/2005 Annual 1.2 M William T. Esrey For For
Elect Director
General Mills, Raymond V.
Inc. GIS 370334104 9/26/2005 Annual 1.3 M Gilmartin For For
Elect Director
General Mills, Judith Richards
Inc. GIS 370334104 9/26/2005 Annual 1.4 M Hope For For
General Mills, Elect Director
Inc. GIS 370334104 9/26/2005 Annual 1.5 M Heidi G. Miller For For
General Mills, Elect Director H.
Inc. GIS 370334104 9/26/2005 Annual 1.6 M Ochoa-Brillembourg For For
General Mills, Elect Director
Inc. GIS 370334104 9/26/2005 Annual 1.7 M Steve Odland For For
General Mills, Elect Director
Inc. GIS 370334104 9/26/2005 Annual 1.8 M Michael D. Rose For For
General Mills, Elect Director
Inc. GIS 370334104 9/26/2005 Annual 1.9 M Robert L. Ryan For For
General Mills, Elect Director
Inc. GIS 370334104 9/26/2005 Annual 1.1 M Stephen W. Sanger For For
General Mills, Elect Director A.
Inc. GIS 370334104 9/26/2005 Annual 1.11 M Michael Spence For For
General Mills, Elect Director
Inc. GIS 370334104 9/26/2005 Annual 1.12 M Dorothy A. Terrell For For
General Mills,
Inc. GIS 370334104 9/26/2005 Annual 2 M Ratify Auditors For For
General Mills, Approve Omnibus
Inc. GIS 370334104 9/26/2005 Annual 3 M Stock Plan For For
Hire
General Mills, Advisor/Maximize
Inc. GIS 370334104 9/26/2005 Annual 4 S Shareholder Value Against Against
Elect Director
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.1 M Jeffrey O. Henley For For
Elect Director
Lawrence J.
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.2 M Ellison For For
Elect Director
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.3 M Donald L. Lucas For For
Elect Director
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.4 M Michael J. Boskin For For
Elect Director
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.5 M Jack F. Kemp For For
Elect Director
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.6 M Jeffrey S. Berg For For
Elect Director
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.7 M Safra A. Catz For For
Elect Director
Hector
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.8 M Garcia-Molina For For
Elect Director
Joseph A.
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.9 M Grundfest For For
Elect Director H.
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.1 M Raymond Bingham For Withhold
Elect Director
Charles E.
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 1.11 M Phillips, Jr. For For
Approve Executive
Incentive Bonus
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 2 M Plan For For
Oracle Corp. ORCL 68389X105 10/10/2005 Annual 3 M Ratify Auditors For For
Elect Director
Harris Corp. HRS 413875105 10/28/2005 Annual 1.1 M Lewis Hay, III For For
Elect Director
Harris Corp. HRS 413875105 10/28/2005 Annual 1.2 M Karen Katen For For
Elect Director
Harris Corp. HRS 413875105 10/28/2005 Annual 1.3 M Stephen P. Kaufman For For
Elect Director
Hansel E. Tookes,
Harris Corp. HRS 413875105 10/28/2005 Annual 1.4 M II For For
Approve Omnibus
Harris Corp. HRS 413875105 10/28/2005 Annual 2 M Stock Plan For For
Approve/Amend
Executive
Incentive Bonus
Harris Corp. HRS 413875105 10/28/2005 Annual 3 M Plan For For
Harris Corp. HRS 413875105 10/28/2005 Annual 4 M Ratify Auditors For For
Elect Director
William H. Gates,
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.1 M III For For
Elect Director
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.2 M Steven A. Ballmer For For
Elect Director
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.3 M James I. Cash Jr. For For
Elect Director
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.4 M Dina Dublon For For
Elect Director
Raymond V.
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.5 M Gilmartin For For
Elect Director A.
Mclaughlin
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.6 M Korologos For For
Elect Director
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.7 M David F. Marquardt For For
Elect Director
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.8 M Charles H. Noski For For
Elect Director
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.9 M Helmut Panke For For
Elect Director
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 1.1 M Jon A. Shirley For For
Microsoft Corp. MSFT 594918104 11/9/2005 Annual 2 M Ratify Auditors For For
THE WESTWOOD FUNDS
THE WESTWOOD BALANCED FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE MEETING TYPE NUMBER M OR S ITEM DESC VOTE CAST
Franklin Elect Director
Resources, Inc. BEN 354613101 1/26/2006 Annual 1.1 M Samuel H. Armacost For For
Franklin Elect Director
Resources, Inc. BEN 354613101 1/26/2006 Annual 1.2 M Harmon E. Burns For For
Franklin Elect Director
Resources, Inc. BEN 354613101 1/26/2006 Annual 1.3 M Charles Crocker For For
Franklin Elect Director
Resources, Inc. BEN 354613101 1/26/2006 Annual 1.4 M Joseph R. Hardiman For For
Franklin Elect Director
Resources, Inc. BEN 354613101 1/26/2006 Annual 1.5 M Robert D. Joffe For For
Franklin Elect Director
Resources, Inc. BEN 354613101 1/26/2006 Annual 1.6 M Charles B. Johnson For For
Elect Director
Franklin Rupert H.
Resources, Inc. BEN 354613101 1/26/2006 Annual 1.7 M Johnson, Jr. For For
Franklin Elect Director
Resources, Inc. BEN 354613101 1/26/2006 Annual 1.8 M Thomas H. Kean For For
Franklin Elect Director
Resources, Inc. BEN 354613101 1/26/2006 Annual 1.9 M Chutta Ratnathicam For For
Franklin Elect Director
Resources, Inc. BEN 354613101 1/26/2006 Annual 1.1 M Peter M. Sacerdote For For
Franklin Elect Director
Resources, Inc. BEN 354613101 1/26/2006 Annual 1.11 M Laura Stein For For
Franklin Elect Director
Resources, Inc. BEN 354613101 1/26/2006 Annual 1.12 M Anne M. Tatlock For For
Franklin Elect Director
Resources, Inc. BEN 354613101 1/26/2006 Annual 1.13 M Louis E. Woodworth For For
Franklin
Resources, Inc. BEN 354613101 1/26/2006 Annual 2 M Ratify Auditors For For
Elect Directors
M.A. Grandin,
J.H. Hinshaw,
B.M. Joyce, J.D.
Michaels, B.M.
Michel, A.S.
Olson, A.R.
Price, R.G. Sim,
D.S. Sutherland,
R.E. Tetrault,
G.G. Thiessen,
D.M. Wallace and
IPSCO Inc. IPS. 462622101 5/4/2006 Annual/Special 1 M J.B. Zaozirny For For
Approve Ernst &
Young LLP as
Auditors and
Authorize Board
to Fix
Remuneration of
IPSCO Inc. IPS. 462622101 5/4/2006 Annual/Special 2 M Auditors For For
Approve Annual
Incentive Plan
for Senior
IPSCO Inc. IPS. 462622101 5/4/2006 Annual/Special 3 M Officers For For
Elect Director
Morgan Stanley MS 617446448 4/4/2006 Annual 1.1 M Roy J. Bostock For For
Elect Director
Morgan Stanley MS 617446448 4/4/2006 Annual 1.2 M Erskine B. Bowles For For
Elect Director C.
Morgan Stanley MS 617446448 4/4/2006 Annual 1.3 M Robert Kidder For For
Elect Director
Morgan Stanley MS 617446448 4/4/2006 Annual 1.4 M John J. Mack For For
Elect Director
Donald T.
Morgan Stanley MS 617446448 4/4/2006 Annual 1.5 M Nicolaisen For For
Elect Director
Morgan Stanley MS 617446448 4/4/2006 Annual 1.6 M Hutham S. Olayan For For
Elect Director O.
Morgan Stanley MS 617446448 4/4/2006 Annual 1.7 M Griffith Sexton For For
Elect Director
Morgan Stanley MS 617446448 4/4/2006 Annual 1.8 M Howard J. Davies For For
Elect Director
Morgan Stanley MS 617446448 4/4/2006 Annual 1.9 M Charles H. Noski For For
Elect Director
Laura D'Andrea
Morgan Stanley MS 617446448 4/4/2006 Annual 1.1 M Tyson For For
Elect Director
Morgan Stanley MS 617446448 4/4/2006 Annual 1.11 M Klaus Zumwinkel For For
Morgan Stanley MS 617446448 4/4/2006 Annual 2 M Ratify Auditors For For
Declassify the
Morgan Stanley MS 617446448 4/4/2006 Annual 3 M Board of Directors For For
Amend
Articles/Bylaws/Remove For For
plurality voting
Morgan Stanley MS 617446448 4/4/2006 Annual 4 M for directors
Amend
Articles/Bylaws/Eliminate
supermajority
voting
Morgan Stanley MS 617446448 4/4/2006 Annual 5 M requirements For For
Require a
Majority Vote for
the Election of
Morgan Stanley MS 617446448 4/4/2006 Annual 6 S Directors Against For
Amend Vote
Requirements to
Amend
Morgan Stanley MS 617446448 4/4/2006 Annual 7 S Articles/Bylaws/Charter Against For
Submit Severance
Agreement (Change
in Control) to
Morgan Stanley MS 617446448 4/4/2006 Annual 8 S shareholder Vote Against For
Elect Director
Lehman Brothers Thomas H.
Holdings Inc. LEH 524908100 4/5/2006 Annual 1.1 M Cruikshank For For
Elect Director
Lehman Brothers Roland A.
Holdings Inc. LEH 524908100 4/5/2006 Annual 1.2 M Hernandez For For
Lehman Brothers Elect Director
Holdings Inc. LEH 524908100 4/5/2006 Annual 1.3 M Henry Kaufman For For
Lehman Brothers Elect Director
Holdings Inc. LEH 524908100 4/5/2006 Annual 1.4 M John D. Macomber For For
Lehman Brothers
Holdings Inc. LEH 524908100 4/5/2006 Annual 2 M Ratify Auditors For For
Increase
Lehman Brothers Authorized Common
Holdings Inc. LEH 524908100 4/5/2006 Annual 3 M Stock For For
Lehman Brothers Declassify the
Holdings Inc. LEH 524908100 4/5/2006 Annual 4 M Board of Directors For For
PPG Industries, Elect Director
Inc. PPG 693506107 4/20/2006 Annual 1.1 M Charles E. Bunch For For
PPG Industries, Elect Director
Inc. PPG 693506107 4/20/2006 Annual 1.2 M Robert Ripp For For
PPG Industries, Elect Director
Inc. PPG 693506107 4/20/2006 Annual 1.3 M Thomas J.Usher For For
PPG Industries, Elect Director
Inc. PPG 693506107 4/20/2006 Annual 1.4 M David R. Whitwam For For
PPG Industries, Approve Omnibus
Inc. PPG 693506107 4/20/2006 Annual 2 M Stock Plan For For
PPG Industries,
Inc. PPG 693506107 4/20/2006 Annual 3 M Ratify Auditors For For
General Electric Elect Director
Co. GE 369604103 4/26/2006 Annual 1.1 M James I. Cash, Jr. For For
Elect Director
General Electric Sir William M.
Co. GE 369604103 4/26/2006 Annual 1.2 M Castell For For
THE WESTWOOD FUNDS
THE WESTWOOD BALANCED FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE MEETING TYPE NUMBER M OR S ITEM DESC VOTE CAST
General Electric Elect Director
Co. GE 369604103 4/26/2006 Annual 1.3 M Ann M. Fudge For For
Elect Director
General Electric Claudio X.
Co. GE 369604103 4/26/2006 Annual 1.4 M Gonzalez For Withhold
General Electric Elect Director
Co. GE 369604103 4/26/2006 Annual 1.5 M Jeffrey R. Immelt For For
General Electric Elect Director
Co. GE 369604103 4/26/2006 Annual 1.6 M Andrea Jung For For
General Electric Elect Director
Co. GE 369604103 4/26/2006 Annual 1.7 M Alan G. Lafley For For
General Electric Elect Director
Co. GE 369604103 4/26/2006 Annual 1.8 M Robert W. Lane For For
General Electric Elect Director
Co. GE 369604103 4/26/2006 Annual 1.9 M Ralph S. Larsen For For
Elect Director
General Electric Rochelle B.
Co. GE 369604103 4/26/2006 Annual 1.1 M Lazarus For For
General Electric Elect Director
Co. GE 369604103 4/26/2006 Annual 1.11 M Sam Nunn For For
General Electric Elect Director
Co. GE 369604103 4/26/2006 Annual 1.12 M Roger S. Penske For For
Elect Director
General Electric Robert J.
Co. GE 369604103 4/26/2006 Annual 1.13 M Swieringa For For
Elect Director
General Electric Douglas A.
Co. GE 369604103 4/26/2006 Annual 1.14 M Warner, III For For
General Electric Elect Director
Co. GE 369604103 4/26/2006 Annual 1.15 M Robert C. Wright For For
General Electric
Co. GE 369604103 4/26/2006 Annual 2 M Ratify Auditors For For
Restore or
General Electric Provide for
Co. GE 369604103 4/26/2006 Annual 3 S Cumulative Voting Against Against
Adopt Policy on
General Electric Overboarded
Co. GE 369604103 4/26/2006 Annual 4 S Directors Against For
Company-Specific
-- One Director
General Electric from the Ranks of
Co. GE 369604103 4/26/2006 Annual 5 S the Retirees Against Against
General Electric Separate Chairman
Co. GE 369604103 4/26/2006 Annual 6 S and CEO Positions Against Against
Require a
Majority Vote for
General Electric the Election of
Co. GE 369604103 4/26/2006 Annual 7 S Directors Against Against
Report on
General Electric Environmental
Co. GE 369604103 4/26/2006 Annual 8 S Policies Against Against
Baker Hughes Elect Director
Incorporated BHI 57224107 4/27/2006 Annual 1.1 M Larry D. Brady For For
Elect Director
Baker Hughes Clarence P.
Incorporated BHI 57224107 4/27/2006 Annual 1.2 M Cazalot, Jr. For For
Baker Hughes Elect Director
Incorporated BHI 57224107 4/27/2006 Annual 1.3 M Chad C. Deaton For For
Elect Director
Baker Hughes Edward P.
Incorporated BHI 57224107 4/27/2006 Annual 1.4 M Djerejian For For
Elect Director
Baker Hughes Anthony G.
Incorporated BHI 57224107 4/27/2006 Annual 1.5 M Fernandes For For
Baker Hughes Elect Director
Incorporated BHI 57224107 4/27/2006 Annual 1.6 M Claire W. Gargalli For For
Baker Hughes Elect Director
Incorporated BHI 57224107 4/27/2006 Annual 1.7 M James A. Lash For For
Baker Hughes Elect Director
Incorporated BHI 57224107 4/27/2006 Annual 1.8 M James F. McCall For For
Baker Hughes Elect Director J.
Incorporated BHI 57224107 4/27/2006 Annual 1.9 M Larry Nichols For For
Baker Hughes Elect Director H.
Incorporated BHI 57224107 4/27/2006 Annual 1.1 M John Riley, Jr. For For
Baker Hughes Elect Director
Incorporated BHI 57224107 4/27/2006 Annual 1.11 Charles L. Watson For For
Baker Hughes
Incorporated BHI 57224107 4/27/2006 Annual 2 M Ratify Auditors For For
Amend Executive
Baker Hughes Incentive Bonus
Incorporated BHI 57224107 4/27/2006 Annual 3 M Plan For For
Amend Vote
Requirements to
Baker Hughes Amend
Incorporated BHI 57224107 4/27/2006 Annual 4 S Articles/Bylaws/Charter Against For
Elect Director
Clarence P.
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 1.1 M Cazalot For For
Elect Director
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 1.2 M David A. Daberko For For
Elect Director
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 1.3 M William L. Davis For For
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 2 M Ratify Auditors For For
Declassify the
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 3 M Board of Directors For For
Eliminate Class
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 4 M of Preferred Stock For For
Require a
Majority Vote for
the Election of
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 5 S Directors Against For
Adopt Simple
Majority Vote
Marathon Oil Corp MRO 565849106 4/26/2006 Annual 6 S Requirement Against For
International
Business
Machines Elect Director
Corp. IBM 459200101 4/25/2006 Annual 1.1 M Cathleen Black For For
International
Business Elect Director
Machines Kenneth I.
Corp. IBM 459200101 4/25/2006 Annual 1.2 M Chenault For For
International
Business
Machines Elect Director
Corp. IBM 459200101 4/25/2006 Annual 1.3 M Juergen Dormann For For
International
Business
Machines Elect Director
Corp. IBM 459200101 4/25/2006 Annual 1.4 M Michael L. Eskew For Withhold
International
Business Elect Director
Machines Shirley Ann
Corp. IBM 459200101 4/25/2006 Annual 1.5 M Jackson For For
International
Business
Machines Elect Director
Corp. IBM 459200101 4/25/2006 Annual 1.6 M Minoru Makihara For For
International
Business
Machines Elect Director
Corp. IBM 459200101 4/25/2006 Annual 1.7 M Lucio A. Noto For For
International
Business
Machines Elect Director
Corp. IBM 459200101 4/25/2006 Annual 1.8 M James W. Owens For For
International
Business Elect Director
Machines Samuel J.
Corp. IBM 459200101 4/25/2006 Annual 1.9 M Palmisano For For
International
Business
Machines Elect Director
Corp. IBM 459200101 4/25/2006 Annual 1.1 M Joan E. Spero For For
International
Business
Machines Elect Director
Corp. IBM 459200101 4/25/2006 Annual 1.11 M Sidney Taurel For For
International
Business
Machines Elect Director
Corp. IBM 459200101 4/25/2006 Annual 1.12 M Charles M. Vest For For
International
Business Elect Director
Machines Lorenzo H.
Corp. IBM 459200101 4/25/2006 Annual 1.13 M Zambrano For Withhold
International
Business
Machines
Corp. IBM 459200101 4/25/2006 Annual 2 M Ratify Auditors For For
THE WESTWOOD FUNDS
THE WESTWOOD BALANCED FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE MEETING TYPE NUMBER M OR S ITEM DESC VOTE CAST
International
Business Machines Provide for
Corp. IBM 459200101 4/25/2006 Annual 3 S Cumulative Voting Against For
International Evaluate Age
Business Machines Discrimination in
Corp. IBM 459200101 4/25/2006 Annual 4 S Retirement Plans Against Against
International
Business Machines Time-Based Equity
Corp. IBM 459200101 4/25/2006 Annual 5 S Awards Against For
Increase
International Disclosure of
Business Machines Executive
Corp. IBM 459200101 4/25/2006 Annual 6 S Compensation Against For
International
Business Machines Report on
Corp. IBM 459200101 4/25/2006 Annual 7 S Outsourcing Against Against
Implement/
International Increase Activity
Business Machines on the China
Corp. IBM 459200101 4/25/2006 Annual 8 S Principles Against Against
International Report on
Business Machines Political
Corp. IBM 459200101 4/25/2006 Annual 9 S Contributions Against Against
Require a
International Majority Vote for
Business Machines the Election of
Corp. IBM 459200101 4/25/2006 Annual 10 S Directors Against For
International
Business Machines Adopt Simple
Corp. IBM 459200101 4/25/2006 Annual 11 S Majority Vote Against For
United
Technologies Elect Director
Corp. UTX 913017109 4/12/2006 Annual 1.1 M Louis R. Chenevert For For
United
Technologies Elect Director
Corp. UTX 913017109 4/12/2006 Annual 1.2 M George David For For
United
Technologies Elect Director
Corp. UTX 913017109 4/12/2006 Annual 1.3 M John V. Faraci For For
United Elect Director
Technologies Jean-Pierre
Corp. UTX 913017109 4/12/2006 Annual 1.4 M Garnier For For
United
Technologies Elect Director
Corp. UTX 913017109 4/12/2006 Annual 1.5 M Jamie S. Gorelick For For
United
Technologies Elect Director
Corp. UTX 913017109 4/12/2006 Annual 1.6 M Charles R. Lee For For
United Elect Director
Technologies Richard D.
Corp. UTX 913017109 4/12/2006 Annual 1.7 M McCormick For For
United
Technologies Elect Director
Corp. UTX 913017109 4/12/2006 Annual 1.8 M Harold McGraw, III For For
United Elect Director
Technologies Frank P. Popoff,
Corp. UTX 913017109 4/12/2006 Annual 1.9 M III For For
United
Technologies Elect Director H.
Corp. UTX 913017109 4/12/2006 Annual 1.1 M Patrick Swygert For For
United
Technologies Elect Director
Corp. UTX 913017109 4/12/2006 Annual 1.11 M Andre Villeneuve For For
United
Technologies Elect Director
Corp. UTX 913017109 4/12/2006 Annual 1.12 M H.A. Wagner For For
United Elect Director
Technologies Christine Todd
Corp. UTX 913017109 4/12/2006 Annual 1.13 M Whitman For For
United
Technologies
Corp. UTX 913017109 4/12/2006 Annual 2 M Ratify Auditors For For
United Increase
Technologies Authorized Common
Corp. UTX 913017109 4/12/2006 Annual 3 M Stock For For
United Establish Term
Technologies Limits for
Corp. UTX 913017109 4/12/2006 Annual 4 S Directors Against Against
United Report on Foreign
Technologies Sales of Military
Corp. UTX 913017109 4/12/2006 Annual 5 S Products Against Against
Elect Director
William H.
Wachovia Corp. WB 929903102 4/18/2006 Annual 1.1 M Goodwin, Jr. For For
Elect Director
Wachovia Corp. WB 929903102 4/18/2006 Annual 1.2 M Robert A. Ingram For For
Elect Director
Wachovia Corp. WB 929903102 4/18/2006 Annual 1.3 M Mackey J. McDonald For Withhold
Elect Director
Wachovia Corp. WB 929903102 4/18/2006 Annual 1.4 M Lanty L. Smith For For
Elect Director
Wachovia Corp. WB 929903102 4/18/2006 Annual 1.5 M Ruth G. Shaw For For
Elect Director
Wachovia Corp. WB 929903102 4/18/2006 Annual 1.6 M Ernest S. Rady For For
Wachovia Corp. WB 929903102 4/18/2006 Annual 2 M Ratify Auditors For For
Submit Severance
Agreement (Change
in Control) to
Wachovia Corp. WB 929903102 4/18/2006 Annual 3 S shareholder Vote Against For
Report on
Political
Wachovia Corp. WB 929903102 4/18/2006 Annual 4 S Contributions Against Against
Separate Chairman
Wachovia Corp. WB 929903102 4/18/2006 Annual 5 S and CEO Positions Against Against
Require a
Majority Vote for
the Election of
Wachovia Corp. WB 929903102 4/18/2006 Annual 6 S Directors Against For
The Bear Stearns Elect Director
Companies Inc. BSC 73902108 4/11/2006 Annual 1.1 M James E. Cayne For For
The Bear Stearns Elect Director
Companies Inc. BSC 73902108 4/11/2006 Annual 1.2 M Henry S. Bienen For For
The Bear Stearns Elect Director
Companies Inc. BSC 73902108 4/11/2006 Annual 1.3 M Carl D. Glickman For For
The Bear Stearns Elect Director
Companies Inc. BSC 73902108 4/11/2006 Annual 1.4 M Alan C. Greenberg For For
Elect Director
The Bear Stearns Donald J.
Companies Inc. BSC 73902108 4/11/2006 Annual 1.5 M Harrington For For
The Bear Stearns Elect Director
Companies Inc. BSC 73902108 4/11/2006 Annual 1.6 M Frank T. Nickell For For
The Bear Stearns Elect Director
Companies Inc. BSC 73902108 4/11/2006 Annual 1.7 M Paul A. Novelly For For
Elect Director
The Bear Stearns Frederic V.
Companies Inc. BSC 73902108 4/11/2006 Annual 1.8 M Salerno For For
The Bear Stearns Elect Director
Companies Inc. BSC 73902108 4/11/2006 Annual 1.9 M Alan D. Schwartz For For
The Bear Stearns Elect Director
Companies Inc. BSC 73902108 4/11/2006 Annual 1.1 M Warren J. Spector For For
The Bear Stearns Elect Director
Companies Inc. BSC 73902108 4/11/2006 Annual 1.11 M Vincent Tese For For
Elect Director
The Bear Stearns Wesley S.
Companies Inc. BSC 73902108 4/11/2006 Annual 1.12 M Williams Jr. For For
The Bear Stearns Amend Deferred
Companies Inc. BSC 73902108 4/11/2006 Annual 2 M Compensation Plan For For
The Bear Stearns
Companies Inc. BSC 73902108 4/11/2006 Annual 3 M Ratify Auditors For For
Elect Director C.
Citigroup Inc. C 172967101 4/18/2006 Annual 1.1 M Michael Armstrong For For
Elect Director
Citigroup Inc. C 172967101 4/18/2006 Annual 1.2 M Alain J.P. Belda For For
Elect Director
Citigroup Inc. C 172967101 4/18/2006 Annual 1.3 M George David For For
Elect Director
Citigroup Inc. C 172967101 4/18/2006 Annual 1.4 M Kenneth T. Derr For For
THE WESTWOOD FUNDS
THE WESTWOOD BALANCED FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE MEETING TYPE NUMBER M OR S ITEM DESC VOTE CAST
Elect Director
Citigroup Inc. C 172967101 4/18/2006 Annual 1.5 M John M. Deutch For For
Elect Director
Roberto Hernandez
Citigroup Inc. C 172967101 4/18/2006 Annual 1.6 M Ramirez For For
Elect Director
Citigroup Inc. C 172967101 4/18/2006 Annual 1.7 M Ann Dibble Jordan For For
Elect Director
Citigroup Inc. C 172967101 4/18/2006 Annual 1.8 M Klaus Kleinfeld For For
Elect Director
Citigroup Inc. C 172967101 4/18/2006 Annual 1.9 M Andrew N. Liveris For For
Elect Director
Citigroup Inc. C 172967101 4/18/2006 Annual 1.1 M Dudley C. Mecum For For
Elect Director
Citigroup Inc. C 172967101 4/18/2006 Annual 1.11 M Anne M. Mulcahy For For
Elect Director
Citigroup Inc. C 172967101 4/18/2006 Annual 1.12 M Richard D. Parsons For For
Elect Director
Citigroup Inc. C 172967101 4/18/2006 Annual 1.13 M Charles Prince For For
Elect Director
Citigroup Inc. C 172967101 4/18/2006 Annual 1.14 M Dr. Judith Rodin For For
Elect Director
Citigroup Inc. C 172967101 4/18/2006 Annual 1.15 M Robert E. Rubin For For
Elect Director
Citigroup Inc. C 172967101 4/18/2006 Annual 1.16 M Franklin A. Thomas For For
Citigroup Inc. C 172967101 4/18/2006 Annual 2 M Ratify Auditors For For
Reduce
Supermajority
Citigroup Inc. C 172967101 4/18/2006 Annual 3 M Vote Requirement For For
Reduce
Supermajority
Citigroup Inc. C 172967101 4/18/2006 Annual 4 M Vote Requirement For For
Reduce
Supermajority
Citigroup Inc. C 172967101 4/18/2006 Annual 5 M Vote Requirement For For
End Issuance of
Options and
Citigroup Inc. C 172967101 4/18/2006 Annual 6 S Prohibit Repricing Against Against
Report on
Political
Citigroup Inc. C 172967101 4/18/2006 Annual 7 S Contributions Against Against
Report on
Charitable
Citigroup Inc. C 172967101 4/18/2006 Annual 8 S Contributions Against Against
Performance-Based
Citigroup Inc. C 172967101 4/18/2006 Annual 9 S Equity Awards Against For
Reimbursement of
Expenses Incurred
Citigroup Inc. C 172967101 4/18/2006 Annual 10 S by Shareholder(s) Against Against
Separate Chairman
Citigroup Inc. C 172967101 4/18/2006 Annual 11 S and CEO Positions Against Against
Clawback of
Payments Under
Citigroup Inc. C 172967101 4/18/2006 Annual 12 S Restatement Against Against
Elect Director
Altria Group, Elizabeth E.
Inc. MO 02209S103 4/27/2006 Annual 1.1 M Bailey For For
Altria Group, Elect Director
Inc. MO 02209S103 4/27/2006 Annual 1.2 M Harold Brown For For
Elect Director
Altria Group, Mathis
Inc. MO 02209S103 4/27/2006 Annual 1.3 M Cabiallavetta For For
Altria Group, Elect Director
Inc. MO 02209S103 4/27/2006 Annual 1.4 M Louis C. Camilleri For For
Altria Group, Elect Director J.
Inc. MO 02209S103 4/27/2006 Annual 1.5 M Dudley Fishburn For For
Elect Director
Altria Group, Robert E. R.
Inc. MO 02209S103 4/27/2006 Annual 1.6 M Huntley For For
Altria Group, Elect Director
Inc. MO 02209S103 4/27/2006 Annual 1.7 M Thomas W. Jones For For
Altria Group, Elect Director
Inc. MO 02209S103 4/27/2006 Annual 1.8 M George Munoz For For
Altria Group, Elect Director
Inc. MO 02209S103 4/27/2006 Annual 1.9 M Lucio A. Noto For For
Altria Group, Elect Director
Inc. MO 02209S103 4/27/2006 Annual 1.1 M John S. Reed For For
Altria Group, Elect Director
Inc. MO 02209S103 4/27/2006 Annual 1.11 M Stephen M. Wolf For For
Altria Group,
Inc. MO 02209S103 4/27/2006 Annual 2 M Ratify Auditors For For
Altria Group, Separate Chairman
Inc. MO 02209S103 4/27/2006 Annual 3 S and CEO Positions Against Against
Altria Group, Adopt ILO
Inc. MO 02209S103 4/27/2006 Annual 4 S Standards Against Against
Inform African
Americans of
Health Risks
Altria Group, Associated with
Inc. MO 02209S103 4/27/2006 Annual 5 S Menthol Cigarettes Against Against
Establish Fire
Altria Group, Safety Standards
Inc. MO 02209S103 4/27/2006 Annual 6 S for Cigarettes Against Against
Altria Group, Adopt Animal
Inc. MO 02209S103 4/27/2006 Annual 7 S Welfare Policy Against Against
Support
Altria Group, Legislation to
Inc. MO 02209S103 4/27/2006 Annual 8 S Reduce Smoking Against Against
Provide
Altria Group, Information on
Inc. MO 02209S103 4/27/2006 Annual 9 S Second Hand Smoke Against Against
Burlington
Northern Santa Elect Director
Fe Corp. BNI 12189T104 4/19/2006 Annual 1.1 M A.L. Boeckmann For For
Burlington
Northern Santa Elect Director
Fe Corp. BNI 12189T104 4/19/2006 Annual 1.2 M D.G. Cook For For
Burlington
Northern Santa Elect Director
Fe Corp. BNI 12189T104 4/19/2006 Annual 1.3 M V.S. Martinez For For
Burlington
Northern Santa Elect Director
Fe Corp. BNI 12189T104 4/19/2006 Annual 1.4 M M.F. Racicot For For
Burlington
Northern Santa Elect Director
Fe Corp. BNI 12189T104 4/19/2006 Annual 1.5 M R.S. Roberts For For
Burlington
Northern Santa Elect Director
Fe Corp. BNI 12189T104 4/19/2006 Annual 1.6 M M.K. Rose For For
Burlington
Northern Santa Elect Director
Fe Corp. BNI 12189T104 4/19/2006 Annual 1.7 M M.J. Shapiro For For
Burlington
Northern Santa Elect Director
Fe Corp. BNI 12189T104 4/19/2006 Annual 1.8 M J.C. Watts, Jr For For
Burlington
Northern Santa Elect Director
Fe Corp. BNI 12189T104 4/19/2006 Annual 1.9 M R.H. West For For
Burlington
Northern Santa Elect Director
Fe Corp. BNI 12189T104 4/19/2006 Annual 1.1 M J.S. Whisler For For
Burlington
Northern Santa Elect Director
Fe Corp. BNI 12189T104 4/19/2006 Annual 1.11 M E.E. Whitacre, Jr. For For
Burlington
Northern Santa
Fe Corp. BNI 12189T104 4/19/2006 Annual 2 M Ratify Auditors For For
Burlington
Northern Santa Amend Omnibus
Fe Corp. BNI 12189T104 4/19/2006 Annual 3 M Stock Plan For For
THE WESTWOOD FUNDS
THE WESTWOOD BALANCED FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE MEETING TYPE NUMBER M OR S ITEM DESC VOTE CAST
Burlington Amend Executive
Northern Santa Incentive Bonus
Fe Corp. BNI 12189T104 4/19/2006 Annual 4 M Plan For For
Require a
Burlington Majority Vote for
Northern Santa the Election of
Fe Corp. BNI 12189T104 4/19/2006 Annual 5 S Directors Against For
Burlington
Northern Santa Separate Chairman
Fe Corp. BNI 12189T104 4/19/2006 Annual 6 S and CEO Positions Against For
Elect Director
Christopher M.
Eaton Corp. ETN 278058102 4/26/2006 Annual 1.1 M Connor For For
Elect Director
Alexander M.
Eaton Corp. ETN 278058102 4/26/2006 Annual 1.2 M Cutler For For
Elect Director
Eaton Corp. ETN 278058102 4/26/2006 Annual 1.3 M Deborah. L. McCoy For For
Elect Director
Eaton Corp. ETN 278058102 4/26/2006 Annual 1.4 M Gary L. Tooker For For
Eaton Corp. ETN 278058102 4/26/2006 Annual 2 M Ratify Auditors For For
Elect Director
ALLTEL Corp. AT 20039103 4/20/2006 Annual 1.1 M William H. Crown For For
Elect Director
ALLTEL Corp. AT 20039103 4/20/2006 Annual 1.2 M Joe T. Ford For For
Elect Director
ALLTEL Corp. AT 20039103 4/20/2006 Annual 1.3 M John P. McConnell For For
Elect Director
ALLTEL Corp. AT 20039103 4/20/2006 Annual 1.4 M Josie C. Natori For For
Amend Executive
Incentive Bonus
ALLTEL Corp. AT 20039103 4/20/2006 Annual 2 M Plan For For
Amend Executive
Incentive Bonus
ALLTEL Corp. AT 20039103 4/20/2006 Annual 3 M Plan For For
ALLTEL Corp. AT 20039103 4/20/2006 Annual 4 M Ratify Auditors For For
Sears Holdings Elect Director
Corp SHLD 812350106 4/12/2006 Annual 1.1 M Donald J. Carty For For
Sears Holdings Elect Director
Corp SHLD 812350106 4/12/2006 Annual 1.2 M William C. Crowley For For
Sears Holdings Elect Director
Corp SHLD 812350106 4/12/2006 Annual 1.3 M Alan J. Lacy For For
Sears Holdings Elect Director
Corp SHLD 812350106 4/12/2006 Annual 1.4 M Edward S. Lampert For For
Sears Holdings Elect Director
Corp SHLD 812350106 4/12/2006 Annual 1.5 M Aylwin B. Lewis For For
Sears Holdings Elect Director
Corp SHLD 812350106 4/12/2006 Annual 1.6 M Steven T. Mnuchin For For
Sears Holdings Elect Director
Corp SHLD 812350106 4/12/2006 Annual 1.7 M Richard C. Perry For For
Sears Holdings Elect Director
Corp SHLD 812350106 4/12/2006 Annual 1.8 M Ann N. Reese For For
Sears Holdings Elect Director
Corp SHLD 812350106 4/12/2006 Annual 1.9 M Thomas J. Tisch For For
Approve Qualified
Sears Holdings Employee Stock
Corp SHLD 812350106 4/12/2006 Annual 2 M Purchase Plan For For
Approve
Sears Holdings Restricted Stock
Corp SHLD 812350106 4/12/2006 Annual 3 M Plan For For
Approve Executive
Sears Holdings Incentive Bonus
Corp SHLD 812350106 4/12/2006 Annual 4 M Plan For For
Sears Holdings
Corp SHLD 812350106 4/12/2006 Annual 5 M Ratify Auditors For For
Elect Director E.
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.1 M Zander For For
Elect Director
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.2 M H.L. Fuller For Against
Elect Director J.
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.3 M Lewent For For
Elect Director T.
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.4 M Meredith For For
Elect Director N.
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.5 M Negroponte For For
Elect Director I.
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.6 M Nooyi For For
Elect Director S.
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.7 M Scott, III For For
Elect Director R.
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.8 M Sommer For For
Elect Director J.
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.9 M Stengel For For
Elect Director D.
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.1 M Warner, III For For
Elect Director J.
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.11 M White For For
Elect Director M.
Motorola, Inc. MOT 620076109 5/1/2006 Annual 1.12 M White For For
Approve Omnibus
Motorola, Inc. MOT 620076109 5/1/2006 Annual 2 M Stock Plan For For
Submit
Shareholder
Rights Plan
(Poison Pill) to
Motorola, Inc. MOT 620076109 5/1/2006 Annual 3 S Shareholder Vote Against For
E.I. Du Pont De Elect Director
Nemours & Co. DD 263534109 4/26/2006 Annual 1.1 M Alain J.P. Belda For For
E.I. Du Pont De Elect Director
Nemours & Co. DD 263534109 4/26/2006 Annual 1.2 M Richard H. Brown For For
E.I. Du Pont De Elect Director
Nemours & Co. DD 263534109 4/26/2006 Annual 1.3 M Curtis J. Crawford For For
E.I. Du Pont De Elect Director
Nemours & Co. DD 263534109 4/26/2006 Annual 1.4 M John T. Dillon For For
Elect Director
E.I. Du Pont De Eleuthere I. du
Nemours & Co. DD 263534109 4/26/2006 Annual 1.5 M Pont For For
Elect Director
E.I. Du Pont De Charles O.
Nemours & Co. DD 263534109 4/26/2006 Annual 1.6 M Holliday, Jr. For For
E.I. Du Pont De Elect Director
Nemours & Co. DD 263534109 4/26/2006 Annual 1.7 M Lois D. Juliber For For
E.I. Du Pont De Elect Director
Nemours & Co. DD 263534109 4/26/2006 Annual 1.8 M Masahisa Naitoh For For
E.I. Du Pont De Elect Director
Nemours & Co. DD 263534109 4/26/2006 Annual 1.9 M Sean O'Keefe For For
E.I. Du Pont De Elect Director
Nemours & Co. DD 263534109 4/26/2006 Annual 1.1 M William K. Reilly For For
E.I. Du Pont De Elect Director
Nemours & Co. DD 263534109 4/26/2006 Annual 1.11 M Charles M. Vest For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 2 M Ratify Auditors For For
E.I. Du Pont De Review Executive
Nemours & Co. DD 263534109 4/26/2006 Annual 3 S Compensation Against Against
Report on
E.I. Du Pont De Genetically
Nemours & Co. DD 263534109 4/26/2006 Annual 4 S Modified Organisms Against Against
THE WESTWOOD FUNDS
THE WESTWOOD BALANCED FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE MEETING TYPE NUMBER M OR S ITEM DESC VOTE CAST
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 5 S Performance-Based Against For
Report on
E.I. Du Pont De Feasibility of
Nemours & Co. DD 263534109 4/26/2006 Annual 6 S Phasing out PFOA Against For
Report on
Security of
E.I. Du Pont De Chemical
Nemours & Co. DD 263534109 4/26/2006 Annual 7 S Facilities Against Against
Verizon Elect Director
Communications VZ 92343V104 5/4/2006 Annual 1.1 M James R. Barker For For
Verizon Elect Director
Communications VZ 92343V104 5/4/2006 Annual 1.2 M Richard L. Carrion For For
Verizon Elect Director
Communications VZ 92343V104 5/4/2006 Annual 1.3 M Robert W. Lane For For
Verizon Elect Director
Communications VZ 92343V104 5/4/2006 Annual 1.4 M Sandra O. Moose For For
Verizon Elect Director
Communications VZ 92343V104 5/4/2006 Annual 1.5 M Joseph Neubauer For Withhold
Elect Director
Verizon Donald T.
Communications VZ 92343V104 5/4/2006 Annual 1.6 M Nicolaisen For For
Verizon Elect Director
Communications VZ 92343V104 5/4/2006 Annual 1.7 M Thomas H. O'Brien For For
Verizon Elect Director
Communications VZ 92343V104 5/4/2006 Annual 1.8 M Clarence Otis, Jr. For For
Verizon Elect Director
Communications VZ 92343V104 5/4/2006 Annual 1.9 M Hugh B. Price For For
Verizon Elect Director
Communications VZ 92343V104 5/4/2006 Annual 1.1 M Ivan G. Seidenberg For For
Verizon Elect Director
Communications VZ 92343V104 5/4/2006 Annual 1.11 M Walter V. Shipley For For
Verizon Elect Director
Communications VZ 92343V104 5/4/2006 Annual 1.12 M John R. Stafford For For
Verizon Elect Director
Communications VZ 92343V104 5/4/2006 Annual 1.13 M Robert D. Storey For For
Verizon
Communications VZ 92343V104 5/4/2006 Annual 2 M Ratify Auditors For For
Restore or
Verizon Provide for
Communications VZ 92343V104 5/4/2006 Annual 3 S Cumulative Voting Against For
Require a
Majority Vote for
Verizon the Election of
Communications VZ 92343V104 5/4/2006 Annual 4 S Directors Against For
Require Majority
Verizon of Independent
Communications VZ 92343V104 5/4/2006 Annual 5 S Directors on Board Against Against
Verizon Company-Specific-Directors
Communications VZ 92343V104 5/4/2006 Annual 6 S on Common Boards Against Against
Verizon Separate Chairman
Communications VZ 92343V104 5/4/2006 Annual 7 S and CEO Positions Against For
Performance-Based
Verizon and/or Time-Based
Communications VZ 92343V104 5/4/2006 Annual 8 S Equity Awards Against Against
Report on
Verizon Political
Communications VZ 92343V104 5/4/2006 Annual 9 S Contributions Against For
Elect Director
Bank of America William Barnet,
Corp. BAC 60505104 4/26/2006 Annual 1.1 M III For For
Elect Director
Bank of America Frank P. Bramble,
Corp. BAC 60505104 4/26/2006 Annual 1.2 M Sr. For For
Bank of America Elect Director
Corp. BAC 60505104 4/26/2006 Annual 1.3 M John T. Collins For For
Bank of America Elect Director
Corp. BAC 60505104 4/26/2006 Annual 1.4 M Gary L. Countryman For For
Bank of America Elect Director
Corp. BAC 60505104 4/26/2006 Annual 1.5 M Tommy R. Franks For For
Bank of America Elect Director
Corp. BAC 60505104 4/26/2006 Annual 1.6 M Paul Fulton For For
Bank of America Elect Director
Corp. BAC 60505104 4/26/2006 Annual 1.7 M Charles K. Gifford For For
Bank of America Elect Director W.
Corp. BAC 60505104 4/26/2006 Annual 1.8 M Steven Jones For For
Bank of America Elect Director
Corp. BAC 60505104 4/26/2006 Annual 1.9 M Kenneth D. Lewis For For
Bank of America Elect Director
Corp. BAC 60505104 4/26/2006 Annual 1.1 M Monica C. Lozano For For
Bank of America Elect Director
Corp. BAC 60505104 4/26/2006 Annual 1.11 M Walter E. Massey For For
Bank of America Elect Director
Corp. BAC 60505104 4/26/2006 Annual 1.12 M Thomas J. May For For
Elect Director
Bank of America Patricia E.
Corp. BAC 60505104 4/26/2006 Annual 1.13 M Mitchell For For
Bank of America Elect Director
Corp. BAC 60505104 4/26/2006 Annual 1.14 M Thomas M. Ryan For For
Bank of America Elect Director O.
Corp. BAC 60505104 4/26/2006 Annual 1.15 M Temple Sloan, Jr. For For
Elect Director
Bank of America Meredith R.
Corp. BAC 60505104 4/26/2006 Annual 1.16 M Spangler For For
Bank of America Elect Director
Corp. BAC 60505104 4/26/2006 Annual 1.17 M Robert L. Tillman For For
Bank of America Elect Director
Corp. BAC 60505104 4/26/2006 Annual 1.18 M Jackie M. Ward For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 2 M Ratify Auditors For For
Bank of America Amend Omnibus
Corp. BAC 60505104 4/26/2006 Annual 3 M Stock Plan For For
Bank of America Publish Political
Corp. BAC 60505104 4/26/2006 Annual 4 S Contributions Against Against
Require a
Majority Vote for
Bank of America the Election of
Corp. BAC 60505104 4/26/2006 Annual 5 S Directors Against For
Provide for an
Bank of America Independent
Corp. BAC 60505104 4/26/2006 Annual 6 S Chairman Against For
Exclude Reference
to Sexual
Orientation from
Bank of America the Company's EEO
Corp. BAC 60505104 4/26/2006 Annual 7 S Statement Against Against
Chevron Elect Director
Corporation CVX 166764100 4/26/2006 Annual 1.1 M Samuel H. Armacost For For
Chevron Elect Director
Corporation CVX 166764100 4/26/2006 Annual 1.2 M Linnet F. Deily For For
Chevron Elect Director
Corporation CVX 166764100 4/26/2006 Annual 1.3 M Robert E. Denham For For
Chevron Elect Director
Corporation CVX 166764100 4/26/2006 Annual 1.4 M Robert J. Eaton For For
Chevron Elect Director
Corporation CVX 166764100 4/26/2006 Annual 1.5 M Sam Ginn For For
Elect Director
Chevron Franklyn G.
Corporation CVX 166764100 4/26/2006 Annual 1.6 M Jenifer For For
Chevron Elect Director
Corporation CVX 166764100 4/26/2006 Annual 1.7 M Sam Nunn For For
THE WESTWOOD FUNDS
THE WESTWOOD BALANCED FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE MEETING TYPE NUMBER M OR S ITEM DESC VOTE CAST
Chevron Elect Director
Corporation CVX 166764100 4/26/2006 Annual 1.8 M David J. O'Reilly For For
Chevron Elect Director
Corporation CVX 166764100 4/26/2006 Annual 1.9 M Donald B. Rice For For
Chevron Elect Director
Corporation CVX 166764100 4/26/2006 Annual 1.1 M Peter J. Robertson For For
Elect Director
Chevron Charles R.
Corporation CVX 166764100 4/26/2006 Annual 1.11 M Shoemate For For
Chevron Elect Director
Corporation CVX 166764100 4/26/2006 Annual 1.12 M Ronald D. Sugar For For
Chevron Elect Director
Corporation CVX 166764100 4/26/2006 Annual 1.13 M Carl Ware For For
Chevron
Corporation CVX 166764100 4/26/2006 Annual 2 M Ratify Auditors For For
Company-Specific-
Chevron Reimbursement of
Corporation CVX 166764100 4/26/2006 Annual 3 S Stockholder Proposal Against For
Report on
Environmental
Impact of
Chevron Drilling in
Corporation CVX 166764100 4/26/2006 Annual 4 S Sensitive Areas Against Against
Report on
Chevron Political
Corporation CVX 166764100 4/26/2006 Annual 5 S Contributions Against Against
Chevron Adopt an Animal
Corporation CVX 166764100 4/26/2006 Annual 6 S Welfare Policy Against Against
Chevron Adopt a Human
Corporation CVX 166764100 4/26/2006 Annual 7 S Rights Policy Against For
Report on
Remediation
Chevron Expenses in
Corporation CVX 166764100 4/26/2006 Annual 8 S Ecuador Against Against
Elect Director
Textron Inc. TXT 883203101 4/26/2006 Annual 1.1 M Lewis B. Campbell For For
Elect Director
Textron Inc. TXT 883203101 4/26/2006 Annual 1.2 M Lawrence K. Fish For For
Elect Director
Textron Inc. TXT 883203101 4/26/2006 Annual 1.3 M Joe T. Ford For For
Textron Inc. TXT 883203101 4/26/2006 Annual 2 M Ratify Auditors For For
Report on
Depleted Uranium
Textron Inc. TXT 883203101 4/26/2006 Annual 3 S Weapons Components Against Against
Require a
Majority Vote for
the Election of
Textron Inc. TXT 883203101 4/26/2006 Annual 4 S Directors Against For
American Express Elect Director
Co. AXP 25816109 4/24/2006 Annual 1.1 M Daniel F. Akerson For For
Elect Director
American Express Charlene
Co. AXP 25816109 4/24/2006 Annual 1.2 M Barshefsky For For
American Express Elect Director
Co. AXP 25816109 4/24/2006 Annual 1.3 M Ursula M. Burns For For
Elect Director
American Express Kenneth I.
Co. AXP 25816109 4/24/2006 Annual 1.4 M Chenault For For
American Express Elect Director
Co. AXP 25816109 4/24/2006 Annual 1.5 M Peter Chernin For For
American Express Elect Director
Co. AXP 25816109 4/24/2006 Annual 1.6 M Peter R. Dolan For For
Elect Director
American Express Vernon E. Jordan,
Co. AXP 25816109 4/24/2006 Annual 1.7 M Jr. For For
American Express Elect Director
Co. AXP 25816109 4/24/2006 Annual 1.8 M Jan Leschly For For
American Express Elect Director
Co. AXP 25816109 4/24/2006 Annual 1.9 M Ricahrd A. McGinn For For
American Express Elect Director
Co. AXP 25816109 4/24/2006 Annual 1.1 M Edward D. Miller For For
American Express Elect Director
Co. AXP 25816109 4/24/2006 Annual 1.11 M Frank P. Popoff For For
American Express Elect Director
Co. AXP 25816109 4/24/2006 Annual 1.12 M Robert D. Walter For For
American Express
Co. AXP 25816109 4/24/2006 Annual 2 M Ratify Auditors For For
Limit/Prohibit
American Express Executive
Co. AXP 25816109 4/24/2006 Annual 3 S Stock-Based Awards Against Against
Require a
Majority Vote for
American Express the Election of
Co. AXP 25816109 4/24/2006 Annual 4 S Directors Against For
Exclude Reference
to Sexual
Orientation from
American Express the Company's EEO
Co. AXP 25816109 4/24/2006 Annual 5 S Statement Against Against
Company-Specific
-- Reimbursement
of Expenses for
Certain
Shareholder-Nominated
American Express Director
Co. AXP 25816109 4/24/2006 Annual 6 S Candidates Against Against
Lockheed Martin Elect Director
Corp. LMT 539830109 4/27/2006 Annual 1.1 M E.C. Aldridge, Jr. For For
Lockheed Martin Elect Director
Corp. LMT 539830109 4/27/2006 Annual 1.2 M Nolan D. Archibald For Withhold
Lockheed Martin Elect Director
Corp. LMT 539830109 4/27/2006 Annual 1.3 M Marcus C. Bennett For For
Elect Director
Lockheed Martin James O. Ellis,
Corp. LMT 539830109 4/27/2006 Annual 1.4 M Jr. For For
Lockheed Martin Elect Director
Corp. LMT 539830109 4/27/2006 Annual 1.5 M Gwendolyn S. King For For
Lockheed Martin Elect Director
Corp. LMT 539830109 4/27/2006 Annual 1.6 M James M. Loy For For
Elect Director
Lockheed Martin Douglas H.
Corp. LMT 539830109 4/27/2006 Annual 1.7 M McCorkindale For For
Lockheed Martin Elect Director
Corp. LMT 539830109 4/27/2006 Annual 1.8 M Eugene F. Murphy For For
Lockheed Martin Elect Director
Corp. LMT 539830109 4/27/2006 Annual 1.9 M Joseph W. Ralston For For
Lockheed Martin Elect Director
Corp. LMT 539830109 4/27/2006 Annual 1.1 M Frank Savage For For
Lockheed Martin Elect Director
Corp. LMT 539830109 4/27/2006 Annual 1.11 M James M. Schneider For For
Lockheed Martin Elect Director
Corp. LMT 539830109 4/27/2006 Annual 1.12 M Anne Stevens For For
Lockheed Martin Elect Director
Corp. LMT 539830109 4/27/2006 Annual 1.13 M Robert J. Stevens For For
Lockheed Martin Elect Director
Corp. LMT 539830109 4/27/2006 Annual 1.14 M James R. Ukropina For For
Lockheed Martin Elect Director
Corp. LMT 539830109 4/27/2006 Annual 1.15 M Douglas C. Yearley For For
Lockheed Martin
Corp. LMT 539830109 4/27/2006 Annual 2 M Ratify Auditors For For
Approve Executive
Lockheed Martin Incentive Bonus
Corp. LMT 539830109 4/27/2006 Annual 3 M Plan For For
Lockheed Martin Amend
Corp. LMT 539830109 4/27/2006 Annual 4 M Articles/Bylaws/
Charter-Non-Routine For For
THE WESTWOOD FUNDS
THE WESTWOOD BALANCED FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE MEETING TYPE NUMBER M OR S ITEM DESC VOTE CAST
Increase
Disclosure of
Lockheed Martin Executive
Corp. LMT 539830109 4/27/2006 Annual 5 S Compensation Against Against
Adopt Simple
Lockheed Martin Majority Vote
Corp. LMT 539830109 4/27/2006 Annual 6 S Requirement Against For
Report Equal
Employment
Lockheed Martin Opportunity
Corp. LMT 539830109 4/27/2006 Annual 7 S Information Against For
Report on
Lockheed Martin Depleted Uranium
Corp. LMT 539830109 4/27/2006 Annual 8 S Weapons Components Against Against
Occidental Elect Director
Petroleum Corp. OXY 674599105 5/5/2006 Annual 1.1 M Spencer Abraham For For
Occidental Elect Director
Petroleum Corp. OXY 674599105 5/5/2006 Annual 1.2 M Ronald W. Burkle For Withhold
Occidental Elect Director
Petroleum Corp. OXY 674599105 5/5/2006 Annual 1.3 M John S. Chalsty For Withhold
Elect Director
Occidental Edward P.
Petroleum Corp. OXY 674599105 5/5/2006 Annual 1.4 M Djerejian For For
Occidental Elect Director R.
Petroleum Corp. OXY 674599105 5/5/2006 Annual 1.5 M Chad Dreier For Withhold
Occidental Elect Director
Petroleum Corp. OXY 674599105 5/5/2006 Annual 1.6 M John E. Feick For For
Occidental Elect Director
Petroleum Corp. OXY 674599105 5/5/2006 Annual 1.7 M Ray R. Irani For For
Occidental Elect Director
Petroleum Corp. OXY 674599105 5/5/2006 Annual 1.8 M Irvin W. Maloney For Withhold
Occidental Elect Director
Petroleum Corp. OXY 674599105 5/5/2006 Annual 1.9 M Rodolfo Segovia For For
Occidental Elect Director
Petroleum Corp. OXY 674599105 5/5/2006 Annual 1.1 M Aziz D. Syriani For For
Occidental Elect Director
Petroleum Corp. OXY 674599105 5/5/2006 Annual 1.11 M Rosemary Tomich For Withhold
Occidental Elect Director
Petroleum Corp. OXY 674599105 5/5/2006 Annual 1.12 M Walter L. Weisman For For
Occidental
Petroleum Corp. OXY 674599105 5/5/2006 Annual 2 M Ratify Auditors For For
Increase
Occidental Authorized Common
Petroleum Corp. OXY 674599105 5/5/2006 Annual 3 M Stock For For
Occidental Limit Executive
Petroleum Corp. OXY 674599105 5/5/2006 Annual 4 S Compensation Against Against
Occidental Report on Global
Petroleum Corp. OXY 674599105 5/5/2006 Annual 5 S Warming Against Against
Require a
Majority Vote for
Occidental the Election of
Petroleum Corp. OXY 674599105 5/5/2006 Annual 6 S Directors Against For
Elect Director
The Boeing Co. BA 97023105 5/1/2006 Annual 1.1 M John H. Biggs For For
Elect Director
The Boeing Co. BA 97023105 5/1/2006 Annual 1.2 M John E. Bryson For For
Elect Director
The Boeing Co. BA 97023105 5/1/2006 Annual 1.3 M Linda Z. Cook For For
Elect Director
The Boeing Co. BA 97023105 5/1/2006 Annual 1.4 M William M. Daley For For
Elect Director
Kenneth M.
The Boeing Co. BA 97023105 5/1/2006 Annual 1.5 M Duberstein For For
Elect Director
The Boeing Co. BA 97023105 5/1/2006 Annual 1.6 M John F. McDonnell For For
Elect Director W.
James McNerney,
The Boeing Co. BA 97023105 5/1/2006 Annual 1.7 M Jr. For For
Elect Director
The Boeing Co. BA 97023105 5/1/2006 Annual 1.8 M Richard D. Nanula For For
Elect Director
The Boeing Co. BA 97023105 5/1/2006 Annual 1.9 M Rozanne L. Ridgway For For
Elect Director
The Boeing Co. BA 97023105 5/1/2006 Annual 1.1 M Mike S. Zafirovski For For
Approve Executive
Incentive Bonus
The Boeing Co. BA 97023105 5/1/2006 Annual 2 M Plan For For
Amend Omnibus
The Boeing Co. BA 97023105 5/1/2006 Annual 3 M Stock Plan For Against
Reduce
Supermajority
The Boeing Co. BA 97023105 5/1/2006 Annual 4 M Vote Requirement For For
The Boeing Co. BA 97023105 5/1/2006 Annual 5 M Ratify Auditors For For
Develop a Human
The Boeing Co. BA 97023105 5/1/2006 Annual 6 S Rights Policy Against For
Develop Ethical
Criteria for
The Boeing Co. BA 97023105 5/1/2006 Annual 7 S Military Contracts Against Against
Report on
Charitable
The Boeing Co. BA 97023105 5/1/2006 Annual 8 S Contributions Against Against
Require a
Majority Vote for
the Election of
The Boeing Co. BA 97023105 5/1/2006 Annual 9 S Directors Against For
Separate Chairman
The Boeing Co. BA 97023105 5/1/2006 Annual 10 S and CEO Positions Against For
Murphy Oil Elect Director
Corp. MUR 626717102 5/10/2006 Annual 1.1 M Frank W. Blue For For
Elect Director
Murphy Oil George S.
Corp. MUR 626717102 5/10/2006 Annual 1.2 M Dembroski For For
Elect Director
Murphy Oil Clairborne P.
Corp. MUR 626717102 5/10/2006 Annual 1.3 M Deming For For
Murphy Oil Elect Director
Corp. MUR 626717102 5/10/2006 Annual 1.4 M Robert A. Hermes For For
Murphy Oil Elect Director R.
Corp. MUR 626717102 5/10/2006 Annual 1.5 M Madison Murphy For For
Elect Director
Murphy Oil William C. Nolan,
Corp. MUR 626717102 5/10/2006 Annual 1.6 M Jr. For For
Murphy Oil Elect Director
Corp. MUR 626717102 5/10/2006 Annual 1.7 M Ivar B. Ramberg For For
Murphy Oil Elect Director
Corp. MUR 626717102 5/10/2006 Annual 1.8 M Neal E. Schmale For For
Murphy Oil Elect Director
Corp. MUR 626717102 5/10/2006 Annual 1.9 M David J.H. Smith For For
Murphy Oil Elect Director
Corp. MUR 626717102 5/10/2006 Annual 1.1 M Caroline G. Theus For For
Murphy Oil
Corp. MUR 626717102 5/10/2006 Annual 2 M Ratify Auditors For For
Elect Director
Apache Corp. APA 37411105 5/4/2006 Annual 1.1 M Frederick M. Bohen For Withhold
Elect Director
Apache Corp. APA 37411105 5/4/2006 Annual 1.2 M George D. Lawrence For Withhold
Elect Director
Apache Corp. APA 37411105 5/4/2006 Annual 1.3 M Rodman D. Patton For For
Elect Director
Apache Corp. APA 37411105 5/4/2006 Annual 1.4 M Charles J. Pitman For For
Elect Director
Apache Corp. APA 37411105 5/4/2006 Annual 1.5 M Jay A. Precourt For For
THE WESTWOOD FUNDS
THE WESTWOOD BALANCED FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE MEETING TYPE NUMBER M OR S ITEM DESC VOTE CAST
Amend
Non-Employee
Director Stock
Apache Corp. APA 37411105 5/4/2006 Annual 2 M Option Plan For For
Elect Director
3M CO MMM 88579Y101 5/9/2006 Annual 1.1 M Linda G. Alvarado For For
Elect Director
3M CO MMM 88579Y101 5/9/2006 Annual 1.2 M Edward M. Liddy For For
Elect Director
3M CO MMM 88579Y101 5/9/2006 Annual 1.3 M Robert S. Morrison For For
Elect Director
3M CO MMM 88579Y101 5/9/2006 Annual 1.4 M Aulana L. Peters For For
3M CO MMM 88579Y101 5/9/2006 Annual 2 M Ratify Auditors For For
Declassify the
3M CO MMM 88579Y101 5/9/2006 Annual 3 M Board of Directors For For
3M CO MMM 88579Y101 5/9/2006 Annual 4 S Performance-Based Against For
Adopt Animal
3M CO MMM 88579Y101 5/9/2006 Annual 5 S Welfare Policy Against Against
Implement China
3M CO MMM 88579Y101 5/9/2006 Annual 6 S Principles Against Against
Prudential Elect Director
Financial Inc PRU 744320102 5/9/2006 Annual 1.1 M Frederic K. Becker For For
Prudential Elect Director
Financial Inc PRU 744320102 5/9/2006 Annual 1.2 M Gordon M. Bethune For For
Prudential Elect Director
Financial Inc PRU 744320102 5/9/2006 Annual 1.3 M James G. Cullen For For
Elect Director
Prudential William H. Gray,
Financial Inc PRU 744320102 5/9/2006 Annual 1.4 M III For For
Prudential Elect Director
Financial Inc PRU 744320102 5/9/2006 Annual 1.5 M Jon F. Hanson For For
Prudential Elect Director
Financial Inc PRU 744320102 5/9/2006 Annual 1.6 M Constance J. Homer For For
Prudential Elect Director
Financial Inc PRU 744320102 5/9/2006 Annual 1.7 M James A. Unruh For For
Prudential
Financial Inc PRU 744320102 5/9/2006 Annual 2 M Ratify Auditors For For
Eliminate or
Restrict
Severance
Prudential Agreements
Financial Inc PRU 744320102 5/9/2006 Annual 3 S (Change-in-Control) Against For
Elect Director
Rayonier Inc. RYN 754907103 5/18/2006 Annual 1.1 M Richard D. Kincaid For For
Elect Director W.
Rayonier Inc. RYN 754907103 5/18/2006 Annual 1.2 M Lee Nutter For For
Elect Director
Rayonier Inc. RYN 754907103 5/18/2006 Annual 1.3 M Ronald Townsend For For
JPMorgan Chase & Elect Director
Co. JPM 46625H100 5/16/2006 Annual 1.1 M John H. Biggs For For
JPMorgan Chase & Elect Director
Co. JPM 46625H100 5/16/2006 Annual 1.2 M Stephen B. Burke For For
JPMorgan Chase & Elect Director
Co. JPM 46625H100 5/16/2006 Annual 1.3 M James S. Crown For For
JPMorgan Chase & Elect Director
Co. JPM 46625H100 5/16/2006 Annual 1.4 M James Dimon For For
JPMorgan Chase & Elect Director
Co. JPM 46625H100 5/16/2006 Annual 1.5 M Ellen V. Futter For For
Elect Director
JPMorgan Chase & William H. Gray,
Co. JPM 46625H100 5/16/2006 Annual 1.6 M III For For
Elect Director
JPMorgan Chase & William B.
Co. JPM 46625H100 5/16/2006 Annual 1.7 M Harrison, Jr. For For
Elect Director
JPMorgan Chase & Laban P. Jackson,
Co. JPM 46625H100 5/16/2006 Annual 1.8 M Jr. For For
JPMorgan Chase & Elect Director
Co. JPM 46625H100 5/16/2006 Annual 1.9 M John W. Kessler For For
JPMorgan Chase & Elect Director
Co. JPM 46625H100 5/16/2006 Annual 1.1 M Robert I. Lipp For For
Elect Director
JPMorgan Chase & Richard A.
Co. JPM 46625H100 5/16/2006 Annual 1.11 M Manoogian For For
JPMorgan Chase & Elect Director
Co. JPM 46625H100 5/16/2006 Annual 1.12 M David C. Novak For For
JPMorgan Chase & Elect Director
Co. JPM 46625H100 5/16/2006 Annual 1.13 M Lee R. Raymond For For
JPMorgan Chase & Elect Director
Co. JPM 46625H100 5/16/2006 Annual 1.14 M William C. Weldon For For
JPMorgan Chase &
Co. JPM 46625H100 5/16/2006 Annual 2 M Ratify Auditors For For
Put Repricing of
JPMorgan Chase & Stock Options to
Co. JPM 46625H100 5/16/2006 Annual 3 S Shareholder Vote Against Against
JPMorgan Chase & Performance-Based
Co. JPM 46625H100 5/16/2006 Annual 4 S Equity Awards Against For
JPMorgan Chase & Separate Chairman
Co. JPM 46625H100 5/16/2006 Annual 5 S and CEO Positions Against For
Remove Reference
to Sexual
JPMorgan Chase & Orientation from
Co. JPM 46625H100 5/16/2006 Annual 6 S EEO Statement Against Against
Amend
Articles/Bylaws/Charter
JPMorgan Chase & -- Call Special Against For
Co. JPM 46625H100 5/16/2006 Annual 7 S Meetings
Report on
JPMorgan Chase & Lobbying
Co. JPM 46625H100 5/16/2006 Annual 8 S Activities Against For
Report on
JPMorgan Chase & Political
Co. JPM 46625H100 5/16/2006 Annual 9 S Contributions Against For
Approve Terms of
JPMorgan Chase & Existing Poison
Co. JPM 46625H100 5/16/2006 Annual 10 S Pill Against Against
JPMorgan Chase & Provide for
Co. JPM 46625H100 5/16/2006 Annual 11 S Cumulative Voting Against For
Claw-back of
JPMorgan Chase & Payments under
Co. JPM 46625H100 5/16/2006 Annual 12 S Restatements Against Against
Require Director
JPMorgan Chase & Nominee
Co. JPM 46625H100 5/16/2006 Annual 13 S Qualifications Against Against
Colgate-Palmolive Elect Director
Co. CL 194162103 5/4/2006 Annual 1.1 M John T. Cahill For For
Colgate-Palmolive Elect Director
Co. CL 194162103 5/4/2006 Annual 1.2 M Jill K. Conway For For
Colgate-Palmolive Elect Director
Co. CL 194162103 5/4/2006 Annual 1.3 M Ellen M. Hancock For For
Colgate-Palmolive Elect Director
Co. CL 194162103 5/4/2006 Annual 1.4 M David W. Johnson For For
Colgate-Palmolive Elect Director
Co. CL 194162103 5/4/2006 Annual 1.5 M Richard J. Kogan For For
Colgate-Palmolive Elect Director
Co. CL 194162103 5/4/2006 Annual 1.6 M Delano E. Lewis For For
Colgate-Palmolive Elect Director
Co. CL 194162103 5/4/2006 Annual 1.7 M Reuben Mark For For
Colgate-Palmolive Elect Director J.
Co. CL 194162103 5/4/2006 Annual 1.8 M Pedro Reinhard For For
THE WESTWOOD FUNDS
THE WESTWOOD BALANCED FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE MEETING TYPE NUMBER M OR S ITEM DESC VOTE CAST
Elect Director
Colgate-Palmolive Howard B. Wentz,
Co. CL 194162103 5/4/2006 Annual 1.9 M Jr. For For
Colgate-Palmolive
Co. CL 194162103 5/4/2006 Annual 2 M Ratify Auditors For For
Approve
Non-Employee
Colgate-Palmolive Director Stock
Co. CL 194162103 5/4/2006 Annual 3 M Option Plan For For
Colgate-Palmolive Separate Chairman
Co. CL 194162103 5/4/2006 Annual 4 S and CEO Positions Against Against
Colgate-Palmolive Performance-Based
Co. CL 194162103 5/4/2006 Annual 5 S Equity Awards Against For
Elect Director
Richard L.
ConocoPhillips COP 20825C104 5/10/2006 Annual 1.1 M Armitage For For
Elect Director
Richard H.
ConocoPhillips COP 20825C104 5/10/2006 Annual 1.2 M Auchinleck For For
Elect Director
ConocoPhillips COP 20825C104 5/10/2006 Annual 1.3 M Harald J. Norvik For For
Elect Director
ConocoPhillips COP 20825C104 5/10/2006 Annual 1.4 M William K. Reilly For For
Elect Director
Victoria J.
ConocoPhillips COP 20825C104 5/10/2006 Annual 1.5 M Tschinkel For For
Elect Director
ConocoPhillips COP 20825C104 5/10/2006 Annual 1.6 M Kathryn C. Turner For For
ConocoPhillips COP 20825C104 5/10/2006 Annual 2 M Ratify Auditors For For
Report Damage
Resulting From
Drilling Inside
the National
ConocoPhillips COP 20825C104 5/10/2006 Annual 3 S Petroleum Reserve Against For
Require a
Majority Vote for
the Election of
ConocoPhillips COP 20825C104 5/10/2006 Annual 4 S Directors Against For
Submit
Supplemental
Executive
Retirement Plans
to Shareholder
ConocoPhillips COP 20825C104 5/10/2006 Annual 5 S vote Against For
Report
Accountability
for Company's
Environmental
Impacts due to
ConocoPhillips COP 20825C104 5/10/2006 Annual 6 S Operation Against Against
Non-Employee
Director
ConocoPhillips COP 20825C104 5/10/2006 Annual 7 S Compensation Against Against
Elect Director
ITT Corp. ITT 450911102 5/9/2006 Annual 1.1 M Steven R. Loranger For For
Elect Director
ITT Corp. ITT 450911102 5/9/2006 Annual 1.2 M Curtis J. Crawford For For
Elect Director
ITT Corp. ITT 450911102 5/9/2006 Annual 1.3 M Christina A. Gold For For
Elect Director
ITT Corp. ITT 450911102 5/9/2006 Annual 1.4 M Ralph F. Hake For For
Elect Director
ITT Corp. ITT 450911102 5/9/2006 Annual 1.5 M John J. Hamre For For
Elect Director
ITT Corp. ITT 450911102 5/9/2006 Annual 1.6 M Raymond W. LeBoeuf For For
Elect Director
ITT Corp. ITT 450911102 5/9/2006 Annual 1.7 M Frank T. MacInnis For For
Elect Director
ITT Corp. ITT 450911102 5/9/2006 Annual 1.8 M Linda S. Sanford For For
Elect Director
Markos I.
ITT Corp. ITT 450911102 5/9/2006 Annual 1.9 M Tambakeras For For
ITT Corp. ITT 450911102 5/9/2006 Annual 2 M Ratify Auditors For For
Change Company
ITT Corp. ITT 450911102 5/9/2006 Annual 3 M Name For For
Starwood Hotels
& Resorts Elect Director
Worldwide, Inc. HOT 85590A203 5/2/2006 Annual 1.1 M Steven J. Heyer For Withhold
Starwood Hotels Elect Director
& Resorts Charlene
Worldwide, Inc. HOT 85590A203 5/2/2006 Annual 1.2 M Barshefsky For Withhold
Starwood Hotels
& Resorts Elect Director
Worldwide, Inc. HOT 85590A203 5/2/2006 Annual 1.3 M Jean-Marc Chapus For Withhold
Starwood Hotels
& Resorts Elect Director
Worldwide, Inc. HOT 85590A203 5/2/2006 Annual 1.4 M Bruce W. Duncan For Withhold
Starwood Hotels
& Resorts Elect Director
Worldwide, Inc. HOT 85590A203 5/2/2006 Annual 1.5 M Lizanne Galbreath For For
Starwood Hotels
& Resorts Elect Director
Worldwide, Inc. HOT 85590A203 5/2/2006 Annual 1.6 M Eric Hippeau For Withhold
Starwood Hotels
& Resorts Elect Director
Worldwide, Inc. HOT 85590A203 5/2/2006 Annual 1.7 M Stephen R. Quazzo For Withhold
Starwood Hotels
& Resorts Elect Director
Worldwide, Inc. HOT 85590A203 5/2/2006 Annual 1.8 M Thomas O. Ryder For Withhold
Starwood Hotels
& Resorts Elect Director
Worldwide, Inc. HOT 85590A203 5/2/2006 Annual 1.9 M Daniel W. Yih For Withhold
Starwood Hotels Elect Director
& Resorts Kneeland C.
Worldwide, Inc. HOT 85590A203 5/2/2006 Annual 1.1 M Youngblood For Withhold
Starwood Hotels
& Resorts
Worldwide, Inc. HOT 85590A203 5/2/2006 Annual 2 M Ratify Auditors For For
Elect Director
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.1 M Michael J. Boskin For For
Elect Director
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.2 M William W. George For For
Elect Director
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.3 M James R. Houghton For Withhold
THE WESTWOOD FUNDS
THE WESTWOOD BALANCED FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE MEETING TYPE NUMBER M OR S ITEM DESC VOTE CAST
Elect Director
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.4 M William R. Howell For Withhold
Elect Director
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.5 M Reatha Clark King For Withhold
Elect Director
Philip E.
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.6 M Lippincott For For
Elect Director
Henry A.
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.7 M McKinnell, Jr. For For
Elect Director
Marilyn Carlson
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.8 M Nelson For For
Elect Director
Samuel J.
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.9 M Palmisano For For
Elect Director
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.1 M Walter V. Shipley For Withhold
Elect Director J.
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.11 M Stephen Simon For For
Elect Director
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 1.12 M Rex W. Tillerson For For
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 2 M Ratify Auditors For For
Provide for
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 3 S Cumulative Voting Against For
Require a
Majority Vote for
the Election of
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 4 S Directors Against For
Company-Specific-Nominate
Independent
Director with
Industry
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 5 S Experience Against Against
Require Director
Nominee
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 6 S Qualifications Against Against
Non-Employee
Director
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 7 S Compensation Against Against
Separate Chairman
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 8 S and CEO Positions Against Against
Review Executive
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 9 S Compensation Against Against
Link Executive
Compensation to
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 10 S Social Issues Against Against
Report on
Political
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 11 S Contributions Against Against
Report on
Charitable
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 12 S Contributions Against Against
Amend Equal
Employment
Opportunity
Policy to
Prohibit
Discrimination
Based on Sexual
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 13 S Orientation Against For
Report on Damage
Resulting from
Drilling for Oil
and gas in
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 14 S Protected Areas Against Against
Report
Accountability
for Company's
Environmental
Impacts due to
Exxon Mobil Corp. XOM 30231G102 5/31/2006 Annual 15 S Operation Against Against
Federated
Department Elect Director
Stores, Inc. FD 31410H101 5/19/2006 Annual 1.1 M Joyce M. Roche For For
Federated
Department Elect Director
Stores, Inc. FD 31410H101 5/19/2006 Annual 1.2 M William P. Stiritz For For
Federated
Department Elect Director
Stores, Inc. FD 31410H101 5/19/2006 Annual 1.3 M Craig E. Weatherup For For
Federated
Department
Stores, Inc. FD 31410H101 5/19/2006 Annual 2 M Ratify Auditors For For
Federated Increase
Department Authorized Common
Stores, Inc. FD 31410H101 5/19/2006 Annual 3 M Stock For For
Federated
Department Amend Omnibus
Stores, Inc. FD 31410H101 5/19/2006 Annual 4 M Stock Plan For For
Federated
Department Amend Omnibus
Stores, Inc. FD 31410H101 5/19/2006 Annual 5 M Stock Plan For For
Limit Boards on
Federated Which Directors
Department May Concurrently
Stores, Inc. FD 31410H101 5/19/2006 Annual 6 S Serve Against For
Phelps Dodge Elect Director
Corp. PD 717265102 5/26/2006 Annual 1.1 M Charles C. Krulak For For
Phelps Dodge Elect Director
Corp. PD 717265102 5/26/2006 Annual 1.2 M Dustan E. McCoy For For
Phelps Dodge Elect Director
Corp. PD 717265102 5/26/2006 Annual 1.3 M William J. Post For For
Elect Director
Phelps Dodge Martin H.
Corp. PD 717265102 5/26/2006 Annual 1.4 M Richenhagen For For
Phelps Dodge Elect Director
Corp. PD 717265102 5/26/2006 Annual 1.5 M Jack E. Thompson For For
Approve
Non-Employee
Phelps Dodge Director Stock
Corp. PD 717265102 5/26/2006 Annual 2 M Option Plan For For
Phelps Dodge
Corp. PD 717265102 5/26/2006 Annual 3 M Ratify Auditors For For
Overseas
Shipholding Elect Director
Group, Inc. OSG 690368105 6/9/2006 Annual 1.1 M Morten Arntzen For For
Overseas
Shipholding Elect Director
Group, Inc. OSG 690368105 6/9/2006 Annual 1.2 M Oudi Recanati For For
Overseas
Shipholding Elect Director G.
Group, Inc. OSG 690368105 6/9/2006 Annual 1.3 M Allen Andreas, III For For
Overseas
Shipholding Elect Director
Group, Inc. OSG 690368105 6/9/2006 Annual 1.4 M Alan R. Batkin For For
Overseas
Shipholding Elect Director
Group, Inc. OSG 690368105 6/9/2006 Annual 1.5 M Thomas B. Coleman For For
Overseas Elect Director
Shipholding Charles A.
Group, Inc. OSG 690368105 6/9/2006 Annual 1.6 M Fribourg For For
Overseas
Shipholding Elect Director
Group, Inc. OSG 690368105 6/9/2006 Annual 1.7 M Stanley Komaroff For For
Overseas
Shipholding Elect Director
Group, Inc. OSG 690368105 6/9/2006 Annual 1.8 M Solomon N. Merkin For For
Overseas
Shipholding Elect Director
Group, Inc. OSG 690368105 6/9/2006 Annual 1.9 M Joel I. Picket For For
Overseas
Shipholding Elect Director
Group, Inc. OSG 690368105 6/9/2006 Annual 1.1 M Ariel Recanati For For
Overseas
Shipholding Elect Director
Group, Inc. OSG 690368105 6/9/2006 Annual 1.11 M Thomas F. Robards For For
Overseas
Shipholding Elect Director
Group, Inc. OSG 690368105 6/9/2006 Annual 1.12 M Jean-Paul Vettier For For
Overseas Elect Director
Shipholding Michael J.
Group, Inc. OSG 690368105 6/9/2006 Annual 1.13 M Zimmerman For For
Overseas
Shipholding
Group, Inc. OSG 690368105 6/9/2006 Annual 2 M Ratify Auditors For For
THE WESTWOOD FUNDS
THE WESTWOOD BALANCED FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT ITEM MGT REC VOTE
NAME TICKER SECURITY ID MEETING DATE MEETING TYPE NUMBER M OR S ITEM DESC VOTE CAST
Overseas Increase
Shipholding Authorized Common
Group, Inc. OSG 690368105 6/9/2006 Annual 3 M Stock For For
Elect Director
Exelon Corp. EXC 30161N101 6/27/2006 Annual 1.1 M M.W. D'Alessio For For
Elect Director
Exelon Corp. EXC 30161N101 6/27/2006 Annual 1.2 M R.B. Greco For For
Elect Director
Exelon Corp. EXC 30161N101 6/27/2006 Annual 1.3 M J.M. Palms For For
Elect Director
Exelon Corp. EXC 30161N101 6/27/2006 Annual 1.4 M J.W. Rogers For For
Elect Director
Exelon Corp. EXC 30161N101 6/27/2006 Annual 1.5 M R.L. Thomas For For
Exelon Corp. EXC 30161N101 6/27/2006 Annual 2 M Ratify Auditors For For
Submit Severance
Agreement (Change
in Control) to
Exelon Corp. EXC 30161N101 6/27/2006 Annual 3 S shareholder Vote Against For
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Proxy Elect Director J. Barton Do Not
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 1.1 M Goodwin For Vote
Proxy Elect Director John A. Do Not
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 1.2 M Levin For Vote
Proxy Elect Director Burton G. Do Not
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 1.3 M Malkiel For Vote
Proxy Declassify the Board of Do Not
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 2 M Directors For Vote
Amend Articles to
Proxy Eliminate Supermajority Do Not
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 3 M Vote Requirements For Vote
Proxy Do Not
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 4 M Ratify Auditors For Vote
Employ Financial Advisor
Proxy to Explore Alternatives Do Not
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 5 S to Maximize Value Against Vote
Proxy Declassify the Board of Do Not
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 6 S Directors Against Vote
Submit Shareholder Rights
Proxy Plan (Poison Pill) to Do Not
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 7 S Shareholder Vote Against Vote
Proxy Elect Director Warren G.
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 1.1 M Lichtenstein For For
Elect Director Ronald
Proxy LaBow Elect Director
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 1.2 M Ronald LaBrow For For
Proxy Elect Director Kurt N.
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 1.3 M Schacht For For
Proxy Declassify the Board of
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 2 M Directors For For
Amend Articles to
Proxy Eliminate Supermajority
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 3 M Vote Requirements For For
Proxy
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 4 M Ratify Auditors For For
Proxy Declassify the Board of
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 5 S Directors For For
Submit Shareholder Rights
Proxy Plan (Poison Pill) to
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 6 S Shareholder Vote For For
Employ Financial Advisor
Proxy to Explore Alternatives
BKF Capital Group, Inc. BKF 05548G102 7/21/2005 Contest 7 S to Maximize Value For Against
Prestige Brands Holdings Elect Director Peter C.
Inc PBH 74112D101 7/29/2005 Annual 1.1 M Mann For For
Prestige Brands Holdings Elect Director L. Dick
Inc PBH 74112D101 7/29/2005 Annual 1.2 M Buell For Withhold
Prestige Brands Holdings Elect Director Gary E.
Inc PBH 74112D101 7/29/2005 Annual 1.3 M Costley, Phd. For Withhold
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Prestige Brands Holdings Elect Director David A.
Inc PBH 74112D101 7/29/2005 Annual 1.4 M Donnini For For
Prestige Brands Holdings Elect Director Ronald
Inc PBH 74112D101 7/29/2005 Annual 1.5 M Gordon For For
Prestige Brands Holdings Elect Director Vincent
Inc PBH 74112D101 7/29/2005 Annual 1.6 M J. Hemmer For Withhold
Prestige Brands Holdings Elect Director Patrick
Inc PBH 74112D101 7/29/2005 Annual 1.7 M Lonergan For For
Prestige Brands Holdings
Inc PBH 74112D101 7/29/2005 Annual 2 M Ratify Auditors For Against
Elect Director Stephen
ARLINGTON TANKERS LTD ATB G04899103 7/22/2005 Annual 1.1 M O. Jaeger For For
ARLINGTON TANKERS LTD ATB G04899103 7/22/2005 Annual 2 M Ratify Auditors For For
INCREASE AUTHORIZED SHARE
CAPITAL BY CREATION OF
ADDITIONAL 40,000,000
COMMON SHARES OF PAR
ARLINGTON TANKERS LTD ATB G04899103 7/22/2005 Annual 3 M VALUE US$0.01 EACH. For For
REDUCTION OF SHARE
PREMIUM ACCOUNT FOR
BERMUDA CORPORATE LAW
PURPOSES BY TRANSFERRING
US$309,845,000 TO
CONTRIBUTED SURPLUS
ARLINGTON TANKERS LTD ATB G04899103 7/22/2005 Annual 4 M ACCOUNT. For For
The Titan Corp. 888266103 7/28/2005 Special 1 M Approve Merger Agreement For For
Compass Minerals Elect Director Mr.
International, Inc CMP 20451N101 8/4/2005 Annual 1.1 M Vernon G. Baker II For For
Compass Minerals Elect Director Mr.
International, Inc CMP 20451N101 8/4/2005 Annual 1.2 M Bradley J. Bell For For
Compass Minerals Elect Director Mr.
International, Inc CMP 20451N101 8/4/2005 Annual 1.3 M Richard S. Grant For For
Compass Minerals
International, Inc CMP 20451N101 8/4/2005 Annual 2 M Ratify Auditors For For
Compass Minerals
International, Inc CMP 20451N101 8/4/2005 Annual 3 M Approve Omnibus Stock Plan For For
Elect Director Mark S.
DRS Technologies, Inc. DRS 23330X100 8/4/2005 Annual 1.1 M Newman For For
Elect Director Donald C.
DRS Technologies, Inc. DRS 23330X100 8/4/2005 Annual 1.2 M Fraser For For
Elect Director Steven S.
DRS Technologies, Inc. DRS 23330X100 8/4/2005 Annual 1.3 M Honigman For For
DRS Technologies, Inc. DRS 23330X100 8/4/2005 Annual 2 M Ratify Auditors For For
Elect Director Stephen
The Marcus Corp. MCS 566330106 10/6/2005 Annual 1.1 M H. Marcus For Withhold
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Elect Director Diane
The Marcus Corp. MCS 566330106 10/6/2005 Annual 1.2 M Marcus Gershowitz For Withhold
Elect Director Daniel F.
The Marcus Corp. MCS 566330106 10/6/2005 Annual 1.3 M McKeithan, Jr For For
Elect Director Allan H.
The Marcus Corp. MCS 566330106 10/6/2005 Annual 1.4 M Selig For Withhold
Elect Director Timothy
The Marcus Corp. MCS 566330106 10/6/2005 Annual 1.5 M E. Hoeksema For For
Elect Director Bruce J.
The Marcus Corp. MCS 566330106 10/6/2005 Annual 1.6 M Olson For Withhold
Elect Director Philip L.
The Marcus Corp. MCS 566330106 10/6/2005 Annual 1.7 M Milstein For For
Elect Director Bronson
The Marcus Corp. MCS 566330106 10/6/2005 Annual 1.8 M J. Haase For For
Elect Director James D.
The Marcus Corp. MCS 566330106 10/6/2005 Annual 1.9 M Ericson For For
Elect Director Gregory
The Marcus Corp. MCS 566330106 10/6/2005 Annual 1.1 M S. Marcus For Withhold
Elect Director Timothy R.
Kennametal, Inc. KMT 489170100 10/25/2005 Annual 1.1 M Mclevish For For
Elect Director Markos I.
Kennametal, Inc. KMT 489170100 10/25/2005 Annual 1.2 M Tambakeras For For
Elect Director Steven H.
Kennametal, Inc. KMT 489170100 10/25/2005 Annual 1.3 M Wunning For For
Approve Executive
Kennametal, Inc. KMT 489170100 10/25/2005 Annual 2 M Incentive Bonus Plan For For
Kennametal, Inc. KMT 489170100 10/25/2005 Annual 3 M Ratify Auditors For For
Stifel Financial Corp. SF 860630102 10/26/2005 Special 1 M Amend Omnibus Stock Plan For Against
Hyperion Solutions Elect Director Godfrey
Corp. HYSL 44914M104 11/16/2005 Annual 1.1 M Sullivan For For
Hyperion Solutions Elect Director John
Corp. HYSL 44914M104 11/16/2005 Annual 1.2 M Riccitiello For Withhold
Hyperion Solutions Elect Director Gary
Corp. HYSL 44914M104 11/16/2005 Annual 1.3 M Greenfield For For
Hyperion Solutions
Corp. HYSL 44914M104 11/16/2005 Annual 2 M Amend Omnibus Stock Plan For For
Approve Qualified
Hyperion Solutions Employee Stock Purchase
Corp. HYSL 44914M104 11/16/2005 Annual 3 M Plan For For
Hyperion Solutions
Corp. HYSL 44914M104 11/16/2005 Annual 4 M Ratify Auditors For For
The Greenbrier Elect Director William
Companies, Inc. GBX 393657101 1/10/2006 Annual 1.1 M A. Furman For For
The Greenbrier Elect Director C. Bruce
Companies, Inc. GBX 393657101 1/10/2006 Annual 1.2 M Ward For For
The Greenbrier Elect Director Charles
Companies, Inc. GBX 393657101 1/10/2006 Annual 1.3 M J. Swindells For For
Change State of
The Greenbrier Incorporation [From
Companies, Inc. GBX 393657101 1/10/2006 Annual 2 M Delaware to Oregon] For For
The Greenbrier
Companies, Inc. GBX 393657101 1/10/2006 Annual 3 M Ratify Auditors For For
The Greenbrier
Companies, Inc. GBX 393657101 1/10/2006 Annual 4 M Other Business For Against
J & J Snack Foods Elect Director Peter G.
Corp. JJSF 466032109 2/7/2006 Annual 1.1 M Stanley For For
Elect Director James L.
MOOG Inc. MOG.A 615394202 1/11/2006 Annual 1.1 M Gray For For
MOOG Inc. MOG.A 615394202 1/11/2006 Annual 2 M Ratify Auditors For For
Elect Director Richard W.
Atmos Energy Corp. ATO 49560105 2/8/2006 Annual 1.1 M Cardin For For
Elect Director Thomas C.
Atmos Energy Corp. ATO 49560105 2/8/2006 Annual 1.2 M Meredith For For
Elect Director Nancy K.
Atmos Energy Corp. ATO 49560105 2/8/2006 Annual 1.3 M Quinn For For
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Elect Director Stephen R.
Atmos Energy Corp. ATO 49560105 2/8/2006 Annual 1.4 M Springer For For
Elect Director Richard
Atmos Energy Corp. ATO 49560105 2/8/2006 Annual 1.5 M Ware, II For For
Issue Shares in
Connection with an
DRS Technologies, Inc. DRS 23330X100 1/30/2006 Special 1 M Acquisition For For
Increase Authorized
DRS Technologies, Inc. DRS 23330X100 1/30/2006 Special 2 M Common Stock For For
Sybron Dental Elect Director Donald N.
Specialties, Inc. 871142105 2/8/2006 Annual 1.1 M Ecker For For
Sybron Dental Elect Director Robert W.
Specialties, Inc. 871142105 2/8/2006 Annual 1.2 M Klemme For For
Sybron Dental Approve Executive
Specialties, Inc. 871142105 2/8/2006 Annual 2 M Incentive Bonus Plan For For
Sybron Dental Approve Restricted Stock
Specialties, Inc. 871142105 2/8/2006 Annual 3 M Plan For For
Lasalle Hotel Elect Director Darryl
Properties LHO 517942108 4/20/2006 Annual 1.1 M Hartley-Leonard For For
Lasalle Hotel Elect Director Kelly L.
Properties LHO 517942108 4/20/2006 Annual 1.2 M Kuhn For For
Lasalle Hotel Elect Director William S.
Properties LHO 517942108 4/20/2006 Annual 1.3 M McCalmont For For
Lasalle Hotel
Properties LHO 517942108 4/20/2006 Annual 2 M Ratify Auditors For For
Lasalle Hotel
Properties LHO 517942108 4/20/2006 Annual 3 M Other Business For Against
Elect Director Rick L.
Longview Fibre Co. LFB 543213102 4/6/2006 Annual 1.1 M Bentzinger For For
Elect Director David L.
Longview Fibre Co. LFB 543213102 4/6/2006 Annual 1.2 M Bowden For For
Elect Director Curtis M.
Longview Fibre Co. LFB 543213102 4/6/2006 Annual 1.3 M Stevens For For
Elect Director Richard H.
Longview Fibre Co. LFB 543213102 4/6/2006 Annual 1.4 M Wollenberg For For
Elect Director David A.
Longview Fibre Co. LFB 543213102 4/6/2006 Annual 1.5 M Wollenberg For For
Elect Director Michael T.
IDEX Corp. IEX 45167R104 4/4/2006 Annual 1.1 M Tokarz For For
Elect Director Frank S.
IDEX Corp. IEX 45167R104 4/4/2006 Annual 1.2 M Hermance For For
IDEX Corp. IEX 45167R104 4/4/2006 Annual 2 M Ratify Auditors For For
Boston Private Financial Elect Director Herbert S.
Holdings, Inc. BPFH 101119105 4/26/2006 Annual 1.1 M Alexander For For
Boston Private Financial Elect Director Lynn
Holdings, Inc. BPFH 101119105 4/26/2006 Annual 1.2 M Thompson Hoffman For For
Boston Private Financial Elect Director Richard I.
Holdings, Inc. BPFH 101119105 4/26/2006 Annual 1.3 M Morris, Jr. For For
Boston Private Financial Elect Director John A.
Holdings, Inc. BPFH 101119105 4/26/2006 Annual 1.4 M Straus For For
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Boston Private Financial Amend Qualified Employee
Holdings, Inc. BPFH 101119105 4/26/2006 Annual 2 M Stock Purchase Plan For For
Approve Nonqualified
Boston Private Financial Employee Stock Purchase
Holdings, Inc. BPFH 101119105 4/26/2006 Annual 3 M Plan For For
Teledyne Technologies, Elect Director Simon M.
Inc. TDY 879360105 4/26/2006 Annual 1.1 M Lorne For For
Teledyne Technologies, Elect Director Paul D.
Inc. TDY 879360105 4/26/2006 Annual 1.2 M Miller For For
Teledyne Technologies,
Inc. TDY 879360105 4/26/2006 Annual 2 M Ratify Auditors For For
Thomas & Betts Corp. TNB 884315102 5/3/2006 Annual 1.1 M Elect Director E.H. Drew For For
Elect Director J.K.
Thomas & Betts Corp. TNB 884315102 5/3/2006 Annual 1.2 M Hauswald For For
Thomas & Betts Corp. TNB 884315102 5/3/2006 Annual 1.3 M Elect Director D. Jernigan For For
Elect Director R.B.
Thomas & Betts Corp. TNB 884315102 5/3/2006 Annual 1.4 M Kalich Sr. For For
Elect Director K.R.
Thomas & Betts Corp. TNB 884315102 5/3/2006 Annual 1.5 M Masterson For For
Elect Director D.J.
Thomas & Betts Corp. TNB 884315102 5/3/2006 Annual 1.6 M Pileggi For For
Elect Director J.P.
Thomas & Betts Corp. TNB 884315102 5/3/2006 Annual 1.7 M Richard For For
Elect Director D.D.
Thomas & Betts Corp. TNB 884315102 5/3/2006 Annual 1.8 M Stevens For For
Elect Director W.H.
Thomas & Betts Corp. TNB 884315102 5/3/2006 Annual 1.9 M Waltrip For For
Thomas & Betts Corp. TNB 884315102 5/3/2006 Annual 2 M Ratify Auditors For For
Elect Director Michael
Cathay General Bancorp CATY 149150104 4/17/2006 Annual 1.1 M M.Y. Chang For For
Elect Director Anthony M.
Cathay General Bancorp CATY 149150104 4/17/2006 Annual 1.2 M Tang For For
Elect Director Thomas G.
Cathay General Bancorp CATY 149150104 4/17/2006 Annual 1.3 M Tartaglia For For
Cathay General Bancorp CATY 149150104 4/17/2006 Annual 1.4 M Elect Director Peter Wu For For
Elect Director James E.
Oregon Steel Mills, Inc. OS 686079104 4/27/2006 Annual 1.1 M Declusin For For
Elect Director Carl W.
Oregon Steel Mills, Inc. OS 686079104 4/27/2006 Annual 1.2 M Neun For For
Elect Director Frank M.
Oregon Steel Mills, Inc. OS 686079104 4/27/2006 Annual 1.3 M Walker For Withhold
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Cleveland-Cliffs Inc. CLF 185896107 5/9/2006 Annual 1.1 M Elect Director J.S Brinzo For For
Cleveland-Cliffs Inc. CLF 185896107 5/9/2006 Annual 1.2 M Elect Director R.C. Cambre For For
Elect Director J.A.
Cleveland-Cliffs Inc. CLF 185896107 5/9/2006 Annual 1.3 M Carrabba For For
Cleveland-Cliffs Inc. CLF 185896107 5/9/2006 Annual 1.4 M Elect Director R. Cucuz For For
Elect Director S.M.
Cleveland-Cliffs Inc. CLF 185896107 5/9/2006 Annual 1.5 M Cunningham For For
Elect Director B.J.
Cleveland-Cliffs Inc. CLF 185896107 5/9/2006 Annual 1.6 M Eldridge For For
Elect Director D.H.
Cleveland-Cliffs Inc. CLF 185896107 5/9/2006 Annual 1.7 M Gunning For For
Elect Director J.D.
Cleveland-Cliffs Inc. CLF 185896107 5/9/2006 Annual 1.8 M Ireland, III For For
Elect Director F.R.
Cleveland-Cliffs Inc. CLF 185896107 5/9/2006 Annual 1.9 M Mcallister For For
Cleveland-Cliffs Inc. CLF 185896107 5/9/2006 Annual 1.1 M Elect Director R. Phillips For For
Elect Director R.K.
Cleveland-Cliffs Inc. CLF 185896107 5/9/2006 Annual 1.11 M Riederer For For
Cleveland-Cliffs Inc. CLF 185896107 5/9/2006 Annual 1.12 M Elect Director A. Schwartz For For
Cleveland-Cliffs Inc. CLF 185896107 5/9/2006 Annual 2 M Ratify Auditors For For
Elect Director Sidney
Knoll, Inc. KNL 498904200 5/2/2006 Annual 1.1 M Lapidus For For
Elect Director Burton B.
Knoll, Inc. KNL 498904200 5/2/2006 Annual 1.2 M Staniar For For
Elect Director Anthony P.
Knoll, Inc. KNL 498904200 5/2/2006 Annual 1.3 M Terracciano For For
Knoll, Inc. KNL 498904200 5/2/2006 Annual 2 M Ratify Auditors For For
Elect Director James J.
Whiting Petroleum Corp. WLL 966387102 5/9/2006 Annual 1.1 M Volker For For
Elect Director Graydon D.
Whiting Petroleum Corp. WLL 966387102 5/9/2006 Annual 1.2 M Hubbard For For
Whiting Petroleum Corp. WLL 966387102 5/9/2006 Annual 2 M Ratify Auditors For For
Elect Director Jerry D.
Republic Bancorp, Inc. RBNC 760282103 4/26/2006 Annual 1.1 M Campbell For For
Elect Director Dana M.
Republic Bancorp, Inc. RBNC 760282103 4/26/2006 Annual 1.2 M Cluckey For For
Elect Director George J.
Republic Bancorp, Inc. RBNC 760282103 4/26/2006 Annual 1.3 M Butvilas For For
Elect Director Richard J.
Republic Bancorp, Inc. RBNC 760282103 4/26/2006 Annual 1.4 M Cramer, Sr. For For
Elect Director Barry J.
Republic Bancorp, Inc. RBNC 760282103 4/26/2006 Annual 1.5 M Eckhold For For
Republic Bancorp, Inc. RBNC 760282103 4/26/2006 Annual 1.6 M Elect Director Gary Hurand For For
Elect Director Dennis J.
Republic Bancorp, Inc. RBNC 760282103 4/26/2006 Annual 1.7 M Ibold For For
Elect Director John J.
Republic Bancorp, Inc. RBNC 760282103 4/26/2006 Annual 1.8 M Lennon For For
Elect Director Kelly E.
Republic Bancorp, Inc. RBNC 760282103 4/26/2006 Annual 1.9 M Miller For For
Elect Director Randolph
Republic Bancorp, Inc. RBNC 760282103 4/26/2006 Annual 1.1 M P. Piper For For
Elect Director Dr. Isaac
Republic Bancorp, Inc. RBNC 760282103 4/26/2006 Annual 1.11 M J. Powell For For
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Elect Director William C.
Republic Bancorp, Inc. RBNC 760282103 4/26/2006 Annual 1.12 M Rands III For For
Elect Director Dr.
Republic Bancorp, Inc. RBNC 760282103 4/26/2006 Annual 1.13 M Jeoffrey K. Stross For For
Elect Director Steven E.
Republic Bancorp, Inc. RBNC 760282103 4/26/2006 Annual 1.14 M Zack For For
Elect Director Stephen B.
SYMMETRY MEDICAL INC SMA 871546206 4/27/2006 Annual 1.1 M Oresman For For
Elect Director Frank
SYMMETRY MEDICAL INC SMA 871546206 4/27/2006 Annual 1.2 M Turner For For
Elect Director James S.
SYMMETRY MEDICAL INC SMA 871546206 4/27/2006 Annual 1.3 M Burns For For
SYMMETRY MEDICAL INC SMA 871546206 4/27/2006 Annual 2 M Ratify Auditors For For
Approve Nonqualified
Employee Stock Purchase
SYMMETRY MEDICAL INC SMA 871546206 4/27/2006 Annual 3 M Plan For For
Elect Director John G.
Unit Corporation UNT 909218109 5/3/2006 Annual 1.1 M Nikkel For For
Elect Director Gary R.
Unit Corporation UNT 909218109 5/3/2006 Annual 1.2 M Christopher For For
Elect Director Robert J.
Unit Corporation UNT 909218109 5/3/2006 Annual 1.3 M Sullivan, Jr. For For
Unit Corporation UNT 909218109 5/3/2006 Annual 2 M Ratify Auditors For For
Increase Authorized
Unit Corporation UNT 909218109 5/3/2006 Annual 3 M Common Stock For For
Increase Authorized
Unit Corporation UNT 909218109 5/3/2006 Annual 4 M Preferred Stock For Against
Unit Corporation UNT 909218109 5/3/2006 Annual 5 M Approve Omnibus Stock Plan For For
Sunstone Hotel Elect Director Robert A.
Investors, Inc. SHO 867892101 5/2/2006 Annual 1.1 M Alter For For
Sunstone Hotel Elect Director Lewis N.
Investors, Inc. SHO 867892101 5/2/2006 Annual 1.2 M Wolff For For
Sunstone Hotel Elect Director Z. Jamie
Investors, Inc. SHO 867892101 5/2/2006 Annual 1.3 M Behar For For
Sunstone Hotel Elect Director Anthony W.
Investors, Inc. SHO 867892101 5/2/2006 Annual 1.4 M Dona For For
Sunstone Hotel Elect Director Thomas A.
Investors, Inc. SHO 867892101 5/2/2006 Annual 1.5 M Lewis For For
Sunstone Hotel Elect Director Keith M.
Investors, Inc. SHO 867892101 5/2/2006 Annual 1.6 M Locker For For
Sunstone Hotel Elect Director Keith P.
Investors, Inc. SHO 867892101 5/2/2006 Annual 1.7 M Russell For For
Sunstone Hotel
Investors, Inc. SHO 867892101 5/2/2006 Annual 2 M Ratify Auditors For For
Elect Director Milton
Getty Realty Corp. GTY 374297109 5/16/2006 Annual 1.1 M Cooper For For
Elect Director Philip E.
Getty Realty Corp. GTY 374297109 5/16/2006 Annual 1.2 M Coviello For For
Elect Director Leo
Getty Realty Corp. GTY 374297109 5/16/2006 Annual 1.3 M Liebowitz For For
Elect Director Howard
Getty Realty Corp. GTY 374297109 5/16/2006 Annual 1.4 M Safenowitz For For
Elect Director Warren G.
Getty Realty Corp. GTY 374297109 5/16/2006 Annual 1.5 M Wintrub For For
Getty Realty Corp. GTY 374297109 5/16/2006 Annual 2 M Ratify Auditors For For
Getty Realty Corp. GTY 374297109 5/16/2006 Annual 3 M Other Business For Against
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Elect Director Robert C.
Post Properties, Inc. PPS 737464107 5/18/2006 Annual 1.1 M Goddard, III For For
Elect Director David P.
Post Properties, Inc. PPS 737464107 5/18/2006 Annual 1.2 M Stockert For For
Elect Director Herschel
Post Properties, Inc. PPS 737464107 5/18/2006 Annual 1.3 M M. Bloom For For
Elect Director Douglas
Post Properties, Inc. PPS 737464107 5/18/2006 Annual 1.4 M Crocker, II For For
Elect Director Walter M.
Post Properties, Inc. PPS 737464107 5/18/2006 Annual 1.5 M Deriso, Jr. For For
Elect Director Russell R.
Post Properties, Inc. PPS 737464107 5/18/2006 Annual 1.6 M French For For
Elect Director Nicholas
Post Properties, Inc. PPS 737464107 5/18/2006 Annual 1.7 M B. Paumgarten For For
Elect Director Charles E.
Post Properties, Inc. PPS 737464107 5/18/2006 Annual 1.8 M Rice For For
Elect Director Stella F.
Post Properties, Inc. PPS 737464107 5/18/2006 Annual 1.9 M Thayer For For
Elect Director Ronald de
Post Properties, Inc. PPS 737464107 5/18/2006 Annual 1.1 M Waal For For
Post Properties, Inc. PPS 737464107 5/18/2006 Annual 2 M Ratify Auditors For For
Require a Majority Vote
for the Election of
Post Properties, Inc. PPS 737464107 5/18/2006 Annual 3 S Directors Against For
Provident Bankshares Elect Director Pierce B.
Corp. PBKS 743859100 5/17/2006 Annual 1.1 M Dunn For For
Provident Bankshares Elect Director Mark K.
Corp. PBKS 743859100 5/17/2006 Annual 1.2 M Joseph For For
Provident Bankshares Elect Director Peter M.
Corp. PBKS 743859100 5/17/2006 Annual 1.3 M Martin For For
Provident Bankshares Elect Director Pamela J.
Corp. PBKS 743859100 5/17/2006 Annual 1.4 M Mazza For For
Provident Bankshares Elect Director Sheila K.
Corp. PBKS 743859100 5/17/2006 Annual 1.5 M Riggs For For
Provident Bankshares Elect Director Kevin G.
Corp. PBKS 743859100 5/17/2006 Annual 1.6 M Byrnes For For
Provident Bankshares Elect Director Donald E.
Corp. PBKS 743859100 5/17/2006 Annual 1.7 M Wilson For For
Provident Bankshares
Corp. PBKS 743859100 5/17/2006 Annual 2 M Ratify Auditors For For
Benchmark Electronics, Elect Director Donald E.
Inc. BHE 08160H101 5/10/2006 Annual 1.1 M Nigbor For For
Benchmark Electronics,
Inc. BHE 08160H101 5/10/2006 Annual 1.2 M Elect Director Cary T. Fu For For
Benchmark Electronics, Elect Director Steven A.
Inc. BHE 08160H101 5/10/2006 Annual 1.3 M Barton For For
Benchmark Electronics,
Inc. BHE 08160H101 5/10/2006 Annual 1.4 M Elect Director John W. Cox For For
Benchmark Electronics, Elect Director Peter G.
Inc. BHE 08160H101 5/10/2006 Annual 1.5 M Dorflinger For For
Benchmark Electronics, Elect Director Laura W.
Inc. BHE 08160H101 5/10/2006 Annual 1.6 M Lang For For
Benchmark Electronics, Elect Director Bernee
Inc. BHE 08160H101 5/10/2006 Annual 1.7 M D.L. Strom For For
Benchmark Electronics, Increase Authorized
Inc. BHE 08160H101 5/10/2006 Annual 2 M Common Stock For For
Benchmark Electronics,
Inc. BHE 08160H101 5/10/2006 Annual 3 M Ratify Auditors For For
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Heritage Property Elect Director Kenneth K.
Investment Trust Inc HTG 42725M107 5/12/2006 Annual 1.1 M Quigley, Jr. For For
Heritage Property Elect Director William M.
Investment Trust Inc HTG 42725M107 5/12/2006 Annual 1.2 M Vaughn III For For
Heritage Property Elect Director Ritchie E.
Investment Trust Inc HTG 42725M107 5/12/2006 Annual 1.3 M Reardon For For
Heritage Property Elect Director Robert J.
Investment Trust Inc HTG 42725M107 5/12/2006 Annual 1.4 M Watson For For
Elect Director Jerry S.
Hydril Company HYDL 448774109 5/16/2006 Annual 1.1 M Cox For For
Elect Director Roger
Hydril Company HYDL 448774109 5/16/2006 Annual 1.2 M Goodan For For
Elect Director Patrick T.
Hydril Company HYDL 448774109 5/16/2006 Annual 1.3 M Seaver For For
Hydril Company HYDL 448774109 5/16/2006 Annual 2 M Ratify Auditors For For
Elect Director Selim A.
The Middleby Corp. MIDD 596278101 5/12/2006 Annual 1.1 M Bassoul For For
Elect Director Robert B.
The Middleby Corp. MIDD 596278101 5/12/2006 Annual 1.2 M Lamb For For
Elect Director Ryan
The Middleby Corp. MIDD 596278101 5/12/2006 Annual 1.3 M Levenson For For
Elect Director John R.
The Middleby Corp. MIDD 596278101 5/12/2006 Annual 1.4 M Miller, III For For
Elect Director Gordon
The Middleby Corp. MIDD 596278101 5/12/2006 Annual 1.5 M O'Brien For For
Elect Director Philip G.
The Middleby Corp. MIDD 596278101 5/12/2006 Annual 1.6 M Putnam For For
Elect Director Sabin C.
The Middleby Corp. MIDD 596278101 5/12/2006 Annual 1.7 M Streeter For For
Elect Director Robert L.
The Middleby Corp. MIDD 596278101 5/12/2006 Annual 1.8 M Yohe For For
The Middleby Corp. MIDD 596278101 5/12/2006 Annual 2 M Ratify Auditors For For
Approve Executive
The Middleby Corp. MIDD 596278101 5/12/2006 Annual 3 M Incentive Bonus Plan For For
Elect Director Charles A.
Stifel Financial Corp. SF 860630102 5/9/2006 Annual 1.1 M Dill For For
Elect Director Richard F.
Stifel Financial Corp. SF 860630102 5/9/2006 Annual 1.2 M Ford For For
Elect Director Richard J.
Stifel Financial Corp. SF 860630102 5/9/2006 Annual 1.3 M Himelfarb For For
Elect Director James M.
Stifel Financial Corp. SF 860630102 5/9/2006 Annual 1.4 M Zemlyak For For
Stifel Financial Corp. SF 860630102 5/9/2006 Annual 2 M Ratify Auditors For For
Elect Director James F.
Foundation Coal Hldgs Inc FCL 35039W100 5/18/2006 Annual 1.1 M Roberts For For
Elect Director David I.
Foundation Coal Hldgs Inc FCL 35039W100 5/18/2006 Annual 1.2 M Foley For For
Elect Director Alex T.
Foundation Coal Hldgs Inc FCL 35039W100 5/18/2006 Annual 1.3 M Krueger For For
Elect Director P. Michael
Foundation Coal Hldgs Inc FCL 35039W100 5/18/2006 Annual 1.4 M Giftos For For
Elect Director Robert C.
Foundation Coal Hldgs Inc FCL 35039W100 5/18/2006 Annual 1.5 M Scharp For For
Elect Director William J.
Foundation Coal Hldgs Inc FCL 35039W100 5/18/2006 Annual 1.6 M Crowley, Jr. For For
Elect Director Joel
Foundation Coal Hldgs Inc FCL 35039W100 5/18/2006 Annual 1.7 M Richards, III For For
Elect Director Thomas V.
Foundation Coal Hldgs Inc FCL 35039W100 5/18/2006 Annual 1.8 M Shockley, III For For
Foundation Coal Hldgs Inc FCL 35039W100 5/18/2006 Annual 2 M Ratify Auditors For For
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Foundation Coal Hldgs Inc FCL 35039W100 5/18/2006 Annual 3 M Amend Articles/Bylaws For For
Foundation Coal Hldgs Inc FCL 35039W100 5/18/2006 Annual 4 M Other Business For Against
Lexington Corporate Elect Director E. Robert
Properties Trust LXP 529043101 5/23/2006 Annual 1.1 M Roskind For For
Lexington Corporate Elect Director Richard J.
Properties Trust LXP 529043101 5/23/2006 Annual 1.2 M Rouse For For
Lexington Corporate Elect Director T. Wilson
Properties Trust LXP 529043101 5/23/2006 Annual 1.3 M Eglin For For
Lexington Corporate Elect Director Geoffrey
Properties Trust LXP 529043101 5/23/2006 Annual 1.4 M Dohrmann For For
Lexington Corporate Elect Director Carl D.
Properties Trust LXP 529043101 5/23/2006 Annual 1.5 M Glickman For For
Lexington Corporate Elect Director James
Properties Trust LXP 529043101 5/23/2006 Annual 1.6 M Grosfeld For For
Lexington Corporate Elect Director Kevin W.
Properties Trust LXP 529043101 5/23/2006 Annual 1.7 M Lynch For For
Lexington Corporate Elect Director Stanley R.
Properties Trust LXP 529043101 5/23/2006 Annual 1.8 M Perla For For
Lexington Corporate Elect Director Seth M.
Properties Trust LXP 529043101 5/23/2006 Annual 1.9 M Zachary For For
Lexington Corporate
Properties Trust LXP 529043101 5/23/2006 Annual 2 M Ratify Auditors For For
Lexington Corporate
Properties Trust LXP 529043101 5/23/2006 Annual 3 M Other Business For Against
Amend
Articles/Bylaws/Charter
FreightCar America, Inc. RAIL 357023100 5/10/2006 Annual 1 M General Matters For For
Elect Director Robert N.
FreightCar America, Inc. RAIL 357023100 5/10/2006 Annual 2.1 M Tidball For For
Elect Director S. Carl
FreightCar America, Inc. RAIL 357023100 5/10/2006 Annual 2.2 M Soderstrom, Jr For For
Elect Director James D.
FreightCar America, Inc. RAIL 357023100 5/10/2006 Annual 2.3 M Cirar For Withhold
Elect Director Thomas M.
FreightCar America, Inc. RAIL 357023100 5/10/2006 Annual 2.4 M Fitzpatrick For For
Elect Director Thomas A.
FreightCar America, Inc. RAIL 357023100 5/10/2006 Annual 2.5 M Madden For For
FreightCar America, Inc. RAIL 357023100 5/10/2006 Annual 3 M Ratify Auditors For For
Washington Group
International Inc WGII 938862208 5/19/2006 Annual 1.1 M Elect Director John R. Alm For For
Washington Group Elect Director David H.
International Inc WGII 938862208 5/19/2006 Annual 1.2 M Batchelder For For
Washington Group Elect Director Michael R.
International Inc WGII 938862208 5/19/2006 Annual 1.3 M D'Appolonia For For
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Washington Group Elect Director C. Scott
International Inc WGII 938862208 5/19/2006 Annual 1.4 M Greer For For
Washington Group Elect Director Gail E.
International Inc WGII 938862208 5/19/2006 Annual 1.5 M Hamilton For For
Washington Group Elect Director Stephen G.
International Inc WGII 938862208 5/19/2006 Annual 1.6 M Hanks For For
Washington Group Elect Director William H.
International Inc WGII 938862208 5/19/2006 Annual 1.7 M Mallender For For
Washington Group Elect Director Michael P.
International Inc WGII 938862208 5/19/2006 Annual 1.8 M Monaco For For
Washington Group Elect Director Cordell
International Inc WGII 938862208 5/19/2006 Annual 1.9 M Reed For For
Washington Group Elect Director Dennis R.
International Inc WGII 938862208 5/19/2006 Annual 1.1 M Washington For For
Washington Group Elect Director Dennis K.
International Inc WGII 938862208 5/19/2006 Annual 1.11 M Williams For For
Washington Group
International Inc WGII 938862208 5/19/2006 Annual 2 M Ratify Auditors For For
Technical Olympic USA, Elect Director
Inc. TOA 878483106 5/19/2006 Annual 1.1 M Konstantinos Stengos For Withhold
Technical Olympic USA, Elect Director Antonio B.
Inc. TOA 878483106 5/19/2006 Annual 1.2 M Mon For Withhold
Technical Olympic USA, Elect Director Andreas
Inc. TOA 878483106 5/19/2006 Annual 1.3 M Stengos For Withhold
Technical Olympic USA, Elect Director George
Inc. TOA 878483106 5/19/2006 Annual 1.4 M Stengos For Withhold
Technical Olympic USA, Elect Director Marianna
Inc. TOA 878483106 5/19/2006 Annual 1.5 M Stengou For Withhold
Technical Olympic USA, Elect Director Larry D.
Inc. TOA 878483106 5/19/2006 Annual 1.6 M Horner For For
Technical Olympic USA, Elect Director William A.
Inc. TOA 878483106 5/19/2006 Annual 1.7 M Hasler For Withhold
Technical Olympic USA, Elect Director Michael J.
Inc. TOA 878483106 5/19/2006 Annual 1.8 M Poulos For For
Technical Olympic USA, Elect Director Susan B.
Inc. TOA 878483106 5/19/2006 Annual 1.9 M Parks For For
Technical Olympic USA, Elect Director J. Bryan
Inc. TOA 878483106 5/19/2006 Annual 1.1 M Whitworth For For
Technical Olympic USA, Elect Director Tommy L.
Inc. TOA 878483106 5/19/2006 Annual 1.11 M Mcaden For Withhold
Technical Olympic USA,
Inc. TOA 878483106 5/19/2006 Annual 2 M Amend Omnibus Stock Plan For For
Elect Director Larry G.
STATE NATL BANCSHARES INC SNBI 857124101 5/24/2006 Annual 1.1 M Autrey For For
Elect Director Rick J.
STATE NATL BANCSHARES INC SNBI 857124101 5/24/2006 Annual 1.2 M Calhoon For For
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Elect Director James A.
STATE NATL BANCSHARES INC SNBI 857124101 5/24/2006 Annual 1.3 M Cardwell For For
Elect Director Don E.
STATE NATL BANCSHARES INC SNBI 857124101 5/24/2006 Annual 1.4 M Cosby For Withhold
Elect Director Gary J.
STATE NATL BANCSHARES INC SNBI 857124101 5/24/2006 Annual 1.5 M Fletcher For For
Elect Director Mark G.
STATE NATL BANCSHARES INC SNBI 857124101 5/24/2006 Annual 1.6 M Merlo For For
Elect Director H. Gil
STATE NATL BANCSHARES INC SNBI 857124101 5/24/2006 Annual 1.7 M Moutray For For
Elect Director Tom C.
STATE NATL BANCSHARES INC SNBI 857124101 5/24/2006 Annual 1.8 M Nichols For For
Elect Director Ben
STATE NATL BANCSHARES INC SNBI 857124101 5/24/2006 Annual 1.9 M Stribling For For
Elect Director Lucinda
STATE NATL BANCSHARES INC SNBI 857124101 5/24/2006 Annual 1.1 M Vargas For For
Elect Director F. James
STATE NATL BANCSHARES INC SNBI 857124101 5/24/2006 Annual 1.11 M Volk For For
Elect Director H. Jesse
URS Corp. URS 903236107 5/25/2006 Annual 1.1 M Arnelle For For
Elect Director Betsy J.
URS Corp. URS 903236107 5/25/2006 Annual 1.2 M Bernard For For
Elect Director Armen Der
URS Corp. URS 903236107 5/25/2006 Annual 1.3 M Marderosian For For
Elect Director Mickey P.
URS Corp. URS 903236107 5/25/2006 Annual 1.4 M Foret For For
Elect Director Martin M.
URS Corp. URS 903236107 5/25/2006 Annual 1.5 M Koffel For For
Elect Director Joseph W.
URS Corp. URS 903236107 5/25/2006 Annual 1.6 M Ralston For For
Elect Director John D.
URS Corp. URS 903236107 5/25/2006 Annual 1.7 M Roach For For
Elect Director William D.
URS Corp. URS 903236107 5/25/2006 Annual 1.8 M Walsh For For
URS Corp. URS 903236107 5/25/2006 Annual 2 M Amend Omnibus Stock Plan For For
Require a Majority Vote
for the Election of
URS Corp. URS 903236107 5/25/2006 Annual 3 S Directors Against For
Elect Director Keith R.
Titanium Metals Corp. TIE 888339207 5/23/2006 Annual 1.1 M Coogan For For
Elect Director Norman N.
Titanium Metals Corp. TIE 888339207 5/23/2006 Annual 1.2 M Green For For
Elect Director Glenn R.
Titanium Metals Corp. TIE 888339207 5/23/2006 Annual 1.3 M Simmons For Withhold
Elect Director Harold C.
Titanium Metals Corp. TIE 888339207 5/23/2006 Annual 1.4 M Simmons For Withhold
Elect Director Thomas P.
Titanium Metals Corp. TIE 888339207 5/23/2006 Annual 1.5 M Stafford For For
Elect Director Steven L.
Titanium Metals Corp. TIE 888339207 5/23/2006 Annual 1.6 M Watson For Withhold
Elect Director Paul J.
Titanium Metals Corp. TIE 888339207 5/23/2006 Annual 1.7 M Zucconi For For
Elect Director Dr. E.
ARLINGTON TANKERS LTD ATB G04899103 6/12/2006 Annual 1.1 M Grant Gibbons For For
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
THE APPROVAL OF
AMENDMENTS TO OUR
BYE-LAWS TO ALLOW THE
NUMBER OF DIRECTORS TO BE
DETERMINED BY OUR BOARD
OF DIRECTORS AND FOR THE
QUORUM TO BE A MAJORITY
ARLINGTON TANKERS LTD ATB G04899103 6/12/2006 Annual 2 M OF THE DIRECTORS. For For
APPOINTMENT OF MOORE
STEPHENS P.C. AS
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING
DECEMBER 31, 2006 AND THE
AUTHORIZATION OF THE
BOARD OF DIRECTORS,
ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE
THE INDEPENDENT
ARLINGTON TANKERS LTD ATB G04899103 6/12/2006 Annual 3 M REGISTERED PUBL For For
Elect Director Arthur L.
Calamos Asset Mgmt Inc CLMS 12811R104 6/1/2006 Annual 1.1 M Knight For For
Elect Director G.
Calamos Asset Mgmt Inc CLMS 12811R104 6/1/2006 Annual 1.2 M Bradford Bulkley For For
Elect Director Richard W.
Calamos Asset Mgmt Inc CLMS 12811R104 6/1/2006 Annual 1.3 M Gilbert For For
Calamos Asset Mgmt Inc CLMS 12811R104 6/1/2006 Annual 2 M Ratify Auditors For For
Elect Director John K.
Horizon Lines Inc HRZ 44044K101 6/5/2006 Annual 1.1 M Castle For For
Elect Director Ernie L.
Horizon Lines Inc HRZ 44044K101 6/5/2006 Annual 1.2 M Danner For For
Elect Director James G.
Horizon Lines Inc HRZ 44044K101 6/5/2006 Annual 1.3 M Cameron For For
Horizon Lines Inc HRZ 44044K101 6/5/2006 Annual 2 M Ratify Auditors For For
Orient Express Hotels, Elect Director John D.
Inc. OEH G67743107 6/5/2006 Annual 1.1 M Campbell For For
Orient Express Hotels, Elect Director James B.
Inc. OEH G67743107 6/5/2006 Annual 1.2 M Hurlock For For
Orient Express Hotels, Elect Director Prudence
Inc. OEH G67743107 6/5/2006 Annual 1.3 M M. Leith For For
Orient Express Hotels, Elect Director J. Robert
Inc. OEH G67743107 6/5/2006 Annual 1.4 M Lovejoy For For
Orient Express Hotels, Elect Director Georg R.
Inc. OEH G67743107 6/5/2006 Annual 1.5 M Rafael For For
Orient Express Hotels, Elect Director James B.
Inc. OEH G67743107 6/5/2006 Annual 1.6 M Sherwood For For
Orient Express Hotels, Elect Director Simon
Inc. OEH G67743107 6/5/2006 Annual 1.7 M M.C. Sherwood For For
AMENDMENTS TO THE COMPANY
S BYE-LAWS TO PERMIT
DELIVERY OF NOTICES AND
OTHER DOCUMENTS BY
POSTING THEM ON THE
COMPANY S WEBSITE AND
NOTICES OF ITS GENERAL
MEETINGS TO BE GIVEN
Orient Express Hotels, THROUGH THE COMPANY S
Inc. OEH G67743107 6/5/2006 Annual 2 M WEBSITE OR BY MAIL. For For
Orient Express Hotels,
Inc. OEH G67743107 6/5/2006 Annual 3 M Ratify Auditors For For
Elect Director Robert F.
Maguire Properties, Inc. MPG 559775101 6/6/2006 Annual 1.1 M Maguire, III For For
Elect Director Lawrence
Maguire Properties, Inc. MPG 559775101 6/6/2006 Annual 1.2 M S. Kaplan For For
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Elect Director Caroline
Maguire Properties, Inc. MPG 559775101 6/6/2006 Annual 1.3 M S. McBride For For
Elect Director Andrea L.
Maguire Properties, Inc. MPG 559775101 6/6/2006 Annual 1.4 M Van de Kamp For For
Elect Director Walter L.
Maguire Properties, Inc. MPG 559775101 6/6/2006 Annual 1.5 M Weisman For For
Elect Director Lewis N.
Maguire Properties, Inc. MPG 559775101 6/6/2006 Annual 1.6 M Wolff For For
Maguire Properties, Inc. MPG 559775101 6/6/2006 Annual 2 M Ratify Auditors For For
ManTech International Elect Director George J.
Corporation MANT 564563104 6/6/2006 Annual 1.1 M Pedersen For For
ManTech International Elect Director Richard L.
Corporation MANT 564563104 6/6/2006 Annual 1.2 M Armitage For For
ManTech International Elect Director Barry G.
Corporation MANT 564563104 6/6/2006 Annual 1.3 M Campbell For For
ManTech International Elect Director Robert A.
Corporation MANT 564563104 6/6/2006 Annual 1.4 M Coleman For For
ManTech International Elect Director Walter R.
Corporation MANT 564563104 6/6/2006 Annual 1.5 M Fatzinger, Jr. For For
ManTech International Elect Director David E.
Corporation MANT 564563104 6/6/2006 Annual 1.6 M Jeremiah For For
ManTech International Elect Director Richard J.
Corporation MANT 564563104 6/6/2006 Annual 1.7 M Kerr For For
ManTech International Elect Director Stephen W.
Corporation MANT 564563104 6/6/2006 Annual 1.8 M Porter For Withhold
ManTech International Elect Director Paul G.
Corporation MANT 564563104 6/6/2006 Annual 1.9 M Stern For For
ManTech International
Corporation MANT 564563104 6/6/2006 Annual 2 M Approve Omnibus Stock Plan For Against
ManTech International
Corporation MANT 564563104 6/6/2006 Annual 3 M Ratify Auditors For For
Elect Director David A.B.
Layne Christensen Co. LAYN 521050104 6/8/2006 Annual 1.1 M Brown For Withhold
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Elect Director Jeffrey J.
Layne Christensen Co. LAYN 521050104 6/8/2006 Annual 1.2 M Reynolds For Withhold
Layne Christensen Co. LAYN 521050104 6/8/2006 Annual 2 M Approve Omnibus Stock Plan For For
Declassify the Board of
Layne Christensen Co. LAYN 521050104 6/8/2006 Annual 3 M Directors None For
Layne Christensen Co. LAYN 521050104 6/8/2006 Annual 4 M Ratify Auditors For For
General Communication, Elect Director Stephen M.
Inc. GNCMA 369385109 6/26/2006 Annual 1.1 M Brett For For
General Communication, Elect Director Ronald A.
Inc. GNCMA 369385109 6/26/2006 Annual 1.2 M Duncan For For
General Communication, Elect Director Stephen R.
Inc. GNCMA 369385109 6/26/2006 Annual 1.3 M Mooney For Withhold
General Communication, Elect Director Scott M.
Inc. GNCMA 369385109 6/26/2006 Annual 1.4 M Fisher For For
Elect Director Charles A.
SI Intl Inc SINT 78427V102 6/28/2006 Annual 1.1 M Bowsher For For
Elect Director Walter J.
SI Intl Inc SINT 78427V102 6/28/2006 Annual 1.2 M Culver For For
Elect Director Dennis J.
SI Intl Inc SINT 78427V102 6/28/2006 Annual 1.3 M Reimer For For
Elect Director Edward
SI Intl Inc SINT 78427V102 6/28/2006 Annual 1.4 M Sproat For For
SI Intl Inc SINT 78427V102 6/28/2006 Annual 2 M Ratify Auditors For For
Children's Place Retail Elect Director Malcolm
Stores, Inc. (The) PLCE 168905107 6/22/2006 Annual 1.1 M Elvey For For
Children's Place Retail Elect Director Sally
Stores, Inc. (The) PLCE 168905107 6/22/2006 Annual 1.2 M Frame Kasaks For For
Children's Place Retail
Stores, Inc. (The) PLCE 168905107 6/22/2006 Annual 2 M Ratify Auditors For For
Children's Place Retail Approve Executive
Stores, Inc. (The) PLCE 168905107 6/22/2006 Annual 3 M Incentive Bonus Plan For For
Windstream Corp. WIN 920255106 6/27/2006 Annual 1 M Approve Merger Agreement For For
Increase Authorized
Windstream Corp. WIN 920255106 6/27/2006 Annual 2 M Common Stock For For
Issue Shares in
Connection with an
Windstream Corp. WIN 920255106 6/27/2006 Annual 3 M Acquisition For For
Windstream Corp. WIN 920255106 6/27/2006 Annual 4 M Approve Omnibus Stock Plan For For
Elect Director John J.
Windstream Corp. WIN 920255106 6/27/2006 Annual 5.1 M Mueller For For
Elect Director Anthony J.
Windstream Corp. WIN 920255106 6/27/2006 Annual 5.2 M De Nicola For For
Elect Director Kenneth R.
Windstream Corp. WIN 920255106 6/27/2006 Annual 5.3 M Cole For For
Elect Director Sanjay
Windstream Corp. WIN 920255106 6/27/2006 Annual 5.4 M Swani For Withhold
Elect Director Norman W.
Windstream Corp. WIN 920255106 6/27/2006 Annual 5.5 M Alpert For For
Elect Director Stephen B.
Windstream Corp. WIN 920255106 6/27/2006 Annual 5.6 M Brodeur For Withhold
Elect Director Michael
Windstream Corp. WIN 920255106 6/27/2006 Annual 5.7 M Donovan For For
Elect Director Edward
Windstream Corp. WIN 920255106 6/27/2006 Annual 5.8 M Lujan For Withhold
Elect Director M. Ann
Windstream Corp. WIN 920255106 6/27/2006 Annual 5.9 M Padilla For Withhold
THE WESTWOOD FUNDS
THE WESTWOOD SMALLCAP EQUITY FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM M OR
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER S ITEM DESC MGT REC VOTE VOTE CAST
Elect Director Federico
Windstream Corp. WIN 920255106 6/27/2006 Annual 5.1 M Pena For For
Elect Director Edward J.
Windstream Corp. WIN 920255106 6/27/2006 Annual 5.11 M Heffernan For Withhold
Windstream Corp. WIN 920255106 6/27/2006 Annual 6 M Ratify Auditors For Against
Windstream Corp. WIN 920255106 6/27/2006 Annual 7 M Adjourn Meeting For Against
Elect Director Carl L.
CKE Restaurants, Inc. CKR 1.26E+109 6/27/2006 Annual 1.1 M Karcher For For
Elect Director Jerold H.
CKE Restaurants, Inc. CKR 1.26E+109 6/27/2006 Annual 1.2 M Rubinstein For For
Elect Director Daniel E.
CKE Restaurants, Inc. CKR 1.26E+109 6/27/2006 Annual 1.3 M Ponder, Jr. For For
Remington Oil & Gas Corp. 759594302 6/29/2006 Special 1 M Approve Merger Agreement For For
Remington Oil & Gas Corp. 759594302 6/29/2006 Special 2 M Adjourn Meeting For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CROWN MEDIA HOLDINGS, INC. CRWNE Annual Meeting Date: 07/11/2005
Issuer: 228411 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT A. HALMI, JR. Management For For
DAVID J. EVANS Management For For
WILFORD V. BANE, JR. Management For For
ARNOLD L. CHAVKIN Management For For
GLENN CURTIS Management For For
ROBERT J. DRUTEN Management For For
BRIAN E. GARDNER Management For For
HERBERT A. GRANATH Management For For
DAVID E. HALL Management For For
DONALD J. HALL, JR. Management For For
IRVINE O. HOCKADAY, JR. Management For For
ANIL JAGTIANI Management For For
PETER A. LUND Management For For
JOHN P. MASCOTTE Management For For
DEANNE R. STEDEM Management For For
02 RATIFICATION OF AMENDMENT TO THE AMENDED AND Management For For
RESTATED CROWN MEDIA HOLDINGS, INC. 2000 LONG
TERM INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
HARTVILLE GROUP, INC. HTVL Annual Meeting Date: 07/15/2005
Issuer: 417287 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHEL AMSALEM Management For For
NICHOLAS J. LEIGHTON Management For For
DR. ALAN J. KAUFMAN Management For For
DR. TOMAS NEUZIL Management For For
ROGER A. KIMMEL, JR. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
DENNIS C. RUSHOVICH Management For For
02 RATIFICATION OF SELECTION OF BDO SEIDMAN LLP, Management For For
AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR 2005.
- ------------------------------------------------------------------------------------------------------------------------------------
BKF CAPITAL GROUP, INC. BKF Contested Annual Meeting Date: 07/21/2005
Issuer: 05548G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE THE CLASSIFIED BOARD OF DIRECTORS.
01 DIRECTOR Management
J. BARTON GOODWIN Witheld Against
JOHN A. LEVIN For For
BURTON MALKIEL Witheld Against
03 TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENTS
FOR FUNDAMENTAL TRANSACTIONS.
04 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY.
05 TO APPROVE A STOCKHOLDER PROPOSAL REQUESTING Shareholder Abstain Against
THE ENGAGEMENT OF AN INVESTMENT BANKING FIRM
TO PURSUE A SALE OF THE COMPANY. For For
06 TO APPROVE A STOCKHOLDER PROPOSAL REQUESTING Shareholder
THE DECLASSIFICATION OF THE BOARD OF DIRECTORS.
07 TO APPROVE A STOCKHOLDER PROPOSAL RELATING TO Shareholder For For
THE COMPANY S STOCKHOLDER RIGHTS PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
TRANSPRO, INC. TPR Annual Meeting Date: 07/22/2005
Issuer: 893885 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
04 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER Management For For
AMONG TRANSPRO, MODINE MANUFACTURING COMPANY
AND MODINE AFTERMARKET HOLDINGS, INC.
03 APPROVAL OF THE TRANSPRO, INC. EQUITY INCENTIVE Management For For
PLAN.
02 APPOINTMENT OF BDO SEIDMAN, LLP AS TRANSPRO S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
01 DIRECTOR Management For
BARRY R. BANDUCCI Management For For
WILLIAM J. ABRAHAM, JR. Management For For
PHILIP WM. COLBURN Management For For
CHARLES E. JOHNSON Management For For
PAUL R. LEDERER Management For For
SHARON M. OSTER Management For For
F. ALAN SMITH Management For For
06 APPROVAL OF THE INCREASE IN THE NUMBER OF AUTHORIZED Management For For
COMMON SHARES TO 47.5 MILLION.
05 APPROVAL OF ANY MOTION TO ADJOURN THE ANNUAL Management For For
MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
REGENERATION TECHNOLOGIES, INC. RTIX Annual Meeting Date: 07/26/2005
Issuer: 75886N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PETER F. GEAREN Management For For
MICHAEL J. ODRICH Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CITADEL SECURITY SOFTWARE INC. CDSS Annual Meeting Date: 07/27/2005
Issuer: 17288Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
06 RATIFICATION OF APPOINTMENT OF KBA GROUP LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT FISCAL YEAR.
05 APPROVAL OF THE ISSUANCE OF THE COMMON STOCK Management For For
ISSUABLE UPON CONVERSION OF THE SERIES A CONVERTIBLE
PREFERRED STOCK AND WARRANTS TO PURCHASE COMMON
STOCK ISSUED IN CONNECTION WITH THE SERIES A
CONVERTIBLE PREFERRED STOCK (AND THE WARRANTS
ISSUED IN EXCHANGE FOR SUCH WARRANTS) IN AN AMOUNT
THAT COULD POTENTIALLY BE 20% OR MORE OF OUR
COMMON STOCK OUTSTANDING.
04 APPROVAL OF THE PRIVATE PLACEMENT AND THE ISSUANCE Management For For
OF THE SERIES B CONVERTIBLE PREFERRED STOCK,
WARRANTS TO PURCHASE COMMON STOCK AND THE SHARES
OF COMMON STOCK ISSUABLE UPON CONVERSION OF THE
SERIES B CONVERTIBLE PREFERRED STOCK AND WARRANTS
TO PURCHASE COMMON STOCK IN AN AMOUNT THAT COULD
POTENTIALLY BE 20% OR MORE OF OUR COMMON STOCK
OUTSTANDING.
03 APPROVAL OF AMENDMENTS TO CERTIFICATE OF DESIGNATIONS, Management For For
RIGHTS AND PREFERENCES OF SERIES A CONVERTIBLE
PREFERRED STOCK TO REDUCE THE CONVERSION PRICE
OF THE SERIES A CONVERTIBLE PREFERRED STOCK FROM
$5.00 TO $3.00 AND TO REMOVE THE DIVIDEND PREFERENCE
OF THE SERIES A CONVERTIBLE PREFERRED STOCK.
02 APPROVAL OF AMENDMENT OF THE COMPANY S AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 50,000,000 TO 100,000,000.
01 DIRECTOR Management For
CHRIS A. ECONOMOU Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PALM HARBOR HOMES, INC. PHHM Annual Meeting Date: 07/27/2005
Issuer: 696639 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LARRY H. KEENER Management For For
LEE POSEY Management For For
JERRY D. MALLONEE Management For For
FREDERICK R. MEYER Management For For
WALTER D. ROSENBERG, JR Management For For
A. GARY SHILLING Management For For
WILLIAM R. THOMAS Management For For
W. CHRISTOPHER WELLBORN Management For For
JOHN H. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING MARCH 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
ZORAN CORPORATION ZRAN Annual Meeting Date: 07/29/2005
Issuer: 98975F ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LEVY GERZBERG, PH.D. Management For For
UZIA GALIL Management For For
RAYMOND A. BURGESS Management For For
JAMES D. MEINDL Management For For
JAMES B. OWENS, JR. Management For For
DAVID RYNNE Management For For
ARTHUR B. STABENOW Management For For
PHILIP M. YOUNG Management For For
02 TO APPROVE ADOPTION OF OUR 2005 EQUITY INCENTIVE Management Against Against
PLAN TO REPLACE OUR 1993 STOCK OPTION PLAN AND
OUR 2000 NONSTATUTORY STOCK OPTION PLAN.
03 TO APPROVE A PROPOSED EXCHANGE OF OUTSTANDING Management For For
STOCK OPTIONS HAVING EXERCISE PRICES GREATER
THAN $17.00 PER SHARE FOR A LESSER NUMBER OF
RESTRICTED STOCK UNITS TO BE GRANTED UNDER THE
2005 EQUITY INCENTIVE PLAN.
04 TO APPROVE ADOPTION OF OUR 2005 OUTSIDE DIRECTORS Management Against Against
EQUITY PLAN TO REPLACE OUR 1995 OUTSIDE DIRECTORS
STOCK OPTION PLAN.
05 TO APPROVE AN AMENDMENT OF OUR 1995 EMPLOYEE Management For For
STOCK PURCHASE PLAN TO AUTHORIZE THE SALE OF
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
AN ADDITIONAL 1,500,000 SHARES.
06 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
- ------------------------------------------------------------------------------------------------------------------------------------
CHOLESTECH CORPORATION CTEC Annual Meeting Date: 08/17/2005
Issuer: 170393 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
03 PROPOSAL TO AMEND OUR 2000 STOCK INCENTIVE PROGRAM Management Against Against
TO INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER
BY 300,000 SHARES, AND TO APPROVE THE MATERIAL
TERMS OF THE 2000 STOCK INCENTIVE PROGRAM FOR
PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2006.
01 DIRECTOR Management For
MICHAEL D. CASEY Management For For
JOHN L. CASTELLO Management For For
ELIZABETH H. DAVILA Management For For
STUART HEAP Management For For
JOHN H. LANDON Management For For
WARREN E. PINCKERT II Management For For
LARRY Y. WILSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED WATER CO. LTD. CWCO Annual Meeting Date: 08/17/2005
Issuer: G23773 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CARSON K. EBANKS Management For For
RICHARD L. FINLAY Management For For
CLARENCE B. FLOWERS, JR Management For For
FREDERICK W. MCTAGGART Management For For
JEFFREY M. PARKER Management For For
02 TO APPROVE THE AMENDMENT TO THE COMPANY S EMPLOYEE Management For For
SHARE INCENTIVE PLAN.
03 TO APPROVE THE ISSUANCE OF ORDINARY SHARES TO Management For For
MESSRS. CROWLEY, GREGORY MCTAGGART, MORRISON,
PEREIRA AND SANTHA, AS ALL OR PART OF THEIR ANNUAL
BONUSES, IF EARNED, IN ACCORDANCE WITH THEIR
RESPECTIVE EMPLOYMENT AGREEMENTS.
04 TO APPROVE THE GRANT OF DISCRETIONARY AUTHORITY Management For For
TO JEFFREY M. PARKER AND FREDERICK W. MCTAGGART,
AS PROXIES, TO ALTER THE COMPANY S MEMORANDUM
OF ASSOCIATION TO SUBDIVIDE THE ORDINARY SHARES
AND REDEEMABLE PREFERENCE SHARES FROM CI$1.00
PAR VALUE TO CI$0.50 PAR VALUE.
05 TO ELECT KPMG AS THE INDEPENDENT ACCOUNTANTS Management For For
FOR FISCAL YEAR ENDING DECEMBER 31, 2005.
- ------------------------------------------------------------------------------------------------------------------------------------
MATERIAL SCIENCES CORPORATION MSC Annual Meeting Date: 08/18/2005
Issuer: 576674 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
04 AUTHORIZE PROXIES TO VOTE UPON SUCH OTHER BUSINESS Management For For
AS MAY PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING FEBRUARY 28, 2006.
02 TO APPROVE THE 2005 LONG-TERM INCENTIVE PLAN. Management For For
01 DIRECTOR Management For
AVRUM GRAY Management For For
FRANK L. HOHMANN III Management For For
DR. RONALD A. MITSCH Management For For
JOHN P. REILLY Management For For
JOHN D. ROACH Management For For
CURTIS G. SOLSVIG III Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
RONALD L. STEWART Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS NELSON, INC. TNM Annual Meeting Date: 08/18/2005
Issuer: 640376 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BROWNLEE O. CURREY, JR. Management For For
W. LIPSCOMB DAVIS, JR. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SUNWEST BANK SWBC Annual Meeting Date: 08/23/2005
Issuer: 86789K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
TARA O. BALFOUR Management For For
SERGIO D. BECHARA Management For For
IRVING R. BEIMLER Management For For
MICHAEL A. COHEN Management For For
KAREN D. CONLON Management For For
ERIC D. HOVDE Management For For
RUSSELL E. WERTZ Management For For
STEVEN P. WILLIAMS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CALIFORNIA MICRO DEVICES CORPORATION CAMD Annual Meeting Date: 08/25/2005
Issuer: 130439 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT V. DICKINSON Management For For
WADE F. MEYERCORD Management For For
DR. EDWARD C. ROSS Management For For
DR. DAVID W. SEAR Management For For
DR. JOHN L. SPRAGUE Management For For
DAVID L. WITTROCK Management For For
04 PROPOSAL TO AMEND THE 1995 EMPLOYEE STOCK PURCHASE Management For For
PLAN TO INCREASE THE TOTAL NUMBER OF SHARES RESERVED
FOR ISSUANCE THEREUNDER BY 50,000 SHARES FROM
1,290,000 SHARES TO 1,340,000 SHARES.
03 PROPOSAL TO AMEND THE 2004 OMNIBUS INCENTIVE Management Against Against
COMPENSATION PLAN TO INCREASE THE TOTAL NUMBER
OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY
1,030,000 SHARES FROM 1,633,976 SHARES TO 2,663,976
SHARES.
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH
31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
CNS, INC. CNXS Annual Meeting Date: 08/30/2005
Issuer: 126136 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS.
02 APPROVAL OF AMENDMENTS TO THE CNS, INC. 2000 Management Against Against
STOCK OPTION PLAN AS DESCRIBED IN THE ATTACHED
PROXY STATEMENT, INCLUDING AN AMENDMENT TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
BY 1,200,000.
01 DIRECTOR Management For
DANIEL E. COHEN Management For For
KAREN T. BECKWITH Management For For
PATRICK DELANEY Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
ANDREW J. GREENSHIELDS Management For For
H. ROBERT HAWTHORNE Management For For
MARTI MORFITT Management For For
RICHARD PERKINS Management For For
MORRIS J. SIEGEL Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
OUTDOOR CHANNEL HOLDINGS, INC. OUTD Annual Meeting Date: 08/30/2005
Issuer: 690027 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JERRY R. BERGLUND Management For For
RAY V. MILLER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
STRATOS INTERNATIONAL, INC. STLW Annual Meeting Date: 09/13/2005
Issuer: 863100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
REGINALD W. BARRETT Management For For
KENNE P. BRISTOL Management For For
PHILLIP A. HARRIS Management For For
DAVID Y. HOWE Management For For
CHARLES D. NELSEN Management For For
EDWARD J. O'CONNELL Management For For
NEWELL V. STARKS Management For For
02 AMENDMENT TO STRATOS RESTATED CERTIFICATE OF Management For For
INCORPORATION TO REDUCE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 100,000,000 TO 20,000,000.
03 AMENDMENT TO STRATOS RESTATED CERTIFICATE OF Management For For
INCORPORATION TO REDUCE THE NUMBER OF AUTHORIZED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
SHARES OF PREFERRED STOCK FROM 5,000,000 TO 1,000,000.
04 AMENDMENT TO THE STRATOS LIGHTWAVE, INC 2003 Management Against Against
STOCK PLAN TO INCREASE THE NUMBER OF SHARES RESERVED
FOR ISSUANCE UNDER THE PLAN BY 1,330,000 SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
NATHAN'S FAMOUS, INC. NATH Annual Meeting Date: 09/15/2005
Issuer: 632347 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT J. EIDE Management For For
ERIC GATOFF Management For For
BRIAN S. GENSON Management For For
BARRY LEISTNER Management For For
HOWARD M. LORBER Management For For
WAYNE NORBITZ Management For For
DONALD L. PERLYN Management For For
A.F. PETROCELLI Management For For
CHARLES RAICH Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CAPSTONE TURBINE CORPORATION CPST Annual Meeting Date: 09/16/2005
Issuer: 14067D ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ELIOT G. PROTSCH Management For For
RICHARD DONNELLY Management For For
JOHN JAGGERS Management For For
NOAM LOTAN Management For For
DENNIS SCHIFFEL Management For For
JOHN TUCKER Management For For
GARY SIMON Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
DANIELSON HOLDING CORPORATION DHC Annual Meeting Date: 09/19/2005
Issuer: 236274 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
2005 FISCAL YEAR.
04 TO APPROVE THE AMENDMENT TO THE DANIELSON HOLDING Management For For
CORPORATION EQUITY AWARD PLAN FOR EMPLOYEES AND
OFFICERS TO INCREASE THE NUMBER OF SHARES OF
THE COMPANY S COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER FROM 4,000,000 TO 6,000,000 SHARES.
03 TO APPROVE THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For
OF INCORPORATION, TO CHANGE THE COMPANY S NAME
TO COVANTA HOLDING CORPORATION.
02 TO APPROVE THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For
OF INCORPORATION, TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF THE COMPANY S COMMON STOCK FROM 150,000,000
SHARES TO 250,000,000 SHARES.
01 DIRECTOR Management For
DAVID M. BARSE Management For For
RONALD J. BROGLIO Management For For
PETER C.B. BYNOE Management For For
RICHARD L. HUBER Management For For
ANTHONY J. ORLANDO Management For For
WILLIAM C. PATE Management For For
ROBERT SILBERMAN Management For For
JEAN SMITH Management For For
JOSEPH P. SULLIVAN Management For For
CLAYTON YEUTTER Management For For
SAMUEL ZELL Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GERBER SCIENTIFIC, INC. GRB Annual Meeting Date: 09/21/2005
Issuer: 373730 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DONALD P. AIKEN Management For For
MARC T. GILES Management For For
EDWARD G. JEPSEN Management For For
RANDALL D. LEDFORD Management For For
JOHN R. LORD Management For For
CAROLE F. ST. MARK Management For For
A. ROBERT TOWBIN Management For For
W. JERRY VEREEN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SKYLINE CORPORATION SKY Annual Meeting Date: 09/26/2005
Issuer: 830830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ARTHUR J. DECIO Management For For
THOMAS G. DERANEK Management For For
JERRY HAMMES Management For For
RONALD F. KLOSKA Management For For
WILLIAM H. LAWSON Management For For
DAVID T. LINK Management For For
ANDREW J. MCKENNA Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
KAMAN CORPORATION KAMN Special Meeting Date: 10/11/2005
Issuer: 483548 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT AN AMENDMENT TO KAMAN CORPORATION Management For For
S CERTIFICATE OF INCORPORATION WHEREBY EACH SHARE
OF CLASS A NONVOTING COMMON STOCK WILL BE REDESIGNATED
AS ONE SHARE OF COMMON STOCK , AND TO APPROVE
AND ADOPT AN AMENDMENT WHEREBY EACH SHARE OF
CLASS B VOTING COMMON STOCK WILL BE RECLASSIFIED
INTO 3.58 SHARES OF COMMON STOCK, AS DESCRIBED
IN THE STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
THE L.S. STARRETT COMPANY SCX Annual Meeting Date: 10/12/2005
Issuer: 855668 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RALPH G. LAWRENCE Management For For
ANTONY MCLAUGHLIN Management For For
STEPHEN F. WALSH Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
MGP INGREDIENTS, INC. MGPI Annual Meeting Date: 10/13/2005
Issuer: 55302G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GARY GRADINGER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NEOGEN CORPORATION NEOG Annual Meeting Date: 10/13/2005
Issuer: 640491 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES L. HERBERT Management For For
G. BRUCE PAPESH Management For For
THOMAS H. REED Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC. NPK Annual Meeting Date: 10/18/2005
Issuer: 637215 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES F. BARTL Management For For
JOSEPH G. STIENESSEN Management For For
02 PROPOSAL TO AMEND ARTICLE 6 (A) OF THE RESTATED Management For For
ARTICLES OF INCORPORATION.
- ------------------------------------------------------------------------------------------------------------------------------------
HOMASOTE COMPANY HMTC Annual Meeting Date: 10/24/2005
Issuer: 436866 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSEPH A. BRONSARD Management For For
MICHAEL R. FLICKER Management For For
WARREN L. FLICKER Management For For
IRENE T. GRAHAM Management For For
PETER N. OUTERBRIDGE Management For For
JAMES M. REISER Management For For
CHARLES A. SABINO Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
NORMAN SHARLIN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
HARBOR GLOBAL COMPANY LTD. HRBGF Annual Meeting Date: 10/25/2005
Issuer: G4285W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN F. COGAN, JR. Management For For
JOHN D. CURTIN JR. Management For For
W. REID SANDERS Management For For
JOHN H. VALENTINE Management For For
02 A PROPOSAL TO APPROVE THE FOLLOWING RESOLUTION: Management For For
RESOLVED, THAT PRICEWATERHOUSECOOPERS LLP BE
AND HEREBY IS APPOINTED AS THE COMPANY S INDEPENDENT
REGISTERED ACCOUNTING FIRM UNTIL THE CLOSE OF
THE COMPANY S 2006 ANNUAL GENERAL MEETING, AT
A FEE TO BE AGREED TO BY THE DIRECTORS OF THE
COMPANY ACTING THROUGH THE COMPANY S AUDIT COMMITTEE.
- ------------------------------------------------------------------------------------------------------------------------------------
WEIDER NUTRITION INTERNATIONAL, INC. WNI Annual Meeting Date: 10/25/2005
Issuer: 948603 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S AMENDED Management Against Against
AND RESTATED CERTIFICATE OF INCORPORATION TO
CHANGE OUR COMPANY NAME FROM WEIDER NUTRITION
INTERNATIONAL, INC. TO SCHIFF NUTRITION INTERNATIONAL,
INC.
01 DIRECTOR Management Withheld
ERIC WEIDER Management Withheld Against
GEORGE F. LENGVARI Management Withheld Against
BRUCE J. WOOD Management Withheld Against
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
RONALD L. COREY Management Withheld Against
ROGER H. KIMMEL Management Withheld Against
BRIAN P. MCDERMOTT Management Withheld Against
H. F. POWELL Management Withheld Against
- ------------------------------------------------------------------------------------------------------------------------------------
PENNFED FINANCIAL SERVICES, INC. PFSB Annual Meeting Date: 10/28/2005
Issuer: 708167 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
II THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 30, 2006.
I DIRECTOR Management For
PATRICK D. MCTERNAN Management For For
MARVIN D. SCHOONOVER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
FLORIDA GAMING CORPORATION FGMG Annual Meeting Date: 11/04/2005
Issuer: 340689 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. BENNETT COLLETT, SR. Management For For
W. BENNETT COLLETT, JR. Management For For
GEORGE W GALLOWAY, JR. Management For For
ROLAND M. HOWELL Management For For
WILLIAM C. HADDON Management For For
02 RATIFICATION OF THE SELECTION OF KING & COMPANY, Management For For
PSC, AS INDEPENDENT AUDITOR OF THE COMPANY FOR
FISCAL YEAR ENDING DECEMBER 31, 2005
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
BALDWIN TECHNOLOGY COMPANY, INC. BLD Annual Meeting Date: 11/08/2005
Issuer: 058264 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE 2005 EQUITY COMPENSATION PLAN. Management Against Against
- ------------------------------------------------------------------------------------------------------------------------------------
BIOLASE TECHNOLOGY, INC. BLTI Annual Meeting Date: 11/15/2005
Issuer: 090911 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE FORM OF INDEMNIFICATION AGREEMENT Management For For
ENTERED INTO BETWEEN THE COMPANY AND EACH OF
ITS DIRECTORS AND OFFICERS.
01 DIRECTOR Management For
FEDERICO PIGNATELLI Management For For
JEFFREY W. JONES Management For For
ROBERT E. GRANT Management For For
GEORGE V. D'ARBELOFF Management For For
ROBERT M. ANDERTON Management For For
04 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
03 TO APPROVE THE AMENDMENT TO THE 2002 STOCK INCENTIVE Management Against Against
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
EPOCH HOLDING CORPORATION EPHC Annual Meeting Date: 11/15/2005
Issuer: 29428R ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALLAN R. TESSLER Management For For
JEFFREY L. BERENSON Management For For
PETER A. FLAHERTY Management For For
EUGENE M. FREEDMAN Management For For
DAVID R. MARKIN Management For For
WILLIAM W. PRIEST Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
LIFECORE BIOMEDICAL, INC. LCBM Annual Meeting Date: 11/17/2005
Issuer: 532187 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DENNIS J. ALLINGHAM Management For For
JOAN L. GARDNER Management For For
THOMAS H. GARRETT Management For For
JOHN E. RUNNELLS Management For For
03 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For
OF GRANT THORNTON LLP AS INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE CURRENT
FISCAL YEAR ENDING JUNE 30, 2006.
02 PROPOSAL TO AMEND THE COMPANY S AMENDED AND RESTATED Management For For
ARTICLES OF INCORPORATION AND AMENDED BYLAWS
TO ELIMINATE THE CLASSIFIED BOARD STRUCTURE.
- ------------------------------------------------------------------------------------------------------------------------------------
THE WASHINGTON SAVINGS BANK, F.S.B. WSB Annual Meeting Date: 11/17/2005
Issuer: 939696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 IN THEIR DISCRETION, ON ANY AND ALL OTHER BUSINESS Management For For
WHICH MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENT OR ADJOURNMENTS THEREOF.
01 DIRECTOR Management For
PHILLIP C. BOWMAN Management For For
STEPHEN J. TROESE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SWS GROUP, INC. SWS Annual Meeting Date: 11/29/2005
Issuer: 78503N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DON A. BUCHHOLZ Management For For
DONALD W. HULTGREN Management For For
BRODIE L. COBB Management For For
LARRY A. JOBE Management For For
R. JAN LECROY Management For For
FREDERICK R. MEYER Management For For
JON L. MOSLE, JR. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
COLLECTORS UNIVERSE, INC. Annual Meeting Date: 12/05/2005
Issuer: 19421R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
A. CLINTON ALLEN Management For For
DEBORAH A. FARRINGTON Management For For
BEN A. FRYDMAN Management For For
DAVID G. HALL Management For For
MICHAEL R. HAYNES Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
A.J. (BERT) MOYER Management For For
VAN D. SIMMONS Management For For
02 APPROVAL OF THE 2005 STOCK INCENTIVE PLAN Management Against Against
- ------------------------------------------------------------------------------------------------------------------------------------
EARL SCHEIB, INC. ESHB Annual Meeting Date: 12/06/2005
Issuer: 806398 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHRISTIAN K. BEMENT Management For For
JAMES P. BURRA Management For For
ROBERT M. SMILAND Management For For
SALVATORE J. ZIZZA Management For For
02 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
FISCAL 2005.
- ------------------------------------------------------------------------------------------------------------------------------------
KMG CHEMICALS, INC. KMGB Annual Meeting Date: 12/07/2005
Issuer: 482564 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID L. HATCHER Management For For
GEORGE W. GILMAN Management For For
FRED C. LEONARD III Management For For
CHARLES L. MEARS Management For For
CHARLES M. NEFF, JR. Management For For
RICHARD L. URBANOWSKI Management For For
02 TO RATIFY THE APPOINTMENT OF UHY MANN FRANKFORT Management For For
STEIN & LIPP CPAS, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM AND AUDITORS FOR THE COMPANY
FOR FISCAL YEAR 2006.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
GYRODYNE COMPANY OF AMERICA, INC. GYRO Annual Meeting Date: 12/09/2005
Issuer: 403820 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE ENGAGEMENT OF HOLTZ RUBENSTEIN Management For For
REMINICK LLP AS CERTIFIED PUBLIC ACCOUNTANTS
FOR THE CURRENT FISCAL YEAR.
01 DIRECTOR Management For
ROBERT H. BEYER Management For For
ELLIOT H. LEVINE Management For For
04 APPROVAL OF THE SHAREHOLDER PROPOSAL TO ENGAGE Shareholder Against For
PROMPTLY AN INVESTMENT BANKING FIRM TO PURSUE
A SALE OF THE COMPANY.
03 APPROVAL OF THE AMENDMENT OF GYRODYNE S BY-LAWS Management For For
TO ALLOW SHAREHOLDERS HOLDING AN AGGREGATE OF
AT LEAST 30% OF THE OUTSTANDING SHARES OF GYRODYNE
COMMON STOCK TO CALL SPECIAL MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------------------
AFP IMAGING CORPORATION AFPC Annual Meeting Date: 12/12/2005
Issuer: 001058 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID VOZICK Management For For
DONALD RABINOVITCH Management For For
JACK BECKER Management For For
ROBERT A. BLATT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
LOWRANCE ELECTRONICS, INC. LEIX Annual Meeting Date: 12/13/2005
Issuer: 548900 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DARRELL J. LOWRANCE Management For For
GEORGE W. JONES Management For For
M. WAYNE WILLIAMS Management For For
JASON C. SAUEY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN LOCKER GROUP INCORPORATED ALGI Annual Meeting Date: 12/15/2005
Issuer: 027284 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD F. RUTTENBERG Management For For
ALAN H. FINEGOLD Management For For
JOHN E. HARRIS Management For For
HAROLD S. RABIN Management For For
MARY A. STANFORD Management For For
JAMES T. VANASEK Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SYCAMORE NETWORKS, INC. SCMR Annual Meeting Date: 12/19/2005
Issuer: 871206 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DANIEL E. SMITH Management For For
PAUL W. CHISHOLM Management For For
02 TO RATIFY THE SELECTION OF THE FIRM OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
FEDDERS CORPORATION FJC Annual Meeting Date: 12/28/2005
Issuer: 313135 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE APPOINTMENT OF UHY LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
01 DIRECTOR Management For
SAL GIORDANO, JR. Management For For
WILLIAM J. BRENNAN Management For For
DR. DAVID C. CHANG Management For For
MICHAEL L. DUCKER Management For For
JOSEPH GIORDANO Management For For
MICHAEL GIORDANO Management For For
HOWARD S. MODLIN Management For For
HERBERT A. MOREY Management For For
S.A. MUSCARNERA Management For For
ANTHONY E. PULEO Management For For
DR. JITENDRA V. SINGH Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
TECH/OPS SEVCON, INC. TO Annual Meeting Date: 01/24/2006
Issuer: 878293 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROSENBERG Management For For
START Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CRAZY WOMAN CREEK BANCORP INCORPORAT CRZY Annual Meeting Date: 01/25/2006
Issuer: 225233 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 THE RATIFICATION OF THE APPOINTMENT OF DOOLEY Management For For
& JELLY, CPA AS INDEPENDENT AUDITORS OF CRAZY
WOMAN CREEK BANCORP INCORPORATED FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2006.
01 DIRECTOR Management For
DEANE D. BJERKE Management For For
THOMAS J. BERRY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DUCATI MOTOR HOLDING S.P.A. DMH Special Meeting Date: 01/26/2006
Issuer: 264066 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL OF INTERGRATION OF THE CORPORATE PURPOSE Management For *Management Position Unknown
AS SET OUT IN ARTICLE 4 OF THE COMPANY S BY-LAWS.
02 PROPOSAL OF GRANTING TO THE BOARD OF DIRECTORS Management For *Management Position Unknown
POWERS TO INCREASE THE COMPANY S SHARE CAPITAL,
FOR CONSIDERATION AND IN ONE OR MORE TRANCHES,
OVER A PERIOD OF FIVE YEARS, UP TO A MAXIMUM
AMOUNT OF EURO 80,000,000 THROUGH THE ISSUANCE
OF DMH ORDINARY SHARES TO BE OFFERED TO SHAREHOLDERS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
BY WAY OF SUBSCRIPTION RIGHTS, AS MORE FULLY
DESCRIBED IN THE AGENDA
- ------------------------------------------------------------------------------------------------------------------------------------
RGC RESOURCES, INC. RGCO Annual Meeting Date: 01/30/2006
Issuer: 74955L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
03 AUTHORIZE THE PROXIES TO VOTE ON SUCH OTHER BUSINESS, Management For For
IF ANY, THAT MAY PROPERLY COME BEFORE THE MEETING.
02 TO RATIFY THE SELECTION OF BROWN EDWARDS & COMPANY Management For For
L.L.P AS INDEPENDENT AUDITORS.
01 DIRECTOR Management For
FRANK T. ELLETT Management For For
MARYELLEN F. GOODLATTE Management For For
GEORGE W. LOGAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
LINDSAY MANUFACTURING CO. LNN Annual Meeting Date: 02/06/2006
Issuer: 535555 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LARRY H. CUNNINGHAM Management For For
RICHARD W. PAROD Management For For
03 AUDITOR. RATIFICATION OF THE APPOINTMENT OF KPMG Management For For
LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING AUGUST 31, 2006.
02 APPROVAL OF 2006 LONG-TERM INCENTIVE PLAN Management Against Against
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CORNING NATURAL GAS CORPORATION CNIG Annual Meeting Date: 02/07/2006
Issuer: 219381 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS K. BARRY Management For For
THOMAS H. BILODEAU Management For For
BRADFORD J. FAXON Management For For
ROBERT J. POLLOCK Management For For
KENNETH J. ROBINSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
J & J SNACK FOODS CORP. JJSF Annual Meeting Date: 02/07/2006
Issuer: 466032 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PETER G. STANLEY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
MOBIUS MANAGEMENT SYSTEMS, INC. MOBI Annual Meeting Date: 02/07/2006
Issuer: 606925 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
03 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
02 APPROVAL OF THE 2006 STOCK INCENTIVE PLAN Management Against Against
01 DIRECTOR Management For
JOSEPH J. ALBRACHT Management For For
LOUIS HERNANDEZ, JR. Management For For
ROBERT H. LEVITAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ANDREW CORPORATION ANDW Annual Meeting Date: 02/08/2006
Issuer: 034425 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
T.A. DONAHOE Management For For
R.E. FAISON Management For For
J.D. FLUNO Management For For
W.O. HUNT Management For For
C.R. NICHOLAS Management For For
G.A. POCH Management For For
A.F. POLLACK Management For For
G.O. TONEY Management For For
A.L. ZOPP Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS Management For For
INDEPENDENT PUBLIC AUDITORS FOR FISCAL YEAR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
CASCADE NATURAL GAS CORPORATION CGC Annual Meeting Date: 02/17/2006
Issuer: 147339 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
S.M. BOGGS Management For For
P.H. BORLAND Management For For
C. BURNHAM, JR. Management For For
T.E. CRONIN Management For For
D.A. EDERER Management For For
D.W. STEVENS Management For For
L.L. PINNT Management For For
B.G. RAGEN Management For For
D.G. THOMAS Management For For
02 AMEND THE COMPANY S 1998 STOCK INCENTIVE PLAN Management For For
TO INCLUDE THE COMPANY S 2000 DIRECTOR STOCK
AWARD PLAN WITHIN THE STOCK INCENTIVE PLAN RATHER
THAN REMAINING A STAND-ALONE PLAN.
03 INCREASE THE ANNUAL DIRECTOR STOCK AWARD FROM Management For For
500 TO 1000 SHARES EFFECTIVE APRIL 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
PARISH NATIONAL CORPORATION PNLC Annual Meeting Date: 02/23/2006
Issuer: 700142 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS Management For For
OF LAPORTE, SEHRT, ROMIG & HAND AS THE CORPORATION
S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2006.
01 THE ELECTION AS DIRECTORS OF THE FIVE (5) PERSONS Management For For
LISTED IN THE PROXY STATEMENT (THE PROXY STATEMENT
), DATED FEBRUARY 9, 2006, ACCOMPANYING THE NOTICE
OF THE ANNUAL MEETING OF SHAREHOLDERS OF PARISH
NATIONAL CORPORATION TO BE HELD ON FEBRUARY 23,
2006, AT 1:00 O CLOCK PM.
03 IN THE PROXY HOLDER S DISCRETION, THE TRANSACTION Management For For
OF SUCH OTHER AND FURTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
STOLT OFFSHORE S.A. SOSA Special Meeting Date: 02/24/2006
Issuer: 861567 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE A CHANGE TO THE COMPANY S ARTICLE Management For For
1, 2ND PARAGRAPH, THE WHOLE OF THIS ARTICLE 1
WILL READ: ACERGY S.A.
- ------------------------------------------------------------------------------------------------------------------------------------
COOLBRANDS INTERNATIONAL INC. CLBZF Special Meeting Date: 02/27/2006
Issuer: 21639P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
F THE APPROVAL OF THE SHARE CAPITAL CONFIRMATORY Management For For
RESOLUTION, SET FORTH IN SCHEDULE E TO THE CIRCULAR.
E THE APPROVAL OF THE CONTINUANCE CONFIRMATORY Management For For
RESOLUTION, SET FORTH IN SCHEDULE C TO THE CIRCULAR.
D THE APPROVAL OF THE SHARE CAPITAL RESTRUCTURING Management For For
RESOLUTION, SET FORTH IN SCHEDULE D TO THE CIRCULAR.
C THE APPROVAL OF THE CONTINUANCE RESOLUTION, SET Management For For
FORTH IN SCHEDULE B TO THE CIRCULAR.
B THE APPOINTMENT OF BDO SEIDMAN, LLP AS AUDITOR Management For For
FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THE AUDITOR S REMUNERATION.
A THE ELECTION OF DIRECTORS OF THOSE PERSONS NAMED Management For For
IN THE MANAGEMENT INFORMATION CIRCULAR OF THE
CORPORATION DATED JANUARY 13, 2006 (THE CIRCULAR
).
- ------------------------------------------------------------------------------------------------------------------------------------
NTL INCORPORATED NTLI Special Meeting Date: 03/02/2006
Issuer: 62940M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF DECEMBER 14, 2005,
AS AMENDED BY AMENDMENT NO.1 THERETO, AMONG TELEWEST
GLOBAL INC., NTL INCORPORATED, NEPTUNE BRIDGE
BORROWER LLC AND, FOR CERTAIN LIMITED PURPOSES,
MERGER SUB INC.
- ------------------------------------------------------------------------------------------------------------------------------------
NOBILITY HOMES, INC. NOBH Annual Meeting Date: 03/03/2006
Issuer: 654892 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
TERRY E. TREXLER Management For For
RICHARD C. BARBERIE Management For For
ROBERT P. HOLLIDAY Management For For
ROBERT P. SALTSMAN Management For For
THOMAS W. TREXLER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE FAIRCHILD CORPORATION FA Annual Meeting Date: 03/08/2006
Issuer: 303698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld
ROBERT E. EDWARDS Management Withheld Against
STEVEN L. GERARD Management Withheld Against
DANIEL LEBARD Management Withheld Against
ERIC I. STEINER Management Withheld Against
JEFFREY J. STEINER Management Withheld Against
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
TUTOGEN MEDICAL, INC. TTG Annual Meeting Date: 03/13/2006
Issuer: 901107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
G. RUSSELL CLEVELAND Management For For
NEAL B. FREEMAN Management For For
UDO HENSELER Management For For
J. HAROLD HELDERMAN Management For For
GUY L. MAYER Management For For
ADRIAN J.R. SMITH Management For For
CARLTON E. TURNER Management For For
ROY D. CROWNINSHIELD Management For For
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE L.L.P. Management For For
AS THE COMPANY S AUDITORS FOR THE 2006 FISCAL
YEAR.
02 TO ADOPT AN INCENTIVE AND NON-STATUTORY STOCK Management Against Against
OPTION PLAN COVERING 1,000,000 SHARES OF THE
COMPANY S COMMON STOCK.
04 IN THEIR DISCRETION, ON SUCH OTHER BUSINESS AS Management For For
MAY PROPERLY COME BEFORE THE MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
CRUZAN INTERNATIONAL, INC. RUM Special Meeting Date: 03/17/2006
Issuer: 228890 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE ADJOURNMENTS OF THE SPECIAL MEETING, Management For For
IF NECESSARY, TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE MERGER AND ADOPT AND APPROVE THE MERGER AGREEMENT.
01 TO APPROVE THE MERGER AND ADOPT AND APPROVE THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER
30, 2005, AMONG CRUZAN INTERNATIONAL, INC., THE
ABSOLUT SPIRITS COMPANY, INCORPORATED AND CRUZAN
ACQUISITION, INC., PURSUANT TO WHICH CRUZAN ACQUISITION,
INC. WILL BE MERGED WITH AND INTO CRUZAN INTERNATIONAL,
INC., AS FULLY DESCRIBED IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC. OMN Annual Meeting Date: 03/23/2006
Issuer: 682129 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER
30, 2006.
01 DIRECTOR Management For
KEVIN M. MCMULLEN Management For For
R. BYRON PIPES Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SCHICK TECHNOLOGIES, INC. SCHK Annual Meeting Date: 03/28/2006
Issuer: 806683 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE SELECTION OF GRANT THORNTON Management For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE FISCAL YEAR ENDING MARCH 31, 2006.
01 DIRECTOR Management For
ARTHUR D. KOWALOFF Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
RWC, INC. RWCI Annual Meeting Date: 03/30/2006
Issuer: 749904 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 A PROPOSAL TO CONFIRM THE APPOINTMENT OF WEINLANDER Management For For
FITZHUGH AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING OCTOBER 31, 2006.
01 DIRECTOR Management For
FREDERICK YOCUM Management For For
JOHN F. NICHOLS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
LADENBURG THALMANN FINL SVCS INC. LTS Special Meeting Date: 04/03/2006
Issuer: 50575Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE ARTICLES OF INCORPORATION Management For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
OUR COMMON STOCK FROM 200,000,000 SHARES TO 400,000,000
SHARES.
02 TO APPROVE A PROPOSAL TO ISSUE SHARES OF COMMON Management For For
STOCK AT $0.45 PER SHARE IN A PRIVATE PLACEMENT
TO CERTAIN AFFILIATES OF OURS AND PERSONS WITH
DIRECT OR INDIRECT RELATIONSHIPS TO US RAISING
GROSS PROCEEDS OF $3,779,050.
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER BUSINESS AS MAY COME
BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
SYNERGY FINANCIAL GROUP, INC. SYNF Contested Annual Meeting Date: 04/04/2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Issuer: 87162V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE APPOINTMENT OF CROWE CHIZEK Management For *Management Position Unknown
AND COMPANY LLC AS THE COMPANY S INDEPENDENT
AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2006.
01 DIRECTOR Management For
MR. DANIEL P. SPIEGEL Management For *Management Position Unknown
MR. DANIEL M. ELIADES Management For *Management Position Unknown
03 THE ADJOURNMENT OF THE ANNUAL MEETING TO PERMIT Management Against *Management Position Unknown
THE BOARD OF DIRECTORS TO SOLICIT ADDITIONAL
PROXIES, IF NECESSARY.
- ------------------------------------------------------------------------------------------------------------------------------------
WATER PIK TECHNOLOGIES, INC. PIK Special Meeting Date: 04/05/2006
Issuer: 94113U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JANUARY 6, 2006, AMONG THE COMPANY,
COAST ACQUISITION CORPORATION AND COAST MERGER
CORPORATION.
02 ADJOURNMENT OF THE MEETING TO A LATER DATE (A) Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE MEETING TO ADOPT THE
AGREEMENT AND PLAN OF MERGER OR (B) THAT THE
COMPANY BELIEVES IS REASONABLY LIKELY TO BE CLOSER
IN TIME TO THE LIKELY CLOSING DATE OF THE MERGER.
- ------------------------------------------------------------------------------------------------------------------------------------
DUCATI MOTOR HOLDING S.P.A. DMH Annual Meeting Date: 04/08/2006
Issuer: 264066 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE FINANCIAL STATEMENTS AT 12/31/2005. Management For For
03 DIRECTOR Management For
MATTEO TAMBURINI* Management For *Management Position Unknown
MASSIMO BERGAMI* Management For *Management Position Unknown
ROBERTO CONSONNI* Management For *Management Position Unknown
ULRICH WEISS* Management For *Management Position Unknown
DANTE RAZZANO* Management For *Management Position Unknown
MAURO BENETTON* Management For *Management Position Unknown
FEDERICO MINOLI* Management For *Management Position Unknown
C.P. CAMPANINI BONOMI* Management For *Management Position Unknown
ANTONIO PERRICONE* Management For *Management Position Unknown
MARCO GIOVANNINI* Management For *Management Position Unknown
ROBERTO MAESTRONI, E* Management For *Management Position Unknown
PIETRO RAO* Management For *Management Position Unknown
GIAMPIERO PAOLI** Management For *Management Position Unknown
MARIO A. BELTRAMELLI** Management For *Management Position Unknown
GIORGIO SERAGNOLI** Management For *Management Position Unknown
GRAZIELLA VIGNUDELLI** Management For *Management Position Unknown
STEFANO BARBIERI** Management For *Management Position Unknown
MONICA MEZZINI** Management For *Management Position Unknown
GIULIA CAZZOLI** Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
MONARCH CEMENT COMPANY MCEM Annual Meeting Date: 04/12/2006
Issuer: 609031 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BYRON J. RADCLIFF Management For For
MICHAEL R. WACHTER Management For For
WALTER H. WULF, JR. Management For For
WALTER H. WULF, III Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
KAMAN CORPORATION KAMN Annual Meeting Date: 04/18/2006
Issuer: 483548 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT ALVINE Management For For
E. REEVES CALLAWAY III Management For For
KAREN M. GARRISON Management For For
02 RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY.
03 SHAREHOLDER PROPOSAL REGARDING ELECTION OF DIRECTORS. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
BIOLASE TECHNOLOGY, INC. BLTI Annual Meeting Date: 04/20/2006
Issuer: 090911 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT M. ANDERTON, DDS Management For For
GEORGE V. D'ARBELOFF Management For For
DANIEL S. DURRIE, M.D. Management For For
ROBERT E. GRANT Management For For
JEFFREY W. JONES Management For For
NEIL J. LAIRD Management For For
FEDERICO PIGNATELLI Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
CKX LANDS, INC. CKX Annual Meeting Date: 04/20/2006
Issuer: 12562N ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM D. BLAKE Management For For
ARTHUR HOLLINS, III Management For For
CHARLES D. VICCELLIO Management For For
LAURA A. LEACH Management For For
FRANK O. PRUITT Management For For
B. JAMES REAVES, III Management For For
MARY W. SAVOY Management For For
GRAY STREAM Management For For
MICHAEL P. TERRANOVA Management For For
MARY LEACH WERNER Management For For
02 TO RATIFY THE APPOINTMENT OF MCELROY, QUIRK & Management For For
BURCH APC AS AUDITORS FOR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITIL CORPORATION UTL Annual Meeting Date: 04/20/2006
Issuer: 913259 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT G. SCHOENBERGER Management For For
CHARLES H. TENNEY III Management For For
DR. SARAH P. VOLL Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
HICKORYTECH CORPORATION HTCO Annual Meeting Date: 04/24/2006
Issuer: 429060 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LYLE T. BOSACKER Management For For
MYRITA P. CRAIG Management For For
JOHN E. DUFFY Management For For
02 APPROVAL TO CHANGE THE MAXIMUM AGE AT WHICH A Management For For
DIRECTOR CAN STAND FOR ELECTION FROM AGE 70 TO
72.
- ------------------------------------------------------------------------------------------------------------------------------------
HUTTIG BUILDING PRODUCTS, INC. HBP Annual Meeting Date: 04/24/2006
Issuer: 448451 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DORSEY R. GARDNER Management For For
PHILIPPE J. GASTONE Management For For
MICHAEL A. LUPO Management For For
DELBERT H. TANNER Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
PREFORMED LINE PRODUCTS COMPANY PLPC Annual Meeting Date: 04/24/2006
Issuer: 740444 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RANDALL M. RUHLMAN Management For For
GLENN E. CORLETT Management For For
JOHN D. DRINKO Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CAPITAL PROPERTIES, INC. CPI Annual Meeting Date: 04/25/2006
Issuer: 140430 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RONALD P. CHRZANOWSKI Management For For
ROBERT H. EDER Management For For
ALFRED J. CORSO Management For For
ROY J. NIRSCHEL Management For For
HARRIS N. ROSEN Management For For
02 RATIFICATION OF THE APPOINTMENT OF LEFKOWITZ, Management For For
GARFINKEL, CHAMPI & DERIENZO P.C. AS THE COMPANY
S INDEPENDENT ACCOUNTANTS FOR THE CURRENT FISCAL
YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
MARINE PRODUCTS CORPORATION MPX Annual Meeting Date: 04/25/2006
Issuer: 568427 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BILL J. DISMUKE Management For For
LINDA H. GRAHAM Management For For
RICHARD A. HUBBELL Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
RPC, INC. RES Annual Meeting Date: 04/25/2006
Issuer: 749660 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD A. HUBBELL Management For For
LINDA H. GRAHAM Management For For
BILL J. DISMUKE Management For For
02 TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CAPITAL STOCK TO 160 MILLION
- ------------------------------------------------------------------------------------------------------------------------------------
TIB FINANCIAL CORP. TIBB Annual Meeting Date: 04/25/2006
Issuer: 872449 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN G. PARKS, JR. Management For For
MARVIN F. SCHINDLER Management For For
OTIS T. WALLACE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION AP Annual Meeting Date: 04/26/2006
Issuer: 032037 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT J. APPEL Management For For
WILLIAM D. EBERLE Management For For
PAUL A. GOULD Management For For
ROBERT A. PAUL Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP CWT Annual Meeting Date: 04/26/2006
Issuer: 130788 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DOUGLAS M. BROWN Management For For
ROBERT W. FOY Management For For
E.D. HARRIS, JR. M.D. Management For For
BONNIE G. HILL Management For For
DAVID N. KENNEDY Management For For
RICHARD P. MAGNUSON Management For For
LINDA R. MEIER Management For For
PETER C. NELSON Management For For
GEORGE A. VERA Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE GROUP FOR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
DOVER DOWNS GAMING & ENTERTAINMENT, DDE Annual Meeting Date: 04/26/2006
Issuer: 260095 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HENRY B. TIPPIE Management For For
R. RANDALL ROLLINS Management For For
PATRICK J. BAGLEY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DOVER MOTORSPORTS, INC. DVD Annual Meeting Date: 04/26/2006
Issuer: 260174 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HENRY B. TIPPIE Management For For
R. RANDALL ROLLINS Management For For
PATRICK J. BAGLEY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
EASTERN COMPANY EML Annual Meeting Date: 04/26/2006
Issuer: 276317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D. C. ROBINSON Management For For
D. S. TUTTLE III Management For For
02 RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM (UHY LLP)
- ------------------------------------------------------------------------------------------------------------------------------------
INTRICON CORPORATION IIN Annual Meeting Date: 04/26/2006
Issuer: 46121H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NICHOLAS A. GIORDANO Management For For
02 TO APPROVE THE 2006 EQUITY INCENTIVE PLAN, AS Management For For
MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
PROVIDENCE AND WORCESTER RAILROAD CO PWX Annual Meeting Date: 04/26/2006
Issuer: 743737 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD ANDERSON Management For For
ROBERT EDER Management For For
JOHN HEALY Management For For
02 AMENDMENT TO THE COMPANY S BYLAWS ELIMINATING Management For For
THE REQUIREMENT THAT SALARIES OF ALL OFFICERS
OF THE COMPANY BE FIXED BY THE BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
BILOXI MARSH LANDS CORPORATION BLMC Annual Meeting Date: 04/27/2006
Issuer: 090203 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM B. RUDOLF Management For For
SIDNEY C. SUNDBERY Management For For
PHILIP I. ZOLLINGER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
FIDELITY SOUTHERN CORPORATION LION Annual Meeting Date: 04/27/2006
Issuer: 316394 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES B. MILLER, JR. Management For For
DAVID R. BOCKEL Management For For
EDWARD G. BOWEN, M.D. Management For For
KEVIN S. KING Management For For
JAMES H. MILLER III Management For For
H. PALMER PROCTOR, JR. Management For For
ROBERT J. RUTLAND Management For For
W. CLYDE SHEPHERD III Management For For
RANKIN M. SMITH, JR. Management For For
02 APPROVAL OF THE FIDELITY SOUTHERN CORPORATION Management For For
EQUITY INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
FISHER COMMUNICATIONS, INC. FSCI Annual Meeting Date: 04/27/2006
Issuer: 337756 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES W. CANNON Management For For
PHELPS K. FISHER Management For For
DEBORAH L. BEVIER Management For For
JERRY A. ST. DENNIS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
OREGON STEEL MILLS, INC. OS Annual Meeting Date: 04/27/2006
Issuer: 686079 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES E. DECLUSIN Management For For
CARL W. NEUN Management For For
FRANK M. WALKER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
SJW CORP. SJW Annual Meeting Date: 04/27/2006
Issuer: 784305 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M.L. CALI Management For For
J.P. DINAPOLI Management For For
D. GIBSON Management For For
D.R. KING Management For For
G.E. MOSS Management For For
W.R. ROTH Management For For
C.J. TOENISKOETTER Management For For
F.R. ULRICH, JR. Management For For
R.A. VAN VALER Management For For
02 APPROVE THE LONG-TERM INCENTIVE PLAN AMENDMENT Management For For
WHICH WAS ADOPTED BY THE BOARD OF DIRECTORS ON
JANUARY 31, 2006.
03 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR FISCAL YEAR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
LAMSON & SESSIONS CO. LMS Annual Meeting Date: 04/28/2006
Issuer: 513696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN C. DANNEMILLER* Management For For
GEORGE R. HILL* Management For For
WILLIAM H. COQUILLETTE* Management For For
M.J. MERRIMAN, JR.** Management For For
02 APPROVAL OF THE LAMSON & SESSIONS 1998 INCENTIVE Management Against Against
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
EQUITY PLAN (AS AMENDED AND RESTATED AS OF APRIL
28, 2006).
- ------------------------------------------------------------------------------------------------------------------------------------
REGENERATION TECHNOLOGIES, INC. RTIX Annual Meeting Date: 04/28/2006
Issuer: 75886N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILIP R. CHAPMAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NASHUA CORPORATION NSHA Annual Meeting Date: 05/01/2006
Issuer: 631226 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANDREW B. ALBERT Management For For
L. SCOTT BARNARD Management For For
THOMAS G. BROOKER Management For For
AVRUM GRAY Management For For
GEORGE R. MRKONIC, JR. Management For For
MARK E. SCHWARZ Management For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION CPK Annual Meeting Date: 05/02/2006
Issuer: 165303 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EUGENE H. BAYARD Management For For
THOMAS P. HILL, JR. Management For For
CALVERT A. MORGAN, JR. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
FARGO ELECTRONICS, INC. FRGO Annual Meeting Date: 05/02/2006
Issuer: 30744P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD H. BERSOFF Management For For
GARY R. HOLLAND Management For For
KENT O. LILLEMOE Management For For
02 PROPOSAL FOR RATIFICATION OF SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006: PRICEWATERHOUSECOOPERS
LLP.
- ------------------------------------------------------------------------------------------------------------------------------------
FULTON FINANCIAL CORPORATION FULT Annual Meeting Date: 05/02/2006
Issuer: 360271 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN M. BOND, JR.* Management For For
JEFFREY G. ALBERTSON** Management For For
CRAIG A. DALLY** Management For For
RUFUS A. FULTON, JR.** Management For For
CLYDE W. HORST** Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
WILLEM KOOYKER** Management For For
R. SCOTT SMITH, JR.** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SHENANDOAH TELECOMMUNICATIONS COMPAN SHEN Annual Meeting Date: 05/02/2006
Issuer: 82312B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NOEL M. BORDEN Management For For
KEN L. BURCH Management For For
RICHARD L. KOONTZ, JR, Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG BROADCASTING INC. YBTVA Annual Meeting Date: 05/02/2006
Issuer: 987434 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
ALFRED L. HICKEY Witheld Against
DAVID C. LEE Witheld Against
LEIF LOMO For For
RICHARD C. LOWE Witheld Against
DEBORAH A. MCDERMOTT Witheld Against
JAMES A. MORGAN Witheld Against
REID MURRAY Witheld Against
VINCENT J. YOUNG Witheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL TO ARRANGE FOR THE PROMPT Shareholder Against For
SALE OF THE COMPANY TO THE HIGHEST BIDDER.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
AMBIENT CORPORATION ABTG Annual Meeting Date: 05/03/2006
Issuer: 02318N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN J. JOYCE Management For For
MICHAEL WIDLAND Management For For
D. HOWARD PIERCE Management For For
02 PROPOSAL TO AMEND THE COMPANY S CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK THAT THE COMPANY IS AUTHORIZED
TO ISSUE TO 500,000,000.
03 PROPOSAL TO AMEND THE COMPANY S CERTIFICATE OF Management For For
INCORPORATION TO AUTHORIZE THE BOARD OF DIRECTORS
TO ISSUE PREFERRED STOCK FROM TIME TO TIME IN
ONE OR MORE SERIES BY RESOLUTION.
04 PROPOSAL TO AMEND THE COMPANY S 2002 NON-EMPLOYEE Management Against Against
DIRECTORS STOCK OPTION PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK ISSUABLE THEREUNDER
TO 6,000,000.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF ROTENBERG Management For For
MERIL SOLOMON BERTIGER & GUTTILLA, P.C. AS THE
COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
AQUILA, INC. ILA Annual Meeting Date: 05/03/2006
Issuer: 03840P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD C. GREEN Management For For
MICHAEL M. CROW Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2006
- ------------------------------------------------------------------------------------------------------------------------------------
CTS CORPORATION CTS Annual Meeting Date: 05/03/2006
Issuer: 126501 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W.S. CATLOW Management For For
L.J. CIANCIA Management For For
T.G. CODY Management For For
G.H. FRIELING, JR. Management For For
R.R. HEMMINGHAUS Management For For
M.A. HENNING Management For For
R.A. PROFUSEK Management For For
D.K. SCHWANZ Management For For
P.K. VINCENT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. NRIM Annual Meeting Date: 05/04/2006
Issuer: 666762 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R. MARC LANGLAND Management For For
LARRY S. CASH Management For For
MARK G. COPELAND Management For For
FRANK A. DANNER Management For For
RONALD A. DAVIS Management For For
ANTHONY DRABEK Management For For
CHRISTOPHER N. KNUDSON Management For For
RICHARD L. LOWELL Management For For
IRENE SPARKS ROWAN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
JOHN C. SWALLING Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PROLIANCE INTERNATIONAL, INC. Annual Meeting Date: 05/04/2006
Issuer: 74340R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL R. LEDERER Management For For
WILLIAM J. ABRAHAM, JR. Management For For
BRADLEY C. RICHARDSON Management For For
02 APPOINTMENT OF BDO SEIDMAN, LLP AS PROLIANCE Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
SEACOAST BANKING CORPORATION OF FLOR SBCF Annual Meeting Date: 05/04/2006
Issuer: 811707 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
03 ADJOURNMENT OF THE ANNUAL MEETING: TO GRANT THE Management For For
PROXIES DISCRETIONARY AUTHORITY TO VOTE TO ADJOURN
THE ANNUAL MEETING FOR UP TO 120 DAYS TO ALLOW
FOR THE SOLICITATION OF ADDITIONAL PROXIES IN
THE EVENT THAT THERE ARE INSUFFICIENT SHARES
VOTED AT THE ANNUAL MEETING TO APPROVE PROPOSAL
2.
01 DIRECTOR Management For
JEFFREY C. BRUNER Management For For
CHRISTOPHER E. FOGAL Management For For
DALE M. HUDSON Management For For
J.R. SANTARSIERO, JR. Management For For
02 AMENDMENTS TO ARTICLES OF INCORPORATION INCREASING Management For For
THE AUTHORIZED SHARES OF COMMON STOCK: TO APPROVE
AMENDMENTS TO SEACOAST S ARTICLES TO INCREASE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
THE AUTHORIZED SHARES OF COMMON STOCK FROM 22,000,000
TO 35,000,000 SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. WTS Annual Meeting Date: 05/04/2006
Issuer: 942749 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
TIMOTHY P. HORNE Management For For
RALPH E. JACKSON, JR. Management For For
KENNETH J. MCAVOY Management For For
JOHN K. MCGILLICUDDY Management For For
GORDON W. MORAN Management For For
DANIEL J. MURPHY, III Management For For
PATRICK S. O'KEEFE Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE CURRENT FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION CW Annual Meeting Date: 05/05/2006
Issuer: 231561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARTIN R. BENANTE Management For For
JAMES B. BUSEY IV Management For For
S. MARCE FULLER Management For For
CARL G. MILLER Management For For
WILLIAM B. MITCHELL Management For For
JOHN R. MYERS Management For For
WILLIAM W. SIHLER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
ALBERT E. SMITH Management For For
03 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2006.
02 PROPOSAL TO APPROVE THE COMPANY S 2006 INCENTIVE Management For For
COMPENSATION PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
FLORIDA PUBLIC UTILITIES COMPANY FPU Annual Meeting Date: 05/09/2006
Issuer: 341135 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ELLEN TERRY BENOIT Management For For
JOHN T. ENGLISH Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE COMPANY S REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
HOLOBEAM, INC. HOOB Annual Meeting Date: 05/09/2006
Issuer: 436434 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RALPH A. FREDERICKS Management For For
CYNTHIA R. COOK Management For For
03 RATIFICATION OF SIMONTACCHI & COMPANY, LLP AS Management For For
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR
THE CURRENT YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
MIDAS, INC. MDS Annual Meeting Date: 05/09/2006
Issuer: 595626 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For
JAROBIN GILBERT, JR. Management For For
DIANE L. ROUTSON Management For For
B PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR
THE FISCAL YEAR ENDING DECEMBER 30, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
SUREWEST COMMUNICATIONS SURW Annual Meeting Date: 05/09/2006
Issuer: 868733 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KIRK C. DOYLE Management For For
STEVEN C. OLDHAM Management For For
JOHN R. ROBERTS III Management For For
TIMOTHY D. TARON Management For For
GUY R. GIBSON Management For For
ROGER J. VALINE Management For For
ROBERT D. KITTREDGE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG INNOVATIONS, INC. YDNT Annual Meeting Date: 05/09/2006
Issuer: 987520 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE E. RICHMOND Management For For
ALFRED E. BRENNAN Management For For
BRIAN F. BREMER Management For For
MARC R. SARNI Management For For
PATRICK J. FERRILLO, JR Management For For
02 APPROVAL OF THE YOUNG INNOVATIONS, INC. 2006 Management Against Against
LONG-TERM INCENTIVE PLAN (THE PLAN )
- ------------------------------------------------------------------------------------------------------------------------------------
BIW LIMITED BIW Annual Meeting Date: 05/10/2006
Issuer: 05547U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARY JANE BURT Management For For
JAMES E. COHEN Management For For
BETSY HENLEY-COHN Management For For
JURI HENLEY-COHN Management For For
ALVARO DA SILVA Management For For
THEMIS KLARIDES Management For For
B. LANCE SAUERTEIG Management For For
KENNETH E. SCHAIBLE Management For For
JOHN S. TOMAC Management For For
02 APPROVAL OF APPOINTMENT OF DWORKEN, HILLMAN, Management For For
LAMORTE & STERCZALA, P.C. AS THE COMPANY S INDEPENDENT
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED WATER CO. LTD. CWCO Annual Meeting Date: 05/10/2006
Issuer: G23773 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILMER PERGANDE Management For For
DAVID W. SASNETT Management For For
RAYMOND WHITTAKER Management For For
02 THE AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Management For For
ARTICLES OF ASSOCIATION TO PROVIDE THAT THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS BE RESPONSIBLE
FOR THE APPOINTMENT, COMPENSATION, RETENTION
AND OVERSIGHT OF THE COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS.
03 IF A VOTE BECOMES NECESSARY, TO ELECT RACHLIN Management For For
COHEN & HOLTZ LLP AS THE INDEPENDENT ACCOUNTANTS
FOR FISCAL YEAR ENDING DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. GTNA Annual Meeting Date: 05/10/2006
Issuer: 389375 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
LODGENET ENTERTAINMENT CORPORATION LNET Annual Meeting Date: 05/10/2006
Issuer: 540211 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R. DOUGLAS BRADBURY Management For For
RICHARD R. HYLLAND Management For For
02 AMENDMENT OF THE 2003 STOCK OPTION AND INCENTIVE Management Against Against
PLAN. TO APPROVE AN AMENDMENT TO (I) INCREASE
THE NUMBER OF SHARES AUTHORIZED UNDER THE PLAN
BY 600,000, (II) PROHIBIT THE REPRICING OF OPTION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
WITHOUT STOCKHOLDER APPROVAL, (III) LIMIT THE
NUMBER OF OPTIONS AND VALUE OF RESTRICTED STOCK,
AND (IV) PROVIDE GREATER FLEXIBILITY IN AWARDS
TO NON-EMPLOYEE DIRECTORS.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM. TO RATIFY THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
MINE SAFETY APPLIANCES COMPANY MSA Annual Meeting Date: 05/11/2006
Issuer: 602720 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS B. HOTOPP Management For For
JOHN T. RYAN III Management For For
02 ELECTION OF ONE DIRECTOR FOR A TERM EXPIRING Management For For
IN 2007. NOMINEE: CALVIN A. CAMPBELL, JR.
03 SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. ICUI Annual Meeting Date: 05/12/2006
Issuer: 44930G ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF PERFORMANCE-BASED BONUSES Management For For
01 DIRECTOR Management For
JACK W. BROWN Management For For
RICHARD H. SHERMAN, MD Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
02 PROPOSAL TO RATIFY SELECTION OF MCGLADREY & PULLEN Management For For
LLP AS AUDITORS FOR THE COMPANY
- ------------------------------------------------------------------------------------------------------------------------------------
IVILLAGE INC. IVIL Special Meeting Date: 05/12/2006
Issuer: 46588H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MARCH 3, 2006, BY AND AMONG IVILLAGE
INC., NBC UNIVERSAL, INC. AND IVILLAGE ACQUISITION
CORP., A WHOLLY OWNED SUBSIDIARY OF NBC UNIVERSAL,
INC.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
SONIC INNOVATIONS, INC. SNCI Annual Meeting Date: 05/12/2006
Issuer: 83545M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANDREW G. RAGUSKUS Management For For
LAWRENCE C. WARD Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
KFX INC. KFX Annual Meeting Date: 05/13/2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Issuer: 48245L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MANUAL H. JOHNSON Management For For
JOHN V. LOVOI Management For For
W. GRADY ROSIER Management For For
JAMES R. SCHLESINGER Management For For
02 APPROVAL OF AMENDMENT TO OUR RESTATED CERTIFICATE Management For For
OF INCORPORATION
03 APPROVAL OF THE COMPANY S 2005 EMPLOYEE STOCK Management For For
PURCHASE PLAN
04 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
DEXCOM INC DXCM Annual Meeting Date: 05/15/2006
Issuer: 252131 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KIM D. BLICKENSTAFF Management For For
TERRANCE H. GREGG Management For For
02 TO AMEND THE 2005 EQUITY INCENTIVE PLAN REGARDING Management For For
ANNUAL DIRECTOR OPTION GRANTS.
03 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION FFIC Annual Meeting Date: 05/16/2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Issuer: 343873 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN J. D'LORIO Management For For
LOUIS C. GRASSI Management For For
FRANKLIN F. REGAN, JR. Management For For
JOHN E. ROE, SR. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC. GRIF Annual Meeting Date: 05/16/2006
Issuer: 398231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WINSTON J. CHURCHILL,JR Management For For
EDGAR M. CULLMAN Management For For
DAVID M. DANZIGER Management For For
FREDERICK M. DANZIGER Management For For
THOMAS C. ISRAEL Management For For
ALAN PLOTKIN Management For For
DAVID F. STEIN Management For For
02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC. NPK Annual Meeting Date: 05/16/2006
Issuer: 637215 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARYJO COHEN Management For For
02 PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS Management For For
AND OFFICERS OF THE COMPANY TO ENTER INTO ANY
TRANSACTION, OR SERIES OF TRANSACTIONS, THE EFFECT
OF WHICH MIGHT BE DEEMED UNDER SECTION 13 OF
THE INVESTMENT COMPANY ACT OF 1940 TO CHANGE
THE NATURE OF THE BUSINESS OF THE COMPANY SO
AS TO CEASE TO BE AN INVESTMENT COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
OUTDOOR CHANNEL HOLDINGS, INC. OUTD Annual Meeting Date: 05/16/2006
Issuer: 690027 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS H. MASSIE Management For For
DAVID C. MERRITT Management For For
ELIZABETH J. SANDERSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN ENERGY HOMES, INC. SEHI Annual Meeting Date: 05/16/2006
Issuer: 842814 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WENDELL L. BATCHELOR Management For For
LOUIS C. HENDERSON, JR. Management For For
KEITH O. HOLDBROOKS Management For For
CLINTON O. HOLDBROOKS Management For For
JOHNNY R. LONG Management For For
ALAN C. NEELY Management For For
JAMES A. TAYLOR Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
ADAMS GOLF, INC. ADGO Annual Meeting Date: 05/17/2006
Issuer: 006228 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
OLIVER G. BREWER III, Management For For
RUSSELL L. FLEISCHER Management For For
02 DIRECTORS PROPOSAL - RATIFY THE APPOINTMENT Management For For
OF KBA GROUP LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
BERKSHIRE BANCORP INC. BERK Annual Meeting Date: 05/17/2006
Issuer: 084597 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM L. COHEN Management For For
THOMAS V. GUARINO Management For For
MOSES MARX Management For For
STEVEN ROSENBERG Management For For
RANDOLPH B. STOCKWELL Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CORE MOLDING TECHNOLOGIES, INC. CMT Annual Meeting Date: 05/17/2006
Issuer: 218683 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS R. CELLITTI Management For For
JAMES F. CROWLEY Management For For
RALPH O. HELLMOLD Management For For
THOMAS M. HOUGH Management For For
MALCOM M. PRINE Management For For
JAMES L. SIMONTON Management For For
JOHN P. WRIGHT Management For For
02 TO APPROVE THE 2006 LONG-TERM EQUITY INCENTIVE Management Against Against
PLAN.
03 TO APPROVE THE AMENDMENT OF THE 2002 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2006.
05 TO CONSIDER AND ACT UPON OTHER BUSINESS AS MAY Management For For
PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS
OR POSTPONEMENTS OF THE MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
COST-U-LESS, INC. CULS Annual Meeting Date: 05/17/2006
Issuer: 221492 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE C. TEXTOR Management For For
02 RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS THE INDEPENDENT AUDITORS OF COST-U-LESS
- ------------------------------------------------------------------------------------------------------------------------------------
EXACTECH, INC. EXAC Annual Meeting Date: 05/17/2006
Issuer: 30064E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM PETTY, M.D. Management For For
ALBERT BURSTEIN, PH.D. Management For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
PRIMEDIA INC. PRM Annual Meeting Date: 05/17/2006
Issuer: 74157K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID A. BELL Management For For
BEVERLY C. CHELL Management For For
MEYER FELDBERG Management For For
PERRY GOLKIN Management For For
H. JOHN GREENIAUS Management For For
DEAN B. NELSON Management For For
THOMAS UGER Management For For
02 TO RATIFY AND APPROVE THE SELECTION BY THE BOARD Management For For
OF DIRECTORS OF DELOITTE & TOUCHE LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
QUIDEL CORPORATION QDEL Annual Meeting Date: 05/17/2006
Issuer: 74838J ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2006.
02 DIRECTOR Management For
THOMAS D. BROWN Management For For
RODNEY F. DAMMEYER Management For For
D.S. HARRINGTON, M.D. Management For For
CAREN L. MASON Management For For
M.L. POLAN, MD,PHD,MPH Management For For
MARK A. PULIDO Management For For
JACK W. SCHULER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SL INDUSTRIES, INC. SLI Annual Meeting Date: 05/17/2006
Issuer: 784413 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WARREN G. LICHTENSTEIN Management For For
MARK E. SCHWARZ Management For For
GLEN M. KASSAN Management For For
AVRUM GRAY Management For For
J. DWANE BAUMGARDNER Management For For
JAMES A. RISHER Management For For
JAMES R. HENDERSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED-GUARDIAN, INC. UG Annual Meeting Date: 05/17/2006
Issuer: 910571 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DR. ALFRED R. GLOBUS Management For For
HENRY P. GLOBUS Management For For
CHARLES W. CASTANZA Management For For
ROBERT S. RUBINGER Management For For
KENNETH H. GLOBUS Management For For
LAWRENCE F. MAIETTA Management For For
ARTHUR M. DRESNER Management For For
ANDREW A. BOCCONE Management For For
CHRISTOPHER W NOLAN SR. Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF EISNER Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
NEW ULM TELECOM, INC. NULM Annual Meeting Date: 05/18/2006
Issuer: 649060 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROSEMARY DITTRICH Management For For
MARY ELLEN DOMEIER Management For For
GARY NELSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NTL INCORPORATED Annual Meeting Date: 05/18/2006
Issuer: 62941W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWIN M. BANKS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
STEPHEN A. BURCH Management For For
SIMON P. DUFFY Management For For
CHARLES C. GALLAGHER Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2006.
03 ADOPTION OF SHARE ISSUANCE FEATURE OF THE NTL Management Against Against
INCORPORATED 2006 BONUS SCHEME.
04 APPROVAL OF THE NTL INCORPORATED 2006 STOCK INCENTIVE Management Against Against
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
PARDEE RESOURCES COMPANY PDER Annual Meeting Date: 05/18/2006
Issuer: 699437 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HARRY M.K. JOHNSTON Management For For
JAMES C. RODGERS Management For For
RICHARD D. WOOD, JR. Management For For
JOSEPH G. FOGG, III Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST AND Management For For
YOUNG, LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR FISCAL YEAR 2006
- ------------------------------------------------------------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC. SMP Annual Meeting Date: 05/18/2006
Issuer: 853666 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT M. GERRITY Management For For
KENNETH A. LEHMAN Management For For
ARTHUR S. SILLS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
LAWRENCE I. SILLS Management For For
PETER J. SILLS Management For For
FREDERICK D. STURDIVANT Management For For
WILLAM H. TURNER Management For For
RICHARD S. WARD Management For For
ROGER M. WIDMANN Management For For
02 PROPOSAL TO APPROVE THE STANDARD MOTOR PRODUCTS, Management Against Against
INC. 2006 OMNIBUS INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. TYL Annual Meeting Date: 05/18/2006
Issuer: 902252 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DONALD R. BRATTAIN Management For For
J. LUTHER KING, JR. Management For For
JOHN S. MARR, JR. Management For For
G. STUART REEVES Management For For
MICHAEL D. RICHARDS Management For For
DUSTIN R. WOMBLE Management For For
JOHN M. YEAMAN Management For For
02 AMENDMENT TO THE TYLER STOCK OPTION PLAN. Management Against Against
03 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
GREEN MOUNTAIN POWER CORPORATION GMP Annual Meeting Date: 05/22/2006
Issuer: 393154 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ELIZABETH A. BANKOWSKI Management For For
NORDAHL L. BRUE, CHAIR Management For For
WILLIAM H. BRUETT Management For For
MERRILL O. BURNS Management For For
DAVID R. COATES Management For For
CHRISTOPHER L. DUTTON Management For For
KATHLEEN C. HOYT Management For For
EUCLID A. IRVING Management For For
MARC A. VANDERHEYDEN Management For For
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE AS THE INDEPENDENT ACCOUNTANTS FOR THE
COMPANY FOR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
BOSTON BEER COMPANY, INC. SAM Annual Meeting Date: 05/23/2006
Issuer: 100557 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID A. BURWICK Management For For
PEARSON C. CUMMIN, III Management For For
JEAN-MICHEL VALETTE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CAVALIER HOMES, INC. CAV Annual Meeting Date: 05/23/2006
Issuer: 149507 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS A BROUGHTON, III Management For For
BARRY B. DONNELL Management For For
LEE ROY JORDAN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
JOHN W LOWE Management For For
DAVID A. ROBERSON Management For For
BOBBY TESNEY Management For For
J. DON WILLIAMS Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For
OF CARR, RIGGS & INGRAM, LLC AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS.
03 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For For
AS MAY PROPERLY COME BEFORE THE MEETING
- ------------------------------------------------------------------------------------------------------------------------------------
MGE ENERGY, INC. MGEE Annual Meeting Date: 05/23/2006
Issuer: 55277P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H. LEE SWANSON Management For For
JOHN R. NEVIN Management For For
GARY J. WOLTER Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP FOR Management For For
2006
- ------------------------------------------------------------------------------------------------------------------------------------
POORE BROTHERS, INC. SNAK Annual Meeting Date: 05/23/2006
Issuer: 732813 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ASHTON D. ASENSIO Management For For
F.P. GILTNER, III Management For For
MARK S. HOWELLS Management For For
ERIC J. KUFEL Management For For
LARRY R. POHILL Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE POORE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
BROTHERS, INC. 2005 EQUITY INCENTIVE PLAN.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CERTIFICATE Management For For
OF INCORPORATION TO CHANGE CORPORATE NAME.
- ------------------------------------------------------------------------------------------------------------------------------------
SUNWEST BANK SWBC Annual Meeting Date: 05/23/2006
Issuer: 86789K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
TARA O. BALFOUR Management For For
SERGIO D. BECHARA Management For For
IRVING R. BEIMLER Management For For
MICHAEL A. COHEN Management For For
KAREN D. CONLON Management For For
GLENN E. GRAY Management For For
ERIC D. HOVDE Management For For
RUSSELL E. WERTZ Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
BEASLEY BROADCAST GROUP, INC. BBGI Annual Meeting Date: 05/24/2006
Issuer: 074014 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE G. BEASLEY* Management For For
BRUCE G. BEASLEY* Management For For
CAROLINE BEASLEY* Management For For
BRIAN E. BEASLEY* Management For For
JOE B. COX* Management For For
ALLEN B. SHAW* Management For For
MARK S. FOWLER** Management For For
HERBERT W. MCCORD** Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD. GTI Annual Meeting Date: 05/24/2006
Issuer: 384313 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R. EUGENE CARTLEDGE Management For For
MARY B. CRANSTON Management For For
JOHN R. HALL Management For For
HAROLD E. LAYMAN Management For For
FERRELL P. MCCLEAN Management For For
MICHAEL C. NAHL Management For For
FRANK A. RIDDICK III Management For For
CRAIG S. SHULAR Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY MSEX Annual Meeting Date: 05/24/2006
Issuer: 596680 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN C. CUTTING Management For For
DENNIS W. DOLL Management For For
JOHN P. MULKERIN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SALEM COMMUNICATIONS CORPORATION SALM Annual Meeting Date: 05/24/2006
Issuer: 794093 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STUART W. EPPERSON Management For For
EDWARD G. ATSINGER III Management For For
DAVID DAVENPORT Management For For
ERIC H. HALVORSON Management For For
ROLAND S. HINZ Management For For
PAUL PRESSLER Management For For
RICHARD A. RIDDLE Management For For
DENNIS M. WEINBERG Management For For
02 APPROVAL TO AMEND SALEM S AMENDED AND RESTATED Management For For
1999 STOCK INCENTIVE PLAN (THE PLAN ) TO: (A)
ELIMINATE THE REQUIREMENT THAT THE RE-PRICING
OF OPTIONS ISSUED UNDER THE PLAN BE APPROVED,
AND (B) PERMIT SALEM TO MAKE LOANS TO QUALIFIED
PERSONS GRANTED OPTIONS UNDER THE PLAN FOR THE
PURPOSE OF EXERCISING GRANTED OPTIONS.
03 RE-APPROVAL OF THE PROVISION IN THE PLAN ESTABLISHING Management For For
THE MAXIMUM NUMBER OF SHARES OF CLASS A COMMON
STOCK AVAILABLE UNDER AWARDS TO A SINGLE PARTICIPANT
IN ANY ONE CALENDAR YEAR.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS SALEM S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS, INC. JCS Annual Meeting Date: 05/25/2006
Issuer: 203900 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL J. ANDERSON Management For For
WAYNE E. SAMPSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CONCORDE CAREER COLLEGES, INC. CCDC Annual Meeting Date: 05/25/2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Issuer: 20651H ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JACK L. BROZMAN Management For For
HARRY T. WILKINS Management For For
THOMAS K. SIGHT Management For For
JANET M. STALLMEYER Management For For
DAVID L. WARNOCK Management For For
02 RATIFICATION OF THE APPOINTMENT OF BKD LLP AS Management For For
THE INDEPENDENT AUDITORS FOR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
D&E COMMUNICATIONS, INC. DECC Annual Meeting Date: 05/25/2006
Issuer: 232860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RONALD E. FRISBIE Management For For
JAMES W. MOROZZI Management For For
D. MARK THOMAS Management For For
02 PROPOSAL TO AMEND THE 2001 STOCK COMPENSATION Management For For
PLAN AND POLICY FOR NON-EMPLOYEE DIRECTORS TO
INCREASE THE NUMBER OF SHARES ISSUABLE THEREUNDER
TO 100,000 SHARES IN THE FORM ATTACHED TO THE
PROXY STATEMENT IN APPENDIX A.
03 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2006.
- ------------------------------------------------------------------------------------------------------------------------------------
KATY INDUSTRIES, INC. KT Annual Meeting Date: 05/25/2006
Issuer: 486026 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT M. BARATTA Management For For
DANIEL B. CARROLL Management For For
WALLACE E. CARROLL, JR. Management For For
ANTHONY T. CASTOR III Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF KATY.
- ------------------------------------------------------------------------------------------------------------------------------------
RURAL CELLULAR CORPORATION RCCC Annual Meeting Date: 05/25/2006
Issuer: 781904 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD P. EKSTRAND Management For For
GEORGE W. WIKSTROM Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITORS FOR THE COMPANY S 2006 FISCAL YEAR.
03 APPROVAL OF OMNIBUS INCENTIVE PLAN. Management Against Against
- ------------------------------------------------------------------------------------------------------------------------------------
XANSER CORPORATION XNR Annual Meeting Date: 05/26/2006
Issuer: 98389J ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SANGWOO AHN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
JOHN R. BARNES Management For For
CHARLES R. COX Management For For
HANS KESSLER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION Annual Meeting Date: 05/31/2006
Issuer: 22282E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID M. BARSE Management For For
RONALD J. BROGLIO Management For For
PETER C.B. BYNOE Management For For
RICHARD L. HUBER Management For For
ANTHONY J. ORLANDO Management For For
WILLIAM C. PATE Management For For
ROBERT S. SILBERMAN Management For For
JEAN SMITH Management For For
CLAYTON YEUTTER Management For For
SAMUEL ZELL Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS COVANTA HOLDING CORPORATION S INDEPENDENT
AUDITORS FOR THE 2006 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
STARTEK, INC. SRT Annual Meeting Date: 05/31/2006
Issuer: 85569C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ED ZSCHAU Management For For
KAY NORTON Management For For
ALBERT C. YATES Management For For
STEVEN D. BUTLER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
02 AMENDMENT OF THE STOCK OPTION PLAN TO INCREASE Management For For
MAXIMUM NUMBER OF SHARES AVAILABLE FOR AWARD
UNDER THE PLAN FROM 1,985,000 TO 2,100,000.
- ------------------------------------------------------------------------------------------------------------------------------------
CANTERBURY PARK HOLDING CORPORATION ECP Annual Meeting Date: 06/01/2006
Issuer: 13811E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PATRICK R. CRUZEN Management For For
CARIN J. OFFERMAN Management For For
CURTIS A. SAMPSON Management For For
RANDALL D. SAMPSON Management For For
DALE H. SCHENIAN Management For For
BURTON F. DAHLBERG Management For For
02 PROPOSAL TO AMEND THE COMPANY S EMPLOYEE STOCK Management For For
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED TO BE ISSUED UNDER THE PLAN BY 100,000
SHARES TO A TOTAL OF 350,000 SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
KEWEENAW LAND ASSOCIATION, LIMITED KEWL Annual Meeting Date: 06/05/2006
Issuer: 493026 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
I DIRECTOR Management For
KIMBERLY A. BORANS Management For For
DAVID E. MCDONALD, SR. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
EDGEWATER TECHNOLOGY, INC. EDGW Annual Meeting Date: 06/06/2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Issuer: 280358 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CLETE T. BREWER Management For For
PAUL E. FLYNN Management For For
PAUL GUZZI Management For For
NANCY L. LEAMING Management For For
MICHAEL R. LOEB Management For For
SHIRLEY SINGLETON Management For For
BARRY B. WHITE Management For For
WAYNE WILSON Management For For
02 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
AMICAS, INC. AMCS Annual Meeting Date: 06/08/2006
Issuer: 001712 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILLIP M. BERMAN, M.D. Management For For
STEPHEN J. DENELSKY Management For For
S.N. KAHANE, M.D., M.S. Management For For
DAVID B. SHEPHERD Management For For
JOHN J. SVIOKLA Management For For
LISA W. ZAPPALA Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR AMICAS, INC. FOR THE YEAR ENDING DECEMBER
31, 2006.
03 TO APPROVE THE 2006 STOCK INCENTIVE PLAN. Management Against Against
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
BANCSHARES OF FLORIDA, INC. BOFL Annual Meeting Date: 06/08/2006
Issuer: 05976U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
I DIRECTOR Management For
DONALD R. BARBER Management For For
JOE B. COX Management For For
EARL L. FRYE Management For For
H.WAYNE HUIZENGA, JR. Management For For
JOHN B. JAMES Management For For
LAVONNE JOHNSON Management For For
EDWARD KALOUST Management For For
MARTIN P. MAHAN Management For For
MICHAEL L. MCMULLAN Management For For
HARRY K. MOON, M.D. Management For For
MICHAEL T. PUTZIGER Management For For
RICHARD ROCHON Management For For
RAMON A. RODRIGUEZ Management For For
TERRY W. STILES Management For For
II THE APPROVAL OF THE 2006 STOCK COMPENSATION PLAN Management Against Against
AND THE SUSPENSION OF THE 1999 STOCK OPTION PLAN.
III THE RATIFICATION OF THE SELECTION OF HACKER, Management For For
JOHNSON & SMITH P.A. AS THE INDEPENDENT AUDITORS
FOR BANCSHARES FOR 2006.
IV THE ADJOURNMENT OF THE ANNUAL MEETING TO SOLICIT Management For For
ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES TO APPROVE PROPOSALS I, II,
OR III.
- ------------------------------------------------------------------------------------------------------------------------------------
GANDER MOUNTAIN COMPANY GMTN Annual Meeting Date: 06/08/2006
Issuer: 36471P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
MARK R. BAKER Management For For
KAREN M. BOHN Management For For
MARSHALL L. DAY Management For For
RICHARD C. DELL Management For For
GERALD A. ERICKSON Management For For
RONALD A. ERICKSON Management For For
DALE NITSCHKE Management For For
DAVID C. PRATT Management For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS NELSON, INC. TNM Special Meeting Date: 06/08/2006
Issuer: 640376 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For
BY AND AMONG THOMAS NELSON, INC., FAITH MEDIA
HOLDINGS, LLC, AND FM MERGERCO, INC., AND THE
MERGER CONTEMPLATED THEREBY, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO APPROVE THE MERGER AND
THE MERGER AGREEMENT.
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE SPECIAL MEETING AND ANY AND ALL
ADJOURNMENTS OR POSTPONEMENTS THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
ACME COMMUNICATIONS, INC. ACME Annual Meeting Date: 06/09/2006
Issuer: 004631 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMIE KELLNER Management For For
DOUGLAS GEALY Management For For
THOMAS ALLEN Management For For
JOHN CONLIN Management For For
JAMES COLLIS Management For For
MICHAEL CORRIGAN Management For For
THOMAS EMBRESCIA Management For For
BRIAN MCNEILL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
PACKAGING DYNAMICS CORPORATION PKDY Special Meeting Date: 06/09/2006
Issuer: 695160 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE PROPOSAL TO APPROVE A MERGER PROVIDING FOR Management For For
THE ACQUISITION OF PACKAGING DYNAMICS BY THILMANY,
L.L.C., AS CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF FEBRUARY 24, 2006,
BY AND AMONG THILMANY, L.L.C., KTHP ACQUISITION,
INC., WHOLLY OWNED SUBSIDIARY OF THILMANY, AND
PACKAGING DYNAMICS CORPORATION, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 THE PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Management For For
OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE MEETING TO ADOPT THE
MERGER AGREEMENT AND APPROVE THE MERGER.
- ------------------------------------------------------------------------------------------------------------------------------------
LIFEWAY FOODS, INC. LWAY Annual Meeting Date: 06/10/2006
Issuer: 531914 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LUDMILA SMOLYANSKY Management For For
JULIE SMOLYANSKY Management For For
POL SIKAR Management For For
RENZO BERNARDI Management For For
JUAN CARLOS DALTO Management For For
JULIE OBERWEIS Management For For
02 RATIFICATION OF PLANTE & MORAN, PLLC, AS INDEPENDENT Management For For
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
CHEROKEE INTERNATIONAL CORPORATION CHRK Annual Meeting Date: 06/12/2006
Issuer: 164450 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KENNETH KILPATRICK Management For For
JEFFREY FRANK Management For For
ANTHONY BLOOM Management For For
VINCENT CEBULA Management For For
CLARK MICHAEL CRAWFORD Management For For
RAYMOND MEYER Management For For
IAN SCHAPIRO Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CPI AEROSTRUCTURES, INC. CVU Annual Meeting Date: 06/13/2006
Issuer: 125919 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WALTER PAULICK Management For For
ERIC ROSENFELD Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DEL GLOBAL TECHNOLOGIES CORP. DGTC Annual Meeting Date: 06/13/2006
Issuer: 245073 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GERALD M. CZARNECKI Management For For
JAMES R. HENDERSON Management For For
GEN. MERRILL A. MCPEAK Management For For
JAMES A. RISHER Management For For
WALTER F. SCHNEIDER Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING JULY 29, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
PATRIOT NATIONAL BANCORP, INC. PNBK Annual Meeting Date: 06/14/2006
Issuer: 70336F ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANGELO DE CARO Management For For
JOHN J. FERGUSON Management For For
BRIAN A. FITZGERALD Management For For
JOHN A. GEOGHEGAN Management For For
L. MORRIS GLUCKSMAN Management For For
CHARLES F. HOWELL Management For For
MICHAEL F. INTRIERI Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
ROBERT F. O'CONNELL Management For For
PHILIP W. WOLFORD Management For For
02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION. Management For For
03 PROPOSAL TO RATIFY THE APPOINTMENT OF MCGLADREY Management For For
& PULLEN, LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
SCHICK TECHNOLOGIES, INC. SCHK Special Meeting Date: 06/14/2006
Issuer: 806683 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE EXCHANGE AGREEMENT, DATED AS OF Management For For
SEPTEMBER 25, 2005, BY AND AMONG SCHICK, SIRONA
HOLDINGS LUXCO S.C.A. ( LUXCO ) AND SIRONA HOLDING
GMBH (FORMERLY KNOWN AS BLITZ 05-118 GMBH) (
SIRONA ), AND THE ISSUANCE OF 36,972,480 SHARES
OF SCHICK COMMON STOCK TO LUXCO IN EXCHANGE FOR
LUXCO S ENTIRE ECONOMIC INTEREST IN SIRONA, AS
DESCRIBED IN STATEMENT.
02 TO APPROVE AN AMENDMENT TO SCHICK S AMENDED AND Management For For
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
SCHICK S AUTHORIZED CAPITAL STOCK TO A TOTAL
OF 100,000,000 SHARES, CONSISTING OF 95,000,000
SHARES OF COMMON STOCK AND 5,000,000 OF PREFERRED
STOCK, AND TO CHANGE THE CORPORATE NAME OF SCHICK
TO SIRONA DENTAL SYSTEMS, INC.
03 TO APPROVE AN AMENDMENT TO SCHICK S 1996 STOCK Management Against Against
OPTION PLAN TO PROVIDE THAT NON-STATUTORY STOCK
OPTIONS MAY BE GRANTED UNDER THE PLAN TO EMPLOYEES
OF, AND CONSULTANTS TO, ANY COMPANY, OR ANY SUBSIDIARY
OF ANY COMPANY, THE CONTROL OF WHICH SCHICK HAS
AGREED TO ACQUIRE AND TO INCREASE THE SHARES
OF SCHICK COMMON STOCK AVAILABLE FOR ISSUANCE
UNDER THE PLAN BY 1,700,000 SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
MOVADO GROUP, INC. MOV Annual Meeting Date: 06/15/2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Issuer: 624580 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEDALIO GRINBERG Management For For
EFRAIM GRINBERG Management For For
MARGARET HAYES-ADAME Management For For
RICHARD COTE Management For For
ALAN H. HOWARD Management For For
RICHARD ISSERMAN Management For For
NATHAN LEVENTHAL Management For For
DONALD ORESMAN Management For For
LEONARD L. SILVERSTEIN Management For For
02 TO RATIFY AND APPROVE THE SELECTION BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING JANUARY 31,
2007.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY S EXECUTIVE PERFORMANCE PLAN, ORIGINALLY
ESTABLISHED FEBRUARY 1, 2001.
- ------------------------------------------------------------------------------------------------------------------------------------
NMT MEDICAL, INC. NMTI Annual Meeting Date: 06/15/2006
Issuer: 629294 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE AN AMENDMENT TO THE COMPANY S 2001 Management Against Against
STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES OF THE COMPANY S COMMON STOCK AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 1,100,000 SHARES
TO 1,500,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S 2001 Management For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES OF THE COMPANY S COMMON STOCK
AUTHORIZED FOR ISSUANCE THEREUNDER FROM 275,000
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
SHARES TO 425,000 SHARES.
04 TO APPROVE AN AMENDMENT TO THE COMPANY S 1996 Management Against Against
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
TO INCREASE THE NUMBER OF SHARES OF THE COMPANY
S COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER
FROM 325,000 SHARES TO 575,000 SHARES.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
01 DIRECTOR Management For
JOHN E. AHERN Management For For
CHERYL L. CLARKSON Management For For
DANIEL F. HANLEY, M.D. Management For For
JAMES E. LOCK, M.D. Management For For
FRANCIS J. MARTIN Management For For
HARRY A. SCHULT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
VITRIA TECHNOLOGY, INC. VITR Annual Meeting Date: 06/16/2006
Issuer: 92849Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M. DALE SKEEN, PH.D. Management For For
02 TO RATIFY THE SELECTION OF BDO SEIDMAN LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
FEDDERS CORPORATION FJC Annual Meeting Date: 06/20/2006
Issuer: 313135 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SAL GIORDANO, JR. Management For For
WILLIAM J. BRENNAN Management For For
DR. DAVID C. CHANG Management For For
MICHAEL L. DUCKER Management For For
JOSEPH GIORDANO Management For For
MICHAEL GIORDANO Management For For
HOWARD S. MODLIN Management For For
HERBERT A. MOREY Management For For
S.A. MUSCARNERA Management For For
ANTHONY E. PULEO Management For For
DR. JITENDRA V. SINGH Management For For
02 APPROVAL OF THE FEDDERS CORPORATION RESTRICTED Management For For
STOCK PLAN AND CERTAIN PREVIOUS GRANTS OF RESTRICTED
STOCK.
03 RATIFICATION OF THE APPOINTMENT OF UHY LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
MATERIAL SCIENCES CORPORATION MSC Annual Meeting Date: 06/22/2006
Issuer: 576674 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
AVRUM GRAY Management For For
FRANK L. HOHMANN III Management For For
SAMUEL LICAVOLI Management For For
DR. RONALD A. MITSCH Management For For
CLIFFORD D. NASTAS Management For For
JOHN P. REILLY Management For For
CURTIS G. SOLSVIG III Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING FEBRUARY 28, 2007.
03 AUTHORIZE PROXIES TO VOTE UPON SUCH OTHER BUSINESS Management For For
AS MAY PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
- ------------------------------------------------------------------------------------------------------------------------------------
NET PERCEPTIONS, INC. NETP Annual Meeting Date: 06/22/2006
Issuer: 64107U ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GIANMARIA C. DELZANNO Management For For
DAVID A. JONES Management For For
WARREN B. KANDERS Management For For
NICHOLAS SOKOLOW Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SRS LABS, INC. SRSL Annual Meeting Date: 06/22/2006
Issuer: 78464M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WINSTON E. HICKMAN Management For For
CAROL L. MILTNER Management For For
02 2006 STOCK INCENTIVE PLAN: PROPOSAL TO APPROVE Management Against Against
THE SRS LABS, INC. 2006 STOCK INCENTIVE PLAN.
03 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM: PROPOSAL TO RATIFY THE
SELECTION OF BDO SEIDMAN LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
ZORAN CORPORATION ZRAN Annual Meeting Date: 06/22/2006
Issuer: 98975F ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LEVY GERZBERG, PH.D. Management For For
UZIA GALIL Management For For
RAYMOND A. BURGESS Management For For
JAMES D. MEINDL, PH.D. Management For For
JAMES B. OWENS, JR. Management For For
DAVID RYNNE Management For For
ARTHUR B. STABENOW Management For For
PHILIP M. YOUNG Management For For
02 TO APPROVE AN INCREASE IN THE MAXIMUM AGGREGATE Management Against Against
NUMBER OF SHARES THAT MAY BE ISSUED UNDER THE
COMPANY S 2005 EQUITY INCENTIVE PLAN BY 2,500,000
SHARES.
03 TO APPROVE AN INCREASE IN THE MAXIMUM AGGREGATE Management For For
NUMBER OF SHARES THAT MAY BE ISSUED UNDER THE
COMPANY S 1995 EMPLOYEE STOCK PURCHASE PLAN BY
1,000,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
BIOSITE INCORPORATED BSTE Annual Meeting Date: 06/23/2006
Issuer: 090945 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KIM D. BLICKENSTAFF Management For For
K.F. BUECHLER, PHD. Management For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY S 1996 STOCK INCENTIVE PLAN.
03 TO APPROVE AN INCREASE TO THE TOTAL NUMBER OF Management Against Against
SHARES RESERVED FOR ISSUANCE UNDER THE COMPANY
S 1996 STOCK INCENTIVE PLAN.
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
FISCAL YEAR ENDING DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
CROWN MEDIA HOLDINGS, INC. CRWN Annual Meeting Date: 06/23/2006
Issuer: 228411 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILFORD V. BANE, JR. Management For For
BRIAN E. GARDNER Management For For
IRVINE O. HOCKADAY, JR. Management For For
DEANNE R. STEDEM Management For For
ARNOLD L. CHAVKIN Management For For
HERBERT A. GRANATH Management For For
ANIL JAGTIANI Management For For
GLENN CURTIS Management For For
DAVID E. HALL Management For For
A. DRUE JENNINGS Management For For
ROBERT J. DRUTEN Management For For
DONALD J. HALL, JR. Management For For
PETER A. LUND Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PAXSON COMMUNICATIONS CORPORATION ION Annual Meeting Date: 06/23/2006
Issuer: 704231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FREDERICK M.R. SMITH Management For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For
OF INCORPORATION TO CHANGE THE COMPANY S CORPORATE
NAME FROM PAXSON COMMUNICATIONS CORPORATION
TO ION MEDIA NETWORKS, INC.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
OF INCORPORATION TO INCREASE THE TOTAL NUMBER
OF AUTHORIZED SHARES OF THE COMPANY S STOCK,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
04 TO APPROVE THE ADOPTION OF THE ION MEDIA NETWORKS, Management Against Against
INC. 2006 STOCK INCENTIVE PLAN
05 TO RATIFY THE APPOINTMENT OF RACHLIN COHEN & Management For For
HOLTZ, LLP AS THE COMPANY S INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS FOR 2006
- ------------------------------------------------------------------------------------------------------------------------------------
U.S. ENERGY CORP. USEG Annual Meeting Date: 06/23/2006
Issuer: 911805 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KEITH G. LARSEN Management For For
JOHN L. LARSEN Management For For
03 TO COMPLY WITH NASDAQ MARKETPLACE RULE 4350(I)(1)(D), Management For For
APPROVE THE ISSUANCE OF MORE THAN 3,921,072 SHARES
OF COMMON STOCK TO CORNELL CAPITAL PARTNERS,
LP PURSUANT TO THE STANDBY EQUITY DISTRIBUTION
AGREEMENT, PLUS 100,000 SHARES OF COMMON STOCK
ON EXERCISE OF A STOCK PURCHASE WARRANT, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
04 RATIFICATION OF APPOINTMENT OF EPSTEIN, WEBER Management For For
& CONOVER, PLC AS INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR.
02 AMENDMENT OF THE ARTICLES OF INCORPORATION TO Management For For
ALLOW SHAREHOLDERS TO REMOVE DIRECTORS ONLY FOR
CAUSE.
- ------------------------------------------------------------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V. OFIX Annual Meeting Date: 06/27/2006
Issuer: N6748L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES F. GERO Management For For
PETER J. HEWETT Management For For
CHARLES W. FEDERICO Management For For
ROBERT GAINES-COOPER Management For For
JERRY C. BENJAMIN Management For For
WALTER P. VON WARTBURG Management For For
THOMAS J. KESTER Management For For
KENNETH R. WEISSHAAR Management For For
GUY J. JORDAN Management For For
STEFAN WIDENSOHLER Management For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE ARTICLES Management For For
OF ASSOCIATION (ARTICLE 16).
03 PROPOSAL TO APPROVE AMENDMENTS TO THE ARTICLES Management For For
OF ASSOCIATION (ARTICLE 4).
04 PROPOSAL TO APPROVE BALANCE SHEET AND INCOME Management For For
STATEMENT AT AND FOR THE YEAR ENDED DECEMBER
31, 2005.
05 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ORTHOFIX AND ITS SUBSIDIARIES FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
BRUKER BIOSCIENCES CORPORATION BRKR Annual Meeting Date: 06/29/2006
Issuer: 116794 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Management For For
THE TRANSACTIONS CONTEMPLATED BY THE STOCK PURCHASE
AGREEMENT, DATED AS OF APRIL 17, 2006, BY AND
AMONG BRUKER BIOSCIENCES, BRUKEROPTICS INC. AND
THE STOCKHOLDERS OF BRUKER OPTICS, INCLUDING
THE ISSUANCE OF SHARES OF BRUKER BIOSCIENCES
COMMON STOCK AS PART OF THE PURCHASE CONSIDERATION.
02 TO AMEND THE BRUKER BIOSCIENCES CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AUTHORIZED FOR ISSUANCE FROM
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2005 to 06/30/2006
Selected Accounts: THE WESTWOOD MIGHTY MITES FUND
150,000,000 TO 200,000,000, CONTINGENT ON THE
APPROVAL OF THE TRANSACTIONS CONTEMPLATED BY
THE STOCK PURCHASE AGREEMENT AND RELATED ISSUANCE
OF SHARES OF COMMON STOCK AS WELL AS THE CLOSING
OF THE ACQUISITION.
03 TO CONSIDER AND ACT UPON A PROPOSAL TO AMEND Management For For
THE BRUKER BIOSCIENCES STOCK OPTION PLAN TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK FOR WHICH
OPTIONS AND RESTRICTED STOCK MAY BE GRANTED UNDER
THE STOCK OPTION PLAN FROM 6,320,000 TO 8,000,000.
04 DIRECTOR Management For
RICHARD D. KNISS Management For For
JORG C. LAUKIEN Management For For
WILLIAM A. LINTON Management For For
05 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, Management For For
CONFIRM AND APPROVE THE SELECTION OF ERNST &
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF BRUKER BIOSCIENCES FOR FISCAL
2006.
- ------------------------------------------------------------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC. CVCO Annual Meeting Date: 06/29/2006
Issuer: 149568 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN G. BUNGER Management For For
JACK HANNA Management For For
02 APPROVAL OF THE AMENDMENT OF CAVCO INDUSTRIES, Management For For
INC. S RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED SHARES OF COMMON STOCK
FROM 10,000,000 TO 20,000,000.
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
AUDITOR FOR FISCAL 2007.
THE WESTWOOD FUNDS
THE WESTWOOD INCOME FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE VOTE CAST
ARLINGTON TANKERS
LTD ATB G04899103 7/22/2005 Annual 1.1 M Elect Director Stephen O. Jaeger For For
ARLINGTON TANKERS
LTD ATB G04899103 7/22/2005 Annual 2 M Ratify Auditors For For
INCREASE AUTHORIZED SHARE CAPITAL BY
CREATION OF ADDITIONAL 40,000,000
ARLINGTON TANKERS COMMON SHARES OF PAR VALUE US$0.01
LTD ATB G04899103 7/22/2005 Annual 3 M EACH. For For
REDUCTION OF SHARE PREMIUM ACCOUNT FOR
BERMUDA CORPORATE LAW PURPOSES BY
ARLINGTON TANKERS TRANSFERRING US$309,845,000 TO
LTD ATB G04899103 7/22/2005 Annual 4 M CONTRIBUTED SURPLUS ACCOUNT. For For
CRT Properties Inc 22876P109 9/23/2005 Special 1 M Approve Merger Agreement For For
Catellus
Development Corp. 149113102 9/14/2005 Special 1 M Approve Merger Agreement For For
Gables Residential
Trust 362418105 9/29/2005 Special 1 M Approve Merger Agreement For For
U.S. Bancorp USB 902973304 4/18/2006 Annual 1.1 M Elect Director Peter H. Coors For For
U.S. Bancorp USB 902973304 4/18/2006 Annual 1.2 M Elect Director Jerry A. Grundhofer For For
U.S. Bancorp USB 902973304 4/18/2006 Annual 1.3 M Elect Director Patrick T. Stokes For For
U.S. Bancorp USB 902973304 4/18/2006 Annual 2 M Ratify Auditors For For
U.S. Bancorp USB 902973304 4/18/2006 Annual 3 M Approve Executive Incentive Bonus Plan For For
U.S. Bancorp USB 902973304 4/18/2006 Annual 4 S Declassify the Board of Directors Against For
Approve Report of the Compensation
U.S. Bancorp USB 902973304 4/18/2006 Annual 5 S Committee Against For
AT&T Inc T 00206R102 4/28/2006 Annual 1.1 M Elect Director William F. Aldinger, III For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.2 M Elect Director Gilbert F. Amelio For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.3 M Elect Director August A. Busch, III For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.4 M Elect Director Martin K. Eby, Jr. For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.5 M Elect Director James A. Henderson For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.6 M Elect Director Charles F. Knight For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.7 M Elect Director Jon C. Madonna For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.8 M Elect Director Lynn M. Martin For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.9 M Elect Director John B. McCoy For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.1 M Elect Director Mary S. Metz For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.11 M Elect Director Toni Rembe For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.12 M Elect Director S. Donley Ritchey For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.13 M Elect Director Joyce M. Roche For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.14 M Elect Director Randall L. Stephenson For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.15 M Elect Director Laura D'Andrea Tyson For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.16 M Elect Director Patricia P. Upton For For
AT&T Inc T 00206R102 4/28/2006 Annual 1.17 M Elect Director Edward E. Whitacre, Jr. For For
AT&T Inc T 00206R102 4/28/2006 Annual 2 M Ratify Auditors For For
AT&T Inc T 00206R102 4/28/2006 Annual 3 M Approve Omnibus Stock Plan For For
Amend
AT&T Inc T 00206R102 4/28/2006 Annual 4 M Articles/Bylaws/Charter-Non-Routine For For
AT&T Inc T 00206R102 4/28/2006 Annual 5 S Report on Political Contributions Against Against
THE WESTWOOD FUNDS
THE WESTWOOD INCOME FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE VOTE CAST
AT&T Inc T 00206R102 4/28/2006 Annual 6 S Separate Chairman and CEO Positions Against For
AT&T Inc T 00206R102 4/28/2006 Annual 7 S Report on Pay Disparity Against Against
AT&T Inc T 00206R102 4/28/2006 Annual 8 S Non-Employee Director Compensation Against Against
Submit Severance Agreement (Change in
AT&T Inc T 00206R102 4/28/2006 Annual 9 S Control) to shareholder Vote Against For
AT&T Inc T 00206R102 4/28/2006 Annual 10 S Adopt Simple Majority Vote Requirement Against Against
Pfizer Inc. PFE 717081103 4/27/2006 Annual 1.1 M Elect Director Michael S. Brown For For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 1.2 M Elect Director M. Anthony Burns For For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 1.3 M Elect Director Robert N. Burt For For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 1.4 M Elect Director W. Don Cornwell For For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 1.5 M Elect Director William H. Gray, III For For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 1.6 M Elect Director Constance J. Horner For For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 1.7 M Elect Director William R. Howell For For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 1.8 M Elect Director Stanley O. Ikenberry For For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 1.9 M Elect Director George A. Lorch For Withhold
Pfizer Inc. PFE 717081103 4/27/2006 Annual 1.1 M Elect Director Henry A. McKinnell For For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 1.11 M Elect Director Dana G. Mead For Withhold
Pfizer Inc. PFE 717081103 4/27/2006 Annual 1.12 M Elect Director Ruth J. Simmons For For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 1.13 M Elect Director William C. Steere, Jr. For For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 2 M Ratify Auditors For For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 3 M Reduce Supermajority Vote Requirement For For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 4 S Establish Term Limits for Directors Against Against
Pfizer Inc. PFE 717081103 4/27/2006 Annual 5 S Social Proposal Against Against
Restore or Provide for Cumulative
Pfizer Inc. PFE 717081103 4/27/2006 Annual 6 S Voting Against For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 7 S Separate Chairman and CEO Positions Against For
Pfizer Inc. PFE 717081103 4/27/2006 Annual 8 S Report on Political Contributions Against Against
Pfizer Inc. PFE 717081103 4/27/2006 Annual 9 S Report on Animal Welfare Policy Against Against
Pfizer Inc. PFE 717081103 4/27/2006 Annual 10 S Reort on Animal-based Testing Against Against
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.1 M Elect Director Alain J.P. Belda For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.2 M Elect Director Richard H. Brown For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.3 M Elect Director Curtis J. Crawford For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.4 M Elect Director John T. Dillon For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.5 M Elect Director Eleuthere I. du Pont For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.6 M Elect Director Charles O. Holliday, Jr. For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.7 M Elect Director Lois D. Juliber For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.8 M Elect Director Masahisa Naitoh For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.9 M Elect Director Sean O'Keefe For For
THE WESTWOOD FUNDS
THE WESTWOOD INCOME FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE VOTE CAST
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.1 M Elect Director William K. Reilly For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 1.11 M Elect Director Charles M. Vest For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 2 M Ratify Auditors For For
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 3 S Review Executive Compensation Against Against
E.I. Du Pont De Report on Genetically Modified
Nemours & Co. DD 263534109 4/26/2006 Annual 4 S Organisms Against Against
E.I. Du Pont De
Nemours & Co. DD 263534109 4/26/2006 Annual 5 S Performance-Based Against For
E.I. Du Pont De Report on Feasibility of Phasing out
Nemours & Co. DD 263534109 4/26/2006 Annual 6 S PFOA Against For
E.I. Du Pont De Report on Security of Chemical
Nemours & Co. DD 263534109 4/26/2006 Annual 7 S Facilities Against Against
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.1 M Elect Director William Barnet, III For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.2 M Elect Director Frank P. Bramble, Sr. For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.3 M Elect Director John T. Collins For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.4 M Elect Director Gary L. Countryman For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.5 M Elect Director Tommy R. Franks For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.6 M Elect Director Paul Fulton For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.7 M Elect Director Charles K. Gifford For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.8 M Elect Director W. Steven Jones For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.9 M Elect Director Kenneth D. Lewis For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.1 M Elect Director Monica C. Lozano For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.11 M Elect Director Walter E. Massey For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.12 M Elect Director Thomas J. May For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.13 M Elect Director Patricia E. Mitchell For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.14 M Elect Director Thomas M. Ryan For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.15 M Elect Director O. Temple Sloan, Jr. For For
THE WESTWOOD FUNDS
THE WESTWOOD INCOME FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE VOTE CAST
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.16 M Elect Director Meredith R. Spangler For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.17 M Elect Director Robert L. Tillman For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 1.18 M Elect Director Jackie M. Ward For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 2 M Ratify Auditors For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 3 M Amend Omnibus Stock Plan For For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 4 S Publish Political Contributions Against Against
Bank of America Require a Majority Vote for the
Corp. BAC 60505104 4/26/2006 Annual 5 S Election of Directors Against For
Bank of America
Corp. BAC 60505104 4/26/2006 Annual 6 S Provide for an Independent Chairman Against For
Exclude Reference to Sexual
Bank of America Orientation from the Company's EEO
Corp. BAC 60505104 4/26/2006 Annual 7 S Statement Against Against
Bristol-Myers
Squibb Co. BMY 110122108 5/2/2006 Annual 1.1 M Elect Director Robert E. Allen For For
Bristol-Myers
Squibb Co. BMY 110122108 5/2/2006 Annual 1.2 M Elect Director Lewis B. Campbell For For
Bristol-Myers
Squibb Co. BMY 110122108 5/2/2006 Annual 1.3 M Elect Director Vance D. Coffman For For
Bristol-Myers
Squibb Co. BMY 110122108 5/2/2006 Annual 1.4 M Elect Director James M. Cornelius For For
Bristol-Myers
Squibb Co. BMY 110122108 5/2/2006 Annual 1.5 M Elect Director Peter R. Dolan For For
Bristol-Myers
Squibb Co. BMY 110122108 5/2/2006 Annual 1.6 M Elect Director Louis J. Freeh For For
Bristol-Myers
Squibb Co. BMY 110122108 5/2/2006 Annual 1.7 M Elect Director Laurie H. Glimcher, M.D. For For
Bristol-Myers
Squibb Co. BMY 110122108 5/2/2006 Annual 1.8 M Elect Director Leif Johansson For For
Bristol-Myers
Squibb Co. BMY 110122108 5/2/2006 Annual 1.9 M Elect Director James D. Robinson, III For For
Bristol-Myers
Squibb Co. BMY 110122108 5/2/2006 Annual 2 M Ratify Auditor For For
Bristol-Myers Increase Disclosure of Executive
Squibb Co. BMY 110122108 5/2/2006 Annual 3 S Compensation Against Against
Bristol-Myers
Squibb Co. BMY 110122108 5/2/2006 Annual 4 S Provide for Cumulative Voting Against For
Bristol-Myers Claw-back of Payments under
Squibb Co. BMY 110122108 5/2/2006 Annual 5 S Restatements Against Against
Bristol-Myers
Squibb Co. BMY 110122108 5/2/2006 Annual 6 S Report on Animal Welfare Against Against
THE WESTWOOD FUNDS
THE WESTWOOD INCOME FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE VOTE CAST
Bristol-Myers
Squibb Co. BMY 110122108 5/2/2006 Annual 7 S Establish Term Limits for Directors Against Against
Healthcare Realty
Trust, Inc. HR 421946104 5/9/2006 Annual 1.1 M Elect Director David R. Emery For For
Healthcare Realty
Trust, Inc. HR 421946104 5/9/2006 Annual 1.2 M Elect Director Batey M. Gresham, Jr. For For
Healthcare Realty
Trust, Inc. HR 421946104 5/9/2006 Annual 1.3 M Elect Director Dan S. Wilford For For
Healthcare Realty
Trust, Inc. HR 421946104 5/9/2006 Annual 1.4 M Elect Director C.R. Fernandez, M.D. For For
Healthcare Realty
Trust, Inc. HR 421946104 5/9/2006 Annual 1.5 M Elect Director Errol L. Biggs, Phd For For
Healthcare Realty
Trust, Inc. HR 421946104 5/9/2006 Annual 1.6 M Elect Director Bruce D. Sullivan For For
Healthcare Realty
Trust, Inc. HR 421946104 5/9/2006 Annual 2 M Ratify Auditors For For
Rayonier Inc. RYN 754907103 5/18/2006 Annual 1.1 M Elect Director Richard D. Kincaid For For
Rayonier Inc. RYN 754907103 5/18/2006 Annual 1.2 M Elect Director W. Lee Nutter For For
Rayonier Inc. RYN 754907103 5/18/2006 Annual 1.3 M Elect Director Ronald Townsend For For
Compass Minerals
International, Inc CMP 20451N101 5/11/2006 Annual 1.1 M Elect Director Mr. David J. D'Antonio For For
Compass Minerals
International, Inc CMP 20451N101 5/11/2006 Annual 1.2 M Elect Director Mr. Perry W. Premdas For For
Compass Minerals
International, Inc CMP 20451N101 5/11/2006 Annual 1.3 M Elect Director Mr. Allan R. Rothwell For For
Compass Minerals
International, Inc CMP 20451N101 5/11/2006 Annual 2 M Ratify Auditors For For
Sunstone Hotel
Investors, Inc. SHO 867892101 5/2/2006 Annual 1.1 M Elect Director Robert A. Alter For For
Sunstone Hotel
Investors, Inc. SHO 867892101 5/2/2006 Annual 1.2 M Elect Director Lewis N. Wolff For For
Sunstone Hotel
Investors, Inc. SHO 867892101 5/2/2006 Annual 1.3 M Elect Director Z. Jamie Behar For For
Sunstone Hotel
Investors, Inc. SHO 867892101 5/2/2006 Annual 1.4 M Elect Director Anthony W. Dona For For
Sunstone Hotel
Investors, Inc. SHO 867892101 5/2/2006 Annual 1.5 M Elect Director Thomas A. Lewis For For
Sunstone Hotel
Investors, Inc. SHO 867892101 5/2/2006 Annual 1.6 M Elect Director Keith M. Locker For For
Sunstone Hotel
Investors, Inc. SHO 867892101 5/2/2006 Annual 1.7 M Elect Director Keith P. Russell For For
Sunstone Hotel
Investors, Inc. SHO 867892101 5/2/2006 Annual 2 M Ratify Auditors For For
Getty Realty
Corp. GTY 374297109 5/16/2006 Annual 1.1 M Elect Director Milton Cooper For For
Getty Realty
Corp. GTY 374297109 5/16/2006 Annual 1.2 M Elect Director Philip E. Coviello For For
Getty Realty
Corp. GTY 374297109 5/16/2006 Annual 1.3 M Elect Director Leo Liebowitz For For
Getty Realty
Corp. GTY 374297109 5/16/2006 Annual 1.4 M Elect Director Howard Safenowitz For For
THE WESTWOOD FUNDS
THE WESTWOOD INCOME FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE VOTE CAST
Getty Realty
Corp. GTY 374297109 5/16/2006 Annual 1.5 M Elect Director Warren G. Wintrub For For
Getty Realty
Corp. GTY 374297109 5/16/2006 Annual 2 M Ratify Auditors For For
Getty Realty
Corp. GTY 374297109 5/16/2006 Annual 3 M Other Business For Against
Hawaiian Electric
Industries, Inc. HE 419870100 5/2/2006 Annual 1.1 M Elect Director Shirley J. Daniel For For
Hawaiian Electric
Industries, Inc. HE 419870100 5/2/2006 Annual 1.2 M Elect Director Constance H. Lau For For
Hawaiian Electric
Industries, Inc. HE 419870100 5/2/2006 Annual 1.3 M Elect Director A. Maurice Myers For For
Hawaiian Electric
Industries, Inc. HE 419870100 5/2/2006 Annual 1.4 M Elect Director James K. Scott For For
Hawaiian Electric
Industries, Inc. HE 419870100 5/2/2006 Annual 2 M Ratify Auditors For For
Hawaiian Electric
Industries, Inc. HE 419870100 5/2/2006 Annual 3 M Increase Authorized Common Stock For For
Hawaiian Electric Amend Non-Employee Director Stock
Industries, Inc. HE 419870100 5/2/2006 Annual 4 M Option Plan For For
Hawaiian Electric Amend Articles/Bylaws/Modify
Industries, Inc. HE 419870100 5/2/2006 Annual 5 M Provisions Related to Auditors For For
Crescent Real
Estate Equities
Company CEI 225756105 5/8/2006 Annual 1.1 M Elect Director Richard E. Rainwater For For
Crescent Real
Estate Equities
Company CEI 225756105 5/8/2006 Annual 1.2 M Elect Director Anthony M. Frank For For
Crescent Real
Estate Equities
Company CEI 225756105 5/8/2006 Annual 1.3 M Elect Director William F. Quinn For For
Crescent Real
Estate Equities
Company CEI 225756105 5/8/2006 Annual 2 M Ratify Auditors For For
Reddy Ice
Holdings, Inc. FRZ 75734R105 5/18/2006 Annual 1.1 M Elect Director William P. Brick For Withhold
Reddy Ice
Holdings, Inc. FRZ 75734R105 5/18/2006 Annual 1.2 M Elect Director Andrew R. Heyer For Withhold
Reddy Ice
Holdings, Inc. FRZ 75734R105 5/18/2006 Annual 1.3 M Elect Director Theodore J. Host For For
Reddy Ice
Holdings, Inc. FRZ 75734R105 5/18/2006 Annual 1.4 M Elect Director David E. King For Withhold
Reddy Ice
Holdings, Inc. FRZ 75734R105 5/18/2006 Annual 1.5 M Elect Director Douglas R. Korn For Withhold
Reddy Ice
Holdings, Inc. FRZ 75734R105 5/18/2006 Annual 1.6 M Elect Director Michael S. Mcgrath For For
Reddy Ice
Holdings, Inc. FRZ 75734R105 5/18/2006 Annual 1.7 M Elect Director Tracy L. Noll For For
Reddy Ice
Holdings, Inc. FRZ 75734R105 5/18/2006 Annual 1.8 M Elect Director William P. Phoenix For Withhold
Reddy Ice
Holdings, Inc. FRZ 75734R105 5/18/2006 Annual 1.9 M Elect Director Robert N. Verdecchio For For
Reddy Ice
Holdings, Inc. FRZ 75734R105 5/18/2006 Annual 1.1 M Elect Director Jimmy C. Weaver For Withhold
THE WESTWOOD FUNDS
THE WESTWOOD INCOME FUND
PROXY VOTING RECORD
JULY 1, 2005 - JUNE 30, 2006
BALLOT
MEETING ITEM MGT REC
NAME TICKER SECURITY ID MEETING DATE TYPE NUMBER M OR S ITEM DESC VOTE VOTE CAST
Reddy Ice
Holdings, Inc. FRZ 75734R105 5/18/2006 Annual 2 M Ratify Auditors For For
Regal
Entertainment Group RGC 758766109 5/10/2006 Annual 1.1 M Elect Director Michael L. Campbell For For
Regal
Entertainment Group RGC 758766109 5/10/2006 Annual 1.2 M Elect Director Alex Yemenidjian For For
Regal
Entertainment Group RGC 758766109 5/10/2006 Annual 2 M Ratify Auditors For For
ARLINGTON TANKERS
LTD ATB G04899103 6/12/2006 Annual 1.1 M Elect Director Dr. E. Grant Gibbons For For
THE APPROVAL OF AMENDMENTS TO OUR
BYE-LAWS TO ALLOW THE NUMBER OF
DIRECTORS TO BE DETERMINED BY OUR
ARLINGTON TANKERS BOARD OF DIRECTORS AND FOR THE QUORUM
LTD ATB G04899103 6/12/2006 Annual 2 M TO BE A MAJORITY OF THE DIRECTORS. For For
APPOINTMENT OF MOORE STEPHENS P.C. AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2006 AND THE
AUTHORIZATION OF THE BOARD OF
DIRECTORS, ACTING THROUGH THE AUDIT
ARLINGTON TANKERS COMMITTEE, TO DETERMINE THE
LTD ATB G04899103 6/12/2006 Annual 3 M INDEPENDENT REGISTERED PUBL For For
For the period of July 1, 2005 to June 30, 2006, the Westwood Intermediate Bond
Fund did not hold any voting securities.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant THE WESTWOOD FUNDS
----------------------------------------------------------------------
By (Signature and Title)* /s/ BRUCE N. ALPERT
-------------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date AUGUST 21, 2006
----------------------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.